UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-5041 Credit Suisse Capital Appreciation Fund - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) c/o Credit Suisse Asset Management, LLC 466 Lexington Avenue New York, New York 10017 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Hal Liebes, Esq. 466 Lexington Avenue New York, New York 10017 - ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (212) 875-3500 Date of fiscal year end: 10/31 Date of reporting period: July 1, 2003 - June 30, 2004 ITEM 1. PROXY VOTING RECORD CREDIT SUISSE CAPITAL APPRECIATION FUND ========================== CAPITAL APPRECIATION FUND =========================== ACCENTURE LTD BERMUDA Ticker: ACN Security ID: G1150G111 Meeting Date: FEB 5, 2004 Meeting Type: Annual Record Date: DEC 8, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Dennis F. Hightower, William L. For For Management Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors 2 Approve KPMG LLP as Independent Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Transact Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- ALLERGAN, INC. Ticker: AGN Security ID: 018490102 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Handel E. Evans For For Management 1.2 Elect Director Michael R. Gallagher For For Management 1.3 Elect Director Gavin S. Herbert For Withhold Management 1.4 Elect Director Stephen J. Ryan For For Management 2 Ratify Auditors For For Management 3 Expense Stock Options Against For Shareholder 4 Separate Chairman and CEO Positions Against For Shareholder - -------------------------------------------------------------------------------- AMERITRADE HOLDINGS CORP. Ticker: AMTD Security ID: 03074K100 Meeting Date: FEB 10, 2004 Meeting Type: Annual Record Date: DEC 17, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Peter Ricketts For Withhold Management 1.2 Elect Director C. Kevin Landry For For Management 1.3 Elect Director Mark L. Mitchell For For Management 2 Ratify Auditors For For Management 3 Other Business For Against Management - -------------------------------------------------------------------------------- AMGEN, INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Jerry D. Choate For Withhold Management 1.3 Elect Director Frank C. Herringer For For Management 1.4 Elect Director Gilbert S. Omenn For For Management 2 Ratify Auditors For For Management 3 Prepare Glass Ceiling Report Against Against Shareholder 4 Expense Stock Options Against For Shareholder - -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 9, 2004 Meeting Type: Annual Record Date: JAN 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerald G. Fishman For For Management 1.2 Elect Director F. Grant Saviers For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ANTHEM INC. Ticker: ATH Security ID: 03674B104 Meeting Date: JUN 28, 2004 Meeting Type: Special Record Date: MAY 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with an For For Management Acquisition 2 Change Company Name For For Management - -------------------------------------------------------------------------------- ANTHEM INC. Ticker: ATH Security ID: 03674B104 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Liss For For Management 1.2 Elect Director James W. McDowell, Jr. For For Management 1.3 Elect Director George A. Schaefer, Jr. For For Management 1.4 Elect Director Jackie M. Ward For For Management - -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 24, 2004 Meeting Type: Annual Record Date: JAN 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. Armacost For For Management 1.2 Elect Director Deborah A. Coleman For For Management 1.3 Elect Director Herbert M. Dwight, Jr. For For Management 1.4 Elect Director Philip V. Gerdine For For Management 1.5 Elect Director Paul R. Low For For Management 1.6 Elect Director Dan Maydan For For Management 1.7 Elect Director Steven L. Miller For For Management 1.8 Elect Director James C. Morgan For For Management 1.9 Elect Director Gerhard H. Parker For For Management 1.10 Elect Director Michael R. Splinter For For Management 2 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- AUTOLIV INC. Ticker: ALV Security ID: 052800109 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Per-Olof Aronson For For Management 1.2 Elect Director Walter Kunerth For For Management 1.3 Elect Director Lars Westerberg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AVON PRODUCTS, INC. Ticker: AVP Security ID: 054303102 Meeting Date: MAY 6, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward T. Fogarty For For Management 1.2 Elect Director Susan J. Kropf For For Management 1.3 Elect Director Maria Elena Lagomasino For Withhold Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Declassify the Board of Directors Against For Shareholder 5 Report on Feasibility of Removing Against Against Shareholder Parabens from Company Products 6 Report on Feasibility of Removing Dibutyl Against Against Shareholder Phthalate from Company Products - -------------------------------------------------------------------------------- BEA SYSTEMS, INC. Ticker: BEAS Security ID: 073325102 Meeting Date: JUN 11, 2004 Meeting Type: Annual Record Date: APR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean O. Morton For Withhold Management 1.2 Elect Director George Reyes For For Management 2 Ratify Auditors For Against Management - -------------------------------------------------------------------------------- BIOGEN IDEC INC Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 16, 2004 Meeting Type: Annual Record Date: APR 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Belzer For For Management 1.2 Elect Director Mary L. Good For For Management 1.3 Elect Director James C. Mullen For For Management 1.4 Elect Director Bruce R. Ross For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- BOEING CO., THE Ticker: BA Security ID: 097023105 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Biggs For Withhold Management 1.2 Elect Director John E. Bryson For Withhold Management 1.3 Elect Director Linda Z. Cook For For Management 1.4 Elect Director Rozanne L. Ridgway For Withhold Management 2 Reduce Supermajority Vote Requirement For For Management 3 Ratify Auditors For For Management 4 Develop Ethical Criteria for Military Against Against Shareholder Contracts 5 Adopt Amended Workplace Code of Conduct Against For Shareholder 6 Declassify the Board of Directors Against For Shareholder 7 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 9 Adopt a Policy that will Commit Executive Against For Shareholder & Directors to Hold at least 75% of their Shares 10 Provide Employees Choice of Pension Plans Against Against Shareholder at Retirement or Termination - -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. Ticker: COF Security ID: 14040H105 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: FEB 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Ronald Dietz For For Management 1.2 Elect Director Lewis Hay, III For For Management 1.3 Elect Director Mayo A. Shattuck, III For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- CAREMARK RX, INC. Ticker: CMX Security ID: 141705103 Meeting Date: MAR 22, 2004 Meeting Type: Special Record Date: FEB 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Approve Issuance of Stock in Connection For For Management with Merger Agreement 3 Increase Authorized Preferred Stock For Against Management 4 Approve Omnibus Stock Plan For For Management 5 Allow Postponement or Adjournment of For Against Management Special Meeting - -------------------------------------------------------------------------------- CAREMARK RX, INC. Ticker: CMX Security ID: 141705103 Meeting Date: MAY 4, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin M. Banks For For Management 1.2 Elect Director Colleen C. Welch, Ph.D. For For Management 1.3 Elect Director Roger L. Headrick For For Management 1.4 Elect Director Jean-Pierre Millon For For Management - -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol A. Bartz For For Management 1.2 Elect Director Larry R. Carter For For Management 1.3 Elect Director John T. Chambers For For Management 1.4 Elect Director Dr. James F. Gibbons For For Management 1.5 Elect Director Dr. John L. Hennessy For For Management 1.6 Elect Director Roderick C. McGeary For For Management 1.7 Elect Director James C. Morgan For For Management 1.8 Elect Director John P. Morgridge For For Management 1.9 Elect Director Donald T. Valentine For For Management 1.10 Elect Director Steven M. West For For Management 1.11 Elect Director Jerry Yang For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management 4 Report on Company Products Used by the Against Against Shareholder Government to Monitor the Internet 5 Report on Pay Disparity Against Against Shareholder - -------------------------------------------------------------------------------- CLEAR CHANNEL COMMUNICATIONS, INC. Ticker: CCU Security ID: 184502102 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan D. Feld For Withhold Management 1.2 Elect Director Thomas O. Hicks For For Management 1.3 Elect Director Perry J. Lewis For For Management 1.4 Elect Director L. Lowry Mays For For Management 1.5 Elect Director Mark P. Mays For For Management 1.6 Elect Director Randall T. Mays For For Management 1.7 Elect Director B.J. Mccombs For For Management 1.8 Elect Director Phyllis B. Riggins For For Management 1.9 Elect Director Theordore H. Strauss For For Management 1.10 Elect Director J.C. Watts For For Management 1.11 Elect Director John H. Williams For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- COACH, INC. Ticker: COH Security ID: 189754104 Meeting Date: NOV 5, 2003 Meeting Type: Annual Record Date: SEP 17, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Ellis For For Management 1.2 Elect Director Lew Frankfort For For Management 1.3 Elect Director Sally Frame Kasaks For For Management 1.4 Elect Director Gary Loveman For For Management 1.5 Elect Director Irene Miller For For Management 1.6 Elect Director Keith Monda For For Management 1.7 Elect Director Michael Murphy For For Management - -------------------------------------------------------------------------------- COCA-COLA COMPANY, THE Ticker: KO Security ID: 191216100 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Cathleen P. Black For For Management 1.4 Elect Director Warren E. Buffett For Withhold Management 1.5 Elect Director Douglas N. Daft For For Management 1.6 Elect Director Barry Diller For For Management 1.7 Elect Director Donald R. Keough For For Management 1.8 Elect Director Susan Bennett King For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director Donald F. Mchenry For For Management 1.11 Elect Director Robert L. Nardelli For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director J. Pedro Reinhard For For Management 1.14 Elect Director James D. Robinson III For For Management 1.15 Elect Director Peter V. Ueberroth For For Management 1.16 Elect Director James B. Williams For For Management 2 Ratify Auditors For For Management 3 Report on Operational Impact of HIV/AIDS For For Shareholder Pandemic 4 Report on Stock Option Distribution by Against Against Shareholder Race and Gender 5 Prohibit Awards to Executives Against Against Shareholder 6 Submit Executive Compensation to Vote Against For Shareholder 7 Submit Executive Compensation to Vote Against Against Shareholder 8 Implement China Principles Against Against Shareholder 9 Separate Chairman and CEO Positions Against For Shareholder - -------------------------------------------------------------------------------- COMVERSE TECHNOLOGY, INC. Ticker: CMVT Security ID: 205862402 Meeting Date: JUN 15, 2004 Meeting Type: Annual Record Date: APR 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobi Alexander For For Management 1.2 Elect Director Raz Alon For For Management 1.3 Elect Director Itsik Danziger For For Management 1.4 Elect Director John H. Friedman For For Management 1.5 Elect Director Ron Hiram For For Management 1.6 Elect Director Sam Oolie For For Management 1.7 Elect Director William F. Sorin For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CORNING INC. Ticker: GLW Security ID: 219350105 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy R. Knowles For For Management 1.2 Elect Director Eugene C. Sit For For Management 1.3 Elect Director William D. Smithburg For For Management 1.4 Elect Director Hansel E. Tookes II For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote - -------------------------------------------------------------------------------- DANAHER CORP. Ticker: DHR Security ID: 235851102 Meeting Date: MAY 4, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Rales For For Management 1.2 Elect Director John T. Schwieters For For Management 1.3 Elect Director Alan G. Spoon For For Management 2 Ratify Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Develop Charter Language on Board Against Against Shareholder Diversity - -------------------------------------------------------------------------------- DELL INC. Ticker: DELL Security ID: 247025109 Meeting Date: JUL 18, 2003 Meeting Type: Annual Record Date: MAY 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Miles For For Management 1.2 Elect Director Alex J. Mandl For For Management 1.3 Elect Director Morton L. Topfer For For Management 2 Declassify the Board of Directors For For Management 3 Change Company Name For For Management 4 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- DOW CHEMICAL COMPANY, THE Ticker: DOW Security ID: 260543103 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold A. Allemang For For Management 1.2 Elect Director John C. Danforth For For Management 1.3 Elect Director Jeff M. Fettig For For Management 1.4 Elect Director Andrew N. Liveris For For Management 1.5 Elect Director James M. Ringler For For Management 1.6 Elect Director William S. Stavropoulos For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Report on Social Initiatives in Bhopal Against Against Shareholder - -------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker: DD Security ID: 263534109 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J. P. Belda For For Management 1.2 Elect Director Richard H. Brown For For Management 1.3 Elect Director Curtis J. Crawford For For Management 1.4 Elect Director John T. Dillon For For Management 1.5 Elect Director Louisa C. Duemling For For Management 1.6 Elect Director Charles O. Holliday, Jr. For For Management 1.7 Elect Director Deborah C. Hopkins For For Management 1.8 Elect Director Lois D. Juliber For For Management 1.9 Elect Director Masahisa Naitoh For For Management 1.10 Elect Director William K. Reilly For For Management 1.11 Elect Director H. Rodney Sharp, III For For Management 1.12 Elect Director Charles M. Vest For For Management 2 Ratify Auditors For For Management 3 Report on Executive Ties to Government Against Against Shareholder 4 Adopt and Report on a Code of Corporate Against Against Shareholder Conduct 5 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- E.W. SCRIPPS CO. (THE) Ticker: SSP Security ID: 811054204 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: FEB 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Galloway For For Management 1.2 Elect Director Nicholas B. Paumgarten For Withhold Management 1.3 Elect Director Ronald W. Tysoe For For Management 1.4 Elect Director Julie A. Wrigley For For Management - -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 24, 2004 Meeting Type: Annual Record Date: APR 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philippe Bourguignon For For Management 1.2 Elect Director Thomas J. Tierney For For Management 1.3 Elect Director Margaret C. Whitman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Stock Option Plan For For Management 4 Increase Authorized Common Stock For Against Management 5 Ratify Auditors For For Management 6 Expense Stock Options Against For Shareholder - -------------------------------------------------------------------------------- EMC CORP. Ticker: EMC Security ID: 268648102 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Egan For For Management 1.2 Elect Director Michael C. Ruettgers For For Management 1.3 Elect Director David N. Strohm For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management 5 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- ESTEE LAUDER COMPANIES INC., THE Ticker: EL Security ID: 518439104 Meeting Date: NOV 5, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irvine O. Hockaday, Jr. For For Management 1.2 Elect Director Fred H. Langhammer For For Management 1.3 Elect Director Rose Marie Bravo For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FOREST LABORATORIES, INC. Ticker: FRX Security ID: 345838106 Meeting Date: AUG 11, 2003 Meeting Type: Annual Record Date: JUN 20, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Solomon For Withhold Management 1.2 Elect Director William J. Candee, III For For Management 1.3 Elect Director George S. Cohan For For Management 1.4 Elect Director Dan L. Goldwasser For For Management 1.5 Elect Director Lester B. Salans, M.D. For For Management 1.6 Elect Director Kenneth E. Goodman For Withhold Management 1.7 Elect Director Phillip M. Satow For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FOX ENTERTAINMENT GROUP, INC. Ticker: FOX Security ID: 35138T107 Meeting Date: NOV 25, 2003 Meeting Type: Annual Record Date: SEP 29, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Rupert Murdoch, AC For Withhold Management 1.2 Elect Director Peter Chernin For Withhold Management 1.3 Elect Director David F. DeVoe For Withhold Management 1.4 Elect Director Arthur M. Siskind For Withhold Management 1.5 Elect Director Lachlan K. Murdoch For Withhold Management 1.6 Elect Director Christos M. Cotsakos For For Management 1.7 Elect Director Thomas W. Jones For For Management 1.8 Elect Director Peter Powers For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GAP, INC., THE Ticker: GPS Security ID: 364760108 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Behar For For Management 1.2 Elect Director Adrian D.P. Bellamy For For Management 1.3 Elect Director Donald G. Fisher For For Management 1.4 Elect Director Doris F. Fisher For For Management 1.5 Elect Director Robert J. Fisher For For Management 1.6 Elect Director Glenda A. Hatchett For For Management 1.7 Elect Director Penelope L. Hughes For For Management 1.8 Elect Director Bob L. Martin For For Management 1.9 Elect Director Jorge P. Montoya For For Management 1.10 Elect Director Paul S. Pressler For For Management 1.11 Elect Director James M. Schneider For For Management 1.12 Elect Director Mayo A. Shattuck III For For Management 1.13 Elect Director Margaret C. Whitman For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- GENENTECH, INC. Ticker: DNA Security ID: 368710406 Meeting Date: APR 16, 2004 Meeting Type: Written Consent Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles/Bylaws/Charter-Non-Routine For For Management 2.1 Elect Director Herbert W. Boyer For Withhold Management 2.2 Elect Director Arthur D. Levinson For Withhold Management 2.3 Elect Director Mark Richmond For For Management 2.4 Elect Director Charles A. Sanders For For Management 2.5 Elect Director William M. Burns For Withhold Management 2.6 Elect Director Erich Hunziker For Withhold Management 2.7 Elect Director Jonathan K.C. Knowles For Withhold Management 3 Elect Director M. Burns For Withhold Management 4 Elect Director Erich Hunziker For Withhold Management 5 Elect Director Jonathan K.C. Knowles For Withhold Management 6 Increase Authorized Common Stock For For Management 7 Approve Omnibus Stock Plan For Against Management 8 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director Dennis D. Dammerman For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Claudio X. Gonzalez For Withhold Management 1.5 Elect Director Jeffrey R. Immelt For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Alan G. Lafley For For Management 1.8 Elect Director Kenneth G. Langone For For Management 1.9 Elect Director Ralph S. Larsen For For Management 1.10 Elect Director Rochelle B. Lazarus For For Management 1.11 Elect Director Sam Nunn For For Management 1.12 Elect Director Roger S. Penske For For Management 1.13 Elect Director Robert J. Swieringa For For Management 1.14 Elect Director Douglas A. Warner III For For Management 1.15 Elect Director Robert C. Wright For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Provide for Cumulative Voting Against Against Shareholder 5 Eliminate Animal Testing Against Against Shareholder 6 Report on Nuclear Fuel Storage Risks Against Against Shareholder 7 Report on PCB Clean-up Against Against Shareholder 8 Report on Foreign Outsourcing Against Against Shareholder 9 Prepare Sustainability Report Against Against Shareholder 10 Limit Composition of Management Against Against Shareholder Development and Compensation Committee to Independent Directors 11 Report on Pay Disparity Against Against Shareholder 12 Limit Awards to Executives Against Against Shareholder 13 Limit Board Service for Other Companies Against For Shareholder 14 Separate Chairman and CEO Positions Against Against Shareholder 15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder 16 Adopt a Retention Ratio for Executives Against Against Shareholder and Directors 17 Require 70% to 80% Independent Board Against Against Shareholder 18 Report on Political Against Against Shareholder Contributions/Activities - -------------------------------------------------------------------------------- GENERAL MOTORS CORP. Ticker: GM Security ID: 370442832 Meeting Date: OCT 3, 2003 Meeting Type: Written Consent Record Date: AUG 1, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Amend Articles For For Management 3 Approve Hughes Split-Off For For Management 4 Approve GM/News Stock Sale For For Management 5 Approve News Stock Acquisition For For Management 6 Amend Articles For For Management - -------------------------------------------------------------------------------- GENZYME CORP. Ticker: GENZ Security ID: 372917104 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Berthiaume For For Management 1.2 Elect Director Henry E. Blair For For Management 1.3 Elect Director Gail K. Boudreaux For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Approve Stock Option Plan For For Management 4 Amend Non-Employee Director Stock Option For For Management Plan 5 Increase Authorized Preferred Stock For Against Management 6 Ratify Auditors For For Management 7 Limit Awards to Executives Against Against Shareholder - -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 25, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Berg For For Management 1.2 Elect Director Etienne F. Davignon For For Management 1.3 Elect Director James M. Denny For For Management 1.4 Elect Director John C. Martin For For Management 1.5 Elect Director Gordon E. Moore For For Management 1.6 Elect Director Nicholas G. Moore For For Management 1.7 Elect Director George P. Shultz For For Management 1.8 Elect Director Gayle E. Wilson For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- GUIDANT CORP. Ticker: GDT Security ID: 401698105 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 11, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maurice A. Cox, Jr. For For Management 1.2 Elect Director Nancy-Ann Min DeParle For For Management 1.3 Elect Director Ronald W. Dollens For For Management 1.4 Elect Director Enrique C. Falla For For Management 1.5 Elect Director Kristina M. Johnson, For For Management Ph.D. 2 Ratify Auditors For For Management 3 Expense Stock Options Against For Shareholder - -------------------------------------------------------------------------------- HARRIS CORP. Ticker: HRS Security ID: 413875105 Meeting Date: OCT 24, 2003 Meeting Type: Annual Record Date: AUG 29, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph L. Dionne For For Management 1.2 Elect Director David B. Rickard For For Management 1.3 Elect Director Gregory T. Swienton For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- IAC / INTERACTIVECORP Ticker: IACI Security ID: 45840Q101 Meeting Date: JUN 23, 2004 Meeting Type: Annual Record Date: APR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Barton For For Management 1.2 Elect Director Robert R. Bennett For Withhold Management 1.3 Elect Director Edgar Bronfman, Jr. For Withhold Management 1.4 Elect Director Barry Diller For Withhold Management 1.5 Elect Director Victor A. Kaufman For Withhold Management 1.6 Elect Director Donald R. Keough For For Management 1.7 Elect Director Marie-Josee Kravis For For Management 1.8 Elect Director John C. Malone For For Management 1.9 Elect Director Steven Rattner For For Management 1.10 Elect Director Gen. H.N. Schwarzkopf For For Management 1.11 Elect Director Alan G. Spoon For For Management 1.12 Elect Director Diane Von Furstenberg For Withhold Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig R. Barrett For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director E. John P. Browne For For Management 1.4 Elect Director Andrew S. Grove For For Management 1.5 Elect Director D. James Guzy For Withhold Management 1.6 Elect Director Reed E. Hundt For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director David S. Pottruck For For Management 1.9 Elect Director Jane E. Shaw For For Management 1.10 Elect Director John L. Thornton For For Management 1.11 Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Expense Stock Options Against For Shareholder 5 Limit/Prohibit Awards to Executives Against For Shareholder 6 Performance- Based/Indexed Options Against For Shareholder - -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Black For For Management 1.2 Elect Director Kenneth I. Chenault For For Management 1.3 Elect Director Carlos Ghosn For For Management 1.4 Elect Director Nannerl O. Keohane For For Management 1.5 Elect Director Charles F. Knight For For Management 1.6 Elect Director Lucio A. Noto For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director John B. Slaughter For For Management 1.9 Elect Director Joan E. Spero For For Management 1.10 Elect Director Sidney Taurel For For Management 1.11 Elect Director Charles M. Vest For For Management 1.12 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Ratify Auditors for the Company's For For Management Business Consulting Services Unit 4 Approve Executive Incentive Bonus Plan For For Management 5 Provide for Cumulative Voting Against For Shareholder 6 Amend Pension and Retirement Medical Against Against Shareholder Insurance Plans 7 Submit Executive Compensation to Vote Against For Shareholder 8 Expense Stock Options Against For Shareholder 9 Limit Awards to Executives Against Against Shareholder 10 China Principles Against Against Shareholder 11 Report on Political Against Against Shareholder Contributions/Activities 12 Report on Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- LOWE Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard L. Berry For For Management 1.2 Elect Director Paul Fulton For For Management 1.3 Elect Director Dawn E. Hudson For Withhold Management 1.4 Elect Director Marshall O. Larsen For For Management 1.5 Elect Director Robert A. Niblock For For Management 1.6 Elect Director Stephen F. Page For For Management 1.7 Elect Director O. Temple Sloan, Jr. For For Management 1.8 Elect Director Robert L. Tillman For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 13, 2003 Meeting Type: Annual Record Date: SEP 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Bergman For For Management 1.2 Elect Director John F. Gifford For Withhold Management 1.3 Elect Director B. Kipling Hagopian For For Management 1.4 Elect Director M. D. Sampels For For Management 1.5 Elect Director A. R. Frank Wazzan For For Management 2 Amend Stock Option Plan For Against Management 3 Amend Employee Stock Purchase Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 28, 2003 Meeting Type: Annual Record Date: JUL 3, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Anderson For For Management 1.2 Elect Director Michael R. Bonsignore For For Management 1.3 Elect Director Gordon M. Sprenger For Withhold Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- MELLON FINANCIAL CORP. Ticker: MEL Security ID: 58551A108 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jared L. Cohon For For Management 1.2 Elect Director Ira J. Gumberg For For Management 1.3 Elect Director Martin G. Mcguinn For For Management 1.4 Elect Director David S. Shapira For For Management 1.5 Elect Director John P. Surma For For Management 1.6 Elect Director Edward J. Mcaniff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Steven A. Ballmer For For Management 1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management 1.4 Elect Director Raymond V. Gilmartin For For Management 1.5 Elect Director Ann McLaughlin Korologos For For Management 1.6 Elect Director David F. Marquardt For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Dr. Helmut Panke For For Management 1.9 Elect Director Wm. G. Reed, Jr. For For Management 1.10 Elect Director Jon A. Shirley For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Non-Employee Director Stock Option For For Management Plan 4 Refrain from Giving Charitable Against Against Shareholder Contributions - -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MWD Security ID: 617446448 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Madigan For Withhold Management 1.2 Elect Director Dr. Klaus Zumwinkel For For Management 1.3 Elect Director Sir Howard Davies For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder 4 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 5 Report on Political Against Against Shareholder Contributions/Activities - -------------------------------------------------------------------------------- MOTOROLA, INC. Ticker: MOT Security ID: 620076109 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Zander For For Management 1.2 Elect Director H. Laurence Fuller For For Management 1.3 Elect Director Judy Lewent For For Management 1.4 Elect Director Walter Massey For For Management 1.5 Elect Director Nicholas Negroponte For For Management 1.6 Elect Director Indra Nooyi For For Management 1.7 Elect Director John Pepper, Jr. For For Management 1.8 Elect Director Samuel Scott III For For Management 1.9 Elect Director Douglas Warner III For For Management 1.10 Elect Director John White For For Management 1.11 Elect Director Mike Zafirovski For For Management 2 Limit Executive Compensation Against Against Shareholder 3 Limit Awards to Executives Against Against Shareholder - -------------------------------------------------------------------------------- OMNICARE, INC. Ticker: OCR Security ID: 681904108 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Hutton For For Management 1.2 Elect Director Joel F. Gemunder For For Management 1.3 Elect Director Charles H. Erhart, Jr. For For Management 1.4 Elect Director David W. Froesel, Jr. For For Management 1.5 Elect Director Sandra E. Laney For For Management 1.6 Elect Director Andrea R. Lindell, DNSc, For For Management RN 1.7 Elect Director Sheldon Margen, M.D. For For Management 1.8 Elect Director John H. Timoney For For Management 1.9 Elect Director Amy Wallman For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Brown For For Management 1.2 Elect Director M. Anthony Burns For For Management 1.3 Elect Director Robert N. Burt For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director William H. Gray III For For Management 1.6 Elect Director Constance J. Horner For For Management 1.7 Elect Director William R. Howell For For Management 1.8 Elect Director Stanley O. Ikenberry For For Management 1.9 Elect Director George A. Lorch For For Management 1.10 Elect Director Henry A. Mckinnell For For Management 1.11 Elect Director Dana G. Mead For For Management 1.12 Elect Director Franklin D. Raines For For Management 1.13 Elect Director Ruth J. Simmons For For Management 1.14 Elect Director William C. Steere, Jr. For For Management 1.15 Elect Director Jean-Paul Valles For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder TB, and Malaria Pandemic 5 Cease Political Contributions/Activities Against Against Shareholder 6 Report on Political Against Against Shareholder Contributions/Activities 7 Establish Term Limits for Directors Against Against Shareholder 8 Report on Drug Pricing Against Against Shareholder 9 Limit Awards to Executives Against Against Shareholder 10 Amend Animal Testing Policy Against Against Shareholder - -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY Ticker: STX Security ID: G7945J104 Meeting Date: OCT 29, 2003 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1-01 Elect David Bonderman as Director For For Management 1-02 Elect William W. Bradley as Director For For Management 1-03 Elect James G. Coulter as Director For For Management 1-04 Elect James A. Davidson as Director For For Management 1-05 Elect Glenn H. Hutchins as Director For For Management 1-06 Elect Donald E. Kiernan as Director For For Management 1-07 Elect Stephen J. Luczo as Director For For Management 1-08 Elect David F. Marquardt as Director For For Management 1-09 Elect John W. Thompson as Director For For Management 1-10 Elect William D. Watkins as Director For For Management 1-11 Elect Edward J. Zander as Director For For Management 2 Approve Section 162(m) Incentive Bonus For For Management Plan 3 Ratify Ernst & Young LLP as Auditors For For Management - -------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. Ticker: STJ Security ID: 790849103 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Rocca For For Management 1.2 Elect Director David A. Thompson For For Management 1.3 Elect Director Stefan K. Widensohler For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES Ticker: TEVA Security ID: 881624209 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: APR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. 2 TO APPROVE THE BOARD OF DIRECTORS For Against Management RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. 3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management THREE-YEAR TERM. 4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management THREE-YEAR TERM. 5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management THREE-YEAR TERM. 6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management THREE-YEAR TERM. 7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management THREE-YEAR TERM. 8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. 9 Ratify Auditors For For Management - -------------------------------------------------------------------------------- TIME WARNER INC Ticker: TWX Security ID: 887317105 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director Stephen F. Bollenbach For For Management 1.3 Elect Director Stephen M. Case For For Management 1.4 Elect Director Frank J. Caufield For For Management 1.5 Elect Director Robert C. Clark For For Management 1.6 Elect Director Miles R. Gilburne For For Management 1.7 Elect Director Carla A. Hills For For Management 1.8 Elect Director Reuben Mark For For Management 1.9 Elect Director Michael A. Miles For For Management 1.10 Elect Director Kenneth J. Novack For For Management 1.11 Elect Director Richard D. Parsons For For Management 1.12 Elect Director R. E. Turner For For Management 1.13 Elect Director Francis T. Vincent, Jr. For For Management 2 Ratify Auditors For For Management 3 Adopt China Principles Against Against Shareholder 4 Report on Pay Disparity Against Against Shareholder - -------------------------------------------------------------------------------- TJX COMPANIES, INC., THE Ticker: TJX Security ID: 872540109 Meeting Date: JUN 1, 2004 Meeting Type: Annual Record Date: APR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Crittenden For For Management 1.2 Elect Director Edmond J. English For For Management 1.3 Elect Director Richard G. Lesser For For Management 2 Amend Omnibus Stock Plan For For Management 3 Implement ILO Based Code of Conduct Against Against Shareholder 4 Report on Vendor Standards Against Against Shareholder 5 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. Ticker: TYC Security ID: 902124106 Meeting Date: MAR 25, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis C. Blair For For Management 1.2 Elect Director Edward D. Breen For For Management 1.3 Elect Director George W. Buckley For For Management 1.4 Elect Director Brian Duperreault For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director John A. Krol For For Management 1.7 Elect Director Mackey J. Mcdonald For For Management 1.8 Elect Director H. Carl Mccall For For Management 1.9 Elect Director Brendan R. O'Neill For For Management 1.10 Elect Director Sandra S. Wijnberg For For Management 1.11 Elect Director Jerome B. York For For Management 2 Ratify Auditors For For Management 3 ADOPTION OF THE AMENDED AND RESTATED For For Management BYE-LAWS. 4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management PLAN. 5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder ENVIRONMENTAL REPORTING. 6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. 7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder EXECUTIVE COMPENSATION. - -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker: UTX Security ID: 913017109 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betsy J. Bernard For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director Jean-Pierre Garnier For For Management 1.4 Elect Director Jamie S. Gorelick For For Management 1.5 Elect Director Charles R. Lee For For Management 1.6 Elect Director Richard D. McCormick For For Management 1.7 Elect Director Harold McGraw III For For Management 1.8 Elect Director Frank P. Popoff For For Management 1.9 Elect Director H. Patrick Swygert For For Management 1.10 Elect Director Andre Villeneuve For For Management 1.11 Elect Director H. A. Wagner For For Management 1.12 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Disclosure of Executive Compensation Against Against Shareholder 4 Develop Ethical Criteria for Military Against Against Shareholder Contracts 5 Performance-Based/Indexed Options Against For Shareholder 6 Separate Chairman and CEO Positions Against For Shareholder - -------------------------------------------------------------------------------- VERISIGN INC Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director William L. Chenevich For For Management 1.3 Elect Director Gregory L. Reyes For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- VIACOM INC. Ticker: VIA Security ID: 925524308 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George S. Abrams For Withhold Management 1.2 Elect Director David R. Andelman For Withhold Management 1.3 Elect Director Joseph A. Califano, Jr. For For Management 1.4 Elect Director William S. Cohen For For Management 1.5 Elect Director Philippe P. Dauman For Withhold Management 1.6 Elect Director Alan C. Greenberg For Withhold Management 1.7 Elect Director Mel Karmazin For Withhold Management 1.8 Elect Director Jan Leschly For For Management 1.9 Elect Director David T. McLaughlin For For Management 1.10 Elect Director Shari Redstone For Withhold Management 1.11 Elect Director Sumner M. Redstone For Withhold Management 1.12 Elect Director Frederic V. Salerno For Withhold Management 1.13 Elect Director William Schwartz For Withhold Management 1.14 Elect Director Patty Stonesifer For For Management 1.15 Elect Director Robert D. Walter For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Stock Option For For Management Plan - -------------------------------------------------------------------------------- WACHOVIA CORP. Ticker: WB Security ID: 929903102 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 18, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Balloun For For Management 1.2 Elect Director John T. Casteen, III For For Management 1.3 Elect Director Joseph Neubauer For For Management 1.4 Elect Director Lanty L. Smith For For Management 1.5 Elect Director Dona Davis Young For For Management 2 Ratify Auditors For For Management 3 Require Two Candidates for Each Board Against Against Shareholder Seat 4 Report on Political Against Against Shareholder Contributions/Activities 5 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 4, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Breyer For For Management 1.2 Elect Director M. Michele Burns For For Management 1.3 Elect Director Thomas M. Coughlin For For Management 1.4 Elect Director David D. Glass For For Management 1.5 Elect Director Roland A. Hernandez For For Management 1.6 Elect Director Dawn G. Lepore For For Management 1.7 Elect Director John D. Opie For For Management 1.8 Elect Director J. Paul Reason For For Management 1.9 Elect Director H. Lee Scott, Jr. For For Management 1.10 Elect Director Jack C. Shewmaker For For Management 1.11 Elect Director Jose H. Villarreal For For Management 1.12 Elect Director John T. Walton For For Management 1.13 Elect Director S. Robson Walton For For Management 1.14 Elect Director Christopher J. Williams For For Management 2 Approve Stock Option Plan For For Management 3 Approve Stock Option Plan For For Management 4 Amend Employee Stock Purchase Plan For For Management 5 Ratify Auditors For For Management 6 Separate Chairman and CEO Positions Against For Shareholder 7 Prepare Sustainability Report Against For Shareholder 8 Report on Stock Option Distribution by Against For Shareholder Race and Gender 9 Report on Genetically Modified Organisms Against Against Shareholder (GMO) 10 Prepare Diversity Report Against For Shareholder 11 Submit Executive Compensation to Vote Against For Shareholder - -------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. Ticker: WPI Security ID: 942683103 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen Chao, Ph.D. For For Management 1.2 Elect Director Michel J. Feldman For For Management 1.3 Elect Director Fred G. Weiss For For Management 2 Ratify Auditors For For Management 3 Review Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- WEBMD CORPORATION Ticker: HLTH Security ID: 94769M105 Meeting Date: SEP 12, 2003 Meeting Type: Annual Record Date: JUL 21, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. Brooke For For Management 1.2 Elect Director James V. Manning For For Management 1.3 Elect Director Martin J. Wygod For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- WYETH Ticker: WYE Security ID: 983024100 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford L. Alexander, For For Management Jr. 1.2 Elect Director Frank A. Bennack, Jr. For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Robert Essner For For Management 1.5 Elect Director John D. Feerick For For Management 1.6 Elect Director Robert Langer For For Management 1.7 Elect Director John P. Mascotte For For Management 1.8 Elect Director Mary Lake Polan For For Management 1.9 Elect Director Ivan G. Seidenberg For For Management 1.10 Elect Director Walter V. Shipley For For Management 1.11 Elect Director John R. Torell III For For Management 2 Ratify Auditors For For Management 3 Report on Drug Pricing Against Against Shareholder 4 Amend Animal Testing Policy Against Against Shareholder - -------------------------------------------------------------------------------- XTO ENERGY CORP Ticker: XTO Security ID: 98385X106 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip R. Kevil For Withhold Management 1.2 Elect Director Scott G. Sherman For For Management 1.3 Elect Director Bob R. Simpson For Withhold Management 2 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- YAHOO!, INC. Ticker: YHOO Security ID: 984332106 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry S. Semel For Withhold Management 1.2 Elect Director Jerry Yang For Withhold Management 1.3 Elect Director Roy J. Bostock For Withhold Management 1.4 Elect Director Ronald W. Burkle For Withhold Management 1.5 Elect Director Eric Hippeau For Withhold Management 1.6 Elect Director Arthur H. Kern For Withhold Management 1.7 Elect Director Robert A. Kotick For Withhold Management 1.8 Elect Director Edward R. Kozel For Withhold Management 1.9 Elect Director Gary L. Wilson For Withhold Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management 4 Expense Stock Options Against For Shareholder SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. CREDIT SUISSE CAPITAL APPRECIATION FUND By: /s/ Hal Liebes ---------------------------- Hal Liebes Vice President and Secretary Date: August 25, 2004