FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-01136
Guggenheim Funds Trust
----------------------
(Exact name of registrant as specified in charter)
805 King Farm Boulevard, Suite 600, Rockville, MD 20850
-------------------------------------------------------
(Address of principal executive offices)
Donald C. Cacciapaglia, President, Guggenheim Funds Trust
805 King Farm Boulevard, Suite 600, Rockville, MD 20850
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(Name and address of agent for service)
Registrant's telephone number, including area code: (301)296.5100
Date of Fiscal year-end: 09/30
Date of reporting period: 7/1/2013 - 6/30/2014
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-01136
Reporting Period: 07/01/2013 - 06/30/2014
Guggenheim Funds Trust
======================== Floating Rate Strategies Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Guggenheim Enhanced World Equity Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Guggenheim Large Cap Value Fund ========================
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7A Require Independent Board Chairman Against Against Shareholder
7B Enhance Board Oversight of Political Against Against Shareholder
Contributions
7C Amend Policy to Disclose Payments to Against For Shareholder
Tax-Exempt Organizations
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
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AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director Edgar D. Jannotta For For Management
1.6 Elect Director James W. Leng For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Gloria Santona For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditor
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
9 Amend Omnibus Stock Plan For Against Management
10 Authorize Share Repurchase Program For For Management
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APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director A.D. Frazier, Jr. For For Management
3 Elect Director Amy H. Nelson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against For Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
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BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
Determine the Independent Auditor's
Fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
B1 Elect Director Ian Bruce For For Management
B2 Elect Director Daniel Camus For For Management
B3 Elect Director John Clappison For For Management
B4 Elect Director Joe Colvin For For Management
B5 Elect Director James Curtiss For For Management
B6 Elect Director Donald Deranger For For Management
B7 Elect Director Catherine Gignac For For Management
B8 Elect Director Tim Gitzel For For Management
B9 Elect Director James Gowans For For Management
B10 Elect Director Nancy Hopkins For For Management
B11 Elect Director Anne McLellan For For Management
B12 Elect Director Neil McMillan For For Management
B13 Elect Director Victor Zaleschuk For For Management
C Ratify KPMG LLP as Auditors For For Management
D Advisory Vote on Executive For For Management
Compensation Approach
E Amend Bylaws For For Management
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
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CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Phupinder S. Gill For For Management
1c Elect Director Timothy S. Bitsberger For For Management
1d Elect Director Charles P. Carey For For Management
1e Elect Director Dennis H. Chookaszian For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director J. Dennis Hastert For For Management
1j Elect Director Leo Melamed For For Management
1k Elect Director William P. Miller, II For For Management
1l Elect Director James E. Oliff For For Management
1m Elect Director Edemir Pinto For For Management
1n Elect Director Alex J. Pollock For For Management
1o Elect Director John F. Sandner For For Management
1p Elect Director Terry L. Savage For For Management
1q Elect Director William R. Shepard For For Management
1r Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Certificate of Incorporation For For Management
Reducing the Number of Class B
Directors from Six to Three
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COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Barram For For Management
1b Elect Director Erik Brynjolfsson For For Management
1c Elect Director Rodney F. Chase For For Management
1d Elect Director Judith R. Haberkorn For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director J. Michael Lawrie For For Management
1g Elect Director Brian Patrick MacDonald For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
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COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For Against Management
Shares
7 Renew Director's Authority to Issue For Against Management
Shares for Cash
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CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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DREYFUS FUNDS
Ticker: DPRXX Security ID: 261941108
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Whitney I. Gerard For For Management
1.3 Elect Director Robin A. Melvin For For Management
1.4 Elect Director Nathan Leventhal For For Management
1.5 Elect Director Roslyn M. Watson For For Management
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EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova - None None Management
RESIGNED
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Richard T. Schlosberg, For For Management
III
1.8 Elect Director Linda G. Stuntz For For Management
1.9 Elect Director Thomas C. Sutton For For Management
1.10 Elect Director Ellen O. Tauscher For For Management
1.11 Elect Director Peter J. Taylor For For Management
1.12 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
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EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
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GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director Gregory E. Lawton For For Management
1.4 Elect Director Craig P. Omtvedt For For Management
1.5 Elect Director Patrick M. Prevost For For Management
1.6 Elect Director John E. Welsh, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
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HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: HAR Security ID: 413086109
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adriane M. Brown For For Management
1b Elect Director John W. Diercksen For For Management
1c Elect Director Ann M. Korologos For For Management
1d Elect Director Jiren Liu For For Management
1e Elect Director Edward H. Meyer For For Management
1f Elect Director Dinesh C. Paliwal For For Management
1g Elect Director Kenneth M. Reiss For For Management
1h Elect Director Hellene S. Runtagh For For Management
1i Elect Director Frank S. Sklarsky For For Management
1j Elect Director Gary G. Steel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
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KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against For Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against Against Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For For Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Michael W. Conlon For For Management
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Donald G. Chynoweth For For Management
1.3 Elect Director William J. Doyle For For Management
1.4 Elect Director John W. Estey For For Management
1.5 Elect Director Gerald W. Grandey For For Management
1.6 Elect Director C. Steven Hoffman For For Management
1.7 Elect Director Dallas J. Howe For For Management
1.8 Elect Director Alice D. Laberge For For Management
1.9 Elect Director Consuelo E. Madere For For Management
1.10 Elect Director Keith G. Martell For For Management
1.11 Elect Director Jeffrey J. McCaig For For Management
1.12 Elect Director Mary Mogford For For Management
1.13 Elect Director Elena Viyella de Paliza For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Approve 2014 Performance Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard J. Dugas, Jr. For For Management
1.4 Elect Director Thomas J. Folliard For For Management
1.5 Elect Director Cheryl W. Grise For For Management
1.6 Elect Director Andre J. Hawaux For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director Patrick J. O'Leary For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director J. Michal Conaway For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director James F. O Neil, III For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director Margaret B. Shannon For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Crownover For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Ann E. Dunwoody For For Management
1d Elect Director William J. Flynn For For Management
1e Elect Director Michael Larson For For Management
1f Elect Director W. Lee Nutter For For Management
1g Elect Director Ramon A. Rodriguez For For Management
1h Elect Director Donald W. Slager For For Management
1i Elect Director Allan C. Sorensen For For Management
1j Elect Director John M. Trani For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adopt a Policy in Which the Company Against For Shareholder
Will Not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Joseph A. DePaulo For For Management
1c Elect Director Carter Warren Franke For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Marianne Keler For For Management
1g Elect Director Jed H. Pitcher For For Management
1h Elect Director Frank C. Puleo For For Management
1i Elect Director Raymond J. Quinlan For For Management
1j Elect Director William N. Shiebler For For Management
1k Elect Director Robert S. Strong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve an Amendment to the LLC For For Management
Agreement of Navient, LLC
5 Eliminate Cumulative Voting For Against Management
6 Adopt Proxy Access Right None For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For Against Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1c Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal None Against Management
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
2b Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
2b.1 Vote YES if you have a personal None Against Management
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3.a Vote YES if you have a personal None Against Management
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: FEB 24, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employment Terms of Erez For For Management
Vigodman, President and Chief
Executive Officer-Designate
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene T. Begley For For Management
1b Elect Director Steven D. Black For For Management
1c Elect Director Borje E. Ekholm For For Management
1d Elect Director Robert Greifeld For For Management
1e Elect Director Glenn H. Hutchins For For Management
1f Elect Director Essa Kazim For For Management
1g Elect Director John D. Markese For For Management
1h Elect Director Ellyn A. McColgan For For Management
1i Elect Director Thomas F. O Neill For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Charter to Remove Certain For For Management
Provisions
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane C. Creel For For Management
1b Elect Director Mickey P. Foret For For Management
1c Elect Director William H. Frist For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director William H. Schumann, III For For Management
1j Elect Director David N. Siegel For For Management
1k Elect Director Douglas W. Stotlar For For Management
1l Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For Against Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Sherwin Artus For For Management
1.2 Elect Director Philip E. Doty For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS, INC.
Ticker: WIN Security ID: 97382A101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Armitage For Against Management
1b Elect Director Samuel E. Beall, III For For Management
1c Elect Director Dennis E. Foster For For Management
1d Elect Director Francis X. ('Skip') For For Management
Frantz
1e Elect Director Jeffery R. Gardner For For Management
1f Elect Director Jeffrey T. Hinson For For Management
1g Elect Director Judy K. Jones For For Management
1h Elect Director William A. Montgomery For For Management
1i Elect Director Alan L. Wells For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Certificate of Incorporation of For Against Management
Windstream Corporation to Eliminate
Certain Voting Provisions
5 Provide Right to Call Special Meeting For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Ratify Auditors For For Management
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
===================== Guggenheim Risk Managed Real Estate ======================
BLACKSTONE MORTGAGE TRUST, INC.
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Nash For Withhold Management
1.2 Elect Director Stephen D. Plavin For Withhold Management
1.3 Elect Director Leonard W. Cotton For For Management
1.4 Elect Director Thomas E. Dobrowski For For Management
1.5 Elect Director Martin L. Edelman For Withhold Management
1.6 Elect Director Henry N. Nassau For For Management
1.7 Elect Director Lynne B. Sagalyn For For Management
1.8 Elect Director John G. Schreiber For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D'Alessio For For Management
1.2 Elect Director Anthony A. Nichols, Sr. For For Management
1.3 Elect Director Gerard H. Sweeney For For Management
1.4 Elect Director Wyche Fowler For For Management
1.5 Elect Director Michael J. Joyce For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director James C. Diggs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Pike Aloian For For Management
1.2 Elect Director H.C. Bailey, Jr. For For Management
1.3 Elect Director H. Eric Bolton, Jr. For For Management
1.4 Elect Director Hayden C. Eaves, III For For Management
1.5 Elect Director Fredric H. Gould For For Management
1.6 Elect Director David H. Hoster, II For For Management
1.7 Elect Director Mary E. McCormick For For Management
1.8 Elect Director David M. Osnos For For Management
1.9 Elect Director Leland R. Speed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director William H. Berkman For For Management
1.3 Elect Director Alice M. Connell For For Management
1.4 Elect Director Thomas J. DeRosa For For Management
1.5 Elect Director Steven J. Gilbert For For Management
1.6 Elect Director S. Michael Giliberto For For Management
1.7 Elect Director Lawrence E. Golub For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Scott S. Cowen For For Management
1.3 Elect Director Michael P. Esposito, Jr. For For Management
1.4 Elect Director Stan Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Donald F. Mazziotti For For Management
1.6 Elect Director Mark E. Pasquerilla For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director John J. Roberts For For Management
1.9 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
W. P. CAREY INC.
Ticker: WPC Security ID: 92936U109
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor P. Bond For For Management
1.2 Elect Director Nathaniel S. Coolidge For For Management
1.3 Elect Director Mark J. DeCesaris For For Management
1.4 Elect Director Eberhard Faber, IV For For Management
1.5 Elect Director Benjamin H. Griswold, IV For For Management
1.6 Elect Director Axel K.A. Hansing For For Management
1.7 Elect Director Jean Hoysradt For For Management
1.8 Elect Director Richard C. Marston For For Management
1.9 Elect Director Robert E. Mittelstaedt, For For Management
Jr.
1.10 Elect Director Charles E. Parente For For Management
1.11 Elect Director Mary M. VanDeWeghe For For Management
1.12 Elect Director Nick J.M. van Ommen For For Management
1.13 Elect Director Karsten von Koller For For Management
1.14 Elect Director Reginald Winssinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
==================== Guggenheim StylePlus - Large Core Fund ====================
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
==================== Guggenheim StylePlus - Mid Growth Fund ====================
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
=============================== High Yield Fund ================================
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Beyer For For Management
1.2 Elect Director W. Patrick Campbell For For Management
1.3 Elect Director Brian P. Friedman For For Management
1.4 Elect Director Richard B. Handler For For Management
1.5 Elect Director Robert E. Joyal For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Stuart H. Reese For For Management
1.9 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Other Business For For Management
========================== Investment Grade Bond Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ Limited Duration Fund =============================
CLAYMORE EXCHANGE-TRADED FUND TRUST - GUGGENHEIM BRIC ETF
Ticker: WMCR Security ID: 18383M415
Meeting Date: APR 03, 2014 Meeting Type: Special
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald C. Cacciapaglia For For Management
1b Elect Director Donald A. Chubb, Jr. For For Management
1c Elect Director Maynard F. Oliverius For For Management
1d Elect Director Jerry B. Farley For For Management
2 Approve Increase in Size of Board For For Management
--------------------------------------------------------------------------------
CLAYMORE EXCHANGE-TRADED FUND TRUST - GUGGENHEIM BRIC ETF
Ticker: WMCR Security ID: 18383M423
Meeting Date: APR 03, 2014 Meeting Type: Special
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald C. Cacciapaglia For For Management
1b Elect Director Donald A. Chubb, Jr. For For Management
1c Elect Director Maynard F. Oliverius For For Management
1d Elect Director Jerry B. Farley For For Management
2 Approve Increase in Size of Board For For Management
--------------------------------------------------------------------------------
CLAYMORE EXCHANGE-TRADED FUND TRUST - GUGGENHEIM BRIC ETF
Ticker: WMCR Security ID: 18383M431
Meeting Date: APR 03, 2014 Meeting Type: Special
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald C. Cacciapaglia For For Management
1b Elect Director Donald A. Chubb, Jr. For For Management
1c Elect Director Maynard F. Oliverius For For Management
1d Elect Director Jerry B. Farley For For Management
2 Approve Increase in Size of Board For For Management
=========================== Macro Opportunities Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================== Mid Cap Value Fund ==============================
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director Charles R. Gordon For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director M. Richard Smith For For Management
1.7 Elect Director Alfred L. Woods For For Management
1.8 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: AUG 07, 2013 Meeting Type: Proxy Contest
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hakan Bjorklund For For Management
1.2 Elect Director Stephen P. Macmillan For For Management
1.3 Elect Director Brian A. Markison For For Management
1.4 Elect Director T.F. Wilson McKillop For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve the Grant of Options to Key For For Management
Executive Officers
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Curt R. Hartman For Did Not Vote Shareholder
1.2 Elect Director Theodore E. Martin For Did Not Vote Shareholder
1.3 Elect Director Jerome J. Lande For Did Not Vote Shareholder
1.4 Management Nominee - Hakan Bjorklund For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan None Did Not Vote Management
3 Approve the Grant of Options to Key None Did Not Vote Management
Executive Officers
4 Amend Qualified Employee Stock None Did Not Vote Management
Purchase Plan
5 Ratify Auditors None Did Not Vote Management
6 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Steven R. Hash For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director James H. Richardson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP.
Ticker: ANV Security ID: 019344100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Buchan For For Management
1b Elect Director Randy E. Buffington For For Management
1c Elect Director John W. Ivany For For Management
1d Elect Director Stephen A. Lang For For Management
1e Elect Director Cameron A. Mingay For For Management
1f Elect Director Terry M. Palmer For For Management
1g Elect Director Carl A. Pescio For For Management
1h Elect Director A. Murray Sinclair For For Management
1i Elect Director Robert G. Wardell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
Ticker: BMR Security ID: 09063H107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Gold For For Management
1.2 Elect Director Daniel M. Bradbury For For Management
1.3 Elect Director William R. Brody For For Management
1.4 Elect Director Gary A. Kreitzer For For Management
1.5 Elect Director Theodore D. Roth For For Management
1.6 Elect Director Janice L. Sears For For Management
1.7 Elect Director M. Faye Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Rebecca B. Roberts For For Management
1.3 Elect Director Warren L. Robinson For For Management
1.4 Elect Director John B. Vering For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
Determine the Independent Auditor's
Fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
C&J ENERGY SERVICES, INC.
Ticker: CJES Security ID: 12467B304
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua E. Comstock For For Management
1.2 Elect Director Randall C. McMullen, Jr. For For Management
1.3 Elect Director Darren M. Friedman For For Management
1.4 Elect Director Adrianna Ma For For Management
1.5 Elect Director Michael Roemer For For Management
1.6 Elect Director C. James Stewart, III For Withhold Management
1.7 Elect Director H.H. "Tripp" Wommack, For For Management
III
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director John Gottschalk For For Management
1.5 Elect Director Dennis Highby For For Management
1.6 Elect Director Reuben Mark For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Thomas L. Millner For For Management
1.9 Elect Director Donna M. Milrod For For Management
1.10 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
B1 Elect Director Ian Bruce For For Management
B2 Elect Director Daniel Camus For For Management
B3 Elect Director John Clappison For For Management
B4 Elect Director Joe Colvin For For Management
B5 Elect Director James Curtiss For For Management
B6 Elect Director Donald Deranger For For Management
B7 Elect Director Catherine Gignac For For Management
B8 Elect Director Tim Gitzel For For Management
B9 Elect Director James Gowans For For Management
B10 Elect Director Nancy Hopkins For For Management
B11 Elect Director Anne McLellan For For Management
B12 Elect Director Neil McMillan For For Management
B13 Elect Director Victor Zaleschuk For For Management
C Ratify KPMG LLP as Auditors For For Management
D Advisory Vote on Executive For For Management
Compensation Approach
E Amend Bylaws For For Management
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Lauro Gonzalez-Moreno For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director James W. McCaughan For For Management
1.5 Elect Director Denis McGlynn For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Walker For For Management
1.2 Elect Director John J. Mahoney For For Management
1.3 Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Bram Goldsmith For For Management
1.3 Elect Director Mohamad Ali For For Management
1.4 Elect Director Richard L. Bloch For For Management
1.5 Elect Director Kenneth L. Coleman For For Management
1.6 Elect Director Ashok Israni For For Management
1.7 Elect Director Bruce Rosenblum For For Management
1.8 Elect Director Peter M. Thomas For For Management
1.9 Elect Director Robert H. Tuttle For Against Management
1.10 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Barram For For Management
1b Elect Director Erik Brynjolfsson For For Management
1c Elect Director Rodney F. Chase For For Management
1d Elect Director Judith R. Haberkorn For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director J. Michael Lawrie For For Management
1g Elect Director Brian Patrick MacDonald For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director Clyde R. Hosein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Franco Plastina For For Management
1.5 Elect Director Alan J. Ruud For For Management
1.6 Elect Director Robert L. Tillman For For Management
1.7 Elect Director Thomas H. Werner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Stuewe For For Management
1.2 Elect Director O. Thomas Albrecht For For Management
1.3 Elect Director D. Eugene Ewing For For Management
1.4 Elect Director Dirk Kloosterboer For For Management
1.5 Elect Director Charles Macaluso For For Management
1.6 Elect Director John D. March For For Management
1.7 Elect Director Michael Urbut For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howell M. Estes III For For Management
1b Elect Director Kimberly Till For For Management
1c Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DREYFUS FUNDS
Ticker: DPRXX Security ID: 261941108
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Whitney I. Gerard For For Management
1.3 Elect Director Robin A. Melvin For For Management
1.4 Elect Director Nathan Leventhal For For Management
1.5 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Cardis For For Management
1b Elect Director David E.I. Pyott For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: NOV 05, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cornelius Dupre, II For For Management
1.2 Elect Director Kevin Flannery For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Elect Director Scott A. Griffiths For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Chlebowski, Jr. For For Management
1b Elect Director Phupinder S. Gill For For Management
1c Elect Director Peter J. Henseler For For Management
1d Elect Director Ellen A. Rudnick For For Management
1e Elect Director Michael J. Small For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director James R. Boldt For For Management
1.3 Elect Director G. Thomas Bowers For For Management
1.4 Elect Director Roxanne J. Coady For For Management
1.5 Elect Director Gary M. Crosby For For Management
1.6 Elect Director Carl Florio For For Management
1.7 Elect Director Carlton L. Highsmith For For Management
1.8 Elect Director George M. Philip For For Management
1.9 Elect Director Peter B. Robinson For For Management
1.10 Elect Director Nathaniel D. Woodson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRSTMERIT CORPORATION
Ticker: FMER Security ID: 337915102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth A. Ardisana For For Management
1.2 Elect Director Steven H. Baer For For Management
1.3 Elect Director Karen S. Belden For For Management
1.4 Elect Director R. Cary Blair For For Management
1.5 Elect Director John C. Blickle For For Management
1.6 Elect Director Robert W. Briggs For For Management
1.7 Elect Director Richard Colella For For Management
1.8 Elect Director Robert S. Cubbin For For Management
1.9 Elect Director Gina D. France For For Management
1.10 Elect Director Paul G. Greig For For Management
1.11 Elect Director Terry L. Haines For For Management
1.12 Elect Director J. Michael Hochschwender For For Management
1.13 Elect Director Clifford J. Isroff For For Management
1.14 Elect Director Philip A. Lloyd, II For For Management
1.15 Elect Director Russ M. Strobel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouch For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director Angus L. Macdonald For For Management
1.4 Elect Director Cathy Stauffer For For Management
1.5 Elect Director Andrew C. Teich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director Gregory E. Lawton For For Management
1.4 Elect Director Craig P. Omtvedt For For Management
1.5 Elect Director Patrick M. Prevost For For Management
1.6 Elect Director John E. Welsh, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pete Hoekstra For For Management
1.2 Elect Director James Hollars For For Management
1.3 Elect Director John Mulder For For Management
1.4 Elect Director Mark Newton For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Frederick Sotok For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Stock Option Plan For For Management
6 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth Ann Marshall For For Management
1.2 Elect Director John M. Partridge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For For Management
1.2 Elect Director Thomas A. Danjczek For For Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For For Management
1.6 Elect Director Alan R. Schriber For For Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Thomas D. Hyde For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Isaacson-Leibowitz For For Management
1.2 Elect Director Maurice Marciano For For Management
1.3 Elect Director Alex Yemenidjian For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Sally W. Crawford For For Management
1.3 Elect Director Scott T. Garrett For For Management
1.4 Elect Director David R. LaVance, Jr. For For Management
1.5 Elect Director Nancy L. Leaming For For Management
1.6 Elect Director Lawrence M. Levy For For Management
1.7 Elect Director Stephen P. MacMillan For For Management
1.8 Elect Director Samuel Merksamer For For Management
1.9 Elect Director Christiana Stamoulis For For Management
1.10 Elect Director Elaine S. Ullian For For Management
1.11 Elect Director Wayne Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director John L. Morrison For For Management
1.7 Elect Director Elsa A. Murano For For Management
1.8 Elect Director Robert C. Nakasone For For Management
1.9 Elect Director Susan K. Nestegard For For Management
1.10 Elect Director Dakota A. Pippins For For Management
1.11 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann ('Tanny') B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Bersoff For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Paul Hanrahan For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director Victoria J. Reich For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Mihalick For For Management
1.2 Elect Director Jeffrey L. Miller For For Management
1.3 Elect Director John T. Reed For For Management
1.4 Elect Director W. David Scott For For Management
1.5 Elect Director Stephen L. Stenehjem For For Management
1.6 Elect Director John D. Stewart For For Management
1.7 Elect Director Thomas A. Wentz, Jr. For For Management
1.8 Elect Director Jeffrey K. Woodbury For For Management
1.9 Elect Director Linda J. Hall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IXYS CORPORATION
Ticker: IXYS Security ID: 46600W106
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Feucht For For Management
1.2 Elect Director Samuel Kory For For Management
1.3 Elect Director S. Joon Lee For For Management
1.4 Elect Director Timothy A. Richardson For For Management
1.5 Elect Director James M. Thorburn For For Management
1.6 Elect Director Kenneth D. Wong For For Management
1.7 Elect Director Nathan Zommer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
LANDEC CORPORATION
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 10, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Hollis For For Management
1.2 Elect Director Robert Tobin For For Management
1.3 Elect Director Nicholas Tompkins For For Management
1.4 Elect Director Tonia Pankopf For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfeld For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAIDENFORM BRANDS, INC.
Ticker: MFB Security ID: 560305104
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Rossi For For Management
1.2 Elect Director Burkhard Goeschel For For Management
1.3 Elect Director David Schlotterbeck For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Guyett For For Management
1.2 Elect Director Yon Yoon Jorden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Everist For For Management
1.2 Elect Director Karen B. Fagg For For Management
1.3 Elect Director David L. Goodin For For Management
1.4 Elect Director Mark A. Hellerstein For For Management
1.5 Elect Director A. Bart Holaday For For Management
1.6 Elect Director Dennis W. Johnson For For Management
1.7 Elect Director William E. McCracken For For Management
1.8 Elect Director Patricia L. Moss For For Management
1.9 Elect Director Harry J. Pearce For For Management
1.10 Elect Director J. Kent Wells For For Management
1.11 Elect Director John K. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Pascal J. Goldschmidt For For Management
1.7 Elect Director Manuel Kadre For For Management
1.8 Elect Director Roger J. Medel For For Management
1.9 Elect Director Donna E. Shalala For For Management
1.10 Elect Director Enrique J. Sosa For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd H. Dean For For Management
1b Elect Director Julie M. Howard For For Management
1c Elect Director Stephan A. James For For Management
1d Elect Director Samuel K. Skinner For For Management
1e Elect Director James R. Thompson For For Management
1f Elect Director Michael L. Tipsord For For Management
2 Approve Increase in Size of Board For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For Withhold Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Jose Luis Prado For For Management
1.7 Elect Director John W. Rowe For For Management
1.8 Elect Director Martin P. Slark For For Management
1.9 Elect Director David H. B. Smith, Jr. For For Management
1.10 Elect Director Charles A. Tribbett, III For For Management
1.11 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying and Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gray G. Benoist For For Management
1.2 Elect Director Richard M. Rompala For For Management
1.3 Elect Director Joseph D. Rupp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying and Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shaw Hong For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice I. Obuchowski For For Management
1b Elect Director Frank L. Salizzoni For For Management
1c Elect Director Harrison H. Schmitt For For Management
1d Elect Director David W. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Michael W. Conlon For For Management
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Jack B. Dunn, IV For For Management
1.3 Elect Director H. Russell Frisby, Jr. For For Management
1.4 Elect Director Terence C. Golden For For Management
1.5 Elect Director Patrick T. Harker For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maria Luisa Ferre For For Management
1b Elect Director C. Kim Goodwin For For Management
1c Elect Director William J. Teuber, Jr. For For Management
1d Elect Director John W. Diercksen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director J. Michal Conaway For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director James F. O Neil, III For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director Margaret B. Shannon For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Douglas B. Hansen For For Management
1.4 Elect Director Martin S. Hughes For For Management
1.5 Elect Director Greg H. Kubicek For For Management
1.6 Elect Director Jeffrey T. Pero For For Management
1.7 Elect Director Charles J. Toeniskoetter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE ENERGY CORPORATION
Ticker: REN Security ID: 76116A108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Piccone For For Management
1.2 Elect Director Robert M. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
Ticker: RFMD Security ID: 749941100
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Wilkinson, Jr. For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director John R. Harding For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Casimir S. Skrzypczak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda J. French For For Management
1.2 Elect Director William F. Martin, Jr. For For Management
1.3 Elect Director Bjorn E. Olsson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANCHEZ ENERGY CORPORATION
Ticker: SN Security ID: 79970Y105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Jackson For Withhold Management
1.2 Elect Director Greg Colvin For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P307
Meeting Date: JUL 01, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim J. Brewer For Did Not Vote Management
1.2 Elect Director William A. Gilliland For Did Not Vote Management
1.3 Elect Director Jeffrey S. Serota For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For For Management
1.2 Elect Director Marianne Caponnetto For For Management
1.3 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry A. Cockrell For For Management
1.2 Elect Director Blythe J. McGarvie For For Management
1.3 Elect Director James M. Micali For For Management
1.4 Elect Director Lloyd W. Newton For For Management
1.5 Elect Director Marc D. Oken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director Karen C. Francis For For Management
1.4 Elect Director David J. Gallitano For For Management
1.5 Elect Director Wendell J. Knox For For Management
1.6 Elect Director Robert J. Murray For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Robert B. Heisler, Jr. For For Management
1c Elect Director Richard K. Smucker For For Management
1d Elect Director Paul Smucker Wagstaff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lon R. Greenberg For For Management
1.2 Elect Director Marvin O. Schlanger For For Management
1.3 Elect Director Anne Pol For For Management
1.4 Elect Director Ernest E. Jones For For Management
1.5 Elect Director John L. Walsh For For Management
1.6 Elect Director Roger B. Vincent For For Management
1.7 Elect Director M. Shawn Puccio For For Management
1.8 Elect Director Richard W. Gochnauer For For Management
1.9 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED STATIONERS INC.
Ticker: USTR Security ID: 913004107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean S. Blackwell For For Management
1.2 Elect Director P. Cody Phipps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane C. Creel For For Management
1b Elect Director Mickey P. Foret For For Management
1c Elect Director William H. Frist For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director William H. Schumann, III For For Management
1j Elect Director David N. Siegel For For Management
1k Elect Director Douglas W. Stotlar For For Management
1l Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George G. Daly For Against Management
1.2 Elect Director Jack H. Nusbaum For Against Management
1.3 Elect Director Mark L. Shapiro For Against Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mollie H. Carter For For Management
1.2 Elect Director Jerry B. Farley For For Management
1.3 Elect Director Mark A. Ruelle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Sherwin Artus For For Management
1.2 Elect Director Philip E. Doty For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James, III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Ingrid S. Stafford For For Management
1.12 Elect Director Sheila G. Talton For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director Patricia Frobes For For Management
1c Elect Director J. David Heaney For For Management
1d Elect Director Roger B. Porter For For Management
1e Elect Director Stephen D. Quinn For For Management
1f Elect Director Harris H. Simmons For For Management
1g Elect Director L.e. Simmons For For Management
1h Elect Director Shelley Thomas Williams For For Management
1i Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC.
Ticker: ZOLT Security ID: 98975W104
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
======================= Mid Cap Value Institutional Fund =======================
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director Charles R. Gordon For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director M. Richard Smith For For Management
1.7 Elect Director Alfred L. Woods For For Management
1.8 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Steven R. Hash For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director James H. Richardson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP.
Ticker: ANV Security ID: 019344100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Buchan For For Management
1b Elect Director Randy E. Buffington For For Management
1c Elect Director John W. Ivany For For Management
1d Elect Director Stephen A. Lang For For Management
1e Elect Director Cameron A. Mingay For For Management
1f Elect Director Terry M. Palmer For For Management
1g Elect Director Carl A. Pescio For For Management
1h Elect Director A. Murray Sinclair For For Management
1i Elect Director Robert G. Wardell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
Ticker: BMR Security ID: 09063H107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Gold For For Management
1.2 Elect Director Daniel M. Bradbury For For Management
1.3 Elect Director William R. Brody For For Management
1.4 Elect Director Gary A. Kreitzer For For Management
1.5 Elect Director Theodore D. Roth For For Management
1.6 Elect Director Janice L. Sears For For Management
1.7 Elect Director M. Faye Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Rebecca B. Roberts For For Management
1.3 Elect Director Warren L. Robinson For For Management
1.4 Elect Director John B. Vering For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
Determine the Independent Auditor's
Fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
C&J ENERGY SERVICES, INC.
Ticker: CJES Security ID: 12467B304
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua E. Comstock For For Management
1.2 Elect Director Randall C. McMullen, Jr. For For Management
1.3 Elect Director Darren M. Friedman For For Management
1.4 Elect Director Adrianna Ma For For Management
1.5 Elect Director Michael Roemer For For Management
1.6 Elect Director C. James Stewart, III For Withhold Management
1.7 Elect Director H.H. "Tripp" Wommack, For For Management
III
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director John Gottschalk For For Management
1.5 Elect Director Dennis Highby For For Management
1.6 Elect Director Reuben Mark For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Thomas L. Millner For For Management
1.9 Elect Director Donna M. Milrod For For Management
1.10 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
B1 Elect Director Ian Bruce For For Management
B2 Elect Director Daniel Camus For For Management
B3 Elect Director John Clappison For For Management
B4 Elect Director Joe Colvin For For Management
B5 Elect Director James Curtiss For For Management
B6 Elect Director Donald Deranger For For Management
B7 Elect Director Catherine Gignac For For Management
B8 Elect Director Tim Gitzel For For Management
B9 Elect Director James Gowans For For Management
B10 Elect Director Nancy Hopkins For For Management
B11 Elect Director Anne McLellan For For Management
B12 Elect Director Neil McMillan For For Management
B13 Elect Director Victor Zaleschuk For For Management
C Ratify KPMG LLP as Auditors For For Management
D Advisory Vote on Executive For For Management
Compensation Approach
E Amend Bylaws For For Management
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Lauro Gonzalez-Moreno For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director James W. McCaughan For For Management
1.5 Elect Director Denis McGlynn For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Walker For For Management
1.2 Elect Director John J. Mahoney For For Management
1.3 Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Bram Goldsmith For For Management
1.3 Elect Director Mohamad Ali For For Management
1.4 Elect Director Richard L. Bloch For For Management
1.5 Elect Director Kenneth L. Coleman For For Management
1.6 Elect Director Ashok Israni For For Management
1.7 Elect Director Bruce Rosenblum For For Management
1.8 Elect Director Peter M. Thomas For For Management
1.9 Elect Director Robert H. Tuttle For Against Management
1.10 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director Clyde R. Hosein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Franco Plastina For For Management
1.5 Elect Director Alan J. Ruud For For Management
1.6 Elect Director Robert L. Tillman For For Management
1.7 Elect Director Thomas H. Werner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Stuewe For For Management
1.2 Elect Director O. Thomas Albrecht For For Management
1.3 Elect Director D. Eugene Ewing For For Management
1.4 Elect Director Dirk Kloosterboer For For Management
1.5 Elect Director Charles Macaluso For For Management
1.6 Elect Director John D. March For For Management
1.7 Elect Director Michael Urbut For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howell M. Estes III For For Management
1b Elect Director Kimberly Till For For Management
1c Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DREYFUS FUNDS
Ticker: DPRXX Security ID: 261941108
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Whitney I. Gerard For For Management
1.3 Elect Director Robin A. Melvin For For Management
1.4 Elect Director Nathan Leventhal For For Management
1.5 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Cardis For For Management
1b Elect Director David E.I. Pyott For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: NOV 05, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cornelius Dupre, II For For Management
1.2 Elect Director Kevin Flannery For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Elect Director Scott A. Griffiths For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Chlebowski, Jr. For For Management
1b Elect Director Phupinder S. Gill For For Management
1c Elect Director Peter J. Henseler For For Management
1d Elect Director Ellen A. Rudnick For For Management
1e Elect Director Michael J. Small For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director James R. Boldt For For Management
1.3 Elect Director G. Thomas Bowers For For Management
1.4 Elect Director Roxanne J. Coady For For Management
1.5 Elect Director Gary M. Crosby For For Management
1.6 Elect Director Carl Florio For For Management
1.7 Elect Director Carlton L. Highsmith For For Management
1.8 Elect Director George M. Philip For For Management
1.9 Elect Director Peter B. Robinson For For Management
1.10 Elect Director Nathaniel D. Woodson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRSTMERIT CORPORATION
Ticker: FMER Security ID: 337915102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth A. Ardisana For For Management
1.2 Elect Director Steven H. Baer For For Management
1.3 Elect Director Karen S. Belden For For Management
1.4 Elect Director R. Cary Blair For For Management
1.5 Elect Director John C. Blickle For For Management
1.6 Elect Director Robert W. Briggs For For Management
1.7 Elect Director Richard Colella For For Management
1.8 Elect Director Robert S. Cubbin For For Management
1.9 Elect Director Gina D. France For For Management
1.10 Elect Director Paul G. Greig For For Management
1.11 Elect Director Terry L. Haines For For Management
1.12 Elect Director J. Michael Hochschwender For For Management
1.13 Elect Director Clifford J. Isroff For For Management
1.14 Elect Director Philip A. Lloyd, II For For Management
1.15 Elect Director Russ M. Strobel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouch For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director Angus L. Macdonald For For Management
1.4 Elect Director Cathy Stauffer For For Management
1.5 Elect Director Andrew C. Teich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director Gregory E. Lawton For For Management
1.4 Elect Director Craig P. Omtvedt For For Management
1.5 Elect Director Patrick M. Prevost For For Management
1.6 Elect Director John E. Welsh, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pete Hoekstra For For Management
1.2 Elect Director James Hollars For For Management
1.3 Elect Director John Mulder For For Management
1.4 Elect Director Mark Newton For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Frederick Sotok For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Stock Option Plan For For Management
6 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth Ann Marshall For For Management
1.2 Elect Director John M. Partridge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For For Management
1.2 Elect Director Thomas A. Danjczek For For Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For For Management
1.6 Elect Director Alan R. Schriber For For Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Thomas D. Hyde For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Isaacson-Leibowitz For For Management
1.2 Elect Director Maurice Marciano For For Management
1.3 Elect Director Alex Yemenidjian For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Sally W. Crawford For For Management
1.3 Elect Director Scott T. Garrett For For Management
1.4 Elect Director David R. LaVance, Jr. For For Management
1.5 Elect Director Nancy L. Leaming For For Management
1.6 Elect Director Lawrence M. Levy For For Management
1.7 Elect Director Stephen P. MacMillan For For Management
1.8 Elect Director Samuel Merksamer For For Management
1.9 Elect Director Christiana Stamoulis For For Management
1.10 Elect Director Elaine S. Ullian For For Management
1.11 Elect Director Wayne Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director John L. Morrison For For Management
1.7 Elect Director Elsa A. Murano For For Management
1.8 Elect Director Robert C. Nakasone For For Management
1.9 Elect Director Susan K. Nestegard For For Management
1.10 Elect Director Dakota A. Pippins For For Management
1.11 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann ('Tanny') B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Bersoff For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Paul Hanrahan For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director Victoria J. Reich For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Mihalick For For Management
1.2 Elect Director Jeffrey L. Miller For For Management
1.3 Elect Director John T. Reed For For Management
1.4 Elect Director W. David Scott For For Management
1.5 Elect Director Stephen L. Stenehjem For For Management
1.6 Elect Director John D. Stewart For For Management
1.7 Elect Director Thomas A. Wentz, Jr. For For Management
1.8 Elect Director Jeffrey K. Woodbury For For Management
1.9 Elect Director Linda J. Hall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
LANDEC CORPORATION
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 10, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Hollis For For Management
1.2 Elect Director Robert Tobin For For Management
1.3 Elect Director Nicholas Tompkins For For Management
1.4 Elect Director Tonia Pankopf For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfeld For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAIDENFORM BRANDS, INC.
Ticker: MFB Security ID: 560305104
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Rossi For For Management
1.2 Elect Director Burkhard Goeschel For For Management
1.3 Elect Director David Schlotterbeck For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Guyett For For Management
1.2 Elect Director Yon Yoon Jorden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Everist For For Management
1.2 Elect Director Karen B. Fagg For For Management
1.3 Elect Director David L. Goodin For For Management
1.4 Elect Director Mark A. Hellerstein For For Management
1.5 Elect Director A. Bart Holaday For For Management
1.6 Elect Director Dennis W. Johnson For For Management
1.7 Elect Director William E. McCracken For For Management
1.8 Elect Director Patricia L. Moss For For Management
1.9 Elect Director Harry J. Pearce For For Management
1.10 Elect Director J. Kent Wells For For Management
1.11 Elect Director John K. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Pascal J. Goldschmidt For For Management
1.7 Elect Director Manuel Kadre For For Management
1.8 Elect Director Roger J. Medel For For Management
1.9 Elect Director Donna E. Shalala For For Management
1.10 Elect Director Enrique J. Sosa For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd H. Dean For For Management
1b Elect Director Julie M. Howard For For Management
1c Elect Director Stephan A. James For For Management
1d Elect Director Samuel K. Skinner For For Management
1e Elect Director James R. Thompson For For Management
1f Elect Director Michael L. Tipsord For For Management
2 Approve Increase in Size of Board For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For Withhold Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Jose Luis Prado For For Management
1.7 Elect Director John W. Rowe For For Management
1.8 Elect Director Martin P. Slark For For Management
1.9 Elect Director David H. B. Smith, Jr. For For Management
1.10 Elect Director Charles A. Tribbett, III For For Management
1.11 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying and Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gray G. Benoist For For Management
1.2 Elect Director Richard M. Rompala For For Management
1.3 Elect Director Joseph D. Rupp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying and Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shaw Hong For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice I. Obuchowski For For Management
1b Elect Director Frank L. Salizzoni For For Management
1c Elect Director Harrison H. Schmitt For For Management
1d Elect Director David W. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Michael W. Conlon For For Management
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Jack B. Dunn, IV For For Management
1.3 Elect Director H. Russell Frisby, Jr. For For Management
1.4 Elect Director Terence C. Golden For For Management
1.5 Elect Director Patrick T. Harker For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maria Luisa Ferre For For Management
1b Elect Director C. Kim Goodwin For For Management
1c Elect Director William J. Teuber, Jr. For For Management
1d Elect Director John W. Diercksen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director J. Michal Conaway For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director James F. O Neil, III For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director Margaret B. Shannon For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Douglas B. Hansen For For Management
1.4 Elect Director Martin S. Hughes For For Management
1.5 Elect Director Greg H. Kubicek For For Management
1.6 Elect Director Jeffrey T. Pero For For Management
1.7 Elect Director Charles J. Toeniskoetter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE ENERGY CORPORATION
Ticker: REN Security ID: 76116A108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Piccone For For Management
1.2 Elect Director Robert M. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
Ticker: RFMD Security ID: 749941100
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Wilkinson, Jr. For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director John R. Harding For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Casimir S. Skrzypczak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda J. French For For Management
1.2 Elect Director William F. Martin, Jr. For For Management
1.3 Elect Director Bjorn E. Olsson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANCHEZ ENERGY CORPORATION
Ticker: SN Security ID: 79970Y105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Jackson For Withhold Management
1.2 Elect Director Greg Colvin For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P307
Meeting Date: JUL 01, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim J. Brewer For Did Not Vote Management
1.2 Elect Director William A. Gilliland For Did Not Vote Management
1.3 Elect Director Jeffrey S. Serota For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For For Management
1.2 Elect Director Marianne Caponnetto For For Management
1.3 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry A. Cockrell For For Management
1.2 Elect Director Blythe J. McGarvie For For Management
1.3 Elect Director James M. Micali For For Management
1.4 Elect Director Lloyd W. Newton For For Management
1.5 Elect Director Marc D. Oken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director Karen C. Francis For For Management
1.4 Elect Director David J. Gallitano For For Management
1.5 Elect Director Wendell J. Knox For For Management
1.6 Elect Director Robert J. Murray For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lon R. Greenberg For For Management
1.2 Elect Director Marvin O. Schlanger For For Management
1.3 Elect Director Anne Pol For For Management
1.4 Elect Director Ernest E. Jones For For Management
1.5 Elect Director John L. Walsh For For Management
1.6 Elect Director Roger B. Vincent For For Management
1.7 Elect Director M. Shawn Puccio For For Management
1.8 Elect Director Richard W. Gochnauer For For Management
1.9 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED STATIONERS INC.
Ticker: USTR Security ID: 913004107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean S. Blackwell For For Management
1.2 Elect Director P. Cody Phipps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane C. Creel For For Management
1b Elect Director Mickey P. Foret For For Management
1c Elect Director William H. Frist For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director William H. Schumann, III For For Management
1j Elect Director David N. Siegel For For Management
1k Elect Director Douglas W. Stotlar For For Management
1l Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George G. Daly For Against Management
1.2 Elect Director Jack H. Nusbaum For Against Management
1.3 Elect Director Mark L. Shapiro For Against Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mollie H. Carter For For Management
1.2 Elect Director Jerry B. Farley For For Management
1.3 Elect Director Mark A. Ruelle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Sherwin Artus For For Management
1.2 Elect Director Philip E. Doty For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James, III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Ingrid S. Stafford For For Management
1.12 Elect Director Sheila G. Talton For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director Patricia Frobes For For Management
1c Elect Director J. David Heaney For For Management
1d Elect Director Roger B. Porter For For Management
1e Elect Director Stephen D. Quinn For For Management
1f Elect Director Harris H. Simmons For For Management
1g Elect Director L.e. Simmons For For Management
1h Elect Director Shelley Thomas Williams For For Management
1i Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC.
Ticker: ZOLT Security ID: 98975W104
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
============================ Municipal Income Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= Small Cap Value Fund =============================
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Rex Martin For For Management
1.3 Elect Director Christopher J. Murphy, For For Management
III
1.4 Elect Director Timothy K. Ozark For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony G. Fernandes For For Management
1.2 Elect Director Maryellen C. Herringer For For Management
1.3 Elect Director Stephen M. Kadenacy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director Charles R. Gordon For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director M. Richard Smith For For Management
1.7 Elect Director Alfred L. Woods For For Management
1.8 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: AUG 07, 2013 Meeting Type: Proxy Contest
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hakan Bjorklund For For Management
1.2 Elect Director Stephen P. Macmillan For For Management
1.3 Elect Director Brian A. Markison For For Management
1.4 Elect Director T.F. Wilson McKillop For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve the Grant of Options to Key For For Management
Executive Officers
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Curt R. Hartman For Did Not Vote Shareholder
1.2 Elect Director Theodore E. Martin For Did Not Vote Shareholder
1.3 Elect Director Jerome J. Lande For Did Not Vote Shareholder
1.4 Management Nominee - Hakan Bjorklund For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan None Did Not Vote Management
3 Approve the Grant of Options to Key None Did Not Vote Management
Executive Officers
4 Amend Qualified Employee Stock None Did Not Vote Management
Purchase Plan
5 Ratify Auditors None Did Not Vote Management
6 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP.
Ticker: ANV Security ID: 019344100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Buchan For For Management
1b Elect Director Randy E. Buffington For For Management
1c Elect Director John W. Ivany For For Management
1d Elect Director Stephen A. Lang For For Management
1e Elect Director Cameron A. Mingay For For Management
1f Elect Director Terry M. Palmer For For Management
1g Elect Director Carl A. Pescio For For Management
1h Elect Director A. Murray Sinclair For For Management
1i Elect Director Robert G. Wardell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Allen Bradley, Jr. For For Management
1.2 Elect Director Austin P. Young, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Brand For For Management
1.2 Elect Director C. L. Craig, Jr. For For Management
1.3 Elect Director William H. Crawford For For Management
1.4 Elect Director James R. Daniel For For Management
1.5 Elect Director F. Ford Drummond For For Management
1.6 Elect Director K. Gordon Greer For For Management
1.7 Elect Director Donald B. Halverstadt For For Management
1.8 Elect Director William O. Johnstone For For Management
1.9 Elect Director Dave R. Lopez For Withhold Management
1.10 Elect Director J. Ralph McCalmont For For Management
1.11 Elect Director Tom H. McCasland, III For For Management
1.12 Elect Director Ronald Norick For For Management
1.13 Elect Director Paul B. Odom, Jr. For For Management
1.14 Elect Director David E. Rainbolt For For Management
1.15 Elect Director H. E. Rainbolt For For Management
1.16 Elect Director Michael S. Samis For For Management
1.17 Elect Director Natalie Shirley For For Management
1.18 Elect Director Michael K. Wallace For For Management
1.19 Elect Director G. Rainey Williams, Jr. For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Amend Deferred Compensation Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Daly For For Management
1.2 Elect Director Susan M. Hill For For Management
1.3 Elect Director Cornelius D. Mahoney For For Management
1.4 Elect Director John W. Altmeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Rebecca B. Roberts For For Management
1.3 Elect Director Warren L. Robinson For For Management
1.4 Elect Director John B. Vering For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC.
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Nash For Withhold Management
1.2 Elect Director Stephen D. Plavin For Withhold Management
1.3 Elect Director Leonard W. Cotton For For Management
1.4 Elect Director Thomas E. Dobrowski For For Management
1.5 Elect Director Martin L. Edelman For Withhold Management
1.6 Elect Director Henry N. Nassau For For Management
1.7 Elect Director Lynne B. Sagalyn For For Management
1.8 Elect Director John G. Schreiber For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
C&J ENERGY SERVICES, INC.
Ticker: CJES Security ID: 12467B304
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua E. Comstock For For Management
1.2 Elect Director Randall C. McMullen, Jr. For For Management
1.3 Elect Director Darren M. Friedman For For Management
1.4 Elect Director Adrianna Ma For For Management
1.5 Elect Director Michael Roemer For For Management
1.6 Elect Director C. James Stewart, III For Withhold Management
1.7 Elect Director H.H. "Tripp" Wommack, For For Management
III
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director John Gottschalk For For Management
1.5 Elect Director Dennis Highby For For Management
1.6 Elect Director Reuben Mark For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Thomas L. Millner For For Management
1.9 Elect Director Donna M. Milrod For For Management
1.10 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Lauro Gonzalez-Moreno For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director James W. McCaughan For For Management
1.5 Elect Director Denis McGlynn For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARBONITE, INC.
Ticker: CARB Security ID: 141337105
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Friend For For Management
1.2 Elect Director Todd Krasnow For For Management
1.3 Elect Director Jeffry Flowers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELADON GROUP, INC.
Ticker: CGI Security ID: 150838100
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Russell For For Management
1.2 Elect Director Anthony Heyworth For For Management
1.3 Elect Director Catherine Langham For For Management
1.4 Elect Director Michael Miller For For Management
1.5 Elect Director Paul Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Walker For For Management
1.2 Elect Director John J. Mahoney For For Management
1.3 Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director Clyde R. Hosein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Franco Plastina For For Management
1.5 Elect Director Alan J. Ruud For For Management
1.6 Elect Director Robert L. Tillman For For Management
1.7 Elect Director Thomas H. Werner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Stuewe For For Management
1.2 Elect Director O. Thomas Albrecht For For Management
1.3 Elect Director D. Eugene Ewing For For Management
1.4 Elect Director Dirk Kloosterboer For For Management
1.5 Elect Director Charles Macaluso For For Management
1.6 Elect Director John D. March For For Management
1.7 Elect Director Michael Urbut For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Girish Rishi For For Management
1.2 Elect Director Joseph T. Dunsmore For For Management
1.3 Elect Director Satbir Khanuja For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howell M. Estes III For For Management
1b Elect Director Kimberly Till For For Management
1c Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.H. Chen For Withhold Management
1.2 Elect Director Michael R. Giordano For For Management
1.3 Elect Director L.P. Hsu For For Management
1.4 Elect Director Keh-Shew Lu For For Management
1.5 Elect Director Raymond Soong For Withhold Management
1.6 Elect Director John M. Stich For For Management
1.7 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY LABORATORIES, INC.
Ticker: DSCO Security ID: 254668403
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Leone For For Management
1.2 Elect Director John G. Cooper For For Management
1.3 Elect Director Joseph M. Mahady For For Management
1.4 Elect Director Bruce A. Peacock For For Management
1.5 Elect Director Marvin E. Rosenthale For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREYFUS FUNDS
Ticker: DPRXX Security ID: 261941108
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Whitney I. Gerard For For Management
1.3 Elect Director Robin A. Melvin For For Management
1.4 Elect Director Nathan Leventhal For For Management
1.5 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION
Ticker: BOOM Security ID: 267888105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Aldous For For Management
1.2 Elect Director Yvon Pierre Cariou For For Management
1.3 Elect Director Robert A. Cohen For For Management
1.4 Elect Director James J. Ferris For For Management
1.5 Elect Director Richard P. Graff For For Management
1.6 Elect Director Bernard Hueber For For Management
1.7 Elect Director Kevin T. Longe For For Management
1.8 Elect Director Gerard Munera For For Management
1.9 Elect Director Rolf Rospek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zsolt Harsanyi For For Management
1.2 Elect Director George Joulwan For For Management
1.3 Elect Director Louis W. Sullivan For For Management
1.4 Elect Director Marvin L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Yu Lang Mao For For Management
1b Elect Director Thomas S. Rooney, Jr. For For Management
1c Elect Director Dominique Trempont For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: NOV 05, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cornelius Dupre, II For For Management
1.2 Elect Director Kevin Flannery For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Elect Director Scott A. Griffiths For For Management
--------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC.
Ticker: ENTR Security ID: 29384R105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Henry For Withhold Management
1.2 Elect Director William Bock For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouch For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director Angus L. Macdonald For For Management
1.4 Elect Director Cathy Stauffer For For Management
1.5 Elect Director Andrew C. Teich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director Gregory E. Lawton For For Management
1.4 Elect Director Craig P. Omtvedt For For Management
1.5 Elect Director Patrick M. Prevost For For Management
1.6 Elect Director John E. Welsh, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pete Hoekstra For For Management
1.2 Elect Director James Hollars For For Management
1.3 Elect Director John Mulder For For Management
1.4 Elect Director Mark Newton For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Frederick Sotok For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Stock Option Plan For For Management
6 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker: GCA Security ID: 378967103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ram Chary For For Management
1.2 Elect Director Fred C. Enlow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth Ann Marshall For For Management
1.2 Elect Director John M. Partridge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC.
Ticker: GLPW Security ID: 37941P306
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis Manuel Ramirez For For Management
1.2 Elect Director Charles Macaluso For For Management
1.3 Elect Director Carl Bartoli For For Management
1.4 Elect Director Terence J. Cryan For For Management
1.5 Elect Director Michael E. Salvati For For Management
1.6 Elect Director Frank E. Williams, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For For Management
1.2 Elect Director Thomas A. Danjczek For For Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For For Management
1.6 Elect Director Alan R. Schriber For For Management
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Deutsch For For Management
1.2 Elect Director Nathan D. Leight For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREATBATCH, INC.
Ticker: GB Security ID: 39153L106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Anthony P. Bihl, III For For Management
1.3 Elect Director Joseph W. Dziedzic For For Management
1.4 Elect Director Thomas J. Hook For For Management
1.5 Elect Director Kevin C. Melia For For Management
1.6 Elect Director Joseph A. Miller, Jr. For For Management
1.7 Elect Director Bill R. Sanford For For Management
1.8 Elect Director Peter H. Soderberg For For Management
1.9 Elect Director William B. Summers, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Isaacson-Leibowitz For For Management
1.2 Elect Director Maurice Marciano For For Management
1.3 Elect Director Alex Yemenidjian For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary H. Futrell For For Management
1b Elect Director Stephen J. Hasenmiller For For Management
1c Elect Director Ronald J. Helow For For Management
1d Elect Director Beverley J. McClure For For Management
1e Elect Director Gabriel L. Shaheen For For Management
1f Elect Director Roger J. Steinbecker For For Management
1g Elect Director Robert Stricker For For Management
1h Elect Director Steven O. Swyers For For Management
1i Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Bersoff For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry A. Gunning For For Management
1.2 Elect Director Robertson C. Jones For For Management
1.3 Elect Director Kenneth T. Lamneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Delaney For For Management
1.2 Elect Director C. Martin Harris For For Management
1.3 Elect Director A. Malachi Mixon, III For For Management
1.4 Elect Director Gerald B. Blouch For For Management
1.5 Elect Director Charles S. Robb For For Management
1.6 Elect Director Baiju R. Shah For For Management
1.7 Elect Director James L. Jones For For Management
1.8 Elect Director Dan T. Moore, III For For Management
1.9 Elect Director Dale C. LaPorte For For Management
1.10 Elect Director Ellen O. Tauscher For For Management
1.11 Elect Director Michael J. Merriman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IXYS CORPORATION
Ticker: IXYS Security ID: 46600W106
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Feucht For For Management
1.2 Elect Director Samuel Kory For For Management
1.3 Elect Director S. Joon Lee For For Management
1.4 Elect Director Timothy A. Richardson For For Management
1.5 Elect Director James M. Thorburn For For Management
1.6 Elect Director Kenneth D. Wong For For Management
1.7 Elect Director Nathan Zommer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
LANDEC CORPORATION
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 10, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Hollis For For Management
1.2 Elect Director Robert Tobin For For Management
1.3 Elect Director Nicholas Tompkins For For Management
1.4 Elect Director Tonia Pankopf For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfeld For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LMI AEROSPACE, INC.
Ticker: LMIA Security ID: 502079106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanford S. Neuman For Withhold Management
1.2 Elect Director John S. Eulich For For Management
1.3 Elect Director Judith W. Northup For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LUXFER HOLDINGS PLC
Ticker: LXFR Security ID: 550678106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Joseph Bonn as Director For For Management
3 Elect Director Kevin Flannery as For For Management
Director
4 Reappoint Ernst & Young LLP as For For Management
Auditors of the Company
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Against Management
8 Approve Stock Split For For Management
9 Authorize Off-Market Purchase of For For Management
Ordinary Shares
10 Approve Qualified Employee Stock For For Management
Purchase Plan
11 Authorize Off-Market Purchase of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MAIDENFORM BRANDS, INC.
Ticker: MFB Security ID: 560305104
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For For Management
1.6 Elect Director G. Larry Owens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Rossi For For Management
1.2 Elect Director Burkhard Goeschel For For Management
1.3 Elect Director David Schlotterbeck For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Guyett For For Management
1.2 Elect Director Yon Yoon Jorden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Everist For For Management
1.2 Elect Director Karen B. Fagg For For Management
1.3 Elect Director David L. Goodin For For Management
1.4 Elect Director Mark A. Hellerstein For For Management
1.5 Elect Director A. Bart Holaday For For Management
1.6 Elect Director Dennis W. Johnson For For Management
1.7 Elect Director William E. McCracken For For Management
1.8 Elect Director Patricia L. Moss For For Management
1.9 Elect Director Harry J. Pearce For For Management
1.10 Elect Director J. Kent Wells For For Management
1.11 Elect Director John K. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James K. Bass For For Management
1.2 Elect Director Michael A. Daniels For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MULTI-FINELINE ELECTRONIX, INC.
Ticker: MFLX Security ID: 62541B101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Yuen-Ching Lim For For Management
1.2 Elect Director James McCluney For For Management
1.3 Elect Director Sam Yau For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd H. Dean For For Management
1b Elect Director Julie M. Howard For For Management
1c Elect Director Stephan A. James For For Management
1d Elect Director Samuel K. Skinner For For Management
1e Elect Director James R. Thompson For For Management
1f Elect Director Michael L. Tipsord For For Management
2 Approve Increase in Size of Board For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWPORT CORPORATION
Ticker: NEWP Security ID: 651824104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Cox For For Management
1.2 Elect Director Oleg Khaykin For For Management
1.3 Elect Director Cherry A. Murray For For Management
1.4 Elect Director Robert J. Phillippy For For Management
1.5 Elect Director Kenneth F. Potashner For For Management
1.6 Elect Director Peter J. Simone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan C. Aguayo For For Management
1.2 Elect Director Rafael F. Martinez For For Management
1.3 Elect Director Francisco Arrivi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gray G. Benoist For For Management
1.2 Elect Director Richard M. Rompala For For Management
1.3 Elect Director Joseph D. Rupp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying and Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shaw Hong For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice I. Obuchowski For For Management
1b Elect Director Frank L. Salizzoni For For Management
1c Elect Director Harrison H. Schmitt For For Management
1d Elect Director David W. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Michael W. Conlon For For Management
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PICO HOLDINGS, INC.
Ticker: PICO Security ID: 693366205
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Hart For For Management
1b Elect Director Michael J. Machado For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PMFG, INC.
Ticker: PMFG Security ID: 69345P103
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth R. Hanks For For Management
1.2 Elect Director R. Clayton Mulford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
Ticker: POWL Security ID: 739128106
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene L. Butler For For Management
1.2 Elect Director Christopher E. Cragg For For Management
1.3 Elect Director Bonnie V. Hancock For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER-ONE, INC.
Ticker: PWER Security ID: 73930R102
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
Ticker: PVTB Security ID: 742962103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Coleman For For Management
1.2 Elect Director James M. Guyette For For Management
1.3 Elect Director Ralph B. Mandell For For Management
1.4 Elect Director Cheryl Mayberry For For Management
McKissack
1.5 Elect Director Edward W. Rabin For For Management
1.6 Elect Director Larry D. Richman For For Management
1.7 Elect Director Collin E. Roche For For Management
1.8 Elect Director William R. Rybak For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Douglas B. Hansen For For Management
1.4 Elect Director Martin S. Hughes For For Management
1.5 Elect Director Greg H. Kubicek For For Management
1.6 Elect Director Jeffrey T. Pero For For Management
1.7 Elect Director Charles J. Toeniskoetter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE ENERGY CORPORATION
Ticker: REN Security ID: 76116A108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Piccone For For Management
1.2 Elect Director Robert M. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
Ticker: RFMD Security ID: 749941100
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Wilkinson, Jr. For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director John R. Harding For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Casimir S. Skrzypczak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RUBICON TECHNOLOGY, INC.
Ticker: RBCN Security ID: 78112T107
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raja M. Parvez For For Management
1.2 Elect Director Raymond J. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
Ticker: SFE Security ID: 786449207
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Lietz For For Management
1.2 Elect Director Stephen T. Zarrilli For For Management
1.3 Elect Director Julie A. Dobson For For Management
1.4 Elect Director Keith B. Jarrett For For Management
1.5 Elect Director George MacKenzie For For Management
1.6 Elect Director George D. McClelland For For Management
1.7 Elect Director Jack L. Messman For For Management
1.8 Elect Director John J. Roberts For For Management
1.9 Elect Director Robert J. Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda J. French For For Management
1.2 Elect Director William F. Martin, Jr. For For Management
1.3 Elect Director Bjorn E. Olsson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANCHEZ ENERGY CORPORATION
Ticker: SN Security ID: 79970Y105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Jackson For Withhold Management
1.2 Elect Director Greg Colvin For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For For Management
1.2 Elect Director Marianne Caponnetto For For Management
1.3 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILICON GRAPHICS INTERNATIONAL CORP.
Ticker: SGI Security ID: 82706L108
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge L. Titinger For For Management
1.2 Elect Director Michael W. Hagee For For Management
1.3 Elect Director Charles M. Boesenberg For For Management
1.4 Elect Director Gary A. Griffiths For For Management
1.5 Elect Director Hagi Schwartz For For Management
1.6 Elect Director Ronald D. Verdoorn For For Management
1.7 Elect Director Douglas R. King For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION
Ticker: SFNC Security ID: 828730200
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director David L. Bartlett For For Management
2.2 Elect Director William E. Clark, II For For Management
2.3 Elect Director Steven A. Cosse For For Management
2.4 Elect Director Edward Drilling For For Management
2.5 Elect Director Sharon Gaber For For Management
2.6 Elect Director Eugene Hunt For For Management
2.7 Elect Director George A. Makris, Jr. For For Management
2.8 Elect Director Harry L. Ryburn For For Management
2.9 Elect Director Robert L. Shoptaw For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Outside Director Stock Awards For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Barpoulis For For Management
1.2 Elect Director Thomas A. Bracken For For Management
1.3 Elect Director Keith S. Campbell For For Management
1.4 Elect Director Sheila Hartnett-Devlin For For Management
1.5 Elect Director Victor A. Fortkiewicz For For Management
1.6 Elect Director Edward J. Graham For For Management
1.7 Elect Director Walter M. Higgins, III For For Management
1.8 Elect Director Sunita Holzer For For Management
1.9 Elect Director Joseph H. Petrowski For For Management
1.10 Elect Director Michael J. Renna For For Management
1.11 Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Articles For Against Management
--------------------------------------------------------------------------------
SPANSION INC.
Ticker: CODE Security ID: 84649R200
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Barnes For For Management
1.2 Elect Director William E. Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STAGE STORES, INC.
Ticker: SSI Security ID: 85254C305
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Barocas For For Management
1.2 Elect Director Diane M. Ellis For For Management
1.3 Elect Director Michael L. Glazer For For Management
1.4 Elect Director Gabrielle E. Greene For For Management
1.5 Elect Director Earl J. Hesterberg For For Management
1.6 Elect Director Lisa R. Kranc For For Management
1.7 Elect Director William J. Montgoris For For Management
1.8 Elect Director C. Clayton Reasor For For Management
1.9 Elect Director Ralph P. Scozzafava For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC.
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marian M. Davenport For For Management
1.2 Elect Director Robert A. Eckels For Against Management
1.3 Elect Director Joseph P. Harper, Sr. For For Management
1.4 Elect Director Charles R. Patton For For Management
1.5 Elect Director Paul J. Varello For For Management
2 Increase Authorized Common Stock For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director Karen C. Francis For For Management
1.4 Elect Director David J. Gallitano For For Management
1.5 Elect Director Wendell J. Knox For For Management
1.6 Elect Director Robert J. Murray For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
THE LACLEDE GROUP, INC.
Ticker: LG Security ID: 505597104
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Glotzbach For For Management
1.2 Elect Director W. Stephen Maritz For For Management
1.3 Elect Director John P. Stupp, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
Ticker: NAVG Security ID: 638904102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Saul L. Basch For For Management
1.2 Elect Director H. J. Mervyn Blakeney For For Management
1.3 Elect Director Terence N. Deeks For For Management
1.4 Elect Director Stanley A. Galanski For For Management
1.5 Elect Director Geoffrey E. Johnson For For Management
1.6 Elect Director John F. Kirby For For Management
1.7 Elect Director Robert V. Mendelsohn For For Management
1.8 Elect Director David M. Platter For For Management
1.9 Elect Director Janice C. Tomlinson For For Management
1.10 Elect Director Marc M. Tract For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TORNIER N.V.
Ticker: TRNX Security ID: N87237108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alain Tornier For For Management
1b Elect Director Elizabeth H. Weatherman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP Accountants For For Management
as Auditors
4 Ratify Ernst & Young LLP as Auditors For For Management
for Dutch Statutory Accounts
5 Adopt Dutch Statutory Annual Accounts For For Management
6 Authorize Preparation of Dutch For For Management
Statutory Annual Accounts and Annual
Report In English language
7 Approve Discharge of Management Board For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Management to Issue Shares For For Management
10 Authorize Management to Exclude For For Management
Preemptive Rights from Share Issuances
Under Item 9
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lon R. Greenberg For For Management
1.2 Elect Director Marvin O. Schlanger For For Management
1.3 Elect Director Anne Pol For For Management
1.4 Elect Director Ernest E. Jones For For Management
1.5 Elect Director John L. Walsh For For Management
1.6 Elect Director Roger B. Vincent For For Management
1.7 Elect Director M. Shawn Puccio For For Management
1.8 Elect Director Richard W. Gochnauer For For Management
1.9 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC.
Ticker: ZOLT Security ID: 98975W104
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
============================ Total Return Bond Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== World Equity Income Fund ===========================
3I GROUP PLC
Ticker: III Security ID: G88473148
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jonathan Asquith as Director For For Management
5 Re-elect Simon Borrows as Director For For Management
6 Re-elect Alistair Cox as Director For For Management
7 Re-elect Richard Meddings as Director For For Management
8 Re-elect Willem Mesdag as Director For For Management
9 Re-elect Sir Adrian Montague as For For Management
Director
10 Re-elect Martine Verluyten as Director For For Management
11 Re-elect Julia Wilson as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise Market Purchase of B Shares For For Management
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S
Ticker: MAERSK B Security ID: K0514G135
Meeting Date: MAR 31, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 1,400 Per Share
5a Reelect Ane Maersk Mc-Kinney Moller as For For Management
Director
5b Reelect Jan Leschly as Director For For Management
5c Reelect Robert Routs as Director For For Management
5d Reelect Arne Karlsson as Director For For Management
5e Reelect Sir John Bond as Director For For Management
5f Elect Robert Maersk Uggla as Director For For Management
5g Elect Niels Christiansen as Director For For Management
5h Elect Dorothee Blessing as Director For For Management
5i Elect Renata Frolova as Director For For Management
5j Elect Palle Vestergaard Rasmussen as For For Management
Director
6a Ratify KPMG 2014 P/S as Auditors For For Management
6b Ratify PricewaterhouseCoopers as For For Management
Auditors
7a Approve Creation of DKK 17.6 Billion For For Management
Pool of Capital with Preemptive Rights
7b Amend Guidelines for Incentive-Based For For Management
Compensation Executive Management and
Board
7c Approve Guidelines for Compensation For For Management
for Executive Management and Board
7d Amend Articles Re: Company's Signature For For Management
7e Amend Articles Re: Number of Auditors For For Management
7f Amend Articles Re: Convening of AGM For For Management
7g Approve Publication of Annual Report For For Management
in English
7h Require Company to Offer at AGM a Meal Against Against Shareholder
Corresponding to Company's Outlook
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC
Ticker: ADM Security ID: G0110T106
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Jean Park as Director For For Management
6 Re-elect Alastair Lyons as Director For For Management
7 Re-elect Henry Engelhardt as Director For For Management
8 Re-elect David Stevens as Director For For Management
9 Re-elect Kevin Chidwick as Director For For Management
10 Re-elect Margaret Johnson as Director For For Management
11 Re-elect Lucy Kellaway as Director For For Management
12 Re-elect Manfred Aldag as Director For For Management
13 Re-elect Colin Holmes as Director For For Management
14 Re-elect Roger Abravanel as Director For For Management
15 Re-elect Annette Court as Director For For Management
16 Appoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: MAY 02, 2014 Meeting Type: Annual/Special
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Clifford J. Davis For For Management
1.5 Elect Director Robert J. Gemmell For For Management
1.6 Elect Director Bernard Kraft For For Management
1.7 Elect Director Mel Leiderman For For Management
1.8 Elect Director Deborah A. McCombe For For Management
1.9 Elect Director James D. Nasso For For Management
1.10 Elect Director Sean Riley For For Management
1.11 Elect Director J. Merfyn Roberts For For Management
1.12 Elect Director Howard R. Stockford For For Management
1.13 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Incentive Share Purchase Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Lawrence M. Benveniste For For Management
1.4 Elect Director D. Keith Cobb For For Management
1.5 Elect Director E. Linn Draper, Jr. For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALS LIMITED
Ticker: ALQ Security ID: Q0266A116
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUL 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2i Elect Nerolie Withnall as a Director For For Management
2ii Elect Mel Bridges as a Director For For Management
3 Renew the Proportional Takeover For For Management
Provisions
4 Approve the Remuneration Report For For Management
5 Approve the Grant of Up to A$422,500 For For Management
Worth of Performance Rights to Greg
Kilmister, Managing Director of the
Company
--------------------------------------------------------------------------------
ALSTOM
Ticker: ALO Security ID: F0259M475
Meeting Date: JUL 02, 2013 Meeting Type: Annual/Special
Record Date: JUN 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.84 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Amparo Moraleda as Director For For Management
6 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1 Million
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
9 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
10 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP.
Ticker: AGNC Security ID: 02503X105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ANA HOLDINGS CO.,LTD.
Ticker: 9202 Security ID: J51914109
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2.1 Elect Director Ohashi, Yoji For For Management
2.2 Elect Director Ito, Shinichiro For For Management
2.3 Elect Director Katanozaka, Shinya For For Management
2.4 Elect Director Takemura, Shigeyuki For For Management
2.5 Elect Director Maruyama, Yoshinori For For Management
2.6 Elect Director Tonomoto, Kiyoshi For For Management
2.7 Elect Director Shinobe, Osamu For For Management
2.8 Elect Director Mori, Shosuke For Against Management
2.9 Elect Director Yamamoto, Ado For For Management
2.10 Elect Director Kobayashi, Izumi For For Management
3.1 Appoint Statutory Auditor Inoue, For For Management
Shinichi
3.2 Appoint Statutory Auditor Ogawa, Eiji For For Management
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan D. Green For For Management
1b Elect Director John H. Schaefer For For Management
1c Elect Director Francine J. Bovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AOZORA BANK, LTD.
Ticker: 8304 Security ID: J0172K107
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fukuda, Makoto For For Management
1.2 Elect Director Baba, Shinsuke For For Management
1.3 Elect Director Tanabe, Masaki For For Management
1.4 Elect Director Takeda, Shunsuke For For Management
1.5 Elect Director Mizuta, Hiroyuki For For Management
1.6 Elect Director Murakami, Ippei For For Management
1.7 Elect Director Ito, Tomonori For For Management
1.8 Elect Director Saito, Takeo For For Management
2 Appoint Statutory Auditor Fujihira, For For Management
Shinichi
3 Appoint Alternate Statutory Auditor For For Management
Nagase, Tomiaki
4 Approve Retirement Bonus Payment for For For Management
Directors
5 Approve Special Payments for Full-Time For For Management
Directors in Connection with Abolition
of Retirement Bonus System
6 Approve Special Payments for Outside For For Management
Directors and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
7 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For Against Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Abstain Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: AUG 08, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment to Merger Agreement For For Management
with Gemina SpA
2 Revoke Merger Agreement with Gemina SpA For For Management
--------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD.
Ticker: AIA Security ID: Q06213104
Meeting Date: FEB 12, 2014 Meeting Type: Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Return of Capital For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER S.A.
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Discharge of Board For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.A Ratify Appointment of and Elect Jose For For Management
Javier Marin Romano as Director
3.B Ratify Appointment of Juan Miguel For For Management
Villar Mir as Director
3.C Ratify Appointment of and Elect Sheila For For Management
Bair as Director
3.D Reelect Ana Patricia Botin-Sanz de For For Management
Sautuola y O'Shea as Director
3.E Reelect Rodrigo Echenique Gordillo as For For Management
Director
3.F Reelect Esther Gimenez-Salinas i For For Management
Colomer as Director
3.G Reelect Vittorio Corbo Lioi as Director For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Authorize Share Repurchase Program For For Management
6.A Amend Articles Re: Board Composition For For Management
and Director Compensation
6.B Amend Articles Re: Board and Committees For For Management
7 Amend Article 18 of General Meeting For For Management
Regulations Re: Audit Committee
8 Approve Capital Raising of up to EUR For For Management
500 Million
9 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to
20 Percent
10.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.C Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.D Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.A Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 10 Billion
11.B Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
12 Fix Maximum Variable Compensation Ratio For For Management
13.A Approve Deferred Share Bonus Plan For For Management
13.B Approve Performance Shares Plan For For Management
13.C Approve Employee Stock Purchase Plan For For Management
13.D Approve Employee Stock Purchase Plan For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements for 2012 None None Management
2 Reappoint Ziv Haft and Somekh Chaikin For For Management
as Auditors and Discuss Their Fees for
2012
3 Reelect Mali Baron as External For For Management
Director for an Additional Three Year
Term
4 Reelect Yacov Peer as External For For Management
Director for an Additional Three Year
Term
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Ronald A. Brenneman For For Management
1.4 Elect Director Sophie Brochu For For Management
1.5 Elect Director Robert E. Brown For For Management
1.6 Elect Director George A. Cope For For Management
1.7 Elect Director David F. Denison For For Management
1.8 Elect Director Ian Greenberg For For Management
1.9 Elect Director Thomas C. O'Neill For For Management
1.10 Elect Director James Prentice For For Management
1.11 Elect Director Robert C. Simmonds For For Management
1.12 Elect Director Carole Taylor For For Management
1.13 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Establish a Separate Risk Against Against Shareholder
Management Committee
4.2 SP 2: Limit the Individual Total Against Against Shareholder
Compensation for each Named Executive
Officer to $5,000,000
--------------------------------------------------------------------------------
BELGACOM
Ticker: BELG Security ID: B10414116
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Information from the Joint None None Management
Committee
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.18 per Share
6 Approve Remuneration Report For For Management
7 Approve Discharge of Directors For For Management
8 Approve Special Discharge of Directors For For Management
Whose Mandate Ended During Fiscal Year
2013
9 Approve Discharge of Auditors For For Management
10 Approve Discharge of Deloitte as For For Management
Auditor in Charge of Certifying the
Consolidated Accounts
11.1 Elect Agnes Touraine as Director For For Management
11.2 Elect Catherine Vandenborre as Director For For Management
12 Transact Other Business None None Management
--------------------------------------------------------------------------------
BELGACOM
Ticker: BELG Security ID: B10414116
Meeting Date: APR 16, 2014 Meeting Type: Special
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital and Amend Articles
Accordingly
2a Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer and Amend
Articles Accordingly
2b Amend Article 5 Re: References to FSMA For For Management
3 Amend Article10 Re: Dematerialization For For Management
of Bearer Shares
4 Amend Article 11 Re: References to FSMA For For Management
5 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
6 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm
7 Amend Article 14 Re: Dematerialization For For Management
of Bearer Shares
8 Amend Article 34 Re: Dematerialization For For Management
of Bearer Shares
9a Authorize Coordination of Articles of For For Management
Association
9b Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BENDIGO AND ADELAIDE BANK LTD.
Ticker: BEN Security ID: Q1458B102
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date: OCT 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Robert Hubbard as Director For For Management
3 Elect Jim Hazel as Director For For Management
4 Elect Robert Johanson as Director For For Management
5 Elect David Matthews as Director For For Management
6 Approve the Remuneration Report For For Management
7 Approve the Grant of Performance For For Management
Shares and Deferred Shares to Mike
Hirst
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: AUG 27, 2013 Meeting Type: Special
Record Date: AUG 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of NIS 0. For For Management
3555092 Per Share
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: SEP 03, 2013 Meeting Type: Special
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: JAN 27, 2014 Meeting Type: Special
Record Date: DEC 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ytzhak Edelman as an External For For Management
Director for a Three Year Term
2 Approve Purchase of Additional Amount For For Management
of Digital Converters by DBS of
Eurocom Digital Communications Ltd., a
Subsidiary of Eurocom Communications
Ltd., an Indirect Shareholder
(Including Pricing and Payment Terms)
3 Approve Purchase of Additional Amount For For Management
of Power Suppliers for Digital
Converters by DBS of Eurocom Digital
Communications Ltd., a Subsidiary of
Eurocom Communications Ltd., an
Indirect Shareholder
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: MAR 19, 2014 Meeting Type: Special
Record Date: FEB 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Update to Compensation Policy For For Management
for the Directors and Officers of the
Company
2 Approve Bonus Criteria for the For For Management
Performance Based Bonus of the CEO for
2014
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
A2c If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise vote against.
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution of NIS 0. For For Management
29 Per Share
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board for 2013
2.1 Reelect Shaul Elovitch, Chairman and For For Management
Controlling Shareholder, as Director
Until the End of the Next Annual
General Meeting
2.2 Reelect Or Elovitch, Son of Shaul For For Management
Elovitch, Controlling Shareholder, as
Director Until the End of the Next
Annual General Meeting
2.3 Reelect Orna Elovitch Peled, Daughter For For Management
In Law of Shaul Elovitch, Controlling
Shareholder, as Director Until the End
of the Next Annual General Meeting
2.4 Reelect Amikam Shorer as Director For For Management
Until the End of the Next Annual
General Meeting
2.5 Reelect Felix Cohen as Director Until For For Management
the End of the Next Annual General
Meeting
2.6 Reelect Eldad Ben-Moshe as Director For For Management
Until the End of the Next Annual
General Meeting
2.7 Reelect Joshua Rosensweig as Director For For Management
Until the End of the Next Annual
General Meeting
2.8 Reelect Rami Nomkin as Director Until For For Management
the End of the Next Annual General
Meeting
3 Reappoint KPMG Somekh Chaikin as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Cash Award to Avraham Gabbay, For For Management
Outgoing CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.60 per Share (in
Cash or Shares)
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Relect Herve Le Bouc as Director For Against Management
6 Reelect Helman le Pas de Secheval as For For Management
Director
7 Reelect Nonce Paolini as Director For Against Management
8 Advisory Vote on Compensation of For For Management
Martin Bouygues, Chairman and CEO
9 Advisory Vote on Compensation of For For Management
Olivier Bouygues, Vice CEO
10 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
11 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
12 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
13 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
14 Allow Board to Use Authorizations and For Against Management
Delegations Granted Under Item 12
Above, and Under Items 17 to 25 and
Item 28 of the April 25, 2013 General
Meeting in the Event of a Public
Tender Offer or Share Exchange Offer
15 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Gavin Patterson as Director For For Management
8 Re-elect Tony Ball as Director For For Management
9 Re-elect Patricia Hewitt as Director For For Management
10 Re-elect Phil Hodkinson as Director For For Management
11 Re-elect Karen Richardson as Director For For Management
12 Re-elect Nick Rose as Director For For Management
13 Re-elect Jasmine Whitbread as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Lawrence C. Karlson For For Management
1.5 Elect Director Randall W. Larrimore For For Management
1.6 Elect Director Mary Alice Dorrance For For Management
Malone
1.7 Elect Director Sara Mathew For For Management
1.8 Elect Director Denise M. Morrison For For Management
1.9 Elect Director Charles R. Perrin For For Management
1.10 Elect Director A. Barry Rand For For Management
1.11 Elect Director Nick Shreiber For For Management
1.12 Elect Director Tracey T. Travis For For Management
1.13 Elect Director Archbold D. van Beuren For For Management
1.14 Elect Director Les C. Vinney For For Management
1.15 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN OIL SANDS LIMITED
Ticker: COS Security ID: 13643E105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Ian A. Bourne For For Management
2.2 Elect Director Gerald W. Grandey For For Management
2.3 Elect Director Arthur N. Korpach For For Management
2.4 Elect Director Ryan M. Kubik For For Management
2.5 Elect Director Donald J. Lowry For For Management
2.6 Elect Director Sarah E. Raiss For For Management
2.7 Elect Director John K. Read For For Management
2.8 Elect Director Brant G. Sangster For For Management
2.9 Elect Director C.E. (Chuck) Shultz For For Management
2.10 Elect Director Wesley R. Twiss For For Management
2.11 Elect Director John B. Zaozirny For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Amend Articles to Indemnify Directors For For Management
3.1 Elect Director Mitarai, Fujio For For Management
3.2 Elect Director Tanaka, Toshizo For For Management
3.3 Elect Director Ikoma, Toshiaki For For Management
3.4 Elect Director Adachi, Yoroku For For Management
3.5 Elect Director Mitsuhashi, Yasuo For For Management
3.6 Elect Director Matsumoto, Shigeyuki For For Management
3.7 Elect Director Homma, Toshio For For Management
3.8 Elect Director Ozawa, Hideki For For Management
3.9 Elect Director Maeda, Masaya For For Management
3.10 Elect Director Tani, Yasuhiro For For Management
3.11 Elect Director Nagasawa, Kenichi For For Management
3.12 Elect Director Otsuka, Naoji For For Management
3.13 Elect Director Yamada, Masanori For For Management
3.14 Elect Director Wakiya, Aitake For For Management
3.15 Elect Director Ono, Kazuto For For Management
3.16 Elect Director Kimura, Akiyoshi For For Management
3.17 Elect Director Osanai, Eiji For For Management
3.18 Elect Director Saida, Kunitaro For For Management
3.19 Elect Director Kato, Haruhiko For For Management
4.1 Appoint Statutory Auditor Araki, Makoto For For Management
4.2 Appoint Statutory Auditor Yoshida, For For Management
Osami
4.3 Appoint Statutory Auditor Kitamura, For Against Management
Kuniyoshi
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CFS RETAIL PROPERTY TRUST
Ticker: CFX Security ID: Q21748118
Meeting Date: MAR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 151.35 For For Management
Million CFX Stapled Securities to
Institutional Investors
2 Approve the Internalisation Proposal For For Management
by Holders of CFX1 Units
3 Approve the Internalisation Proposal For For Management
by Holders of CFX2 Units
4 Approve the Amendments to the For For Management
Constitution of CFX1
5 Approve CMIL as the Responsible Entity For For Management
of CFX1 to Enter into the Intra-Group
Transactions Deed
6 Approve CMIL as the Responsible Entity For For Management
of CFX2 to Enter into the Intra-Group
Transactions Deed
7 Approve the De-stapling of CFX1 Units For For Management
from CFX2 Units
8 Approve the De-stapling of CFX2 Units For For Management
from CFX1 Units
9 Approve the Acquisition of CFX2 Units For For Management
by CFX Co
10 Approve the Amendments to the For For Management
Constitution of CFX2
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Alain Bouchard as Director For For Management
1.2 Elect Bernard Bourigeaud as Director For For Management
1.3 Elect Jean Brassard as Director For For Management
1.4 Elect Robert Chevrier as Director For For Management
1.5 Elect Dominic D'Alessandro as Director For For Management
1.6 Elect Thomas P. d'Aquino as Director For For Management
1.7 Elect Paule Dore as Director For For Management
1.8 Elect Richard B. Evans as Director For For Management
1.9 Elect Julie Godin as Director For For Management
1.10 Elect Serge Godin as Director For For Management
1.11 Elect Andre Imbeau as Director For For Management
1.12 Elect Gilles Labbe as Director For For Management
1.13 Elect Michael E. Roach as Director For For Management
1.14 Elect Joakim Westh as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Ticker: 01038 Security ID: G2098R102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chan Loi Shun as Director For Against Management
3b Elect Kwok Eva Lee as Director For Against Management
3c Elect Sng Sow-mei alias Poon Sow Mei For Against Management
as Director
3d Elect Colin Stevens Russel as Director For Against Management
3e Elect Lan Hong Tsung, David as Director For Against Management
3f Elect Lee Pui Ling, Angelina as For For Management
Director
3g Elect George Colin Magnus as Director For For Management
4 Appoint Deloitte Touche Tohmatsu as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Bye-laws For For Management
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 00002 Security ID: Y1660Q104
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: JAN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CAPCO Acquisition Agreement, For For Management
PSDC Acquisition Agreement, and the
Related Transactions
2 Elect Richard Kendall Lancaster as For For Management
Director
3 Elect Rajiv Behari Lall as Director For For Management
--------------------------------------------------------------------------------
CNP ASSURANCES
Ticker: CNP Security ID: F1876N318
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.77 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Jean-Paul Faugere, Chairman of the
board
6 Advisory Vote on Compensation of For Against Management
Frederic Lavenir, CEO
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Article 16.1 of Bylaws Re: For For Management
Directors' Length of Mandate
9 Amend Article 25 of Bylaws Re: For Against Management
Censors' Length of Mandate
10 Ratify Appointment of Odile For Against Management
Renaud-Basso as Director
11 Ratify Appointment of Rose-Marie Van For For Management
Leberghe as Director
12 Ratify Appointment of Olivier Mareuse For Against Management
as Director
13 Reelect Olivier Mareuse as Director For Against Management
14 Ratify Appointment of Remy Weber as For Against Management
Director
15 Reelect Remy Weber as Director For Against Management
16 Reelect Jean-Yves Forel as Director For Against Management
17 Reelect Francois Perol as Director For Against Management
18 Reelect Franck Silvent as Director For Against Management
19 Reelect Philippe Wahl as Director For Against Management
20 Renew Appointment of Pierre Garcin as For Against Management
Censor
21 Appoint Jean-Louis Davet as Censor For Against Management
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLO B Security ID: K16018192
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: NOV 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4.1 Amend Articles Re: Remove Age Limit For For Management
4.2 Approve Remuneration of Directors For For Management
4.3 Authorize Share Repurchase Program For For Management
5a Elect Michael Rasmussen as Chairman For For Management
5b Elect Nils Louis-Hansen as Deputy For For Management
Chairman
5c Elect Sven Bjorklund as Director For For Management
5d Elect Per Magid as Director For For Management
5e Elect Brian Petersen as Director For For Management
5f Elect Jorgen Tang-Jensen as Director For For Management
6 Ratify PwC as Auditors For For Management
7 Other Business None None Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin Burke For For Management
1b Elect Director Vincent A. Calarco For For Management
1c Elect Director George Campbell, Jr. For For Management
1d Elect Director Michael J. Del Giudice For For Management
1e Elect Director Ellen V. Futter For For Management
1f Elect Director John F. Hennessy, III For For Management
1g Elect Director John F. Killian For For Management
1h Elect Director John McAvoy For For Management
1i Elect Director Armando J. Olivera For For Management
1j Elect Director Sally H. Pinero For For Management
1k Elect Director Michael W. Ranger For For Management
1l Elect Director L. Frederick Sutherland For For Management
2 Ratify Auditors For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against Against Shareholder
5 Declassify the Board of Directors None Abstain Management
--------------------------------------------------------------------------------
DAI NIPPON PRINTING CO. LTD.
Ticker: 7912 Security ID: J10584100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Kitajima, Yoshitoshi For For Management
2.2 Elect Director Takanami, Koichi For For Management
2.3 Elect Director Yamada, Masayoshi For For Management
2.4 Elect Director Kitajima, Yoshinari For For Management
2.5 Elect Director Hakii, Mitsuhiko For For Management
2.6 Elect Director Wada, Masahiko For For Management
2.7 Elect Director Morino, Tetsuji For For Management
2.8 Elect Director Akishige, Kunikazu For For Management
2.9 Elect Director Kitajima, Motoharu For For Management
2.10 Elect Director Tsukada, Masaki For For Management
2.11 Elect Director Hikita, Sakae For For Management
2.12 Elect Director Yamazaki, Fujio For For Management
2.13 Elect Director Kanda, Tokuji For For Management
2.14 Elect Director Saito, Takashi For For Management
2.15 Elect Director Hashimoto, Koichi For For Management
2.16 Elect Director Inoue, Satoru For For Management
2.17 Elect Director Tsukada, Tadao For Against Management
2.18 Elect Director Miyajima, Tsukasa For For Management
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KMPG AG as Auditors for Fiscal For For Management
2014
6 Approve Remuneration System for For For Management
Management Board Members
7.1 Elect Bernd Bohr to the Supervisory For For Management
Board
7.2 Elect Joe Kaeser to the Supervisory For For Management
Board
7.3 Elect Bernd Pischetsrieder to the For For Management
Supervisory Board
8 Approve Creation of EUR1 Billion of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Remuneration of For For Management
Supervisory Board
10 Amend Affiliation Agreements with For For Management
Subsidiaries
11 Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: APR 30, 2014 Meeting Type: Proxy Contest
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Revoke Consent to Request Special For Did Not Vote Shareholder
Meeting
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Consent to Request Special Meeting For For Shareholder
--------------------------------------------------------------------------------
DELEK GROUP LTD.
Ticker: DLEKG Security ID: M27635107
Meeting Date: SEP 11, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Approve Stock/Cash Award to Asaf (Asi) For For Management
Bartfeld, CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2014
6 Elect Johannes Geismann to the For Against Management
Supervisory Board
7 Elect Lars Hinrichs to the Supervisory For For Management
Board
8 Elect Ulrich Schroeder to the For Against Management
Supervisory Board
9 Elect Karl-Heinz Streibich to the For For Management
Supervisory Board
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 6.5 Billion;
Approve Creation of EUR 1.1 Billion
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Alex Bernhardt, Sr. For For Management
1.2 Elect Director Michael G. Browning For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director William E. Kennard For For Management
1.12 Elect Director E. Marie McKee For For Management
1.13 Elect Director E. James Reinsch For For Management
1.14 Elect Director James T. Rhodes For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Less than For For Management
Unanimous Written Consent
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5a Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
5b Ratify PricewaterhouseCoopers as For For Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2014
6 Ammend Affiliation Agreements with For For Management
Subsidiary E.ON US Holding GmbH
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELISA CORPORATION
Ticker: ELI1V Security ID: X1949T102
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Monthly Remuneration of For For Management
Directors in the Amount of EUR 9,000
for Chairman, EUR 6,000 for Vice
Chairman, and EUR 5,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Raimo Lind, Leena Niemisto, For For Management
Eira Palin-Lehtinen, Jaakko Uotila,
and Mika Vehvilainen as Directors;
Elect Petteri Koponen and Seija
Turunen as New Directors
13 Approve Remuneration of Auditors For Against Management
14 Fix Number of Auditors at One For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 15 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
EMS CHEMIE HOLDING AG
Ticker: EMSN Security ID: H22206199
Meeting Date: AUG 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting (Non-Voting) None None Management
2 Acknowledge Proper Convening of Meeting None None Management
3.1 Accept Financial Statements and For For Management
Statutory Reports
3.2.1 Approve Remuneration of Board of For For Management
Directors
3.2.2 Approve Remuneration of Executive For For Management
Management
4 Approve Allocation of Income and For For Management
Ordinary Dividends of CHF 7.00 per
Share and CHF 2.50 per Share
5 Approve Discharge of Board and Senior For For Management
Management
6.1.1 Reelect Ulf Berg as Director For For Management
6.1.2 Reelect Magdalena Martullo as Director For For Management
6.1.3 Elect Urs Fankhauser as Director For For Management
6.1.4 Elect Joachim Streu as Director For For Management
6.2 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Scannell Bateman For For Management
1b Elect Director Leo P. Denault For For Management
1c Elect Director Kirkland H. Donald For For Management
1d Elect Director Gary W. Edwards For For Management
1e Elect Director Alexis M. Herman For For Management
1f Elect Director Donald C. Hintz For For Management
1g Elect Director Stuart L. Levenick For For Management
1h Elect Director Blanche Lambert Lincoln For For Management
1i Elect Director Stewart C. Myers For For Management
1j Elect Director W.J. 'Billy' Tauzin For For Management
1k Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Decommission Indian Point Nuclear Against Against Shareholder
Reactors
5 Report on Major Nuclear Safety Against Against Shareholder
Concerns and NRC Actions
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Deirdre Mahlan as Director For For Management
4 Elect George Rose as Director For For Management
5 Re-elect Fabiola Arredondo as Director For For Management
6 Re-elect Chris Callero as Director For For Management
7 Re-elect Brian Cassin as Director For For Management
8 Re-elect Roger Davis as Director For For Management
9 Re-elect Alan Jebson as Director For For Management
10 Re-elect Sir John Peace as Director For For Management
11 Re-elect Don Robert as Director For For Management
12 Re-elect Sir Alan Rudge as Director For For Management
13 Re-elect Judith Sprieser as Director For For Management
14 Re-elect Paul Walker as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FINMECCANICA SPA
Ticker: FNC Security ID: T4502J151
Meeting Date: JUL 03, 2013 Meeting Type: Special
Record Date: JUN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director to Replace Franco For For Management
Bonferroni
1.2 Elect Director to Replace Giuseppe Orsi For For Management
1.3 Appoint Dario Frigerio as Director to None Abstain Shareholder
Replace Christian Streiff
--------------------------------------------------------------------------------
FONCIERE DES REGIONS
Ticker: FDR Security ID: F42399109
Meeting Date: JUL 19, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capital Increase of Up to For For Management
EUR 37.3 Million for Future Exchange
Offers
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Edward Fraioli For For Management
1.4 Elect Director Daniel J. McCarthy For For Management
1.5 Elect Director Pamela D.A. Reeve For For Management
1.6 Elect Director Virginia P. Ruesterholz For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
7 Renew Appointment of Deloitte and For For Management
Associes as Auditor
8 Renew Appointment of Auditex as For For Management
Alternate Auditor
9 Renew Appointment of BEAS as Alternate For For Management
Auditor
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements up to Aggregate
Nominal Amount of EUR 225 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plan Reserved
for Employees of International
Subsidiaries
17 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 265 Million
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
21 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan Reserved for a few Employees and
Corporate Officers
22 Allow Loyalty Dividends to Long-Term For Against Management
Registered Shareholders, and Amend
Article 26 Accordingly
23 Authorize Filing of Required For For Management
Documents/Other Formalities
24 Advisory Vote on Compensation of For Against Management
Gerard Mestrallet, Chairman and CEO
25 Advisory Vote on Compensation of For Against Management
Jean-Francois Cirelli, Vice-Chairman
and Vice-CEO
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Glenn J. Chamandy For For Management
1.3 Elect Director Russell Goodman For For Management
1.4 Elect Director Russ Hagey For For Management
1.5 Elect Director George Heller For For Management
1.6 Elect Director Sheila O'Brien For For Management
1.7 Elect Director Pierre Robitaille For For Management
1.8 Elect Director James R. Scarborough For For Management
1.9 Elect Director Gonzalo F. Valdes-Fauli For For Management
2 Approve Shareholder Rights Plan For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Jeffrey H. Schwartz as Director For For Management
4 Elect Steven Lim Kok Hoong as Director For For Management
5 Elect Dipak Chand Jain as Director For For Management
6 Elect Wei Benhua as Director For For Management
7 Elect Lim Swe Guan as Director For For Management
8 Elect Paul Cheng Ming Fun as Director For For Management
9 Elect Yoichiro Furuse as Director For For Management
10 Approve Directors' Fees For For Management
11 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Grant of Awards and Issuance For For Management
of Shares under the GLP Performance
Share Plan and GLP Restricted Share
Plan
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HANNOVER RUECKVERSICHERUNG AG
Ticker: HNR1 Security ID: D3015J135
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5a Elect Herbert Haas to the Supervisory For Against Management
Board
5b Elect Klaus Sturany to the Supervisory For Against Management
Board
5c Elect Wolf-Dieter Baumgartl to the For Against Management
Supervisory Board
5d Elect Andrea Pollak to the Supervisory For For Management
Board
5e Elect Immo Querner to the Supervisory For Against Management
Board
5f Elect Erhard Schipporeit to the For For Management
Supervisory Board
6 Amend Affiliation Agreements with For For Management
Subsidiary Hannover Rueck Beteiligung
Verwaltungs-GmbH
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Thomas J. DeRosa For For Management
1d Elect Director Jeffrey H. Donahue For For Management
1e Elect Director Peter J. Grua For For Management
1f Elect Director Fred S. Klipsch For For Management
1g Elect Director Timothy J. Naughton For For Management
1h Elect Director Sharon M. Oster For For Management
1i Elect Director Judith C. Pelham For For Management
1j Elect Director R. Scott Trumbull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HOPEWELL HOLDINGS LTD.
Ticker: 00054 Security ID: Y37129163
Meeting Date: OCT 21, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Gordon Ying Sheung Wu as Director For For Management
3a2 Elect Thomas Jefferson Wu as Director For For Management
3a3 Elect William Wing Lam Wong as Director For For Management
3a4 Elect Carmelo Ka Sze Lee as Director For For Management
3a5 Elect Ahito Nakamura as Director For For Management
3b Approve Remuneration of Directors For For Management
4 Approve as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Adopt New Share Option Scheme of the For For Management
Company and Terminate Existing Share
Option Scheme
7 Adopt New Share Option Scheme of For For Management
Hopewell Highway Infrastructure Ltd.
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD.
Ticker: IAG Security ID: Q49361100
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Approve the Grant of Deferred Award For For Management
Rights and Executive Performance
Rights to Michael Wilkins, Managing
Director and Chief Executive Officer
of the Company
3 Elect Peter Bush as Director For For Management
4 Elect Brian Schwartz as Director For For Management
5 Elect Alison Deans as Director For For Management
6 Elect Raymond Lim as Director For For Management
7 Elect Nora Scheinkestel as Director For For Management
8 Approve the Increase in Maximum None Abstain Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133203
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Wayne Edmunds as Director For For Management
4 Re-elect Bay Green as Director For For Management
5 Re-elect Victoria Hull as Director For For Management
6 Re-elect Paul Lester as Director For For Management
7 Re-elect Deena Mattar as Director For For Management
8 Re-elect Michael Parker as Director For For Management
9 Re-elect Dr Martin Read as Director For For Management
10 Re-elect Sir Nigel Rudd as Director For For Management
11 Re-elect David Thomas as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve Final Dividend For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
INVESTEC PLC
Ticker: INP Security ID: G49188116
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect George Alford as Director For For Management
2 Re-elect Glynn Burger as Director For For Management
3 Re-elect Cheryl Carolus as Director For For Management
4 Re-elect Peregrine Crosthwaite as For For Management
Director
5 Re-elect Olivia Dickson as Director For For Management
6 Re-elect Hendrik du Toit as Director For For Management
7 Re-elect Bradley Fried as Director For For Management
8 Re-elect Haruko Fukuda as Director For For Management
9 Re-elect Bernard Kantor as Director For For Management
10 Re-elect Ian Kantor as Director For For Management
11 Re-elect Stephen Koseff as Director For For Management
12 Re-elect Peter Malungani as Director For For Management
13 Re-elect Sir David Prosser as Director For For Management
14 Re-elect Peter Thomas as Director For For Management
15 Re-elect Fani Titi as Director For For Management
16 Elect David Friedland as Director For For Management
17 Approve the DLC Remuneration Report For For Management
18 Present the DLC Audit Committee Report None None Management
19 Present the DLC Social and Ethics None None Management
Committee Report
20 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
21 Present Financial Statements and None None Management
Statutory Reports for the Year Ended
31 March 2013
22 Sanction the Interim Dividend on the For For Management
Ordinary Shares
23 Sanction the Interim Dividend on the For For Management
Dividend Access (South African
Resident) Redeemable Preference Share
24 Approve Final Dividend on the Ordinary For For Management
Shares and the Dividend Access (South
African Resident) Redeemable
Preference Share
25 Reappoint Ernst & Young Inc as Joint For For Management
Auditors of the Company
26 Reappoint KPMG Inc as Joint Auditors For For Management
of the Company
27 Place Five Percent of the Unissued For For Management
Ordinary Shares Under Control of
Directors
28 Place Unissued Variable Rate, For For Management
Cumulative, Redeemable Preference
Shares Under Control of Directors
29 Place Unissued Non-Redeemable, For For Management
Non-Cumulative, Non-Participating
Preference Shares Under Control of
Directors
30 Place Unissued Special Convertible For For Management
Redeemable Preference Shares Under
Control of Directors
31 Authorise Board to Issue Ordinary For For Management
Shares for Cash in Respect of Five
Percent of the Unissued Ordinary Shares
32 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Ordinary Shares
33 Approve Financial Assistance to For For Management
Subsidiaries and Directors
34 Approve Directors' Fees for the Period For For Management
from 1 April 2013 to 31 March 2014
35 Amend Memorandum of Incorporation For For Management
36 Amend Memorandum of Incorporation For For Management
37 Amend Memorandum of Incorporation For For Management
38 Approve Increase in Authorised Share For For Management
Capital
39 Amend Memorandum of Incorporation For For Management
40 Amend Memorandum of Incorporation None None Management
41 Authorise Directors to Allot and Issue For For Management
the New Non-Redeemable,
Non-Cumulative, Non-Participating
Preference Shares
42 Accept Financial Statements and For For Management
Statutory Reports
43 Sanction the Interim Dividend on the For For Management
Ordinary Shares
44 Approve Final Dividend For For Management
45 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
46 Authorise Issue of Equity with For For Management
Pre-emptive Rights
47 Authorise Issue of Equity without For For Management
Pre-emptive Rights
48 Authorise Market Purchase of Ordinary For For Management
Shares
49 Authorise Market Purchase of For For Management
Preference Shares
50 Adopt New Articles of Association For For Management
51 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
INVESTEC PLC
Ticker: INP Security ID: G49188116
Meeting Date: AUG 08, 2013 Meeting Type: Special
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Executive Incentive Plan For For Management
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD.
Ticker: ICL Security ID: M5920A109
Meeting Date: AUG 26, 2013 Meeting Type: Annual/Special
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Update Bonus and Share-Based Payments For For Management
Employment Agreement of Stefan Borgas,
CEO
3 Approve Bonus to Stefan Borgas, CEO For For Management
4 Discuss Financial Statements and the None None Management
Report of the Board for 2012
5 Reappoint Somekh Chaikin as Auditors For For Management
and Discuss Compensation of 2012
6.1 Reelect Nir Gilad as Director Until For For Management
the End of the Next Annual General
Meeting
6.2 Reelect Avisar Paz as Director Until For For Management
the End of the Next Annual General
Meeting
6.3 Reelect Eran Sarig as Director Until For For Management
the End of the Next Annual General
Meeting
6.4 Reelect Avraham (Baiga) Shochat as For For Management
Director Until the End of the Next
Annual General Meeting
6.5 Reelect Victor Medina as Director For For Management
Until the End of the Next Annual
General Meeting
6.6 Reelect Chaim Erez as Director Until For For Management
the End of the Next Annual General
Meeting
6.7 Reelect Ovadia Eli as Director Until For For Management
the End of the Next Annual General
Meeting
A Vote FOR if you are a controlling None Did Not Vote Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
ISRAEL CORPORATION (THE)
Ticker: ILCO Security ID: M8785N109
Meeting Date: JUL 11, 2013 Meeting Type: Special
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Gideon Lengholtz as External For For Management
Director
2 Reelect Ofer Termechi as External For For Management
Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Yoshida, Tomofumi For For Management
2.8 Elect Director Okamoto, Hitoshi For For Management
2.9 Elect Director Shiomi, Takao For For Management
2.10 Elect Director Fukuda, Yuuji For For Management
2.11 Elect Director Yonekura, Eiichi For For Management
2.12 Elect Director Fujisaki, Ichiro For For Management
2.13 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Mochizuki, For For Management
Harufumi
--------------------------------------------------------------------------------
JAMES HARDIE INDUSTRIES PLC
Ticker: JHX Security ID: N4723D104
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Reports of the Directors and Auditor
2 Approve the Remuneration Report For For Management
3a Elect David Harrison as a Director For For Management
3b Elect Donald McGauchie as a Director For For Management
4 Authorize the Board to Fix For For Management
Remuneration of Auditors
5 Approve the Grant of Return on Capital For For Management
Employed Restricted Stock Units to
Louis Gries, Chief Executive Officer
of the Company
6 Approve the Grant of Relative Total For For Management
Shareholder Return Restricted Stock
Units to Louis Gries, Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604158
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Colin Matthews as Director For For Management
5 Elect Odile Desforges as Director For For Management
6 Re-elect Tim Stevenson as Director For For Management
7 Re-elect Neil Carson as Director For For Management
8 Re-elect Alan Ferguson as Director For For Management
9 Re-elect Robert MacLeod as Director For For Management
10 Re-elect Larry Pentz as Director For For Management
11 Re-elect Michael Roney as Director For For Management
12 Re-elect Bill Sandford as Director For For Management
13 Re-elect Dorothy Thompson as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
KONINKLIJKE VOPAK NV
Ticker: VPK Security ID: N5075T159
Meeting Date: SEP 17, 2013 Meeting Type: Special
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Grant Board Authority to Issue For For Management
Cumulative Preference C Shares
2b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 2a
3 Amend Articles Re: Create Cumulative For For Management
Preference C Shares
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Stock Dividend Program For For Management
6 Amend Call-Option Agreement with For For Management
Company Friendly Foundation
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann E. Dunwoody For For Management
1.2 Elect Director Vincent Pagano, Jr. For For Management
1.3 Elect Director H. Hugh Shelton For For Management
1.4 Elect Director Michael T. Strianese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
LAGARDERE SCA
Ticker: MMB Security ID: F5485U100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Special Dividends of EUR 6.00 For For Management
per Share
4 Approve Allocation of Income and For For Management
Dividends of EUR 10.30 per Share
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Advisory Vote on Compensation of For For Management
Arnaud Lagardere, Managing Partner
7 Advisory Vote on Compensation of For For Management
Dominique D Hinnin, Thierry
Funck-Brentano and Pierre Leroy,
Vice-CEOs of Arjil
8 Reelect Xavier Sarrau as Supervisory For For Management
Board Member
9 Reelect Martine Chene as Supervisory For For Management
Board Member
10 Reelect Francois David as Supervisory For For Management
Board Member
11 Reelect Pierre Lescure as Supervisory For For Management
Board Member
12 Reelect Jean-Claude Magendie as For For Management
Supervisory Board Member
13 Reelect Javier Monzon as Supervisory For For Management
Board Member
14 Reelect Patrick Valroff as Supervisory For For Management
Board Member
15 Elect Yves Guillemot as Supervisory For Against Management
Board Member
16 Renew Appointment of Mazars as Auditor For For Management
and Appoint Thierry Colin as Alternate
Auditor
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M118
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Policy Report For For Management
4 Approve Implementation Report For For Management
5 Re-elect Alison Carnwath as Director For For Management
6 Re-elect Robert Noel as Director For For Management
7 Re-elect Martin Greenslade as Director For For Management
8 Re-elect Richard Akers as Director For For Management
9 Re-elect Kevin O'Byrne as Director For For Management
10 Re-elect Sir Stuart Rose as Director For For Management
11 Re-elect Simon Palley as Director For For Management
12 Re-elect David Rough as Director For For Management
13 Re-elect Christopher Bartram as For For Management
Director
14 Re-elect Stacey Rauch as Director For For Management
15 Appoint Ernst & Young LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Fubini For For Management
1b Elect Director John J. Hamre For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director John P. Jumper For For Management
1e Elect Director Harry M.J. Kraemer, Jr. For For Management
1f Elect Director Lawrence C. Nussdorf For For Management
1g Elect Director Robert S. Shapard For For Management
1h Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Chris Gibson-Smith as Director For For Management
5 Re-elect Paul Heiden as Director For For Management
6 Re-elect Raffaele Jerusalmi as Director For For Management
7 Re-elect Andrea Munari as Director For For Management
8 Re-elect Xavier Rolet as Director For For Management
9 Re-elect Paolo Scaroni as Director For For Management
10 Re-elect Massimo Tononi as Director For For Management
11 Re-elect David Warren as Director For For Management
12 Re-elect Robert Webb as Director For For Management
13 Elect Jacques Aigrain as Director For For Management
14 Elect Stuart Lewis as Director For For Management
15 Elect Stephen O'Connor as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MACQUARIE GROUP LIMITED
Ticker: MQG Security ID: Q57085104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michael J. Hawker as a Director For For Management
3 Elect Michael J. Coleman as a Director For For Management
4 Approve the Remuneration Report For For Management
5 Approve the Termination Benefits to For For Management
Current or Future Key Management
Personnel of the Company
6 Approve the Grant of Restricted Share For For Management
Units and Performance Share Units to
Nicholas Moore, Managing Director and
Chief Executive Officer of the Company
7 Approve the Issuance of Up to 6 For For Management
Million Macquarie Group Capital Notes
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S HOLDINGS COMPANY (JAPAN) LTD.
Ticker: 2702 Security ID: J4261C109
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles To Clarify Director For For Management
Authorities
3 Elect Director Sarah L. Casanova For For Management
--------------------------------------------------------------------------------
METCASH LTD
Ticker: MTS Security ID: Q6014C106
Meeting Date: AUG 28, 2013 Meeting Type: Annual
Record Date: AUG 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2(a) Elect Fiona Balfour as a Director For For Management
2(b) Elect Neil Hamilton as a Director For For Management
2(c) Elect Patrick Allaway as a Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2 Amend Articles To Add Provisions on For For Management
Executive Officers - Allow an
Executive Officer to Fill Post of
Company President
3.1 Elect Director Utsuda, Shoei For For Management
3.2 Elect Director Iijima, Masami For For Management
3.3 Elect Director Saiga, Daisuke For For Management
3.4 Elect Director Okada, Joji For For Management
3.5 Elect Director Kinoshita, Masayuki For For Management
3.6 Elect Director Ambe, Shintaro For For Management
3.7 Elect Director Tanaka, Koichi For For Management
3.8 Elect Director Kato, Hiroyuki For For Management
3.9 Elect Director Hombo, Yoshihiro For For Management
3.10 Elect Director Nonaka, Ikujiro For For Management
3.11 Elect Director Hirabayashi, Hiroshi For For Management
3.12 Elect Director Muto, Toshiro For For Management
3.13 Elect Director Kobayashi, Izumi For For Management
4 Appoint Statutory Auditor Matsuyama, For For Management
Haruka
5 Approve Deep Discount Stock Option Plan For For Management
6 Amend Articles to Add Trading of Against Against Shareholder
Second Generation Biodiesel and
Treatment of Radiation Contaminated
Water to Business Lines
7 Amend Articles to Exclude Against Against Shareholder
Genetically-Modified Feed, Clinical
Trial-Related Facilities and Medical
Tourism Related Facilities from
Business Lines
8 Amend Articles to Clarify that Nuclear Against Against Shareholder
Power Generation is Excluded and
Biomass Power Generation is Included
in Business Lines
9 Amend Articles to Exclude Narcotics Against Against Shareholder
from Business Lines
10 Amend Articles to Delete Provision Against For Shareholder
that Authorizes Share Buybacks at
Board's Discretion
11 Amend Articles to Remove Provisions Against Against Shareholder
Prohibiting Cumulative Voting
12 Remove Chairman Shoei Utsuda from the Against Against Shareholder
Board of Directors
13 Authorize Share Repurchase of up to Against For Shareholder
120 Million Shares in the Coming Year
--------------------------------------------------------------------------------
MIZRAHI TEFAHOT BANK LTD.
Ticker: MZTF Security ID: M7031A135
Meeting Date: AUG 27, 2013 Meeting Type: Special
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Avi Zigelman as External For For Management
Director for an Additional Three Year
Term
2 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Did Not Vote Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify the Past Issuance of NAB For For Management
Convertible Preference Shares to
Subscribers Under a Prospectus
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Cameron Clyne, Group Chief
Executive Officer of the Company
5a Elect Daniel Gilbert as Director For For Management
5b Elect Jillian Segal as Director For For Management
5c Elect Anthony Kwan Tao Yuen as Director For For Management
5d Elect David Barrow as Director Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date: JUL 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Tom King as Director For For Management
7 Re-elect Nick Winser as Director For For Management
8 Re-elect Philip Aiken as Director For For Management
9 Re-elect Nora Brownell as Director For For Management
10 Elect Jonathan Dawson as Director For For Management
11 Re-elect Paul Golby as Director For For Management
12 Re-elect Ruth Kelly as Director For For Management
13 Re-elect Maria Richter as Director For For Management
14 Elect Mark Williamson as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
NATIXIS
Ticker: KN Security ID: F6483L100
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer from Carry Forward For For Management
Account to Other Reserves Account
2 Subject to Approval of Item 1, Approve For For Management
Special Dividends of EUR 0.65 per Share
3 Elect Nicolas de Tavernost as Director For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NATIXIS
Ticker: KN Security ID: F6483L100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.16 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Amendment n 1 to Severance For For Management
Payment Agreement and Non-Competition
Agreement with Laurent Mignon
6 Advisory Vote on Compensation of For For Management
Francois Perol, Chairman
7 Advisory Vote on Compensation of For Against Management
Laurent Mignon, CEO
8 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
9 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
10 Ratify Appointment of Michel Grass as For Against Management
Director
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYCB Security ID: 649445103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominick Ciampa For For Management
1b Elect Director Max L. Kupferberg For For Management
1c Elect Director Spiros J. Voutsinas - None None Management
WITHDRAWN
1d Elect Director Robert Wann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NICE SYSTEMS LTD.
Ticker: NICE Security ID: M7494X101
Meeting Date: AUG 27, 2013 Meeting Type: Annual/Special
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect David Kostman as Director For For Management
Until the End of the Next Annual
General Meeting
1.2 Reelect Joseph Atsmon as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Rimon Ben-Shaoul as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Yehoshua (Shuki) Ehrlich as For For Management
Director Until the End of the Next
Annual General Meeting
1.5 Reelect Zeev Bregman as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Leo Apotheker as Director For For Management
Until the End of the Next Annual
General Meeting
1.7 Reelect Joseph Cowan as Director Until For For Management
the End of the Next Annual General
Meeting
2.1 Reelect Dan Falk as External Director For For Management
for an Additional Three Year Term
2.2 Reelect Yocheved Dvir as External For For Management
Director for an Additional Three Year
Term
3 Approve Supplemental Annual Cash Fee For For Management
to David Kostman, Chairman
4 Approve Stock Option Grant to For For Management
Non-Executive Directors
5 Approve Compensation of Zeev Bregman, For For Management
CEO
6 Approval of Separation Bonus to Ron For For Management
Gutler, former Chairman
7 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
8 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Discuss Financial Statements for 2012 None None Management
A Vote FOR if you are a controlling None Did Not Vote Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
NOMURA REAL ESTATE OFFICE FUND INC.
Ticker: 8959 Security ID: J5900B105
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Clarify Terms of For For Management
Alternate Directors
2 Elect Executive Director Ito, Yoshiyuki For For Management
3.1 Appoint Supervisory Director Ichijo, For For Management
Saneaki
3.2 Appoint Supervisory Director Miya, For For Management
Naohito
4 Appoint Alternate Supervisory Director For For Management
Yoshimura, Sadahiko
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: 9437 Security ID: J59399121
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Kato, Kaoru For Against Management
2.2 Elect Director Yoshizawa, Kazuhiro For For Management
2.3 Elect Director Sakai, Yoshikiyo For For Management
2.4 Elect Director Terasaki, Akira For For Management
2.5 Elect Director Onoe, Seizo For For Management
2.6 Elect Director Sato, Hirotaka For For Management
2.7 Elect Director Takagi, Kazuhiro For For Management
2.8 Elect Director Asami, Hiroyasu For For Management
2.9 Elect Director Suto, Shoji For For Management
2.10 Elect Director Omatsuzawa, Kiyohiro For For Management
2.11 Elect Director Nakayama, Toshiki For For Management
2.12 Elect Director Kii, Hajime For For Management
2.13 Elect Director Tani, Makoto For For Management
2.14 Elect Director Murakami, Teruyasu For For Management
2.15 Elect Director Nakamura, Takashi For For Management
3.1 Appoint Statutory Auditor Kobayashi, For For Management
Toru
3.2 Appoint Statutory Auditor Okihara, For Against Management
Toshimune
--------------------------------------------------------------------------------
ORACLE CORP. JAPAN
Ticker: 4716 Security ID: J6165M109
Meeting Date: AUG 23, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Endo, Takao For For Management
1.2 Elect Director Nosaka, Shigeru For For Management
1.3 Elect Director Derek H. Williams For For Management
1.4 Elect Director John L. Hall For For Management
1.5 Elect Director Eric R. Ball For For Management
1.6 Elect Director Gregory R. Davies For For Management
1.7 Elect Director Ogishi, Satoshi For For Management
1.8 Elect Director Murayama, Shuuhei For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD.
Ticker: PWT Security ID: 707887105
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify KPMG LLP as Auditors For For Management
2.1 Elect Director James E. Allard For For Management
2.2 Elect Director George H. Brookman For For Management
2.3 Elect Director John Brydson For For Management
2.4 Elect Director Gillian H. Denham For For Management
2.5 Elect Director Richard L. George For For Management
2.6 Elect Director David E. Roberts For For Management
2.7 Elect Director James C. Smith For For Management
2.8 Elect Director Jay W. Thornton For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Barnes For For Management
1.2 Elect Director Collin P. Baron For For Management
1.3 Elect Director Kevin T. Bottomley For For Management
1.4 Elect Director John K. Dwight For For Management
1.5 Elect Director Janet M. Hansen For For Management
1.6 Elect Director Richard M. Hoyt For For Management
1.7 Elect Director Nancy McAllister For For Management
1.8 Elect Director Mark W. Richards For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Restricted For For Management
Stock Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD.
Ticker: 00006 Security ID: Y7092Q109
Meeting Date: JAN 06, 2014 Meeting Type: Special
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Spin-off and Related For For Management
Transactions
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD.
Ticker: 00006 Security ID: Y7092Q109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Fok Kin Ning as Director For For Management
3b Elect Andrew John Hunter as Director For Against Management
3c Elect Ip Yuk-keung, Albert as Director For For Management
3d Elect Li Tzar Kuoi, Victor as Director For Against Management
3e Elect Tsai Chao Chung, Charles as For For Management
Director
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Thomas A. Kennedy For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Michael C. Ruettgers For For Management
1g Elect Director Ronald L. Skates For For Management
1h Elect Director William R. Spivey For For Management
1i Elect Director Linda G. Stuntz For Against Management
1j Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
RICOH CO. LTD.
Ticker: 7752 Security ID: J64683105
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16.5
2.1 Elect Director Kondo, Shiro For For Management
2.2 Elect Director Miura, Zenji For For Management
2.3 Elect Director Inaba, Nobuo For For Management
2.4 Elect Director Matsuura, Yozo For For Management
2.5 Elect Director Yamashita, Yoshinori For For Management
2.6 Elect Director Sato, Kunihiko For For Management
2.7 Elect Director Umeda, Mochio For For Management
2.8 Elect Director Noji, Kunio For For Management
2.9 Elect Director Azuma, Makoto For For Management
3 Appoint Alternate Statutory Auditor For For Management
Horie, Kiyohisa
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SABMILLER PLC
Ticker: SAB Security ID: G77395104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Guy Elliott as Director For For Management
4 Re-elect Mark Armour as Director For For Management
5 Re-elect Geoffrey Bible as Director For For Management
6 Re-elect Alan Clark as Director For For Management
7 Re-elect Dinyar Devitre as Director For For Management
8 Re-elect Lesley Knox as Director For For Management
9 Re-elect Graham Mackay as Director For For Management
10 Re-elect John Manser as Director For For Management
11 Re-elect John Manzoni as Director For For Management
12 Re-elect Miles Morland as Director For For Management
13 Re-elect Dr Dambisa Moyo as Director For For Management
14 Re-elect Carlos Perez Davila as For For Management
Director
15 Re-elect Alejandro Santo Domingo For For Management
Davila as Director
16 Re-elect Helen Weir as Director For For Management
17 Re-elect Howard Willard as Director For For Management
18 Re-elect Jamie Wilson as Director For For Management
19 Approve Final Dividend For For Management
20 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SANKYO CO. LTD. (6417)
Ticker: 6417 Security ID: J67844100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Busujima, Hideyuki For Against Management
2.2 Elect Director Tsutsui, Kimihisa For Against Management
2.3 Elect Director Ishihara, Akihiko For For Management
2.4 Elect Director Tomiyama, Ichiro For For Management
3 Approve Special Payments for Directors For Against Management
in Connection with Abolition of
Retirement Bonus System
4 Approve Special Payments for Statutory For Against Management
Auditors in Connection with Abolition
of Retirement Bonus System
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For For Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Tony Ballance as Director For For Management
5 Re-elect Bernard Bulkin as Director For For Management
6 Re-elect Richard Davey as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect Gordon Fryett as Director For For Management
9 Re-elect Martin Kane as Director For For Management
10 Re-elect Martin Lamb as Director For For Management
11 Re-elect Michael McKeon as Director For For Management
12 Re-elect Baroness Noakes as Director For For Management
13 Re-elect Andy Smith as Director For For Management
14 Re-elect Tony Wray as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: C6L Security ID: Y7992P128
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3a Elect Goh Choon Phong as Director For For Management
3b Elect Lucien Wong Yuen Kuai as Director For For Management
4a Elect Hsieh Tsun-yan as Director For For Management
4b Elect Gautam Banerjee as Director For For Management
5 Approve Directors' Fees For For Management
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7b Approve Grant of Awards and Issuance For For Management
of Shares Pursuant to SIA Performance
Share Plan and/or the SIA Restricted
Share Plan
--------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: C6L Security ID: Y7992P128
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Approve Renewal of the IPT Mandate For For Management
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD.
Ticker: T39 Security ID: Y7990F106
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3a Elect Cham Tao Soon as Director For For Management
3b Elect Sum Soon Lim as Director For For Management
4a Elect Lee Boon Yang as Director For For Management
4b Elect Ng Ser Miang as Director For For Management
5 Elect Quek See Tiat as Director For For Management
6 Approve Directors' Fees For For Management
7 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Other Business (Voting) For For Management
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9b Approve Grant of Awards and Issuance For For Management
of Shares Under the SPH Performance
Share Plan
9c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Approve Participation by the Relevant For For Management
Person in the SingTel Performance
Share Plan 2012
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Simon Israel as Director For For Management
4 Elect Peter Mason AM as Director For For Management
5 Elect David Gonski AC as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the SingTel
Performance Share Plan 2012
--------------------------------------------------------------------------------
SOJITZ CORPORATION
Ticker: 2768 Security ID: J7608R101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
2.1 Elect Director Kase, Yutaka For For Management
2.2 Elect Director Hara, Takashi For For Management
2.3 Elect Director Sato, Yoji For For Management
2.4 Elect Director Dantani, Shigeki For For Management
2.5 Elect Director Mogi, Yoshio For For Management
2.6 Elect Director Ishikura, Yoko For For Management
2.7 Elect Director Kitazume, Yukio For For Management
--------------------------------------------------------------------------------
SP AUSNET
Ticker: SPN Security ID: Q8604X102
Meeting Date: JUL 18, 2013 Meeting Type: Annual/Special
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Ng Kee Choe as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Issuance of Stapled For For Management
Securities for Singapore Law Purposes
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Katie Bickerstaffe as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Lord Smith of Kelvin as For For Management
Director
7 Re-elect Gregor Alexander as Director For For Management
8 Re-elect Alistair Phillips-Davies as For For Management
Director
9 Re-elect Lady Rice as Director For For Management
10 Re-elect Richard Gillingwater as For For Management
Director
11 Re-elect Thomas Andersen as Director For For Management
12 Appoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
STARHUB LTD.
Ticker: CC3 Security ID: Y8152F132
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Elect Kua Hong Pak as Director For For Management
3 Elect Nihal Vijaya Devadas Kaviratne For For Management
as Director
4 Elect Tan Guong Ching as Director For For Management
5 Elect Peter Seah Lim Huat as Director For For Management
6 Elect Steven Terrell Clontz as Director For For Management
7 Elect Nasser Marafih as Director For For Management
8 Approve Directors' Fees For For Management
9 Declare Final Dividend For For Management
10 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or Equity For For Management
Linked Securities with or without
Preemptive Rights
12 Approve Issuance of Shares Under the For For Management
StarHub Pte Ltd. Share Option Plan
--------------------------------------------------------------------------------
STARHUB LTD.
Ticker: CC3 Security ID: Y8152F132
Meeting Date: APR 14, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Approve Renewal of Shareholders' For For Management
Mandate for Interested Person
Transactions
3 Approve StarHub Performance Share Plan For For Management
2014
4 Approve StarHub Restricted Stock Plan For For Management
2014
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 29, 2013 Meeting Type: Annual/Special
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 528,000 For For Management
Performance Rights to Mark Steinert,
Managing Director of the Company as
Part of His 2013 Fiscal Year
Remuneration
4 Approve the Grant of Up to 915,000 For For Management
Performance Rights to Mark Steinert,
Managing Director of the Company as
Part of His 2014 Fiscal Year
Remuneration
5 Elect Carol Schwartz as Director For For Management
6 Elect Duncan Boyle as Director For For Management
7 Elect Barry Neil as Director For For Management
8 Elect Graham Bradley as Director For For Management
9.1 Approve the Amendments to the For For Management
Stockland Corporation Limited
Constitution to Enable the Capital
Reallocation
9.2 Approve the Amendments to the For For Management
Stockland Trust Constitution to Enable
the Capital Reallocation
10.1 Approve the Distribution of Capital by For For Management
Stockland Trust
10.2 Approve the Distribution of Capital For For Management
from Stockland Trust as an Additional
Capital Payment in Each Share of
Stockland Corporation Limited
11 Approve the Amendments to the For For Management
Stockland Corporation Limited
Constitution
12 Approve the Amendments to the For For Management
Stockland Trust Constitution
--------------------------------------------------------------------------------
SUEDZUCKER AG
Ticker: SZU Security ID: D82781101
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
6 Approve Creation of EUR 12 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Omori, Kazuo For For Management
2.2 Elect Director Nakamura, Kuniharu For For Management
2.3 Elect Director Sasaki, Shinichi For For Management
2.4 Elect Director Kawahara, Takuro For For Management
2.5 Elect Director Togashi, Kazuhisa For For Management
2.6 Elect Director Abe, Yasuyuki For For Management
2.7 Elect Director Hidaka, Naoki For For Management
2.8 Elect Director Inohara, Hiroyuki For For Management
2.9 Elect Director Kanegae, Michihiko For For Management
2.10 Elect Director Fujita, Masahiro For For Management
2.11 Elect Director Harada, Akio For For Management
2.12 Elect Director Matsunaga, Kazuo For For Management
3 Appoint Statutory Auditor Yuki, For For Management
Nobuhiko
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TABCORP HOLDINGS LTD.
Ticker: TAH Security ID: Q8815D101
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Paula Dwyer as Director For For Management
2b Elect Justin Milne as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to David Attenborough, Managing
Director and Chief Executive Officer
of the Company
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For Against Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For Against Management
1d Elect Director Henrique De Castro For Against Management
1e Elect Director James A. Johnson For Against Management
1f Elect Director Mary E. Minnick For Against Management
1g Elect Director Anne M. Mulcahy For Against Management
1h Elect Director Derica W. Rice For Against Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Peter Gershon as Director For For Management
5 Re-elect Javed Ahmed as Director For For Management
6 Re-elect Tim Lodge as Director For For Management
7 Re-elect Liz Airey as Director For For Management
8 Re-elect William Camp as Director For For Management
9 Re-elect Douglas Hurt as Director For For Management
10 Elect Virginia Kamsky as Director For For Management
11 Elect Anne Minto as Director For For Management
12 Re-elect Dr Ajai Puri as Director For For Management
13 Re-elect Robert Walker as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Amend Articles of Association Re: For For Management
Annual Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TATTS GROUP LTD.
Ticker: TTS Security ID: Q8852J102
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2a Elect Lyndsey Cattermole as Director For For Management
2b Elect Brian Jamieson as Director For For Management
3 Approve the Renewal of the For For Management
Proportional Takeover Provisions
4a Approve the Grant of Up to 450,000 For For Management
Performance Rights to Robbie Cooke,
Managing Director and Chief Executive
Officer of the Company
4b Approve the Grant of Up to 60,074 For For Management
Performance Rights to Robbie Cooke,
Managing Director and Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND LTD.
Ticker: TEL Security ID: Q89499109
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: NOV 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect Maury Leyland as Director For For Management
3 Elect Charles Sitch as Director For For Management
4 Elect Justine Smyth as Director For For Management
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
Ticker: TLS Security ID: Q8975N105
Meeting Date: OCT 15, 2013 Meeting Type: Annual
Record Date: OCT 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Chin Hu Lim as Director For For Management
3b Elect Nora Scheinkestel as Director For For Management
4 Approve the Grant of Up to 1.04 For For Management
Million Performance Rights to David
Thodey, Chief Executive Officer of the
Company
5 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: M8769Q102
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1.2 Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1.3 Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1.4 Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2.1 Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2.2 Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
A Vote YES where indicated if you are a None Did Not Vote Management
controlling shareholder or have a
personal interest in item; otherwise,
vote NO where indicated. You may not
abstain. If you vote YES on specific
items, please provide an explanation
to your account manager.
--------------------------------------------------------------------------------
THE BRITISH LAND COMPANY PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date: JUL 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Aubrey Adams as Director For For Management
4 Re-elect Lucinda Bell as Director For For Management
5 Re-elect Simon Borrows as Director For For Management
6 Re-elect John Gildersleeve as Director For For Management
7 Re-elect Chris Grigg as Director For For Management
8 Re-elect Dido Harding as Director For For Management
9 Re-elect William Jackson as Director For For Management
10 Re-elect Charles Maudsley as Director For For Management
11 Re-elect Richard Pym as Director For For Management
12 Re-elect Tim Roberts as Director For For Management
13 Re-elect Lord Turnbull as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long-Term Incentive Plan For For Management
22 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Note the Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor of The None None Management
Link REIT and the Fixing of Their
Remuneration
3a Elect Ian Keith Griffiths as Director For For Management
3b Elect Nicholas Robert Sallnow-Smith as For For Management
Director
3c Elect Richard Wong Yue Chim as Director For For Management
3d Elect Patrick Fung Yuk Bun as Director For For Management
4a Elect May Siew Boi Tan as Director For For Management
4b Elect Elaine Carole Young as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Units
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Warren A. Hood, Jr. For For Management
1h Elect Director Linda P. Hudson For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinyar S. Devitre For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Jack M. Greenberg For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Linda Fayne Levinson For For Management
1f Elect Director Frances Fragos Townsend For For Management
1g Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Political Contributions Against For Shareholder
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
TNT EXPRESS NV
Ticker: TNTE Security ID: N8726Y106
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Opening and Announcements None None Management
2 Presentation by Tex Gunning, CEO None None Management
3 Receive Report of Management Board and None None Management
Supervisory Board (Non-Voting)
4 Discussion on Company's Corporate None None Management
Governance Structure
5 Discuss Remuneration Report None None Management
6 Adopt Financial Statements and For For Management
Statutory Reports
7a Receive Announcements on Company's None None Management
Reserves and Dividend Policy
7b Approve Dividends of EUR 0.046 Per For For Management
Share
8 Approve Discharge of Management Board For For Management
9 Approve Discharge of Supervisory Board For For Management
10 Approve Remuneration Policy for For For Management
Executive Board Members
11 Reelect Roger King to Supervisory Board For For Management
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
13 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Receive Announcements Re: Assessment None None Management
of External Auditor
16 Allow Questions None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
TONENGENERAL SEKIYU K.K.
Ticker: 5012 Security ID: J8657U110
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Saita, Yuji For For Management
2.2 Elect Director Yokota, Hiroyuki For For Management
3 Appoint Statutory Auditor Hattori, For For Management
Akira
4 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
--------------------------------------------------------------------------------
TRANSALTA CORPORATION
Ticker: TA Security ID: 89346D107
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Timothy W. Faithfull For For Management
1.3 Elect Director Dawn L. Farrell For For Management
1.4 Elect Director Alan J. Fohrer For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director C. Kent Jespersen For For Management
1.7 Elect Director Michael M. Kanovsky For For Management
1.8 Elect Director Karen E. Maidment For For Management
1.9 Elect Director Yakout Mansour For For Management
1.10 Elect Director Georgia R. Nelson For For Management
1.11 Elect Director Martha C. Piper For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend By-Law No. I For For Management
4 Approve Advance Notice Policy For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on the Risks Associated with Against Against Shareholder
Use of Gestation Crates in Supply
--------------------------------------------------------------------------------
UNITED URBAN INVESTMENT CORP.
Ticker: 8960 Security ID: J9427E105
Meeting Date: AUG 30, 2013 Meeting Type: Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Permitted For For Management
Investment Types - Authorize Unit
Buybacks
2 Elect Executive Director Murakami, For For Management
Hitoshi
3 Elect Alternate Executive Director For For Management
Oikawa, Kenichiro
4.1 Appoint Supervisory Director Watase, For For Management
Masakazu
4.2 Appoint Supervisory Director Akiyama, For For Management
Masaaki
5 Appoint Alternate Supervisory Director For For Management
Ozawa, Tetsuo
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Dr John McAdam as Director For For Management
5 Re-elect Steve Mogford as Director For For Management
6 Re-elect Russ Houlden as Director For For Management
7 Re-elect Dr Catherine Bell as Director For For Management
8 Elect Brian May as Director For For Management
9 Re-elect Nick Salmon as Director For For Management
10 Re-elect Sara Weller as Director For For Management
11 Appoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Approve Long Term Plan For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VED Security ID: G9328D100
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Deepak Parekh as Director For For Management
5 Re-elect Anil Agarwal as Director For For Management
6 Re-elect Navin Agarwal as Director For For Management
7 Re-elect Euan Macdonald as Director For For Management
8 Re-elect Aman Mehta as Director For For Management
9 Re-elect Mahendra Mehta as Director For For Management
10 Re-elect Geoffrey Green as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VOESTALPINE AG
Ticker: VOE Security ID: A9101Y103
Meeting Date: JUL 03, 2013 Meeting Type: Annual
Record Date: JUN 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify Auditors For For Management
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Amend Articles Re: Adaptation to For For Management
Corporate Law
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For Against Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS, INC.
Ticker: WIN Security ID: 97382A101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Armitage For Against Management
1b Elect Director Samuel E. Beall, III For For Management
1c Elect Director Dennis E. Foster For For Management
1d Elect Director Francis X. ('Skip') For For Management
Frantz
1e Elect Director Jeffery R. Gardner For For Management
1f Elect Director Jeffrey T. Hinson For For Management
1g Elect Director Judy K. Jones For For Management
1h Elect Director William A. Montgomery For For Management
1i Elect Director Alan L. Wells For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Certificate of Incorporation of For Against Management
Windstream Corporation to Eliminate
Certain Voting Provisions
5 Provide Right to Call Special Meeting For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Ratify Auditors For For Management
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Carla (Jayne) Hrdlicka as For For Management
Director
2b Elect Ian John Macfarlane as Director For For Management
3 Approve Woolworths Long Term Incentive For For Management
Plan
4a Approve the Grant of Up to 161,780 For For Management
Performance Rights to Grant O'Brien,
Executive Director of the Company
4b Approve the Grant of Up to 84,139 For For Management
Performance Rights to Tom Pockett,
Executive Director of the Company
5 Approve the Remuneration Report For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
GUGGENHEIM FUNDS TRUST
(Registrant)
By: /s/ Donald C. Cacciapaglia
----------------------------------
Donald C. Cacciapaglia
President and Chief Executive Officer
Date: August 26, 2014