UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 --------- Claymore Exchange-Traded Fund Trust ----------------------------------- (Exact name of registrant as specified in charter) 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Address of principal executive offices) (Zip code) Amy Lee ------- 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Name and address of agent for service) Registrant's telephone number, including area code: 312-827-0100 ------------ Date of fiscal year end: May 31 or August 31 ------------------- Date of reporting period: July 1, 2017 - June 30, 2018 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21906 Reporting Period: 07/01/2017 - 06/30/2018 CLAYMORE EXCHANGE-TRADED FUND TRUST ===================== GUGGENHEIM BEHAVIORAL LARGE CAP ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== GUGGENHEIM BEHAVIORAL SMALL CAP ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================= GUGGENHEIM BRIC ETF ============================== 500.COM LIMITED Ticker: WBAI Security ID: 33829R100 Meeting Date: DEC 29, 2017 Meeting Type: Annual Record Date: NOV 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young Hua Ming as For For Management Auditors 2 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 18, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jack Yun Ma as Director For Against Management 1.2 Elect Masayoshi Son as Director For Against Management 1.3 Elect Walter Teh Ming Kwauk as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 2600 Security ID: Y0094N109 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For Against Management of Procedures for the Shareholders' Meeting, Rules of Procedures for the Board Meeting and the Rules of Procedures for the Supervisory Committee Meeting 2 Approve the Proposed Application by For For Shareholder the Company for the Continuation of the Suspension of Trading in A Shares -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 2600 Security ID: 022276109 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Third Party For For Management Investors for Capital Contribution 2 Approve New Financial Services For Against Management Agreement and Proposed Transaction Caps -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of For For Management Directors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Independent Auditor's For For Management Report and Audited Financial Report 4 Approve 2017 Loss Recovery Proposals For For Management 5 Approve Provision of Financing For Against Management Guarantees by the Company to Chalco Hong Kong and Its Subsidiaries 6 Approve Provision of Financing For For Management Guarantees by the Company to Shanxi New Materials 7 Approve Provision of Financing For For Management Guarantees by Shandong Huayu to Yixing Carbon 8 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 9 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and its Subsidiaries 10 Approve 2018 Remuneration for For For Management Directors and Supervisors 11 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 12 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 13 Approve the Resolution in Relation to For For Shareholder the Joint Development of the Boffa Project in Cooperation with Republic of Guinea and Grant of Option for Additional Equity Participation 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Issuance of Overseas Bonds For For Management 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- AMBEV S.A. Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 27, 2018 Meeting Type: Annual/Special Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income and For For Management Dividends 3a Elect Fiscal Council Members and For Abstain Management Alternates 3.b Elect Aldo Luiz Mendes as Fiscal None For Shareholder Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder 4.1 Approve Remuneration of Company's For For Management Management 4.2 Approve Remuneration of Fiscal Council For For Management Members 1 Approve Agreement for Partial Spin-Off For For Management of Arosuco Aromas e Sucos Ltda. and Absorption of Spun-Off Assets 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisals For For Management 4 Approve Absorption of Spun-Off Assets For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: DEC 01, 2017 Meeting Type: Annual Record Date: NOV 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Han Qiu For Against Management 2 Elect Director Zheng Liu For Against Management -------------------------------------------------------------------------------- AZUL S.A. Ticker: AZUL4 Security ID: 05501U106 Meeting Date: APR 27, 2018 Meeting Type: Annual/Special Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 1 Approve Commercial Partnership For Against Management Contracts Between the Company and Aigle Azur SAS -------------------------------------------------------------------------------- BANCO BRADESCO S.A. Ticker: BBDC4 Security ID: 059460402 Meeting Date: MAR 12, 2018 Meeting Type: Annual/Special Record Date: FEB 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue 1 Increase Terms of Management, Board of For Against Management Directors, Remuneration Committee and Ombudsman, and Amend Articles 7, 12, 8, 22 and 23 Accordingly 2 Approve Change in the Age Limit of the For For Management Executive Officers and Amend Articles 7, 12, 18 and 19 Accordingly 3 Add to the Board's Responsibilities to For For Management Comment on Corporate Transactions and on Public Offers, and Amend Article 9 Accordingly 4 Allow Chairman or Statutory Alternate For For Management to Appoint Chairman of the General Meetings and Amend Articles 10 and 24 Accordingly 5 Amend Article 1, 11, 13, 14, 16, 17 For For Management and 27 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Nine For For Management 4.1 Elect Luiz Carlos Trabuco Cappi as For Against Management Director 4.2 Elect Carlos Alberto Rodrigues For Against Management Guilherme as Director 4.3 Elect Denise Aguiar Alvarez as Director For Against Management 4.4 Elect Joao Aguiar Alvarez as Director For Against Management 4.5 Elect Milton Matsumoto as Director For Against Management 4.6 Elect Domingos Figueiredo de Abreu as For Against Management Director 4.7 Elect Alexandre da Silva Gluher as For Against Management Director 4.8 Elect Josue Augusto Pancini as Director For Against Management 4.9 Elect Mauricio Machado de Minas as For Against Management Director 5a Elect Fiscal Council Members For Abstain Management 5b Elect Joao Carlos de Oliveira as None For Shareholder Fiscal Council Member and Jose Luiz Rodrigues Bueno as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For Against Management Management 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) S.A. Ticker: SANB4 Security ID: 05967A107 Meeting Date: JUL 20, 2017 Meeting Type: Special Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2 Elect Deborah Stern Vieitas as For For Management Independent Director 3 Approve Board Composition For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) S.A. Ticker: SANB4 Security ID: 05967A107 Meeting Date: SEP 18, 2017 Meeting Type: Special Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Treasury For For Management Shares and Amend Article 5 Accordingly 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) S.A. Ticker: SANB4 Security ID: 05967A107 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 b Approve Allocation of Income and For For Management Dividends c Approve Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: BGNE Security ID: 07725L102 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Donald W. Glazer as Director For For Management for a three-year term 2 Reelect Michael Goller as Director for For For Management a three-year term 3 Reelect Thomas Malley as Director for For For Management a three-year term 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young Hua Ming LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BRASKEM S.A. Ticker: BRKM5 Security ID: 105532105 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Elect Charles Renne Lebarbenchon as None For Shareholder Fiscal Council Member and Andre Eduardo Dantas as Alternate Appointed by Preferred Shareholder 5 Elect Walter Luis Bernardes Albertoni None For Shareholder as Director and Wilfredo Joao Vicente Gomes as Alternate Appointed by Preferred Shareholder 6.a Elect Satoshi Awaya as Director and None Abstain Shareholder Shinichiro Aoki as Alternate Appointed by Preferred Shareholder 6.b Elect Walter Luis Bernardes Albertoni None For Shareholder as Director and Wilfredo Joao Vicente Gomes as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 26, 2018 Meeting Type: Annual/Special Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Remuneration of Company's For Against Management Management 3.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 3.2 Elect Marcus Vinicius Dias Severini as For For Management Fiscal Council Member and Marcos Tadeu de Siqueira as Alternate 3.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 4 Approve Remuneration of Fiscal Council For For Management Members 1 Dismiss Board of Directors None For Shareholder 2 Fix Number of Directors at Ten None For Shareholder 3A1 Elect Directors Appointed by Management For For Management 3A2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3A3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 3B1 Elect Directors Appointed by Dissident None Against Shareholder Shareholders 3B2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3B3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 4A Elect Luiz Fernando Furlan as Board For For Management Chairman and Walter Malieni Jr. as Vice-Chairman Appointed by Management 4B Elect Augusto Marques da Cruz Filho as None Against Shareholder Chairman and Francisco Petros Oliveira Lima Papathanasiadis as Vice-Chairman Appointed by Dissident Shareholders 5 Amend Article 30 For For Management 6 Amend Articles/Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: MAY 25, 2018 Meeting Type: Special Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Rectify Remuneration of Company's For Against Management Management for 2018 2 Amend Share Matching Plan For Against Management 3 Approve Indemnity Contracts for the For Against Management Members of the Board of Directors -------------------------------------------------------------------------------- CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS Ticker: CMIG4 Security ID: 204409601 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 4k Elect Marcelo Gasparino da Silva as None For Shareholder Director and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder 5e Elect Rodrigo de Mesquita Pereira as None For Shareholder Fiscal Council Member and Michele da Silva Gonsales as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: JUL 07, 2017 Meeting Type: Annual Record Date: JUN 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For For Management 1.2 Elect Dewen Chen as Director For For Management 1.3 Elect Dave De Yang as Director For For Management 1.4 Elect Xiao Chen as Director For For Management 1.5 Elect Charles (Sheung Wai) Chan as For For Management Director 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- CHERKIZOVO GROUP PJSC Ticker: CHE Security ID: 164145203 Meeting Date: SEP 26, 2017 Meeting Type: Special Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 670 Security ID: Y1406M102 Meeting Date: DEC 22, 2017 Meeting Type: Special Record Date: NOV 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Amendments to the Certain For Against Management Rules for the Board of Directors of the Company -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 670 Security ID: Y1406M102 Meeting Date: FEB 08, 2018 Meeting Type: Special Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Lease Agreement and For For Management Authorize Board to Deal With All Matters in Relation to Framework Lease Agreement 2 Approve Supplemental Agreement II and For For Management Authorize Board to Deal With All Matters in Relation to Supplemental Agreement II 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder Shareholder Meetings 5 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 6 Approve Guarantee Provision by the For For Shareholder Company -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 600115 Security ID: Y1406M102 Meeting Date: MAR 29, 2018 Meeting Type: Special Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Relevant Agreements in For For Management Relation to the Contractual Operation of the Bellyhold Space of Passenger Aircraft Between the Company and China Cargo Airlines Co., Limited and Related Transactions 2 Approve the Proposed Annual Caps for For For Management the Years Ending December 31, 2018 and 2019 in Relation to the Contractual Operation of the Bellyhold Space of Passenger Aircraft -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: 16939P106 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Changqing as For For Shareholder Non-independent Director 2 Elect Luo Zhaohui as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Changqing as For For Shareholder Non-independent Director 2 Elect Luo Zhaohui as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of For For Management Directors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Yang Mingsheng as Director For For Shareholder 7 Elect Lin Dairen as Director For For Shareholder 8 Elect Xu Hengping as Director For Against Shareholder 9 Elect Xu Haifeng as Director For For Shareholder 10 Elect Yuan Changqing as Director For For Shareholder 11 Elect Liu Huimin as Director For For Shareholder 12 Elect Yin Zhaojun as Director For For Shareholder 13 Elect Su Hengxuan as Director For For Shareholder 14 Elect Chang Tso Tung Stephen as For For Management Director 15 Elect Robinson Drake Pike as Director For For Management 16 Elect Tang Xin as Director For For Management 17 Elect Leung Oi-Sie Elsie as Director For For Management 18 Elect Jia Yuzeng as Supervisor For For Shareholder 19 Elect Shi Xiangming as Supervisor For For Shareholder 20 Elect Luo Zhaohui as Supervisor For For Shareholder 21 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 22 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 23 Approve Entrusted Investment and For For Shareholder Management Agreement for Alternative Investments with Insurance Funds and the Annual Caps for the Three Years Ending 31 December 2021 -------------------------------------------------------------------------------- CHINA LODGING GROUP, LIMITED Ticker: HTHT Security ID: 16949N109 Meeting Date: DEC 13, 2017 Meeting Type: Annual Record Date: NOV 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA LODGING GROUP, LIMITED Ticker: HTHT Security ID: 16949N109 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Huazhu Group For For Management Limited 2 Elect Director Xiaofan Wang For Against Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shang Bing as Director For For Management 3.2 Elect Li Yue as Director For For Management 3.3 Elect Sha Yuejia as Director For For Management 4 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve 2017 Financial Reports For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Interim Profit Distribution For For Management Plan 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Service Contracts Between the For For Management Company and Directors and Supervisors 8 Amend Articles of Association For For Management 9 Amend Rules of Procedure Regarding For For Management Meetings of Board of Directors 10 Approve the Establishment of the Board For For Management Committee 11 Authorize Board to Determine the For Against Management Proposed Plan for the Issuance of Debt Financing Instruments 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13.01 Elect Dai Houliang as Director For For Management 13.02 Elect Li Yunpeng as Director For For Management 13.03 Elect Jiao Fangzheng as Director For For Management 13.04 Elect Ma Yongsheng as Director For For Management 13.05 Elect Ling Yiqun as Director For For Management 13.06 Elect Liu Zhongyun as Director For For Management 13.07 Elect Li Yong as Director For For Management 14.01 Elect Tang Min as Director For For Management 14.02 Elect Fan Gang as Director For For Management 14.03 Elect Cai Hongbin as Director For For Management 14.04 Elect Ng, Kar Ling Johnny as Director For For Management 15.01 Elect Zhao Dong as Supervisor For For Management 15.02 Elect Jiang Zhenying as Supervisor For For Management 15.03 Elect Yang Changjiang as Supervisor For For Management 15.04 Elect Zhang Baolong as Supervisor For For Management 15.05 Elect Zou Huiping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: Y1503W102 Meeting Date: NOV 08, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issuance of A Shares 2 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 3 Approve Waiver of Obligation to Make a For For Management Mandatory General Offer by China Southern Air Holding Company 4 Approve Remedial Measures in Relation For For Management to Dilution of Current Return by the Non-Public Issuance of Shares and Relevant Undertakings Made by the Company's Controlling Shareholder, Directors and Senior Management 5 Approve Shareholder Return Plan For For Management 6 Approve Report on the Use of Proceeds For For Management from Previous Fund Raising Activities 7.00 Approve Proposal of the Non-Public For For Management Issuance of A Shares and the Non-Public Issuance of H Shares 7.01 Approve Types of A Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of A Shares 7.02 Approve Issue Method and Period of A For For Management Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.03 Approve Targeted Subscribers and For For Management Subscription Method of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.04 Approve Issue Price of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 7.05 Approve Issue Size of A Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of A Shares 7.06 Approve Lock-up Period of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 7.07 Approve Proceeds Raised and the Use of For For Management Proceeds of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.08 Approve Place of Listing of A Shares For For Management in Relation to the Proposed Non-Public Issuance of A Shares 7.09 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of A Shares 7.10 Approve Validity Period Regarding the For For Management Non-Public Issuance of A Shares 7.11 Approve Types of H Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of H Shares 7.12 Approve Issue Method and Period of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.13 Approve Targeted Subscribers and For For Management Subscription Method of H Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.14 Approve Issue Price of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.15 Approve Issue Size of H Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of H Shares 7.16 Approve Lock-up Period of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.17 Approve Use of Proceeds of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.18 Approve Listing Arrangement of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.19 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of H Shares 7.20 Approve Validity Period Regarding the For For Management Non-Public Issuance of H Shares 7.21 Approve Relationship Between the For For Management Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 8 Approve Resolution Regarding the For For Management Preliminary Proposal of the Non-Public Issuance of A Shares 9 Approve Resolution Regarding the For For Management Connected Transactions Involved in the Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 10 Approve Resolution Regarding the For For Management Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issuance of A Shares 11 Approve Resolution Regarding the For For Management Supplemental Agreement to the Conditional A Share Subscription Agreement 12 Approve Resolution Regarding For For Management Conditional Subscription Agreement in Relation to the Subscription of the H Shares Under the Non-Public Issuance of H Shares 13 Amend Articles of Association For For Management 14 Authorize Board to Deal With All For For Management Matters in Relation to the Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 15 Amend Articles of Association For Against Shareholder 16 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For Against Shareholder Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: Y1503W102 Meeting Date: NOV 08, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Proposal of the Non-Public For For Management Issuance of A Shares and the Non-Public Issuance of H Shares 1.01 Approve Types of A Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of A Shares 1.02 Approve Issue Method and Period of A For For Management Shares in Relation to the Proposed Non-Public Issuance of A Shares 1.03 Approve Targeted Subscribers and For For Management Subscription Method of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 1.04 Approve Issue Price of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 1.05 Approve Issue Size of A Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of A Shares 1.06 Approve Lock-up Period of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 1.07 Approve Proceeds Raised and the Use of For For Management Proceeds of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 1.08 Approve Place of Listing of A Shares For For Management in Relation to the Proposed Non-Public Issuance of A Shares 1.09 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of A Shares 1.10 Approve Validity Period Regarding the For For Management Non-Public Issuance of A Shares 1.11 Approve Types of H Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of H Shares 1.12 Approve Issue Method and Period of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 1.13 Approve Targeted Subscribers and For For Management Subscription Method of H Shares in Relation to the Proposed Non-Public Issuance of H Shares 1.14 Approve Issue Price of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 1.15 Approve Issue Size of H Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of H Shares 1.16 Approve Lock-up Period of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 1.17 Approve Use of Proceeds of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 1.18 Approve Listing Arrangement of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 1.19 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of H Shares 1.20 Approve Validity Period Regarding the For For Management Non-Public Issuance of H Shares 1.21 Approve Relationship Between the For For Management Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 2 Approve Resolution Regarding the For For Management Preliminary Proposal of the Non-Public Issuance of A Shares 3 Approve Resolution Regarding the For For Management Connected Transactions Involved in the Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 4 Approve Resolution Regarding the For For Management Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issuance of A Shares 5 Approve Resolution Regarding the For For Management Supplemental Agreement to the Conditional A Share Subscription Agreement 6 Approve Resolution Regarding For For Management Conditional Subscription Agreement in Relation to the Subscription of the H Shares Under the Non-Public Issuance of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: NOV 08, 2017 Meeting Type: Special Record Date: OCT 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issuance of A Shares 2 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 3 Approve Waiver of Obligation to Make a For For Management Mandatory General Offer by China Southern Air Holding Company 4 Approve Remedial Measures in Relation For For Management to Dilution of Current Return by the Non-Public Issuance of Shares and Relevant Undertakings Made by the Company's Controlling Shareholder, Directors and Senior Management 5 Approve Shareholder Return Plan For For Management 6 Approve Report on the Use of Proceeds For For Management from Previous Fund Raising Activities 7.00 Approve Proposal of the Non-Public For For Management Issuance of A Shares and the Non-Public Issuance of H Shares 7.01 Approve Types of A Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of A Shares 7.02 Approve Issue Method and Period of A For For Management Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.03 Approve Targeted Subscribers and For For Management Subscription Method of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.04 Approve Issue Price of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 7.05 Approve Issue Size of A Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of A Shares 7.06 Approve Lock-up Period of A Shares in For For Management Relation to the Proposed Non-Public Issuance of A Shares 7.07 Approve Proceeds Raised and the Use of For For Management Proceeds of A Shares in Relation to the Proposed Non-Public Issuance of A Shares 7.08 Approve Place of Listing of A Shares For For Management in Relation to the Proposed Non-Public Issuance of A Shares 7.09 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of A Shares 7.10 Approve Validity Period Regarding the For For Management Non-Public Issuance of A Shares 7.11 Approve Types of H Shares to be Issued For For Management and the Par Value in Relation to the Proposed Non-Public Issuance of H Shares 7.12 Approve Issue Method and Period of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.13 Approve Targeted Subscribers and For For Management Subscription Method of H Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.14 Approve Issue Price of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.15 Approve Issue Size of H Shares and For For Management Number of Shares to be Issued in Relation to the Proposed Non-Public Issuance of H Shares 7.16 Approve Lock-up Period of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.17 Approve Use of Proceeds of H Shares in For For Management Relation to the Proposed Non-Public Issuance of H Shares 7.18 Approve Listing Arrangement of H For For Management Shares in Relation to the Proposed Non-Public Issuance of H Shares 7.19 Approve Arrangement for the For For Management Undistributed Profits Accumulated Before the Non-Public Issuance of H Shares 7.20 Approve Validity Period Regarding the For For Management Non-Public Issuance of H Shares 7.21 Approve Relationship Between the For For Management Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 8 Approve Resolution Regarding the For For Management Preliminary Proposal of the Non-Public Issuance of A Shares 9 Approve Resolution Regarding the For For Management Connected Transactions Involved in the Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 10 Approve Resolution Regarding the For For Management Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issuance of A Shares 11 Approve Resolution Regarding the For For Management Supplemental Agreement to the Conditional A Share Subscription Agreement 12 Approve Resolution Regarding For For Management Conditional Subscription Agreement in Relation to the Subscription of the H Shares Under the Non-Public Issuance of H Shares 13 Amend Articles of Association For For Management 14 Authorize Board to Deal With All For For Management Matters in Relation to the Non-Public Issuance of A Shares and the Non-Public Issuance of H Shares 15 Amend Articles of Association For Against Shareholder 16 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For Against Shareholder Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: Y1503W102 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018-2019 Finance and Lease For For Management Service Framework Agreement 2 Approve Remuneration of Independent For For Shareholder Non- Executive Directors 3.1 Elect Wang Chang Shun as Director For For Shareholder 3.2 Elect Tan Wan Geng as Director For For Shareholder 3.3 Elect Zhang Zi Fang as Director For For Shareholder 4.1 Elect Zheng Fan as Director For For Shareholder 4.2 Elect Gu Hui Zhong as Director For For Shareholder 4.3 Elect Tan Jin Song as Director For For Shareholder 4.4 Elect Jiao Shu Ge as Director For For Shareholder 5.1 Elect Pan Fu as Supervisor For For Shareholder 5.2 Elect Jia Shi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018-2019 Finance and Lease For For Management Service Framework Agreement 2 Approve Remuneration of Independent For For Shareholder Non- Executive Directors 3.01 Elect Wang Chang Shun as Director For For Shareholder 3.02 Elect Tan Wan Geng as Director For For Shareholder 3.03 Elect Zhang Zi Fang as Director For For Shareholder 4.01 Elect Zheng Fan as Director For For Shareholder 4.02 Elect Gu Hui Zhong as Director For For Shareholder 4.03 Elect Tan Jin Song as Director For For Shareholder 4.04 Elect Jiao Shu Ge as Director For For Shareholder 5.01 Elect Pan Fu as Supervisor For For Shareholder 5.02 Elect Jia Shi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: Y1503W102 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Profit Distribution Proposal For For Management 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic, U.S. and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For Against Management Airlines Company Limited to Provide Guarantees to Hebei Airlines Company Limited, Jiangxi Airlines Company Limited and Xiamen Airlines Finance Company Limited 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Issuance of Debt Financing For Against Management Instruments 9 Approve Amendments to Articles of For For Management Association 10 Approve the Supplemental Agreement to For Against Shareholder the Financial Services Framework Agreement 11 Approve the Company and Chongqing For For Shareholder Airlines Company Limited to Provide Guarantees to Their Special Purpose Vehicles -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 728 Security ID: Y1505D102 Meeting Date: NOV 28, 2017 Meeting Type: Special Record Date: OCT 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Aili as Director, Approve For For Management His Service Contract, and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 728 Security ID: Y1505D102 Meeting Date: JAN 04, 2018 Meeting Type: Special Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2017 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Amend Articles of Association For For Management 4.2 Approve Authorization of Directors to For For Management Complete Registration or Filing of the Amendments to the Articles of Association 5.1 Approve Issuance of Debentures For Against Management 5.2 Authorize Board to Issue Debentures For Against Management and Determine Specific Terms, Conditions and Other Matters of the Debentures 5.3 Approve Centralised Registration of For Against Management Debentures 6.1 Approve Issuance of Company Bonds in For For Management the People's Republic of China 6.2 Authorize Board to Issue Company Bonds For For Management and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 8 Approve Amendments to Articles of For Against Management Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: SEP 15, 2017 Meeting Type: Special Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Fushen as Director For For Management 3.1b Elect Chung Shui Ming Timpson as For Against Management Director 3.1c Elect Law Fan Chiu Fun Fanny as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA - COPEL Ticker: CPLE6 Security ID: 20441B407 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 3 Elect Fiscal Council Member Appointed None Abstain Shareholder by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: AUG 21, 2017 Meeting Type: Special Record Date: AUG 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2 Elect Lucas Navarro Prado as Director For For Management 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council members Previously Approved at the April 28, 2017, AGM -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 27, 2018 Meeting Type: Annual/Special Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Elect Directors For For Management 5 Elect Fiscal Council Members For For Management 6 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management 3 Approve Dividend Policy For Against Management -------------------------------------------------------------------------------- CPFL ENERGIA S.A. Ticker: CPFE3 Security ID: 126153105 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Company Headquarters For For Management 2 Amend Article 3 Re: Location of For For Management Company Headquarters 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUN 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect G V Prasad as Director For For Management 4 Approve S R Batliboi & Associates LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of K Satish Reddy as Wholetime Director Designated as Chairman 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JAN 20, 2018 Meeting Type: Special Record Date: DEC 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Dr. Reddy's Employees Stock For Against Management Option Scheme, 2002 and Dr. Reddy's Employees ADR Stock Option Scheme, 2007 2 Approve Grant of Stock Options to For Against Management Employees of Subsidiaries of the Company 3 Approve Appointment and Remuneration For For Management of Akhil Ravi as Director- Business Development and Portfolio -------------------------------------------------------------------------------- EHI CAR SERVICES LIMITED Ticker: EHIC Security ID: 26853A100 Meeting Date: DEC 28, 2017 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Jian Sun as Director For For Management 2 Elect Ronald Meyers as Director For For Management 3 Elect Gang Chen as Director For Against Management 4 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor -------------------------------------------------------------------------------- ELETROBRAS, CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: ELET6 Security ID: 15234Q207 Meeting Date: NOV 30, 2017 Meeting Type: Special Record Date: NOV 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ELETROBRAS, CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: ELET6 Security ID: 15234Q207 Meeting Date: DEC 28, 2017 Meeting Type: Special Record Date: DEC 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Rectify Sale of Company Assets For For Management Approved at the July 22, 2016 EGM Re: Shareholder Control of CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S. A. and Amazonas Distribuidora de Energia S.A. 2 Approve Temporary Power Distribution For For Management Concession for CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S. A.and Amazonas Distribuidora de Energia S.A. 3 Revoke Redemption of Convertible and For For Management Exchangeable Debentures Issued by Amazonas Energia and the Exchange of Such Debentures for All the Shares of Amazonas Geracao e Transmissao de Energia S.A. Approved at the June 22, 2015 EGM -------------------------------------------------------------------------------- ELETROBRAS, CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: ELET6 Security ID: 15234Q207 Meeting Date: FEB 08, 2018 Meeting Type: Special Record Date: JAN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Companhia de Eletricidade do Acre (Eletroacre) 2 Approve Liquidation of Companhia de Against Against Management Eletricidade do Acre (Eletroacre) 3 Approve Transfer of Rights from Against Against Management Eletroacre to the Company, Related to the Fuel Consumption Account - CCC and the Energy Development Account - CDE 4 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Centrais Eletricas de Rondonia S.A. (Ceron) 5 Approve Liquidation of Centrais Against Against Management Eletricas de Rondonia S.A. (Ceron) 6 Approve Transfer of Rights from Ceron Against Against Management to the Company, Related to the Fuel Consumption Account - CCC and the Energy Development Account - CDE 7 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Boa Vista Energia S.A. (Boa Vista Energia) 8 Approve Liquidation of Boa Vista Against Against Management Energia S.A. (Boa Vista Energia) 9 Approve Transfer of Rights from Boa Against Against Management Vista Energia to the Company, Related to the Fuel Consumption Account - CCC and the Energy Development Account - CDE 10 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Amazonas Distribuidora de Energia S.A. (Amazonas Energia) 11 Approve Liquidation of Amazonas Against Against Management Distribuidora de Energia S.A. (Amazonas Energia) 12 Approve Transfer of Rights from Against Against Management Amazonas Energia to the Company, Related to the Fuel Consumption Account - CCC and the Energy Development Account - CDE 13 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Companhia Energetica do Piaui (Cepisa) 14 Approve Liquidation of Companhia Against Against Management Energetica do Piaui (Cepisa) 15 Approve Sale of All Shares, with the For Against Management Exception of One Common Share, of Companhia Energetica de Alagoas (Ceal) 16 Approve Liquidation of Companhia Against Against Management Energetica de Alagoas (Ceal) 17 Waive Company's Preemptive Rights to For Against Management Subscribe New Shares to be Issued by Eletroacre, Ceron, Boa Vista Energia, Amazonas Energia, Cepisa and Ceal 18 Delegate Powers to the Board of For Against Management Directors of the Company on the Exercise of the Option to Increase the Participation in the Capital of the Distribution Companies 19 Approve Liquidation of the Respective For Against Management Distribution Company in Case of Non-Compliance with the Conditions Set in Items 10 and 15 or Non-Compliance of the Period for the Signature of the Contract of Transfer of Control Held in the Distribution Companies -------------------------------------------------------------------------------- ELETROBRAS, CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: ELET6 Security ID: 15234Q207 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income For For Management 3 Elect Mauro Gentile Rodrigues Cunha as For For Management Director 4 Elect Manoel Arlindo Zaroni Torres as For For Management Director 6 Elect Jose Guimaraes Monforte as Board For For Management Chairman 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: 29082A107 Meeting Date: APR 12, 2018 Meeting Type: Annual/Special Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members and For For Management Alternates 4 Approve Remuneration of Company's For Against Management Management 5 Approve Remuneration of Fiscal Council For For Management Members 1 Approve Agreement to Absorb Bradar For For Management Industria S.A. 2 Approve Agreement to Absorb Industria For For Management Aeronautica Neiva Ltda. 3 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transactions 4 Approve Independent Firm's Appraisal For For Management on Bradar Industria S.A. 5 Approve Independent Firm's Appraisal For For Management on Industria Aeronautica Neiva Ltda. 6 Approve Absorption of Bradar Industria For For Management S.A. 7 Approve Absorption of Industria For For Management Aeronautica Neiva Ltda. -------------------------------------------------------------------------------- ETALON GROUP PUBLIC COMPANY LIMITED Ticker: ETLN Security ID: 29760G103 Meeting Date: JUL 27, 2017 Meeting Type: Annual Record Date: JUL 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Ratify Auditors For For Management 4 Approve Remuneration of External For Against Management Auditors 5 Re-elect Viacheslav Adamovich Zarenkov For For Management as Director 6 Re-elect Kirill Bagachenko as Director For For Management 7 Re-elect Michael Calvey as Director For For Management 8 Re-elect Martin Robert Cocker as For For Management Director 9 Re-elect Alexey Kalinin as Director For For Management 10 Re-elect Dmitry Kashinskiy as Director For For Management 11 Re-elect Boris Svetlichny as Director For For Management 12 Re-elect Dmitry Viacheslavovich For For Management Zarenkov as Director 13 Re-elect Charalampos Avgousti as For For Management Director 14 Re-elect Marios Theodosiou as Director For For Management 15 Amend Articles of Association of the For For Management Company 16 Change Company Name For For Management 17 Amend Memorandum of the Company For For Management -------------------------------------------------------------------------------- ETALON GROUP PUBLIC COMPANY LIMITED Ticker: ETLN Security ID: 29760G103 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Ratify Auditors For For Management 4 Approve Remuneration of External For Against Management Auditors 5 Re-elect Viacheslav Adamovich Zarenkov For Against Management as Director 6 Re-elect Charalampos Avgousti as For For Management Director 7 Re-elect Kirill Bagachenko as Director For Against Management 8 Re-elect Maksim Berlovich as Director For Against Management 9 Re-elect Martin Robert Cocker as For For Management Director 10 Re-elect Alexey Kalinin as Director For Against Management 11 Re-elect Dmitry Kashinskiy as Director For For Management 12 Re-elect Boris Svetlichny as Director For Against Management 13 Re-elect Dmitry Viacheslavovich For Against Management Zarenkov as Director -------------------------------------------------------------------------------- FANG HOLDINGS LIMITED Ticker: SFUN Security ID: 30711Y102 Meeting Date: DEC 20, 2017 Meeting Type: Annual Record Date: NOV 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jingbo Wang For Against Management 2 Elect Director Mingqiang Bi For For Management -------------------------------------------------------------------------------- FIBRIA CELULOSE SA Ticker: FIBR3 Security ID: 31573A109 Meeting Date: DEC 18, 2017 Meeting Type: Special Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Fibria-MS For For Management Celulose Sul Mato-Grossense Ltda. 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Fibria-MS For For Management Celulose Sul Mato-Grossense Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRIA CELULOSE SA Ticker: FIBR3 Security ID: 31573A109 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Install Fiscal Council For For Management 5 Fix Number of Fiscal Council Members For For Management at Three 6A Elect Fiscal Council Members and For Abstain Management Alternates 6B In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7A Elect Domenica Eisenstein Noronha as None For Shareholder Fiscal Council Member and Mauricio Rocha Alves de Carvalho as Alternate Appointed by Minority Shareholders 7B Elect Marcos Tadeu De Siqueira as None Abstain Shareholder Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholders 8 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: 36829G107 Meeting Date: JUN 09, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5 Fix Number of Directors at 13 For For Management 6.1 Elect Vladimir Alisov as Director None Against Management 6.2 Elect Valery Golubev as Director None Against Management 6.3 Elect Andrey Dmitriev as Director None Against Management 6.4 Elect Aleksandr Dyukov as Director None Against Management 6.5 Elect Andrey Kruglov as Director None Against Management 6.6 Elect Aleksey Miller as Director None None Management 6.7 Elect Elena Mikhaylova as Director None Against Management 6.8 Elect Kirill Seleznev as Director None Against Management 6.9 Elect Valery Serdyukov as Director None For Management 6.10 Elect Mikhail Sereda as Director None Against Management 6.11 Elect Sergey Fursenko as Director None None Management 6.12 Elect Igor Fedorov as Director None Against Management 6.13 Elect Vsevolod Cherepanov as Director None Against Management 7.1 Elect Vadim Bikulov as Member of For For Management Audit Commission 7.2 Elect Mikhail Vaygel as Member of For For Management Audit Commission 7.3 Elect Galina Delvig as Member of Audit For For Management Commission 7.4 Elect Margarita Mironova as Member of For For Management Audit Commission 7.5 Elect Sergey Rubanov as Member of For For Management Audit Commission 8 Ratify Auditor For For Management 9 Approve Remuneration of Directors None None Management 10 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- GLOBALTRANS INVESTMENT PLC Ticker: GLTR Security ID: 37949E204 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of RUB 44.85 per For For Management Share 3 Ratify PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Discharge of Directors For For Management 5 Elect Michael Zampelas as Director and For For Management Approve His Remuneration 6 Elect Johann Franz Durrer as Director For For Management and Approve His Remuneration 7 Elect John Carroll Colley as Director For For Management and Approve His Remuneration 8 Elect George Papaioannou as Director For For Management and Approve His Remuneration 9 Elect Alexander Eliseev as Director For Against Management 10 Elect Andrey Gomon as Director For Against Management 11 Elect Sergey Maltsev as Director For Against Management 12 Elect Elia Nicolaou as Director and For Against Management Approve Her Remuneration 13 Elect Melina Pyrgou as Director For Against Management 14 Elect Konstantin Shirokov as Director For Against Management 15 Elect Alexander Tarasov as Director For Against Management 16 Elect Michael Thomaides as Director For Against Management 17 Elect Marios Tofaros as Director and For Against Management Approve His Remuneration 18 Elect Sergey Tolmachev as Director For Against Management 19 Elect Alexander Storozhev as Director For Against Management -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 525 Security ID: Y2930P108 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management of Directors 2 Approve 2017 Work Report of the For For Management Supervisory Committee 3 Approve 2017 Audited Financial For For Management Statements 4 Approve 2017 Profits Distribution For For Management Proposal 5 Approve 2018 Financial Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board and Audit Committee to Fix Their Remuneration 7 Approve Resumption of Land Use Rights For For Management over Guangzhou East Shipai Old Goods Yard 8.01 Elect Guo Ji'an as Director None For Shareholder 8.02 Elect Chen Xiaomei as Director None For Shareholder -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JAN 30, 2018 Meeting Type: Special Record Date: JAN 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2018 Between Huaneng Power International, Inc. and Huaneng Group 2 Approve Acceptance of Guaranteed Loans For For Management for Working Capital Relating to Sahiwal Project in Pakistan by Shandong Company -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of Board of For For Management Directors 2 Approve 2017 Work Report of For For Management Supervisory Committee 3 Approve 2017 Audited Financial For For Management Statements 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP as Domestic For For Management Auditors and KPMG as Hong Kong Auditors 6 Approve General Mandate to Issue For For Management Domestic and/or Overseas Debt Financing Instruments 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Extension of Resolution For For Management Validity Periods and Authorization Delegated to the Board in Relation to the Non-public Issuance of A Shares 9 Approve Shareholder Return Plan in the For For Management Next Three Years (2018-2020) 10 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: OCT 09, 2017 Meeting Type: Special Record Date: AUG 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy Back of Equity Shares For For Management 2 Elect D. Sundaram as Director For For Management 3 Elect Nandan M. Nilekani as Director For For Management 4 Approve Appointment of U. B. Pravin For For Management Rao as Managing Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: FEB 24, 2018 Meeting Type: Special Record Date: JAN 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Salil S. Parekh as Director and For For Management Approve Appointment and Remuneration of Salil S. Parekh as Chief Executive Officer and Managing Director 2 Approve Redesignation of U.B. Pravin For For Management Rao as Chief Operating Officer and Executive Director -------------------------------------------------------------------------------- JA SOLAR HOLDINGS CO. LTD. Ticker: JASO Security ID: 466090206 Meeting Date: MAR 12, 2018 Meeting Type: Special Record Date: JAN 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: DEC 04, 2017 Meeting Type: Special Record Date: NOV 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 85 For For Management for First Nine Months of Fiscal 2017 2 Approve Remuneration of Directors For For Management 3 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 4 Approve Related-Party Transaction Re: For For Management Investment in Lukoil International GmbH -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: AUG 31, 2017 Meeting Type: Special Record Date: AUG 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: APR 19, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of None For Shareholder Board of Directors 2.1 Elect Gregor Mowat as Director None Against Shareholder 2.2 Elect Timothy Demchenko as Director None Against Shareholder 2.3 Elect James Simmons as Director None Against Shareholder 2.4 Elect Alexey Makhnev as Director None Against Shareholder 2.5 Elect Paul Foley as Director None Against Shareholder 2.6 Elect Khachatur Pambukhchan as Director None Against Shareholder 2.7 Elect Ilya Sattarov as Director None Against Shareholder 2.8 Elect Charles Ryan as Director None Against Shareholder 2.9 Elect Oleg Zherebtsov as Director None For Shareholder 2.10 Elect Evegeny Kuznetsov as Director None For Shareholder 2.11 Elect Alexander Prysyazhnyuk as None For Shareholder Director 2.12 Elect Alexander Shevchuk as Director None For Shareholder -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: 559189204 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: 559189204 Meeting Date: DEC 08, 2017 Meeting Type: Special Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2017 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: 559189204 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: MAY 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of RUB 0.806 For For Management 3.1 Elect Viktor Rashnikov as Director None Against Management 3.2 Elect Ruben Aganbegyan as Director None For Management 3.3 Elect Kirill Lyovin as Director None Against Management 3.4 Elect Nikolay Lyadov as Director None Against Management 3.5 Elect Valery Martsinovich as Director None For Management 3.6 Elect Ralph Tavakolyan Morgan as None For Management Director 3.7 Elect Olga Rashnikova as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Sergey Ushakov as Director None Against Management 3.10 Elect Pavel Shilyaev as Director None Against Management 4.1 Elect Aleksandr Maslennikov as Member For For Management of Audit Commission 4.2 Elect Oksana Dyuldina as Member of For For Management Audit Commission 4.3 Elect Galina Akimova as Member of For For Management Audit Commission 5 Ratify PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Members of For Against Management Audit Commission -------------------------------------------------------------------------------- MEGAFON PJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUL 03, 2017 Meeting Type: Special Record Date: JUN 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For For Management -------------------------------------------------------------------------------- MEGAFON PJSC Ticker: MFON Security ID: 58517T209 Meeting Date: AUG 07, 2017 Meeting Type: Special Record Date: JUN 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Robert Andersson as Director None Against Management 2.2 Elect Henriette Wendt as Director None Against Management 2.3 Elect Aleksander Galitsky as Director None Against Management 2.4 Elect Boris Dobrodeev as Director None Against Management 2.5 Elect Aleksandr Esikov as Director None Against Management 2.6 Elect Nikolay Krylov as Director None Against Management 2.7 Elect Paul Myners as Director None For Management 2.8 Elect Douglas Lubbe as Director None Against Management 2.9 Elect Hannu-Matti Makinen as Director None Against Management 2.10 Elect Pavel Mitrofanov as Director None Against Management 2.11 Elect Ardavan Moshiri as Director None Against Management 2.12 Elect Per Emil Nilsson as Director None Against Management 2.13 Elect Jan Rudberg as Director None Against Management 2.14 Elect Vladimir Streshinsky as Director None Against Management -------------------------------------------------------------------------------- MEGAFON PJSC Ticker: MFON Security ID: 58517T209 Meeting Date: MAR 12, 2018 Meeting Type: Special Record Date: FEB 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Commission For For Management 2 Fix Number and Elect members of For For Management Management Board 3 Approve Remuneration of Directors For Against Management 4 Approve Company's Membership in The For For Management National Association of Industrial Internet Market Participants -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: MNOD Security ID: 55315J102 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: AUG 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends For For Management 3.1 Amend Charter in Accordance with Annex For For Management 1 3.2 Amend Charter in Accordance with Annex For Against Management 2 3.3 Amend Charter in Accordance with Annex For Against Management 3 4 Approve Company's Membership in For For Management Non-Commercial Organization -------------------------------------------------------------------------------- NETEASE INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 08, 2017 Meeting Type: Annual Record Date: AUG 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For For Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For For Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NOVATEK PJSC Ticker: NVTK Security ID: 669888109 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- NOVATEK PJSC Ticker: NVTK Security ID: 669888109 Meeting Date: APR 20, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income 1.2 Approve Dividends of RUB 8 per Share For For Management 2.1 Elect Andrey Akimov as Director None None Management 2.2 Elect Michael Borrell as Director None Against Management 2.3 Elect Burckhard Bergmann as Director None Against Management 2.4 Elect Robert Castaigne as Director None For Management 2.5 Elect Leonid Mikhelson as Director None Against Management 2.6 Elect Aleksandr Natalenko as Director None Against Management 2.7 Elect Viktor Orlov as Director None For Management 2.8 Elect Gennady Timchenko as Director None None Management 2.9 Elect Andrey Sharonov as Director None For Management 3.1 Elect Olga Belyaeva as Member of Audit For For Management Commission 3.2 Elect Anna Merzlyakova as Member of For For Management Audit Commission 3.3 Elect Igor Ryaskov as Member of Audit For For Management Commission 3.4 Elect Nikolay Shulikin as Member of For For Management Audit Commission 4 Ratify Auditor For For Management 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: DEC 22, 2017 Meeting Type: Special Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 5.13 For For Management per Share for First Nine Months of Fiscal 2017 2.1 Approve New Edition of Charter For For Management 2.2 Approve New Edition of Regulations on For For Management General Meetings 2.3 Approve New edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: MAR 12, 2018 Meeting Type: Special Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Recall President For For Management 2 Elect President For For Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 14.04 per Share 4 Approve Interim Dividends of RUB 5.73 For For Management per Share for First Three Months of Fiscal 2018 5.1 Elect Oleg Bagrin as Director None Against Management 5.2 Elect Thomas Veraszto as Director None For Management 5.3 Elect Helmut Wieser as Director None Against Management 5.4 Elect Nikolay Gagarin as Director None Against Management 5.5 Elect Vladimir Lisin as Director None Against Management 5.6 Elect Maryan Oudeman as Director None For Management 5.7 Elect Karen Sarkisov as Director None Against Management 5.8 Elect Stanislav Shekshnya as Director None For Management 5.9 Elect Benedict Sciortino as Director None For Management 6 Elect Grigory Fedorishin as President For For Management 7.1 Elect Elena Zvyagina as Member of For For Management Audit Commission 7.2 Elect Yulia Kunikhina as Member of For For Management Audit Commission 7.3 Elect Mikhail Makeev as Member of For For Management Audit Commission 7.4 Elect Elena Skladchikova as Member of For For Management Audit Commission 7.5 Elect Sergey Ushkov as Member of Audit For For Management Commission 8 Approve Remuneration of Directors For For Management 9.1 Ratify PriceWaterhouseCoopers as RAS For For Management Auditor 9.2 Ratify PriceWaterhouseCoopers as IFRS For For Management Auditor -------------------------------------------------------------------------------- NQ MOBILE INC. Ticker: NQ Security ID: 64118U108 Meeting Date: FEB 27, 2018 Meeting Type: Special Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Change the Company Name to Link Motion For For Management Inc. and Amend Articles of Association -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Comprehensive Agreement For Against Management and Related Transactions 2 Elect Wang Liang as Supervisor For For Management 3 Amend Articles of Association, Rules For Against Management of Procedures for the Shareholders' Meeting, Rules of Procedures for the Board Meeting and Amendments to the Rules of Procedures and Organization of Supervisory Committee -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of For For Management Directors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee and For Against Management Relevant Authorizations 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H shares -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 07, 2017 Meeting Type: Special Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of DOWNSTREAM For For Management PARTICIPACOES LTDA (Downstream) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: DEC 15, 2017 Meeting Type: Special Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 26, 2018 Meeting Type: Annual/Special Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Fix Number of Directors For For Management 3a.1 Elect Directors For Abstain Management 3a.2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3a.3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 3b.1 Elect Marcelo Mesquita de Siqueira None For Shareholder Filho as Director Appointed by Minority Shareholder 3b.2 Elect Marcelo Gasparino da Silva as None Abstain Shareholder Director Appointed by Minority Shareholder 4 Elect Luiz Nelson Guedes de Carvalho For For Management as Board Chairman 5a Elect Fiscal Council Members For Abstain Management 5b Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Susana Hanna Stiphan Jabra as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUL 05, 2017 Meeting Type: Special Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management 2 Fix Number of Directors For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 02, 2017 Meeting Type: Special Record Date: AUG 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Igor Antoshin as Director None Against Management 2.2 Elect Andrey A. Guryev as Director None Against Management 2.3 Elect Andrey G. Guryev as Director None Against Management 2.4 Elect Yury Krugovykh as Director None Against Management 2.5 Elect Sven Ombudstvedt as Director None For Management 2.6 Elect Roman Osipov as Director None Against Management 2.7 Elect Natalya Pashkevich as Director None For Management 2.8 Elect James Beeland Rogers, Jr. as None For Management Director 2.9 Elect Ivan Rodionov as Director None Against Management 2.10 Elect Marcus J. Rhodes as Director None For Management 2.11 Elect Mikhail Rybnikov as Director None Against Management 2.12 Elect Aleksandr Sharabayko as Director None Against Management 2.13 Elect Andrey Sharonov as Director None For Management 3 Approve Remuneration of Directors For For Management 4 Amend Charter For For Management 5 Amend Regulations on General Meetings For For Management 6 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: FEB 26, 2018 Meeting Type: Special Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Irina Bokova as Director None For Management 2.2 Elect Andrey A. Guryev as Director None Against Management 2.3 Elect Andrey G. Guryev as Director None Against Management 2.4 Elect Yury Krugovykh as Director None Against Management 2.5 Elect Sven Ombudstvedt as Director None Against Management 2.6 Elect Roman Osipov as Director None Against Management 2.7 Elect Natalia Pashkevich as Director None For Management 2.8 Elect James Rogers as Director None For Management 2.9 Elect Ivan Rodiaonov as Director None Against Management 2.10 Elect Marcus Rhodes as Director None Against Management 2.11 Elect Mikhail Rybnikov as Director None Against Management 2.12 Elect Alexander Sharabayka as Director None Against Management 2.13 Elect Andrey Sharonov as Director None For Management 3 Approve Remuneration of Directors For For Management 4 Approve Dividends of RUB 21 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report for Fiscal 2017 For For Management 2 Approve Financial Statements for For For Management Fiscal 2017 3 Approve Allocation of Income and For For Management Dividends of RUB 15 per Share 4.1 Elect Irina Bokova as Director None For Management 4.2 Elect Andrey A. Guryev as Director None Against Management 4.3 Elect Andrey G. Guryev as Director None Against Management 4.4 Elect Sven Ombudstvedt as Director None Against Management 4.5 Elect Roman Osipov as Director None Against Management 4.6 Elect Natalya Pashkevich as Director None For Management 4.7 Elect Sergey Pronin as Director None Against Management 4.8 Elect James Beeland Rogers, Jr. as None For Management Director 4.9 Elect Ivan Rodionov as Director None Against Management 4.10 Elect Xavier Rolet as Director None For Management 4.11 Elect Marcus J. Rhodes as Director None Against Management 4.12 Elect Mikhail Rybnikov as Director None Against Management 4.13 Elect Aleksandr Sharabayko as Director None Against Management 4.14 Elect Andrey Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kryuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For For Management -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Mariya Gordon as Director None For Management 3.2 Elect Pavel Grachev as Director None Against Management 3.3 Elect Edward Dowling as Director None For Management 3.4 Elect Said Kerimov as Director None Against Management 3.5 Elect Sergey Nosov as Director None Against Management 3.6 Elect Vladimir Polin as Director None Against Management 3.7 Elect Kent Potter as Director None For Management 3.8 Elect Mikhail Stiskin as Director None Against Management 3.9 Elect William Champion as Director None For Management 4.1 Elect Yury Borshchik as Member of For For Management Audit Commission 4.2 Elect Dmitriy Zyatnev as Member of For For Management Audit Commission 4.3 Elect Anna Lobanova as Member of Audit For For Management Commission 4.4 Elect Daniil Chirva as Member of Audit For For Management Commission 4.5 Elect Evgeniy Yaminsky as Member of For For Management Audit Commission 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: DEC 27, 2017 Meeting Type: Special Record Date: NOV 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor A Approve Equity Plan Financing For Against Management B Approve Stock Option Plan For Against Management C.1 Eliminate Preemptive Rights (Class B For Against Management Shareholders Only) C.2 Eliminate Preemptive Rights (All For Against Management Shareholders) -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: MAR 06, 2018 Meeting Type: Special Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Preemptive Rights For Against Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor A.1 Accept Consolidated Financial For For Management Statements and Statutory Reports A.2 Accept Standalone Financial Statements For For Management and Statutory Reports B.1 Ratify Auditors For For Management B.2 Approve Remuneration of External For For Management Auditors C.1.A Elect Marcus James Rhodes as Director None For Management C.1.B Elect Osama Mostafa Bedier as Director None For Management C.1.C Elect Rohinton Minoo Kalifa as Director None For Management C.2.A Elect Boris Kim as Director None For Management C.2.B Elect David Gerald William Birch as None For Management Director C.2.C Elect Nadia Cherkasova as Director None For Management C.2.D Elect Sergey Solonin as Director None For Management C.2.E Elect Veniamin Polyantsev as Director None Against Management D.1 Approve Remuneration of Non-Executive For For Management Directors D.2 Approve Remuneration of Executive For For Management Directors -------------------------------------------------------------------------------- ROS AGRO PLC. Ticker: AGRO Security ID: 749655205 Meeting Date: SEP 14, 2017 Meeting Type: Special Record Date: AUG 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Maxim Basov as Chairman of the For For Management Meeting 2 Approve Dividends For For Management 3 Ratify Board Decisions For For Management -------------------------------------------------------------------------------- ROSNEFT OIL COMPANY OJSC Ticker: ROSN Security ID: 67812M207 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Amend Charter Re: Increase in Size of For For Management Board from Nine to 11 3 Approve Early Termination of Powers of For For Management Board of Directors 4 Elect Directors via Cumulative Voting None None Management 5 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- SBERBANK OF RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: MAY 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 12 per Share 4 Ratify PricewaterhouseCoopers as For For Management Auditor 5.1 Elect Esko Tapani Aho as Director None For Management 5.2 Elect Leonid Boguslavsky as Director None For Management 5.3 Elect Valery Goreglyad as Director None Against Management 5.4 Elect German Gref as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Alexander Kuleshov as Director None For Management 5.9 Elect Vladimir Mau as Director None Against Management 5.10 Elect Gennady Melikyan as Director None For Management 5.11 Elect Maksim Oreshkin as Director None Against Management 5.12 Elect Olga Skorobogatova as Director None Against Management 5.13 Elect Nadia Wells as Director None For Management 5.14 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Alexey Bogatov as Member of For For Management Audit Commission 6.2 Elect Natalya Borodina as Member of For For Management Audit Commission 6.3 Elect Maria Voloshina as Member of For For Management Audit Commission 6.4 Elect Tatyana Domanskaya as Member of For For Management Audit Commission 6.5 Elect Yulia Isakhanova as Member of For For Management Audit Commission 6.6 Elect Irina Litvinova as Member of For For Management Audit Commission 6.7 Elect Aleksey Minenko as Member of For For Management Audit Commission 7 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 8 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Joint Venture For For Management Agreement, Capital Increase Agreement and Related Transactions 2 Approve Proposed Grant of Restricted For Against Management Share Units to Tzu-Yin Chiu, Former CEO of the Company 3 Approve Proposed Grant of Restricted For Against Management Share Units to Haijun Zhao, CEO of the Company 4 Approve Proposed Grant of Restricted For Against Management Share Units to Tzu-Yin Chiu, Non-Independent Non-Executive Director of the Company -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: 81663N206 Meeting Date: FEB 08, 2018 Meeting Type: Special Record Date: DEC 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: MAR 27, 2018 Meeting Type: Special Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Venture Agreement, For For Management Capital Contribution Agreement and Related Transactions -------------------------------------------------------------------------------- SEVERSTAL PJSC Ticker: SVST Security ID: 818150302 Meeting Date: SEP 15, 2017 Meeting Type: Special Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2017 -------------------------------------------------------------------------------- SEVERSTAL PJSC Ticker: SVST Security ID: 818150302 Meeting Date: NOV 24, 2017 Meeting Type: Special Record Date: OCT 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2017 -------------------------------------------------------------------------------- SEVERSTAL PJSC Ticker: SVST Security ID: 818150302 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksey Mordashov as Director None Against Management 1.2 Elect Aleksey Kulichenko as Director None Against Management 1.3 Elect Vladimir Lukin as Director None Against Management 1.4 Elect Andrey Mitykov as Director None Against Management 1.5 Elect Aleksandr Shevelev as Director None Against Management 1.6 Elect Philip Dayer as Director None For Management 1.7 Elect David Bowen as Director None For Management 1.8 Elect Veikko Tamminen as Director None For Management 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Annual Report and Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Interim Dividends for First For For Management Quarter of Fiscal 2018 5.1 Elect Nikolay Lavrov as Member of For For Management Audit Commission 5.2 Elect Roman Antonov as Member of Audit For For Management Commission 5.3 Elect Svetlana Guseva as Member of For For Management Audit Commission 6 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 338 Security ID: Y80373106 Meeting Date: AUG 02, 2017 Meeting Type: Special Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Li Yuanqin as Director For For Shareholder -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management of Directors 2 Approve 2017 Work Report of the For For Management Supervisory Committee 3 Approve 2017 Audited Financial For For Management Statements 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Financial Budget Report For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Elect Jin Wenmin as Director For For Management -------------------------------------------------------------------------------- SISTEMA PJSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: NOV 28, 2017 Meeting Type: Special Record Date: NOV 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2017 -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: AUG 22, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ralf Speth as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Elect Natarajan Chandrasekaran as For For Management Director 5 Elect Om Prakash Bhatt as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Satish Borwankar as Executive Director and Chief Operating Officer 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Offer or Invitation to For For Management Subscribe to Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: NOV 15, 2017 Meeting Type: Court Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Merger and For For Management Arrangement -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: DEC 12, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2017 -------------------------------------------------------------------------------- TCS GROUP HOLDINGS PLC Ticker: TCS Security ID: 87238U203 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: APR 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Re-elect Martin Cocker as Director For For Management 4 Re-elect Jacques Der Megreditchian as For For Management Director 5 Approve Director Remuneration For For Management 6 Authorize Share Repurchase Program For For Management 7 Increase Authorized Capital For Against Management 8 Eliminate Preemptive Rights For Against Management 9 Authorize Issuance of Equity or For Against Management Equity-Linked Securities -------------------------------------------------------------------------------- TIM PARTICIPACOES S.A. Ticker: TIMP3 Security ID: 88706P205 Meeting Date: APR 19, 2018 Meeting Type: Annual/Special Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Mario Di Mauro as For Against Management Director 4 Ratify Election of Joao Cox Neto as For Against Management Director 5 Ratify Election of Celso Luis Loducca For For Management as Director 6 Ratify Election of Piergiorgio Peluso For Against Management as Director 7 Elect Agostino Nuzzolo as Director For Against Management 8 Elect Raimondo Zizza as Director For Against Management 9 Elect Giovanni Ferigo as Director For Against Management 10 Fix Number of Fiscal Council Members For For Management 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda 2 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. Ticker: UGPA3 Security ID: 90400P101 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4.1 Elect Flavio Cesar Maia Luz as Fiscal For For Management Council Member and Marcio Augustus Ribeiro as Alternate 4.2 Elect Geraldo Toffanello as Fiscal For For Management Council Member and Pedro Ozires Predeus as Alternate 4.3 Elect William Bezerra Cavalcanti Filho For For Management as Fiscal Council Member and Paulo Cesar Pascotini as Alternate 5 Approve Fiscal Council Members For For Management Remuneration -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: OCT 18, 2017 Meeting Type: Special Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Approve Conversion Ratio of One Class For For Management A Preferred Shares into 0.9342 Common Shares 3.1 Elect Isabella Saboya as Director None Abstain Shareholder Appointed by Minority Shareholder 3.2 Elect Ricardo Reisen de Pinho as None Abstain Shareholder Director and Marcio Guedes Pereira Junior as Alternate Appointed by Minority Shareholder 4.1 Elect Sandra Guerra as Director None For Shareholder Appointed by Minority Shareholder 4.2 Elect Marcelo Gasparino da Silva as None Abstain Shareholder Director and Bruno C.H. Bastit as Alternate Appointed by Minority Shareholder 5.1 Elect Sandra Guerra as Director None For Shareholder Appointed by Minority Shareholder 5.2 Elect Marcelo Gasparino da Silva as None Abstain Shareholder Director and Bruno C.H. Bastit as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: DEC 21, 2017 Meeting Type: Special Record Date: DEC 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing of Company Shares in For For Management Novo Mercado Segment of the Sao Paulo Stock Exchange 2 Amend Articles For For Management 3 Approve Agreement to Absorb Balderton For For Management Trading Corp. (Balderton) 4 Approve Agreement to Absorb Fortlee For For Management Investments Ltd. (Fortlee) 5 Approve Agreement for Partial Spin-Off For For Management of Empreendimentos Brasileiros de Mineracao S.A. (EBM) and Absorption of Spun-Off Assets 6 Ratify Premiumbravo Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transactions 7 Approve Independent Firm's Appraisal For For Management on Balderton Trading Corp. (Balderton) 8 Approve Independent Firm's Appraisal For For Management on Fortlee Investments Ltd. (Fortlee) 9 Approve Independent Firm's Appraisal For For Management on Empreendimentos Brasileiros de Mineracao S.A. (EBM) 10 Approve Absorption of Balderton For For Management Trading Corp. (Balderton) 11 Approve Absorption of Fortlee For For Management Investments Ltd. (Fortlee) 12 Approve Partial Spin-Off of For For Management Empreendimentos Brasileiros de Mineracao S.A. (EBM) 13 Ratify Election of Toshiya Asahi as For For Management Director and Gilmar Dalilo Cezar Wanderley as Alternate -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 13, 2018 Meeting Type: Annual/Special Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Approve Allocation of Income, Capital For For Management Budget and Dividends 3 Ratify Election of Ney Roberto Ottoni For Against Management de Brito as Director 4 Elect Fiscal Council Members and For For Management Alternates 5 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members 6 Ratify Remuneration of Company's For Against Management Management and Fiscal Council Members for Fiscal Year 2017 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- VEON LTD. Ticker: VEON Security ID: 91822M106 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PriceWaterhouseCoopers For For Management Accountants NV as Auditor and Authorize Board to Fix Auditor's Remuneration 2 Approve Increase in Size of Board to For For Management Eleven 3.1 Elect Mikhail Fridman as Director None Against Management 3.2 Elect Alexey Reznikovich as Director None Against Management 3.3 Elect Andrey Gusev as Director None Against Management 3.4 Elect Julian Horn-Smith as Director None Against Management 3.5 Elect Gennady Gazin as Director None Against Management 3.6 Elect Nils Katla as Director None Against Management 3.7 Elect Gunnar Holt as Director None Against Management 3.8 Elect Jorn Jensen as Director None For Management 3.9 Elect Stan Chudnovsky as Director None Against Management 3.10 Elect Ursula Burns as Director None Against Management 3.11 Elect Guy Laurence as Director None Against Management 4.1 Elect Mikhail Fridman as Director None Against Management 4.2 Elect Alexey Reznikovich as Director None Against Management 4.3 Elect Andrey Gusev as Director None Against Management 4.4 Elect Julian Horn-Smith as Director None Against Management 4.5 Elect Gennady Gazin as Director None Against Management 4.6 Elect Nils Katla as Director None Against Management 4.7 Elect Gunnar Holt as Director None Against Management 4.8 Elect Jorn Jensen as Director None For Management 4.9 Elect Stan Chudnovsky as Director None Against Management 4.10 Elect Ursula Burns as Director None Against Management 4.11 Elect Guy Laurence as Director None Against Management -------------------------------------------------------------------------------- VIDEOCON D2H LTD. Ticker: VDTH Security ID: 92657J101 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale/Transfer of the Company's For For Management Non-Core Business Together with its Respective Assets and Liabilities on a Slump Sale Basis -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: 46630Q202 Meeting Date: NOV 09, 2017 Meeting Type: Special Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Acquisition For Did Not Vote Management of Bank VTB 24 2 Approve New Edition of Charter For Did Not Vote Management 3 Approve New Edition of Regulations on For Did Not Vote Management Management -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: 46630Q202 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5 Approve Remuneration of Board Members None None Management 6 Approve Remuneration of Members of For For Management Audit Commission 7 Fix Number of Directors at 11 For For Management 8.1 Elect Matthias Warnig as Director None Against Management 8.2 Elect Sergey Galitsky as Director None Against Management 8.3 Elect Yves-Thibault De Silguy as None For Management Director 8.4 Elect Sergey Dubinin as Director None Against Management 8.5 Elect Mikhail Zadornov as Director None Against Management 8.6 Elect Andrey Kostin as Director None None Management 8.7 Elect Shahmar Movsumov as Director None For Management 8.8 Elect Igor Repin as Director None For Management 8.9 Elect Anton Siluanov as Director None Against Management 8.10 Elect Aleksandr Sokolov as Director None Against Management 8.11 Elect Azer Talybov as Director None Against Management 8.12 Elect Vladimir Chistyukhin as Director None Against Management 8.13 Elect Mukhadin Eskandirov as Director None Against Management 9 Fix Number of Audit Commission Members For For Management at Six 10 Elect Six Members of Audit Commission For For Management 11 Ratify Ernst & Young as Auditor For For Management 12 Approve New Edition of Regulations on For For Management General Meetings 13 Approve Termination of Company's For For Management Membership in Russian Bank Association -------------------------------------------------------------------------------- WEIBO CORPORATION Ticker: WB Security ID: 948596101 Meeting Date: NOV 02, 2017 Meeting Type: Annual Record Date: OCT 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles Chao For Against Management 2 Elect Director Daniel Yong Zhang For Against Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 19, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Azim H Premji as Executive Chairman and Managing Director 6 Reelect William Arthur Owens as For For Management Director -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: AUG 30, 2017 Meeting Type: Special Record Date: JUL 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy Back of Equity Shares For For Management -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 27, 2017 Meeting Type: Annual Record Date: AUG 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Keshav R. Murugesh as a For For Management Director 5 Reelect Michael Menezes as a Director For For Management 6 Reelect Keith Haviland as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: MAR 30, 2018 Meeting Type: Special Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program For Against Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Discussion on Company's Corporate None None Management Governance Structure 4.A Discuss Remuneration Report None None Management 4.B Receive Explanation on Company's None None Management Dividend Policy 4.C Adopt Financial Statements and For For Management Statutory Reports 4.D Approve Dividends of RUB 79.5 per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Amend Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For Against Management Board 9 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 10 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of up to 10 For For Management Percent of Issued Share Capital 12 Ratify Ernst & Young as Auditors For For Management 13 Close Meeting None None Management =============== GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2022 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2023 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2024 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2025 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2026 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2027 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2027 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2028 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2029 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= GUGGENHEIM DEFENSIVE EQUITY ETF ======================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sondra L. Barbour For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Edward M. Liddy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 09, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For For Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Edward M. Liddy For For Management 1.5 Elect Director Nancy McKinstry For For Management 1.6 Elect Director Phebe N. Novakovic For For Management 1.7 Elect Director William A. Osborn For For Management 1.8 Elect Director Samuel C. Scott, III For For Management 1.9 Elect Director Daniel J. Starks For For Management 1.10 Elect Director John G. Stratton For For Management 1.11 Elect Director Glenn F. Tilton For For Management 1.12 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Declassify the Board of Directors For For Management 6 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- AETNA INC. Ticker: AET Security ID: 00817Y108 Meeting Date: MAR 13, 2018 Meeting Type: Special Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- AETNA INC. Ticker: AET Security ID: 00817Y108 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Frank M. Clark For For Management 1d Elect Director Molly J. Coye For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Jeffrey E. Garten For For Management 1g Elect Director Ellen M. Hancock For For Management 1h Elect Director Richard J. Harrington For For Management 1i Elect Director Edward J. Ludwig For For Management 1j Elect Director Olympia J. Snowe For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4A Report on Lobbying Payments and Policy Against Against Shareholder 4B Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: JAN 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koh Boon Hwee For For Management 1.2 Elect Director Michael R. McMullen For For Management 1.3 Elect Director Daniel K. Podolsky For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For Against Management 1.5 Elect Director Maria C. Freire For Against Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 1.8 Elect Director Michael A. Woronoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean C. Oestreich For For Management 1.2 Elect Director Carol P. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne L. Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Richard C. Levin For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald P. Badie For For Management 1.2 Elect Director Stanley L. Clark For For Management 1.3 Elect Director John D. Craig For For Management 1.4 Elect Director David P. Falck For For Management 1.5 Elect Director Edward G. Jepsen For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director John R. Lord For For Management 1.8 Elect Director R. Adam Norwitt For For Management 1.9 Elect Director Diana G. Reardon For For Management 1.10 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANSYS, INC. Ticker: ANSS Security ID: 03662Q105 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Guy E. Dubois For For Management 1b Elect Director Alec D. Gallimore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Proxy Access Amendments Against For Shareholder 6 Establish Human Rights Committee Against Against Shareholder -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mitchell R. Butier For For Management 1e Elect Director Ken C. Hicks For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director David E.I. Pyott For For Management 1h Elect Director Dean A. Scarborough For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Julia A. Stewart For For Management 1k Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BALL CORPORATION Ticker: BLL Security ID: 058498106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Alspaugh For Withhold Management 1.2 Elect Director Michael J. Cave For Withhold Management 1.3 Elect Director Pedro Henrique Mariani For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 23, 2018 Meeting Type: Annual Record Date: DEC 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Christopher Jones For For Management 1.6 Elect Director Marshall O. Larsen For For Management 1.7 Elect Director Gary A. Mecklenburg For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Willard J. Overlock, Jr. For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director James D. Plummer For For Management 1.4 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Roger S. Siboni For For Management 1.7 Elect Director Young K. Sohn For For Management 1.8 Elect Director Lip-Bu Tan For For Management 1.9 Elect Director Mary Agnes Wilderotter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward T. Tilly For For Management 1.2 Elect Director Frank E. English, Jr. For For Management 1.3 Elect Director William M. Farrow, III For For Management 1.4 Elect Director Edward J. Fitzpatrick For For Management 1.5 Elect Director Janet P. Froetscher For For Management 1.6 Elect Director Jill R. Goodman For For Management 1.7 Elect Director Roderick A. Palmore For For Management 1.8 Elect Director James E. Parisi For For Management 1.9 Elect Director Joseph P. Ratterman For For Management 1.10 Elect Director Michael L. Richter For For Management 1.11 Elect Director Jill E. Sommers For For Management 1.12 Elect Director Carole E. Stone For For Management 1.13 Elect Director Eugene S. Sunshine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board and Senior For For Management Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Auditors 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm as Auditors 4.3 Ratify BDO AG (Zurich) as Special For For Management Auditors 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Robert M. Hernandez For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director James I. Cash For For Management 5.6 Elect Director Mary Cirillo For For Management 5.7 Elect Director Michael P. Connors For For Management 5.8 Elect Director John A. Edwardson For For Management 5.9 Elect Director Kimberly A. Ross For For Management 5.10 Elect Director Robert W. Scully For For Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Management 5.12 Elect Director Theodore E. Shasta For For Management 5.13 Elect Director David H. Sidwell For For Management 5.14 Elect Director Olivier Steimer For For Management 5.15 Elect Director James M. Zimmerman For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Appoint Michael P. Connors as Member For For Management of the Compensation Committee 7.2 Appoint Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Appoint Robert M. Hernandez as Member For For Management of the Compensation Committee 7.4 Appoint James M. Zimmerman as Member For For Management of the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 10.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 43 Million for Fiscal 2019 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125509109 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director Eric J. Foss For For Management 1.3 Elect Director Isaiah Harris, Jr. For For Management 1.4 Elect Director Roman Martinez, IV For For Management 1.5 Elect Director John M. Partridge For For Management 1.6 Elect Director James E. Rogers For For Management 1.7 Elect Director Eric C. Wiseman For For Management 1.8 Elect Director Donna F. Zarcone For For Management 1.9 Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws -------------------------------------------------------------------------------- CINTAS CORPORATION Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 17, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald S. Adolph For For Management 1b Elect Director John F. Barrett For For Management 1c Elect Director Melanie W. Barstad For For Management 1d Elect Director Robert E. Coletti For For Management 1e Elect Director Richard T. Farmer For For Management 1f Elect Director Scott D. Farmer For For Management 1g Elect Director James J. Johnson For For Management 1h Elect Director Joseph Scaminace For For Management 1i Elect Director Ronald W. Tysoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Ana Dutra For For Management 1f Elect Director Martin J. Gepsman For For Management 1g Elect Director Larry G. Gerdes For For Management 1h Elect Director Daniel R. Glickman For For Management 1i Elect Director Deborah J. Lucas For For Management 1j Elect Director Alex J. Pollock For For Management 1k Elect Director Terry L. Savage For For Management 1l Elect Director William R. Shepard For For Management 1m Elect Director Howard J. Siegel For For Management 1n Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Bancroft For For Management 1b Elect Director John P. Bilbrey For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Ian Cook For For Management 1e Elect Director Helene D. Gayle For For Management 1f Elect Director Ellen M. Hancock For For Management 1g Elect Director C. Martin Harris For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Michael B. Polk For For Management 1j Elect Director Stephen I. Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CONAGRA BRANDS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 22, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Thomas K. Brown For For Management 1.3 Elect Director Stephen G. Butler For For Management 1.4 Elect Director Sean M. Connolly For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Steven F. Goldstone For For Management 1.7 Elect Director Joie A. Gregor For For Management 1.8 Elect Director Rajive Johri For For Management 1.9 Elect Director Richard H. Lenny For For Management 1.10 Elect Director Ruth Ann Marshall For For Management 1.11 Elect Director Craig P. Omtvedt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth D. Denman For For Management 1.2 Elect Director W. Craig Jelinek For For Management 1.3 Elect Director Jeffrey S. Raikes For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote Against For Shareholder 5 Adopt Policy Regarding Prison Labor Against Against Shareholder -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director Bradley D. Blum For For Management 1.3 Elect Director James P. Fogarty For For Management 1.4 Elect Director Cynthia T. Jamison For For Management 1.5 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.6 Elect Director Nana Mensah For For Management 1.7 Elect Director William S. Simon For For Management 1.8 Elect Director Charles M. (Chuck) For For Management Sonsteby 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy to Phase Out Against Against Shareholder Non-Therapeutic Use of Antibiotics in the Meat Supply Chain -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Edward D. Breen For For Management 1d Elect Director Robert A. Brown For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Marillyn A. Hewson For For Management 1h Elect Director Lois D. Juliber For For Management 1i Elect Director Andrew N. Liveris For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Paul Polman For For Management 1l Elect Director Dennis H. Reilley For For Management 1m Elect Director James M. Ringler For For Management 1n Elect Director Ruth G. Shaw For For Management 1o Elect Director Lee M. Thomas For For Management 1p Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Eliminate Supermajority Vote Against For Shareholder Requirement 6 Report on Pay Disparity Against Against Shareholder 7 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 8 Report on Impact of the Bhopal Against Against Shareholder Chemical Explosion 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Josue Robles, Jr. For For Management 1.9 Elect Director Ruth G. Shaw For For Management 1.10 Elect Director Robert C. Skaggs, Jr. For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Independent Economic Analysis of Early Against Against Shareholder Closure of Fermi 2 Nuclear Plant 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Richard H. Fearon For For Management 1f Elect Director Charles E. Golden For For Management 1g Elect Director Arthur E. Johnson For For Management 1h Elect Director Deborah L. McCoy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sandra Pianalto For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Barbara J. Beck For For Management 1c Elect Director Leslie S. Biller For For Management 1d Elect Director Carl M. Casale For For Management 1e Elect Director Stephen I. Chazen For For Management 1f Elect Director Jeffrey M. Ettinger For For Management 1g Elect Director Arthur J. Higgins For For Management 1h Elect Director Michael Larson For For Management 1i Elect Director David W. MacLennan For For Management 1j Elect Director Tracy B. McKibben For For Management 1k Elect Director Victoria J. Reich For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 1m Elect Director John J. Zillmer For For Management 2 Ratify Pricewaterhouse Coopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For For Management 1d Elect Director Ellen R. Marram For Against Management 1e Elect Director Jackson P. Tai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Omnibus Stock Plan For For Management 7 Support the Descheduling of Cannabis Against Against Shareholder 8 Report on Lobbying Payments and Policy Against For Shareholder 9 Report on Policies and Practices Against Against Shareholder Regarding Contract Animal Laboratories 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Incentive Compensation Plans -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director Christopher M. Crane For For Management 1d Elect Director Yves C. de Balmann For For Management 1e Elect Director Nicholas DeBenedictis For For Management 1f Elect Director Linda P. Jojo For For Management 1g Elect Director Paul L. Joskow For For Management 1h Elect Director Robert J. Lawless For For Management 1i Elect Director Richard W. Mies For For Management 1j Elect Director John W. Rogers, Jr. For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alison Davis For For Management 1.2 Elect Director Harry F. DiSimone For For Management 1.3 Elect Director John Y. Kim For For Management 1.4 Elect Director Dennis F. Lynch For For Management 1.5 Elect Director Denis J. O'Leary For For Management 1.6 Elect Director Glenn M. Renwick For For Management 1.7 Elect Director Kim M. Robak For For Management 1.8 Elect Director JD Sherman For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Ticker: FBHS Security ID: 34964C106 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann F. Hackett For For Management 1b Elect Director John G. Morikis For For Management 1c Elect Director Ronald V. Waters, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bingle For For Management 1b Elect Director Peter E. Bisson For For Management 1c Elect Director Richard J. Bressler For For Management 1d Elect Director Raul E. Cesan For For Management 1e Elect Director Karen E. Dykstra For For Management 1f Elect Director Anne Sutherland Fuchs For For Management 1g Elect Director William O. Grabe For For Management 1h Elect Director Eugene A. Hall For For Management 1i Elect Director Stephen G. Pagliuca For For Management 1j Elect Director Eileen Serra For For Management 1k Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Lester L. Lyles For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director Phebe N. Novakovic For For Management 1f Elect Director C. Howard Nye For For Management 1g Elect Director William A. Osborn For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- HARRIS CORPORATION Ticker: HRS Security ID: 413875105 Meeting Date: OCT 27, 2017 Meeting Type: Annual Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Dattilo For For Management 1e Elect Director Roger B. Fradin For For Management 1f Elect Director Terry D. Growcock For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Vyomesh I. Joshi For For Management 1i Elect Director Leslie F. Kenne For For Management 1j Elect Director James C. Stoffel For For Management 1k Elect Director Gregory T. Swienton For For Management 1l Elect Director Hansel E. Tookes, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 1j Elect Director Zhang Ling - Resigned None None Management Director 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director Jaime Chico Pardo For For Management 1F Elect Director D. Scott Davis For For Management 1G Elect Director Linnet F. Deily For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director George Paz For For Management 1L Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Ann M. Cairns For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director Jean-Marc Forneri For For Management 1f Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1g Elect Director Frederick W. Hatfield For For Management 1h Elect Director Thomas E. Noonan For For Management 1i Elect Director Frederic V. Salerno For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 18, 2018 Meeting Type: Annual Record Date: NOV 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Deborah Liu For For Management 1e Elect Director Suzanne Nora Johnson For For Management 1f Elect Director Dennis D. Powell For For Management 1g Elect Director Brad D. Smith For For Management 1h Elect Director Thomas Szkutak For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: SEP 22, 2017 Meeting Type: Special Record Date: AUG 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock and For For Management Effect Stock Split -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- L3 TECHNOLOGIES INC. Ticker: LLL Security ID: 502413107 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Claude R. Canizares For For Management 1b Elect Director Thomas A. Corcoran For For Management 1c Elect Director Ann E. Dunwoody For For Management 1d Elect Director Lewis Kramer For For Management 1e Elect Director Christopher E. Kubasik For For Management 1f Elect Director Robert B. Millard For For Management 1g Elect Director Lloyd W. Newton For For Management 1h Elect Director Vincent Pagano, Jr. For For Management 1i Elect Director H. Hugh Shelton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Shareholder 5 Adopt Quantitative Company-wide GHG Against For Shareholder Goals -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Stephen Easterbrook For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Margaret (Margo) For For Management Georgiadis 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jeanne Jackson For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Plastic Straws Against Against Shareholder 6 Report on Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Randall J. Hogan, III For For Management 1e Elect Director Omar Ishrak For For Management 1f Elect Director Shirley Ann Jackson For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Elizabeth G. Nabel For For Management 1j Elect Director Denise M. O'Leary For For Management 1k Elect Director Kendall J. Powell For For Management 1l Elect Director Robert C. Pozen For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Audit Committee to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Olivier A. Filliol For For Management 1.4 Elect Director Elisha W. Finney For For Management 1.5 Elect Director Richard Francis For For Management 1.6 Elect Director Constance L. Harvey For For Management 1.7 Elect Director Michael A. Kelly For For Management 1.8 Elect Director Hans Ulrich Maerki For For Management 1.9 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 29, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Filip Balcaen For For Management 1.2 Elect Director Bruce C. Bruckmann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis W.K. Booth For For Management 1b Elect Director Charles E. Bunch For For Management 1c Elect Director Debra A. Crew For For Management 1d Elect Director Lois D. Juliber For For Management 1e Elect Director Mark D. Ketchum For For Management 1f Elect Director Peter W. May For For Management 1g Elect Director Jorge S. Mesquita For For Management 1h Elect Director Joseph Neubauer For For Management 1i Elect Director Fredric G. Reynolds For For Management 1j Elect Director Christiana S. Shi For For Management 1k Elect Director Patrick T. Siewert For For Management 1l Elect Director Jean-Francois M. L. van For For Management Boxmeer 1m Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 5 Create a Committee to Prepare a Report Against Against Shareholder Regarding the Impact of Plant Closures on Communities -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Jorge A. Bermudez For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Kathryn M. Hill For For Management 1.5 Elect Director Raymond W. McDaniel, Jr. For For Management 1.6 Elect Director Henry A. McKinnell, Jr. For For Management 1.7 Elect Director Leslie F. Seidman For For Management 1.8 Elect Director Bruce Van Saun For For Management 1.9 Elect Director Gerrit Zalm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Compensation Clawback Policy Against For Shareholder -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Joseph M. Tucci For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Efforts to Ensure Supply Against Against Shareholder Chain Has No Forced Labor 5 Require Director Nominee with Human Against Against Shareholder Rights Expertise 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Lars R. Wedenborn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director William H. Swanson For For Management 1l Elect Director Hansel E. Tookes, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder Disclosure 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Altabef For For Management 1.2 Elect Director Eric L. Butler For For Management 1.3 Elect Director Aristides S. Candris For For Management 1.4 Elect Director Wayne S. DeVeydt For For Management 1.5 Elect Director Joseph Hamrock For For Management 1.6 Elect Director Deborah A. Henretta For For Management 1.7 Elect Director Michael E. Jesanis For For Management 1.8 Elect Director Kevin T. Kabat For For Management 1.9 Elect Director Richard L. Thompson For For Management 1.10 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wesley G. Bush For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Hasan Jameel For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 11, 2017 Meeting Type: Annual Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Phillip Horsley For For Management 1f Elect Director Grant M. Inman For For Management 1g Elect Director Martin Mucci For For Management 1h Elect Director Joseph M. Tucci For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PERKINELMER, INC. Ticker: PKI Security ID: 714046109 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barrett For For Management 1b Elect Director Samuel R. Chapin For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Sylvie Gregoire For For Management 1e Elect Director Nicholas A. Lopardo For For Management 1f Elect Director Alexis P. Michas For For Management 1g Elect Director Patrick J. Sullivan For For Management 1h Elect Director Frank Witney For For Management 1i Elect Director Pascale Witz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Massimo Ferragamo For For Management 1.5 Elect Director Werner Geissler For For Management 1.6 Elect Director Lisa A. Hook For For Management 1.7 Elect Director Jennifer Li For For Management 1.8 Elect Director Jun Makihara For For Management 1.9 Elect Director Sergio Marchionne For Against Management 1.10 Elect Director Kalpana Morparia For For Management 1.11 Elect Director Lucio A. Noto For For Management 1.12 Elect Director Frederik Paulsen For For Management 1.13 Elect Director Robert B. Polet For For Management 1.14 Elect Director Stephen M. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditors -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Brian Ferguson For For Management 1b Elect Director Harold W. McGraw, III For For Management 1c Elect Director Victoria J. Tschinkel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy A. Atkinson For For Management 1b Elect Director Robert E. Beauchamp For For Management 1c Elect Director Adriane M. Brown For For Management 1d Elect Director Vernon E. Clark For For Management 1e Elect Director Stephen J. Hadley For For Management 1f Elect Director Thomas A. Kennedy For For Management 1g Elect Director Letitia A. Long For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Dinesh C. Paliwal For For Management 1j Elect Director William R. Spivey For For Management 1k Elect Director James A. Winnefeld, Jr. For For Management 1l Elect Director Robert O. Work For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Ramon A. Rodriguez For For Management 1h Elect Director Donald W. Slager For For Management 1i Elect Director John M. Trani For For Management 1j Elect Director Sandra M. Volpe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William D. Green For Against Management 1.3 Elect Director Charles E. Haldeman, Jr. For For Management 1.4 Elect Director Stephanie C. Hill For For Management 1.5 Elect Director Rebecca Jacoby For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Maria R. Morris For For Management 1.8 Elect Director Douglas L. Peterson For For Management 1.9 Elect Director Michael Rake For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 17, 2017 Meeting Type: Annual Record Date: SEP 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director John M. Cassaday For For Management 1c Elect Director William J. DeLaney For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director Hans-Joachim Koerber For For Management 1h Elect Director Nancy S. Newcomb For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director Edward D. Shirley For For Management 1k Elect Director Sheila G. Talton For For Management 1l Elect Director Richard G. Tilghman For For Management 1m Elect Director Jackie M. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 10, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Linda Z. Cook For For Management 1c Elect Director Joseph J. Echevarria For For Management 1d Elect Director Edward P. Garden For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director John M. Hinshaw For For Management 1g Elect Director Edmund F. "Ted" Kelly For For Management 1h Elect Director Jennifer B. Morgan For For Management 1i Elect Director Mark A. Nordenberg For For Management 1j Elect Director Elizabeth E. Robinson For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Samuel C. Scott, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Jeffrey Noddle For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Carolyn M. Ticknor For For Management 1.11 Elect Director Russell Weiner For For Management 1.12 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Remuneration of Non-Employee For For Management Directors 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 19, 2018 Meeting Type: Annual Record Date: JAN 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Colleen E. Jay For For Management 1.3 Elect Director Michael H. Kalkstein For For Management 1.4 Elect Director William A. Kozy For For Management 1.5 Elect Director Jody S. Lindell For For Management 1.6 Elect Director Gary S. Petersmeyer For For Management 1.7 Elect Director Allan E. Rubenstein For For Management 1.8 Elect Director Robert S. Weiss For For Management 1.9 Elect Director Stanley Zinberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on the Feasibility of Achieving Against For Shareholder Net Zero GHG Emissions -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 14, 2017 Meeting Type: Annual Record Date: SEP 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlene Barshefsky For For Management 1.2 Elect Director Wei Sun Christianson For For Management 1.3 Elect Director Fabrizio Freda For For Management 1.4 Elect Director Jane Lauder For For Management 1.5 Elect Director Leonard A. Lauder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For For Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Charles A. Davis For For Management 1.5 Elect Director Mary Kay Haben For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director M. Diane Koken For For Management 1.8 Elect Director Robert M. Malcolm For For Management 1.9 Elect Director Anthony J. Palmer For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Armando Codina For For Management 1h Elect Director Helena B. Foulkes For For Management 1i Elect Director Linda R. Gooden For For Management 1j Elect Director Wayne M. Hewett For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 1m Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 7 Clawback of Incentive Payments Against For Shareholder -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director Feroz Dewan For For Management 1f Elect Director Jeanne P. Jackson For For Management 1g Elect Director Jorge Paulo Lemann For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Marcel Herrmann Telles For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director John H. Dasburg For For Management 1c Elect Director Janet M. Dolan For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Patricia L. Higgins For For Management 1f Elect Director William J. Kane For For Management 1g Elect Director Clarence Otis, Jr. For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Donald J. Shepard For For Management 1l Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 08, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director John S. Chen For For Management 1e Elect Director Francis A. deSouza For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Fred H. Langhammer For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Mark G. Parker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Marc N. Casper For For Management 1c Elect Director Andrew Cecere For For Management 1d Elect Director Arthur D. Collins, Jr. For For Management 1e Elect Director Kimberly J. Harris For For Management 1f Elect Director Roland A. Hernandez For For Management 1g Elect Director Doreen Woo Ho For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director David B. O'Maley For For Management 1l Elect Director O'dell M. Owens For For Management 1m Elect Director Craig D. Schnuck For For Management 1n Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Kathleen A. Cote For For Management 1.3 Elect Director Thomas F. Frist, III For For Management 1.4 Elect Director Jamie S. Gorelick For For Management 1.5 Elect Director Roger H. Moore For For Management 1.6 Elect Director Louis A. Simpson For For Management 1.7 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Gary A. Hoffman For For Management 1e Elect Director Alfred F. Kelly, Jr. For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Suzanne Nora Johnson For For Management 1i Elect Director John A.C. Swainson For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Michael D. Fascitelli For For Management 1.3 Elect Director Michael Lynne For For Management 1.4 Elect Director David M. Mandelbaum For For Management 1.5 Elect Director Mandakini Puri For For Management 1.6 Elect Director Daniel R. Tisch For For Management 1.7 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Declaration of Trust to Permit For For Management Shareholders to Vote on Amendments to Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERS CORPORATION Ticker: WAT Security ID: 941848103 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Berendt For For Management 1.2 Elect Director Edward Conard For For Management 1.3 Elect Director Laurie H. Glimcher For For Management 1.4 Elect Director Christopher A. Kuebler For For Management 1.5 Elect Director Christopher J. O'Connell For For Management 1.6 Elect Director Flemming Ornskov For For Management 1.7 Elect Director JoAnn A. Reed For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Ticker: WY Security ID: 962166104 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Emmert For For Management 1.2 Elect Director Rick R. Holley For For Management 1.3 Elect Director Sara Grootwassink Lewis For For Management 1.4 Elect Director John F. Morgan, Sr. For For Management 1.5 Elect Director Nicole W. Piasecki For For Management 1.6 Elect Director Marc F. Racicot For For Management 1.7 Elect Director Lawrence A. Selzer For For Management 1.8 Elect Director Doyle R. Simons For For Management 1.9 Elect Director D. Michael Steuert For For Management 1.10 Elect Director Kim Williams For For Management 1.11 Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director James F. McCann For For Management 1f Elect Director Brendan R. O'Neill For For Management 1g Elect Director Jaymin B. Patel For For Management 1h Elect Director Linda D. Rabbitt For For Management 1i Elect Director Paul Thomas For For Management 1j Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & For For Management Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Curtis J. Crawford For For Management 1c Elect Director Patrick K. Decker For For Management 1d Elect Director Robert F. Friel For For Management 1e Elect Director Victoria D. Harker For For Management 1f Elect Director Sten E. Jakobsson For For Management 1g Elect Director Steven R. Loranger For For Management 1h Elect Director Surya N. Mohapatra For For Management 1i Elect Director Jerome A. Peribere For For Management 1j Elect Director Markos I. Tambakeras For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Michael J. Cavanagh For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Brian C. Cornell For For Management 1e Elect Director Greg Creed For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director Mirian M. Graddick-Weir For For Management 1h Elect Director Thomas C. Nelson For For Management 1i Elect Director P. Justin Skala For For Management 1j Elect Director Elane B. Stock For For Management 1k Elect Director Robert D. Walter For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sanjay Khosla For For Management 1.2 Elect Director Willie M. Reed For For Management 1.3 Elect Director Linda Rhodes For For Management 1.4 Elect Director William C. Steere, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ============= GUGGENHEIM DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF ============= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sondra L. Barbour For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Edward M. Liddy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne L. Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Richard C. Levin For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Proxy Access Amendments Against For Shareholder 6 Establish Human Rights Committee Against Against Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Ronald D. Sugar For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 6 Report on Transition to a Low Carbon Against Against Shareholder Business Model 7 Report on Methane Emissions Against For Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Require Director Nominee with Against For Shareholder Environmental Experience 10 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DOWDUPONT INC. Ticker: DWDP Security ID: 26078J100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Edward D. Breen For For Management 1d Elect Director Robert A. Brown For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Marillyn A. Hewson For For Management 1h Elect Director Lois D. Juliber For For Management 1i Elect Director Andrew N. Liveris For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Paul Polman For For Management 1l Elect Director Dennis H. Reilley For For Management 1m Elect Director James M. Ringler For For Management 1n Elect Director Ruth G. Shaw For For Management 1o Elect Director Lee M. Thomas For For Management 1p Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Eliminate Supermajority Vote Against For Shareholder Requirement 6 Report on Pay Disparity Against Against Shareholder 7 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 8 Report on Impact of the Bhopal Against Against Shareholder Chemical Explosion 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Douglas R. Oberhelman For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Amend Bylaws -- Call Special Meetings Against For Shareholder 6 Disclose a Board Diversity and Against Against Shareholder Qualifications Matrix 7 Report on lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien M. Bazin For For Management 2 Elect Director W. Geoffrey Beattie For For Management 3 Elect Director John J. Brennan For For Management 4 Elect Director H. Lawrence Culp, Jr. For For Management 5 Elect Director Francisco D'Souza For For Management 6 Elect Director John L. Flannery For For Management 7 Elect Director Edward P. Garden For For Management 8 Elect Director Thomas W. Horton For For Management 9 Elect Director Risa Lavizzo-Mourey For For Management 10 Elect Director James J. Mulva For For Management 11 Elect Director Leslie F. Seidman For For Management 12 Elect Director James S. Tisch For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Amend Nonqualified Employee Stock For For Management Purchase Plan 15 Ratify KPMG LLP as Auditors For Against Management 16 Require Independent Board Chairman Against For Shareholder 17 Provide for Cumulative Voting Against Against Shareholder 18 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 19 Report on Lobbying Payments and Policy Against For Shareholder 20 Report on Stock Buybacks Against Against Shareholder 21 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Stephen B. Burke For For Management 1d Elect Director Todd A. Combs For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Mellody Hobson For For Management 1i Elect Director Laban P. Jackson, Jr. For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Lee R. Raymond For For Management 1l Elect Director William C. Weldon For For Management 2 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chairman Against For Shareholder 7 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 8 Institute Procedures to Prevent Against Against Shareholder Investments in Companies that Contribute to Genocide or Crimes Against Humanity 9 Restore or Provide for Cumulative Against Against Shareholder Voting -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Stephen Easterbrook For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Margaret (Margo) For For Management Georgiadis 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jeanne Jackson For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Plastic Straws Against Against Shareholder 6 Report on Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 29, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder Disclosure 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Edmund P. Giambastiani, For For Management Jr. 1f Elect Director Lynn J. Good For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Caroline B. Kennedy For For Management 1i Elect Director Edward M. Liddy For For Management 1j Elect Director Dennis A. Muilenburg For For Management 1k Elect Director Susan C. Schwab For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder 7 Require Shareholder Approval to Against Against Shareholder Increase Board Size to More Than 14 -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director William W. George For For Management 1e Elect Director James A. Johnson For For Management 1f Elect Director Ellen J. Kullman For For Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Armando Codina For For Management 1h Elect Director Helena B. Foulkes For For Management 1i Elect Director Linda R. Gooden For For Management 1j Elect Director Wayne M. Hewett For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 1m Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 7 Clawback of Incentive Payments Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Francis S. Blake For Did Not Vote Management 1.2 Elect Director Angela F. Braly For Did Not Vote Management 1.3 Elect Director Amy L. Chang For Did Not Vote Management 1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management 1.5 Elect Director Scott D. Cook For Did Not Vote Management 1.6 Elect Director Terry J. Lundgren For Did Not Vote Management 1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management 1.8 Elect Director David S. Taylor For Did Not Vote Management 1.9 Elect Director Margaret C. Whitman For Did Not Vote Management 1.10 Elect Director Patricia A. Woertz For Did Not Vote Management 1.11 Elect Director Ernesto Zedillo For Did Not Vote Management 2 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Adopt Holy Land Principles Against Did Not Vote Shareholder 6 Report on Company Non-Discrimination Against Did Not Vote Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in Against Did Not Vote Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder Regulations Adopted After April 8, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Nelson Peltz For For Shareholder 1.2 Management Nominee Francis S. Blake For For Shareholder 1.3 Management Nominee Angela F. Braly For For Shareholder 1.4 Management Nominee Amy L. Chang For For Shareholder 1.5 Management Nominee Kenneth I. Chenault For For Shareholder 1.6 Management Nominee Scott D. Cook For For Shareholder 1.7 Management Nominee Terry J. Lundgren For For Shareholder 1.8 Management Nominee W. James McNerney, For For Shareholder Jr. 1.9 Management Nominee David S. Taylor For For Shareholder 1.10 Management Nominee Margaret C. Whitman For For Shareholder 1.11 Management Nominee Patricia A. Woertz For For Shareholder 2 Ratify Deloitte & Touche LLP as None For Management Auditors 3 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management 5 Adopt Holy Land Principles None Against Shareholder 6 Report on Company Non-Discrimination None Against Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in None Against Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of For For Shareholder Regulations Adopted After April 8, 2016 -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 08, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director John S. Chen For For Management 1e Elect Director Francis A. deSouza For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Fred H. Langhammer For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Mark G. Parker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Diane M. Bryant For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jean-Pierre Garnier For For Management 1e Elect Director Gregory J. Hayes For For Management 1f Elect Director Ellen J. Kullman For For Management 1g Elect Director Marshall O. Larsen For For Management 1h Elect Director Harold W. McGraw, III For For Management 1i Elect Director Margaret L. O'Sullivan For For Management 1j Elect Director Fredric G. Reynolds For For Management 1k Elect Director Brian C. Rogers For For Management 1l Elect Director Christine Todd Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against For Shareholder 9 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Gary A. Hoffman For For Management 1e Elect Director Alfred F. Kelly, Jr. For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Suzanne Nora Johnson For For Management 1i Elect Director John A.C. Swainson For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WALMART, INC. Ticker: WMT Security ID: 931142103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Easterbrook For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder 5 Report on Race or Ethnicity Pay Gap Against Against Shareholder ============= GUGGENHEIM ENHANCED ADJUSTABLE RATE SENIOR LOAN ETF ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============ GUGGENHEIM ENHANCED SHORT DURATION HIGH YIELD BOND ETF ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= GUGGENHEIM INSIDER SENTIMENT ETF ======================= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sondra L. Barbour For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Edward M. Liddy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Edward M. Liddy For For Management 1.5 Elect Director Nancy McKinstry For For Management 1.6 Elect Director Phebe N. Novakovic For For Management 1.7 Elect Director William A. Osborn For For Management 1.8 Elect Director Samuel C. Scott, III For For Management 1.9 Elect Director Daniel J. Starks For For Management 1.10 Elect Director John G. Stratton For For Management 1.11 Elect Director Glenn F. Tilton For For Management 1.12 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Declassify the Board of Directors For For Management 6 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Seifollah (Seifi) For For Management Ghasemi 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan - WITHDRAWN None None Management RESOLUTION -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Morris For For Management 1.2 Elect Director Mary Anne Citrino For For Management 1.3 Elect Director Timothy P. Flynn For For Management 1.4 Elect Director Kathryn S. Fuller For For Management 1.5 Elect Director Roy C. Harvey For For Management 1.6 Elect Director James A. Hughes For For Management 1.7 Elect Director James E. Nevels For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Carol L. Roberts For For Management 1.10 Elect Director Suzanne Sitherwood For For Management 1.11 Elect Director Steven W. Williams For For Management 1.12 Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For Against Management 1.5 Elect Director Maria C. Freire For Against Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 1.8 Elect Director Michael A. Woronoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carla Cico For For Management 1b Elect Director Kirk S. Hachigian For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issuance of Equity with For For Management Preemptive Rights 5 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean C. Oestreich For For Management 1.2 Elect Director Carol P. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Richard C. Notebaert For For Management 1.9 Elect Director Lionel L. Nowell, III For For Management 1.10 Elect Director Stephen S. Rasmussen For For Management 1.11 Elect Director Oliver G. Richard, III For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne L. Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Richard C. Levin For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth R. Varet For For Management 1b Elect Director Dennis K. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald P. Badie For For Management 1.2 Elect Director Stanley L. Clark For For Management 1.3 Elect Director John D. Craig For For Management 1.4 Elect Director David P. Falck For For Management 1.5 Elect Director Edward G. Jepsen For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director John R. Lord For For Management 1.8 Elect Director R. Adam Norwitt For For Management 1.9 Elect Director Diana G. Reardon For For Management 1.10 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANDEAVOR Ticker: ANDV Security ID: 03349M105 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney F. Chase For For Management 1.2 Elect Director Paul L. Foster For Against Management 1.3 Elect Director Edward G. Galante For For Management 1.4 Elect Director Gregory J. Goff For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Mary Pat McCarthy For For Management 1.7 Elect Director J.W. Nokes For For Management 1.8 Elect Director William H. Schumann, III For For Management 1.9 Elect Director Jeff A. Stevens For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Michael E. Wiley For For Management 1.12 Elect Director Patrick Y. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wellington J. Denahan For For Management 1b Elect Director Michael Haylon For For Management 1c Elect Director Donnell A. Segalas For For Management 1d Elect Director Katie Beirne Fallon For For Management 1e Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce H. Matson For For Management 1.2 Elect Director Blythe J. McGarvie For For Management 1.3 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan C. McArdle For For Management 1.2 Elect Director Simon J. Orebi Gann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Kelly H. Compton For For Management 1d Elect Director Richard W. Douglas For For Management 1e Elect Director Ruben E. Esquivel For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Michael E. Haefner For For Management 1j Elect Director Nancy K. Quinn For For Management 1k Elect Director Richard A. Sampson For For Management 1l Elect Director Stephen R. Springer For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mitchell R. Butier For For Management 1e Elect Director Ken C. Hicks For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director David E.I. Pyott For For Management 1h Elect Director Dean A. Scarborough For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Julia A. Stewart For For Management 1k Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Michael D. White For For Management 1m Elect Director Thomas D. Woods For For Management 1n Elect Director R. David Yost For For Management 1o Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jan Carlson For For Management 1B Elect Director Dennis C. Cuneo For For Management 1C Elect Director Michael S. Hanley For For Management 1D Elect Director Roger A. Krone For For Management 1E Elect Director John R. McKernan, Jr. For For Management 1F Elect Director Alexis P. Michas For For Management 1G Elect Director Vicki L. Sato For For Management 1H Elect Director Thomas T. Stallkamp For For Management 1I Elect Director James R. Verrier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Amend Certificate of Incorporation to For For Management Permit Removal of Directors Without Cause 6 Provide Right to Act by Written Consent For For Management 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Jose Baselga For For Management 1C Elect Director Robert J. Bertolini For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Michael Grobstein For For Management 1G Elect Director Alan J. Lacy For For Management 1H Elect Director Dinesh C. Paliwal For For Management 1I Elect Director Theodore R. Samuels For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Vicki L. Sato For For Management 1L Elect Director Karen H. Vousden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas S. Gayner For Against Management 1b Elect Director Deborah J. Kissire For Against Management 1c Elect Director Thomas O. Might For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward T. Tilly For For Management 1.2 Elect Director Frank E. English, Jr. For For Management 1.3 Elect Director William M. Farrow, III For For Management 1.4 Elect Director Edward J. Fitzpatrick For For Management 1.5 Elect Director Janet P. Froetscher For For Management 1.6 Elect Director Jill R. Goodman For For Management 1.7 Elect Director Roderick A. Palmore For For Management 1.8 Elect Director James E. Parisi For For Management 1.9 Elect Director Joseph P. Ratterman For For Management 1.10 Elect Director Michael L. Richter For For Management 1.11 Elect Director Jill E. Sommers For For Management 1.12 Elect Director Carole E. Stone For For Management 1.13 Elect Director Eugene S. Sunshine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For For Management 1.2 Elect Director Willie A. Deese For For Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian P. MacDonald For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 1.10 Elect Director Robert M. Tarkoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For Against Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John C. Malone For Against Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director David C. Merritt For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For Against Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt Proxy Access Right Against For Shareholder 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willis J. Johnson For For Management 1.2 Elect Director A. Jayson Adair For For Management 1.3 Elect Director Matt Blunt For For Management 1.4 Elect Director Steven D. Cohan For For Management 1.5 Elect Director Daniel J. Englander For For Management 1.6 Elect Director James E. Meeks For For Management 1.7 Elect Director Vincent W. Mitz For For Management 1.8 Elect Director Thomas N. Tryforos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Chatham For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director John C. Dorman For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Frank D. Martell For For Management 1.6 Elect Director Claudia Fan Munce For For Management 1.7 Elect Director Thomas C. O'Brien For For Management 1.8 Elect Director Vikrant Raina For For Management 1.9 Elect Director Jaynie Miller Studenmund For For Management 1.10 Elect Director David F. Walker For For Management 1.11 Elect Director Mary Lee Widener For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director John B. Breaux For For Management 1c Elect Director Pamela L. Carter For For Management 1d Elect Director James M. Foote For For Management 1e Elect Director Steven T. Halverson For For Management 1f Elect Director Paul C. Hilal For For Management 1g Elect Director Edward J. Kelly, III For For Management 1h Elect Director John D. McPherson For For Management 1i Elect Director David M. Moffett For For Management 1j Elect Director Dennis H. Reilley For For Management 1k Elect Director Linda H. Riefler For For Management 1l Elect Director J. Steven Whisler For For Management 1m Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Ticker: XRAY Security ID: 24906P109 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael C. Alfano For For Management 1b Elect Director David K. Beecken For For Management 1c Elect Director Eric K. Brandt For For Management 1d Elect Director Donald M. Casey, Jr. For For Management 1e Elect Director Michael J. Coleman For For Management 1f Elect Director Willie A. Deese For For Management 1g Elect Director Betsy D. Holden For For Management 1h Elect Director Thomas Jetter For For Management 1i Elect Director Arthur D. Kowaloff For For Management 1j Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1k Elect Director Francis J. Lunger For For Management 1l Elect Director Leslie F. Varon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Josue Robles, Jr. For For Management 1.9 Elect Director Ruth G. Shaw For For Management 1.10 Elect Director Robert C. Skaggs, Jr. For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Independent Economic Analysis of Early Against Against Shareholder Closure of Fermi 2 Nuclear Plant 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Barbara J. Beck For For Management 1c Elect Director Leslie S. Biller For For Management 1d Elect Director Carl M. Casale For For Management 1e Elect Director Stephen I. Chazen For For Management 1f Elect Director Jeffrey M. Ettinger For For Management 1g Elect Director Arthur J. Higgins For For Management 1h Elect Director Michael Larson For For Management 1i Elect Director David W. MacLennan For For Management 1j Elect Director Tracy B. McKibben For For Management 1k Elect Director Victoria J. Reich For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 1m Elect Director John J. Zillmer For For Management 2 Ratify Pricewaterhouse Coopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Douglas R. Oberhelman For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Amend Bylaws -- Call Special Meetings Against For Shareholder 6 Disclose a Board Diversity and Against Against Shareholder Qualifications Matrix 7 Report on lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director G. Peter D'Aloia For For Management 1d Elect Director C. Scott Greer For Withhold Management 1e Elect Director K'Lynne Johnson For Withhold Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For Withhold Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For Withhold Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien M. Bazin For For Management 2 Elect Director W. Geoffrey Beattie For For Management 3 Elect Director John J. Brennan For For Management 4 Elect Director H. Lawrence Culp, Jr. For For Management 5 Elect Director Francisco D'Souza For For Management 6 Elect Director John L. Flannery For For Management 7 Elect Director Edward P. Garden For For Management 8 Elect Director Thomas W. Horton For For Management 9 Elect Director Risa Lavizzo-Mourey For For Management 10 Elect Director James J. Mulva For For Management 11 Elect Director Leslie F. Seidman For For Management 12 Elect Director James S. Tisch For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Amend Nonqualified Employee Stock For For Management Purchase Plan 15 Ratify KPMG LLP as Auditors For Against Management 16 Require Independent Board Chairman Against For Shareholder 17 Provide for Cumulative Voting Against Against Shareholder 18 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 19 Report on Lobbying Payments and Policy Against For Shareholder 20 Report on Stock Buybacks Against Against Shareholder 21 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Carroll For For Management 1b Elect Director Jack W. Eugster For For Management 1c Elect Director R. William Van Sant For For Management 1d Elect Director Emily C. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED Ticker: GXP Security ID: 391164100 Meeting Date: NOV 21, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- HARRIS CORPORATION Ticker: HRS Security ID: 413875105 Meeting Date: OCT 27, 2017 Meeting Type: Annual Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Dattilo For For Management 1e Elect Director Roger B. Fradin For For Management 1f Elect Director Terry D. Growcock For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Vyomesh I. Joshi For For Management 1i Elect Director Leslie F. Kenne For For Management 1j Elect Director James C. Stoffel For For Management 1k Elect Director Gregory T. Swienton For For Management 1l Elect Director Hansel E. Tookes, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick L. Stanage For For Management 1.2 Elect Director Joel S. Beckman For For Management 1.3 Elect Director Lynn Brubaker For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Cynthia M. Egnotovich For For Management 1.6 Elect Director W. Kim Foster For For Management 1.7 Elect Director Thomas A. Gendron For For Management 1.8 Elect Director Jeffrey A. Graves For For Management 1.9 Elect Director Guy C. Hachey For For Management 1.10 Elect Director David L. Pugh For For Management 1.11 Elect Directorn Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director Jaime Chico Pardo For For Management 1F Elect Director D. Scott Davis For For Management 1G Elect Director Linnet F. Deily For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director George Paz For For Management 1L Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For For Management 1h Elect Director Stacey Mobley For For Management 1i Elect Director Subra Suresh For For Management 1j Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Karen B. DeSalvo For For Management 1f Elect Director W. Roy Dunbar For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director William J. McDonald For For Management 1i Elect Director William E. Mitchell For For Management 1j Elect Director David B. Nash For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICU MEDICAL, INC. Ticker: ICUI Security ID: 44930G107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vivek Jain For For Management 1.2 Elect Director George A. Lopez For For Management 1.3 Elect Director Robert S. Swinney For For Management 1.4 Elect Director David C. Greenberg For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Douglas E. Giordano For For Management 1.7 Elect Director David F. Hoffmeister For For Management 1.8 Elect Director Donald M. Abbey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Cummings For For Management 1.2 Elect Director Michele N. Siekerka For For Management 1.3 Elect Director Paul Stathoulopoulos For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carter Cast For For Management 1.2 Elect Director Zachary Gund For For Management 1.3 Elect Director Jim Jenness For For Management 1.4 Elect Director Don Knauss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Demos Parneros For For Management 1.14 Elect Director Barbara R. Snyder For For Management 1.15 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 22, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Nersesian For For Management 1.2 Elect Director Charles J. Dockendorff For For Management 1.3 Elect Director Robert A. Rango For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 01, 2017 Meeting Type: Annual Record Date: SEP 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Robert M. Calderoni For For Management 1.3 Elect Director John T. Dickson For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin J. Kennedy For For Management 1.6 Elect Director Gary B. Moore For For Management 1.7 Elect Director Kiran M. Patel For For Management 1.8 Elect Director Robert A. Rango For For Management 1.9 Elect Director Richard P. Wallace For For Management 1.10 Elect Director David C. Wang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director D. Gary Gilliland For For Management 1d Elect Director David P. King For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Robert E. Mittelstaedt, For For Management Jr. 1g Elect Director Peter M. Neupert For For Management 1h Elect Director Richelle P. Parham For For Management 1i Elect Director Adam H. Schechter For For Management 1j Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard H. Bott For For Management 1B Elect Director Thomas P. Capo For For Management 1C Elect Director Jonathan F. Foster For For Management 1D Elect Director Mary Lou Jepsen For For Management 1E Elect Director Kathleen A. Ligocki For For Management 1F Elect Director Conrad L. Mallett, Jr. For For Management 1G Elect Director Raymond E. Scott For For Management 1H Elect Director Gregory C. Smith For For Management 1I Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY INTERACTIVE CORPORATION Ticker: QVCA Security ID: 53071M856 Meeting Date: FEB 02, 2018 Meeting Type: Special Record Date: DEC 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Redemption by Liberty For For Management Interactive Corporation and GCI Liberty, Inc. 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director David B. Burritt For For Management 1.4 Elect Director Bruce A. Carlson For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Jeh C. Johnson For For Management 1.10 Elect Director Joseph W. Ralston For For Management 1.11 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Donna A. James For For Management 1c Elect Director James E. Rohr For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 6 Eliminate Supermajority Vote For For Management Requirement to Amend Charter 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 17, 2018 Meeting Type: Annual Record Date: NOV 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Patrick J. Byrne For For Management 1.4 Elect Director Mercedes Johnson For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Lawrence N. Mondry For For Management 1.7 Elect Director Robert E. Switz For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Jorge A. Bermudez For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Kathryn M. Hill For For Management 1.5 Elect Director Raymond W. McDaniel, Jr. For For Management 1.6 Elect Director Henry A. McKinnell, Jr. For For Management 1.7 Elect Director Leslie F. Seidman For For Management 1.8 Elect Director Bruce Van Saun For For Management 1.9 Elect Director Gerrit Zalm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Compensation Clawback Policy Against For Shareholder -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder Disclosure 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Kirbyjon H. Caldwell - None None Management Withdrawn Resolution 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Terry G. Dallas For For Management 1g Elect Director Mauricio Gutierrez For For Management 1h Elect Director William E. Hantke For For Management 1i Elect Director Paul W. Hobby For For Management 1j Elect Director Anne C. Schaumburg For For Management 1k Elect Director Thomas H. Weidemeyer For For Management 1l Elect Director C. John Wilder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Gibson For For Management 1.2 Elect Director Pattye L. Moore For For Management 1.3 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Articles of Incorporation to For For Management Declassify the Board, to Provide for the Annual Election of All Directors, and to Provide Directors May Be Removed With or Without Cause -------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. Ticker: OI Security ID: 690768403 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Hardie For For Management 1.2 Elect Director Peter S. Hellman For For Management 1.3 Elect Director John Humphrey For For Management 1.4 Elect Director Anastasia D. Kelly For For Management 1.5 Elect Director Andres A. Lopez For For Management 1.6 Elect Director John J. McMackin, Jr. For For Management 1.7 Elect Director Alan J. Murray For For Management 1.8 Elect Director Hari N. Nair For For Management 1.9 Elect Director Hugh H. Roberts For For Management 1.10 Elect Director Joseph D. Rupp For For Management 1.11 Elect Director Carol A. Williams For For Management 1.12 Elect Director Dennis K. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Fred J. Fowler For For Management 1.3 Elect Director Richard C. Kelly For For Management 1.4 Elect Director Roger H. Kimmel For For Management 1.5 Elect Director Richard A. Meserve For For Management 1.6 Elect Director Forrest E. Miller For For Management 1.7 Elect Director Eric D. Mullins For For Management 1.8 Elect Director Rosendo G. Parra For For Management 1.9 Elect Director Barbara L. Rambo For For Management 1.10 Elect Director Anne Shen Smith For For Management 1.11 Elect Director Geisha J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Cease Charitable Contributions Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director David A. Dietzler For For Management 1e Elect Director Kirby A. Dyess For For Management 1f Elect Director Mark B. Ganz For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Neil J. Nelson For For Management 1i Elect Director M. Lee Pelton For For Management 1j Elect Director Maria M. Pope For For Management 1k Elect Director Charles W. Shivery For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay W. Brown For For Management 1.2 Elect Director Edwin H. Callison For For Management 1.3 Elect Director William P. Stiritz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Shareholders and the Board For For Management with the Concurrent Power to Amend the Bylaws -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Phoebe A. Wood For For Management 1.10 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director William V. Hickey For For Management 1.3 Elect Director Ralph Izzo For For Management 1.4 Elect Director Shirley Ann Jackson For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Barry H. Ostrowsky For For Management 1.7 Elect Director Thomas A. Renyi For For Management 1.8 Elect Director Hak Cheol (H.C.) Shin For For Management 1.9 Elect Director Richard J. Swift For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REALOGY HOLDINGS CORP. Ticker: RLGY Security ID: 75605Y106 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Duncan L. Niederauer For For Management 1.5 Elect Director Ryan M. Schneider For For Management 1.6 Elect Director Sherry M. Smith For For Management 1.7 Elect Director Christopher S. Terrill For For Management 1.8 Elect Director Michael J. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING N.V. Ticker: ST Security ID: N7902X106 Meeting Date: FEB 16, 2018 Meeting Type: Special Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Change Country of Incorporation For For Management -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For Withhold Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For Withhold Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Barry S. Sternlicht For For Management 1.6 Elect Director Strauss Zelnick For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STARWOOD WAYPOINT HOMES Ticker: SFR Security ID: 85572F105 Meeting Date: NOV 14, 2017 Meeting Type: Special Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Agnes Bundy Scanlan For For Management 1.2 Elect Director Dallas S. Clement For For Management 1.3 Elect Director Paul R. Garcia For For Management 1.4 Elect Director M. Douglas Ivester For For Management 1.5 Elect Director Donna S. Morea For For Management 1.6 Elect Director David M. Ratcliffe For For Management 1.7 Elect Director William H. Rogers, Jr. For For Management 1.8 Elect Director Frank P. Scruggs, Jr. For For Management 1.9 Elect Director Bruce L. Tanner For For Management 1.10 Elect Director Steven C. Voorhees For For Management 1.11 Elect Director Thomas R. Watjen For For Management 1.12 Elect Director Phail Wynn, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYMANTEC CORPORATION Ticker: SYMC Security ID: 871503108 Meeting Date: OCT 05, 2017 Meeting Type: Annual Record Date: AUG 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory S. Clark For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Kenneth Y. Hao For For Management 1d Elect Director David W. Humphrey For For Management 1e Elect Director Geraldine B. Laybourne For For Management 1f Elect Director David L. Mahoney For For Management 1g Elect Director Robert S. Miller For For Management 1h Elect Director Anita M. Sands For For Management 1i Elect Director Daniel H. Schulman For For Management 1j Elect Director V. Paul Unruh For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters 7 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- TABLEAU SOFTWARE, INC. Ticker: DATA Security ID: 87336U105 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Billy Bosworth For For Management 1.2 Elect Director Patrick Hanrahan For For Management 1.3 Elect Director Hilarie Koplow-McAdams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Candace H. Duncan For For Management 1b Elect Director Liam J. Kelly For For Management 1c Elect Director Stephen K. Klasko For For Management 1d Elect Director Stuart A. Randle For For Management 1e Elect Director Andrew A. Krakauer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TESLA, INC. Ticker: TSLA Security ID: 88160R101 Meeting Date: MAR 21, 2018 Meeting Type: Special Record Date: FEB 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Grant to Elon Musk For Against Management -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul G. Boynton For For Management 1.2 Elect Director Ian D. Clough For For Management 1.3 Elect Director Susan E. Docherty For For Management 1.4 Elect Director Reginald D. Hedgebeth For For Management 1.5 Elect Director Dan R. Henry For For Management 1.6 Elect Director Michael J. Herling For For Management 1.7 Elect Director Douglas A. Pertz For For Management 1.8 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte and Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For For Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Charles A. Davis For For Management 1.5 Elect Director Mary Kay Haben For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director M. Diane Koken For For Management 1.8 Elect Director Robert M. Malcolm For For Management 1.9 Elect Director Anthony J. Palmer For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William A. Ackman For For Management 1.2 Elect Director Adam Flatto For For Management 1.3 Elect Director Jeffrey Furber For For Management 1.4 Elect Director Beth Kaplan For For Management 1.5 Elect Director Allen Model For For Management 1.6 Elect Director R. Scot Sellers For For Management 1.7 Elect Director Steven Shepsman For For Management 1.8 Elect Director Burton M. Tansky For For Management 1.9 Elect Director Mary Ann Tighe For For Management 1.10 Elect Director David R. Weinreb For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Bunch For For Management 1.2 Elect Director Debra A. Cafaro For For Management 1.3 Elect Director Marjorie Rodgers For For Management Cheshire 1.4 Elect Director William S. Demchak For For Management 1.5 Elect Director Andrew T. Feldstein For For Management 1.6 Elect Director Daniel R. Hesse For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Linda R. Medler For For Management 1.9 Elect Director Martin Pfinsgraff For For Management 1.10 Elect Director Donald J. Shepard For For Management 1.11 Elect Director Michael J. Ward For For Management 1.12 Elect Director Gregory D. Wasson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Francis S. Blake For Did Not Vote Management 1.2 Elect Director Angela F. Braly For Did Not Vote Management 1.3 Elect Director Amy L. Chang For Did Not Vote Management 1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management 1.5 Elect Director Scott D. Cook For Did Not Vote Management 1.6 Elect Director Terry J. Lundgren For Did Not Vote Management 1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management 1.8 Elect Director David S. Taylor For Did Not Vote Management 1.9 Elect Director Margaret C. Whitman For Did Not Vote Management 1.10 Elect Director Patricia A. Woertz For Did Not Vote Management 1.11 Elect Director Ernesto Zedillo For Did Not Vote Management 2 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Adopt Holy Land Principles Against Did Not Vote Shareholder 6 Report on Company Non-Discrimination Against Did Not Vote Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in Against Did Not Vote Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder Regulations Adopted After April 8, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Nelson Peltz For For Shareholder 1.2 Management Nominee Francis S. Blake For For Shareholder 1.3 Management Nominee Angela F. Braly For For Shareholder 1.4 Management Nominee Amy L. Chang For For Shareholder 1.5 Management Nominee Kenneth I. Chenault For For Shareholder 1.6 Management Nominee Scott D. Cook For For Shareholder 1.7 Management Nominee Terry J. Lundgren For For Shareholder 1.8 Management Nominee W. James McNerney, For For Shareholder Jr. 1.9 Management Nominee David S. Taylor For For Shareholder 1.10 Management Nominee Margaret C. Whitman For For Shareholder 1.11 Management Nominee Patricia A. Woertz For For Shareholder 2 Ratify Deloitte & Touche LLP as None For Management Auditors 3 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management 5 Adopt Holy Land Principles None Against Shareholder 6 Report on Company Non-Discrimination None Against Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in None Against Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of For For Shareholder Regulations Adopted After April 8, 2016 -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director Kaigham (Ken) Gabriel For For Management 1.3 Elect Director Merit E. Janow For For Management 1.4 Elect Director Ulf J. Johansson For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Ronald S. Nersesian For For Management 1.7 Elect Director Mark S. Peek For For Management 1.8 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Stephen G. Kasnet For For Management 1d Elect Director Lisa A. Pollina For For Management 1e Elect Director William Roth For For Management 1f Elect Director W. Reid Sanders For For Management 1g Elect Director Thomas E. Siering For For Management 1h Elect Director Brian C. Taylor For For Management 1i Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker: MTN Security ID: 91879Q109 Meeting Date: DEC 06, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Decker For For Management 1b Elect Director Roland A. Hernandez For For Management 1c Elect Director Robert A. Katz For For Management 1d Elect Director John T. Redmond For For Management 1e Elect Director Michele Romanow For For Management 1f Elect Director Hilary A. Schneider For For Management 1g Elect Director D. Bruce Sewell For For Management 1h Elect Director John F. Sorte For For Management 1i Elect Director Peter A. Vaughn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against For Shareholder 9 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson - None None Management Withdrawn Resolution 1b Elect Director Frank M. Clark, Jr. For For Management 1c Elect Director James C. Fish, Jr. For For Management 1d Elect Director Andres R. Gluski For For Management 1e Elect Director Patrick W. Gross For For Management 1f Elect Director Victoria M. Holt For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION Ticker: WYN Security ID: 98310W108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Myra J. Biblowit For For Management 1b Elect Director Louise F. Brady For For Management 1c Elect Director James E. Buckman For For Management 1d Elect Director George Herrera For For Management 1e Elect Director Stephen P. Holmes For For Management 1f Elect Director Brian M. Mulroney For For Management 1g Elect Director Pauline D.E. Richards For For Management 1h Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Qualified Employee Stock For For Management Purchase Plan 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director AnnaMaria DeSalva For For Management 1.4 Elect Director Michael G. Jesselson For For Management 1.5 Elect Director Adrian P. Kingshott For For Management 1.6 Elect Director Jason D. Papastavrou For For Management 1.7 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Sustainability Against For Shareholder 6 Clawback of Incentive Payments Against For Shareholder -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sanjay Khosla For For Management 1.2 Elect Director Willie M. Reed For For Management 1.3 Elect Director Linda Rhodes For For Management 1.4 Elect Director William C. Steere, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ============== GUGGENHEIM LARGE CAP OPTIMIZED DIVERSIFICATION ETF ============== ALERE INC. Ticker: ALR Security ID: 01449J105 Meeting Date: JUL 07, 2017 Meeting Type: Special Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BLACK KNIGHT FINANCIAL SERVICES, INC. Ticker: BKFS Security ID: 09214X100 Meeting Date: SEP 27, 2017 Meeting Type: Special Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Ticker: CASY Security ID: 147528103 Meeting Date: SEP 15, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Myers For Withhold Management 1.2 Elect Director Diane C. Bridgewater For Withhold Management 1.3 Elect Director Larree M. Renda For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COTY INC. Ticker: COTY Security ID: 222070203 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lambertus J.H. Becht For For Management 1.2 Elect Director Sabine Chalmers For For Management 1.3 Elect Director Joachim Faber For For Management 1.4 Elect Director Olivier Goudet For For Management 1.5 Elect Director Peter Harf For For Management 1.6 Elect Director Paul S. Michaels For For Management 1.7 Elect Director Camillo Pane For For Management 1.8 Elect Director Erhard Schoewel For For Management 1.9 Elect Director Robert Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CSRA INC. Ticker: CSRA Security ID: 12650T104 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith B. Alexander For For Management 1b Elect Director Sanju K. Bansal For For Management 1c Elect Director Michele A. Flournoy For For Management 1d Elect Director Mark A. Frantz For For Management 1e Elect Director Nancy Killefer For For Management 1f Elect Director Craig L. Martin For For Management 1g Elect Director Sean O'Keefe For For Management 1h Elect Director Lawrence B. Prior, III For For Management 1i Elect Director Michael E. Ventling For For Management 1j Elect Director Billie I. Williamson For For Management 1k Elect Director John F. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: SEP 13, 2017 Meeting Type: Special Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED Ticker: GXP Security ID: 391164100 Meeting Date: NOV 21, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: SEP 22, 2017 Meeting Type: Special Record Date: AUG 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock and For For Management Effect Stock Split -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Blixt For For Management 1b Elect Director Andre J. Hawaux For For Management 1c Elect Director W.G. Jurgensen For For Management 1d Elect Director Thomas P. Maurer For For Management 1e Elect Director Hala G. Moddelmog For For Management 1f Elect Director Andrew J. Schindler For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ORBITAL ATK, INC. Ticker: OA Security ID: 68557N103 Meeting Date: AUG 10, 2017 Meeting Type: Annual Record Date: JUN 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin P. Chilton For For Management 1b Elect Director Roxanne J. Decyk For For Management 1c Elect Director Lennard A. Fisk For For Management 1d Elect Director Ronald R. Fogleman For For Management 1e Elect Director Ronald T. Kadish For For Management 1f Elect Director Tig H. Krekel For For Management 1g Elect Director Douglas L. Maine For For Management 1h Elect Director Roman Martinez, IV For For Management 1i Elect Director Janice I. Obuchowski For For Management 1j Elect Director James G. Roche For For Management 1k Elect Director Harrison H. Schmitt For For Management 1l Elect Director David W. Thompson For For Management 1m Elect Director Scott L. Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ORBITAL ATK, INC. Ticker: OA Security ID: 68557N103 Meeting Date: NOV 29, 2017 Meeting Type: Special Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PANERA BREAD COMPANY Ticker: PNRA Security ID: 69840W108 Meeting Date: JUL 11, 2017 Meeting Type: Special Record Date: MAY 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay W. Brown For For Management 1.2 Elect Director Edwin H. Callison For For Management 1.3 Elect Director William P. Stiritz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Shareholders and the Board For For Management with the Concurrent Power to Amend the Bylaws -------------------------------------------------------------------------------- PREMIER, INC. Ticker: PINC Security ID: 74051N102 Meeting Date: DEC 01, 2017 Meeting Type: Annual Record Date: OCT 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric J. Bieber For Withhold Management 1.2 Elect Director Stephen R. D'Arcy For For Management 1.3 Elect Director William B. Downey For Withhold Management 1.4 Elect Director Philip A. Incarnati For Withhold Management 1.5 Elect Director Marc D. Miller For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Farrell For For Management 1b Elect Director Karen Drexler For For Management 1c Elect Director Jack Wareham For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Ticker: RAI Security ID: 761713106 Meeting Date: JUL 19, 2017 Meeting Type: Special Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RITE AID CORPORATION Ticker: RAD Security ID: 767754104 Meeting Date: JUL 17, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Standley For For Management 1b Elect Director Joseph B. Anderson, Jr. For For Management 1c Elect Director Bruce G. Bodaken For For Management 1d Elect Director David R. Jessick For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Myrtle S. Potter For For Management 1g Elect Director Michael N. Regan For For Management 1h Elect Director Frank A. Savage For For Management 1i Elect Director Marcy Syms For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: SEP 06, 2017 Meeting Type: Special Record Date: AUG 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Jeffrey Noddle For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Carolyn M. Ticknor For For Management 1.11 Elect Director Russell Weiner For For Management 1.12 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Remuneration of Non-Employee For For Management Directors 7 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Tom Hayes For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Implement a Water Quality Stewardship Against For Shareholder Policy -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 31, 2018 Meeting Type: Annual Record Date: DEC 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Freeland For For Management 1.2 Elect Director Stephen F. Kirk For For Management 1.3 Elect Director Stephen E. Macadam For For Management 1.4 Elect Director Vada O. Manager For For Management 1.5 Elect Director Samuel J. Mitchell, Jr. For For Management 1.6 Elect Director Charles M. Sonsteby For For Management 1.7 Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. Ticker: WFM Security ID: 966837106 Meeting Date: AUG 23, 2017 Meeting Type: Special Record Date: JUL 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Reduce Authorized Common Stock For For Management 4 Adjourn Meeting For For Management ======================= GUGGENHEIM LIMITED DURATION ETF ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= GUGGENHEIM MID-CAP CORE ETF ========================== AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: JAN 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koh Boon Hwee For For Management 1.2 Elect Director Michael R. McMullen For For Management 1.3 Elect Director Daniel K. Podolsky For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director Sidney W. Emery, Jr. For For Management 1c Elect Director George G. Goldfarb For For Management 1d Elect Director James S. Haines, Jr. For For Management 1e Elect Director Alan R. Hodnik For For Management 1f Elect Director James J. Hoolihan For For Management 1g Elect Director Heidi E. Jimmerson For For Management 1h Elect Director Madeleine W. Ludlow For For Management 1i Elect Director Susan K. Nestegard For For Management 1j Elect Director Douglas C. Neve For For Management 1k Elect Director Robert P. Powers For For Management 1l Elect Director Leonard C. Rodman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director William Blakeley For For Management Chandlee, III 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. "Jeff" For For Management Consolino 1.6 Elect Director Virginia "Gina" C. For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director William W. Verity For For Management 1.11 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Wayne Hughes For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director John 'Jack' Corrigan For For Management 1.4 Elect Director Dann V. Angeloff For For Management 1.5 Elect Director Douglas N. Benham For For Management 1.6 Elect Director Tamara Hughes Gustavson For For Management 1.7 Elect Director Matthew J. Hart For For Management 1.8 Elect Director James H. Kropp For For Management 1.9 Elect Director Kenneth M. Woolley For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth R. Varet For For Management 1b Elect Director Dennis K. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wellington J. Denahan For For Management 1b Elect Director Michael Haylon For For Management 1c Elect Director Donnell A. Segalas For For Management 1d Elect Director Katie Beirne Fallon For For Management 1e Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin P. Clark For For Management 2 Elect Director Nancy E. Cooper For For Management 3 Elect Director Frank J. Dellaquila For For Management 4 Elect Director Nicholas M. Donofrio For For Management 5 Elect Director Mark P. Frissora For For Management 6 Elect Director Rajiv L. Gupta For For Management 7 Elect Director Sean O. Mahoney For For Management 8 Elect Director Colin J. Parris For For Management 9 Elect Director Ana G. Pinczuk For For Management 10 Elect Director Thomas W. Sidlik For For Management 11 Elect Director Lawrence A. Zimmerman For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: MAY 14, 2018 Meeting Type: Special Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steve Bartlett For Against Management 1b Elect Director Robert L. Rosen For Against Management 1c Elect Director Bennett Rosenthal For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Kelly H. Compton For For Management 1d Elect Director Richard W. Douglas For For Management 1e Elect Director Ruben E. Esquivel For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Michael E. Haefner For For Management 1j Elect Director Nancy K. Quinn For For Management 1k Elect Director Richard A. Sampson For For Management 1l Elect Director Stephen R. Springer For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANCO SANTANDER (MEXICO) SA, INSTITUCION DE BANCA MULTIPLE, GRUPO Ticker: SANMEX B Security ID: 05969B103 Meeting Date: FEB 21, 2018 Meeting Type: Special Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Reserve For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Kanas For For Management 1.2 Elect Director Rajinder P. Singh For For Management 1.3 Elect Director Tere Blanca For For Management 1.4 Elect Director Eugene F. DeMark For For Management 1.5 Elect Director Michael J. Dowling For For Management 1.6 Elect Director Douglas J. Pauls For For Management 1.7 Elect Director A. Gail Prudenti For For Management 1.8 Elect Director William S. Rubenstein For For Management 1.9 Elect Director Sanjiv Sobti For For Management 1.10 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Ticker: BOKF Security ID: 05561Q201 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For Withhold Management 1.2 Elect Director C. Fred Ball, Jr. For Withhold Management 1.3 Elect Director Peter C. Boylan, III For For Management 1.4 Elect Director Steven G. Bradshaw For Withhold Management 1.5 Elect Director Chester E. Cadieux, III For For Management 1.6 Elect Director Gerard P. Clancy For For Management 1.7 Elect Director John W. Coffey For For Management 1.8 Elect Director Joseph W. Craft, III For For Management 1.9 Elect Director Jack E. Finley For Withhold Management 1.10 Elect Director David F. Griffin For Withhold Management 1.11 Elect Director V. Burns Hargis For For Management 1.12 Elect Director Douglas D. Hawthorne For Withhold Management 1.13 Elect Director Kimberley D. Henry For For Management 1.14 Elect Director E. Carey Joullian, IV For Withhold Management 1.15 Elect Director George B. Kaiser For Withhold Management 1.16 Elect Director Stanley A. Lybarger For Withhold Management 1.17 Elect Director Steven J. Malcolm For For Management 1.18 Elect Director Steven E. Nell For Withhold Management 1.19 Elect Director E.C. Richards For For Management 1.20 Elect Director Terry K. Spencer For For Management 1.21 Elect Director Michael C. Turpen For For Management 1.22 Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Shrader For For Management 1.2 Elect Director Joan Lordi C. Amble For For Management 1.3 Elect Director Peter Clare For For Management 1.4 Elect Director Philip A. Odeen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Sheryl M. Crosland For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Daniel B. Hurwitz For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joerg C. Laukien For For Management 1.2 Elect Director William A. Linton For For Management 1.3 Elect Director Adelene Q. Perkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan A. Bertsch For For Management 1.2 Elect Director James M. Jaska For For Management 1.3 Elect Director Kenneth J. Krieg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- C. R. BARD, INC. Ticker: BCR Security ID: 067383109 Meeting Date: AUG 08, 2017 Meeting Type: Special Record Date: JUN 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For For Management 1.2 Elect Director Willie A. Deese For For Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian P. MacDonald For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 1.10 Elect Director Robert M. Tarkoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Bennie W. Fowler For For Management 1d Elect Director Edward G. Galante For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director David F. Hoffmeister For For Management 1g Elect Director John K. Wulff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Susan F. Dabarno For For Management 2.2 Elect Director Patrick D. Daniel For For Management 2.3 Elect Director Harold (Hal) N. Kvisle For For Management 2.4 Elect Director Steven F. Leer For For Management 2.5 Elect Director Keith A. MacPhail For For Management 2.6 Elect Director Richard J. Marcogliese For For Management 2.7 Elect Director Claude Mongeau For For Management 2.8 Elect Director Alexander (Alex) J. For For Management Pourbaix 2.9 Elect Director Charles M. Rampacek For For Management 2.10 Elect Director Colin Taylor For For Management 2.11 Elect Director Wayne G. Thomson For For Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: APR 20, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Stewart W. Bainum, Jr. For For Management 1.3 Elect Director William L. Jews For For Management 1.4 Elect Director Monte J. M. Koch For For Management 1.5 Elect Director Liza K. Landsman For For Management 1.6 Elect Director Patrick S. Pacious For For Management 1.7 Elect Director Scott A. Renschler For For Management 1.8 Elect Director Ervin R. Shames For For Management 1.9 Elect Director John P. Tague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director Stephen E. Ewing For For Management 1e Elect Director William D. Harvey For For Management 1f Elect Director Patricia K. Poppe For For Management 1g Elect Director John G. Russell For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CNA FINANCIAL CORPORATION Ticker: CNA Security ID: 126117100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Bless For For Management 1.2 Elect Director Jose O. Montemayor For For Management 1.3 Elect Director Don M. Randel For For Management 1.4 Elect Director Andre Rice For For Management 1.5 Elect Director Dino E. Robusto For Withhold Management 1.6 Elect Director Joseph Rosenberg For Withhold Management 1.7 Elect Director Andrew H. Tisch For Withhold Management 1.8 Elect Director Benjamin J. Tisch For Withhold Management 1.9 Elect Director James S. Tisch For Withhold Management 1.10 Elect Director Marvin Zonis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CNO FINANCIAL GROUP, INC. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gary C. Bhojwani For For Management 1B Elect Director Ellyn L. Brown For For Management 1C Elect Director Stephen N. David For For Management 1D Elect Director Robert C. Greving For For Management 1E Elect Director Mary R. (Nina) Henderson For For Management 1F Elect Director Charles J. Jacklin For For Management 1G Elect Director Daniel R. Maurer For For Management 1H Elect Director Neal C. Schneider For For Management 1I Elect Director Frederick J. Sievert For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Amend NOL Rights Plan (NOL Pill) For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For Against Management 1d Elect Director Thomas S. Gayner For Against Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director A. Clayton Perfall For Against Management 1g Elect Director Didier Teirlinck For For Management 1h Elect Director Rajiv Vinnakota For For Management 1i Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director R. S. Evans For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Philip R. Lochner, Jr. For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: MAR 28, 2018 Meeting Type: Annual Record Date: FEB 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2017 Annual Report None None Management 2 Approve Audited Consolidated Financial For For Management Statements of Credicorp and its Subsidiaries for FY 2017, Including External Auditors' Report 3 Ratify PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Conway For For Management 1.2 Elect Director Timothy J. Donahue For For Management 1.3 Elect Director Arnold W. Donald For For Management 1.4 Elect Director Andrea J. Funk For For Management 1.5 Elect Director Rose Lee For For Management 1.6 Elect Director William G. Little For For Management 1.7 Elect Director Hans J. Loliger For For Management 1.8 Elect Director James H. Miller For For Management 1.9 Elect Director Josef M. Muller For For Management 1.10 Elect Director Caesar F. Sweitzer For For Management 1.11 Elect Director Jim L. Turner For For Management 1.12 Elect Director William S. Urkiel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- CSRA INC. Ticker: CSRA Security ID: 12650T104 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith B. Alexander For For Management 1b Elect Director Sanju K. Bansal For For Management 1c Elect Director Michele A. Flournoy For For Management 1d Elect Director Mark A. Frantz For For Management 1e Elect Director Nancy Killefer For For Management 1f Elect Director Craig L. Martin For For Management 1g Elect Director Sean O'Keefe For For Management 1h Elect Director Lawrence B. Prior, III For For Management 1i Elect Director Michael E. Ventling For For Management 1j Elect Director Billie I. Williamson For For Management 1k Elect Director John F. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Rita J. Heise For For Management 1.5 Elect Director Bruce D. Hoechner For For Management 1.6 Elect Director Allen A. Kozinski For For Management 1.7 Elect Director John B. Nathman For For Management 1.8 Elect Director Robert J. Rivet For For Management 1.9 Elect Director Albert E. Smith For For Management 1.10 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter T. Francis For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Richard K. Lochridge For For Management 1e Elect Director Eric A. Spiegel For For Management 1f Elect Director Richard J. Tobin For For Management 1g Elect Director Stephen M. Todd For For Management 1h Elect Director Stephen K. Wagner For For Management 1i Elect Director Keith E. Wandell For For Management 1j Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement to Amend Article 15 of the Charter 5 Eliminate Supermajority Vote For For Management Requirement to Amend Article 16 of the Charter -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Chwick For For Management 1.2 Elect Director Aditya Dutt For For Management 1.3 Elect Director Roy J. Kasmar For For Management 1.4 Elect Director Angela L. Heise For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew Cox For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Thibault Fulconis For Withhold Management 1.4 Elect Director Gerard Gil For Withhold Management 1.5 Elect Director Jean-Milan Givadinovitch For Withhold Management 1.6 Elect Director Robert S. Harrison For Withhold Management 1.7 Elect Director J. Michael Shepherd For Withhold Management 1.8 Elect Director Allen B. Uyeda For For Management 1.9 Elect Director Michel Vial For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Elimination of Supermajority Voting For For Management Requirement for Any Stockholder Alteration, Amendment, Repeal or Adoption of Any Bylaw 5 Elimination of Supermajority Voting For For Management Requirement for Any Amendment, Alteration, Repeal or Adoption of Any Provision of Certain Articles of the Certificate of Incorporation 6 Adopt Policy to Increase Diversity of Against For Shareholder Board of Directors 7 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 15, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael D. Capellas For For Management 1b Elect Director Marc A. Onetto For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Issuance of Shares without For For Management Preemptive Rights 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Approve Omnibus Stock Plan For For Management 7 Authorize Share Repurchase Program For For Management 8 Approve Changes in the Cash For For Management Compensation Payable to Non-Employee Directors -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Carrico For For Management 1.2 Elect Director Philip R. Martens For For Management 1.3 Elect Director Lynn A. Wentworth For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Ticker: SANMEX B Security ID: 40053C105 Meeting Date: DEC 08, 2017 Meeting Type: Special Record Date: NOV 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends For For Management 2 Approve Absorption of the Company by For For Management Banco Santander (Mexico) SA Institucion de Banca Multiple, Grupo Financiero Santander Mexico 3 Approve Sole Responsibility Agreement For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Carlos E. Evans For For Management 1.4 Elect Director Edward J. Fritsch For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Anne H. Lloyd For For Management 1.8 Elect Director O. Temple Sloan, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: MAR 06, 2018 Meeting Type: Annual Record Date: JAN 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director Charles E. Golden For For Management 1.7 Elect Director John J. Greisch For For Management 1.8 Elect Director William H. Kucheman For For Management 1.9 Elect Director Ronald A. Malone For For Management 1.10 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director John F. Malloy For For Management 1.5 Elect Director Judith F. Marks For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 1.9 Elect Director Richard J. Swift For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Andrea Wong For For Management 1.4 Elect Director Richard B. Fried For For Management 1.5 Elect Director Jonathan M. Glaser For For Management 1.6 Elect Director Robert L. Harris, II For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Michael Nash For For Management 1.10 Elect Director Barry A. Porter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Ann B. "Tanny" Crane For For Management 1.3 Elect Director Robert S. Cubbin For For Management 1.4 Elect Director Steven G. Elliott For For Management 1.5 Elect Director Gina D. France For For Management 1.6 Elect Director J. Michael Hochschwender For For Management 1.7 Elect Director Chris Inglis For For Management 1.8 Elect Director Peter J. Kight For For Management 1.9 Elect Director Richard W. Neu For For Management 1.10 Elect Director David L. Porteous For For Management 1.11 Elect Director Kathleen H. Ransier For For Management 1.12 Elect Director Stephen D. Steinour For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Deferred Compensation Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker: IBKC Security ID: 450828108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest P. Breaux, Jr. For For Management 1.2 Elect Director Daryl G. Byrd For For Management 1.3 Elect Director John N. Casbon For For Management 1.4 Elect Director John E. Koerner, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Ronald W. Jibson For For Management 1.6 Elect Director Judith A. Johansen For For Management 1.7 Elect Director Dennis L. Johnson For For Management 1.8 Elect Director Christine King For For Management 1.9 Elect Director Richard J. Navarro For For Management 1.10 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcello V. Bottoli For For Management 1b Elect Director Linda Buck For For Management 1c Elect Director Michael L. Ducker For For Management 1d Elect Director David R. Epstein For For Management 1e Elect Director Roger W. Ferguson, Jr. For For Management 1f Elect Director John F. Ferraro For For Management 1g Elect Director Andreas Fibig For For Management 1h Elect Director Christina Gold For For Management 1i Elect Director Katherine M. Hudson For For Management 1j Elect Director Dale F. Morrison For For Management 1k Elect Director Stephen Williamson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Christina A. Gold For For Management 1f Elect Director Richard P. Lavin For For Management 1g Elect Director Mario Longhi For For Management 1h Elect Director Frank T. MacInnis For For Management 1i Elect Director Rebecca A. McDonald For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Denise L. Ramos For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Terrence P. Dunn For For Management 1.5 Elect Director Antonio O. Garza, Jr. For For Management 1.6 Elect Director David Garza-Santos For For Management 1.7 Elect Director Janet H. Kennedy For For Management 1.8 Elect Director Mitchell J. Krebs For For Management 1.9 Elect Director Henry J. Maier For For Management 1.10 Elect Director Thomas A. McDonnell For For Management 1.11 Elect Director Patrick J. Ottensmeyer For For Management 1.12 Elect Director Rodney E. Slater For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Demos Parneros For For Management 1.14 Elect Director Barbara R. Snyder For For Management 1.15 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- L3 TECHNOLOGIES INC. Ticker: LLL Security ID: 502413107 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Claude R. Canizares For For Management 1b Elect Director Thomas A. Corcoran For For Management 1c Elect Director Ann E. Dunwoody For For Management 1d Elect Director Lewis Kramer For For Management 1e Elect Director Christopher E. Kubasik For For Management 1f Elect Director Robert B. Millard For For Management 1g Elect Director Lloyd W. Newton For For Management 1h Elect Director Vincent Pagano, Jr. For For Management 1i Elect Director H. Hugh Shelton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Shareholder 5 Adopt Quantitative Company-wide GHG Against For Shareholder Goals -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Blixt For For Management 1b Elect Director Andre J. Hawaux For For Management 1c Elect Director W.G. Jurgensen For For Management 1d Elect Director Thomas P. Maurer For For Management 1e Elect Director Hala G. Moddelmog For For Management 1f Elect Director Andrew J. Schindler For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew M. Alper For For Management 1.2 Elect Director Ashish Bhutani For For Management 1.3 Elect Director Steven J. Heyer For For Management 1.4 Elect Director Sylvia Jay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration Auditors -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Harry M.J. Kraemer, Jr. For For Management 1f Elect Director Roger A. Krone For For Management 1g Elect Director Gary S. May For For Management 1h Elect Director Surya N. Mohapatra For For Management 1i Elect Director Lawrence C. Nussdorf For For Management 1j Elect Director Robert S. Shapard For For Management 1k Elect Director Susan M. Stalnecker For For Management 1l Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. DeLoach, Jr. For For Management 1.2 Elect Director Katherine Elizabeth For For Management Dietze 1.3 Elect Director Antonio F. Fernandez For For Management 1.4 Elect Director Daniel P. Garton For For Management 1.5 Elect Director Robert G. Gifford For For Management 1.6 Elect Director William P. Hankowsky For For Management 1.7 Elect Director David L. Lingerfelt For For Management 1.8 Elect Director Marguerite M. Nader For For Management 1.9 Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management Shareholders to Amend the Bylaws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Stephen G. Hanks For For Management 1.3 Elect Director Michael F. Hilton For For Management 1.4 Elect Director G. Russell Lincoln For For Management 1.5 Elect Director Kathryn Jo Lincoln For For Management 1.6 Elect Director William E. MacDonald, For For Management III 1.7 Elect Director Christopher L. Mapes For For Management 1.8 Elect Director Phillip J. Mason For For Management 1.9 Elect Director Hellene S. Runtagh For For Management 1.10 Elect Director Ben P. Patel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan H. Arnold For For Management 1.2 Elect Director Viet D. Dinh For For Management 1.3 Elect Director H. Paulett Eberhart For For Management 1.4 Elect Director William F. Glavin Jr. For For Management 1.5 Elect Director Anne M. Mulcahy For For Management 1.6 Elect Director James S. Putnam For For Management 1.7 Elect Director James S. Riepe For For Management 1.8 Elect Director Richard P. Schifter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 10, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director William D. Watkins For For Management 1h Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director William E. McCracken For For Management 1g Elect Director Patricia L. Moss For For Management 1h Elect Director Harry J. Pearce For For Management 1i Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Filip Balcaen For For Management 1.2 Elect Director Bruce C. Bruckmann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Lars R. Wedenborn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Michael G. O'Grady For For Management 1f Elect Director Jose Luis Prado For For Management 1g Elect Director Thomas E. Richards For For Management 1h Elect Director John W. Rowe For For Management 1i Elect Director Martin P. Slark For For Management 1j Elect Director David H. B. Smith, Jr. For For Management 1k Elect Director Donald Thompson For For Management 1l Elect Director Charles A. Tribbett, III For For Management 1m Elect Director Frederick H. Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: FEB 28, 2018 Meeting Type: Annual Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Finocchio For Withhold Management 1.2 Elect Director Robert J. Frankenberg For Withhold Management 1.3 Elect Director William H. Janeway For For Management 1.4 Elect Director Laura S. Kaiser For For Management 1.5 Elect Director Mark R. Laret For For Management 1.6 Elect Director Katharine A. Martin For For Management 1.7 Elect Director Philip J. Quigley For Withhold Management 1.8 Elect Director Sanjay Vaswani For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Amend Bylaws -- Call Special Meetings None For Shareholder -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya M. Acker For Withhold Management 1.2 Elect Director Paul R. Burke For For Management 1.3 Elect Director Craig A. Carlson For For Management 1.4 Elect Director John M. Eggemeyer, III For For Management 1.5 Elect Director C. William Hosler For For Management 1.6 Elect Director Susan E. Lester For For Management 1.7 Elect Director Roger H. Molvar For For Management 1.8 Elect Director James J. Pieczynski For For Management 1.9 Elect Director Daniel B. Platt For For Management 1.10 Elect Director Robert A. Stine For For Management 1.11 Elect Director Matthew P. Wagner For For Management 1.12 Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Adjourn Meeting For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- PENTAIR PLC Ticker: PNR Security ID: G7S00T104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glynis A. Bryan For For Management 1b Elect Director Jacques Esculier For For Management 1c Elect Director T. Michael Glenn For For Management 1d Elect Director Theodore L. Harris For For Management 1e Elect Director David A. Jones For For Management 1f Elect Director Matthew H. Peltz For For Management 1g Elect Director Michael T. Speetzen For For Management 1h Elect Director John L. Stauch For For Management 1i Elect Director Billie Ida Williamson For For Management 2a Elect Director Glynis A. Bryan For For Management 2b Elect Director Jerry W. Burris For For Management 2c Elect Director Jacques Esculier For For Management 2d Elect Director Edward P. Garden For For Management 2e Elect Director T. Michael Glenn For For Management 2f Elect Director David H.Y. Ho For For Management 2g Elect Director Randall J. Hogan For For Management 2h Elect Director David A. Jones For For Management 2i Elect Director Ronald L. Merriman For For Management 2j Elect Director William T. Monahan For For Management 2k Elect Director Billie Ida Williamson For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Determine Price Range for Reissuance For For Management of Treasury Shares 6 Change Range for Size of the Board For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director David A. Dietzler For For Management 1e Elect Director Kirby A. Dyess For For Management 1f Elect Director Mark B. Ganz For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Neil J. Nelson For For Management 1i Elect Director M. Lee Pelton For For Management 1j Elect Director Maria M. Pope For For Management 1k Elect Director Charles W. Shivery For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. 'Duke' Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director David C. Carney For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Lisa W. Hess For For Management 1e Elect Director Stephen T. Hopkins For For Management 1f Elect Director Brian D. Montgomery For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Ramon A. Rodriguez For For Management 1h Elect Director Donald W. Slager For For Management 1i Elect Director John M. Trani For For Management 1j Elect Director Sandra M. Volpe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- SCHNEIDER NATIONAL, INC. Ticker: SNDR Security ID: 80689H102 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary P. DePrey For Withhold Management 1.2 Elect Director Thomas A. Gannon For Withhold Management 1.3 Elect Director James R. Giertz For For Management 1.4 Elect Director Adam P. Godfrey For Withhold Management 1.5 Elect Director Robert W. Grubbs For Withhold Management 1.6 Elect Director Norman E. Johnson For Withhold Management 1.7 Elect Director Christopher B. Lofgren For Withhold Management 1.8 Elect Director Daniel J. Sullivan For Withhold Management 1.9 Elect Director Kathleen M. Zimmermann For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Greenberg For For Management 1.2 Elect Director Morton Erlich For For Management 1.3 Elect Director Thomas Walsh For For Management -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Thomas E. Chestnut For For Management 1.4 Elect Director Stephen C. Comer For For Management 1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management 1.6 Elect Director John P. Hester For For Management 1.7 Elect Director Anne L. Mariucci For For Management 1.8 Elect Director Michael J. Melarkey For For Management 1.9 Elect Director A. Randall Thoman For For Management 1.10 Elect Director Thomas A. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: SEP 06, 2017 Meeting Type: Special Record Date: AUG 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gary A. Shiffman For For Management 1B Elect Director Meghan G. Baivier For For Management 1C Elect Director Stephanie W. Bergeron For For Management 1D Elect Director Brian M. Hermelin For For Management 1E Elect Director Ronald A. Klein For For Management 1F Elect Director Clunet R. Lewis For For Management 1G Elect Director Arthur A. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Kimberly A. Jabal For For Management 1.7 Elect Director Jeffrey N. Maggioncalda For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andres R. Gluski For For Management 1.2 Elect Director Charles L. Harrington For For Management 1.3 Elect Director Kristina M. Johnson For For Management 1.4 Elect Director Tarun Khanna For For Management 1.5 Elect Director Holly K. Koeppel For Against Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting 5 Assess Portfolio Impacts of Policies None None Shareholder to Meet 2 Degree Scenario- Withdrawn Resolution -------------------------------------------------------------------------------- THE DUN & BRADSTREET CORPORATION Ticker: DNB Security ID: 26483E100 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cindy Christy For For Management 1b Elect Director L. Gordon Crovitz For For Management 1c Elect Director James N. Fernandez For For Management 1d Elect Director Paul R. Garcia For For Management 1e Elect Director Anastassia Lauterbach For For Management 1f Elect Director Thomas J. Manning For For Management 1g Elect Director Randall D. Mott For For Management 1h Elect Director Judith A. Reinsdorf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Carlos Dominguez For For Management 1c Elect Director Trevor Fetter For For Management 1d Elect Director Stephen P. McGill For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Thomas A. Renyi For For Management 1h Elect Director Julie G. Richardson For For Management 1i Elect Director Teresa W. Roseborough For For Management 1j Elect Director Virginia P. Ruesterholz For For Management 1k Elect Director Christopher J. Swift For For Management 1l Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Kriss Cloninger, III For For Management 1c Elect Director Walter W. Driver, Jr. For For Management 1d Elect Director Sidney E. Harris For For Management 1e Elect Director William M. Isaac For For Management 1f Elect Director Mason H. Lampton For For Management 1g Elect Director Connie D. McDaniel For For Management 1h Elect Director Richard A. Smith For For Management 1i Elect Director Philip W. Tomlinson For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director Richard W. Ussery For For Management 1l Elect Director M. Troy Woods For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Richard W. Gochnauer For For Management 1.4 Elect Director Frank S. Hermance For For Management 1.5 Elect Director Anne Pol For For Management 1.6 Elect Director Marvin O. Schlanger For For Management 1.7 Elect Director James B. Stallings, Jr. For For Management 1.8 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VECTREN CORPORATION Ticker: VVC Security ID: 92240G101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Derrick Burks For For Management 1.2 Elect Director Carl L. Chapman For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director John D. Engelbrecht For For Management 1.5 Elect Director Anton H. George For For Management 1.6 Elect Director Robert G. Jones For For Management 1.7 Elect Director Patrick K. Mullen For For Management 1.8 Elect Director R. Daniel Sadlier For For Management 1.9 Elect Director Michael L. Smith For For Management 1.10 Elect Director Teresa J. Tanner For For Management 1.11 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTAR ENERGY, INC. Ticker: WR Security ID: 95709T100 Meeting Date: OCT 25, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mollie H. Carter For For Management 1.2 Elect Director Sandra A.J. Lawrence For For Management 1.3 Elect Director Mark A. Ruelle For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTAR ENERGY, INC. Ticker: WR Security ID: 95709T100 Meeting Date: NOV 21, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Gendron For For Management 1.2 Elect Director Daniel G. Korte For For Management 1.3 Elect Director Ronald M. Sega For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Louis T. Hsieh For For Management 1b Elect Director Jonathan S. Linen For For Management 1c Elect Director Micky Pant For For Management 1d Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chirantan 'CJ' J. Desai For For Management 1.2 Elect Director Richard L. Keyser For For Management 1.3 Elect Director Ross W. Manire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management ====================== GUGGENHEIM MULTI-ASSET INCOME ETF ======================= ABB LTD. Ticker: ABBN Security ID: 000375204 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.78 per Share 5.1 Amend Corporate Purpose For For Management 5.2 Amend Articles Re: Cancellation of For For Management Transitional Provisions 6.1 Approve Maximum Remuneration of Board For For Management of Directors in the Amount of CHF 4.7 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 52 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Elect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Elect Jennifer Xin-Zhe Li as Director For For Management 7.7 Elect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management A Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC. Ticker: AWF Security ID: 01879R106 Meeting Date: MAR 28, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marshall C. Turner, Jr. For For Management 1.2 Elect Director Garry L. Moody For For Management 1.3 Elect Director Earl D. Weiner For For Management -------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME FUND Ticker: NCV Security ID: 018828103 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAY 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor A.1 Elect Director Bradford K. Gallagher For For Management A.2 Elect Director Davey S. Scoon For For Management -------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME FUND II Ticker: NCZ Security ID: 018825109 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAY 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor A.1 Elect Director Deborah A. DeCotis For For Management A.2 Elect Director Bradford K. Gallagher For For Management A.3 Elect Director Davey S. Scoon For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wanda M. Austin For For Management 1.2 Elect Director Robert A. Bradway For For Management 1.3 Elect Director Brian J. Druker For For Management 1.4 Elect Director Robert A. Eckert For For Management 1.5 Elect Director Greg C. Garland For For Management 1.6 Elect Director Fred Hassan For For Management 1.7 Elect Director Rebecca M. Henderson For For Management 1.8 Elect Director Frank C. Herringer For For Management 1.9 Elect Director Charles M. Holley, Jr. For For Management 1.10 Elect Director Tyler Jacks For For Management 1.11 Elect Director Ellen J. Kullman For For Management 1.12 Elect Director Ronald D. Sugar For For Management 1.13 Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce H. Matson For For Management 1.2 Elect Director Blythe J. McGarvie For For Management 1.3 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Butt For For Management 1.2 Elect Director Charles A. Davis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Ticker: BBVA Security ID: 05946K101 Meeting Date: MAR 15, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income and For For Management Dividends 1.3 Approve Discharge of Board For For Management 2.1 Reelect Jose Miguel Andres Torrecillas For For Management as Director 2.2 Reelect Belen Garijo Lopez as Director For For Management 2.3 Reelect Juan Pi Llorens as Director For For Management 2.4 Reelect Jose Maldonado Ramos as For For Management Director 2.5 Elect Jaime Caruana Lacorte as Director For For Management 2.6 Elect Ana Peralta Moreno as Director For For Management 2.7 Elect Jan Verplancke as Director For For Management 3 Authorize Share Repurchase Program For For Management 4 Fix Maximum Variable Compensation Ratio For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Ticker: BGH Security ID: 06760L100 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: MAY 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Okel For For Management -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director I. Patricia Henry For For Management 1.5 Elect Director Eric C. Kendrick For For Management 1.6 Elect Director Kelly S. King For For Management 1.7 Elect Director Louis B. Lynn For For Management 1.8 Elect Director Charles A. Patton For For Management 1.9 Elect Director Nido R. Qubein For For Management 1.10 Elect Director William J. Reuter For For Management 1.11 Elect Director Tollie W. Rich, Jr. For For Management 1.12 Elect Director Christine Sears For For Management 1.13 Elect Director Thomas E. Skains For For Management 1.14 Elect Director Thomas N. Thompson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Robert E. Brown For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Calin Rovinescu For For Management 1.12 Elect Director Karen Sheriff For For Management 1.13 Elect Director Robert C. Simmonds For For Management 1.14 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Cease the Use of Comparisons to Against Against Shareholder Determine the Compensation of Board of Directors -------------------------------------------------------------------------------- BLACKSTONE / GSO STRATEGIC CREDIT FUND Ticker: BGB Security ID: 09257R101 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Elect Director Gary S. Schpero For For Management -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine L. Boltz For For Management 1.2 Elect Director Joseph M. DePinto For For Management 1.3 Elect Director Harriet Edelman For For Management 1.4 Elect Director Michael A. George For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director Gerardo I. Lopez For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Jose Luis Prado For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CA, INC. Ticker: CA Security ID: 12673P105 Meeting Date: AUG 09, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jens Alder For For Management 1B Elect Director Raymond J. Bromark For For Management 1C Elect Director Michael P. Gregoire For For Management 1D Elect Director Rohit Kapoor For For Management 1E Elect Director Jeffrey G. Katz For For Management 1F Elect Director Kay Koplovitz For For Management 1G Elect Director Christopher B. Lofgren For For Management 1H Elect Director Richard Sulpizio For For Management 1I Elect Director Laura S. Unger For For Management 1J Elect Director Arthur F. Weinbach For For Management 1K Elect Director Renato (Ron) Zambonini For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amendment to Increase Number of Shares For For Management Issuable Under the 2012 Non-Employee Stock Plan -------------------------------------------------------------------------------- CANON INC. Ticker: 7751 Security ID: 138006309 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: DEC 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Maeda, Masaya For For Management 2.3 Elect Director Tanaka, Toshizo For For Management 2.4 Elect Director Homma, Toshio For For Management 2.5 Elect Director Matsumoto, Shigeyuki For For Management 2.6 Elect Director Saida, Kunitaro For For Management 2.7 Elect Director Kato, Haruhiko For For Management 3.1 Appoint Statutory Auditor Nakamura, For For Management Masaaki 3.2 Appoint Statutory Auditor Kashimoto, For Against Management Koichi 4 Approve Annual Bonus For For Management 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: AUG 21, 2017 Meeting Type: Special Record Date: AUG 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2 Elect Lucas Navarro Prado as Director For For Management 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council members Previously Approved at the April 28, 2017, AGM -------------------------------------------------------------------------------- COSTAMARE INC. Ticker: CMRE Security ID: Y1771G102 Meeting Date: OCT 05, 2017 Meeting Type: Annual Record Date: AUG 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Konstantinos Zacharatos For Against Management 2 Ratify Ernst & Young (Hellas) For For Management Certified Auditors Accountants S.A. as Auditors -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Bradford For For Management 1.2 Elect Director Thomas H. Barr For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Piero Bussani For For Management 1.2 Elect Director Dorothy Dowling For For Management 1.3 Elect Director John W. Fain For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Christopher P. Marr For For Management 1.6 Elect Director John F. Remondi For For Management 1.7 Elect Director Jeffrey F. Rogatz For For Management 1.8 Elect Director Deborah Ratner Salzberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAR 13, 2018 Meeting Type: Special Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DOUBLELINE INCOME SOLUTIONS FUND Ticker: DSL Security ID: 258622109 Meeting Date: FEB 23, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond B. Woolson For For Management 1.2 Elect Director Ronald R. Redell For Withhold Management -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Josue Robles, Jr. For For Management 1.9 Elect Director Ruth G. Shaw For For Management 1.10 Elect Director Robert C. Skaggs, Jr. For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Independent Economic Analysis of Early Against Against Shareholder Closure of Fermi 2 Nuclear Plant 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. Ticker: DFT Security ID: 26613Q106 Meeting Date: SEP 13, 2017 Meeting Type: Special Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENTERCOM COMMUNICATIONS CORP. Ticker: ETM Security ID: 293639100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David Levy For Withhold Management 2 Elect Director Stefan M. Selig For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Ashley Dreier For For Management 1.5 Elect Director Spencer F. Kirk For For Management 1.6 Elect Director Dennis J. Letham For For Management 1.7 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Jahnke For For Management 1.2 Elect Director James R. Scott For Against Management 1.3 Elect Director Kevin P. Riley For For Management 1.4 Elect Director John M. Heyneman, Jr. For For Management 1.5 Elect Director Ross E. Leckie For For Management 1.6 Elect Director Teresa A. Taylor For For Management 2.1 Ratify the Appointment of Dennis L. For For Management Johnson as Director 2.2 Ratify the Appointment of Patricia L. For For Management Moss as Director 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND Ticker: FPF Security ID: 33718W103 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Erickson For For Management 1.2 Elect Director Thomas R. Kadlec For For Management -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen G. Butler For For Management 1b Elect Director Kimberly A. Casiano For For Management 1c Elect Director Anthony F. Earley, Jr. For For Management 1d Elect Director Edsel B. Ford, II For For Management 1e Elect Director William Clay Ford, Jr. For For Management 1f Elect Director James P. Hackett For For Management 1g Elect Director William W. Helman, IV For For Management 1h Elect Director William E. Kennard For For Management 1i Elect Director John C. Lechleiter For For Management 1j Elect Director Ellen R. Marram For For Management 1k Elect Director John L. Thornton For For Management 1l Elect Director John B. Veihmeyer For For Management 1m Elect Director Lynn M. Vojvodich For For Management 1n Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Fleet GHG Emissions in Against For Shareholder Relation to CAFE Standards 8 Transparent Political Spending Against For Shareholder -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Ida J. Goodreau For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director Barry V. Perry For For Management 1.11 Elect Director Joseph L. Welch For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FRONTLINE LTD. Ticker: FRO Security ID: G3682E192 Meeting Date: SEP 22, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John Fredriksen For Against Management 2 Elect Director Kate Blankenship For Against Management 3 Elect Director Georgina E. Sousa For Against Management 4 Elect Director Ola Lorentzon For For Management 5 Elect Director Robert Hvide Macleod For Against Management 6 Approve PricewaterhouseCoopers AS of For For Management Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- GATX CORPORATION Ticker: GATX Security ID: 361448103 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Aigotti For For Management 1.2 Elect Director Anne L. Arvia For For Management 1.3 Elect Director Ernst A. Haberli For For Management 1.4 Elect Director Brian A. Kenney For For Management 1.5 Elect Director James B. Ream For For Management 1.6 Elect Director Robert J. Ritchie For For Management 1.7 Elect Director David S. Sutherland For For Management 1.8 Elect Director Casey J. Sylla For For Management 1.9 Elect Director Stephen R. Wilson For For Management 1.10 Elect Director Paul G. Yovovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 14, 2017 Meeting Type: Annual Record Date: JUL 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director David Baker Lewis For For Management 1f Elect Director Victoria J. Reich For For Management 1g Elect Director Bruce C. Rohde For For Management 1h Elect Director Tom D. Seip For For Management 1i Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Bobby J. Griffin For For Management 1c Elect Director James C. Johnson For For Management 1d Elect Director Jessica T. Mathews For For Management 1e Elect Director Franck J. Moison For For Management 1f Elect Director Robert F. Moran For For Management 1g Elect Director Ronald L. Nelson For For Management 1h Elect Director Richard A. Noll For For Management 1i Elect Director David V. Singer For For Management 1j Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director Allan Golston For For Management 1.5 Elect Director Matthew S. Levatich For For Management 1.6 Elect Director Sara L. Levinson For For Management 1.7 Elect Director N. Thomas Linebarger For For Management 1.8 Elect Director Brian R. Niccol For For Management 1.9 Elect Director Maryrose T. Sylvester For For Management 1.10 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Ann McLaughlin Korologos For For Management 1.4 Elect Director Richard E. Marriott For For Management 1.5 Elect Director Sandeep L. Mathrani For For Management 1.6 Elect Director John B. Morse, Jr. For For Management 1.7 Elect Director Mary Hogan Preusse For For Management 1.8 Elect Director Walter C. Rakowich For For Management 1.9 Elect Director James F. Risoleo For For Management 1.10 Elect Director Gordon H. Smith For For Management 1.11 Elect Director A. William Stein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Ronald W. Jibson For For Management 1.6 Elect Director Judith A. Johansen For For Management 1.7 Elect Director Dennis L. Johnson For For Management 1.8 Elect Director Christine King For For Management 1.9 Elect Director Richard J. Navarro For For Management 1.10 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: 456837103 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Discuss Remuneration Report None None Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.67 Per Share For For Management 4.a Discussion on Company's Corporate None None Management Governance Structure 4.b Discussion of Executive Board Profile None None Management 4.c Discussion of Supervisory Board Profile None None Management 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6 Amend the Remuneration Policy of the None None Management Executive Board (Withdrawn Resolution) 7 Reelect Eric Boyer de la Giroday to For For Management Supervisory Board 8.a Grant Board Authority to Issue Shares For For Management 8.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Close Meeting None None Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bronczek For For Management 1b Elect Director William J. Burns For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Ahmet C. Dorduncu For For Management 1e Elect Director Ilene S. Gordon For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Jay L. Johnson For For Management 1h Elect Director Clinton A. Lewis, Jr. For For Management 1i Elect Director Kathryn D. Sullivan For For Management 1j Elect Director Mark S. Sutton For For Management 1k Elect Director J. Steven Whisler For For Management 1l Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Joseph R. Canion For For Management 1.3 Elect Director Martin L. Flanagan For For Management 1.4 Elect Director C. Robert Henrikson For For Management 1.5 Elect Director Ben F. Johnson, III For For Management 1.6 Elect Director Denis Kessler For For Management 1.7 Elect Director Nigel Sheinwald For For Management 1.8 Elect Director G. Richard Wagoner, Jr. For For Management 1.9 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote Abstain For Shareholder Requirement -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David Zwillinger For Withhold Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JANUS HENDERSON GROUP PLC Ticker: JHG Security ID: G4474Y214 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Sarah Arkle as Director For For Management 3 Re-elect Kalpana Desai as Director For For Management 4 Re-elect Jeffrey Diermeier as Director For For Management 5 Re-elect Kevin Dolan as Director For For Management 6 Re-elect Eugene Flood Jr as Director For For Management 7 Re-elect Andrew Formica as Director For For Management 8 Re-elect Richard Gillingwater as For For Management Director 9 Re-elect Lawrence Kochard as Director For For Management 10 Re-elect Glenn Schafer as Director For For Management 11 Re-elect Angela Seymour-Jackson as For For Management Director 12 Re-elect Richard Weil as Director For For Management 13 Re-elect Tatsusaburo Yamamoto as For For Management Director 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors and Authorise Their Remuneration 15 Approve Deferred Equity Plan For Against Management 16 Approve Restricted Share Plan For Against Management 17 Approve Buy As You Earn Plan For For Management 18 Approve International Buy As You Earn For For Management Plan 19 Approve Sharesave Scheme For For Management 20 Approve Long Term Incentive Stock Plan For Against Management 21 Approve Employment Inducement Award For Against Management Plan 22 Approve Employee Stock Purchase Plan For Against Management 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of CDIs For For Management -------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND III Ticker: HPS Security ID: 41021P103 Meeting Date: FEB 02, 2018 Meeting Type: Annual Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew G. Arnott For For Management 1.2 Elect Director Charles L. Bardelis For For Management 1.3 Elect Director Peter S. Burgess For For Management 1.4 Elect Director Theron S. Hoffman For For Management 1.5 Elect Director Warren A. Thomson For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carter Cast For For Management 1.2 Elect Director Zachary Gund For For Management 1.3 Elect Director Jim Jenness For For Management 1.4 Elect Director Don Knauss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie Stahl For For Management 1.2 Elect Director Christopher G. Kennedy For For Management 1.3 Elect Director Daniel W. Dienst For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Koerner, III For For Management 1.2 Elect Director Marshall A. Loeb For For Management 1.3 Elect Director Stephen P. Mumblow For For Management 1.4 Elect Director Thomas V. Reifenheiser For For Management 1.5 Elect Director Anna Reilly For For Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Management 1.7 Elect Director Wendell Reilly For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: 539439109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lord Lupton as Director For For Management 3 Re-elect Lord Blackwell as Director For For Management 4 Re-elect Juan Colombas as Director For For Management 5 Re-elect George Culmer as Director For For Management 6 Re-elect Alan Dickinson as Director For For Management 7 Re-elect Anita Frew as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Antonio Horta-Osorio as For For Management Director 10 Re-elect Deborah McWhinney as Director For For Management 11 Re-elect Nick Prettejohn as Director For For Management 12 Re-elect Stuart Sinclair as Director For For Management 13 Re-elect Sara Weller as Director For For Management 14 Approve Remuneration Report For Against Management 15 Approve Final Dividend For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Market Purchase of For For Management Preference Shares 26 Adopt New Articles of Association For For Management 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond T. Baker For Withhold Management 1.2 Elect Director David E. Blackford For Withhold Management 1.3 Elect Director Courtney L. Mizel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Croyle For For Management 1.2 Elect Director Stacy P. Methvin For For Management 1.3 Elect Director Barry R. Pearl For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORPORATION Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronalee H. Ambrose For For Management 1.2 Elect Director Joseph P. Caron For For Management 1.3 Elect Director John M. Cassaday For For Management 1.4 Elect Director Susan F. Dabarno For For Management 1.5 Elect Director Sheila S. Fraser For For Management 1.6 Elect Director Roy Gori For For Management 1.7 Elect Director Luther S. Helms For For Management 1.8 Elect Director Tsun-yan Hsieh For For Management 1.9 Elect Director P. Thomas Jenkins For For Management 1.10 Elect Director Pamela O. Kimmet For For Management 1.11 Elect Director Donald R. Lindsay For For Management 1.12 Elect Director John R.V. Palmer For For Management 1.13 Elect Director C. James Prieur For For Management 1.14 Elect Director Andrea S. Rosen For For Management 1.15 Elect Director Lesley D. Webster For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4A SP 1: Presence in Tax Havens or Against Against Shareholder Jurisdictions with Low Tax Rates 4B SP 2: Disclosure of the Use of Equity Against Against Shareholder Ratio in Executive Compensation-Setting Process -------------------------------------------------------------------------------- MATSON, INC. Ticker: MATX Security ID: 57686G105 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Blake Baird For For Management 1.2 Elect Director Michael J. Chun For For Management 1.3 Elect Director Matthew J. Cox For For Management 1.4 Elect Director Thomas B. Fargo For For Management 1.5 Elect Director Mark H. Fukunaga For For Management 1.6 Elect Director Stanley M. Kuriyama For For Management 1.7 Elect Director Constance H. Lau For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 10, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director William D. Watkins For For Management 1h Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MB FINANCIAL, INC. Ticker: MBFI Security ID: 55264U108 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Bolger For For Management 1b Elect Director C. Bryan Daniels For For Management 1c Elect Director Mitchell Feiger For For Management 1d Elect Director Sunil Garg For For Management 1e Elect Director Charles J. Gries For For Management 1f Elect Director James N. Hallene For For Management 1g Elect Director Thomas H. Harvey For For Management 1h Elect Director Richard J. Holmstrom For For Management 1i Elect Director Mark A. Hoppe For For Management 1j Elect Director Karen J. May For For Management 1k Elect Director Renee Togher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director William E. McCracken For For Management 1g Elect Director Patricia L. Moss For For Management 1h Elect Director Harry J. Pearce For For Management 1i Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: OCT 19, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: SEP 29, 2017 Meeting Type: Special Record Date: AUG 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends For For Management 3.1 Amend Charter in Accordance with Annex For For Management 1 3.2 Amend Charter in Accordance with Annex For Against Management 2 3.3 Amend Charter in Accordance with Annex For Against Management 3 4 Approve Company's Membership in For For Management Non-Commercial Organization -------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC. Ticker: EDD Security ID: 617477104 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: APR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Dennis For For Management 1.2 Elect Director Joseph J. Kearns For For Management 1.3 Elect Director Michael E. Nugent For For Management 1.4 Elect Director Fergus Reid For For Management 1.5 Elect Director Patricia Maleski For For Management -------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC. Ticker: EDD Security ID: 617477104 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy C. Everett For Withhold Management 1.2 Elect Director Michael F. Klein For For Management 1.3 Elect Director W. Allen Reed For For Management -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Kevin M. Howard For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Mark Van Mourick For For Management 1i Elect Director Rebecca L. Steinfort For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna Escobedo Cabral For For Management 1b Elect Director William M. For For Management Diefenderfer, III 1c Elect Director Katherine A. Lehman For For Management 1d Elect Director Linda A. Mills For For Management 1e Elect Director John (Jack) F. Remondi For For Management 1f Elect Director Jane J. Thompson For For Management 1g Elect Director Laura S. Unger For For Management 1h Elect Director Barry L. Williams For For Management 1i Elect Director David L. Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Governance Measures Against For Shareholder Implemented Related to Student Loan Debt -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For For Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Debra A. Crew For For Management 1e Elect Director Brett M. Icahn For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Judith A. Sprieser For For Management 1j Elect Director Robert A. Steele For For Management 1k Elect Director Steven J. Strobel For For Management 1l Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent None For Shareholder -------------------------------------------------------------------------------- NTT DOCOMO INC. Ticker: 9437 Security ID: 62942M201 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Yoshizawa, Kazuhiro For For Management 2.2 Elect Director Asami, Hiroyasu For For Management 2.3 Elect Director Tsujigami, Hiroshi For For Management 2.4 Elect Director Furukawa, Koji For For Management 2.5 Elect Director Nakamura, Hiroshi For For Management 2.6 Elect Director Tamura, Hozumi For For Management 2.7 Elect Director Maruyama, Seiji For For Management 2.8 Elect Director Hirokado, Osamu For For Management 2.9 Elect Director Torizuka, Shigeto For For Management 2.10 Elect Director Mori, Kenichi For For Management 2.11 Elect Director Atarashi, Toru For For Management 2.12 Elect Director Murakami, Teruyasu For For Management 2.13 Elect Director Endo, Noriko For For Management 2.14 Elect Director Ueno, Shinichiro For For Management 3 Appoint Statutory Auditor Kajikawa, For Against Management Mikio -------------------------------------------------------------------------------- NUVEEN GLOBAL HIGH INCOME FUND Ticker: JGH Security ID: 67075G103 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1b.1 Elect Director Margo L. Cook For For Management 1b.2 Elect Director Jack B. Evans For For Management 1b.3 Elect Director Albin F. Moschner For For Management 1b.4 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME TERM FUND Ticker: JPI Security ID: 67075A106 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1b.1 Elect Director Margo L. Cook For For Management 1b.2 Elect Director Jack B. Evans For For Management 1b.3 Elect Director Albin F. Moschner For For Management 1b.4 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan W. Braun For For Management 1.2 Elect Director Andrew E. Goebel For For Management 1.3 Elect Director Jerome F. Henry, Jr. For For Management 1.4 Elect Director Robert G. Jones For For Management 1.5 Elect Director Ryan C. Kitchell For For Management 1.6 Elect Director Phelps L. Lambert For For Management 1.7 Elect Director Thomas E. Salmon For For Management 1.8 Elect Director Randall T. Shepard For For Management 1.9 Elect Director Rebecca S. Skillman For For Management 1.10 Elect Director Kelly N. Stanley For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: APR 16, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2 Approve Annual Accounts For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Reelect Marc J. Faber as Director For For Management 7 Approve Discharge of Auditors For For Management 8 Appoint Auditor For For Management 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: APR 16, 2018 Meeting Type: Special Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Authorized Share For Against Management Capital 2 Approve Renewal of Existing For Against Management Authorization to the Board to Purchase Shares 3 Amend Article 15.1 Re: Change in the For For Management Composition of the Board to Ten Directors 4 Amend Article 18.2 Re: Written Notice For For Management of Meeting to the Board of Directors at least Twenty-Four Hours in Advance of Meeting Date 5 Amendment and Full Restatement of the For For Management Articles of Association -------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST Ticker: PEB Security ID: 70509V100 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Bortz For For Management 1b Elect Director Cydney C. Donnell For For Management 1c Elect Director Ron E. Jackson For For Management 1d Elect Director Phillip M. Miller For For Management 1e Elect Director Michael J. Schall For For Management 1f Elect Director Earl E. Webb For For Management 1g Elect Director Laura H. Wright For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Barr For Withhold Management 1.2 Elect Director Lisa Davis For For Management 1.3 Elect Director Wolfgang Durheimer For For Management 1.4 Elect Director Michael R. Eisenson For For Management 1.5 Elect Director Robert H. Kurnick, Jr. For For Management 1.6 Elect Director Kimberly J. McWaters For Withhold Management 1.7 Elect Director Roger S. Penske For For Management 1.8 Elect Director Roger S. Penske, Jr. For For Management 1.9 Elect Director Sandra E. Pierce For For Management 1.10 Elect Director Kanji Sasaki For For Management 1.11 Elect Director Greg C. Smith For For Management 1.12 Elect Director Ronald G. Steinhart For Withhold Management 1.13 Elect Director H. Brian Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Brian Ferguson For For Management 1b Elect Director Harold W. McGraw, III For For Management 1c Elect Director Victoria J. Tschinkel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND Ticker: PCI Security ID: 72202D106 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig A. Dawson For For Management 1.2 Elect Director Bradford K. Gallagher For For Management 1.3 Elect Director James A. Jacobson For For Management -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald E. Brandt For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Michael L. Gallagher For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PIONEER HIGH INCOME TRUST Ticker: PHT Security ID: 72369H106 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin M. Friedman For For Management 1.2 Elect Director Margaret B.W. Graham For For Management 1.3 Elect Director Kenneth J. Taubes For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Mark B. Grier For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director George Paz For For Management 1.8 Elect Director Sandra Pianalto For For Management 1.9 Elect Director Christine A. Poon For For Management 1.10 Elect Director Douglas A. Scovanner For For Management 1.11 Elect Director John R. Strangfeld For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC. Ticker: GHY Security ID: 74433A109 Meeting Date: MAR 09, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott E. Benjamin For For Management 1.2 Elect Director Linda W. Bynoe For For Management 1.3 Elect Director Laurie Simon Hodrick For For Management 1.4 Elect Director Michael S. Hyland For For Management -------------------------------------------------------------------------------- PRUDENTIAL SHORT DURATION HIGH YIELD FUND, INC. Ticker: ISD Security ID: 74442F107 Meeting Date: MAR 09, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott E. Benjamin For For Management 1.2 Elect Director Linda W. Bynoe For For Management 1.3 Elect Director Laurie Simon Hodrick For For Management 1.4 Elect Director Michael S. Hyland For For Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: MAR 06, 2018 Meeting Type: Special Record Date: JAN 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Preemptive Rights For Against Management -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 06, 2018 Meeting Type: Annual Record Date: FEB 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H. McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Thomas A. Renyi For For Management 1.10 Elect Director Kathleen Taylor For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director Alvin Bowles, Jr. For For Management 1d Elect Director Ellen Levine For For Management 1e Elect Director Fazal Merchant For For Management 1f Elect Director Patrick Q. Moore For For Management 1g Elect Director Robert S. Prather, Jr. For For Management 1h Elect Director Colin V. Reed For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Effectuate a Tax-Deferred Spin-Off of None Against Shareholder the Company's Entertainment Business -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For Against Management 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SK TELECOM CO. Ticker: A017670 Security ID: 78440P108 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3.1 Elect Ryu Young-sang as Inside Director For For Management 3.2 Elect Yoon Young-min as Outside For For Management Director 4 Elect Yoon Young-min as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 12, 2017 Meeting Type: Annual Record Date: MAY 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director David W. Joos For For Management 1e Elect Director James P. Keane For For Management 1f Elect Director Todd P. Kelsey For For Management 1g Elect Director Jennifer C. Niemann For For Management 1h Elect Director Robert C. Pew, III For For Management 1i Elect Director Cathy D. Ross For For Management 1j Elect Director Peter M. Wege, II For For Management 1k Elect Director P. Craig Welch, Jr. For For Management 1l Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Dean A. Connor For For Management 1.3 Elect Director Stephanie L. Coyles For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director Ashok K. Gupta For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Sara Grootwassink Lewis For For Management 1.8 Elect Director Christopher J. McCormick For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director Hugh D. Segal For For Management 1.11 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director Jacynthe Cote For For Management 1.4 Elect Director Dominic D'Alessandro For For Management 1.5 Elect Director John D. Gass For For Management 1.6 Elect Director Dennis M. Houston For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Eira M. Thomas For For Management 1.9 Elect Director Steven W. Williams For For Management 1.10 Elect Director Michael M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TELECOM ARGENTINA S.A. Ticker: TECO2 Security ID: 879273209 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports Including English Version 3 Ratify Advance Distribution of For For Management Dividends in the Amount of ARS 5.64 Billion Based on Financial Statements of Telecom Argentina SA 4 Consider Allocation of Income of For For Management Telecom Argentina SA in the Amount of ARS 2 Billion 5 Consider Financial Statements and For For Management Statutory Reports of Cablevision SA (Absorbed Company) 6 Ratify Advance Distribution of For For Management Dividends in the Amount of ARS 4.50 Billion Based on Financial Statements of Cablevision 7 Consider Allocation of Income of For For Management Cablevision in the Amount of ARS 1.31 Billion 8 Ratify Advance Distribution of For For Management Dividends in the Amount of ARS 212.9 Million Based on Financial Statements of Sofora Telecomunicaciones SA (Absorbed Company) 9 Consider Discharge of Directors and None For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) of Telecom Argentina SA 10 Consider Discharge of Directors and None For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) of Nortel Inversora SA (Absorbed Company), Sofora and Telecom Personal SA (Absorbed Company) 11 Consider Remuneration of Directors of For For Management Telecom Argentina in the Amount of ARS 101.2 Million for FY 2017 12 Authorize Advance Remuneration to For For Management Directors of Telecom Argentina for FY 2018 13 Consider Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) of Telecom Argentina SA in the Amount of ARS 8.85 Million for FY 2017; Authorize their Advance Remuneration for FY 2018 14 Consider Remuneration of Directors of For For Management Nortel (ARS 5.6 Million), Telecom Personal (ARS 5 Million) and Sofora (ARS 5 Million) 15 Consider Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) of Nortel (ARS 1.25 Million), Telecom Personal (ARS 2.75 Million) and Sofora (ARS 1.45 Million) 16 Elect Five Principal Members of None For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) of Telecom Argentina 17 Fix Number of and Elect Alternate None For Management Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) of Telecom Argentina 18 Approve Remuneration of Auditors of For For Management Telecom Argentina in the Amount of ARS 15.84 Million for FY 2017 19 Approve Remuneration of Auditors of For For Management Nortel (ARS 140,000) and Telecom Personal (ARS 6.12 Million) for FY 2017 20 Approve Price Waterhouse & Co SRL as For For Management Auditors of Telecom Argentina for FY 2018 and Fix Their Remuneration 21 Consider Budget for Audit Committee of For For Management Telecom Argentina in the Amount of ARS 4 Million for FY 2018 -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Mary Jo Haddad For For Management 1.7 Elect Director Kathy Kinloch For For Management 1.8 Elect Director William (Bill) A. For For Management MacKinnon 1.9 Elect Director John Manley For For Management 1.10 Elect Director Sarabjit (Sabi) S. For For Management Marwah 1.11 Elect Director Claude Mongeau For For Management 1.12 Elect Director David L. Mowat For For Management 1.13 Elect Director Marc Parent For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andres R. Gluski For For Management 1.2 Elect Director Charles L. Harrington For For Management 1.3 Elect Director Kristina M. Johnson For For Management 1.4 Elect Director Tarun Khanna For For Management 1.5 Elect Director Holly K. Koeppel For Against Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meeting 5 Assess Portfolio Impacts of Policies None None Shareholder to Meet 2 Degree Scenario- Withdrawn Resolution -------------------------------------------------------------------------------- THE BANK OF N.T. BUTTERFIELD & SON LIMITED Ticker: NTB Security ID: G0772R208 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Fix Number of Directors at Twelve For For Management 4.1 Elect Director Michael Collins For For Management 4.2 Elect Director Alastair Barbour For For Management 4.3 Elect Director James F. Burr For For Management 4.4 Elect Director Michael Covell For For Management 4.5 Elect Director Caroline Foulger For For Management 4.6 Elect Director Conor O'Dea For For Management 4.7 Elect Director Meroe Park For For Management 4.8 Elect Director Pamela Thomas-Graham For For Management 4.9 Elect Director John Wright For For Management 4.10 Elect Director David Zwiener For For Management 5 Authorize Board to Fill Vacancies For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 10, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Thomas C. O'Neill For For Management 1.7 Elect Director Eduardo Pacheco For For Management 1.8 Elect Director Michael D. Penner For For Management 1.9 Elect Director Brian J. Porter For For Management 1.10 Elect Director Una M. Power For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Indira V. Samarasekera For For Management 1.13 Elect Director Susan L. Segal For For Management 1.14 Elect Director Barbara S. Thomas For For Management 1.15 Elect Director L. Scott Thomson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Revision to Human Rights Policies Against Against Shareholder -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director H. John Greeniaus For For Management 1.3 Elect Director Mary J. Steele Guilfoile For For Management 1.4 Elect Director Dawn Hudson For For Management 1.5 Elect Director William T. Kerr For For Management 1.6 Elect Director Henry S. Miller For For Management 1.7 Elect Director Jonathan F. Miller For For Management 1.8 Elect Director Patrick Q. Moore For For Management 1.9 Elect Director Michael I. Roth For For Management 1.10 Elect Director David M. Thomas For For Management 1.11 Elect Director E. Lee Wyatt Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director Feroz Dewan For For Management 1f Elect Director Jeanne P. Jackson For For Management 1g Elect Director Jorge Paulo Lemann For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Marcel Herrmann Telles For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Bennett For For Management 1.2 Elect Director Amy W. Brinkley For For Management 1.3 Elect Director Brian C. Ferguson For For Management 1.4 Elect Director Colleen A. Goggins For For Management 1.5 Elect Director Mary Jo Haddad For For Management 1.6 Elect Director Jean-Rene Halde For For Management 1.7 Elect Director David E. Kepler For For Management 1.8 Elect Director Brian M. Levitt For For Management 1.9 Elect Director Alan N. MacGibbon For For Management 1.10 Elect Director Karen E. Maidment For For Management 1.11 Elect Director Bharat B. Masrani For For Management 1.12 Elect Director Irene R. Miller For For Management 1.13 Elect Director Nadir H. Mohamed For For Management 1.14 Elect Director Claude Mongeau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Board Misconduct Against Against Shareholder 5 SP B: Reimbursement of Shareholder Against Against Shareholder Expenses -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Stephan Cretier For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director S. Barry Jackson For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director Mary Pat Salomone For For Management 1.8 Elect Director Indira V. Samarasekera For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Thierry Vandal For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Report on Climate Change For For Shareholder -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMET AS Ticker: TCELL Security ID: 900111204 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding None None Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report None None Management 4 Accept Audit Report None None Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For For Management 2018 and Receive Information on Donations Made in 2017 8 Amend Company Articles For Against Management 9 Elect Directors For Against Management 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Approve Allocation of Income For For Management 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Wishes None None Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Cort L. O'Haver For For Management 1.6 Elect Director Maria M. Pope For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Robert G. Astorg For For Management 1.3 Elect Director Peter A. Converse For For Management 1.4 Elect Director Michael P. Fitzgerald For For Management 1.5 Elect Director Theodore J. Georgelas For For Management 1.6 Elect Director J. Paul McNamara For For Management 1.7 Elect Director Mark R. Nesselroad For For Management 1.8 Elect Director Mary K. Weddle For For Management 1.9 Elect Director Gary G. White For For Management 1.10 Elect Director P. Clinton Winter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Donald L. Nickles For For Management 1F Elect Director Philip J. Pfeiffer For For Management 1G Elect Director Robert A. Profusek For For Management 1H Elect Director Stephen M. Waters For For Management 1I Elect Director Randall J. Weisenburger For For Management 1J Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Remove Supermajority Vote Requirement For For Management 5 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- VECTREN CORPORATION Ticker: VVC Security ID: 92240G101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Derrick Burks For For Management 1.2 Elect Director Carl L. Chapman For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director John D. Engelbrecht For For Management 1.5 Elect Director Anton H. George For For Management 1.6 Elect Director Robert G. Jones For For Management 1.7 Elect Director Patrick K. Mullen For For Management 1.8 Elect Director R. Daniel Sadlier For For Management 1.9 Elect Director Michael L. Smith For For Management 1.10 Elect Director Teresa J. Tanner For For Management 1.11 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Karen B. Peetz For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Timothy J. Sloan For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Reform Executive Compensation Policy Against Against Shareholder with Social Responsibility 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses -------------------------------------------------------------------------------- WELLS FARGO INCOME OPPORTUNITIES FUND Ticker: EAD Security ID: 94987B105 Meeting Date: AUG 07, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Isaiah Harris, Jr. For For Management 1.2 Elect Director David F. Larcker For For Management 1.3 Elect Director Olivia S. Mitchell For For Management -------------------------------------------------------------------------------- WESTERN ASSET GLOBAL HIGH INCOME FUND INC. Ticker: EHI Security ID: 95766B109 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol L. Colman For For Management 1.2 Elect Director Daniel P. Cronin For For Management 1.3 Elect Director Paolo M. Cucchi For For Management -------------------------------------------------------------------------------- WESTERN ASSET HIGH INCOME FUND II INC. Ticker: HIX Security ID: 95766J102 Meeting Date: SEP 08, 2017 Meeting Type: Annual Record Date: JUN 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Agdern For For Management 1.2 Elect Director Daniel P. Cronin For For Management 1.3 Elect Director Eileen A. Kamerick For For Management -------------------------------------------------------------------------------- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Ticker: HYI Security ID: 95768B107 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Agdern For For Management 1.2 Elect Director Eileen A. Kamerick For For Management 1.3 Elect Director Riordan Roett For For Management -------------------------------------------------------------------------------- XENIA HOTELS & RESORTS, INC. Ticker: XHR Security ID: 984017103 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcel Verbaas For For Management 1.2 Elect Director Jeffrey H. Donahue For For Management 1.3 Elect Director John H. Alschuler For Withhold Management 1.4 Elect Director Keith E. Bass For For Management 1.5 Elect Director Thomas M. Gartland For For Management 1.6 Elect Director Beverly K. Goulet For Withhold Management 1.7 Elect Director Mary E. McCormick For Withhold Management 1.8 Elect Director Dennis D. Oklak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Charter to Remove Anti-Takeover For For Management Provisions 4 Ratify KPMG LLP as Auditors For For Management =================== GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF =================== AARON'S, INC. Ticker: AAN Security ID: 002535300 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy T. Betty For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director Cynthia N. Day For For Management 1.4 Elect Director Curtis L. Doman For For Management 1.5 Elect Director Walter G. Ehmer For For Management 1.6 Elect Director Hubert L. Harris, Jr. For For Management 1.7 Elect Director John W. Robinson, III For For Management 1.8 Elect Director Ray M. Robinson For For Management 1.9 Elect Director Robert H. Yanker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Ticker: ACHC Security ID: 00404A109 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Perot Bissell For For Management 1.2 Elect Director Vicky B. Gregg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Douglas W. Johnson For For Management 1e Elect Director Robert B. Johnson For For Management 1f Elect Director Thomas J. Kenny For For Management 1g Elect Director Karole F. Lloyd For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Marion C. Blakey For For Management 1d Elect Director Phyllis J. Campbell For For Management 1e Elect Director Raymond L. Conner For For Management 1f Elect Director Dhiren R. Fonseca For For Management 1g Elect Director Susan J. Li For For Management 1h Elect Director Helvi K. Sandvik For For Management 1i Elect Director J. Kenneth Thompson For For Management 1j Elect Director Bradley D. Tilden For For Management 1k Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 18, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jack Yun Ma as Director For Against Management 1.2 Elect Masayoshi Son as Director For Against Management 1.3 Elect Walter Teh Ming Kwauk as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Wayne Hughes For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director John 'Jack' Corrigan For For Management 1.4 Elect Director Dann V. Angeloff For For Management 1.5 Elect Director Douglas N. Benham For For Management 1.6 Elect Director Tamara Hughes Gustavson For For Management 1.7 Elect Director Matthew J. Hart For For Management 1.8 Elect Director James H. Kropp For For Management 1.9 Elect Director Kenneth M. Woolley For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANI PHARMACEUTICALS, INC. Ticker: ANIP Security ID: 00182C103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Brown, Jr. For For Management 1b Elect Director Arthur S. Przybyl For For Management 1c Elect Director Patrick D. Walsh For For Management 1d Elect Director David B. Nash For For Management 1e Elect Director Thomas A. Penn For For Management 1f Elect Director Thomas J. Haughey For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTARES PHARMA, INC. Ticker: ATRS Security ID: 036642106 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anton G. Gueth For For Management 1.2 Elect Director Robert P. Roche, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED OPTOELECTRONICS, INC. Ticker: AAOI Security ID: 03823U102 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Yeh For For Management 1.2 Elect Director Alex Ignatiev For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AQUAVENTURE HOLDINGS LIMITED Ticker: WAAS Security ID: G0443N107 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Ibarguen For Against Management 1.2 Elect Director Paul Hanrahan For Against Management 1.3 Elect Director Cyril Meduna For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: AGII Security ID: G0464B107 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hector De Leon For For Management 1b Elect Director Mural R. Josephson For For Management 1c Elect Director Dymphna A. Lehane For For Management 1d Elect Director Gary V. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ARRIS INTERNATIONAL PLC Ticker: ARRS Security ID: G0551A103 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Barron For For Management 1b Elect Director J. Timothy Bryan For For Management 1c Elect Director James A. Chiddix For For Management 1d Elect Director Andrew T. Heller For For Management 1e Elect Director Jeong H. Kim For For Management 1f Elect Director Bruce W. McClelland For For Management 1g Elect Director Robert J. Stanzione For For Management 1h Elect Director Doreen A. Toben For For Management 1i Elect Director Debora J. Wilson For For Management 1j Elect Director David A. Woodle For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Appoint Ernst & Young LLP as U.K. For For Management Statutory Auditors 5 Authorize Board to Fix Remuneration of For For Management U.K. Statutory Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director Philip K. Asherman For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. 'Fran' Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director William J. Amelio For For Management 1c Elect Director J. Veronica Biggins For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director R. Kerry Clark For For Management 1f Elect Director James A. Lawrence For For Management 1g Elect Director Avid Modjtabai For For Management 1h Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker: OZRK Security ID: 063904106 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Brown For For Management 1.2 Elect Director Paula Cholmondeley For For Management 1.3 Elect Director Richard Cisne For For Management 1.4 Elect Director Robert East For For Management 1.5 Elect Director Kathleen Franklin For For Management 1.6 Elect Director Catherine B. Freedberg For For Management 1.7 Elect Director Jeffrey Gearhart For For Management 1.8 Elect Director George Gleason For For Management 1.9 Elect Director Linda Gleason For For Management 1.10 Elect Director Peter Kenny For For Management 1.11 Elect Director William A. Koefoed, Jr. For For Management 1.12 Elect Director Walter J. ('Jack') For For Management Mullen, III 1.13 Elect Director Christopher Orndorff For For Management 1.14 Elect Director Robert Proost For For Management 1.15 Elect Director John Reynolds For For Management 1.16 Elect Director Ross Whipple For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Change Company Name to Bank OZK For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.2 Elect Director Paul M. Isabella For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Richard W. Frost For For Management 1.5 Elect Director Alan Gershenhorn For For Management 1.6 Elect Director Philip W. Knisely For For Management 1.7 Elect Director Robert M. McLaughlin For For Management 1.8 Elect Director Neil S. Novich For For Management 1.9 Elect Director Stuart A. Randle For For Management 1.10 Elect Director Nathan K. Sleeper For For Management 1.11 Elect Director Douglas L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 23, 2018 Meeting Type: Annual Record Date: DEC 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Christopher Jones For For Management 1.6 Elect Director Marshall O. Larsen For For Management 1.7 Elect Director Gary A. Mecklenburg For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Willard J. Overlock, Jr. For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director J. Patrick Doyle For For Management 1c Elect Director Russell P. Fradin For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director Hubert Joly For For Management 1f Elect Director David W. Kenny For For Management 1g Elect Director Karen A. McLoughlin For For Management 1h Elect Director Thomas L. "Tommy" For For Management Millner 1i Elect Director Claudia F. Munce For For Management 1j Elect Director Richelle P. Parham For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Stephen T. Curwood For Withhold Management 1.3 Elect Director William J. Moran For Withhold Management 1.4 Elect Director Linda A. Bell For Withhold Management 1.5 Elect Director David Richards For For Management -------------------------------------------------------------------------------- BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey P. Berger For For Management 1.2 Elect Director James R. Chambers For For Management 1.3 Elect Director Marla C. Gottschalk For For Management 1.4 Elect Director Cynthia T. Jamison For For Management 1.5 Elect Director Philip E. Mallott For For Management 1.6 Elect Director Nancy A. Reardon For For Management 1.7 Elect Director Wendy L. Schoppert For For Management 1.8 Elect Director Russell E. Solt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BOFI HOLDING, INC. Ticker: BOFI Security ID: 05566U108 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Gary Burke For For Management 1.2 Elect Director Nicholas A. Mosich For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROADCOM LIMITED Ticker: AVGO Security ID: Y09827109 Meeting Date: MAR 23, 2018 Meeting Type: Court Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BROADCOM LIMITED Ticker: AVGO Security ID: Y09827109 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director James V. Diller For For Management 1c Elect Director Gayla J. Delly For For Management 1d Elect Director Lewis C. Eggebrecht For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director Eddy W. Hartenstein For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Donald Macleod For For Management 1i Elect Director Peter J. Marks For For Management 1j Elect Director Henry Samueli For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Issuance of Shares With or For For Management Without Preemptive Rights 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Ticker: CARO Security ID: 143873107 Meeting Date: OCT 24, 2017 Meeting Type: Special Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. Ticker: CRZO Security ID: 144577103 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S.P. Johnson, IV For For Management 1.2 Elect Director Steven A. Webster For For Management 1.3 Elect Director F. Gardner Parker For For Management 1.4 Elect Director Aldrich Sevilla-Sacasa For For Management 1.5 Elect Director Thomas L. Carter, Jr. For For Management 1.6 Elect Director Robert F. Fulton For For Management 1.7 Elect Director Roger A. Ramsey For For Management 1.8 Elect Director Frank A. Wojtek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Issuance of Shares for a For For Management Private Placement 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. Ticker: CWST Security ID: 147448104 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Casella For For Management 1.2 Elect Director William P. Hulligan For For Management 1.3 Elect Director James E. O'Connor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For Against Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John C. Malone For Against Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director David C. Merritt For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For Against Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt Proxy Access Right Against For Shareholder 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CHEMICAL FINANCIAL CORPORATION Ticker: CHFC Security ID: 163731102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Fitterling For For Management 1.2 Elect Director Ronald A. Klein For For Management 1.3 Elect Director Richard M. Lievense For For Management 1.4 Elect Director Barbara J. Mahone For For Management 1.5 Elect Director Barbara L. McQuade For For Management 1.6 Elect Director John E. Pelizzari For For Management 1.7 Elect Director David T. Provost For For Management 1.8 Elect Director Thomas C. Shafer For For Management 1.9 Elect Director Larry D. Stauffer For For Management 1.10 Elect Director Jeffrey L. Tate For For Management 1.11 Elect Director Gary Torgow For For Management 1.12 Elect Director Arthur A. Weiss For For Management 1.13 Elect Director Franklin C. Wheatlake For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIDARA THERAPEUTICS, INC. Ticker: CDTX Security ID: 171757107 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy R. Franson For Withhold Management 1.2 Elect Director Chrysa Mineo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Beal For For Management 1.2 Elect Director Tucker S. Bridwell For For Management 1.3 Elect Director Mark B. Puckett For For Management 1.4 Elect Director E. Joseph Wright For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Alexander A. Bol For For Management 1.4 Elect Director Stephen T. Boswell For For Management 1.5 Elect Director Frederick Fish For For Management 1.6 Elect Director Frank Huttle, III For For Management 1.7 Elect Director Michael Kempner For For Management 1.8 Elect Director Nicholas Minoia For For Management 1.9 Elect Director Joseph Parisi, Jr. For For Management 1.10 Elect Director Harold Schechter For For Management 1.11 Elect Director William A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. Ticker: CNSL Security ID: 209034107 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Lumpkin For For Management 1.2 Elect Director Timothy D. Taron For For Management 1.3 Elect Director Wayne Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellis L. 'Lon' McCain For For Management 1.2 Elect Director Mark E. Monroe For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Allen For For Management 1b Elect Director Stuart W. Booth For For Management 1c Elect Director Gary F. Colter For For Management 1d Elect Director Laura Flanagan For For Management 1e Elect Director Robert G. Gross For For Management 1f Elect Director Thomas B. Perkins For For Management 1g Elect Director Harvey L. Tepner For For Management 1h Elect Director Randolph I. Thornton For For Management 1i Elect Director J. Michael Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Danielle Pletka For For Management 1.8 Elect Director Michael W. Ranger For For Management 1.9 Elect Director Robert S. Silberman For For Management 1.10 Elect Director Jean Smith For For Management 1.11 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUBIC CORPORATION Ticker: CUB Security ID: 229669106 Meeting Date: FEB 19, 2018 Meeting Type: Annual Record Date: DEC 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce G. Blakley For For Management 1.2 Elect Director Maureen Breakiron-Evans For For Management 1.3 Elect Director Bradley H. Feldmann For For Management 1.4 Elect Director Edwin A. Guiles For For Management 1.5 Elect Director Janice M. Hamby For For Management 1.6 Elect Director David F. Melcher For For Management 1.7 Elect Director Steven J. Norris For For Management 1.8 Elect Director John H. Warner, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAR 13, 2018 Meeting Type: Special Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Bracken For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Anne M. Finucane For For Management 1g Elect Director Larry J. Merlo For For Management 1h Elect Director Jean-Pierre Millon For For Management 1i Elect Director Mary L. Schapiro For For Management 1j Elect Director Richard J. Swift For For Management 1k Elect Director William C. Weldon For For Management 1l Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Ferdman For For Management 1.2 Elect Director John W. Gamble, Jr. For For Management 1.3 Elect Director Michael A. Klayko For For Management 1.4 Elect Director T. Tod Nielsen For For Management 1.5 Elect Director Alex Shumate For For Management 1.6 Elect Director William E. Sullivan For For Management 1.7 Elect Director Lynn A. Wentworth For For Management 1.8 Elect Director Gary J. Wojtaszek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 18, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director Peter T. Grauer For For Management 1g Elect Director John M. Nehra For For Management 1h Elect Director William L. Roper For For Management 1i Elect Director Kent J. Thiry For For Management 1j Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- DAWSON GEOPHYSICAL COMPANY Ticker: DWSN Security ID: 239360100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Barrett For For Management 1.2 Elect Director Craig W. Cooper For For Management 1.3 Elect Director Gary M. Hoover For For Management 1.4 Elect Director Stephen C. Jumper For For Management 1.5 Elect Director Michael L. Klofas For For Management 1.6 Elect Director Ted R. North For For Management 1.7 Elect Director Mark A. Vander Ploeg For For Management 1.8 Elect Director Wayne A. Whitener For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Carlos E. Jorda For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director David Wiessman For For Management 1.6 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran For For Management 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director Paula A. Price None None Management *Withdrawn Resolution* 1g Elect Director William C. Rhodes, III For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Gregory M. Bridgeford For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director Conrad M. Hall For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Jeffrey G. Naylor For For Management 1.7 Elect Director Gary M. Philbin For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Stephanie P. Stahl For For Management 1.11 Elect Director Thomas E. Whiddon For For Management 1.12 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred D. Anderson, Jr. For For Management 1b Elect Director Anthony J. Bates For For Management 1c Elect Director Adriane M. Brown For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Kathleen C. Mitic For For Management 1h Elect Director Pierre M. Omidyar For For Management 1i Elect Director Paul S. Pressler For For Management 1j Elect Director Robert H. Swan For For Management 1k Elect Director Thomas J. Tierney For For Management 1l Elect Director Perry M. Traquina For For Management 1m Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Ratify Existing Ownership Threshold For Against Management for Shareholders to Call Special Meetings -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: APR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luis A. Aguilar For For Management 1.2 Elect Director Ross Chapin For For Management 1.3 Elect Director James Fox For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Roame For For Management 1.2 Elect Director Gregory Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director Scott Kriens For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Christopher Paisley For For Management 1.8 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS INC. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Farooq Kathwari For For Management 1b Elect Director James B. Carlson For For Management 1c Elect Director John J. Dooner, Jr. For For Management 1d Elect Director Domenick J. Esposito For For Management 1e Elect Director Mary Garrett For For Management 1f Elect Director James W. Schmotter For For Management 1g Elect Director Tara I. Stacom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela A. Bena For For Management 1b Elect Director William B. Campbell For For Management 1c Elect Director James D. Chiafullo For For Management 1d Elect Director Vincent J. Delie, Jr. For For Management 1e Elect Director Mary Jo Dively For For Management 1f Elect Director Stephen J. Gurgovits For For Management 1g Elect Director Robert A. Hormell For For Management 1h Elect Director David J. Malone For For Management 1i Elect Director Frank C. Mencini For For Management 1j Elect Director David L. Motley For For Management 1k Elect Director Heidi A. Nicholas For For Management 1l Elect Director John S. Stanik For For Management 1m Elect Director William J. Strimbu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director Erskine B. Bowles For For Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Susan D. For Withhold Management Desmond-Hellmann 1.5 Elect Director Reed Hastings For Withhold Management 1.6 Elect Director Jan Koum - Withdrawn None None Management Resolution 1.7 Elect Director Sheryl K. Sandberg For Withhold Management 1.8 Elect Director Peter A. Thiel For Withhold Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 4 Establish Board Committee on Risk Against For Shareholder Management 5 Adopt Simple Majority Vote Against For Shareholder 6 Report on Major Global Content Against For Shareholder Management Controversies (Fake News) 7 Report on Gender Pay Gap Against For Shareholder 8 Report on Responsible Tax Principles Against Against Shareholder -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Darren R. Jackson For For Management 1h Elect Director Daniel L. Johnson For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash -------------------------------------------------------------------------------- FIDUS INVESTMENT CORPORATION Ticker: FDUS Security ID: 316500107 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles D. Hyman For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FINISAR CORPORATION Ticker: FNSR Security ID: 31787A507 Meeting Date: SEP 05, 2017 Meeting Type: Annual Record Date: JUL 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Dreyer For For Management 1.2 Elect Director Thomas E. Pardun For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Compton For For Management 1.2 Elect Director Mark A. Emkes For For Management 1.3 Elect Director Peter N. Foss For For Management 1.4 Elect Director Corydon J. Gilchrist For For Management 1.5 Elect Director D. Bryan Jordan For For Management 1.6 Elect Director Scott M. Niswonger For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Amend Articles For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: FEB 07, 2018 Meeting Type: Special Record Date: DEC 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 15, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael D. Capellas For For Management 1b Elect Director Marc A. Onetto For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Issuance of Shares without For For Management Preemptive Rights 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Approve Omnibus Stock Plan For For Management 7 Authorize Share Repurchase Program For For Management 8 Approve Changes in the Cash For For Management Compensation Payable to Non-Employee Directors -------------------------------------------------------------------------------- FLEXION THERAPEUTICS, INC. Ticker: FLXN Security ID: 33938J106 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Clayman For Withhold Management 1.2 Elect Director Sandesh Mahatme For Withhold Management 1.3 Elect Director Ann Merrifield For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 20, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Cannon For For Management 1.2 Elect Director John D. Carter For For Management 1.3 Elect Director William W. Crouch For For Management 1.4 Elect Director Catherine A. Halligan For For Management 1.5 Elect Director Earl R. Lewis For For Management 1.6 Elect Director Angus L. Macdonald For For Management 1.7 Elect Director Michael T. Smith For For Management 1.8 Elect Director Cathy A. Stauffer For For Management 1.9 Elect Director Robert S. Tyrer For For Management 1.10 Elect Director John W. Wood, Jr. For For Management 1.11 Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOUNDATION BUILDING MATERIALS, INC. Ticker: FBM Security ID: 350392106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Meyer For Withhold Management 1.2 Elect Director Dominic LaValle For Withhold Management 1.3 Elect Director Rafael Colorado For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann N. Reese For For Management 1.2 Elect Director Bruce J. Carter For For Management 1.3 Elect Director Cynthia L. Hostetler For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Adopt GHG Emissions Reduction Goals None For Shareholder -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director Alan M. Bennett For For Management 1d Elect Director James R. Boyd For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Jose C. Grubisich For For Management 1i Elect Director David J. Lesar For For Management 1j Elect Director Robert A. Malone For For Management 1k Elect Director Jeffrey A. Miller For For Management 1l Elect Director Debra L. Reed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY Ticker: HBHC Security ID: 410120109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Hairston For For Management 1.2 Elect Director James H. Horne For For Management 1.3 Elect Director Jerry L. Levens For For Management 1.4 Elect Director Christine L. Pickering For For Management 2 Change Company Name to Hancock Whitney For For Management Corporation 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 1j Elect Director Zhang Ling - Resigned None None Management Director 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HMS HOLDINGS CORP. Ticker: HMSY Security ID: 40425J101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Becker For For Management 1b Elect Director Craig R. Callen For For Management 1c Elect Director William C. Lucia For For Management 1d Elect Director Bart M. Schwartz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICU MEDICAL, INC. Ticker: ICUI Security ID: 44930G107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vivek Jain For For Management 1.2 Elect Director George A. Lopez For For Management 1.3 Elect Director Robert S. Swinney For For Management 1.4 Elect Director David C. Greenberg For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Douglas E. Giordano For For Management 1.7 Elect Director David F. Hoffmeister For For Management 1.8 Elect Director Donald M. Abbey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSTRUCTURE, INC. Ticker: INST Security ID: 45781U103 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua L. Coates For For Management 1.2 Elect Director Steven A. Collins For For Management 1.3 Elect Director William M. Conroy For Withhold Management 1.4 Elect Director Ellen Levy For Withhold Management 1.5 Elect Director Kevin Thompson For For Management 1.6 Elect Director Lloyd G. Waterhouse For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNAP CORPORATION Ticker: INAP Security ID: 45885A409 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Potts For For Management 1b Elect Director Lance L. Weaver For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- INVITATION HOMES INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryce Blair For Withhold Management 1.2 Elect Director Frederick C. Tuomi For For Management 1.3 Elect Director Richard D. Bronson For For Management 1.4 Elect Director Kenneth A. Caplan For For Management 1.5 Elect Director Michael D. Fascitelli For For Management 1.6 Elect Director Robert G. Harper For For Management 1.7 Elect Director Jeffrey E. Kelter For For Management 1.8 Elect Director John B. Rhea For For Management 1.9 Elect Director Janice L. Sears For For Management 1.10 Elect Director William J. Stein For For Management 1.11 Elect Director Barry S. Sternlicht For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM Security ID: 46269C102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Niehaus For For Management 1.2 Elect Director Thomas C. Canfield For For Management 1.3 Elect Director Matthew J. Desch For For Management 1.4 Elect Director Thomas J. Fitzpatrick For For Management 1.5 Elect Director Jane L. Harman For For Management 1.6 Elect Director Alvin B. Krongard For For Management 1.7 Elect Director Eric T. Olson For For Management 1.8 Elect Director Steven B. Pfeiffer For For Management 1.9 Elect Director Parker W. Rush For For Management 1.10 Elect Director Henrik O. Schliemann For For Management 1.11 Elect Director S. Scott Smith For For Management 1.12 Elect Director Barry J. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip C. Mezey For For Management 1.2 Elect Director Daniel S. Pelino For For Management 1.3 Elect Director Timothy M. Leyden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Terrence P. Dunn For For Management 1.5 Elect Director Antonio O. Garza, Jr. For For Management 1.6 Elect Director David Garza-Santos For For Management 1.7 Elect Director Janet H. Kennedy For For Management 1.8 Elect Director Mitchell J. Krebs For For Management 1.9 Elect Director Henry J. Maier For For Management 1.10 Elect Director Thomas A. McDonnell For For Management 1.11 Elect Director Patrick J. Ottensmeyer For For Management 1.12 Elect Director Rodney E. Slater For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management 3.1 Elect Director George N. Cochran For For Management 3.2 Elect Director Kathleen M. Cronin For For Management 3.3 Elect Director Douglas G. Geoga For For Management 3.4 Elect Director Thomas M. Goldstein For For Management 3.5 Elect Director Lacy M. Johnson For For Management 3.6 Elect Director Robert J. Joyce For For Management 3.7 Elect Director Joseph P. Lacher, Jr. For For Management 3.8 Elect Director Christopher B. Sarofim For For Management 3.9 Elect Director David P. Storch For For Management 3.10 Elect Director Susan D. Whiting For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Report on Methane Emissions Management Against For Shareholder 6 Report on Sustainability Against For Shareholder 7 Assess Portfolio Impacts of Policies Against For Shareholder to Meet 2 Degree Scenario -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie Stahl For For Management 1.2 Elect Director Christopher G. Kennedy For For Management 1.3 Elect Director Daniel W. Dienst For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: G5315B107 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adebayo (Bayo) O. For For Management Ogunlesi 1.2 Elect Director Deanna L. Goodwin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LANDMARK INFRASTRUCTURE PARTNERS LP Ticker: LMRK Security ID: 51508J108 Meeting Date: JUL 20, 2017 Meeting Type: Special Record Date: MAY 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Securities Transfer Restrictions For For Management -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Brunner For For Management 1b Elect Director Robert G. Culp, III For For Management 1c Elect Director R. Ted Enloe, III For For Management 1d Elect Director Manuel A. Fernandez For For Management 1e Elect Director Matthew C. Flanigan For For Management 1f Elect Director Karl G. Glassman For For Management 1g Elect Director Joseph W. McClanathan For For Management 1h Elect Director Judy C. Odom For For Management 1i Elect Director Phoebe A. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: FEB 12, 2018 Meeting Type: Special Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irving Bolotin For For Management 1.2 Elect Director Steven L. Gerard For For Management 1.3 Elect Director Theron I. 'Tig' Gilliam For For Management 1.4 Elect Director Sherrill W. Hudson For For Management 1.5 Elect Director Sidney Lapidus For For Management 1.6 Elect Director Teri P. McClure For For Management 1.7 Elect Director Stuart Miller For For Management 1.8 Elect Director Armando Olivera For For Management 1.9 Elect Director Donna Shalala For For Management 1.10 Elect Director Scott D. Stowell For For Management 1.11 Elect Director Jeffrey Sonnenfeld For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Approve Conversion of Class B Stock Against Against Shareholder 6 Establish Term Limits for Directors Against Against Shareholder -------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC. Ticker: LITE Security ID: 55024U109 Meeting Date: NOV 02, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin A. Kaplan For For Management 1b Elect Director Harold L. Covert For For Management 1c Elect Director Penelope A. Herscher For For Management 1d Elect Director Samuel F. Thomas For For Management 1e Elect Director Brian J. Lillie For For Management 1f Elect Director Alan S. Lowe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- MALIBU BOATS, INC. Ticker: MBUU Security ID: 56117J100 Meeting Date: NOV 02, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ivar S. Chhina For For Management 1.2 Elect Director Michael J. Connolly For For Management 1.3 Elect Director Mark W. Lanigan For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Douglas L. Foshee For For Management 1e Elect Director M. Elise Hyland For For Management 1f Elect Director Michael E. J. Phelps - None None Management Withdrawn Resolution 1g Elect Director Dennis H. Reilley For For Management 1h Elect Director Lee M. Tillman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Donna A. James For For Management 1c Elect Director James E. Rohr For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 6 Eliminate Supermajority Vote For For Management Requirement to Amend Charter 7 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 22, 2018 Meeting Type: Annual Record Date: DEC 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. McGill, Jr. For For Management 1b Elect Director Charles R. Oglesby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MCBC HOLDINGS, INC. Ticker: MCFT Security ID: 55276F107 Meeting Date: OCT 17, 2017 Meeting Type: Annual Record Date: AUG 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Campion For Withhold Management 1.2 Elect Director Tzau-Jin (TJ) Chung For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: JAN 22, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick V. Moore For For Management 1.2 Elect Director Becky S. Shulman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: MAY 29, 2018 Meeting Type: Special Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 29, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Filip Balcaen For For Management 1.2 Elect Director Bruce C. Bruckmann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: DEC 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Roger Fradin For For Management 1.5 Elect Director Louise Goeser For For Management 1.6 Elect Director Michael Kaufmann For For Management 1.7 Elect Director Denis Kelly For For Management 1.8 Elect Director Steven Paladino For For Management 1.9 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya S. Beder For For Management 1.2 Elect Director James R. Crane For Withhold Management 1.3 Elect Director John P. Kotts For Withhold Management 1.4 Elect Director Michael C. Linn For Withhold Management 1.5 Elect Director Anthony G. Petrello For For Management 1.6 Elect Director Dag Skattum For For Management 1.7 Elect Director John Yearwood For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY Ticker: NFX Security ID: 651290108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee K. Boothby For For Management 1b Elect Director Pamela J. Gardner For For Management 1c Elect Director Edgar R. Giesinger, Jr. For For Management 1d Elect Director Steven W. Nance For For Management 1e Elect Director Roger B. Plank For For Management 1f Elect Director Thomas G. Ricks For For Management 1g Elect Director Juanita M. Romans For For Management 1h Elect Director John W. Schanck For For Management 1i Elect Director J. Terry Strange For For Management 1j Elect Director J. Kent Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Best For For Management 1.2 Elect Director G. Stephen Finley For For Management 1.3 Elect Director Paul L. Howes For For Management 1.4 Elect Director Roderick A. Larson For For Management 1.5 Elect Director John C. Minge For For Management 1.6 Elect Director Rose M. Robeson For For Management 1.7 Elect Director Gary L. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Michael G. O'Grady For For Management 1f Elect Director Jose Luis Prado For For Management 1g Elect Director Thomas E. Richards For For Management 1h Elect Director John W. Rowe For For Management 1i Elect Director Martin P. Slark For For Management 1j Elect Director David H. B. Smith, Jr. For For Management 1k Elect Director Donald Thompson For For Management 1l Elect Director Charles A. Tribbett, III For For Management 1m Elect Director Frederick H. Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: FEB 28, 2018 Meeting Type: Annual Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Finocchio For Withhold Management 1.2 Elect Director Robert J. Frankenberg For Withhold Management 1.3 Elect Director William H. Janeway For For Management 1.4 Elect Director Laura S. Kaiser For For Management 1.5 Elect Director Mark R. Laret For For Management 1.6 Elect Director Katharine A. Martin For For Management 1.7 Elect Director Philip J. Quigley For Withhold Management 1.8 Elect Director Sanjay Vaswani For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Amend Bylaws -- Call Special Meetings None For Shareholder -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Rosalie O'Reilly Wooten For For Management 1d Elect Director Greg Henslee For For Management 1e Elect Director Jay D. Burchfield For For Management 1f Elect Director Thomas T. Hendrickson For For Management 1g Elect Director John R. Murphy For For Management 1h Elect Director Dana M. Perlman For For Management 1i Elect Director Ronald Rashkow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- OASIS PETROLEUM INC. Ticker: OAS Security ID: 674215108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Cassidy For For Management 1.2 Elect Director Taylor L. Reid For For Management 1.3 Elect Director Bobby S. Shackouls For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harrington Bischof For Withhold Management 1.2 Elect Director Spencer LeRoy, III For Withhold Management 1.3 Elect Director Charles F. Titterton For Withhold Management 1.4 Elect Director Steven R. Walker For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Steps Taken to Improve Board Against For Shareholder Oversight of Climate Change Risk 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ORBCOMM INC. Ticker: ORBC Security ID: 68555P100 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome B. Eisenberg For For Management 1.2 Elect Director Marco Fuchs For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Brokmeyer For For Management 1b Elect Director Hemang Desai For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Siegel For For Management 1.2 Elect Director Charles O. Buckner For For Management 1.3 Elect Director Tiffany 'TJ' Thom Cepak For For Management 1.4 Elect Director Michael W. Conlon For For Management 1.5 Elect Director William A. Hendricks, For For Management Jr. 1.6 Elect Director Curtis W. Huff For For Management 1.7 Elect Director Terry H. Hunt For For Management 1.8 Elect Director Janeen S. Judah For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edison C. Buchanan For For Management 1.2 Elect Director Andrew F. Cates For For Management 1.3 Elect Director Timothy L. Dove For For Management 1.4 Elect Director Phillip A. Gobe For For Management 1.5 Elect Director Larry R. Grillot For For Management 1.6 Elect Director Stacy P. Methvin For For Management 1.7 Elect Director Royce W. Mitchell For For Management 1.8 Elect Director Frank A. Risch For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Mona K. Sutphen For For Management 1.11 Elect Director J. Kenneth Thompson For For Management 1.12 Elect Director Phoebe A. Wood For For Management 1.13 Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobby S. Shackouls For Withhold Management 1.2 Elect Director Christopher M. Temple For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobby S. Shackouls For Withhold Management 1.2 Elect Director Christopher M. Temple For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Yu For For Management 1.2 Elect Director J. Richard Belliston For For Management 1.3 Elect Director Gary S. Nunnelly For For Management 1.4 Elect Director Clark Hsu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe Horwath, LLP as Auditors For For Management -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Redman For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Steven Beal For For Management 1.4 Elect Director Anthony Best For For Management 1.5 Elect Director Pryor Blackwell For For Management 1.6 Elect Director Schuyler E. Coppedge None None Management *Withdrawn Resolution* 1.7 Elect Director Alan E. Douglas For Withhold Management 1.8 Elect Director Peter Labbat *Withdrawn None None Management Resolution* 1.9 Elect Director Jack B. Moore For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Phillips S. Baker, Jr. For For Management 2.2 Elect Director Julie A. Dill For For Management 2.3 Elect Director Robert F. Heinemann For For Management 2.4 Elect Director Michael J. Minarovic For For Management 2.5 Elect Director M. W. Scoggins For For Management 2.6 Elect Director Mary Shafer-Malicki For For Management 2.7 Elect Director Charles B. Stanley For For Management 2.8 Elect Director David A. Trice For For Management 3.9 Elect Director Phillips S. Baker, Jr. For For Management (Class II) 3.10 Elect Director Julie A. Dill (Class For For Management III) 3.11 Elect Director Robert F. Heinemann For For Management (Class I) 3.12 Elect Director Michael J. Minarovic For For Management (Class I) 3.13 Elect Director M. W. Scoggins (Class For For Management III) 3.14 Elect Director Mary Shafer-Malicki For For Management (Class II) 3.15 Elect Director Charles B. Stanley For For Management (Class II) 3.16 Elect Director David A. Trice (Class I) For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADNET, INC. Ticker: RDNT Security ID: 750491102 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard G. Berger For For Management 1.2 Elect Director Marvin S. Cadwell For Withhold Management 1.3 Elect Director John V. Crues, III For For Management 1.4 Elect Director Norman R. Hames For For Management 1.5 Elect Director Lawrence L. Levitt For Withhold Management 1.6 Elect Director Michael L. Sherman For For Management 1.7 Elect Director David L. Swartz For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Michael J. Gade For For Management 2.2 Elect Director J.V. Lentell For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Ramon A. Rodriguez For For Management 1h Elect Director Donald W. Slager For For Management 1i Elect Director John M. Trani For For Management 1j Elect Director Sandra M. Volpe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For Withhold Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For Withhold Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vladimir Shmunis For For Management 1.2 Elect Director Neil Williams For For Management 1.3 Elect Director Robert Theis For For Management 1.4 Elect Director Michelle McKenna For For Management 1.5 Elect Director Allan Thygesen For For Management 1.6 Elect Director Kenneth Goldman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director Brian D. Jellison For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- SAGE THERAPEUTICS, INC. Ticker: SAGE Security ID: 78667J108 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geno Germano For Withhold Management 1.2 Elect Director Steven Paul For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Keith Block For For Management 1c Elect Director Craig Conway For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Bernard Tyson For For Management 1j Elect Director Robin Washington For For Management 1k Elect Director Maynard Webb For For Management 1l Elect Director Susan Wojcicki For For Management 2 Amend Right to Call Special Meeting For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Eliminate Supermajority Vote Against For Shareholder Requirement 7 Adopt Guidelines for Country Selection Against Against Shareholder -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony L. Coelho For For Management 1.2 Elect Director Jakki L. Haussler For For Management 1.3 Elect Director Sara Martinez Tucker For For Management 1.4 Elect Director Marcus A. Watts For For Management 1.5 Elect Director Edward E. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement in Certain Provisions of the Certificate of Incorporation and Bylaws 6 Reduce Supermajority Vote Requirement For For Management to Approve Business Combinations 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For For Management 1b Elect Director Jonathan C. Chadwick For For Management 1c Elect Director Frederic B. Luddy For For Management 1d Elect Director Jeffrey A. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Henry J. Eyring For For Management 1.5 Elect Director Meredith S. Madden For For Management 1.6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOL-GEL TECHNOLOGIES LTD. Ticker: SLGL Security ID: M8694L103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Cash Bonus to Alon For For Management Seri-Levy, CEO 2 Approve Grant of Options to Alon For For Management Seri-Levy, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SPIRIT AIRLINES, INC. Ticker: SAVE Security ID: 848577102 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Johnson For For Management 1.2 Elect Director Barclay G. Jones, III For For Management 1.3 Elect Director Dawn M. Zier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SRC ENERGY INC. Ticker: SRCI Security ID: 78470V108 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn A. Peterson For For Management 1.2 Elect Director Jack N. Aydin For For Management 1.3 Elect Director Daniel E. Kelly For For Management 1.4 Elect Director Paul J. Korus For For Management 1.5 Elect Director Raymond E. McElhaney For For Management 1.6 Elect Director Jennifer S. Zucker For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 12, 2017 Meeting Type: Annual Record Date: MAY 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director David W. Joos For For Management 1e Elect Director James P. Keane For For Management 1f Elect Director Todd P. Kelsey For For Management 1g Elect Director Jennifer C. Niemann For For Management 1h Elect Director Robert C. Pew, III For For Management 1i Elect Director Cathy D. Ross For For Management 1j Elect Director Peter M. Wege, II For For Management 1k Elect Director P. Craig Welch, Jr. For For Management 1l Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. Ticker: SPN Security ID: 868157108 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold J. Bouillion For For Management 1.2 Elect Director David D. Dunlap For For Management 1.3 Elect Director James M. Funk For For Management 1.4 Elect Director Terence E. Hall For For Management 1.5 Elect Director Peter D. Kinnear For For Management 1.6 Elect Director Janiece M. Longoria For For Management 1.7 Elect Director Michael M. McShane For For Management 1.8 Elect Director W. Matt Ralls For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Kimberly A. Jabal For For Management 1.7 Elect Director Jeffrey N. Maggioncalda For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 20, 2018 Meeting Type: Annual Record Date: FEB 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight Steffensen For For Management 1.2 Elect Director Kevin Murai For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Hau Lee For For Management 1.6 Elect Director Matthew Miau For Withhold Management 1.7 Elect Director Gregory Quesnel For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Dannenfeldt For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Lawrence H. Guffey For For Management 1.4 Elect Director Timotheus Hottges For Withhold Management 1.5 Elect Director Bruno Jacobfeuerborn For Withhold Management 1.6 Elect Director Raphael Kubler For Withhold Management 1.7 Elect Director Thorsten Langheim For Withhold Management 1.8 Elect Director John J. Legere For Withhold Management 1.9 Elect Director G. Michael (Mike) For Withhold Management Sievert 1.10 Elect Director Olaf Swantee For For Management 1.11 Elect Director Teresa A. Taylor For For Management 1.12 Elect Director Kelvin R. Westbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Adopt Proxy Access Right Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Evans For For Management 1.2 Elect Director Joe Bob Perkins For For Management 1.3 Elect Director Ershel C. Redd, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Candace H. Duncan For For Management 1b Elect Director Liam J. Kelly For For Management 1c Elect Director Stephen K. Klasko For For Management 1d Elect Director Stuart A. Randle For For Management 1e Elect Director Andrew A. Krakauer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TELIGENT, INC. Ticker: TLGT Security ID: 87960W104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carole S. Ben-Maimon For For Management 1.2 Elect Director John Celentano For For Management 1.3 Elect Director Bhaskar Chaudhuri For For Management 1.4 Elect Director James C. Gale For For Management 1.5 Elect Director Jason Grenfell-Gardner For For Management 1.6 Elect Director Steven Koehler For For Management 1.7 Elect Director Thomas J. Sabatino, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director John A. Heil For For Management 1c Elect Director Jon L. Luther For For Management 1d Elect Director Richard W. Neu For For Management 1e Elect Director Arik W. Ruchim For For Management 1f Elect Director Scott L. Thompson For For Management 1g Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Ticker: TGTX Security ID: 88322Q108 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence N. Charney For Withhold Management 1.2 Elect Director Yann Echelard For Withhold Management 1.3 Elect Director William J. Kennedy For Withhold Management 1.4 Elect Director Kenneth Hoberman For Withhold Management 1.5 Elect Director Daniel Hume For Withhold Management 1.6 Elect Director Mark Schoenebaum For Withhold Management 1.7 Elect Director Michael S. Weiss For Withhold Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- THE BANCORP, INC. Ticker: TBBK Security ID: 05969A105 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Cohen For For Management 1.2 Elect Director Damian M. Kozlowski For For Management 1.3 Elect Director Walter T. Beach For For Management 1.4 Elect Director Michael J. Bradley For For Management 1.5 Elect Director John C. Chrystal For For Management 1.6 Elect Director Matthew Cohn For For Management 1.7 Elect Director John M. Eggemeyer For For Management 1.8 Elect Director Hersh Kozlov For For Management 1.9 Elect Director William H. Lamb For For Management 1.10 Elect Director James J. McEntee, III For For Management 1.11 Elect Director Mei-Mei Tuan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 10, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Linda Z. Cook For For Management 1c Elect Director Joseph J. Echevarria For For Management 1d Elect Director Edward P. Garden For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director John M. Hinshaw For For Management 1g Elect Director Edmund F. "Ted" Kelly For For Management 1h Elect Director Jennifer B. Morgan For For Management 1i Elect Director Mark A. Nordenberg For For Management 1j Elect Director Elizabeth E. Robinson For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Samuel C. Scott, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Ticker: UBSH Security ID: 90539J109 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Ticker: UBSH Security ID: 90539J109 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beverley E. Dalton For For Management 1.2 Elect Director Thomas P. Rohman For For Management 1.3 Elect Director Thomas G. Snead, Jr. For For Management 1.4 Elect Director Charles W. Steger For For Management 1.5 Elect Director Ronald L. Tillett For For Management 1.6 Elect Director Keith L. Wampler For For Management 2.1 Elect Director Patrick E. Corbin For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director Erroll B. Davis, Jr. For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- UNIT CORPORATION Ticker: UNT Security ID: 909218109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary R. Christopher For For Management 1.2 Elect Director Robert J. Sullivan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED INSURANCE HOLDINGS CORP. Ticker: UIHC Security ID: 910710102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alec L. Poitevint, II For Withhold Management 1.2 Elect Director Kern M. Davis For For Management 1.3 Elect Director William H. Hood, III For For Management 1.4 Elect Director Sherrill W. Hudson For Withhold Management 1.5 Elect Director Patrick F. Maroney For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director Kenneth I. Shine For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITI GROUP INC. Ticker: UNIT Security ID: 91325V108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director Scott G. Bruce For For Management 1c Elect Director Francis X. ("Skip") For For Management Frantz 1d Elect Director Andrew Frey For For Management 1e Elect Director Kenneth A. Gunderman For For Management 1f Elect Director David L. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Charter to Provide Shareholders For For Management the Ability to Amend the Bylaws 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WALMART, INC. Ticker: WMT Security ID: 931142103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Easterbrook For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder 5 Report on Race or Ethnicity Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 94106B101 Meeting Date: MAY 24, 2018 Meeting Type: Annual/Special Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald J. Mittelstaedt For For Management 1.2 Elect Director Robert H. Davis For For Management 1.3 Elect Director Edward E. "Ned" Guillet For For Management 1.4 Elect Director Michael W. Harlan For For Management 1.5 Elect Director Larry S. Hughes For For Management 1.6 Elect Director Susan "Sue" Lee For For Management 1.7 Elect Director William J. Razzouk For For Management 2 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Ticker: WY Security ID: 962166104 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Emmert For For Management 1.2 Elect Director Rick R. Holley For For Management 1.3 Elect Director Sara Grootwassink Lewis For For Management 1.4 Elect Director John F. Morgan, Sr. For For Management 1.5 Elect Director Nicole W. Piasecki For For Management 1.6 Elect Director Marc F. Racicot For For Management 1.7 Elect Director Lawrence A. Selzer For For Management 1.8 Elect Director Doyle R. Simons For For Management 1.9 Elect Director D. Michael Steuert For For Management 1.10 Elect Director Kim Williams For For Management 1.11 Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION Ticker: WLL Security ID: 966387102 Meeting Date: NOV 08, 2017 Meeting Type: Special Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split and Reduce For For Management Shares Authorized -------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION Ticker: WLL Security ID: 966387409 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William N. Hahne For For Management 1.2 Elect Director Bradley J. Holly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WIDEOPENWEST, INC. Ticker: WOW Security ID: 96758W101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Elder For Against Management 1b Elect Director Jeffrey Marcus For Against Management 1c Elect Director Phil Seskin For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WILDHORSE RESOURCE DEVELOPMENT CORPORATION Ticker: WRD Security ID: 96812T102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay C. Graham For Withhold Management 1b Elect Director Anthony Bahr For Withhold Management 1c Elect Director Richard D. Brannon For Withhold Management 1d Elect Director Jonathan M. Clarkson For For Management 1e Elect Director Scott A. Gieselman For Withhold Management 1f Elect Director David W. Hayes For Withhold Management 1g Elect Director Stephanie C. Hildebrandt For For Management 1h Elect Director Grant E. Sims For For Management 1i Elect Director Tony R. Weber For Withhold Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director James F. McCann For For Management 1f Elect Director Brendan R. O'Neill For For Management 1g Elect Director Jaymin B. Patel For For Management 1h Elect Director Linda D. Rabbitt For For Management 1i Elect Director Paul Thomas For For Management 1j Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & For For Management Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Zed S. Francis, III For For Management 1.5 Elect Director Marla F. Glabe For For Management 1.6 Elect Director H. Patrick Hackett, Jr. For For Management 1.7 Elect Director Scott K. Heitmann For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. "Joe" Sweeney For For Management 1.11 Elect Director Sheila G. Talton For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management ============ GUGGENHEIM S&P GLOBAL DIVIDEND OPPORTUNITIES INDEX ETF ============ AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Douglas W. Johnson For For Management 1e Elect Director Robert B. Johnson For For Management 1f Elect Director Thomas J. Kenny For For Management 1g Elect Director Karole F. Lloyd For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Seifollah (Seifi) For For Management Ghasemi 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan - WITHDRAWN None None Management RESOLUTION -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Larry E. Finger For For Management 1.3 Elect Director Duane A. Nelles For Withhold Management 1.4 Elect Director Thomas S. Olinger For Withhold Management 1.5 Elect Director Robert S. Sullivan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Richard C. Notebaert For For Management 1.9 Elect Director Lionel L. Nowell, III For For Management 1.10 Elect Director Stephen S. Rasmussen For For Management 1.11 Elect Director Oliver G. Richard, III For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R101 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director J. Landis Martin For For Management 1.4 Elect Director Robert A. Miller For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director Ann Sperling For For Management 1.7 Elect Director Michael A. Stein For For Management 1.8 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Stock Ownership Limitations For For Management -------------------------------------------------------------------------------- AQUA AMERICA, INC. Ticker: WTR Security ID: 03836W103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carolyn J. Burke For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director Christopher H. Franklin For For Management 1.4 Elect Director William P. Hankowsky For For Management 1.5 Elect Director Daniel J. Hilferty For For Management 1.6 Elect Director Wendell F. Holland For For Management 1.7 Elect Director Ellen T. Ruff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUSNET SERVICES Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 20, 2017 Meeting Type: Annual Record Date: JUL 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nora Scheinkestel as Director For For Management 2b Elect Ralph Craven as Director For Against Management 2c Elect Sally Farrier as Director For For Management 2d Elect Sun Jianxing as Director For Against Management 3 Approve Remuneration Report For Against Management 4 Approve the Grant of Equity Awards to For For Management Nino Ficca 5 Approve the Issuance of Shares For For Management 6 Approve the Issuance of Shares For For Management Pursuant to the Dividend Reinvestment Plan 7 Approve the Issuance of Shares For For Management Pursuant to an Employee Incentive Scheme 8 Approve the Renewal of Proportional For For Management Takeover Provision -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 07, 2017 Meeting Type: Proxy Contest Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Peter Bisson For For Management 1.2 Elect Director Richard T. Clark For For Management 1.3 Elect Director Eric C. Fast For Withhold Management 1.4 Elect Director Linda R. Gooden For For Management 1.5 Elect Director Michael P. Gregoire For For Management 1.6 Elect Director R. Glenn Hubbard For For Management 1.7 Elect Director John P. Jones For For Management 1.8 Elect Director William J. Ready For For Management 1.9 Elect Director Carlos A. Rodriguez For For Management 1.10 Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Repeal Amendments to the Company's Against For Shareholder By-Laws Adopted Without Stockholder Approval After August 2, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) None 1.1 Elect Director William A. Ackman For Did Not Vote Shareholder 1.2 Elect Director Veronica M. Hagen For Did Not Vote Shareholder 1.3 Elect Director V. Paul Unruh For Did Not Vote Shareholder 1.4 Management Nominee Peter Bisson For Did Not Vote Shareholder 1.5 Management Nominee Richard T. Clark For Did Not Vote Shareholder 1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder 1.7 Management Nominee Michael P. Gregoire For Did Not Vote Shareholder 1.8 Management Nominee William J. Ready For Did Not Vote Shareholder 1.9 Management Nominee Carlos A. Rodriguez For Did Not Vote Shareholder 1.10 Management Nominee Sandra S. Wijnberg For Did Not Vote Shareholder 2 Repeal Amendments to the Company's For Did Not Vote Shareholder By-Laws Adopted Without Stockholder Approval After August 2, 2016 3 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For Against Management 1b Elect Director Terry S. Brown For Against Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For For Management 1e Elect Director Stephen P. Hills For For Management 1f Elect Director Richard J. Lieb For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director Peter S. Rummell For Against Management 1i Elect Director H. Jay Sarles For Against Management 1j Elect Director Susan Swanezy For For Management 1k Elect Director W. Edward Walter For Against Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Butt For For Management 1.2 Elect Director Charles A. Davis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Robert E. Brown For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Calin Rovinescu For For Management 1.12 Elect Director Karen Sheriff For For Management 1.13 Elect Director Robert C. Simmonds For For Management 1.14 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Cease the Use of Comparisons to Against Against Shareholder Determine the Compensation of Board of Directors -------------------------------------------------------------------------------- CA, INC. Ticker: CA Security ID: 12673P105 Meeting Date: AUG 09, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jens Alder For For Management 1B Elect Director Raymond J. Bromark For For Management 1C Elect Director Michael P. Gregoire For For Management 1D Elect Director Rohit Kapoor For For Management 1E Elect Director Jeffrey G. Katz For For Management 1F Elect Director Kay Koplovitz For For Management 1G Elect Director Christopher B. Lofgren For For Management 1H Elect Director Richard Sulpizio For For Management 1I Elect Director Laura S. Unger For For Management 1J Elect Director Arthur F. Weinbach For For Management 1K Elect Director Renato (Ron) Zambonini For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amendment to Increase Number of Shares For For Management Issuable Under the 2012 Non-Employee Stock Plan -------------------------------------------------------------------------------- CHARTER HALL GROUP Ticker: CHC Security ID: Q2308A138 Meeting Date: NOV 09, 2017 Meeting Type: Annual/Special Record Date: NOV 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Ross as Director For For Management 2 Approve Remuneration Report For For Management 3 Approve Issuance of Service Rights to For For Management David Harrison 4 Approve Issuance of Performance Rights For For Management to David Harrison 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Bancroft For For Management 1b Elect Director John P. Bilbrey For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Ian Cook For For Management 1e Elect Director Helene D. Gayle For For Management 1f Elect Director Ellen M. Hancock For For Management 1g Elect Director C. Martin Harris For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Michael B. Polk For For Management 1j Elect Director Stephen I. Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 20, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Peggy Bruzelius as Director For For Management 6 Re-elect Lord Davies of Abersoch as For For Management Director 7 Re-elect Javier Ferran as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Betsy Holden as Director For For Management 10 Re-elect Nicola Mendelsohn as Director For For Management 11 Re-elect Ivan Menezes as Director For For Management 12 Re-elect Kathryn Mikells as Director For For Management 13 Re-elect Alan Stewart as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Adopt Share Value Plan For For Management -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Barr For For Management 1.2 Elect Director Helen E. Dragas For For Management 1.3 Elect Director James O. Ellis, Jr. For For Management 1.4 Elect Director Thomas F. Farrell, II For For Management 1.5 Elect Director John W. Harris For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Mark J. Kington For For Management 1.8 Elect Director Joseph M. Rigby For For Management 1.9 Elect Director Pamela J. Royal For For Management 1.10 Elect Director Robert H. Spilman, Jr. For For Management 1.11 Elect Director Susan N. Story For For Management 1.12 Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Methane Emissions Management Against For Shareholder and Reduction Targets 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Josue Robles, Jr. For For Management 1.9 Elect Director Ruth G. Shaw For For Management 1.10 Elect Director Robert C. Skaggs, Jr. For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Independent Economic Analysis of Early Against Against Shareholder Closure of Fermi 2 Nuclear Plant 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Theodore F. Craver, Jr. For For Management 1.3 Elect Director Robert M. Davis For For Management 1.4 Elect Director Daniel R. DiMicco For For Management 1.5 Elect Director John H. Forsgren For For Management 1.6 Elect Director Lynn J. Good For For Management 1.7 Elect Director John T. Herron For For Management 1.8 Elect Director James B. Hyler, Jr. For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Carlos A. Saladrigas For For Management 1.13 Elect Director Thomas E. Skains For For Management 1.14 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Benefits of Lobbying Against For Shareholder -------------------------------------------------------------------------------- DULUXGROUP LTD Ticker: DLX Security ID: Q32914105 Meeting Date: DEC 21, 2017 Meeting Type: Annual Record Date: DEC 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Peter Kirby as Director For For Management 2.2 Elect Judith Swales as Director For For Management 3 Approve Remuneration Report For For Management 4.1 Approve the Issuance of Shares to For For Management Patrick Houlihan 4.2 Approve the Issuance of Shares to For For Management Stuart Boxer 5 Approve the Grant of Share Rights For For Management Under the Non-Executive Director and Executive Sacrifice Share Acquisition Plan -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael C. Camunez For For Management 1b Elect Director Vanessa C.L. Chang For For Management 1c Elect Director James T. Morris For For Management 1d Elect Director Timothy T. O'Toole For For Management 1e Elect Director Pedro J. Pizarro For For Management 1f Elect Director Linda G. Stuntz For For Management 1g Elect Director William P. Sullivan For For Management 1h Elect Director Ellen O. Tauscher For For Management 1i Elect Director Peter J. Taylor For For Management 1j Elect Director Brett White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Balfour For For Management 1.2 Elect Director Sylvia D. Chrominska For For Management 1.3 Elect Director Henry E. Demone For For Management 1.4 Elect Director Allan L. Edgeworth For For Management 1.5 Elect Director James D. Eisenhauer For For Management 1.6 Elect Director Kent M. Harvey For For Management 1.7 Elect Director B. Lynn Loewen For For Management 1.8 Elect Director Donald A. Pether For For Management 1.9 Elect Director John B. Ramil For For Management 1.10 Elect Director Andrea S. Rosen For For Management 1.11 Elect Director Richard P. Sergel For For Management 1.12 Elect Director M. Jacqueline Sheppard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENAGAS S.A. Ticker: ENG Security ID: E41759106 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4.1 Reelect Antonio Llarden Carratala as For For Management Director 4.2 Reelect Marcelino Oreja Arburua as For For Management Director 4.3 Reelect Isabel Tocino Biscarolasaga as For For Management Director 4.4 Reelect Ana Palacio Vallelersundi as For For Management Director 4.5 Reelect Antonio Hernandez Mancha as For For Management Director 4.6 Reelect Gonzalo Solana Gonzalez as For For Management Director 4.7 Elect Ignacio Grangel Vicente as For For Management Director 5 Advisory Vote on Remuneration Report For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Amal M. Johnson For For Management 1.3 Elect Director Irving F. Lyons, III For Withhold Management 1.4 Elect Director George M. Marcus For For Management 1.5 Elect Director Thomas E. Robinson For For Management 1.6 Elect Director Michael J. Schall For For Management 1.7 Elect Director Byron A. Scordelis For Withhold Management 1.8 Elect Director Janice L. Sears For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director Sanford Cloud, Jr. For For Management 1.3 Elect Director James S. DiStasio For For Management 1.4 Elect Director Francis A. Doyle For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director William C. Van Faasen For For Management 1.9 Elect Director Frederica M. Williams For For Management 1.10 Elect Director Dennis R. Wraase For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Ida J. Goodreau For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director Barry V. Perry For For Management 1.11 Elect Director Joseph L. Welch For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 26, 2017 Meeting Type: Annual Record Date: JUL 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson For For Management 1b Elect Director Alicia Boler Davis For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director David M. Cordani For For Management 1e Elect Director Roger W. Ferguson, Jr. For For Management 1f Elect Director Henrietta H. Fore For For Management 1g Elect Director Jeffrey L. Harmening For For Management 1h Elect Director Maria G. Henry For For Management 1i Elect Director Heidi G. Miller For For Management 1j Elect Director Steve Odland For For Management 1k Elect Director Kendall J. Powell For For Management 1l Elect Director Eric D. Sprunk For For Management 1m Elect Director Jorge A. Uribe For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Paul D. Donahue For For Management 1.3 Elect Director Gary P. Fayard For For Management 1.4 Elect Director Thomas C. Gallagher For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Robert C. 'Robin' For For Management Loudermilk, Jr. 1.10 Elect Director Wendy B. Needham For For Management 1.11 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLP J-REIT Ticker: 3281 Security ID: J17305103 Meeting Date: MAY 25, 2018 Meeting Type: Special Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Tatsumi, Yoji For For Management 3.1 Elect Supervisory Director Inoue, For Against Management Toraki 3.2 Elect Supervisory Director Yamaguchi, For For Management Kota -------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED Ticker: GXP Security ID: 391164100 Meeting Date: NOV 21, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- H&R REAL ESTATE INVESTMENT TRUST Ticker: HR.UN Security ID: 404428203 Meeting Date: DEC 07, 2017 Meeting Type: Special Record Date: OCT 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For For Management 1 Approve Reorganization Plan For For Management -------------------------------------------------------------------------------- HIKARI TSUSHIN INC Ticker: 9435 Security ID: J1949F108 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shigeta, Yasumitsu For For Management 1.2 Elect Director Tamamura, Takeshi For For Management 1.3 Elect Director Wada, Hideaki For For Management 1.4 Elect Director Gido, Ko For For Management 1.5 Elect Director Owada, Seiya For For Management 1.6 Elect Director Takahashi, Masato For For Management -------------------------------------------------------------------------------- INTACT FINANCIAL CORPORATION Ticker: IFC Security ID: 45823T106 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Brindamour For For Management 1.2 Elect Director Robert W. Crispin For For Management 1.3 Elect Director Janet De Silva For For Management 1.4 Elect Director Claude Dussault For For Management 1.5 Elect Director Robert G. Leary For For Management 1.6 Elect Director Eileen Mercier For For Management 1.7 Elect Director Sylvie Paquette For For Management 1.8 Elect Director Timothy H. Penner For For Management 1.9 Elect Director Frederick Singer For For Management 1.10 Elect Director Stephen G. Snyder For For Management 1.11 Elect Director Carol Stephenson For For Management 1.12 Elect Director William L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 27, 2017 Meeting Type: Special Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Make Technical For For Management Changes 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Elect Supervisory Director Nishida, For For Management Masahiko 3.2 Elect Supervisory Director Usuki, For For Management Masaharu 4.1 Elect Alternate Executive Director For For Management Araki, Keita 4.2 Elect Alternate Executive Director For For Management Kimoto, Seiji 5 Elect Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carter Cast For For Management 1.2 Elect Director Zachary Gund For For Management 1.3 Elect Director Jim Jenness For For Management 1.4 Elect Director Don Knauss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Abelardo E. Bru For For Management 1.3 Elect Director Robert W. Decherd For For Management 1.4 Elect Director Thomas J. Falk For For Management 1.5 Elect Director Fabian T. Garcia For For Management 1.6 Elect Director Michael D. Hsu For For Management 1.7 Elect Director Mae C. Jemison For For Management 1.8 Elect Director James M. Jenness For For Management 1.9 Elect Director Nancy J. Karch For For Management 1.10 Elect Director Christa S. Quarles For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director Marc J. Shapiro For For Management 1.13 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director David B. Burritt For For Management 1.4 Elect Director Bruce A. Carlson For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Jeh C. Johnson For For Management 1.10 Elect Director Joseph W. Ralston For For Management 1.11 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MIRVAC GROUP Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 16, 2017 Meeting Type: Annual/Special Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Christine Bartlett as Director For For Management 2.2 Elect Peter Hawkins as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Susan Lloyd-Hurwitz -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Joseph M. Tucci For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Efforts to Ensure Supply Against Against Shareholder Chain Has No Forced Labor 5 Require Director Nominee with Human Against Against Shareholder Rights Expertise 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director William H. Swanson For For Management 1l Elect Director Hansel E. Tookes, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ORIX JREIT INC. Ticker: 8954 Security ID: J8996L102 Meeting Date: NOV 29, 2017 Meeting Type: Special Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Introduce Asset For For Management Management Compensation Related to Merger 2 Elect Executive Director Ozaki, Teruo For For Management 3 Elect Alternate Executive Director For For Management Hattori, Takeshi 4.1 Elect Supervisory Director Koike, For For Management Toshio 4.2 Elect Supervisory Director Hattori, For For Management Takeshi 4.3 Elect Supervisory Director Kataoka, For For Management Ryohei -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart M. Essig For For Management 1.2 Elect Director John W. Gerdelman For For Management 1.3 Elect Director Barbara B. Hill For For Management 1.4 Elect Director Lemuel E. Lewis For For Management 1.5 Elect Director Martha H. Marsh For For Management 1.6 Elect Director Mark F. McGettrick For For Management 1.7 Elect Director Eddie N. Moore, Jr. For For Management 1.8 Elect Director P. Cody Phipps For For Management 1.9 Elect Director Robert C. Sledd For For Management 1.10 Elect Director Anne Marie Whittemore For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 11, 2017 Meeting Type: Annual Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Phillip Horsley For For Management 1f Elect Director Grant M. Inman For For Management 1g Elect Director Martin Mucci For For Management 1h Elect Director Joseph M. Tucci For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: JUL 06, 2017 Meeting Type: Annual Record Date: JUL 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Sir John Parker as Director For For Management 6 Re-elect Martin Angle as Director For For Management 7 Re-elect Neil Cooper as Director For For Management 8 Re-elect Susan Davy as Director For For Management 9 Re-elect Christopher Loughlin as For For Management Director 10 Re-elect Gill Rider as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity with For For Management Pre-emptive Rights 15 Approve Long-Term Incentive Plan For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian M. Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Richard W. Fisher For For Management 1g Elect Director William R. Johnson For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Phoebe A. Wood For For Management 1.10 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Sara Grootwassink Lewis For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director William V. Hickey For For Management 1.3 Elect Director Ralph Izzo For For Management 1.4 Elect Director Shirley Ann Jackson For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Barry H. Ostrowsky For For Management 1.7 Elect Director Thomas A. Renyi For For Management 1.8 Elect Director Hak Cheol (H.C.) Shin For For Management 1.9 Elect Director Richard J. Swift For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RED ELECTRICA CORPORACION SA Ticker: REE Security ID: E42807110 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Reelect Socorro Fernandez Larrea as For For Management Director 5.2 Reelect Antonio Gomez Ciria as Director For For Management 5.3 Ratify Appointment of and Elect For For Management Mercedes Real Rodrigalvarez as Director 6.1 Approve Remuneration Report For For Management 6.2 Approve Remuneration of Executive For For Management Directors and Non-Executive Directors 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Receive Corporate Governance Report None None Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Kwa Chong Seng as Director For For Management 3b Elect Liew Mun Leong as Director For For Management 3c Elect Thaddeus Beczak as Director For For Management 4 Approve Directors' Fees to the For For Management Chairman of the Board 5 Approve Directors' Fees to All For For Management Directors Other than the Chief Executive Officer 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Elect Lim Chin Hu as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Chua Sock Koong as Director For For Management 4 Elect Low Check Kian as Director For For Management 5 Elect Peter Ong Boon Kwee as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: Q8563C107 Meeting Date: NOV 22, 2017 Meeting Type: Annual Record Date: NOV 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Compton as Director For For Management 2 Elect Chris Wilks as Director For Against Management 3 Elect Lou Panaccio as Director For For Management 4 Elect Neville Mitchell as Director For For Management 5 Approve Remuneration Report For For Management 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 7 Approve Issuance of Sonic Healthcare For For Management Limited Employee Option Plan 8 Approve Issuance of Sonic Healthcare For For Management Limited Performance Rights Plan 9 Approve Long Term Incentives for Colin For For Management Goldsmidt 10 Approve Long Term Incentives for Chris For For Management Wilks -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 20, 2017 Meeting Type: Annual Record Date: JUL 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Gregor Alexander as Director For For Management 5 Re-elect Jeremy Beeton as Director For For Management 6 Re-elect Katie Bickerstaffe as Director For For Management 7 Re-elect Sue Bruce as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 25, 2017 Meeting Type: Annual/Special Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Andrew Stevens as Director For For Management 3 Elect Tom Pockett as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Dean A. Connor For For Management 1.3 Elect Director Stephanie L. Coyles For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director Ashok K. Gupta For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Sara Grootwassink Lewis For For Management 1.8 Elect Director Christopher J. McCormick For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director Hugh D. Segal For For Management 1.11 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Kevin Condron For For Management 1.2 Elect Director Kevin J. Bradicich For For Management 1.3 Elect Director Cynthia L. Egan For For Management 1.4 Elect Director Harriett 'Tee' Taggart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Francis S. Blake For Did Not Vote Management 1.2 Elect Director Angela F. Braly For Did Not Vote Management 1.3 Elect Director Amy L. Chang For Did Not Vote Management 1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management 1.5 Elect Director Scott D. Cook For Did Not Vote Management 1.6 Elect Director Terry J. Lundgren For Did Not Vote Management 1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management 1.8 Elect Director David S. Taylor For Did Not Vote Management 1.9 Elect Director Margaret C. Whitman For Did Not Vote Management 1.10 Elect Director Patricia A. Woertz For Did Not Vote Management 1.11 Elect Director Ernesto Zedillo For Did Not Vote Management 2 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Adopt Holy Land Principles Against Did Not Vote Shareholder 6 Report on Company Non-Discrimination Against Did Not Vote Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in Against Did Not Vote Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder Regulations Adopted After April 8, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Nelson Peltz For For Shareholder 1.2 Management Nominee Francis S. Blake For For Shareholder 1.3 Management Nominee Angela F. Braly For For Shareholder 1.4 Management Nominee Amy L. Chang For For Shareholder 1.5 Management Nominee Kenneth I. Chenault For For Shareholder 1.6 Management Nominee Scott D. Cook For For Shareholder 1.7 Management Nominee Terry J. Lundgren For For Shareholder 1.8 Management Nominee W. James McNerney, For For Shareholder Jr. 1.9 Management Nominee David S. Taylor For For Shareholder 1.10 Management Nominee Margaret C. Whitman For For Shareholder 1.11 Management Nominee Patricia A. Woertz For For Shareholder 2 Ratify Deloitte & Touche LLP as None For Management Auditors 3 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management 5 Adopt Holy Land Principles None Against Shareholder 6 Report on Company Non-Discrimination None Against Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in None Against Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of For For Shareholder Regulations Adopted After April 8, 2016 -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juanita Powell Baranco For For Management 1b Elect Director Jon A. Boscia For For Management 1c Elect Director Henry A. "Hal" Clark, For For Management III 1d Elect Director Thomas A. Fanning For For Management 1e Elect Director David J. Grain For For Management 1f Elect Director Veronica M. Hagen For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director Larry D. Thompson For For Management 1o Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Bennett For For Management 1.2 Elect Director Amy W. Brinkley For For Management 1.3 Elect Director Brian C. Ferguson For For Management 1.4 Elect Director Colleen A. Goggins For For Management 1.5 Elect Director Mary Jo Haddad For For Management 1.6 Elect Director Jean-Rene Halde For For Management 1.7 Elect Director David E. Kepler For For Management 1.8 Elect Director Brian M. Levitt For For Management 1.9 Elect Director Alan N. MacGibbon For For Management 1.10 Elect Director Karen E. Maidment For For Management 1.11 Elect Director Bharat B. Masrani For For Management 1.12 Elect Director Irene R. Miller For For Management 1.13 Elect Director Nadir H. Mohamed For For Management 1.14 Elect Director Claude Mongeau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Board Misconduct Against Against Shareholder 5 SP B: Reimbursement of Shareholder Against Against Shareholder Expenses -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director John H. Dasburg For For Management 1c Elect Director Janet M. Dolan For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Patricia L. Higgins For For Management 1f Elect Director William J. Kane For For Management 1g Elect Director Clarence Otis, Jr. For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Donald J. Shepard For For Management 1l Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- TRANSURBAN GROUP Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 12, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Jane Wilson as Director For For Management 2b Elect Neil Chatfield as Director For For Management 2c Elect Robert Edgar as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Awards to For For Management Scott Charlton -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For Against Management 1b Elect Director Robert P. Freeman For Against Management 1c Elect Director Jon A. Grove For For Management 1d Elect Director Mary Ann King For For Management 1e Elect Director James D. Klingbeil For For Management 1f Elect Director Clint D. McDonnough For For Management 1g Elect Director Robert A. McNamara For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Lynne B. Sagalyn For Against Management 1j Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Charter to Permit Stockholders For Against Management to Amend Bylaws -------------------------------------------------------------------------------- ULTRA ELECTRONICS HOLDINGS PLC Ticker: ULE Security ID: G9187G103 Meeting Date: AUG 29, 2017 Meeting Type: Special Record Date: AUG 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Sparton For For Management Corporation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Candace Kendle For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Rudy H.P. Markham For For Management 1h Elect Director Franck J. Moison For For Management 1i Elect Director Clark "Sandy" T. Randt, For For Management Jr. 1j Elect Director Christiana Smith Shi For For Management 1k Elect Director John T. Stankey For For Management 1l Elect Director Carol B. Tome For For Management 1m Elect Director Kevin M. Warsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- UNITED URBAN INVESTMENT CORP. Ticker: 8960 Security ID: J9427E105 Meeting Date: AUG 28, 2017 Meeting Type: Special Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Phrase in For For Management Dividend Distribution Policy 2 Elect Executive Director Yoshida, Ikuo For For Management 3 Elect Alternate Executive Director For For Management Natsume, Kenichi 4.1 Elect Supervisory Director Akiyama, For Against Management Masaaki 4.2 Elect Supervisory Director Ozawa, For For Management Tetsuo 5 Elect Alternate Supervisory Director For For Management Kugisawa, Tomo -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU. Security ID: G92755100 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUL 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dr John McAdam as Director For For Management 6 Re-elect Steve Mogford as Director For For Management 7 Re-elect Stephen Carter as Director For For Management 8 Re-elect Mark Clare as Director For For Management 9 Re-elect Russ Houlden as Director For For Management 10 Re-elect Brian May as Director For For Management 11 Re-elect Sara Weller as Director For For Management 12 Elect Alison Goligher as Director For For Management 13 Elect Paulette Rowe as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Adopt New Articles of Association For For Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 22 Approve Share Incentive Plan For For Management 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- VALIDUS HOLDINGS, LTD. Ticker: VR Security ID: G9319H102 Meeting Date: APR 27, 2018 Meeting Type: Special Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Supermajority Vote Requirement For For Management to Approve Merger 2 Approve Merger Agreement For For Management 3 Advisory Vote on Golden Parachutes For Against Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against For Shareholder 9 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- VICINITY CENTRES Ticker: VCX Security ID: Q9395F102 Meeting Date: NOV 16, 2017 Meeting Type: Annual/Special Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Peter Kahan as Director For For Management 3b Elect Karen Penrose as Director For For Management 4 Approve the Grant of Performance For For Management Rights to Grant Kelley -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: NOV 30, 2017 Meeting Type: Special Record Date: NOV 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor A Approve Sixth Supplemental PCC For For Management Services Agreement, Proposed Caps and Related Transactions B Approve Fifth Supplemental PCC For For Management Connected Sales Agreement, Proposed Caps and Related Transactions C Approve Fifth Supplemental PCC For For Management Connected Purchases Agreement, Proposed Caps and Related Transactions D Approve Sixth Supplemental GBD For For Management Management Service Agreement, Proposed Caps and Related Transactions E Approve Sixth Supplemental Godalming For For Management Tenancy Agreement, Proposed Caps and Related Transactions F Approve PCC/YY Tenancy Agreement, For For Management Proposed Caps and Related Transactions G Approve PCC/PS Tenancy Agreement, For For Management Proposed Caps and Related Transactions H Amend TCHC Stock Option Plan For Against Management I Approve Grant of Options to Jay Patel For Against Management Under the TCHC Stock Option Plan J Approve Grant of Options to Steven For Against Management Richman Under the TCHC Stock Option Plan K Approve Grant of Options to Eve Richey For Against Management Under the TCHC Stock Option Plan -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: MAR 16, 2018 Meeting Type: Special Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Effective Disposal of Entire For For Management Shareholding in Pou Sheng International (Holdings) Limited and Related Transactions ========================= GUGGENHEIM S&P SPIN-OFF ETF ========================== ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 12, 2018 Meeting Type: Annual Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John M. Barth For For Management 1b Elect Director Julie L. Bushman For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Richard Goodman For For Management 1e Elect Director Frederick A. Henderson For For Management 1f Elect Director R. Bruce McDonald For For Management 1g Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Morris For For Management 1.2 Elect Director Mary Anne Citrino For For Management 1.3 Elect Director Timothy P. Flynn For For Management 1.4 Elect Director Kathryn S. Fuller For For Management 1.5 Elect Director Roy C. Harvey For For Management 1.6 Elect Director James A. Hughes For For Management 1.7 Elect Director James E. Nevels For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Carol L. Roberts For For Management 1.10 Elect Director Suzanne Sitherwood For For Management 1.11 Elect Director Steven W. Williams For For Management 1.12 Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BABCOCK & WILCOX ENTERPRISES, INC. Ticker: BW Security ID: 05614L100 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Thomas A. Christopher For For Management 2b Elect Director Brian R. Kahn For For Management 2c Elect Director Leslie C. Kass For For Management 3a Elect Director Thomas A. Christopher For For Management 3b Elect Director Brian R. Kahn For For Management 3c Elect Director Leslie C. Kass For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. McCallion For For Management 1b Elect Director Diane E. Offereins For For Management 1c Elect Director Patrick J. 'Pat' For For Management Shouvlin 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Approve Non-Employee Director Omnibus For For Management Stock Plan 7 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas S. Gayner For Against Management 1b Elect Director Deborah J. Kissire For Against Management 1c Elect Director Thomas O. Might For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALIFORNIA RESOURCES CORPORATION Ticker: CRC Security ID: 13057Q206 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Albrecht For For Management 1.2 Elect Director Justin A. Gannon For For Management 1.3 Elect Director Harold M. Korell For For Management 1.4 Elect Director Harry T. McMahon For For Management 1.5 Elect Director Richard W. Moncrief For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Anita M. Powers For For Management 1.8 Elect Director Robert V. Sinnott For For Management 1.9 Elect Director Todd A. Stevens For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5a Eliminate Supermajority Vote For For Management Requirement to Remove Directors 5b Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5c Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions of the Certificate of Incorporation -------------------------------------------------------------------------------- CARE CAPITAL PROPERTIES, INC. Ticker: CCP Security ID: 141624106 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARS.COM INC. Ticker: CARS Security ID: 14575E105 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerri DeVard For For Management 1.2 Elect Director Scott Forbes For For Management 1.3 Elect Director Jill Greenthal For For Management 1.4 Elect Director Thomas Hale For For Management 1.5 Elect Director Donald A. McGovern, Jr. For For Management 1.6 Elect Director Greg Revelle For For Management 1.7 Elect Director Bala Subramanian For For Management 1.8 Elect Director T. Alex Vetter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For For Management 1.2 Elect Director Willie A. Deese For For Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian P. MacDonald For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 1.10 Elect Director Robert M. Tarkoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLONY NORTHSTAR, INC. Ticker: CLNS Security ID: 19625W104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Richard B. Saltzman For For Management 1.3 Elect Director Douglas Crocker, II For For Management 1.4 Elect Director Nancy A. Curtin For For Management 1.5 Elect Director Jon A. Fosheim For For Management 1.6 Elect Director Justin E. Metz For For Management 1.7 Elect Director George G. C. Parker For For Management 1.8 Elect Director Charles W. Schoenherr For For Management 1.9 Elect Director John A. Somers For For Management 1.10 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul S. Galant For For Management 1.2 Elect Director Nicholas Graziano For For Management 1.3 Elect Director Joie Gregor For For Management 1.4 Elect Director Courtney Mather For For Management 1.5 Elect Director Michael Nevin For For Management 1.6 Elect Director Michael A. Nutter For For Management 1.7 Elect Director William G. Parrett For For Management 1.8 Elect Director Ashok Vemuri For For Management 1.9 Elect Director Virginia M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSRA INC. Ticker: CSRA Security ID: 12650T104 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith B. Alexander For For Management 1b Elect Director Sanju K. Bansal For For Management 1c Elect Director Michele A. Flournoy For For Management 1d Elect Director Mark A. Frantz For For Management 1e Elect Director Nancy Killefer For For Management 1f Elect Director Craig L. Martin For For Management 1g Elect Director Sean O'Keefe For For Management 1h Elect Director Lawrence B. Prior, III For For Management 1i Elect Director Michael E. Ventling For For Management 1j Elect Director Billie I. Williamson For For Management 1k Elect Director John F. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DELPHI TECHNOLOGIES PLC Ticker: DLPH Security ID: G2709G107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robin J. Adams For For Management 2 Elect Director Liam Butterworth For For Management 3 Elect Director Joseph S. Cantie For For Management 4 Elect Director Nelda J. Connors For For Management 5 Elect Director Gary L. Cowger For For Management 6 Elect Director David S. Haffner For For Management 7 Elect Director Helmut Leube For For Management 8 Elect Director Timothy M. Manganello For For Management 9 Elect Director Hari N. Nair For For Management 10 Elect Director MaryAnn Wright For For Management 11 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 29, 2018 Meeting Type: Annual Record Date: NOV 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Bill G. Armstrong For For Management 1B Elect Director James C. Johnson For For Management 1C Elect Director W. Patrick McGinnis For For Management 1D Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- FNFV GROUP Ticker: FNFV Security ID: 31620R402 Meeting Date: NOV 17, 2017 Meeting Type: Special Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Redemption by Fidelity For For Management National Financial, Inc. of All of the Outstanding Shares 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36473H104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew W. Barzun For For Management 1b Elect Director John E. Cody For For Management 1c Elect Director Stephen W. Coll For For Management 1d Elect Director Robert J. Dickey For For Management 1e Elect Director Donald E. Felsinger For For Management 1f Elect Director Lila Ibrahim For For Management 1g Elect Director Lawrence S. Kramer For For Management 1h Elect Director John Jeffry Louis For For Management 1i Elect Director Tony A. Prophet For For Management 1j Elect Director Debra A. Sandler For For Management 1k Elect Director Chloe R. Sladden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GCP APPLIED TECHNOLOGIES INC. Ticker: GCP Security ID: 36164Y101 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia J. Avedon For For Management 1.2 Elect Director Phillip J. Mason For For Management 1.3 Elect Director Elizabeth Mora For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3a Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3b Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 3c Eliminate Supermajority Vote For For Management Requirement to Amend Articles of Incorporation 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HALYARD HEALTH, INC. Ticker: HYH Security ID: 40650V100 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Hawkins For For Management 1b Elect Director Gary D. Blackford For For Management 1c Elect Director Patrick J. O'Leary For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERTZ GLOBAL HOLDINGS, INC. Ticker: HTZ Security ID: 42806J106 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Barnes For For Management 1b Elect Director SungHwan Cho For For Management 1c Elect Director Vincent Intrieri For For Management 1d Elect Director Henry Keizer For For Management 1e Elect Director Kathryn Marinello For For Management 1f Elect Director Anindita Mukherjee For For Management 1g Elect Director Daniel Ninivaggi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Michael J. Angelakis For For Management 1c Elect Director Leslie A. Brun For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Lip-Bu Tan For For Management 1l Elect Director Margaret C. Whitman For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For For Management 1.2 Elect Director Leonard A. Potter For For Management 1.3 Elect Director Brenda J. Bacon For For Management 1.4 Elect Director David W. Johnson For For Management 1.5 Elect Director Mark H. Lazarus For For Management 1.6 Elect Director Pamela H. Patsley For For Management 1.7 Elect Director Paul W. Whetsell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Michael Fitzpatrick For Against Management 1b Elect Director Frederick J. Lynch For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JBG SMITH PROPERTIES Ticker: JBGS Security ID: 46590V100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Matthew Kelly For For Management 1.2 Elect Director Mitchell N. Schear For For Management 1.3 Elect Director Ellen Shuman For For Management 1.4 Elect Director John F. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Opt Out of Section 3-804(c) of the MGCL For For Management -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 22, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Nersesian For For Management 1.2 Elect Director Charles J. Dockendorff For For Management 1.3 Elect Director Robert A. Rango For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLX INC. Ticker: KLXI Security ID: 482539103 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard G. Hamermesh For Withhold Management 1.2 Elect Director Theodore L. Weise For Withhold Management 1.3 Elect Director John T. Whates For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KNOWLES CORPORATION Ticker: KN Security ID: 49926D109 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Didier Hirsch For For Management 1.2 Elect Director Ronald Jankov For For Management 1.3 Elect Director Ye Jane Li For For Management 1.4 Elect Director Cheryl Shavers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Blixt For For Management 1b Elect Director Andre J. Hawaux For For Management 1c Elect Director W.G. Jurgensen For For Management 1d Elect Director Thomas P. Maurer For For Management 1e Elect Director Hala G. Moddelmog For For Management 1f Elect Director Andrew J. Schindler For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director J. David Wargo For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY TRIPADVISOR HOLDINGS, INC. Ticker: LTRPA Security ID: 531465102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Michael J. Malone For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna Escobedo Cabral For For Management 1b Elect Director William M. For For Management Diefenderfer, III 1c Elect Director Katherine A. Lehman For For Management 1d Elect Director Linda A. Mills For For Management 1e Elect Director John (Jack) F. Remondi For For Management 1f Elect Director Jane J. Thompson For For Management 1g Elect Director Laura S. Unger For For Management 1h Elect Director Barry L. Williams For For Management 1i Elect Director David L. Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Governance Measures Against For Shareholder Implemented Related to Student Loan Debt -------------------------------------------------------------------------------- NOW INC. Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Terry Bonno For For Management 1B Elect Director Galen Cobb For For Management 1C Elect Director James Crandell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUN 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Patricia M. Bedient For For Management 1.4 Elect Director Geoffrey Garrett For For Management 1.5 Elect Director Robert G. Harper For For Management 1.6 Elect Director Tyler S. Henritze For For Management 1.7 Elect Director Christie B. Kelly For For Management 1.8 Elect Director Joseph I. Lieberman For For Management 1.9 Elect Director Xianyi Mu For For Management 1.10 Elect Director Timothy J. Naughton For For Management 1.11 Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Patricia M. Bedient For For Management 1.4 Elect Director Geoffrey Garrett For For Management 1.5 Elect Director Christie B. Kelly For For Management 1.6 Elect Director Joseph I. Lieberman For For Management 1.7 Elect Director Timothy J. Naughton For For Management 1.8 Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Wences Casares For For Management 1c Elect Director Jonathan Christodoro For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Belinda J. Johnson For For Management 1g Elect Director Gail J. McGovern For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Amend Proxy Access Right Against For Shareholder 7 Report on Political Contributions Against For Shareholder 8 Amend Board Governance Documents to Against Against Shareholder Define Human Rights Responsibilities -------------------------------------------------------------------------------- QUALITY CARE PROPERTIES, INC. Ticker: QCP Security ID: 747545101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn G. Cohen For For Management 1.2 Elect Director Jerry L. Doctrow For For Management 1.3 Elect Director Paul J. Klaassen For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Philip R. Schimmel For For Management 1.6 Elect Director Kathleen Smalley For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Charles E. Adair For Against Management 1B Elect Director Julie A. Dill For For Management 1C Elect Director James F. Kirsch For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Majdi B. Abulaban For For Management 1.2 Elect Director Emerson U. Fullwood For For Management 1.3 Elect Director Terry S. Lisenby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STARWOOD WAYPOINT HOMES Ticker: SFR Security ID: 85572F105 Meeting Date: NOV 14, 2017 Meeting Type: Special Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Arthur W. Coviello, Jr. For For Management 1d Elect Director William W. Graylin For For Management 1e Elect Director Roy A. Guthrie For For Management 1f Elect Director Richard C. Hartnack For For Management 1g Elect Director Jeffrey G. Naylor For For Management 1h Elect Director Laurel J. Richie For For Management 1i Elect Director Olympia J. Snowe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Sean D. Keohane For For Management 1h Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws -------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN COMPANY Ticker: MSG Security ID: 55825T103 Meeting Date: DEC 15, 2017 Meeting Type: Annual Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. For For Management 1.2 Elect Director Joseph J. Lhota For For Management 1.3 Elect Director Richard D. Parsons For For Management 1.4 Elect Director Nelson Peltz For For Management 1.5 Elect Director Scott M. Sperling For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TIMKENSTEEL CORPORATION Ticker: TMST Security ID: 887399103 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Carrabba For For Management 1.2 Elect Director Phillip R. Cox For For Management 1.3 Elect Director Terry L. Dunlap For For Management 1.4 Elect Director John P. Reilly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOPBUILD CORP. Ticker: BLD Security ID: 89055F103 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald Volas For For Management 1.2 Elect Director Carl T. Camden For Withhold Management 1.3 Elect Director Joseph S. Cantie For Withhold Management 2 Declassify the Board of Directors For For Management 3 Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 4 Reduce Supermajority Vote Requirement For For Management to Amend Certain Provisions of the Certificate of Incorporation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITI GROUP INC. Ticker: UNIT Security ID: 91325V108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director Scott G. Bruce For For Management 1c Elect Director Francis X. ("Skip") For For Management Frantz 1d Elect Director Andrew Frey For For Management 1e Elect Director Kenneth A. Gunderman For For Management 1f Elect Director David L. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Charter to Provide Shareholders For For Management the Ability to Amend the Bylaws 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Ticker: UE Security ID: 91704F104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Olson For For Management 1b Elect Director Michael A. Gould For Against Management 1c Elect Director Steven H. Grapstein For Against Management 1d Elect Director Steven J. Guttman For For Management 1e Elect Director Amy B. Lane For For Management 1f Elect Director Kevin P. O'Shea For Against Management 1g Elect Director Steven Roth For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VAREX IMAGING CORPORATION Ticker: VREX Security ID: 92214X106 Meeting Date: FEB 15, 2018 Meeting Type: Annual Record Date: DEC 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Erich R. Reinhardt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VERSUM MATERIALS, INC. Ticker: VSM Security ID: 92532W103 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: DEC 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seifi Ghasemi For For Management 1.2 Elect Director Guillermo Novo For For Management 1.3 Elect Director Jacques Croisetiere For For Management 1.4 Elect Director Yi Hyon Paik For For Management 1.5 Elect Director Thomas J. Riordan For For Management 1.6 Elect Director Susan C. Schnabel For For Management 1.7 Elect Director Alejandro D. Wolff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- WASHINGTON PRIME GROUP INC. Ticker: WPG Security ID: 93964W108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Taggart Birge For For Management 1b Elect Director Louis G. Conforti For For Management 1c Elect Director John J. Dillon, III For For Management 1d Elect Director Robert J. Laikin For For Management 1e Elect Director John F. Levy For For Management 1f Elect Director Sheryl G. von Blucher For For Management 1g Elect Director Jacquelyn R. Soffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WELBILT, INC. Ticker: WBT Security ID: 949090104 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cynthia M. Egnotovich For For Management 1b Elect Director Dino J. Bianco For For Management 1c Elect Director Joan K. Chow For For Management 1d Elect Director Thomas D. Davis For For Management 1e Elect Director Janice L. Fields For For Management 1f Elect Director Brian R. Gamache For For Management 1g Elect Director Andrew Langham For For Management 1h Elect Director Hubertus M. Muehlhaeuser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors ===================== GUGGENHEIM ULTRA SHORT DURATION ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================ WILSHIRE MICRO-CAP ETF ============================ 1347 PROPERTY INSURANCE HOLDINGS, INC. Ticker: PIH Security ID: 68244P107 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Gray Payne For For Management 1.2 Elect Director Douglas N. Raucy For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- 22ND CENTURY GROUP, INC. Ticker: XXII Security ID: 90137F103 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry Sicignano, III For For Management 1.2 Elect Director Richard M. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors -------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Ticker: ANCX Security ID: 004337101 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Anzilotti For For Management 1.2 Elect Director Gary D. LeClair For For Management 1.3 Elect Director Janet A. Neuharth For For Management 1.4 Elect Director Gary R. Shook For For Management 1.5 Elect Director Childs F. Burden For For Management 1.6 Elect Director John W. Edgemond, IV For For Management 1.7 Elect Director Martin S. Friedman For For Management 1.8 Elect Director John C. Lee, IV For For Management 1.9 Elect Director Mary Leigh McDaniel For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Ticker: ANCX Security ID: 004337101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Anzilotti For For Management 1.2 Elect Director Michael W. Clarke For For Management 1.3 Elect Director Gary D. LeClair For For Management 1.4 Elect Director Janet A. Neuharth For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACER THERAPEUTICS INC. Ticker: ACER Security ID: 00444P108 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Aselage For For Management 1.2 Elect Director Jason Amello For For Management 1.3 Elect Director Hubert Birner For For Management 1.4 Elect Director John M. Dunn For For Management 1.5 Elect Director Michelle Griffin For For Management 1.6 Elect Director Luc Marengere For For Management 1.7 Elect Director Chris Schelling For For Management 2A Restrict Right to Act by Written For For Management Consent 2B Eliminate Right to Call Special Meeting For Against Management 2C Adopt Supermajority Vote Requirement For For Management for Amendments 2D Adopt Supermajority Vote Requirement For For Management for Amendments 2E Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 3 Change State of Incorporation from For For Management Texas to Delaware 4 Approve Omnibus Stock Plan For Against Management 5 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- ACHIEVE LIFE SCIENCES, INC. Ticker: ACHV Security ID: 004468104 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Clarke For For Management 1.2 Elect Director Scott Cormack For For Management 1.3 Elect Director Donald Joseph For For Management 1.4 Elect Director Martin Mattingly For For Management 1.5 Elect Director Jay Moyes For For Management 1.6 Elect Director Stewart Parker For For Management 1.7 Elect Director Richard Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Cumulative Voting For Against Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ACURA PHARMACEUTICALS, INC. Ticker: ACUR Security ID: 00509L802 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Immanuel Thangaraj For For Management 1.2 Elect Director Bruce F. Wesson For For Management 1.3 Elect Director Robert B. Jones For Withhold Management 1.4 Elect Director William G. Skelly For For Management 1.5 Elect Director George K. Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Approve Restricted Stock Plan For For Management 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ADAMS RESOURCES & ENERGY, INC. Ticker: AE Security ID: 006351308 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Townes G. Pressler For For Management 1.2 Elect Director Larry E. Bell For For Management 1.3 Elect Director Michelle A. Earley For For Management 1.4 Elect Director Murray E. Brasseux For For Management 1.5 Elect Director Richard C. Jenner For For Management 1.6 Elect Director W. R. Scofield For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ADCARE HEALTH SYSTEMS, INC. Ticker: ADK Security ID: 00650W300 Meeting Date: SEP 20, 2017 Meeting Type: Special Record Date: JUL 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formation of Holding Company For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AEHR TEST SYSTEMS Ticker: AEHR Security ID: 00760J108 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: SEP 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhea J. Posedel For Withhold Management 1.2 Elect Director Gayn Erickson For Withhold Management 1.3 Elect Director William W.R. Elder For For Management 1.4 Elect Director Mario M. Rosati For Withhold Management 1.5 Elect Director John M. Schneider For For Management 1.6 Elect Director Howard T. Slayen For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AEROCENTURY CORP. Ticker: ACY Security ID: 007737109 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Magnusson For Withhold Management 1.2 Elect Director David P. Wilson For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AEROHIVE NETWORKS, INC. Ticker: HIVE Security ID: 007786106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Remo Canessa For Withhold Management 1.2 Elect Director Curtis E. Garner For Withhold Management 1.3 Elect Director Changming Liu For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AKERS BIOSCIENCES, INC. Ticker: AKER Security ID: 00973E102 Meeting Date: AUG 07, 2017 Meeting Type: Annual Record Date: JUL 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond F. Akers, Jr. For Withhold Management 1.2 Elect Director John J. Gormally For For Management 1.3 Elect Director Bill J. White For For Management 1.4 Elect Director Richard C. Tarbox, III For For Management 1.5 Elect Director Christopher C. Schreiber For For Management 2 Ratify Morison Cogen LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Other Business For Withhold Management -------------------------------------------------------------------------------- ALICO, INC. Ticker: ALCO Security ID: 016230104 Meeting Date: FEB 27, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Brokaw For Withhold Management 1.2 Elect Director R. Greg Eisner For For Management 1.3 Elect Director Benjamin D. Fishman For For Management 1.4 Elect Director W. Andrew Krusen, Jr. For For Management 1.5 Elect Director Henry R. Slack For Withhold Management 1.6 Elect Director Remy W. Trafelet For For Management 1.7 Elect Director Joseph S. Sambuco For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL, INC. Ticker: AOI Security ID: 018772301 Meeting Date: AUG 10, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Richard Green, Jr. For For Management 1.2 Elect Director Nigel G. Howard For For Management 1.3 Elect Director J. Pieter Sikkel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Benefits and Drawbacks in Against For Shareholder Mediation on Specific Instances on Alleged Human Rights Violations -------------------------------------------------------------------------------- ALLIED MOTION TECHNOLOGIES INC. Ticker: AMOT Security ID: 019330109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Federico For For Management 1.2 Elect Director Gerald J. (Bud) Laber For For Management 1.3 Elect Director Richard D. Smith For For Management 1.4 Elect Director James J. Tanous For For Management 1.5 Elect Director Timothy T. Tevens For For Management 1.6 Elect Director Richard S. Warzala For For Management 1.7 Elect Director Michael R. Winter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EKS&H LLP as Auditors For For Management -------------------------------------------------------------------------------- ALPHATEC HOLDINGS, INC. Ticker: ATEC Security ID: 02081G201 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evan Bakst For For Management 1b Elect Director Mortimer Berkowitz III For For Management 1c Elect Director Quentin Blackford For For Management 1d Elect Director Jason Hochberg For For Management 1e Elect Director Patrick S. Miles For For Management 1f Elect Director David H. Mowry For For Management 1g Elect Director Terry M. Rich For For Management 1h Elect Director Jeffrey P. Rydin For Withhold Management 1i Elect Director James L.L. Tullis For For Management 1j Elect Director Donald A. Williams For For Management 1k Elect Director Ward W. Woods For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5a Approve Issuance of Shares for a For For Management Private Placement 5b Approve Issuance of Shares for a For For Management Private Placement 5c Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- ALTIMMUNE, INC. Ticker: ALT Security ID: 02155H101 Meeting Date: OCT 13, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Enright For For Management 1.2 Elect Director David J. Drutz For For Management 1.3 Elect Director John M. Gill For For Management 1.4 Elect Director Philip L. Hodges For For Management 1.5 Elect Director Mitchel B. Sayare For For Management 1.6 Elect Director Klaus O. Schafer For For Management 1.7 Elect Director Derace L. Schaffer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve the Section 203 Amendment For Against Management 6 Eliminate Right to Act by Written For Against Management Consent 7 Authorize Board to Fill Vacancies For Against Management 8 Amend Certificate of Incorporation For For Management Regarding Provisions of Indemnification 9 Amend Certificate of Incorporation For Against Management 10 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- AMBER ROAD, INC. Ticker: AMBR Security ID: 02318Y108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Preuninger For Withhold Management 1.2 Elect Director Ralph Faison For For Management 2 Ratify KPMG LLP as Auditors For Against Management -------------------------------------------------------------------------------- AMEDICA CORPORATION Ticker: AMDA Security ID: 023435209 Meeting Date: OCT 10, 2017 Meeting Type: Special Record Date: JUL 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMERICA'S CAR-MART, INC. Ticker: CRMT Security ID: 03062T105 Meeting Date: AUG 02, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ray C. Dillon For For Management 1.2 Elect Director Daniel J. Englander For For Management 1.3 Elect Director William H. Henderson For For Management 1.4 Elect Director Eddie L. Hight For For Management 1.5 Elect Director Robert Cameron Smith For For Management 1.6 Elect Director Jim von Gremp For For Management 1.7 Elect Director Jeffrey A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN ELECTRIC TECHNOLOGIES, INC. Ticker: AETI Security ID: 025576109 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Dauber For For Management 1.2 Elect Director Neal M. Dikeman For For Management 1.3 Elect Director Peter Menikoff For For Management 1.4 Elect Director J. Hoke Peacock, II For Withhold Management 1.5 Elect Director Edward L. Kuntz For For Management 2 Ratify Ham, Langston & Brezina, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Approve Issuance of Shares for a For For Management Private Placement 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Ticker: AMNB Security ID: 027745108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Haley For For Management 1.2 Elect Director Charles S. Harris For For Management 1.3 Elect Director Franklin W. Maddux For For Management 1.4 Elect Director F. D. Hornaday, III For For Management 2.1 Elect Director Tammy Moss Finley For For Management 3 Ratify Yount, Hyde and Barbour, P.C. For For Management as Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMERICAN REALTY INVESTORS, INC. Ticker: ARL Security ID: 029174109 Meeting Date: DEC 13, 2017 Meeting Type: Annual Record Date: NOV 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry A. Butler For For Management 1.2 Elect Director Robert A. Jakuszewski For For Management 1.3 Elect Director Ted R. Munselle For For Management 1.4 Elect Director Raymond D. Roberts, Sr. For Withhold Management 2 Ratify Farmer, Fuqua & Huff, P.C. as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN RIVER BANKSHARES Ticker: AMRB Security ID: 029326105 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicolas C. Anderson For For Management 1.2 Elect Director Kimberly A. Box For For Management 1.3 Elect Director Charles D. Fite For For Management 1.4 Elect Director Jeffery Owensby For For Management 1.5 Elect Director William A. Robotham For For Management 1.6 Elect Director David E. Ritchie, Jr. For For Management 1.7 Elect Director Stephen H. Waks For For Management 1.8 Elect Director Philip A. Wright For For Management 1.9 Elect Director Michael A. Ziegler For For Management 2 Ratify Crowe Horwath, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN SOFTWARE, INC. Ticker: AMSWA Security ID: 029683109 Meeting Date: AUG 23, 2017 Meeting Type: Annual Record Date: JUL 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director W. Dennis Hogue For For Management 1B Elect Director James B. Miller, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Other Business For Against Management -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORPORATION Ticker: AMSC Security ID: 030111207 Meeting Date: JUL 27, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vikram S. Budhraja For For Management 1.2 Elect Director Arthur H. House For For Management 1.3 Elect Director Pamela F. Lenehan For For Management 1.4 Elect Director Daniel P. McGahn For For Management 1.5 Elect Director David R. Oliver, Jr. For For Management 1.6 Elect Director John W. Wood, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AMERISERV FINANCIAL, INC. Ticker: ASRV Security ID: 03074A102 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Michael Adams, Jr. For For Management 1.2 Elect Director Margaret A. O'Malley For For Management 1.3 Elect Director Mark E. Pasquerilla For For Management 2 Ratify S.R. Snodgrass PC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMPIO PHARMACEUTICALS, INC. Ticker: AMPE Security ID: 03209T109 Meeting Date: SEP 23, 2017 Meeting Type: Annual Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Macaluso For For Management 1.2 Elect Director David Bar-Or For For Management 1.3 Elect Director Philip H. Coelho For For Management 1.4 Elect Director Richard B. Giles For For Management 1.5 Elect Director David R. Stevens For For Management 2 Ratify EKS&H LLLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- AMREP CORPORATION Ticker: AXR Security ID: 032159105 Meeting Date: SEP 14, 2017 Meeting Type: Annual Record Date: JUL 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore J. Gaasche For For Management 1.2 Elect Director Albert V. Russo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMTECH SYSTEMS, INC. Ticker: ASYS Security ID: 032332504 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jong S. Whang For Withhold Management 1.2 Elect Director Fokko Pentinga For Withhold Management 1.3 Elect Director Robert M. Averick For Withhold Management 1.4 Elect Director Michael Garnreiter For Withhold Management 1.5 Elect Director Robert F. King For Withhold Management 1.6 Elect Director Sukesh Mohan For Withhold Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANTHERA PHARMACEUTICALS, INC. Ticker: ANTH Security ID: 03674U300 Meeting Date: JAN 05, 2018 Meeting Type: Special Record Date: NOV 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- APOLLO ENDOSURGERY, INC. Ticker: APEN Security ID: 03767D108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. McClellan, For For Management Jr. 1b Elect Director David C. Pacitti For For Management 1c Elect Director Julie Shimer For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIANCE RECYCLING CENTERS OF AMERICA, INC. Ticker: ARCI Security ID: 03814F205 Meeting Date: NOV 21, 2017 Meeting Type: Annual Record Date: OCT 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Butler, Jr. For For Management 1.2 Elect Director Dennis (De) Gao For For Management 1.3 Elect Director Tony Isaac For For Management 1.4 Elect Director Timothy M. Matula For For Management 2 Ratify Anton & Chia, LLP as Auditors For For Management 3 Change State of Incorporation from For For Management Minnesota to Nevada 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- APPLIED DNA SCIENCES, INC. Ticker: APDN Security ID: 03815U201 Meeting Date: FEB 27, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Hayward For For Management 1.2 Elect Director John Bitzer, III For Withhold Management 1.3 Elect Director Robert B. Catell For For Management 1.4 Elect Director Joseph D. Ceccoli For For Management 1.5 Elect Director Charles S. Ryan For For Management 1.6 Elect Director Yacov A. Shamash For For Management 1.7 Elect Director Sanford R. Simon For For Management 1.8 Elect Director Elizabeth M. Schmalz For For Management Ferguson 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED GENETIC TECHNOLOGIES CORPORATION Ticker: AGTC Security ID: 03820J100 Meeting Date: FEB 28, 2018 Meeting Type: Annual Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Anne VanLent For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APRICUS BIOSCIENCES, INC. Ticker: APRI Security ID: 03832V307 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Pascoe For For Management 1.2 Elect Director Sandford D. Smith For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- APTEVO THERAPEUTICS INC. Ticker: APVO Security ID: 03835L108 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Abdun-Nabi For Withhold Management 1.2 Elect Director Grady Grant, III For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Helmreich For Withhold Management 1.2 Elect Director William C. Green For Withhold Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCADIA BIOSCIENCES, INC. Ticker: RKDA Security ID: 039014105 Meeting Date: JAN 19, 2018 Meeting Type: Special Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- ARGOS THERAPEUTICS, INC. Ticker: ARGS Security ID: 040221103 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey D. Abbey For Withhold Management 1.2 Elect Director Irackly Mtibelishvily For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- ARK RESTAURANTS CORP. Ticker: ARKR Security ID: 040712101 Meeting Date: MAR 13, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Weinstein For For Management 1.2 Elect Director Steven Shulman For For Management 1.3 Elect Director Robert Stewart For For Management 1.4 Elect Director Marcia Allen For For Management 1.5 Elect Director Paul Gordon For For Management 1.6 Elect Director Bruce R. Lewin For For Management 1.7 Elect Director Vincent Pascal For For Management 1.8 Elect Director Arthur Stainman For For Management 1.9 Elect Director Stephen Novick For For Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- AROTECH CORPORATION Ticker: ARTX Security ID: 042682203 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon B. Kutler For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ARQULE, INC. Ticker: ARQL Security ID: 04269E107 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy C. Barabe For For Management 1.2 Elect Director Ran Nussbaum For For Management 1.3 Elect Director Paolo Pucci For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASCENT SOLAR TECHNOLOGIES, INC. Ticker: ASTI Security ID: 043635408 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Victor Lee (Lee Kong For For Management Hian) 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASTROTECH CORPORATION Ticker: ASTC Security ID: 046484200 Meeting Date: DEC 22, 2017 Meeting Type: Annual Record Date: OCT 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas B. Pickens, III For Withhold Management 1.2 Elect Director Mark Adams For Withhold Management 1.3 Elect Director Sha-Chelle Manning For Withhold Management 1.4 Elect Director Daniel T. Russler, Jr. For Withhold Management 1.5 Elect Director Ronald (Ron) W. Cantwell For Withhold Management 1.6 Elect Director Michael R. Humphrey For Withhold Management 2 Change State of Incorporation from For For Management Washington to Delaware 3 Ratify BDO USA, LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ASURE SOFTWARE, INC. Ticker: ASUR Security ID: 04649U102 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Sandberg For Withhold Management 1.2 Elect Director Matthew K. Behrent For Withhold Management 1.3 Elect Director Daniel Gill For For Management 1.4 Elect Director Patrick Goepel For Withhold Management 1.5 Elect Director Adrian Pertierra For Withhold Management 1.6 Elect Director J. Randall Waterfield For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ATLANTIC AMERICAN CORPORATION Ticker: AAME Security ID: 048209100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For Withhold Management 1.2 Elect Director Robin R. Howell For Withhold Management 1.3 Elect Director Mark E. Preisinger For For Management 1.4 Elect Director Joseph M. Scheerer For For Management 1.5 Elect Director Scott G. Thompson For Withhold Management 1.6 Elect Director D. Keehln Wheeler For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ATOMERA INCORPORATED Ticker: ATOM Security ID: 04965B100 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Gerber For Withhold Management 1.2 Elect Director Scott Bibaud For For Management 1.3 Elect Director Erwin Trautmann For For Management 1.4 Elect Director C. Rinn Cleavelin For Withhold Management 1.5 Elect Director Rolf Stadheim For Withhold Management 1.6 Elect Director Steve Shevick For For Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- ATYR PHARMA, INC. Ticker: LIFE Security ID: 002120103 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Hatfield For Withhold Management 1.2 Elect Director Sanjay S. Shukla For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares of Common For For Management Stock Upon Conversion of the Class X Convertible Preferred Stock -------------------------------------------------------------------------------- AVIAT NETWORKS, INC. Ticker: AVNW Security ID: 05366Y201 Meeting Date: MAR 20, 2018 Meeting Type: Annual Record Date: FEB 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John Mutch For For Management 1B Elect Director Wayne Barr, Jr. For For Management 1C Elect Director Kenneth Kong For For Management 1D Elect Director Michael A. Pangia For For Management 1E Elect Director John J. Quicke For For Management 1F Elect Director James C. Stoffel For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVID BIOSERVICES, INC. Ticker: CDMO Security ID: 713661502 Meeting Date: JAN 18, 2018 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Bamforth For For Management 1.2 Elect Director Joseph Carleone For For Management 1.3 Elect Director Richard B. Hancock For For Management 1.4 Elect Director Roger J. Lias For For Management 1.5 Elect Director Joel McComb For For Management 1.6 Elect Director Gregory P. Sargen For For Management 1.7 Elect Director Patrick D. Walsh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVINGER, INC. Ticker: AVGR Security ID: 053734109 Meeting Date: JAN 29, 2018 Meeting Type: Special Record Date: DEC 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Reverse Stock Split For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AVIRAGEN THERAPEUTICS, INC. Ticker: AVIR Security ID: 053761102 Meeting Date: FEB 13, 2018 Meeting Type: Proxy Contest Record Date: JAN 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For Did Not Vote Management 2 Approve Reverse Stock Split For Did Not Vote Management 3 Advisory Vote on Golden Parachutes For Did Not Vote Management 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Adjourn Meeting For Did Not Vote Management 1 Issue Shares in Connection with Merger Against Against Management 2 Approve Reverse Stock Split Against For Management 3 Advisory Vote on Golden Parachutes Against For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Adjourn Meeting Against Against Management -------------------------------------------------------------------------------- AWARE, INC. Ticker: AWRE Security ID: 05453N100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Connolly For For Management 1.2 Elect Director Richard P. Moberg For For Management 1.3 Elect Director Kevin T. Russell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXT, INC. Ticker: AXTI Security ID: 00246W103 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jesse Chen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- AZURRX BIOPHARMA, INC. Ticker: AZRX Security ID: 05502L105 Meeting Date: NOV 28, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Johan M. (Thijs) Spoor For For Management 1.2 Elect Director Maged Shenouda For For Management 1.3 Elect Director Edward J. Borkowski For For Management 1.4 Elect Director Alastair Riddell For For Management 1.5 Elect Director Charles J. Casamento For For Management 1.6 Elect Director Vern Lee Schramm For For Management 2 Ratify Mazars USA LLP as Auditors For For Management -------------------------------------------------------------------------------- BANCORP 34, INC. Ticker: BCTF Security ID: 05970V106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jill Gutierrez For For Management 1.2 Elect Director Randal L. Rabon For For Management 1.3 Elect Director Wortham A. (Pete) Cook For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For For Management 1.2 Elect Director Russell A. Colombo For Withhold Management 1.3 Elect Director James C. Hale For Withhold Management 1.4 Elect Director Robert Heller For Withhold Management 1.5 Elect Director Norma J. Howard For Withhold Management 1.6 Elect Director Kevin R. Kennedy For Withhold Management 1.7 Elect Director William H. McDevitt, Jr. For Withhold Management 1.8 Elect Director Leslie E. Murphy For Withhold Management 1.9 Elect Director Joel Sklar For Withhold Management 1.10 Elect Director Brian M. Sobel For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For Against Management 5 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNWELL INDUSTRIES, INC. Ticker: BRN Security ID: 068221100 Meeting Date: MAR 05, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morton H. Kinzler For Withhold Management 1.2 Elect Director Martin Anderson For For Management 1.3 Elect Director Murray C. Gardner For For Management 1.4 Elect Director Alexander C. Kinzler For Withhold Management 1.5 Elect Director Russell M. Gifford For Withhold Management 1.6 Elect Director Kevin K. Takata For For Management 1.7 Elect Director Robert J. Inglima, Jr. For For Management 1.8 Elect Director James S. Barnwell, III For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BASSETT FURNITURE INDUSTRIES, INCORPORATED Ticker: BSET Security ID: 070203104 Meeting Date: MAR 07, 2018 Meeting Type: Annual Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Belk For For Management 1.2 Elect Director Kristina Cashman For For Management 1.3 Elect Director Paul Fulton For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director J. Walter McDowell For For Management 1.6 Elect Director Robert H. Spilman, Jr. For For Management 1.7 Elect Director William C. Wampler, Jr. For For Management 1.8 Elect Director William C. Warden, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BCB BANCORP, INC. Ticker: BCBP Security ID: 055298103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Coughlin For For Management 1.2 Elect Director Vincent DiDomenico, Jr. For For Management 1.3 Elect Director Joseph Lyga For For Management 1.4 Elect Director Spencer B. Robbins For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BEAR STATE FINANCIAL, INC. Ticker: BSF Security ID: 073844102 Meeting Date: NOV 15, 2017 Meeting Type: Special Record Date: OCT 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BEASLEY BROADCAST GROUP, INC. Ticker: BBGI Security ID: 074014101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Fowler For For Management 1.2 Elect Director Herbert W. McCord For For Management 1.3 Elect Director Brian E. Beasley For Withhold Management 1.4 Elect Director Bruce G. Beasley For Withhold Management 1.5 Elect Director Caroline Beasley For Withhold Management 1.6 Elect Director George G. Beasley For Withhold Management 1.7 Elect Director Peter A. Bordes, Jr. For Withhold Management 1.8 Elect Director Michael J. Fiorile For For Management 1.9 Elect Director Allen B. Shaw For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- BEAZER HOMES USA, INC. Ticker: BZH Security ID: 07556Q881 Meeting Date: FEB 01, 2018 Meeting Type: Annual Record Date: DEC 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth S. Acton For For Management 1b Elect Director Laurent Alpert For For Management 1c Elect Director Brian C. Beazer For For Management 1d Elect Director Peter G. Leemputte For For Management 1e Elect Director Allan P. Merrill For For Management 1f Elect Director Peter M. Orser For For Management 1g Elect Director Norma A. Provencio For For Management 1h Elect Director Danny R. Shepherd For For Management 1i Elect Director Stephen P. Zelnak, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEBE STORES, INC. Ticker: BEBE Security ID: 075571208 Meeting Date: NOV 29, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Manny Mashouf For For Management 1.2 Elect Director Brett Brewer For For Management 1.3 Elect Director Corrado Federico For For Management 1.4 Elect Director Robert Galvin For For Management 1.5 Elect Director Seth Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Approve Decrease in Size of Board For For Management -------------------------------------------------------------------------------- BELLEROPHON THERAPEUTICS, INC. Ticker: BLPH Security ID: 078771102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabian Tenenbaum For Withhold Management 1.2 Elect Director Andre V. Moura For Withhold Management 1.3 Elect Director Matthew M. Bennett For For Management 1.4 Elect Director Jonathan M. Peacock For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BIOANALYTICAL SYSTEMS, INC. Ticker: BASI Security ID: 09058M103 Meeting Date: MAR 19, 2018 Meeting Type: Annual Record Date: JAN 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gregory C. Davis For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIOLASE, INC. Ticker: BIOL Security ID: 090911108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold C. Flynn, Jr. None None Management *Withdrawn Resolution* 1.2 Elect Director Richard B. Lanman For For Management 1.3 Elect Director Jonathan T. Lord For For Management 1.4 Elect Director Garrett Sato For For Management 1.5 Elect Director James R. Talevich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For Against Management 5 Approve Reverse Stock Split For For Management 6 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOLIFE SOLUTIONS, INC. Ticker: BLFS Security ID: 09062W204 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rice For For Management 1.2 Elect Director Raymond W. Cohen For For Management 1.3 Elect Director Thomas Girschweiler For For Management 1.4 Elect Director Andrew Hinson For For Management 1.5 Elect Director Joseph Schick For For Management 2 Ratify Peterson Sullivan LLP as For For Management Auditors -------------------------------------------------------------------------------- BIOPHARMX CORPORATION Ticker: BPMX Security ID: 09072X101 Meeting Date: JUL 20, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anja Krammer For For Management 1.2 Elect Director Michael Hubbard For Withhold Management 1.3 Elect Director Stephen Morlock For Withhold Management 1.4 Elect Director C. Gregory Vontz For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOPTIX, INC. Ticker: BIOP Security ID: 09074N101 Meeting Date: AUG 21, 2017 Meeting Type: Special Record Date: JUL 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation from For Against Management Colorado to Nevada 2 Increase Authorized Common Stock For Against Management 3 Authorize New Class of Blank Check For Against Management Preferred Stock 4 Approve Issuance of Securities in One For Against Management or More Non-Public Offerings Where the Maximum Discount Will Be 30% Below Market Price 5 Approve Issuance of Securities in One For Against Management or More Non-Public Offerings Where the Maximum Discount Will Be 20% Below Market Price 6 Approve Participation of Officers, None None Management Directors and Employees to Market Offerings *Withdrawn Resolution* 7 Approve Omnibus Stock Plan For Against Management 8 Approve Issuance of Convertible For Against Management Promissory Notes, Warrants, Shares of Series A Convertible Preferred Stock, and Shares of Common Stock Issuable Upon Conversion of the Securities 9 Approve Conversion of Securities For Against Management -------------------------------------------------------------------------------- BIOTIME, INC. Ticker: BTX Security ID: 09066L105 Meeting Date: AUG 09, 2017 Meeting Type: Annual Record Date: MAY 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Andrews For For Management 1.2 Elect Director Neal C. Bradsher For For Management 1.3 Elect Director Stephen C. Farrell For For Management 1.4 Elect Director Alfred D. Kingsley For For Management 1.5 Elect Director Aditya P. Mohanty For For Management 1.6 Elect Director Michael H. Mulroy For For Management 1.7 Elect Director Angus C. Russell For For Management 1.8 Elect Director David Schlachet For For Management 1.9 Elect Director Michael D. West For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BIOTIME, INC. Ticker: BTX Security ID: 09066L105 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Andrews For For Management 1.2 Elect Director Neal C. Bradsher For For Management 1.3 Elect Director Stephen C. Farrell For For Management 1.4 Elect Director Alfred D. Kingsley For For Management 1.5 Elect Director Aditya P. Mohanty For For Management 1.6 Elect Director Michael H. Mulroy For For Management 1.7 Elect Director Cavan Redmond For For Management 1.8 Elect Director Angus C. Russell For For Management 1.9 Elect Director Michael D. West For For Management 2 Ratify OUM & Co., LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUELINX HOLDINGS INC. Ticker: BXC Security ID: 09624H208 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karel K. Czanderna For For Management 1.2 Elect Director Dominic DiNapoli For For Management 1.3 Elect Director Kim S. Fennebresque For For Management 1.4 Elect Director Mitchell B. Lewis For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director J. David Smith For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Ticker: BRG Security ID: 09627J102 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: AUG 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management 2 Approve Issuance of Shares for a For For Management Private Placement 3.1 Elect Director R. Ramin Kamfar For For Management 3.2 Elect Director Gary T. Kachadurian For For Management 3.3 Elect Director Brian D. Bailey For Withhold Management 3.4 Elect Director I. Bobby Majumder For Withhold Management 3.5 Elect Director Romano Tio For Withhold Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BOOT BARN HOLDINGS, INC. Ticker: BOOT Security ID: 099406100 Meeting Date: AUG 30, 2017 Meeting Type: Annual Record Date: JUL 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Bettinelli For For Management 1.2 Elect Director Brad J. Brutocao For Withhold Management 1.3 Elect Director James G. Conroy For Withhold Management 1.4 Elect Director Christian B. Johnson For Withhold Management 1.5 Elect Director Brenda I. Morris For For Management 1.6 Elect Director J. Frederick Simmons For Withhold Management 1.7 Elect Director Peter Starrett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Executive Incentive Bonus Plan For Against Management -------------------------------------------------------------------------------- BRAVO BRIO RESTAURANT GROUP, INC. Ticker: BBRG Security ID: 10567B109 Meeting Date: DEC 14, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baldwin For For Management 1B Elect Director James S. Gulmi For For Management 1C Elect Director Brian T. O'Malley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADWIND ENERGY, INC. Ticker: BWEN Security ID: 11161T207 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terence P. Fox For For Management 1b Elect Director Stephanie K. Kushner For For Management 1c Elect Director David P. Reiland For For Management 1d Elect Director Thomas A. Wagner For For Management 1e Elect Director Cary B. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- BRT APARTMENTS CORP. Ticker: BRT Security ID: 055645303 Meeting Date: MAR 13, 2018 Meeting Type: Annual Record Date: JAN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan H. Ginsburg For For Management 1.2 Elect Director Jeffrey A. Gould For For Management 1.3 Elect Director Jonathan H. Simon For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francis J. Leto For For Management 1.2 Elect Director Britton H. Murdoch For For Management 1.3 Elect Director F. Kevin Tylus For For Management 1.4 Elect Director Diego F. Calderin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BSB BANCORP, INC. Ticker: BLMT Security ID: 05573H108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Mahoney For For Management 1.2 Elect Director John A. Borelli For For Management 1.3 Elect Director John W. Gahan, III For For Management 1.4 Elect Director John A. Whittemore For For Management 2 Ratify Baker Newman & Noyes, LLC as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BUILD-A-BEAR WORKSHOP, INC. Ticker: BBW Security ID: 120076104 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Dixon, Jr. For For Management 1.2 Elect Director Michael Shaffer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- C&F FINANCIAL CORPORATION Ticker: CFFI Security ID: 12466Q104 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry G. Dillon For For Management 1.2 Elect Director James H. Hudson, III For Withhold Management 1.3 Elect Director C. Elis Olsson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C as For For Management Auditors -------------------------------------------------------------------------------- CAFEPRESS INC. Ticker: PRSS Security ID: 12769A103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony C. Allen For For Management 1.2 Elect Director Kenneth T. McBride For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For Withhold Management 1.2 Elect Director Jean M. George For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CALYXT, INC. Ticker: CLXT Security ID: 13173L107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Choulika For Withhold Management 1.2 Elect Director Laurent Arthaud For Withhold Management 1.3 Elect Director Philippe Dumont For For Management 1.4 Elect Director Alain Godard For Withhold Management 1.5 Elect Director Anna Ewa For For Management Kozicz-Stankiewicz 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CAMBER ENERGY, INC. Ticker: CEI Security ID: 13200M102 Meeting Date: JAN 09, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Azar, II For Against Management 1.2 Elect Director Robert Schleizer For Against Management 1.3 Elect Director Donnie B. Seay For For Management 2 Increase Authorized Common Stock For Against Management 3 Approve Reverse Stock Split For For Management 4 Approve Issuance of Shares for a For For Management Private Placement 5 Approve Issuance of Severance Shares For For Management 6 Ratify GBH CPAs, PC as Auditors For For Management 7 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CAPSTAR FINANCIAL HOLDINGS, INC. Ticker: CSTR Security ID: 14070T102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis C. Bottorff For For Management 1.2 Elect Director L. Earl Bentz For For Management 1.3 Elect Director Thomas R. Flynn For For Management 1.4 Elect Director Julie D. Frist For For Management 1.5 Elect Director Louis A. Green, III For For Management 1.6 Elect Director Dale W. Polley For For Management 1.7 Elect Director Stephen B. Smith For For Management 1.8 Elect Director Richard E. Thornburgh For For Management 1.9 Elect Director Claire W. Tucker For For Management 1.10 Elect Director James S. Turner, Jr. For For Management 1.11 Elect Director Toby S. Wilt For For Management 2 Ratify Elliott Davis, LLC as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAY 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Goldberg For Withhold Management 1.2 Elect Director Peter Maag For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- CAROLINA TRUST BANCSHARES, INC. Ticker: CART Security ID: 14422P105 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan Elliott Beal For For Management 1.2 Elect Director Scott C. Davis For For Management 1.3 Elect Director Jerry L. Ocheltree For For Management 1.4 Elect Director Johnathan L. Rhyne, Jr. For For Management 1.5 Elect Director Frederick P. Spach, Jr. For For Management 1.6 Elect Director Ralph N. Strayhorn, III For For Management 1.7 Elect Director Jim R. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- CASTLE BRANDS INC. Ticker: ROX Security ID: 148435100 Meeting Date: MAR 01, 2018 Meeting Type: Annual Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Andrews, III For Withhold Management 1.2 Elect Director John F. Beaudette For For Management 1.3 Elect Director Henry C. Beinstein For For Management 1.4 Elect Director Phillip Frost For Withhold Management 1.5 Elect Director Richard M. Krasno For For Management 1.6 Elect Director Richard J. Lampen For Withhold Management 1.7 Elect Director Steven D. Rubin For Withhold Management 1.8 Elect Director Mark Zeitchick For Withhold Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATALYST PHARMACEUTICALS, INC. Ticker: CPRX Security ID: 14888U101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. McEnany For For Management 1.2 Elect Director Philip H. Coelho For For Management 1.3 Elect Director Charles B. O'Keeffe For For Management 1.4 Elect Director David S. Tierney For For Management 1.5 Elect Director Richard J. Daly For For Management 1.6 Elect Director Donald A. Denkhaus For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- CELLECTAR BIOSCIENCES, INC. Ticker: CLRB Security ID: 15117F302 Meeting Date: SEP 12, 2017 Meeting Type: Special Record Date: AUG 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify the Share Increase Amendment For For Management -------------------------------------------------------------------------------- CELSION CORPORATION Ticker: CLSN Security ID: 15117N503 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Hooper For For Management 1.2 Elect Director Alberto R. Martinez For For Management 2 Ratify WithumSmith + Brown PC as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CENTRAL VALLEY COMMUNITY BANCORP Ticker: CVCY Security ID: 155685100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel N. Cunningham For Withhold Management 1.2 Elect Director Edwin S. Darden, Jr. For Withhold Management 1.3 Elect Director Daniel J. Doyle For For Management 1.4 Elect Director F. T. "Tommy" Elliott, For For Management IV 1.5 Elect Director James M. Ford For For Management 1.6 Elect Director Steven D. McDonald For Withhold Management 1.7 Elect Director Louis McMurray For Withhold Management 1.8 Elect Director William S. Smittcamp For Withhold Management 1.9 Elect Director Gary D. Gall For Withhold Management 1.10 Elect Director Robert J. Flautt For For Management 1.11 Elect Director Karen Musson For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CERECOR INC. Ticker: CERC Security ID: 15671L109 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Uli Hacksell For For Management 2.2 Elect Director Isaac Blech For For Management 2.3 Elect Director Steven J. Boyd For Withhold Management 2.4 Elect Director Peter Greenleaf For For Management 2.5 Elect Director Phil Gutry For For Management 2.6 Elect Director Magnus Persson For For Management 3 Elect Director Uli Hacksell For For Management 4 Eliminate Supermajority Vote For Against Management Requirement for Amendments to Certificate 5 Eliminate Supermajority Vote For Against Management Requirement for Amendments to Bylaws 6 Provide Right to Act by Written Consent For Against Management 7 Approve Issuance of Shares for a For For Management Private Placement 8 Amend Omnibus Stock Plan For Against Management 2a Elect Director Simon Pedder For For Management 3a Elect Director Simon Pedder For For Management -------------------------------------------------------------------------------- CERULEAN PHARMA INC. Ticker: CERU Security ID: 15708Q105 Meeting Date: JUL 19, 2017 Meeting Type: Special Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Approve Reverse Stock Split For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHEMBIO DIAGNOSTICS, INC. Ticker: CEMI Security ID: 163572209 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine L. Davis For Withhold Management 1.2 Elect Director Gail S. Page For For Management 1.3 Elect Director John Potthoff For For Management 1.4 Elect Director John J. Sperzel, III For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adjourn Meeting For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- CHEMUNG FINANCIAL CORPORATION Ticker: CHMG Security ID: 164024101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Dalrymple For For Management 1.2 Elect Director Denise V. Gonick For For Management 1.3 Elect Director Kevin B. Tully For For Management 1.4 Elect Director Thomas R. Tyrrell For For Management 1.5 Elect Director Larry H. Becker For For Management 1.6 Elect Director David M. Buicko For For Management 1.7 Elect Director Jeffrey B. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEROKEE INC. Ticker: CHKE Security ID: 16444H102 Meeting Date: NOV 28, 2017 Meeting Type: Special Record Date: OCT 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Pursuant to For For Management the Purchase Agreements 2 Approve Issuance of Shares in the For For Management Committed Financings to Certain Directors and Officers, Pursuant to the Purchase Agreements 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHICAGO RIVET & MACHINE CO. Ticker: CVR Security ID: 168088102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Morrissey For For Management 1.2 Elect Director Walter W. Morrissey For For Management 1.3 Elect Director William T. Divane, Jr. For For Management 1.4 Elect Director Michael J. Bourg For For Management 1.5 Elect Director Kent H. Cooney For For Management 1.6 Elect Director Edward L. Chott For For Management 1.7 Elect Director John L. Showel For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CINEDIGM CORP. Ticker: CIDM Security ID: 172406209 Meeting Date: AUG 31, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. McGurk For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director Patrick W. O'Brien For For Management 1.4 Elect Director Zvi M. Rhine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Approve Issuance of Shares for a For For Management Private Placement 5 Increase Authorized Common Stock For For Management 6 Eliminate Securities Transfer For For Management Restrictions 7 Eliminate Class B Common Stock and For For Management Reclassify Shares of Series B Junior Participating Preferred Stock 8 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CITIZENS & NORTHERN CORPORATION Ticker: CZNC Security ID: 172922106 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobbi J. Kilmer For For Management 1.2 Elect Director Terry L. Lehman For For Management 1.3 Elect Director Frank G. Pellegrino For For Management 1.4 Elect Director James E. Towner For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Ticker: CIVB Security ID: 178867107 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Depler For For Management 1.2 Elect Director Allen R. Maurice For For Management 1.3 Elect Director James O. Miller For For Management 1.4 Elect Director Dennis E. Murray, Jr. For For Management 1.5 Elect Director Allen R. Nickles For For Management 1.6 Elect Director Mary Patricia Oliver For Withhold Management 1.7 Elect Director Dennis G. Shaffer For For Management 1.8 Elect Director Daniel J. White For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify S. R. Snodgrass, P.C. as For For Management Auditors -------------------------------------------------------------------------------- CLEARFIELD, INC. Ticker: CLFD Security ID: 18482P103 Meeting Date: FEB 22, 2018 Meeting Type: Annual Record Date: DEC 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl Beranek For For Management 1.2 Elect Director Ronald G. Roth For For Management 1.3 Elect Director Patrick Goepel For For Management 1.4 Elect Director Roger Harding For For Management 1.5 Elect Director Charles N. Hayssen For For Management 1.6 Elect Director Donald R. Hayward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CLEARSIGN COMBUSTION CORPORATION Ticker: CLIR Security ID: 185064102 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen E. Pirnat For For Management 1.2 Elect Director Lon E. Bell For For Management 1.3 Elect Director Scott P. Isaacson For For Management 1.4 Elect Director Jeffrey L. Ott For For Management 1.5 Elect Director Susanne L. Meline For For Management 2 Ratify Gumbiner Savett Inc. as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLEVELAND BIOLABS, INC. Ticker: CBLI Security ID: 185860202 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander For For Management Andryuschechkin 1.2 Elect Director Anna Evdokimova For For Management 1.3 Elect Director Alexey Nechaev For For Management 1.4 Elect Director Ivan Persiyanov For For Management 1.5 Elect Director Randy S. Saluck For For Management 1.6 Elect Director Daniil Talyanskiy For For Management 1.7 Elect Director Lea Verny For Withhold Management 2 Ratify Meaden & Moore, Ltd. as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CM FINANCE INC Ticker: CMFN Security ID: 12574Q103 Meeting Date: DEC 21, 2017 Meeting Type: Annual Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Lee For Withhold Management 1.2 Elect Director Julie Persily For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- CNB FINANCIAL CORPORATION Ticker: CCNE Security ID: 126128107 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Bower, Jr. For For Management 1.2 Elect Director Robert W. Montler For For Management 1.3 Elect Director Joel E. Peterson For For Management 1.4 Elect Director Richard B. Seager For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CODORUS VALLEY BANCORP, INC. Ticker: CVLY Security ID: 192025104 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Brunner For For Management 1.2 Elect Director Jeffrey R. Hines For For Management 1.3 Elect Director Dallas L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- COLLECTORS UNIVERSE, INC. Ticker: CLCT Security ID: 19421R200 Meeting Date: DEC 05, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robert G. Deuster For For Management 1.3 Elect Director Deborah A. Farrington For For Management 1.4 Elect Director David G. Hall For For Management 1.5 Elect Director Joseph R. Martin For For Management 1.6 Elect Director A. J. 'Bert' Moyer For For Management 1.7 Elect Director Joseph J. Orlando For For Management 1.8 Elect Director Van D. Simmons For For Management 1.9 Elect Director Bruce A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- COLONY BANKCORP, INC. Ticker: CBAN Security ID: 19623P101 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Downing For For Management 1.2 Elect Director M. Frederick Dwozan, Jr. For For Management 1.3 Elect Director Terry L. Hester For For Management 1.4 Elect Director Edward P. Loomis, Jr. For For Management 1.5 Elect Director Mark H. Massee For For Management 1.6 Elect Director Jonathan W.R. Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify McNair, McLemore, Middlebrooks For For Management & Co., LLC as Auditors -------------------------------------------------------------------------------- COMMUNITY HEALTHCARE TRUST INCORPORATED Ticker: CHCT Security ID: 20369C106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gardner For For Management 1.2 Elect Director Claire Gulmi For For Management 1.3 Elect Director Robert Hensley For For Management 1.4 Elect Director Lawrence Van Horn For For Management 1.5 Elect Director Timothy Wallace For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCURRENT COMPUTER CORPORATION Ticker: CCUR Security ID: 206710402 Meeting Date: OCT 25, 2017 Meeting Type: Annual Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Barr, Jr. For For Management 1.2 Elect Director Derek J. Elder For For Management 1.3 Elect Director Robert M. Pons For For Management 1.4 Elect Director Steven G. Singer For For Management 1.5 Elect Director Dilip Singh For For Management 2 Ratify Deloitte & Touche LLP as None None Management Auditors - Withdrawn Resolution 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Securities Transfer Restrictions For For Management -------------------------------------------------------------------------------- CONCURRENT COMPUTER CORPORATION Ticker: CCUR Security ID: 206710402 Meeting Date: DEC 13, 2017 Meeting Type: Special Record Date: NOV 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONDOR HOSPITALITY TRUST, INC. Ticker: CDOR Security ID: 20676Y403 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. William Blackham For For Management 1.2 Elect Director Thomas Calahan For For Management 1.3 Elect Director Daphne J. Dufresne For For Management 1.4 Elect Director Daniel R. Elsztain For Withhold Management 1.5 Elect Director James H. Friend For For Management 1.6 Elect Director Donald J. Landry For For Management 1.7 Elect Director Brendan MacDonald For Withhold Management 1.8 Elect Director John M. Sabin For Withhold Management 1.9 Elect Director Benjamin Wall For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CONIFER HOLDINGS, INC. Ticker: CNFR Security ID: 20731J102 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Petcoff For Withhold Management 1.2 Elect Director Jorge Morales For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CONSOLIDATED-TOMOKA LAND CO. Ticker: CTO Security ID: 210226106 Meeting Date: APR 25, 2018 Meeting Type: Proxy Contest Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director John P. Albright For For Management 1.2 Elect Director Laura M. Franklin For For Management 1.3 Elect Director Christopher W . Haga For For Management 1.4 Elect Director William L. Olivari For For Management 1.5 Elect Director Howard C. Serkin For For Management 1.6 Elect Director Thomas P. Warlow, III For For Management 1.7 Elect Director Casey R. Wold For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Hire Advisor/Maximize Shareholder Value None Against Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Proxy Card) None 1.1 Elect Director Elizabeth N. Cohernour For Did Not Vote Shareholder 1.2 Elect Director Evan H. Ho For Did Not Vote Shareholder 1.3 Elect Director David J. Winters For Did Not Vote Shareholder 2 Ratify Grant Thornton LLP as Auditors Abstain Did Not Vote Management 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan Against Did Not Vote Management 5 Hire Advisor/Maximize Shareholder Value For Did Not Vote Shareholder -------------------------------------------------------------------------------- CONTINENTAL MATERIALS CORPORATION Ticker: CUO Security ID: 211615307 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Carmody For For Management 1.2 Elect Director Ronald J. Gidwitz For Withhold Management 1.3 Elect Director Darrell M. Trent For For Management 2 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- CORE MOLDING TECHNOLOGIES, INC. Ticker: CMT Security ID: 218683100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin L. Barnett For For Management 1.2 Elect Director Thomas R. Cellitti For For Management 1.3 Elect Director James F. Crowley For For Management 1.4 Elect Director Ralph O. Hellmold For For Management 1.5 Elect Director Matthew E. Jauchius For For Management 1.6 Elect Director James L. Simonton For For Management 1.7 Elect Director Andrew O. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CORENERGY INFRASTRUCTURE TRUST, INC. Ticker: CORR Security ID: 21870U502 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David J. Schulte For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORIUM INTERNATIONAL, INC. Ticker: CORI Security ID: 21887L107 Meeting Date: MAR 20, 2018 Meeting Type: Annual Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bhaskar Chaudhuri For For Management 1.2 Elect Director Ronald Eastman For For Management 1.3 Elect Director Paul Goddard For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COUNTY BANCORP, INC. Ticker: ICBK Security ID: 221907108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Censky For For Management 1.2 Elect Director Edson P. Foster, Jr. For For Management 1.3 Elect Director Vicki L. Leinbach For For Management 1.4 Elect Director Wayne D. Mueller For For Management 1.5 Elect Director Gary J. Ziegelbauer For Withhold Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- COVENANT TRANSPORTATION GROUP, INC. Ticker: CVTI Security ID: 22284P105 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Parker For For Management 1.2 Elect Director William T. Alt For For Management 1.3 Elect Director Robert E. Bosworth For For Management 1.4 Elect Director Bradley A. Moline For For Management 1.5 Elect Director Herbert J. Schmidt For For Management 1.6 Elect Director W. Miller Welborn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COVISINT CORPORATION Ticker: COVS Security ID: 22357R103 Meeting Date: JUL 25, 2017 Meeting Type: Special Record Date: JUN 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CPI CARD GROUP INC. Ticker: PMTS Security ID: 12634H200 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Pearce For Against Management 1.2 Elect Director Robert Pearce For For Management 1.3 Elect Director Nicholas Peters For Against Management 1.4 Elect Director David Rowntree For Against Management 1.5 Elect Director Scott Scheirman For Against Management 1.6 Elect Director Bradley Seaman For Against Management 1.7 Elect Director Valerie Soranno Keating For For Management 1.8 Elect Director Silvio Tavares For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CRAFT BREW ALLIANCE, INC. Ticker: BREW Security ID: 224122101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Marc J. Cramer For For Management 1.3 Elect Director Paul D. Davis For For Management 1.4 Elect Director Kevin R. Kelly For For Management 1.5 Elect Director David R. Lord For For Management 1.6 Elect Director Nickolas A. Mills For For Management 1.7 Elect Director Michael R. Taylor For For Management 1.8 Elect Director Jacqueline S. Woodward For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CRIMSON WINE GROUP, LTD. Ticker: CWGL Security ID: 22662X100 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Cumming For Withhold Management 1.2 Elect Director Ian M. Cumming For Withhold Management 1.3 Elect Director Joseph S. Steinberg For Withhold Management 1.4 Elect Director Avraham M. Neikrug For For Management 1.5 Elect Director Douglas M. Carlson For For Management 1.6 Elect Director Craig D. Williams For Withhold Management 1.7 Elect Director Francesca H. Schuler For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- CRYOPORT, INC. Ticker: CYRX Security ID: 229050307 Meeting Date: SEP 12, 2017 Meeting Type: Annual Record Date: JUL 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Berman For For Management 1.2 Elect Director Robert Hariri For For Management 1.3 Elect Director Ramkumar Mandalam For For Management 1.4 Elect Director Jerrell W. Shelton For For Management 1.5 Elect Director Edward J. Zecchini For For Management 2 Ratify KMJ Corbin & Company LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRYOPORT, INC. Ticker: CYRX Security ID: 229050307 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Berman For For Management 1.2 Elect Director Robert Hariri For For Management 1.3 Elect Director Ramkumar Mandalam For For Management 1.4 Elect Director Jerrell W. Shelton For For Management 1.5 Elect Director Edward J. Zecchini For For Management 2 Ratify KMJ Corbin & Company LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Increase Authorized Common Stock For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CSP INC. Ticker: CSPI Security ID: 126389105 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor Dellovo For For Management 1.2 Elect Director Charles Blackmon For Withhold Management 1.3 Elect Director Ismail "Izzy" Azeri For For Management 1.4 Elect Director C. Shelton James For Withhold Management 1.5 Elect Director Marilyn T. Smith For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US, LLP as Auditors For For Management -------------------------------------------------------------------------------- CTI BIOPHARMA CORP. Ticker: CTIC Security ID: 12648L601 Meeting Date: JAN 24, 2018 Meeting Type: Special Record Date: DEC 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation from For For Management Washington to Delaware 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CTI BIOPHARMA CORP. Ticker: CTIC Security ID: 12648L601 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam R. Craig For Withhold Management 1.2 Elect Director Laurent Fischer For For Management 1.3 Elect Director Michael A. Metzger For Withhold Management 1.4 Elect Director David R. Parkinson For Withhold Management 1.5 Elect Director Matthew D. Perry For Withhold Management 1.6 Elect Director Frederick W. Telling For Withhold Management 1.7 Elect Director Reed V. Tuckson For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Marcum LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CUI GLOBAL, INC. Ticker: CUI Security ID: 126576206 Meeting Date: DEC 01, 2017 Meeting Type: Annual Record Date: OCT 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Clough For For Management 1.2 Elect Director Thomas A. Price For For Management 1.3 Elect Director Matthew M. McKenzie For For Management 1.4 Elect Director Sean P. Rooney For For Management 1.5 Elect Director Paul D. White For For Management 1.6 Elect Director Corey A. Lambrecht For For Management 2 Ratify Perkins & Company, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CULP, INC. Ticker: CULP Security ID: 230215105 Meeting Date: SEP 20, 2017 Meeting Type: Annual Record Date: JUL 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Culp, III For For Management 1.2 Elect Director Patrick B. Flavin For For Management 1.3 Elect Director Fred A. Jackson For For Management 1.4 Elect Director Kenneth R. Larson For For Management 1.5 Elect Director Kenneth W. McAllister For For Management 1.6 Elect Director Franklin N. Saxon For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CUMBERLAND PHARMACEUTICALS INC. Ticker: CPIX Security ID: 230770109 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James R. Jones For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CVD EQUIPMENT CORPORATION Ticker: CVV Security ID: 126601103 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: OCT 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard A. Rosenbaum For For Management 1.2 Elect Director Martin J. Teitelbaum For For Management 1.3 Elect Director Conrad J. Gunther For For Management 1.4 Elect Director Lawrence J. Waldman For For Management 1.5 Elect Director Raymond A. Nielsen For For Management 2 Ratify MSPC, Certified Public For For Management Accountants and Advisors, P.C. as Auditors -------------------------------------------------------------------------------- CYBEROPTICS CORPORATION Ticker: CYBE Security ID: 232517102 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig D. Gates For For Management 1.2 Elect Director Subodh Kulkarni For For Management 1.3 Elect Director Irene M. Qualters For For Management 1.4 Elect Director Michael M. Selzer, Jr. For For Management 1.5 Elect Director Vivek Mohindra For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CYTRX CORPORATION Ticker: CYTR Security ID: 232828509 Meeting Date: JUL 12, 2017 Meeting Type: Annual Record Date: MAY 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Kriegsman For Withhold Management 2 Approve Reverse Stock Split For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Omnibus Stock Plan For Against Management 5 Increase Authorized Common Stock For Against Management 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 8 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CYTRX CORPORATION Ticker: CYTR Security ID: 232828509 Meeting Date: OCT 27, 2017 Meeting Type: Special Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- DATA I/O CORPORATION Ticker: DAIO Security ID: 237690102 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Ambrose For For Management 1.2 Elect Director Brian T. Crowley For For Management 1.3 Elect Director Alan B. Howe For Withhold Management 1.4 Elect Director Douglas W. Brown For For Management 1.5 Elect Director Mark J. Gallenberger For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DATAWATCH CORPORATION Ticker: DWCH Security ID: 237917208 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard de J. Osborne For For Management 1.2 Elect Director Randy Seidl For For Management 1.3 Elect Director Thomas H. Kelly For For Management 1.4 Elect Director Christopher T. Cox For For Management 1.5 Elect Director David C. Mahoney For For Management 1.6 Elect Director Michael A. Morrison For For Management 1.7 Elect Director Joan C. McArdle For For Management 1.8 Elect Director Donald R. Friedman For For Management 1.9 Elect Director Colin Mahony For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- DAWSON GEOPHYSICAL COMPANY Ticker: DWSN Security ID: 239360100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Barrett For For Management 1.2 Elect Director Craig W. Cooper For For Management 1.3 Elect Director Gary M. Hoover For For Management 1.4 Elect Director Stephen C. Jumper For For Management 1.5 Elect Director Michael L. Klofas For For Management 1.6 Elect Director Ted R. North For For Management 1.7 Elect Director Mark A. Vander Ploeg For For Management 1.8 Elect Director Wayne A. Whitener For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DELTA APPAREL, INC. Ticker: DLA Security ID: 247368103 Meeting Date: FEB 01, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Bradley Campbell For For Management 1.2 Elect Director Sam P. Cortez For For Management 1.3 Elect Director Elizabeth J. Gatewood For For Management 1.4 Elect Director G. Jay Gogue For For Management 1.5 Elect Director Robert W. Humphreys For For Management 1.6 Elect Director Robert E. Staton, Sr. For For Management 1.7 Elect Director A. Alexander Taylor, II For For Management 1.8 Elect Director David G. Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DESTINATION MATERNITY CORPORATION Ticker: DEST Security ID: 25065D100 Meeting Date: OCT 19, 2017 Meeting Type: Proxy Contest Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director Michael J. Blitzer For For Management 1b Elect Director Barry Erdos For For Management 1c Elect Director Melissa Payner-Gregor For For Management 1d Elect Director B. Allen Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Management Nominee Michael J. Blitzer Against Did Not Vote Shareholder 1.2 Management Nominee Barry Erdos Against Did Not Vote Shareholder 1.3 Management Nominee Melissa Against Did Not Vote Shareholder Payner-Gregor 1.4 Management Nominee B. Allen Weinstein Against Did Not Vote Shareholder 2 Ratify KPMG LLP as Auditors For Did Not Vote Management 3 Amend Omnibus Stock Plan Abstain Did Not Vote Management 4 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management -------------------------------------------------------------------------------- DESTINATION XL GROUP, INC. Ticker: DXLG Security ID: 25065K104 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seymour Holtzman For For Management 1.2 Elect Director David A. Levin For For Management 1.3 Elect Director Jack Boyle For For Management 1.4 Elect Director John E. Kyees For For Management 1.5 Elect Director Willem Mesdag For For Management 1.6 Elect Director Ward K. Mooney For For Management 1.7 Elect Director Mitchell S. Presser For For Management 1.8 Elect Director Ivy Ross For For Management 1.9 Elect Director Oliver Walsh For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DHI GROUP, INC. Ticker: DHX Security ID: 23331S100 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Art Zeile For For Management 1.2 Elect Director Jim Friedlich For For Management 1.3 Elect Director Golnar Sheikholeslami For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DICERNA PHARMACEUTICALS, INC. Ticker: DRNA Security ID: 253031108 Meeting Date: JUL 11, 2017 Meeting Type: Annual Record Date: MAY 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Fambrough, For For Management III 1b Elect Director Martin Freed For For Management 1c Elect Director Brian K. Halak For For Management 1d Elect Director Stephen J. Hoffman For For Management 1e Elect Director Peter Kolchinsky For For Management 1f Elect Director Adam M. Koppel For For Management 1g Elect Director Dennis H. Langer For For Management 1h Elect Director David M. Madden For For Management 1i Elect Director Bruce Peacock For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DIGIMARC CORPORATION Ticker: DMRC Security ID: 25381B101 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Davis For Withhold Management 1.2 Elect Director Gary DeStefano For Withhold Management 1.3 Elect Director Richard L. King For Withhold Management 1.4 Elect Director James T. Richardson For Withhold Management 1.5 Elect Director Andrew J. Walter For Withhold Management 1.6 Elect Director Bernard Whitney For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DIGIRAD CORPORATION Ticker: DRAD Security ID: 253827109 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey E. Eberwein For For Management 1.2 Elect Director Matthew G. Molchan For For Management 1.3 Elect Director Dimitrios J. Angelis For For Management 1.4 Elect Director John M. Climaco For For Management 1.5 Elect Director Michael A. Cunnion For For Management 1.6 Elect Director Charles M. Gillman For For Management 1.7 Elect Director John W. Sayward For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Securities Transfer Restrictions For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIGITAL ALLY, INC. Ticker: DGLY Security ID: 25382P208 Meeting Date: AUG 14, 2017 Meeting Type: Special Record Date: JUN 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DIVERSIFIED RESTAURANT HOLDINGS, INC. Ticker: SAUC Security ID: 25532M105 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIVERSIFIED RESTAURANT HOLDINGS, INC. Ticker: SAUC Security ID: 25532M105 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Michael Ansley For Withhold Management 1.2 Elect Director David G. Burke For Withhold Management 1.3 Elect Director Jay Alan Dusenberry For For Management 1.4 Elect Director Philip Friedman For For Management 1.5 Elect Director David Ligotti For Withhold Management 1.6 Elect Director Joseph M. Nowicki For For Management 1.7 Elect Director Gregory J. Stevens For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DLH HOLDINGS CORP. Ticker: DLHC Security ID: 23335Q100 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: DEC 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Alderman For For Management 1.2 Elect Director Martin J. Delaney For For Management 1.3 Elect Director Elder Granger For For Management 1.4 Elect Director Frances M. Murphy For For Management 1.5 Elect Director Zachary C. Parker For For Management 1.6 Elect Director Frederick G. Wasserman For For Management 1.7 Elect Director Austin J. Yerks, III For For Management 1.8 Elect Director James P. Allen For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- DMC GLOBAL INC. Ticker: BOOM Security ID: 23291C103 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Aldous For For Management 1.2 Elect Director Yvon Pierre Cariou For For Management 1.3 Elect Director Robert A. Cohen For For Management 1.4 Elect Director James J. Ferris For For Management 1.5 Elect Director Richard P. Graff For For Management 1.6 Elect Director Kevin T. Longe For For Management 1.7 Elect Director Clifton Peter Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOCUMENT SECURITY SYSTEMS, INC. Ticker: DSS Security ID: 25614T200 Meeting Date: AUG 01, 2017 Meeting Type: Annual Record Date: JUN 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Fagenson For Against Management 1.2 Elect Director Jeffrey Ronaldi For Against Management 1.3 Elect Director Robert B. Bzdick For Against Management 1.4 Elect Director Heng Fai Ambrose Chan For For Management 1.5 Elect Director Joseph Sanders For Against Management 1.6 Elect Director Pamela Avallone For For Management 1.7 Elect Director Warren Hurwitz For Against Management 1.8 Elect Director William Lerner For For Management 1.9 Elect Director Clark A. Marcus For For Management 2 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOCUMENT SECURITY SYSTEMS, INC. Ticker: DSS Security ID: 25614T200 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Fagenson For Against Management 1.2 Elect Director Jeffrey Ronaldi For Against Management 1.3 Elect Director Robert B. Bzdick For Against Management 1.4 Elect Director Heng Fai Ambrose Chan For Against Management 1.5 Elect Director Joseph Sanders For Against Management 1.6 Elect Director Pamela Avallone For Against Management 1.7 Elect Director Warren Hurwitz For Against Management 1.8 Elect Director William Lerner For For Management 1.9 Elect Director Clark A. Marcus For For Management 2 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOVER MOTORSPORTS, INC. Ticker: DVD Security ID: 260174107 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry B. Tippie For Withhold Management 1.2 Elect Director R. Randall Rollins For Withhold Management -------------------------------------------------------------------------------- EAGLE BULK SHIPPING INC. Ticker: EGLE Security ID: Y2187A143 Meeting Date: DEC 14, 2017 Meeting Type: Annual Record Date: OCT 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Leand, Jr. For Withhold Management 1.2 Elect Director Randee E. Day For For Management 1.3 Elect Director Justin A. Knowles For For Management 1.4 Elect Director Casey Shanley For Withhold Management 1.5 Elect Director Bart Veldhuizen For Withhold Management 1.6 Elect Director Gary Vogel For For Management 1.7 Elect Director Gary Weston For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ECHELON CORPORATION Ticker: ELON Security ID: 27874N303 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Finocchio, Jr. For For Management 1.2 Elect Director Armas Clifford For Withhold Management Markkula, Jr. 1.3 Elect Director Robert R. Maxfield For For Management 2 Ratify Armanino LLP as Auditors For For Management 3 Amend Tax Benefits Preservation Plan For For Management -------------------------------------------------------------------------------- ECOLOGY AND ENVIRONMENT, INC. Ticker: EEI Security ID: 278878103 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Justin C. Jacobs For For Management 1.2 Elect Director Michael El-Hillow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EDUCATIONAL DEVELOPMENT CORPORATION Ticker: EDUC Security ID: 281479105 Meeting Date: JUL 26, 2017 Meeting Type: Annual Record Date: JUN 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Betsy Richert For Withhold Management 2 Ratify HoganTaylor LLP as Auditors For For Management -------------------------------------------------------------------------------- EGAIN CORPORATION Ticker: EGAN Security ID: 28225C806 Meeting Date: NOV 21, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashutosh Roy For For Management 1.2 Elect Director Gunjan Sinha For Withhold Management 1.3 Elect Director Phiroz P. Darukhanavala For For Management 1.4 Elect Director Brett Shockley For Withhold Management 1.5 Elect Director Christine Russell For For Management 2 Approve Qualified Employee Stock For Against Management Purchase Plan 3 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- EGALET CORPORATION Ticker: EGLT Security ID: 28226B104 Meeting Date: FEB 14, 2018 Meeting Type: Special Record Date: JAN 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management 2 Approve Reverse Stock Split For For Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- EGALET CORPORATION Ticker: EGLT Security ID: 28226B104 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Radie For For Management 1.2 Elect Director Andrea Heslin Smiley For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ELECTROMED, INC. Ticker: ELMD Security ID: 285409108 Meeting Date: NOV 10, 2017 Meeting Type: Annual Record Date: SEP 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen H. Craney For For Management 1.2 Elect Director William V. Eckles For For Management 1.3 Elect Director Stan K. Erickson For For Management 1.4 Elect Director Lee A. Jones For For Management 1.5 Elect Director Kathleen S. Skarvan For For Management 1.6 Elect Director George H. Winn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELLINGTON RESIDENTIAL MORTGAGE REIT Ticker: EARN Security ID: 288578107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Robards For Withhold Management 1.2 Elect Director Michael W. Vranos For For Management 1.3 Elect Director Laurence Penn For For Management 1.4 Elect Director Ronald I. Simon For Withhold Management 1.5 Elect Director Robert B. Allardice, III For Withhold Management 1.6 Elect Director David J. Miller For Withhold Management 1.7 Elect Director Menes O. Chee For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EMCORE CORPORATION Ticker: EMKR Security ID: 290846203 Meeting Date: MAR 16, 2018 Meeting Type: Annual Record Date: JAN 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Stephen L. Domenik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Establish Range For Board Size For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions of the Certificate of Incorporation 6 Amend Tax Benefits Preservation Plan For For Management 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMMIS COMMUNICATIONS CORPORATION Ticker: EMMS Security ID: 291525400 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAY 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Leventhal For For Management 1.2 Elect Director Peter A. Lund For Withhold Management 1.3 Elect Director Lawrence B. Sorrel For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENDOCYTE, INC. Ticker: ECYT Security ID: 29269A102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Machado For For Management 1b Elect Director Lesley Russell For For Management 1c Elect Director Dawn Svoronos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENDURO ROYALTY TRUST Ticker: NDRO Security ID: 29269K100 Meeting Date: AUG 30, 2017 Meeting Type: Special Record Date: JUL 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Sale of the Chisholm Properties None For Management 1b Approve Sale of the OXY Properties None For Management 1c Approve Sale of the Forge Properties None For Management 1d Approve Sale of the Summit Properties None For Management 1e Approve Sale of the DE Midland None For Management Properties 1f Approve Sale of the Parsley Properties None For Management 1g Approve Sale of the Tracker Properties None For Management 1h Approve Sale of the QEP Properties None For Management 2 Approve Amendments to the Trust None For Management Agreement to Permit the Transactions 3 Approve Amendments to the Conveyance None For Management of Net Profits Interest 4 Approve Amendments to the Trust None For Management Agreement to Permit the Costs Associated With Calling Any Unitholder Meeting 5 Adjourn Meeting None For Management -------------------------------------------------------------------------------- ENERGOUS CORPORATION Ticker: WATT Security ID: 29272C103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Rizzone For For Management 1.2 Elect Director Martin Cooper For For Management 1.3 Elect Director John R. Gaulding For Withhold Management 1.4 Elect Director Robert J. Griffin For Withhold Management 1.5 Elect Director Rex S. Jackson For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director Nicolaos G. Alexopoulos For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Amend Restricted Stock Plan For Against Management 5 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: DEC 12, 2017 Meeting Type: Special Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify the May 2017 Charter Amendment For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Badrinarayanan For For Management Kothandaraman 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Increase Authorized Common Stock For Against Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENSYNC, INC. Ticker: ESNC Security ID: 29359T102 Meeting Date: DEC 19, 2017 Meeting Type: Annual Record Date: SEP 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley L. Hansen For For Management 1.2 Elect Director James H. Ozanne For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- ENTEGRA FINANCIAL CORP. Ticker: ENFC Security ID: 29363J108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Edwards For Against Management 1.2 Elect Director Jim M. Garner For Against Management 1.3 Elect Director Fred H. Jones For Against Management 1.4 Elect Director Douglas W. Kroske For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- ENTELLUS MEDICAL, INC. Ticker: ENTL Security ID: 29363K105 Meeting Date: FEB 26, 2018 Meeting Type: Special Record Date: JAN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENTERPRISE BANCORP, INC. Ticker: EBTC Security ID: 293668109 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gino J. Baroni For Withhold Management 1.2 Elect Director John P. Clancy, Jr. For Withhold Management 1.3 Elect Director James F. Conway, III For Withhold Management 1.4 Elect Director John T. Grady, Jr. For Withhold Management 1.5 Elect Director Mary Jane King For Withhold Management 1.6 Elect Director Shelagh E. Mahoney For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ENVIROSTAR, INC. Ticker: EVI Security ID: 29414M100 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry M. Nahmad For Withhold Management 1.2 Elect Director Michael S. Steiner For Withhold Management 1.3 Elect Director Dennis Mack For Withhold Management 1.4 Elect Director David Blyer For Withhold Management 1.5 Elect Director Timothy P. LaMacchia For For Management 1.6 Elect Director Alan M. Grunspan For Withhold Management 1.7 Elect Director Hal M. Lucas For Withhold Management 1.8 Elect Director Todd Oretsky For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ENZO BIOCHEM, INC. Ticker: ENZ Security ID: 294100102 Meeting Date: JAN 05, 2018 Meeting Type: Annual Record Date: NOV 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Elazar Rabbani For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify EisnerAmper LLP as Auditors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Ticker: EQBK Security ID: 29460X109 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brad S. Elliott For Against Management 1.2 Elect Director Gregory H. Kossover For Against Management 1.3 Elect Director Harvey R. Sorensen For Against Management 2 Ratify Crowe Chizek LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ESCALADE, INCORPORATED Ticker: ESCA Security ID: 296056104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. White For For Management 1.2 Elect Director Edward E. Williams For For Management 1.3 Elect Director Richard F. Baalmann, Jr. For For Management 1.4 Elect Director David L. Fetherman For Withhold Management 1.5 Elect Director Patrick J. Griffin For Withhold Management 1.6 Elect Director Walter P. Glazer, Jr. For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet Hill For Withhold Management 1.2 Elect Director Anthony Coelho For For Management 1.3 Elect Director Richard T. Powers For Withhold Management 1.4 Elect Director Andrew C. Sagliocca For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- ESSA BANCORP, INC. Ticker: ESSA Security ID: 29667D104 Meeting Date: MAR 01, 2018 Meeting Type: Annual Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Fallon For For Management 1.2 Elect Director Robert C. Selig, Jr. For For Management 1.3 Elect Director Brian T. Regan For For Management 2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVANS BANCORP, INC. Ticker: EVBN Security ID: 29911Q208 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Miller, Jr. For For Management 1.2 Elect Director Kimberley A. Minkel For For Management 1.3 Elect Director Christina P. Orsi For For Management 1.4 Elect Director Michael J. Rogers For For Management 1.5 Elect Director Oliver H. Sommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERSPIN TECHNOLOGIES, INC. Ticker: MRAM Security ID: 30041T104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Conley For For Management 1.2 Elect Director Lawrence G. Finch For Withhold Management 1.3 Elect Director Ron Foster For For Management 1.4 Elect Director Michael B. Gustafson For Withhold Management 1.5 Elect Director Peter Hebert For Withhold Management 1.6 Elect Director Stephen J. Socolof For Withhold Management 1.7 Elect Director Geoffrey R. Tate For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EVOKE PHARMA, INC. Ticker: EVOK Security ID: 30049G104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cam L. Garner For For Management 1.2 Elect Director Scott L. Glenn For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EVOLUTION PETROLEUM CORPORATION Ticker: EPM Security ID: 30049A107 Meeting Date: DEC 07, 2017 Meeting Type: Annual Record Date: OCT 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. DiPaolo For For Management 1.2 Elect Director William E. Dozier For For Management 1.3 Elect Director Robert S. Herlin For For Management 1.4 Elect Director Kelly W. Loyd For For Management 1.5 Elect Director Marran H. Ogilvie For For Management 1.6 Elect Director Gene G. Stoever For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXACTECH, INC. Ticker: EXAC Security ID: 30064E109 Meeting Date: FEB 13, 2018 Meeting Type: Special Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FAMOUS DAVE'S OF AMERICA, INC. Ticker: DAVE Security ID: 307068106 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anand D. Gala For For Management 1.2 Elect Director Joseph M. Jacobs For For Management 1.3 Elect Director Peter O. Haeg For For Management 1.4 Elect Director Richard A. Shapiro For For Management 1.5 Elect Director Jeffery Crivello For For Management 1.6 Elect Director Bryan L. Wolff For For Management 1.7 Elect Director Richard Welch For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FARMERS & MERCHANTS BANCORP, INC. Ticker: FMAO Security ID: 30779N105 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene N. Burkholder For For Management 1.2 Elect Director Steven A. Everhart For For Management 1.3 Elect Director Jo Ellen Hornish For For Management 1.4 Elect Director Jack C. Johnson For For Management 1.5 Elect Director Marcia S. Latta For For Management 1.6 Elect Director Steven J. Planson For For Management 1.7 Elect Director Anthony J. Rupp For For Management 1.8 Elect Director Kevin J. Sauder For For Management 1.9 Elect Director Paul S. Siebenmorgen For For Management 1.10 Elect Director K. Brad Stamm For For Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FARMERS CAPITAL BANK CORPORATION Ticker: FFKT Security ID: 309562106 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify BKD, LLP as Auditors For For Management 2.1 Elect Director J. Barry Banker For Withhold Management 2.2 Elect Director Fred N. Parker For Withhold Management 2.3 Elect Director David Y. Phelps For Withhold Management 2.4 Elect Director Fred Sutterlin For For Management -------------------------------------------------------------------------------- FARMLAND PARTNERS INC. Ticker: FPI Security ID: 31154R109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay B. Bartels For Withhold Management 1.2 Elect Director Chris A. Downey For For Management 1.3 Elect Director Joseph W. Glauber For Withhold Management 1.4 Elect Director John A. Good For For Management 1.5 Elect Director Paul A. Pittman For For Management 2 Ratify EKS&H LLLP as Auditors For For Management -------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Ticker: FATE Security ID: 31189P102 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amir Nashat For For Management 1.2 Elect Director William H. Rastetter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDERATED NATIONAL HOLDING COMPANY Ticker: FNHC Security ID: 31422T101 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas A. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDERATED NATIONAL HOLDING COMPANY Ticker: FNHC Security ID: 31422T101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce F. Simberg For For Management 1.2 Elect Director Richard W. Wilcox, Jr. For For Management 1.3 Elect Director William G. Stewart For For Management 1.4 Elect Director Roberta N. Young For For Management 2 Change Company Name to FedNat Holding For For Management Company 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FENIX PARTS, INC. Ticker: FENX Security ID: 31446L100 Meeting Date: APR 09, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIDUS INVESTMENT CORPORATION Ticker: FDUS Security ID: 316500107 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles D. Hyman For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FIFTH STREET ASSET MANAGEMENT INC. Ticker: FSAM Security ID: 31679P109 Meeting Date: OCT 13, 2017 Meeting Type: Special Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Adjourn Meeting For For Management 3 Provide Right to Act by Written Consent For Against Management -------------------------------------------------------------------------------- FIRST CONNECTICUT BANCORP, INC. Ticker: FBNK Security ID: 319850103 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Green For For Management 1.2 Elect Director James T. Healey, Jr. For For Management 1.3 Elect Director John J. Patrick, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Becker For For Management 1.2 Elect Director John K. Keach, Jr. For Withhold Management 1.3 Elect Director David R. Lovejoy For Withhold Management 1.4 Elect Director Ann D. Murtlow For Withhold Management 1.5 Elect Director Ralph R. Whitney, Jr. For For Management 1.6 Elect Director Jerry Williams For For Management 1.7 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST SOUTH BANCORP, INC. Ticker: FSBK Security ID: 33646W100 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: AUG 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST UNITED CORPORATION Ticker: FUNC Security ID: 33741H107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Kurtz For For Management 1.2 Elect Director Elaine L. McDonald For For Management 1.3 Elect Director Gary R. Ruddell For For Management 1.4 Elect Director Carissa L. Rodeheaver For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- FIRST US BANCSHARES, INC. Ticker: FUSB Security ID: 33744V103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew C. Bearden, Jr. For For Management 1.2 Elect Director Linda H. Breedlove For For Management 1.3 Elect Director Robert Stephen Briggs For For Management 1.4 Elect Director Sheri S. Cook For For Management 1.5 Elect Director John C. Gordon For For Management 1.6 Elect Director David P. Hale For For Management 1.7 Elect Director William G. Harrison For For Management 1.8 Elect Director James F. House For For Management 1.9 Elect Director J. Lee McPhearson For For Management 1.10 Elect Director Jack W. Meigs For For Management 1.11 Elect Director Aubrey S. Miller For For Management 1.12 Elect Director Donna D. Smith For For Management 1.13 Elect Director Howard M. Whitted For For Management 1.14 Elect Director Bruce N. Wilson For For Management 2 Ratify Carr, Riggs & Ingram, LLC as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE OAKS INVESTMENT CORP. Ticker: OAKS Security ID: 33830W106 Meeting Date: JUL 12, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Carroll For For Management 1.2 Elect Director Neil A. Cummins For Withhold Management 1.3 Elect Director William A. Houlihan For Withhold Management 1.4 Elect Director Walter C. Keenan For Withhold Management 1.5 Elect Director David Oston For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE STAR SENIOR LIVING INC. Ticker: FVE Security ID: 33832D106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna D. Fraiche For Withhold Management 1.2 Elect Director Gerard M. Martin For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FLEXSTEEL INDUSTRIES, INC. Ticker: FLXS Security ID: 339382103 Meeting Date: DEC 04, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karel K. Czanderna For For Management 1.2 Elect Director Thomas M. Levine For For Management 1.3 Elect Director Robert J. Maricich For For Management 2 Amend Director Qualifications For For Management -------------------------------------------------------------------------------- FORWARD INDUSTRIES, INC. Ticker: FORD Security ID: 349862300 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Frost For For Management 1.2 Elect Director Howard Morgan For For Management 1.3 Elect Director Sangita Shah For Withhold Management 1.4 Elect Director Terence Wise For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- FRANKLIN COVEY CO. Ticker: FC Security ID: 353469109 Meeting Date: JAN 26, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne H. Chow For For Management 1.2 Elect Director Clayton M. Christensen For For Management 1.3 Elect Director Michael Fung For For Management 1.4 Elect Director Dennis G. Heiner For For Management 1.5 Elect Director Donald J. McNamara For For Management 1.6 Elect Director Joel C. Peterson For For Management 1.7 Elect Director E. Kay Stepp For For Management 1.8 Elect Director Robert A. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FREQUENCY ELECTRONICS, INC. Ticker: FEIM Security ID: 358010106 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin B. Bloch For Withhold Management 1.2 Elect Director Joel Girsky For Withhold Management 1.3 Elect Director S. Robert Foley, Jr. For Withhold Management 1.4 Elect Director Richard Schwartz For Withhold Management 1.5 Elect Director Stanton D. Sloane For Withhold Management 1.6 Elect Director Russell M. Sarachek For Withhold Management 1.7 Elect Director Lance W. Lord For Withhold Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESHPET, INC. Ticker: FRPT Security ID: 358039105 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Norris For Withhold Management 1.2 Elect Director William B. Cyr For Withhold Management 1.3 Elect Director Jonathan S. Marlow For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Articles of Incorporation to For For Management Remove Litigation Costs Provision -------------------------------------------------------------------------------- FRIEDMAN INDUSTRIES, INCORPORATED Ticker: FRD Security ID: 358435105 Meeting Date: AUG 31, 2017 Meeting Type: Annual Record Date: JUL 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Sparkman For For Management 1.2 Elect Director Durga D. Agrawal For For Management 1.3 Elect Director Charles W. Hall For For Management 1.4 Elect Director Max Reichenthal For For Management 1.5 Elect Director Joel Spira For For Management 1.6 Elect Director Mike Taylor For For Management 1.7 Elect Director Joe L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Hein & Associates LLP as For For Management Auditors -------------------------------------------------------------------------------- FUEL TECH, INC. Ticker: FTEK Security ID: 359523107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vincent J. Arnone For For Management 1.2 Elect Director Douglas G. Bailey For For Management 1.3 Elect Director Sharon L. Jones For For Management 1.4 Elect Director James J. Markowsky For For Management 1.5 Elect Director Thomas S. Shaw, Jr. For For Management 1.6 Elect Director Dennis L. Zeitler For For Management 2 Approve Reverse Stock Split For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUELCELL ENERGY, INC. Ticker: FCEL Security ID: 35952H502 Meeting Date: DEC 14, 2017 Meeting Type: Special Record Date: NOV 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FUELCELL ENERGY, INC. Ticker: FCEL Security ID: 35952H502 Meeting Date: APR 05, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur A. Bottone For For Management 1b Elect Director James Herbert England For For Management 1c Elect Director Matthew F. Hilzinger For For Management 1d Elect Director John A. Rolls For For Management 1e Elect Director Christopher S. Sotos For For Management 1f Elect Director Natica von Althann For For Management 1g Elect Director Togo Dennis West, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FULGENT GENETICS, INC. Ticker: FLGT Security ID: 359664109 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ming Hsieh For For Management 1.2 Elect Director John Bolger For For Management 1.3 Elect Director James J. Mule For For Management 1.4 Elect Director Yun Yen For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- FULL HOUSE RESORTS, INC. Ticker: FLL Security ID: 359678109 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kenneth R. Adams For For Management 1B Elect Director Carl G. Braunlich For For Management 1C Elect Director W.H. Baird Garrett For For Management 1D Elect Director Ellis Landau For For Management 1E Elect Director Daniel R. Lee For For Management 1F Elect Director Kathleen M. Marshall For For Management 1G Elect Director Craig W. Thomas For For Management 1H Elect Director Bradley M. Tirpak For For Management 2 Ratify Piercy Bowler Taylor & Kern as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUSION TELECOMMUNICATIONS INTERNATIONAL, INC. Ticker: FSNN Security ID: 36113B400 Meeting Date: FEB 21, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Reverse Stock Split For Against Management 3 Increase Authorized Common Stock and For For Management Change Company Name to Fusion Connect, Inc. 4 Adjourn Meeting For Against Management 5 Advisory Vote on Golden Parachutes For Against Management 6.1 Elect Director Marvin S. Rosen For Withhold Management 6.2 Elect Director Philip D. Turits For Withhold Management 6.3 Elect Director Matthew D. Rosen For Withhold Management 6.4 Elect Director Jack Rosen For For Management 6.5 Elect Director Paul C. O'Brien For Withhold Management 6.6 Elect Director Michael J. Del Giudice For For Management 6.7 Elect Director Larry Blum For Withhold Management 6.8 Elect Director William Rubin For For Management 7 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- GAIA, INC. Ticker: GAIA Security ID: 36269P104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jirka Rysavy For Withhold Management 1.2 Elect Director Kristin E. Frank For For Management 1.3 Elect Director Chris Jaeb For For Management 1.4 Elect Director David Maisel For Withhold Management 1.5 Elect Director Keyur Patel For For Management 1.6 Elect Director Wendy Lee Schoppert For For Management 1.7 Elect Director Paul Sutherland For For Management -------------------------------------------------------------------------------- GALECTIN THERAPEUTICS INC. Ticker: GALT Security ID: 363225202 Meeting Date: DEC 14, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilbert F. Amelio For For Management 1.2 Elect Director Kevin D. Freeman For For Management 1.3 Elect Director Marc Rubin For For Management 1.4 Elect Director Gilbert S. Omenn For For Management 1.5 Elect Director Joel Lewis For For Management 1.6 Elect Director Richard E. Uihlein For For Management 1.7 Elect Director Stephen Shulman For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GALECTIN THERAPEUTICS INC. Ticker: GALT Security ID: 363225202 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilbert F. Amelio For For Management 1.2 Elect Director Kary Eldred For For Management 1.3 Elect Director Kevin D. Freeman For For Management 1.4 Elect Director Marc Rubin For For Management 1.5 Elect Director Gilbert S. Omenn For For Management 1.6 Elect Director Joel Lewis For For Management 1.7 Elect Director Richard E. Uihlein For For Management 1.8 Elect Director Stephen Shulman For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GALENA BIOPHARMA, INC. Ticker: GALE Security ID: 363256504 Meeting Date: JUL 06, 2017 Meeting Type: Special Record Date: JUN 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify the 2011 Share Increase For For Management Amendment 2 Ratify the 2013 Share Increase For For Management Amendment 3 Ratify the 2015 Share Increase For For Management Amendment 4 Ratify the 2016 Share Increase For For Management Amendment 5 Ratify the Reverse Stock Split For For Management Amendment 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GALENA BIOPHARMA, INC. Ticker: GALE Security ID: 363256504 Meeting Date: DEC 29, 2017 Meeting Type: Special Record Date: NOV 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Change of Control Resulting For For Management from the Merger 3 Approve Reverse Stock Split For For Management 4 Approve Issuance of Shares for a For Against Management Private Placement 5 Approve Omnibus Stock Plan For Against Management 6 Approve Qualified Employee Stock For Against Management Purchase Plan 7 Amend Bylaws For Against Management 8 Amend Certificate of Incorporation For Against Management 9 Advisory Vote on Golden Parachutes For For Management 10 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- GARRISON CAPITAL INC. Ticker: GARS Security ID: 366554103 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Brian Chase For For Management 1B Elect Director Joseph Morea For Against Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GEE GROUP INC. Ticker: JOB Security ID: 36165A102 Meeting Date: AUG 16, 2017 Meeting Type: Annual Record Date: JUL 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Approve Conversion of Securities For For Management 3.1 Elect Director Derek Dewan For For Management 3.2 Elect Director Arthur B. Laffer For For Management 3.3 Elect Director Thomas C. Williams For For Management 3.4 Elect Director Peter Tanous For For Management 3.5 Elect Director William Isaac For For Management 3.6 Elect Director George A. Bajalia For For Management 3.7 Elect Director Ronald R. Smith For For Management 4 Ratify Friedman LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For Against Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Three One Year Management Years 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GEMPHIRE THERAPEUTICS INC. Ticker: GEMP Security ID: 36870A108 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Gullans For Withhold Management 1.2 Elect Director P. Kent Hawryluk For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- GENCOR INDUSTRIES, INC. Ticker: GENC Security ID: 368678108 Meeting Date: MAR 01, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Cort J. Dondero For For Management 2 Ratify Moore Stephens Lovelace, P.A. For For Management as Auditors 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- GENERAL MOLY, INC. Ticker: GMO Security ID: 370373102 Meeting Date: DEC 15, 2017 Meeting Type: Special Record Date: OCT 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Ratify the Equity Awards Granted Since For For Management Dec. 12, 2016 -------------------------------------------------------------------------------- GEVO, INC. Ticker: GEVO Security ID: 374396307 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Marsh For For Management 1.2 Elect Director Johannes Minho Roth For For Management 2 Approve Reverse Stock Split For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GIGA-TRONICS INCORPORATED Ticker: GIGA Security ID: 375175106 Meeting Date: OCT 30, 2017 Meeting Type: Annual Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon L. Almquist For For Management 1.2 Elect Director Lutz P. Henckels For For Management 1.3 Elect Director John R. Regazzi For For Management 1.4 Elect Director William J. Thompson For For Management 1.5 Elect Director Jamie Weston For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management 5 Approve Issuance of Shares for a For For Management Private Placement 6 Other Business For Against Management -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: DEC 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Terry Lee Brubaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Ticker: GAIN Security ID: 376546107 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Anthony W. Parker For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- GLADSTONE LAND CORPORATION Ticker: LAND Security ID: 376549101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michela A. English For Withhold Management 1.2 Elect Director Anthony W. Parker For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLASSBRIDGE ENTERPRISES, INC. Ticker: GLAE Security ID: 377185103 Meeting Date: AUG 28, 2017 Meeting Type: Annual Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracy McKibben For For Management 1.2 Elect Director Donald H. Putnam For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5a Reduce Authorized Preferred Stock For For Management 5b Eliminate Article Thirteen of the For For Management Current Restated Certificate of Incorporation 6 Amend Omnibus Stock Plan For For Management 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL BROKERAGE, INC. Ticker: GLBR Security ID: 37891B109 Meeting Date: JUL 03, 2017 Meeting Type: Annual Record Date: APR 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin Davis For For Management 1.2 Elect Director Kenneth Grossman For For Management 1.3 Elect Director Arthur Gruen For For Management 1.4 Elect Director Bryan Reyhani For For Management 1.5 Elect Director David Sakhai For For Management 1.6 Elect Director Ryan Silverman For For Management 1.7 Elect Director Eduard Yusupov For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GLOBAL MEDICAL REIT INC. Ticker: GMRE Security ID: 37954A204 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Busch For For Management 1.2 Elect Director Henry Cole For For Management 1.3 Elect Director Matthew L. Cypher For Withhold Management 1.4 Elect Director Zhang Jingguo For Withhold Management 1.5 Elect Director Ronald Marston For Withhold Management 1.6 Elect Director Roscoe Moore For Withhold Management 1.7 Elect Director Zhang Huiqi For Withhold Management 1.8 Elect Director Lori Beth Wittman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify MaloneBailey, LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL WATER RESOURCES, INC. Ticker: GWRS Security ID: 379463102 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Trevor T. Hill For Withhold Management 1.2 Elect Director William S. Levine For Withhold Management 1.3 Elect Director Richard M. Alexander For Withhold Management 1.4 Elect Director David C. Tedesco For Withhold Management 1.5 Elect Director Cindy M. Bowers For Withhold Management 1.6 Elect Director Ron L. Fleming For Withhold Management 1.7 Elect Director Debra G. Coy For For Management 1.8 Elect Director Brett Huckelbridge For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- GOLDEN MINERALS COMPANY Ticker: AUMN Security ID: 381119106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey G. Clevenger For For Management 1.2 Elect Director Warren M. Rehn For For Management 1.3 Elect Director W. Durand Eppler For For Management 1.4 Elect Director Kevin R. Morano For For Management 1.5 Elect Director Terry M. Palmer For For Management 1.6 Elect Director Andrew N. Pullar For For Management 1.7 Elect Director David H. Watkins For For Management 2 Ratify EKS&H LLLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- GREAT AJAX CORP. Ticker: AJX Security ID: 38983D300 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Mendelsohn For For Management 1.2 Elect Director Russell Schaub For For Management 1.3 Elect Director Steven L. Begleiter For For Management 1.4 Elect Director John C. Condas For For Management 1.5 Elect Director Jonathan Bradford For For Management Handley, Jr. 1.6 Elect Director Paul Friedman For For Management 1.7 Elect Director J. Kirk Ogren, Jr. For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT ELM CAPITAL GROUP, INC. Ticker: GEC Security ID: 39036P209 Meeting Date: OCT 17, 2017 Meeting Type: Annual Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Chernicoff For For Management 1b Elect Director Matthew A. Drapkin For For Management 1c Elect Director James P. Parmelee For For Management 1d Elect Director Peter A. Reed For For Management 1e Elect Director Jeffrey S. Serota For For Management 1f Elect Director Mark A. Snell For For Management 1g Elect Director Hugh Steven Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Securities Transfer Restrictions For Against Management 4 Amend NOL Rights Plan (NOL Pill) For Against Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GSI TECHNOLOGY, INC. Ticker: GSIT Security ID: 36241U106 Meeting Date: AUG 29, 2017 Meeting Type: Annual Record Date: JUL 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee-Lean Shu For For Management 1.2 Elect Director Jack A. Bradley For For Management 1.3 Elect Director E. Thomas Hart For For Management 1.4 Elect Director Haydn Hsieh For For Management 1.5 Elect Director Ruey L. Lu For For Management 1.6 Elect Director Arthur O. Whipple For For Management 1.7 Elect Director Robert Yau For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Other Business For Against Management -------------------------------------------------------------------------------- GSV CAPITAL CORP. Ticker: GSVC Security ID: 36191J101 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Moe For For Management 1.2 Elect Director David S. Pottruck For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GTX, INC. Ticker: GTXI Security ID: 40052B207 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Kenneth Glass For For Management 1.2 Elect Director Robert J. Wills For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GUARANTY BANCSHARES, INC. Ticker: GNTY Security ID: 400764106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Bunch For Against Management 1.2 Elect Director Molly Curl For For Management 1.3 Elect Director Christopher B. Elliott For Against Management 1.4 Elect Director Weldon C. Miller For Against Management 1.5 Elect Director William D. Priefert For Against Management 2 Ratify Whitley Penn LLP as Auditors For For Management -------------------------------------------------------------------------------- HALLMARK FINANCIAL SERVICES, INC. Ticker: HALL Security ID: 40624Q203 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Schwarz For For Management 1.2 Elect Director Scott T. Berlin For For Management 1.3 Elect Director James H. Graves For For Management 1.4 Elect Director Mark E. Pape For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HARTE HANKS, INC. Ticker: HHS Security ID: 416196103 Meeting Date: AUG 17, 2017 Meeting Type: Annual Record Date: JUN 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy C. Odom For For Management 1.2 Elect Director Karen A. Puckett For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HARTE HANKS, INC. Ticker: HHS Security ID: 416196103 Meeting Date: DEC 14, 2017 Meeting Type: Special Record Date: OCT 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HARVARD BIOSCIENCE, INC. Ticker: HBIO Security ID: 416906105 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeffrey A. Duchemin For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAWAIIAN TELCOM HOLDCO, INC. Ticker: HCOM Security ID: 420031106 Meeting Date: NOV 07, 2017 Meeting Type: Special Record Date: SEP 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HAWTHORN BANCSHARES, INC. Ticker: HWBK Security ID: 420476103 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Frank E. Burkhead For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HEALTH INSURANCE INNOVATIONS, INC. Ticker: HIIQ Security ID: 42225K106 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul E. Avery For Withhold Management 1.2 Elect Director Anthony J. Barkett For Withhold Management 1.3 Elect Director Paul G. Gabos For Withhold Management 1.4 Elect Director Michael W. Kosloske For For Management 1.5 Elect Director Gavin D. Southwell For For Management 1.6 Elect Director Robert S. Murley For For Management 1.7 Elect Director John A. Fichthorn For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HEAT BIOLOGICS, INC. Ticker: HTBX Security ID: 42237K102 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: MAY 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Wolf For For Management 1.2 Elect Director John Monahan For For Management 1.3 Elect Director Edward B. Smith, III For For Management 1.4 Elect Director John K. A. Prendergast For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Reverse Stock Split For For Management 4 Increase Authorized Common Stock For Against Management 5 Adjourn Meeting For Against Management 6 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HEMISPHERX BIOPHARMA, INC. Ticker: HEB Security ID: 42366C301 Meeting Date: SEP 13, 2017 Meeting Type: Annual Record Date: JUL 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas K. Equels For For Management 1.2 Elect Director William M. Mitchell For For Management 1.3 Elect Director Stewart L. Appelrouth For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HERITAGE-CRYSTAL CLEAN, INC. Ticker: HCCI Security ID: 42726M106 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Fehsenfeld, Jr. For For Management 1.2 Elect Director Jim Schumacher For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- HMN FINANCIAL, INC. Ticker: HMNF Security ID: 40424G108 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bradley C. Krehbiel For For Management 2 Elect Director Hugh C. Smith For For Management 3 Elect Director Mark E. Utz For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker: HBCP Security ID: 43689E107 Meeting Date: DEC 05, 2017 Meeting Type: Special Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker: HBCP Security ID: 43689E107 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Bobbs None None Management *Withdrawn Resolution (Deceased)* 1.2 Elect Director John W. Bordelon For For Management 1.3 Elect Director John A. Hendry For For Management 1.4 Elect Director Daniel G. Guidry For For Management 1.5 Elect Director Mark M. Cole For For Management 2 Ratify Porter Keadle Moore, LLC as For For Management Auditors -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Toms, Jr. For For Management 1.2 Elect Director W. Christopher Beeler, For For Management Jr. 1.3 Elect Director Paulette Garafalo For For Management 1.4 Elect Director John L. Gregory, III For For Management 1.5 Elect Director Tonya H. Jackson For For Management 1.6 Elect Director E. Larry Ryder For For Management 1.7 Elect Director Ellen C. Taaffe For For Management 1.8 Elect Director Henry G. Williamson, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOOPER HOLMES, INC. Ticker: HPHW Security ID: 439104209 Meeting Date: AUG 10, 2017 Meeting Type: Annual Record Date: JUN 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald V. Aprahamian For For Management 1.2 Elect Director Henry E. Dubois For For Management 1.3 Elect Director Paul Daoust For For Management 1.4 Elect Director Larry Ferguson For For Management 1.5 Elect Director Frank Bazos For For Management 1.6 Elect Director Thomas A. Watford For For Management 1.7 Elect Director James Foreman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HURCO COMPANIES, INC. Ticker: HURC Security ID: 447324104 Meeting Date: MAR 15, 2018 Meeting Type: Annual Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Aaro For For Management 1.2 Elect Director Robert W. Cruickshank For For Management 1.3 Elect Director Michael Doar For For Management 1.4 Elect Director Timothy J. Gardner For For Management 1.5 Elect Director Jay C. Longbottom For For Management 1.6 Elect Director Andrew Niner For For Management 1.7 Elect Director Richard Porter For For Management 1.8 Elect Director Janaki Sivanesan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HV BANCORP, INC. Ticker: HVBC Security ID: 40441H105 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Travis J. Thompson For Withhold Management 1.2 Elect Director Scott W. Froggatt For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ICAD, INC. Ticker: ICAD Security ID: 44934S206 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: OCT 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence Howard For For Management 1.2 Elect Director Kenneth Ferry For For Management 1.3 Elect Director Rachel Brem For For Management 1.4 Elect Director Anthony Ecock For For Management 1.5 Elect Director Robert Goodman For For Management 1.6 Elect Director Steven Rappaport For For Management 1.7 Elect Director Andrew Sassine For For Management 1.8 Elect Director Somu Subramaniam For For Management 1.9 Elect Director Elliot Sussman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ICONIX BRAND GROUP, INC. Ticker: ICON Security ID: 451055107 Meeting Date: APR 26, 2018 Meeting Type: Special Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- IDENTIV, INC. Ticker: INVE Security ID: 45170X205 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gary Kremen For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify BPM LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- IDERA PHARMACEUTICALS, INC. Ticker: IDRA Security ID: 45168K306 Meeting Date: JAN 04, 2018 Meeting Type: Special Record Date: NOV 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- IEC ELECTRONICS CORP. Ticker: IEC Security ID: 44949L105 Meeting Date: MAR 14, 2018 Meeting Type: Annual Record Date: JAN 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith M. Butler For For Management 1.2 Elect Director Charles P. Hadeed For For Management 1.3 Elect Director Lynn J. Hartrick For For Management 1.4 Elect Director Andrew M. Laurence For For Management 1.5 Elect Director Michael W. Osborne For For Management 1.6 Elect Director Jeremy R. Nowak For For Management 1.7 Elect Director Jeffrey T. Schlarbaum For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IES HOLDINGS, INC. Ticker: IESC Security ID: 44951W106 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd M. Cleveland For For Management 1.2 Elect Director Joseph L. Dowling, III For For Management 1.3 Elect Director David B. Gendell For For Management 1.4 Elect Director Jeffrey L. Gendell For For Management 1.5 Elect Director Joe D. Koshkin For For Management 1.6 Elect Director Robert W. Lewey For For Management 1.7 Elect Director Donald L. Luke For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IFRESH INC. Ticker: IFMK Security ID: 449538107 Meeting Date: MAR 30, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Long Deng For For Management 1.2 Elect Director Lilly Deng For For Management 1.3 Elect Director Jianming You For For Management 1.4 Elect Director Mark Fang For For Management 1.5 Elect Director Jay Walder For For Management -------------------------------------------------------------------------------- IMPAC MORTGAGE HOLDINGS, INC. Ticker: IMH Security ID: 45254P508 Meeting Date: JUL 25, 2017 Meeting Type: Annual Record Date: APR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph R. Tomkinson For For Management 1.2 Elect Director William S. Ashmore For For Management 1.3 Elect Director James Walsh For Withhold Management 1.4 Elect Director Frank P. Filipps For For Management 1.5 Elect Director Stephan R. Peers For Withhold Management 1.6 Elect Director Leigh J. Abrams For Withhold Management 1.7 Elect Director Thomas B. Akin For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Squar Milner LLP as Auditors For For Management -------------------------------------------------------------------------------- INDEPENDENCE HOLDING COMPANY Ticker: IHC Security ID: 453440307 Meeting Date: NOV 10, 2017 Meeting Type: Annual Record Date: SEP 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry R. Graber For Withhold Management 1.2 Elect Director Teresa A. Herbert For Withhold Management 1.3 Elect Director David T. Kettig For Withhold Management 1.4 Elect Director Allan C. Kirkman For For Management 1.5 Elect Director John L. Lahey For For Management 1.6 Elect Director Steven B. Lapin For Withhold Management 1.7 Elect Director Ronald I. Simon For For Management 1.8 Elect Director James G. Tatum For For Management 1.9 Elect Director Roy T.K. Thung For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- INDUSTRIAL SERVICES OF AMERICA, INC. Ticker: IDSA Security ID: 456314103 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Orson Oliver For For Management 1.2 Elect Director Albert A. Cozzi For For Management 1.3 Elect Director Vince Tyra For For Management 1.4 Elect Director William Yarmuth For For Management 2 Ratify Mountjoy Chilton Medley LLP as For For Management Auditors -------------------------------------------------------------------------------- INFORMATION SERVICES GROUP, INC. Ticker: III Security ID: 45675Y104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kalpana Raina For For Management 1.2 Elect Director Donald C. Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Ticker: IIPR Security ID: 45781V101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gold For For Management 1.2 Elect Director Gary Kreitzer For Withhold Management 1.3 Elect Director Scott Shoemaker For Withhold Management 1.4 Elect Director Paul Smithers For For Management 1.5 Elect Director David Stecher For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- INNOVATIVE SOLUTIONS AND SUPPORT, INC. Ticker: ISSC Security ID: 45769N105 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Geoffrey S. M. Hedrick For For Management 2b Elect Director Winston J. Churchill For For Management 2c Elect Director Robert H. Rau For For Management 2d Elect Director Roger A. Carolin For For Management 2e Elect Director Robert E. Mittelstaedt, For For Management Jr. 2f Elect Director Glen R. Bressner For For Management 3a Elect Director Geoffrey S. M. Hedrick For For Management 3b Elect Director Winston J. Churchill For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INOTEK PHARMACEUTICALS CORPORATION Ticker: ITEK Security ID: 45780V102 Meeting Date: JAN 04, 2018 Meeting Type: Special Record Date: NOV 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Reverse Stock Split For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- INPIXON Ticker: INPX Security ID: 45790J107 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nadir Ali For For Management 1b Elect Director Leonard A. Oppenheim For For Management 1c Elect Director Kareem M. Irfan For For Management 1d Elect Director Tanveer A. Khader For For Management 2 Approve Reverse Stock Split For For Management 3 Increase Authorized Common Stock For Against Management 4 Approve Issuance of Securities Upon For For Management Conversion of Debentures 5 Ratify Marcum LLP as Auditors For For Management 6 Amend Omnibus Stock Plan For Against Management 7 Approve Issuance of Shares Under the For For Management Warrant Conversion Program 8 Approve Issuance of Shares for a For For Management Private Placement 9 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INPIXON Ticker: INPX Security ID: 45790J107 Meeting Date: FEB 02, 2018 Meeting Type: Special Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Increase Authorized Common Stock For Against Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve of Conversion of Securities For For Management 5 Approve Issuance of Shares for a For For Management Private Placement 6 Adjourn Meeting For Against Management 7 Other Business For Against Management -------------------------------------------------------------------------------- INSPIRED ENTERTAINMENT, INC. Ticker: INSE Security ID: 45782N108 Meeting Date: MAR 07, 2018 Meeting Type: Annual Record Date: JAN 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Lorne Weil For For Management 1.2 Elect Director Luke L. Alvarez For For Management 1.3 Elect Director M. Alexander Hoye For Withhold Management 1.4 Elect Director Ira H. Raphaelson For Withhold Management 1.5 Elect Director John M. Vandemore For Withhold Management 1.6 Elect Director Roger D. Withers For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Shareholder Rights Plan For Against Management 4 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERMOLECULAR, INC. Ticker: IMI Security ID: 45882D109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marvin D. Burkett For For Management 1.2 Elect Director Christian F. Kramer For For Management 1.3 Elect Director Jonathan B. Schultz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERPACE DIAGNOSTICS GROUP, INC. Ticker: IDXG Security ID: 46062X204 Meeting Date: SEP 14, 2017 Meeting Type: Annual Record Date: AUG 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Keegan For Withhold Management 1.2 Elect Director Jack E. Stover For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Amend Omnibus Stock Plan For Against Management 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERSECTIONS INC. Ticker: INTX Security ID: 460981301 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Stanfield For Withhold Management 1.2 Elect Director John M. Albertine For For Management 1.3 Elect Director Thomas G. Amato For For Management 1.4 Elect Director Thomas L. Kempner For Withhold Management 1.5 Elect Director Bruce L. Lev For For Management 1.6 Elect Director David A. McGough For Withhold Management 1.7 Elect Director Melvin R. Seiler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEVAC, INC. Ticker: IVAC Security ID: 461148108 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Dury For For Management 1.2 Elect Director Wendell T. Blonigan For For Management 1.3 Elect Director Kevin D. Barber For For Management 1.4 Elect Director Mark P. Popovich For For Management 1.5 Elect Director Thomas M. Rohrs For For Management 1.6 Elect Director John F. Schaefer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Ratify BPM LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y102 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Chris A. Elliott For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRICON CORPORATION Ticker: IIN Security ID: 46121H109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas A. Giordano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- INVESTAR HOLDING CORPORATION Ticker: ISTR Security ID: 46134L105 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Baker For For Management 1.2 Elect Director Thomas C. Besselman, Sr. For For Management 1.3 Elect Director James H. Boyce, III For For Management 1.4 Elect Director Robert M. Boyce, Sr. For For Management 1.5 Elect Director John J. D'Angelo For For Management 1.6 Elect Director William H. Hidalgo, Sr. For For Management 1.7 Elect Director Gordon H. Joffrion, III For For Management 1.8 Elect Director Robert Chris Jordan For For Management 1.9 Elect Director David J. Lukinovich For For Management 1.10 Elect Director Suzanne O. Middleton For For Management 1.11 Elect Director Andrew C. Nelson For For Management 1.12 Elect Director Carl R. Schneider, Jr. For For Management 1.13 Elect Director Frank L. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS TITLE COMPANY Ticker: ITIC Security ID: 461804106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Fine, Jr. For Withhold Management 1.2 Elect Director H. Joe King, Jr. For Withhold Management 1.3 Elect Director James R. Morton For Withhold Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- INVITAE CORPORATION Ticker: NVTA Security ID: 46185L103 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Randal W. Scott For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION Ticker: IO Security ID: 462044207 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Brian Hanson For For Management 1.2 Elect Director Zheng HuaSheng For For Management 1.3 Elect Director James M. Lapeyre, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ITERIS, INC. Ticker: ITI Security ID: 46564T107 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Joseph (Joe) Bergera For For Management 1.2 Elect Director Kevin C. Daly For For Management 1.3 Elect Director Scott E. Deeter For For Management 1.4 Elect Director Gerard M. Mooney For For Management 1.5 Elect Director Thomas L. Thomas For For Management 1.6 Elect Director Mikel H. Williams For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: FEB 01, 2018 Meeting Type: Special Record Date: DEC 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Approve the Transactions by For Against Management Disinterested Shareholders' Action Pursuant to Section 48-18-704 of the Tennessee Business Corporation Act 3a Reclassify the Current Common Stock as For Against Management Class A Common Stock and Authorize a New Class of Class B Common Stock 3b Increase Authorized Common Stock For Against Management 4 Approve the Control Share Acquisition For Against Management Act Charter Amendment 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For Withhold Management 1.2 Elect Director Lonnie J. Stout, II For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Ticker: JCAP Security ID: 476405105 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean Jernigan For For Management 1.2 Elect Director John A. Good For For Management 1.3 Elect Director Mark O. Decker For Withhold Management 1.4 Elect Director Howard A. Silver For Withhold Management 1.5 Elect Director Harry J. Thie For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- KEMPHARM, INC. Ticker: KMPH Security ID: 488445107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Plooster For Withhold Management 1.2 Elect Director Joseph B. Saluri For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- KEWAUNEE SCIENTIFIC CORPORATION Ticker: KEQU Security ID: 492854104 Meeting Date: AUG 30, 2017 Meeting Type: Annual Record Date: JUL 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Rausch For For Management 1.2 Elect Director David S. Rhind For For Management 1.3 Elect Director John D. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KEY TECHNOLOGY, INC. Ticker: KTEC Security ID: 493143101 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Shannon For For Management 1.2 Elect Director Donald A. Washburn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert D. Montgomery For For Management 2 Approve Shareholder Rights Plan For Against Management 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KONA GRILL, INC. Ticker: KONA Security ID: 50047H201 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Jundt For Withhold Management 1.2 Elect Director Steven W. Schussler For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KOSS CORPORATION Ticker: KOSS Security ID: 500692108 Meeting Date: OCT 11, 2017 Meeting Type: Annual Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas L. Doerr For For Management 1.2 Elect Director Michael J. Koss For For Management 1.3 Elect Director Steven A. Leveen For For Management 1.4 Elect Director Theodore H. Nixon For For Management 1.5 Elect Director William J. Sweasy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- LANDEC CORPORATION Ticker: LNDC Security ID: 514766104 Meeting Date: OCT 19, 2017 Meeting Type: Annual Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert D. Bolles For For Management 1.2 Elect Director Deborah Carosella For For Management 1.3 Elect Director Tonia Pankopf For For Management 1.4 Elect Director Robert Tobin For For Management 1.5 Elect Director Molly A. Hemmeter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LANTRONIX, INC. Ticker: LTRX Security ID: 516548203 Meeting Date: NOV 14, 2017 Meeting Type: Annual Record Date: SEP 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Benck For For Management 1.2 Elect Director Bernhard Bruscha For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Martin Hale, Jr. For For Management 1.6 Elect Director Hoshi Printer For For Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- LAWSON PRODUCTS, INC. Ticker: LAWS Security ID: 520776105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Albert For For Management 1.2 Elect Director I. Steven Edelson For For Management 1.3 Elect Director Thomas S. Postek For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAP THERAPEUTICS, INC. Ticker: LPTX Security ID: 52187K101 Meeting Date: JAN 12, 2018 Meeting Type: Special Record Date: DEC 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Anti-Dilution Proposal For For Management -------------------------------------------------------------------------------- LEE ENTERPRISES, INCORPORATED Ticker: LEE Security ID: 523768109 Meeting Date: FEB 21, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Cole For Withhold Management 1.2 Elect Director William E. Mayer For Withhold Management 1.3 Elect Director Gregory P. Schermer For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: FEB 28, 2018 Meeting Type: Special Record Date: JAN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIFEVANTAGE CORPORATION Ticker: LFVN Security ID: 53222K205 Meeting Date: FEB 02, 2018 Meeting Type: Annual Record Date: DEC 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darren Jensen For For Management 1.2 Elect Director Michael A. Beindorff For For Management 1.3 Elect Director Raymond B. Greer For For Management 1.4 Elect Director Vinayak R. Hegde For For Management 1.5 Elect Director Darwin K. Lewis For For Management 1.6 Elect Director Garry Mauro For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify WSRP, LLC as Auditors For For Management 4 Change State of Incorporation from For For Management Colorado to Delaware -------------------------------------------------------------------------------- LIGHTPATH TECHNOLOGIES, INC. Ticker: LPTH Security ID: 532257805 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: AUG 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis Leeburg For For Management 1.2 Elect Director Craig Dunham For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- LIMONEIRA COMPANY Ticker: LMNR Security ID: 532746104 Meeting Date: MAR 27, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold S. Edwards For For Management 1.2 Elect Director John W. H. Merriman For For Management 1.3 Elect Director Edgar A. Terry For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN EDUCATIONAL SERVICES CORPORATION Ticker: LINC Security ID: 533535100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alvin O. Austin For For Management 1.2 Elect Director Peter S. Burgess For For Management 1.3 Elect Director James J. Burke, Jr. For For Management 1.4 Elect Director Celia H. Currin For For Management 1.5 Elect Director Ronald E. Harbour For For Management 1.6 Elect Director J. Barry Morrow For For Management 1.7 Elect Director Scott M. Shaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LONESTAR RESOURCES US INC. Ticker: LONE Security ID: 54240F103 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Frank D. Bracken, III For For Management 1B Elect Director Henry B. Ellis For For Management 1C Elect Director Daniel R. Lockwood For For Management 1D Elect Director John H. Murray For For Management 1E Elect Director Matthew B. Ockwood For For Management 1F Elect Director Stephen H. Oglesby For For Management 1G Elect Director Phillip Z. Pace For For Management 1H Elect Director John H. Pinkerton For For Management 1I Elect Director Christopher Rowland For For Management 1J Elect Director Randy L. Wolsey For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LRAD CORPORATION Ticker: LRAD Security ID: 50213V109 Meeting Date: MAR 20, 2018 Meeting Type: Annual Record Date: JAN 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Anchin For For Management 1.2 Elect Director Laura M. Clague For For Management 1.3 Elect Director John G. Coburn For For Management 1.4 Elect Director Richard S. Danforth For For Management 1.5 Elect Director Daniel H. McCollum For For Management 1.6 Elect Director Richard H. Osgood, III For For Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LSI INDUSTRIES INC. Ticker: LYTS Security ID: 50216C108 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert P. Beech For For Management 1.2 Elect Director Gary P. Kreider For For Management 1.3 Elect Director John K. Morgan For For Management 1.4 Elect Director Wilfred T. O'Gara For For Management 1.5 Elect Director James P. Sferra For For Management 1.6 Elect Director Robert A. Steele For For Management 1.7 Elect Director Dennis W. Wells For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LUBY'S, INC. Ticker: LUB Security ID: 549282101 Meeting Date: FEB 09, 2018 Meeting Type: Annual Record Date: DEC 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jill Griffin For For Management 1b Elect Director Christopher J. Pappas For For Management 1c Elect Director Judith B. Craven For For Management 1d Elect Director Frank Markantonis For For Management 1e Elect Director Gasper Mir, III For For Management 1f Elect Director Joe C. McKinney For For Management 1g Elect Director Harris J. Pappas For For Management 1h Elect Director Peter Tropoli For For Management 1i Elect Director Gerald W. Bodzy For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Report on Risks from Animal Welfare None For Shareholder Issues in Company's Supply Chain -------------------------------------------------------------------------------- LUNA INNOVATIONS INCORPORATED Ticker: LUNA Security ID: 550351100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott A. Graeff For For Management 1.2 Elect Director Donald Pastor For For Management 1.3 Elect Director N. Leigh Anderson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MABVAX THERAPEUTICS HOLDINGS, INC. Ticker: MBVX Security ID: 55414P504 Meeting Date: OCT 06, 2017 Meeting Type: Special Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Approve Conversion of Securities For For Management 3 Approve Conversion of Securities For For Management 4 Approve Issuance of Securities in One For Against Management or More Non-Public Offerings Where the Maximum Discount Will Be 30% Below Market Price 5 Approve Issuance of Securities in One For Against Management or More Non-Public Offerings Where the Maximum Discount Will Be 20% Below Market Price 6 Amend Omnibus Stock Plan For Against Management 7 Other Business For Against Management -------------------------------------------------------------------------------- MABVAX THERAPEUTICS HOLDINGS, INC. Ticker: MBVX Security ID: 55414P504 Meeting Date: DEC 01, 2017 Meeting Type: Special Record Date: NOV 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For Against Management 2 Approve Issuance of Shares for Certain For For Management Investors 3 Amend Omnibus Stock Plan For Against Management 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- MACATAWA BANK CORPORATION Ticker: MCBC Security ID: 554225102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald L. Haan For For Management 1b Elect Director Douglas B. Padnos For For Management 1c Elect Director Richard L. Postma For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MALIBU BOATS, INC. Ticker: MBUU Security ID: 56117J100 Meeting Date: NOV 02, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ivar S. Chhina For For Management 1.2 Elect Director Michael J. Connolly For For Management 1.3 Elect Director Mark W. Lanigan For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARIN SOFTWARE INCORPORATED Ticker: MRIN Security ID: 56804T106 Meeting Date: OCT 05, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For Against Management 2 Reduce Authorized Common Stock For Against Management -------------------------------------------------------------------------------- MARIN SOFTWARE INCORPORATED Ticker: MRIN Security ID: 56804T205 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald P. Hutchison For For Management 1.2 Elect Director Allan Leinwand For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MARINUS PHARMACEUTICALS, INC. Ticker: MRNS Security ID: 56854Q101 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Cashman For Withhold Management 1.2 Elect Director Michael R. Dougherty For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARRONE BIO INNOVATIONS, INC. Ticker: MBII Security ID: 57165B106 Meeting Date: JAN 31, 2018 Meeting Type: Annual Record Date: DEC 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Pamela G. Marrone For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares for a For For Management Private Placement 4 Approve Issuance of Shares for a For For Management Private Placement 5 Amend Omnibus Stock Plan For Against Management 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- MASTECH DIGITAL, INC. Ticker: MHH Security ID: 57633B100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Wadhwani For Withhold Management 1.2 Elect Director Gerhard Watzinger For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATTERSIGHT CORPORATION Ticker: MATR Security ID: 577097108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tench Coxe For For Management 1.2 Elect Director John T. Kohler For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MAUI LAND & PINEAPPLE COMPANY, INC. Ticker: MLP Security ID: 577345101 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Case For For Management 1.2 Elect Director Warren H. Haruki For For Management 1.3 Elect Director David A. Heenan For For Management 1.4 Elect Director Anthony P. Takitani For Withhold Management 1.5 Elect Director Arthur C. Tokin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Accuity LLP as Auditors For For Management -------------------------------------------------------------------------------- MBT FINANCIAL CORP. Ticker: MBTF Security ID: 578877102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kristine L. Barann For For Management 1.2 Elect Director Peter H. Carlton For For Management 1.3 Elect Director H. Douglas Chaffin For For Management 1.4 Elect Director Joseph S. Daly For Withhold Management 1.5 Elect Director James F. Deutsch For For Management 1.6 Elect Director Michael J. Miller For For Management 1.7 Elect Director Tony Scavuzzo For Withhold Management 1.8 Elect Director Debra J. Shah For For Management 1.9 Elect Director John L. Skibski For For Management 1.10 Elect Director Joseph S. Vig For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Plante & Moran, PLLC as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCBC HOLDINGS, INC. Ticker: MCFT Security ID: 55276F107 Meeting Date: OCT 17, 2017 Meeting Type: Annual Record Date: AUG 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Campion For Withhold Management 1.2 Elect Director Tzau-Jin (TJ) Chung For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDALLION FINANCIAL CORP. Ticker: MFIN Security ID: 583928106 Meeting Date: MAR 07, 2018 Meeting Type: Special Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion from a Business For For Management Development Company to a Non-Investment Company -------------------------------------------------------------------------------- MEI PHARMA, INC. Ticker: MEIP Security ID: 55279B202 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: OCT 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevan E. Clemens For For Management 1.2 Elect Director Daniel P. Gold For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- METROPOLITAN BANK HOLDING CORP. Ticker: MCB Security ID: 591774104 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. DeFazio For Withhold Management 1.2 Elect Director Harvey M. Gutman For Withhold Management 1.3 Elect Director George J. Wolf, Jr. For Withhold Management 1.4 Elect Director Robert I. Usdan For Withhold Management 1.5 Elect Director Terence J. Mitchell For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- MEXCO ENERGY CORPORATION Ticker: MXC Security ID: 592770101 Meeting Date: SEP 12, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Banschbach For For Management 1.2 Elect Director Kenneth L. Clayton For Against Management 1.3 Elect Director Thomas R. Craddick For For Management 1.4 Elect Director Paul G. Hines For For Management 1.5 Elect Director Christopher M. Schroeder For For Management 1.6 Elect Director Nicholas C. Taylor For For Management 2 Ratify Weaver and Tidwell, L.L.P. as For For Management Auditors -------------------------------------------------------------------------------- MICROBOT MEDICAL INC. Ticker: MBOT Security ID: 59503A105 Meeting Date: SEP 12, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yehezkel (Hezi) For For Management Himelfarb 1.2 Elect Director Scott R. Burell For For Management 2 Ratify Brightman Almagor Zohar & Co. For For Management as Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- MIDSOUTH BANCORP, INC. Ticker: MSL Security ID: 598039105 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jake Delhomme For For Management 1.2 Elect Director D. Michael 'Mike' Kramer For For Management 1.3 Elect Director Timothy J. Lemoine For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Porter Keadle Moore, LLC as For For Management Auditors -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Donohue For For Management 1.2 Elect Director Nathaniel J. Kaeding For For Management 1.3 Elect Director Ruth E. Stanoch For For Management 1.4 Elect Director Kurt R. Weise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MILLER INDUSTRIES, INC. Ticker: MLR Security ID: 600551204 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore H. Ashford, III For For Management 1.2 Elect Director A. Russell Chandler, III For For Management 1.3 Elect Director William G. Miller For For Management 1.4 Elect Director William G. Miller, II For For Management 1.5 Elect Director Richard H. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MIRNA THERAPEUTICS, INC. Ticker: MIRN Security ID: 60470J103 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUL 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For Against Management 2 Approve Reverse Stock Split For Against Management 3 Change Company Name to Synlogic, Inc. For Against Management 4.1 Elect Director Lawrence M. Alleva For Withhold Management 4.2 Elect Director Michael Powell For Withhold Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- MISONIX, INC. Ticker: MSON Security ID: 604871103 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Gildea For For Management 1.2 Elect Director Charles Miner, III For For Management 1.3 Elect Director Stavros G. Vizirgianakis For For Management 1.4 Elect Director Patrick A. McBrayer For For Management 1.5 Elect Director Thomas M. Patton For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. Ticker: MIND Security ID: 606501104 Meeting Date: AUG 02, 2017 Meeting Type: Annual Record Date: JUN 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter H. Blum For Withhold Management 1.2 Elect Director Robert P. Capps For For Management 1.3 Elect Director R. Dean Lewis For For Management 1.4 Elect Director Robert J. Albers For For Management 1.5 Elect Director Thomas S. Glanville For For Management 1.6 Elect Director Marcus Rowland For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Hein & Associates LLP as For For Management Auditors -------------------------------------------------------------------------------- MITEK SYSTEMS, INC. Ticker: MITK Security ID: 606710200 Meeting Date: MAR 07, 2018 Meeting Type: Annual Record Date: JAN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. DeBello For For Management 1.2 Elect Director William K. "Bill" Aulet For For Management 1.3 Elect Director Kenneth D. Denman For For Management 1.4 Elect Director James C. Hale For For Management 1.5 Elect Director Bruce E. Hansen For For Management 1.6 Elect Director Alex W. "Pete" Hart For For Management 1.7 Elect Director Jane J. Thompson For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MODEL N, INC. Ticker: MODN Security ID: 607525102 Meeting Date: FEB 16, 2018 Meeting Type: Annual Record Date: DEC 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baljit Dail For For Management 1.2 Elect Director Melissa Fisher For For Management 1.3 Elect Director Alan Henricks For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONROE CAPITAL CORPORATION Ticker: MRCC Security ID: 610335101 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore L. Koenig For Withhold Management 1.2 Elect Director Jeffrey D. Steele For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Reduce Required Asset Coverage Ratio For Against Management -------------------------------------------------------------------------------- MUTUALFIRST FINANCIAL, INC. Ticker: MFSF Security ID: 62845B104 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle R. Altobella For For Management 1.2 Elect Director Mark L. Barkley For For Management 1.3 Elect Director Patrick C. Botts For For Management 1.4 Elect Director Richard J. Lashley For For Management 1.5 Elect Director James M. Bernard For For Management 1.6 Elect Director William V. Hughes For For Management 1.7 Elect Director Brian C. Hewitt For For Management 1.8 Elect Director James D. Rosema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- NAPCO SECURITY TECHNOLOGIES, INC. Ticker: NSSC Security ID: 630402105 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold Blumenthal For For Management 1.2 Elect Director Andrew J. Wilder For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- NATHAN'S FAMOUS, INC. Ticker: NATH Security ID: 632347100 Meeting Date: SEP 13, 2017 Meeting Type: Annual Record Date: JUL 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Eide For For Management 1.2 Elect Director Eric Gatoff For For Management 1.3 Elect Director Brian S. Genson For For Management 1.4 Elect Director Barry Leistner For For Management 1.5 Elect Director Howard M. Lorber For Withhold Management 1.6 Elect Director Wayne Norbitz For For Management 1.7 Elect Director A. F. Petrocelli For For Management 1.8 Elect Director Charles Raich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency None One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. Ticker: NKSH Security ID: 634865109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence J. Ball For For Management 1.2 Elect Director Michael E. Dye For For Management 1.3 Elect Director Mary G. Miller For For Management 1.4 Elect Director Glenn P. Reynolds For For Management 1.5 Elect Director J. Lewis Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour P.C as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL COMMERCE CORPORATION Ticker: NCOM Security ID: 63546L102 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Arogeti For For Management 1.2 Elect Director Bobby A. Bradley For For Management 1.3 Elect Director Thomas H. Coley For For Management 1.4 Elect Director Mark L. Drew For For Management 1.5 Elect Director Brian C. Hamilton For For Management 1.6 Elect Director R. Holman Head For For Management 1.7 Elect Director John H. Holcomb, III For For Management 1.8 Elect Director William E. Matthews, V For For Management 1.9 Elect Director C. Phillip McWane For For Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Ruffner Page, Jr. For For Management 1.12 Elect Director Stephen A. Sevigny For For Management 1.13 Elect Director W. Stancil Starnes For For Management 1.14 Elect Director Temple W. Tutwiler, III For For Management 1.15 Elect Director Russell H. Vandevelde, For For Management IV 2 Ratify Porter Keadle Moore, LLC as For For Management Auditors -------------------------------------------------------------------------------- NATURAL ALTERNATIVES INTERNATIONAL, INC. Ticker: NAII Security ID: 638842302 Meeting Date: DEC 05, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alan J. Lane For For Management 2 Ratify Haskell & White LLP as Auditors For For Management -------------------------------------------------------------------------------- NATURE'S SUNSHINE PRODUCTS, INC. Ticker: NATR Security ID: 639027101 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: FEB 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Jia (Hongfei) For For Management 1.2 Elect Director Kristine F. Hughes For For Management 1.3 Elect Director Robert B. Mercer For For Management 1.4 Elect Director Gregory L. Probert For For Management 1.5 Elect Director Mary Beth Springer For For Management 1.6 Elect Director Robert D. Straus For For Management 1.7 Elect Director J. Christopher Teets For For Management 1.8 Elect Director Jeffrey D. Watkins For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NET ELEMENT, INC. Ticker: NETE Security ID: 64111R201 Meeting Date: OCT 03, 2017 Meeting Type: Annual Record Date: AUG 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oleg Firer For For Management 1.2 Elect Director Kenges Rakishev For For Management 1.3 Elect Director Howard Ash For Withhold Management 1.4 Elect Director James Caan For Withhold Management 1.5 Elect Director Drew J. Freeman For Withhold Management 2 Approve Reverse Stock Split For For Management 3 Reduce Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Approve Issuance of Shares for a For For Management Private Placement 6 Approve Issuance of Restricted Shares For Against Management of Common Stock to Oleg Firer 7 Ratify Daszkal Bolton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEUROMETRIX, INC. Ticker: NURO Security ID: 641255708 Meeting Date: SEP 15, 2017 Meeting Type: Special Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Resetting of the Conversion For For Management Prices of the Series D and Series E Convertible Preferred Stock 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEUROMETRIX, INC. Ticker: NURO Security ID: 641255708 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shai N. Gozani For Withhold Management 1.2 Elect Director David Van Avermaete For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Moody, Famiglietti & Andronico, For For Management LLP as Auditors -------------------------------------------------------------------------------- NEUROTROPE, INC. Ticker: NTRP Security ID: 64129T207 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susanne Wilke For For Management 1.2 Elect Director Joshua N. Silverman For For Management 1.3 Elect Director William S. Singer For Withhold Management 1.4 Elect Director James R. Gottlieb For For Management 1.5 Elect Director Shana Kay Phares For For Management 1.6 Elect Director Bruce T. Bernstein For For Management 1.7 Elect Director Andrew D. Perlman For For Management 1.8 Elect Director George Perry For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Friedman LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEVADA GOLD & CASINOS, INC. Ticker: UWN Security ID: 64126Q206 Meeting Date: OCT 17, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Catania For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWTEK BUSINESS SERVICES CORP. Ticker: NEWT Security ID: 652526203 Meeting Date: AUG 11, 2017 Meeting Type: Special Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- NICHOLAS FINANCIAL, INC. Ticker: NICK Security ID: 65373J209 Meeting Date: SEP 07, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy Q. Zhu For For Management 1.2 Elect Director Adam K. Peterson For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NIVALIS THERAPEUTICS, INC. Ticker: NVLS Security ID: 65481J109 Meeting Date: JUL 19, 2017 Meeting Type: Special Record Date: MAY 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Approve Reverse Stock Split For Against Management 3 Change Company Name to Alpine Immune For Against Management Sciences, Inc. 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- NOODLES & COMPANY Ticker: NDLS Security ID: 65540B105 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francois Dufresne For Withhold Management 1.2 Elect Director Jeffrey Jones For Withhold Management 1.3 Elect Director Drew Madsen For For Management 1.4 Elect Director Andrew Taub For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHERN OIL AND GAS, INC. Ticker: NOG Security ID: 665531109 Meeting Date: MAY 08, 2018 Meeting Type: Special Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Pursuant to For For Management the Exchange Transaction 2 Change State of Incorporation from For For Management Minnesota to Delaware 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NORTHERN TECHNOLOGIES INTERNATIONAL CORPORATION Ticker: NTIC Security ID: 665809109 Meeting Date: JAN 12, 2018 Meeting Type: Annual Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara D. Colwell For For Management 1.2 Elect Director Soo-Keong Koh For For Management 1.3 Elect Director Sunggyu Lee For For Management 1.4 Elect Director G. Patrick Lynch For For Management 1.5 Elect Director Ramani Narayan For For Management 1.6 Elect Director Richard J. Nigon For For Management 1.7 Elect Director Konstantin von For For Management Falkenhausen 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- NORTHWEST BIOTHERAPEUTICS, INC. Ticker: NWBO Security ID: 66737P600 Meeting Date: JAN 21, 2018 Meeting Type: Annual Record Date: JAN 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jerry Jasinowski For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWEST BIOTHERAPEUTICS, INC. Ticker: NWBO Security ID: 66737P600 Meeting Date: APR 27, 2018 Meeting Type: Special Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Approve Stock Option Plan Grants For For Management -------------------------------------------------------------------------------- NORWOOD FINANCIAL CORP. Ticker: NWFL Security ID: 669549107 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis J. Critelli For For Management 1.2 Elect Director William W. Davis, Jr. For Withhold Management 1.3 Elect Director Meg L. Hungerford For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- NOVA LIFESTYLE, INC. Ticker: NVFY Security ID: 66979P102 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thanh H. Lam For For Management 1.2 Elect Director Charlie Huy La For For Management 1.3 Elect Director Umesh Patel For For Management 1.4 Elect Director Bin Liu For For Management 1.5 Elect Director Min Su For For Management 2 Ratify Centurion ZD CPA Limited as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOVABAY PHARMACEUTICALS, INC. Ticker: NBY Security ID: 66987P201 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NOVAN, INC. Ticker: NOVN Security ID: 66988N106 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Ingram For Withhold Management 1.2 Elect Director G. Kelly Martin For Withhold Management 1.3 Elect Director Machelle Sanders For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NOVUS THERAPEUTICS, INC. Ticker: NVUS Security ID: 67011N105 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: AUG 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Flesher For For Management 1.2 Elect Director Gary A. Lyons For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NUMEREX CORP. Ticker: NMRX Security ID: 67053A102 Meeting Date: DEC 06, 2017 Meeting Type: Special Record Date: OCT 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NUTRACEUTICAL INTERNATIONAL CORPORATION Ticker: NUTR Security ID: 67060Y101 Meeting Date: AUG 21, 2017 Meeting Type: Special Record Date: JUL 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NUVECTRA CORPORATION Ticker: NVTR Security ID: 67075N108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony P. Bihl, III For Withhold Management 1.2 Elect Director Kenneth G. Hawari For Withhold Management 1.3 Elect Director Thomas E. Zelibor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NVE CORPORATION Ticker: NVEC Security ID: 629445206 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence W. Glarner For For Management 1.2 Elect Director Daniel A. Baker For For Management 1.3 Elect Director Patricia M. Hollister For For Management 1.4 Elect Director Richard W. Kramp For For Management 1.5 Elect Director Gary R. Maharaj For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NXT-ID, INC. Ticker: NXTD Security ID: 67091J206 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gino M. Pereira For For Management 1.2 Elect Director David R. Gust For Withhold Management 1.3 Elect Director Michael J. For Withhold Management D'Almada-Remedios 1.4 Elect Director Daniel P. Sharkey For Withhold Management 1.5 Elect Director Robin D. Richards For For Management 1.6 Elect Director John Bendheim For For Management 1.7 Elect Director Michael Orlando For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Approve Conversion of Securities For Against Management -------------------------------------------------------------------------------- OCEAN BIO-CHEM, INC. Ticker: OBCI Security ID: 674631106 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Barocas For Withhold Management 1.2 Elect Director Diana M. Conard For For Management 1.3 Elect Director Gregor M. Dornau For Withhold Management 1.4 Elect Director Peter G. Dornau For Withhold Management 1.5 Elect Director William W. Dudman For Withhold Management 1.6 Elect Director James M. Kolisch For Withhold Management 1.7 Elect Director Kimberly A. Krause For For Management 1.8 Elect Director John B. Turner For For Management 2 Ratify Accell Audit & Compliance, PA For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OIL-DRI CORPORATION OF AMERICA Ticker: ODC Security ID: 677864100 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Steven Cole For For Management 1.2 Elect Director Daniel S. Jaffee For Withhold Management 1.3 Elect Director Richard M. Jaffee For Withhold Management 1.4 Elect Director Joseph C. Miller For Withhold Management 1.5 Elect Director Michael A. Nemeroff For Withhold Management 1.6 Elect Director George C. Roeth For For Management 1.7 Elect Director Allan H. Selig For For Management 1.8 Elect Director Paul E. Suckow For For Management 1.9 Elect Director Lawrence E. Washow For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- OLD POINT FINANCIAL CORPORATION Ticker: OPOF Security ID: 680194107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Adams For For Management 1.2 Elect Director James Reade Chisman For For Management 1.3 Elect Director Russell Smith Evans, Jr. For For Management 1.4 Elect Director Michael A. Glasser For For Management 1.5 Elect Director Arthur D. Greene For For Management 1.6 Elect Director John Cabot Ishon For For Management 1.7 Elect Director William F. Keefe For For Management 1.8 Elect Director Tom B. Langley For For Management 1.9 Elect Director H. Robert Schappert For For Management 1.10 Elect Director Robert F. Shuford, Sr. For For Management 1.11 Elect Director Robert F. Shuford, Jr. For For Management 1.12 Elect Director Ellen Clark Thacker For For Management 1.13 Elect Director Joseph R. Witt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Ticker: OSBC Security ID: 680277100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Eccher For For Management 1.2 Elect Director Barry Finn For For Management 1.3 Elect Director James F. Tapscott For For Management 1.4 Elect Director Hugh McLean For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- ONCOGENEX PHARMACEUTICALS, INC. Ticker: OGXI Security ID: 68230A106 Meeting Date: AUG 01, 2017 Meeting Type: Special Record Date: JUN 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Reverse Stock Split For For Management 3 Change Company Name For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ONCONOVA THERAPEUTICS, INC. Ticker: ONTX Security ID: 68232V306 Meeting Date: MAR 21, 2018 Meeting Type: Special Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OPEXA THERAPEUTICS, INC. Ticker: OPXA Security ID: 68372T301 Meeting Date: SEP 19, 2017 Meeting Type: Special Record Date: AUG 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Change of Control Resulting For For Management from Merger 3 Amend Omnibus Stock Plan For For Management 4 Change Company Name to Acer For For Management Therapeutics Inc. 5 Approve Reverse Stock Split For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OPTICAL CABLE CORPORATION Ticker: OCC Security ID: 683827208 Meeting Date: MAR 27, 2018 Meeting Type: Annual Record Date: JAN 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil D. Wilkin, Jr. For Withhold Management 1.2 Elect Director Randall H. Frazier For Withhold Management 1.3 Elect Director John M. Holland For Withhold Management 1.4 Elect Director John A. Nygren For Withhold Management 1.5 Elect Director Craig H. Weber For Withhold Management 1.6 Elect Director John B. Williamson, III For Withhold Management 2 Ratify Brown, Edwards & Company, L.L.P. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORCHIDS PAPER PRODUCTS COMPANY Ticker: TIS Security ID: 68572N104 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Berlin For For Management 1.2 Elect Director Mario Armando Garcia For Against Management 1.3 Elect Director John C. Guttilla For For Management 1.4 Elect Director Douglas E. Hailey For For Management 1.5 Elect Director Elaine MacDonald For For Management 1.6 Elect Director Mark H. Ravich For For Management 1.7 Elect Director Jeffrey S. Schoen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify HoganTaylor LLP as Auditors For For Management 4 Provide Directors May Be Removed With For For Management or Without Cause 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OREXIGEN THERAPEUTICS, INC. Ticker: OREX Security ID: 686164302 Meeting Date: JUL 14, 2017 Meeting Type: Annual Record Date: MAY 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Mahaffy For For Management 1.2 Elect Director Michael A. Narachi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify the July 2016 Certificate of For For Management Amendment and the Reverse Stock Split -------------------------------------------------------------------------------- ORION ENERGY SYSTEMS, INC. Ticker: OESX Security ID: 686275108 Meeting Date: AUG 30, 2017 Meeting Type: Annual Record Date: JUL 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Potts For For Management 1.2 Elect Director Anthony L. Otten For For Management 1.3 Elect Director Ellen B. Richstone For For Management 1.4 Elect Director Kenneth M. Young For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- P.A.M. TRANSPORTATION SERVICES, INC. Ticker: PTSI Security ID: 693149106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick P. Calderone For Withhold Management 1.2 Elect Director Daniel H. Cushman For Withhold Management 1.3 Elect Director W. Scott Davis For For Management 1.4 Elect Director Norman E. Harned For For Management 1.5 Elect Director Franklin H. McLarty For For Management 1.6 Elect Director Manuel J. Moroun For Withhold Management 1.7 Elect Director Matthew T. Moroun For Withhold Management 1.8 Elect Director Daniel C. Sullivan For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Romir Bosu For For Management 1.2 Elect Director Edward J. Carpenter For For Management 1.3 Elect Director John D. Flemming For For Management 1.4 Elect Director Michael P. Hoopis For For Management 1.5 Elect Director Denis P. Kalscheur For For Management 1.6 Elect Director David J. Munio For For Management 1.7 Elect Director John Thomas For For Management 1.8 Elect Director Thomas M. Vertin For For Management 1.9 Elect Director Stephen P. Yost For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAIN THERAPEUTICS, INC. Ticker: PTIE Security ID: 69562K506 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Remi Barbier For Withhold Management 1b Elect Director Sanford R. Robertson For Withhold Management 1c Elect Director Patrick J. Scannon For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PANHANDLE OIL AND GAS INC. Ticker: PHX Security ID: 698477106 Meeting Date: MAR 07, 2018 Meeting Type: Annual Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee M. Canaan For For Management 1.2 Elect Director Peter B. Delaney For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAPA MURPHY'S HOLDINGS, INC. Ticker: FRSH Security ID: 698814100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean M. Birch For For Management 1.2 Elect Director Noah A. Elbogen For For Management 1.3 Elect Director Alexander C. Matina For For Management 1.4 Elect Director Rob Weisberg For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PARAGON COMMERCIAL CORPORATION Ticker: PBNC Security ID: 69911U403 Meeting Date: NOV 28, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Jung For Against Management 1.2 Elect Director Robert C. Hatley For For Management 2 Ratify Elliott Davis Decosimo, PLLC as For For Management Auditors -------------------------------------------------------------------------------- PARAGON COMMERCIAL CORPORATION Ticker: PBNC Security ID: 69911U403 Meeting Date: JAN 10, 2018 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PARKE BANCORP, INC. Ticker: PKBK Security ID: 700885106 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vito S. Pantilione For For Management 1.2 Elect Director Daniel J. Dalton For For Management 1.3 Elect Director Arret F. Dobson For For Management 1.4 Elect Director Anthony J. Jannetti For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- PARKERVISION, INC. Ticker: PRKR Security ID: 701354300 Meeting Date: JUL 11, 2017 Meeting Type: Annual Record Date: MAY 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Metcalf For Withhold Management 1.2 Elect Director Frank Newman For For Management 1.3 Elect Director Paul A. Rosenbaum For For Management 1.4 Elect Director Robert Sterne For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PCM, INC. Ticker: PCMI Security ID: 69323K100 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank F. Khulusi For For Management 1.2 Elect Director Thomas A. Maloof For For Management 1.3 Elect Director Ronald B. Reck For For Management 1.4 Elect Director Paul C. Heeschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PCSB FINANCIAL CORPORATION Ticker: PCSB Security ID: 69324R104 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard F. Weiss For Withhold Management 1.2 Elect Director Karl A. Thimm For Withhold Management 1.3 Elect Director Michael T. Weber For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- PDL COMMUNITY BANCORP Ticker: PDLB Security ID: 69290X101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Demetriou For Withhold Management 1.2 Elect Director Nick R. Lugo For Withhold Management 2 Ratify Mazars USA LLP as Auditors For For Management -------------------------------------------------------------------------------- PEAK RESORTS, INC. Ticker: SKIS Security ID: 70469L100 Meeting Date: OCT 03, 2017 Meeting Type: Annual Record Date: AUG 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy D. Boyd For Against Management 1.2 Elect Director Stephen J. Mueller For Against Management 1.3 Elect Director Richard K. Deutsch For Against Management 1.4 Elect Director Stanley W. Hansen For Against Management 1.5 Elect Director Carl E. Kraus For Against Management 1.6 Elect Director Christopher S. O'Connor For Against Management 1.7 Elect Director David W. Braswell For Against Management 1.8 Elect Director Rory A. Held For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNS WOODS BANCORP, INC. Ticker: PWOD Security ID: 708430103 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Edwards For For Management 1.2 Elect Director Leroy H. Keiler, III For For Management 1.3 Elect Director Cameron W. Kephart For For Management 1.4 Elect Director Jill F. Schwartz For For Management 1.5 Elect Director Ronald A. Walko For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP OF NORTH CAROLINA, INC. Ticker: PEBK Security ID: 710577107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Abernethy For For Management 1.2 Elect Director Robert C. Abernethy For For Management 1.3 Elect Director Douglas S. Howard For For Management 1.4 Elect Director John W. Lineberger, Jr. For For Management 1.5 Elect Director Gary E. Matthews For For Management 1.6 Elect Director Billy L. Price, Jr. For For Management 1.7 Elect Director Larry E. Robinson For For Management 1.8 Elect Director William Gregory Terry For For Management 1.9 Elect Director Dan Ray Timmerman, Sr. For For Management 1.10 Elect Director Benjamin I. Zachary For For Management 2 Ratify Elliott Davis, PLLC as Auditors For For Management -------------------------------------------------------------------------------- PERCEPTRON, INC. Ticker: PRCP Security ID: 71361F100 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bryant For For Management 1.2 Elect Director W. Richard Marz For For Management 1.3 Elect Director C. Richard Neely, Jr. For For Management 1.4 Elect Director Robert S. Oswald For For Management 1.5 Elect Director James A. Ratigan For For Management 1.6 Elect Director Terryll R. Smith For For Management 1.7 Elect Director William C. Taylor For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PERNIX THERAPEUTICS HOLDINGS, INC. Ticker: PTX Security ID: 71426V306 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Sedor For For Management 1.2 Elect Director Dennis H. Langer For Withhold Management 1.3 Elect Director Gabriel Leung For Withhold Management 1.4 Elect Director John R. Leone For For Management 1.5 Elect Director Douglas J. Swirsky For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Cherry Bekaert L.L.P. as For For Management Auditors -------------------------------------------------------------------------------- PETROQUEST ENERGY, INC. Ticker: PQ Security ID: 716748306 Meeting Date: NOV 29, 2017 Meeting Type: Special Record Date: OCT 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify the Reverse Stock Split For For Management Amendment 2 Approve the Ratification of the For For Management Director Removal Amendment 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PETROQUEST ENERGY, INC. Ticker: PQUE Security ID: 716748306 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles T. Goodson For For Management 1.2 Elect Director William W. Rucks, IV For For Management 1.3 Elect Director E. Wayne Nordberg For For Management 1.4 Elect Director W. J. Gordon, III For For Management 1.5 Elect Director Charles F. Mitchell, II For For Management 1.6 Elect Director J. Gerard Jolly For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PFENEX INC. Ticker: PFNX Security ID: 717071104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sigurdur (Siggi) For Withhold Management Olafsson 1.2 Elect Director John M. Taylor For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PHOTOMEDEX, INC. Ticker: PHMD Security ID: 719358400 Meeting Date: OCT 12, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation - For Against Management Bundled Proposal 2 Approve Issuance of Shares for a For For Management Private Placement 3 Approve Reverse Stock Split For For Management 4.1 Elect Director Robert "Bob" Froehlich For For Management 4.2 Elect Director Richard J. Leider For Withhold Management 4.3 Elect Director Dennis M. McGrath For For Management 4.4 Elect Director Darrel C. Menthe For Withhold Management 4.5 Elect Director Dolev Rafaeli For For Management 4.6 Elect Director Suneet Singal For For Management 4.7 Elect Director Michael R. Stewart For Withhold Management 5 Ratify Fahn Kanne & Co. Grant Thornton For Against Management Israel as Auditors 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- PIONEER ENERGY SERVICES CORP. Ticker: PES Security ID: 723664108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wm. Stacy Locke For For Management 1.2 Elect Director C. John Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PIXELWORKS, INC. Ticker: PXLW Security ID: 72581M305 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. DeBonis For For Management 1.2 Elect Director C. Scott Gibson For For Management 1.3 Elect Director Daniel J. Heneghan For For Management 1.4 Elect Director Richard L. Sanquini For For Management 1.5 Elect Director David J. Tupman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PLUMAS BANCORP Ticker: PLBC Security ID: 729273102 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Coldani For For Management 1.2 Elect Director William E. Elliott For For Management 1.3 Elect Director Gerald W. Fletcher For For Management 1.4 Elect Director Richard F. Kenny For For Management 1.5 Elect Director Robert J. McClintock For For Management 1.6 Elect Director Terrance J. Reeson For For Management 1.7 Elect Director Andrew J. Ryback For For Management 1.8 Elect Director Daniel E. West For For Management 2 Ratify Vavrinek, Trine, Day & Company, For For Management LLP as Auditors -------------------------------------------------------------------------------- POLAR POWER, INC. Ticker: POLA Security ID: 73102V105 Meeting Date: DEC 28, 2017 Meeting Type: Annual Record Date: DEC 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur D. Sams For For Management 1.2 Elect Director Keith Albrecht For For Management 1.3 Elect Director Matthew Goldman For For Management 1.4 Elect Director Peter Gross For For Management 2 Ratify Weinberg & Company, P.A. as For For Management Auditors -------------------------------------------------------------------------------- POLARITYTE, INC. Ticker: COOL Security ID: 731094108 Meeting Date: OCT 18, 2017 Meeting Type: Annual Record Date: SEP 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Denver Lough For Against Management 1b Elect Director Edward Swanson For Against Management 1c Elect Director John Stetson For Against Management 2 Ratify the Appointment of Two For Against Management Directors as Class I Directors 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Amend Omnibus Stock Plan For Against Management 7 Approve Issuance of Securities in One For For Management or More Non-Public Offerings Where the Maximum Discount Will Be 20% Below Market Price 8 Other Business For Against Management -------------------------------------------------------------------------------- PRECIPIO, INC. Ticker: PRPO Security ID: 74019L107 Meeting Date: JAN 30, 2018 Meeting Type: Special Record Date: DEC 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PREFORMED LINE PRODUCTS COMPANY Ticker: PLPC Security ID: 740444104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn E. Corlett For For Management 1.2 Elect Director Michael E. Gibbons For For Management 1.3 Elect Director R. Steven Kestner For Withhold Management 1.4 Elect Director J. Ryan Ruhlman For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMO WATER CORPORATION Ticker: PRMW Security ID: 74165N105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Malcolm McQuilkin For Withhold Management 1.2 Elect Director Matthew T. Sheehan For For Management 1.3 Elect Director David L. Warnock For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PROTALIX BIOTHERAPEUTICS, INC. Ticker: PLX Security ID: 74365A101 Meeting Date: OCT 19, 2017 Meeting Type: Special Record Date: AUG 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- PROTALIX BIOTHERAPEUTICS, INC. Ticker: PLX Security ID: 74365A101 Meeting Date: MAY 13, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shlomo Yanai For For Management 1.2 Elect Director Moshe Manor For For Management 1.3 Elect Director Amos Bar Shalev For For Management 1.4 Elect Director Zeev Bronfeld For For Management 1.5 Elect Director Aharon Schwartz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Kesselman & Kesselman, For For Management Certified Public Accountant (lsr.) as Auditors -------------------------------------------------------------------------------- PROTEON THERAPEUTICS, INC. Ticker: PRTO Security ID: 74371L109 Meeting Date: JUL 31, 2017 Meeting Type: Special Record Date: JUL 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PROTEOSTASIS THERAPEUTICS, INC. Ticker: PTI Security ID: 74373B109 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meenu Chhabra For Withhold Management 1.2 Elect Director Helen M. Boudreau For Withhold Management 1.3 Elect Director Jeffery W. Kelly For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROVIDENT BANCORP, INC. Ticker: PVBC Security ID: 74383X109 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank G. Cousins, Jr. For Withhold Management 1.2 Elect Director Arthur Sullivan For Withhold Management 1.3 Elect Director Charles F. Withee For Withhold Management 2 Ratify Whittlesey PC as Auditors For For Management -------------------------------------------------------------------------------- PROVIDENT FINANCIAL HOLDINGS, INC. Ticker: PROV Security ID: 743868101 Meeting Date: NOV 28, 2017 Meeting Type: Annual Record Date: OCT 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig G. Blunden For For Management 1.2 Elect Director Roy H. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PSYCHEMEDICS CORPORATION Ticker: PMD Security ID: 744375205 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond C. Kubacki For For Management 1.2 Elect Director A. Clinton Allen For For Management 1.3 Elect Director Harry Connick For For Management 1.4 Elect Director Walter S. Tomenson, Jr. For For Management 1.5 Elect Director Fred J. Weinert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- PURE CYCLE CORPORATION Ticker: PCYO Security ID: 746228303 Meeting Date: JAN 17, 2018 Meeting Type: Annual Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Harding For For Management 1.2 Elect Director Harrison H. Augur For For Management 1.3 Elect Director Patrick J. Beirne For For Management 1.4 Elect Director Arthur G. Epker, III For For Management 1.5 Elect Director Richard L. Guido For For Management 1.6 Elect Director Peter C. Howell For For Management 2 Ratify EKS&H LLLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUICKLOGIC CORPORATION Ticker: QUIK Security ID: 74837P108 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Farese For For Management 1.2 Elect Director Andrew J. Pease For For Management 1.3 Elect Director Daniel A. Rabinovitsj For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RANDOLPH BANCORP, INC. Ticker: RNDB Security ID: 752378109 Meeting Date: AUG 21, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. McDonough For Withhold Management 1.2 Elect Director Richard C. Pierce For Withhold Management 1.3 Elect Director Janis E. Wentzell For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RANDOLPH BANCORP, INC. Ticker: RNDB Security ID: 752378109 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel M. Joyce For Withhold Management 1.2 Elect Director Louis J. Trubiano For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- RCI HOSPITALITY HOLDINGS, INC. Ticker: RICK Security ID: 74934Q108 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric S. Langan For For Management 1.2 Elect Director Travis Reese For For Management 1.3 Elect Director Nour-Dean Anakar For For Management 1.4 Elect Director Steven L. Jenkins For For Management 1.5 Elect Director Luke Lirot For For Management 1.6 Elect Director Yura Barabash For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Other Business For Against Management -------------------------------------------------------------------------------- RCM TECHNOLOGIES, INC. Ticker: RCMT Security ID: 749360400 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roger H. Ballou For For Management 1b Elect Director Maier O. Fein For For Management 1c Elect Director Leon Kopyt For For Management 1d Elect Director Richard D. Machon For For Management 1e Elect Director S. Gary Snodgrass For For Management 1f Elect Director Bradley S. Vizi For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REAL GOODS SOLAR, INC. Ticker: RGSE Security ID: 75601N500 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: NOV 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Bowles For For Management 1.2 Elect Director John Schaeffer For For Management 1.3 Elect Director Robert L. Scott For For Management 1.4 Elect Director Pavel Bouska For For Management 1.5 Elect Director Dennis Lacey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- RECRO PHARMA, INC. Ticker: REPH Security ID: 75629F109 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Winston J. Churchill For For Management 1.2 Elect Director Wayne B. Weisman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RED LION HOTELS CORPORATION Ticker: RLH Security ID: 756764106 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Brandstrom For For Management 1.2 Elect Director James P. Evans For For Management 1.3 Elect Director Enrico Marini Fichera For For Management 1.4 Elect Director Joseph B. Megibow For For Management 1.5 Elect Director Gregory T. Mount For For Management 1.6 Elect Director Bonny W. Simi For For Management 1.7 Elect Director Michael Vernon For For Management 1.8 Elect Director Alexander Washburn For For Management 1.9 Elect Director Robert G. Wolfe For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REED'S, INC. Ticker: REED Security ID: 758338107 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Bello For For Management 1.2 Elect Director Valentin Stalowir For For Management 1.3 Elect Director Lewis Jaffe For For Management 1.4 Elect Director Charles F. Cargile For Withhold Management 1.5 Elect Director Christopher J. Reed For For Management 1.6 Elect Director Scott R. Grossman For For Management 1.7 Elect Director James Bass For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Increase Authorized Common Stock For For Management 4 Increase Authorized Preferred Stock For Against Management 5 Approve Issuance of Shares for a For Against Management Private Placement 6 Approve Change of Control as a Result For Against Management of Private Placement 7 Establish Range For Board Size For For Management 8 Ratify Weinberg & Company, P.A. as For For Management Auditors 9 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- REGIONAL HEALTH PROPERTIES, INC. Ticker: RHE Security ID: 75903M101 Meeting Date: DEC 20, 2017 Meeting Type: Annual Record Date: NOV 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Fox For Withhold Management 1.2 Elect Director Brent Morrison For Withhold Management 1.3 Elect Director David A. Tenwick For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan D. Brown For For Management 1.2 Elect Director Roel C. Campos For For Management 1.3 Elect Director Maria Contreras-Sweet For For Management 1.4 Elect Director Michael R. Dunn For For Management 1.5 Elect Director Steven J. Freiberg For For Management 1.6 Elect Director Peter R. Knitzer For For Management 1.7 Elect Director Alvaro G. de Molina For For Management 1.8 Elect Director Carlos Palomares For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- REGULUS THERAPEUTICS INC. Ticker: RGLS Security ID: 75915K101 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Baltimore For Withhold Management 1.2 Elect Director Kathryn J. Collier For For Management 1.3 Elect Director Joseph "Jay" P. Hagan For Withhold Management 1.4 Elect Director Stelios Papadopoulos For Withhold Management 1.5 Elect Director William H. Rastetter For Withhold Management 1.6 Elect Director Hugh Rosen For Withhold Management 1.7 Elect Director Pascale Witz For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REMARK HOLDINGS, INC. Ticker: MARK Security ID: 75955K102 Meeting Date: JAN 19, 2018 Meeting Type: Special Record Date: NOV 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- REMARK HOLDINGS, INC. Ticker: MARK Security ID: 75955K102 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore P. Botts For For Management 1.2 Elect Director William W. Grounds For For Management 1.3 Elect Director Brett Ratner For For Management 1.4 Elect Director Daniel Stein For For Management 1.5 Elect Director Kai-Shing Tao For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: DEC 08, 2017 Meeting Type: Special Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Common Stock For Against Management Issuance Restrictions -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael M. Scharf For For Management 1B Elect Director James C. Borel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RENNOVA HEALTH, INC. Ticker: RNVA Security ID: 759757701 Meeting Date: MAY 09, 2018 Meeting Type: Special Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split - None None Management Withdrawn Resolution 2 Increase Authorized Common Stock For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Adjourn Meeting For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- REVOLUTION LIGHTING TECHNOLOGIES, INC. Ticker: RVLT Security ID: 76155G206 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert V. LaPenta For For Management 1.2 Elect Director James A. DePalma For For Management 1.3 Elect Director William D. Ingram For For Management 1.4 Elect Director Dennis McCarthy For For Management 1.5 Elect Director Stephen G. Virtue For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RF INDUSTRIES, LTD. Ticker: RFIL Security ID: 749552105 Meeting Date: SEP 08, 2017 Meeting Type: Annual Record Date: JUL 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marvin H. Fink For For Management 1b Elect Director Gerald T. Garland For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- RGC RESOURCES, INC. Ticker: RGCO Security ID: 74955L103 Meeting Date: FEB 05, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Joe Crawford For For Management 1.2 Elect Director John S. D'Orazio For For Management 1.3 Elect Director Maryellen F. Goodlatte For For Management 2 Ratify Brown, Edwards & Company, L.L.P. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RICHARDSON ELECTRONICS, LTD. Ticker: RELL Security ID: 763165107 Meeting Date: OCT 10, 2017 Meeting Type: Annual Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. Richardson For For Management 1.2 Elect Director Paul J. Plante For For Management 1.3 Elect Director Jacques Belin For For Management 1.4 Elect Director James Benham For For Management 1.5 Elect Director Kenneth Halverson For For Management 1.6 Elect Director Robert H. Kluge For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RIOT BLOCKCHAIN, INC. Ticker: RIOT Security ID: 767292105 Meeting Date: FEB 01, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. O'Rourke For For Management 1.2 Elect Director Andrew J. Kaplan For Withhold Management 1.3 Elect Director Eric So For For Management 1.4 Elect Director Jason Les For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RIOT BLOCKCHAIN, INC. Ticker: RIOT Security ID: 767292105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. O'Rourke For For Management 1.2 Elect Director Andrew J. Kaplan For Withhold Management 1.3 Elect Director Remo Mancini For For Management 1.4 Elect Director Jason Les For For Management 2 Ratify MNP LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RIVERVIEW BANCORP, INC. Ticker: RVSB Security ID: 769397100 Meeting Date: JUL 26, 2017 Meeting Type: Annual Record Date: MAY 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Sheaffer For For Management 1.2 Elect Director Bess R. Wills For For Management 1.3 Elect Director Bradley J. Carlson For For Management 1.4 Elect Director John A. Karas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROCKY BRANDS, INC. Ticker: RCKY Security ID: 774515100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Finn For For Management 1.2 Elect Director G. Courtney Haning For For Management 1.3 Elect Director William L. Jordan For For Management 1.4 Elect Director Curtis A. Loveland For For Management 1.5 Elect Director Robert B. Moore, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- ROKA BIOSCIENCE, INC. Ticker: ROKA Security ID: 775431208 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Approve Plan of Liquidation For For Management 3 Reduce Authorized Common and Preferred For For Management Stock 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SAJAN, INC. Ticker: SAJA Security ID: 79379T202 Meeting Date: JUL 19, 2017 Meeting Type: Special Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SALEM MEDIA GROUP, INC. Ticker: SALM Security ID: 794093104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Epperson For For Management 1b Elect Director Edward G. Atsinger, III For For Management 1c Elect Director Roland S. Hinz For For Management 1d Elect Director Richard A. Riddle For For Management 1e Elect Director Jonathan Venverloh For For Management 1f Elect Director James Keet Lewis For For Management 1g Elect Director Eric H. Halvorson For For Management 1h Elect Director Edward C. Atsinger For For Management 1i Elect Director Stuart W. Epperson, Jr. For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- SALISBURY BANCORP, INC. Ticker: SAL Security ID: 795226109 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur J. Bassin For For Management 1.2 Elect Director Polly Diane Hoe For For Management 1.3 Elect Director Holly J. Nelson For For Management 1.4 Elect Director John F. Perotti For For Management 2 Ratify Baker Newman & Noyes, P.A., LLC For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SARATOGA INVESTMENT CORP. Ticker: SAR Security ID: 80349A208 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Grisius For For Management 1.2 Elect Director G. Cabell Williams For Withhold Management -------------------------------------------------------------------------------- SAVARA INC. Ticker: SVRA Security ID: 805111101 Meeting Date: OCT 25, 2017 Meeting Type: Annual Record Date: AUG 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert Neville For For Management 1B Elect Director Nevan Elam For For Management 1C Elect Director Richard J. Hawkins For For Management 1D Elect Director Joseph S. McCracken For For Management 1E Elect Director Matthew Pauls For For Management 1F Elect Director Yuri Pikover For For Management 1G Elect Director David A. Ramsay For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SAVARA INC. Ticker: SVRA Security ID: 805111101 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert Neville For For Management 1B Elect Director Nevan Elam For For Management 1C Elect Director Richard J. Hawkins For For Management 1D Elect Director Joseph S. McCracken For For Management 1E Elect Director Matthew Pauls For For Management 1F Elect Director Yuri Pikover For For Management 1G Elect Director David A. Ramsay For For Management 2 Reduce Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SB FINANCIAL GROUP, INC. Ticker: SBFG Security ID: 78408D105 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George W. Carter For For Management 1.2 Elect Director Tom R. Helberg For For Management 1.3 Elect Director Timothy J. Stolly For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEASPINE HOLDINGS CORPORATION Ticker: SPNE Security ID: 81255T108 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart M. Essig For Withhold Management 1.2 Elect Director Keith C. Valentine For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SELLAS LIFE SCIENCES GROUP, INC. Ticker: SLS Security ID: 81642T100 Meeting Date: APR 25, 2018 Meeting Type: Special Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- SENECA FOODS CORPORATION Ticker: SENEA Security ID: 817070501 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter R. Call For For Management 1.2 Elect Director Samuel T. Hubbard, Jr. For For Management 1.3 Elect Director Arthur S. Wolcott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify BDO USA, LLP as Auditors For For Management 5 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- SEVERN BANCORP, INC. Ticker: SVBI Security ID: 81811M100 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Hyatt For Withhold Management 1.2 Elect Director James H. Johnson, Jr. For For Management 1.3 Elect Director Mary Kathleen Sulick For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SHIFTPIXY, INC. Ticker: PIXY Security ID: 82452L104 Meeting Date: APR 13, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Absher For For Management 1.2 Elect Director Kenneth W. Weaver For For Management 1.3 Elect Director Whitney J. White For For Management 1.4 Elect Director Sean C. Higgins For For Management 1.5 Elect Director Mark A. Absher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- SHILOH INDUSTRIES, INC. Ticker: SHLO Security ID: 824543102 Meeting Date: MAR 01, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean A. Brunol For For Management 1.2 Elect Director Michael S. Hanley For For Management 1.3 Elect Director David J. Hessler For For Management -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Ticker: SHBI Security ID: 825107105 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bates For Against Management 1b Elect Director Lloyd L. Beatty, Jr. For Against Management 1c Elect Director James A. Judge For Against Management 1d Elect Director R. Michael Clemmer, Jr. For Against Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SI FINANCIAL GROUP, INC. Ticker: SIFI Security ID: 78425V104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna M. Evan For For Management 1.2 Elect Director Robert O. Gillard For For Management 1.3 Elect Director Dennis Pollack For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIERRA BANCORP Ticker: BSRR Security ID: 82620P102 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robb Evans For For Management 1.2 Elect Director James C. Holly For For Management 1.3 Elect Director Lynda B. Scearcy For For Management 1.4 Elect Director Morris A. Tharp For For Management 2 Ratify Vavrinek, Trine, Day & Co., LLP For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIFCO INDUSTRIES, INC. Ticker: SIF Security ID: 826546103 Meeting Date: JAN 31, 2018 Meeting Type: Annual Record Date: DEC 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey P. Gotschall For For Management 1.2 Elect Director Peter W. Knapper For For Management 1.3 Elect Director Donald C. Molten, Jr. For Withhold Management 1.4 Elect Director Alayne L. Reitman For Withhold Management 1.5 Elect Director Mark J. Silk For Withhold Management 1.6 Elect Director Hudson D. Smith For For Management 1.7 Elect Director Norman E. Wells, Jr. For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGMATRON INTERNATIONAL, INC. Ticker: SGMA Security ID: 82661L101 Meeting Date: SEP 15, 2017 Meeting Type: Annual Record Date: JUL 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary R. Fairhead For For Management 1.2 Elect Director Dilip S. Vyas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Other Business For Against Management -------------------------------------------------------------------------------- SILVERBOW RESOURCES, INC. Ticker: SBOW Security ID: 82836G102 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gabriel L. Ellisor For Withhold Management 1.2 Elect Director Charles W. Wampler For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: FEB 26, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter S. Woltosz For For Management 1.2 Elect Director Thaddeus H. Grasela For For Management 1.3 Elect Director John K. Paglia For For Management 1.4 Elect Director David L. Ralph For For Management 1.5 Elect Director Daniel Weiner For For Management 2 Ratify Rose, Snyder, and Jacobs, LLP For For Management as Auditors -------------------------------------------------------------------------------- SINO-GLOBAL SHIPPING AMERICA, LTD. Ticker: SINO Security ID: 82935V109 Meeting Date: MAR 06, 2018 Meeting Type: Annual Record Date: JAN 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lei Cao For For Management 1.2 Elect Director Tieliang Liu For For Management 2 Ratify Friedman LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYLINE CORPORATION Ticker: SKY Security ID: 830830105 Meeting Date: SEP 29, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur J. Decio For For Management 1.2 Elect Director John C. Firth For For Management 1.3 Elect Director Richard W. Florea For For Management 1.4 Elect Director John W. Rosenthal, Sr. For For Management 1.5 Elect Director Samuel S. Thompson For For Management 1.6 Elect Director Matthew W. Long For For Management 1.7 Elect Director Thomas L. Eisele For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SKYLINE MEDICAL INC. Ticker: SKLN Security ID: 83084T606 Meeting Date: DEC 28, 2017 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. McGoldrick For Withhold Management 1.2 Elect Director Andrew P. Reding For For Management 1.3 Elect Director Carl Schwartz For For Management 1.4 Elect Director Timothy A. Krochuk For For Management 1.5 Elect Director J. Melville Engle For Withhold Management 1.6 Elect Director Richard L. Gabriel For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Olsen Thielen & Co., Ltd. as For For Management Auditors 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SOCKET MOBILE, INC. Ticker: SCKT Security ID: 83368E200 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlie Bass For Withhold Management 1.2 Elect Director Kevin J. Mills For Withhold Management 1.3 Elect Director David W. Dunlap For Withhold Management 1.4 Elect Director Nelson C. Chan For For Management 1.5 Elect Director Brenton Earl MacDonald For For Management 1.6 Elect Director Bill Parnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Sadler, Gibb & Associates, LLC For For Management as Auditors -------------------------------------------------------------------------------- SONIC FOUNDRY, INC. Ticker: SOFO Security ID: 83545R207 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson A. Murphy For For Management 1.2 Elect Director David F. Slayton For For Management 1.3 Elect Director Gary R. Weis For For Management 2 Approve Conversion of Securities For For Management 3 Ratify Baker Tilly Virchow Krause LLP For For Management as Auditors -------------------------------------------------------------------------------- SONOMA PHARMACEUTICALS, INC. Ticker: SNOA Security ID: 83558L105 Meeting Date: SEP 08, 2017 Meeting Type: Annual Record Date: JUL 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jerry McLaughlin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOTHERLY HOTELS INC. Ticker: SOHO Security ID: 83600C103 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Beatty For For Management 1.2 Elect Director David R. Folsom For For Management 1.3 Elect Director Andrew M. Sims For For Management 1.4 Elect Director G. Scott Gibson, IV For For Management 1.5 Elect Director Edward S. Stein For Withhold Management 1.6 Elect Director Herschel J. Walker For Withhold Management 1.7 Elect Director Anthony C. Zinni For Withhold Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Ticker: SFST Security ID: 842873101 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Cothran For Withhold Management 1.2 Elect Director Rudolph G. 'Trip' For For Management Johnstone, III 1.3 Elect Director R. Arthur 'Art' Seaver, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Elliott Davis, LLC as Auditors For For Management -------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Ticker: SMBC Security ID: 843380106 Meeting Date: OCT 30, 2017 Meeting Type: Annual Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronnie D. Black For For Management 1.2 Elect Director Rebecca M. Brooks For For Management 1.3 Elect Director Dennis C. Robison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC. Ticker: SONA Security ID: 843395104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Georgia S. Derrico For For Management 1.2 Elect Director Joe A. Shearin For For Management 1.3 Elect Director John F. Biagas For For Management 1.4 Elect Director Robert Y. Clagett For For Management 1.5 Elect Director W. Rand Cook For For Management 1.6 Elect Director F.L. Garrett, III For For Management 1.7 Elect Director Eric A. Johnson For For Management 1.8 Elect Director Charles A. Kabbash For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPAR GROUP, INC. Ticker: SGRP Security ID: 784933103 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack W. Partridge For For Management 1.2 Elect Director William H. Bartels For For Management 1.3 Elect Director Arthur B. Drogue For For Management 1.4 Elect Director R. Eric McCarthey For For Management 1.5 Elect Director Christiaan M. Olivier For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SPARK NETWORKS, INC. Ticker: LOV Security ID: 84651P100 Meeting Date: NOV 02, 2017 Meeting Type: Special Record Date: OCT 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPARTAN MOTORS, INC. Ticker: SPAR Security ID: 846819100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daryl M. Adams For For Management 1.2 Elect Director Thomas R. Clevinger For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPARTON CORPORATION Ticker: SPA Security ID: 847235108 Meeting Date: OCT 05, 2017 Meeting Type: Special Record Date: AUG 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPARTON CORPORATION Ticker: SPA Security ID: 847235108 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: OCT 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alan L. Bazaar For For Management 1B Elect Director James D. Fast For For Management 1C Elect Director Joseph J. Hartnett For For Management 1D Elect Director Charles R. Kummeth For For Management 1E Elect Director David P. Molfenter For For Management 1F Elect Director James R. Swartwout For For Management 1G Elect Director Frank A. 'Andy' Wilson For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPHERIX INCORPORATED Ticker: SPEX Security ID: 84842R403 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: NOV 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Hayes For Withhold Management 1.2 Elect Director Robert J. Vander Zanden For Withhold Management 1.3 Elect Director Tim S. Ledwick For Withhold Management 1.4 Elect Director Eric Weisblum For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Adjourn Meeting For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- STEEL CONNECT, INC. Ticker: STCN Security ID: 60786L206 Meeting Date: APR 12, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Fenton For For Management 1.2 Elect Director Jeffrey S. Wald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Amend Securities Transfer Restrictions For Against Management 6 Adopt, Renew or Amend NOL Rights Plan For For Management (NOL Pill) 7 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- STELLUS CAPITAL INVESTMENT CORPORATION Ticker: SCM Security ID: 858568108 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert T. Ladd For For Management 1.2 Elect Director J. Tim Arnoult For Withhold Management 1.3 Elect Director Paul Keglevic For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Reduce Required Asset Coverage Ratio For Against Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Cutillo For For Management 1.2 Elect Director Marian M. Davenport For For Management 1.3 Elect Director Maarten D. Hemsley For For Management 1.4 Elect Director Raymond F. Messer For For Management 1.5 Elect Director Charles R. Patton For For Management 1.6 Elect Director Richard O. Schaum For For Management 1.7 Elect Director Milton L. Scott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STRAIGHT PATH COMMUNICATIONS INC. Ticker: STRP Security ID: 862578101 Meeting Date: AUG 02, 2017 Meeting Type: Special Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STRATA SKIN SCIENCES, INC. Ticker: SSKN Security ID: 86272A206 Meeting Date: SEP 14, 2017 Meeting Type: Annual Record Date: JUL 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey F. O'Donnell, For For Management Sr. 1b Elect Director Francis J. McCaney For For Management 1c Elect Director James Coyne For For Management 1d Elect Director Samuel E. Navarro For For Management 1e Elect Director David K. Stone For For Management 1f Elect Director Kathryn Swintek For For Management 1g Elect Director LuAnn Via For For Management 2 Approve Conversion of Securities For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify EisnerAmper LLP as Auditors For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STRATTEC SECURITY CORPORATION Ticker: STRT Security ID: 863111100 Meeting Date: OCT 10, 2017 Meeting Type: Annual Record Date: AUG 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Koss For For Management 1.2 Elect Director David R. Zimmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SUMMIT FINANCIAL GROUP, INC. Ticker: SMMF Security ID: 86606G101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Hawse, III For For Management 1.2 Elect Director Gerald W. Huffman For For Management 1.3 Elect Director James M. Cookman For For Management 1.4 Elect Director Gary L. Hinkle For For Management 1.5 Elect Director H. Charles Maddy, III For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- SUNLINK HEALTH SYSTEMS, INC. Ticker: SSY Security ID: 86737U102 Meeting Date: NOV 13, 2017 Meeting Type: Annual Record Date: SEP 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Thornton, Jr. For Withhold Management 1.2 Elect Director Steven J. Baileys For Withhold Management 1.3 Elect Director Gene E. Burleson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- SUPERCONDUCTOR TECHNOLOGIES INC. Ticker: SCON Security ID: 867931503 Meeting Date: SEP 27, 2017 Meeting Type: Annual Record Date: AUG 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Quiram For For Management 1.2 Elect Director Martin A. Kaplan For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- SUPERIOR DRILLING PRODUCTS, INC. Ticker: SDPI Security ID: 868153107 Meeting Date: AUG 15, 2017 Meeting Type: Annual Record Date: JUN 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Troy Meier For Withhold Management 1.2 Elect Director Robert E. Iversen For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Hein & Associates, LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- SUPERIOR UNIFORM GROUP, INC. Ticker: SGC Security ID: 868358102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney Kirschner For For Management 1.2 Elect Director Michael Benstock For For Management 1.3 Elect Director Alan D. Schwartz For For Management 1.4 Elect Director Robin M. Hensley For For Management 1.5 Elect Director Paul Mellini For For Management 1.6 Elect Director Todd Siegel For For Management 2 Change Company Name to Superior Group For For Management of Companies, Inc. 3 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors -------------------------------------------------------------------------------- SUPPORT.COM, INC. Ticker: SPRT Security ID: 86858W200 Meeting Date: JUL 06, 2017 Meeting Type: Annual Record Date: MAY 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Bloom For For Management 1.2 Elect Director Brian J. Kelley For For Management 1.3 Elect Director Bradley L. Radoff For For Management 1.4 Elect Director Joshua E. Schechter For For Management 1.5 Elect Director Eric Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNACOR, INC. Ticker: SYNC Security ID: 871561106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Himesh Bhise For For Management 1.2 Elect Director Andrew Kau For For Management 1.3 Elect Director Jordan Levy For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNALLOY CORPORATION Ticker: SYNL Security ID: 871565107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig C. Bram For For Management 1.2 Elect Director Anthony A. Callander For For Management 1.3 Elect Director Susan S. Gayner For For Management 1.4 Elect Director Henry L. Guy For For Management 1.5 Elect Director Amy J. Michtich For For Management 1.6 Elect Director James W. Terry, Jr. For For Management 1.7 Elect Director Murray H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Restricted Stock Plan For For Management 5 Ratify KPMG, LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNDAX PHARMACEUTICALS, INC. Ticker: SNDX Security ID: 87164F105 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry Chen For Against Management 1b Elect Director Luke Evnin For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNTHESIS ENERGY SYSTEMS, INC. Ticker: SYMX Security ID: 871628103 Meeting Date: NOV 29, 2017 Meeting Type: Special Record Date: OCT 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNTHETIC BIOLOGICS, INC. Ticker: SYN Security ID: 87164U102 Meeting Date: SEP 07, 2017 Meeting Type: Annual Record Date: JUL 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Kraws For Withhold Management 1.2 Elect Director Jeffrey Riley For For Management 1.3 Elect Director Scott L. Tarriff For Withhold Management 1.4 Elect Director Jeffrey Wolf For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SYPRIS SOLUTIONS, INC. Ticker: SYPR Security ID: 871655106 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Brinkley For For Management 1.2 Elect Director William L. Healey For For Management 1.3 Elect Director Sidney R. Petersen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TACTILE SYSTEMS TECHNOLOGY, INC. Ticker: TCMD Security ID: 87357P100 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Burke For For Management 1.2 Elect Director Raymond O. Huggenberger For For Management 1.3 Elect Director Gerald R. Mattys For For Management 1.4 Elect Director Richard J. Nigon For Withhold Management 1.5 Elect Director Cheryl Pegus For For Management 1.6 Elect Director Kevin H. Roche For For Management 1.7 Elect Director Peter H. Soderberg For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- TANDEM DIABETES CARE, INC. Ticker: TNDM Security ID: 875372104 Meeting Date: SEP 07, 2017 Meeting Type: Special Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- TANDY LEATHER FACTORY, INC. Ticker: TLF Security ID: 87538X105 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shannon L. Greene For For Management 1.2 Elect Director Mark Angus For For Management 1.3 Elect Director William M. Warren For For Management 1.4 Elect Director Jefferson Gramm For For Management 1.5 Elect Director James Pappas For For Management 1.6 Elect Director Brent Beshore For For Management 1.7 Elect Director Sharon Leite For For Management 1.8 Elect Director Vicki Cantrell For For Management 1.9 Elect Director Sejal Patel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TAYLOR DEVICES, INC. Ticker: TAYD Security ID: 877163105 Meeting Date: NOV 03, 2017 Meeting Type: Annual Record Date: SEP 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Reginald B. Newman, II For Withhold Management 2 Ratify Lumsden & McCormick, LLP as For For Management Auditors -------------------------------------------------------------------------------- TELARIA, INC. Ticker: TLRA Security ID: 879181105 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachel Lam For For Management 1b Elect Director James Rossman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TELIGENT, INC. Ticker: TLGT Security ID: 87960W104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carole S. Ben-Maimon For For Management 1.2 Elect Director John Celentano For For Management 1.3 Elect Director Bhaskar Chaudhuri For For Management 1.4 Elect Director James C. Gale For For Management 1.5 Elect Director Jason Grenfell-Gardner For For Management 1.6 Elect Director Steven Koehler For For Management 1.7 Elect Director Thomas J. Sabatino, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENGASCO, INC. Ticker: TGC Security ID: 88033R502 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew K. Behrent For For Management 1.2 Elect Director Peter E. Salas For Withhold Management 1.3 Elect Director Richard M. Thon For For Management 2 Ratify Hein & Associates, LLP as None None Management Auditors *Withdrawn Resolution* 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve NOL Rights Plan (NOL Pill) For For Management -------------------------------------------------------------------------------- TERRITORIAL BANCORP INC. Ticker: TBNK Security ID: 88145X108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allan S. Kitagawa For For Management 1.2 Elect Director Richard I. Murakami For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TESSCO TECHNOLOGIES INCORPORATED Ticker: TESS Security ID: 872386107 Meeting Date: JUL 20, 2017 Meeting Type: Annual Record Date: MAY 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Barnhill, Jr. For For Management 1.2 Elect Director John D. Beletic For For Management 1.3 Elect Director Jay G. Baitler For For Management 1.4 Elect Director Benn R. Konsynski For For Management 1.5 Elect Director Dennis J. Shaughnessy For For Management 1.6 Elect Director Murray N. Wright For For Management 1.7 Elect Director Morton F. Zifferer, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE EASTERN COMPANY Ticker: EML Security ID: 276317104 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Everets For For Management 1.2 Elect Director Michael A. McManus, Jr. For For Management 1.3 Elect Director James A. Mitarotonda For For Management 1.4 Elect Director August M. Vlak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Fiondella, Milone & LaSaracina For For Management LLP as Auditors -------------------------------------------------------------------------------- THE EXONE COMPANY Ticker: XONE Security ID: 302104104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director S. Kent Rockwell For For Management 1B Elect Director John Irvin For For Management 1C Elect Director Gregory F. Pashke For For Management 1D Elect Director Lloyd A. Semple For Against Management 1E Elect Director William F. Strome For Against Management 1F Elect Director Bonnie K. Wachtel For Against Management 2 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- THE FEMALE HEALTH COMPANY Ticker: FHCO Security ID: 314462102 Meeting Date: JUL 28, 2017 Meeting Type: Special Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation from For For Management Wisconsin to Delaware 2 Increase Authorized Common Stock For For Management 3 Require Majority Vote of the For For Management Outstanding Shares to Amend Certificate of Incorporation 4 Approve Issuance of Shares of Common For Against Management Stock Upon the Conversion of Series 4 Preferred Stock 5 Change Company Name to Veru Inc. For For Management 6 Approve Omnibus Stock Plan For For Management 7 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Ticker: FNLC Security ID: 31866P102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine M. Boyd For For Management 1.2 Elect Director Robert B. Gregory For For Management 1.3 Elect Director Renee W. Kelly For For Management 1.4 Elect Director Tony C. McKim For For Management 1.5 Elect Director Mark N. Rosborough For For Management 1.6 Elect Director Cornelius J. Russell For For Management 1.7 Elect Director Stuart G. Smith For For Management 1.8 Elect Director Bruce B. Tindal For For Management 1.9 Elect Director F. Stephen Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- THE GOLDFIELD CORPORATION Ticker: GV Security ID: 381370105 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen L. Appel For For Management 1.2 Elect Director David P. Bicks For For Management 1.3 Elect Director Harvey C. Eads, Jr. For For Management 1.4 Elect Director John P. Fazzini For For Management 1.5 Elect Director Danforth E. Leitner For For Management 1.6 Elect Director John H. Sottile For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE L.S. STARRETT COMPANY Ticker: SCX Security ID: 855668109 Meeting Date: OCT 18, 2017 Meeting Type: Annual Record Date: AUG 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Riordan For For Management 1.2 Elect Director Russell D. Carreker For For Management 1.3 Elect Director Christopher C. Gahagan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MCCLATCHY COMPANY Ticker: MNI Security ID: 579489303 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth Ballantine For For Management 1.2 Elect Director Anjali Joshi For For Management 1.3 Elect Director Maria Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE NEW HOME COMPANY INC. Ticker: NWHM Security ID: 645370107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory P. Lindstrom For For Management 1.2 Elect Director Cathey Lowe For For Management 1.3 Elect Director Douglas C. Neff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THESTREET, INC. Ticker: TST Security ID: 88368Q103 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Cramer For For Management 1.2 Elect Director Bowers Espy For For Management 1.3 Elect Director Kevin Rendino For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THRESHOLD PHARMACEUTICALS, INC. Ticker: THLD Security ID: 885807206 Meeting Date: JUL 31, 2017 Meeting Type: Annual Record Date: JUN 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Approve Issuance of Shares for a For For Management Private Placement 3 Amend Omnibus Stock Plan For For Management 4 Change Company Name to Molecular For For Management Templates, Inc. 5 Approve Reverse Stock Split For For Management 6.1 Elect Director Jeffrey W. Bird For For Management 6.2 Elect Director Harold E. Selick For For Management 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Advisory Vote on Golden Parachutes For For Management 9 Ratify Ernst & Young LLP as Auditors For For Management 10 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TIMBERLAND BANCORP, INC. Ticker: TSBK Security ID: 887098101 Meeting Date: JAN 23, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Sand For For Management 1.2 Elect Director Andrea M. Clinton For For Management 1.3 Elect Director James A. Davis For For Management 1.4 Elect Director Kathy D. Leodler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Delap LLP as Auditors For For Management -------------------------------------------------------------------------------- TOWN SPORTS INTERNATIONAL HOLDINGS, INC. Ticker: CLUB Security ID: 89214A102 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin J. Annese For For Management 1.2 Elect Director Marcus B. Dunlop For For Management 1.3 Elect Director Jason M. Fish For For Management 1.4 Elect Director Thomas J. Galligan, III For For Management 1.5 Elect Director Mandy Lam For For Management 1.6 Elect Director Patrick Walsh For For Management 1.7 Elect Director L. Spencer Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- TOWNSQUARE MEDIA, INC. Ticker: TSQ Security ID: 892231101 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director B. James Ford For Against Management 1B Elect Director David Lebow For Against Management 1C Elect Director Bill Wilson For Against Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TRANSACT TECHNOLOGIES INCORPORATED Ticker: TACT Security ID: 892918103 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John M. Dillon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRAVELZOO Ticker: TZOO Security ID: 89421Q205 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Bartel For For Management 1.2 Elect Director Rachel Barnett For For Management 1.3 Elect Director Carrie Liqun Liu For For Management 1.4 Elect Director Mary Reilly For For Management 1.5 Elect Director Beatrice Tarka For For Management 2 Approve Stock Option Plan Grants For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRECORA RESOURCES Ticker: TREC Security ID: 894648104 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary K. Adams For For Management 1.2 Elect Director Karen A. Twitchell For For Management 1.3 Elect Director Simon Upfill-Brown For For Management 1.4 Elect Director Nicholas N. Carter For For Management 1.5 Elect Director Joseph P. Palm For For Management 1.6 Elect Director Pamela R. Butcher For For Management 1.7 Elect Director John R. Townsend For For Management 2 Amend Certificate of Incorporation For For Management 3 Ratify BKM Sowan Horan, LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TREVENA, INC. Ticker: TRVN Security ID: 89532E109 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maxine Gowen For For Management 1.2 Elect Director Julie H. McHugh For For Management 1.3 Elect Director Jake R. Nunn For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRIPLEPOINT VENTURE GROWTH BDC CORP. Ticker: TPVG Security ID: 89677Y100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sajal K. Srivastava For For Management 1.2 Elect Director Stephen A. Cassani For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Issuance of Warrants to For Against Management Subscribe to, Convert to, or Purchase Shares of the Company's Common Stock -------------------------------------------------------------------------------- TURNING POINT BRANDS, INC. Ticker: TPB Security ID: 90041L105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. A. Baxter For Withhold Management 1.2 Elect Director H.C. Charles Diao For For Management 1.3 Elect Director David Glazek For Withhold Management 1.4 Elect Director George W. Hebard, III For For Management 1.5 Elect Director Thomas F. Helms, Jr. For Withhold Management 1.6 Elect Director Lawrence S. Wexler For Withhold Management 1.7 Elect Director Arnold Zimmerman For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TWO RIVER BANCORP Ticker: TRCB Security ID: 90207C105 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph F.X. O'Sullivan For Withhold Management 1.2 Elect Director William D. Moss For Withhold Management 1.3 Elect Director Frank J. Patock, Jr. For Withhold Management 1.4 Elect Director Andrew A. Vitale For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- U.S. ENERGY CORP. Ticker: USEG Security ID: 911805208 Meeting Date: JUL 17, 2017 Meeting Type: Annual Record Date: MAY 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Javier F. Pico For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Two Years One Year Management 5 Approve Issuance of Shares for a For For Management Private Placement 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- U.S. ENERGY CORP. Ticker: USEG Security ID: 911805208 Meeting Date: DEC 27, 2017 Meeting Type: Special Record Date: NOV 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve Reverse Stock Split For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- U.S. GEOTHERMAL INC. Ticker: HTM Security ID: 90338S201 Meeting Date: JUL 06, 2017 Meeting Type: Annual Record Date: MAY 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas J. Glaspey For For Management 1.2 Elect Director Ali G. Hedayat For For Management 1.3 Elect Director Randolph J. Hill For For Management 1.4 Elect Director Paul A. Larkin For Withhold Management 1.5 Elect Director Leland "Roy" L. Mink For For Management 1.6 Elect Director James C. Pappas For For Management 1.7 Elect Director John H. Walker For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Two Years One Year Management -------------------------------------------------------------------------------- U.S. GEOTHERMAL INC. Ticker: HTM Security ID: 90338S201 Meeting Date: APR 19, 2018 Meeting Type: Special Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- UCP, INC. Ticker: UCP Security ID: 90265Y106 Meeting Date: AUG 01, 2017 Meeting Type: Special Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- ULTRALIFE CORPORATION Ticker: ULBI Security ID: 903899102 Meeting Date: JUL 18, 2017 Meeting Type: Annual Record Date: MAY 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Anderson For For Management 1.2 Elect Director Michael D. Popielec For For Management 1.3 Elect Director Thomas L. Saeli For For Management 1.4 Elect Director Robert W. Shaw, II For For Management 1.5 Elect Director Ranjit C. Singh For For Management 1.6 Elect Director Bradford T. Whitmore For For Management 2 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anna T. Chew For For Management 1.2 Elect Director Eugene W. Landy For For Management 1.3 Elect Director Samuel A. Landy For For Management 1.4 Elect Director Stuart D. Levy For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- UNION BANKSHARES, INC. Ticker: UNB Security ID: 905400107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Bourgeois For For Management 1b Elect Director Dawn D. Bugbee For For Management 1c Elect Director Kenneth D. Gibbons For Against Management 1d Elect Director John M. Goodrich For For Management 1e Elect Director Nancy C. Putnam For For Management 1f Elect Director Timothy W. Sargent For For Management 1g Elect Director David S. Silverman For Against Management 1h Elect Director John H. Steel For For Management 1i Elect Director Schuyler W. Sweet For For Management 1j Elect Director Cornelius J. Van Dyke For For Management 2 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- UNITED BANCORP, INC. Ticker: UBCP Security ID: 909911109 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott A. Everson For For Management 1.2 Elect Director Gary W. Glessner For For Management 1.3 Elect Director John M. Hoopingarner For For Management 1.4 Elect Director Richard L. Riesbeck For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Ticker: UCFC Security ID: 909839102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marty E. Adams For For Management 1.2 Elect Director Lee Burdman For For Management 1.3 Elect Director Scott D. Hunter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED STATES ANTIMONY CORPORATION Ticker: UAMY Security ID: 911549103 Meeting Date: DEC 09, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Lawrence For For Management 1.2 Elect Director Gary D. Babbitt For Withhold Management 1.3 Elect Director Hartmut W. Baitis For For Management 1.4 Elect Director Russell C. Lawrence For For Management 1.5 Elect Director Whitney H. Ferer For Withhold Management 1.6 Elect Director Jeffrey D. Wright For Withhold Management 1.7 Elect Director Craig W. Thomas For Withhold Management 2 Ratify DeCoria, Maichel & Teague, P.S. For For Management as Auditors -------------------------------------------------------------------------------- UNITED STATES LIME & MINERALS, INC. Ticker: USLM Security ID: 911922102 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy W. Byrne For For Management 1.2 Elect Director Richard W. Cardin For For Management 1.3 Elect Director Antoine M. Doumet For Withhold Management 1.4 Elect Director Ray M. Harlin For For Management 1.5 Elect Director Billy R. Hughes For For Management 1.6 Elect Director Edward A. Odishaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED-GUARDIAN, INC. Ticker: UG Security ID: 910571108 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Rubinger For Withhold Management 1.2 Elect Director Kenneth H. Globus For Withhold Management 1.3 Elect Director Lawrence F. Maietta For Withhold Management 1.4 Elect Director Arthur M. Dresner For For Management 1.5 Elect Director Andrew A. Boccone For For Management 1.6 Elect Director S. Ari Papoulias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Raich Ende Malter & Co. LLP as For For Management Auditors 4 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- UNITY BANCORP, INC. Ticker: UNTY Security ID: 913290102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Brody For For Management 1.2 Elect Director Raj Patel For For Management 1.3 Elect Director Donald E. Souders, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL SECURITY INSTRUMENTS, INC. Ticker: UUU Security ID: 913821302 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Harvey B. Grossblatt For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. Ticker: USAP Security ID: 913837100 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Ayers For For Management 1.2 Elect Director M. David Kornblatt For For Management 1.3 Elect Director Dennis M. Oates For For Management 1.4 Elect Director Udi Toledano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- UNIVERSAL TECHNICAL INSTITUTE, INC. Ticker: UTI Security ID: 913915104 Meeting Date: MAR 07, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Lennox, Jr. For For Management 1.2 Elect Director Roger S. Penske For For Management 1.3 Elect Director Linda J. Srere For For Management 1.4 Elect Director John C. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UQM TECHNOLOGIES, INC. Ticker: UQM Security ID: 903213106 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: OCT 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2.1 Elect Director Donald W. Vanlandingham For For Management 2.2 Elect Director Joseph R. Mitchell For For Management 2.3 Elect Director Stephen J. Roy For For Management 2.4 Elect Director Joseph P. Sellinger For For Management 2.5 Elect Director John E. Sztykiel For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify Hein & Associates LLP as None None Management Auditors *Withdrawn Resolution* -------------------------------------------------------------------------------- URANIUM ENERGY CORP. Ticker: UEC Security ID: 916896103 Meeting Date: JUL 27, 2017 Meeting Type: Annual Record Date: MAY 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amir Adnani For For Management 1.2 Elect Director Spencer Abraham For For Management 1.3 Elect Director Ivan Obolensky For For Management 1.4 Elect Director Vincent Della Volpe For For Management 1.5 Elect Director David Kong For For Management 1.6 Elect Director Ganpat Mani For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- URANIUM RESOURCES, INC. Ticker: URRE Security ID: 916901705 Meeting Date: JUL 18, 2017 Meeting Type: Annual Record Date: MAY 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Jones For For Management 1.2 Elect Director Marvin K. Kaiser For For Management 1.3 Elect Director Patrick N. Burke For For Management 1.4 Elect Director Tracy D. Pagliara For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. Ticker: UBA Security ID: 917286106 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: JAN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles J. Urstadt For Against Management 1b Elect Director Catherine U. Biddle For Against Management 1c Elect Director Noble O. Carpenter, Jr. For Against Management 1d Elect Director George H.C. Lawrence For Against Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors -------------------------------------------------------------------------------- USA TECHNOLOGIES, INC. Ticker: USAT Security ID: 90328S500 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Barnhart For For Management 1.2 Elect Director Joel Brooks For For Management 1.3 Elect Director Stephen P. Herbert For For Management 1.4 Elect Director Robert L. Metzger For For Management 1.5 Elect Director Albin F. Moschner For For Management 1.6 Elect Director William J. Reilly, Jr. For For Management 1.7 Elect Director William J. Schoch For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- USA TRUCK, INC. Ticker: USAK Security ID: 902925106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D. Reed For For Management 1.2 Elect Director Thomas M. Glaser For For Management 1.3 Elect Director Gary R. Enzor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- UTAH MEDICAL PRODUCTS, INC. Ticker: UTMD Security ID: 917488108 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin L. Cornwell For Withhold Management 1.2 Elect Director Paul O. Richins For Withhold Management 2 Ratify Jones Simkins LLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- VERASTEM, INC. Ticker: VSTM Security ID: 92337C104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Forrester For For Management 1.2 Elect Director Bruce Wendel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VERICEL CORPORATION Ticker: VCEL Security ID: 92346J108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Zerbe For Withhold Management 1.2 Elect Director Alan L. Rubino For Withhold Management 1.3 Elect Director Heidi Hagen For Withhold Management 1.4 Elect Director Steven C. Gilman For Withhold Management 1.5 Elect Director Kevin F. McLaughlin For Withhold Management 1.6 Elect Director Paul Wotton For Withhold Management 1.7 Elect Director Dominick C. Colangelo For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERU INC. Ticker: VERU Security ID: 92536C103 Meeting Date: MAR 20, 2018 Meeting Type: Annual Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Bethune For For Management 1.2 Elect Director Mario Eisenberger For For Management 1.3 Elect Director Harry Fisch For For Management 1.4 Elect Director Mary Margaret Frank For For Management 1.5 Elect Director Lucy Lu For For Management 1.6 Elect Director O.B. Parrish For For Management 1.7 Elect Director Michael L. Rankowitz For For Management 1.8 Elect Director Jesus Socorro For For Management 1.9 Elect Director Mitchell S. Steiner For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VIKING THERAPEUTICS, INC. Ticker: VKTX Security ID: 92686J106 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Lian For Withhold Management 1.2 Elect Director Lawson Macartney For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- VITAL THERAPIES, INC. Ticker: VTL Security ID: 92847R104 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For Withhold Management 1.2 Elect Director Russell J. Cox For For Management 1.3 Elect Director Errol R. Halperin For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VIVEVE MEDICAL, INC. Ticker: VIVE Security ID: 92852W204 Meeting Date: AUG 15, 2017 Meeting Type: Annual Record Date: JUN 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lori Bush For For Management 1.2 Elect Director Daniel Janney For For Management 1.3 Elect Director Debora Jorn For For Management 1.4 Elect Director Arlene Morris For For Management 1.5 Elect Director Jon Plexico For For Management 1.6 Elect Director Patricia Scheller For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5a Authorize Board to Fill Vacancies For Against Management 5b Eliminate Right to Act by Written For Against Management Consent 5c Eliminate Right to Call Special Meeting For Against Management 5d Require Advance Notice for Shareholder For Against Management Nominations and Proposals 5e Change Range for Size of the Board For Against Management 5f Classify the Board of Directors For Against Management 5g Adopt Supermajority Vote Requirement For Against Management for Amendments of Bylaws 5h Adopt Supermajority Vote Requirement For Against Management for Amendments of Certain Provisions of Certificate of Incorporation 5i Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 6 Approve Qualified Employee Stock For For Management Purchase Plan 7 Amend Omnibus Stock Plan For Against Management 8 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- VIVEVE MEDICAL, INC. Ticker: VIVE Security ID: 92852W204 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Janney For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIVUS, INC. Ticker: VVUS Security ID: 928551100 Meeting Date: OCT 27, 2017 Meeting Type: Annual Record Date: SEP 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seth H. Z. Fischer For For Management 1.2 Elect Director Thomas B. King For For Management 1.3 Elect Director David Y. Norton For For Management 1.4 Elect Director Jorge Plutzky For For Management 1.5 Elect Director Eric W. Roberts For Withhold Management 1.6 Elect Director Herman Rosenman For Withhold Management 1.7 Elect Director Allan L. Shaw For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify OUM & Co. LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify the NOL Rights Plan (NOL Pill) For For Management -------------------------------------------------------------------------------- VOXX INTERNATIONAL CORPORATION Ticker: VOXX Security ID: 91829F104 Meeting Date: JUL 20, 2017 Meeting Type: Annual Record Date: MAY 26, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul C. Kreuch, Jr. For For Management 1.2 Elect Director Peter A. Lesser For For Management 1.3 Elect Director Denise Waund Gibson For For Management 1.4 Elect Director John Adamovich, Jr. For For Management 1.5 Elect Director John J. Shalam For Withhold Management 1.6 Elect Director Patrick M. Lavelle For Withhold Management 1.7 Elect Director Charles M. Stoehr For Withhold Management 1.8 Elect Director Ari M. Shalam For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- VSE CORPORATION Ticker: VSEC Security ID: 918284100 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph E. Eberhart For For Management 1.2 Elect Director Mark E. Ferguson, III For For Management 1.3 Elect Director Maurice A. Gauthier For For Management 1.4 Elect Director Calvin S. Koonce For For Management 1.5 Elect Director James F. Lafond For For Management 1.6 Elect Director John E. 'Jack' Potter For For Management 1.7 Elect Director Jack Stultz For For Management 1.8 Elect Director Bonnie K. Wachtel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VTV THERAPEUTICS INC. Ticker: VTVT Security ID: 918385105 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey B. Kindler For Withhold Management 1.2 Elect Director Steven M. Cohen For Withhold Management 1.3 Elect Director John A. Fry For For Management 1.4 Elect Director Paul M. Meister For Withhold Management 1.5 Elect Director Craig C. Parker For For Management 1.6 Elect Director Paul G. Savas For Withhold Management 1.7 Elect Director Noel J. Spiegel For For Management 1.8 Elect Director Howard L. Weiner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTONFIRST BANKSHARES, INC. Ticker: WFBI Security ID: 940730104 Meeting Date: OCT 18, 2017 Meeting Type: Special Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WAYSIDE TECHNOLOGY GROUP, INC. Ticker: WSTG Security ID: 946760105 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simon F. Nynens None None Management *Withdrawn Resolution* 1.2 Elect Director Mike Faith For Withhold Management 1.3 Elect Director Steve DeWindt For Withhold Management 1.4 Elect Director Diana Kurty For Withhold Management 1.5 Elect Director Jeffrey R. Geygan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- WEST BANCORPORATION, INC. Ticker: WTBA Security ID: 95123P106 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven K. Gaer For For Management 1.2 Elect Director Michael J. Gerdin For For Management 1.3 Elect Director Kaye R. Lozier For For Management 1.4 Elect Director Sean P. McMurray For For Management 1.5 Elect Director David R. Milligan For For Management 1.6 Elect Director George D. Milligan For For Management 1.7 Elect Director David D. Nelson For For Management 1.8 Elect Director James W. Noyce For For Management 1.9 Elect Director Robert G. Pulver For For Management 1.10 Elect Director Lou Ann Sandburg For For Management 1.11 Elect Director Steven T. Schuler For For Management 1.12 Elect Director Philip Jason Worth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WEST MARINE, INC. Ticker: WMAR Security ID: 954235107 Meeting Date: SEP 12, 2017 Meeting Type: Special Record Date: AUG 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WESTBURY BANCORP, INC. Ticker: WBBW Security ID: 95727P106 Meeting Date: FEB 21, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg J. Remus For For Management 1.2 Elect Director Donald J. Murn For For Management 1.3 Elect Director Stephen W. Sinner For For Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTELL TECHNOLOGIES, INC. Ticker: WSTL Security ID: 957541204 Meeting Date: SEP 12, 2017 Meeting Type: Annual Record Date: JUL 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew B. Brady For For Management 1.2 Elect Director Kirk R. Brannock For For Management 1.3 Elect Director Robert W. Foskett For Withhold Management 1.4 Elect Director Dennis O. Harris For For Management 1.5 Elect Director Robert C. Penny, III For Withhold Management 1.6 Elect Director Cary B. Wood For For Management 1.7 Elect Director Mark A. Zorko For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- WESTERN NEW ENGLAND BANCORP, INC. Ticker: WNEB Security ID: 958892101 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Hagan For For Management 1.2 Elect Director William D. Masse For For Management 1.3 Elect Director Gregg F. Orlen For For Management 1.4 Elect Director Philip R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- WESTWATER RESOURCES, INC. Ticker: WWR Security ID: 961684107 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For Against Management Acquisition 2.1 Elect Director Terence J. Cryan For For Management 2.2 Elect Director Christopher M. Jones For For Management 2.3 Elect Director Marvin K. Kaiser For For Management 2.4 Elect Director Tracy D. Pagliara For For Management 2.5 Elect Director Patrick N. Burke For Withhold Management 3 Ratify Moss Adams LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WHITEHORSE FINANCE, INC. Ticker: WHF Security ID: 96524V106 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Stuart Aronson For For Management 1B Elect Director Jay Carvell For For Management 1C Elect Director Rick P. Frier For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- WIDEPOINT CORPORATION Ticker: WYY Security ID: 967590100 Meeting Date: DEC 14, 2017 Meeting Type: Annual Record Date: OCT 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Howe For Withhold Management 1.2 Elect Director Philip Richter For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLIS LEASE FINANCE CORPORATION Ticker: WLFC Security ID: 970646105 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Keady For Withhold Management 1.2 Elect Director Austin C. Willis For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WPCS INTERNATIONAL INCORPORATED Ticker: WPCS Security ID: 92931L401 Meeting Date: JAN 30, 2018 Meeting Type: Special Record Date: DEC 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to DropCar, Inc. For For Management 3 Approve Reverse Stock Split For Against Management 4 Amend Omnibus Stock Plan For Against Management 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- XCEL BRANDS, INC. Ticker: XELB Security ID: 98400M101 Meeting Date: OCT 23, 2017 Meeting Type: Annual Record Date: SEP 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. D'Loren For For Management 1.2 Elect Director Mark DiSanto For Withhold Management 1.3 Elect Director Michael R. Francis For For Management 1.4 Elect Director Benjamin Malka For For Management 1.5 Elect Director Richard Kirschenbaum For Withhold Management 1.6 Elect Director Howard Liebman For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- XOMA CORPORATION Ticker: XOMA Security ID: 98419J206 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Neal For For Management 1.2 Elect Director W. Denman Van Ness For For Management 1.3 Elect Director Joseph M. Limber For For Management 1.4 Elect Director Jack L. Wyszomierski For For Management 1.5 Elect Director Matthew D. Perry For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XPLORE TECHNOLOGIES CORP. Ticker: XPLR Security ID: 983950700 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea Goren For For Management 1.2 Elect Director Thomas B. Pickens, III For For Management 1.3 Elect Director Donald F. Neville For For Management 1.4 Elect Director Kent A. Misemer For For Management 1.5 Elect Director Robert N. McFarland For For Management 2 Ratify GBH CPAs, PC as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- YIELD10 BIOSCIENCE, INC. Ticker: YTEN Security ID: 98585K201 Meeting Date: DEC 27, 2017 Meeting Type: Special Record Date: OCT 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- YIELD10 BIOSCIENCE, INC. Ticker: YTEN Security ID: 98585K201 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Sinskey For For Management 1.2 Elect Director Richard W. Hamilton For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Increase Authorized Common Stock For For Management 4 Ratify RSM US LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- YUME, INC. Ticker: YUME Security ID: 98872B104 Meeting Date: JUL 27, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director John Mutch For For Management 2b Elect Director Stephen Domenik For For Management 2c Elect Director Brian Kelley For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- ZEDGE, INC. Ticker: ZDGE Security ID: 98923T104 Meeting Date: JAN 17, 2018 Meeting Type: Annual Record Date: NOV 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd Feldman For For Management 1.2 Elect Director Mark Ghermezian For For Management 1.3 Elect Director Elliot Gibber For For Management 1.4 Elect Director Howard S. Jonas For Against Management 1.5 Elect Director Michael Jonas For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management ============================= WILSHIRE US REIT ETF ============================= ACADIA REALTY TRUST Ticker: AKR Security ID: 004239109 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth F. Bernstein For For Management 1b Elect Director Douglas Crocker, II For Against Management 1c Elect Director Lorrence T. Kellar For For Management 1d Elect Director Wendy Luscombe For Against Management 1e Elect Director William T. Spitz For For Management 1f Elect Director Lynn C. Thurber For For Management 1g Elect Director Lee S. Wielansky For For Management 1h Elect Director C. David Zoba For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALEXANDER'S, INC. Ticker: ALX Security ID: 014752109 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Mandelbaum For Withhold Management 1.2 Elect Director Arthur I. Sonnenblick For For Management 1.3 Elect Director Richard R. West For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For Against Management 1.5 Elect Director Maria C. Freire For Against Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 1.8 Elect Director Michael A. Woronoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Larry E. Finger For For Management 1.3 Elect Director Duane A. Nelles For Withhold Management 1.4 Elect Director Thomas S. Olinger For Withhold Management 1.5 Elect Director Robert S. Sullivan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director William Blakeley For For Management Chandlee, III 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Wayne Hughes For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director John 'Jack' Corrigan For For Management 1.4 Elect Director Dann V. Angeloff For For Management 1.5 Elect Director Douglas N. Benham For For Management 1.6 Elect Director Tamara Hughes Gustavson For For Management 1.7 Elect Director Matthew J. Hart For For Management 1.8 Elect Director James H. Kropp For For Management 1.9 Elect Director Kenneth M. Woolley For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R101 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director J. Landis Martin For For Management 1.4 Elect Director Robert A. Miller For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director Ann Sperling For For Management 1.7 Elect Director Michael A. Stein For For Management 1.8 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Stock Ownership Limitations For For Management -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce H. Matson For For Management 1.2 Elect Director Blythe J. McGarvie For For Management 1.3 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Ticker: AHT Security ID: 044103109 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Benjamin J. Ansell For For Management 1.3 Elect Director Amish Gupta For For Management 1.4 Elect Director Kamal Jafarnia For For Management 1.5 Elect Director Frederick J. Kleisner For For Management 1.6 Elect Director Sheri L. Pantermuehl For For Management 1.7 Elect Director Alan L. Tallis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For Against Management 1b Elect Director Terry S. Brown For Against Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For For Management 1e Elect Director Stephen P. Hills For For Management 1f Elect Director Richard J. Lieb For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director Peter S. Rummell For Against Management 1i Elect Director H. Jay Sarles For Against Management 1j Elect Director Susan Swanezy For For Management 1k Elect Director W. Edward Walter For Against Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director Bruce W. Duncan For For Management 1.3 Elect Director Karen E. Dykstra For For Management 1.4 Elect Director Carol B. Einiger For For Management 1.5 Elect Director Jacob A. Frenkel For For Management 1.6 Elect Director Joel I. Klein For For Management 1.7 Elect Director Douglas T. Linde For For Management 1.8 Elect Director Matthew J. Lustig For For Management 1.9 Elect Director Owen D. Thomas For For Management 1.10 Elect Director Martin Turchin For For Management 1.11 Elect Director David A. Twardock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST Ticker: BDN Security ID: 105368203 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Diggs For For Management 1b Elect Director Wyche Fowler For For Management 1c Elect Director H. Richard Haverstick, For For Management Jr. 1d Elect Director Terri A. Herubin For For Management 1e Elect Director Michael J. Joyce For For Management 1f Elect Director Anthony A. Nichols, Sr. For For Management 1g Elect Director Charles P. Pizzi For For Management 1h Elect Director Gerard H. Sweeney For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management 5 Opt Out of the State's Control Share For For Management Acquisition Law 6 Amend Declaration of Trust to Provide For For Management Shareholders the Ability to Amend the Bylaws -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Sheryl M. Crosland For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Daniel B. Hurwitz For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Scott S. Ingraham For For Management 1.4 Elect Director Renu Khator For For Management 1.5 Elect Director William B. McGuire, Jr. For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CARE CAPITAL PROPERTIES, INC. Ticker: CCP Security ID: 141624106 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovitz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Gary L. Bryenton For For Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Matthew S. Dominski For For Management 1.6 Elect Director John D. Griffith For For Management 1.7 Elect Director Richard J. Lieb For For Management 1.8 Elect Director Gary J. Nay For For Management 1.9 Elect Director Kathleen M. Nelson For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CEDAR REALTY TRUST, INC. Ticker: CDR Security ID: 150602209 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abraham Eisenstat For For Management 1.2 Elect Director Gregg A. Gonsalves For For Management 1.3 Elect Director Pamela N. Hootkin For For Management 1.4 Elect Director Steven G. Rogers For For Management 1.5 Elect Director Bruce J. Schanzer For For Management 1.6 Elect Director Roger M. Widmann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Give Stockholders Power to Amend and Adopt Bylaws -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Gerald Goldsmith For Withhold Management 1.2 Elect Director Rolf E. Ruhfus For For Management 1.3 Elect Director Jeffrey H. Fisher For For Management 1.4 Elect Director Thomas J. Crocker For Withhold Management 1.5 Elect Director Robert Perlmutter For For Management 1.6 Elect Director Jack P. DeBoer For For Management 1.7 Elect Director Miles Berger For For Management 1.8 Elect Director Edwin B. Brewer, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST Ticker: CHSP Security ID: 165240102 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Francis For For Management 1.2 Elect Director Douglas W. Vicari For For Management 1.3 Elect Director Thomas A. Natelli For For Management 1.4 Elect Director Angelique G. Brunner For For Management 1.5 Elect Director Thomas D. Eckert For For Management 1.6 Elect Director John W. Hill For For Management 1.7 Elect Director George F. McKenzie None None Management *Withdrawn Resolution* 1.8 Elect Director Jeffrey D. Nuechterlein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Richard W. Carpenter For For Management 1.3 Elect Director John L. Dixon For For Management 1.4 Elect Director David B. Henry For For Management 1.5 Elect Director Murray J. McCabe For For Management 1.6 Elect Director E. Nelson Mills For For Management 1.7 Elect Director Constance B. Moore For For Management 1.8 Elect Director Michael S. Robb For For Management 1.9 Elect Director George W. Sands For For Management 1.10 Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Adopt Majority Vote to Approve Merger For For Management or Business Combinations 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795106 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Edward M. Casal For For Management 1c Elect Director Robert M. Chapman For For Management 1d Elect Director Lawrence L. For For Management Gellerstedt, III 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director S. Taylor Glover For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Piero Bussani For For Management 1.2 Elect Director Dorothy Dowling For For Management 1.3 Elect Director John W. Fain For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Christopher P. Marr For For Management 1.6 Elect Director John F. Remondi For For Management 1.7 Elect Director Jeffrey F. Rogatz For For Management 1.8 Elect Director Deborah Ratner Salzberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Ferdman For For Management 1.2 Elect Director John W. Gamble, Jr. For For Management 1.3 Elect Director Michael A. Klayko For For Management 1.4 Elect Director T. Tod Nielsen For For Management 1.5 Elect Director Alex Shumate For For Management 1.6 Elect Director William E. Sullivan For For Management 1.7 Elect Director Lynn A. Wentworth For For Management 1.8 Elect Director Gary J. Wojtaszek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. Ticker: DCT Security ID: 233153204 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip L. Hawkins For For Management 1b Elect Director Marilyn A. Alexander For For Management 1c Elect Director Thomas F. August For For Management 1d Elect Director John S. Gates, Jr. For For Management 1e Elect Director Raymond B. Greer For For Management 1f Elect Director Tripp H. Hardin For For Management 1g Elect Director Tobias Hartmann For For Management 1h Elect Director Marcus L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DDR CORP. Ticker: DDR Security ID: 23317H102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For For Management 1.2 Elect Director Jane E. DeFlorio For For Management 1.3 Elect Director Thomas Finne For For Management 1.4 Elect Director David R. Lukes For For Management 1.5 Elect Director Victor B. MacFarlane For For Management 1.6 Elect Director Alexander Otto For For Management 1.7 Elect Director Scott D. Roulston For For Management 1.8 Elect Director Barry A. Sholem For For Management 2 Eliminate Cumulative Voting For For Management 3 Provide Proxy Access Right For For Management 4 Approve Reverse Stock Split For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. McCarten For For Management 1.2 Elect Director Daniel J. Altobello For For Management 1.3 Elect Director Timothy R. Chi For For Management 1.4 Elect Director Maureen L. McAvey For For Management 1.5 Elect Director Gilbert T. Ray For For Management 1.6 Elect Director William J. Shaw For For Management 1.7 Elect Director Bruce D. Wardinski For For Management 1.8 Elect Director Mark W. Brugger For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: SEP 13, 2017 Meeting Type: Special Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Laurence A. Chapman For For Management 1B Elect Director Michael A. Coke For For Management 1C Elect Director Kevin J. Kennedy For Against Management 1D Elect Director William G. LaPerch For Against Management 1E Elect Director Afshin Mohebbi For For Management 1F Elect Director Mark R. Patterson For For Management 1G Elect Director Mary Hogan Preusse For For Management 1H Elect Director John T. Roberts, Jr. For For Management 1I Elect Director Dennis E. Singleton For For Management 1J Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For Withhold Management 1.9 Elect Director William E. Simon, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Case For For Management 1b Elect Director William Cavanaugh, III For For Management 1c Elect Director Alan H. Cohen For For Management 1d Elect Director James B. Connor For For Management 1e Elect Director Ngaire E. Cuneo For For Management 1f Elect Director Charles R. Eitel For For Management 1g Elect Director Norman K. Jenkins For For Management 1h Elect Director Melanie R. Sabelhaus For For Management 1i Elect Director Peter M. Scott, III For For Management 1j Elect Director David P. Stockert For For Management 1k Elect Director Chris Sultemeier For For Management 1l Elect Director Michael E. Szymanczyk For For Management 1m Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. Ticker: DFT Security ID: 26613Q106 Meeting Date: SEP 13, 2017 Meeting Type: Special Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Trimble, III For For Management 1.2 Elect Director Darrell W. Crate For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For Withhold Management 1.5 Elect Director Cynthia A. Fisher For Withhold Management 1.6 Elect Director Emil W. Henry, Jr. For Withhold Management 1.7 Elect Director James E. Mead For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director Fredric H. Gould For For Management 1g Elect Director David H. Hoster, II For For Management 1h Elect Director Marshall A. Loeb For For Management 1i Elect Director Mary E. McCormick For For Management 1j Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. Ticker: EDR Security ID: 28140H203 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John V. Arabia For For Management 1.2 Elect Director Randall L. Churchey For For Management 1.3 Elect Director Kimberly K. Schaefer For For Management 1.4 Elect Director Howard A. Silver For For Management 1.5 Elect Director John T. Thomas For For Management 1.6 Elect Director Thomas Trubiana For For Management 1.7 Elect Director Wendell W. Weakley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPIRE STATE REALTY TRUST, INC. Ticker: ESRT Security ID: 292104106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Malkin For For Management 1.2 Elect Director William H. Berkman For Withhold Management 1.3 Elect Director Leslie D. Biddle For Withhold Management 1.4 Elect Director Thomas J. DeRosa For For Management 1.5 Elect Director Steven J. Gilbert For Withhold Management 1.6 Elect Director S. Michael Giliberto For Withhold Management 1.7 Elect Director James D. Robinson, IV For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director Scott Kriens For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Christopher Paisley For For Management 1.8 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For For Management 1.2 Elect Director James S. Corl For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director Edward A. Glickman For For Management 1.5 Elect Director David A. Helfand For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director James L. Lozier, Jr. For For Management 1.8 Elect Director Mary Jane Robertson For For Management 1.9 Elect Director Kenneth Shea For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Calian For For Management 1.2 Elect Director David Contis For Withhold Management 1.3 Elect Director Constance Freedman For For Management 1.4 Elect Director Thomas Heneghan For For Management 1.5 Elect Director Tao Huang For For Management 1.6 Elect Director Marguerite Nader For For Management 1.7 Elect Director Sheli Rosenberg For Withhold Management 1.8 Elect Director Howard Walker For For Management 1.9 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles L. Atwood For For Management 1.2 Elect Director Linda Walker Bynoe For For Management 1.3 Elect Director Connie K. Duckworth For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Bradley A. Keywell For For Management 1.6 Elect Director John E. Neal For For Management 1.7 Elect Director David J. Neithercut For For Management 1.8 Elect Director Mark S. Shapiro For For Management 1.9 Elect Director Gerald A. Spector For For Management 1.10 Elect Director Stephen E. Sterrett For For Management 1.11 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Amal M. Johnson For For Management 1.3 Elect Director Irving F. Lyons, III For Withhold Management 1.4 Elect Director George M. Marcus For For Management 1.5 Elect Director Thomas E. Robinson For For Management 1.6 Elect Director Michael J. Schall For For Management 1.7 Elect Director Byron A. Scordelis For Withhold Management 1.8 Elect Director Janice L. Sears For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Ashley Dreier For For Management 1.5 Elect Director Spencer F. Kirk For For Management 1.6 Elect Director Dennis J. Letham For For Management 1.7 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FELCOR LODGING TRUST INCORPORATED Ticker: FCH Security ID: 31430F101 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUL 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Matthew S. Dominski For For Management 1.3 Elect Director Bruce W. Duncan For For Management 1.4 Elect Director H. Patrick Hackett, Jr. For For Management 1.5 Elect Director John Rau For For Management 1.6 Elect Director L. Peter Sharpe For For Management 1.7 Elect Director W. Ed Tyler For For Management 1.8 Elect Director Denise A. Olsen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST Ticker: FPO Security ID: 33610F109 Meeting Date: SEP 26, 2017 Meeting Type: Special Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FOREST CITY REALTY TRUST, INC. Ticker: FCE.A Security ID: 345605109 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Z. Jamie Behar For For Management 1.3 Elect Director Michelle Felman For For Management 1.4 Elect Director Jerome J. Lande For For Management 1.5 Elect Director David J. LaRue For For Management 1.6 Elect Director Adam S. Metz For For Management 1.7 Elect Director Gavin T. Molinelli For For Management 1.8 Elect Director Marran H. Ogilvie For For Management 1.9 Elect Director Mark S. Ordan For For Management 1.10 Elect Director James A. Ratner For Withhold Management 1.11 Elect Director William R. Roberts For For Management 1.12 Elect Director Robert A. Schriesheim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Ticker: FSP Security ID: 35471R106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John N. Burke For Withhold Management 1.2 Elect Director Kenneth A. Hoxsie For Withhold Management 1.3 Elect Director Kathryn P. O'Neil For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GGP INC. Ticker: GGP Security ID: 36174X101 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard B. Clark For For Management 1b Elect Director Mary Lou Fiala For For Management 1c Elect Director J. Bruce Flatt For For Management 1d Elect Director Janice R. Fukakusa For For Management 1e Elect Director John K. Haley For For Management 1f Elect Director Daniel B. Hurwitz For For Management 1g Elect Director Brian W. Kingston For For Management 1h Elect Director Christina M. Lofgren For For Management 1i Elect Director Sandeep Mathrani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST Ticker: GOV Security ID: 38376A103 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara D. Gilmore For Withhold Management 1.2 Elect Director Elena B. Poptodorova For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Thomas M. Herzog For For Management 1e Elect Director Peter L. Rhein For For Management 1f Elect Director Joseph P. Sullivan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Ticker: HR Security ID: 421946104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Emery For For Management 1.2 Elect Director Todd J. Meredith For For Management 1.3 Elect Director Nancy H. Agee For For Management 1.4 Elect Director Edward H. Braman For For Management 1.5 Elect Director Peter F. Lyle, Sr. For For Management 1.6 Elect Director Edwin B. Morris, III For For Management 1.7 Elect Director John Knox Singleton For For Management 1.8 Elect Director Bruce D. Sullivan For For Management 1.9 Elect Director Christann M. Vasquez For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 12, 2017 Meeting Type: Annual Record Date: APR 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For Against Management 1c Elect Director Maurice J. DeWald For For Management 1d Elect Director Warren D. Fix For Against Management 1e Elect Director Peter N. Foss For For Management 1f Elect Director Daniel S. Henson For Against Management 1g Elect Director Larry L. Mathis For Against Management 1h Elect Director Gary T. Wescombe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST Ticker: HT Security ID: 427825500 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay H. Shah For For Management 1b Elect Director Thomas J. Hutchison, III For For Management 1c Elect Director Donald J. Landry For For Management 1d Elect Director Michael A. Leven For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Carlos E. Evans For For Management 1.4 Elect Director Edward J. Fritsch For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Anne H. Lloyd For For Management 1.8 Elect Director O. Temple Sloan, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST Ticker: HPT Security ID: 44106M102 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William A. Lamkin For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Proxy Access Right Against For Shareholder 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Ann McLaughlin Korologos For For Management 1.4 Elect Director Richard E. Marriott For For Management 1.5 Elect Director Sandeep L. Mathrani For For Management 1.6 Elect Director John B. Morse, Jr. For For Management 1.7 Elect Director Mary Hogan Preusse For For Management 1.8 Elect Director Walter C. Rakowich For For Management 1.9 Elect Director James F. Risoleo For For Management 1.10 Elect Director Gordon H. Smith For For Management 1.11 Elect Director A. William Stein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Andrea Wong For For Management 1.4 Elect Director Richard B. Fried For For Management 1.5 Elect Director Jonathan M. Glaser For For Management 1.6 Elect Director Robert L. Harris, II For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Michael Nash For For Management 1.10 Elect Director Barry A. Porter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730103 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeffrey P. Caira For For Management 1B Elect Director Michael T. Dance For For Management 1C Elect Director Mark O. Decker, Jr. For For Management 1D Elect Director Linda J. Hall For For Management 1E Elect Director Terrance P. Maxwell For For Management 1F Elect Director Jeffrey L. Miller For For Management 1G Elect Director John A. Schissel For For Management 1H Elect Director John D. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INVITATION HOMES INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryce Blair For Withhold Management 1.2 Elect Director Frederick C. Tuomi For For Management 1.3 Elect Director Richard D. Bronson For For Management 1.4 Elect Director Kenneth A. Caplan For For Management 1.5 Elect Director Michael D. Fascitelli For For Management 1.6 Elect Director Robert G. Harper For For Management 1.7 Elect Director Jeffrey E. Kelter For For Management 1.8 Elect Director John B. Rhea For For Management 1.9 Elect Director Janice L. Sears For For Management 1.10 Elect Director William J. Stein For For Management 1.11 Elect Director Barry S. Sternlicht For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JBG SMITH PROPERTIES Ticker: JBGS Security ID: 46590V100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Matthew Kelly For For Management 1.2 Elect Director Mitchell N. Schear For For Management 1.3 Elect Director Ellen Shuman For For Management 1.4 Elect Director John F. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Opt Out of Section 3-804(c) of the MGCL For For Management -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John B. Kilroy, Jr. For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Ticker: KIM Security ID: 49446R109 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Cooper For For Management 1b Elect Director Philip E. Coviello For For Management 1c Elect Director Richard G. Dooley For For Management 1d Elect Director Conor C. Flynn For For Management 1e Elect Director Joe Grills For For Management 1f Elect Director Frank Lourenso For For Management 1g Elect Director Colombe M. Nicholas For For Management 1h Elect Director Mary Hogan Preusse For For Management 1i Elect Director Richard B. Saltzman For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KITE REALTY GROUP TRUST Ticker: KRG Security ID: 49803T300 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Kite For For Management 1b Elect Director William E. Bindley For Against Management 1c Elect Director Victor J. Coleman For Against Management 1d Elect Director Lee A. Daniels For Against Management 1e Elect Director Gerald W. Grupe For For Management 1f Elect Director Christie B. Kelly For For Management 1g Elect Director David R. O'Reilly For For Management 1h Elect Director Barton R. Peterson For Against Management 1i Elect Director Charles H. Wurtzebach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES Ticker: LHO Security ID: 517942108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Barnello For For Management 1.2 Elect Director Denise M. Coll For For Management 1.3 Elect Director Jeffrey T. Foland For For Management 1.4 Elect Director Darryl Hartley-Leonard For For Management 1.5 Elect Director Jeffrey L. Martin For For Management 1.6 Elect Director Stuart L. Scott For For Management 1.7 Elect Director Donald A. Washburn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Shareholders the Ability to For Against Management Amend the Bylaws -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. DeLoach, Jr. For For Management 1.2 Elect Director Katherine Elizabeth For For Management Dietze 1.3 Elect Director Antonio F. Fernandez For For Management 1.4 Elect Director Daniel P. Garton For For Management 1.5 Elect Director Robert G. Gifford For For Management 1.6 Elect Director William P. Hankowsky For For Management 1.7 Elect Director David L. Lingerfelt For For Management 1.8 Elect Director Marguerite M. Nader For For Management 1.9 Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management Shareholders to Amend the Bylaws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Rogers For For Management 1.2 Elect Director Charles E. Lannon For For Management 1.3 Elect Director Stephen R. Rusmisel For For Management 1.4 Elect Director Arthur L. Havener, Jr. For For Management 1.5 Elect Director Mark G. Barberio For For Management 1.6 Elect Director Carol Hansell For For Management 1.7 Elect Director Dana Hamilton For For Management 1.8 Elect Director Edward J. Pettinella For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION Ticker: CLI Security ID: 554489104 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Mack For For Management 1.2 Elect Director Alan S. Bernikow For For Management 1.3 Elect Director Michael J. DeMarco For For Management 1.4 Elect Director Kenneth M. Duberstein For For Management 1.5 Elect Director Nathan Gantcher For For Management 1.6 Elect Director David S. Mack For For Management 1.7 Elect Director Alan G. Philibosian For For Management 1.8 Elect Director Irvin D. Reid For For Management 1.9 Elect Director Rebecca Robertson For For Management 1.10 Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine B. Elflein For Withhold Management 1.2 Elect Director Eugene W. Landy For Withhold Management 1.3 Elect Director Michael P. Landy For Withhold Management 1.4 Elect Director Samuel A. Landy For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONOGRAM RESIDENTIAL TRUST, INC. Ticker: MORE Security ID: 60979P105 Meeting Date: SEP 14, 2017 Meeting Type: Special Record Date: AUG 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert T. Webb For For Management 2 Amend Stock Option Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Kevin M. Howard For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Mark Van Mourick For For Management 1i Elect Director Rebecca L. Steinfort For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Ticker: NXRT Security ID: 65341D102 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Dondero For For Management 1b Elect Director Brian Mitts For For Management 1c Elect Director Edward Constantino For For Management 1d Elect Director Scott Kavanaugh For Withhold Management 1e Elect Director Arthur Laffer For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHSTAR REALTY EUROPE CORP. Ticker: NRE Security ID: 66706L101 Meeting Date: AUG 17, 2017 Meeting Type: Annual Record Date: JUL 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David T. Hamamoto For For Management 1.2 Elect Director Richard B. Saltzman For For Management 1.3 Elect Director Mario Chisholm For For Management 1.4 Elect Director Judith A. Hannaway For Withhold Management 1.5 Elect Director Dianne Hurley For Withhold Management 1.6 Elect Director Oscar Junquera For For Management 1.7 Elect Director Wesley D. Minami For Withhold Management 2 Ratify PricewaterhouseCoopers, Societe For For Management cooperative as Auditors -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 08, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kapila K. Anand For For Management 1.2 Elect Director Craig M. Bernfield For Withhold Management 1.3 Elect Director Norman R. Bobins For For Management 1.4 Elect Director Craig R. Callen For For Management 1.5 Elect Director Barbara B. Hill For For Management 1.6 Elect Director Edward Lowenthal For For Management 1.7 Elect Director Ben W. Perks For For Management 1.8 Elect Director C. Taylor Pickett For For Management 1.9 Elect Director Stephen D. Plavin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Dan Emmett For Against Management 1e Elect Director Lizanne Galbreath For Against Management 1f Elect Director Karin Klein For For Management 1g Elect Director Peter Linneman For For Management 1h Elect Director Katharina Otto-Bernstein For For Management 1i Elect Director Mark Patterson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PARKWAY, INC. Ticker: PKY Security ID: 70156Q107 Meeting Date: SEP 25, 2017 Meeting Type: Special Record Date: AUG 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST Ticker: PEB Security ID: 70509V100 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Bortz For For Management 1b Elect Director Cydney C. Donnell For For Management 1c Elect Director Ron E. Jackson For For Management 1d Elect Director Phillip M. Miller For For Management 1e Elect Director Michael J. Schall For For Management 1f Elect Director Earl E. Webb For For Management 1g Elect Director Laura H. Wright For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Ticker: PEI Security ID: 709102107 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Alburger, Jr. For For Management 1.2 Elect Director Joseph F. Coradino For For Management 1.3 Elect Director Michael J. DeMarco For For Management 1.4 Elect Director JoAnne A. Epps For For Management 1.5 Elect Director Leonard I. Korman For For Management 1.6 Elect Director Mark E. Pasquerilla For For Management 1.7 Elect Director Charles P. Pizzi For For Management 1.8 Elect Director John J. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Nonqualified Employee Stock For For Management Purchase Plan 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly H. Barrett For For Management 1.2 Elect Director Wesley E. Cantrell For For Management 1.3 Elect Director Barbara B. Lang For For Management 1.4 Elect Director Frank C. McDowell For For Management 1.5 Elect Director Donald A. Miller For For Management 1.6 Elect Director Raymond G. Milnes, Jr. For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Provide Shareholders the Right to For For Management Amend the Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director Cristina G. Bita For For Management 1c Elect Director George L. Fotiades For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director J. Michael Losh For For Management 1f Elect Director Irving F. Lyons, III For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Olivier Piani For For Management 1i Elect Director Jeffrey L. Skelton For For Management 1j Elect Director Carl B. Webb For For Management 1k Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Sara Grootwassink Lewis For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director Ronald P. Spogli For For Management 1.9 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Bylaws For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Ticker: QTS Security ID: 74736A103 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad L. Williams For For Management 1.2 Elect Director John W. Barter For For Management 1.3 Elect Director William O. Grabe For Withhold Management 1.4 Elect Director Catherine R. Kinney For For Management 1.5 Elect Director Peter A. Marino For For Management 1.6 Elect Director Scott D. Miller For For Management 1.7 Elect Director Philip P. Trahanas For For Management 1.8 Elect Director Stephen E. Westhead For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALITY CARE PROPERTIES, INC. Ticker: QCP Security ID: 747545101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn G. Cohen For For Management 1.2 Elect Director Jerry L. Doctrow For For Management 1.3 Elect Director Paul J. Klaassen For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Philip R. Schimmel For For Management 1.6 Elect Director Kathleen Smalley For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST Ticker: RPT Security ID: 751452202 Meeting Date: JUN 18, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Blank For For Management 1.2 Elect Director Dennis Gershenson For For Management 1.3 Elect Director Arthur H. Goldberg For For Management 1.4 Elect Director Brian Harper For For Management 1.5 Elect Director David J. Nettina For For Management 1.6 Elect Director Joel M. Pashcow For For Management 1.7 Elect Director Laurie M. Shahon For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Stein, Jr. For For Management 1b Elect Director Joseph F. Azrack For For Management 1c Elect Director Bryce Blair For For Management 1d Elect Director C. Ronald Blankenship For For Management 1e Elect Director Deirdre J. Evens For For Management 1f Elect Director Mary Lou Fiala For For Management 1g Elect Director Peter D. Linneman For For Management 1h Elect Director David P. O'Connor For For Management 1i Elect Director Lisa Palmer For For Management 1j Elect Director John C. Schweitzer For For Management 1k Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For Withhold Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For Withhold Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Robert G. Gifford For For Management 1.4 Elect Director Gerald M. Gorski For For Management 1.5 Elect Director Steven P. Grimes For For Management 1.6 Elect Director Richard P. Imperiale For For Management 1.7 Elect Director Peter L. Lynch For For Management 1.8 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For Withhold Management 1.8 Elect Director Peter E. Schwab For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RLJ LODGING TRUST Ticker: RLJ Security ID: 74965L101 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUL 06, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RLJ LODGING TRUST Ticker: RLJ Security ID: 74965L101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Johnson For For Management 1.2 Elect Director Leslie D. Hale For For Management 1.3 Elect Director Evan Bayh For For Management 1.4 Elect Director Arthur R. Collins For For Management 1.5 Elect Director Nathaniel A. Davis For For Management 1.6 Elect Director Patricia L. Gibson For For Management 1.7 Elect Director Robert M. La Forgia For For Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director Glenda G. McNeal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director Alvin Bowles, Jr. For For Management 1d Elect Director Ellen Levine For For Management 1e Elect Director Fazal Merchant For For Management 1f Elect Director Patrick Q. Moore For For Management 1g Elect Director Robert S. Prather, Jr. For For Management 1h Elect Director Colin V. Reed For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Effectuate a Tax-Deferred Spin-Off of None Against Shareholder the Company's Entertainment Business -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: AUG 15, 2017 Meeting Type: Special Record Date: JUN 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For Against Management 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig A. Barbarosh For For Management 1b Elect Director Robert A. Ettl For For Management 1c Elect Director Michael J. Foster For For Management 1d Elect Director Ronald G. Geary For For Management 1e Elect Director Raymond J. Lewis For For Management 1f Elect Director Jeffrey A. Malehorn For For Management 1g Elect Director Richard K. Matros For For Management 1h Elect Director Milton J. Walters For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAUL CENTERS, INC. Ticker: BFS Security ID: 804395101 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip D. Caraci For For Management 1.2 Elect Director Earl A. Powell, III For For Management 1.3 Elect Director Mark Sullivan, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST Ticker: SNH Security ID: 81721M109 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa Harris Jones For Withhold Management 1.2 Elect Director Jennifer B. Clark For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate or Restrict Severance Against Against Shareholder Agreements (Change-in-Control) -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For Against Management 1b Elect Director Lauren B. Dillard For For Management 1c Elect Director Stephen L. Green For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Ticker: STAG Security ID: 85254J102 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Butcher For For Management 1.2 Elect Director Virgis W. Colbert For For Management 1.3 Elect Director Michelle Dilley For For Management 1.4 Elect Director Jeffrey D. Furber For For Management 1.5 Elect Director Larry T. Guillemette For For Management 1.6 Elect Director Francis X. Jacoby, III For For Management 1.7 Elect Director Christopher P. Marr For For Management 1.8 Elect Director Hans S. Weger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SUMMIT HOTEL PROPERTIES, INC. Ticker: INN Security ID: 866082100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Hansen For For Management 1.2 Elect Director Bjorn R. L. Hanson For Withhold Management 1.3 Elect Director Jeffrey W. Jones For For Management 1.4 Elect Director Kenneth J. Kay For For Management 1.5 Elect Director Thomas W. Storey For Withhold Management 1.6 Elect Director Hope S. Taitz For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gary A. Shiffman For For Management 1B Elect Director Meghan G. Baivier For For Management 1C Elect Director Stephanie W. Bergeron For For Management 1D Elect Director Brian M. Hermelin For For Management 1E Elect Director Ronald A. Klein For For Management 1F Elect Director Clunet R. Lewis For For Management 1G Elect Director Arthur A. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. Ticker: SHO Security ID: 867892101 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John V. Arabia For For Management 1.2 Elect Director W. Blake Baird For For Management 1.3 Elect Director Andrew Batinovich For For Management 1.4 Elect Director Z. Jamie Behar For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Murray J. McCabe For For Management 1.7 Elect Director Douglas M. Pasquale For For Management 1.8 Elect Director Keith P. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. Ticker: SKT Security ID: 875465106 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Benton For For Management 1.2 Elect Director Jeffrey B. Citrin For For Management 1.3 Elect Director David B. Henry For For Management 1.4 Elect Director Thomas J. Reddin For For Management 1.5 Elect Director Thomas E. Robinson For For Management 1.6 Elect Director Bridget M. Ryan-Berman For For Management 1.7 Elect Director Allan L. Schuman For For Management 1.8 Elect Director Steven B. Tanger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. Ticker: TCO Security ID: 876664103 Meeting Date: MAY 31, 2018 Meeting Type: Proxy Contest Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Mayree C. Clark For Did Not Vote Management 1.2 Elect Director Michael J. Embler For Did Not Vote Management 1.3 Elect Director William S. Taubman For Did Not Vote Management 2 Ratify KPMG LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Did Not Vote Management 5 Approve Recapitalization Plan to Against Did Not Vote Shareholder Eliminate Series B Non-Participating Convertible Preferred Stock # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Jonathan Litt For For Shareholder 1.2 Elect Director Mayree C. Clark For For Shareholder 1.3 Elect Director Michael J. Embler For For Shareholder 2 Ratify KPMG LLP as Auditors None For Management 3 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan None For Management 5 Approve Recapitalization Plan to For For Shareholder Eliminate Series B Non-Participating Convertible Preferred Stock -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Blake Baird For For Management 1b Elect Director Michael A. Coke For For Management 1c Elect Director LeRoy E. Carlson For For Management 1d Elect Director Gabriela Franco Parcella For For Management 1e Elect Director Douglas M. Pasquale For For Management 1f Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peggy Alford For For Management 1b Elect Director John H. Alschuler For Against Management 1c Elect Director Eric K. Brandt For For Management 1d Elect Director Edward C. Coppola For For Management 1e Elect Director Steven R. Hash For For Management 1f Elect Director Daniel J. Hirsch For For Management 1g Elect Director Diana M. Laing For For Management 1h Elect Director Thomas E. O'Hern For For Management 1i Elect Director Steven L. Soboroff For Against Management 1j Elect Director Andrea M. Stephen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TIER REIT, INC. Ticker: TIER Security ID: 88650V208 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard I. Gilchrist For Withhold Management 1.2 Elect Director Scott W. Fordham For For Management 1.3 Elect Director R. Kent Griffin, Jr. For For Management 1.4 Elect Director Thomas M. Herzog For Withhold Management 1.5 Elect Director Dennis J. Martin For Withhold Management 1.6 Elect Director Gregory J. Whyte For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For Against Management 1b Elect Director Robert P. Freeman For Against Management 1c Elect Director Jon A. Grove For For Management 1d Elect Director Mary Ann King For For Management 1e Elect Director James D. Klingbeil For For Management 1f Elect Director Clint D. McDonnough For For Management 1g Elect Director Robert A. McNamara For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Lynne B. Sagalyn For Against Management 1j Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Charter to Permit Stockholders For Against Management to Amend Bylaws -------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST Ticker: UHT Security ID: 91359E105 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc D. Miller For For Management 1.2 Elect Director Gayle L. Capozzalo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Ticker: UE Security ID: 91704F104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Olson For For Management 1b Elect Director Michael A. Gould For Against Management 1c Elect Director Steven H. Grapstein For Against Management 1d Elect Director Steven J. Guttman For For Management 1e Elect Director Amy B. Lane For For Management 1f Elect Director Kevin P. O'Shea For Against Management 1g Elect Director Steven Roth For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. Ticker: UBA Security ID: 917286205 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: JAN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles J. Urstadt For Against Management 1b Elect Director Catherine U. Biddle For Against Management 1c Elect Director Noble O. Carpenter, Jr. For Against Management 1d Elect Director George H.C. Lawrence For Against Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Melody C. Barnes For For Management 1B Elect Director Debra A. Cafaro For For Management 1C Elect Director Jay M. Gellert For For Management 1D Elect Director Richard I. Gilchrist For For Management 1E Elect Director Matthew J. Lustig For For Management 1F Elect Director Roxanne M. Martino For For Management 1G Elect Director Walter C. Rakowich For For Management 1H Elect Director Robert D. Reed For For Management 1I Elect Director James D. Shelton For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Michael D. Fascitelli For For Management 1.3 Elect Director Michael Lynne For For Management 1.4 Elect Director David M. Mandelbaum For For Management 1.5 Elect Director Mandakini Puri For For Management 1.6 Elect Director Daniel R. Tisch For For Management 1.7 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Declaration of Trust to Permit For For Management Shareholders to Vote on Amendments to Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director Peter J. Farrell For For Management 1c Elect Director Robert J. Flanagan For For Management 1d Elect Director Jason E. Fox For For Management 1e Elect Director Benjamin H. Griswold, IV For For Management 1f Elect Director Axel K.A. Hansing For For Management 1g Elect Director Jean Hoysradt For For Management 1h Elect Director Margaret G. Lewis For For Management 1i Elect Director Christopher J. Niehaus For For Management 1j Elect Director Nick J.M. van Ommen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WASHINGTON PRIME GROUP INC. Ticker: WPG Security ID: 93964W108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Taggart Birge For For Management 1b Elect Director Louis G. Conforti For For Management 1c Elect Director John J. Dillon, III For For Management 1d Elect Director Robert J. Laikin For For Management 1e Elect Director John F. Levy For For Management 1f Elect Director Sheryl G. von Blucher For For Management 1g Elect Director Jacquelyn R. Soffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker: WRE Security ID: 939653101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Butcher For For Management 1.2 Elect Director Edward S. Civera For For Management 1.3 Elect Director Ellen M. Goitia For For Management 1.4 Elect Director Charles T. Nason For For Management 1.5 Elect Director Thomas H. Nolan, Jr. For For Management 1.6 Elect Director Anthony L. Winns For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Alexander For For Management 1b Elect Director Stanford Alexander For For Management 1c Elect Director Shelaghmichael Brown For For Management 1d Elect Director James W. Crownover For For Management 1e Elect Director Stephen A. Lasher For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director Douglas W. Schnitzer For For Management 1h Elect Director C. Park Shaper For For Management 1i Elect Director Marc J. Shapiro For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: WELL Security ID: 95040Q104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Geoffrey G. Meyers For For Management 1e Elect Director Timothy J. Naughton For For Management 1f Elect Director Sharon M. Oster For For Management 1g Elect Director Judith C. Pelham For For Management 1h Elect Director Sergio D. Rivera For For Management 1i Elect Director R. Scott Trumbull For For Management 1j Elect Director Gary Whitelaw For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Claymore Exchange-Traded Fund Trust ----------------------------------- By: /s/ Brian Binder ------------------------------------- Name: Brian Binder ------------------------------------- Title: President and Chief Executive Officer ------------------------------------- Date: August 8, 2018 -------------------------------------