UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21910
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Claymore Exchange-Traded Fund Trust 2
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(Exact name of registrant as specified in charter)
227 West Monroe Street
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Chicago, IL 60606
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(Address of principal executive offices) (Zip code)
Amy Lee
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227 West Monroe Street
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Chicago, IL 60606
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(Name and address of agent for service)
Registrant's telephone number, including area code: 312-827-0100
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Date of fiscal year end: May 31 or August 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21910
Reporting Period: 07/01/2017 - 06/30/2018
CLAYMORE EXCHANGE-TRADED FUND TRUST 2
==================== CLAYMORE EXCHANGE-TRADED FUND TRUST 2 =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= GUGGENHEIM ASEAN LEADERS ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== GUGGENHEIM CANADIAN ENERGY INCOME ETF =====================
ALTAGAS LTD.
Ticker: ALA Security ID: 021361100
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director Victoria A. Calvert For For Management
1.3 Elect Director David W. Cornhill For For Management
1.4 Elect Director Allan L. Edgeworth For For Management
1.5 Elect Director Daryl H. Gilbert For For Management
1.6 Elect Director David M. Harris For For Management
1.7 Elect Director Robert B. Hodgins For For Management
1.8 Elect Director Phillip R. Knoll For For Management
1.9 Elect Director M. Neil McCrank For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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ARC RESOURCES LTD.
Ticker: ARX Security ID: 00208D408
Meeting Date: MAY 03, 2018 Meeting Type: Annual/Special
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Collyer For For Management
1.2 Elect Director John P. Dielwart For For Management
1.3 Elect Director Fred J. Dyment For For Management
1.4 Elect Director James C. Houck For For Management
1.5 Elect Director Harold N. Kvisle For For Management
1.6 Elect Director Kathleen M. O'Neill For For Management
1.7 Elect Director Herbert C. Pinder, Jr. For For Management
1.8 Elect Director William G. Sembo For For Management
1.9 Elect Director Nancy L. Smith For For Management
1.10 Elect Director Myron M. Stadnyk For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Advance Notice Requirement For For Management
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BIRCHCLIFF ENERGY LTD.
Ticker: BIR Security ID: 090697103
Meeting Date: MAY 10, 2018 Meeting Type: Annual/Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Dennis A. Dawson For For Management
2.2 Elect Director Debra A. Gerlach For For Management
2.3 Elect Director Rebecca J. Morley For For Management
2.4 Elect Director James W. Surbey For For Management
2.5 Elect Director A. Jeffery Tonken For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Requirement For Against Management
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CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Ian Bruce For For Management
A2 Elect Director Daniel Camus For For Management
A3 Elect Director John Clappison For For Management
A4 Elect Director Donald Deranger For For Management
A5 Elect Director Catherine Gignac For For Management
A6 Elect Director Tim Gitzel For For Management
A7 Elect Director Jim Gowans For For Management
A8 Elect Director Kathryn (Kate) Jackson For For Management
A9 Elect Director Don Kayne For For Management
A10 Elect Director Anne McLellan For For Management
B Ratify KPMG LLP as Auditors For For Management
C Advisory Vote on Executive For For Management
Compensation Approach
D The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian.
Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not
voted.
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CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Susan F. Dabarno For For Management
2.2 Elect Director Patrick D. Daniel For For Management
2.3 Elect Director Harold (Hal) N. Kvisle For For Management
2.4 Elect Director Steven F. Leer For For Management
2.5 Elect Director Keith A. MacPhail For For Management
2.6 Elect Director Richard J. Marcogliese For For Management
2.7 Elect Director Claude Mongeau For For Management
2.8 Elect Director Alexander (Alex) J. For For Management
Pourbaix
2.9 Elect Director Charles M. Rampacek For For Management
2.10 Elect Director Colin Taylor For For Management
2.11 Elect Director Wayne G. Thomson For For Management
2.12 Elect Director Rhonda I. Zygocki For For Management
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
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CRESCENT POINT ENERGY CORP.
Ticker: CPG Security ID: 22576C101
Meeting Date: MAY 04, 2018 Meeting Type: Proxy Contest
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Fix Number of Directors at Ten For Did Not Vote Management
2.1 Elect Director Rene Amirault For Did Not Vote Management
2.2 Elect Director Peter Bannister For Did Not Vote Management
2.3 Elect Director Laura A. Cillis For Did Not Vote Management
2.4 Elect Director Ted Goldthorpe For Did Not Vote Management
2.5 Elect Director Robert F. Heinemann For Did Not Vote Management
2.6 Elect Director Mike Jackson For Did Not Vote Management
2.7 Elect Director Francois Langlois For Did Not Vote Management
2.8 Elect Director Barbara Munroe For Did Not Vote Management
2.9 Elect Director Gerald A. Romanzin For Did Not Vote Management
2.10 Elect Director Scott Saxberg For Did Not Vote Management
3 Approve PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Restricted Share Bonus Plan For Did Not Vote Management
5 Approve Stock Option Plan For Did Not Vote Management
6 Approve Stock Option Plan Grants For Did Not Vote Management
7 Advisory Vote on Executive For Did Not Vote Management
Compensation Approach
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Fix Number of Directors at Ten For For Management
2.1 Elect Dissident Nominee Dallas J. Howe For For Shareholder
2.2 Elect Dissident Nominee Herbert C. For For Shareholder
Pinder, Jr.
2.3 Elect Dissident Nominee Thomas A. Budd For Withhold Shareholder
2.4 Elect Dissident Nominee Sandy L. For Withhold Shareholder
Edmonstone
2.5 Elect Director Barbara Munroe None For Shareholder
2.6 Elect Director Ted Goldthorpe None For Shareholder
2.7 Elect Director Laura A. Cillis None For Shareholder
2.8 Elect Director Rene Amirault None Withhold Shareholder
2.9 Elect Director Robert F. Heinemann None For Shareholder
2.10 Elect Director Peter Bannister None For Shareholder
2.11 Elect Director Francois Langlois None For Shareholder
2.12 Elect Director Mike Jackson None Withhold Shareholder
2.13 Elect Director Gerald A. Romanzin None For Shareholder
2.14 Elect Director Scott Saxberg None For Shareholder
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Restricted Share Bonus Plan None For Management
5 Approve Stock Option Plan None For Management
6 Approve Stock Option Plan Grants None For Management
7 Advisory Vote on Executive Against Against Management
Compensation Approach
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ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Charles W. Fischer For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Michael McShane For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Michael E.J. Phelps For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ENBRIDGE INCOME FUND HOLDINGS INC.
Ticker: ENF Security ID: 29251R105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director J. Richard Bird For For Management
2.2 Elect Director Laura A. Cillis For For Management
2.3 Elect Director Brian E. Frank For For Management
2.4 Elect Director M. George Lewis For For Management
2.5 Elect Director E.F.H. (Harry) Roberts For For Management
2.6 Elect Director John K. Whelen For For Management
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ENERFLEX LTD.
Ticker: EFX Security ID: 29269R105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Boswell For For Management
1.2 Elect Director Maureen Cormier Jackson For For Management
1.3 Elect Director W. Byron Dunn For For Management
1.4 Elect Director J. Blair Goertzen For For Management
1.5 Elect Director H. Stanley Marshall For For Management
1.6 Elect Director Kevin J. Reinhart For For Management
1.7 Elect Director Stephen J. Savidant For For Management
1.8 Elect Director Michael A. Weill For For Management
1.9 Elect Director Helen J. Wesley For For Management
2 Approve Auditors Ernst & Young LLP and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 04, 2018 Meeting Type: Annual/Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Gary W. Casswell For For Management
2.2 Elect Director N. Murray Edwards For For Management
2.3 Elect Director Robert H. Geddes For For Management
2.4 Elect Director James B. Howe For For Management
2.5 Elect Director Len O. Kangas For For Management
2.6 Elect Director Cary A. Moomjian Jr. For For Management
2.7 Elect Director John G. Schroeder For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Amend By-Law No. 1 For Against Management
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FREEHOLD ROYALTIES LTD.
Ticker: FRU Security ID: 356500108
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary R. Bugeaud For For Management
1.2 Elect Director Peter T. Harrison For For Management
1.3 Elect Director J. Douglas Kay For For Management
1.4 Elect Director Arthur N. Korpach For For Management
1.5 Elect Director Susan M. MacKenzie For For Management
1.6 Elect Director Thomas J. Mullane For For Management
1.7 Elect Director Marvin F. Romanow For For Management
1.8 Elect Director Aidan M. Walsh For For Management
2 Ratify KPMG LLP as Auditors For For Management
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GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director Douglas P. Bloom For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director John L. Festival For For Management
1.5 Elect Director Marshall L. McRae For For Management
1.6 Elect Director Mary Ellen Peters For For Management
1.7 Elect Director Steven R. Spaulding For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Shaw For For Management
1.2 Elect Director Christian Bayle For For Management
1.3 Elect Director Peter Cella For For Management
1.4 Elect Director Julie Dill For For Management
1.5 Elect Director David Fesyk For For Management
1.6 Elect Director Duane Keinick For For Management
1.7 Elect Director Arthur Korpach For For Management
1.8 Elect Director Alison Taylor Love For For Management
1.9 Elect Director Margaret McKenzie For For Management
1.10 Elect Director William Robertson For For Management
1.11 Elect Director Brant Sangster For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Adopt New By-Laws For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KEYERA CORP.
Ticker: KEY Security ID: 493271100
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2.1 Elect Director James V. Bertram For For Management
2.2 Elect Director Douglas J. Haughey For For Management
2.3 Elect Director Gianna Manes For For Management
2.4 Elect Director Donald J. Nelson For For Management
2.5 Elect Director Michael J. Norris For For Management
2.6 Elect Director Thomas O'Connor For For Management
2.7 Elect Director Charlene Ripley For For Management
2.8 Elect Director David G. Smith For For Management
2.9 Elect Director William R. Stedman For For Management
2.10 Elect Director Janet Woodruff For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN CANADA LIMITED
Ticker: KMLGF Security ID: 494549207
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Kean For Withhold Management
1.2 Elect Director Kimberly A. Dang For Withhold Management
1.3 Elect Director Daniel P. E. Fournier For For Management
1.4 Elect Director Gordon M. Ritchie For For Management
1.5 Elect Director Dax A. Sanders For Withhold Management
1.6 Elect Director Brooke N. Wade For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MULLEN GROUP LTD.
Ticker: MTL Security ID: 625284104
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Greg Bay For For Management
2.2 Elect Director Christine McGinley For For Management
2.3 Elect Director Stephen H. Lockwood For For Management
2.4 Elect Director David E. Mullen For For Management
2.5 Elect Director Murray K. Mullen For For Management
2.6 Elect Director Philip J. Scherman For For Management
2.7 Elect Director Sonia Tibbatts For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PARKLAND FUEL CORPORATION
Ticker: PKI Security ID: 70137T105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bechtold For For Management
1.2 Elect Director Lisa Colnett For For Management
1.3 Elect Director Robert Espey For For Management
1.4 Elect Director Tim W. Hogarth For For Management
1.5 Elect Director Jim Pantelidis For For Management
1.6 Elect Director Domenic Pilla For For Management
1.7 Elect Director Steven Richardson For For Management
1.8 Elect Director David A. Spencer For For Management
1.9 Elect Director Deborah Stein For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PASON SYSTEMS INC.
Ticker: PSI Security ID: 702925108
Meeting Date: MAY 03, 2018 Meeting Type: Annual/Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director James D. Hill For For Management
2.2 Elect Director James B. Howe For For Management
2.3 Elect Director Marcel Kessler For For Management
2.4 Elect Director T. Jay Collins For For Management
2.5 Elect Director Judi M. Hess For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director Douglas J. Arnell For For Management
1.3 Elect Director Michael (Mick) H. Dilger For For Management
1.4 Elect Director Randall J. Findlay For For Management
1.5 Elect Director Maureen E. Howe For For Management
1.6 Elect Director Gordon J. Kerr For For Management
1.7 Elect Director David M.B. LeGresley For For Management
1.8 Elect Director Robert B. Michaleski For For Management
1.9 Elect Director Leslie A. O'Donoghue For For Management
1.10 Elect Director Bruce D. Rubin For For Management
1.11 Elect Director Jeffrey T. Smith For For Management
1.12 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PEYTO EXPLORATION & DEVELOPMENT CORP.
Ticker: PEY Security ID: 717046106
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Donald Gray For Withhold Management
2.2 Elect Director Michael MacBean For For Management
2.3 Elect Director Brian Davis For For Management
2.4 Elect Director Darren Gee For Withhold Management
2.5 Elect Director Gregory Fletcher For For Management
2.6 Elect Director Stephen Chetner For Withhold Management
2.7 Elect Director Kathy Turgeon For Withhold Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PRAIRIESKY ROYALTY LTD.
Ticker: PSK Security ID: 739721108
Meeting Date: APR 24, 2018 Meeting Type: Annual/Special
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Estey For For Management
1b Elect Director Margaret A. McKenzie For For Management
1c Elect Director Andrew M. Phillips For For Management
1d Elect Director Sheldon B. Steeves For For Management
1e Elect Director Grant A. Zawalsky For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Share Unit Incentive Plan For Against Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SECURE ENERGY SERVICES INC.
Ticker: SES Security ID: 81373C102
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Amirault For For Management
1.2 Elect Director Murray Cobbe For For Management
1.3 Elect Director David Johnson For For Management
1.4 Elect Director Brad Munro For For Management
1.5 Elect Director Kevin Nugent For For Management
1.6 Elect Director Shaun Paterson For For Management
1.7 Elect Director Daniel Steinke For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SHAWCOR LTD.
Ticker: SCL Security ID: 820439107
Meeting Date: MAY 08, 2018 Meeting Type: Annual/Special
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Baldwin For For Management
1.2 Elect Director Derek S. Blackwood For For Management
1.3 Elect Director James W. Derrick For For Management
1.4 Elect Director Kevin J. Forbes For For Management
1.5 Elect Director Michael S. Hanley For For Management
1.6 Elect Director Stephen M. Orr For For Management
1.7 Elect Director Pamela S. Pierce For For Management
1.8 Elect Director E. Charlene Valiquette For For Management
1.9 Elect Director Donald M. Wishart For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Requirement For Against Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867224107
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Mel E. Benson For For Management
1.3 Elect Director Jacynthe Cote For For Management
1.4 Elect Director Dominic D'Alessandro For For Management
1.5 Elect Director John D. Gass For For Management
1.6 Elect Director Dennis M. Houston For For Management
1.7 Elect Director Maureen McCaw For For Management
1.8 Elect Director Eira M. Thomas For For Management
1.9 Elect Director Steven W. Williams For For Management
1.10 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TORC OIL & GAS LTD.
Ticker: TOG Security ID: 890895303
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David Johnson For For Management
2.2 Elect Director John Brussa For For Management
2.3 Elect Director Mary-Jo Case For For Management
2.4 Elect Director Raymond Chan For For Management
2.5 Elect Director M. Bruce Chernoff For For Management
2.6 Elect Director Brett Herman For For Management
2.7 Elect Director R. Scott Lawrence For For Management
2.8 Elect Director Dale Shwed For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Stephan Cretier For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director S. Barry Jackson For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director Mary Pat Salomone For For Management
1.8 Elect Director Indira V. Samarasekera For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Thierry Vandal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Report on Climate Change For For Shareholder
--------------------------------------------------------------------------------
VERESEN INC.
Ticker: VSN Security ID: 92340R106
Meeting Date: JUL 11, 2017 Meeting Type: Special
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pembina For For Management
Pipeline Corporation
--------------------------------------------------------------------------------
VERMILION ENERGY INC.
Ticker: VET Security ID: 923725105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Lorenzo Donadeo For For Management
2.2 Elect Director Larry J. Macdonald For For Management
2.3 Elect Director Stephen P. Larke For For Management
2.4 Elect Director Loren M. Leiker For For Management
2.5 Elect Director Timothy R. Marchant For For Management
2.6 Elect Director Anthony W. Marino For For Management
2.7 Elect Director Robert B. Michaleski For For Management
2.8 Elect Director William B. Roby For For Management
2.9 Elect Director Catherine L. Williams For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Security Based Compensation For For Management
Arrangement
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
WHITECAP RESOURCES INC.
Ticker: WCP Security ID: 96467A200
Meeting Date: APR 26, 2018 Meeting Type: Annual/Special
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Heather J. Culbert For For Management
2.2 Elect Director Grant B. Fagerheim For For Management
2.3 Elect Director Gregory S. Fletcher For For Management
2.4 Elect Director Daryl H. Gilbert For For Management
2.5 Elect Director Glenn A. McNamara For For Management
2.6 Elect Director Stephen C. Nikiforuk For For Management
2.7 Elect Director Kenneth S. Stickland For For Management
2.8 Elect Director Grant A. Zawalsky For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Adopt New By-laws For For Management
========================= GUGGENHEIM CHINA ALL-CAP ETF =========================
3SBIO INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: NOV 09, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholders Agreement, For Against Management
Formation of Joint Venture, Grant of
Put Option and Related Transactions
--------------------------------------------------------------------------------
51JOB, INC.
Ticker: JOBS Security ID: 316827104
Meeting Date: DEC 14, 2017 Meeting Type: Annual
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Junichi Arai as Director For For Management
2 Elect David K. Chao as Director For For Management
3 Elect Li-Lan Cheng as Director For For Management
4 Elect Eric He as Director For For Management
5 Elect Rick Yan as Director For For Management
6 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
AGILE GROUP HOLDINGS LTD.
Ticker: 3383 Security ID: G01198103
Meeting Date: JUL 17, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: 1288 Security ID: Y00289119
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: OCT 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Approve Write-off of Credit Asets For For Management
5 Elect Wang Wei as Director For For Management
6 Elect Guo Ningning as Director For For Management
7 Approve Remuneration Plan of Directors For For Management
and Supervisors
8 Elect Zhang Dinglong as Director For Against Shareholder
9 Elect Chen Jianbo as Director For Against Shareholder
10 Elect Xu Jiandong as Director For Against Shareholder
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: 1288 Security ID: Y00289119
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fixed Assets Investment Budget For For Management
of the Bank for 2018
2 Elect LI Qiyun as Director For For Management
3 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights
4.1 Approve Class and Par Value of the For For Shareholder
Shares to Be Issued Under the Private
Placement
4.2 Approve Issuance Method in Relation to For For Shareholder
the Plan of Private Placement of A
Shares
4.3 Approve Amount and Use of Proceeds in For For Shareholder
Relation to the Plan of Private
Placement of A Shares
4.4 Approve Target Subscribers and For For Shareholder
Subscription Method in Relation to the
Plan of Private Placement of A Shares
4.5 Approve Issuance Price and Method for For For Shareholder
Determining the Issuance Price in
Relation to the Plan of Private
Placement of A Shares
4.6 Approve Number of Shares to Be Issued For For Shareholder
Under the Private Placement
4.7 Approve Lock-up Period for the Private For For Shareholder
Placement
4.8 Approve Place of Listing in Relation For For Shareholder
to the Plan of Private Placement of A
Shares
4.9 Approve the Arrangement for the For For Shareholder
Accumulated Undistributed Profits
Before the Private Placement Completion
4.10 Approve Validity Period of the For For Shareholder
Resolution Regarding the Private
Placement
5 Approve Relevant Authorization in For For Shareholder
Relation to the Private Placement and
Listing
6 Approve Proposal on Being Qualified For For Shareholder
for Private Placement of A Shares
7 Approve Feasibility Report on Use of For For Shareholder
Proceeds from Private Placement
8 Approve Report on Utilization of For For Shareholder
Proceeds from Previous Fund Raising
9 Approve Dilution of Current Returns by For For Shareholder
the Private Placement of A Shares and
Compensatory Measures
10 Approve Shareholder Return Plan for For For Shareholder
the Next Three Years
--------------------------------------------------------------------------------
AGTECH HOLDINGS LTD.
Ticker: 8279 Security ID: G0135Z103
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Channel Caps and For For Management
Related Transactions
2 Approve Procurement Framework For For Management
Agreement, Procurement Caps and
Related Transactions
3 Elect Zou Liang as Director and For For Management
Authorize the Board to Fix His
Remuneration
--------------------------------------------------------------------------------
AIR CHINA LTD.
Ticker: 753 Security ID: Y002A6104
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Emoluments of Stanley Hui For For Management
Hon-chung and Li Dajin
2 Approve Non-Receipt of Emoluments by For For Management
the Supervisory Committee
3 Approve Amendments to Articles of For Against Management
Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Board Meetings
6 Approve Renewal Trademark License For Against Management
Framework Agreement
7 Approve Entry Into a Financial For Against Management
Services Framework Agreement Between
the Company and China National
Aviation Finance Co., Ltd.
8 Approve Entry Into a Financial For Against Management
Services Framework Agreement between
China National Aviation Finance Co.,
Ltd. and China National Aviation
Holding Company
9.01 Elect Cai Jianjiang as Director For For Management
9.02 Elect Song Zhiyong as Director For For Management
9.03 Elect John Robert Slosar as Director For For Management
10.01 Elect Wang Xiaokang as Director For For Management
10.02 Elect Liu Deheng as Director For For Management
10.03 Elect Stanley Hui Hon-chung as Director For For Management
10.04 Elect Li Dajin as Director For For Management
11.01 Elect Wang Zhengang as Supervisor For For Management
11.02 Elect He Chaofan as Supervisor For For Management
12 Approve Expansion of Business Scope For For Shareholder
and Amend Articles of Association
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For Against Management
1.2 Elect Masayoshi Son as Director For Against Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD.
Ticker: 2600 Security ID: Y0094N109
Meeting Date: OCT 26, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association, Rules For Against Management
of Procedures for the Shareholders'
Meeting, Rules of Procedures for the
Board Meeting and the Rules of
Procedures for the Supervisory
Committee Meeting
2 Approve the Proposed Application by For For Shareholder
the Company for the Continuation of
the Suspension of Trading in A Shares
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD.
Ticker: 2600 Security ID: Y0094N109
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of Third Party For For Management
Investors for Capital Contribution
2 Approve New Financial Services For Against Management
Agreement and Proposed Transaction
Caps
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 347 Security ID: Y0132D105
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Li Zhongwu as For For Management
Director
2 Approve Resignation of Zhang Jingfan For For Management
as Director
3.1 Elect Li Zhen as Director For For Management
3.2 Elect Ma Lianyong as Director For For Management
3.3 Elect Xie Junyong as Director For For Management
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 914 Security ID: Y01373102
Meeting Date: OCT 10, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wu Xiaoming as Supervisor For For Shareholder
--------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD.
Ticker: 2020 Security ID: G04011105
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Ding Shijia as Director For For Management
5 Elect Lai Shixian as Director For For Management
6 Elect Yeung Chi Tat as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: DEC 01, 2017 Meeting Type: Annual
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Han Qiu For Against Management
2 Elect Director Zheng Liu For Against Management
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Supply of Products For For Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
2 Approve Mutual Provision of Services For For Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
3 Approve Products and Services Mutual For For Management
Supply and Guarantee
Agreement,Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
4 Approve Financial Services Framework For Against Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
5 Approve Revision of the Proposed For For Management
Annual Caps for the Expenditure
Transactions Under the Existing Mutual
Provision of Services Agreement and
Related Transactions
6 Approve Revision of the Maximum For Against Management
Outstanding Daily Balance of Deposit
Services, the Annual Cap of Other
Financial Services Under the Existing
Financial Services Framework Agreement
and Related Transactions
7 Approve Amendments to Articles of For Against Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD
Ticker: 1958 Security ID: Y0506H104
Meeting Date: DEC 05, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appove A Share Offering For For Management
2 Approve Authorization of Board to For For Management
Handle All Matters in Relation to to
the Issuance and Listing of A Shares
3 Amend Articles to be Valid After the For For Management
Issuance and Listing of A Shares
4 Approve Change of the Registered For For Management
Office and Amendment to the Articles
1 Approve Use of Proceeds in Relation to For For Management
the Issuance of A Shares
2 Approve Dilution of Current Returns as For For Management
a Result of the Issuance and Proposed
Remedial Measures
3 Approve Undertakings on the Disclosure For For Management
of Information in the Prospectus
Published in Connection with the
Issuance of A Shares
4 Approve A Share Price Stabilisation For For Management
Plan in Relation to the Issuance of A
Shares
5 Approve Distribution of the For For Management
Accumulated Profits Before the
Issuance and Listing of A Shares
6 Approve Shareholder Dividend Plan for For For Management
the Three-Year After the Issuance of A
Shares
7 Approve Report of Use from Previous For For Management
Raised Funds Activities
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders After
the Issuance and Listing of A Shares
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board to be Valid After
the Issuance and Listing of A Shares
10 Adopt Working System for Independent For For Management
Directors
11 Approve Administrative Measures on For For Management
Related Party Transactions to be Valid
after the Issuance and Listing of A
Shares
12 Approve Administrative Measures on the For For Management
Use of Proceeds
13 Approve Administrative Measures on For For Management
External Guarantees
14 Appoint Pricewaterhousecoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Auditors for the A Share Offering
15 Amend Rules and Procedures for Board For For Management
of Supervisors to be Valid After the
Issuance and Listing of A Shares
16.1 Elect Gu Zhangfei as Supervisor For For Management
16.2 Elect Wang Min as Supervisor For For Management
16.3 Elect Yao Shun as Supervisor For For Management
16.4 Elect Jiang Dali as Supervisor For For Management
16.5 Elect Pang Minjing as Supervisor For For Management
16.6 Elect Zhan Zhaohui as Supervisor For For Management
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD
Ticker: 1958 Security ID: Y0506H104
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association and Authorize the Board to
Delegate Authority to the Chairman or
the President to Make Revisions to the
Amendments to the Articles of
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Board Meetings
1 Amend Working System for Independent For For Management
Directors
2 Approve Remuneration Plan of Directors For For Management
3 Approve Remuneration Plan of For For Management
Supervisors
4 Approve Li Yao as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF JINZHOU CO., LTD.
Ticker: 416 Security ID: Y0R98N106
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Wei as Director For For Management
2 Elect Huo Lingbo as Director For For Management
3 Elect Liu Hong as Director For For Management
4 Elect Wang Jing as Director For For Management
5 Elect Sun Jing as Director For For Management
6 Elect Wang Xiaoyu as Director For For Management
7 Elect Zhang Caiguang as Director For For Management
8 Elect Gu Jie as Director For For Management
9 Elect Wang Jinsong as Director For For Management
10 Elect Meng Xiao as Director For For Management
11 Elect Choon Yew Khee as Director For For Management
12 Elect Lin Yanjun as Director For For Management
13 Elect Chang Peng'ao as Director For For Management
14 Elect Peng Taoying as Director For For Management
15 Elect Tan Ying as Director For For Management
16 Approve He Baosheng as Supervisor For For Management
17 Approve Chen Tanguang as Supervisor For For Management
18 Approve He Mingyan as Supervisor For For Management
19 Approve Jiang Daxing as External For For Management
Supervisor
20 Approve Deng Xiaoyang as External For For Management
Supervisor
21 Approve Nie Ying as External Supervisor For For Management
22 Approve Li Tongyu as External For For Management
Supervisor
23 Approve Zhao Hongxia as External For For Management
Supervisor
--------------------------------------------------------------------------------
BANK OF TIANJIN CO., LTD.
Ticker: 1578 Security ID: Y0R9AV105
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zeng Jin as Director For For Management
1.2 Elect Zheng Baojin as Director For For Management
2.1 Elect Xu Feng as Supervisor For For Management
2.2 Elect Wang Zhicheng as Supervisor For For Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Chinese Name and For For Management
Chinese Stock Short Name of the Company
2 Amend Articles of Association and For For Management
Authorize Board to Deal With All
Matters in Relation to the Amendments
to Articles of Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Yu Zhongfu as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
5 Approve Satisfaction of the For For Management
Requirements of the Public Issuance of
Corporate Bonds
6.01 Approve Type of the Securities to be For For Management
Issued for Public Issuance of
Corporate Bonds
6.02 Approve Issue Size in Relation to For For Management
Public Issuance of Corporate Bonds
6.03 Approve Par Value and Issue Price in For For Management
Relation to Public Issuance of
Corporate Bonds
6.04 Approve Term and Variety of the Bonds For For Management
in Relation to Public Issuance of
Corporate Bonds
6.05 Approve Bond Interest Rates in For For Management
Relation to Public Issuance of
Corporate Bonds
6.06 Approve Type of Issue and Targets in For For Management
Relation to Public Issuance of
Corporate Bonds
6.07 Approve Use of Proceeds from Issuance For For Management
in Relation to Public Issuance of
Corporate Bonds
6.08 Approve Arrangement for the Placing to For For Management
the Company's Shareholders in Relation
to Public Issuance of Corporate Bonds
6.09 Approve Place for Listing in Relation For For Management
to Public Issuance of Corporate Bonds
6.10 Approve Guarantee Arrangements in For For Management
Relation to Public Issuance of
Corporate Bonds
6.11 Approve Debt Repayment Safeguards in For For Management
Relation to Public Issuance of
Corporate Bonds
6.12 Approve Validity of the Resolution in For For Management
Relation to Public Issuance of
Corporate Bonds
7 Authorize Board to Deal With All For For Management
Matters in Relation to Public Issuance
of Corporate Bonds
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement For Against Management
2 Approve Performance Compensation For Against Management
Arrangement
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 694 Security ID: Y07717104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply of Aviation Safety and For For Management
Security Guard Services Agreement, Its
Annual Caps, and Related Transactions
2 Approve Supply of Power and Energy For For Management
Agreement, Its Annual Caps, and
Related Transactions
3 Approve Provision of Deposit Services For Against Management
under the Financial Services
Agreement, Its Annual Caps, and
Related Transactions
4 Approve International Retail None For Shareholder
Management Agreement, Its Annual Caps,
and Related Transactions
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 371 Security ID: G0957L109
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Issuance of Subscription Shares, the
Specific Mandate and Related
Transactions
2 Elect Lee Man Chun Raymond as Director For For Management
and Authorize Board to Fix His
Remuneration
--------------------------------------------------------------------------------
BEIJING JINGNENG CLEAN ENERGY CO., LTD.
Ticker: 579 Security ID: Y0R7A0107
Meeting Date: FEB 13, 2018 Meeting Type: Special
Record Date: JAN 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Meng Wentao as Director For For Management
2 Elect Jin Shengxiang as Director For For Management
3 Elect Tang Xinbing as Director For For Management
4 Elect Zhang Fengyang as Director For For Management
5 Appoint Grant Thornton as Domestic For For Management
Auditor
6 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 1880 Security ID: G09702104
Meeting Date: JUL 17, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Reduction to Give For For Management
Effect to the Scheme
1 Approve Increase in Authorized Share For For Management
Capital in Relation to the
Implementation of the Scheme and
Withdrawal of the Listing of the
Shares from The Stock Exchange of Hong
Kong Limited
2 Approve Management Participation For For Management
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 1880 Security ID: G09702104
Meeting Date: JUL 17, 2017 Meeting Type: Court
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 1880 Security ID: G09702104
Meeting Date: JUL 26, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4a1 Elect Sheng Fang as Director For Against Management
4a2 Elect Hu Xiaoling as Director For For Management
4a3 Elect Gao Yu as Director For For Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BEP INTERNATIONAL HOLDINGS LTD.
Ticker: 2326 Security ID: G10044140
Meeting Date: SEP 15, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Chan Kwong Fat, George as For For Management
Director
2b Elect Siu Hi Lam, Alick as Director For For Management
2c Elect Zhong Guoxing as Director For For Management
2d Elect Hu Haifeng as Director For For Management
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Crowe Horwath (HK) CPA Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve Change of English Name and For For Management
Adopt New Secondary Chinese Name
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.
Ticker: 1114 Security ID: G1368B102
Meeting Date: OCT 20, 2017 Meeting Type: Special
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
2 Approve Framework Cooperation For For Management
Agreement and Related Transactions
3 Authorize Board to Deal with All For For Management
Matters in Relation to the Acquisition
Agreement and the Framework
Cooperation Agreement
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.
Ticker: 1114 Security ID: G1368B102
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreements and For For Management
Comprehensive Service Agreement,
Proposed Caps and Related Transactions
--------------------------------------------------------------------------------
BYD COMPANY LTD.
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2017 Meeting Type: Special
Record Date: AUG 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-fu as Executive For For Management
Director
1b Elect Lv Xiang-yang as Non-Executive For For Management
Director
1c Elect Xia Zuo-quan as Non-Executive For For Management
Director
1d Elect Wang Zi-dong as Director For For Management
1e Elect Zou Fei as Director For For Management
1f Elect Zhang Ran as Director For For Management
2a Elect Dong Jun-qing as Supervisor For For Management
2b Elect Li Yong-zhao as Supervisor For For Management
2c Elect Huang Jiang-feng as Supervisor For For Management
2d Authorize Board to Enter Into a For For Management
Supervisor Service Contract with Wang
Zhen and Yang Dong-sheng and Handle
All Other Relevant Matters in Relation
to the Re-election and Election
3 Approve Remuneration of Directors and For For Management
Allowance of Independent Directors
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LTD.
Ticker: 1211 Security ID: Y1023R104
Meeting Date: MAY 09, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Asset-Backed For For Management
Securities
2 Authorize Board to Deal With All For For Management
Matters in Relation to the Issuance of
Asset-Backed Securities
3 Authorize Board to Deal With All For For Management
Matters in Relation to the Issuance of
Debt Financing Instruments
4 Approve Adjustment to and Optimization For For Management
of the Scope of Investment Project
Under the Non-Public Issuance and the
Introduction of New Implementation
Entities
--------------------------------------------------------------------------------
CARNIVAL GROUP INTERNATIONAL HOLDINGS LTD
Ticker: 996 Security ID: G1991V103
Meeting Date: JUL 10, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
CENTRAL CHINA SECURITIES CO., LTD.
Ticker: 1375 Security ID: Y3R18N107
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for the A Share Offering For For Management
2 Approve Authorization to Deal with For For Management
Specific Matters Relating to the A
Share Offering
3 Approve Use of Proceeds from the A For For Management
Share Offering
4 Approve Proposal on Price For For Management
Stabilization of A Shares for Three
Years After the A Share Offering
5 Approve Remedial Measures for Dilution For For Management
of Current Return as a Result of A
Share Offering and Undertakings
6 Approve Undertakings Regarding the For For Management
Information Disclosed in the
Prospectus for the A Share Offering
7 Amend Articles of Association For Against Management
8 Amend Rules and Procedures Regarding For For Management
General Meetings
9 Amend Rules and Procedures Regarding For Against Management
Meetings of the Board
10 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
11 Approve the Proposals Regarding the For For Management
Distribution of Accumulated Profit
Prior to the A Share Offering
12 Approve Dividend Distribution Plan for For For Management
the Three Years After the A Share
Offering
13 Approve Report on the Use of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for the A Share Offering For For Management
2 Approve Authorization to Deal with For For Management
Specific Matters Relating to the A
Share Offering
3 Approve Proposal on Price For For Management
Stabilization of A Shares for Three
Years After the A Share Offering
4 Approve Remedial Measures for Dilution For For Management
of Current Return as a Result of A
Share Offering and Undertakings
5 Approve Undertakings Regarding the For For Management
Information Disclosed in the
Prospectus for the A Share Offering
6 Approve the Proposals Regarding the For For Management
Distribution of Accumulated Profit
Prior to the A Share Offering
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 606 Security ID: Y1375F104
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 606 Security ID: Y1375F104
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Approve 2017 Non-Competition Deed and For For Management
Related Transactions
3 Approve 2017 COFCO Mutual Supply For For Management
Agreement and Related Transactions
4 Elect Meng Qingguo as Director For For Management
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: OCT 24, 2017 Meeting Type: Special
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Meng Jun as Director and For For Management
Authorize Board to Fix His Remuneration
2 Elect Tang Quanrong as Supervisor and For For Management
Authorize Board to Fix His Remuneration
3 Approve Amendments to the Articles of For Against Management
Association and Authorize Board to
Deal with All Matters in Relation to
the Amendments to the Articles of
Association
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dongfang 13-2 Gasfield Group For For Management
Natural Gas Sale and Purchase
Agreement and Related Transactions
2 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Natural Gas Sale and Purchase
Agreements and Related Transactions
3 Approve Comprehensive Services and For For Management
Product Sales Agreement and Related
Transctions
4 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Comprehensive Services and Product
Sales Agreement and Related
Transactions
5 Approve Finance Lease Agreement and For For Management
Related Transactions
6 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Finance Lease Agreement and Related
Transactions
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: OCT 31, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Subscription of Non-Publicly For For Management
Issued Shares of Cinda Real Estate Co.
, Ltd. by the Company
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Approve Remuneration Settlement Scheme For For Management
of Directors for 2016
7 Approve Remuneration Settlement Scheme For For Management
of Supervisors for 2016
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: APR 20, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Jieping as Director For Against Management
2 Elect Xu Long as Director For Against Management
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: 998 Security ID: Y1434M116
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules of Procedure for General For For Management
Meetings of Shareholders
2 Amend Rules of Procedures for the For For Management
Board of Supervisors
3.1 Approve Caps for Asset Transfer with For For Management
CITIC Group and Its Associates for the
Years 2018-2020
3.2 Approve Caps for Wealth Management and For For Management
Investment Services with CITIC Group
and Its Associates for the Years
2018-2020
3.3 Approve Caps for Credit Extension with For For Management
CITIC Group and Its Associates for the
Years 2018-2020
3.4 Approve Caps for Credit Extension with For For Management
Xinhu Zhongbao and Its Associates for
the Years 2018-2020
3.5 Approve Caps for Credit Extension with For For Management
China Tobacco and Its Associates for
the Years 2018-2020
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Issuance of Tier-Two Capital For For Management
Bonds
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: 998 Security ID: Y1434M116
Meeting Date: FEB 06, 2018 Meeting Type: Special
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds
2 Approve Extension of the Authorization For For Management
for the Board to Handle All Matters in
Relation to the Issuance and Listing
of A Share Convertible Corporate Bonds
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: 998 Security ID: Y1434M116
Meeting Date: FEB 06, 2018 Meeting Type: Special
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds
2 Approve Extension of the Authorization For For Management
for the Board to Handle All Matters in
Relation to the Issuance and Listing
of A Share Convertible Corporate Bonds
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 1898 Security ID: Y1434L100
Meeting Date: DEC 19, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Amendments to the Existing For Against Management
Rules of Procedures of the Board of
the Company
3 Approve Change in Use of Proceeds from For For Management
A-Share Issue in Investment Project
of the Company
4.1 Elect Niu Jianhua as Director For For Management
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the CCCC Equity Transfer For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: NOV 22, 2017 Meeting Type: Special
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of Conditions of For For Management
Public Issuance of A Share Convertible
Bonds
2.1 Approve Type of Securities to be For For Management
Issued in Relation to the Issuance of
A Share Convertible Bonds
2.2 Approve Size of Issuance in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.3 Approve Par Value and Issue Price in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.4 Approve Term in Relation to the For For Management
Issuance of A Share Convertible Bonds
2.5 Approve Interest Rate in Relation to For For Management
the Issuance of A Share Convertible
Bonds
2.6 Approve Method and Timing of Interest For For Management
Payment in Relation to the Issuance of
A Share Convertible Bonds
2.7 Approve Conversion Period in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.8 Approve Determination and Adjustment For For Management
of the Conversion Price in Relation to
the Issuance of A Share Convertible
Bonds
2.9 Approve Terms of Downward Adjustment For For Management
to Conversion Price in Relation to the
Issuance of A Share Convertible Bonds
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of A Share
Convertible Bonds
2.11 Approve Entitlement to Dividend in the For For Management
Year of Conversion in Relation to the
Issuance of A Share Convertible Bonds
2.12 Approve Terms of Redemption in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.13 Approve Terms of Sale Back in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.14 Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of A Share Convertible Bonds
2.15 Approve Subscription Arrangement for For For Management
the Existing Shareholders in Relation
to the Issuance of A Share Convertible
Bonds
2.16 Approve A Share Convertible Bond For For Management
Holders and A Share Convertible Bond
Holders' Meetings in Relation to the
Issuance of A Share Convertible Bonds
2.17 Approve Use of Proceeds in Relation to For For Management
the Issuance of A Share Convertible
Bonds
2.18 Approve Rating in Relation to the For For Management
Issuance of A Share Convertible Bonds
2.19 Approve Guarantee and Security in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.20 Approve Deposit Account for Proceeds For For Management
Raised in Relation to the Issuance of
A Share Convertible Bonds
2.21 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of A Share Convertible Bonds
2.22 Approve Authorizations in Relation to For For Management
the Issuance of A Share Convertible
Bonds
3 Approve Preliminary Plan of the A For For Management
Share Convertible Bonds Issuance
4 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Issuance
of A Share Convertible Bonds
5 Approve Dilution of Immediate Returns For For Management
by the Issuance of A Share Convertible
Bonds and the Remedial Measure to be
Adopted
6 Approve Rules for A Share Convertible For For Management
Bond Holders' Meeting
7 Authorize Board to Manage the Matters For For Management
Relating to the Issuance of A Share
Convertible Bonds
8 Approve Shareholders' Return Plan for For For Management
Three Years of 2017 to 2019
9 Approve Report of Use from Previous For For Shareholder
Raised Proceeds
10 Amend Articles of Association For Against Shareholder
1 Approve Possible Subscription for A For For Management
Share Convertible Bonds by China
Communications Construction Group
(Limited)
2.1 Elect Liu Qitao as Director For For Management
2.2 Elect Chen Fenjian as Director For For Management
2.3 Elect Fu Junyuan as Director For For Management
2.4 Elect Chen Yun as Director For For Management
2.5 Elect Liu Maoxun as Director For For Management
2.6 Elect Qi Xiaofei as Director For For Management
2.7 Elect Huang Long as Director For For Management
2.8 Elect Zheng Changhong as Director For For Management
2.9 Elect Ngai Wai Fung as Director For Against Management
3.1 Elect Li Sen as Supervisor For For Management
3.2 Elect Wang Yongbin as Supervisor For For Management
4 Authorize the Board to Consider and For Against Shareholder
Decide the Provision of Performance
Guarantee for the Overseas
Subsidiaries of the Company to Perform
and Implement Their Projects
5 Approve the Proposal on the Specific For For Shareholder
Self-Inspection Report on the Real
Estate Business
6 Approve the Proposal on the For For Shareholder
Undertaking on the Matters Relating to
the Specific Self-Inspection of the
Real Estate Business Issued by the
Controlling Shareholders, Directors,
Supervisors and Senior Management of
the Company
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORP. LTD.
Ticker: 552 Security ID: Y1436A102
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORP. LTD.
Ticker: 552 Security ID: Y1436A102
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Zhiyong as Director and For For Management
Authorize Any Director to Sign His
Service Contract on Behalf of the
Company
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Guoli and Authorize the For For Management
Remuneration Committee to Fix His
Remuneration
--------------------------------------------------------------------------------
CHINA DONGXIANG (GROUP) CO., LTD.
Ticker: 3818 Security ID: G2112Y109
Meeting Date: MAR 26, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Zhang Zhiyong,
Grant of Specific Mandate A and
Related Transactions
2 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Chen Chen,
Grant of Specific Mandate B and
Related Transactions
3 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Ren Yi, Grant
of Specific Mandate C and Related
Transactions
4 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Yang Yang,
Grant of Specific Mandate D and
Related Transactions
5 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Lyu Guanghong,
Grant of Specific Mandate E and
Related Transactions
6 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Tang Lijun,
Grant of Specific Mandate F and
Related Transactions
7 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Sun Wei, Grant
of Specific Mandate G and Related
Transactions
8 Approve Grant of Management Specific For For Management
Mandate to Issue Management
Subscription Shares to the Management
Subscribers and Related Transactions
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 670 Security ID: Y1406M102
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Approve Amendments to the Certain For Against Management
Rules for the Board of Directors of
the Company
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 670 Security ID: Y1406M102
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Lease Agreement and For For Management
Authorize Board to Deal With All
Matters in Relation to Framework Lease
Agreement
2 Approve Supplemental Agreement II and For For Management
Authorize Board to Deal With All
Matters in Relation to Supplemental
Agreement II
3 Amend Articles of Association For For Shareholder
4 Amend Rules and Procedures Regarding For For Shareholder
Shareholder Meetings
5 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Directors
6 Approve Guarantee Provision by the For For Shareholder
Company
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 600115 Security ID: Y1406M102
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Relevant Agreements in For For Management
Relation to the Contractual Operation
of the Bellyhold Space of Passenger
Aircraft Between the Company and China
Cargo Airlines Co., Limited and
Related Transactions
2 Approve the Proposed Annual Caps for For For Management
the Years Ending December 31, 2018 and
2019 in Relation to the Contractual
Operation of the Bellyhold Space of
Passenger Aircraft
--------------------------------------------------------------------------------
CHINA ENERGY ENGINEERING CORPORATION LIMITED
Ticker: 3996 Security ID: Y1475W106
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules of Procedure for General For For Management
Meetings of Shareholders
2 Approve Standard on Remuneration For For Management
Payment of Directors for the Year 2016
3 Approve Standard on Remuneration For For Management
Payment of Supervisors for the Year
2016
4 Approve Amendments to Articles of For Against Management
Association
5.1 Elect Wang Jianping as Director For For Management
5.2 Elect Ding Yanzhang as Director For For Management
5.3 Elect Zhang Xianchong as Director For For Management
5.4 Elect Ma Chuanjing as Director For For Management
5.5 Elect Ding Yuanchen as Director For For Management
5.6 Elect Wang Bin as a director Director For For Management
5.7 Elect Zheng Qiyu as Director For For Management
5.8 Elect Cheung Yuk Ming as Director For For Management
5.9 Elect Liu Xueshi as Director For For Management
5.10 Elect Si Xinbo as Director For For Management
6.1 Elect Wang Zengyong as Supervisor For For Management
6.2 Elect Fu Dexiang as Supervisor For For Management
6.3 Elect Wei Zhongxin as Supervisor For For Management
6.4 Elect Lian Yongjiu as Supervisor For For Management
6.5 Elect Kan Zhen as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: OCT 03, 2017 Meeting Type: Special
Record Date: SEP 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Third Round Investment For For Management
Agreements and Related Transactions
--------------------------------------------------------------------------------
CHINA FIRST CAPITAL GROUP LIMITED
Ticker: 1269 Security ID: G2114R110
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO LTD
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: AUG 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Elect Liu Ruizhong as Director For For Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO LTD
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Plan for Chen For For Management
Gongyan for 2016
2 Approve Remuneration Plan for Chen For For Management
Youan for 2015 and 2016
3 Approve Remuneration Plan for Yu For For Management
Wenxiu for 2015 and 2016
4 Approve Remuneration Plan for Zhong For For Management
Cheng for 2015 and 2016
5 Amend Articles of Association For For Management
6 Elect Wang Zhenjun as Director For For Shareholder
7 Elect Liu Dingping as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD.
Ticker: 384 Security ID: G2109G103
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: AUG 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Liu Ming Hui as Director For For Management
3a2 Elect Zhu Weiwei as Director For For Management
3a3 Elect Ma Jinlong as Director For For Management
3a4 Elect Arun Kumar Manchanda as Director For Against Management
3a5 Elect Jiang Xinhao as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8a Approve Employment Contract between For For Management
the Company and Liu Ming Hui and
Related Transactions
8b Approve Employment Contract between For For Management
the Company and Huang Yong and Related
Transactions
8c Approve Employment Contract between For For Management
the Company and Zhu Weiwei and Related
Transactions
8d Approve Employment Contract between For For Management
the Company and Ma Jinlong and Related
Transactions
--------------------------------------------------------------------------------
CHINA HONGQIAO GROUP LTD.
Ticker: 1378 Security ID: G21150100
Meeting Date: AUG 31, 2017 Meeting Type: Annual
Record Date: AUG 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Shiping as Director For Against Management
1.2 Elect Zheng Shuliang as Director For Against Management
1.3 Elect Zhang Bo as Director For Against Management
1.4 Elect Yang Congsen as Director For Against Management
1.5 Elect Zhang Jinglei as Director For Against Management
1.6 Elect Xing Jian as Director For Against Management
1.7 Elect Chen Yinghai as Director For Against Management
1.8 Elect Han Benwen as Director For Against Management
1.9 Authorize Board to Fix Remuneration of For For Management
Directors
2 Approve Shinewing (HK) CPA Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Reissuance of Repurchased For Against Management
Shares
6 Postpone Adoption of Financial For For Management
Statements, Statutory Reports and
Declaration of Final Dividend
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: AUG 07, 2017 Meeting Type: Special
Record Date: JUL 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Offshore Preference For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation
to the Non-Public Issuance of Offshore
Preference Shares
1.3 Approve Par Value and Issue Price in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.4 Approve Maturity in Relation to the For For Management
Non-Public Issuance of Offshore
Preference Shares
1.5 Approve Method of Issuance and Target For For Management
Investors in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.6 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares
1.7 Approve Dividend Distribution Terms In For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.8 Approve Terms of Mandatory Conversion For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares
1.9 Approve Terms of Conditional For For Management
Redemption in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.10 Approve Restrictions on Voting Rights For For Management
and Terms of Restoration of Voting
Rights in Relation to the Non-Public
Issuance of Offshore Preference Shares
1.11 Approve Order of Distribution on For For Management
Liquidation and Procedures for
Liquidation in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.12 Approve Ratings Arrangements in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.13 Approve Security Arrangements in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.14 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares
1.15 Approve Listing/Trading Arrangements For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares in Relation
to the Non-Public Issuance of Offshore
Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization in Relation to the
Non-Public Issuance of Offshore
Preference Shares
2 Approve Amendments to the Articles of For Against Management
Association for Issuance of Offshore
Preference Shares and Implementing
Party Building Requirements
3 Approve Amendments to the Articles of For Against Management
Association for Issuance of Offshore
Preference Shares, A Share Offering,
and Implementing Party Building
Requirements
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders for
Issuance of Offshore Preference Shares
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders for
Issuance of Offshore Preference Shares
and A Share Offering
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: AUG 07, 2017 Meeting Type: Special
Record Date: JUL 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Offshore Preference For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation
to the Non-Public Issuance of Offshore
Preference Shares
1.3 Approve Par Value and Issue Price in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.4 Approve Maturity in Relation to the For For Management
Non-Public Issuance of Offshore
Preference Shares
1.5 Approve Method of Issuance and Target For For Management
Investors in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.6 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares
1.7 Approve Dividend Distribution Terms In For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.8 Approve Terms of Mandatory Conversion For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares
1.9 Approve Terms of Conditional For For Management
Redemption in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.10 Approve Restrictions on Voting Rights For For Management
and Terms of Restoration of Voting
Rights in Relation to the Non-Public
Issuance of Offshore Preference Shares
1.11 Approve Order of Distribution on For For Management
Liquidation and Procedures for
Liquidation in Relation to the
Non-Public Issuance of Offshore
Preference Shares
1.12 Approve Ratings Arrangements in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.13 Approve Security Arrangements in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares
1.14 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares
1.15 Approve Listing/Trading Arrangements For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares in Relation
to the Non-Public Issuance of Offshore
Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization in Relation to the
Non-Public Issuance of Offshore
Preference Shares
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Plan for the A Share Offering
2 Approve Extension of Authorization of For For Management
Board to Handle All Matters in
Relation to the A Share Offering
1 Approve Special Report on the Use of For For Management
Previously Raised Funds
2 Approve Self-Assessment Report on the For For Management
Land and Residential Property Sales
Matter
3 Approve Undertaking Letter in Relation For For Management
to the Land and Residential Property
Sales Matter
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Plan for A Share Offering
2 Approve Extension of Authorization of For For Management
Board to Handle All Matters Related to
the A Share Offering
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: DEC 25, 2017 Meeting Type: Special
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase in Huarong For For Management
Consumer Finance
1 Approve Remuneration for Directors for For For Management
the Year 2016
2 Approve Remuneration for Supervisors For For Management
for the Year 2016
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CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: MAR 20, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Use of For For Management
Previously Raised Funds
2 Approve Self-Assessment Report on the For For Management
Land and Residential Property Sales
Matter
3 Approve Undertaking Letter in Relation For For Management
to the Land and Residential Property
Sales Matters Involving the Real
Estate Property Development Projects
of the Company's Real Estate
Subsidiaries
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CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: ADPV30665
Meeting Date: APR 09, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fixed Asset Budget for 2018 For For Management
2 Approve Final Financial Account Plan For For Shareholder
for 2017
3 Approve Profit Distribution Plan for For For Shareholder
2017
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CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Resolution on the Return For For Management
of Leasehold Land and Relocation and
Compensation for the Prince Bay
Project Land
2 Elect Hu Xianfu as Director For For Management
3 Elect Wang Hongyuan as Supervisor For For Management
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CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: OCT 30, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer of Shenzhen For For Management
CIMC Electricity Commerce and
Logistics Technology Co., Ltd
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CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Restructuring For For Management
2 Approve Waiver of Assured Entitlement For For Management
in Respect of Proposed Restructuring
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CHINA JICHENG HOLDINGS LTD.
Ticker: 1027 Security ID: ADPV33857
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation For For Management
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CHINA JINMAO HOLDINGS GROUP LTD.
Ticker: 817 Security ID: Y1500V107
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deposit Services Under Renewed For Against Management
Framework Financial Service Agreement
and Authorize Board to Deal With All
Matters in Relation to Deposit Services
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Changqing as For For Shareholder
Non-independent Director
2 Elect Luo Zhaohui as Supervisor For For Shareholder
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CHINA LODGING GROUP, LIMITED
Ticker: HTHT Security ID: 16949N109
Meeting Date: DEC 13, 2017 Meeting Type: Annual
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Authorize Board to Fix Their
Remuneration
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CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Guodian Master Agreement, For For Management
Proposed Annual Caps, and Authorize Li
Enyi to Handle All Matters In Relation
to the New Guodian Master Agreement
2 Approve Ruihua Certified Public For For Management
Accountants as Auditor and Authorize
the Board to Fix Their Remuneration
3 Approve Amendments to Articles of For Against Management
Association
4 Approve Issuance of Debt Financing For For Management
Instruments in the PRC and Related
Transactions
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CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: DEC 05, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Provision of Engineering For For Management
Services and Products Agreement,
Related Annual Caps, and Related
Transactions
2 Approve 2018 Receipt of Engineering For For Management
Services and Products Agreement,
Related Annual Caps, and Related
Transactions
3 Approve 2018 Financial Services For Against Management
Agreement and Related Transactions,
and Related Annual Caps
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CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: JAN 12, 2018 Meeting Type: Special
Record Date: DEC 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement For For Management
2 Authorize the Board to Do All Things For For Management
Necessary to Give Effect to the
Acquisition Agreement
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CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3a Elect Zhang Chun as Director For For Management
3b Elect Han Xiaojun as Director For For Management
3c Elect Zhou Yamin as Director For For Management
3d Elect Yu Benli as Director For For Management
3e Elect Zhang Fusheng as Director For For Management
3f Elect Liu Li as Director For For Management
3g Elect Liu Hongyu as Director For For Management
3h Elect Fang Yongzhong as Director For For Management
3i Elect Wu Tak Lung as Director For Against Management
4a Elect Quan Huaqiang as Supervisor For For Management
4b Elect Qian Xiangdong as Supervisor For For Management
5 Approve Remuneration of Directors and For For Management
Authorize the Board to Enter Into a
Service Contract With Them
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CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LTD
Ticker: 1317 Security ID: G21151108
Meeting Date: JAN 23, 2018 Meeting Type: Annual
Record Date: JAN 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Shu Liang Sherman Jen as Director For For Management
3b Elect Peter Humphrey Owen as Director For For Management
3c Elect Xiaodan Mei as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA MENGNIU DAIRY CO., LTD.
Ticker: 2319 Security ID: G21096105
Meeting Date: AUG 28, 2017 Meeting Type: Special
Record Date: AUG 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
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CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: 144 Security ID: Y1489Q103
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Purchase Agreement A and For For Management
Related Transactions
2 Approve Share Purchase Agreement B and For For Management
Related Transactions
3 Approve Share Purchase Agreement C and For For Management
Related Transactions
4 Approve Termination Agreement and For For Management
Related Transactions
5 Approve Acquisition Agreement and For For Management
Related Transactions
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CHINA MINSHENG BANKING CORP., LTD.
Ticker: 600016 Security ID: Y1495M112
Meeting Date: FEB 26, 2018 Meeting Type: Special
Record Date: JAN 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period in Relation to
Non-Public Issuance of Domestic
Preference Shares and Authorization to
the Board to Deal with Relevant Matters
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CHINA MINSHENG BANKING CORP., LTD.
Ticker: 600016 Security ID: Y1495M112
Meeting Date: FEB 26, 2018 Meeting Type: Special
Record Date: JAN 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period in Relation to
Non-Public Issuance of Domestic
Preference Shares and Authorization to
the Board to Deal with Relevant Matters
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CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 1117 Security ID: G21579100
Meeting Date: MAR 02, 2018 Meeting Type: Special
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Share Transfer Agreements For For Management
b Authorize Board to Deal With All For For Management
Matters in Relation to the Share
Transfer Agreements and Related
Transactions
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CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: 3323 Security ID: Y15045100
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
2a Approve Issuance of China National For For Management
Building Material Company Limited H
Shares in Relation to Merger Agreement
2b Approve Issuance of China National For For Management
Building Material Company Limited
Unlisted Shares in Relation to Merger
Agreement
3 Authorize Board to Deal With All For For Management
Matters in Relation to the Merger
Agreement
4a Approve Amendments to Articles of For For Management
Association and Related Transactions
4b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders and
Related Transactions
5 Elect Xu Weibing as Supervisor and For For Management
Approve Her Remuneration
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CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: 3323 Security ID: Y15045100
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
2 Approve Issuance of China National For For Management
Building Material Company Limited H
Shares in Relation to Merger Agreement
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CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: DEC 13, 2017 Meeting Type: Special
Record Date: NOV 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yifeng as Director For For Management
2 Elect Meng Jun as Director For For Management
3 Amend Articles of Association For Against Management
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z103
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Qing as Director For For Management
2 Amend Articles of Association For For Management
3 Amend Procedural Rules Regarding For For Management
General Meetings of Shareholders
4 Approve Amendments to the Procedural For For Management
Rules of the Board
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CHINA POWER INTERNATIONAL DEVELOPMENT LTD.
Ticker: 2380 Security ID: Y1508G102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement I, Agreement II and For For Management
Related Transactions
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CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Ticker: 601186 Security ID: Y1508P110
Meeting Date: OCT 30, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
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CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Ticker: 601186 Security ID: Y1508P110
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of Public Issuance of A Share
Convertible Bonds
2.1 Approve Type of Securities to be For For Management
Issued in Relation to the Issuance of
A Share Convertible Bonds
2.2 Approve Size of Issuance in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.3 Approve Par Value and Issue Price in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.4 Approve Term in Relation to the For For Management
Issuance of A Share Convertible Bonds
2.5 Approve Interest Rate in Relation to For For Management
the Issuance of A Share Convertible
Bonds
2.6 Approve Method and Timing of Interest For For Management
Payment in Relation to the Issuance of
A Share Convertible Bonds
2.7 Approve Conversion Period in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.8 Approve Determination and Adjustment For For Management
of the Conversion Price in Relation to
the Issuance of A Share Convertible
Bonds
2.9 Approve Terms of Downward Adjustment For For Management
to Conversion Price in Relation to the
Issuance of A Share Convertible Bonds
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of A Share
Convertible Bonds
2.11 Approve Entitlement to Dividend in the For For Management
Year of Conversion in Relation to the
Issuance of A Share Convertible Bonds
2.12 Approve Terms of Redemption in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.13 Approve Terms of Sale Back in Relation For For Management
to the Issuance of A Share Convertible
Bonds
2.14 Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of A Share Convertible Bonds
2.15 Approve Subscription Arrangement for For For Management
the Existing Shareholders in Relation
to the Issuance of A Share Convertible
Bonds
2.16 Approve A Share Convertible Bond For For Management
Holders and A Share Convertible Bond
Holders' Meetings in Relation to the
Issuance of A Share Convertible Bonds
2.17 Approve Use of Proceeds in Relation to For For Management
the Issuance of A Share Convertible
Bonds
2.18 Approve Rating in Relation to the For For Management
Issuance of A Share Convertible Bonds
2.19 Approve Guarantee and Security in For For Management
Relation to the Issuance of A Share
Convertible Bonds
2.20 Approve Deposit Account for Proceeds For For Management
Raised in Relation to the Issuance of
A Share Convertible Bonds
2.21 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of A Share Convertible Bonds
2.22 Approve Authorizations in Relation to For For Management
the Issuance of A Share Convertible
Bonds
3 Approve Preliminary Plan of the For For Management
Proposed Issuance of A Share
Convertible Bonds
4.1 Approve Dilution of Immediate Returns For For Management
by the Proposed Issuance of A Share
Convertible Bonds and the Remedial
Measure to be Adopted
4.2 Approve Undertaking Letter of China For For Management
Railway Construction Corporation in
Relation to Practical Performance of
Remedial and Return Measures
4.3 Approve Undertaking Letter of For For Management
Directors and Senior Management of the
Company in Relation to Practical
Performance of Remedial and Return
Measures
5 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Issuance
of A Share Convertible Bonds
6 Approve Status of Use of Previously For For Management
Raised Proceeds
7 Approve Rules for A Share Convertible For For Management
Bond Holders' Meeting
8 Approve Shareholders' Return Plan for For For Management
Three Years of 2018 to 2020
9 Approve Connected Transaction in For For Management
Relation to the Possible Subscription
for A Share Convertible Bonds
10 Approve Special Self-inspection Report For For Management
of Real Estate Development Business
11.1 Approve Undertaking of China Railway For For Management
Construction Corporation on Compliance
of Relevant Real Estate Enterprises
11.2 Approve Undertaking of Directors, For For Management
Supervisors and Senior Management of
the Company on Compliance of Relevant
Real Estate Enterprises
12.1 Elect Meng Fengchao as Director For For Shareholder
12.2 Elect Zhuang Shangbiao as Director For For Shareholder
12.3 Elect Xia Guobin as Director For For Shareholder
12.4 Elect Liu Ruchen as Director For For Shareholder
12.5 Elect Ge Fuxing as Director For For Shareholder
13.1 Elect Wang Huacheng as Director For For Shareholder
13.2 Elect Patrick Sun as Director For Against Shareholder
13.3 Elect Cheng Wen as Director For For Shareholder
13.4 Elect Amanda Xiao Qiang Lu as Director For For Shareholder
14.1 Elect Cao Xirui as Supervisor For For Shareholder
14.2 Elect Liu Zhengchang as Supervisor For For Shareholder
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CHINA REINSURANCE (GROUP) CORPORATION
Ticker: 1508 Security ID: ADPV30662
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisors for 2016
2 Approve Removal of Wang Pingsheng as For For Management
Director
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CHINA RESOURCES PHOENIX HEALTHCARE HOLDINGS COMPANY LIMITED
Ticker: 1515 Security ID: G2133W108
Meeting Date: SEP 04, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Framework Agreement, For For Management
Related Annual Caps and Related
Transactions
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 1088 Security ID: Y1504C113
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
Regarding Party Committee
2 Amend Existing Non-Competition For For Management
Agreement
3 Approve Joint Venture Agreement, For For Management
Establishment of a Joint Venture
Company with GD Power Development Co.,
Ltd. and Relevant Financial Assistance
Arrangements
4 Approve Revision of Annual Caps of the For For Management
Existing Mutual Coal Supply Agreement
and the Existing Mutual Supplies and
Services Agreement for the Years
Ending on 31 December 2018 and 31
December 2019
5.01 Elect Gao Song as Director For For Management
5.02 Elect Mi Shuhua as Director For For Management
6.01 Elect Peng Suping as Director For For Management
6.02 Elect Huang Ming as Director For For Management
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CHINA SOUTH CITY HOLDINGS LTD
Ticker: 1668 Security ID: Y1515Q101
Meeting Date: AUG 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Song Chuan as Director For For Management
3b Elect Cheng Ka Man Carman as Director For For Management
3c Elect Sun Kai Lit Cliff as Director None None Management
3d Elect Cheng Tai Po as Director For For Management
3e Elect Leung Moon Lam as Director None None Management
3f Elect Lin Ching Hua as Director For For Management
3g Elect Li Wai Keung as Director For For Management
3h Approve Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of the Non-Public Issuance of A Shares
2 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
3 Approve Waiver of Obligation to Make a For For Management
Mandatory General Offer by China
Southern Air Holding Company
4 Approve Remedial Measures in Relation For For Management
to Dilution of Current Return by the
Non-Public Issuance of Shares and
Relevant Undertakings Made by the
Company's Controlling Shareholder,
Directors and Senior Management
5 Approve Shareholder Return Plan For For Management
6 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
7.00 Approve Proposal of the Non-Public For For Management
Issuance of A Shares and the
Non-Public Issuance of H Shares
7.01 Approve Types of A Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of A
Shares
7.02 Approve Issue Method and Period of A For For Management
Shares in Relation to the Proposed
Non-Public Issuance of A Shares
7.03 Approve Targeted Subscribers and For For Management
Subscription Method of A Shares in
Relation to the Proposed Non-Public
Issuance of A Shares
7.04 Approve Issue Price of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
7.05 Approve Issue Size of A Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of A Shares
7.06 Approve Lock-up Period of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
7.07 Approve Proceeds Raised and the Use of For For Management
Proceeds of A Shares in Relation to
the Proposed Non-Public Issuance of A
Shares
7.08 Approve Place of Listing of A Shares For For Management
in Relation to the Proposed Non-Public
Issuance of A Shares
7.09 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of A
Shares
7.10 Approve Validity Period Regarding the For For Management
Non-Public Issuance of A Shares
7.11 Approve Types of H Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of H
Shares
7.12 Approve Issue Method and Period of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
7.13 Approve Targeted Subscribers and For For Management
Subscription Method of H Shares in
Relation to the Proposed Non-Public
Issuance of H Shares
7.14 Approve Issue Price of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.15 Approve Issue Size of H Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of H Shares
7.16 Approve Lock-up Period of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.17 Approve Use of Proceeds of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.18 Approve Listing Arrangement of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
7.19 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of H
Shares
7.20 Approve Validity Period Regarding the For For Management
Non-Public Issuance of H Shares
7.21 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
8 Approve Resolution Regarding the For For Management
Preliminary Proposal of the Non-Public
Issuance of A Shares
9 Approve Resolution Regarding the For For Management
Connected Transactions Involved in the
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
10 Approve Resolution Regarding the For For Management
Conditional Subscription Agreement
Relating to the Subscription of the A
Shares Under the Non-Public Issuance
of A Shares
11 Approve Resolution Regarding the For For Management
Supplemental Agreement to the
Conditional A Share Subscription
Agreement
12 Approve Resolution Regarding For For Management
Conditional Subscription Agreement in
Relation to the Subscription of the H
Shares Under the Non-Public Issuance
of H Shares
13 Amend Articles of Association For For Management
14 Authorize Board to Deal With All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and the
Non-Public Issuance of H Shares
15 Amend Articles of Association For Against Shareholder
16 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
17 Amend Rules and Procedures Regarding For Against Shareholder
Meetings of Board of Directors
18 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Proposal of the Non-Public For For Management
Issuance of A Shares and the
Non-Public Issuance of H Shares
1.01 Approve Types of A Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of A
Shares
1.02 Approve Issue Method and Period of A For For Management
Shares in Relation to the Proposed
Non-Public Issuance of A Shares
1.03 Approve Targeted Subscribers and For For Management
Subscription Method of A Shares in
Relation to the Proposed Non-Public
Issuance of A Shares
1.04 Approve Issue Price of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
1.05 Approve Issue Size of A Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of A Shares
1.06 Approve Lock-up Period of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
1.07 Approve Proceeds Raised and the Use of For For Management
Proceeds of A Shares in Relation to
the Proposed Non-Public Issuance of A
Shares
1.08 Approve Place of Listing of A Shares For For Management
in Relation to the Proposed Non-Public
Issuance of A Shares
1.09 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of A
Shares
1.10 Approve Validity Period Regarding the For For Management
Non-Public Issuance of A Shares
1.11 Approve Types of H Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of H
Shares
1.12 Approve Issue Method and Period of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
1.13 Approve Targeted Subscribers and For For Management
Subscription Method of H Shares in
Relation to the Proposed Non-Public
Issuance of H Shares
1.14 Approve Issue Price of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.15 Approve Issue Size of H Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of H Shares
1.16 Approve Lock-up Period of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.17 Approve Use of Proceeds of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.18 Approve Listing Arrangement of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
1.19 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of H
Shares
1.20 Approve Validity Period Regarding the For For Management
Non-Public Issuance of H Shares
1.21 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
2 Approve Resolution Regarding the For For Management
Preliminary Proposal of the Non-Public
Issuance of A Shares
3 Approve Resolution Regarding the For For Management
Connected Transactions Involved in the
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
4 Approve Resolution Regarding the For For Management
Conditional Subscription Agreement
Relating to the Subscription of the A
Shares Under the Non-Public Issuance
of A Shares
5 Approve Resolution Regarding the For For Management
Supplemental Agreement to the
Conditional A Share Subscription
Agreement
6 Approve Resolution Regarding For For Management
Conditional Subscription Agreement in
Relation to the Subscription of the H
Shares Under the Non-Public Issuance
of H Shares
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018-2019 Finance and Lease For For Management
Service Framework Agreement
2 Approve Remuneration of Independent For For Shareholder
Non- Executive Directors
3.1 Elect Wang Chang Shun as Director For For Shareholder
3.2 Elect Tan Wan Geng as Director For For Shareholder
3.3 Elect Zhang Zi Fang as Director For For Shareholder
4.1 Elect Zheng Fan as Director For For Shareholder
4.2 Elect Gu Hui Zhong as Director For For Shareholder
4.3 Elect Tan Jin Song as Director For For Shareholder
4.4 Elect Jiao Shu Ge as Director For For Shareholder
5.1 Elect Pan Fu as Supervisor For For Shareholder
5.2 Elect Jia Shi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: NOV 27, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement, For For Management
Revised 2017 CSCECL Cap, Revised 2017
CSC Cap and Related Transactions
2 Approve New CSCECL Sub-construction For For Management
Engagement Agreement, CSCECL
Sub-construction Engagement Cap, CSC
Sub-construction Engagement Cap and
Related Transactions
3 Approve New Master CSC Group For For Management
Engagement Agreement, COLI Works
Annual Cap and Related Transactions
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: Y1505D102
Meeting Date: NOV 28, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Aili as Director, Approve For For Management
His Service Contract, and Authorize
Board to Fix His Remuneration
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: Y1505D102
Meeting Date: JAN 04, 2018 Meeting Type: Special
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: Y1519S111
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subscription Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421132
Meeting Date: FEB 23, 2018 Meeting Type: Special
Record Date: JAN 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
2 Approve Adjustment of the Remuneration For For Management
Scheme of Directors and Supervisors
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LTD.
Ticker: 1333 Security ID: G215AT102
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Contract with For For Management
KPMG as Auditors of the Company
2 Appoint BDO as Auditors and Authorize For For Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO., LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: DEC 11, 2017 Meeting Type: Special
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Use of For For Management
Previously Raised Funds
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Articles of Association After For Against Management
the Initial Public Offering
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO., LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the Board For For Management
of Supervisors
3 Approve 2017 Annual Financial Final For For Management
Proposal
4 Approve 2017 Annual Profit For For Management
Distribution Plan
5 Approve 2018 Financial Budget For For Management
6 Approve 2017 Annual Report For For Management
7 Approve External Auditors and Fix For For Management
Their Remuneration
8 Approve Revision of Dilution of For For Management
Current Returns by Initial Public
Offering and Listing of A Shares and
Remedial Measures
9 Approve Remuneration Plan of Directors For For Management
10 Approve Remuneration Plan of For For Management
Supervisors
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Extension of the Term of For For Management
Initial Public Offering and Listing of
A Shares
13 Approve Extension of the Term of For For Management
Authorization to the Board to Deal
with All Matters in Relation to the
Initial Public Offering and Listing of
A Shares
14 Approve Issuance of Qualified Tier 2 For For Management
Capital Instruments
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: AUG 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Company and Its For Against Management
Subsidiaries to Conduct Entrusted
Financial Management
2 Authorize the Company and Its For Against Management
Subsidiaries to Purchase the Entrusted
Financial Management Products of China
Bohai Bank Co., Ltd.
3 Approve Amendments to Articles of For For Shareholder
Association
4 Approve Provision of Guarantee For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by CS Finance For For Management
2 Approve Shareholders Agreement and For For Management
Related Transactions
3 Elect Lu Jianzhong as Director For For Management
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: MAR 15, 2018 Meeting Type: Special
Record Date: FEB 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liang Yanfeng as Director For For Shareholder
2a Elect Gu Xu as Director For For Shareholder
2b Elect Zhang Weihua as Director For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: OCT 10, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Xiaowen as Director and For For Shareholder
Approve His Service Contract
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
4 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
5 Approve Subscription Constituting a For For Management
Connected Transaction Under the
Relevant Laws and Regulations of the
PRC
6 Approve Waiver of COSCO Shipping's For For Management
Obligation to Make a General Offer of
the Securities of the Company as a
Result of the Subscription
7 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
8 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
9 Approve Satisfaction by the Company of For For Management
the Criteria for the Non-Public
Issuance of A Shares
10 Approve Exemption from the Reporting For For Management
on the Use of Proceeds from the
Previous Fund Raising Activity by the
Company
11 Approve Shareholders' Return Plan For For Management
12 Approve Remedial Measures Regarding For For Management
Dilution on Current Returns by the
Non-Public Issuance of A Shares
13 Approve Undertakings by the Relevant For For Management
Persons with Regards to the Remedial
Measures Regarding Dilution on Current
Returns by the Proposed Non-Public
Issuance of A Shares
14 Approve White Wash Waiver For For Management
15 Approve Non-public Issuance of A Shares For For Shareholder
16 Amend Articles of Association For For Shareholder
17 Approve Vessel Agreements and Related For For Shareholder
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
4 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
5 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
6 Approve Non-public Issuance of A Shares For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: FEB 26, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Two Agreements Entered For For Management
Into by China Shipping Development
(Hong Kong) Marine Co., Limited in
Relation to the Construction of Two
Motor Oil Tankers and Related
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Eligibility for Material Asset For For Management
Restructuring
2 Approve Pre-conditional Voluntary For For Management
General Cash Offer by UBS for All the
Issued Shares of OOIL and Related
Transactions
3 Approve Draft Report for the Material For For Management
Asset Acquisition of COSCO Shipping
Holdings Co., Ltd and Its Summary
4 Approve Offer Pursuant to Material For For Management
Asset Restructuring
5 Approve Completeness and Compliance of For For Management
the Legal Procedures in Respect of the
Offer and Validity of the Relevant
Legal Documents
6 Approve Valuation Report in Respect of For For Management
the Material Asset Acquisition
7 Approve Independence of Valuation For For Management
Agency, Reasonableness of Assumptions
of the Valuation, Correlation on the
Approach and Purpose of the Valuation
and Fairness of the Basis of the
Consideration of the Offer
8 Approve Assurance Report for the For For Management
Differences in Accounting Policies and
Its Summary
9 Approve Possible Dilution of Earnings For For Management
per Share of the Company
10 Approve Authorization by the For For Management
Shareholders to all Matters in
Relation to the Material Asset
Restructuring
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Criteria For For Management
for Non-Public Issuance of A Shares
2.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
2.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
2.3 Approve Target Subscribers and For For Management
Subscription Method in Relation to the
Non-Public Issuance of A Shares
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
2.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
2.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
2.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
2.8 Approve Amount and Use of Proceeds in For For Management
Relation to the Non-Public Issuance of
A Shares
2.9 Approve Arrangement of Accrued For For Management
Undistributed Profit of the Company
Prior to the Proposed Non-Public
Issuance of A Shares in Relation to
the Non-Public Issuance of A Shares
2.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
3 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
4 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares
5 Approve Exemption from the Preparation For For Management
of a Report on the Utilization of
Proceeds from Previous Fund Raising
6 Approve COSCO SHIPPING Subscription For For Management
Agreement
7 Approve Connected Transaction in For For Management
Relation to the COSCO SHIPPING
Subscription
8 Approve Waiver of COSCO SHIPPING's For For Management
Obligation to Make a General Offer of
the Securities of the Company as a
Result of the COSCO SHIPPING
Subscription Under PRC Laws and
Regulations
9 Approve Shareholders' Return Plan for For For Management
Three Years of 2017 to 2019
10 Approve Remedial Measures Regarding For For Management
Dilution on Current Returns and the
Impact on the Company's Major
Financial Indicators by the Non-Public
Issuance of A Shares
11 Approve Relevant Undertakings by For For Management
Shareholders, Directors and Senior
Management in Relation to the Remedial
Measures Regarding Dilution on Current
Returns by the Non-Public Issuance of
A Shares
12 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
13 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and For For Management
Subscription Method in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount and Use of Proceeds in For For Management
Relation to the Non-Public Issuance of
A Shares
1.9 Approve Arrangement of Accrued For For Management
Undistributed Profit of the Company
Prior to the Proposed Non-Public
Issuance of A Shares in Relation to
the Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve COSCO SHIPPING Subscription For For Management
Agreement
4 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
5 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Increase of Annual For For Management
Caps for Purchases on Seamen Leasing
Under the Master Seamen Leasing
Agreement
--------------------------------------------------------------------------------
CREDIT CHINA FINTECH HOLDINGS LIMITED
Ticker: 8207 Security ID: G2523M124
Meeting Date: JUL 27, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Songqi as Director For For Management
1 Approve Change of English Name and For For Management
Dual Foreign Chinese Name of the
Company
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1818Y108
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve General Mandate to Issue For For Management
Onshore and Offshore Debt Financing
Instruments
3.1 Elect Wang Changqing as Director For For Management
3.2 Elect Li Geping as Director For For Management
3.3 Elect Yu Zhongfu as Director For For Management
3.4 Elect Dong Shi as Director For For Management
3.5 Elect Zhang Qin as Director For For Management
3.6 Elect Zhu Jia as Director For For Management
3.7 Elect Wang Hao as Director For For Management
3.8 Elect Wang Bo as Director For For Management
3.9 Elect Xu Gang as Director For For Management
3.10 Elect Feng Genfu as Director For For Management
3.11 Elect Zhu Shengqin as Director For For Management
3.12 Elect Dai Deming as Director For For Management
3.13 Elect Bai Jianjun as Director For For Management
3.14 Elect Liu Qiao as Director For For Management
4.1 Elect Li Shihua as Supervisor For For Management
4.2 Elect Ai Bo as Supervisor For For Management
4.3 Elect Zhao Lijun as Supervisor For For Management
5 Approve 2017 Profit Distribution Plan For For Management
6 Approve Report of Previous Use of For For Management
Proceeds
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ruihua Certified Public For For Management
Accountants and RSM Hong Kong as
Domestic and Overseas Auditors and to
Fix Their Audit Fees
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Wafangdian Thermal Power Company
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jin Shengxiang as Director For For Management
1.2 Elect Zhang Ping as Director For For Management
1.3 Approve Resignation of Liu Haixia as For For Management
Director
1.4 Approve Resignation of Guan Tiangang For For Management
as Director
2.1 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
and Denitrification by Datang
Environment Company and Huludao
Thermal Power Company
2.2 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
and Denitrification by Datang
Environment Company and Shendong
Thermal Power Company
2.3 Approve Franchising Operation For For Management
Agreement on Flue Gas Denitrification
by Datang Environment Company and
Leizhou Power Generation Company
2.4 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
by Datang Environment Company and
Leizhou Power Generation Company
2.5 Approve Franchising Operation For For Management
Agreement on Flue Gas Denitrification
by Datang Environment Company and
Tangshan Beijiao Thermal Power Company
2.6 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
by Datang Environment Company and
Tangshan Beijiao Thermal Power Company
3 Approve Resolution on Entrustment of For For Management
Datang Environment Company to
Undertake EPC Project on Coal
Transmission System of Leizhou Power
Generation Company
4.1 Approve Procurement of Production and For For Management
Infrastructure Materials and Relevant
Auxiliary Services to be Provided by
CDC to Company
4.2 Approve Coal Supply Service to be For For Management
Provided by CDC to Company
4.3 Approve Infrastructure EPC Contracting For For Management
Services to be Provided by CDC to
Company
4.4 Approve Sale of Electricity and For For Management
Electricity Entrustment Agency
Services to be Provided by CDC to
Company
4.5 Approve Technological Transformation, For For Management
Operations Management and Repair and
Maintenance Services to be Provided by
CDC to Company
4.6 Approve Coal Supply and Coal For For Management
Transportation Services to be Provided
by Company to CDC
5 Approve Acquisition of Entire Equity For For Management
Interests of Datang Heilongjiang Power
Generation Co., Ltd., Datang Anhui
Power Generation Co., Ltd. and Datang
Hebei Power Generation Co., Ltd.
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Authorize Reissuance of Repurchased For Against Management
Shares
4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
5 Elect Yu Ziping as Director For For Shareholder
6 Elect Peng Jing as Director For For Shareholder
--------------------------------------------------------------------------------
FANG HOLDINGS LIMITED
Ticker: SFUN Security ID: 30711Y102
Meeting Date: DEC 20, 2017 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jingbo Wang For Against Management
2 Elect Director Mingqiang Bi For For Management
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 600660 Security ID: Y2680G100
Meeting Date: JAN 08, 2018 Meeting Type: Special
Record Date: DEC 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.1 Elect Cho Tak Wong as Director For For Management
3.2 Elect Tso Fai as Director For For Management
3.3 Elect Chen Xiangming as Director For For Management
3.4 Elect Sun Yiqun as Director For For Management
3.5 Elect Zhu Dezhen as Director For For Management
3.6 Elect Wu Shinong as Director For For Management
4.1 Elect Liu Xiaozhi as Director For For Management
4.2 Elect Wu Yuhui as Director For For Management
4.3 Elect Cheung Kit Man Alison as Director For For Management
5.1 Elect Chen Mingsen as Supervisor For For Management
5.2 Elect Ni Shiyou as Supervisor For For Management
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: AUG 11, 2017 Meeting Type: Special
Record Date: AUG 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New JZ Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
2 Approve New GCL Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
3 Approve New Yangzhou Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve Taicang Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve JX Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
6 Approve New Desalted Water Supply For For Management
Agreement, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: JAN 05, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Wafer Products Supply For For Management
Framework Agreement, Annual Cap and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: SEP 18, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve LYNK & CO Financing For For Management
Arrangements, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Baoji Acquisition Agreement For For Management
and Related Transactions
2 Approve Yili Acquisition Agreement and For For Management
Related Transactions
3 Approve SZX Acquisition Agreement and For For Management
Related Transactions
4 Approve Powertrain Sales Agreement, For For Management
Annual Caps for Three Financial Years
Ending December 31, 2020 and Related
Transactions
5 Approve the Revised Annual Cap Amounts For For Management
Under the Services Agreement for Two
Financial Years Ending December 31,
2018
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 000776 Security ID: Y270AF115
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures for For For Management
Supervisory Committee's Meetings
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: AUG 23, 2017 Meeting Type: Special
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules of Procedures of the For Against Shareholder
General Meetings of Guangzhou
Automobile Group Co., Ltd.
3 Amend Rules of Procedures of the Board For For Shareholder
of Guangzhou Automobile Group Co., Ltd.
4 Amend Rules of Procedures of the For For Shareholder
Supervisory Committee of Guangzhou
Automobile Group Co., Ltd.
5 Elect Yan Zhuangli as Director For For Shareholder
6 Elect Ji Li as Supervisor For For Shareholder
7 Elect Chen Jianxin as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Basis and Scope for Confirming For Against Management
the Participants of the Scheme in
Relation to the Second Share Option
Incentive Scheme
1.02 Approve Source, Number and Allocation For Against Management
of Subject Shares of the Scheme in
Relation to the Second Share Option
Incentive Scheme
1.03 Approve Schedule of the Scheme in For Against Management
Relation to the Second Share Option
Incentive Scheme
1.04 Approve Exercise Price of the Share For Against Management
Options and the Basis of Determination
of the Exercise Price in Relation to
the Second Share Option Incentive
Scheme
1.05 Approve Conditions of Grant and For Against Management
Conditions of Exercise Under the
Scheme in Relation to the Second Share
Option Incentive Scheme
1.06 Approve Method and Procedures of For Against Management
Adjustment to the Share Options in
Relation to the Second Share Option
Incentive Scheme
1.07 Approve Accounting Treatment of Share For Against Management
Options Under the Scheme in Relation
to the Second Share Option Incentive
Scheme
1.08 Approve Procedures of Grant of Share For Against Management
Options by the Company and Exercise by
the Participants in Relation to the
Second Share Option Incentive Scheme
1.09 Approve Respective Rights and For Against Management
Obligations of the Company and
Participants in Relation to the Second
Share Option Incentive Scheme
1.10 Approve Handling of Changes in For Against Management
Relation to the Company and
Participants in Relation to the Second
Share Option Incentive Scheme
1.11 Approve Other Important Matters in For Against Management
Relation to the Second Share Option
Incentive Scheme
2 Approve Resolutions in Relation to the For Against Management
Second Share Option Incentive Scheme
Performance Appraisal Measures
3 Authorize Board to Deal With Matters For Against Management
in Relation to Second Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Basis and Scope for Confirming For Against Management
the Participants of the Scheme in
Relation to the Second Share Option
Incentive Scheme
1.02 Approve Source, Number and Allocation For Against Management
of Subject Shares of the Scheme in
Relation to the Second Share Option
Incentive Scheme
1.03 Approve Schedule of the Scheme in For Against Management
Relation to the Second Share Option
Incentive Scheme
1.04 Approve Exercise Price of the Share For Against Management
Options and the Basis of Determination
of the Exercise Price in Relation to
the Second Share Option Incentive
Scheme
1.05 Approve Conditions of Grant and For Against Management
Conditions of Exercise Under the
Scheme in Relation to the Second Share
Option Incentive Scheme
1.06 Approve Method and Procedures of For Against Management
Adjustment to the Share Options in
Relation to the Second Share Option
Incentive Scheme
1.07 Approve Accounting Treatment of Share For Against Management
Options Under the Scheme in Relation
to the Second Share Option Incentive
Scheme
1.08 Approve Procedures of Grant of Share For Against Management
Options by the Company and Exercise by
the Participants in Relation to the
Second Share Option Incentive Scheme
1.09 Approve Respective Rights and For Against Management
Obligations of the Company and
Participants in Relation to the Second
Share Option Incentive Scheme
1.10 Approve Handling of Changes in For Against Management
Relation to the Company and
Participants in Relation to the Second
Share Option Incentive Scheme
1.11 Approve Other Important Matters in For Against Management
Relation to the Second Share Option
Incentive Scheme
2 Approve Resolutions in Relation to the For Against Management
Second Share Option Incentive Scheme
Performance Appraisal Measures
3 Authorize Board to Deal With Matters For Against Management
in Relation to Second Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P106
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditors
2 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Internal Control Auditor
3 Approve Addition of New entities as For For Management
Part of Placing Proceeds
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P106
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conformity of the Significant For For Management
Transaction with the Provisions of
Relevant Laws, Regulations and Policies
2 Approve Significant Transaction Not For For Management
Constituting a Connected Transaction
3 Approve Significant Transaction with For For Management
Rule 4 of the Regulations on
Standardizing Several Issues
Concerning the Significant
Transactions of Listed Companies
4 Approve Implementation of Legal For For Management
Procedures, Compliance, and Validity
of the Submission of Legal Documents
Regarding the Significant Transaction
5 Approve Independence of the Valuer, For For Management
Reasonableness of the Appraisal
Assumptions, Relevance Between
Appraisal Method and the Purposes of
the Appraisal and Opinions on the
Fairness of the Appraised Value
6 Approve Confirmation of the Audit For For Management
Report and the Valuation Report for
the Significant Transaction
7 Approve Current Earnings Per Share of For For Management
the Company Will Not Be Diluted as a
Result of Completion of the
Transactions in Relation to the
Significant Transaction
8.1 Approve Overall Proposal for the For For Management
Significant Transaction
8.2 Approve Specific Proposal for the For For Management
Significant Transaction
8.2.1 Approve Base Date for Valuation For For Management
8.2.2 Approve Transaction Manner and For For Management
Counterparties
8.2.3 Approve Valuation of the Target Assets For For Management
8.2.4 Approve Payment of the Consideration For For Management
for the Acquisition
8.2.5 Approve Put Options For For Management
8.2.6 Approve Allocation Arrangement of the For For Management
Profit and Loss of the Target Assets
from the Base Date for Valuation to
Completion Date
8.2.7 Approve Employees For For Management
8.3 Approve Compensation Scheme for For For Management
Earnings Forecast
8.4 Approve Validity Period of the For For Management
Resolutions
9 Approve Entering Into the Agreements For For Management
Relevant to the Significant Transaction
10 Approve Report on the Material For For Management
Acquisition of Assets of the Company
and Its Summary
11 Authorize Board to Deal With All For For Management
Matters in Relation to the Significant
Transaction
--------------------------------------------------------------------------------
GUOTAI JUNAN INTERNATIONAL HOLDINGS LTD.
Ticker: 1788 Security ID: Y2961L109
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Services Agreement, For For Management
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 600837 Security ID: Y2988F101
Meeting Date: MAR 01, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants as Auditor
1 Amend Articles of Association and For For Management
Amend Rules and Procedures Regarding
Meetings of Board of Directors and
Supervisory Committee
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LTD
Ticker: 1347 Security ID: Y372A7109
Meeting Date: FEB 14, 2018 Meeting Type: Special
Record Date: FEB 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Subscription Agreement and For For Management
Related Transactions
1b Authorize Board for the Allotment and For For Management
Issuance of Subscription Shares in
Relation to the Subscription Agreement
1c Approve JV Agreement and Related For For Management
Transactions
1d Approve Capital Increase Agreement and For For Management
Related Transactions
1e Authorize Any One Director to Deal For For Management
With All Matters in Relation to
Subscription Agreement, JV Agreement,
Capital Increase Agreement and Related
Transactions
--------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LIMITED
Ticker: 336 Security ID: G4639H122
Meeting Date: AUG 01, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ma Yun Yan as Director For For Management
3b Elect Xia Li Qun as Director For For Management
3c Elect Poon Chiu Kwok as Director For Against Management
3d Elect Xiong Qing as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORP LTD.
Ticker: 816 Security ID: Y3123J107
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Huang Shaoxiong as Director For For Management
1b Authorize Remuneration and Assessment For For Management
Committee to Fix Remuneration of the
Proposed Director According to the
Remuneration Plan for Directors
1c Authorize Board to Enter into a For For Management
Service Contract with the Proposed
Director and Handle All Other Relevant
Matters on Behalf of the Company
1d Elect Wu Jianchun as Director For For Management
1e Elect Mei Weiyi as Director For For Management
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORP LTD.
Ticker: 816 Security ID: Y3123J107
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD.
Ticker: 1071 Security ID: Y3738Y101
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2a Approve Purchase of Fuel from China For For Management
Huadian and its Subsidiaries and
Companies, Annual Caps, and Related
Transactions
2b Approve Provision of Equipments, For For Management
Systems, Products, Engineering and
Construction Contracting,
Environmental Protection System
Renovation Project, and Miscellaneous
and Relevant Services, Annual Caps,
and Related Transactions
2c Approve Sales of Fuel and Provision of For For Management
Relevant Services, Annual Caps, and
Related Transactions
3 Approve Proposed Financial Services For Against Management
Agreement
4 Approve Loan Framework Agreement For For Management
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: JAN 30, 2018 Meeting Type: Special
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions for 2018 Between Huaneng
Power International, Inc. and Huaneng
Group
2 Approve Acceptance of Guaranteed Loans For For Management
for Working Capital Relating to
Sahiwal Project in Pakistan by
Shandong Company
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 601688 Security ID: Y37426114
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Regulations For For Management
on the Management of Proceeds of the
Company
2 Approve Adjustment to the Standard For For Management
Allowance of Non-Executive Directors
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 29, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisors for 2016
2 Elect Anthony Francis Neoh as Director For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LTD.
Ticker: 358 Security ID: Y4446C100
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Supply and For For Management
Services Agreement 1, Annual Caps and
Related Transactions
2 Approve Consolidated Supply and For For Management
Services Agreement 2, Annual Caps and
Related Transactions
3 Approve Land Leasing Agreement, Annual For For Management
Caps and Related Transactions
4 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voting Proxy Agreement, For For Management
Capital Injection Agreement, and Their
Related Transactions
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: FEB 27, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Purchase Agreements and For For Management
Related Transactions
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 135 Security ID: G5320C108
Meeting Date: DEC 19, 2017 Meeting Type: Special
Record Date: DEC 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Agreement and For Against Management
Related Transactions
2 Approve Continuing Connected For Against Management
Transactions Under Categories (a),
(b), (c) and (d) between the Group and
the CNPC Group, Proposed Annual Caps
and Related Transactions
--------------------------------------------------------------------------------
KWG PROPERTY HOLDING LTD.
Ticker: 1813 Security ID: G53224104
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Related Transactions
--------------------------------------------------------------------------------
LEGEND HOLDINGS LTD.
Ticker: 3396 Security ID: Y52237107
Meeting Date: JAN 16, 2018 Meeting Type: Special
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Acquisition Pursuant to For For Management
the Sale and Purchase Agreement and
Related Transactions
1b Authorize Board to Deal With All For For Management
Matters in Relation to the Sale and
Purchase Agreement
2a Approve Amendments to Articles of For For Management
Association
2b Authorize Directors to Do All Things For For Management
Necessary to Give Effect to the
Amendments to the Articles of
Association
3 Elect Luo Cheng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 06, 2017 Meeting Type: Annual
Record Date: JUN 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Nobuyuki Idei as Director For For Management
3b Elect William O. Grabe as Director For For Management
3c Elect Ma Xuezheng as Director For For Management
3d Elect Yang Chih-Yuan Jerry as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve the Plan and California Subplan For Against Management
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: NOV 10, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For Against Management
Related Transactions
2 Approve the Issuance of Subscription For Against Management
Shares, Warrant Shares and Bonus
Warrants Under Specific Mandate
3 Approve Whitewash Waiver For Against Management
4 Approve Relevant Management For Against Management
Participation
5 Authorize the Board to Deal with All For Against Management
Matters in Relation to the
Subscription, the Subscription
Agreement and Related Transactions
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: FEB 07, 2018 Meeting Type: Special
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change In the Shareholding For For Management
Structure of Livzon MABPharm Inc.
2 Authorize Board to Handle All Matters For For Management
in Relation to the Change In the
Shareholding Structure of Livzon
MABPharm Inc.
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Basis for Determining the For Against Management
Incentive Participants and the Scope
of Incentive Participants
1B Approve Source, Number and Allocation For Against Management
of the Share Options
1C Approve Validity Period, Date of For Against Management
Grant, Vesting Period, Exercise Date
and Lock-up Period of the Share
Options Incentive Scheme
1D Approve Exercise Price of the Share For Against Management
Options and Basis for Determination
1E Approve Conditions of Grant and For Against Management
Exercise of the Share Options
1F Approve Methods and Procedures for For Against Management
Adjustments for the Share Options
Incentive Scheme
1G Approve Accounting Treatment of the For Against Management
Share Options
1H Approve Procedures for Implementation For Against Management
of the Share Options Incentive Scheme
1I Approve Respective Rights and For Against Management
Obligations of the Company and the
Incentive Participants
1J Approve Handling Unusual Changes of For Against Management
the Company and the Incentive
Participants
2 Approve Administrative Measures for For Against Management
Appraisal System of the 2017 Share
Options Incentive Scheme of the Company
3 Authorize Board to Deal With All For Against Management
Matters in Relation to the 2017 Share
Options Incentive Scheme
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Basis for Determining the For Against Management
Incentive Participants and the Scope
of Incentive Participants
1B Approve Source, Number and Allocation For Against Management
of the Share Options
1C Approve Validity Period, Date of For Against Management
Grant, Vesting Period, Exercise Date
and Lock-up Period of the Share
Options Incentive Scheme
1D Approve Exercise Price of the Share For Against Management
Options and Basis for Determination
1E Approve Conditions of Grant and For Against Management
Exercise of the Share Options
1F Approve Methods and Procedures for For Against Management
Adjustments for the Share Options
Incentive Scheme
1G Approve Accounting Treatment of the For Against Management
Share Options
1H Approve Procedures for Implementation For Against Management
of the Share Options Incentive Scheme
1I Approve Respective Rights and For Against Management
Obligations of the Company and the
Incentive Participants
1J Approve Handling Unusual Changes of For Against Management
the Company and the Incentive
Participants
2 Approve Administrative Measures for For Against Management
Appraisal System of the 2017 Share
Options Incentive Scheme of the Company
3 Authorize Board to Deal With All For Against Management
Matters in Relation to the 2017 Share
Options Incentive Scheme
--------------------------------------------------------------------------------
LUYE PHARMA GROUP LTD.
Ticker: 2186 Security ID: G57007109
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Transfer Agreements and For For Management
Related Transactions
--------------------------------------------------------------------------------
MMG LIMITED
Ticker: 1208 Security ID: Y6133Q102
Meeting Date: MAR 08, 2018 Meeting Type: Special
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Issuance of New Connected For Against Management
Award Shares to 16 Connected Incentive
Participants in Respect of the 2015
Award and 2017 Award Pursuant to the
Long Term Incentive Equity Plan
b Authorize Board to Deal With All For Against Management
Matters in Relation to the Issuance of
New Connected Award Shares to 16
Connected Incentive Participants in
Respect of the 2015 Award and 2017
Award Pursuant to the Long Term
Incentive Equity Plan
--------------------------------------------------------------------------------
NETEASE INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: AUG 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Cheng as Director For For Management
1c Elect Denny Lee as Director For For Management
1d Elect Joseph Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Leung as Director For For Management
1g Elect Michael Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE CO LTD.
Ticker: 601336 Security ID: Y625A4115
Meeting Date: DEC 19, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Jiannan as Supervisor For For Shareholder
2 Approve Standard of Remuneration of For For Management
Executive Directors and Chairman of
Board of Supervisors
3 Amend Articles of Association For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD.
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 18, 2017 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhang Cheng Fei as Director For Against Management
3a2 Elect Lau Chun Shun as Director For Against Management
3a3 Elect Zhang Lianpeng as Director For Against Management
3a4 Elect Tam Wai Chu, Maria as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Share Premium Reduction and For For Management
the Credit Arising be Transferred to
the Contributed Surplus
--------------------------------------------------------------------------------
NOAH HOLDINGS LIMITED
Ticker: NOAH Security ID: 65487X102
Meeting Date: DEC 01, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Share Incentive Plan For Against Management
--------------------------------------------------------------------------------
ORIENT SECURITIES COMPANY LIMITED
Ticker: 600958 Security ID: Y2059V100
Meeting Date: MAR 06, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Pan Xinjun as Director For For Management
2.02 Elect Jin Wenzhong as Director For For Management
2.03 Elect Liu Wei as Director For For Management
2.04 Elect Wu Junhao as Director For For Management
2.05 Elect Chen Bin as Director For For Management
2.06 Elect Li Xiang as Director For For Management
2.07 Elect Xia Jinghan as Director For For Management
2.08 Elect Xu Jianguo as Director For For Management
2.09 Elect Xu Guoxiang as Director For For Management
2.10 Elect Tao Xiuming as Director For For Management
2.11 Elect Wei Anning as Director For For Management
2.12 Elect Xu Zhiming as Director For For Management
2.13 Elect Jin Qinglu as Director For For Management
3.01 Elect Zhang Qian as Supervisor For For Management
3.02 Elect Huang Laifang as Supervisor For For Management
3.03 Elect Tong Jie as Supervisor For For Management
3.04 Elect Liu Wenbin as Supervisor For For Management
3.05 Elect Yin Keding as Supervisor For For Management
3.06 Elect Wu Zhengkui as Supervisor For For Management
4 Approve Engagement in Cross-border For For Management
Business
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: OCT 26, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement For Against Management
and Related Transactions
2 Elect Wang Liang as Supervisor For For Management
3 Amend Articles of Association, Rules For Against Management
of Procedures for the Shareholders'
Meeting, Rules of Procedures for the
Board Meeting and Amendments to the
Rules of Procedures and Organization
of Supervisory Committee
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO., LTD.
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: OCT 31, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yun Zhen as Director For For Management
2 Elect Wang Dedi as Director For For Management
3 Elect Qu Xiaohui as Director For For Management
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO., LTD.
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: MAR 12, 2018 Meeting Type: Special
Record Date: FEB 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
2 Amend Articles of Association For Against Management
3 Amend Procedural Rules for For For Management
Shareholders' General Meeting
4 Amend Procedural Rules for the Board For For Management
of Directors
5 Amend Procedural Rules for the For For Management
Supervisory Committee
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to the H Shareholders Only
for the Overseas Listing of Ping An
Healthcare And Technology Company
Limited
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to the H Shareholders Only
for the Overseas Listing of Ping An
Healthcare And Technology Company
Limited
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD
Ticker: 1528 Security ID: Y7S99R100
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope For For Management
2 Approve Provision of Guarantee to For Against Management
Haier Consumer Financing Company
Limited
3 Amend Articles of Association For For Management
4 Approve General Mandate to Issue For For Management
Domestic Financial Instruments and
Relevant Authorization
5 Approve Issuance of US Dollar For For Management
Denominated Bonds and Provision of
Guarantee
6 Authorize Board to Deal With All For For Management
Matters in Relation to the US Dollar
Denominated Bonds
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Joint Venture For For Management
Agreement, Capital Increase Agreement
and Related Transactions
2 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu, Former
CEO of the Company
3 Approve Proposed Grant of Restricted For Against Management
Share Units to Haijun Zhao, CEO of the
Company
4 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu,
Non-Independent Non-Executive Director
of the Company
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: MAR 27, 2018 Meeting Type: Special
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement, For For Management
Capital Contribution Agreement and
Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 23, 2017 Meeting Type: Special
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt WW Medical Share Option Scheme For Against Management
2 Approve Grant of Options to George A. For Against Management
Leondis and Related Transactions
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO., LTD.
Ticker: 2727 Security ID: Y76824104
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Complying with the For For Management
Conditions for Public Issuance of
Exchangeable Corporate Bonds
2.1 Approve Category of Bonds to be Issued For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.2 Approve Issue Method and Size of Issue For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.3 Approve Face Value and Issue Price in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.4 Approve Issue Method and Allotment For For Management
Rules in Relation to Public Issuance
of Exchangeable Corporate Bonds
2.5 Approve Term and Type of Bonds in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.6 Approve Coupon Rate in Relation to For For Management
Public Issuance of Exchangeable
Corporate Bonds
2.7 Approve Initial Exchange Price in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.8 Approve Guarantee Arrangements in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.9 Approve Use of Proceeds and Special For For Management
Account for Raised Funds in Relation
to Public Issuance of Exchangeable
Corporate Bonds
2.10 Approve Repayment Assurance Measures For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.11 Approve Listing Arrangements for Bonds For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.12 Approve Underwriting Method in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.13 Approve Other Matters in Relation to For For Management
Public Issuance of Exchangeable
Corporate Bonds
2.14 Approve Validity Period of Resolution For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
3 Approve Resolution on the Proposal for For For Management
Public Issuance of Exchangeable
Corporate Bonds
4 Authorize Board to Deal With All For For Management
Matters in Relation to Public Issuance
of Exchangeable Corporate Bonds
5 Approve Amendments to Articles of For For Management
Association
1 Approve Transfer of Surplus Proceeds For For Management
of Convertible Bonds
2.1 Approve Guarantee Provision for For Against Management
Shanghai High Strength Bolt Factory
Company Limited
2.2 Approve Guarantee Provision for For Against Management
Shanghai Prime (HK) Investment
Management Company Limited
2.3 Approve Guarantee Provision for For Against Management
Nedschroef Fasteners Kunshan Co., Ltd.
2.4 Approve Guarantee Provision for For Against Management
Shanghai Prime Tension Control Bolts
Co., Ltd
--------------------------------------------------------------------------------
SHENGJING BANK CO LTD
Ticker: 2066 Security ID: Y7704K102
Meeting Date: FEB 28, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Qiyang as Director For For Management
2 Elect Zhang Qiang as Director For For Management
3 Elect Wang Yigong as Director For For Management
4 Elect Wu Gang as Director For For Management
5 Elect Qiu Huofa as Director For For Management
6 Elect Liu Yanxue as Director For For Management
7 Elect Li Jianwei as Director For For Management
8 Elect Li Yuguo as Director For For Management
9 Elect Yuen Wing Shing as Director For For Management
10 Elect Zhao Weiqing as Director For For Management
11 Elect Ni Guoju as Director For For Management
12 Elect Jiang Ce as Director For For Management
13 Elect Tai Kwok Leung, Alexander as For For Management
Director
14 Elect Xing Tiancai as Director For For Management
15 Elect Li Jinyi as Director For For Management
16 Elect Pan Wenge as Supervisor For For Management
17 Elect Liu Huidi as Supervisor For For Management
18 Elect Yu Haobo as Supervisor For For Management
19 Elect Ba Junyu as Supervisor For For Management
20 Elect Sun Hang as Supervisor For For Management
21 Elect Dai Qiang as Supervisor For For Management
22 Amend Articles of Association For Against Management
23 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be For For Management
Issued in Relation to the Public Issue
of the A Share Convertible Bonds
1.02 Approve Issue Size in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
1.03 Approve Par Value and Issue Price in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.04 Approve Term of Bond in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
1.05 Approve Interest Rate of Bond in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.06 Approve Method and Timing of Interest For For Management
Payment in Relation to the Public
Issue of the A Share Convertible Bonds
1.07 Approve Conversion Period in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
1.08 Approve Determination of the Number of For For Management
Conversion Shares in Relation to the
Public Issue of the A Share
Convertible Bonds
1.09 Approve Determination of the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
1.10 Approve Adjustment to the Conversion For For Management
Price in Relation to the Public Issue
of the A Share Convertible Bonds
1.11 Approve Downward Adjustment to the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
1.12 Approve Terms of Redemption in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.13 Approve Terms of Sell Back in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
1.14 Approve Dividend Rights of the For For Management
Conversion Year in Relation to the
Public Issue of the A Share
Convertible Bonds
1.15 Approve Method of Issuance and Target For For Management
Investors in Relation to the Public
Issue of the A Share Convertible Bonds
1.16 Approve Subscription Arrangement for For For Management
Existing A Shareholders in Relation to
the Public Issue of the A Share
Convertible Bonds
1.17 Approve Relevant Matters on A Share For For Management
Convertible Bonds Holders' Meetings in
Relation to the Public Issue of the A
Share Convertible Bonds
1.18 Approve Use of Proceeds in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
1.19 Approve Management and Deposit of For For Management
Proceeds in Relation to the Public
Issue of the A Share Convertible Bonds
1.20 Approve Guarantee in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
1.21 Approve Validity Period of the For For Management
Resolutions in Relation to the Public
Issue of the A Share Convertible Bonds
1.22 Approve Matters Relating to For For Management
Authorization in Relation to the
Public Issue of the A Share
Convertible Bonds
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Requirements for the Public For For Management
Issue of the A Share Convertible Bonds
2 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Public
Issue of A Share Convertible Bonds
3 Approve Report of the Use of Proceeds For For Management
Previously Raised by the Company
4 Approve Shareholders' Return for the For For Management
Future Three Years (2017 to 2019)
5 Approve Dilution of Current Returns by For For Management
the Public Issue of the A Share
Convertible Bonds and the Remedial
Measures
6 Approve Undertakings by the For For Management
Controlling Shareholder, Actual
Controller, Directors and Senior
Management on the Actual Performance
of the Remedial Measures for the
Dilution of Current Returns
7 Approve Term of A Share Convertible For For Management
Bonds Holders' Meeting
8.01 Approve Type of Securities to be For For Management
Issued in Relation to the Public Issue
of the A Share Convertible Bonds
8.02 Approve Issue Size in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
8.03 Approve Par Value and Issue Price in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.04 Approve Term of Bond in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
8.05 Approve Interest Rate of Bond in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.06 Approve Method and Timing of Interest For For Management
Payment in Relation to the Public
Issue of the A Share Convertible Bonds
8.07 Approve Conversion Period in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
8.08 Approve Determination of the Number of For For Management
Conversion Shares in Relation to the
Public Issue of the A Share
Convertible Bonds
8.09 Approve Determination of the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
8.10 Approve Adjustment to the Conversion For For Management
Price in Relation to the Public Issue
of the A Share Convertible Bonds
8.11 Approve Downward Adjustment to the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
8.12 Approve Terms of Redemption in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.13 Approve Terms of Sell Back in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
8.14 Approve Dividend Rights of the For For Management
Conversion Year in Relation to the
Public Issue of the A Share
Convertible Bonds
8.15 Approve Method of Issuance and Target For For Management
Investors in Relation to the Public
Issue of the A Share Convertible Bonds
8.16 Approve Subscription Arrangement for For For Management
Existing A Shareholders in Relation to
the Public Issue of the A Share
Convertible Bonds
8.17 Approve Relevant Matters on A Share For For Management
Convertible Bonds Holders' Meetings in
Relation to the Public Issue of the A
Share Convertible Bonds
8.18 Approve Use of Proceeds in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
8.19 Approve Management and Deposit of For For Management
Proceeds in Relation to the Public
Issue of the A Share Convertible Bonds
8.20 Approve Guarantee in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
8.21 Approve Validity Period of the For For Management
Resolutions in Relation to the Public
Issue of the A Share Convertible Bonds
8.22 Approve Matters Relating to For For Management
Authorization in Relation to the
Public Issue of the A Share
Convertible Bonds
9 Approve Remuneration of Directors and For For Management
Supervisors
10.01 Elect Hu Wei as Director For For Management
10.02 Elect Liao Xiang Wen as Director For For Management
10.03 Elect Gong Tao Tao as Director For For Management
10.04 Elect Liu Ji as Director For For Management
10.05 Elect Chen Yan as Director For For Management
10.06 Elect Fan Zhi Yong as Director For For Management
10.07 Elect Wu Ya De as Director For For Management
10.08 Elect Chen Yuan Jun as Director For For Management
11.01 Elect Hu Chun Yuan as Director For For Management
11.02 Elect Cai Shu Guang as Director For For Management
11.03 Elect Wen Zhao Hua as Director For For Management
11.04 Elect Chen Xiao Lu as Director For For Management
12.01 Elect Wang Zeng Jin as Supervisor For For Management
12.02 Elect Ye Jun as Supervisor For For Management
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
2 Elect Bai Hua as Director For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LTD.
Ticker: 152 Security ID: G8086V146
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD.
Ticker: 639 Security ID: Y7760F104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Master Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 03, 2017 Meeting Type: Proxy Contest
Record Date: SEP 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1 Elect Director Yichen Zhang For Did Not Vote Management
2 Ratify PricewaterhouseCoopers Zhong For Did Not Vote Management
Tian LLP as Auditors
3 Elect Director Brett H. Krause Against Did Not Vote Shareholder
4 Elect Director Thomas J. Manning Against Did Not Vote Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Management Nominee Yichen Zhang Abstain For Shareholder
2 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
3 Elect Director Brett H. Krause For Against Shareholder
4 Elect Director Thomas J. Manning For For Shareholder
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD.
Ticker: 1177 Security ID: G8167W138
Meeting Date: FEB 12, 2018 Meeting Type: Special
Record Date: FEB 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve First Acquisition Agreement For For Management
and Related Transactions
1b Approve Second Acquisition Agreement For For Management
and Related Transactions
1c Approve Grant of Specific Mandate to For For Management
Issue Consideration Shares and Related
Transactions
1d Authorize Board to Deal with All For For Management
Matters in Relation to the First
Acquisition Agreement, Second
Acquisition Agreement and Related
Transactions
2 Approve Whitewash Waiver and Related For For Management
Transactions
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: OCT 13, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lam Sin Lai Judy as Director and For For Management
Authorize Board to Fix Her Remuneration
2 Adopt New Articles of Association and For Against Management
Related Transactions
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: DEC 30, 2017 Meeting Type: Special
Record Date: DEC 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Related Transactions
2 Approve Grant of 756 Million Share For Against Management
Options Under the New Share Option
Scheme
3 Approve Grant of 378 Million Share For Against Management
Options Under the New Share Option
Scheme
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve H Share Appreciation Rights For Against Management
Scheme and the Initial Grant
2 Authorize Board to Deal with All For Against Management
Matters in Relation to the H Share
Appreciation Rights Scheme
3 Amend Articles of Association and For Against Management
Authorize Sang Jinghua, Vice
President, and the Secretary to the
Board, to Deal with All Matters in
Relation to the Amendments of the
Articles of Association
4 Amend Rules and Procedures Regarding For Against Management
Board Meetings and Authorize Sang
Jinghua, Vice President, and the
Secretary to the Board, to Deal with
All Matters in Relation to the
Amendments of Rules and Procedures
Regarding Board Meetings
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Final Dividend Distribution For For Management
Plan
5 Approve Interim Profit Distribution For For Management
Plan
6 Approve Grant Thornton China (Special For For Management
General Partnership) as Domestic
Auditor and Approve Grant Thornton
Hong Kong Limited as International
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Business Operation Plan, For For Management
Investment Plan and Financial Budget
1 Authorize Repurchase of Issued Share For For Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: MAY 08, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares and H
Shares
1.02 Approve Methods of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
1.03 Approve Subscribers in Relation to the For For Management
Non-Public Issuance of A Shares and H
Shares
1.04 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
1.05 Approve Issue Price and Pricing Policy For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
1.06 Approve Number of Shares to be Issued For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
1.07 Approve Total Proceeds to be Raised For For Management
and the Use of Proceeds in Relation to
the Non-Public Issuance of A Shares
and H Shares
1.08 Approve Lock-up Period and Place of For For Management
Listing in Relation to the Non-Public
Issuance of A Shares and H Shares
1.09 Approve Arrangement for the For For Management
Accumulated Profits Prior to the
Non-Public Issuance of Share
1.10 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
Non-Public Issuance of H Shares
1.11 Approve Effective Period for the For For Management
Resolution on the Non-Public Issuance
of Shares
2 Approve Execution of the Conditional For For Management
Subscription Agreements for the
Non-Public Issuance of Shares Between
the Company and Specific Targets and
Related Transactions
3 Approve Connected Transactions For For Management
Contemplated Under the Non-Public
Issuance of Shares
4 Approve Proposal for Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and H Shares
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of the Non-Public Issuance of A Shares
2.01 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares and H
Shares
2.02 Approve Methods of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
2.03 Approve Subscribers in Relation to the For For Management
Non-Public Issuance of A Shares and H
Shares
2.04 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
2.05 Approve Issue Price and Pricing Policy For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
2.06 Approve Number of Shares to be Issued For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
2.07 Approve Total Proceeds to be Raised For For Management
and the Use of Proceeds in Relation to
the Non-Public Issuance of A Shares
and H Shares
2.08 Approve Lock-up Period and Place of For For Management
Listing in Relation to the Non-Public
Issuance of A Shares and H Shares
2.09 Approve Arrangement for the For For Management
Accumulated Profits Prior to the
Non-Public Issuance of Share
2.10 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
Non-Public Issuance of H Shares
2.11 Approve Effective Period for the For For Management
Resolution on the Non-Public Issuance
of Shares
3 Approve Execution of the Conditional For For Management
Subscription Agreements for the
Non-Public Issuance of Shares Between
the Company and Specific Targets and
Related Transactions
4 Approve Connected Transactions For For Management
Contemplated Under the Non-Public
Issuance of Shares
5 Approve Proposal for Non-Public For For Management
Issuance of A Shares
6 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
7 Approve Report on the Use of Proceeds For For Management
from the Previous Fund Raising Activity
8 Approve Remedial Measures in Relation For For Management
to Dilution of Immediate Return by the
Non-Public Issuance of Shares and
Relevant Undertakings Made by the
Company's Controlling Shareholder,
Directors and Senior Management
9 Approve Shareholder Return Plan in the For For Management
Next Three Years
10 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and H Shares
11 Approve Qi Xin Gong Ying Management For For Management
Investment Plan and Related
Transactions
12 Approve Trustee Agreement and its For For Management
Supplemental Agreements
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 338 Security ID: Y80373106
Meeting Date: AUG 02, 2017 Meeting Type: Special
Record Date: JUN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Li Yuanqin as Director For For Shareholder
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: SEP 20, 2017 Meeting Type: Special
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhiming as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
2 Elect Chen Qi Yu as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
3 Elect She Lulin as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
4 Elect Wang Qunbin as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
5 Elect Ma Ping as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
6 Elect Deng Jindong as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
7 Elect Li Dongjiu as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
8 Elect Lian Wanyong as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
9 Elect Wen Deyong as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
10 Elect Li Ling as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Her
11 Elect Yu Tze Shan Hailson as Director For For Management
and Authorize Board to Enter Into the
Service Contract With Him
12 Elect Tan Wee Seng as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
13 Elect Liu Zhengdong as Director and For For Management
Authorize Board to Enter Into the
Service Contract With Him
14 Elect Zhuo Fumin as Director and For Against Management
Authorize Board to Enter Into the
Service Contract With Him
15 Elect Yao Fang as Supervisor and For For Management
Authorize Board to Enter Into the
Service Contract With Him
16 Elect Tao Wuping as Supervisor and For For Management
Authorize Board to Enter Into the
Service Contract With Him
17 Elect Li Xiaojuan as Supervisor and For For Management
Authorize Board to Enter Into the
Service Contract With Him
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Procurement Framework For For Management
Agreement and Related Transactions
2 Elect Liu Yong as Director None For Shareholder
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: MAR 09, 2018 Meeting Type: Special
Record Date: FEB 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rong Yan as Director, Authorize For For Management
Board to Fix Her Remuneration and
Authorize Board to Enter Into a
Service Contract with Her
2 Elect Wu Yijian as Director, Authorize For For Management
Board to Fix His Remuneration and
Authorize Board to Enter Into a
Service Contract with Him
3 Approve Issuance of Corporate Bonds For For Management
and Authorize the Board to Deal With
All Matters in Relation to Issuance of
Corporate Bonds
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Taiwen as Director For For Management
2 Elect Zhou Fangsheng as Supervisor For For Management
3 Approve Master Services Agreement For For Management
Between the Company and China
Merchants Group Limited for Three
Years Ending December 31, 2020, Its
Related Annual Caps, and Related
Transactions
4 Approve Master Services Agreement For For Management
Between the Company and Sinotrans
Shandong Hongzhi Logistics Co. Ltd.
for Three Years Ending December 31,
2020, Its Related Annual Caps, and
Related Transactions
5 Approve Master Services Agreement For For Management
Between the Company and Qingdao Jinyun
Air Cargo Freight Forwarding Co. Ltd.
for Three Years Ending December 31,
2020, Its Related Annual Caps, and
Related Transactions
6 Approve Master Services Agreement For For Management
Between the Company and Shanghai
Waihong Yishida International
Logistics Co. Ltd. for Three Years
Ending December 31, 2020, Its Related
Annual Caps, and Related Transactions
7 Approve Financial Services Agreement For Against Management
Between the Company and China
Merchants Group Finance Co. Ltd. for
Three Years Ending December 31, 2020,
Its Related Annual Caps, and Related
Transactions
8 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
SKYWORTH DIGITAL HOLDINGS LTD
Ticker: 751 Security ID: G8181C100
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Shi Chi as Director For For Management
3B Elect Li Weibin as Director For For Management
3C Elect Cheong Ying Chew, Henry as For Against Management
Director
3D Elect Li Ming as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SOHO CHINA LTD.
Ticker: 410 Security ID: G82600100
Meeting Date: SEP 27, 2017 Meeting Type: Special
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Authorize For For Management
Board to Deal with All Matters in
Relation to the Payment of the Special
Dividend
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: JUL 31, 2017 Meeting Type: Special
Record Date: JUN 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class of Shares in Relation to For For Management
the Initial Public Offering and
Listing of A Shares
1b Approve Nominal Value Per Share in For For Management
Relation to the Initial Public
Offering and Listing of A Shares
1c Approve Proposed Stock Exchange for For For Management
Listing in Relation to the Initial
Public Offering and Listing of A Shares
1d Approve Offering Size in Relation to For For Management
the Initial Public Offering and
Listing of A Shares
1e Approve Target Subscribers in Relation For For Management
to the Initial Public Offering and
Listing of A Shares
1f Approve Strategic Placing in Relation For For Management
to the Initial Public Offering and
Listing of A Shares
1g Approve Mode of Offering in Relation For For Management
to the Initial Public Offering and
Listing of A Shares
1h Approve Pricing Methodology in For For Management
Relation to the Initial Public
Offering and Listing of A Shares
1i Approve Form of Underwriting in For For Management
Relation to the Initial Public
Offering and Listing of A Shares
1j Approve Conversion into a Joint Stock For For Management
Company with Limited Liability with
Domestically and Overseas Listed
Shares in Relation to the Initial
Public Offering and Listing of A Shares
1k Approve Valid Period of the Offering For For Management
Plan in Relation to the Initial Public
Offering and Listing of A Shares
2 Approve Authorization to Deal with For For Management
Matters Relating to the Offering of A
Shares
3 Approve Use of Proceeds from the For For Management
Offering of A Shares
4 Approve Accumulated Profit For For Management
Distribution Plan Before the Offering
of A Shares
5 Approve Amendments to Articles of For For Management
Association
1 Approve Three-Year Dividend Plan After For For Management
the Offering of A Shares
2 Approve Price Stabilization Plan of A For For Management
Shares within Three Years After the
Offering of A Shares
3 Approve Undertakings Regarding the For For Management
Information Disclosure in the
Prospectus Published in Connection
with the Offering of A Shares
4 Approve Dilution of Immediate Returns For For Management
as a Result of the Offering of the A
Shares and Remedial Measures
5 Approve Report on the Status of Use of For For Management
Previously Raised Funds
6 Approve Amendments to Procedural Rules For For Management
for the Shareholders General Meeting
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: SEP 08, 2017 Meeting Type: Special
Record Date: AUG 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Capital For For Management
Replenishment Bonds and Relevant
Authorization
1 Elect Xie Yiqun as Director For For Management
2 Elect Tang Zhigang as Director For For Management
3 Elect Xiao Xuefeng as Director For For Management
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: OCT 31, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Settlement Scheme For For Management
of Directors and Supervisors for 2016
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: MAR 01, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Approve Fixed Assets Investment Budget For For Management
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD.
Ticker: 1339 Security ID: Y6800A109
Meeting Date: APR 19, 2018 Meeting Type: Special
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
2 Elect Xie Yiqun as Director For For Management
3 Elect Tang Zhigang as Director For For Management
4 Elect Wang Qingjian as Director For For Management
5 Elect Xiao Xuefeng as Director For For Management
6 Elect Hua Rixin as Director For For Management
7 Elect Cheng Yuqin as Director For For Management
8 Elect Wang Zhibin as Director For For Management
9 Elect Shiu Sin Por as Director For For Management
10 Elect Ko Wing Man as Director For For Management
11 Elect Luk Kin Yu, Peter as Director For Against Management
12 Elect Lin Yixiang as Director For For Management
13 Elect Chen Wuzhao as Director For For Management
14 Elect Lin Fan as Supervisor For For Management
15 Elect Xu Yongxian as Supervisor For For Management
16 Elect Jing Xin as Supervisor For For Management
17 Approve Proposed Authorization to Deal For For Management
With Matters of Purchase of Liability
Insurance in Respect of the A Share
Prospectus
18 Approve Profit Distribution Plan for For For Shareholder
2017
--------------------------------------------------------------------------------
TIMES PROPERTY HOLDINGS LTD
Ticker: 1233 Security ID: G8904A100
Meeting Date: JAN 15, 2018 Meeting Type: Special
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt New For For Management
Chinese Name as Dual Foreign Name of
the Company and Related Transactions
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: JAN 30, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Directors to Carry For For Management
Out the Eastern Airlines Transaction,
Proposed Annual Caps and Related
Transactions
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED
Ticker: 2666 Security ID: Y9289J104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Deposit and Intermediary For Against Management
Business Service Framework Agreement
and Proposed Annual Caps for the Three
Years Ending December 31, 2020
2 Authorize Repurchase of Issued Share For For Management
Capital
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WEIBO CORPORATION
Ticker: WB Security ID: 948596101
Meeting Date: NOV 02, 2017 Meeting Type: Annual
Record Date: OCT 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles Chao For Against Management
2 Elect Director Daniel Yong Zhang For Against Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: AUG 30, 2017 Meeting Type: Special
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds For For Management
2 Approve Grant of Guarantee for the For For Management
Benefit of Weichai International Hong
Kong Energy Group Co., Limited in
Respect of the Bonds Issue
3 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
5 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Shaanxi Zhongqi Purchase Agreement and
Relevant New Caps
8 Elect Wu Hongwei as Supervisor None For Shareholder
9 Approve Grant of Guarantee for the None For Shareholder
Benefit of Weichai International Hong
Kong Energy Group Co., Limited in
Respect of a Bank Loan and Related
Transactions
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Share Capital For For Management
of Coal & Allied Industries Limited by
Yancoal Australia Co., Ltd., Including
Offer Made to HVO Resources Pty. Ltd
and Related Transactions
2 Approve Company's Compliance with the For For Management
Requirements of Non-Public Issuance of
Shares
3 Approve Feasibility Analysis Report of For For Management
Implementing the Use of Proceeds of
the Non-Public Issuance of RMB
Ordinary Shares
4 Authorize Board to Deal with Matters For For Management
Relating to the Non-Public Issuance of
Shares at Its Full Discretion
5 Approve Dilution of Immediate Return For For Management
and Return Recovery Measures Upon the
Non-Public Issuance of Shares
6 Approve Certain Commitments by the For For Management
Controlling Shareholders, Directors
and Senior Management Relating to
Recovery of Immediate Return
7 Approve Non-Necessity for the Company For For Management
to Prepare a Report for the Previous
Fund-Raising
8.01 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Shares to
Specific Persons
8.02 Approve Method and Time of the Issue For For Management
in Relation to the Non-Public Issuance
of Shares to Specific Persons
8.03 Approve Issue Price and Pricing For For Management
Principle in Relation to the
Non-Public Issuance of Shares to
Specific Persons
8.04 Approve Number of New Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of Shares to Specific Persons
8.05 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
8.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
8.07 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits in
Relation to the Non-Public Issuance of
Shares to Specific Persons
8.08 Approve Validity of Resolution of the For For Management
Issue in Relation to the Non-Public
Issuance of Shares to Specific Persons
8.09 Approve Place of Listing in Relation For For Management
to the Non-Public Issuance of Shares
to Specific Persons
8.10 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
Shares to Specific Persons
9 Approve Proposal of Non-Public For For Management
Issuance of A Shares
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Shares to
Specific Persons
1.02 Approve Method and Time of the Issue For For Management
in Relation to the Non-Public Issuance
of Shares to Specific Persons
1.03 Approve Issue Price and Pricing For For Management
Principle in Relation to the
Non-Public Issuance of Shares to
Specific Persons
1.04 Approve Number of New Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of Shares to Specific Persons
1.05 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
1.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
1.07 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits in
Relation to the Non-Public Issuance of
Shares to Specific Persons
1.08 Approve Validity of Resolution of the For For Management
Issue in Relation to the Non-Public
Issuance of Shares to Specific Persons
1.09 Approve Place of Listing in Relation For For Management
to the Non-Public Issuance of Shares
to Specific Persons
1.10 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
Shares to Specific Persons
2 Approve Proposal of Non-Public For For Management
Issuance of A Shares
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: NOV 27, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Elect Cai Chang as Director For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JAN 26, 2018 Meeting Type: Special
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Proposed Mutual Provision of For For Management
Labour and Services Agreement,
Relevant Annual Caps and Related
Transactions
1.02 Approve Proposed Provision of For For Management
Insurance Fund Administrative Services
Agreement, Relevant Annual Caps and
Related Transactions
1.03 Approve Proposed Provision of For For Management
Materials Supply Agreement, Relevant
Annual Caps and Related Transactions
1.04 Approve Proposed Provision of For For Management
Products, Materials and Equipment
Leasing Agreement , Relevant Annual
Caps and Related Transactions
1.05 Approve Proposed Chemical Projects For For Management
Entrusted Management Agreement,
Relevant Annual Caps and Related
Transactions
1.06 Approve Proposed Bulk Commodities Sale For For Management
and Purchase Agreement, Relevant
Annual Caps and Related Transactions
2.01 Approve Proposed Bulk Commodities For For Management
Mutual Supply Agreement, Relevant
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: MAR 27, 2018 Meeting Type: Special
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Exercise of Call Option, For For Management
Call Option Exercise Agreement, Equity
Transfer Agreement and Related
Transactions
2 Elect Chen Jing as Director For For Management
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis T. Hsieh For For Management
1b Elect Director Jonathan S. Linen For For Management
1c Elect Director Micky Pant For For Management
1d Elect Director William Wang For For Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: JAN 18, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement in For For Management
Relation to Proposed Acquisition and
Related Transactions
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Agreement and Related For For Management
Transactions
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 18, 2017 Meeting Type: Special
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Bonds and Authorize Board to Deal with
All Matters in Relation to the
Issuance of Super Short-term Bonds
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Deposit and Bills For Against Management
Discounting Services and Proposed
Annual Caps Under the 2017 Financial
Services Agreement
2 Approve Provision of Deposit, Loan and For Against Management
Bills Discounting Services and
Relevant Proposed Annual Caps Under
the 2017 Parent Group Financial
Services Agreement
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: APR 20, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
2 Approve Issuance of Medium-term Notes For For Management
and Related Transactions
3 Approve Issuance of Overseas Bonds and For For Management
Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend For For Management
2 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: APR 02, 2018 Meeting Type: Special
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Zhihong as Director For For Management
2 Elect Yu Ji as Director For For Management
3 Elect Yu Qunli as Director For For Management
4 Elect Chen Bin as Director For For Management
5 Authorize Board to Approve the For For Management
Proposed Directors' Service Contracts
and Relevant Documents and Authorize
Any One Executive Director to Sign
Such Contracts and Relevant Documents
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: OCT 20, 2017 Meeting Type: Special
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xinning as Director and For For Management
Authorize Board to Fix His Remuneration
2 Elect Ouyang Minggao as Director and For For Management
Authorize Board to Fix His Remuneration
3 Approve Absorption and Merger of Times For For Management
Equipment by the Company and Authorize
Board to Handle All Matters in
Relation to the Absorption and Merger
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: NOV 01, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement and Related For For Management
Transactions
2A Approve Related Party Transaction in For For Management
Relation to the Sales of Products to
Changsha Zoomlion Environmental
Industry Co., Ltd.
2B Approve Related Party Transaction in For For Management
Relation to the Procurement of Spare
Parts and Components from Changsha
Zoomlion Environmental Industry Co.,
Ltd.
2C Approve Related Party Transaction in For For Management
Relation to the Commissioned Product
Processing Services by the Company to
Changsha Zoomlion Environmental
Industry Co.,Ltd.
2D Approve Related Party Transaction in For Against Management
Relation to the Provision of Financial
Services Changsha Zoomlion
Environmental Industry Co., Ltd.
3 Approve Provision for Asset Impairment For For Management
4 Approve Increase of Maximum Amount of For For Management
Investment for Conducting Low Risk
Investment and Financial Management
and Authorize the Chairman of the
Board to Deal with All Matters In
Relation to the Increase of Maximum
Amount of Investment
5 Approve Amendments to Articles of For For Management
Association
6 Approve Share Option Scheme and the For Against Shareholder
Restricted A Share Incentive Scheme
and Their Summary
7 Approve Appraisal Measures for the For Against Shareholder
Share Option Scheme and the Restricted
A Share Incentive Scheme
8 Authorize Board to Handle All Related For Against Shareholder
Matters in Relation to Share Option
Scheme and the Restricted A Share
Incentive Scheme
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: NOV 01, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Share Option Scheme and the For Against Shareholder
Restricted A Share Incentive Scheme
and Their Summary
3 Approve Appraisal Measures for the For Against Shareholder
Share Option Scheme and the Restricted
A Share Incentive Scheme
4 Authorize the Board to Handle All For Against Shareholder
Related Matters in Relation to Share
Option Scheme and the Restricted A
Share Incentive Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Amount for Contract For For Management
Performance for Overseas Wholly-Owned
Subsidiaries
2 Approve Registration and Issue of For For Management
Perpetual Medium Term Note
3 Approve Registration and Issue of SCP For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: MAR 28, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Company's Fulfillment of For For Management
Criteria for the Proposed Non-public
Issuance of A Shares
2.01 Approve Class and Par Value in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.02 Approve Method and Time of Issuance in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.03 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Proposed Non-Public Issuance of A
Shares
2.04 Approve Issue Price and Pricing For For Management
Principles in Relation to the Proposed
Non-Public Issuance of A Shares
2.05 Approve Number of A Shares to be For For Management
Issued in Relation to the Proposed
Non-Public Issuance of A Shares
2.06 Approve Lock-up Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
2.07 Approve Amount and Use of Proceeds in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.08 Approve Place of Listing in Relation For For Management
to the Proposed Non-Public Issuance of
A Shares
2.09 Approve Arrangement for the Retained For For Management
Undistributed Profits Prior to the
Proposed Non-Public Issuance of A
Shares
2.10 Approve Validity Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
3.00 Approve the Proposed Non-Public For For Management
Issuance of A Shares
4.00 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds in Relation to the
Proposed Non-Public Issuance of A
Shares
5.00 Approve Exemption from the Preparation For For Management
of a Report on the Use of Proceeds
from the Previous Fund Raising
6.00 Approve Remedial Measures Regarding For For Management
Dilution on Returns for the Current
Period
7.00 Approve Shareholder Dividend and For For Management
Return Plan in the Next Three Years
(2018-2020)
8.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Company's
Proposed Non-public Issuance of A
Shares
9.00 Approve Amendments to Articles of For For Management
Association
10.00 Approve Matters Pertaining to the For For Shareholder
Entrustment in Relation to the
Development, Construction, Sales and
Operation of Shenzhen Bay Super
Headquarters Base
======================= GUGGENHEIM CHINA REAL ESTATE ETF =======================
AGILE GROUP HOLDINGS LTD.
Ticker: 3383 Security ID: G01198103
Meeting Date: JUL 17, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
ASIAN GROWTH PROPERTIES LTD
Ticker: AGP Security ID: G05413102
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: DEC 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Giant Trade For For Management
Investments Limited to Asian Growth
Properties Co. Limited
2 Approve Matters Relating to Capital For For Management
Reduction
3 Approve Cancellation of Admission of For For Management
Company's Shares to Trading on AIM
4 Amend Bye-Laws of the Company For For Management
5 Approve Matters Relating to the For For Management
Voluntary Winding Up as Authorised by
Nan Luen International Limited
--------------------------------------------------------------------------------
CARNIVAL GROUP INTERNATIONAL HOLDINGS LTD
Ticker: 996 Security ID: G1991V103
Meeting Date: JUL 10, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
CHEUNG KONG PROPERTY HOLDINGS LTD.
Ticker: 1113 Security ID: G2103F101
Meeting Date: AUG 24, 2017 Meeting Type: Special
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Approve Change of English Name and For For Management
Chinese Name of the Company
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: OCT 03, 2017 Meeting Type: Special
Record Date: SEP 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Third Round Investment For For Management
Agreements and Related Transactions
--------------------------------------------------------------------------------
CHINA JINMAO HOLDINGS GROUP LTD.
Ticker: 817 Security ID: Y1500V107
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deposit Services Under Renewed For Against Management
Framework Financial Service Agreement
and Authorize Board to Deal With All
Matters in Relation to Deposit Services
--------------------------------------------------------------------------------
CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rights Issue, Underwriting For For Management
Agreement, Whitewash Waiver and
Related Transactions
2 Elect Yan Jianguo as Director For For Management
--------------------------------------------------------------------------------
CHINA SOUTH CITY HOLDINGS LTD
Ticker: 1668 Security ID: Y1515Q101
Meeting Date: AUG 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Song Chuan as Director For For Management
3b Elect Cheng Ka Man Carman as Director For For Management
3c Elect Sun Kai Lit Cliff as Director None None Management
3d Elect Cheng Tai Po as Director For For Management
3e Elect Leung Moon Lam as Director None None Management
3f Elect Lin Ching Hua as Director For For Management
3g Elect Li Wai Keung as Director For For Management
3h Approve Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421132
Meeting Date: FEB 23, 2018 Meeting Type: Special
Record Date: JAN 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
2 Approve Adjustment of the Remuneration For For Management
Scheme of Directors and Supervisors
--------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED
Ticker: 1113 Security ID: ADPV39812
Meeting Date: OCT 11, 2017 Meeting Type: Special
Record Date: OCT 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Transaction For For Management
--------------------------------------------------------------------------------
KWG PROPERTY HOLDING LTD.
Ticker: 1813 Security ID: G53224104
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Related Transactions
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: 823 Security ID: Y5281M111
Meeting Date: JUL 26, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect May Siew Boi Tan as Director For For Management
3.2 Elect Nancy Tse Sau Ling as Director For For Management
3.3 Elect Elaine Carole Young as Director For For Management
4 Authorize Repurchase of Issued Units For For Management
--------------------------------------------------------------------------------
LOGAN PROPERTY HOLDINGS CO., LTD.
Ticker: 3380 Security ID: G55555109
Meeting Date: NOV 24, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of 8,000,000 Share For Against Management
Options to Kei Hoi Pang
2 Approve Grant of 1,800,000 Share For Against Management
Options to Kei Perenna Hoi Ting
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 17 Security ID: Y63084126
Meeting Date: NOV 21, 2017 Meeting Type: Annual
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yeung Ping-Leung, Howard as For For Management
Director
3b Elect Ho Hau-Hay, Hamilton as Director For For Management
3c Elect Lee Luen-Wai, John as Director For For Management
3d Elect Ki Man-Fung, Leonie as Director For Against Management
3e Elect Cheng Chi-Heng as Director For Against Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD
Ticker: 1528 Security ID: Y7S99R100
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope For For Management
2 Approve Provision of Guarantee to For Against Management
Haier Consumer Financing Company
Limited
3 Amend Articles of Association For For Management
4 Approve General Mandate to Issue For For Management
Domestic Financial Instruments and
Relevant Authorization
5 Approve Issuance of US Dollar For For Management
Denominated Bonds and Provision of
Guarantee
6 Authorize Board to Deal With All For For Management
Matters in Relation to the US Dollar
Denominated Bonds
--------------------------------------------------------------------------------
SINO LAND COMPANY LIMITED
Ticker: 83 Security ID: Y80267126
Meeting Date: OCT 26, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Robert Ng Chee Siong as Director For For Management
3.2 Elect Adrian David Li Man-kiu as For Against Management
Director
3.3 Elect Alice Ip Mo Lin as Director For Against Management
3.4 Elect Sunny Yeung Kwong as Director For Against Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5.1 Authorize Repurchase of Issued Share For For Management
Capital
5.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: OCT 13, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lam Sin Lai Judy as Director and For For Management
Authorize Board to Fix Her Remuneration
2 Adopt New Articles of Association and For Against Management
Related Transactions
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: DEC 30, 2017 Meeting Type: Special
Record Date: DEC 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Related Transactions
2 Approve Grant of 756 Million Share For Against Management
Options Under the New Share Option
Scheme
3 Approve Grant of 378 Million Share For Against Management
Options Under the New Share Option
Scheme
--------------------------------------------------------------------------------
SOHO CHINA LTD.
Ticker: 410 Security ID: G82600100
Meeting Date: SEP 27, 2017 Meeting Type: Special
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Authorize For For Management
Board to Deal with All Matters in
Relation to the Payment of the Special
Dividend
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Lui Ting, Victor as Director For For Management
3.1b Elect Li Ka-cheung, Eric as Director For Against Management
3.1c Elect Leung Ko May-yee, Margaret as For For Management
Director
3.1d Elect Po-shing Woo as Director For Against Management
3.1e Elect Tung Chi-ho, Eric as Director For For Management
3.1f Elect Fung Yuk-lun, Allen as Director For For Management
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNLIGHT REAL ESTATE INVESTMENT TRUST
Ticker: 435 Security ID: Y8239W108
Meeting Date: OCT 27, 2017 Meeting Type: Annual
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Unit For For Management
Capital
--------------------------------------------------------------------------------
TIMES PROPERTY HOLDINGS LTD
Ticker: 1233 Security ID: G8904A100
Meeting Date: JAN 15, 2018 Meeting Type: Special
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt New For For Management
Chinese Name as Dual Foreign Name of
the Company and Related Transactions
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: MAR 27, 2018 Meeting Type: Special
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Exercise of Call Option, For For Management
Call Option Exercise Agreement, Equity
Transfer Agreement and Related
Transactions
2 Elect Chen Jing as Director For For Management
--------------------------------------------------------------------------------
YUEXIU REAL ESTATE INVESTMENT TRUST
Ticker: 405 Security ID: Y9865D109
Meeting Date: DEC 04, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition and Related For For Management
Transactions
2 Approve Extension of Existing For For Management
Continuing Connected Party Transaction
Waiver, New Annual Caps, and Authorize
the Manager to Deal With Any Matters
in Relation to the CCPT Matters
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: JAN 18, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement in For For Management
Relation to Proposed Acquisition and
Related Transactions
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Agreement and Related For For Management
Transactions
======================== GUGGENHEIM CHINA SMALL CAP ETF ========================
361 DEGREES INTERNATIONAL LTD.
Ticker: 1361 Security ID: G88493104
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Ding Huihuang as Director For For Management
3A2 Elect Ding Huirong as Director For For Management
3A3 Elect Wang Jiabi as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
3SBIO INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: NOV 09, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholders Agreement, For Against Management
Formation of Joint Venture, Grant of
Put Option and Related Transactions
--------------------------------------------------------------------------------
500.COM LIMITED
Ticker: WBAI Security ID: 33829R100
Meeting Date: DEC 29, 2017 Meeting Type: Annual
Record Date: NOV 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young Hua Ming as For For Management
Auditors
2 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
51JOB, INC.
Ticker: JOBS Security ID: 316827104
Meeting Date: DEC 14, 2017 Meeting Type: Annual
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Junichi Arai as Director For For Management
2 Elect David K. Chao as Director For For Management
3 Elect Li-Lan Cheng as Director For For Management
4 Elect Eric He as Director For For Management
5 Elect Rick Yan as Director For For Management
6 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
AGILE GROUP HOLDINGS LTD.
Ticker: 3383 Security ID: G01198103
Meeting Date: JUL 17, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
AGTECH HOLDINGS LTD.
Ticker: 8279 Security ID: G0135Z103
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Channel Caps and For For Management
Related Transactions
2 Approve Procurement Framework For For Management
Agreement, Procurement Caps and
Related Transactions
3 Elect Zou Liang as Director and For For Management
Authorize the Board to Fix His
Remuneration
--------------------------------------------------------------------------------
AGTECH HOLDINGS LTD.
Ticker: 8279 Security ID: G0135Z103
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Yang Guang as Director For For Management
2.2 Elect Ji Gang as Director For For Management
2.3 Elect Monica Maria Nunes as Director For Against Management
2.4 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.2 Authorize Repurchase of Issued Share For For Management
Capital
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AIR CHINA LTD.
Ticker: 753 Security ID: Y002A6104
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Emoluments of Stanley Hui For For Management
Hon-chung and Li Dajin
2 Approve Non-Receipt of Emoluments by For For Management
the Supervisory Committee
3 Approve Amendments to Articles of For Against Management
Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Board Meetings
6 Approve Renewal Trademark License For Against Management
Framework Agreement
7 Approve Entry Into a Financial For Against Management
Services Framework Agreement Between
the Company and China National
Aviation Finance Co., Ltd.
8 Approve Entry Into a Financial For Against Management
Services Framework Agreement between
China National Aviation Finance Co.,
Ltd. and China National Aviation
Holding Company
9.01 Elect Cai Jianjiang as Director For For Management
9.02 Elect Song Zhiyong as Director For For Management
9.03 Elect John Robert Slosar as Director For For Management
10.01 Elect Wang Xiaokang as Director For For Management
10.02 Elect Liu Deheng as Director For For Management
10.03 Elect Stanley Hui Hon-chung as Director For For Management
10.04 Elect Li Dajin as Director For For Management
11.01 Elect Wang Zhengang as Supervisor For For Management
11.02 Elect He Chaofan as Supervisor For For Management
12 Approve Expansion of Business Scope For For Shareholder
and Amend Articles of Association
--------------------------------------------------------------------------------
AJISEN (CHINA) HOLDINGS LTD.
Ticker: 538 Security ID: G0192S109
Meeting Date: JUL 13, 2017 Meeting Type: Special
Record Date: JUL 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
AJISEN (CHINA) HOLDINGS LTD.
Ticker: 538 Security ID: G0192S109
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Poon Wai as Director For For Management
3a2 Elect Katsuaki Shigemitsu as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD.
Ticker: 2600 Security ID: Y0094N109
Meeting Date: OCT 26, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association, Rules For Against Management
of Procedures for the Shareholders'
Meeting, Rules of Procedures for the
Board Meeting and the Rules of
Procedures for the Supervisory
Committee Meeting
2 Approve the Proposed Application by For For Shareholder
the Company for the Continuation of
the Suspension of Trading in A Shares
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD.
Ticker: 2600 Security ID: Y0094N109
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of Third Party For For Management
Investors for Capital Contribution
2 Approve New Financial Services For Against Management
Agreement and Proposed Transaction
Caps
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 347 Security ID: Y0132D105
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Li Zhongwu as For For Management
Director
2 Approve Resignation of Zhang Jingfan For For Management
as Director
3.1 Elect Li Zhen as Director For For Management
3.2 Elect Ma Lianyong as Director For For Management
3.3 Elect Xie Junyong as Director For For Management
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 347 Security ID: Y0132D105
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Annual Report and Its For For Management
Extracts
4 Approve 2017 Auditors' Report For For Management
5 Approve 2017 Profit Distribution Plan For For Management
6 Approve 2017 Remuneration of Directors For For Management
and Supervisors
7 Amend Articles of Association For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Approve ShineWing Certified Public For For Shareholder
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
10 Approve Resignation of Luo Yucheng as For For Shareholder
Director
11 Elect Feng Changli as Director For For Shareholder
12 Approve Issuance of Short-term For For Shareholder
Financial Bill of the Company in the
Inter-Bank Bond Market
13 Approve Issuance of Ultra Short-term For For Shareholder
Financial Bill of the Company in the
Inter-Bank Bond Market
--------------------------------------------------------------------------------
ANHUI EXPRESSWAY CO LTD
Ticker: 995 Security ID: Y01374100
Meeting Date: AUG 16, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Directors' and For For Management
Supervisors' Remuneration
2.1 Elect Qiao Chuanfu as Director For For Management
2.2 Elect Chen Dafeng as Director For For Management
2.3 Elect Xu Zhen as Director For For Management
2.4 Elect Xie Xinyu as Director For For Management
2.5 Elect Yang Xudong as Director For For Management
2.6 Elect Du Jian as Director For For Management
3.1 Elect Kong Yat Fan as Director For For Management
3.2 Elect Jiang Jun as Director For For Management
3.3 Elect Liu Hao as Director For For Management
4.1 Elect Chen Yuping as Supervisor For For Management
4.2 Elect Jiang Yue as Supervisor For For Management
--------------------------------------------------------------------------------
ANHUI EXPRESSWAY CO LTD
Ticker: 995 Security ID: Y01374100
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial Report For For Management
4 Approve 2017 Profit Appropriation For For Management
Proposal
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: DEC 01, 2017 Meeting Type: Annual
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Han Qiu For Against Management
2 Elect Director Zheng Liu For Against Management
--------------------------------------------------------------------------------
AVIC INTERNATIONAL HOLDING (HK) LTD
Ticker: 232 Security ID: G0719V106
Meeting Date: JAN 23, 2018 Meeting Type: Special
Record Date: JAN 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement, For For Management
Specific Mandate, Whitewash Waiver and
Related Transactions
2 Approve Sale Framework Agreement, For For Management
Poposed Annual Caps and Related
Transactions
3 Elect Zhang Ping as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
AVIC INTERNATIONAL HOLDING (HK) LTD
Ticker: 232 Security ID: G0719V106
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Pan Linwu as Director For Against Management
2b Elect Xu Hongge as Director For For Management
2c Elect Chu Yu Lin, David as Director For Against Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4a Authorize Repurchase of Issued Share For For Management
Capital
4b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Supply of Products For For Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
2 Approve Mutual Provision of Services For For Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
3 Approve Products and Services Mutual For For Management
Supply and Guarantee
Agreement,Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
4 Approve Financial Services Framework For Against Management
Agreement, Proposed Annual Caps For
Three Financial Years Ending December
31, 2020 and Related Transactions
5 Approve Revision of the Proposed For For Management
Annual Caps for the Expenditure
Transactions Under the Existing Mutual
Provision of Services Agreement and
Related Transactions
6 Approve Revision of the Maximum For Against Management
Outstanding Daily Balance of Deposit
Services, the Annual Cap of Other
Financial Services Under the Existing
Financial Services Framework Agreement
and Related Transactions
7 Approve Amendments to Articles of For Against Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD
Ticker: 1958 Security ID: Y0506H104
Meeting Date: DEC 05, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appove A Share Offering For For Management
2 Approve Authorization of Board to For For Management
Handle All Matters in Relation to to
the Issuance and Listing of A Shares
3 Amend Articles to be Valid After the For For Management
Issuance and Listing of A Shares
4 Approve Change of the Registered For For Management
Office and Amendment to the Articles
1 Approve Use of Proceeds in Relation to For For Management
the Issuance of A Shares
2 Approve Dilution of Current Returns as For For Management
a Result of the Issuance and Proposed
Remedial Measures
3 Approve Undertakings on the Disclosure For For Management
of Information in the Prospectus
Published in Connection with the
Issuance of A Shares
4 Approve A Share Price Stabilisation For For Management
Plan in Relation to the Issuance of A
Shares
5 Approve Distribution of the For For Management
Accumulated Profits Before the
Issuance and Listing of A Shares
6 Approve Shareholder Dividend Plan for For For Management
the Three-Year After the Issuance of A
Shares
7 Approve Report of Use from Previous For For Management
Raised Funds Activities
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders After
the Issuance and Listing of A Shares
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board to be Valid After
the Issuance and Listing of A Shares
10 Adopt Working System for Independent For For Management
Directors
11 Approve Administrative Measures on For For Management
Related Party Transactions to be Valid
after the Issuance and Listing of A
Shares
12 Approve Administrative Measures on the For For Management
Use of Proceeds
13 Approve Administrative Measures on For For Management
External Guarantees
14 Appoint Pricewaterhousecoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Auditors for the A Share Offering
15 Amend Rules and Procedures for Board For For Management
of Supervisors to be Valid After the
Issuance and Listing of A Shares
16.1 Elect Gu Zhangfei as Supervisor For For Management
16.2 Elect Wang Min as Supervisor For For Management
16.3 Elect Yao Shun as Supervisor For For Management
16.4 Elect Jiang Dali as Supervisor For For Management
16.5 Elect Pang Minjing as Supervisor For For Management
16.6 Elect Zhan Zhaohui as Supervisor For For Management
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD
Ticker: 1958 Security ID: Y0506H104
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
BANK OF CHONGQING CO., LTD.
Ticker: 1963 Security ID: Y0R98B102
Meeting Date: AUG 18, 2017 Meeting Type: Special
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Jun as Director For For Management
2 Approve Change of Registered Address For For Management
--------------------------------------------------------------------------------
BANK OF CHONGQING CO., LTD.
Ticker: 1963 Security ID: Y0R98B102
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of Authorization Matters in Relation
to Issuance of Non-capital Financial
Bonds
--------------------------------------------------------------------------------
BANK OF CHONGQING CO., LTD.
Ticker: 1963 Security ID: Y0R98B102
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Annual Report For For Management
3 Approve 2018 Financial Budget Proposal For For Management
4 Approve 2017 Report of the Board of For For Management
Supervisors
5 Approve 2017 Final Financial Accounts For For Management
6 Approve 2017 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as External Auditors
8 Approve Amendments to Administrative For For Management
Measures on Remuneration for the
Leading Team of Bank of Chongqing
9 Elect Peng Daihui as External For For Management
Supervisor
10 Approve Authorization of Shareholders' For For Management
Meeting to the Board
11 Approve Proposed Amendments to For For Management
Feasibility Analysis Report on the Use
of Proceeds from the Initial Public
Offering of RMB-denominated Ordinary A
Shares
12 Approve Status Report on the Use of For For Management
Previously Raised Funds
1 Approve Extension of Validity Period For For Management
of the Resolution in Relation to the
Proposed Initial Public Offering of A
Shares and Authorization to the Board
of Directors
2 Amend Articles of Association and For For Management
Formulation of Draft Articles of
Association Effective Upon A Share
Listing
3 Approve Analysis on Dilution of For For Management
Current Returns as a Result of the
Proposed Initial Public Offering of A
shares and Remedial Measures
4 Amend Procedural Rules for General For For Management
Meetings
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
--------------------------------------------------------------------------------
BANK OF CHONGQING CO., LTD.
Ticker: 1963 Security ID: Y0R98B102
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
in Relation to Proposed Initial Public
Offering of A Shares and Authorization
to the Board of Directors of the Bank
2 Approve Analysis on Dilution of For For Management
Current Returns in Relation to
Proposed Initial Public Offering of A
Shares and Remedial Measures
--------------------------------------------------------------------------------
BANK OF JINZHOU CO., LTD.
Ticker: 416 Security ID: Y0R98N106
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Wei as Director For For Management
2 Elect Huo Lingbo as Director For For Management
3 Elect Liu Hong as Director For For Management
4 Elect Wang Jing as Director For For Management
5 Elect Sun Jing as Director For For Management
6 Elect Wang Xiaoyu as Director For For Management
7 Elect Zhang Caiguang as Director For For Management
8 Elect Gu Jie as Director For For Management
9 Elect Wang Jinsong as Director For For Management
10 Elect Meng Xiao as Director For For Management
11 Elect Choon Yew Khee as Director For For Management
12 Elect Lin Yanjun as Director For For Management
13 Elect Chang Peng'ao as Director For For Management
14 Elect Peng Taoying as Director For For Management
15 Elect Tan Ying as Director For For Management
16 Approve He Baosheng as Supervisor For For Management
17 Approve Chen Tanguang as Supervisor For For Management
18 Approve He Mingyan as Supervisor For For Management
19 Approve Jiang Daxing as External For For Management
Supervisor
20 Approve Deng Xiaoyang as External For For Management
Supervisor
21 Approve Nie Ying as External Supervisor For For Management
22 Approve Li Tongyu as External For For Management
Supervisor
23 Approve Zhao Hongxia as External For For Management
Supervisor
--------------------------------------------------------------------------------
BANK OF QINGDAO CO., LTD.
Ticker: 3866 Security ID: Y069A1104
Meeting Date: OCT 10, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Domicile For For Management
2 Approve Amendments to the Rules of For Against Management
Procedures for the Board of Directors
3 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
BANK OF TIANJIN CO., LTD.
Ticker: 1578 Security ID: Y0R9AV105
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
BANK OF ZHENGZHOU CO. LTD.
Ticker: 6196 Security ID: Y0R99B101
Meeting Date: JAN 19, 2018 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Status Report on the Usage of For For Management
Previously Raised Funds
2 Elect Ma Baojun as Supervisor For For Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zeng Jin as Director For For Management
1.2 Elect Zheng Baojin as Director For For Management
2.1 Elect Xu Feng as Supervisor For For Management
2.2 Elect Wang Zhicheng as Supervisor For For Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Chinese Name and For For Management
Chinese Stock Short Name of the Company
2 Amend Articles of Association and For For Management
Authorize Board to Deal With All
Matters in Relation to the Amendments
to Articles of Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Yu Zhongfu as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
5 Approve Satisfaction of the For For Management
Requirements of the Public Issuance of
Corporate Bonds
6.01 Approve Type of the Securities to be For For Management
Issued for Public Issuance of
Corporate Bonds
6.02 Approve Issue Size in Relation to For For Management
Public Issuance of Corporate Bonds
6.03 Approve Par Value and Issue Price in For For Management
Relation to Public Issuance of
Corporate Bonds
6.04 Approve Term and Variety of the Bonds For For Management
in Relation to Public Issuance of
Corporate Bonds
6.05 Approve Bond Interest Rates in For For Management
Relation to Public Issuance of
Corporate Bonds
6.06 Approve Type of Issue and Targets in For For Management
Relation to Public Issuance of
Corporate Bonds
6.07 Approve Use of Proceeds from Issuance For For Management
in Relation to Public Issuance of
Corporate Bonds
6.08 Approve Arrangement for the Placing to For For Management
the Company's Shareholders in Relation
to Public Issuance of Corporate Bonds
6.09 Approve Place for Listing in Relation For For Management
to Public Issuance of Corporate Bonds
6.10 Approve Guarantee Arrangements in For For Management
Relation to Public Issuance of
Corporate Bonds
6.11 Approve Debt Repayment Safeguards in For For Management
Relation to Public Issuance of
Corporate Bonds
6.12 Approve Validity of the Resolution in For For Management
Relation to Public Issuance of
Corporate Bonds
7 Authorize Board to Deal With All For For Management
Matters in Relation to Public Issuance
of Corporate Bonds
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement For Against Management
2 Approve Performance Compensation For Against Management
Arrangement
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Proposal For For Management
5 Appoint Ernst & Young Hua Ming For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors For For Management
7 Approve Guarantee Authorization to For Against Management
Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
9 Approve Proposed Amendments to For For Management
Articles of Association
10 Approve Applying Remaining Balance of For For Management
the Proceeds from the 2015 Proposed
Placing to Replenish Working Capital
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 694 Security ID: Y07717104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply of Aviation Safety and For For Management
Security Guard Services Agreement, Its
Annual Caps, and Related Transactions
2 Approve Supply of Power and Energy For For Management
Agreement, Its Annual Caps, and
Related Transactions
3 Approve Provision of Deposit Services For Against Management
under the Financial Services
Agreement, Its Annual Caps, and
Related Transactions
4 Approve International Retail None For Shareholder
Management Agreement, Its Annual Caps,
and Related Transactions
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: AUG 01, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Arrangements in For For Management
Respect of the Non-Public Issue of
Debt Financing Plan on Beijing
Financial Assets Exchange Co. Ltd.
2 Authorize Board to Handle All Matters For For Management
in Relation to the Debt Financing Plan
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: SEP 05, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
2 Adopt Self-Assessment Report on the For For Management
Company's Property Development
Business and Approve Related
Undertakings
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: OCT 31, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Su Zhaohui as Director For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: NOV 15, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangements in Respect of the For For Management
Non-Public Issue of Debt Financing
Plan on Beijing Financial Assets
Exchange Co. Ltd.
2 Authorize Board to Handle All Matters For For Management
in Relation to the Debt Financing Plan
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: DEC 04, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Xin as Director For For Management
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangements in Relation to For For Management
the Non-public Issuance of Renewable
Corporate Bonds in PRC
2 Authorize Board to Deal With All For For Management
Matters in Relation to the Issuance of
Domestic Corporate Bonds
3 Approve Safeguard Measures of Debts For For Management
Repayment
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: FEB 24, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments of Long Term For For Management
Incentive Fund Scheme
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: MAR 20, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Arrangements in For For Management
Relation to the Issuance of Corporate
Bonds
2 Authorize Board to Deal With All For For Management
Matters in Relation to the Issuance of
Corporate Bonds
3 Approve Safeguard Measures when For For Management
Company Fails to Repay Principal or
Interests of the Corporate Bonds
4 Approve Proposed Arrangements in For For Management
Relation to the Issuance of Medium
Term Notes Programme
5 Authorize Board to Deal With All For For Management
Matters in Relation to the Issuance of
Medium Term Notes Programme
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: MAR 20, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Shareholders' Approval
and Authorization to the Board in
Relation to the Proposed A Share
Offering
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: MAR 20, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Shareholders' Approval
and Authorization to the Board in
Relation to the Proposed A Share
Offering
2 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
3 Approve Self-Assessment Report on For For Management
Property Development Business and
Related Undertakings
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: APR 13, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2017 Profit Distribution Scheme For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Songping as Director For For Management
2 Elect Li Xiaobin as Director For For Management
3 Elect Zhong Beichen as Director For For Management
4 Elect Hu Weimin as Director For For Management
5 Elect Fan Shubin as Director For For Management
6 Elect Su Jian as Director For For Management
7 Elect Li Wang as Director For For Management
8 Elect Wong Yik Chong, John as Director For For Management
9 Elect Liu Xin as Director For For Management
10 Elect Deng Wenbin as Supervisor For For Management
11 Elect Mu Zhibin as Supervisor For For Management
12 Approve Board to Deal With All Matters For For Management
in Relation to the Remuneration of
Directors and Supervisors
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: 2868 Security ID: Y0771C103
Meeting Date: MAY 29, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
BEIJING ENTERPRISES MEDICAL AND HEALTH INDUSTRY GROUP LTD.
Ticker: 2389 Security ID: G0957Q108
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
BEIJING JINGNENG CLEAN ENERGY CO., LTD.
Ticker: 579 Security ID: Y0R7A0107
Meeting Date: FEB 13, 2018 Meeting Type: Special
Record Date: JAN 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Meng Wentao as Director For For Management
2 Elect Jin Shengxiang as Director For For Management
3 Elect Tang Xinbing as Director For For Management
4 Elect Zhang Fengyang as Director For For Management
5 Appoint Grant Thornton as Domestic For For Management
Auditor
6 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
BEIJING NORTH STAR COMPANY LTD
Ticker: 588 Security ID: Y0770G105
Meeting Date: MAR 28, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to Wuxi For For Management
Shengyang Real Estate Co., Ltd.
2 Approve Provision of Guarantee to Wuxi For For Management
Chenwan Real Estate Co., Ltd.
--------------------------------------------------------------------------------
BEIJING NORTH STAR COMPANY LTD
Ticker: 588 Security ID: Y0770G105
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
Regarding Party Committee
2 Amend Rules of Procedure of the Board For For Management
3 Approve Authorization in Relation to For For Management
Provision of Guarantee
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Approve Grant of General Mandate to For For Management
the Board to Issue Debt Financing
Instruments
6 Approve Fulfillment of Conditions for For For Management
Non-Public Issuance of Corporate Bonds
7a Approve Issue Size and Amount in For For Management
Relation to the Non-Public Issuance of
Corporate Bonds
7b Approve Arrangements on Placement to For For Management
the Shareholders in Relation to the
Non-Public Issuance of Corporate Bonds
7c Approve Maturity in Relation to the For For Management
Non-Public Issuance of Corporate Bonds
7d Approve Coupon Rate and Payment Method For For Management
in Relation to the Non-Public Issuance
of Corporate Bonds
7e Approve Underwriting Method in For For Management
Relation to the Non-Public Issuance of
Corporate Bonds
7f Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Corporate
Bonds
7g Approve Method of Issuance and Target For For Management
Subscribers in Relation to the
Non-Public Issuance of Corporate Bonds
7h Approve Place of Listing in Relation For For Management
to the Non-Public Issuance of
Corporate Bonds
7i Approve Type of Security in Relation For For Management
to the Non-Public Issuance of
Corporate Bonds
7j Approve Measures to Secure Repayment For For Management
in Relation to the Non-Public Issuance
of Corporate Bonds
7k Approve Validity Period of the For For Management
Resolution in Relation to the
Non-Public Issuance of Corporate Bonds
8 Authorize Board to Deal with Relevant For For Management
Matters in Relation to the Non-Public
Issuance of Corporate Bonds
9 Approve 2017 Financial Report For For Management
10 Approve 2017 Report of the Directors For For Management
11 Approve 2017 Report of the Supervisory For For Management
Committee
12 Approve Profit Distribution Scheme and For For Management
Capital Reserve Fund Conversion
13 Approve Dividend Distribution Plan for For For Management
2018-2020
14a Elect He Jiang-Chuan as Director For For Management
14b Elect Li Wei-Dong as Director For For Management
14c Elect Li Yun as Director For For Management
14d Elect Chen De-Qi as Director For For Management
14e Elect Zhang Wen-Lei as Director For For Management
14f Elect Guo Chuan as Director For For Management
15a Elect Fu Yiu-Man as Director For For Management
15b Elect Dong An-Sheng as Director For For Management
15c Elect Wu Ge as Director For For Management
16 Approve Remuneration of Directors For For Management
17a Approve Wang Jian-Xin as Supervisor For For Management
17b Approve Zhang Jin-Li as Supervisor For For Management
17c Approve Liu Hui as Supervisor For For Management
18 Approve Remuneration of Supervisors For For Management
19 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Domestic and International Auditors
Respectively and to Fix Their
Remuneration
20 Approve Renewal of Liability Insurance For For Management
for the Directors, Supervisors and
Senior Management
--------------------------------------------------------------------------------
BEP INTERNATIONAL HOLDINGS LTD.
Ticker: 2326 Security ID: G10044140
Meeting Date: SEP 15, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Chan Kwong Fat, George as For For Management
Director
2b Elect Siu Hi Lam, Alick as Director For For Management
2c Elect Zhong Guoxing as Director For For Management
2d Elect Hu Haifeng as Director For For Management
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Crowe Horwath (HK) CPA Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve Change of English Name and For For Management
Adopt New Secondary Chinese Name
--------------------------------------------------------------------------------
BEST PACIFIC INTERNATIONAL HOLDINGS LTD.
Ticker: 2111 Security ID: G10689100
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wu Shaolun as Director For For Management
3b Elect Zheng Tingting as Director For For Management
3c Elect Cheung Yat Ming as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LTD.
Ticker: 3998 Security ID: G12652106
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Annual Caps, Renewal For For Management
of Transactions Contemplated Under the
Framework Manufacturing Outsourcing
and Agency Agreement and Related
Transactions
--------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LTD.
Ticker: 3998 Security ID: G12652106
Meeting Date: AUG 25, 2017 Meeting Type: Annual
Record Date: AUG 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividends For For Management
3.1 Elect Gao Dekang as Director For For Management
3.2 Elect Rui Jinsong as Director For For Management
3.3 Elect Gao Xiaodong as Director For For Management
3.4 Elect Dong Binggen as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
C C LAND HOLDINGS LTD.
Ticker: 1224 Security ID: G1985B113
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Leung Wai Fai as Director For For Management
3a2 Elect Lam Kin Fung Jeffrey as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Independent For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CAR INC.
Ticker: 699 Security ID: G19021107
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Yifan Song as Director For For Management
3 Elect Zhen Wei as Director For For Management
4 Elect Sam Hanhui Sun as Director For For Management
5 Elect Li Zhang as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CARNIVAL GROUP INTERNATIONAL HOLDINGS LTD
Ticker: 996 Security ID: G1991V103
Meeting Date: JUL 10, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
CARNIVAL GROUP INTERNATIONAL HOLDINGS LTD
Ticker: 996 Security ID: G1991V103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect King Pak Fu as Director For For Management
2b Elect Wang Chunning as Director For For Management
2c Elect Wu Yanqi as Director For For Management
2d Elect Gong Xiao Cheng as Director None None Management
2e Elect Li Jing as Director For For Management
2f Elect Lie Chi Wing as Director For Against Management
2g Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve HLB Hodgson Impey Cheng For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CENTRAL CHINA REAL ESTATE LTD.
Ticker: 832 Security ID: G20768100
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend Payment For For Management
3A Elect Wu Po Sum as Director For For Management
3B Elect Wu Wallis (alias Li Hua) as For For Management
Director
3C Elect Cheung Shek Lun as Director For For Management
3D Elect Sun Yuyang as Director For For Management
3E Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CENTRAL CHINA REAL ESTATE LTD.
Ticker: 832 Security ID: G20768100
Meeting Date: APR 19, 2018 Meeting Type: Special
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CENTRAL CHINA SECURITIES CO., LTD.
Ticker: 1375 Security ID: Y3R18N107
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CENTRAL CHINA SECURITIES CO., LTD.
Ticker: 1375 Security ID: Y3R18N107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chang Junsheng as Director For For Shareholder
2 Approve 2017 Work Report of the Board For For Management
3 Approve 2017 Work Report of the For For Management
Supervisory Committee
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve 2017 Annual Report and Summary For For Management
6 Approve 2017 Final Accounts Report For For Management
7.01 Approve ShineWing Certified Public For For Management
Accountants (Special General
Partnership) as Domestic Auditing Firm
and Authorize Board to Fix Their
Remuneration
7.02 Approve PricewaterhouseCoopers as For For Management
Overseas Auditing Firm and Authorize
Board to Fix Their Remuneration
8 Approve Remuneration and Evaluations For For Management
of Directors For The Year 2017
9 Approve Remuneration and Evaluations For For Management
of Supervisors For The Year 2017
10 Approve Remuneration of the Chairman For For Management
of the Company For The Year 2016
11 Approve Remuneration of the President For For Management
of the Company For The Year 2016
12 Approve Remuneration of the Chairman For For Management
of the Supervisory Committee For The
Year of 2016
13 Approve Resolution on the Business For For Management
Scale and Affordable Risk Limits of
Securities Proprietary Trading
14 Approve Provision of Guarantee for the For For Management
Central China International Financial
Holdings Company Limited
15 Approve Resolution on the Estimated For Against Management
Ordinary Related Party/Connected
Transactions
16 Amend Rules of Procedures Regarding For For Management
Meetings of Supervisory Committee
17.01 Elect Cao Zongyuan Supervisor For For Management
17.02 Elect Zhang Xiansheng as Supervisor For For Management
18 Amend Articles of Association For For Management
19 Approve Resolutions Validity Period in For For Management
Relation to the Public Issue of A
Share Convertible Corporate Bonds
--------------------------------------------------------------------------------
CENTRAL CHINA SECURITIES CO., LTD.
Ticker: 1375 Security ID: Y3R18N107
Meeting Date: MAY 17, 2018 Meeting Type: Special
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period in Relation to the Public
Issuance of A Share Convertible
Corporate Bonds and Authorize Board
and to Deal with All Matters in
Relation to the Issuance for 12 months
to May 21, 2019
--------------------------------------------------------------------------------
CHANGYOU.COM LTD.
Ticker: CYOU Security ID: 15911M107
Meeting Date: JUL 07, 2017 Meeting Type: Annual
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Zhang as Director For For Management
1.2 Elect Dewen Chen as Director For For Management
1.3 Elect Dave De Yang as Director For For Management
1.4 Elect Xiao Chen as Director For For Management
1.5 Elect Charles (Sheung Wai) Chan as For For Management
Director
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 606 Security ID: Y1375F104
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 606 Security ID: Y1375F104
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Approve 2017 Non-Competition Deed and For For Management
Related Transactions
3 Approve 2017 COFCO Mutual Supply For For Management
Agreement and Related Transactions
4 Elect Meng Qingguo as Director For For Management
--------------------------------------------------------------------------------
CHINA AIRCRAFT LEASING GROUP HOLDINGS LTD.
Ticker: 1848 Security ID: G21124105
Meeting Date: JAN 18, 2018 Meeting Type: Special
Record Date: JAN 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Initial Aircraft For For Management
Portfolio and Related Transactions
--------------------------------------------------------------------------------
CHINA AIRCRAFT LEASING GROUP HOLDINGS LTD.
Ticker: 1848 Security ID: G21124105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Liu Wanting as Director For For Management
3a2 Elect Fan Yan Hok, Philip as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve General Mandate to Purchase For For Management
New Aircraft
--------------------------------------------------------------------------------
CHINA ANIMATION CHARACTERS COMPANY LIMITED
Ticker: 1566 Security ID: G21175107
Meeting Date: AUG 28, 2017 Meeting Type: Annual
Record Date: AUG 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Tsang Wah Kwong as Director For For Management
3B Elect Hung Muk Ming as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Authorize Repurchase of Issued Share For For Management
Capital
6B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: OCT 24, 2017 Meeting Type: Special
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Meng Jun as Director and For For Management
Authorize Board to Fix His Remuneration
2 Elect Tang Quanrong as Supervisor and For For Management
Authorize Board to Fix His Remuneration
3 Approve Amendments to the Articles of For Against Management
Association and Authorize Board to
Deal with All Matters in Relation to
the Amendments to the Articles of
Association
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dongfang 13-2 Gasfield Group For For Management
Natural Gas Sale and Purchase
Agreement and Related Transactions
2 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Natural Gas Sale and Purchase
Agreements and Related Transactions
3 Approve Comprehensive Services and For For Management
Product Sales Agreement and Related
Transctions
4 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Comprehensive Services and Product
Sales Agreement and Related
Transactions
5 Approve Finance Lease Agreement and For For Management
Related Transactions
6 Approve the Proposed 2018-2020 Annual For For Management
Caps for the Transactions Under the
Finance Lease Agreement and Related
Transactions
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2017 Profit Distribution and For For Management
Declaration of Final and Special
Dividend
5 Approve 2018 Budget Proposals For For Management
6 Elect Xia Qinglong as Director, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
7 Elect Wang Weimin as Director, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
8 Elect Meng Jun as Director, Authorize For For Management
Chairman to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
9 Elect Guo Xinjun as Director, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
10 Elect Lee Kit Ying as Director, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Her and
Authorize Board to Fix Her Remuneration
11 Elect Lee Kwan Hung as Director, For Against Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
12 Elect Yu Changchun as Director, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
13 Elect Tang Quanrong as Supervisor, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
14 Elect Li Xiaoyu as Supervisor, For For Management
Authorize Chairman to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
15 Approve BDO Limited and BDO China Shu For For Management
Lun Pan CPAs as Overseas and Domestic
Auditors and Authorize Audit Committee
of the Board to Fix Their Remuneration
16 Amend Articles of Association For For Management
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
18 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 31, 2018 Meeting Type: Special
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 1898 Security ID: Y1434L100
Meeting Date: DEC 19, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Amendments to the Existing For Against Management
Rules of Procedures of the Board of
the Company
3 Approve Change in Use of Proceeds from For For Management
A-Share Issue in Investment Project
of the Company
4.1 Elect Niu Jianhua as Director For For Management
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORP. LTD.
Ticker: 552 Security ID: Y1436A102
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORP. LTD.
Ticker: 552 Security ID: Y1436A102
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Zhiyong as Director and For For Management
Authorize Any Director to Sign His
Service Contract on Behalf of the
Company
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA DATANG CORPORATION RENEWABLE POWER CO., LTD.
Ticker: 1798 Security ID: Y1456S108
Meeting Date: NOV 22, 2017 Meeting Type: Special
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CDC Finance Lease For For Management
Framework Agreement and Its Annual Caps
2 Approve New Shanghai Finance Lease For For Management
Framework Agreement and Its Annual Caps
3 Approve Corporate Bond Issuance and For For Management
Authorize Board to Deal With All
Matters in Relation to the Issue of
Corporate Bonds
--------------------------------------------------------------------------------
CHINA DEVELOPMENT BANK FINANCIAL LEASING CO., LTD.
Ticker: 1606 Security ID: Y1460S102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: OCT 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition in Relation to the For For Management
Purchase of 60 Boeing Aircraft
2 Approve Acquisition in Relation to the For For Management
Purchase of 45 Airbus Aircraft
--------------------------------------------------------------------------------
CHINA DISTANCE EDUCATION HOLDINGS LIMITED
Ticker: DL Security ID: 16944W104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Feijia Ji and Baohong Yin as For Against Management
Directors
2 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Omnibus Stock Plan For Against Management
4 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CHINA DONGXIANG (GROUP) CO., LTD.
Ticker: 3818 Security ID: G2112Y109
Meeting Date: MAR 26, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Zhang Zhiyong,
Grant of Specific Mandate A and
Related Transactions
2 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Chen Chen,
Grant of Specific Mandate B and
Related Transactions
3 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Ren Yi, Grant
of Specific Mandate C and Related
Transactions
4 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Yang Yang,
Grant of Specific Mandate D and
Related Transactions
5 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Lyu Guanghong,
Grant of Specific Mandate E and
Related Transactions
6 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Tang Lijun,
Grant of Specific Mandate F and
Related Transactions
7 Approve Connected Subscription For For Management
Agreement, Issuance of Connected
Subscription Shares to Sun Wei, Grant
of Specific Mandate G and Related
Transactions
8 Approve Grant of Management Specific For For Management
Mandate to Issue Management
Subscription Shares to the Management
Subscribers and Related Transactions
--------------------------------------------------------------------------------
CHINA DONGXIANG (GROUP) CO., LTD.
Ticker: 3818 Security ID: G2112Y109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Elect Chen Yihong as Director For For Management
3a2 Elect Zhang Zhiyong as Director For For Management
3a3 Elect Gao Yu as Director For For Management
3a4 Elect Chen Johnny as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 670 Security ID: Y1406M102
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Approve Amendments to the Certain For Against Management
Rules for the Board of Directors of
the Company
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 670 Security ID: Y1406M102
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Lease Agreement and For For Management
Authorize Board to Deal With All
Matters in Relation to Framework Lease
Agreement
2 Approve Supplemental Agreement II and For For Management
Authorize Board to Deal With All
Matters in Relation to Supplemental
Agreement II
3 Amend Articles of Association For For Shareholder
4 Amend Rules and Procedures Regarding For For Shareholder
Shareholder Meetings
5 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Directors
6 Approve Guarantee Provision by the For For Shareholder
Company
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 600115 Security ID: Y1406M102
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Relevant Agreements in For For Management
Relation to the Contractual Operation
of the Bellyhold Space of Passenger
Aircraft Between the Company and China
Cargo Airlines Co., Limited and
Related Transactions
2 Approve the Proposed Annual Caps for For For Management
the Years Ending December 31, 2018 and
2019 in Relation to the Contractual
Operation of the Bellyhold Space of
Passenger Aircraft
--------------------------------------------------------------------------------
CHINA ENERGY ENGINEERING CORPORATION LIMITED
Ticker: 3996 Security ID: Y1475W106
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules of Procedure for General For For Management
Meetings of Shareholders
2 Approve Standard on Remuneration For For Management
Payment of Directors for the Year 2016
3 Approve Standard on Remuneration For For Management
Payment of Supervisors for the Year
2016
4 Approve Amendments to Articles of For Against Management
Association
5.1 Elect Wang Jianping as Director For For Management
5.2 Elect Ding Yanzhang as Director For For Management
5.3 Elect Zhang Xianchong as Director For For Management
5.4 Elect Ma Chuanjing as Director For For Management
5.5 Elect Ding Yuanchen as Director For For Management
5.6 Elect Wang Bin as a director Director For For Management
5.7 Elect Zheng Qiyu as Director For For Management
5.8 Elect Cheung Yuk Ming as Director For For Management
5.9 Elect Liu Xueshi as Director For For Management
5.10 Elect Si Xinbo as Director For For Management
6.1 Elect Wang Zengyong as Supervisor For For Management
6.2 Elect Fu Dexiang as Supervisor For For Management
6.3 Elect Wei Zhongxin as Supervisor For For Management
6.4 Elect Lian Yongjiu as Supervisor For For Management
6.5 Elect Kan Zhen as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT GREENTECH LIMITED
Ticker: 1257 Security ID: G2R55E103
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Tianyi as Director For For Management
2b Elect Qian Xiaodong as Director For For Management
2c Elect Yang Zhiqiang as Director For For Management
2d Elect Wang Yungang as Director For For Management
2e Elect Guo Ying as Director For For Management
2f Elect Tang Xianqing as Director For For Management
2g Elect Chow Siu Lui as Director For For Management
2h Elect Philip Tsao as Director For For Management
2i Elect Yan Houmin as Director For For Management
2j Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4A Authorize Repurchase of Issued Share For For Management
Capital
4B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve Final Dividend For For Management
--------------------------------------------------------------------------------
CHINA FINANCIAL INTERNATIONAL INVESTMENTS LTD
Ticker: 721 Security ID: G2110W105
Meeting Date: DEC 15, 2017 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Pong Po Lam as Director For Against Management
2b Elect Zeng Xianggao as Director For Against Management
2c Elect Li Cailin as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Termination of Existing Share For Against Management
Option Scheme and Adopt a New Share
Option Scheme
--------------------------------------------------------------------------------
CHINA FINANCIAL INTERNATIONAL INVESTMENTS LTD
Ticker: 721 Security ID: G2110W105
Meeting Date: JAN 19, 2018 Meeting Type: Special
Record Date: JAN 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHINA FIRST CAPITAL GROUP LIMITED
Ticker: 1269 Security ID: G2114R110
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA FOODS LTD.
Ticker: 506 Security ID: G2154F109
Meeting Date: JUL 04, 2017 Meeting Type: Special
Record Date: JUN 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal Agreement and Related For For Management
Transactions
--------------------------------------------------------------------------------
CHINA FOODS LTD.
Ticker: 506 Security ID: G2154F109
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal Agreement and Related For For Management
Transactions
2 Approve Special Dividend and Related For For Management
Transactions
3 Elect Mok Wai Bun, Ben as Director For For Management
--------------------------------------------------------------------------------
CHINA FOODS LTD.
Ticker: 506 Security ID: G2154F109
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 COFCO Mutual Provision For For Management
Agreement, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA HIGH PRECISION AUTOMATION GROUP LTD.
Ticker: 00591 Security ID: G21122109
Meeting Date: NOV 30, 2017 Meeting Type: Annual
Record Date: NOV 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A1 Elect Zou Chong as Director For For Management
2A2 Elect Su Fang Zhong as Director For For Management
2A3 Elect Hu Guo Qing as Director For Against Management
2A4 Elect Chan Yuk Hiu, Taylor as Director For Against Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Pan-China (H.K.) CPA Limited For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD.
Ticker: 658 Security ID: G2112D105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhou Zhijin as Director For For Management
3b Elect Hu Jichun as Director For For Management
3c Elect Zheng Qing as Director For For Management
3d Elect Jiang Xihe as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA HONGQIAO GROUP LTD.
Ticker: 1378 Security ID: G21150100
Meeting Date: AUG 31, 2017 Meeting Type: Annual
Record Date: AUG 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Shiping as Director For Against Management
1.2 Elect Zheng Shuliang as Director For Against Management
1.3 Elect Zhang Bo as Director For Against Management
1.4 Elect Yang Congsen as Director For Against Management
1.5 Elect Zhang Jinglei as Director For Against Management
1.6 Elect Xing Jian as Director For Against Management
1.7 Elect Chen Yinghai as Director For Against Management
1.8 Elect Han Benwen as Director For Against Management
1.9 Authorize Board to Fix Remuneration of For For Management
Directors
2 Approve Shinewing (HK) CPA Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Reissuance of Repurchased For Against Management
Shares
6 Postpone Adoption of Financial For For Management
Statements, Statutory Reports and
Declaration of Final Dividend
--------------------------------------------------------------------------------
CHINA HONGXING SPORTS LTD.
Ticker: BR9 Security ID: G2154D112
Meeting Date: MAR 28, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of the Entire Share For For Management
Capital of Profitstart Group Limited
as a Major Transaction and an
Interested Person Transaction
2 Amend Bye-Laws of the Company For For Management
3 Approve Capital Reorganization For For Management
--------------------------------------------------------------------------------
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Ticker: 3908 Security ID: Y1R99Y109
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as International
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Increase of Issuance Size of For For Management
Debt Financing Instruments and
Extension of the Validity Period
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Resolution on the Return For For Management
of Leasehold Land and Relocation and
Compensation for the Prince Bay
Project Land
2 Elect Hu Xianfu as Director For For Management
3 Elect Wang Hongyuan as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: OCT 30, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer of Shenzhen For For Management
CIMC Electricity Commerce and
Logistics Technology Co., Ltd
--------------------------------------------------------------------------------
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Restructuring For For Management
2 Approve Waiver of Assured Entitlement For For Management
in Respect of Proposed Restructuring
--------------------------------------------------------------------------------
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J123
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
and Dividend Distribution
5 Approve Provision of Mortgage Loan For For Management
Credit Guarantee by Shenzhen CIMC
Skyspace Real Estate Development Co.,
Ltd. and Its Holding Subsidiaries to
Buyers of Commercial Housings
6 Approve Provision of Credit Guarantees For For Management
by CIMC Vehicles (Group) Co., Ltd. and
Its Holding Subsidiaries For Its
Subordinated Distributors and Clients
7 Approve Provision of External For Against Management
Guarantees Business by CIMC Financial
Leasing Co., Ltd For the Group Members
8 Approve Provision of Credit Guarantees For For Management
by C&C Trucks Co. Ltd. and Its Holding
Subsidiaries For Its Subordinated
Distributors and Clients
9 Approve Appointment of Accounting Firm For For Management
10 Approve Adjustment of Caps of For For Management
Continuing Connected
Transactions/Ordinary Related-Party
Transactions with COSCO Shipping
Development Co., Ltd and Authorize the
Signing of the Supplementary Agreement
11 Approve Adjustment of Subsidies for For For Management
Independent Directors
12 Approve Registration and Issuance of For For Management
Medium Term Notes and Super &
Short-term Commercial Papers
13 Approve Financial Institutions For Against Management
Facility and Project Guarantee
Provided to the Subsidiaries
14 Amend Articles of Association For For Management
15 Amend Rules and Procedures for General For For Management
Meetings
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA JICHENG HOLDINGS LTD.
Ticker: 1027 Security ID: ADPV33857
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation For For Management
--------------------------------------------------------------------------------
CHINA JINMAO HOLDINGS GROUP LTD.
Ticker: 817 Security ID: Y1500V107
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deposit Services Under Renewed For Against Management
Framework Financial Service Agreement
and Authorize Board to Deal With All
Matters in Relation to Deposit Services
--------------------------------------------------------------------------------
CHINA LESSO GROUP HOLDINGS LIMITED
Ticker: 2128 Security ID: G2157Q102
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Luo Jianfeng as Director For For Management
3b Elect Lin Dewei as Director For For Management
3c Elect Cheung Man Yu as Director For For Management
3d Elect Lan Fang as Director For For Management
3e Elect Tao Zhigang as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Independent For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LILANG LTD
Ticker: 1234 Security ID: G21141109
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3.1 Elect Wang Dong Xing as Director For For Management
3.2 Elect Cai Rong Hua as Director For For Management
3.3 Elect Pan Rong Bin as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LODGING GROUP, LIMITED
Ticker: HTHT Security ID: 16949N109
Meeting Date: DEC 13, 2017 Meeting Type: Annual
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: DEC 05, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Provision of Engineering For For Management
Services and Products Agreement,
Related Annual Caps, and Related
Transactions
2 Approve 2018 Receipt of Engineering For For Management
Services and Products Agreement,
Related Annual Caps, and Related
Transactions
3 Approve 2018 Financial Services For Against Management
Agreement and Related Transactions,
and Related Annual Caps
--------------------------------------------------------------------------------
CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: JAN 12, 2018 Meeting Type: Special
Record Date: DEC 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement For For Management
2 Authorize the Board to Do All Things For For Management
Necessary to Give Effect to the
Acquisition Agreement
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CHINA MACHINERY ENGINEERING CORPORATION
Ticker: 1829 Security ID: Y1501U108
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3a Elect Zhang Chun as Director For For Management
3b Elect Han Xiaojun as Director For For Management
3c Elect Zhou Yamin as Director For For Management
3d Elect Yu Benli as Director For For Management
3e Elect Zhang Fusheng as Director For For Management
3f Elect Liu Li as Director For For Management
3g Elect Liu Hongyu as Director For For Management
3h Elect Fang Yongzhong as Director For For Management
3i Elect Wu Tak Lung as Director For Against Management
4a Elect Quan Huaqiang as Supervisor For For Management
4b Elect Qian Xiangdong as Supervisor For For Management
5 Approve Remuneration of Directors and For For Management
Authorize the Board to Enter Into a
Service Contract With Them
--------------------------------------------------------------------------------
CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LTD
Ticker: 1317 Security ID: G21151108
Meeting Date: JAN 23, 2018 Meeting Type: Annual
Record Date: JAN 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Shu Liang Sherman Jen as Director For For Management
3b Elect Peter Humphrey Owen as Director For For Management
3c Elect Xiaodan Mei as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 1117 Security ID: G21579100
Meeting Date: MAR 02, 2018 Meeting Type: Special
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Share Transfer Agreements For For Management
b Authorize Board to Deal With All For For Management
Matters in Relation to the Share
Transfer Agreements and Related
Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: 3323 Security ID: Y15045100
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
2a Approve Issuance of China National For For Management
Building Material Company Limited H
Shares in Relation to Merger Agreement
2b Approve Issuance of China National For For Management
Building Material Company Limited
Unlisted Shares in Relation to Merger
Agreement
3 Authorize Board to Deal With All For For Management
Matters in Relation to the Merger
Agreement
4a Approve Amendments to Articles of For For Management
Association and Related Transactions
4b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders and
Related Transactions
5 Elect Xu Weibing as Supervisor and For For Management
Approve Her Remuneration
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: 3323 Security ID: Y15045100
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
2 Approve Issuance of China National For For Management
Building Material Company Limited H
Shares in Relation to Merger Agreement
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO., LTD.
Ticker: 1893 Security ID: Y15048104
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
2 Authorize Board to Deal With All For For Management
Matters in Relation to Merger Agreement
1 Adopt Share Option Incentive Scheme For Against Management
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO., LTD.
Ticker: 1893 Security ID: Y15048104
Meeting Date: DEC 06, 2017 Meeting Type: Special
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of China For For Management
National Materials Company Limited by
China National Building Material
Company Limited
--------------------------------------------------------------------------------
CHINA NEW HIGHER EDUCATION GROUP LIMITED
Ticker: 2001 Security ID: G2163K107
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chen Shuo as Director For For Management
4 Elect Hu Jianbo as Director For For Management
5 Elect Wong Man Chung Francis as For Against Management
Director
6 Elect Kwong Wai Sun Wilson as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernest & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rights Issue, Underwriting For For Management
Agreement, Whitewash Waiver and
Related Transactions
2 Elect Yan Jianguo as Director For For Management
--------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED
Ticker: 2669 Security ID: G2118M109
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CSCEC Services Agreement, For For Management
CSCEC Services Caps and Related
Transactions
2 Approve CSC Services Agreement, CSC For For Management
Services Caps and Related Transactions
3 Elect Yan Jianguo as Director For For Management
--------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED
Ticker: 2669 Security ID: G2118M109
Meeting Date: DEC 12, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Approve COLI Target Services For For Management
Agreement, COLI Target Services Caps
and Related Transactions
3 Approve COGO Target Services For For Management
Agreement, COGO Target Services Caps
and Related Transactions
4 Approve COLI Prevailing Services For For Management
Agreement, COLI Prevailing Services
Caps and Related Transactions
5 Approve COGO Prevailing Services For For Management
Agreement, COGO Prevailing Services
Caps and Related Transactions
--------------------------------------------------------------------------------
CHINA POWER CLEAN ENERGY DEVELOPMENT COMPANY LIMITED
Ticker: 735 Security ID: Y15006102
Meeting Date: DEC 01, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Framework For Against Management
Agreement
--------------------------------------------------------------------------------
CHINA POWER CLEAN ENERGY DEVELOPMENT COMPANY LIMITED
Ticker: 735 Security ID: Y15006102
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Agreement and Related For For Management
Transactions
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LTD.
Ticker: 2380 Security ID: Y1508G102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement I, Agreement II and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA POWER NEW ENERGY DEVELOPMENT CO. LTD.
Ticker: 735 Security ID: G2157E117
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction of the Issued Share For For Management
Capital and Related Transactions
2 Approve Issue at Par of such Number of For For Management
New Shares to Newco, Application of
the Credit Arising in the Books of
Account and Related Transactions
3 Approve Termination of the 2012 Share For For Management
Option Scheme
4 Approve Post-Listing Share Option For Against Management
Scheme of Newco
--------------------------------------------------------------------------------
CHINA POWER NEW ENERGY DEVELOPMENT CO. LTD.
Ticker: 735 Security ID: G2157E117
Meeting Date: JUL 07, 2017 Meeting Type: Court
Record Date: JUN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED
Ticker: 3969 Security ID: Y1R0AG105
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Financial Report For For Management
4 Approve 2017 Audit Report For For Management
5 Approve 2017 Profits Distribution Plan For For Management
6 Approve 2018 Remuneration Plan for For For Management
Independent Non-Executive Directors
7 Approve Ernst & Young and Ernst & For For Management
Young Hua Ming LLP as International
Auditor and Domestic Auditor
Respectively and Authorize Management
to Fix Their Remuneration
8 Approve Wu Zuowei as Supervisor For For Management
9 Amend Articles of Association For Against Management
Regarding Party Committee
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve General Authorization for the For For Management
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
CHINA REINSURANCE (GROUP) CORPORATION
Ticker: 1508 Security ID: ADPV30662
Meeting Date: OCT 24, 2017 Meeting Type: Special
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Approve Provision of Capital Guarantee For For Management
to China Re Syndicate 2088 for the
Years 2018-2020
--------------------------------------------------------------------------------
CHINA REINSURANCE (GROUP) CORPORATION
Ticker: 1508 Security ID: ADPV30662
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisors for 2016
2 Approve Removal of Wang Pingsheng as For For Management
Director
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 1313 Security ID: G2113L106
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Du Wenmin as Director For Against Management
3.2 Elect Chen Ying as Director For Against Management
3.3 Elect Ip Shu Kwan Stephen as Director For Against Management
3.4 Elect Lam Chi Yuen Nelson as Director For Against Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES PHOENIX HEALTHCARE HOLDINGS COMPANY LIMITED
Ticker: 1515 Security ID: G2133W108
Meeting Date: SEP 04, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Framework Agreement, For For Management
Related Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA SANJIANG FINE CHEMICALS COMPANY LTD.
Ticker: 2198 Security ID: G21186104
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Guan Jianzhong as Director For For Management
3b Elect Han Jianping as Director For For Management
3c Elect Rao Huotao as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SANJIANG FINE CHEMICALS COMPANY LTD.
Ticker: 2198 Security ID: G21186104
Meeting Date: MAY 21, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Xing Xing Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
2 Approve Sanjiang Chemical Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
3 Approve Sanjiang New Material Steam For For Management
Supply, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA SCE PROPERTY HOLDINGS LTD
Ticker: 1966 Security ID: G21189108
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wong Chiu Yeung as Director For For Management
3b Elect Huang Youquan as Director For For Management
3c Elect Ting Leung Huel Stephen as For Against Management
Director
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SCE PROPERTY HOLDINGS LTD
Ticker: 1966 Security ID: G21189108
Meeting Date: APR 23, 2018 Meeting Type: Special
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CHINA SHANSHUI CEMENT GROUP LTD.
Ticker: 00691 Security ID: G2116M101
Meeting Date: MAY 23, 2018 Meeting Type: Special
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Li Liufa as Director Against Against Shareholder
2 Remove Zhu Linhai as Director Against Against Shareholder
3 Remove Hwa Guo Wai, Godwin as Director Against Against Shareholder
4 Remove Ho Man Kay, Angela as Director Against Against Shareholder
5 Remove Law Pui Cheung as Director Against Against Shareholder
6 Remove Wong Chi Keung as Director Against Against Shareholder
7 Remove Ching Siu Ming as Director Against Against Shareholder
8 Remove Lo Chung Hing as Director Against Against Shareholder
9 Elect Chang Zhangli as Director Against Against Shareholder
10 Elect Wu Ling-ling (Doris Wu) as Against Against Shareholder
Director
11 Elect Li Liufa as Director Against Against Shareholder
12 Elect Chang Ming-cheng (Michael Ming Against Against Shareholder
Cheng Chang) as Director
13 Elect Lin Shei-yuan as Director Against Against Shareholder
14 Elect Li Jianwei as Director Against Against Shareholder
15 Remove Each Directors Appointed to the Against Against Shareholder
Board of Directors of the Company on
or After 13 April 2018
16 Elect Li Liufa as Director For For Management
17 Elect Zhu Linhai as Director For For Management
--------------------------------------------------------------------------------
CHINA SOUTH CITY HOLDINGS LTD
Ticker: 1668 Security ID: Y1515Q101
Meeting Date: AUG 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Song Chuan as Director For For Management
3b Elect Cheng Ka Man Carman as Director For For Management
3c Elect Sun Kai Lit Cliff as Director None None Management
3d Elect Cheng Tai Po as Director For For Management
3e Elect Leung Moon Lam as Director None None Management
3f Elect Lin Ching Hua as Director For For Management
3g Elect Li Wai Keung as Director For For Management
3h Approve Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of the Non-Public Issuance of A Shares
2 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
3 Approve Waiver of Obligation to Make a For For Management
Mandatory General Offer by China
Southern Air Holding Company
4 Approve Remedial Measures in Relation For For Management
to Dilution of Current Return by the
Non-Public Issuance of Shares and
Relevant Undertakings Made by the
Company's Controlling Shareholder,
Directors and Senior Management
5 Approve Shareholder Return Plan For For Management
6 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
7.00 Approve Proposal of the Non-Public For For Management
Issuance of A Shares and the
Non-Public Issuance of H Shares
7.01 Approve Types of A Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of A
Shares
7.02 Approve Issue Method and Period of A For For Management
Shares in Relation to the Proposed
Non-Public Issuance of A Shares
7.03 Approve Targeted Subscribers and For For Management
Subscription Method of A Shares in
Relation to the Proposed Non-Public
Issuance of A Shares
7.04 Approve Issue Price of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
7.05 Approve Issue Size of A Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of A Shares
7.06 Approve Lock-up Period of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
7.07 Approve Proceeds Raised and the Use of For For Management
Proceeds of A Shares in Relation to
the Proposed Non-Public Issuance of A
Shares
7.08 Approve Place of Listing of A Shares For For Management
in Relation to the Proposed Non-Public
Issuance of A Shares
7.09 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of A
Shares
7.10 Approve Validity Period Regarding the For For Management
Non-Public Issuance of A Shares
7.11 Approve Types of H Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of H
Shares
7.12 Approve Issue Method and Period of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
7.13 Approve Targeted Subscribers and For For Management
Subscription Method of H Shares in
Relation to the Proposed Non-Public
Issuance of H Shares
7.14 Approve Issue Price of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.15 Approve Issue Size of H Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of H Shares
7.16 Approve Lock-up Period of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.17 Approve Use of Proceeds of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
7.18 Approve Listing Arrangement of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
7.19 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of H
Shares
7.20 Approve Validity Period Regarding the For For Management
Non-Public Issuance of H Shares
7.21 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
8 Approve Resolution Regarding the For For Management
Preliminary Proposal of the Non-Public
Issuance of A Shares
9 Approve Resolution Regarding the For For Management
Connected Transactions Involved in the
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
10 Approve Resolution Regarding the For For Management
Conditional Subscription Agreement
Relating to the Subscription of the A
Shares Under the Non-Public Issuance
of A Shares
11 Approve Resolution Regarding the For For Management
Supplemental Agreement to the
Conditional A Share Subscription
Agreement
12 Approve Resolution Regarding For For Management
Conditional Subscription Agreement in
Relation to the Subscription of the H
Shares Under the Non-Public Issuance
of H Shares
13 Amend Articles of Association For For Management
14 Authorize Board to Deal With All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and the
Non-Public Issuance of H Shares
15 Amend Articles of Association For Against Shareholder
16 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
17 Amend Rules and Procedures Regarding For Against Shareholder
Meetings of Board of Directors
18 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Proposal of the Non-Public For For Management
Issuance of A Shares and the
Non-Public Issuance of H Shares
1.01 Approve Types of A Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of A
Shares
1.02 Approve Issue Method and Period of A For For Management
Shares in Relation to the Proposed
Non-Public Issuance of A Shares
1.03 Approve Targeted Subscribers and For For Management
Subscription Method of A Shares in
Relation to the Proposed Non-Public
Issuance of A Shares
1.04 Approve Issue Price of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
1.05 Approve Issue Size of A Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of A Shares
1.06 Approve Lock-up Period of A Shares in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
1.07 Approve Proceeds Raised and the Use of For For Management
Proceeds of A Shares in Relation to
the Proposed Non-Public Issuance of A
Shares
1.08 Approve Place of Listing of A Shares For For Management
in Relation to the Proposed Non-Public
Issuance of A Shares
1.09 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of A
Shares
1.10 Approve Validity Period Regarding the For For Management
Non-Public Issuance of A Shares
1.11 Approve Types of H Shares to be Issued For For Management
and the Par Value in Relation to the
Proposed Non-Public Issuance of H
Shares
1.12 Approve Issue Method and Period of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
1.13 Approve Targeted Subscribers and For For Management
Subscription Method of H Shares in
Relation to the Proposed Non-Public
Issuance of H Shares
1.14 Approve Issue Price of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.15 Approve Issue Size of H Shares and For For Management
Number of Shares to be Issued in
Relation to the Proposed Non-Public
Issuance of H Shares
1.16 Approve Lock-up Period of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.17 Approve Use of Proceeds of H Shares in For For Management
Relation to the Proposed Non-Public
Issuance of H Shares
1.18 Approve Listing Arrangement of H For For Management
Shares in Relation to the Proposed
Non-Public Issuance of H Shares
1.19 Approve Arrangement for the For For Management
Undistributed Profits Accumulated
Before the Non-Public Issuance of H
Shares
1.20 Approve Validity Period Regarding the For For Management
Non-Public Issuance of H Shares
1.21 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
2 Approve Resolution Regarding the For For Management
Preliminary Proposal of the Non-Public
Issuance of A Shares
3 Approve Resolution Regarding the For For Management
Connected Transactions Involved in the
Non-Public Issuance of A Shares and
the Non-Public Issuance of H Shares
4 Approve Resolution Regarding the For For Management
Conditional Subscription Agreement
Relating to the Subscription of the A
Shares Under the Non-Public Issuance
of A Shares
5 Approve Resolution Regarding the For For Management
Supplemental Agreement to the
Conditional A Share Subscription
Agreement
6 Approve Resolution Regarding For For Management
Conditional Subscription Agreement in
Relation to the Subscription of the H
Shares Under the Non-Public Issuance
of H Shares
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018-2019 Finance and Lease For For Management
Service Framework Agreement
2 Approve Remuneration of Independent For For Shareholder
Non- Executive Directors
3.1 Elect Wang Chang Shun as Director For For Shareholder
3.2 Elect Tan Wan Geng as Director For For Shareholder
3.3 Elect Zhang Zi Fang as Director For For Shareholder
4.1 Elect Zheng Fan as Director For For Shareholder
4.2 Elect Gu Hui Zhong as Director For For Shareholder
4.3 Elect Tan Jin Song as Director For For Shareholder
4.4 Elect Jiao Shu Ge as Director For For Shareholder
5.1 Elect Pan Fu as Supervisor For For Shareholder
5.2 Elect Jia Shi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORP LTD.
Ticker: 956 Security ID: Y15207106
Meeting Date: NOV 10, 2017 Meeting Type: Special
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class of Shares to be Issued For For Management
in Relation to A Share Offering
1.2 Approve Number of Shares to be Issued For For Management
in Relation to A Share Offering
1.3 Approve Nominal Value of the Shares to For For Management
be Issued in Relation to A Share
Offering
1.4 Approve Target Subscribers of the For For Management
Shares to be Issued in Relation to A
Share Offering
1.5 Approve Price of the Shares to be For For Management
Issued in Relation to A Share Offering
1.6 Approve Proposed Place of Listing in For For Management
Relation to A Share Offering
1.7 Approve Method of Issue of Shares in For For Management
Relation to A Share Offering
1.8 Approve Transfer of State-Owned Shares For For Management
in Relation to A Share Offering
1.9 Approve Use of Proceeds in Relation For For Management
to A Share Offering
1.10 Approve Conversion into a Joint Stock For For Management
Limited Liability Company with Shares
Traded and Listed Domestically and
Overseas in Relation to A Share
Offering
1.11 Approve Validity Period of the For For Management
Resolution on the A Share Offering Plan
2 Approve Resolution on the Feasibility For For Management
of the Project to be Financed with the
Proceeds of the A Share Offering
3 Authorize Board to Deal With All For For Management
Matters in Relation to the A Share
Offering
4 Approve Resolution on the Plan for For For Management
Distribution of Accumulated Profit of
the Company Prior to the A Share
Offering
5 Approve Resolution on the Company's For For Management
plan for Distribution of Dividends to
Shareholders for the Three Years
Following the A Share Offering
6 Approve Resolution on the Proposal for For For Management
A Share Price Stabilisation for the
Three Years Following the A Share
Offering
7 Approve Resolution on the Undertakings For For Management
Made by the Company in Respect of the
A Share Offering
8 Approve Resolution on the Analysis of For For Management
the Dilution Impact of the A Share
Offering on Immediate Returns and the
Remedial Measures
9 Approve Resolution on the Articles of For For Management
Association in Relation to A Share
Offering
10 Approve Resolution on the Report on For For Management
the Use of Proceeds Previously Raised
by the Company
11 Approve Rules and Procedures Regarding For For Management
General Meetings
12 Approve Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Approve Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Approve Rules for the Administration For For Management
of Provision of Guarantees to External
Parties of the Company
15 Approve Resolution on the Working For For Management
Rules for Independent Directors
16 Amend Articles of Association For Against Management
17 Elect Wang Chun Dong as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORP LTD.
Ticker: 956 Security ID: Y15207106
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Financing Services For For Management
Framework Agreement, Execution of
Finance Leasing Service and the
Factoring Service Including the
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORP LTD.
Ticker: 956 Security ID: Y15207106
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Final Accounts For For Management
4 Approve 2017 Audited Financial For For Management
Statements and Independent Auditors'
Report
5 Approve 2017 Profit Distribution Plan For For Management
6 Approve 2018 Budget Report For For Management
7 Approve Ernst & Young as International For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Amend Articles of Association For Against Management
Regarding Party Committee
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights For Domestic Shares
and H Shares
10 Approve Reanda Certified Public For For Management
Accountants as PRC Auditors and
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHINA VANGUARD YOU CHAMPION HOLDINGS LIMITED
Ticker: 8156 Security ID: G2159V141
Meeting Date: JAN 24, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Authorize Reissuance of Repurchased For Against Management
Shares
3a Elect To Yan Ming Edmond as Director For Against Management
3b Elect Liu Ta-pei as Director For Against Management
--------------------------------------------------------------------------------
CHINA VANGUARD YOU CHAMPION HOLDINGS LIMITED
Ticker: 8156 Security ID: G2159V141
Meeting Date: APR 18, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment to the Terms of the For For Management
Convertible Bonds and Grant of
Specific Mandate to Issue Conversion
Shares
--------------------------------------------------------------------------------
CHINA WATER AFFAIRS GROUP LTD.
Ticker: 855 Security ID: G21090124
Meeting Date: SEP 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Final Dividend For For Management
3.1 Elect Zhao Hai Hu as Director For For Management
3.2 Elect Makoto Inoue as Director For Against Management
3.3 Elect Chau Kam Wing as Director For For Management
3.4 Elect Ho Ping as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA YUHUA EDUCATION CORPORATION LIMITED
Ticker: 6169 Security ID: G2120K109
Meeting Date: FEB 09, 2018 Meeting Type: Annual
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Li Guangyu as Director For For Management
3a2 Elect Li Hua as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA ZHENGTONG AUTO SERVICES HOLDINGS LTD
Ticker: 1728 Security ID: G215A8108
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Zhubo as Director For For Management
3b Elect Wong Tin Yau, Kelvin as Director For Against Management
3c Elect Cao Tong as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LTD.
Ticker: 1333 Security ID: G215AT102
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Contract with For For Management
KPMG as Auditors of the Company
2 Appoint BDO as Auditors and Authorize For For Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LTD.
Ticker: 1333 Security ID: G215AT102
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Ma Qingmei as Director For For Management
3.1b Elect Chen Yan as Director For For Management
3.1c Elect Liu Zhisheng as Director For For Management
3.1d Elect Zhang Hui as Director For For Management
3.1e Elect Wen Xianjun as Director For For Management
3.1f Elect Lo Wa Kei, Roy as Director For Against Management
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt the 2018 Share Option Scheme and For Against Management
Terminate the Existing Share Option
Scheme
--------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD.
Ticker: 354 Security ID: G2110A111
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Gao Liangyu as Director For For Management
2.2 Elect Leung Wing Yin Patrick as For Against Management
Director
2.3 Elect Lai Guanrong as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
9 Approve Dividend Payment For For Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO., LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: DEC 11, 2017 Meeting Type: Special
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Use of For For Management
Previously Raised Funds
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Articles of Association After For Against Management
the Initial Public Offering
--------------------------------------------------------------------------------
CIMC ENRIC HOLDINGS LTD
Ticker: 3899 Security ID: G2198S109
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Yang Xiaohu as Director For For Management
3.2 Elect Gao Xiang as Director For For Management
3.3 Elect Tsui Kei Pang as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CITIC TELECOM INTERNATIONAL HOLDINGS LTD.
Ticker: 1883 Security ID: Y1640H109
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect David Chan Tin Wai as Director For For Management
3b Elect Liu Li Qing as Director For For Management
3c Elect Zuo Xunsheng as Director For For Management
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CITYCHAMP WATCH & JEWELLERY GROUP LTD.
Ticker: 256 Security ID: G2161T100
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sit Lai Hei as Director For For Management
3b Elect Fung Tze Wa as Director For For Management
3c Elect Kwong Chun Wai, Michael as For For Management
Director
3d Elect Zhang Bin as Director For For Management
3e Elect Teguh Halim as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CO-PROSPERITY HOLDINGS LTD.
Ticker: 707 Security ID: G2421Y105
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt Chinese For For Management
Name as Dual Foreign Name
--------------------------------------------------------------------------------
COLOUR LIFE SERVICES GROUP CO., LIMITED
Ticker: 1778 Security ID: G22915105
Meeting Date: FEB 28, 2018 Meeting Type: Special
Record Date: FEB 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First Agreement, Second For For Management
Agreement, Third Agreement, Fourth
Agreement and Related Transactions
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LTD.
Ticker: 182 Security ID: G2345T109
Meeting Date: SEP 25, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease Arrangement II, For For Management
Its Related Transactions and Authorize
the Board to Deal with All Matters in
Relation to the Finance Lease
Arrangement II
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LTD.
Ticker: 182 Security ID: G2345T109
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease Arrangements and For For Management
Related Transactions
--------------------------------------------------------------------------------
COOLPAD GROUP LIMITED
Ticker: CHWT.F Security ID: G2418K100
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A1 Elect Huang Dazhan as Director For Against Management
2A2 Elect Xie Weixin as Director For For Management
2A3 Elect Chan King Chung as Director For For Management
2A4 Elect Ng Wai Hung as Director For For Management
2A5 Elect Leung Siu Kee as Director For For Management
2A6 Elect Lam Ting Fung Freeman as Director For For Management
2A7 Elect Liang Rui as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: AUG 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Company and Its For Against Management
Subsidiaries to Conduct Entrusted
Financial Management
2 Authorize the Company and Its For Against Management
Subsidiaries to Purchase the Entrusted
Financial Management Products of China
Bohai Bank Co., Ltd.
3 Approve Amendments to Articles of For For Shareholder
Association
4 Approve Provision of Guarantee For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by CS Finance For For Management
2 Approve Shareholders Agreement and For For Management
Related Transactions
3 Elect Lu Jianzhong as Director For For Management
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: MAR 15, 2018 Meeting Type: Special
Record Date: FEB 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liang Yanfeng as Director For For Shareholder
2a Elect Gu Xu as Director For For Shareholder
2b Elect Zhang Weihua as Director For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of the Independent For For Management
Non-Executive Directors
4 Approve Audited Financial Statements For For Management
and Auditors' Report
5 Approve Annual Report For For Management
6 Approve Profit Distribution Plan For For Management
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Adjustment of Annual Caps For For For Management
Year 2017, 2018, and 2019 of Related
Party Transactions in Relation to the
Provision of Commodities by China
International Marine Containers
(Group) Co., Ldt. and Subsidiaries
9 Approve Extension of Validity Period For For Management
of the Shareholders' Resolutions for
12 Months
10 Approve Extension of Validity Period For For Management
of the Authorization for 12 Months
11 Approve Provision of Guarantees to For For Management
Wholly-Owned Subsidiary
12 Approve Provision of Guarantees to For For Management
Shanghai COSCO SHIPPING Micro-finance
Company Limited
13 Approve Ernst & Young, Hong Kong For For Shareholder
Certified Public Accountants as
International Auditor and Authorize
Audit Committee of the Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO LTD
Ticker: 2866 Security ID: Y1513C104
Meeting Date: MAY 31, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Shareholders' Resolutions for
12 Months
2 Approve Extension of Validity Period For For Management
of the Authorization for 12 Months
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: OCT 10, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Xiaowen as Director and For For Shareholder
Approve His Service Contract
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
4 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
5 Approve Subscription Constituting a For For Management
Connected Transaction Under the
Relevant Laws and Regulations of the
PRC
6 Approve Waiver of COSCO Shipping's For For Management
Obligation to Make a General Offer of
the Securities of the Company as a
Result of the Subscription
7 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
8 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
9 Approve Satisfaction by the Company of For For Management
the Criteria for the Non-Public
Issuance of A Shares
10 Approve Exemption from the Reporting For For Management
on the Use of Proceeds from the
Previous Fund Raising Activity by the
Company
11 Approve Shareholders' Return Plan For For Management
12 Approve Remedial Measures Regarding For For Management
Dilution on Current Returns by the
Non-Public Issuance of A Shares
13 Approve Undertakings by the Relevant For For Management
Persons with Regards to the Remedial
Measures Regarding Dilution on Current
Returns by the Proposed Non-Public
Issuance of A Shares
14 Approve White Wash Waiver For For Management
15 Approve Non-public Issuance of A Shares For For Shareholder
16 Amend Articles of Association For For Shareholder
17 Approve Vessel Agreements and Related For For Shareholder
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
4 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
5 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
6 Approve Non-public Issuance of A Shares For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: FEB 26, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Two Agreements Entered For For Management
Into by China Shipping Development
(Hong Kong) Marine Co., Limited in
Relation to the Construction of Two
Motor Oil Tankers and Related
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Eligibility for Material Asset For For Management
Restructuring
2 Approve Pre-conditional Voluntary For For Management
General Cash Offer by UBS for All the
Issued Shares of OOIL and Related
Transactions
3 Approve Draft Report for the Material For For Management
Asset Acquisition of COSCO Shipping
Holdings Co., Ltd and Its Summary
4 Approve Offer Pursuant to Material For For Management
Asset Restructuring
5 Approve Completeness and Compliance of For For Management
the Legal Procedures in Respect of the
Offer and Validity of the Relevant
Legal Documents
6 Approve Valuation Report in Respect of For For Management
the Material Asset Acquisition
7 Approve Independence of Valuation For For Management
Agency, Reasonableness of Assumptions
of the Valuation, Correlation on the
Approach and Purpose of the Valuation
and Fairness of the Basis of the
Consideration of the Offer
8 Approve Assurance Report for the For For Management
Differences in Accounting Policies and
Its Summary
9 Approve Possible Dilution of Earnings For For Management
per Share of the Company
10 Approve Authorization by the For For Management
Shareholders to all Matters in
Relation to the Material Asset
Restructuring
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Criteria For For Management
for Non-Public Issuance of A Shares
2.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
2.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
2.3 Approve Target Subscribers and For For Management
Subscription Method in Relation to the
Non-Public Issuance of A Shares
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
2.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
2.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
2.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
2.8 Approve Amount and Use of Proceeds in For For Management
Relation to the Non-Public Issuance of
A Shares
2.9 Approve Arrangement of Accrued For For Management
Undistributed Profit of the Company
Prior to the Proposed Non-Public
Issuance of A Shares in Relation to
the Non-Public Issuance of A Shares
2.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
3 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
4 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares
5 Approve Exemption from the Preparation For For Management
of a Report on the Utilization of
Proceeds from Previous Fund Raising
6 Approve COSCO SHIPPING Subscription For For Management
Agreement
7 Approve Connected Transaction in For For Management
Relation to the COSCO SHIPPING
Subscription
8 Approve Waiver of COSCO SHIPPING's For For Management
Obligation to Make a General Offer of
the Securities of the Company as a
Result of the COSCO SHIPPING
Subscription Under PRC Laws and
Regulations
9 Approve Shareholders' Return Plan for For For Management
Three Years of 2017 to 2019
10 Approve Remedial Measures Regarding For For Management
Dilution on Current Returns and the
Impact on the Company's Major
Financial Indicators by the Non-Public
Issuance of A Shares
11 Approve Relevant Undertakings by For For Management
Shareholders, Directors and Senior
Management in Relation to the Remedial
Measures Regarding Dilution on Current
Returns by the Non-Public Issuance of
A Shares
12 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
13 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and For For Management
Subscription Method in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount and Use of Proceeds in For For Management
Relation to the Non-Public Issuance of
A Shares
1.9 Approve Arrangement of Accrued For For Management
Undistributed Profit of the Company
Prior to the Proposed Non-Public
Issuance of A Shares in Relation to
the Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve COSCO SHIPPING Subscription For For Management
Agreement
4 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
5 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Increase of Annual For For Management
Caps for Purchases on Seamen Leasing
Under the Master Seamen Leasing
Agreement
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO LTD
Ticker: 1919 Security ID: Y1455B106
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board For For Management
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Financial Statements and For For Management
Statutory Report
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Guarantees Mandate to the For For Management
Company and Its Subsidiaries for the
2018 Provision of External Guarantees
6 Amend Articles of Association and For For Management
Rules of Procedures of General
Meetings of Shareholders
7 Approve Master Vessel Time Charter For For Management
Services Agreement and Proposed Annual
Caps for Two Financial Years Ending 31
December 2019
8 Adopt Share Option Scheme and Related For Against Shareholder
Transactions
9 Approve PricewaterhouseCoopers as For For Shareholder
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
COSMO LADY (CHINA) HOLDINGS COMPANY LIMITED
Ticker: 2298 Security ID: G24442108
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhang Shengfeng as Director For For Management
3.2 Elect Lin Zonghong as Director For For Management
3.3 Elect Wen Baoma as Director For For Management
3.4 Elect Yang Weiqiang as Director For For Management
3.5 Elect Lu Hong Te as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CPMC HOLDINGS LIMITED
Ticker: 906 Security ID: Y17739106
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CPMC HOLDINGS LIMITED
Ticker: 906 Security ID: Y17739106
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve COFCO Packaging Materials For For Management
Agreement, Annual Caps and Related
Transactions
2 Approve ORG Packaging Materials For For Management
Agreement, Annual Caps and Related
Transactions
3 Elect Yu Youzhi as Director and For For Management
Authorize Board to Fix Her Remuneration
--------------------------------------------------------------------------------
CREDIT CHINA FINTECH HOLDINGS LIMITED
Ticker: 8207 Security ID: G2523M124
Meeting Date: JUL 27, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Songqi as Director For For Management
1 Approve Change of English Name and For For Management
Dual Foreign Chinese Name of the
Company
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1818Y108
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve General Mandate to Issue For For Management
Onshore and Offshore Debt Financing
Instruments
3.1 Elect Wang Changqing as Director For For Management
3.2 Elect Li Geping as Director For For Management
3.3 Elect Yu Zhongfu as Director For For Management
3.4 Elect Dong Shi as Director For For Management
3.5 Elect Zhang Qin as Director For For Management
3.6 Elect Zhu Jia as Director For For Management
3.7 Elect Wang Hao as Director For For Management
3.8 Elect Wang Bo as Director For For Management
3.9 Elect Xu Gang as Director For For Management
3.10 Elect Feng Genfu as Director For For Management
3.11 Elect Zhu Shengqin as Director For For Management
3.12 Elect Dai Deming as Director For For Management
3.13 Elect Bai Jianjun as Director For For Management
3.14 Elect Liu Qiao as Director For For Management
4.1 Elect Li Shihua as Supervisor For For Management
4.2 Elect Ai Bo as Supervisor For For Management
4.3 Elect Zhao Lijun as Supervisor For For Management
5 Approve 2017 Profit Distribution Plan For For Management
6 Approve Report of Previous Use of For For Management
Proceeds
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1818Y108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period for the A Share Offering and
Listing
2 Authorize Board and Persons Authorized For For Management
by the Board to Deal with Matters
Relating to the A Share Offering and
Listing
3 Approve 2017 Work Report of the Board For For Management
of Directors
4 Approve 2017 Work Report of the For For Management
Supervisory Committee
5 Approve 2017 Final Financial Accounts For For Management
Plan
6 Approve 2017 Annual Report For For Management
7 Approve Connected Transaction For For Management
Agreements with Industrial and
Commercial Bank of China Limited
8.1 Approve Related Party Transactions For For Management
with CITIC Securities Company Limited
8.2 Approve Related Party Transactions For For Management
with Industrial and Commercial Bank of
China Limited
8.3 Approve Related Party Transactions For For Management
with China Construction Bank
Corporation
8.4 Approve Related Party Transactions For For Management
with China Zheshang Bank Co., Ltd.
8.5 Approve Related Party Transactions For For Management
with V-Fund Management Co., Ltd.
8.6 Approve Related Party Transactions For For Management
with Beijing Capital Corporation
Limited
8.7 Approve Related Party Transactions For For Management
with Datang International Power
Generation Co., Ltd.
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1818Y108
Meeting Date: JUN 07, 2018 Meeting Type: Special
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period for the A Share Offering and
Listing
2 Authorize Board and Persons Authorized For For Management
by the Board to Deal with Matters
Relating to the A Share Offering and
Listing
--------------------------------------------------------------------------------
CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD.
Ticker: 317 Security ID: Y1824H107
Meeting Date: AUG 29, 2017 Meeting Type: Special
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Auditors of the Company for For For Management
Financial Reports for 2017
2 Approve Disposal Agreement and Related For For Management
Transactions
3 Approve Provision of Guarantee for Its For For Shareholder
Wholly-Owned Subsidiaries and the Cap
for 2017
--------------------------------------------------------------------------------
CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD.
Ticker: 317 Security ID: Y1824H107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Approve Continued Suspension of For For Management
Trading in the A Shares of the Company
3 Approve Non-exercise of the Right of For For Management
First Refusal to Acquire the 51%
Equity Interests in GSI Yangzhou
4 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
5 Approve Relocation Arrangement For For Shareholder
Agreement
6 Approve Proposed Introduction of None None Shareholder
Third-Party Investors for Capital
Increase to Certain Subsidiaries of
the Company
--------------------------------------------------------------------------------
CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD.
Ticker: 317 Security ID: Y1824H107
Meeting Date: FEB 12, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase to Guangzhou For For Shareholder
Shipyard International Company Limited
2 Approve Capital Increase to CSSC For For Shareholder
Huangpu Wenchong Shipbuilding Company
Limited
3.01 Elect Han Guangde as Director For For Shareholder
3.02 Elect Chen Zhongqian as Director For For Shareholder
3.03 Elect Chen Liping as Director For For Shareholder
3.04 Elect Xiang Huiming as Director For For Shareholder
3.05 Elect Chen Ji as Director For For Shareholder
3.06 Elect Yang Li as Director For For Shareholder
3.07 Elect Shi Jun as Director For For Shareholder
4.01 Elect Wang Yichu as Director For For Shareholder
4.02 Elect Min Weiguo as Director For For Shareholder
4.03 Elect Liu Renhuai as Director For For Shareholder
4.04 Elect Yu Shiyou as Director For For Shareholder
5.01 Elect Wu Guangjun as Supervisor For For Shareholder
5.02 Elect Zhu Zhengfu as Supervisor For For Shareholder
5.03 Elect Fu Xiaosi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD.
Ticker: 317 Security ID: Y1824H107
Meeting Date: MAY 29, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report and Financial For For Management
Statement
4 Approve Profit Distribution Plan For For Management
5 Approve Provision of Guarantee by the For Against Management
Company for Subsidiary and the Maximum
Amount of Guarantee for 2018
6 Approve Appointment of Financial For For Shareholder
Auditor
--------------------------------------------------------------------------------
DAH CHONG HONG HOLDINGS LTD
Ticker: 1828 Security ID: Y19197105
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kwok Man Leung as Director For For Management
3b Elect Fei Yiping as Director For For Management
3c Elect Chan Kay Cheung as Director For For Management
3d Elect Chan Hui Dor Lam, Doreen as For For Management
Director
3e Elect Zhang Lijun as Director For For Management
3f Elect Cheng Jinglei as Director For For Management
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DALI FOODS GROUP COMPANY LTD
Ticker: 3799 Security ID: G2743Y106
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xu Shihui as Director For For Management
3b Elect Zhuang Weiqiang as Director For For Management
3c Elect Xu Yangyang as Director For For Management
3d Elect Xu Biying as Director For For Management
3e Elect Hu Xiaoling as Director For For Management
3f Elect Cheng Hanchuan as Director For For Management
3g Elect Liu Xiaobin as Director For For Management
3h Elect Lin Zhijun as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ruihua Certified Public For For Management
Accountants and RSM Hong Kong as
Domestic and Overseas Auditors and to
Fix Their Audit Fees
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Wafangdian Thermal Power Company
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jin Shengxiang as Director For For Management
1.2 Elect Zhang Ping as Director For For Management
1.3 Approve Resignation of Liu Haixia as For For Management
Director
1.4 Approve Resignation of Guan Tiangang For For Management
as Director
2.1 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
and Denitrification by Datang
Environment Company and Huludao
Thermal Power Company
2.2 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
and Denitrification by Datang
Environment Company and Shendong
Thermal Power Company
2.3 Approve Franchising Operation For For Management
Agreement on Flue Gas Denitrification
by Datang Environment Company and
Leizhou Power Generation Company
2.4 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
by Datang Environment Company and
Leizhou Power Generation Company
2.5 Approve Franchising Operation For For Management
Agreement on Flue Gas Denitrification
by Datang Environment Company and
Tangshan Beijiao Thermal Power Company
2.6 Approve Franchising Operation For For Management
Agreement on Flue Gas Desulfurization
by Datang Environment Company and
Tangshan Beijiao Thermal Power Company
3 Approve Resolution on Entrustment of For For Management
Datang Environment Company to
Undertake EPC Project on Coal
Transmission System of Leizhou Power
Generation Company
4.1 Approve Procurement of Production and For For Management
Infrastructure Materials and Relevant
Auxiliary Services to be Provided by
CDC to Company
4.2 Approve Coal Supply Service to be For For Management
Provided by CDC to Company
4.3 Approve Infrastructure EPC Contracting For For Management
Services to be Provided by CDC to
Company
4.4 Approve Sale of Electricity and For For Management
Electricity Entrustment Agency
Services to be Provided by CDC to
Company
4.5 Approve Technological Transformation, For For Management
Operations Management and Repair and
Maintenance Services to be Provided by
CDC to Company
4.6 Approve Coal Supply and Coal For For Management
Transportation Services to be Provided
by Company to CDC
5 Approve Acquisition of Entire Equity For For Management
Interests of Datang Heilongjiang Power
Generation Co., Ltd., Datang Anhui
Power Generation Co., Ltd. and Datang
Hebei Power Generation Co., Ltd.
--------------------------------------------------------------------------------
DAWNRAYS PHARMACEUTICAL (HOLDINGS) LTD.
Ticker: 2348 Security ID: G2687M100
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Hung Yung Lai as Director For For Management
3.2 Elect Chen Shaojun as Director For For Management
3.3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Authorize Reissuance of Repurchased For Against Management
Shares
4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
5 Elect Yu Ziping as Director For For Shareholder
6 Elect Peng Jing as Director For For Shareholder
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORPORATION LTD.
Ticker: 1072 Security ID: Y20958107
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: OCT 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Transaction Counterparties in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.02 Approve Target Assets in Relation to For Against Management
the Acquisition of Assets by Issuance
of A Shares
1.03 Approve Pricing Principles and For Against Management
Consideration for Transactions in
Relation to the Acquisition of Assets
by Issuance of A Shares
1.04 Approve Mode of Payment in Relation to For Against Management
the Acquisition of Assets by Issuance
of A Shares
1.05 Approve Transfer of Ownership of the For Against Management
Target Assets and Liability for Breach
of Contract in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.06 Approve Arrangement for the Profit or For Against Management
Loss During the Transitional Period in
Relation to the Acquisition of Assets
by Issuance of A Shares
1.07 Approve Type and Nominal Values in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.08 Approve Mode of Issuance of Shares and For Against Management
Subscription in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.09 Approve Date of Determining the Price For Against Management
and Issue Price in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.10 Approve Issue Price Adjustment Plan in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.11 Approve Number of Shares to be Issued For Against Management
in Relation to the Acquisition of
Assets by Issuance of A Shares
1.12 Approve Lock-up Period Arrangement in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.13 Approve Place of Listing in Relation For Against Management
to the Acquisition of Assets by
Issuance of A Shares
1.14 Approve Accumulated Undistributed For Against Management
Profit Arrangement in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.15 Approve Profit Compensation For Against Management
Arrangement in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.16 Approve Effective Period for the For Against Management
Resolution in Relation to the
Acquisition of Assets by Issuance of A
Shares
2 Approve Report on Acquisition of For Against Management
Assets by Dongfang Electric
Corporation Limited by Issuance of
Shares and Related Party Transactions
(Preliminary Plan)
3 Approve Execution of the Proposed For Against Management
Assets Transfer Agreement
4 Approve Execution of the Supplemental For Against Management
Assets Transfer Agreement
5 Approve Execution of the Proposed For Against Management
Compensation Agreement
6 Approve Execution of the Proposed For Against Management
Supplemental Compensation Agreement
7 Approve Waiver from Obligation of For Against Management
Dongfang Electric Corporation as the
Controlling Shareholder and Actual
Controller to Make a Mandatory General
Offer in Respect of Their Acquisition
of the Company's Shares
8 Authorize Board to Handle All Matters For Against Management
in Relation to the Acquisition of
Assets by Issuance of A Shares
9 Approve Resolution Regarding Approval For Against Management
Granted by the Independent
Shareholders in the General Meeting
for the Whitewash Waiver
10 Approve the Conditions for Acquisition For Against Management
of Assets
11 Approve the Acquisition of Assets by For Against Management
Issuance of A Shares as Related Party
Transaction
12 Approve that the Transactions of the For Against Management
Company are in Compliance with Rule 4
of the Rules on Certain Issues
Relating to Regulation on Significant
Asset Restructuring of Listed Companies
13 Approve that the Transactions of the For Against Management
Company Do Not Constitute Material
Assets Reorganization as Prescribed by
Rule 13 in the Administrative Measures
for the Material Asset Reorganizations
of Listed Companies
14 Approve Resolution Regarding Approval For Against Management
for Audited Reports, Pro Forma Review
Report and Asset Valuation Reports
15 Approve Resolution Regarding For Against Management
Independence of Valuers,
Reasonableness of Valuation
Assumptions and Premises, Relevance
Between Valuation Methods and
Valuation Purpose, and Fairness of
Appraised Consideration
16 Approve Resolution Regarding the Basis For Against Management
for, Reasonableness and Fairness of
the Consideration for Acquisition of
Assets by Issuance of Shares
17 Approve Resolution that No Situation For Against Management
of Current Return Dilution Exists in
the Acquisition of Assets
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORPORATION LTD.
Ticker: 1072 Security ID: Y20958107
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: OCT 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Transaction Counterparties in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.02 Approve Target Assets in Relation to For Against Management
the Acquisition of Assets by Issuance
of A Shares
1.03 Approve Pricing Principles and For Against Management
Consideration for Transactions in
Relation to the Acquisition of Assets
by Issuance of A Shares
1.04 Approve Mode of Payment in Relation to For Against Management
the Acquisition of Assets by Issuance
of A Shares
1.05 Approve Transfer of Ownership of the For Against Management
Target Assets and Liability for Breach
of Contract in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.06 Approve Arrangement for the Profit or For Against Management
Loss During the Transitional Period in
Relation to the Acquisition of Assets
by Issuance of A Shares
1.07 Approve Type and Nominal Values in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.08 Approve Mode of Issuance of Shares and For Against Management
Subscription in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.09 Approve Date of Determining the Price For Against Management
and Issue Price in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.10 Approve Issue Price Adjustment Plan in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.11 Approve Number of Shares to be Issued For Against Management
in Relation to the Acquisition of
Assets by Issuance of A Shares
1.12 Approve Lock-up Period Arrangement in For Against Management
Relation to the Acquisition of Assets
by Issuance of A Shares
1.13 Approve Place of Listing in Relation For Against Management
to the Acquisition of Assets by
Issuance of A Shares
1.14 Approve Accumulated Undistributed For Against Management
Profit Arrangement in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.15 Approve Profit Compensation For Against Management
Arrangement in Relation to the
Acquisition of Assets by Issuance of A
Shares
1.16 Approve Effective Period for the For Against Management
Resolution in Relation to the
Acquisition of Assets by Issuance of A
Shares
2 Approve Report on Acquisition of For Against Management
Assets by Dongfang Electric
Corporation Limited by Issuance of
Shares and Related Party Transactions
(Preliminary Plan)
3 Approve Execution of the Proposed For Against Management
Assets Transfer Agreement
4 Approve Execution of the Supplemental For Against Management
Assets Transfer Agreement
5 Approve Execution of the Proposed For Against Management
Compensation Agreement
6 Approve Execution of the Proposed For Against Management
Supplemental Compensation Agreement
7 Authorize Board to Handle All Matters For Against Management
in Relation to the Acquisition of
Assets by Issuance of A Shares
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORPORATION LTD.
Ticker: 1072 Security ID: Y20958107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Purchase and Production For For Management
Services Framework Agreement, the
Proposed Annual Caps and Related
Transactions
2 Approve 2018 Financial Services For Against Management
Framework Agreement, the Proposed
Annual Caps and Related Transactions
3 Approve Consent to Accept SASTIND For Against Management
Investment Project Funds and Convert
Into Increased State-Owned Capital
4 Elect Fu Haibo as Supervisor For For Management
5 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditor and Authorize Board to Fix
Their Remuneration
6 Elect Xu Peng as Director For For Shareholder
--------------------------------------------------------------------------------
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
Ticker: 895 Security ID: Y2121H121
Meeting Date: MAR 26, 2018 Meeting Type: Special
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Financial Services For Against Management
Agreement and Related Transactions
2 Approve Change in Business Scope For For Management
3 Approve Repurchase and Cancellation of For For Management
Granted But Not Yet Unlocked
Restricted Shares Held by Six Departed
Incentive Participants Including Zhou
Yao Ming
4 Approve Repurchase and Cancellation of For For Management
Granted But Not Yet Unlocked
Restricted Shares Held by Eleven
Departed Incentive Participants
Including Zhou Guo Li
5 Approve Reduction of Registered Capital For For Management
6 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
Ticker: 895 Security ID: Y2121H121
Meeting Date: MAR 26, 2018 Meeting Type: Special
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Granted But Not Yet Unlocked
Restricted Shares Held by Six Departed
Incentive Participants Including Zhou
Yao Ming
2 Approve Repurchase and Cancellation of For For Management
Granted But Not Yet Unlocked
Restricted Shares Held by Eleven
Departed Incentive Participants
Including Zhou Guo Li
3 Approve Reduction of Registered Capital For For Management
--------------------------------------------------------------------------------
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
Ticker: 895 Security ID: Y2121H121
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Report For For Management
2 Approve 2017 Report of the Board of For For Management
Directors
3 Approve 2017 Report of the Supervisory For For Management
Committee
4 Approve 2017 Annual Final Financial For For Management
Report
5 Approve 2018 Financial Budget Report For For Management
6 Approve ShineWing Certified Public For For Management
Accountants LLP as Auditor and
Authorize Management to Fix Their
Remuneration
7 Approve 2017 Profit Distribution Plan For For Management
8 Approve Extension of the Validity of For For Management
the Resolutions in Relation to the
Non-Public Issuance of A Shares
9 Approve Extension of the Validity of For For Management
the Authorization to the Board or Its
Authorized Persons To Deal With
Matters Relating to the Non-Public
Issuance of A Shares
--------------------------------------------------------------------------------
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
Ticker: 895 Security ID: Y2121H121
Meeting Date: JUN 20, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity of For For Management
the Resolutions in Relation to the
Non-Public Issuance of A Shares
2 Approve Extension of the Validity of For For Management
the Authorization to the Board or Its
Authorized Persons To Deal With
Matters Relating to the Non-Public
Issuance of A Shares
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES CO., LTD.
Ticker: 601788 Security ID: Y2357S114
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve 2018 Expected Ordinary Related For For Management
Party Transactions
6 Approve Proposal of Proprietary For For Management
Trading Business Scale in 2018
7 Approve Ernst & Young Hua Ming LLP as For For Management
PRC External Auditors and Ernst &
Young as Overseas External Auditors
and Authorize Board to Fix Their
Remuneration
8.1 Approve Type in Relation to the For For Management
Issuance of Overseas Debt Financing
Instruments
8.2 Approve Term in Relation to the For For Management
Issuance of Overseas Debt Financing
Instruments
8.3 Approve Interest Rates in Relation to For For Management
the Issuance of Overseas Debt
Financing Instruments
8.4 Approve Issuer, Size and Method of For For Management
Issuance in Relation to the Issuance
of Overseas Debt Financing Instruments
8.5 Approve Issue Price in Relation to the For For Management
Issuance of Overseas Debt Financing
Instruments
8.6 Approve Guarantees and Other For For Management
Arrangements in Relation to the
Issuance of Overseas Debt Financing
Instruments
8.7 Approve Purpose of Proceeds in For For Management
Relation to the Issuance of Overseas
Debt Financing Instruments
8.8 Approve Target Subscribers and For For Management
Arrangements for Placement to the
Shareholders of the Company in
Relation to the Issuance of Overseas
Debt Financing Instruments
8.9 Approve Listing of the Debt Financing For For Management
Instruments
8.10 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of Overseas Debt Financing Instruments
8.11 Authorize Matters Relating to the For For Management
Issuance of the Overseas Corporate
Debt Financing Instruments
9.1 Approve Issuer in Relation to the For For Management
Issuance of Asset-backed Securities
9.2 Approve Size of Issuance in Relation For For Management
to the Issuance of Asset-backed
Securities
9.3 Approve Underlying Assets in Relation For For Management
to the Issuance of Asset-backed
Securities
9.4 Approve Period of Vehicle in Relation For For Management
to the Issuance of Asset-backed
Securities
9.5 Approve Expected Yield in Relation to For For Management
the Issuance of Asset-backed Securities
9.6 Approve Place of Listing in Relation For For Management
to the Issuance of Asset-backed
Securities
9.7 Approve Guarantees in Relation to the For For Management
Issuance of Asset-backed Securities
9.8 Approve Measures for Guaranteeing Debt For For Management
Repayment in Relation to the Issuance
of Asset-backed Securities
9.9 Authorize Matters in Relation to the For For Management
Issuance of Asset-backed Securities
9.10 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of Asset-Backed Securities
10 Approve to Hear Independent Directors' None None Management
2017 Annual Work Report
--------------------------------------------------------------------------------
FANG HOLDINGS LIMITED
Ticker: SFUN Security ID: 30711Y102
Meeting Date: DEC 20, 2017 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jingbo Wang For Against Management
2 Elect Director Mingqiang Bi For For Management
--------------------------------------------------------------------------------
FANTASIA HOLDINGS GROUP CO., LTD.
Ticker: 1777 Security ID: G3311L104
Meeting Date: FEB 28, 2018 Meeting Type: Special
Record Date: FEB 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First Agreement, Second For For Management
Agreement, Third Agreement, Fourth
Agreement and Related Transactions
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 38 Security ID: Y25714109
Meeting Date: NOV 15, 2017 Meeting Type: Special
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cessation of Appointment of For For Management
ShineWing Certified Public Accountants
as Auditors and Appoint Da Hua
Certified Public Accountants as
Financial Report and Internal Control
Auditor and Authorize the Board to Fix
Their Remuneration
2 Approve Annual Transaction Cap Amounts For For Management
for the 2018- 2020 Sales Framework
Agreement
3 Approve Annual Transaction Cap Amounts For For Management
for the 2018-2020 Procurement
Framework Agreement
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 38 Security ID: Y25714109
Meeting Date: MAY 29, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial Report For For Management
4 Approve Da Hua Certified Public For For Management
Accountants (Special General
Partnership) as Auditor and Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
5 Approve Provision of Guarantees for For For Management
the Financial Business for the
Company's Products
6 Approve Provision of Guarantees for For For Management
Subsidiaries
7 Approve Purchase of Wealth Management For For Management
Products Using Internal Idle Funds
1 Approve Profit Distribution Plan For For Management
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 38 Security ID: Y25714109
Meeting Date: MAY 29, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
FU SHOU YUAN INTERNATIONAL GROUP LIMITED
Ticker: 1448 Security ID: G37109108
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Tan Leon Li-an as Director For For Management
3a2 Elect Ma Xiang as Director For For Management
3a3 Elect Ho Man as Director For Against Management
3a4 Elect Wu Jianwei as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FUFENG GROUP LTD.
Ticker: 546 Security ID: G36844119
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Final Dividend For For Management
3.1 Elect Zhao Qiang as Director For For Management
3.2 Elect Pan Yuehong as Director For For Management
3.3 Elect Xiao Jian Lin as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FUTURE LAND DEVELOPMENT HOLDINGS LTD.
Ticker: 1030 Security ID: G3701A106
Meeting Date: OCT 17, 2017 Meeting Type: Court
Record Date: OCT 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
FUTURE LAND DEVELOPMENT HOLDINGS LTD.
Ticker: 1030 Security ID: G3701A106
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Lu Zhongming as Director For For Management
3a2 Elect Zhang Shengman as Director For For Management
3a3 Elect Chen Huakang as Director For For Management
3a4 Elect Zhong Wei as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 600660 Security ID: Y2680G100
Meeting Date: JAN 08, 2018 Meeting Type: Special
Record Date: DEC 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.1 Elect Cho Tak Wong as Director For For Management
3.2 Elect Tso Fai as Director For For Management
3.3 Elect Chen Xiangming as Director For For Management
3.4 Elect Sun Yiqun as Director For For Management
3.5 Elect Zhu Dezhen as Director For For Management
3.6 Elect Wu Shinong as Director For For Management
4.1 Elect Liu Xiaozhi as Director For For Management
4.2 Elect Wu Yuhui as Director For For Management
4.3 Elect Cheung Kit Man Alison as Director For For Management
5.1 Elect Chen Mingsen as Supervisor For For Management
5.2 Elect Ni Shiyou as Supervisor For For Management
--------------------------------------------------------------------------------
GLORIOUS PROPERTY HOLDINGS LTD.
Ticker: 845 Security ID: G3940K105
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Construction Services For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GLORIOUS PROPERTY HOLDINGS LTD.
Ticker: 845 Security ID: G3940K105
Meeting Date: MAR 21, 2018 Meeting Type: Special
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Construction Services For For Management
Agreement and Revised Annual Caps
--------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD.
Ticker: 3308 Security ID: G3958R109
Meeting Date: MAY 08, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Annual Caps for For For Management
Zhujiang Tenancy Agreement
2 Approve Proposed Annual Caps for For For Management
Hanzhong Plaza Lease Agreement
3 Approve Proposed Annual Caps for Total For For Management
Xianlin Retail Area Lease Agreements
4 Approve Proposed Annual Caps for For For Management
Yancheng Golden Eagle Outlet Lease
Agreement
5 Approve Proposed Annual Caps for For For Management
Xinjiekou Block B Lease Agreement
6 Approve Proposed Annual Caps for For For Management
Yancheng Tiandi Plaza Lease Agreement
7 Approve Proposed Annual Caps for For For Management
Danyang Tiandi Plaza Lease Agreement
8 Approve Proposed Annual Caps for For For Management
Nanjing Jiangning Tiandi Plaza Lease
Agreement
9 Approve Proposed Annual Caps for For For Management
Ma'anshan Tiandi Plaza Lease Agreement
10 Approve Third Supplemental Agreement For For Management
to Lease Agreement With Golden Eagle
Plaza and Related Transactions
11 Approve Proposed Annual Caps for the For For Management
Golden Eagle Plaza Lease Agreement
12 Approve Golden Eagle World Lease For For Management
Agreement and Related Transactions
13 Approve Proposed Annual Caps for For For Management
Golden Eagle World Lease Agreement
14 Approve Cooperation Agreement on For For Management
Property Lease (Offices) and Related
Transactions
15 Approve Proposed Annual Caps for For For Management
Cooperation Agreement on Property
Lease (Offices)
--------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD.
Ticker: 3308 Security ID: G3958R109
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Wang Hung, Roger as Director For For Management
3B Elect Wong Chi Keung as Director For Against Management
3C Elect Lay Danny J as Director For For Management
3D Authorize Remuneration Committee to For For Management
Fix Remuneration of Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOLDEN MEDITECH HOLDINGS LTD
Ticker: 801 Security ID: G39580124
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Zheng Ting as Director For For Management
2B Elect Gao Yue as Director For For Management
2C Elect Daniel Foa as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme and For Against Management
Related Transactions
--------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD.
Ticker: 1086 Security ID: G39814101
Meeting Date: SEP 21, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Sale and Purchase Agreement For For Management
1b Approve Whitewash Waiver For For Management
--------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD.
Ticker: 1086 Security ID: G39814101
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Ilcheul as Director and For For Management
Authorize Board to Fix His Remuneration
3b Elect Xia Xinyue as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Fu Jingqiu as Director and For For Management
Authorize Board to Fix Her Remuneration
3d Elect Ho Kwok Yin, Eric as Director For For Management
and Authorize Board to Fix His
Remuneration
3e Elect Chiang Yun as Director and For For Management
Authorize Board to Fix Her Remuneration
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD.
Ticker: 1086 Security ID: G39814101
Meeting Date: MAY 28, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Options to For Against Management
Martin Pos Under the Share Option
Scheme and Authorize Board to Deal
With All Matters in Relation to
Issuance of the New Shares and Grant
of Share Options
2 Approve Grant of Share Options to For Against Management
Ilcheul Yang Under the Share Option
Scheme and Authorize Board to Deal
With All Matters in Relation to
Issuance of the New Shares and Grant
of Share Options
3 Approve Grant of Share Options to Xia For Against Management
Xinyue Under the Share Option Scheme
and Authorize Board to Deal With All
Matters in Relation to Issuance of the
New Shares and Grant of Share Options
4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
and Authorize Board to Deal With All
Matters in Relation to Issuance of the
New Shares and Grant of Share Options
--------------------------------------------------------------------------------
GREATVIEW ASEPTIC PACKAGING CO LTD.
Ticker: 468 Security ID: G40769104
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Liu Jun as Director For For Management
3a2 Elect Hsu David as Director For For Management
3a3 Elect Lueth Allen Warren as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GREEN LEADER HOLDINGS GROUP LTD.
Ticker: 61 Security ID: G6620C129
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Grant For For Management
of Specific Mandate to Issue
Conversion Shares and Related
Transactions
--------------------------------------------------------------------------------
GREEN LEADER HOLDINGS GROUP LTD.
Ticker: 61 Security ID: G6620C129
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2a Elect Zhang Sanhuo as Director For For Management
2b Elect Zou Chengjian as Director For For Management
2c Elect Leung Yin Fai as Director For Against Management
2d Elect Leung Po Wing, Bowen Joseph as For Against Management
Director
2e Elect Zhou Chunsheng as Director For Against Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Crowe Horwath (HK) CPA Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD.
Ticker: 3900 Security ID: G4100M105
Meeting Date: MAY 04, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GREENTOWN SERVICE GROUP CO. LTD.
Ticker: 2869 Security ID: G41012108
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Yang Zhangfa as Director For For Management
3.2 Elect Xia Yibo as Director For For Management
3.3 Elect Wong Ka Yi as Director For For Management
3.4 Elect Li Feng as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt Share Option Scheme and Related For Against Management
Transactions
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 525 Security ID: Y2930P108
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2017 Profits Distribution For For Management
Proposal
5 Approve 2018 Financial Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board and Audit
Committee to Fix Their Remuneration
7 Approve Resumption of Land Use Rights For For Management
over Guangzhou East Shipai Old Goods
Yard
8.01 Elect Guo Ji'an as Director None For Shareholder
8.02 Elect Chen Xiaomei as Director None For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P106
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditors
2 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Internal Control Auditor
3 Approve Addition of New entities as For For Management
Part of Placing Proceeds
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P106
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conformity of the Significant For For Management
Transaction with the Provisions of
Relevant Laws, Regulations and Policies
2 Approve Significant Transaction Not For For Management
Constituting a Connected Transaction
3 Approve Significant Transaction with For For Management
Rule 4 of the Regulations on
Standardizing Several Issues
Concerning the Significant
Transactions of Listed Companies
4 Approve Implementation of Legal For For Management
Procedures, Compliance, and Validity
of the Submission of Legal Documents
Regarding the Significant Transaction
5 Approve Independence of the Valuer, For For Management
Reasonableness of the Appraisal
Assumptions, Relevance Between
Appraisal Method and the Purposes of
the Appraisal and Opinions on the
Fairness of the Appraised Value
6 Approve Confirmation of the Audit For For Management
Report and the Valuation Report for
the Significant Transaction
7 Approve Current Earnings Per Share of For For Management
the Company Will Not Be Diluted as a
Result of Completion of the
Transactions in Relation to the
Significant Transaction
8.1 Approve Overall Proposal for the For For Management
Significant Transaction
8.2 Approve Specific Proposal for the For For Management
Significant Transaction
8.2.1 Approve Base Date for Valuation For For Management
8.2.2 Approve Transaction Manner and For For Management
Counterparties
8.2.3 Approve Valuation of the Target Assets For For Management
8.2.4 Approve Payment of the Consideration For For Management
for the Acquisition
8.2.5 Approve Put Options For For Management
8.2.6 Approve Allocation Arrangement of the For For Management
Profit and Loss of the Target Assets
from the Base Date for Valuation to
Completion Date
8.2.7 Approve Employees For For Management
8.3 Approve Compensation Scheme for For For Management
Earnings Forecast
8.4 Approve Validity Period of the For For Management
Resolutions
9 Approve Entering Into the Agreements For For Management
Relevant to the Significant Transaction
10 Approve Report on the Material For For Management
Acquisition of Assets of the Company
and Its Summary
11 Authorize Board to Deal With All For For Management
Matters in Relation to the Significant
Transaction
--------------------------------------------------------------------------------
GUOTAI JUNAN INTERNATIONAL HOLDINGS LTD.
Ticker: 1788 Security ID: Y2961L109
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Services Agreement, For For Management
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
GUOTAI JUNAN INTERNATIONAL HOLDINGS LTD.
Ticker: 1788 Security ID: Y2961L109
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Xie Lebin as Director For For Management
3.2 Elect Liu Yiyong as Director For For Management
3.3 Elect Yim Fung as Director For For Management
3.4 Elect Qi Haiying as Director For For Management
3.5 Elect Li Guangjie as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For Against Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Issued Share For For Management
Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES COMPANY LIMITED
Ticker: 601211 Security ID: Y2R614115
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Profit Distribution Plan For For Management
4 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as External Auditors
5 Approve 2017 Annual Report For For Management
6.1 Approve Related Party Transactions For For Management
with Shanghai International Group Co.,
Ltd. and Related Enterprises
6.2 Approve Related Party Transactions For For Management
with Shenzhen Investment Holdings Co.,
Ltd. and Related Enterprises
6.3 Approve Related Party Transactions and For For Management
Related Enterprises with Company's
Directors, Supervisors and Senior
Management
6.4 Approve Related Party Transactions For For Management
Between the Group and Related Natural
Persons
7.1 Elect Lin Facheng as Director For For Management
7.2 Elect Zhou Hao as Director For For Management
8 Elect Feng Xiaodong as Supervisor For For Management
9 Approve Issuance of Onshore and For For Management
Offshore Debt Financing Instruments
and Asset-backed Securities and
Related Transactions
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
11 Approve Authorization to Issue Onshore For For Management
and Offshore Debt Financing Instruments
12 Approve Authorization to Asset-backed For For Management
Securities
--------------------------------------------------------------------------------
HAICHANG OCEAN PARK HOLDINGS LTD.
Ticker: 2255 Security ID: G4231A103
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Gao Jie as Director For For Management
2A2 Elect Qu Naijie as Director For For Management
2A3 Elect Makoto Inoue as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HARBIN ELECTRIC COMPANY LTD.
Ticker: 1133 Security ID: Y30683109
Meeting Date: DEC 01, 2017 Meeting Type: Special
Record Date: OCT 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of New Domestic For For Management
Shares Under Specific Mandate
2.1 Approve Renewal of Unified Social For For Management
Credit Code in Relation to the
Amendments to Articles of Association
2.2 Approve Additional Requirements for For Against Management
Construction Work of the Communist
Party of China in Relation to the
Amendments to Articles of Association
2.3 Approve Registered Capital and For For Management
Shareholding Structure in Relation to
the Amendments to Articles of
Association
3 Authorize Board to Handle All Matters For Against Management
in Relation to the Issue of New
Domestic Shares and Amendments to
Articles of Association
--------------------------------------------------------------------------------
HARBIN ELECTRIC COMPANY LTD.
Ticker: 1133 Security ID: Y30683109
Meeting Date: DEC 01, 2017 Meeting Type: Special
Record Date: OCT 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of New Domestic For For Management
Shares Under Specific Mandate
--------------------------------------------------------------------------------
HARBIN ELECTRIC COMPANY LTD.
Ticker: 1133 Security ID: Y30683109
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Accounts and Auditor's For For Management
Report
4 Approve Final Dividend For For Management
5 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Tian Min as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
7 Authorize Board to Appoint Any Person For For Management
to Fill In a Casual Vacancy in the
Board of Directors or as an Additional
Director
8 Authorize Repurchase of Issued H Share For For Management
Capital
9 Amend Articles of Association to For For Management
Reflect Changes in the Capital
--------------------------------------------------------------------------------
HARBIN ELECTRIC COMPANY LTD.
Ticker: 1133 Security ID: Y30683109
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Amend Articles of Association to For For Management
Reflect Changes in the Capital
--------------------------------------------------------------------------------
HEALTH AND HAPPINESS (H&H) INTERNATIONAL HOLDINGS LIMITED
Ticker: 1112 Security ID: G4387E107
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Laetitia Marie Edmee Jehanne For For Management
Albertini ep. Garnier as Director
2a2 Elect Wang Yidong as Director For For Management
2a3 Elect Zhang Wenhui as Director For For Management
2a4 Elect Luo Yun as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HI SUN TECHNOLOGY (CHINA) LTD
Ticker: 818 Security ID: G4512G126
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt VBill Share Option Scheme and For Against Management
Authorize Board to Deal With All
Matters to Execute and Give Effect to
VBill Share Option Scheme
2 Approve Grant of Options to Shen Zheng For Against Management
Under VBill Share Option Scheme
3 Approve Grant of Options to Li Huimin For Against Management
Under VBill Share Option Scheme
4 Approve Grant of Options to Guo Yi For Against Management
Under VBill Share Option Scheme
--------------------------------------------------------------------------------
HI SUN TECHNOLOGY (CHINA) LTD
Ticker: 818 Security ID: G4512G126
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Li Wenjin as Director For For Management
3 Elect Tam Chun Fai as Director For For Management
4 Elect Chang Kai-Tzung, Richard as For For Management
Director
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HISENSE KELON ELECTRICAL HOLDINGS COMPANY LTD.
Ticker: 000921 Security ID: Y3226R105
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: AUG 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Equity Interest in For For Management
Foshan City Shunde District Baohong
Property Management Company Limited
2 Approve Supplemental Agreement to the For For Shareholder
Business Framework Agreement 1 Between
the Company and Qingdao Hisense
Hitachi Air-Conditioning Systems Co.,
Ltd., Related Transactions and the
Relevant Annual Caps
3 Elect Liu Xiao Feng as Director and For For Shareholder
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
HISENSE KELON ELECTRICAL HOLDINGS COMPANY LTD.
Ticker: 000921 Security ID: Y3226R105
Meeting Date: JAN 18, 2018 Meeting Type: Special
Record Date: DEC 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Co-operation For For Management
Framework Agreement, Annual Caps, and
Related Transactions
2 Approve Business Framework Agreement, For For Management
Annual Caps, and Related Transactions
3 Approve Purchase Financing Agency For For Management
Framework Agreement, Annual Caps, and
Related Transactions
4 Approve Financial Services Agreement, For Against Management
Annual Caps, and Related Transactions
5 Approve Financial Business Framework For For Management
Agreement, Annual Caps, and Related
Transactions
6 Approve Use of Own Funds to Conduct For Against Management
Wealth Management
--------------------------------------------------------------------------------
HNA HOLDING GROUP CO., LTD.
Ticker: 521 Security ID: Y3320Y113
Meeting Date: SEP 07, 2017 Meeting Type: Special
Record Date: SEP 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition and Related For For Management
Transactions
--------------------------------------------------------------------------------
HNA HOLDING GROUP CO., LTD.
Ticker: 521 Security ID: Y3320Y113
Meeting Date: NOV 29, 2017 Meeting Type: Special
Record Date: NOV 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
2 Amend Articles of Association For For Management
Regarding Change of Company Name
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LTD
Ticker: 1347 Security ID: Y372A7109
Meeting Date: FEB 14, 2018 Meeting Type: Special
Record Date: FEB 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Subscription Agreement and For For Management
Related Transactions
1b Authorize Board for the Allotment and For For Management
Issuance of Subscription Shares in
Relation to the Subscription Agreement
1c Approve JV Agreement and Related For For Management
Transactions
1d Approve Capital Increase Agreement and For For Management
Related Transactions
1e Authorize Any One Director to Deal For For Management
With All Matters in Relation to
Subscription Agreement, JV Agreement,
Capital Increase Agreement and Related
Transactions
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LTD
Ticker: 1347 Security ID: Y372A7109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Suxin Zhang as Director For For Management
4 Elect Takayuki Morita as Director For For Management
5 Elect Jun Ye as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LIMITED
Ticker: 336 Security ID: G4639H122
Meeting Date: AUG 01, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ma Yun Yan as Director For For Management
3b Elect Xia Li Qun as Director For For Management
3c Elect Poon Chiu Kwok as Director For Against Management
3d Elect Xiong Qing as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORP LTD.
Ticker: 816 Security ID: Y3123J107
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Huang Shaoxiong as Director For For Management
1b Authorize Remuneration and Assessment For For Management
Committee to Fix Remuneration of the
Proposed Director According to the
Remuneration Plan for Directors
1c Authorize Board to Enter into a For For Management
Service Contract with the Proposed
Director and Handle All Other Relevant
Matters on Behalf of the Company
1d Elect Wu Jianchun as Director For For Management
1e Elect Mei Weiyi as Director For For Management
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORP LTD.
Ticker: 816 Security ID: Y3123J107
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD.
Ticker: 1071 Security ID: Y3738Y101
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2a Approve Purchase of Fuel from China For For Management
Huadian and its Subsidiaries and
Companies, Annual Caps, and Related
Transactions
2b Approve Provision of Equipments, For For Management
Systems, Products, Engineering and
Construction Contracting,
Environmental Protection System
Renovation Project, and Miscellaneous
and Relevant Services, Annual Caps,
and Related Transactions
2c Approve Sales of Fuel and Provision of For For Management
Relevant Services, Annual Caps, and
Related Transactions
3 Approve Proposed Financial Services For Against Management
Agreement
4 Approve Loan Framework Agreement For For Management
--------------------------------------------------------------------------------
HUAYI TENCENT ENTERTAINMENT COMPANY LIMITED
Ticker: 419 Security ID: G4642G103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Zhonglei as Director For For Management
2b Elect Yeun Hoi Po as Director For For Management
2c Elect Chu Yuguo as Director For Against Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Issued Share For For Management
Capital
4c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUISHANG BANK CORP LTD
Ticker: 3698 Security ID: Y3749K108
Meeting Date: JUN 30, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Final Financial Accounts For For Management
2 Approve 2018 Financial Budget For For Management
3 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
Overseas Auditors and Authorize Board
to Fix Their Remuneration
4 Approve Appraisal Report on the For For Management
Performance of the Directors
5 Approve Appraisal Report on the For For Management
Performance of the Supervisors
6 Approve 2017 Work Report of the Board For For Management
of Directors
7 Approve 2017 Work Report of the For For Management
Supervisors
8 Elect Zhou Yana as Director For For Management
9 Approve Adjustment of the Allowance For For Management
for Independent Non-Executive Directors
10 Approve Adjustment of the the For For Management
Allowance for External Supervisors
11 Approve Remuneration of Executive For For Management
Directors
12 Approve Remuneration of Former For For Management
Chairman of the Board of Supervisors
13 Approve 2017 Profit Distribution Plan For For Management
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15 Amend Articles of Association For Against Management
Regarding Party Committee
16 Approve 2017 Profit Distribution None Did Not Vote Shareholder
--------------------------------------------------------------------------------
IMAX CHINA HOLDING, INC.
Ticker: 1970 Security ID: G47634103
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Jim Athanasopoulos as Director For For Management
3b Elect Ruigang Li as Director For For Management
3c Elect John Davison as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Grant of Mandate to Issue New For Against Management
Shares Under the Restricted Share Unit
Scheme
--------------------------------------------------------------------------------
JA SOLAR HOLDINGS CO. LTD.
Ticker: JASO Security ID: 466090206
Meeting Date: MAR 12, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD.
Ticker: JKS Security ID: 47759T100
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Longgen Zhang For Against Management
2 Elect Director Yingqiu Liu For For Management
3 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD.
Ticker: 3336 Security ID: G52105106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lin Feng-Chieh as Director For For Management
3b Elect Tsui Yung Kwok as Director For For Management
3c Elect Yip Wai Ming as Director For For Management
3d Elect Cherng Chia-Jiun as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KANDI TECHNOLOGIES GROUP, INC.
Ticker: KNDI Security ID: 483709101
Meeting Date: DEC 28, 2017 Meeting Type: Annual
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hu Xiaoming For For Management
1.2 Elect Director Mei Bing For For Management
1.3 Elect Director Chen Liming For For Management
1.4 Elect Director Lin Yi For For Management
1.5 Elect Director Jerry Lewin For For Management
1.6 Elect Director Henry Yu For For Management
1.7 Elect Director Zhu Feng For For Management
2 Ratify BDO China Shu Lun Pan Certified For For Management
Public Accountants LLP as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
Ticker: 268 Security ID: G52568147
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Lin Bo as Director For For Management
2B Elect Liu Chia Yung as Director For For Management
2C Elect Gary Clark Biddle as Director For For Management
2D Elect Shen Yuan Ching as Director For For Management
2E Elect Cao Yang Feng as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voting Proxy Agreement, For For Management
Capital Injection Agreement, and Their
Related Transactions
--------------------------------------------------------------------------------
KWG PROPERTY HOLDING LTD.
Ticker: 1813 Security ID: G53224104
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Related Transactions
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: 2314 Security ID: G5427W130
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Li King Wai Ross as Director For For Management
4 Elect Wong Kai Tung Tony as Director For For Management
5 Authorize Board to Confirm the Terms For For Management
of Appointment, Including the
Remuneration, of Poon Chun Kwong
6 Authorize Board to Confirm the Terms For For Management
of Appointment, Including the
Remuneration, of Peter A. Davies
7 Authorize Board to Confirm the Terms For For Management
of Appointment, Including the
Remuneration, of Chau Shing Yim David
8 Approve Remuneration of Directors for For For Management
the Year Ended December 31, 2017
9 Authorize Board to Fix Remuneration of For For Management
Directors for the Year Ending December
31, 2018
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LEGEND HOLDINGS CORPORATION
Ticker: 3396 Security ID: Y52237107
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report For For Management
2 Approve Supervisors' Report For For Management
3 Approve Audited Financial Statements For For Management
and Independent Auditor's Report
4 Approve Profit Distribution Plan For For Management
5.1 Elect Liu Chuanzhi as Director For For Management
5.2 Elect Zhu Linan as Director For For Management
5.3 Elect Zhao John Huan as Director For Against Management
5.4 Elect Wu Lebin as Director For For Management
5.5 Elect Lu Zhiqiang as Director For Against Management
5.6 Elect Suo Jishuan as Director For For Management
5.7 Elect Ma Weihua as Director For For Management
5.8 Elect Zhang Xuebing as Director For Against Management
5.9 Elect Hao Quan as Director For For Management
6.1 Elect Luo Cheng as Supervisor For For Management
6.2 Elect Feng Ling as Supervisor For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Approve Remuneration of Directors and For For Management
Supervisors for Year Ended December
31, 2017
9 Approve PricewaterhouseCoopers as For For Management
Independent Auditor and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
LEGEND HOLDINGS LTD.
Ticker: 3396 Security ID: Y52237107
Meeting Date: JAN 16, 2018 Meeting Type: Special
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Acquisition Pursuant to For For Management
the Sale and Purchase Agreement and
Related Transactions
1b Authorize Board to Deal With All For For Management
Matters in Relation to the Sale and
Purchase Agreement
2a Approve Amendments to Articles of For For Management
Association
2b Authorize Directors to Do All Things For For Management
Necessary to Give Effect to the
Amendments to the Articles of
Association
3 Elect Luo Cheng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD
Ticker: 1089 Security ID: G5471S100
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: AUG 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Share Option Scheme and For Against Management
Approve Termination of Existing Share
Option Scheme
--------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD
Ticker: 1089 Security ID: G5471S100
Meeting Date: SEP 27, 2017 Meeting Type: Special
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a1 Elect Xu Yiran as Director For For Management
1a2 Elect Cao Bo as Director For For Management
1a3 Elect Li Zhigang as Director For For Management
1a4 Elect Cheng Chi Ming Brian as Director For For Management
1a5 Elect Kwan Ngai Kit as Director For For Management
1b Authorize Board to Fix Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD
Ticker: 1089 Security ID: G5471S100
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve HLB Hodgson Impey Cheng For For Management
Limited as Independent Auditors and
Authorize Board to Fix Their
Remuneration
3a1 Elect Gu Zhenghao as Director For For Management
3a2 Elect Eric Todd as Director For For Management
3a3 Elect Chan Chi Yuen as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
4D Approve Increase in Authorized Share For Against Management
Capital
5A Amend Articles of Association For Against Management
5B Adopt Amended and Restated Memorandum For Against Management
and Articles of Association
--------------------------------------------------------------------------------
LIFETECH SCIENTIFIC CORPORATION
Ticker: 1302 Security ID: G54872117
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Xie Yuehui as Director For For Management
2.2 Elect Zhang Deyuan as Director For For Management
2.3 Elect Liu Jianxiong as Director For For Management
2.4 Elect Cleary Christopher Michael as For Against Management
Director
2.5 Elect Monaghan Shawn Del as Director For For Management
2. Elect Jiang Feng as Director For For Management
2.7 Elect Liang Hsien Tse Joseph as For For Management
Director
2.8 Elect Wang Wansong as Director For For Management
2.9 Elect Zhou Luming as Director For For Management
2.10 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: SEP 19, 2017 Meeting Type: Special
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Alteration to the Fund-Raising For For Management
Investment Project of the Non-Public
Issuance of A Shares
2 Approve Increase in Registered Capital For For Management
3 Approve Expansion of Business Scope For For Management
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: FEB 07, 2018 Meeting Type: Special
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change In the Shareholding For For Management
Structure of Livzon MABPharm Inc.
2 Authorize Board to Handle All Matters For For Management
in Relation to the Change In the
Shareholding Structure of Livzon
MABPharm Inc.
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LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Basis for Determining the For Against Management
Incentive Participants and the Scope
of Incentive Participants
1B Approve Source, Number and Allocation For Against Management
of the Share Options
1C Approve Validity Period, Date of For Against Management
Grant, Vesting Period, Exercise Date
and Lock-up Period of the Share
Options Incentive Scheme
1D Approve Exercise Price of the Share For Against Management
Options and Basis for Determination
1E Approve Conditions of Grant and For Against Management
Exercise of the Share Options
1F Approve Methods and Procedures for For Against Management
Adjustments for the Share Options
Incentive Scheme
1G Approve Accounting Treatment of the For Against Management
Share Options
1H Approve Procedures for Implementation For Against Management
of the Share Options Incentive Scheme
1I Approve Respective Rights and For Against Management
Obligations of the Company and the
Incentive Participants
1J Approve Handling Unusual Changes of For Against Management
the Company and the Incentive
Participants
2 Approve Administrative Measures for For Against Management
Appraisal System of the 2017 Share
Options Incentive Scheme of the Company
3 Authorize Board to Deal With All For Against Management
Matters in Relation to the 2017 Share
Options Incentive Scheme
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LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Basis for Determining the For Against Management
Incentive Participants and the Scope
of Incentive Participants
1B Approve Source, Number and Allocation For Against Management
of the Share Options
1C Approve Validity Period, Date of For Against Management
Grant, Vesting Period, Exercise Date
and Lock-up Period of the Share
Options Incentive Scheme
1D Approve Exercise Price of the Share For Against Management
Options and Basis for Determination
1E Approve Conditions of Grant and For Against Management
Exercise of the Share Options
1F Approve Methods and Procedures for For Against Management
Adjustments for the Share Options
Incentive Scheme
1G Approve Accounting Treatment of the For Against Management
Share Options
1H Approve Procedures for Implementation For Against Management
of the Share Options Incentive Scheme
1I Approve Respective Rights and For Against Management
Obligations of the Company and the
Incentive Participants
1J Approve Handling Unusual Changes of For Against Management
the Company and the Incentive
Participants
2 Approve Administrative Measures for For Against Management
Appraisal System of the 2017 Share
Options Incentive Scheme of the Company
3 Authorize Board to Deal With All For Against Management
Matters in Relation to the 2017 Share
Options Incentive Scheme
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LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Financial Accounts Report For For Management
4 Approve Ruihua Certified Public For For Management
Accountants (LLP) as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve 2017 Annual Report For For Management
6 Approve Adjustment to the Fund-Raising For For Management
Investment Project Plan of the
Non-public Issuance of A Shares
7 Approve 2017 Annual Profit For For Management
Distribution Plan
8 Approve Facility Financing and For For Management
Provision of Financing Guarantees to
its Subsidiaries
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: MAY 21, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Profit For For Management
Distribution Plan
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LOGAN PROPERTY HOLDINGS CO., LTD.
Ticker: 3380 Security ID: G55555109
Meeting Date: NOV 24, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of 8,000,000 Share For Against Management
Options to Kei Hoi Pang
2 Approve Grant of 1,800,000 Share For Against Management
Options to Kei Perenna Hoi Ting
--------------------------------------------------------------------------------
LUYE PHARMA GROUP LTD.
Ticker: 2186 Security ID: G57007109
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Transfer Agreements and For For Management
Related Transactions
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LVGEM (CHINA) REAL ESTATE INVESTMENT CO., LTD.
Ticker: 95 Security ID: G5727E103
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Jingshu as Director For For Management
4 Elect Ye Xingan as Director For For Management
5 Elect Li Lihong as Director For For Management
6 Elect Hu Gin Ing as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
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MAANSHAN IRON & STEEL COMPANY LTD.
Ticker: 323 Security ID: Y5361G109
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Authorize Board to Fix Remuneration of For For Management
Supervisors
4.1 Elect Ding Yi as Director For For Management
4.2 Elect Qian Haifan as Director For For Management
4.3 Elect Ren Tianbao as Director For For Management
4.4 Elect Zhang Wenyang as Director For For Management
5.1 Elect Zhang Chunxia as Director For For Management
5.2 Elect Zhu Shaofang as Director For For Management
5.3 Elect Wang Xianzhu as Director For For Management
6.1 Elect Zhang Qianchun as Supervisor For For Management
6.2 Elect Yang Yada as Supervisor For For Management
6.3 Elect Qin Tongzhou as Supervisor For For Management
--------------------------------------------------------------------------------
MICROPORT SCIENTIFIC CORP
Ticker: 853 Security ID: G60837104
Meeting Date: APR 19, 2018 Meeting Type: Special
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition, Letter of Intent, For For Management
Stock and Asset Purchase Agreement and
Related Transactions
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MICROPORT SCIENTIFIC CORP
Ticker: 853 Security ID: G60837104
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Scrip For For Management
Dividend Scheme
3 Elect Janine Junyuan Feng as Director For For Management
4 Elect Jonathan H. Chou as Director For For Management
5 Elect Guoen Liu as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MMG LIMITED
Ticker: 1208 Security ID: Y6133Q102
Meeting Date: MAR 08, 2018 Meeting Type: Special
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Issuance of New Connected For Against Management
Award Shares to 16 Connected Incentive
Participants in Respect of the 2015
Award and 2017 Award Pursuant to the
Long Term Incentive Equity Plan
b Authorize Board to Deal With All For Against Management
Matters in Relation to the Issuance of
New Connected Award Shares to 16
Connected Incentive Participants in
Respect of the 2015 Award and 2017
Award Pursuant to the Long Term
Incentive Equity Plan
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MMG LIMITED
Ticker: 1208 Security ID: Y6133Q102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Leung Cheuk Yan as Director For For Management
2b Elect Jennifer Seabrook as Director For For Management
2c Elect Pei Ker Wei as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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MUNSUN CAPITAL GROUP LIMITED
Ticker: 1194 Security ID: G63356102
Meeting Date: NOV 27, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Domicile of the For Against Management
Company, Adopt Memorandum of
Continuance and New Bye-Laws and Fix
Maximum Number of Directors at 20
2 Approve Cancellation of Share Premium For Against Management
Account
3 Approve Capital Reorganization and For Against Management
Related Transactions
--------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LIMITED
Ticker: 777 Security ID: G6427W104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Elect Liu Luyuan as Director For For Management
4B Elect Zheng Hui as Director For For Management
4C Elect Lee Kwan Hung as Director For Against Management
4D Authorize Board to Fix Remuneration of For For Management
Directors
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
5D Adopt the New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD.
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 18, 2017 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhang Cheng Fei as Director For Against Management
3a2 Elect Lau Chun Shun as Director For Against Management
3a3 Elect Zhang Lianpeng as Director For Against Management
3a4 Elect Tam Wai Chu, Maria as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Share Premium Reduction and For For Management
the Credit Arising be Transferred to
the Contributed Surplus
--------------------------------------------------------------------------------
NOAH HOLDINGS LIMITED
Ticker: NOAH Security ID: 65487X102
Meeting Date: DEC 01, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Share Incentive Plan For Against Management
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NQ MOBILE INC.
Ticker: NQ Security ID: 64118U108
Meeting Date: FEB 27, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change the Company Name to Link Motion For For Management
Inc. and Amend Articles of Association
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ORIENT SECURITIES COMPANY LIMITED
Ticker: 600958 Security ID: Y2059V100
Meeting Date: SEP 27, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2.01 Approve Issue Method in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.02 Approve Issue Type in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.03 Approve Issue Size in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.04 Approve Issuer in Relation to Issuance For For Management
of Offshore Debt Financing Instruments
2.05 Approve Issue Term in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.06 Approve Interest Rate, Way of Payment For For Management
and Issue Price in Relation to
Issuance of Offshore Debt Financing
Instruments
2.07 Approve Security and Other For For Management
Arrangements in Relation to Issuance
of Offshore Debt Financing Instruments
2.08 Approve the Use of Proceeds in For For Management
Relation to Issuance of Offhore Debt
Financing Instruments
2.09 Approve Issue Target in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.10 Approve Listing of Debt Financing For For Management
Instruments in Relation to Issuance of
Offshore Debt Financing Instruments
2.11 Approve Validity Period in Relation to For For Management
Issuance of Offshore Debt Financing
Instruments
2.12 Approve Authorization Matters in For For Management
Relation to Issuance of Offshore Debt
Financing Instruments
3 Approve Business Delineation of the For For Management
Company and Citi Orient Securities Co.
, Ltd.
4 Elect Jin Qinglu as Director For For Management
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ORIENT SECURITIES COMPANY LIMITED
Ticker: 600958 Security ID: Y2059V100
Meeting Date: MAR 06, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Pan Xinjun as Director For For Management
2.02 Elect Jin Wenzhong as Director For For Management
2.03 Elect Liu Wei as Director For For Management
2.04 Elect Wu Junhao as Director For For Management
2.05 Elect Chen Bin as Director For For Management
2.06 Elect Li Xiang as Director For For Management
2.07 Elect Xia Jinghan as Director For For Management
2.08 Elect Xu Jianguo as Director For For Management
2.09 Elect Xu Guoxiang as Director For For Management
2.10 Elect Tao Xiuming as Director For For Management
2.11 Elect Wei Anning as Director For For Management
2.12 Elect Xu Zhiming as Director For For Management
2.13 Elect Jin Qinglu as Director For For Management
3.01 Elect Zhang Qian as Supervisor For For Management
3.02 Elect Huang Laifang as Supervisor For For Management
3.03 Elect Tong Jie as Supervisor For For Management
3.04 Elect Liu Wenbin as Supervisor For For Management
3.05 Elect Yin Keding as Supervisor For For Management
3.06 Elect Wu Zhengkui as Supervisor For For Management
4 Approve Engagement in Cross-border For For Management
Business
--------------------------------------------------------------------------------
ORIENT SECURITIES COMPANY LIMITED
Ticker: 600958 Security ID: Y2059V100
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of Supervisory For For Management
Committee
3 Approve 2017 Final Accounts Report For For Management
4 Approve 2017 Profit Distribution For For Management
5 Approve 2017 Annual Report For For Management
6 Approve 2018 Company Securities For Against Management
Self-Proprietary Business Scale
7 Approve 2018 Appointment of Auditor For For Management
8 Approve Conduction of Asset-Backed For For Management
Securitization Business with the
Company's Credit Assets from Its
Financing Businesses
9.1 Approve Daily Related Party For For Management
Transactions with Shenergy (Group)
Company Limited and Its Affiliated
Companies
9.2 Approve Other Daily Related Party For For Management
Transactions
10 Approve 2018 Provision of Guarantees For For Management
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POLY CULTURE GROUP CORPORATION LTD.
Ticker: 3636 Security ID: Y6S9B3102
Meeting Date: DEC 11, 2017 Meeting Type: Special
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deposit Services Under the New For Against Management
Financial Services Agreement and
Proposed Annual Caps
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
POLY PROPERTY GROUP CO., LTD.
Ticker: 119 Security ID: Y7064G105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Han Qingtao as Director For For Management
3B Elect Ye Liwen as Director For Against Management
3C Elect Leung Sau Fan, Sylvia as Director For For Management
3D Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POU SHENG INTERNATIONAL (HOLDINGS) LTD.
Ticker: 3813 Security ID: G7208D109
Meeting Date: APR 09, 2018 Meeting Type: Court
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
POU SHENG INTERNATIONAL (HOLDINGS) LTD.
Ticker: 3813 Security ID: G7208D109
Meeting Date: APR 09, 2018 Meeting Type: Special
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Implementation of the For For Management
Scheme and Related Transactions
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PW MEDTECH GROUP LTD.
Ticker: 1358 Security ID: G7306W108
Meeting Date: AUG 29, 2017 Meeting Type: Special
Record Date: AUG 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Spin-Off and Related For For Management
Transactions
--------------------------------------------------------------------------------
PW MEDTECH GROUP LTD.
Ticker: 1358 Security ID: G7306W108
Meeting Date: DEC 01, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Exchange Agreement, For For Management
Investor Rights Agreement and Their
Related Transactions
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Q TECHNOLOGY (GROUP) COMPANY LTD
Ticker: 1478 Security ID: G7306T105
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect He Ningning as Director For For Management
4 Elect Ng Sui Yin as Director For For Management
5 Elect Ko Ping Keung as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve KPMG, Certified Public For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
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QINGDAO PORT INTERNATIONAL CO., LTD.
Ticker: 6198 Security ID: Y7S64R101
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Profit Distribution Plan For For Management
3 Approve Extension of the Valid Period For Against Management
of the Plan of the A Share Offering
4 Approve Extension of the Valid Period For Against Management
of the Authorizations to Deal with All
Matters Relating to the A Share
Offering
5 Amend Articles of Association For Against Management
6 Amend Articles of Association which For Against Management
Shall Apply After the Proposed A Share
Offering
7 Amend Rules of Procedures of the Board For Against Management
of Directors
8 Approve 2017 Annual Report For For Management
9 Approve 2017 Work Report of the Board For For Management
10 Approve 2017 Report of the Supervisory For For Management
Committee
11 Approve 2017 Audited Financial For For Management
Statements
12 Approve Remuneration of Directors For For Management
13 Approve Remuneration of Supervisors For For Management
14a Elect Zhang Qingcai as Supervisor, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
14b Elect Li Wucheng as Supervisor, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
15 Elect Zhang Jiangnan as Director, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
16 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
17 Approve Conforming to the Conditions For Against Management
for Initial Public Offering and
Listing of A Shares
18 Approve Status Report and Verification For Against Management
Report on the Use of Previously Raised
Funds
19 Approve Comprehensive Financing For For Management
Services Framework Agreement, Proposed
Annual Caps and Related Transactions
20 Approve Proposed Annual Caps of the For Against Management
Deposit Service for the Year 2018 and
2019 under the Financial Services
Framework Agreement II
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QINGLING MOTORS CO LTD
Ticker: 1122 Security ID: Y71713104
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Independent Auditor's
Report
4 Approve 2017 Profit Appropriation For For Management
Proposal
5.1 Elect Luo Yuguang as Director For For Management
5.2 Elect Shuichi Hayashi as Director For For Management
5.3 Elect Keiichiro Maegaki as Director For For Management
5.4 Elect Masanori Ota as Director For For Management
5.5 Elect Li Juxing as Director For For Management
5.6 Elect Xu Song as Director For For Management
5.7 Elect Long Tao as Director For For Management
5.8 Elect Song Xiaojiang as Director For For Management
5.9 Elect Liu Tianni as Director For For Management
5.10 Elect Liu Erh Fei as Director For For Management
6 Authorize Board to Determine For For Management
Remuneration of Directors
7 Authorize Board to Approve Their For For Management
Service Contract of the Newly Elected
Executive Directors and Independent
Non-Executive Directors Respectively
and Handle All Related Matters
8 Approve Min Qing as supervisor For For Management
9 Authorize Board to Determine For For Management
Remuneration of Supervisors
10 Authorize Board to Approve Appointment For For Management
Letter of the Newly Elected
Supervisors Representing the
Shareholders and the Supervisors
Representing Staff and Workers of the
Company and Handle All Related Matters
11 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
Chongqing Branch and Deloitte Touche
Tohmatsu as as PRC and International
Auditors, Respectively, and Authorize
Board to Determine Their Remuneration
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QINHUANGDAO PORT CO LTD
Ticker: 3369 Security ID: Y7S65Z102
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution For For Management
2 Amend Articles of Association For Against Management
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QINHUANGDAO PORT CO LTD
Ticker: 3369 Security ID: Y7S65Z102
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Final Financial Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
and Final Dividend
5 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Fix Their Audit Fees
6 Approve Director's 2017 Annual For For Management
Remuneration
7 Approve Dividend Distribution Plan For For Management
(2018-2020)
8.1 Elect Cao Ziyu as Director For For Management
8.2 Elect Yang Wensheng as Director For For Management
8.3 Elect Wang Lubiao as Director For For Management
8.4 Elect Ma Xiping as Director For For Management
8.5 Elect Li Jianping as Director For For Management
8.6 Elect Xiao Xiang as Director For For Management
9.1 Elect Zang Xiuqing as Director For For Management
9.2 Elect Hou Shujun as Director For For Management
9.3 Elect Chen Ruihua as Director For For Management
9.4 Elect Xiao Zuhe as Director For For Management
10.1 Elect Meng Bo as Supervisor For For Management
10.2 Elect Bu Zhouqing as Supervisor For For Management
10.3 Elect Bian Yingzi as Supervisor For For Management
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RED STAR MACALLINE GROUP CORPORATION LTD
Ticker: 1528 Security ID: Y7S99R100
Meeting Date: APR 25, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope For For Management
2 Approve Provision of Guarantee to For Against Management
Haier Consumer Financing Company
Limited
3 Amend Articles of Association For For Management
4 Approve General Mandate to Issue For For Management
Domestic Financial Instruments and
Relevant Authorization
5 Approve Issuance of US Dollar For For Management
Denominated Bonds and Provision of
Guarantee
6 Authorize Board to Deal With All For For Management
Matters in Relation to the US Dollar
Denominated Bonds
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RED STAR MACALLINE GROUP CORPORATION LTD
Ticker: 1528 Security ID: Y7S99R100
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Final Account Report For For Management
4 Approve 2018 Financial Budget Report For For Management
5 Approve 2017 Profit Distribution Plan For For Management
6 Approve 2017 Annual Report and Annual For For Management
Results
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditor for Financial Report and
Internal Control Auditor
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Amend Articles of Association Re: For For Management
Working Rules of Independent
Non-Executive Directors
11 Amend Articles of Association Re: For For Management
External Guarantees
12 Amend Articles of Association Re: For For Management
Rules for the Management of Related
Party Transactions
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Authorize Repurchase of Issued H Share For For Management
Capital
3 Amend Articles of Association For For Shareholder
4 Approve Satisfaction of the Conditions For For Shareholder
for the Issuance of the Renewable
Corporate Bonds
5 Approve Issuance of the Renewable For For Shareholder
Corporate Bonds
6 Authorize Board to Handle All Matters For For Shareholder
in Relation to the Issuance of the
Renewable Corporate Bonds
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD
Ticker: 1528 Security ID: Y7S99R100
Meeting Date: JUN 08, 2018 Meeting Type: Special
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
REDCO PROPERTIES GROUP LIMITED
Ticker: 1622 Security ID: G73310131
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Huang Ruoqing as Director and For For Management
Authorize Board to Fix His Remuneration
3b Elect Yip Tai Him as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Chow Kwong Fai, Edward JP as For For Management
Director and Authorize Board to Fix
His Remuneration
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO., LTD.
Ticker: 631 Security ID: G78163105
Meeting Date: DEC 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
SEASPAN CORPORATION
Ticker: SSW Security ID: Y75638109
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bing Chen as Director For Withhold Management
1.2 Elect Lawrence Chin as Director For Withhold Management
1.3 Elect John C. Hsu as Director For For Management
1.4 Elect Nicholas Pitts-Tucker as Director For For Management
1.5 Elect Lawrence Simkins as Director For Withhold Management
1.6 Elect David Sokol as Director For Withhold Management
1.7 Elect Stephen Wallace as Director For Withhold Management
2 Approve KPMG LLP, Chartered For For Management
Professional Accountants as Auditor
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUL 24, 2017 Meeting Type: Special
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fourth Amendments to the For For Management
Proposed Non-Public Offering of Shares
2 Approve Fourth Amendments to the For For Management
Dilution of Current Returns by the
Non-Public Offering of Shares and
Remedial Measures
3 Approve Adjustment to the Price For For Management
Determination Date for Non-Public
Offering of Shares
4 Approve Conditional Share Subscription For For Management
Agreement and the Non-public Issue of
Shares Involving Related Party
Transactions
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUL 24, 2017 Meeting Type: Special
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fourth Amendments to the For For Management
Proposed Non-public Offering of Shares
2 Approve Fourth Amendments to the For For Management
Dilution of Current Returns by the
Non-public Offering of Shares and
Remedial Measures
3 Approve Adjustment to the Price For For Management
Determination Date for Non-public
Offering of Shares
4 Approve Conditional Share Subscription For For Management
Agreement and the Non-public Issue of
Shares Involving Related Party
Transactions
5 Approve Ruihua Certified Public For For Management
Accountants (Special General
Partnership) to Appoint Auditor
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: AUG 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Issuance Size in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.02 Approve Terms in Relation to the For For Management
Issuance of Medium-Term Notes by the
Company
1.03 Approve Coupon Rate in Relation to the For For Management
Issuance of Medium-Term Notes by the
Company
1.04 Approve Issue Target in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.05 Approve Use of Proceeds in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.06 Approve Validity Terms in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.07 Authorize Board to Handle All Matters For For Management
in Relation to the Issuance of
Medium-Term Notes by the Company
2.01 Approve Issuance Size in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.02 Approve Terms in Relation to the For For Management
Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.03 Approve Issuance Method in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.04 Approve Interest Rate in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.05 Approve Use of Proceeds in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.06 Approve Validity Terms in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.07 Approve Issuance Target in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.08 Approve Measures to Ensure Payment in For For Management
Relation to the Issuance of Dedicated
Private Debt Financing Instruments by
Shandong Chenming Financial Leasing Co.
, Ltd.
3 Approve Provision of Guarantee to For For Management
Subsidiary and Investee
4 Approve Provision of Guarantee to a For For Shareholder
Wholly-Owned Subsidiary of the Company
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Size in Relation to the Issue For For Management
of Renewable Corporate Bonds
1.02 Approve Term in Relation to the Issue For For Management
of Renewable Corporate Bonds
1.03 Approve Coupon Rate in Relation to the For For Management
Issue of Renewable Corporate Bonds
1.04 Approve Issue Target in Relation to For For Management
the Issue of Renewable Corporate Bonds
1.05 Approve Use of Proceeds in Relation to For For Management
the Issue of Renewable Corporate Bonds
1.06 Approve Terms of Validity of the For For Management
Resolution in Relation to the Issue of
Renewable Corporate Bonds
1.07 Approve Authorization in Relation to For For Management
the Renewable Corporate Bond Issue
2 Approve the Provision of Guarantee for None For Shareholder
Syndicated Loan of Zhanjiang Chenming
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: FEB 13, 2018 Meeting Type: Special
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Issuer in Relation to the For For Management
Issue of USD Bonds
1.02 Approve Size of Issue in Relation to For For Management
the Issue of USD Bonds
1.03 Approve Term of Issue in Relation to For For Management
the Issue of USD Bonds
1.04 Approve Coupon Rate in Relation to the For For Management
Issue of USD Bonds
1.05 Approve Use of Proceeds in Relation to For For Management
the Issue of USD Bonds
1.06 Approve Place of Listing in Relation For For Management
to the Issue of USD Bonds
1.07 Approve Term of Validity of the For For Management
Resolution in Relation to the Issue of
USD Bonds
1.08 Approve Authorization in Relation to For For Management
the Issue of USD Bonds
2 Approve Provision of Guarantee in For For Management
Relation to the Issue of USD Bonds
3 Approve Amendments to Articles of For Against Management
Association
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
6 Approve Construction of Differential For For Management
Viscose Fiber and Ancillary Production
Facilities Project of Huanggang
Chenming
7 Approve Construction of Cogeneration For For Management
Project in the Chemical Industrial
Park of Huanggang Chenming
8 Approve Transfer of 30% Equity For For Shareholder
Interest in and the Loan Due from
Hongtai Real Estate Held by Guangdong
Dejun to the Company
9 Approve Establishment of Beijing For For Shareholder
Chenming Financial Leasing Company
10 Approve Establishment of Wuhan For For Shareholder
Chenming Financial Leasing Company
11 Approve Provision of 3-year Guarantee For For Shareholder
in Favour of the Related Subsidiaries
for Their Credit Facilities
Applications
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUN 01, 2018 Meeting Type: Special
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Resolutions In Relation to
Non-Public Issuance of A Shares
2 Approve Extension of Validity Period For For Management
of the Authorization Granted to the
Board of Directors with Absolute
Discretion to Deal with Matters
Relating to Non-Public Issuance of A
Shares
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUN 01, 2018 Meeting Type: Special
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period For For Management
of the Resolutions In Relation to
Non-Public Issuance of A Shares
2 Approve Extension of Validity Period For For Management
of the Authorization Granted to the
Board of Directors with Absolute
Discretion to Deal with Matters
Relating to Non-Public Issuance of A
Shares
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report and Its Summary For For Management
4 Approve Financial Report For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Proposed Profit Distribution For For Management
Plan
7 Approve Annual Remuneration Scheme of For For Management
Directors, Supervisors and Senior
Management
8 Approve Application of General Credit For For Management
Lines
9 Approve Appointment of Auditors For For Management
10 Approve Provision of Guarantee for For For Management
General Banking Facilities of
Subsidiaries
11.1 Approve Size in Relation to the For For Management
Short-Term Commercial Papers Issue
11.2 Approve Term in Relation to the For For Management
Short-Term Commercial Papers Issue
11.3 Approve Coupon Rate in Relation to the For For Management
Short-Term Commercial Papers Issue
11.4 Approve Issue Target in Relation to For For Management
the Short-Term Commercial Papers Issue
11.5 Approve Use of Proceeds in Relation to For For Management
the Short-Term Commercial Papers Issue
11.6 Approve Term of Validity of the For For Management
Resolution in Relation to the
Short-Term Commercial Papers Issue
11.7 Approve Authorization in Relation to For For Management
the Issue of Short-Term Commercial
Papers
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13.1 Elect Hu Changqing as Director For For Management
13.2 Elect Chen Gang as Director None For Shareholder
14 Amend Articles of Association For For Management
15 Amend Rules of Procedures of the Board For For Management
of Directors
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUN 13, 2018 Meeting Type: Special
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Appropriation Proposal For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 23, 2017 Meeting Type: Special
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: APR 16, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt WW Medical Share Option Scheme For Against Management
2 Approve Grant of Options to George A. For Against Management
Leondis and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Audited Consolidated For For Management
Financial Statements
2 Approve 2017 Report of the Board of For For Management
Directors
3 Approve 2017 Report of the Supervisory For For Management
Committee
4 Approve Final Dividend For For Management
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors, Supervisors and Senior
Management
7 Elect Lo Wai Hung as Director For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued H Share For For Management
Capital
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 1066 Security ID: Y76810103
Meeting Date: JUN 19, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO., LTD.
Ticker: 2727 Security ID: Y76824104
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Complying with the For For Management
Conditions for Public Issuance of
Exchangeable Corporate Bonds
2.1 Approve Category of Bonds to be Issued For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.2 Approve Issue Method and Size of Issue For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.3 Approve Face Value and Issue Price in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.4 Approve Issue Method and Allotment For For Management
Rules in Relation to Public Issuance
of Exchangeable Corporate Bonds
2.5 Approve Term and Type of Bonds in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.6 Approve Coupon Rate in Relation to For For Management
Public Issuance of Exchangeable
Corporate Bonds
2.7 Approve Initial Exchange Price in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.8 Approve Guarantee Arrangements in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.9 Approve Use of Proceeds and Special For For Management
Account for Raised Funds in Relation
to Public Issuance of Exchangeable
Corporate Bonds
2.10 Approve Repayment Assurance Measures For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.11 Approve Listing Arrangements for Bonds For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
2.12 Approve Underwriting Method in For For Management
Relation to Public Issuance of
Exchangeable Corporate Bonds
2.13 Approve Other Matters in Relation to For For Management
Public Issuance of Exchangeable
Corporate Bonds
2.14 Approve Validity Period of Resolution For For Management
in Relation to Public Issuance of
Exchangeable Corporate Bonds
3 Approve Resolution on the Proposal for For For Management
Public Issuance of Exchangeable
Corporate Bonds
4 Authorize Board to Deal With All For For Management
Matters in Relation to Public Issuance
of Exchangeable Corporate Bonds
5 Approve Amendments to Articles of For For Management
Association
1 Approve Transfer of Surplus Proceeds For For Management
of Convertible Bonds
2.1 Approve Guarantee Provision for For Against Management
Shanghai High Strength Bolt Factory
Company Limited
2.2 Approve Guarantee Provision for For Against Management
Shanghai Prime (HK) Investment
Management Company Limited
2.3 Approve Guarantee Provision for For Against Management
Nedschroef Fasteners Kunshan Co., Ltd.
2.4 Approve Guarantee Provision for For Against Management
Shanghai Prime Tension Control Bolts
Co., Ltd
--------------------------------------------------------------------------------
SHANGHAI FUDAN MICROELECTRONICS GROUP CO., LTD.
Ticker: 1385 Security ID: Y7682H105
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Financial Statements and For For Management
Statutory Reports
2a1 Elect Ma Zhicheng as Director For For Management
2a2 Elect Yao Fuli as Director For Against Management
2a3 Elect Zhang Huajing as Director For For Management
2a4 Elect Chen Baoying as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD.
Ticker: 6826 Security ID: Y7690W102
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Financial Reports For For Management
4 Approve 2017 Profit Distribution For For Management
Proposal
5 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
International Auditors, and Authorize
Board to Fix Their Remuneration
6 Amend Articles of Association For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LTD
Ticker: 363 Security ID: Y7683K107
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Shen Xiao Chu as Director For For Management
3b Elect Zhou Jun as Director For For Management
3c Elect Woo Chia-Wei as Director For For Management
3d Elect Cheng Hoi Chuen, Vincent as For Against Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD.
Ticker: 563 Security ID: G8065B103
Meeting Date: APR 19, 2018 Meeting Type: Special
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
2a Elect Lou Jun as Director For For Management
2b Elect Fei Zuoxiang as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD.
Ticker: 563 Security ID: G8065B103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a Elect Zhong Tao as Director For For Management
3b Elect Qiao Zhigang as Director For For Management
3c Elect Ji Gang as Director None None Management
3d Elect Yang Jianwei as Director None None Management
3e Elect Ye Weiqi as Director For For Management
3f Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHANGHAI JIN JIANG INTERNATIONAL HOTELS GROUP CO., LTD.
Ticker: 2006 Security ID: Y7688D108
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2017 Profit Distribution Plan For For Management
and Final Dividend Distribution Plan
5 Approve PricewaterhouseCoopers, Hong For For Management
Kong Certified Public Accountants as
International Auditors and Authorize
Audit Committee of the Board to Fix
Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and Authorize
Audit Committee of the Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
SHENGJING BANK CO LTD
Ticker: 2066 Security ID: Y7704K102
Meeting Date: FEB 28, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Qiyang as Director For For Management
2 Elect Zhang Qiang as Director For For Management
3 Elect Wang Yigong as Director For For Management
4 Elect Wu Gang as Director For For Management
5 Elect Qiu Huofa as Director For For Management
6 Elect Liu Yanxue as Director For For Management
7 Elect Li Jianwei as Director For For Management
8 Elect Li Yuguo as Director For For Management
9 Elect Yuen Wing Shing as Director For For Management
10 Elect Zhao Weiqing as Director For For Management
11 Elect Ni Guoju as Director For For Management
12 Elect Jiang Ce as Director For For Management
13 Elect Tai Kwok Leung, Alexander as For For Management
Director
14 Elect Xing Tiancai as Director For For Management
15 Elect Li Jinyi as Director For For Management
16 Elect Pan Wenge as Supervisor For For Management
17 Elect Liu Huidi as Supervisor For For Management
18 Elect Yu Haobo as Supervisor For For Management
19 Elect Ba Junyu as Supervisor For For Management
20 Elect Sun Hang as Supervisor For For Management
21 Elect Dai Qiang as Supervisor For For Management
22 Amend Articles of Association For Against Management
23 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
SHENGJING BANK CO LTD
Ticker: 2066 Security ID: Y7704K102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the Board For For Management
of Supervisors
3 Approve 2017 Final Financial Accounts For For Management
and 2018 Financial Budget Report
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve KPMG and KPMG Huazhen LLP as For For Management
International and Domestic Auditors,
Respectively and Authorize Board to
Fix Their Remuneration
6 Amend Rules of Reference of the Board For For Management
7 Amend Rules on the Allowance to For For Management
Directors and Supervisors
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be For For Management
Issued in Relation to the Public Issue
of the A Share Convertible Bonds
1.02 Approve Issue Size in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
1.03 Approve Par Value and Issue Price in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.04 Approve Term of Bond in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
1.05 Approve Interest Rate of Bond in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.06 Approve Method and Timing of Interest For For Management
Payment in Relation to the Public
Issue of the A Share Convertible Bonds
1.07 Approve Conversion Period in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
1.08 Approve Determination of the Number of For For Management
Conversion Shares in Relation to the
Public Issue of the A Share
Convertible Bonds
1.09 Approve Determination of the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
1.10 Approve Adjustment to the Conversion For For Management
Price in Relation to the Public Issue
of the A Share Convertible Bonds
1.11 Approve Downward Adjustment to the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
1.12 Approve Terms of Redemption in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
1.13 Approve Terms of Sell Back in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
1.14 Approve Dividend Rights of the For For Management
Conversion Year in Relation to the
Public Issue of the A Share
Convertible Bonds
1.15 Approve Method of Issuance and Target For For Management
Investors in Relation to the Public
Issue of the A Share Convertible Bonds
1.16 Approve Subscription Arrangement for For For Management
Existing A Shareholders in Relation to
the Public Issue of the A Share
Convertible Bonds
1.17 Approve Relevant Matters on A Share For For Management
Convertible Bonds Holders' Meetings in
Relation to the Public Issue of the A
Share Convertible Bonds
1.18 Approve Use of Proceeds in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
1.19 Approve Management and Deposit of For For Management
Proceeds in Relation to the Public
Issue of the A Share Convertible Bonds
1.20 Approve Guarantee in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
1.21 Approve Validity Period of the For For Management
Resolutions in Relation to the Public
Issue of the A Share Convertible Bonds
1.22 Approve Matters Relating to For For Management
Authorization in Relation to the
Public Issue of the A Share
Convertible Bonds
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Requirements for the Public For For Management
Issue of the A Share Convertible Bonds
2 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Public
Issue of A Share Convertible Bonds
3 Approve Report of the Use of Proceeds For For Management
Previously Raised by the Company
4 Approve Shareholders' Return for the For For Management
Future Three Years (2017 to 2019)
5 Approve Dilution of Current Returns by For For Management
the Public Issue of the A Share
Convertible Bonds and the Remedial
Measures
6 Approve Undertakings by the For For Management
Controlling Shareholder, Actual
Controller, Directors and Senior
Management on the Actual Performance
of the Remedial Measures for the
Dilution of Current Returns
7 Approve Term of A Share Convertible For For Management
Bonds Holders' Meeting
8.01 Approve Type of Securities to be For For Management
Issued in Relation to the Public Issue
of the A Share Convertible Bonds
8.02 Approve Issue Size in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
8.03 Approve Par Value and Issue Price in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.04 Approve Term of Bond in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
8.05 Approve Interest Rate of Bond in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.06 Approve Method and Timing of Interest For For Management
Payment in Relation to the Public
Issue of the A Share Convertible Bonds
8.07 Approve Conversion Period in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
8.08 Approve Determination of the Number of For For Management
Conversion Shares in Relation to the
Public Issue of the A Share
Convertible Bonds
8.09 Approve Determination of the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
8.10 Approve Adjustment to the Conversion For For Management
Price in Relation to the Public Issue
of the A Share Convertible Bonds
8.11 Approve Downward Adjustment to the For For Management
Conversion Price in Relation to the
Public Issue of the A Share
Convertible Bonds
8.12 Approve Terms of Redemption in For For Management
Relation to the Public Issue of the A
Share Convertible Bonds
8.13 Approve Terms of Sell Back in Relation For For Management
to the Public Issue of the A Share
Convertible Bonds
8.14 Approve Dividend Rights of the For For Management
Conversion Year in Relation to the
Public Issue of the A Share
Convertible Bonds
8.15 Approve Method of Issuance and Target For For Management
Investors in Relation to the Public
Issue of the A Share Convertible Bonds
8.16 Approve Subscription Arrangement for For For Management
Existing A Shareholders in Relation to
the Public Issue of the A Share
Convertible Bonds
8.17 Approve Relevant Matters on A Share For For Management
Convertible Bonds Holders' Meetings in
Relation to the Public Issue of the A
Share Convertible Bonds
8.18 Approve Use of Proceeds in Relation to For For Management
the Public Issue of the A Share
Convertible Bonds
8.19 Approve Management and Deposit of For For Management
Proceeds in Relation to the Public
Issue of the A Share Convertible Bonds
8.20 Approve Guarantee in Relation to the For For Management
Public Issue of the A Share
Convertible Bonds
8.21 Approve Validity Period of the For For Management
Resolutions in Relation to the Public
Issue of the A Share Convertible Bonds
8.22 Approve Matters Relating to For For Management
Authorization in Relation to the
Public Issue of the A Share
Convertible Bonds
9 Approve Remuneration of Directors and For For Management
Supervisors
10.01 Elect Hu Wei as Director For For Management
10.02 Elect Liao Xiang Wen as Director For For Management
10.03 Elect Gong Tao Tao as Director For For Management
10.04 Elect Liu Ji as Director For For Management
10.05 Elect Chen Yan as Director For For Management
10.06 Elect Fan Zhi Yong as Director For For Management
10.07 Elect Wu Ya De as Director For For Management
10.08 Elect Chen Yuan Jun as Director For For Management
11.01 Elect Hu Chun Yuan as Director For For Management
11.02 Elect Cai Shu Guang as Director For For Management
11.03 Elect Wen Zhao Hua as Director For For Management
11.04 Elect Chen Xiao Lu as Director For For Management
12.01 Elect Wang Zeng Jin as Supervisor For For Management
12.02 Elect Ye Jun as Supervisor For For Management
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
2 Elect Bai Hua as Director For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Accounts For For Management
4 Approve 2017 Distribution Scheme of For For Management
Profits Including Declaration of Final
Dividend
5 Approve 2018 Budget Report For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
Auditors
7 Approve Provision of Phased Guarantee For For Management
for Mortgage Customers of Shenzhen
Expressway Interlaken Town Project by
a Subsidiary
8 Approve Provision of Guarantee for For Against Management
Subsidiaries
9.1 Approve Issue Size and Method in For For Management
Relation to the Issuance of Debentures
9.2 Approve Type of the Debentures in For For Management
Relation to the Issuance of Debentures
9.3 Approve Maturity of the Debentures in For For Management
Relation to the Issuance of Debentures
9.4 Approve Target Subscribers and For For Management
Arrangement for Placement to
Shareholders in Relation to the
Issuance of Debentures
9.5 Approve Interest Rate in Relation to For For Management
the Issuance of Debentures
9.6 Approve Use of Proceeds in Relation to For For Management
the Issuance of Debentures
9.7 Approve Listing in Relation to the For For Management
Issuance of Debentures
9.8 Approve Guarantee in Relation to the For For Management
Issuance of Debentures
9.9 Approve Validity of the Resolution in For For Management
Relation to the Issuance of Debentures
9.10 Authorize Board to Handle All Matters For For Management
in Relation to the Issuance of
Debentures
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued H Share For For Management
Capital
13 Elect Chen Kai as Director For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 548 Security ID: Y7741B107
Meeting Date: MAY 31, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LTD.
Ticker: 152 Security ID: G8086V146
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LTD.
Ticker: 152 Security ID: G8086V146
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Liu Jun as Director For For Management
3.2 Elect Hu Wei as Director For For Management
3.3 Elect Xie Chu Dao as Director For For Management
3.4 Elect Liu Xiao Dong as Director For For Management
3.5 Elect Leung Ming Yuen, Simon as For For Management
Director
3.6 Elect Nip Yun Wing as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHENZHEN INVESTMENT LTD.
Ticker: 604 Security ID: Y7743P120
Meeting Date: MAY 16, 2018 Meeting Type: Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Relocation and Compensation For For Management
Agreements and Related Transactions
--------------------------------------------------------------------------------
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO. LTD.
Ticker: 697 Security ID: Y78299107
Meeting Date: OCT 12, 2017 Meeting Type: Special
Record Date: OCT 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First Agreement and Related For For Management
Transactions
2 Approve Second Agreement and Related For For Management
Transactions
3 Approve Open Offer and Related For For Management
Transactions
4 Approve Master Agreement and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO. LTD.
Ticker: 697 Security ID: Y78299107
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhao Tianyang as Director For For Management
2b Elect Liang Hengyi as Director For For Management
2c Elect Liu Jingwei as Director For For Management
2d Elect Li Yinhui as Director For For Management
2e Elect Zhang Quanling as Director For For Management
3 Elect Wang Xin as Director For For Management
4 Elect Choi Fan Keung Vic as Director For For Management
5 Elect Deng Yougao as Director For For Management
6 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD.
Ticker: 639 Security ID: Y7760F104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Master Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD.
Ticker: 639 Security ID: Y7760F104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Li Shaofeng as Director For For Management
3B Elect So Kwok Hoo as Director For For Management
3C Elect Liu Qingshan as Director For For Management
3D Elect Kee Wah Sze as Director For For Management
4 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHUI ON LAND LIMITED
Ticker: 272 Security ID: G81151113
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Douglas H. H. Sung as Director For For Management
3b Elect Frankie Y. L. Wong as Director For For Management
3c Elect Anthony J. L. Nightingale as For Against Management
Director
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement For For Management
2 Approve Construction Framework For For Management
Agreement A and the Proposed Annual Cap
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: OCT 30, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment In and For For Management
Implementation of the Expansion
Construction Project of Chengdu-Leshan
Expressway Project and Related
Transactions
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: NOV 14, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
1.2 Approve Method and Time of Issuance For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
1.3 Approve Method of Subscription in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
1.4 Approve Number of A Shares to be For For Management
Issued and the Size of the A Share
Issue in Relation to the Proposed
Non-public Issuance of A Shares
1.5 Approve Target Subscriber in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
1.6 Approve Pricing Principles in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
1.7 Approve Lock-up Period in Relation to For For Management
the Proposed Non-public Issuance of A
Shares
1.8 Approve Total Amount of Proceeds to be For For Management
Raised and the Use of Proceeds in
Relation to the Proposed Non-public
Issuance of A Shares
1.9 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to
the Proposed Non-public Issuance of A
Shares
1.10 Approve Arrangement for the For For Management
Accumulated Undistributed Profits in
Relation to the Proposed Non-public
Issuance of A Shares
1.11 Approve Validity Period of Resolution For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
2 Approve Resolution in Relation to the For For Management
Proposal in Respect of the Non-public
Issuance of A Shares in 2017
3 Approve Resolution on the Feasibility For For Management
Report on the Use of Proceeds from the
Non-public Issuance of A Shares
4 Approve Subscription Agreement in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
5 Approve Resolution in Relation to the For For Management
A Share Subscription Constituting a
Connected Transaction
6 Approve Resolution in Relation to the For For Management
Waiver of SCI's Obligation of the
Securities of the Company as a Result
of the A Share Subscription Under the
Relevant PRC Laws and Regulations
7 Approve Resolution on the Articles of For For Management
Association in Relation to the
Proposed Non-public Issuance of A
Shares
8 Approve Resolution of Specific Mandate For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
9 Authorize Board to Deal With All For For Management
Matters in Relation to the Proposed
Non-public Issuance of A Shares
10 Approve Resolution in Relation to the For For Management
Shareholders' Return Plan for the Next
Three Years
11 Approve Resolution in Relation to the For For Management
Satisfaction of the Criteria for the
Proposed Non-Public Issuance of A
Shares
12 Approve Resolution in Relation to the For For Management
Exemption from the Preparation of a
Report on the Utilisation of Proceeds
from Previous Fund Raising
13 Approve Resolution in Relation to the For For Management
Remedial Measures Regarding Dilution
on Current Returns of the Company by
the Non-public Issuance of A Shares
14 Approve Resolution in Relation to the For For Management
Relevant Undertakings by the Relevant
Undertaking Parties with Regarding to
the Remedial Measures Regarding
Dilution on Current Returns of the
Company by the Non-public Issuance of
A Shares
15 Approve Resolution in Relation to the For For Management
Application for Whitewash Waiver
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: NOV 14, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
1.2 Approve Method and Time of Issuance For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
1.3 Approve Method of Subscription in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
1.4 Approve Number of A Shares to be For For Management
Issued and the Size of the A Share
Issue in Relation to the Proposed
Non-public Issuance of A Shares
1.5 Approve Target Subscriber in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
1.6 Approve Pricing Principles in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
1.7 Approve Lock-up Period in Relation to For For Management
the Proposed Non-public Issuance of A
Shares
1.8 Approve Total Amount of Proceeds to be For For Management
Raised and the Use of Proceeds in
Relation to the Proposed Non-public
Issuance of A Shares
1.9 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to
the Proposed Non-public Issuance of A
Shares
1.10 Approve Arrangement for the For For Management
Accumulated Undistributed Profits in
Relation to the Proposed Non-public
Issuance of A Shares
1.11 Approve Validity Period of Resolution For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
2 Approve Resolution in Relation to the For For Management
Proposal in Respect of the Non-public
Issuance of A Shares in 2017
3 Approve Resolution on the Feasibility For For Management
Report on the Use of Proceeds from the
Non-public Issuance of A Shares
4 Approve Subscription Agreement in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
5 Approve Resolution in Relation to the For For Management
A Share Subscription Constituting a
Connected Transaction
6 Authorize Board to Deal With All For For Management
Matters in Relation to in Relation to
the Proposed Non-public Issuance of A
Shares
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: JAN 25, 2018 Meeting Type: Special
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Construction Framework For For Management
Agreement, Annual Caps, and Authorize
Any One Director to Deal With All
Matters in Relation to the
Construction Framework Agreement
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 107 Security ID: Y79325109
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Proposed Profit For For Management
Appropriations and Dividend
Distribution Plan
2 Approve 2017 Work Report of the Board For For Management
of Directors
3 Approve 2017 Work Report of the For For Management
Supervisory Committee
4 Approve 2017 Duty Performance Report For For Management
of Independent Non-Executive Directors
5 Approve 2017 Audited Financial Report For For Management
6 Approve 2018 Financial Budget Proposal For For Management
7 Approve Shinewing Certified Public For For Management
Accountants as PRC Auditor and
Authorize Board to Fix Their
Remuneration
8 Approve Ernst & Young Certified Public For For Management
Accountants as International Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Special Self-Inspection Report For For Management
of Company's Real Estate Business
10 Approve Letter of Undertaking on For For Management
Relevant Matters of the Company's Real
Estate Business
--------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD.
Ticker: 460 Security ID: G8162K113
Meeting Date: OCT 24, 2017 Meeting Type: Special
Record Date: OCT 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
SIIC ENVIRONMENT HOLDINGS LTD.
Ticker: BHK Security ID: Y7938H115
Meeting Date: JAN 29, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dual Primary Listing of Shares For For Management
in Issue on the Main Board of the
Stock Exchange of Hong Kong Limited by
Way of Introduction
2 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: OCT 13, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lam Sin Lai Judy as Director and For For Management
Authorize Board to Fix Her Remuneration
2 Adopt New Articles of Association and For Against Management
Related Transactions
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fertilizer Sales Co-operation For For Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: MAR 02, 2018 Meeting Type: Special
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Memorandum of For For Management
Understanding, Proposed Annual Caps
and Related Transactions
2 Approve Deposit Services Under the For Against Management
Financial Services Framework Agreement
and Related Transactions
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve H Share Appreciation Rights For Against Management
Scheme and the Initial Grant
2 Authorize Board to Deal with All For Against Management
Matters in Relation to the H Share
Appreciation Rights Scheme
3 Amend Articles of Association and For Against Management
Authorize Sang Jinghua, Vice
President, and the Secretary to the
Board, to Deal with All Matters in
Relation to the Amendments of the
Articles of Association
4 Amend Rules and Procedures Regarding For Against Management
Board Meetings and Authorize Sang
Jinghua, Vice President, and the
Secretary to the Board, to Deal with
All Matters in Relation to the
Amendments of Rules and Procedures
Regarding Board Meetings
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Final Dividend Distribution For For Management
Plan
5 Approve Interim Profit Distribution For For Management
Plan
6 Approve Grant Thornton China (Special For For Management
General Partnership) as Domestic
Auditor and Approve Grant Thornton
Hong Kong Limited as International
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Business Operation Plan, For For Management
Investment Plan and Financial Budget
1 Authorize Repurchase of Issued Share For For Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SINOPEC ENGINEERING GROUP CO LTD
Ticker: 2386 Security ID: Y80359105
Meeting Date: MAY 08, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares and H
Shares
1.02 Approve Methods of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
1.03 Approve Subscribers in Relation to the For For Management
Non-Public Issuance of A Shares and H
Shares
1.04 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
1.05 Approve Issue Price and Pricing Policy For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
1.06 Approve Number of Shares to be Issued For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
1.07 Approve Total Proceeds to be Raised For For Management
and the Use of Proceeds in Relation to
the Non-Public Issuance of A Shares
and H Shares
1.08 Approve Lock-up Period and Place of For For Management
Listing in Relation to the Non-Public
Issuance of A Shares and H Shares
1.09 Approve Arrangement for the For For Management
Accumulated Profits Prior to the
Non-Public Issuance of Share
1.10 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
Non-Public Issuance of H Shares
1.11 Approve Effective Period for the For For Management
Resolution on the Non-Public Issuance
of Shares
2 Approve Execution of the Conditional For For Management
Subscription Agreements for the
Non-Public Issuance of Shares Between
the Company and Specific Targets and
Related Transactions
3 Approve Connected Transactions For For Management
Contemplated Under the Non-Public
Issuance of Shares
4 Approve Proposal for Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and H Shares
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of the Non-Public Issuance of A Shares
2.01 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares and H
Shares
2.02 Approve Methods of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
2.03 Approve Subscribers in Relation to the For For Management
Non-Public Issuance of A Shares and H
Shares
2.04 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
A Shares and H Shares
2.05 Approve Issue Price and Pricing Policy For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
2.06 Approve Number of Shares to be Issued For For Management
in Relation to the Non-Public Issuance
of A Shares and H Shares
2.07 Approve Total Proceeds to be Raised For For Management
and the Use of Proceeds in Relation to
the Non-Public Issuance of A Shares
and H Shares
2.08 Approve Lock-up Period and Place of For For Management
Listing in Relation to the Non-Public
Issuance of A Shares and H Shares
2.09 Approve Arrangement for the For For Management
Accumulated Profits Prior to the
Non-Public Issuance of Share
2.10 Approve Relationship Between the For For Management
Non-Public Issuance of A Shares and
Non-Public Issuance of H Shares
2.11 Approve Effective Period for the For For Management
Resolution on the Non-Public Issuance
of Shares
3 Approve Execution of the Conditional For For Management
Subscription Agreements for the
Non-Public Issuance of Shares Between
the Company and Specific Targets and
Related Transactions
4 Approve Connected Transactions For For Management
Contemplated Under the Non-Public
Issuance of Shares
5 Approve Proposal for Non-Public For For Management
Issuance of A Shares
6 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
7 Approve Report on the Use of Proceeds For For Management
from the Previous Fund Raising Activity
8 Approve Remedial Measures in Relation For For Management
to Dilution of Immediate Return by the
Non-Public Issuance of Shares and
Relevant Undertakings Made by the
Company's Controlling Shareholder,
Directors and Senior Management
9 Approve Shareholder Return Plan in the For For Management
Next Three Years
10 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares and H Shares
11 Approve Qi Xin Gong Ying Management For For Management
Investment Plan and Related
Transactions
12 Approve Trustee Agreement and its For For Management
Supplemental Agreements
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisors
2 Approve Finance Leasing Agreement and For For Shareholder
Related Transactions
3.01 Elect Jiao Fangzheng as Director For Against Management
3.02 Elect Sun Qingde as Director For For Management
3.03 Elect Chen Xikun as Director For Against Shareholder
3.04 Elect Ye Guohua as Director For For Management
3.05 Elect Lu Baoping as Director For For Management
3.06 Elect Fan Zhonghai as Director For For Management
4.01 Elect Jiang Bo as Director For For Management
4.02 Elect Zhang Huaqiao as Director For Against Management
4.03 Elect Pan Ying as Director For For Management
5.01 Elect Zou Huiping as Supervisor For For Management
5.02 Elect Du Jiangbo as Supervisor For For Management
5.03 Elect Zhang Qin as Supervisor For For Management
5.04 Elect Zhang Jianbo as Supervisor For For Management
--------------------------------------------------------------------------------
SINOPEC OILFIELD SERVICE CORP.
Ticker: 1033 Security ID: Y8038V103
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Auditor's Report
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Grant Thornton (Special For For Management
General Partnership) as Domestic
Auditor and Internal Control Auditor
and Grant Thornton Hong Kong Limited
as International Auditor and Authorize
Board to Fix Their Remuneration
6 Elect Wei Ran as Director For For Management
7 Approve Amendments to Articles of For For Management
Association
8.1 Elect Chen Weidong as Director For For Management
8.2 Elect Dong Xiucheng as Director For For Management
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 338 Security ID: Y80373106
Meeting Date: AUG 02, 2017 Meeting Type: Special
Record Date: JUN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Li Yuanqin as Director For For Shareholder
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: OCT 16, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Taiwen as Director For For Management
2 Elect Zhou Fangsheng as Supervisor For For Management
3 Approve Master Services Agreement For For Management
Between the Company and China
Merchants Group Limited for Three
Years Ending December 31, 2020, Its
Related Annual Caps, and Related
Transactions
4 Approve Master Services Agreement For For Management
Between the Company and Sinotrans
Shandong Hongzhi Logistics Co. Ltd.
for Three Years Ending December 31,
2020, Its Related Annual Caps, and
Related Transactions
5 Approve Master Services Agreement For For Management
Between the Company and Qingdao Jinyun
Air Cargo Freight Forwarding Co. Ltd.
for Three Years Ending December 31,
2020, Its Related Annual Caps, and
Related Transactions
6 Approve Master Services Agreement For For Management
Between the Company and Shanghai
Waihong Yishida International
Logistics Co. Ltd. for Three Years
Ending December 31, 2020, Its Related
Annual Caps, and Related Transactions
7 Approve Financial Services Agreement For Against Management
Between the Company and China
Merchants Group Finance Co. Ltd. for
Three Years Ending December 31, 2020,
Its Related Annual Caps, and Related
Transactions
8 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Financial Statements and For For Management
Statutory Report
4 Approve 2017 Profit Distribution For For Management
Proposal and Final Dividend
5 Authorize Board to Decide on Matters For For Management
Relating to the Declaration, Payment
and Recommendation of 2018 Interim
Dividends
6 Approve Shinewing Certified Public For For Management
Accountants LLP as PRC Auditors and
Shinewing (HK) CPA Limited as
International Auditors Authorize Board
to Fix Their Remuneration
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: MAY 31, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Approve Proposed Merger by Way of For For Management
Share Exchange
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: MAY 31, 2018 Meeting Type: Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Merger by Way of For For Management
Share Exchange
2 Amend Articles of Association For Against Management
Regarding Party Committe
3a Approve Working Manual for Independent For For Management
Directors
3b Approve Policy for the Management of For For Management
Connected Transactions
3c Approve Policy for the Management of For For Management
External Guarantees
3d Approve Plan on Shareholder Return for For For Management
the Next Three Years (2018-2020)
3e Approve Measures to Remedy the For For Management
Dilution Effect to the Immediate
Return of Shareholders That May Be
Caused by the Merger Agreement
4a Elect Wang Hong as Director For For Management
4b Elect Song Rong as Director For For Management
4c Elect Meng Yan as Director For For Management
4d Elect Li Qian as Director For For Management
4e Elect Song Haiqing as Director For For Management
5a Elect Wu Xueming as Director For For Management
5b Elect Jerry Hsu as Director For For Management
6 Approve Fan Zhaoping as Supervisor For For Management
--------------------------------------------------------------------------------
SINOVAC BIOTECH LTD.
Ticker: SVA Security ID: P8696W104
Meeting Date: FEB 06, 2018 Meeting Type: Annual
Record Date: DEC 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Weidong Yin as Director For For Management
1.2 Re-elect Yuk Lam Lo as Director For For Management
1.3 Re-elect Simon Anderson as Director For For Management
1.4 Re-elect Kenneth Lee as Director For For Management
1.5 Re-elect Meng Mei as Director For For Management
2 Approve the Audited Financial For For Management
Statement of the Company
3 Approve Appointment of Ernst & Young For For Management
Hua Ming LLP as the Independent
Auditor of the Company and Authorize
the Directors of the Company to Fix
the Remuneration
--------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD.
Ticker: 1308 Security ID: G8187G105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Xianxiang as Director For For Management
3b Elect Liu Kecheng as Director For For Management
3c Elect Tsui Yung Kwok as Director For For Management
3d Elect Yeung Kwok On as Director For For Management
3e Elect Lo Wing Yan, William as Director For Against Management
3f Elect Ngai Wai Fung as Director For Against Management
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD.
Ticker: 1308 Security ID: G8187G105
Meeting Date: MAY 14, 2018 Meeting Type: Special
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Specific Mandate to Issue New For Against Management
Award Shares to BOCI-Prudential
Trustee Limited Under Share Award
Scheme
2 Approve Grant of Award Shares to Yang For Against Management
Xianxiang Under the Share Award Scheme
3 Approve Grant of Award Shares to Liu For Against Management
Kecheng Under the Share Award Scheme
4 Approve Grant of Award Shares to Xue For Against Management
Peng Under the Share Award Scheme
5 Approve Grant of Award Shares to Xue For Against Management
Mingyuan Under the Share Award Scheme
6 Approve Grant of Award Shares to Lai For Against Management
Zhiyong Under the Share Award Scheme
7 Approve Grant of Award Shares to Tsui For Against Management
Yung Kwok Under the Share Award Scheme
8 Approve Grant of Award Shares to Yeung For Against Management
Kwok On Under the Share Award Scheme
9 Approve Grant of Award Shares to Lo For Against Management
Wing Yan Under the Share Award Scheme
10 Approve Grant of Award Shares to Ngai For Against Management
Wai Fung Under the Share Award Scheme
--------------------------------------------------------------------------------
SKYWORTH DIGITAL HOLDINGS LTD
Ticker: 751 Security ID: G8181C100
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Shi Chi as Director For For Management
3B Elect Li Weibin as Director For For Management
3C Elect Cheong Ying Chew, Henry as For Against Management
Director
3D Elect Li Ming as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SOHO CHINA LTD.
Ticker: 410 Security ID: G82600100
Meeting Date: SEP 27, 2017 Meeting Type: Special
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Authorize For For Management
Board to Deal with All Matters in
Relation to the Payment of the Special
Dividend
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: MAY 29, 2018 Meeting Type: Special
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation and For Against Management
Subsequent Change in Domicile
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SSY GROUP LTD.
Ticker: 2005 Security ID: G8406X103
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Wang Xianjun as Director For For Management
2B Elect Su Xuejun as Director For For Management
2C Elect Feng Hao as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD
Ticker: 1070 Security ID: G8701T138
Meeting Date: DEC 22, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Sale and Purchase For For Management
(2017) Agreement, Proposed Annual Caps
and Related Transactions
2 Approve Master After Sale Service For For Management
(2017) Agreement, Proposed Annual Caps
and Related Transactions
3 Approve Master TCL Trademark License For For Management
(2017 Renewal) Agreement, Proposed
Annual Caps and Related Transactions
4 Approve Master Logistics Service For For Management
Supply (2017 Renewal) Agreement,
Proposed Annual Caps and Related
Transactions
5 Approve Master Sourcing (2017 Renewal) For For Management
Agreement, Proposed Annual Caps and
Related Transactions
6 Approve Master Qianhai Sailing For For Management
Cooperation (2017 Renewal) Agreement,
Proposed Annual Caps and Related
Transactions
7 Elect Kevin Wang Cheng as Director For For Management
8 Elect Michael Wang Yi as Director For For Management
9 Elect Zhang Zhiwei as Director For For Management
10 Elect Lau Siu Ki as Director For Against Management
11 Authorize Board to Fix Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD
Ticker: 1070 Security ID: G8701T138
Meeting Date: JAN 25, 2018 Meeting Type: Special
Record Date: JAN 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD
Ticker: 1070 Security ID: G8701T138
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Elect Li Dongsheng as Director For For Management
5a Elect Yan Xiaolin as Director For For Management
5b Elect Albert Thomas Da Rosa, Junior as For For Management
Director
5c Elect Tseng Shieng-chang Carter as For For Management
Director
5d Elect Wang Yijiang as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
10 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
11 Change English Name and Chinese Name For For Management
of the Company
--------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD
Ticker: 1070 Security ID: G8701T138
Meeting Date: MAY 23, 2018 Meeting Type: Special
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Award Scheme and Related For Against Management
Transactions
2 Approve Specific Mandate to Issue New For Against Management
Shares Under the Share Award Scheme
--------------------------------------------------------------------------------
TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 600874 Security ID: Y88228112
Meeting Date: JUL 03, 2017 Meeting Type: Special
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Number of Shares to be Issued For For Management
in Relation to the Adjustments to
Several Terms of the Non-Public
Issuance of A Shares
1.2 Approve Price Determination Date, For For Management
Issue Price and Pricing Principle in
Relation to the Adjustments to Several
Terms of the Non-Public Issuance of A
Shares
1.3 Approve Validity Period of the For For Management
Resolutions in Relation to the
Adjustments to Several Terms of the
Non-Public Issuance of A Shares
2 Approve Plan of the Non-Public For For Management
Issuance of A Shares (Amended)
3 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares (Amended)
4 Approve Risk Alert on the Dilutive For For Management
Impact of the Non-Public Issuance of A
Shares on the Immediate Returns and
the Relevant Precautionary Measures
(Amended)
--------------------------------------------------------------------------------
TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 600874 Security ID: Y88228112
Meeting Date: JUL 03, 2017 Meeting Type: Special
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Number of Shares to be Issued For For Management
in Relation to the Adjustments to
Several Terms of the Non-Public
Issuance Of A Shares
1.2 Approve Price Determination Date, For For Management
Issue Price and Pricing Principle in
Relation to the Adjustments to Several
Terms of the Non-Public Issuance Of A
Shares
1.3 Approve Validity Period of the For For Management
Resolutions in Relation to the
Adjustments to Several Terms of the
Non-Public Issuance Of A Shares
2 Approve Plan of the Non-Public For For Management
Issuance of A Shares (Amended)
3 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares (Amended)
4 Approve Risk Alert on the Dilutive For For Management
Impact of the Non-Public Issuance of A
Shares on the Immediate Returns and
the Relevant Precautionary Measures
(Amended)
1 Approve Compliance with the Conditions For For Management
of the Non-Public Issuance of A Shares
2 Approve Special Report on the Status For For Management
of the Use of Proceeds of the Previous
Fund Raising (Amended)
3 Authorize Board and Its Authorized For For Management
Representative(s) to Handle All
Matters Relating to the Non-Public
Issuance of A Shares
--------------------------------------------------------------------------------
TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP CO., LTD.
Ticker: 600874 Security ID: Y88228112
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Report and the For For Management
Summary of the Report Announced within
the PRC and Overseas
2 Approve Working Report of the Board of For For Management
Directors for the Year 2017 and
Operating Strategy of the Company for
the Year 2018
3 Approve Final Financial Accounts for For For Management
the Year 2017 and Financial Budget for
the Year 2018
4 Approve 2017 Profit Appropriation Plan For For Management
5 Approve 2017 Working Report of the For For Management
Supervisory Committee
6 Approve 2017 Working Report of the For For Management
Independent Directors
7 Approve PricewaterhouseCoopers Zhong For For Shareholder
Tian LLP and PricewaterhouseCoopers as
PRC and International Auditor
Respectively and Authorize Board to
Fix Their Remuneration
8 Elect Yu Zhongpeng as Director For For Shareholder
9 Elect Han Wei as Director For For Shareholder
10 Approve Remuneration of Yu Zhongpeng For For Shareholder
and Han Wei
11 Approve Extension of the Validity For For Shareholder
Period of the Resolutions in Relation
to the Issuance of Corporate Bonds
--------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 3382 Security ID: G88680106
Meeting Date: DEC 15, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Integrated Services Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD
Ticker: 819 Security ID: G8655K109
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Kaihong as Director For For Management
3b Elect Zhou Jianzhong as Director For For Management
3c Elect Guo Konghui as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
TIMES CHINA HOLDINGS LTD.
Ticker: 1233 Security ID: G8904A100
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Guan Jianhui as Director For For Management
3A2 Elect Bai Xihong as Director For For Management
3A3 Elect Li Qiang as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TIMES PROPERTY HOLDINGS LTD
Ticker: 1233 Security ID: G8904A100
Meeting Date: JAN 15, 2018 Meeting Type: Special
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt New For For Management
Chinese Name as Dual Foreign Name of
the Company and Related Transactions
--------------------------------------------------------------------------------
TONG REN TANG TECHNOLOGIES CO., LTD.
Ticker: 1666 Security ID: Y8884M108
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Audited Consolidated For For Management
Financial Statements
2 Approve 2017 Report of the Board of For For Management
Directors
3 Approve 2017 Report of the Supervisory For For Management
Committee
4 Approve Final Dividend For For Management
5 Approve PricewaterhouseCoopers as For For Management
Overseas Auditor and Authorize Board
to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
Authorize Board to Fix Their
Remuneration
7 Elect Gao Zhen Kun as Director, For For Management
Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
8 Elect Wang Yu Wei as Director, For For Management
Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
9 Elect Fang Jia Zhi as Director, For For Management
Authorize Board to Fix Her
Remuneration and Authorize Board to
Enter Into a Service Contract with Her
10 Elect Huang Ning as Director, For For Management
Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
11 Elect Wu Le Jun as Director, Authorize For For Management
Board to Fix His Remuneration and
Authorize Board to Enter Into a
Service Contract with Him
12 Elect Wu Qian as Director, Authorize For For Management
Board to Fix Her Remuneration and
Authorize Board to Enter Into a
Service Contract with Her
13 Elect Chan Ching Har, Eliza as For For Management
Director, Authorize Board to Fix Her
Remuneration and Authorize Board to
Enter Into a Service Contract with Her
14 Elect Ting Leung Huel, Stephen as For Against Management
Director, Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
15 Elect Zhan Yuan Jing as Director, For For Management
Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
16 Elect Wu Yi Gang as Supervisor, For For Management
Authorize Board to Fix His
Remuneration and Authorize Board to
Enter Into a Service Contract with Him
17 Elect Su Li as Supervisor, Authorize For For Management
Board to Fix Her Remuneration and
Authorize Board to Enter Into a
Service Contract with Her
18 Authorize Board to Fix the For For Management
Remuneration of Dong Ke Man and To
Enter Into a Service Contract with Him
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
20 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD.
Ticker: 220 Security ID: G9222R106
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Su Tsung-Ming as Director For For Management
3b Elect Chen Johnny as Director For Against Management
3c Elect Chen Sun-Te as Director For For Management
4 Authorize Board to Fix the For For Management
Remuneration of Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNIVERSAL MEDICAL FINANCIAL & TECHNICAL ADVISORY SERVICES COMPANY LIMITED
Ticker: 2666 Security ID: Y9289J104
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Deposit and Intermediary For Against Management
Business Service Framework Agreement
and Proposed Annual Caps for the Three
Years Ending December 31, 2020
2 Authorize Repurchase of Issued Share For For Management
Capital
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VINDA INTERNATIONAL HOLDINGS LTD.
Ticker: 3331 Security ID: G9361V108
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lee Hsiao-yun Ann as Director For For Management
3b Elect Li Chao Wang as Director For For Management
3c Elect Li Jielin as Director For For Management
3d Elect Jan Christer Johansson as For For Management
Director
3e Elect Carl Magnus Groth as Director For For Management
3f Authorize Board to Fix Remuneration of For Against Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WASION GROUP HOLDINGS LTD.
Ticker: 3393 Security ID: G9463P108
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Cao Zhao Hui as Director For For Management
4 Elect Zheng Xiao Ping as Director For Against Management
5 Elect Hui Wing Kuen as Director For For Management
6 Elect Luan Wenpeng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Change Company Name For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: AUG 30, 2017 Meeting Type: Special
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds For For Management
2 Approve Grant of Guarantee for the For For Management
Benefit of Weichai International Hong
Kong Energy Group Co., Limited in
Respect of the Bonds Issue
3 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
5 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Shaanxi Zhongqi Purchase Agreement and
Relevant New Caps
8 Elect Wu Hongwei as Supervisor None For Shareholder
9 Approve Grant of Guarantee for the None For Shareholder
Benefit of Weichai International Hong
Kong Energy Group Co., Limited in
Respect of a Bank Loan and Related
Transactions
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
WELLING HOLDING LTD
Ticker: 382 Security ID: Y9536T111
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement and For For Management
Related Transactions
--------------------------------------------------------------------------------
WELLING HOLDING LTD
Ticker: 382 Security ID: Y9536T111
Meeting Date: FEB 05, 2018 Meeting Type: Court
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WEST CHINA CEMENT LTD.
Ticker: 2233 Security ID: G9550B111
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Jimin as a Director For For Management
3b Elect Ma Weiping as a Director For For Management
3c Elect Liu Yan as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte & Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WISDOM EDUCATION INTERNATIONAL HOLDINGS COMPANY LIMITED
Ticker: 6068 Security ID: G97228103
Meeting Date: JAN 08, 2018 Meeting Type: Annual
Record Date: JAN 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Suwen as Director For For Management
3b Elect Sun Kai Lit Cliff as Director For For Management
3c Elect Tam King Ching Kenny as Director For Against Management
3d Elect Yau Sze Ka as Director For For Management
3e Elect Wang Yongchun as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XI'AN HAITIANTIAN HOLDINGS CO., LTD.
Ticker: 8227 Security ID: Y6734V104
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Xiao Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
2 Approve Gaoxiang Investment For Against Management
Subscription Agreement, Grant of
Specific Mandate to Issue New Domestic
Shares and Related Transactions
3 Approve Jin Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
4 Approve Zhang Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
--------------------------------------------------------------------------------
XI'AN HAITIANTIAN HOLDINGS CO., LTD.
Ticker: 8227 Security ID: Y6734V104
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Xiao Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
2 Approve Gaoxiang Investment For Against Management
Subscription Agreement, Grant of
Specific Mandate to Issue New Domestic
Shares and Related Transactions
3 Approve Jin Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
4 Approve Zhang Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
--------------------------------------------------------------------------------
XIABUXIABU CATERING MANAGEMENT (CHINA) HOLDINGS CO LTD
Ticker: 520 Security ID: G98297107
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Zhang Chi as Director For For Management
3.1b Elect Hsieh Lily Hui-yun as Director For For Management
3.1c Elect Hon Ping Cho Terence as Director For For Management
3.1d Elect Cheung Sze Man as Director For For Management
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Authorize Board for the Declaration For For Management
and Payment of Interim Dividend
--------------------------------------------------------------------------------
XIABUXIABU CATERING MANAGEMENT (CHINA) HOLDINGS CO LTD
Ticker: 520 Security ID: G98297107
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Coucou Restaurant Management For Against Management
Co., Ltd. Share Option Scheme and
Related Transactions
2 Approve Xiabuxiabu Restaurant For Against Management
Management Co., Ltd. Share Option
Scheme and Related Transactions
3 Approve Xiabuxiabu (China) Food Co., For Against Management
Ltd. Share Option Scheme and Related
Transactions
4 Approve Xiabuxiabu Restaurant For Against Management
Management (Shanghai) Co., Ltd. Share
Option Scheme and Related Transactions
--------------------------------------------------------------------------------
XIAMEN INTERNATIONAL PORT CO., LTD.
Ticker: 3378 Security ID: Y97186103
Meeting Date: NOV 15, 2017 Meeting Type: Special
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Equity Interest Transfer For For Management
Agreement, Supplemental Agreement and
Related Transactions
b Authorize Board to Deal With Relevant For For Management
Matters in Relation to the Equity
Interest Transfer Agreement and the
Supplemental Agreement
--------------------------------------------------------------------------------
XIAMEN INTERNATIONAL PORT CO., LTD.
Ticker: 3378 Security ID: Y97186103
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2017 Profit Distribution Plan For For Management
and Final Dividend
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Elect Miao Luping as Director and For For Management
Authorize Board to Fix Her
Remuneration and to Enter Into a
Service Contract with Her
8 Amend Articles of Association For Against Management
Regarding Party Committee
9 Approve Issuance of New Corporate For For Management
Bonds and Related Transactions
10 Approve Issuance of New Super For For Management
Short-term Notes and Related
Transactions
11 Other Business For Against Management
--------------------------------------------------------------------------------
XINGDA INTERNATIONAL HOLDINGS LTD
Ticker: 1899 Security ID: G9827V106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Liu Xiang as Director For For Management
3A2 Elect William John Sharp as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD.
Ticker: 811 Security ID: Y9725X105
Meeting Date: JUL 13, 2017 Meeting Type: Special
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD.
Ticker: 811 Security ID: Y9725X105
Meeting Date: OCT 26, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Internal Auditor For For Management
2 Elect Fang Bingxi as Director and For For Shareholder
Authorize Board to Fix His
Remuneration and Determine His Service
Contract
--------------------------------------------------------------------------------
XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD.
Ticker: 811 Security ID: Y9725X105
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Authorize Board to Deal With All
Matters in Relation to Amendments
Articles
2 Elect Chen Yunhua as Director and For For Shareholder
Authorize Board to Fix His Remuneration
3 Elect Tang Xiongxing as supervisor and For For Shareholder
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD.
Ticker: 811 Security ID: Y9725X105
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Report For For Management
2 Approve 2017 Report of the Board of For For Management
Directors
3 Approve 2017 Report of the Supervisory For For Management
Committee
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve 2017 Profit Distribution Plan For For Management
and Final Dividend
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Publications Purchase For For Management
Framework Agreement and the Non-Exempt
Continuing Connected Transactions,
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002202 Security ID: Y97237112
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Satisfaction of Conditions for For For Management
Public Issue of Securities Through the
Rights Issue
3.1 Approve Type and Nominal Value of For For Management
Rights Shares in Relation to Public
Issuance of Securities Through the
Rights Issue
3.2 Approve Method of Rights Issue in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
3.3 Approve Basis, Proportion and Number For For Management
of Shares to be Issued in Relation to
Public Issuance of Securities Through
the Rights Issue
3.4 Approve Subscription Price and the For For Management
Basis for Price Determination in
Relation to Public Issuance of
Securities Through the Rights Issue
3.5 Approve Target Subscribers in Relation For For Management
to Public Issuance of Securities
Through the Rights Issue
3.6 Approve Distribution Plan for the For For Management
Accumulated Undistributed Profits
Prior to the Rights Issue in Relation
to Public Issuance of Securities
Through the Rights Issue
3.7 Approve Issue Period in Relation to For For Management
Public Issuance of Securities Through
the Rights Issue
3.8 Approve Underwriting Arrangement in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
3.9 Approve Use of Proceeds in Relation to For For Management
Public Issuance of Securities Through
the Rights Issue
3.10 Approve Effective Period of the For For Management
Resolution in Relation to Public
Issuance of Securities Through the
Rights Issue
3.11 Approve Listing of Rights Shares in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
4 Approve Feasibility Analysis Report For For Management
with Respect to the Target Projects
for Investment with the Proceeds from
Rights Issue in 2018
5 Approve Report on Use of Previous For For Management
Proceeds
6 Approve Reminder of the Risk of For For Management
Dilution of Immediate Returns By
Rights Issue to Existing Shareholders,
Remedial Measures, and Relevant
Parties' Undertaking
7 Approve Authorizations for the Rights For For Management
Issue of A Shares and H Shares
8 Approve Application for Goldwind New For For Management
Energy (HK) Investment Limited to
Issue Overseas Perpetual Bonds and
Provision of Guarantee by the Company
1.1 Approve Continuing Connected For For Management
Transactions with Xinjiang Wind Power
Co., Ltd. and the Relevant Estimated
Annual Cap for 2018
1.2 Approve Continuing Connected For For Management
Transactions with China Three Gorges
New Energy Co., Ltd. and the Relevant
Estimated Annual Cap for 2018
1.3 Approve Continuing Connected For For Management
Transactions with Xinjiang New Energy
(Group) Co., Ltd. and the Relevant
Estimated Annual Cap for 2018
2 Approve 2017 Report of the Board of For For Management
Directors
3 Approve 2017 Report of the Supervisory For For Management
Committee
4 Approve 2017 Auditors' Report For For Management
5 Approve 2017 Dividend Distribution Plan For For Management
6 Approve 2017 Annual Report For For Management
7 Approve Application to Banks For For For Management
Credit Facilities
8 Approve Provision of Guarantees for For Against Management
Its Subsidiaries and Certain Associates
9 Approve Provision of Guarantees for For Against Management
Its Wholly-Owned Subsidiaries and
Controllling Subsidiaries
10 Approve Operation of Foreign Exchange For For Management
Hedging Business
11 Approve Ernst & Young Hua Ming LLP as For For Management
the PRC Auditor and Ernst & Young as
International Auditor to Appoint
Auditors and to Fix Their Remuneration
12 Approve Shareholders' Return Plan for For For Management
the Three Years of 2018-2020
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002202 Security ID: Y97237112
Meeting Date: JUN 12, 2018 Meeting Type: Special
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of Conditions for For For Management
Public Issue of Securities Through the
Rights Issue
2.1 Approve Type and Nominal Value of For For Management
Rights Shares in Relation to Public
Issuance of Securities Through the
Rights Issue
2.2 Approve Method of Rights Issue in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
2.3 Approve Basis, Proportion and Number For For Management
of Shares to be Issued in Relation to
Public Issuance of Securities Through
the Rights Issue
2.4 Approve Subscription Price and the For For Management
Basis for Price Determination in
Relation to Public Issuance of
Securities Through the Rights Issue
2.5 Approve Target Subscribers in Relation For For Management
to Public Issuance of Securities
Through the Rights Issue
2.6 Approve Distribution Plan for the For For Management
Accumulated Undistributed Profits
Prior to the Rights Issue in Relation
to Public Issuance of Securities
Through the Rights Issue
2.7 Approve Issue Period in Relation to For For Management
Public Issuance of Securities Through
the Rights Issue
2.8 Approve Underwriting Arrangement in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
2.9 Approve Use of Proceeds in Relation to For For Management
Public Issuance of Securities Through
the Rights Issue
2.10 Approve Effective Period of the For For Management
Resolution in Relation to Public
Issuance of Securities Through the
Rights Issue
2.11 Approve Listing of Rights Shares in For For Management
Relation to Public Issuance of
Securities Through the Rights Issue
3 Approve Feasibility Analysis Report For For Management
With Respect to the Target Projects
for Investment With the Proceeds From
Rights Issue in 2018
4 Approve Report on Use of Previous For For Management
Proceeds
5 Approve Reminder of the Risk of For For Management
Dilution of Immediate Returns by
Rights Issue to Existing Shareholders,
Remedial Measures, and Relevant
Parties' Undertaking
6 Approve Authorizations for the Rights For For Management
Issue of A Shares and H Shares
1 Approve Proposal on Shareholders' For For Management
Return Plan for the Three Years of
2018-2020
--------------------------------------------------------------------------------
XTEP INTERNATIONAL HOLDINGS LTD.
Ticker: 1368 Security ID: G98277109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Ding Mei Qing as Director For For Management
5 Elect Ding Ming Zhong as Director For For Management
6 Elect Gao Xian Feng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Transaction For For Management
Amounts for the Related Party
Transactions with Kaile Technology and
Its Subsidiaries
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Report For For Management
2 Approve 2017 Work Report of the Board For For Management
of Directors
3 Approve 2017 Work Report of the Board For For Management
of Supervisors
4 Approve 2017 Audited Consolidated For For Management
Financial Statements
5 Approve KPMG Huazhen LLP Limited as For For Management
Auditors
6 Approve Cessation of Appointment of For For Management
KPMG as International Auditor
7 Approve 2017 Related Party For For Management
Transactions During the Ordinary and
Usual Course of Business and the
Estimates of 2018 Related Party
Transactions During the Ordinary and
Usual Course of Business
8 Approve 2017 Profit Distribution Plan For For Management
and Non-payment of Final Dividend
9 Approve Extension of the Effective For For Management
Period of the Resolution Approving the
A Share Offering
10 Authorize Board to Deal with All For For Management
Matters in Relation to the A Share
Offering and Authorize Chairman of the
Board or Any Executive Director to
Sign Any Legal Documents in Relation
to the A Share Offering
11 Approve Proposal on Dilution of For For Management
Immediate Return as a Result of the A
Share Offering and Remedial Measures
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: MAY 22, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Profit Distribution Plan For For Management
and Non-payment of Final Dividend
2 Approve Extension of the Effective For For Management
Period of the Resolution Approving the
A Share Offering
3 Authorize Board to Deal with All For For Management
Matters in Relation to the A Share
Offering and Authorize Chairman of the
Board or Any Executive Director to
Sign Any Legal Documents in Relation
to the A Share Offering
4 Approve Proposal on Dilution of For For Management
Immediate Return as a Result of the A
Share Offering and Remedial Measures
--------------------------------------------------------------------------------
YANLORD LAND GROUP LIMITED
Ticker: Z25 Security ID: Y9729A101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Ng Shin Ein as Director For For Management
4b Elect Chan Yiu Ling as Director For For Management
4c Elect Ng Jui Ping as Director For For Management
5 Elect Hee Theng Fong as Director For For Management
6 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For Against Management
9 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Share Capital For For Management
of Coal & Allied Industries Limited by
Yancoal Australia Co., Ltd., Including
Offer Made to HVO Resources Pty. Ltd
and Related Transactions
2 Approve Company's Compliance with the For For Management
Requirements of Non-Public Issuance of
Shares
3 Approve Feasibility Analysis Report of For For Management
Implementing the Use of Proceeds of
the Non-Public Issuance of RMB
Ordinary Shares
4 Authorize Board to Deal with Matters For For Management
Relating to the Non-Public Issuance of
Shares at Its Full Discretion
5 Approve Dilution of Immediate Return For For Management
and Return Recovery Measures Upon the
Non-Public Issuance of Shares
6 Approve Certain Commitments by the For For Management
Controlling Shareholders, Directors
and Senior Management Relating to
Recovery of Immediate Return
7 Approve Non-Necessity for the Company For For Management
to Prepare a Report for the Previous
Fund-Raising
8.01 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Shares to
Specific Persons
8.02 Approve Method and Time of the Issue For For Management
in Relation to the Non-Public Issuance
of Shares to Specific Persons
8.03 Approve Issue Price and Pricing For For Management
Principle in Relation to the
Non-Public Issuance of Shares to
Specific Persons
8.04 Approve Number of New Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of Shares to Specific Persons
8.05 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
8.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
8.07 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits in
Relation to the Non-Public Issuance of
Shares to Specific Persons
8.08 Approve Validity of Resolution of the For For Management
Issue in Relation to the Non-Public
Issuance of Shares to Specific Persons
8.09 Approve Place of Listing in Relation For For Management
to the Non-Public Issuance of Shares
to Specific Persons
8.10 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
Shares to Specific Persons
9 Approve Proposal of Non-Public For For Management
Issuance of A Shares
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: AUG 25, 2017 Meeting Type: Special
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of Shares to
Specific Persons
1.02 Approve Method and Time of the Issue For For Management
in Relation to the Non-Public Issuance
of Shares to Specific Persons
1.03 Approve Issue Price and Pricing For For Management
Principle in Relation to the
Non-Public Issuance of Shares to
Specific Persons
1.04 Approve Number of New Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of Shares to Specific Persons
1.05 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
1.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Shares to
Specific Persons
1.07 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits in
Relation to the Non-Public Issuance of
Shares to Specific Persons
1.08 Approve Validity of Resolution of the For For Management
Issue in Relation to the Non-Public
Issuance of Shares to Specific Persons
1.09 Approve Place of Listing in Relation For For Management
to the Non-Public Issuance of Shares
to Specific Persons
1.10 Approve Method of Subscription in For For Management
Relation to the Non-Public Issuance of
Shares to Specific Persons
2 Approve Proposal of Non-Public For For Management
Issuance of A Shares
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: NOV 27, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Elect Cai Chang as Director For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JAN 26, 2018 Meeting Type: Special
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Proposed Mutual Provision of For For Management
Labour and Services Agreement,
Relevant Annual Caps and Related
Transactions
1.02 Approve Proposed Provision of For For Management
Insurance Fund Administrative Services
Agreement, Relevant Annual Caps and
Related Transactions
1.03 Approve Proposed Provision of For For Management
Materials Supply Agreement, Relevant
Annual Caps and Related Transactions
1.04 Approve Proposed Provision of For For Management
Products, Materials and Equipment
Leasing Agreement , Relevant Annual
Caps and Related Transactions
1.05 Approve Proposed Chemical Projects For For Management
Entrusted Management Agreement,
Relevant Annual Caps and Related
Transactions
1.06 Approve Proposed Bulk Commodities Sale For For Management
and Purchase Agreement, Relevant
Annual Caps and Related Transactions
2.01 Approve Proposed Bulk Commodities For For Management
Mutual Supply Agreement, Relevant
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Working Report of the For For Management
Board
2 Approve 2017 Working Report of the For For Management
Supervisory Committee
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2017 Profit Distribution Plan For For Management
and Authorize Board to Distribute
Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Renewal of Liability Insurance For For Management
of Directors, Supervisors and Senior
Officers
7 Approve External Auditing Firm and to For For Management
Fix Their Remuneration
8 Approve Provision of Financial For Against Management
Guarantees to Subsidiaries and Related
Transactions
9 Authorize the Company to Carry Out For For Management
Domestic and Overseas Financing
Businesses
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
YESTAR HEALTHCARE HOLDINGS COMPANY LIMITED
Ticker: 2393 Security ID: G9843W112
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hartono James as Director For For Management
4 Elect Wang Hong as Director For For Management
5 Elect Hu Yiming as Director For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD.
Ticker: 1558 Security ID: ADPV33181
Meeting Date: OCT 13, 2017 Meeting Type: Special
Record Date: SEP 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends Distribution For For Management
2 Approve Addition to the Business Scope None For Shareholder
and Amend Articles of Association
--------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD.
Ticker: 1558 Security ID: ADPV33181
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Consolidated Financial For For Management
Statements
4 Approve 2017 Annual Report For For Management
5 Approve 2017 Profit Distribution Plan For For Management
and Declaration of Final Dividend
6 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
7 Elect Jiang Juncai as Director For For Management
8 Elect Wang Danjin as Director For For Management
9 Elect Chen Yangui as Director For For Management
10 Elect Zhu Qiaohong as Director For For Management
11 Elect Li Shuang as Director For For Management
12 Elect Tang Xinfa as Director For For Management
13 Elect Tang Jianxin as Director For For Management
14 Elect Fu Hailiang as Director For For Management
15 Elect Lee Chi Ming as Director For For Management
16 Elect Huang Fangfang as Supervisor For For Management
17 Elect Luo Zhonghua as Supervisor For For Management
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
YIDA CHINA HOLDINGS LIMITED
Ticker: 3639 Security ID: G9843H107
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Grant For For Management
of Specific Mandate to the Directors,
and Authorize Board to Handle All
Matters in Relation to the
Subscription Agreement
--------------------------------------------------------------------------------
YIDA CHINA HOLDINGS LIMITED
Ticker: 3639 Security ID: G9843H107
Meeting Date: DEC 23, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreements and For For Management
Related Transactions
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD
Ticker: 1579 Security ID: G98419107
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Zhang Yong as Director and For For Management
Authorize Board to Fix His Remuneration
3 Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
4 Elect Ye Shujun as Director and For For Management
Authorize Board to Fix Her Remuneration
5 Elect Shu Ping as Director and For For Management
Authorize Board to Fix Her Remuneration
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Final Dividend For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD
Ticker: 1579 Security ID: G98419107
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Terms of the For For Management
Master Sales Agreement and Related
Transactions
--------------------------------------------------------------------------------
YOUYUAN INTERNATIONAL HOLDINGS LTD
Ticker: 2268 Security ID: G98764106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Ke Jixiong as Director For For Management
3 Elect Zhang Guoduan as Director For For Management
4 Elect Zhang Daopei as Director For Against Management
5 Elect Lian Bi Yu as Director For For Management
6 Authorize Board to Fix the For For Management
Remuneration of the Directors
7 Approve RSM Hong Kong as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YUANSHENGTAI DAIRY FARM LTD.
Ticker: 1431 Security ID: G98785101
Meeting Date: JUL 17, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Feihe Master Agreement, For For Management
Its Related Transactions and the
Proposed Annual Caps for the Three
Years Ending December 31, 2019
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: MAR 27, 2018 Meeting Type: Special
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Exercise of Call Option, For For Management
Call Option Exercise Agreement, Equity
Transfer Agreement and Related
Transactions
2 Elect Chen Jing as Director For For Management
--------------------------------------------------------------------------------
YUNNAN WATER INVESTMENT CO., LTD
Ticker: 6839 Security ID: Y9888E100
Meeting Date: AUG 28, 2017 Meeting Type: Special
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Elect Yang Tao as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
3 Elect Li Bo as Director, Approve Her For For Management
Service Contract and Authorize Board
to Fix Her Remuneration
4 Elect Yang Fang as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
5 Elect He Yuanping as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
6 Elect Feng Zhuangzhi as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
7 Elect Dai Richeng as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
8 Elect Kwok For Chi as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
9 Elect Hu Song as Director, Approve His For For Management
Service Contract and Authorize Board
to Fix His Remuneration
10 Elect Ma Shihao as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
11 Elect Zhu Zhen as Supervisor, Approve For For Management
His Service Contract, and Authorize
Board to Fix His Remuneration
12 Elect Long Limin as Supervisor, For For Management
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
13 Elect Cao Jinwen as Supervisor, None None Management
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
13.1 Elect Xu Cuifen as Supervisor, Approve For For Shareholder
Her Service Contract, and Authorize
Board to Fix Her Remuneration
14 Elect Tan Hairui as Supervisor, For For Management
Approve His Service Contract, and
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
YUNNAN WATER INVESTMENT CO., LTD
Ticker: 6839 Security ID: Y9888E100
Meeting Date: JAN 05, 2018 Meeting Type: Special
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Granting of the Debt Financing For For Management
Instrument General Mandate to Issue
Corporate Onshore and Offshore Debt
Financing Instruments
2 Approve Provision of Guarantees For Against Management
3 Elect Zhang Ling as Supervisor, For For Management
Approve Her Service Contract, and
Authorize Board to Fix Her Remuneration
--------------------------------------------------------------------------------
YUNNAN WATER INVESTMENT CO., LTD
Ticker: 6839 Security ID: Y9888E100
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Auditors' Report and For For Management
Audited Financial Statements
4 Approve 2017 Final Financial Accounts For For Management
and 2018 Financial Budget
5 Approve Profit Distribution Plan and For For Management
Final Dividend Distribution Plan
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Liu Shuen Kong as Director and For For Management
Authorize Board to Determine His
Remuneration and to Execute a Service
Contract With Him
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights For Domestic Shares
and H Shares and Authorize Board to
Amend Articles of Association
9 Amend Articles of Association and For For Management
Related Transactions
10 Approve Provision of Guarantees by the For Against Management
Group
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: JAN 18, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement in For For Management
Relation to Proposed Acquisition and
Related Transactions
--------------------------------------------------------------------------------
ZALL GROUP LTD.
Ticker: 2098 Security ID: G9888C112
Meeting Date: MAR 05, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Agreement and Related For For Management
Transactions
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 18, 2017 Meeting Type: Special
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Bonds and Authorize Board to Deal with
All Matters in Relation to the
Issuance of Super Short-term Bonds
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: DEC 29, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Deposit and Bills For Against Management
Discounting Services and Proposed
Annual Caps Under the 2017 Financial
Services Agreement
2 Approve Provision of Deposit, Loan and For Against Management
Bills Discounting Services and
Relevant Proposed Annual Caps Under
the 2017 Parent Group Financial
Services Agreement
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: APR 20, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
2 Approve Issuance of Medium-term Notes For For Management
and Related Transactions
3 Approve Issuance of Overseas Bonds and For For Management
Related Transactions
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Report For For Management
4 Approve Final Dividend For For Management
5 Approve Ernst & Young and Ernst & For For Management
Young Hua Ming LLP as International
Auditor and the PRC Auditor of the
Company Respectively and Authorize
Board to Fix Their Remuneration
6a Elect Dong Xin as Director For For Management
6b Elect Wang Ligang as Director For For Management
6c Elect Liu Yongsheng as Director For For Management
6d Elect Yao Ziping as Director For For Management
7a Elect Li Xiuchen as Supervisor For For Management
7b Elect Xie Xueming as Supervisor For For Management
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO., LTD.
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 08, 2018 Meeting Type: Special
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend For For Management
2 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: APR 02, 2018 Meeting Type: Special
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Zhihong as Director For For Management
2 Elect Yu Ji as Director For For Management
3 Elect Yu Qunli as Director For For Management
4 Elect Chen Bin as Director For For Management
5 Authorize Board to Approve the For For Management
Proposed Directors' Service Contracts
and Relevant Documents and Authorize
Any One Executive Director to Sign
Such Contracts and Relevant Documents
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
Regarding Party Committee
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Approve Issuance of Debt Financing For For Management
Instruments
4 Approve Provision of Guarantee to For For Management
Overseas Wholly-Owned Subsidiaries of
the Company
5 Approve Provision of Counter-Guarantee For For Management
for 2018 Finance to Makeng Mining
6 Approve Provision of Guarantee to For For Management
Wengfu Zijin
7 Approve 2017 Report of the Board of For For Management
Directors
8 Approve 2017 Report of the Independent For For Management
Directors
9 Approve 2017 Report of Supervisory For For Management
Committee
10 Approve 2017 Financial Report For For Management
11 Approve 2017 Annual Report and Its For For Management
Summary Report
12 Approve 2017 Profit Distribution Plan For For Management
13 Approve Remuneration of Executive For For Management
Directors and Chairman of Supervisory
Committee
14 Approve Ernst & Young Hua Ming (LLP) For For Management
as Auditor and Authorize Chairman of
the Board of Directors, President and
Financial Controller to Fix Their
Remuneration
15 Approve Change in Usage of a Portion For For Management
of the Proceeds Raised in the
Non-public Issuance of A Shares in 2016
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: NOV 01, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement and Related For For Management
Transactions
2A Approve Related Party Transaction in For For Management
Relation to the Sales of Products to
Changsha Zoomlion Environmental
Industry Co., Ltd.
2B Approve Related Party Transaction in For For Management
Relation to the Procurement of Spare
Parts and Components from Changsha
Zoomlion Environmental Industry Co.,
Ltd.
2C Approve Related Party Transaction in For For Management
Relation to the Commissioned Product
Processing Services by the Company to
Changsha Zoomlion Environmental
Industry Co.,Ltd.
2D Approve Related Party Transaction in For Against Management
Relation to the Provision of Financial
Services Changsha Zoomlion
Environmental Industry Co., Ltd.
3 Approve Provision for Asset Impairment For For Management
4 Approve Increase of Maximum Amount of For For Management
Investment for Conducting Low Risk
Investment and Financial Management
and Authorize the Chairman of the
Board to Deal with All Matters In
Relation to the Increase of Maximum
Amount of Investment
5 Approve Amendments to Articles of For For Management
Association
6 Approve Share Option Scheme and the For Against Shareholder
Restricted A Share Incentive Scheme
and Their Summary
7 Approve Appraisal Measures for the For Against Shareholder
Share Option Scheme and the Restricted
A Share Incentive Scheme
8 Authorize Board to Handle All Related For Against Shareholder
Matters in Relation to Share Option
Scheme and the Restricted A Share
Incentive Scheme
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: NOV 01, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Share Option Scheme and the For Against Shareholder
Restricted A Share Incentive Scheme
and Their Summary
3 Approve Appraisal Measures for the For Against Shareholder
Share Option Scheme and the Restricted
A Share Incentive Scheme
4 Authorize the Board to Handle All For Against Shareholder
Related Matters in Relation to Share
Option Scheme and the Restricted A
Share Incentive Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Amount for Contract For For Management
Performance for Overseas Wholly-Owned
Subsidiaries
2 Approve Registration and Issue of For For Management
Perpetual Medium Term Note
3 Approve Registration and Issue of SCP For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: MAR 28, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Company's Fulfillment of For For Management
Criteria for the Proposed Non-public
Issuance of A Shares
2.01 Approve Class and Par Value in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.02 Approve Method and Time of Issuance in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.03 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Proposed Non-Public Issuance of A
Shares
2.04 Approve Issue Price and Pricing For For Management
Principles in Relation to the Proposed
Non-Public Issuance of A Shares
2.05 Approve Number of A Shares to be For For Management
Issued in Relation to the Proposed
Non-Public Issuance of A Shares
2.06 Approve Lock-up Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
2.07 Approve Amount and Use of Proceeds in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.08 Approve Place of Listing in Relation For For Management
to the Proposed Non-Public Issuance of
A Shares
2.09 Approve Arrangement for the Retained For For Management
Undistributed Profits Prior to the
Proposed Non-Public Issuance of A
Shares
2.10 Approve Validity Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
3.00 Approve the Proposed Non-Public For For Management
Issuance of A Shares
4.00 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds in Relation to the
Proposed Non-Public Issuance of A
Shares
5.00 Approve Exemption from the Preparation For For Management
of a Report on the Use of Proceeds
from the Previous Fund Raising
6.00 Approve Remedial Measures Regarding For For Management
Dilution on Returns for the Current
Period
7.00 Approve Shareholder Dividend and For For Management
Return Plan in the Next Three Years
(2018-2020)
8.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Company's
Proposed Non-public Issuance of A
Shares
9.00 Approve Amendments to Articles of For For Management
Association
10.00 Approve Matters Pertaining to the For For Shareholder
Entrustment in Relation to the
Development, Construction, Sales and
Operation of Shenzhen Bay Super
Headquarters Base
======================= GUGGENHEIM CHINA TECHNOLOGY ETF ========================
AGTECH HOLDINGS LTD.
Ticker: 8279 Security ID: G0135Z103
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Channel Caps and For For Management
Related Transactions
2 Approve Procurement Framework For For Management
Agreement, Procurement Caps and
Related Transactions
3 Elect Zou Liang as Director and For For Management
Authorize the Board to Fix His
Remuneration
--------------------------------------------------------------------------------
AGTECH HOLDINGS LTD.
Ticker: 8279 Security ID: G0135Z103
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Yang Guang as Director For For Management
2.2 Elect Ji Gang as Director For For Management
2.3 Elect Monica Maria Nunes as Director For Against Management
2.4 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.2 Authorize Repurchase of Issued Share For For Management
Capital
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For Against Management
1.2 Elect Masayoshi Son as Director For Against Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 522 Security ID: G0535Q133
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Elect Lok Kam Chong, John as Director For For Management
8 Authorize Board to Fix the For For Management
Remuneration of the Directors
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: DEC 01, 2017 Meeting Type: Annual
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Han Qiu For Against Management
2 Elect Director Zheng Liu For Against Management
--------------------------------------------------------------------------------
CHANGYOU.COM LTD.
Ticker: CYOU Security ID: 15911M107
Meeting Date: JUL 07, 2017 Meeting Type: Annual
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Zhang as Director For For Management
1.2 Elect Dewen Chen as Director For For Management
1.3 Elect Dave De Yang as Director For For Management
1.4 Elect Xiao Chen as Director For For Management
1.5 Elect Charles (Sheung Wai) Chan as For For Management
Director
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
CHINA HIGH PRECISION AUTOMATION GROUP LTD.
Ticker: 00591 Security ID: G21122109
Meeting Date: NOV 30, 2017 Meeting Type: Annual
Record Date: NOV 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A1 Elect Zou Chong as Director For For Management
2A2 Elect Su Fang Zhong as Director For For Management
2A3 Elect Hu Guo Qing as Director For Against Management
2A4 Elect Chan Yuk Hiu, Taylor as Director For Against Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Pan-China (H.K.) CPA Limited For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA INNOVATIONPAY GROUP LTD.
Ticker: 8083 Security ID: G2113J101
Meeting Date: JAN 26, 2018 Meeting Type: Special
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement, For For Management
Issuance of Consideration Shares and
Related Transactions
2 Approve Whitewash Waiver and Related For For Management
Transactions
3 Approve SM Placing Agreement and For For Management
Related Transactions
4 Approve Third Party Payment Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
5 Approve Loan Agreement, Annual Caps For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA INNOVATIONPAY GROUP LTD.
Ticker: 8083 Security ID: G2113J101
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2.1 Elect Cao Chunmeng as Director and For For Management
Authorize Board to Fix His Remuneration
2.2 Elect Yan Xiaotian as Director and For For Management
Authorize Board to Fix His Remuneration
2.3 Elect Fong Chi Wah as Director and For Against Management
Authorize Board to Fix His Remuneration
2.4 Elect Xu Yanqing as Director and For Against Management
Authorize Board to Fix His Remuneration
3 Approve RSM Hong Kong as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA INNOVATIONPAY GROUP LTD.
Ticker: 8083 Security ID: G2113J101
Meeting Date: MAY 08, 2018 Meeting Type: Special
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt Chinese For For Management
Name as Secondary Name
2 Amend Bye-laws For For Management
--------------------------------------------------------------------------------
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED
Ticker: 3969 Security ID: Y1R0AG105
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Financial Report For For Management
4 Approve 2017 Audit Report For For Management
5 Approve 2017 Profits Distribution Plan For For Management
6 Approve 2018 Remuneration Plan for For For Management
Independent Non-Executive Directors
7 Approve Ernst & Young and Ernst & For For Management
Young Hua Ming LLP as International
Auditor and Domestic Auditor
Respectively and Authorize Management
to Fix Their Remuneration
8 Approve Wu Zuowei as Supervisor For For Management
9 Amend Articles of Association For Against Management
Regarding Party Committee
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve General Authorization for the For For Management
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD.
Ticker: 354 Security ID: G2110A111
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Gao Liangyu as Director For For Management
2.2 Elect Leung Wing Yin Patrick as For Against Management
Director
2.3 Elect Lai Guanrong as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
9 Approve Dividend Payment For For Management
--------------------------------------------------------------------------------
COOLPAD GROUP LIMITED
Ticker: CHWT.F Security ID: G2418K100
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A1 Elect Huang Dazhan as Director For Against Management
2A2 Elect Xie Weixin as Director For For Management
2A3 Elect Chan King Chung as Director For For Management
2A4 Elect Ng Wai Hung as Director For For Management
2A5 Elect Leung Siu Kee as Director For For Management
2A6 Elect Lam Ting Fung Freeman as Director For For Management
2A7 Elect Liang Rui as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Authorize Reissuance of Repurchased For Against Management
Shares
4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
5 Elect Yu Ziping as Director For For Shareholder
6 Elect Peng Jing as Director For For Shareholder
--------------------------------------------------------------------------------
FANG HOLDINGS LIMITED
Ticker: SFUN Security ID: 30711Y102
Meeting Date: DEC 20, 2017 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jingbo Wang For Against Management
2 Elect Director Mingqiang Bi For For Management
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: AUG 11, 2017 Meeting Type: Special
Record Date: AUG 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New JZ Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
2 Approve New GCL Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
3 Approve New Yangzhou Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve Taicang Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve JX Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
6 Approve New Desalted Water Supply For For Management
Agreement, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: JAN 05, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Wafer Products Supply For For Management
Framework Agreement, Annual Cap and
Related Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Jiang Wenwu as Director For Against Management
2.2 Elect Ho Chung Tai, Raymond as Director For For Management
2.3 Elect Shen Wenzhong as Director For For Management
2.4 Elect Wong Man Chung, Francis as For Against Management
Director
2.5 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: MAY 28, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the New Yangzhou For For Management
Steam Supply Agreement, Revised Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
GREEN LEADER HOLDINGS GROUP LTD.
Ticker: 61 Security ID: G6620C129
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Grant For For Management
of Specific Mandate to Issue
Conversion Shares and Related
Transactions
--------------------------------------------------------------------------------
GREEN LEADER HOLDINGS GROUP LTD.
Ticker: 61 Security ID: G6620C129
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2a Elect Zhang Sanhuo as Director For For Management
2b Elect Zou Chengjian as Director For For Management
2c Elect Leung Yin Fai as Director For Against Management
2d Elect Leung Po Wing, Bowen Joseph as For Against Management
Director
2e Elect Zhou Chunsheng as Director For Against Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Crowe Horwath (HK) CPA Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
HC INTERNATIONAL INC.
Ticker: 2280 Security ID: G4364T101
Meeting Date: JUL 14, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formal SPA, Acquisition, For For Management
Subscription, Allotment and Issuance
of the New Shares and Related
Transactions
--------------------------------------------------------------------------------
HC INTERNATIONAL INC.
Ticker: 2280 Security ID: G4364T101
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Options to Liu For Against Management
Jun
--------------------------------------------------------------------------------
HC INTERNATIONAL INC.
Ticker: 2280 Security ID: G4364T101
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change English Name and Adopt Chinese For For Management
Name as Dual Foreign Name of the
Company
2 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
HI SUN TECHNOLOGY (CHINA) LTD
Ticker: 818 Security ID: G4512G126
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt VBill Share Option Scheme and For Against Management
Authorize Board to Deal With All
Matters to Execute and Give Effect to
VBill Share Option Scheme
2 Approve Grant of Options to Shen Zheng For Against Management
Under VBill Share Option Scheme
3 Approve Grant of Options to Li Huimin For Against Management
Under VBill Share Option Scheme
4 Approve Grant of Options to Guo Yi For Against Management
Under VBill Share Option Scheme
--------------------------------------------------------------------------------
HI SUN TECHNOLOGY (CHINA) LTD
Ticker: 818 Security ID: G4512G126
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Li Wenjin as Director For For Management
3 Elect Tam Chun Fai as Director For For Management
4 Elect Chang Kai-Tzung, Richard as For For Management
Director
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HNA HOLDING GROUP CO., LTD.
Ticker: 521 Security ID: Y3320Y113
Meeting Date: SEP 07, 2017 Meeting Type: Special
Record Date: SEP 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition and Related For For Management
Transactions
--------------------------------------------------------------------------------
HNA HOLDING GROUP CO., LTD.
Ticker: 521 Security ID: Y3320Y113
Meeting Date: NOV 29, 2017 Meeting Type: Special
Record Date: NOV 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
2 Amend Articles of Association For For Management
Regarding Change of Company Name
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LTD
Ticker: 1347 Security ID: Y372A7109
Meeting Date: FEB 14, 2018 Meeting Type: Special
Record Date: FEB 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Subscription Agreement and For For Management
Related Transactions
1b Authorize Board for the Allotment and For For Management
Issuance of Subscription Shares in
Relation to the Subscription Agreement
1c Approve JV Agreement and Related For For Management
Transactions
1d Approve Capital Increase Agreement and For For Management
Related Transactions
1e Authorize Any One Director to Deal For For Management
With All Matters in Relation to
Subscription Agreement, JV Agreement,
Capital Increase Agreement and Related
Transactions
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LTD
Ticker: 1347 Security ID: Y372A7109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Suxin Zhang as Director For For Management
4 Elect Takayuki Morita as Director For For Management
5 Elect Jun Ye as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JA SOLAR HOLDINGS CO. LTD.
Ticker: JASO Security ID: 466090206
Meeting Date: MAR 12, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD.
Ticker: JKS Security ID: 47759T100
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Longgen Zhang For Against Management
2 Elect Director Yingqiu Liu For For Management
3 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD.
Ticker: 3336 Security ID: G52105106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lin Feng-Chieh as Director For For Management
3b Elect Tsui Yung Kwok as Director For For Management
3c Elect Yip Wai Ming as Director For For Management
3d Elect Cherng Chia-Jiun as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
Ticker: 268 Security ID: G52568147
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Lin Bo as Director For For Management
2B Elect Liu Chia Yung as Director For For Management
2C Elect Gary Clark Biddle as Director For For Management
2D Elect Shen Yuan Ching as Director For For Management
2E Elect Cao Yang Feng as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voting Proxy Agreement, For For Management
Capital Injection Agreement, and Their
Related Transactions
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: FEB 27, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Purchase Agreements and For For Management
Related Transactions
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD.
Ticker: 3888 Security ID: G5264Y108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Chi Ping Lau as Director For For Management
3.2 Elect David Yuen Kwan Tang as Director For For Management
3.3 Elect Wenjie Wu as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LANDING INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 582 Security ID: G5369T129
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhou Xueyun as Director For For Management
2b Elect Bao Jinqiao as Director For Against Management
2c Elect Wong Chun Hung as Director For For Management
2d Authorize Board to Appoint Additional For For Management
Directors
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
LEGEND HOLDINGS CORPORATION
Ticker: 3396 Security ID: Y52237107
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report For For Management
2 Approve Supervisors' Report For For Management
3 Approve Audited Financial Statements For For Management
and Independent Auditor's Report
4 Approve Profit Distribution Plan For For Management
5.1 Elect Liu Chuanzhi as Director For For Management
5.2 Elect Zhu Linan as Director For For Management
5.3 Elect Zhao John Huan as Director For Against Management
5.4 Elect Wu Lebin as Director For For Management
5.5 Elect Lu Zhiqiang as Director For Against Management
5.6 Elect Suo Jishuan as Director For For Management
5.7 Elect Ma Weihua as Director For For Management
5.8 Elect Zhang Xuebing as Director For Against Management
5.9 Elect Hao Quan as Director For For Management
6.1 Elect Luo Cheng as Supervisor For For Management
6.2 Elect Feng Ling as Supervisor For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Approve Remuneration of Directors and For For Management
Supervisors for Year Ended December
31, 2017
9 Approve PricewaterhouseCoopers as For For Management
Independent Auditor and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
LEGEND HOLDINGS LTD.
Ticker: 3396 Security ID: Y52237107
Meeting Date: JAN 16, 2018 Meeting Type: Special
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Acquisition Pursuant to For For Management
the Sale and Purchase Agreement and
Related Transactions
1b Authorize Board to Deal With All For For Management
Matters in Relation to the Sale and
Purchase Agreement
2a Approve Amendments to Articles of For For Management
Association
2b Authorize Directors to Do All Things For For Management
Necessary to Give Effect to the
Amendments to the Articles of
Association
3 Elect Luo Cheng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 06, 2017 Meeting Type: Annual
Record Date: JUN 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Nobuyuki Idei as Director For For Management
3b Elect William O. Grabe as Director For For Management
3c Elect Ma Xuezheng as Director For For Management
3d Elect Yang Chih-Yuan Jerry as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve the Plan and California Subplan For Against Management
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: NOV 10, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For Against Management
Related Transactions
2 Approve the Issuance of Subscription For Against Management
Shares, Warrant Shares and Bonus
Warrants Under Specific Mandate
3 Approve Whitewash Waiver For Against Management
4 Approve Relevant Management For Against Management
Participation
5 Authorize the Board to Deal with All For Against Management
Matters in Relation to the
Subscription, the Subscription
Agreement and Related Transactions
--------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD
Ticker: 1089 Security ID: G5471S100
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve HLB Hodgson Impey Cheng For For Management
Limited as Independent Auditors and
Authorize Board to Fix Their
Remuneration
3a1 Elect Gu Zhenghao as Director For For Management
3a2 Elect Eric Todd as Director For For Management
3a3 Elect Chan Chi Yuen as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
4D Approve Increase in Authorized Share For Against Management
Capital
5A Amend Articles of Association For Against Management
5B Adopt Amended and Restated Memorandum For Against Management
and Articles of Association
--------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LIMITED
Ticker: 777 Security ID: G6427W104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Elect Liu Luyuan as Director For For Management
4B Elect Zheng Hui as Director For For Management
4C Elect Lee Kwan Hung as Director For Against Management
4D Authorize Board to Fix Remuneration of For For Management
Directors
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
5D Adopt the New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
NETEASE INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: AUG 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Cheng as Director For For Management
1c Elect Denny Lee as Director For For Management
1d Elect Joseph Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Leung as Director For For Management
1g Elect Michael Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
NQ MOBILE INC.
Ticker: NQ Security ID: 64118U108
Meeting Date: FEB 27, 2018 Meeting Type: Special
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change the Company Name to Link Motion For For Management
Inc. and Amend Articles of Association
--------------------------------------------------------------------------------
PAX GLOBAL TECHNOLOGY LTD.
Ticker: 327 Security ID: G6955J103
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wu Min as Director For For Management
4 Elect Man Kwok Kuen, Charles as For For Management
Director
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Joint Venture For For Management
Agreement, Capital Increase Agreement
and Related Transactions
2 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu, Former
CEO of the Company
3 Approve Proposed Grant of Restricted For Against Management
Share Units to Haijun Zhao, CEO of the
Company
4 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu,
Non-Independent Non-Executive Director
of the Company
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: FEB 08, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: MAR 27, 2018 Meeting Type: Special
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement, For For Management
Capital Contribution Agreement and
Related Transactions
--------------------------------------------------------------------------------
SHANGHAI FUDAN MICROELECTRONICS GROUP CO., LTD.
Ticker: 1385 Security ID: Y7682H105
Meeting Date: JAN 12, 2018 Meeting Type: Special
Record Date: DEC 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Authorize Board to Deal With All
Matters in Relation to the Proposed
Amendments to the Articles of
Association
--------------------------------------------------------------------------------
SHANGHAI FUDAN MICROELECTRONICS GROUP CO., LTD.
Ticker: 1385 Security ID: Y7682H105
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Financial Statements and For For Management
Statutory Reports
2a1 Elect Ma Zhicheng as Director For For Management
2a2 Elect Yao Fuli as Director For Against Management
2a3 Elect Zhang Huajing as Director For For Management
2a4 Elect Chen Baoying as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 03, 2017 Meeting Type: Proxy Contest
Record Date: SEP 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1 Elect Director Yichen Zhang For Did Not Vote Management
2 Ratify PricewaterhouseCoopers Zhong For Did Not Vote Management
Tian LLP as Auditors
3 Elect Director Brett H. Krause Against Did Not Vote Shareholder
4 Elect Director Thomas J. Manning Against Did Not Vote Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Management Nominee Yichen Zhang Abstain For Shareholder
2 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
3 Elect Director Brett H. Krause For Against Shareholder
4 Elect Director Thomas J. Manning For For Shareholder
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: MAY 29, 2018 Meeting Type: Special
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation and For Against Management
Subsequent Change in Domicile
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SUNEVISION HOLDINGS LTD
Ticker: 8008 Security ID: G85700105
Meeting Date: OCT 31, 2017 Meeting Type: Annual
Record Date: OCT 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Kwok Kai-wang, Christopher as For For Management
Director
3.1b Elect Chan Hong-ki as Director For For Management
3.1c Elect Kwok Ping-luen, Raymond as For For Management
Director
3.1d Elect Siu Hon-wah, Thomas as Director For For Management
3.1e Elect Li On-kwok, Victor as Director For For Management
3.1f Elect King Yeo-chi, Ambrose as Director For For Management
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TECHNOVATOR INTERNATIONAL LTD.
Ticker: 1206 Security ID: Y854AJ100
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Arrangements For For Management
Agreement, Annual Caps and Related
Transactions
2 Approve 2017 Purchase Agreement, For For Management
Annual Caps and Related Transactions
3 Approve 2017 Sales Agreement, Annual For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Dong Sheng as Director For Against Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TONGDA GROUP HOLDINGS LTD.
Ticker: 698 Security ID: G8917X121
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Ya Hua as Director For For Management
2b Elect Yu Sun Say as Director For For Management
2c Elect Cheung Wah Fung, Christopher as For For Management
Director
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Final Dividend For For Management
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: JAN 30, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Directors to Carry For For Management
Out the Eastern Airlines Transaction,
Proposed Annual Caps and Related
Transactions
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
TRULY INTERNATIONAL HOLDINGS LTD.
Ticker: 732 Security ID: G91019136
Meeting Date: OCT 23, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For Against Management
Related Transactions
--------------------------------------------------------------------------------
TRULY INTERNATIONAL HOLDINGS LTD.
Ticker: 732 Security ID: G91019136
Meeting Date: NOV 24, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Spin-Off of Truly For For Management
Opto-Electronics Limited (Truly
Shanwei), Separate Listing of the
Shares of Truly Shanwei on the
Shenzhen Stock Exchange, and Related
Transactions
--------------------------------------------------------------------------------
WASION GROUP HOLDINGS LTD.
Ticker: 3393 Security ID: G9463P108
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Cao Zhao Hui as Director For For Management
4 Elect Zheng Xiao Ping as Director For Against Management
5 Elect Hui Wing Kuen as Director For For Management
6 Elect Luan Wenpeng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Change Company Name For For Management
--------------------------------------------------------------------------------
WEIBO CORPORATION
Ticker: WB Security ID: 948596101
Meeting Date: NOV 02, 2017 Meeting Type: Annual
Record Date: OCT 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles Chao For Against Management
2 Elect Director Daniel Yong Zhang For Against Management
--------------------------------------------------------------------------------
XI'AN HAITIANTIAN HOLDINGS CO., LTD.
Ticker: 8227 Security ID: Y6734V104
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Xiao Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
2 Approve Gaoxiang Investment For Against Management
Subscription Agreement, Grant of
Specific Mandate to Issue New Domestic
Shares and Related Transactions
3 Approve Jin Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
4 Approve Zhang Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
--------------------------------------------------------------------------------
XI'AN HAITIANTIAN HOLDINGS CO., LTD.
Ticker: 8227 Security ID: Y6734V104
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Xiao Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
2 Approve Gaoxiang Investment For Against Management
Subscription Agreement, Grant of
Specific Mandate to Issue New Domestic
Shares and Related Transactions
3 Approve Jin Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
4 Approve Zhang Subscription Agreement, For Against Management
Grant of Specific Mandate to Issue New
Domestic Shares and Related
Transactions
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: OCT 27, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Transaction For For Management
Amounts for the Related Party
Transactions with Kaile Technology and
Its Subsidiaries
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Annual Report For For Management
2 Approve 2017 Work Report of the Board For For Management
of Directors
3 Approve 2017 Work Report of the Board For For Management
of Supervisors
4 Approve 2017 Audited Consolidated For For Management
Financial Statements
5 Approve KPMG Huazhen LLP Limited as For For Management
Auditors
6 Approve Cessation of Appointment of For For Management
KPMG as International Auditor
7 Approve 2017 Related Party For For Management
Transactions During the Ordinary and
Usual Course of Business and the
Estimates of 2018 Related Party
Transactions During the Ordinary and
Usual Course of Business
8 Approve 2017 Profit Distribution Plan For For Management
and Non-payment of Final Dividend
9 Approve Extension of the Effective For For Management
Period of the Resolution Approving the
A Share Offering
10 Authorize Board to Deal with All For For Management
Matters in Relation to the A Share
Offering and Authorize Chairman of the
Board or Any Executive Director to
Sign Any Legal Documents in Relation
to the A Share Offering
11 Approve Proposal on Dilution of For For Management
Immediate Return as a Result of the A
Share Offering and Remedial Measures
--------------------------------------------------------------------------------
YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED
Ticker: 6869 Security ID: Y9737F100
Meeting Date: MAY 22, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Profit Distribution Plan For For Management
and Non-payment of Final Dividend
2 Approve Extension of the Effective For For Management
Period of the Resolution Approving the
A Share Offering
3 Authorize Board to Deal with All For For Management
Matters in Relation to the A Share
Offering and Authorize Chairman of the
Board or Any Executive Director to
Sign Any Legal Documents in Relation
to the A Share Offering
4 Approve Proposal on Dilution of For For Management
Immediate Return as a Result of the A
Share Offering and Remedial Measures
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Amount for Contract For For Management
Performance for Overseas Wholly-Owned
Subsidiaries
2 Approve Registration and Issue of For For Management
Perpetual Medium Term Note
3 Approve Registration and Issue of SCP For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: MAR 28, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Company's Fulfillment of For For Management
Criteria for the Proposed Non-public
Issuance of A Shares
2.01 Approve Class and Par Value in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.02 Approve Method and Time of Issuance in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.03 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Proposed Non-Public Issuance of A
Shares
2.04 Approve Issue Price and Pricing For For Management
Principles in Relation to the Proposed
Non-Public Issuance of A Shares
2.05 Approve Number of A Shares to be For For Management
Issued in Relation to the Proposed
Non-Public Issuance of A Shares
2.06 Approve Lock-up Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
2.07 Approve Amount and Use of Proceeds in For For Management
Relation to the Proposed Non-Public
Issuance of A Shares
2.08 Approve Place of Listing in Relation For For Management
to the Proposed Non-Public Issuance of
A Shares
2.09 Approve Arrangement for the Retained For For Management
Undistributed Profits Prior to the
Proposed Non-Public Issuance of A
Shares
2.10 Approve Validity Period in Relation to For For Management
the Proposed Non-Public Issuance of A
Shares
3.00 Approve the Proposed Non-Public For For Management
Issuance of A Shares
4.00 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds in Relation to the
Proposed Non-Public Issuance of A
Shares
5.00 Approve Exemption from the Preparation For For Management
of a Report on the Use of Proceeds
from the Previous Fund Raising
6.00 Approve Remedial Measures Regarding For For Management
Dilution on Returns for the Current
Period
7.00 Approve Shareholder Dividend and For For Management
Return Plan in the Next Three Years
(2018-2020)
8.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Company's
Proposed Non-public Issuance of A
Shares
9.00 Approve Amendments to Articles of For For Management
Association
10.00 Approve Matters Pertaining to the For For Shareholder
Entrustment in Relation to the
Development, Construction, Sales and
Operation of Shenzhen Bay Super
Headquarters Base
======================= GUGGENHEIM FRONTIER MARKETS ETF ========================
ADECOAGRO S.A.
Ticker: AGRO Security ID: L00849106
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Discharge of Directors For For Management
5 Approve Remuneration of Directors for For For Management
2017
6 Approve Remuneration of Directors for For For Management
2018
7 Appoint PricewaterhouseCoopers as For For Management
Auditor
8.1 Elect Ivo Andres Sarjanovic as Director For For Management
8.2 Elect Guillaume van der Linden as For For Management
Director
8.3 Elect Mark Schachter as Director For For Management
8.4 Elect Marcelo Vieira as Director For For Management
8.5 Elect Walter Marcelo Sanchez as For For Management
Director
--------------------------------------------------------------------------------
AL IMTIAZ INVESTMENT CO K.S.C.C.
Ticker: ALIMTIAZ Security ID: M0835J105
Meeting Date: NOV 21, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 16 of Bylaws Re: Board For Did Not Vote Management
Composition and Decrease Size of Board
--------------------------------------------------------------------------------
AL IMTIAZ INVESTMENT CO K.S.C.C.
Ticker: ALIMTIAZ Security ID: M0835J105
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
3 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2017
4 Approve Corporate Governance Report For Did Not Vote Management
for FY 2017
5 Approve Audit Committee Report for FY For Did Not Vote Management
2017
6 Approve Shariah Supervisory Board For Did Not Vote Management
Report for FY 2017
7 Approve Special Report on Violations For Did Not Vote Management
and Penalties for FY 2017
8 Approve Remuneration Report for FY 2017 For Did Not Vote Management
9 Approve Dividends of KWD 0.007 per For Did Not Vote Management
Share for FY 2017
10 Approve Remuneration of Directors of For Did Not Vote Management
KWD 114,700 for FY 2017
11 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve for FY 2017
12 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Optional Reserve for FY 2017
13 Approve Related Party Transactions for For Did Not Vote Management
FY 2017 and FY 2018
14 Authorize Board to Conduct Agreements For Did Not Vote Management
with Related Parties Re: Funding
Operations
15 Authorize board to Perform Shariah For Did Not Vote Management
Zakat of KWD 931,405 for FY 2017
16 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolution Above Re: Shariah
Zakat
17 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
18 Approve Discharge of Directors for FY For Did Not Vote Management
2017
19 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
20 Elect Shariah Supervisory Board For Did Not Vote Management
Members (Bundled) and Fix Their
Remuneration for FY 2018
21 Ratify Shariah Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
--------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC.
Ticker: ARCO Security ID: G0457F107
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve E&Y (Pistrelli, Henry Martin y For For Management
Asociados S.R.L., member firm of Ernst
& Young Global) as Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Elect Director Woods Staton For Withhold Management
3.2 Elect Director Ricardo Gutierrez For Withhold Management
3.3 Elect Director Sergio Alonso For Withhold Management
3.4 Elect Director Francisco Staton For Withhold Management
--------------------------------------------------------------------------------
AROUNDTOWN PROPERTY HOLDINGS PLC
Ticker: ALATP Security ID: M1495G100
Meeting Date: SEP 13, 2017 Meeting Type: Special
Record Date: AUG 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Company's Seat For For Management
from Cyprus to Luxembourg
2 Accept Audit Report For For Management
3 Change Corporate Form For For Management
4 Approve Change in Company Name For For Management
5 Approve Change in the Location of the For For Management
Company's Seat
6 Amend Corporate Purpose For For Management
7 Change Form of Company Shares For For Management
8 Increase Authorized Capital For For Management
9 Eliminate Preemptive Rights For Against Management
10 Authorize Issuance of Shares without For Against Management
Preemptive Rights
11 Adopt New Articles of Association For For Management
12 Approve Discharge of Directors For For Management
13 Elect Directors (Bundled) For For Management
14 Ratify Auditors For For Management
15 Approve Capital Increase to Service For Against Management
Incentive Plan
16 Authorize Filing of Required Documents For For Management
--------------------------------------------------------------------------------
AROUNDTOWN SA
Ticker: ALCRE Security ID: L0269F109
Meeting Date: DEC 11, 2017 Meeting Type: Annual
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board Report Re: None None Management
Statutory Financial Statements and
Consolidated Financial Statements for
FY 2016
2 Receive Special Auditor Report Re: None None Management
Statutory Financial Statements and
Consolidated Financial Statements for
FY 2016
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Treatment of Net Loss For For Management
6 Approve Dividends of EUR 0.163 per For For Management
Share
7 Approve Discharge of Directors For For Management
--------------------------------------------------------------------------------
BANCO MACRO S.A.
Ticker: BMA Security ID: 05961W105
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Discharge of Directors and For For Management
Members of Internal Statutory Auditors
Committee (Comision Fiscalizadora)
4 Consider Allocation of Non-Assigned For For Management
Results in the Amount of ARS 9.388
Billion
5 Consider Dividends Charged to Special For For Management
Reserve Account in the Amount of ARS 3.
348 Billion
6 Consider Remuneration of Directors For For Management
7 Consider Remuneration of Members of For For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora)
8 Consider Remuneration of Auditors For For Management
9.1 Elect Constanza Brito as Director for For For Management
a Three-Year Term
9.2 Elect Delfin Jorge Ezequiel Carballo For For Management
as Director for a Three-Year Term
9.3 Elect Mario Luis Vicens as Director For For Management
for a Three-Year Term
9.4 Elect Guillermo Eduardo Stanley as For For Management
Director for a Three-Year Term
9.5 Elect Juan Martin Monge Varela as For For Management
Director for a Three-Year Term
9.6 Elect Alejandro Guillermo Chiti as For For Management
Alternate Director to Replace Eliseo
Felix Santi up to End of Present
Fiscal Year
9.7 Elect Santiago Horacio Seeber as For For Management
Alternate Director to Replace
Constanza Brito up to End of Present
Fiscal Year
10 Fix Number of and Elect Internal For For Management
Statutory Auditors
11 Elect Auditor For Year 2018 For For Management
12 Approve Budget of Audit Committee For For Management
13 Increase Threshold Amount For Issuance For For Management
of Debt Securities To USD 2.5 Billion
14 Renew Authority of Board to Set All of For For Management
Terms and Conditions of Global Program
for Issuance of Negotiable Debt
Securities
15 Consider Entrance Into Frequent Issuer For For Management
Registry
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BANK MUSCAT SAOG
Ticker: BKMB Security ID: M1681X107
Meeting Date: MAR 18, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2017
2 Approve Corporate Governance Report For For Management
for FY 2017
3 Approve Board and Committees For For Management
Performance Evaluation Report for FY
2017
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2017
5 Approve Shariah Supervisory Board For For Management
Report for FY 2017
6 Approve Dividends of OMR 0.03 per For For Management
Share for FY 2017
7 Approve Stock Dividend Program Re: For For Management
5:100
8 Approve Sitting Fees of Directors and For For Management
Committee Members for FY 2017 and FY
2018
9 Approve Remuneration of Directors of For For Management
OMR 124,700 for FY 2017
10 Approve Related Party Transactions for For Against Management
FY 2017
11 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2018
--------------------------------------------------------------------------------
BANQUE CENTRALE POPULAIRE
Ticker: BCP Security ID: V0985N104
Meeting Date: NOV 07, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds Up to MAD For Did Not Vote Management
8 Billion
2 Authorize Board to Ratify and Execute For Did Not Vote Management
Bond Issuance Pursuant to Item 1
3 Authorize Filing of Required Documents For Did Not Vote Management
and Other Formalities
--------------------------------------------------------------------------------
BBVA BANCO FRANCES S.A.
Ticker: FRAN Security ID: 07329M100
Meeting Date: APR 10, 2018 Meeting Type: Annual/Special
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Discharge of Directors, For For Management
General Manager and Internal Statutory
Auditors Committee (Comision
Fiscalizadora)
4 Consider Allocation of Income; Approve For Against Management
Treatment of Unassigned Results by ARS
3.88 Billion; Approve Allocation of
ARS 775.65 Million to Legal Reserve,
ARS 970 Million to Cash Dividend
Distribution and ARS 2.13 Billion to
Discretionary Reserve
5 Approve Remuneration of Directors For For Management
6 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
7 Fix Number of and Elect Directors For Against Management
8 Elect Three Members and Three For For Management
Alternate Members of Internal
Statutory Auditors Committee (Comision
Fiscalizadora)
9 Approve Remuneration of Auditors For For Management
10 Appoint Auditors For For Management
11 Approve Budget of Audit Committee For For Management
12 Consider Extension of Term of Global For For Management
Program for Issuance of Negotiable
Obligations for up to USD 750 Million;
Renew Powers to Board to Set Terms and
Conditions of Issuance
13 Consider Global Programs of Issuance For Against Management
of Debt Securities with Amortization
Period of up to One Year (VCP) for up
to USD 250 Million; Set Terms and
Conditions of VCP Program; Approve
Granting of Powers to Board
--------------------------------------------------------------------------------
BOUBYAN BANK KSC
Ticker: BOUBYAN Security ID: M2035S109
Meeting Date: MAR 11, 2018 Meeting Type: Annual/Special
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2017
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2017
3 Approve Special Report on Penalties For For Management
for FY 2017
4 Approve Shariah Supervisory Board For For Management
Report on Company Operations for FY
2017
5 Accept Financial Statements and For For Management
Statutory Reports for FY 2017
6 Approve Dividends of KWD 0.007 per For For Management
Share for FY 2017
7 Approve Stock Dividend Program Re: For For Management
5:100 for FY 2017
8 Authorize Board to Dispose of Fraction For For Management
Shares
9 Approve Transfer of 10 Percent of Net For For Management
Income to Statutory Reserve and 10
Percent to Optional Reserve
10 Authorize Share Repurchase Program of For For Management
Up to 10 Percent of Issued Share
Capital
11 Approve Remuneration of Directors of For For Management
KWD 360,000 for FY 2017
12 Approve Related Party Transactions for For For Management
FY 2018
13 Authorize Issuance of Sukuk or Other For Against Management
Shariah Compliant Instruments
14 Approve Discharge of Directors for FY For For Management
2017
15 Elect Shariah Supervisory Board For For Management
Members (Bundled) and Fix Their
Remuneration for FY 2018
16 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2018
1 Authorize Capitalization of Reserves For For Management
for Bonus Issue Representing 5 Percent
of Share Capital
2 Amend Article 6 of Memorandum of For For Management
Association and Article 5 of Bylaws to
Reflect Changes in Capital
--------------------------------------------------------------------------------
BOUBYAN BANK KSC
Ticker: BOUBYAN Security ID: M2035S109
Meeting Date: MAR 18, 2018 Meeting Type: Special
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue Representing 5 Percent
of Share Capital
2 Amend Article 6 of Memorandum of For Did Not Vote Management
Association and Article 5 of Bylaws to
Reflect Changes in Capital
--------------------------------------------------------------------------------
CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: OCT 31, 2017 Meeting Type: Annual/Special
Record Date: OCT 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Allocation of Income of ARS 1. For For Management
80 Billion; Consider Constitution of
Legal Reserve of ARS 30.18 Million;
Consider Cash Dividends of ARS 395
Million
4 Consider Discharge of Directors For For Management
5 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
6 Consider Remuneration of Directors in For For Management
the Amount of ARS 59.98 Million
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) in the Amount of ARS
600,000
8 Elect Directors and Alternates For For Management
9 Elect Principal and Alternate Members For For Management
of Internal Statutory Auditors
Committee (Comision Fiscalizadora) for
One-Year Term
10 Appoint Auditors for Next Fiscal Year For For Management
11 Approve Remuneration of Auditors in For For Management
the Amount of ARS 4.98 Million
12 Approve Treatment of Provisions for For For Management
Tax on Shareholders' Personal Assets
13 Consider Extension of Global Program For For Management
for Issuance of Negotiable
Non-Convertible Debt Securities of up
to USD 300 Million; Ratify Extension
of Additional Amount of USD 200
Million within Global Program as
Approved by General Meeting on Oct.
30, 2015
14 Consider Delegation of Powers to Board For For Management
to Implement Extension of Global
Program; Renew Delegation of Powers to
Board to Implement Extension and or
Reduction of Program Amount and to Set
Terms and Conditions
15 Authorize Registration of Proceedings For For Management
Relating to this General Meeting to
National Securities Commission and
Argentine Superintendency of
Corporations
--------------------------------------------------------------------------------
D.G. KHAN CEMENT CO.
Ticker: DGKC Security ID: Y2057X116
Meeting Date: OCT 28, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Cash Dividend For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4.1 Approve Loan to Nishat Hotels and For For Management
Properties Limited, Associate Company
4.2 Authorize Distribution of Annual For For Management
Audited Accounts in Soft Form
--------------------------------------------------------------------------------
D.G. KHAN CEMENT CO.
Ticker: DGKC Security ID: Y2057X116
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Hyundai Nishat For Against Management
Motor (Private) Limited, Associated
Company
--------------------------------------------------------------------------------
EAST AFRICAN BREWERIES LTD
Ticker: EABL Security ID: V3146X102
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Interim Dividend of KES 2.00 For For Management
Per Share ; Approve Final Dividend of
KES 5.50 Per Share
3.1 Reelect John O'Keeffe as Director For For Management
3.2 Reelect Alan Shonubi as Director For For Management
3.3 Reelect Carol Musyoka as Director For For Management
3.4.1 Elect Nehemiah Mchechu as Member of For For Management
Audit Committee
3.4.2 Elect Japheth Katto as Member of Audit For For Management
Committee
3.4.3 Elect Martin Oduor-Otieno as Member of For For Management
Audit Committee
3.4.4 Elect Paul Gallagher as Member of For For Management
Audit Committee
4 Approve Remuneration of Directors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Other Business For Against Management
--------------------------------------------------------------------------------
EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. EDENOR
Ticker: EDN Security ID: 29244A102
Meeting Date: SEP 20, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Elect One Director for Class B and C For Against Management
Shares
3 Granting of Authorizations to Carry For For Management
out Formalities and Filings Required
to Obtain Corresponding Registrations
--------------------------------------------------------------------------------
EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. EDENOR
Ticker: EDN Security ID: 29244A102
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Consider Discharge of Directors For For Management
5 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
6 Consider Remuneration of Directors For For Management
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
8 Elect 12 Principal and 12 Alternate For Against Management
Directors: Seven Principal and Seven
Alternate Directors for Class A
Shares, and Five Principal and Five
Alternate Directors for Class B and C
Shares
9 Elect Three Members of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) and Their Alternates;
Two Members and Their Alternates for
Class A Shares, and One Member and
Alternate for Class B and C Shares
10 Approve Remuneration of Auditors for For For Management
FY 2017
11 Appoint Auditors for FY 2018 and Fix For For Management
Their Remuneration
12 Consider Budget of Audit Committee and For For Management
Executive Committee for FY 2018
13 Approve Granting of Powers to Perform For For Management
Formalities and Necessary
Presentations to Obtain Corresponding
Registrations
--------------------------------------------------------------------------------
FAUJI CEMENT COMPANY LTD
Ticker: FCCL Security ID: Y2468V105
Meeting Date: OCT 30, 2017 Meeting Type: Annual
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve KPMG Taseer Hadi and Co.as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Cash Dividend For For Management
5 Amend Articles of Association For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
FAUJI FERTILIZER COMPANY LIMITED
Ticker: FFC Security ID: Y24695101
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve KPMG Taseer Hadi and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Dividend For For Management
5 Amend Articles of Association For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A.
Ticker: GGAL Security ID: 399909100
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Authorize Increase in Capital via For For Management
Issuance of 150 Million Class B Shares
without Preemptive Rights
3 Reduce Term for Exercise of Preemptive For For Management
Right and Right of Shareholders to
Increase Ownership by Subscribing to
New Shares up to Minimum Term of 10
Days
4 Authorize Public Offering in Argentina For For Management
and in Foreign Markets; Approve
Listing of Shares in Bolsas y Mercados
Argentinos SA (BYMA), National
Association of Securities Dealers
Automated Quotation (NASDAQ) and Other
Foreign Markets
5 Delegate Powers to Implement Capital For For Management
Increase, Resolve Additional Increase
of up to 15 Percent in Case of
Oversubscription, Extend Current ADR
Program, Implement Resolutions Adopted
by General Meeting, and Sub-Delegate
Powers to Directors and Managers
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A.
Ticker: GGAL Security ID: 399909100
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: NOV 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Special Balance Sheets and For Against Management
Special Consolidated Spin-Off and
Merger Balance Sheet as of Sep. 30,
2017
3 Consider Spin-Off and Merger of Banco For For Management
de Galicia y Buenos Aires Sociedad
Anonima and Grupo Financiero Galicia
SA; Approve Previous Spin-Off and
Merger Agreement Dated Nov. 9, 2017
4 Authorizations to Sign Definitive For For Management
Spin-off and Merger Agreement, File
Necessary Instruments and Take Steps
Before Respective Bodies to Obtain
Corresponding Registrations
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A.
Ticker: GGAL Security ID: 399909100
Meeting Date: APR 24, 2018 Meeting Type: Annual/Special
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Present Business Affairs of Subsidiary For For Management
Banco de Galicia y Buenos Aires SA;
Determine Grupo Financiero Galicia's
Position Regarding Banco Galicia's
Next AGM
3 Consider Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income, Increase For For Management
to Discretionary Reserve and Dividends
5 Approve Discharge of Directors and For For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora)
6 Approve Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
7 Approve Remuneration of Directors For For Management
8 Approve Advance Remuneration of For For Management
Directors up to the Amount Determined
by AGM
9 Elect Three Members of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) and Their Respective
Alternates for One-Year Term
10 Fix Number of and Elect Directors For For Management
11 Approve Remuneration of Auditors For For Management
12 Elect Principal and Alternate Auditors For For Management
13 Delegate Powers to Board to Set Terms For For Management
and Conditions of Global Program for
Issuance of Negotiable Non-Convertible
Obligations
--------------------------------------------------------------------------------
GRUPO SUPERVIELLE S.A.
Ticker: SUPV Security ID: 40054A108
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Authorize Increase in Capital via For For Management
Issuance of 145 Million Class B Shares
with Preemptive Rights
3 Reduce Term for Exercise of Preemptive For For Management
Right and Right of Shareholders to
Increase Ownership by Subscribing to
New Class B Shares up to Minimum Term
of 10 Days
4 Authorize Public Offering in Argentina For For Management
and Overseas; Approve Listing of
Shares on Bolsas y Mercados Argentinos
SA, Mercado Abierto Electronico SA,
NYSE and or Other Stock Exchanges
5 Delegate to Board to Implement Capital For For Management
Increase and Set Issuance Conditions,
Request Public Offer and Listing of
Shares, Enter into Agreements with
Financial Institutions to Place
Shares, Extend ADR Program and
Implement Resolutions on Items 2, 3
and 4
6 Authorize Execution of Procedures and For For Management
Necessary Filings to Obtain Approvals,
Administrative Conformities and
Registrations, in According to Adopted
Resolutions
--------------------------------------------------------------------------------
GRUPO SUPERVIELLE S.A.
Ticker: SUPV Security ID: 40054A108
Meeting Date: APR 24, 2018 Meeting Type: Annual/Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Discharge of Directors For For Management
4 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
5 Consider Remuneration of Directors For For Management
6 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
7 Fix Number of and Elect Directors and For For Management
Alternates
8 Elect Members of Internal Statutory For For Management
Auditors Committee (Comision
Fiscalizadora)
9 Consider Allocation of Income, For For Management
Increase of Discretionary Reserve and
Dividend Distribution
10 Approve Remuneration of Auditors For For Management
11 Elect Principal and Alternate Auditors For For Management
12 Approve Budget of Audit Committee For For Management
13 Amend Section G of Article 6 and For For Management
Article 16; Consolidate Bylaws
14 Approve Granting of Powers For For Management
--------------------------------------------------------------------------------
GUARANTY TRUST BANK PLC
Ticker: GUARANTY Security ID: V41619103
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of NGN 2.40 Per Share For For Management
3 Elect Victoria Osondu Adefala as For For Management
Independent Non-Executive Director
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Members of Audit Committee For Against Management
--------------------------------------------------------------------------------
GULF BANK KSC
Ticker: GBK Security ID: M5246Y104
Meeting Date: MAR 07, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2017
4 Approve Special Report on Violations For Did Not Vote Management
and Penalties
5 Approve Related Party Transactions For Did Not Vote Management
6 Approve Transfer of 10 Percent of For Did Not Vote Management
Profits to Legal Reserve of KWD
5,042,000
7 Approve Dividends of KWD 0.009 per For Did Not Vote Management
Share for FY 2017
8 Approve Remuneration of Directors of For Did Not Vote Management
KWD 135,000 for FY 2017
9 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
10 Authorize Issuance of For Did Not Vote Management
Bonds/Debentures/Sukuk and Authorize
Board to Set Terms of Issuance
11 Approve Directors' Loans For Did Not Vote Management
12 Approve Related Party Transactions for For Did Not Vote Management
FY 2017 and for FY 2018
13 Approve Discharge of Directors for FY For Did Not Vote Management
2017
14 Elect Directors (Bundled) For Did Not Vote Management
15 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
--------------------------------------------------------------------------------
HABIB BANK LTD.
Ticker: HBL Security ID: Y2974J109
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Against Management
2 Approve Remuneration of Chairman and For Against Management
Non-Executive Directors
3 Other Business For Against Management
--------------------------------------------------------------------------------
HALYK SAVINGS BANK OF KAZAKHSTAN JSC
Ticker: HSBK Security ID: 46627J302
Meeting Date: APR 20, 2018 Meeting Type: Annual/Special
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Agenda For For Management
2 Approve Financial Statement for Fiscal For For Management
2017
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Absorption of Kazkommertsbank For Against Management
JSC
5 Approve Shares Exchange Ratio Re: For Against Management
Absorption of Kazkommertsbank JSC
6 Approve Merger Draft Agreement Re: For Against Management
Absorption of Kazkommertsbank JSC
7 Approve Board of Directors' Report For For Management
8 Approve Information on Remuneration of For For Management
Management Board and Board of Directors
9 Approve Results of Shareholders For For Management
Appeals on Actions of Company and Its
Officials
1 Approve Meeting Agenda For For Management
2 Approve Term of Office and Size of For For Management
Vote Counting Commission
3 Approve Absorption of Kazkommertsbank For Against Management
JSC
4 Approve Shares Exchange Ratio Re: For Against Management
Absorption of Kazkommertsbank JSC
5 Approve Merger Agreement Re: For Against Management
Absorption of Kazkommertsbank JSC
--------------------------------------------------------------------------------
HOA PHAT GROUP JSC
Ticker: HPG Security ID: Y3231H100
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on 2017 Business For For Management
Performance and 2018 Business Plan
2 Approve Report of Board of Directors For For Management
3 Approve Report of Supervisory Board For For Management
4 Approve Audited 2017 Financial For For Management
Statements and Audited Consolidated
Financial Statements
5 Approve 2017 Reserve Appropriation and For For Management
Proposed 2018 Reserve Appropriation
6 Approve 2017 Dividends and Proposed For For Management
2018 Dividends
7 Amend Articles of Association and For For Management
Corporate Governance Policy
8 Amend Company's Business Lines and For For Management
Business Registration
9 Authorize Board of Directors to For Against Management
Appoint CEO
10 Approve 2018 Business Targets For For Management
11 Approve Project Report For For Management
12 Elect Supervisors For Against Management
13 Other Business For Against Management
--------------------------------------------------------------------------------
HOCHIMINH CITY INFRASTRUCTURE INVESTMENT JSC
Ticker: CII Security ID: Y32322102
Meeting Date: SEP 06, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares to Existing For For Management
Shareholders and Private Placement of
Shares
--------------------------------------------------------------------------------
HOCHIMINH CITY INFRASTRUCTURE INVESTMENT JSC
Ticker: CII Security ID: Y32322102
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Audited Financial For For Management
Statements, Board of Directors' 2017
Report, and Supervisory Board's 2017
Report
2 Approve Meeting Procedures For For Management
3 Approve Report on 2017 Activities and For For Management
2018 Plan
4 Approve 2017 Income Allocation and For For Management
Expected 2018 Income Allocation
5 Update Number of Shares Listed in Ho For For Management
Chi Minh Stock Exchange due to
Conversion of Convertible Bonds
6 Ratify Auditors for 2018 Financial Year For For Management
7 Approve Employee Stock Option Plan For Against Management
2018 (ESOP 2018) and Amend Time of
Issuance under ESOP 2016
8 Amend Articles of Association For For Management
9 Approve Conversion of Convertible Bonds For For Management
10 Approve Corporate Governance For For Management
Regulations
11 Change Location of Head Office For For Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
IRSA INVERSIONES Y REPRESENTACIONES S.A.
Ticker: IRSA Security ID: 450047204
Meeting Date: OCT 31, 2017 Meeting Type: Annual/Special
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Allocation of Income of ARS 3. For For Management
48 Billion; Consider Cash Dividends of
ARS 1.4 Billion
4 Consider Discharge of Directors For For Management
5 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
6 Consider Remuneration of Directors in For For Management
the Amount of ARS 30.85 Million
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) in the Amount of ARS
600,000
8 Elect Directors and Their Alternates For For Management
9 Elect Principal and Alternate Members For For Management
of Internal Statutory Auditors
Committee (Comision Fiscalizadora) for
One-Year Term
10 Approve Remuneration of Auditors in For For Management
the Amount of ARS 9.43 Million
11 Appoint Auditors for Next Fiscal Year For For Management
12 Approve Treatment of Provisions for For For Management
Tax on Shareholders' Personal Assets
13 Consider Creation of Global Program For For Management
for Issuance of Negotiable
Non-Convertible Debt Securities for up
to USD 350 Million
14 Consider Delegation of Powers to Board For For Management
to Set Terms and Conditions of Global
Program
15 Authorize Registration of Proceedings For For Management
Relating to this General Meeting to
National Securities Commission and
Argentine Superintendency of
Corporations
--------------------------------------------------------------------------------
ITISSALAT AL-MAGHRIB (MAROC TELECOM)
Ticker: IAM Security ID: V5721T117
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Vote Management
Discharge of Directors for FY 2017
2 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2017
3 Approve Report on Related Party For Did Not Vote Management
Transactions
4 Approve Allocation of Income and For Did Not Vote Management
Dividends of MAD 6.48 per Share for FY
2017
5 Elect Abdelouafi Laftit as Supervisory For Did Not Vote Management
Board Member
6 Authorize Share Repurchase Program For Did Not Vote Management
7 Authorize Filing of Required Documents For Did Not Vote Management
and Other Formalities
--------------------------------------------------------------------------------
JOINT STOCK COMMERCIAL BANK FOR FOREIGN TRADE OF VIETNAM (VIETCOMBANK)
Ticker: VCB Security ID: Y444A7106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors' 2017 For For Management
Report and 2018 Plan
2 Approve Board of Directors' Report for For For Management
Term from 2013 to 2018 and Plan for
Term from 2018 to 2023
3 Approve Management's Report on 2017 For For Management
Business Performance and 2018 Business
Plan
4 Approve Supervisory Board's 2017 For For Management
Report, Report for Term from 2013 to
2018 and Plan for Term from 2018 to
2023
5 Approve Election of Directors For Against Management
6 Approve Election of Supervisors For Against Management
7 Elect Directors and Supervisors For Against Management
8 Approve 2017 Income Allocation and For For Management
Appropriation to Reserves
9 Approve 2018 Remuneration of Directors For For Management
and Supervisors
10 Ratify Auditors for 2019 Financial Year For For Management
12 Amend Articles of Association, Rules For For Management
of Board of Directors and Supervisory
Board, and Corporate Governance
Regulations
13 Other Business For Against Management
--------------------------------------------------------------------------------
JOINT STOCK COMMERCIAL BANK FOR INVESTMENT & DEVELOPMENT OF VIETNAM
Ticker: BID Security ID: Y444EY103
Meeting Date: APR 21, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors' 2017 For For Management
Report and 2018 Plan
2 Approve Report on 2017 Business For For Management
Performance and 2018 Business Plan
3 Approve Supervisory Board's 2017 For For Management
Report and 2018 Plan
4 Approve 2017 Audited Financial For For Management
Statements, 2017 Appropriation to
Reserves, Income Allocation and
Dividend
5 Approve 2018 Remuneration of Directors For For Management
and Supervisors
6 Ratify Auditors for 2018 Financial For For Management
Year and
7 Approve Increase in Registered Capital For Against Management
8 Amend Articles of Association For For Management
9 Amend Regulations of Board of Directors For For Management
10 Amend Regulations of Supervisory Board For For Management
11 Approve Corporate Governance For For Management
Regulations
12 Authorize Board of Directors to For For Management
Approve Depositing or Withdrawing
Transactions Whose Worth is from or
above 20 Percent of the Bank's
Registered Capital
13 Other Business For Against Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: KMG Security ID: 48666V204
Meeting Date: OCT 19, 2017 Meeting Type: Special
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vote Counting Commission For For Management
2 Approve Early Termination of Powers of For For Management
Igor Goncharov as Director
3 Elect New Director For For Management
4 Approve Remuneration of Directors For Against Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: KMG Security ID: 48666V204
Meeting Date: JAN 22, 2018 Meeting Type: Special
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve methodology of Determination For For Management
of Share Repurchase Price
--------------------------------------------------------------------------------
KUWAIT FINANCE HOUSE KSC
Ticker: KFIN Security ID: M64176106
Meeting Date: MAR 19, 2018 Meeting Type: Annual
Record Date: MAR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
3 Approve Shariah Supervisory Board For Did Not Vote Management
Report for FY 2017
4 Approve Special Report on Penalties For Did Not Vote Management
for FY 2017
5 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2017
6 Approve Dividends of KWD 0.017 per For Did Not Vote Management
Share for FY 2017
7 Authorize Bonus Shares Issue For Did Not Vote Management
Representing 10 Percent of the Share
Capital
8 Approve Remuneration of Directors and For Did Not Vote Management
Committee Members Up to KWD 878,000
for FY 2017
9 Approve Related Party Transactions for For Did Not Vote Management
FY 2018
10 Authorize Issuance of Sukuk or Other For Did Not Vote Management
Shariah Compliant Instruments and
Authorize Board to Set Terms of
Issuance
11 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
12 Approve Discharge of Directors for FY For Did Not Vote Management
2017
13 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
14 Elect Shariah Supervisory Board For Did Not Vote Management
Members (Bundled) and Fix Their
Remuneration for FY 2018
15 Approve Share Option Plan For Did Not Vote Management
--------------------------------------------------------------------------------
KUWAIT FINANCE HOUSE KSC
Ticker: KFIN Security ID: M64176106
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: MAR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue Representing 10
Percent of Share Capital
2 Amend Article 8 of Memorandum of For Did Not Vote Management
Association and Article 7 of Bylaws to
Reflect Changes in Capital
--------------------------------------------------------------------------------
KUWAIT INTERNATIONAL BANK
Ticker: KIB Security ID: M6535C100
Meeting Date: MAR 24, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
3 Approve Shariah Supervisory Board For Did Not Vote Management
Report for FY 2017
4 Approve Special Report on Violations For Did Not Vote Management
and Penalties for FY 2017
5 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2017
6 Approve Dividends of KWD 0.010 per For Did Not Vote Management
Share
7 Approve Remuneration of Chairman and For Did Not Vote Management
Directors of KWD 325,000 and Special
Remuneration for Chairman of KWD
125,000 for FY 2017
8 Approve Monthly Remuneration of For Did Not Vote Management
Chairman for Duties during FY 2018
9 Authorize Bank to Conduct Agreements For Did Not Vote Management
with Related Parties Re: Funding
Operations for FY 2018
10 Approve Related Party Transactions For Did Not Vote Management
11 Approve Discharge of Directors for FY For Did Not Vote Management
2017
12 Authorize Share Repurchase Program Up For Did Not Vote Management
to 10 Percent of Issued Share Capital
13 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve
14 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Optional Reserve
15 Elect Sharia Supervisory Board Members For Did Not Vote Management
(Bundled) and Fix Their Remuneration
for FY 2018
16 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
--------------------------------------------------------------------------------
LAFARGEHOLCIM MAROC SA
Ticker: LHM Security ID: V2858D106
Meeting Date: SEP 05, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend of MAD 88.5 For Did Not Vote Management
Per Share
2 Authorize Filing of Required Documents For Did Not Vote Management
and Other Formalities
--------------------------------------------------------------------------------
LUCKY CEMENT LIMITED
Ticker: LUCK Security ID: Y53498104
Meeting Date: SEP 25, 2017 Meeting Type: Annual
Record Date: SEP 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Cash Dividend For For Management
4 Approve A.F. Ferguson and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Other Business For Against Management
--------------------------------------------------------------------------------
LUCKY CEMENT LIMITED
Ticker: LUCK Security ID: Y53498104
Meeting Date: NOV 28, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares in Kia For Against Management
Lucky Motors Pakistan Limited,
Associate Company
2 Approve Acquisition of Shares in Yunus For Against Management
Wind Power Limited, Associate Company
3 Approve Provision of Guarantee to For Against Management
Yunus Wind Power Limited, Associate
Company
4 Approve Loan Guarantee in Favor of For For Management
Lucky Holdings Limited, Associate
Company
5 Adopt New Articles of Association For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
MABANEE CO SAKC
Ticker: MABANEE Security ID: M6416M102
Meeting Date: MAR 26, 2018 Meeting Type: Annual/Special
Record Date: MAR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
3 Approve Corporate Governance, For Did Not Vote Management
Remuneration, and Audit Committee's
Reports for FY 2017
4 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2017
5 Approve Special Report on Penalties For Did Not Vote Management
and Violations for FY 2017
6 Approve Related Party Transactions For Did Not Vote Management
7 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Legal Reserve for FY 2017
8 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Optional Reserve for FY 2017
9 Approve Dividends of KWD 0.010 per For Did Not Vote Management
Share for FY 2017
10 Approve Stock Dividend Program Re: For Did Not Vote Management
5:100
11 Acknowledge Timetable for Dividends For Did Not Vote Management
and Bonus Share
12 Approve Remuneration of Directors Up For Did Not Vote Management
to KWD 200,000 for FY 2017
13 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
14 Approve Discharge of Directors for FY For Did Not Vote Management
2017
15 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue of KWD 4.68 Million of
KWD 0.10 per Share
2 Amend Article 6 of Memorandum of For Did Not Vote Management
Association and Article 5 of Bylaws to
Reflect Changes in Capital
--------------------------------------------------------------------------------
MARI PETROLEUM COMPANY LIMITED
Ticker: MARI Security ID: Y5841V106
Meeting Date: SEP 26, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Yousuf Adil as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
MASAN GROUP CORP.
Ticker: MSN Security ID: Y5825M106
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors' 2017 Report For For Management
2 Approve Supervisory Board's 2017 Report For For Management
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2018 Business Targets For For Management
5 Approve 2017 Income Allocation and For For Management
Dividend
6 Approve 2018 Interim Dividend For For Management
7 Approve KPMG Ltd. as Auditors for 2018 For For Management
Financial Year
8 Approve 2018 Remuneration of Directors For For Management
and Supervisors
9 Authorize Board Chairman to Serve as For Against Management
CEO
10 Dismiss Ho Hung Anh as Director For For Management
11 Approve Size of Board of Directors for For For Management
Term from 2014 to 2019
12 Approve Issuance of Shares under For Against Management
Employee Stock Option Plan (ESOP)
13 Amend Articles of Association For For Management
14 Approve Corporate Governance For For Management
Regulations
15 Approve Related-Party Transactions For Against Management
16 Authorize Board Chairman to Make For Against Management
Decisions and Execute Investment
Transactions
17 Authorize Board Chairman to Appoint, For For Management
Dismiss or Replace Company's
Representatives in Subsidiaries,
Affiliates and Other Companies to
Manage and Represent the Company's
Paid-in Capital or Shares
18 Approve Sale of Treasury Shares For For Management
19 Other Business For Against Management
--------------------------------------------------------------------------------
MCB BANK LIMITED
Ticker: MCB Security ID: Y61898105
Meeting Date: FEB 10, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
MCB BANK LIMITED
Ticker: MCB Security ID: Y61898105
Meeting Date: MAR 27, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve KPMG Taseer Hadi and Company For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Final Cash Dividend For For Management
4.1 Reelect Mohammad Mansha as Director For For Management
4.2 Reelect S. M. Muneer as Director For Against Management
4.3 Reelect Muhammad Tariq Rafi as Director For For Management
4.4 Reelect Shahzad Saleem as Director For Against Management
4.5 Reelect Umer Mansha as Director For Against Management
4.6 Reelect Iqraa Hassan Mansha as Director For For Management
4.7 Reelect Samir Iqbal Saigol as Director For For Management
4.8 Reelect Ahmad Alman Aslam as Director For For Management
4.9 Reelect Muhammad Ali Zeb as Director For For Management
4.10 Reelect Mohd Suhail Amar Suresh bin For For Management
Abdullah as Director
4.11 Reelect Irfan Ahmed Hashmi as Director For For Management
4.12 Reelect Nor Hizam Bin Hashim as For Against Management
Director
--------------------------------------------------------------------------------
MILLAT TRACTORS LIMITED
Ticker: MTL Security ID: Y6044N107
Meeting Date: OCT 27, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Approve Related Party Transactions for For For Management
Year Ended June 30, 2017
2 Authorize CEO to Approve Related Party For For Management
Transactions for Year Ending June 30,
2018
3 Amend Articles of Association For For Management
1 Other Business For Against Management
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS COMPANY KSC (ZAIN)
Ticker: ZAIN Security ID: M7034R101
Meeting Date: FEB 12, 2018 Meeting Type: Special
Record Date: FEB 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussing Board Decisions Regarding For Did Not Vote Management
Sale of Companies Shares
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS COMPANY KSC (ZAIN)
Ticker: ZAIN Security ID: M7034R101
Meeting Date: MAR 15, 2018 Meeting Type: Special
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 of Memorandum of For Did Not Vote Management
Association Re: Corporate Purpose
2 Amend Article 4 of Bylaws Re: For Did Not Vote Management
Corporate Purpose
3 Amend Article 15 of Bylaws Re: Board For Did Not Vote Management
Composition, Increase Size of Board,
Board Members' Election
4 Amend Article 16 of Bylaws Re: For Did Not Vote Management
Director Nominee Qualifications
5 Amend Article 17 of Bylaws Re: For Did Not Vote Management
Transactions with Competitors
6 Amend Article 18 of Bylaws Re: For Did Not Vote Management
Appointing Director
7 Amend Article 22 of Bylaws Re: Board For Did Not Vote Management
Meeting Requirements
8 Amend Article 25.1 of Bylaws Re: For Did Not Vote Management
Membership Requirements
9 Amend Article 27 of Bylaws Re: Board For Did Not Vote Management
Powers
10 Amend Article 30 of Bylaws Re: Board For Did Not Vote Management
Responsibilities
11 Amend Article 31 of Bylaws Re: General For Did Not Vote Management
Meeting Convening
12 Amend Article 34 of Bylaws Re: General For Did Not Vote Management
Assembly Quorum
13 Amend Article 37 of Bylaws Re: For Did Not Vote Management
Ordinary General Meeting Convening
14 Amend Article 39 of Bylaws Re: For Did Not Vote Management
Ordinary General Meeting Requirements
15 Amend Article 49.3 of Bylaws Re: For Did Not Vote Management
Allocation of Income
16 Amend Article 53 of Bylaws Re: Company For Did Not Vote Management
Termination
17 Amend Article 54 of Bylaws Re: Company For Did Not Vote Management
Liquidation
18 Amend Article 55 of Bylaws to Comply For Did Not Vote Management
with Companies Law
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS COMPANY KSC (ZAIN)
Ticker: ZAIN Security ID: M7034R101
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2017
2 Approve Corporate Governance Report For Did Not Vote Management
and Audit Report for FY 2017
3 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2017
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2017
5 Approve Special Report on Penalties For Did Not Vote Management
for FY 2017
6 Approve Dividends of KWD 0.035 per For Did Not Vote Management
Share
7 Approve Remuneration of Directors of For Did Not Vote Management
KWD 275,200 for FY 2017
8 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
9 Approve Related Party Transactions for For Did Not Vote Management
FY 2017
10 Approve Discharge of Directors for FY For Did Not Vote Management
2017
11 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2018
12 Elect Directors (Bundled) For Did Not Vote Management
--------------------------------------------------------------------------------
NATIONAL BANK OF KUWAIT
Ticker: NBK Security ID: M7103V108
Meeting Date: MAR 10, 2018 Meeting Type: Annual/Special
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2017
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2017
3 Approve Special Report on Penalties For For Management
for FY 2017
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2017
5 Approve Discontinuing the Deduction For For Management
from Profits to the Statutory Reserve
for FY 2017
6.a Approve Dividends of KWD 0.03 per For For Management
Share in Cash
6.b Authorize 5:100 Bonus Shares Issue For For Management
Representing 5 Percent of the Share
Capital
7 Authorize Share Repurchase Program of For For Management
Up to 10 Percent of Issued Share
Capital
8 Authorize Issuance of For Against Management
Bonds/Debentures/Sukuk and Authorize
Board to Set Terms of Issuance
9 Approve Related Party Transactions for For Against Management
FY 2018
10 Approve Directors' Loans for FY 2018 For Against Management
11 Approve Discharge of Directors and For For Management
Absence of Their Remuneration for FY
2017
12 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2018
1 Increase Authorized Capital Up to KWD For For Management
750 Million with or without Preemptive
Rights
2 Authorize Capitalization of Reserves For For Management
for Bonus Issue Up to KWD 621,331,989.
300
3 Amend Article 5 of Memorandum of For For Management
Association and Article 5 of Bylaws to
Reflect Changes in Capital
--------------------------------------------------------------------------------
NIGERIAN BREWERIES PLC
Ticker: NB Security ID: V6722M101
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend of NGN 4.13 Per Share For For Management
2.1 Reelect Samuel O. Bolarinde as Director For For Management
2.2 Reelect Franco M. Maggi as Director For For Management
2.3 Reelect Obadiah O. Mailafia as Director For For Management
2.4 Reelect Ndidi N. Nwuneli as Director For For Management
2.5 Ratify Appointment of Jordi Borrut Bel For For Management
as Director
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Elect Members of Audit Committee For Against Management
5 Approve Remuneration of Directors For For Management
6 Authorize Board to Purchase Goods and For For Management
Services from Related Parties
--------------------------------------------------------------------------------
NO VA LAND INVESTMENT GROUP CORPORATION
Ticker: NVL Security ID: Y6372L103
Meeting Date: AUG 07, 2017 Meeting Type: Special
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Issuance of For For Management
Convertible Preference Shares
2 Approve Amended Issuance of For For Management
Convertible Bonds
3 Approve Issuance of Shares to For Against Management
Qualified Employees under Employee
Stock Ownership Plan
4 Amend Articles of Association For For Management
5 Dismiss Bui Cao Nhat Quan as Director For For Management
and Elect Bui Xuan Huy as Director
6 Approve Issuance of Debt Instrument For For Management
--------------------------------------------------------------------------------
NO VA LAND INVESTMENT GROUP CORPORATION
Ticker: NVL Security ID: Y6372L103
Meeting Date: JAN 23, 2018 Meeting Type: Special
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Issuance Timing in Share For For Management
Issuance to Increase Charter Capital
Previously Approved by 2017 Annual
General Meeting
2 Amend Type of Share, Number of Shares For For Management
and Issuance Timing of Convertible
Preference Shares Issuance Plan
Previously Approved by 2017 Annual
General Meeting and Postal Ballot
3 Amend Issuance Timing and Value of For For Management
Convertible Bonds Issuance Previously
Approved by 2017 Annual General
Meeting and Postal Ballot
--------------------------------------------------------------------------------
NO VA LAND INVESTMENT GROUP CORPORATION
Ticker: NVL Security ID: Y6372L103
Meeting Date: FEB 27, 2018 Meeting Type: Special
Record Date: FEB 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Listing Abroad For Did Not Vote Management
2 Approve Private Placement of Ordinary For Did Not Vote Management
Shares
3 Amend Issuance Method of Convertible For Did Not Vote Management
Bond Issuance Approved in 2017 Annual
General Meeting
4 Change Number of Legal Representatives For Did Not Vote Management
5 Amend Articles of Association For Did Not Vote Management
--------------------------------------------------------------------------------
NO VA LAND INVESTMENT GROUP CORPORATION
Ticker: NVL Security ID: Y6372L103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of Board of For For Management
Directors including Report of
Independent Directors
2 Approve Report on 2017 Business For For Management
Performance
3 Approve 2017 Audited Financial For For Management
Statements and 2017 Audited
Consolidated Financial Statements
4 Ratify Auditors for 2018 Financial Year For For Management
5 Approve 2017 Income Allocation For For Management
6 Approve 2018 Business Plan For For Management
7 Approve Issuance of Ordinary Shares in For For Management
Conversion of 2015 Convertible
Preference Dividend Shares
8 Approve 2017 Remuneration of Directors For For Management
and Supervisors, and Proposed 2018
Remuneration of Directors and
Supervisors
9 Dismiss Phan Thanh Huy as Director For For Management
10 Amend Corporate Governance Regulations For For Management
11 Approve Issuance of Shares under For Against Management
Employee Share Options Plan
12 Elect Independent Director For Against Management
13 Other Business For Against Management
--------------------------------------------------------------------------------
OIL & GAS DEVELOPMENT COMPANY LIMITED
Ticker: OGDC Security ID: Y6448X107
Meeting Date: OCT 24, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve Auditors and Authorize Board For Against Management
to Fix Their Remuneration
5.1 Elect Muhammad Jalal Sikander Sultan None None Management
as Director
5.2 Elect Aurangzeb Haque as Director None None Management
5.3 Elect Zahid Muzaffar as Director None None Management
5.4 Elect Abid Saeed as Director None None Management
5.5 Elect Athar Hussain Khan Sial as None None Management
Director
5.6 Elect Iskander Mohammed Khan as None None Management
Director
5.7 Elect Hamid Farooq as Director None None Management
5.8 Elect Zafar Masud as Director None None Management
5.9 Elect Rahmat Salam Khattak as Director None None Management
5.10 Elect Ahmed Omar Ahmedzai as Director None None Management
5.11 Elect Sohail Ahmed Khan as Director None None Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
OMINVEST SAOG
Ticker: OMVS Security ID: M7525G101
Meeting Date: MAR 27, 2018 Meeting Type: Annual/Special
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Unsecured For For Management
Perpetual Subordinated Bonds up to OMR
75 Million
2 Authorize Board to Execute Item 1 Above For For Management
3 Appoint Muscat Clearing and Depository For For Management
Company SAOC as Agent
1 Approve Board Report on Company For For Management
Operations for FY 2017
2 Approve Board Evaluation Report for FY For For Management
2017
3 Approve Corporate Governance Report For For Management
for FY 2017
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2017
5 Approve Dividend of OMR 0.015 Per Share For For Management
6 Approve Stock Dividend Program Re: For For Management
10:100
7 Approve Sitting Fees of Board and For For Management
Committee Members for FY 2017 and 2018
8 Approve Remuneration of Directors of For For Management
OMR 154,500 for FY 2017
9 Approve Related Party Transactions for For Against Management
FY 2017
10 Approve Related Party Transactions for For Against Management
FY 2018
11 Approve Charitable Donations for FY For For Management
2017
12 Approve Charitable Donations of OMR For For Management
100,000 for FY 2018
13 Elect Director to Fill Vacancy For Against Management
14 Ratify Auditors and Fix Their For For Management
Remuneration
15 Approve Framework for Measurement of For For Management
Performance of the Board of Directors
16 Appoint Firm to Evaluate Performance For For Management
of Directors and Fix the Firm's Fees
for FY 2018
--------------------------------------------------------------------------------
PACKAGES LIMITED
Ticker: PKGS Security ID: Y6644S100
Meeting Date: AUG 28, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Acquisition of Shares in For For Management
Bulleh Shah Packaging (Private)
Limited, Unlisted Joint Venture Company
--------------------------------------------------------------------------------
PAKISTAN OILFIELDS LIMITED
Ticker: POL Security ID: Y66717102
Meeting Date: OCT 19, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Cash Dividend For For Management
3 Approve A.F. Ferguson and Co. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
PAKISTAN PETROLEUM LTD.
Ticker: PPL Security ID: Y6611E100
Meeting Date: SEP 16, 2017 Meeting Type: Special
Record Date: SEP 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2.1 Elect Abdul Sami Kehar as Director For Against Management
2.2 Elect Abid Saeed as Director For Against Management
2.3 Elect Agha Jan Akhtar as Director For Against Management
2.4 Elect Faisal Bengali as Director For Against Management
2.5 Elect Hassan Nasir Jamy as Director For Against Management
2.6 Elect Ibne Hasan as Director For Against Management
2.7 Elect Mohammad Jalal Sikandar Sultan For Against Management
as Director
2.8 Elect Muhammad Sajid Farooqi as For Against Management
Director
2.9 Elect Nadeem Mumtaz Qureshi as Director For Against Management
2.10 Elect Saeed Ullah Shah as Director For Against Management
2.11 Elect Sabino Sikandar Jalal as Director For Against Management
2.12 Elect Salman Akhtar as Director For Against Management
2.13 Elect Yasir Ahmed Awan as Director For Against Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
PAKISTAN PETROLEUM LTD.
Ticker: PPL Security ID: Y6611E100
Meeting Date: OCT 27, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve A.F. Ferguson & Co. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PAKISTAN STATE OIL (PSO)
Ticker: PSO Security ID: Y66744106
Meeting Date: OCT 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Ernst and Young Ford Rhodes For Against Management
Sidat Hyder and A.F. Ferguson and Co
as Joint Auditors
4 Approve Final Cash Dividend For For Management
5 Approve Bonus Issue For For Management
6 Authorize Distribution of Annual For For Management
Audited Accounts and Meeting Notices
in Soft Form
7 Other Business For Against Management
--------------------------------------------------------------------------------
PAMPA ENERGIA S.A.
Ticker: PAMP Security ID: 697660207
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and None For Management
Statutory Reports
3 Consider Allocation of Income For For Management
4 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) and Their Remuneration
in the Amount of ARS 1.62 Million
5 Consider Discharge of Directors and None For Management
Fix their Remuneration in the Amount
of ARS 328.92 Million
6 Consider Remuneration of Auditor for For For Management
FY 2017 in the Amount of ARS 31.72
Million
7 Elect Directors and Their Alternates; For For Management
Elect Chairman and Vice-Chairman of
Company; Elect One Alternate Member of
Audit Committee
8 Elect German Wetzler Malbran, Jose For For Management
Daniel Abelovich and Damian Burgio as
Internal Statutory Auditors and Elect
Martin Fernandez Dussaut and Tomas
Arnaude as their Alternates
9 Appoint Price Waterhouse & Co SRL as For For Management
Auditor for FY 2018
10 Consider Remuneration of Auditor and For For Management
Alternate for FY 2018
11 Consider Budget for Audit Committee in For For Management
the Amount of ARS 450,000
12 Approve Absorption of Bodega Loma la For For Management
Lata SA, Central Termica Guemes SA,
Central Termica Loma de la Lata SA,
Eg3 Red SA, Inversora Nihuiles SA,
Inversora Diamante SA, Inversora
Piedra Buena SA, Pampa Participaciones
II SA and Petrolera Pampa SA by Company
13 Consider Company's Merger Special For For Management
Statement and Consolidated Statement
as of Sep. 30, 2017; Treatment of
Preliminary Absorption Agreement Dated
Dec. 21, 2017
14 Consider Increase in Share Capital via For For Management
Issuance of 144.32 Million Shares
15 Consider Authorize Marcos Marcelo For For Management
Mindlin, Gustavo Mariani, Damian
Miguel Mindlin and or Ricardo
Alejandro Torres to Sign Definitive
Absorption Agreement
16 Amend and Consolidate Articles For For Management
17 Approve Granting of Authorizations to For For Management
Perform Formalities and Necessary
Presentations to Obtain Corresponding
Registrations
--------------------------------------------------------------------------------
PETROVIETNAM GAS CORP.
Ticker: GAS Security ID: Y6383G101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Corporate Governance Regulations
2 Amend Rules of Supervisory Board For Against Management
3 Approve Report on 2017 Business For For Management
Performance
4 Approve 2017 Audited Financial For For Management
Statements
5 Approve 2017 Income Allocation, 2018 For For Management
Business Plan and Expected 2018 Income
Allocation
6 Approve Board of Directors' 2017 For For Management
Report and 2018 Plan
7 Approve Supervisory Board's 2017 For For Management
Report and 2018 Plan
8 Ratify Auditors for 2018 Financial Year For For Management
9 Approve Report on Payment of 2017 For Against Management
Remuneration of Directors and
Supervisors, and Proposed 2018
Remuneration of Directors and
Supervisors
10 Other Business For Against Management
--------------------------------------------------------------------------------
PETROVIETNAM TECHNICAL SERVICES CORP.
Ticker: PVS Security ID: Y6807J103
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports of Board of Directors, For For Management
Management and Supervisory Board
2 Approve 2018 Business Plan and Targets For For Management
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve Allocation of 2017 Income and For For Management
2018 Financial Plan
5 Approve Deloitte Vietnam Ltd. as For For Management
Auditors for 2018 Financial Year
6 Approve 2018 Remuneration of Directors For For Management
and Supervisors
7 Approve Updated Articles of For Against Management
Association and Corporate Governance
Regulations
8 Approve Election Result For For Management
9 Approve Additional Business Lines For For Management
10 Elect Directors and Supervisors For Against Management
11 Other Business For Against Management
--------------------------------------------------------------------------------
QURAIN PETROCHEMICAL INDUSTRIES CO KSC
Ticker: ALQURAIN Security ID: M8180L104
Meeting Date: JUL 12, 2017 Meeting Type: Special
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 of Memorandum of For Did Not Vote Management
Association and Article 4 of Bylaws
Re: Corporate Purpose
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: AUG 09, 2017 Meeting Type: Special
Record Date: JUL 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws None Against Shareholder
2 Delegate Powers to Board Chairman to None Against Shareholder
Sign Amended Bylaws
3 Approve Addendum to Association For For Management
Agreement with Schlumberger
4 Approve Transaction Agreement Related For For Management
to Amendments to Association Agreement
with Schlumberger
5 Approve Record Date for Effectiveness For For Management
of This Meeting's Resolutions
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: SEP 07, 2017 Meeting Type: Special
Record Date: AUG 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stan Bogdan-Nicolae as Director None For Management
1.2 Elect Chirila Alexandru as Director None For Management
1.3 Elect Gheorghe Gheorghe - Gabriel as None For Management
Director
1.4 Elect Virgil Marius Metea as Director None For Management
1.5 Elect Jansen Petrus Antonius Maria as None For Shareholder
Director
1.6 Elect Buzatu Florin Danut as Director None For Shareholder
1.7 Elect Baciu Sorana-Rodica as Director None For Shareholder
1.8 Elect Bulimar Laurentiu as Director None Against Shareholder
1.9 Elect Ciobanu Romeo Cristian as None Against Shareholder
Director
1.10 Elect Grigorescu Remus as Director None Against Shareholder
1.11 Elect Nistoran Dorin Liviu as Director None Against Shareholder
1.12 Elect Cermonea Ioan Daniel as Director None Against Shareholder
2 Fix Duration of Mandate of Elected None For Shareholder
Directors
3 Approve Contract of Mandate for None For Shareholder
Directors
4 Approve Remuneration of Directors None For Shareholder
5 Extend Term of Interim Directors by up For For Management
to Two Months
6 Elect Sorana Baciu as Director For For Management
7 Approve Fixed Remuneration of Directors For For Management
8 Amend Annex to Contract of Mandate for For For Management
Interim Directors
9 Approve Contract of Mandate for For For Management
Director Elected Pursuant to Item 6
10 Empower Representative of Romanian For For Management
Ministry of Energy to Sign Annex to
Contracts with Interim Directors
11 Empower Representative of Romanian For For Management
Ministry of Energy to Sign Annex to
Contracts with Elected Director
Pursuant to Item 2
12 Approve Meeting's Record Date For For Management
13 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: SEP 19, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Empower State Representative to Sign None For Shareholder
Contract of Mandate with Directors
Elected at Sept. 7, 2017, EGM
2 Approve Activity Report for S1 2017 For For Management
3 Approve Meeting's Record Date For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: OCT 20, 2017 Meeting Type: Special
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Special None Against Shareholder
Dividend of RON 1.94 per Share from
Reserves
2 Approve Dividends' Payment Date None Against Shareholder
3 Approve Terms of Special Dividend None Against Shareholder
Distribution
4 Approve Meeting's Record Date For For Management
5 Approve Meeting's Ex-Date For For Management
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase of SC AGRI For For Management
LNG Project Company
2 Amend Bylaws of SC AGRI LNG Project For For Management
Company
3 Approved Updated Consolidated Set of For For Management
Bylaws of SC AGRI LNG Project Company
4 Empower Executives to Complete For For Management
Formalities Pursuant to Items Above
5 Approve Meeting's Record Date For For Management
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Activity Report for Q1-Q3 2017 For For Management
2 Approve Procurement of Legal For For Management
Consulting, Assistance, and
Representation Services
3 Empower Board to Coordinate For For Management
Procurement of Legal Consulting,
Assistance, and Representation Services
4 Initiate Selection Procedure for None For Shareholder
Directors in Accordance with GEO
109/2011
5.1 Elect Dorin-Liviu Nistoran as Interim None Against Management
Director
5.2 Elect Sorana-Rodica Baciu as Interim None For Management
Director
5.3 Elect Romeo-Cristian Ciobanu as None Against Management
Interim Director
5.4 Elect Remus Grigorescu as Interim None Against Management
Director
5.5 Elect Daniel-Ioan Cermonea as Interim None Against Management
Director
5.6 Elect Adrian Constantin Volintiru as None Against Management
Interim Director
5.7 Elect Daniel-Florin Anghel as Interim None Against Management
Director
6 Approve Term of Mandate for Interim None For Shareholder
Directors
7 Approve Draft Contract of Mandate with None For Shareholder
Interim Directors
8 Approve Remuneration for Interim None For Shareholder
Directors
9 Empower Representative of the Romanian None For Shareholder
Ministry of Energy to Sign Extended
Contracts with Interim Directors
10 Approve Meeting's Record Date For For Management
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: MAR 07, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Take Note of Address of Romanian Court For For Management
of Accounts
2 Recalculate Remuneration of Directors For For Management
3 Empower State Representative to Sign For For Management
Amended Contracts with Directors
4 Approve Meeting's Record Date For For Management
5 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: MAR 07, 2018 Meeting Type: Special
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Addendum to Service Agreement For For Management
with AMROMCO ENERGY SRL
2 Approve Acquisition of Stake in For For Management
Offshore Block EX-30 Trident from
Pantlantic
3 Approve Meeting's Record Date For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provisionary Budget for Fiscal For For Management
Year 2018
2 Approve Meeting's Record Date For For Management
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: APR 17, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws of Depogaz Ploiesti SRL For For Management
2 Empower Chairman to Sign Amended For For Management
Bylaws of Depogaz Ploiesti SRL
3 Approve Meeting's Record Date For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
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ROMGAZ SA
Ticker: SNG Security ID: X8T90R107
Meeting Date: APR 17, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategic Objectives For For Management
2 Approve Board Profile and its Members' None For Shareholder
Candidate Profile
3 Approve Meeting's Record Date For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
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S.N.T.G.N. TRANSGAZ S.A.
Ticker: TGN Security ID: X7936L101
Meeting Date: JUL 06, 2017 Meeting Type: Special
Record Date: JUN 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Amend Article 15 of Bylaws Re: General For For Management
Meetings' Powers
1.2 Amend Article 20 of Bylaws Re: Board For For Management
Powers
2 Approve Record Date for Effectiveness For For Management
of This Meeting's Resolutions
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
S.N.T.G.N. TRANSGAZ S.A.
Ticker: TGN Security ID: X7936L101
Meeting Date: AUG 10, 2017 Meeting Type: Special
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Procurement of Legal For For Management
Consulting, Assistance, and
Representation Services
2 Approve Procurement of Legal None Against Shareholder
Consulting, Assistance, and
Representation Services
3.1 Amend Article 15.3 of Bylaws Re: None Against Shareholder
General Meeting Powers
3.2 Amend Article 15.3 of Bylaws Re: None Against Shareholder
General Meeting Powers
3.3 Amend Article 15.3 of Bylaws Re: None Against Shareholder
General Meeting Powers
3.4 Amend Article 18.1 of Bylaws Re: None Against Shareholder
General Meeting Powers
3.5 Amend Article 19.2.3 of Bylaws Re: None Against Shareholder
Organization
4 Delegate Powers to General Director to None Against Shareholder
Sign Amended Bylaws
5 Approve Record Date for Effectiveness For For Management
of This Meeting's Resolutions
6 Authorize Filing of Required For For Management
Documents/Other Formalities
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S.N.T.G.N. TRANSGAZ S.A.
Ticker: TGN Security ID: X7936L101
Meeting Date: SEP 18, 2017 Meeting Type: Special
Record Date: SEP 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board's Report for S1 2017 For For Management
2 Approve Information Re: Procurement of For For Management
Products, Services, and Works in Q2
2017
3 Approve Meeting's Record Date For For Management
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
S.N.T.G.N. TRANSGAZ S.A.
Ticker: TGN Security ID: X7936L101
Meeting Date: OCT 23, 2017 Meeting Type: Special
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Special None Against Shareholder
Dividends from Other Reserves and
Retained Earnings
2 Approve Special Dividend of RON 14.52 None Against Shareholder
per Share
3 Extend Term of Interim Directors None For Shareholder
4 Amend Contracts of Mandate with None For Shareholder
Interim Directors
5 Empower Representatives to Sign None For Shareholder
Extended Contracts with Interim
Directors
6 Approve Board Profile None Against Shareholder
7 Approve Profile for Selection of Two None Against Shareholder
New Directors
8 Approve Meeting's Record Date For For Management
9 Approve Meeting's Ex-Date For For Management
10 Approve Dividends' Payment Date For Against Management
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAFARICOM LIMITED
Ticker: SCOM Security ID: V74587102
Meeting Date: SEP 15, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of KES 0.97 Per For For Management
Share
3.1 Reelect Susan Mudhune as Director For For Management
3.2 Reelect Bitange Ndemo as Director For For Management
4.1 Elect Susan Mudhune as Member of Audit For For Management
Committee
4.2 Elect Esther Koimett as Member of For For Management
Audit Committee
4.3 Elect John Otty as Member of Audit For For Management
Committee
4.4 Elect Bitange Ndemo as Member of Audit For For Management
Committee
5 Approve Remuneration of Directors For For Management
6 Ratify Pricewaterhousecoopers as For For Management
Auditors and Fix Their Remuneration
7 Other Business For Against Management
8 Change Company Name For For Management
9.1 Amend Article 1 of Bylaws Re: For For Management
Definition of VKL
9.2 Amend Article 89 (a) of Bylaws Re: For For Management
Board Size and Compostion
9.3 Amend Article 102 of Bylaws Re: Quorum For For Management
Requirements for Board Meetings
9.4 Amend Article 103 of Bylaws Re: For For Management
Directors' Appointments
9.5 Amend Article 108 of Bylaws Re: Board For For Management
Members Appointed by VKL
9.6 Amend Article 119 of Bylaws Re: Remove For For Management
all References to Deputy Chairman,
Election of Chairman
--------------------------------------------------------------------------------
SAIGON BEER ALCOHOL BEVERAGE CORP.
Ticker: SAB Security ID: Y7397K112
Meeting Date: AUG 08, 2017 Meeting Type: Special
Record Date: JUL 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of 2017 Income For For Management
2 Approve Proposed 2017 Remuneration of For For Management
Directors and Supervisors
3 Amend Articles of Association For Against Management
4 Amend Internal Governance Policy For Against Management
5 Dismiss Le Hong Xanh as Director For For Management
6 Dismiss Dong Viet Trung as Supervisor For For Management
7 Elect Director For Against Management
8 Elect Ly Minh Hoang as Supervisor For For Management
9 Other Business For Against Management
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SAIGON BEER ALCOHOL BEVERAGE CORP.
Ticker: SAB Security ID: Y7397K112
Meeting Date: APR 23, 2018 Meeting Type: Special
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors for 2018 Financial Year For For Management
2 Dismiss Vo Thanh Ha as Director For For Management
3 Approve Election of Directors For For Management
4.1 Elect Koh Poh Tiong as Director For For Management
4.2 Elect Tan Tian Hing Malcom as Director For For Management
4.3 Elect Sunyaluck Chaikajornwat as For For Management
Director
4.4 Elect Director 4 For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
SAIGON SECURITIES INC.
Ticker: SSI Security ID: Y7398S106
Meeting Date: JAN 11, 2018 Meeting Type: Special
Record Date: DEC 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Covered Warrants For For Management
2 Approve Issuance of Convertible Bonds For For Management
--------------------------------------------------------------------------------
SAIGON SECURITIES INC.
Ticker: SSI Security ID: Y7398S106
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Audited Financial For For Management
Statements, Report on 2017 Business
Performance and 2018 Business Plan
2 Approve 2017 Income Allocation For For Management
3 Ratify Auditors for 2018 Financial Year For For Management
4 Approve 2018 Remuneration of Directors For For Management
and Supervisors
5 Authorize Board Chairman to Serve as For Against Management
CEO
6 Change Company Name For For Management
7 Approve Corporate Governance For For Management
Regulations
8 Amend Articles of Association For For Management
9 Dismiss Ho Thi Huong Tra as Supervisor For Against Management
and Approve Election of Additional
Supervisor
10 Elect Le Cam Binh as Supervisor For For Management
11 Approve Employee Stock Ownership Plan For Against Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
SAIGON THUONG TIN COMMERCIAL JOINT STOCK BANK (SACOMBANK)
Ticker: STB Security ID: Y7398P102
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: OCT 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Allocation of Profit to Award For Against Management
Employees
3 Amend Rules of Procedures for the For For Management
Board of Directors
4 Amend Rules of Procedures for the For For Management
Board of Supervisors
5 Approve Delisting in Ho Chi Minh Stock For For Management
Exchange to List in Hanoi Stock
Exchange
6 Approve Draft Resolution of the Meeting For For Management
--------------------------------------------------------------------------------
SAIGON THUONG TIN COMMERCIAL JOINT STOCK BANK (SACOMBANK)
Ticker: STB Security ID: Y7398P102
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: FEB 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors' 2017 For For Management
Report and 2018 Plan
2 Approve Management's 2017 Report and For For Management
2018 Business Plan
3 Approve Supervisory Board's 2017 For For Management
Report and 2018 Plan
4 Dismiss Kieu Huu Dung as Director For For Management
5 Approve Change in Composition of Board For For Management
of Directors and Supervisory Board
6 Approve Size of Board of Directors and For For Management
Election of Additional Directors
7 Approve Nominees For Election of For For Management
Additional Directors
8 Approve Result of Election of For For Management
Additional Directors
9 Approve 2017 Audited Standalone For For Management
Financial Statements and 2017 Audited
Consolidated Financial Statements
10 Approve 2017 Income Allocation For For Management
11 Approve Expected 2018 Income Allocation For For Management
12 Approve Use of Owners Equity for 2018 For For Management
Investments
13 Approve Award to Employees For For Management
14 Approve 2018 Remuneration of Directors For For Management
and Supervisors
15 Amend Articles of Association For For Management
16 Elect Directors For Against Management
17 Other Business For Against Management
--------------------------------------------------------------------------------
SOCIETATEA ENERGETICA ELECTRICA SA
Ticker: EL Security ID: X8067D108
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Contract of Mandate for For For Management
Directors
3 Empower State Representative to Sign For For Management
Contracts with Directors
4 Approve General Limits for For For Management
Remuneration of Executives
5 Approve Remuneration of Directors Against Against Shareholder
(Alternative to Item 1)
6 Approve Meeting's Record Date For For Management
7 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOCIETATEA ENERGETICA ELECTRICA SA
Ticker: EL Security ID: X8067D108
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements for For For Management
Fiscal Year 2017
2 Approve Consolidated Financial For For Management
Statements for Fiscal Year 2017
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Directors For For Management
5 Approve Provisionary Standalone Budget For For Management
for Fiscal Year 2018
6 Approve Provisionary Budget for Fiscal For For Management
Year 2018
7 Ratify Auditor For For Management
8i Reelect Cristian Busu as Director For Against Management
8ii Reelect Elena Doina Dascalu as Director For Against Management
8iii Reelect Bogdan Iliescu as Director For For Management
8iv Reelect Gicu Iorga as Director For Against Management
8v Reelect Arielle Malard de Rothschild For For Management
as Director
8vi Reelect Pedro Mielgo Alvarez as For For Management
Director
8vii Reelect Willem Schoeber as Director For For Management
8viii Elect Alexandru Botez as Director None Against Shareholder
(Candidacy Submitted by Himself)
8ix Elect Marius Leonard Gherghina None Against Shareholder
Director (Candidacy Submitted by
Certinvest Pensii SAFPF SA)
8x Elect Valentin Radu as Director None Against Shareholder
(Candidacy Submitted by the Romanian
Ministry of Energy and Tudor Cirstea)
8xi Elect Ramona Ungur as Director None Against Shareholder
(Candidacy Submitted by the Romanian
Ministry of Energy and Tudor Cirstea)
9 Fix Duration of Mandate of Elected None For Shareholder
Directors
10 Empower State Representative to Sign None For Shareholder
Contracts with Elected Directors
11 Approve Meeting's Record Date For For Management
12 Approve Meeting's Ex-Date For For Management
13 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOCIETATEA ENERGETICA ELECTRICA SA
Ticker: EL Security ID: X8067D108
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Opening of New Worksite in For For Management
Bucharest
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SUI NORTHERN GAS PIPELINES LTD.
Ticker: SNGP Security ID: Y8184G108
Meeting Date: DEC 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Cash Dividend For For Management
4 Approve Auditors and Authorize Board For Against Management
to Fix Their Remuneration
5 Other Business For Against Management
--------------------------------------------------------------------------------
TAQA MOROCCO SA
Ticker: TQM Security ID: V4964A109
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2017
2 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2017
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of MAD 40 Per Share for FY
2017
4 Approve Discharge of Management and For Did Not Vote Management
Supervisory Board Members and Auditors
for FY 2017
5 Approve Report on Related Party For Did Not Vote Management
Transactions
6 Ratify Ernst & Young as Auditors For Did Not Vote Management
7 Authorize Filing of Required Documents For Did Not Vote Management
and Other Formalities
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: AUG 31, 2017 Meeting Type: Special
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Merger by Absorption of For For Management
Cablevision SA; Consider Merger
Financial Statements as of March 31,
2017 and Other Reports; Consider
Preliminary Merger Agreement; Consider
Exchange Share Ratio; Approve
Subscription of Final Merger Agreement
3 Amend Articles 1, 4, 5, 7, 8, 10, 10 For Against Management
Bis, 11, 13 and 14
4 Authorize Increase in Capital via For For Management
Issuance of 1.18 Billion Shares
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Cash Dividends Charged to For For Management
Reserve for Future Cash Dividends
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: DEC 28, 2017 Meeting Type: Special
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Issuance of Negotiable For For Management
Non-Convertible Bonds for up to USD 3
Billion within Global Program
3 Authorize Board to Set Terms and For For Management
Conditions of Global Program
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TEO Security ID: 879273209
Meeting Date: JAN 31, 2018 Meeting Type: Special
Record Date: JAN 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Elect Directors and Their Alternates None Against Management
for a Three-Year Term
3 Consider Discharge of Directors and None For Management
Alternates
4 Consider Total or Partial Reversal of For For Management
Reserve for Future Cash Dividends and
Distribution of Unreversed Funds as
Cash Dividends
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports Including English
Version
3 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 5.64
Billion Based on Financial Statements
of Telecom Argentina SA
4 Consider Allocation of Income of For For Management
Telecom Argentina SA in the Amount of
ARS 2 Billion
5 Consider Financial Statements and For For Management
Statutory Reports of Cablevision SA
(Absorbed Company)
6 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 4.50
Billion Based on Financial Statements
of Cablevision
7 Consider Allocation of Income of For For Management
Cablevision in the Amount of ARS 1.31
Billion
8 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 212.9
Million Based on Financial Statements
of Sofora Telecomunicaciones SA
(Absorbed Company)
9 Consider Discharge of Directors and None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Telecom
Argentina SA
10 Consider Discharge of Directors and None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Nortel
Inversora SA (Absorbed Company),
Sofora and Telecom Personal SA
(Absorbed Company)
11 Consider Remuneration of Directors of For For Management
Telecom Argentina in the Amount of ARS
101.2 Million for FY 2017
12 Authorize Advance Remuneration to For For Management
Directors of Telecom Argentina for FY
2018
13 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) of Telecom Argentina SA
in the Amount of ARS 8.85 Million for
FY 2017; Authorize their Advance
Remuneration for FY 2018
14 Consider Remuneration of Directors of For For Management
Nortel (ARS 5.6 Million), Telecom
Personal (ARS 5 Million) and Sofora
(ARS 5 Million)
15 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) of Nortel (ARS 1.25
Million), Telecom Personal (ARS 2.75
Million) and Sofora (ARS 1.45 Million)
16 Elect Five Principal Members of None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Telecom
Argentina
17 Fix Number of and Elect Alternate None For Management
Members of Internal Statutory Auditors
Committee (Comision Fiscalizadora) of
Telecom Argentina
18 Approve Remuneration of Auditors of For For Management
Telecom Argentina in the Amount of ARS
15.84 Million for FY 2017
19 Approve Remuneration of Auditors of For For Management
Nortel (ARS 140,000) and Telecom
Personal (ARS 6.12 Million) for FY 2017
20 Approve Price Waterhouse & Co SRL as For For Management
Auditors of Telecom Argentina for FY
2018 and Fix Their Remuneration
21 Consider Budget for Audit Committee of For For Management
Telecom Argentina in the Amount of ARS
4 Million for FY 2018
--------------------------------------------------------------------------------
THANH THANH CONG TAY NINH JSC
Ticker: SBT Security ID: Y09690101
Meeting Date: NOV 20, 2017 Meeting Type: Annual
Record Date: NOV 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Managers' Report on Business For For Management
Performance
2 Approve Directors' Report For For Management
3 Approve Supervisors' Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Stock Dividend For For Management
7 Approve Business Targets and Expected For For Management
Allocation of Income for Period from
2017 until 2018
8 Approve Transactions with Related For Against Management
Parties
9 Ratify Auditors for 2018 Fiscal Year For For Management
10 Approve Change of Company Name For For Management
11 Amend Company's Governance Structure For For Management
12 Dismiss Supervisors For For Management
13 Establish Internal Board of Auditors For For Management
14 Approve Draft of Amendments on For For Management
Governance Structures
15 Amend Business Lines For For Management
16 Amend Articles of Association For For Management
17 Approve Increase in Size of Board and For Against Management
Election of Additional Director
18 Approve Remuneration of Directors and For For Management
Supervisors for Financial Period from
2017 until 2018
19 Authorize Share Repurchase Program For Against Management
20 Approve Waiver of Public Tender Offer For Against Management
to Thanh Thanh Cong Investment JSC
21 Other Business For Against Management
--------------------------------------------------------------------------------
THE HUB POWER COMPANY LTD
Ticker: HUBC Security ID: Y3746T102
Meeting Date: SEP 13, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Sponsor Agreement With Lenders For For Management
in Favor of China Power Hub
Generation Company (Private) Limited,
Joint Venture Company
1.2 Approve Loan Guarantee in Favor of For For Management
China Power Hub Generation Company
(Private) Limited towards Imported
Coal Project
1.3 Approve Pledge of Shares in China For For Management
Power Hub Generation Company (Private)
Limited for Debt
--------------------------------------------------------------------------------
THE HUB POWER COMPANY LTD
Ticker: HUBC Security ID: Y3746T102
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve EY Ford Rhodes as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
THE SEARLE COMPANY LIMITED
Ticker: SEARL Security ID: Y7561Y104
Meeting Date: JUL 31, 2017 Meeting Type: Special
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2.1 Reelect Adnan Asdar Ali as Director For For Management
2.2 Reelect Rashid Abdulla as Director For For Management
2.3 Reelect Husain Lawai as Director For Did Not Vote Management
2.4 Reelect S. Nadeem Ahmed as Director For For Management
2.5 Reelect Zubair Razzak Palwala as For For Management
Director
2.6 Reelect Ayaz Abdulla as Director For For Management
2.7 Reelect Shahid Abdulla as Director For Did Not Vote Management
2.8 Reelect Arshad Anis as Director For For Management
2.9 Reelect Mufti Zia Ul Islam as Director For For Management
3 Approve Disposal of Shares in Nextar For For Management
Pharma (Private ) Limited
4 Other Business For Against Management
--------------------------------------------------------------------------------
THE SEARLE COMPANY LIMITED
Ticker: SEARL Security ID: Y7561Y104
Meeting Date: OCT 27, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve A.F. Ferguson and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Bonus Issue For For Management
6 Approve Related Party Transactions For Against Management
7 Approve Remuneration of Directors For For Management
8 Increase Authorized Share Capital and For For Management
Amend Memorandum and Articles of
Association to Reflect Increase in
Authorized Share Capital
9 Other Business For Against Management
--------------------------------------------------------------------------------
UNITED BANK LIMITED
Ticker: UBL Security ID: Y91486103
Meeting Date: MAR 31, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve A.F. Ferguson & Co. and KPMG For For Management
Taseer Hadi & Co. as Joint Auditors
and Authorize Board to Fix Their
Remuneration
5 Approve Remuneration of Non-Executive For For Management
Directors
6 Approve Conversion of Term Finance For For Management
Certificates to Shares
7 Other Business For Against Management
--------------------------------------------------------------------------------
VIETJET AVIATION JOINT STOCK COMPANY
Ticker: VJC Security ID: Y9368Y105
Meeting Date: JAN 06, 2018 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend 2017 Dividends For For Management
2 Approve Additional Business Lines For For Management
3 Change Location of Head Office of the For For Management
Company
--------------------------------------------------------------------------------
VIETNAM DAIRY PRODUCTS JSC
Ticker: VNM Security ID: Y9365V104
Meeting Date: MAR 31, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Audited Financial For For Management
Statements
2 Approve 2017 Reports of Board of For For Management
Directors
3 Approve Allocation of 2017 Income and For For Management
Dividends
4 Approve 2018 Business Plan and For For Management
Expected 2018 Income Allocation and
Dividends
5 Ratify Auditors For For Management
6 Approve Increase in Size of Board of For For Management
Directors
7 Approve 2018 Remuneration of Board of For For Management
Directors
8 Approve Issuance and Listing of Bonus For For Management
Shares to Increase Share Capital
9 Amend Articles of Association For For Management
10 Amend Company's Corporate Governance For For Management
Policy
11 Elect Alain Xavier Cany as Director For For Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
VIETNAM JOINT STOCK COMMERCIAL BANK FOR INDUSTRY AND TRADE (VIETINBANK
Ticker: CTG Security ID: Y9366L105
Meeting Date: APR 21, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors' 2017 For For Management
Report and 2018 Plan
2 Approve Management's Report on 2017 For For Management
Business Performance and 2018 Plan
3 Approve Supervisory Board's 2017 For For Management
Report and 2018 Plan
4 Approve 2017 Audited Financial For For Management
Statements and Ratify Auditors for
2019 Financial Year
5 Approve 2017 Income Allocation For For Management
6 Approve 2018 Remuneration of Directors For Against Management
and Supervisors
7 Amend Corporate Governance Regulations For Against Management
8 Amend Articles of Association For Against Management
9 Approve Proposal on Company's Manpower For Against Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
VINGROUP JSC
Ticker: VIC Security ID: Y9375L104
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Blocking Rate of Foreign For For Management
Shareholding
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA
Ticker: YPFD Security ID: 984245100
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Exemption from Preemptive For For Management
Offer of Shares to Shareholders
Pursuant to Article 67 of Law No.
26,831 in Relation to Repurchase of
Company's Shares Related to Creation
of Long Term Compensation Plan
3 Consider Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income; For For Management
Constitution of Reserves; Dividend
Distribution
5 Approve Remuneration of Auditors for For For Management
FY 2017
6 Approve Auditors for FY 2018 and Fix For For Management
Their Remuneration
7 Consider Discharge of Directors and For For Management
Members of Internal Statutory Auditors
Committee (Comision Fiscalizadora)
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
10 Fix Number of Members of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) and Alternates
11 Elect One Member of Internal Statutory None None Management
Auditors Committee (Comision
Fiscalizadora) and Alternate for Class
A Shares
12 Elect One Member of Internal Statutory For For Management
Auditors Committee (Comision
Fiscalizadora) and Alternate for Class
D Shares
13 Fix Number of Directors and Alternates For For Management
14 Elect One Director and Alternate for None None Management
Class A Shares and Determination of
their Tenure
15 Elect Directors and Their Alternates For For Management
for Class D Shares and Determination
of their Tenure
16 Authorize Advance Remuneration of For For Management
Directors and Members of Internal
Statutory Auditors Committee (Comision
Fiscalizadora) for FY 2018
17 Extend Powers to Board to Set Terms For For Management
and Conditions of Negotiable
Obligations Issued Under Global Program
18 Consider Proposal to Adjust Formula For For Management
Used to Allocate Funds to YPF
Foundation
================== GUGGENHEIM INTERNATIONAL HIGH DIVIDEND ETF ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== GUGGENHEIM INTERNATIONAL MULTI-ASSET INCOME ETF ================
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Discussion on Company's Corporate None None Management
Governance Structure
2.c Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.a Adopt Financial Statements and For For Management
Statutory Reports
3.b Discuss on the Company's Dividend None None Management
Policy
3.c Approve Dividends of EUR 2.50 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Elect N.S. Andersen to Supervisory For For Management
Board
5.b Reelect B.E. Grote to Supervisory Board For For Management
6 Amend the Remuneration Policy of the For For Management
Management Board
7.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
7.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Cancellation of Repurchased For For Management
Shares
10 Close Meeting None None Management
--------------------------------------------------------------------------------
ALPS ELECTRIC CO. LTD.
Ticker: 6770 Security ID: J01176114
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kuriyama, Toshihiro For For Management
2.2 Elect Director Kimoto, Takashi For For Management
2.3 Elect Director Sasao, Yasuo For For Management
2.4 Elect Director Amagishi, Yoshitada For For Management
2.5 Elect Director Kataoka, Masataka For For Management
2.6 Elect Director Edagawa, Hitoshi For For Management
2.7 Elect Director Daiomaru, Takeshi For For Management
2.8 Elect Director Okayasu, Akihiko For For Management
2.9 Elect Director Saeki, Tetsuhiro For For Management
2.10 Elect Director Kega, Yoichiro For For Management
2.11 Elect Director Sato, Hiroyuki For For Management
2.12 Elect Director Izumi, Hideo For For Management
3.1 Elect Director and Audit Committee For For Management
Member Umehara, Junichi
3.2 Elect Director and Audit Committee For For Management
Member Fujii, Yasuhiro
3.3 Elect Director and Audit Committee For For Management
Member Iida, Takashi
3.4 Elect Director and Audit Committee For For Management
Member Nakaya, Kazuya
3.5 Elect Director and Audit Committee For For Management
Member Toyoshi, Yoko
4 Elect Alternate Director and Audit For For Management
Committee Member Yamamoto, Takatoshi
5 Approve Deep Discount Stock Option Plan For For Management
6 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Clarify
Director Authority on Shareholder
Meetings - Amend Provisions on Number
of Directors - Clarify Director
Authority on Board Meetings -
Indemnify Directors
7.1 Elect Director Kuriyama, Toshihiro in For For Management
Connection with Merger
7.2 Elect Director Komeya, Nobuhiko in For For Management
Connection with Merger
7.3 Elect Director Kimoto, Takashi in For For Management
Connection with Merger
7.4 Elect Director Endo, Koichi in For For Management
Connection with Merger
7.5 Elect Director Kega, Yoichiro in For For Management
Connection with Merger
7.6 Elect Director Kinoshita, Satoshi in For For Management
Connection with Merger
8.1 Elect Director and Audit Committee For For Management
Member Umehara, Junichi in Connection
with Merger
8.2 Elect Director and Audit Committee For For Management
Member Maeda, Shinji in Connection
with Merger
8.3 Elect Director and Audit Committee For For Management
Member Iida, Takashi in Connection
with Merger
8.4 Elect Director and Audit Committee For For Management
Member Hasegawa, Satoko in Connection
with Merger
8.5 Elect Director and Audit Committee For For Management
Member Nakaya, Kazuya in Connection
with Merger
8.6 Elect Director and Audit Committee For For Management
Member Toyoshi, Yoko in Connection
with Merger
--------------------------------------------------------------------------------
ANA HOLDINGS CO.,LTD.
Ticker: 9202 Security ID: J0156Q112
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 60
2.1 Elect Director Ito, Shinichiro For For Management
2.2 Elect Director Shinobe, Osamu For For Management
2.3 Elect Director Katanozaka, Shinya For For Management
2.4 Elect Director Nagamine, Toyoyuki For For Management
2.5 Elect Director Ishizaka, Naoto For For Management
2.6 Elect Director Takada, Naoto For For Management
2.7 Elect Director Hirako, Yuji For For Management
2.8 Elect Director Mori, Shosuke For For Management
2.9 Elect Director Yamamoto, Ado For For Management
2.10 Elect Director Kobayashi, Izumi For For Management
3 Appoint Statutory Auditor Ogawa, Eiji For For Management
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Chansoo Joung For For Management
4 Elect Director Rene R. Joyce For For Management
5 Elect Director George D. Lawrence For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditors For For Management
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobori, Hideki For For Management
1.2 Elect Director Nakao, Masafumi For For Management
1.3 Elect Director Shibata, Yutaka For For Management
1.4 Elect Director Sakamoto, Shuichi For For Management
1.5 Elect Director Kakizawa, Nobuyuki For For Management
1.6 Elect Director Hashizume, Soichiro For For Management
1.7 Elect Director Shiraishi, Masumi For For Management
1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management
1.9 Elect Director Okamoto, Tsuyoshi For For Management
2 Appoint Statutory Auditor Makabe, Akio For Against Management
--------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 12, 2017 Meeting Type: Annual
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Chris Cole as Director For Abstain Management
5 Re-elect Geoff Drabble as Director For For Management
6 Re-elect Brendan Horgan as Director For For Management
7 Re-elect Sat Dhaiwal as Director For For Management
8 Re-elect Suzanne Wood as Director For For Management
9 Re-elect Ian Sutcliffe as Director For For Management
10 Re-elect Wayne Edmunds as Director For For Management
11 Re-elect Lucinda Riches as Director For For Management
12 Re-elect Tanya Fratto as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: FEB 21, 2018 Meeting Type: Special
Record Date: FEB 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Extend the Term for the Execution of For For Management
the Share Capital Increase Previously
Approved by Shareholders and
Reschedule the Lock-Up Period of the
Special Shares
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) S.A.
Ticker: SANB4 Security ID: 05967A107
Meeting Date: JUL 20, 2017 Meeting Type: Special
Record Date: JUN 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Elect Deborah Stern Vieitas as For For Management
Independent Director
3 Approve Board Composition For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) S.A.
Ticker: SANB4 Security ID: 05967A107
Meeting Date: SEP 18, 2017 Meeting Type: Special
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Treasury For For Management
Shares and Amend Article 5 Accordingly
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 2.25 Per Share
3 Ratify Claudio Melandri Hinojosa, For For Management
Felix De Vicente Mingo and Alfonso
Gomez Morales as Directors to Replace
Vittorio Corbo Lioi, Roberto Zahler
Mayanz and Roberto Mendez Torres
4 Approve Remuneration of Directors For For Management
5 Appoint Auditors For For Management
6 Designate Risk Assessment Companies For For Management
7 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
8 Receive Report Regarding Related-Party None None Management
Transactions
9 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: FEB 05, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronit Abramson-Rokach as For For Management
External Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Ziv Haft and Somekh Chaikin For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles Re: Meeting For For Management
Notification Requirements
4 Elect Dalia Lev as External Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANKINTER S.A.
Ticker: BKT Security ID: E2116H880
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4.1 Ratify Appointment of and Elect Teresa For For Management
Martin-Retortillo Rubio as Director
4.2 Reelect Cartival SA as Director For Against Management
4.3 Fix Number of Directors at 12 For For Management
5 Approve Restricted Capitalization For For Management
Reserve
6.1 Approve Annual Maximum Remuneration For For Management
6.2 Approve Remuneration Policy For For Management
6.3 Approve Delivery of Shares under FY For For Management
2017 Variable Pay Scheme
6.4 Fix Maximum Variable Compensation Ratio For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Okel For For Management
--------------------------------------------------------------------------------
BARRATT DEVELOPMENTS PLC
Ticker: BDEV Security ID: G08288105
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: NOV 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Approve Special Dividend For For Management
6 Elect Jessica White as Director For For Management
7 Re-elect John Allan as Director For For Management
8 Re-elect David Thomas as Director For For Management
9 Re-elect Steven Boyes as Director For For Management
10 Re-elect Richard Akers as Director For For Management
11 Re-elect Tessa Bamford as Director For For Management
12 Re-elect Nina Bibby as Director For For Management
13 Re-elect Jock Lennox as Director For Against Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Amend Long Term Performance Plan For For Management
18 Amend Deferred Bonus Plan For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BRASKEM S.A.
Ticker: BRKM5 Security ID: 105532105
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Fiscal
Council, Under the Terms of Article
161 of the Brazilian Corporate Law?
4 Elect Charles Renne Lebarbenchon as None For Shareholder
Fiscal Council Member and Andre
Eduardo Dantas as Alternate Appointed
by Preferred Shareholder
5 Elect Walter Luis Bernardes Albertoni None For Shareholder
as Director and Wilfredo Joao Vicente
Gomes as Alternate Appointed by
Preferred Shareholder
6.a Elect Satoshi Awaya as Director and None Abstain Shareholder
Shinichiro Aoki as Alternate Appointed
by Preferred Shareholder
6.b Elect Walter Luis Bernardes Albertoni None For Shareholder
as Director and Wilfredo Joao Vicente
Gomes as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Tsuya, Masaaki For For Management
2.2 Elect Director Nishigai, Kazuhisa For For Management
2.3 Elect Director Zaitsu, Narumi For For Management
2.4 Elect Director Togami, Kenichi For For Management
2.5 Elect Director Scott Trevor Davis For For Management
2.6 Elect Director Okina, Yuri For For Management
2.7 Elect Director Masuda, Kenichi For For Management
2.8 Elect Director Yamamoto, Kenzo For For Management
2.9 Elect Director Terui, Keiko For For Management
2.10 Elect Director Sasa, Seiichi For For Management
2.11 Elect Director Shiba, Yojiro For For Management
2.12 Elect Director Suzuki, Yoko For For Management
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Dan O. Dinges For For Management
1.6 Elect Director Robert Kelley For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: 169426103
Meeting Date: NOV 28, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Aili as Director, Approve For For Management
His Service Contract, and Authorize
Board to Fix His Remuneration
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: 169426103
Meeting Date: JAN 04, 2018 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
Ticker: SBSP3 Security ID: 20441A102
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 Elect Directors For For Management
5 Elect Fiscal Council Members For For Management
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 Approve Dividend Policy For Against Management
--------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS S.A.
Ticker: CCU Security ID: 204429104
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman's Report None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of CLP 108.89 per Share and
CLP 217.78 per ADR to Be Distributed
on April 26, 2018
4 Present Dividend Policy and None None Management
Distribution Procedures
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee
7 Approve Remuneration and Budget of For For Management
Audit Committee
8a Appoint Auditors For For Management
8b Designate Risk Assessment Companies For For Management
9 Receive Directors' Committee Report on None None Management
Activities
10 Receive Report Regarding Related-Party None None Management
Transactions
11 Transact Other Business None None Management
--------------------------------------------------------------------------------
DEBENHAMS PLC
Ticker: DEB Security ID: G2768V102
Meeting Date: JAN 11, 2018 Meeting Type: Annual
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect David Adams as Director For Against Management
6 Re-elect Ian Cheshire as Director For For Management
7 Re-elect Sergio Bucher as Director For For Management
8 Re-elect Matt Smith as Director For For Management
9 Re-elect Terry Duddy as Director For For Management
10 Re-elect Peter Fitzgerald as Director For For Management
11 Re-elect Stephen Ingham as Director For For Management
12 Re-elect Martina King as Director For For Management
13 Re-elect Nicky Kinnaird as Director For For Management
14 Re-elect Lisa Myers as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DELEK GROUP LTD.
Ticker: DLEKG Security ID: M27635107
Meeting Date: FEB 28, 2018 Meeting Type: Special
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reimbursement of Expenses to For Against Management
Ishak Sharon (Tshuva), Controlling
Shareholder
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
DELEK GROUP LTD.
Ticker: DLEKG Security ID: M27635107
Meeting Date: MAR 06, 2018 Meeting Type: Special
Record Date: FEB 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Arie Zief as External Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond B. Woolson For For Management
1.2 Elect Director Ronald R. Redell For Withhold Management
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES
Ticker: 500124 Security ID: 256135203
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect G V Prasad as Director For For Management
4 Approve S R Batliboi & Associates LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Reappointment and Remuneration For For Management
of K Satish Reddy as Wholetime
Director Designated as Chairman
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES
Ticker: 500124 Security ID: 256135203
Meeting Date: JAN 20, 2018 Meeting Type: Special
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Dr. Reddy's Employees Stock For Against Management
Option Scheme, 2002 and Dr. Reddy's
Employees ADR Stock Option Scheme, 2007
2 Approve Grant of Stock Options to For Against Management
Employees of Subsidiaries of the
Company
3 Approve Appointment and Remuneration For For Management
of Akhil Ravi as Director- Business
Development and Portfolio
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For For Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 12, 2018 Meeting Type: Annual/Special
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members and For For Management
Alternates
4 Approve Remuneration of Company's For Against Management
Management
5 Approve Remuneration of Fiscal Council For For Management
Members
1 Approve Agreement to Absorb Bradar For For Management
Industria S.A.
2 Approve Agreement to Absorb Industria For For Management
Aeronautica Neiva Ltda.
3 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transactions
4 Approve Independent Firm's Appraisal For For Management
on Bradar Industria S.A.
5 Approve Independent Firm's Appraisal For For Management
on Industria Aeronautica Neiva Ltda.
6 Approve Absorption of Bradar Industria For For Management
S.A.
7 Approve Absorption of Industria For For Management
Aeronautica Neiva Ltda.
--------------------------------------------------------------------------------
ENEL GENERACION CHILE S.A.
Ticker: ENELGXCH Security ID: 29244T101
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report Regarding Related-Party None None Management
Transaction Re: Absorption of Enel
Green Power Latin America SA by Enel
Chile SA
2 Remove Articles 1 bis, 5 bis, 16 bis, For For Management
20 bis, 35 bis, 36 bis, 40 bis, 42 bis
and 44 bis; Consolidate Articles
3 Receive Report Regarding Other None None Management
Related-Party Transactions Entered
During Period Since Last Shareholders'
Meeting
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL GENERACION CHILE S.A.
Ticker: ENELGXCH Security ID: 29244T101
Meeting Date: APR 24, 2018 Meeting Type: Annual/Special
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Status of Compliance None None Management
with Suspensive Condition of Success
of Takeover Bid to Proceed to Remove
all Articles Associated to Law No. 3500
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Directors For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee for FY 2018
7 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
8 Appoint Auditors For For Management
9 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
10 Designate Risk Assessment Companies For For Management
11 Approve Investment and Financing Policy For For Management
12 Present Dividend Policy and None None Management
Distribution Procedures
13 Receive Report Regarding Related-Party None None Management
Transactions
14 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
15 Other Business For Against Management
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Amend Article 4 For For Management
2 Approve Decrease in Board Size from 9 For For Management
to 5 Members; Amend Article 7
3 Remove Article 24 For For Management
4 Consolidate Bylaws For For Management
5 Receive Report Regarding Related-Party None None Management
Transactions
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENERPLUS CORPORATION
Ticker: ERF Security ID: 292766102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Culbert For For Management
1.2 Elect Director Ian C. Dundas For For Management
1.3 Elect Director Hilary A. Foulkes For For Management
1.4 Elect Director Robert B. Hodgins For For Management
1.5 Elect Director Susan M. MacKenzie For For Management
1.6 Elect Director Elliott Pew For For Management
1.7 Elect Director Glen D. Roane For For Management
1.8 Elect Director Jeffrey W. Sheets For For Management
1.9 Elect Director Sheldon B. Steeves For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAR EAST CONSORTIUM INTERNATIONAL LTD.
Ticker: 35 Security ID: G3307Z109
Meeting Date: AUG 21, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Cheong Thard Hoong as Director For For Management
4 Elect Craig Grenfell Williams as For Against Management
Director
5 Elect Kwong Siu Lam as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
Ticker: FPF Security ID: 33718W103
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Erickson For For Management
1.2 Elect Director Thomas R. Kadlec For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSA UBD Security ID: 344419106
Meeting Date: MAR 16, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and Cash For For Management
Dividends
4 Set Maximum Amount of Share Repurchase For For Management
Program
5 Elect Directors and Secretaries, For For Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
6 Elect Members and Chairmen of Finance For For Management
and Planning, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 25, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanaka, Tatsuya For For Management
1.2 Elect Director Taniguchi, Norihiko For For Management
1.3 Elect Director Tsukano, Hidehiro For For Management
1.4 Elect Director Duncan Tait For For Management
1.5 Elect Director Yamamoto, Masami For For Management
1.6 Elect Director Yokota, Jun For For Management
1.7 Elect Director Mukai, Chiaki For For Management
1.8 Elect Director Abe, Atsushi For For Management
1.9 Elect Director Kojima, Kazuto For For Management
1.10 Elect Director Kojo, Yoshiko For For Management
2 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Connection with
Reverse Stock Split
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V.
Ticker: GAP B Security ID: 400506101
Meeting Date: APR 25, 2018 Meeting Type: Annual/Special
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and CEO For For Management
3 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports, and Approval of External
Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 4.53 Billion
5 Approve Two Dividends of MXN 3.81 per For For Management
Share to be Distributed on or Before
Aug. 31, 2018 and Dec. 31, 2018
Respectively
6 Cancel Pending Amount of MXN 995 For For Management
Million of Share Repurchase Approved
at AGM on April 25, 2017; Set Share
Repurchase Maximum Amount of MXN 1.25
Billion
7 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
8 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
9 Elect or Ratify Directors of Series B For For Management
Shareholders
10 Elect or Ratify Board Chairman For For Management
11 Approve Remuneration of Directors for For For Management
Years 2017 and 2018
12 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nomination
and Remuneration Committee
13 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
14 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Reduction in Capital by MXN 1. For For Management
25 Billion; Amend Article 6 of
Company's Bylaws Accordingly
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A.
Ticker: GGAL Security ID: 399909100
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Authorize Increase in Capital via For For Management
Issuance of 150 Million Class B Shares
without Preemptive Rights
3 Reduce Term for Exercise of Preemptive For For Management
Right and Right of Shareholders to
Increase Ownership by Subscribing to
New Shares up to Minimum Term of 10
Days
4 Authorize Public Offering in Argentina For For Management
and in Foreign Markets; Approve
Listing of Shares in Bolsas y Mercados
Argentinos SA (BYMA), National
Association of Securities Dealers
Automated Quotation (NASDAQ) and Other
Foreign Markets
5 Delegate Powers to Implement Capital For For Management
Increase, Resolve Additional Increase
of up to 15 Percent in Case of
Oversubscription, Extend Current ADR
Program, Implement Resolutions Adopted
by General Meeting, and Sub-Delegate
Powers to Directors and Managers
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A.
Ticker: GGAL Security ID: 399909100
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: NOV 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Special Balance Sheets and For Against Management
Special Consolidated Spin-Off and
Merger Balance Sheet as of Sep. 30,
2017
3 Consider Spin-Off and Merger of Banco For For Management
de Galicia y Buenos Aires Sociedad
Anonima and Grupo Financiero Galicia
SA; Approve Previous Spin-Off and
Merger Agreement Dated Nov. 9, 2017
4 Authorizations to Sign Definitive For For Management
Spin-off and Merger Agreement, File
Necessary Instruments and Take Steps
Before Respective Bodies to Obtain
Corresponding Registrations
--------------------------------------------------------------------------------
HALFORDS GROUP PLC
Ticker: HFD Security ID: G4280E105
Meeting Date: JUL 26, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Jill McDonald as Director For For Management
6 Re-elect Jonny Mason as Director For For Management
7 Re-elect Dennis Millard as Director For For Management
8 Re-elect David Adams as Director For For Management
9 Re-elect Claudia Arney as Director For For Management
10 Re-elect Helen Jones as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: APR 09, 2018 Meeting Type: Annual
Record Date: MAR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2017
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.77 per Ordinary
Share and EUR 1.79 per Preferred Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Approve Discharge of Shareholder's For For Management
Committee for Fiscal 2017
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2018
7 Elect Philipp Scholz to the For Against Management
Supervisory Board
8 Elect Johann-Christoph Frey to the For Against Management
Personally Liable Partners Committee
(Shareholders Committee)
--------------------------------------------------------------------------------
HOPEWELL HIGHWAY INFRASTRUCTURE LTD.
Ticker: 737 Security ID: G45995100
Meeting Date: OCT 26, 2017 Meeting Type: Annual
Record Date: OCT 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Final Dividend For For Management
3a1 Elect Yuk Keung Ip as Director For For Management
3a2 Elect Brian David Man Bun Li as For For Management
Director
3b Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Issued Share For For Management
Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: 443304100
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of Board of For For Management
Directors
2 Approve 2017 Work Report of For For Management
Supervisory Committee
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Hong Kong Auditors
6 Approve General Mandate to Issue For For Management
Domestic and/or Overseas Debt
Financing Instruments
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Extension of Resolution For For Management
Validity Period and Authorization
Delegated to the Board in Relation to
the Non-public Issuance of A Shares
9 Approve Shareholder Return Plan in the For For Management
Next Three Years (2018-2020)
10 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: E6282J125
Meeting Date: JUL 18, 2017 Meeting Type: Annual
Record Date: JUL 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements and Discharge of Board
3 Approve Allocation of Income and For For Management
Dividends
4 Reelect Jose Arnau Sierra as Director For For Management
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Advisory Vote on Remuneration Report For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JAMES HARDIE INDUSTRIES PLC
Ticker: JHX Security ID: G4253H119
Meeting Date: AUG 08, 2017 Meeting Type: Annual
Record Date: AUG 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2017
2 Approve the Remuneration Report For For Management
3a Elect Steven Simms as Director For For Management
3b Elect Brian Anderson as Director For For Management
3c Elect Russell Chenu as Director For For Management
3d Elect Rudolf van der Meer as Director For For Management
4 Authorize the Board to Fix For For Management
Remuneration of Auditors
5 Approve the Increase in NED Fee Pool None For Management
6 Approve the Grant of Return on Capital For For Management
Employed Restricted Stock Units to
Louis Gries
7 Approve the Grant of Relative Total For For Management
Shareholder Return Restricted Stock
Units to Louis Gries
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management and For For Management
Supervisory Boards
4 Approve Statement on Remuneration For For Management
Policy
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 56
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Yoshida, Katsuhiko For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Hasebe, Yoshihiro For For Management
2.5 Elect Director Kadonaga, Sonosuke For For Management
2.6 Elect Director Oku, Masayuki For For Management
2.7 Elect Director Shinobe, Osamu For For Management
3 Appoint Statutory Auditor Oka, Nobuhiro For For Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 04, 2017 Meeting Type: Special
Record Date: AUG 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Edzard Overbeek to Supervisory For For Management
Board
3 Close Meeting None None Management
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Elect Director Jinno, Junichi For For Management
--------------------------------------------------------------------------------
MAN WAH HOLDINGS LTD.
Ticker: 1999 Security ID: G5800U107
Meeting Date: JUL 12, 2017 Meeting Type: Annual
Record Date: JUL 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wong Man Li as Director and For For Management
Approve His Remuneration
4 Elect Hui Wai Hing as Director and For For Management
Approve Her Remuneration
5 Elect Ong Chor Wei as Director and For Against Management
Approve His Remuneration
6 Elect Ding Yuan as Director and For For Management
Approve His Remuneration
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MARINE HARVEST ASA
Ticker: MHG Security ID: R2326D113
Meeting Date: JAN 15, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Elect Kristian Melhuus as New Director For Did Not Vote Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 63
2.1 Elect Director Kobayashi, Ken For For Management
2.2 Elect Director Kakiuchi, Takehiko For For Management
2.3 Elect Director Nishiura, Kanji For For Management
2.4 Elect Director Masu, Kazuyuki For For Management
2.5 Elect Director Toide, Iwao For For Management
2.6 Elect Director Murakoshi, Akira For For Management
2.7 Elect Director Sakakida, Masakazu For For Management
2.8 Elect Director Icho, Mitsumasa For For Management
2.9 Elect Director Nishiyama, Akihiko For For Management
2.10 Elect Director Omiya, Hideaki For For Management
2.11 Elect Director Oka, Toshiko For For Management
2.12 Elect Director Saiki, Akitaka For For Management
2.13 Elect Director Tatsuoka, Tsuneyoshi For For Management
3 Appoint Statutory Auditor Uchino, Shuma For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC.
Ticker: EDD Security ID: 617477104
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Dennis For For Management
1.2 Elect Director Joseph J. Kearns For For Management
1.3 Elect Director Michael E. Nugent For For Management
1.4 Elect Director Fergus Reid For For Management
1.5 Elect Director Patricia Maleski For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC.
Ticker: EDD Security ID: 617477104
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy C. Everett For Withhold Management
1.2 Elect Director Michael F. Klein For For Management
1.3 Elect Director W. Allen Reed For For Management
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Supervisory Board Report, None None Management
Corporate Governance Report, and
Remuneration Report for Fiscal 2017
1.2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 8.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Approve Remuneration System for For For Management
Management Board Members
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7.1 Elect Maximilian Zimmerer to the For For Management
Supervisory Board
7.2 Elect Kurt Bock to the Supervisory For For Management
Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Jay Collins For For Management
1b Elect Director Steven A. Cosse For For Management
1c Elect Director Claiborne P. Deming For For Management
1d Elect Director Lawrence R. Dickerson For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director Elisabeth W. Keller For For Management
1g Elect Director James V. Kelley For For Management
1h Elect Director Walentin Mirosh For For Management
1i Elect Director R. Madison Murphy For For Management
1j Elect Director Jeffrey W. Nolan For For Management
1k Elect Director Neal E. Schmale For For Management
1l Elect Director Laura A. Sugg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 15, 2017 Meeting Type: Annual
Record Date: DEC 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Kenneth R Henry as Director For For Management
2b Elect David H Armstrong as Director For For Management
2c Elect Peeyush K Gupta as Director For For Management
2d Elect Geraldine C McBride as Director For For Management
2e Elect Ann C Sherry as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Andrew Thorburn
--------------------------------------------------------------------------------
NETEASE INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: AUG 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Cheng as Director For For Management
1c Elect Denny Lee as Director For For Management
1d Elect Joseph Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Leung as Director For For Management
1g Elect Michael Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditor
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey L. Berenson For For Management
1b Elect Director Michael A. Cawley For For Management
1c Elect Director Edward F. Cox For For Management
1d Elect Director James E. Craddock For Against Management
1e Elect Director Thomas J. Edelman For For Management
1f Elect Director Holli C. Ladhani For For Management
1g Elect Director David L. Stover For For Management
1h Elect Director Scott D. Urban For For Management
1i Elect Director William T. Van Kleef For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: NZYM B Security ID: K7317J133
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 4.50 Per Share
4 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.5 Million for
Chairman, DKK 1.0 Million for Vice
Chairman and DKK 500,000 for Other
Directors; Approve Remuneration for
Committee Work
5 Reelect Jorgen Buhl Rasmussen For For Management
(Chairman) as Director
6 Reelect Agnete Raaschou-Nielsen (Vice For Abstain Management
Chairman) as Director
7a Reelect Lars Green as Director For For Management
7b Reelect Kasim Kutay as Director For For Management
7c Reelect Kim Stratton as Director For For Management
7d Reelect Mathias Uhlen as Director For For Management
7e Elect Patricia Malarkey as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9a Approve Creation of DKK 59.4 Million For For Management
Pool of Capital in B Shares without
Preemptive Rights; DKK 59.4 Million
Pool of Capital in B Shares with
Preemptive Rights; DKK 20 Million Pool
of Capital in Warrants without
Preemptive Rights
9b Approve DKK 16 Million Reduction in For For Management
Share Capital via Share Cancellation
9c Authorize Share Repurchase Program For For Management
9d Amend Articles Re: Requirements for For For Management
Issuance of Physical Admission Tickets
for Attending Shareholder Meetings
9e Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
9f Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: 9437 Security ID: J59399121
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Yoshizawa, Kazuhiro For For Management
2.2 Elect Director Asami, Hiroyasu For For Management
2.3 Elect Director Tsujigami, Hiroshi For For Management
2.4 Elect Director Furukawa, Koji For For Management
2.5 Elect Director Nakamura, Hiroshi For For Management
2.6 Elect Director Tamura, Hozumi For For Management
2.7 Elect Director Maruyama, Seiji For For Management
2.8 Elect Director Hirokado, Osamu For For Management
2.9 Elect Director Torizuka, Shigeto For For Management
2.10 Elect Director Mori, Kenichi For For Management
2.11 Elect Director Atarashi, Toru For For Management
2.12 Elect Director Murakami, Teruyasu For For Management
2.13 Elect Director Endo, Noriko For For Management
2.14 Elect Director Ueno, Shinichiro For For Management
3 Appoint Statutory Auditor Kajikawa, For Against Management
Mikio
--------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND
Ticker: JGH Security ID: 67075G103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
OLYMPUS CORPORATION
Ticker: 7733 Security ID: J61240107
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Sasa, Hiroyuki For Against Management
2.2 Elect Director Takeuchi, Yasuo For For Management
2.3 Elect Director Taguchi, Akihiro For For Management
2.4 Elect Director Ogawa, Haruo For For Management
2.5 Elect Director Hirata, Kiichi For For Management
2.6 Elect Director Fujita, Sumitaka For For Management
2.7 Elect Director Katayama, Takayuki For For Management
2.8 Elect Director Kaminaga, Susumu For For Management
2.9 Elect Director Kikawa, Michijiro For For Management
2.10 Elect Director Iwamura, Tetsuo For For Management
2.11 Elect Director Masuda, Yasumasa For For Management
3 Appoint Alternate Statutory Auditor For For Management
Teshima, Atsushi
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Bradford K. Gallagher For For Management
1.3 Elect Director James A. Jacobson For For Management
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For For Management
1.2 Elect Director Linda W. Bynoe For For Management
1.3 Elect Director Laurie Simon Hodrick For For Management
1.4 Elect Director Michael S. Hyland For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Anthony V. Dub For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Christopher A. Helms For For Management
1f Elect Director Robert A. Innamorati For For Management
1g Elect Director Greg G. Maxwell For For Management
1h Elect Director Kevin S. McCarthy For For Management
1i Elect Director Steffen E. Palko For For Management
1j Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
SEKISUI HOUSE LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Abe, Toshinori For Against Management
2.2 Elect Director Inagaki, Shiro For Against Management
2.3 Elect Director Nakai, Yoshihiro For For Management
2.4 Elect Director Uchida, Takashi For For Management
2.5 Elect Director Saegusa, Teruyuki For For Management
2.6 Elect Director Wakui, Shiro For For Management
2.7 Elect Director Yoshimaru, Yukiko For For Management
2.8 Elect Director Suguro, Fumiyasu For For Management
2.9 Elect Director Nishida, Kumpei For For Management
2.10 Elect Director Horiuchi, Yosuke For For Management
2.11 Elect Director Miura, Toshiharu For For Management
3.1 Appoint Statutory Auditor Iwata, For For Management
Haruyuki
3.2 Appoint Statutory Auditor Yamada, Hisao For For Management
3.3 Appoint Statutory Auditor Makimura, For For Management
Hisako
3.4 Appoint Statutory Auditor Tsuruta, For For Management
Ryuichi
4 Approve Compensation Ceiling for For For Management
Statutory Auditors
5 Approve Annual Bonus For Against Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Isaka, Ryuichi For For Management
2.2 Elect Director Goto, Katsuhiro For For Management
2.3 Elect Director Ito, Junro For For Management
2.4 Elect Director Aihara, Katsutane For For Management
2.5 Elect Director Yamaguchi, Kimiyoshi For For Management
2.6 Elect Director Nagamatsu, Fumihiko For For Management
2.7 Elect Director Furuya, Kazuki For For Management
2.8 Elect Director Joseph M. DePinto For For Management
2.9 Elect Director Tsukio, Yoshio For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Yonemura, Toshiro For For Management
2.12 Elect Director Higashi, Tetsuro For For Management
3.1 Appoint Statutory Auditor Taniguchi, For For Management
Yoshitake
3.2 Appoint Statutory Auditor Rudy, Kazuko For For Management
3.3 Appoint Statutory Auditor Hara, For For Management
Kazuhiro
3.4 Appoint Statutory Auditor Inamasu, For For Management
Mitsuko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SIBANYE-STILLWATER LIMITED
Ticker: SGL Security ID: 825724206
Meeting Date: DEC 04, 2017 Meeting Type: Special
Record Date: NOV 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Specific Issue of Shares For For Management
Upon Conversion of the Convertible
Bonds
--------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORPORATION
Ticker: SIMO Security ID: 82706C108
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lien-Chun Liu as Director For For Management
2 Approve Appointment of Deloitte & For For Management
Touche as Independent Auditor
--------------------------------------------------------------------------------
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD.
Ticker: 315 Security ID: G8219Z105
Meeting Date: NOV 02, 2017 Meeting Type: Annual
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Fung Yuk-lun, Allen as Director For For Management
3.1b Elect Chan Kai-lung, Patrick as For For Management
Director
3.1c Elect Chau Kam-kun, Stephen as Director For For Management
3.1d Elect Ng Leung-sing as Director For For Management
3.1e Elect Lam Kwok-fung, Kenny as Director For For Management
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM
Ticker: SQM Security ID: 833635105
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Auditors, Account Inspectors For For Management
and Risk Assessment Companies
3 Approve Report Regarding Related-Party For For Management
Transactions
4 Approve Investment and Financing Policy For For Management
5 Approve Allocation of Income, For For Management
Dividends and Dividend Policy
6 Approve Report on Board's Expenses For For Management
7.a Elect Directors For Abstain Management
7.b Elect Laurence Golborne Riveros as For For Management
Director Representing Series B
Shareholders
8 Approve Remuneration of Directors For For Management
9 Receive Matters Related to Directors' For For Management
Committee, Audit Committee, Corporate
Governance Committee and Health,
Safety and Environmental Committee
10 Other Business For Against Management
1 Amend Articles 27 None For Shareholder
2 Amend Article 27 bis None For Shareholder
3 Amend Article 28 None For Shareholder
4 Amend Article 29 None For Shareholder
5 Amend Article 36 None For Shareholder
6 Amend Article 36 bis None For Shareholder
7 Amend Article 41 None For Shareholder
8 Amend Title of Current Transitory None Against Shareholder
Article Transitory; Add Transitory
Article 2
9 Adopt All Necessary Agreements to None For Shareholder
Execute Approved Resolutions
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For For Management
1.2 Elect Director Hirai, Kazuo For For Management
1.3 Elect Director Nagayama, Osamu For For Management
1.4 Elect Director Harada, Eiko For For Management
1.5 Elect Director Tim Schaaff For For Management
1.6 Elect Director Matsunaga, Kazuo For For Management
1.7 Elect Director Miyata, Koichi For For Management
1.8 Elect Director John V. Roos For For Management
1.9 Elect Director Sakurai, Eriko For For Management
1.10 Elect Director Minakawa, Kunihito For For Management
1.11 Elect Director Sumi, Shuzo For For Management
1.12 Elect Director Nicholas Donatiello, Jr For For Management
1.13 Elect Director Oka, Toshiko For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 20, 2017 Meeting Type: Annual
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gregor Alexander as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Katie Bickerstaffe as Director For For Management
7 Re-elect Sue Bruce as Director For For Management
8 Re-elect Crawford Gillies as Director For For Management
9 Re-elect Richard Gillingwater as For For Management
Director
10 Re-elect Peter Lynas as Director For For Management
11 Re-elect Helen Mahy as Director For For Management
12 Re-elect Alistair Phillips-Davies as For For Management
Director
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Lui Ting, Victor as Director For For Management
3.1b Elect Li Ka-cheung, Eric as Director For Against Management
3.1c Elect Leung Ko May-yee, Margaret as For For Management
Director
3.1d Elect Po-shing Woo as Director For Against Management
3.1e Elect Tung Chi-ho, Eric as Director For For Management
3.1f Elect Fung Yuk-lun, Allen as Director For For Management
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB
Ticker: SHB A Security ID: W9112U104
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 7.50 Per Share
10 Approve Discharge of Board and For For Management
President
11 Authorize Repurchase of up to 120 For For Management
Million Shares and Reissuance of
Repurchased Shares
12 Authorize Repurchase of Up to 2 For For Management
Percent of Issued Share Capital for
the Bank's Trading Book
13 Approve Issuance of Convertible For For Management
Capital Instruments Corresponding to a
Maximum of 180 Million Shares
14 Determine Number of Directors (11) For For Management
15 Determine Number of Auditors (2) For For Management
16 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.3 Million for
Chairman, SEK 940,000 for Vice
Chairmen, and SEK 670,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
17a Reelect Jon Fredrik Baksaas as Director For Against Management
17b Reelect Par Boman as Director For Against Management
17c Reelect Anders Bouvin as Director For For Management
17d Reelect Kerstin Hessius as Director For For Management
17e Reelect Jan-Erik Hoog as Director For Against Management
17f Reelect Ole Johansson as Director For For Management
17g Reelect Lise Kaae as Director For For Management
17h Reelect Fredrik Lundberg as Director For Against Management
17i Reelect Bente Rathe as Director For Against Management
17j Reelect Charlotte Skog as Director For Against Management
17k Elect Hans Biorck as New Director For For Management
18 Reelect Par Boman as Board Chairman For Against Management
19 Ratify Ernst & Young and For For Management
PricewaterhouseCoopers as Auditors
20 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
21 Close Meeting None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4.1 Elect F.C. Tseng with Shareholder No. For For Management
104 as Non-Independent Director
4.2 Elect Mei-ling Chen , a Representative For For Management
of National Development Fund,
Executive Yuan with Shareholder No. 1,
as Non-Independent Director
4.3 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
4.4 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
4.5 Elect Sir Peter L. Bonfield with ID No. For For Management
504512XXX as Independent Director
4.6 Elect Stan Shih with Shareholder No. For For Management
534770 as Independent Director
4.7 Elect Thomas J. Engibous with ID No. For For Management
515274XXX as Independent Director
4.8 Elect Kok-Choo Chen with ID No. For For Management
A210358XXX as Independent Director
4.9 Elect Michael R. Splinter with ID No. For For Management
488601XXX as Independent Director
--------------------------------------------------------------------------------
TALKTALK TELECOM GROUP PLC
Ticker: TALK Security ID: G8668X106
Meeting Date: JUL 19, 2017 Meeting Type: Annual
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Sir Charles Dunstone as For Abstain Management
Director
6 Re-elect Iain Torrens as Director For For Management
7 Re-elect Tristia Harrison as Director For For Management
8 Re-elect Charles Bligh as Director For For Management
9 Re-elect Ian West as Director For For Management
10 Re-elect John Gildersleeve as Director For Against Management
11 Re-elect John Allwood as Director For For Management
12 Re-elect Roger Taylor as Director For Against Management
13 Re-elect Sir Howard Stringer as For For Management
Director
14 Re-elect James Powell as Director For For Management
15 Elect Cath Keers as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Amend Discretionary Share Option Plan For Against Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: AUG 31, 2017 Meeting Type: Special
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Merger by Absorption of For For Management
Cablevision SA; Consider Merger
Financial Statements as of March 31,
2017 and Other Reports; Consider
Preliminary Merger Agreement; Consider
Exchange Share Ratio; Approve
Subscription of Final Merger Agreement
3 Amend Articles 1, 4, 5, 7, 8, 10, 10 For Against Management
Bis, 11, 13 and 14
4 Authorize Increase in Capital via For For Management
Issuance of 1.18 Billion Shares
--------------------------------------------------------------------------------
TELECOM ARGENTINA S.A.
Ticker: TECO2 Security ID: 879273209
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports Including English
Version
3 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 5.64
Billion Based on Financial Statements
of Telecom Argentina SA
4 Consider Allocation of Income of For For Management
Telecom Argentina SA in the Amount of
ARS 2 Billion
5 Consider Financial Statements and For For Management
Statutory Reports of Cablevision SA
(Absorbed Company)
6 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 4.50
Billion Based on Financial Statements
of Cablevision
7 Consider Allocation of Income of For For Management
Cablevision in the Amount of ARS 1.31
Billion
8 Ratify Advance Distribution of For For Management
Dividends in the Amount of ARS 212.9
Million Based on Financial Statements
of Sofora Telecomunicaciones SA
(Absorbed Company)
9 Consider Discharge of Directors and None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Telecom
Argentina SA
10 Consider Discharge of Directors and None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Nortel
Inversora SA (Absorbed Company),
Sofora and Telecom Personal SA
(Absorbed Company)
11 Consider Remuneration of Directors of For For Management
Telecom Argentina in the Amount of ARS
101.2 Million for FY 2017
12 Authorize Advance Remuneration to For For Management
Directors of Telecom Argentina for FY
2018
13 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) of Telecom Argentina SA
in the Amount of ARS 8.85 Million for
FY 2017; Authorize their Advance
Remuneration for FY 2018
14 Consider Remuneration of Directors of For For Management
Nortel (ARS 5.6 Million), Telecom
Personal (ARS 5 Million) and Sofora
(ARS 5 Million)
15 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) of Nortel (ARS 1.25
Million), Telecom Personal (ARS 2.75
Million) and Sofora (ARS 1.45 Million)
16 Elect Five Principal Members of None For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora) of Telecom
Argentina
17 Fix Number of and Elect Alternate None For Management
Members of Internal Statutory Auditors
Committee (Comision Fiscalizadora) of
Telecom Argentina
18 Approve Remuneration of Auditors of For For Management
Telecom Argentina in the Amount of ARS
15.84 Million for FY 2017
19 Approve Remuneration of Auditors of For For Management
Nortel (ARS 140,000) and Telecom
Personal (ARS 6.12 Million) for FY 2017
20 Approve Price Waterhouse & Co SRL as For For Management
Auditors of Telecom Argentina for FY
2018 and Fix Their Remuneration
21 Consider Budget for Audit Committee of For For Management
Telecom Argentina in the Amount of ARS
4 Million for FY 2018
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Ticker: TKA Security ID: A8502A102
Meeting Date: SEP 20, 2017 Meeting Type: Special
Record Date: SEP 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Supervisory Board Member For Against Management
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
Ticker: TLS Security ID: Q8975N105
Meeting Date: OCT 17, 2017 Meeting Type: Annual
Record Date: OCT 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Peter Hearl as Director For For Management
3b Elect John Mullen as Director For For Management
4 Approve Grant of Restricted Shares and For For Management
Performance Rights to Andrew Penn
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S.A.
Ticker: UGPA3 Security ID: 90400P101
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4.1 Elect Flavio Cesar Maia Luz as Fiscal For For Management
Council Member and Marcio Augustus
Ribeiro as Alternate
4.2 Elect Geraldo Toffanello as Fiscal For For Management
Council Member and Pedro Ozires
Predeus as Alternate
4.3 Elect William Bezerra Cavalcanti Filho For For Management
as Fiscal Council Member and Paulo
Cesar Pascotini as Alternate
5 Approve Fiscal Council Members For For Management
Remuneration
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM Security ID: X9518S108
Meeting Date: APR 05, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 Per Share
9 Approve Discharge of Board and For For Management
President
10 Remuneration of Directors in the For For Management
Amount of EUR 190,000 for Chairman,
EUR 135,000 for Deputy Chairman and
EUR 100,000 for Other Directors;
Approve Compensation for Committee Work
11 Fix Number of Directors at Ten For For Management
12 Reelect Berndt Brunow, Henrik For Against Management
Ehrnrooth, Piia-Noora Kauppi, Jussi
Pesonen, Ari Puheloinen, Veli-Matti
Reinikkala, Suzanne Thoma, Kim Wahl
and Bjorn Wahlroos as Directors; Elect
Marjan Oudeman as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Amend Articles Re: Field of Activity; For For Management
Auditors; Notice of General Meeting;
Share Redemption
17 Authorize Charitable Donations For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: OCT 18, 2017 Meeting Type: Special
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Approve Conversion Ratio of One Class For For Management
A Preferred Shares into 0.9342 Common
Shares
3.1 Elect Isabella Saboya as Director None Abstain Shareholder
Appointed by Minority Shareholder
3.2 Elect Ricardo Reisen de Pinho as None Abstain Shareholder
Director and Marcio Guedes Pereira
Junior as Alternate Appointed by
Minority Shareholder
4.1 Elect Sandra Guerra as Director None For Shareholder
Appointed by Minority Shareholder
4.2 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Director and Bruno C.H. Bastit as
Alternate Appointed by Minority
Shareholder
5.1 Elect Sandra Guerra as Director None For Shareholder
Appointed by Minority Shareholder
5.2 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Director and Bruno C.H. Bastit as
Alternate Appointed by Minority
Shareholder
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Listing of Company Shares in For For Management
Novo Mercado Segment of the Sao Paulo
Stock Exchange
2 Amend Articles For For Management
3 Approve Agreement to Absorb Balderton For For Management
Trading Corp. (Balderton)
4 Approve Agreement to Absorb Fortlee For For Management
Investments Ltd. (Fortlee)
5 Approve Agreement for Partial Spin-Off For For Management
of Empreendimentos Brasileiros de
Mineracao S.A. (EBM) and Absorption of
Spun-Off Assets
6 Ratify Premiumbravo Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transactions
7 Approve Independent Firm's Appraisal For For Management
on Balderton Trading Corp. (Balderton)
8 Approve Independent Firm's Appraisal For For Management
on Fortlee Investments Ltd. (Fortlee)
9 Approve Independent Firm's Appraisal For For Management
on Empreendimentos Brasileiros de
Mineracao S.A. (EBM)
10 Approve Absorption of Balderton For For Management
Trading Corp. (Balderton)
11 Approve Absorption of Fortlee For For Management
Investments Ltd. (Fortlee)
12 Approve Partial Spin-Off of For For Management
Empreendimentos Brasileiros de
Mineracao S.A. (EBM)
13 Ratify Election of Toshiya Asahi as For For Management
Director and Gilmar Dalilo Cezar
Wanderley as Alternate
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 13, 2018 Meeting Type: Annual/Special
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income, Capital For For Management
Budget and Dividends
3 Ratify Election of Ney Roberto Ottoni For Against Management
de Brito as Director
4 Elect Fiscal Council Members and For For Management
Alternates
5 Approve Remuneration of Company's For Against Management
Management and Fiscal Council Members
6 Ratify Remuneration of Company's For Against Management
Management and Fiscal Council Members
for Fiscal Year 2017
1 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VESTAS WIND SYSTEM A/S
Ticker: VWS Security ID: K9773J128
Meeting Date: APR 03, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 9.23 Per Share
4.1 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
4.2a Reelect Bert Nordberg as Director For For Management
4.2b Reelect Carsten Bjerg as Director For For Management
4.2c Reelect Eija Pitkanen as Director For For Management
4.2d Reelect Henrik Andersen as Director For For Management
4.2e Reelect Henry Stenson as Director For For Management
4.2f Reelect Lars Josefsson as Director For For Management
4.2g Reelect Lykke Friis as Director For For Management
4.2h Reelect Torben Sorensen as Director For For Management
4.2i Elect Jens Hesselberg Lund as New For For Management
Director
5.1 Approve Remuneration of Directors for For For Management
2017
5.2 Approve Remuneration of Directors for For For Management
2018 at DKK 1.2 Million for Chairman,
DKK 800,000 for Vice Chairman, and DKK
400,000 for Other Directors; Approve
Remuneration for Committee Work
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 9.8 Million Reduction in For For Management
Share Capital via Share Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Creation of DKK 21 Million For For Management
Pool of Capital with or without
Preemptive Rights
8 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
9 Other Business None None Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For For Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Elect Maria Amparo Moraleda Martinez For For Management
as Director
12 Re-elect David Nish as Director For For Management
13 Approve Final Dividend For For Management
14 Approve Remuneration Policy For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUND
Ticker: EOD Security ID: 94987C103
Meeting Date: FEB 05, 2018 Meeting Type: Annual
Record Date: DEC 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Ebsworth For For Management
1.2 Elect Director Jane A. Freeman For For Management
1.3 Elect Director Judith M. Johnson For For Management
--------------------------------------------------------------------------------
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Ticker: EHI Security ID: 95766B109
Meeting Date: SEP 29, 2017 Meeting Type: Annual
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC.
Ticker: HIX Security ID: 95766J102
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Ticker: HIO Security ID: 95766K109
Meeting Date: JAN 26, 2018 Meeting Type: Annual
Record Date: NOV 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paolo M. Cucchi For For Management
1.2 Elect Director Eileen A. Kamerick For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.
Ticker: HYI Security ID: 95768B107
Meeting Date: SEP 29, 2017 Meeting Type: Annual
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Eileen A. Kamerick For For Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: DEC 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Approve Grant of Shares and For For Management
Performance Rights to Brian Hartzer
4a Approve the First Buy-Back Scheme of For For Management
Westpac Convertible Preference Shares
4b Approve the Second Buy-Back Scheme of For For Management
Westpac Convertible Preference Shares
5a Elect Lindsay Maxsted as Director For For Management
5b Elect Peter Hawkins as Director For For Management
5c Elect Alison Deans as Director For For Management
5d Elect Nerida Caesar as Director For For Management
--------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
Ticker: 551 Security ID: G98803144
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: NOV 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A Approve Sixth Supplemental PCC For For Management
Services Agreement, Proposed Caps and
Related Transactions
B Approve Fifth Supplemental PCC For For Management
Connected Sales Agreement, Proposed
Caps and Related Transactions
C Approve Fifth Supplemental PCC For For Management
Connected Purchases Agreement,
Proposed Caps and Related Transactions
D Approve Sixth Supplemental GBD For For Management
Management Service Agreement, Proposed
Caps and Related Transactions
E Approve Sixth Supplemental Godalming For For Management
Tenancy Agreement, Proposed Caps and
Related Transactions
F Approve PCC/YY Tenancy Agreement, For For Management
Proposed Caps and Related Transactions
G Approve PCC/PS Tenancy Agreement, For For Management
Proposed Caps and Related Transactions
H Amend TCHC Stock Option Plan For Against Management
I Approve Grant of Options to Jay Patel For Against Management
Under the TCHC Stock Option Plan
J Approve Grant of Options to Steven For Against Management
Richman Under the TCHC Stock Option
Plan
K Approve Grant of Options to Eve Richey For Against Management
Under the TCHC Stock Option Plan
============== GUGGENHEIM INTERNATIONAL OPTIMIZED VOLATILITY ETF ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== GUGGENHEIM MSCI GLOBAL TIMBER ETF =======================
AMCOR LIMITED
Ticker: AMC Security ID: Q03080100
Meeting Date: NOV 01, 2017 Meeting Type: Annual
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Paul Brasher as Director For For Management
2b Elect Eva Cheng as Director For For Management
2c Elect Tom Long as Director For For Management
3 Approve the Grant of Options and For For Management
Performance Shares to Ron Delia
4 Approve the Potential Termination For For Management
Benefits
5 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Peter K. Barker For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director David E.I. Pyott For For Management
1h Elect Director Dean A. Scarborough For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Julia A. Stewart For For Management
1k Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Austen For For Management
1.2 Elect Director Katherine C. Doyle For For Management
1.3 Elect Director Adele M. Gulfo For For Management
1.4 Elect Director David S. Haffner For For Management
1.5 Elect Director Timothy M. Manganello For For Management
1.6 Elect Director Arun Nayar For For Management
1.7 Elect Director Guillermo Novo For For Management
1.8 Elect Director Marran H. Ogilvie For For Management
1.9 Elect Director David T. Szczupak For For Management
1.10 Elect Director Holly A. Van Deursen For For Management
1.11 Elect Director Philip G. Weaver For For Management
1.12 Elect Director George W. Wurtz, III For For Management
1.13 Elect Director Robert H. Yanker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas K. Corrick For For Management
1B Elect Director Richard H. Fleming For For Management
1C Elect Director Mack L. Hogans For For Management
1D Elect Director Christopher J. McGowan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Peter J.G. Bentley For Withhold Management
2.2 Elect Director Conrad A. Pinette For For Management
2.3 Elect Director Glen D. Clark For For Management
2.4 Elect Director Ross S. Smith For Withhold Management
2.5 Elect Director Donald B. Kayne For For Management
2.6 Elect Director William W. Stinson For Withhold Management
2.7 Elect Director J. McNeill (Mack) For For Management
Singleton
2.8 Elect Director John R. Baird For For Management
2.9 Elect Director Ryan Barrington-Foote For Withhold Management
2.10 Elect Director M. Dallas H. Ross For For Management
3 Ratify KPMG LLP as Auditors For Withhold Management
--------------------------------------------------------------------------------
CANFOR PULP PRODUCTS INC.
Ticker: CFX Security ID: 137584207
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J.G. Bentley For For Management
1.2 Elect Director Conrad A. Pinette For For Management
1.3 Elect Director Barbara Hislop For For Management
1.4 Elect Director Stan E. Bracken-Horrocks For For Management
1.5 Elect Director John R. Baird For For Management
1.6 Elect Director Donald B. Kayne For For Management
1.7 Elect Director William W. Stinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASCADES INC.
Ticker: CAS Security ID: 146900105
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Lemaire For For Management
1.2 Elect Director Louis Garneau For For Management
1.3 Elect Director Sylvie Lemaire For For Management
1.4 Elect Director David McAusland For For Management
1.5 Elect Director Georges Kobrynsky For For Management
1.6 Elect Director Elise Pelletier For For Management
1.7 Elect Director Sylvie Vachon For For Management
1.8 Elect Director Laurence Sellyn For For Management
1.9 Elect Director Mario Plourde For For Management
1.10 Elect Director Michelle Cormier For For Management
1.11 Elect Director Martin Couture For For Management
1.12 Elect Director Patrick Lemaire For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Independence of Compensation Against For Shareholder
Advisors
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda K. Massman For For Management
1b Elect Director Alexander Toeldte For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORTICEIRA AMORIM S.A.
Ticker: COR Security ID: X16346102
Meeting Date: NOV 29, 2017 Meeting Type: Special
Record Date: NOV 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Interim Individual Financial For For Management
Statements as of Sept. 30, 2017
2 Approve Interim Dividends of EUR 0.08 For For Management
per Share
--------------------------------------------------------------------------------
CORTICEIRA AMORIM S.A.
Ticker: COR Security ID: X16346102
Meeting Date: APR 13, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial For For Management
Statements and Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Company's Corporate Governance For For Management
Report
4 Approve Sustainability Report For For Management
5 Approve Allocation of Income For For Management
6 Approve Discharge of Management and For For Management
Supervisory Boards
7 Authorize Repurchase of Shares For For Management
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Approve Statement on Remuneration For For Management
Policy
--------------------------------------------------------------------------------
DAIKEN CORP. (7905)
Ticker: 7905 Security ID: J09933102
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Okuda, Masanori For For Management
3.2 Elect Director Aihara, Takashi For For Management
3.3 Elect Director Kato, Tomoaki For For Management
3.4 Elect Director Terubayashi, Takashi For For Management
3.5 Elect Director Harima, Tetsuo For For Management
3.6 Elect Director Shibuya, Tatsuo For For Management
3.7 Elect Director Kiyosu, Tadahiro For For Management
3.8 Elect Director Mizuno, Koji For For Management
3.9 Elect Director Furube, Kiyoshi For For Management
4 Appoint Statutory Auditor Katsuo, Yuko For For Management
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
6 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
DAIO PAPER CORP.
Ticker: 3880 Security ID: J79518114
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5.5
2 Amend Articles to Amend Business Lines For For Management
--------------------------------------------------------------------------------
DELTIC TIMBER CORPORATION
Ticker: DEL Security ID: 247850100
Meeting Date: FEB 20, 2018 Meeting Type: Special
Record Date: JAN 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director David J. Illingworth For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director David G. Maffucci For For Management
1.6 Elect Director Pamela B. Strobel For For Management
1.7 Elect Director Denis Turcotte For For Management
1.8 Elect Director John D. Williams For For Management
1.9 Elect Director Mary A. Winston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: JUL 25, 2017 Meeting Type: Special
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Interstate For For Management
Resources
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 05, 2017 Meeting Type: Annual
Record Date: SEP 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Re-elect Gareth Davis as Director For For Management
6 Re-elect Miles Roberts as Director For For Management
7 Re-elect Adrian Marsh as Director For For Management
8 Re-elect Chris Britton as Director For For Management
9 Re-elect Ian Griffiths as Director For For Management
10 Re-elect Jonathan Nicholls as Director For For Management
11 Re-elect Kathleen O'Donovan as Director For For Management
12 Re-elect Louise Smalley as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Increase in the Aggregate For For Management
Limit of Directors' Fees
16 Approve Performance Share Plan For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Approve Increase in Borrowing Powers For For Management
--------------------------------------------------------------------------------
DURATEX S.A.
Ticker: DTEX3 Security ID: P3593G146
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income For For Management
3 Fix Number of Directors at Nine For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors and Alternates For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes to All Nominees in the Slate?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alfredo Egydio Arruda Villela
Filho as Director and Ana Lucia de
Mattos Barretto Villela as Alternate
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alfredo Egydio Setubal as
Director and Olavo Egydio Setubal
Junior as Alternate
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Amaury Olsen as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Helio Seibel as Director and
Andrea Laserna Seibel as Alternate
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Juliana Rozenbaum Munemori as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Raul Calfat as Independent
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Egydio Setubal as
Director and Olavo Egydio Setubal
Junior
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rodolfo Villela Marino as
Director and Ana Lucia de Mattos
Barretto Villela as Alternate
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Salo Davi Seibel as Director and
Andrea Laserna Seibel as Alternate
9 As an Ordinary Shareholder, Would You None Abstain Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 Approve Minutes of Meeting Summary For For Management
13 Approve Minutes of Meeting With For For Management
Exclusion of Shareholder Names
14 In the Event of a Second Call, the For For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ENCE ENERGIA Y CELULOSA SA
Ticker: ENC Security ID: E4177G108
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4.A Reelect Juan Luis Arregui Ciarsolo as For Against Management
Director
4.B Reelect Javier Echenique Landiribar as For Against Management
Director
4.C Reelect Jose Carlos del Alamo Jimenez For For Management
as Director
4.D Reelect Retos Operativos XXI SL as For Against Management
Director
4.E Ratify Appointment of and Elect Turina For Against Management
2000 SL as Director
4.F Elect La Fuente Salada SL as Director For Against Management
4.G Elect Rosa Maria Garcia Pineiro as For For Management
Director
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6 Approve Remuneration Policy For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
FIBRIA CELULOSE SA
Ticker: FIBR3 Security ID: 31573A109
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Fibria-MS For For Management
Celulose Sul Mato-Grossense Ltda.
2 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes as the
Independent Firm to Appraise Proposed
Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Fibria-MS For For Management
Celulose Sul Mato-Grossense Ltda.
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FIBRIA CELULOSE SA
Ticker: FIBR3 Security ID: 31573A109
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Install Fiscal Council For For Management
5 Fix Number of Fiscal Council Members For For Management
at Three
6A Elect Fiscal Council Members and For Abstain Management
Alternates
6B In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7A Elect Domenica Eisenstein Noronha as None For Shareholder
Fiscal Council Member and Mauricio
Rocha Alves de Carvalho as Alternate
Appointed by Minority Shareholders
7B Elect Marcos Tadeu De Siqueira as None Abstain Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholders
8 Approve Remuneration of Company's For Against Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director Philip R. Martens For For Management
1.3 Elect Director Lynn A. Wentworth For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOKUETSU KISHU PAPER CO LTD
Ticker: 3865 Security ID: J21882105
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Amend Articles to Change Company Name For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kuwabara, Kazuaki
--------------------------------------------------------------------------------
HOLMEN AB
Ticker: HOLM B Security ID: W4200N112
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditors
Report
8 Allow Questions None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 13 Per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 710,000 for Chairman
and SEK 355,000 for Other Directors;
Approve Remuneration of Auditors
14 Reelect Fredrik Lundberg (Chairman), For For Management
Carl Bennet, Lars Josefsson, Lars
Josefsson, Carl Kempe, Louise Lindh,
Ulf Lundahl, Henrik Sjolund and
Henriette Zeuchner as Directors
15 Ratify KPMG as Auditors For For Management
16 Approve 2:1 Stock Split For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Close Meeting None None Management
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INTERFOR CORPORATION
Ticker: IFP Security ID: 45868C109
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Duncan K. Davies For For Management
2.2 Elect Director Jeane L. Hull For For Management
2.3 Elect Director Gordon H. MacDougall For For Management
2.4 Elect Director J. Eddie McMillan For For Management
2.5 Elect Director Thomas V. Milroy For For Management
2.6 Elect Director Gillian L. Platt For For Management
2.7 Elect Director Lawrence Sauder For For Management
2.8 Elect Director Curtis M. Stevens For For Management
2.9 Elect Director Douglas W.G. Whitehead For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
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INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director William J. Burns For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Ahmet C. Dorduncu For For Management
1e Elect Director Ilene S. Gordon For For Management
1f Elect Director Jacqueline C. Hinman For For Management
1g Elect Director Jay L. Johnson For For Management
1h Elect Director Clinton A. Lewis, Jr. For For Management
1i Elect Director Kathryn D. Sullivan For For Management
1j Elect Director Mark S. Sutton For For Management
1k Elect Director J. Steven Whisler For For Management
1l Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JAYA TIASA HOLDINGS BERHAD
Ticker: JTIASA Security ID: Y44207101
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Tiong Chiong Hoo as Director For For Management
3 Elect Tiong Chiong Hee as Director For For Management
4 Elect John Leong Chung Loong as For For Management
Director
5 Elect Abdul Rahman Bin Abdul Hamid as For For Management
Director
6 Approve Directors' Fees For For Management
7 Approve Directors' Benefits For For Management
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Abdul Rahman Bin Abdul Hamid For For Management
to Continue Office as Independent
Non-Executive Director
10 Approve John Leong Chung Loong to For For Management
Continue Office as Independent
Non-Executive Director
11 Approve Wong Lee Yun to Continue For For Management
Office as Independent Non-Executive
Director
12 Authorize Share Repurchase Program For For Management
13 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
KLABIN S.A.
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Armando Klabin as Director and For Against Management
Bernardo Klabin as Alternate
5.2 Elect Daniel Miguel Klabin as Director For For Management
and Amanda Klabin Tkacz as Alternate
5.3 Elect Francisco Lafer Pati as Director For Against Management
and Luis Eduardo Pereira de Carvalho
as Alternate
5.4 Elect Horacio Lafer Piva as Director For Against Management
and Eduardo Lafer Piva as Alternate
5.5 Elect Israel Klabin as Director and For Against Management
Alberto Klabin as Alternate
5.6 Elect Paulo Sergio Coutinho Galvao For Against Management
Filho as Director and Graziela Lafer
Galvao as Alternate
5.7 Elect Roberto Klabin Martin Xavier as For Against Management
Director and Lilia Klabin Levine as
Alternate
5.8 Elect Vera Lafer as Director and Vera For Against Management
Lafer Lorch Cury as Alternate
5.9 Elect Celso Lafer as Director and For Against Management
Reinoldo Poernbacher as Alternate
5.10 Elect Roberto Luiz Leme Klabin as For Against Management
Director and Marcelo Bertini de
Rezende Barbosa as Alternate
5.11 Elect Sergio Francisco Monteiro de For Against Management
Carvalho Guimaraes as Director and
Olavo Egydio Monteiro de Carvalho as
Alternate
5.12 Elect Helio Seibel as Director For For Management
5.13 Elect Joaquim Pedro Monteiro de For Against Management
Carvalho Collor de Mello as Director
and Camilo Marcantonio Junior as
Alternate
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes for Each Supported Nominee?
7.1 Elect Armando Klabin as Director and None Abstain Management
Bernardo Klabin as Alternate
7.2 Elect Daniel Miguel Klabin as Director None Abstain Management
and Amanda Klabin Tkacz as Alternate
7.3 Elect Francisco Lafer Pati as Director None Abstain Management
and Luis Edoardo Pereira de Carvalho
as Alternate
7.4 Elect Horacio Lafer Piva as Director None Abstain Management
and Eduardo Lafer Piva as Alternate
7.5 Elect Israel Klabin as Director and None Abstain Management
Alberto Klabin as Alternate
7.6 Elect Paulo Sergio Coutinho Galvao None Abstain Management
Filho as Director and Graziela Lafer
Galvao as Alternate
7.7 Elect Roberto Klabin Martin Xavier as None Abstain Management
Director and Lilia Klabin Levine as
Alternate
7.8 Elect Vera Lafer as Director and Vera None Abstain Management
Lafer Lorch Cury as Alternate
7.9 Elect Celso Lafer as Director and None Abstain Management
Reinoldo Poernbacher as Alternate
7.10 Elect Roberto Luiz Leme Klabin as None Abstain Management
Director and Marcelo Bertini de
Rezende Barbosa as Alternate
7.11 Elect Sergio Francisco Monteiro de None Abstain Management
Carvalho Guimaraes as Director and
Olavo Egydio Monteiro de Carvalho as
Alternate
7.12 Elect Helio Seibel as Director None Abstain Management
7.13 Elect Joaquim Pedro Monteiro de None Abstain Management
Carvalho Collor de Mello as Director
and Camilo Marcantonio Junior as
Alternate
8.1 Elect Joao Alfredo Dias Lins as Fiscal For For Management
Council Member and Carlos Alberto
Alves as Alternate
8.2 Elect Joao Adamo Junior as Fiscal For For Management
Council Member and Roberto Miguel as
Alternate
8.3 Elect Vivian do Valle Souza Leao Mikui For For Management
as Fiscal Council Member and Antonio
Marcos Vieira Santos as Alternate
8.4 Elect Wolfgang Eberhard Rohrbach as For For Management
Fiscal Council Member and Raul Ricardo
Paciello as Alternate
9 Approve Remuneration of Company's For For Management
Management
10 Approve Remuneration of Fiscal Council For For Management
Members
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KLABIN S.A.
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 08, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase Re: Exercise For For Management
of Warrants
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 In the Event of a Second Call, the For For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ozey K. Horton, Jr. For For Management
1b Elect Director W. Bradley Southern For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCER INTERNATIONAL INC.
Ticker: MERC Security ID: 588056101
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy S.H. Lee For For Management
1.2 Elect Director David M. Gandossi For For Management
1.3 Elect Director William D. McCartney For For Management
1.4 Elect Director Bernard J. Picchi For For Management
1.5 Elect Director James Shepherd For For Management
1.6 Elect Director R. Keith Purchase For For Management
1.7 Elect Director Martha A.M. 'Marti' For For Management
Morfitt
1.8 Elect Director Alan C. Wallace For For Management
1.9 Elect Director Linda J. Welty For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METSA BOARD CORPORATION
Ticker: METSB Security ID: X5327R109
Meeting Date: MAR 27, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.21 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 95,000 for Chairman,
EUR 80,000 for Vice Chairman, and EUR
62,500 for Other Directors; Approve
Meeting Fees; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Martti Asunta, Jussi For Against Management
Linnaranta, Kirsi Komi, Kai Korhonen,
Liisa Leino, Juha Niemela and Veli
Sundback as Directors; Elect Ilkka
Hamala and Hannu Anttila as New
Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify KPMG as Auditors For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
NEENAH, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret S. Dano For For Management
1b Elect Director Stephen M. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD.
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 18, 2017 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhang Cheng Fei as Director For Against Management
3a2 Elect Lau Chun Shun as Director For Against Management
3a3 Elect Zhang Lianpeng as Director For Against Management
3a4 Elect Tam Wai Chu, Maria as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Share Premium Reduction and For For Management
the Credit Arising be Transferred to
the Contributed Surplus
--------------------------------------------------------------------------------
NIPPON PAPER INDUSTRIES CO., LTD.
Ticker: 3863 Security ID: J28583169
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Haga, Yoshio For Against Management
2.2 Elect Director Manoshiro, Fumio For Against Management
2.3 Elect Director Yamasaki, Kazufumi For For Management
2.4 Elect Director Utsumi, Akihiro For For Management
2.5 Elect Director Nozawa, Toru For For Management
2.6 Elect Director Konno, Takeo For For Management
2.7 Elect Director Ueda, Shoji For For Management
2.8 Elect Director Aoyama, Yoshimitsu For For Management
2.9 Elect Director Fujioka, Makoto For For Management
3.1 Appoint Statutory Auditor Fujimori, For For Management
Hirofumi
3.2 Appoint Statutory Auditor Nagoshi, For For Management
Mitsuo
4 Appoint Alternate Statutory Auditor For For Management
Otsuka, Akio
--------------------------------------------------------------------------------
NORBORD INC.
Ticker: NBD Security ID: 65548P403
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack L. Cockwell For Withhold Management
1.2 Elect Director Pierre Dupuis For For Management
1.3 Elect Director Paul E. Gagne For For Management
1.4 Elect Director J. Peter Gordon For Withhold Management
1.5 Elect Director Paul A. Houston For For Management
1.6 Elect Director Denise M. Nemchev For For Management
1.7 Elect Director Denis A. Turcotte For Withhold Management
1.8 Elect Director Peter C. Wijnbergen For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OENEO
Ticker: SBT Security ID: F6734P108
Meeting Date: JUL 26, 2017 Meeting Type: Annual/Special
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.14 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Approve Termination Package of Nicolas For For Management
Heriard Dubreuil
7 Approve Discharge of Directors For For Management
8 Reelect Jacques Herail as Director For For Management
9 Reelect Olivier Hubin as Director For For Management
10 Reelect Vivien Heriard Dubreuil as For For Management
Director
11 Elect Armand Wiedemann Goiran as For For Management
Director
12 Non-Binding Vote on Compensation of For For Management
Marc Heriard Dubreuil, Chairman of the
Board from April 1, 2016, until Sept.
30, 2016
13 Non-Binding Vote on Compensation of For Against Management
Francois Moriniere, CEO from April 1,
2016, until Sept. 30, 2016 ; and
Chairman of the Board from Oct. 1,
2016, until March 31, 2017
14 Non-Binding Vote on Compensation of For Against Management
Nicolas Heriard Dubreuil, CEO
15 Approve Remuneration Policy of Chairman For For Management
16 Approve Remuneration Policy of CEO For Against Management
17 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 400,000
18 Renew Appointment of Grant Thornton as For For Management
Auditor
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 22 Million
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 22 Million
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements
24 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
26 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Capitalization of Reserves For Against Management
of Up to EUR 22 Million for Bonus
Issue or Increase in Par Value
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Change Location of Registered Office For For Management
to 6, Quai Louis XVIII, 33 000
Bordeaux, Starting from September 1,
2017, and Amend Article 4 of Bylaws
Accordingly
30 Amend Article 20 of Bylaws Re: For Against Management
Duration of the Mandate for Censors
31 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
OJI HOLDINGS CORP.
Ticker: 3861 Security ID: J6031N109
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shindo, Kiyotaka For For Management
1.2 Elect Director Yajima, Susumu For For Management
1.3 Elect Director Watari, Ryoji For For Management
1.4 Elect Director Fuchigami, Kazuo For For Management
1.5 Elect Director Aoyama, Hidehiko For For Management
1.6 Elect Director Takeda, Yoshiaki For For Management
1.7 Elect Director Fujiwara, Shoji For For Management
1.8 Elect Director Koseki, Yoshiki For For Management
1.9 Elect Director Kaku, Masatoshi For For Management
1.10 Elect Director Kisaka, Ryuichi For For Management
1.11 Elect Director Kamada, Kazuhiko For For Management
1.12 Elect Director Isono, Hiroyuki For For Management
1.13 Elect Director Ishida, Koichi For For Management
1.14 Elect Director Nara, Michihiro For For Management
1.15 Elect Director Terasaka, Nobuaki For For Management
2.1 Appoint Statutory Auditor Kitada, For For Management
Mikinao
2.2 Appoint Statutory Auditor Hemmi, Norio For For Management
--------------------------------------------------------------------------------
ORORA LTD.
Ticker: ORA Security ID: Q7142U109
Meeting Date: OCT 17, 2017 Meeting Type: Annual
Record Date: OCT 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Abi Cleland as Director For For Management
2b Elect John Pizzey as Director For For Management
3a Approve the Grant of Deferred For For Management
Performance Rights to Nigel Garrard,
Managing Director and Chief Executive
Officer of the Company
3b Approve the Grant of Options and For For Management
Performance Rights to Nigel Garrard,
Managing Director and Chief Executive
Officer of the Company
4 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Brown For For Management
1.2 Elect Director Kathleen A. Dahlberg For For Management
1.3 Elect Director Nicholas DeBenedictis For For Management
1.4 Elect Director Kevin M. Fogarty For For Management
1.5 Elect Director J. Robert Hall For For Management
1.6 Elect Director Richard C. Ill For For Management
1.7 Elect Director Ronald J. Naples For For Management
1.8 Elect Director Dante C. Parrini For For Management
1.9 Elect Director Lee C. Stewart For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POLYPLEX THAILAND PUBLIC CO LTD
Ticker: PTL Security ID: Y6987E114
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Company's Operating Results and None None Management
Directors' Report
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Dividend Payment For For Management
5.1 Elect Pranay Kothari as Director For For Management
5.2 Elect Shiraz Erach Poonevala as For For Management
Director
5.3 Elect Amit Prakash as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
POTLATCH CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: FEB 20, 2018 Meeting Type: Special
Record Date: JAN 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Driscoll For For Management
1b Elect Director Eric J. Cremers For For Management
1c Elect Director D. Mark Leland For For Management
1d Elect Director Lenore M. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUINTIS LTD
Ticker: QIN Security ID: ADPV39995
Meeting Date: DEC 15, 2017 Meeting Type: Annual
Record Date: DEC 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Michael Kay as Director For For Management
--------------------------------------------------------------------------------
RAYONIER INC.
Ticker: RYN Security ID: 754907103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Kincaid For For Management
1B Elect Director Keith E. Bass For For Management
1C Elect Director Dod A. Fraser For For Management
1D Elect Director Scott R. Jones For For Management
1E Elect Director Bernard Lanigan, Jr. For For Management
1F Elect Director Blanche L. Lincoln For For Management
1G Elect Director V. Larkin Martin For For Management
1H Elect Director David L. Nunes For For Management
1I Elect Director Andrew G. Wiltshire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENGO CO. LTD.
Ticker: 3941 Security ID: J64382104
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsubo, Kiyoshi For For Management
1.2 Elect Director Maeda, Moriaki For For Management
1.3 Elect Director Hasegawa, Ichiro For For Management
1.4 Elect Director Baba, Yasuhiro For For Management
1.5 Elect Director Sambe, Hiromi For For Management
1.6 Elect Director Ishida, Shigechika For For Management
1.7 Elect Director Ebihara, Hiroshi For For Management
1.8 Elect Director Kawamoto, Yosuke For For Management
1.9 Elect Director Hirano, Koichi For For Management
1.10 Elect Director Yokota, Mitsumasa For For Management
1.11 Elect Director Hori, Hirofumi For For Management
1.12 Elect Director Inoue, Sadatoshi For For Management
1.13 Elect Director Osako, Toru For For Management
1.14 Elect Director Hosokawa, Takeshi For For Management
1.15 Elect Director Okano, Yukio For For Management
1.16 Elect Director Nakano, Kenjiro For For Management
1.17 Elect Director Sato, Yoshio For For Management
2 Appoint Statutory Auditor Tsujimoto, For For Management
Kenji
--------------------------------------------------------------------------------
SAPPI LTD
Ticker: SAP Security ID: S73544108
Meeting Date: FEB 07, 2018 Meeting Type: Annual
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
September 2017
2 Elect Dr Boni Mehlomakulu as Director For For Management
3.1 Re-elect Sir Nigel Rudd as Director For For Management
3.2 Re-elect Peter Mageza as Director For For Management
3.3 Re-elect Valli Moosa as Director For For Management
4.1 Re-elect Dr Len Konar as Chairman of For Abstain Management
the Audit Committee
4.2 Re-elect Mike Fallon as Member of the For For Management
Audit Committee
4.3 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
4.4 Re-elect Karen Osar as Member of the For For Management
Audit Committee
4.5 Re-elect Rob Jan Renders as Member of For For Management
the Audit Committee
5 Reappoint KPMG Inc as Auditors of the For For Management
Company and Appoint Coenie Basson as
the Designated Registered Auditor
6.1 Place Authorised but Unissued Shares For For Management
under Control of Directors for the
Purpose of The Sappi Limited
Performance Share Incentive Trust
6.2 Authorise Any Subsidiary to Sell and For For Management
to Transfer to The Sappi Limited Share
Incentive Trust and The Sappi Limited
Performance Share Incentive Trust Such
Shares as May be Required for the
Purposes of the Schemes
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Implementation For For Management
Report
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance to For For Management
Related or Inter-related Companies
9 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly E. Ritrievi For For Management
1.2 Elect Director John D. Rogers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Chu For For Management
1b Elect Director Edward L. Doheny, II For For Management
1c Elect Director Patrick Duff For For Management
1d Elect Director Henry R. Keizer For For Management
1e Elect Director Jacqueline B. Kosecoff For For Management
1f Elect Director Neil Lustig For For Management
1g Elect Director Richard L. Wambold For For Management
1h Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMAPA - SOCIEDADE DE INVESTIMENTO E GESTAO S.A.
Ticker: SEM Security ID: X7936A113
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint KPMG as Auditor and Vitor For For Management
Manuel da Cunha Ribeirinho as
Alternate Auditor
2 Eliminate Par Value of Common Stock For For Management
and Amend Article 4 Accordingly
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUL 24, 2017 Meeting Type: Special
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fourth Amendments to the For For Management
Proposed Non-Public Offering of Shares
2 Approve Fourth Amendments to the For For Management
Dilution of Current Returns by the
Non-Public Offering of Shares and
Remedial Measures
3 Approve Adjustment to the Price For For Management
Determination Date for Non-Public
Offering of Shares
4 Approve Conditional Share Subscription For For Management
Agreement and the Non-public Issue of
Shares Involving Related Party
Transactions
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: JUL 24, 2017 Meeting Type: Special
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fourth Amendments to the For For Management
Proposed Non-public Offering of Shares
2 Approve Fourth Amendments to the For For Management
Dilution of Current Returns by the
Non-public Offering of Shares and
Remedial Measures
3 Approve Adjustment to the Price For For Management
Determination Date for Non-public
Offering of Shares
4 Approve Conditional Share Subscription For For Management
Agreement and the Non-public Issue of
Shares Involving Related Party
Transactions
5 Approve Ruihua Certified Public For For Management
Accountants (Special General
Partnership) to Appoint Auditor
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: AUG 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Issuance Size in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.02 Approve Terms in Relation to the For For Management
Issuance of Medium-Term Notes by the
Company
1.03 Approve Coupon Rate in Relation to the For For Management
Issuance of Medium-Term Notes by the
Company
1.04 Approve Issue Target in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.05 Approve Use of Proceeds in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.06 Approve Validity Terms in Relation to For For Management
the Issuance of Medium-Term Notes by
the Company
1.07 Authorize Board to Handle All Matters For For Management
in Relation to the Issuance of
Medium-Term Notes by the Company
2.01 Approve Issuance Size in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.02 Approve Terms in Relation to the For For Management
Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.03 Approve Issuance Method in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.04 Approve Interest Rate in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.05 Approve Use of Proceeds in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.06 Approve Validity Terms in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.07 Approve Issuance Target in Relation to For For Management
the Issuance of Dedicated Private Debt
Financing Instruments by Shandong
Chenming Financial Leasing Co., Ltd.
2.08 Approve Measures to Ensure Payment in For For Management
Relation to the Issuance of Dedicated
Private Debt Financing Instruments by
Shandong Chenming Financial Leasing Co.
, Ltd.
3 Approve Provision of Guarantee to For For Management
Subsidiary and Investee
4 Approve Provision of Guarantee to a For For Shareholder
Wholly-Owned Subsidiary of the Company
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Size in Relation to the Issue For For Management
of Renewable Corporate Bonds
1.02 Approve Term in Relation to the Issue For For Management
of Renewable Corporate Bonds
1.03 Approve Coupon Rate in Relation to the For For Management
Issue of Renewable Corporate Bonds
1.04 Approve Issue Target in Relation to For For Management
the Issue of Renewable Corporate Bonds
1.05 Approve Use of Proceeds in Relation to For For Management
the Issue of Renewable Corporate Bonds
1.06 Approve Terms of Validity of the For For Management
Resolution in Relation to the Issue of
Renewable Corporate Bonds
1.07 Approve Authorization in Relation to For For Management
the Renewable Corporate Bond Issue
2 Approve the Provision of Guarantee for None For Shareholder
Syndicated Loan of Zhanjiang Chenming
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD.
Ticker: 200488 Security ID: Y7682V120
Meeting Date: FEB 13, 2018 Meeting Type: Special
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Issuer in Relation to the For For Management
Issue of USD Bonds
1.02 Approve Size of Issue in Relation to For For Management
the Issue of USD Bonds
1.03 Approve Term of Issue in Relation to For For Management
the Issue of USD Bonds
1.04 Approve Coupon Rate in Relation to the For For Management
Issue of USD Bonds
1.05 Approve Use of Proceeds in Relation to For For Management
the Issue of USD Bonds
1.06 Approve Place of Listing in Relation For For Management
to the Issue of USD Bonds
1.07 Approve Term of Validity of the For For Management
Resolution in Relation to the Issue of
USD Bonds
1.08 Approve Authorization in Relation to For For Management
the Issue of USD Bonds
2 Approve Provision of Guarantee in For For Management
Relation to the Issue of USD Bonds
3 Approve Amendments to Articles of For Against Management
Association
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
6 Approve Construction of Differential For For Management
Viscose Fiber and Ancillary Production
Facilities Project of Huanggang
Chenming
7 Approve Construction of Cogeneration For For Management
Project in the Chemical Industrial
Park of Huanggang Chenming
8 Approve Transfer of 30% Equity For For Shareholder
Interest in and the Loan Due from
Hongtai Real Estate Held by Guangdong
Dejun to the Company
9 Approve Establishment of Beijing For For Shareholder
Chenming Financial Leasing Company
10 Approve Establishment of Wuhan For For Shareholder
Chenming Financial Leasing Company
11 Approve Provision of 3-year Guarantee For For Shareholder
in Favour of the Related Subsidiaries
for Their Credit Facilities
Applications
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Davies For For Management
1.2 Elect Director Harris E. DeLoach, Jr. For For Management
1.3 Elect Director Philipe Guillemot For For Management
1.4 Elect Director Robert C. Tiede For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STELLA-JONES INC.
Ticker: SJ Security ID: 85853F105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom A. Bruce Jones For Withhold Management
1.2 Elect Director George J. Bunze For For Management
1.3 Elect Director Gianni Chiarva For Withhold Management
1.4 Elect Director Katherine A. Lehman For For Management
1.5 Elect Director James A. Manzi, Jr. For For Management
1.6 Elect Director Brian McManus For Withhold Management
1.7 Elect Director Nycol Pageau-Goyette For For Management
1.8 Elect Director Simon Pelletier For For Management
1.9 Elect Director Daniel Picotte For Withhold Management
1.10 Elect Director Mary L. Webster For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
STORA ENSO OYJ
Ticker: STERV Security ID: X8T9CM113
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.41 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for
Chairman, EUR 103,000 for Vice
Chairman, and EUR 72,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Anne Brunila, Jorma Eloranta For Against Management
(Chairman), Elisabeth Fleuriot, Hock
Goh, Christiane Kuehne, Richard
Nilsson, Goran Sandberg and Hans
Straberg (Vice Chairman) as Directors;
Elect Antti Makinen as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Presentation of Minutes of the Meeting None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SUZANO PAPEL E CELULOSE S.A.
Ticker: SUZB5 Security ID: P88205235
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of All Class A For For Management
Preferred Shares into Common Shares at
Ratio of 1:1
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: MAR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 1.5 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.8 Million for
Chairman and SEK 600,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12a Reelect Charlotte Bengtsson as Director For For Management
12b Reelect Par Boman as Director For Against Management
12c Reelect Lennart Evrell as Director For For Management
12d Reelect Annemarie Gardshol as Director For For Management
12e Reelect Ulf Larsson as Director For For Management
12f Reelect Martin Lindqvist as Director For For Management
12g Reelect Lotta Lyra as Director For For Management
12h Reelect Bert Nordberg as Director For Against Management
12i Reelect Barbara Thoralfsson as Director For For Management
12j Elect Anders Sundstrom as New Director For For Management
13 Elect Par Boman as Board Chairman For Against Management
14 Ratify Ernst & Young as Auditors For For Management
15 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
TA ANN HOLDINGS BERHAD
Ticker: TAANN Security ID: Y8345V101
Meeting Date: MAR 23, 2018 Meeting Type: Special
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 30.39 Percent For For Management
Equity Interest in Sarawak Plantation
Berhad by the Company from Cermat
Ceria Sdn Bhd
--------------------------------------------------------------------------------
THE NAVIGATOR COMPANY SA
Ticker: NVG Security ID: X67182109
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint KPMG as Auditors and Vitor For For Management
Manuel da Cunha Ribeirinho as
Alternate Auditors
2 Eliminate Par Value of Common Stock For For Management
and Amend Article 4 Accordingly
3 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
THE PACK CORP.
Ticker: 3950 Security ID: J63492102
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Nakao, Yoshikazu For For Management
2.2 Elect Director Inada, Mitsuo For For Management
2.3 Elect Director Teraoka, Yoshinori For For Management
2.4 Elect Director Takinoue, Teruo For For Management
2.5 Elect Director Yamashita, Hideaki For For Management
2.6 Elect Director Okada, Susumu For For Management
2.7 Elect Director Fujii, Michihisa For For Management
2.8 Elect Director Hotta, Yoshihiko For For Management
2.9 Elect Director Nakamura, Shuichi For For Management
2.10 Elect Director Morita, Kazuko For For Management
2.11 Elect Director Hayashi, Hirofumi For For Management
2.12 Elect Director Nishio, Uichiro For For Management
3.1 Appoint Statutory Auditor Tamakoshi, For For Management
Hisayoshi
3.2 Appoint Statutory Auditor Noda, Shinji For For Management
3.3 Appoint Statutory Auditor Iwase, For For Management
Norimasa
--------------------------------------------------------------------------------
TOKUSHU TOKAI PAPER CO LTD
Ticker: 3708 Security ID: J86657103
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Matsuda, Yuji For Against Management
2.2 Elect Director Oshima, Kazuhiro For For Management
2.3 Elect Director Sekine, Tsuneo For For Management
2.4 Elect Director Yanagawa, Katsuhiko For For Management
2.5 Elect Director Watanabe, Katsuhiro For For Management
2.6 Elect Director Mori, Toyohisa For For Management
2.7 Elect Director Onuma, Hiroyuki For For Management
2.8 Elect Director Sano, Michiaki For For Management
2.9 Elect Director Kimura, Minoru For For Management
2.10 Elect Director Kanazawa, Kyoko For For Management
3.1 Appoint Alternate Statutory Auditor For For Management
Kawai, Minoru
3.2 Appoint Alternate Statutory Auditor For For Management
Jin, Hiroaki
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM Security ID: X9518S108
Meeting Date: APR 05, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 Per Share
9 Approve Discharge of Board and For For Management
President
10 Remuneration of Directors in the For For Management
Amount of EUR 190,000 for Chairman,
EUR 135,000 for Deputy Chairman and
EUR 100,000 for Other Directors;
Approve Compensation for Committee Work
11 Fix Number of Directors at Ten For For Management
12 Reelect Berndt Brunow, Henrik For Against Management
Ehrnrooth, Piia-Noora Kauppi, Jussi
Pesonen, Ari Puheloinen, Veli-Matti
Reinikkala, Suzanne Thoma, Kim Wahl
and Bjorn Wahlroos as Directors; Elect
Marjan Oudeman as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Amend Articles Re: Field of Activity; For For Management
Auditors; Notice of General Meeting;
Share Redemption
17 Authorize Charitable Donations For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
WEST FRASER TIMBER CO. LTD.
Ticker: WFT Security ID: 952845105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry H. (Hank) Ketcham For For Management
1.2 Elect Director Reid E. Carter For For Management
1.3 Elect Director John N. Floren For For Management
1.4 Elect Director Brian G. Kenning For For Management
1.5 Elect Director John K. Ketcham For For Management
1.6 Elect Director Gerald J. (Gerry) Miller For For Management
1.7 Elect Director Robert L. Phillips For For Management
1.8 Elect Director Janice G. Rennie For For Management
1.9 Elect Director Edward R. (Ted) Seraphim For For Management
1.10 Elect Director Gillian D. Winckler For For Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
WESTERN FOREST PRODUCTS INC.
Ticker: WEF Security ID: 958211203
Meeting Date: MAY 03, 2018 Meeting Type: Annual/Special
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director James Arthurs For For Management
2.2 Elect Director Jane Bird For For Management
2.3 Elect Director Suzanne Blanchet For For Management
2.4 Elect Director Donald Demens For For Management
2.5 Elect Director Lee Doney For For Management
2.6 Elect Director Daniel Nocente For For Management
2.7 Elect Director Michael T. Waites For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Stock Option Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
WESTROCK COMPANY
Ticker: WRK Security ID: 96145D105
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: DEC 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy J. Bernlohr For For Management
1b Elect Director J. Powell Brown For For Management
1c Elect Director Michael E. Campbell For For Management
1d Elect Director Terrell K. Crews For For Management
1e Elect Director Russell M. Currey For For Management
1f Elect Director John A. Luke, Jr. For For Management
1g Elect Director Gracia C. Martore For For Management
1h Elect Director James E. Nevels For For Management
1i Elect Director Timothy H. Powers For For Management
1j Elect Director Steven C. Voorhees For For Management
1k Elect Director Bettina M. Whyte For For Management
1l Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director Rick R. Holley For For Management
1.3 Elect Director Sara Grootwassink Lewis For For Management
1.4 Elect Director John F. Morgan, Sr. For For Management
1.5 Elect Director Nicole W. Piasecki For For Management
1.6 Elect Director Marc F. Racicot For For Management
1.7 Elect Director Lawrence A. Selzer For For Management
1.8 Elect Director Doyle R. Simons For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director Kim Williams For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
================= GUGGENHEIM S&P BSE MID-CAP SELECT INDIA ETF ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== GUGGENHEIM S&P BSE SENSEX INDIA ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== GUGGENHEIM S&P GLOBAL WATER INDEX ETF =====================
AALBERTS INDUSTRIES
Ticker: AALB Security ID: N00089271
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.a Approve Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.b Adopt Financial Statements For For Management
4.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4.b Approve Dividends of EUR 0.65 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.a Discussion on Company's Corporate None None Management
Governance Structure
7.b Amend Articles of Association For For Management
8 Reelect Martin C.J. van Pernis to For For Management
Supervisory Board
9 Reelect Oliver N. Jager to Management For For Management
Board
10 Elect Henk Scheffers as Independent For For Management
Board Member of Stichting Prioriteit
"Aalberts Industries N.V"
11 Grant Board Authority to Issue Shares For For Management
up to 10 Percent of Issued Capital
12 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Ratify Deloitte Accountants B.V. as For For Management
Auditors
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC.
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 17, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph A. Chlapaty For Against Management
1b Elect Director Tanya Fratto For Against Management
1c Elect Director Carl A. Nelson, Jr. For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Cortinovis For For Management
1b Elect Director Stephanie A. Cuskley For For Management
1c Elect Director Walter J. Galvin For For Management
1d Elect Director Rhonda Germany Ballintyn For For Management
1e Elect Director Charles R. Gordon For For Management
1f Elect Director Juanita H. Hinshaw For For Management
1g Elect Director M. Richard Smith For For Management
1h Elect Director Alfred L. Woods For For Management
1i Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Anderson For For Management
1.2 Elect Director Sarah J. Anderson For For Management
1.3 Elect Director Anne M. Holloway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Julia L. Johnson For For Management
1e Elect Director Karl F. Kurz For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director James G. Stavridis For For Management
1h Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on the Human Right to Water and Against Against Shareholder
Sanitation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ANDRITZ AG
Ticker: ANDR Security ID: A11123105
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn J. Burke For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director Christopher H. Franklin For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Daniel J. Hilferty For For Management
1.6 Elect Director Wendell F. Holland For For Management
1.7 Elect Director Ellen T. Ruff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCADIS NV
Ticker: ARCAD Security ID: N0605M147
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.a Open Meeting None None Management
1.b Receive Announcements (non-voting) None None Management
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Receive Report of Management Board None None Management
(Non-Voting)
4.a Discuss Remuneration Report None None Management
4.b Adopt Financial Statements For For Management
4.c Approve Dividends of EUR 0.47 Per Share For For Management
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Discussion on Company's Corporate None None Management
Governance Structure
8 Discuss Change of Leadership Structure None None Management
9 Elect S. Kuijlaars as Member as Member For For Management
of the Management Board
10.a Elect M.C. (Michael) Putnam to For For Management
Supervisory Board
10.b Announce Vacancies on the Board None None Management
11.a Grant Board Authority to Issue Shares For For Management
up to 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
11.b Grant Board Authority to Issue Shares For For Management
as Dividends
11.c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For Withhold Management
1.2 Elect Director Thomas J. Fischer For Withhold Management
1.3 Elect Director Gale E. Klappa For Withhold Management
1.4 Elect Director Gail A. Lione For Withhold Management
1.5 Elect Director Richard A. Meeusen For Withhold Management
1.6 Elect Director James F. Stern For Withhold Management
1.7 Elect Director Glen E. Tellock For Withhold Management
1.8 Elect Director Todd J. Teske For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 371 Security ID: G0957L109
Meeting Date: MAR 29, 2018 Meeting Type: Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Issuance of Subscription Shares, the
Specific Mandate and Related
Transactions
2 Elect Lee Man Chun Raymond as Director For For Management
and Authorize Board to Fix His
Remuneration
--------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP
Ticker: CWT Security ID: 130788102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gregory E. Aliff For For Management
1B Elect Director Terry P. Bayer For For Management
1C Elect Director Edwin A. Guiles For For Management
1D Elect Director Martin A. Kropelnicki For For Management
1E Elect Director Thomas M. Krummel For For Management
1F Elect Director Richard P. Magnuson For For Management
1G Elect Director Peter C. Nelson For For Management
1H Elect Director Carol M. Pottenger For For Management
1I Elect Director Lester A. Snow For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CHINA WATER AFFAIRS GROUP LTD.
Ticker: 855 Security ID: G21090124
Meeting Date: SEP 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Final Dividend For For Management
3.1 Elect Zhao Hai Hu as Director For For Management
3.2 Elect Makoto Inoue as Director For Against Management
3.3 Elect Chau Kam Wing as Director For For Management
3.4 Elect Ho Ping as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
Ticker: SBSP3 Security ID: 20441A102
Meeting Date: AUG 21, 2017 Meeting Type: Special
Record Date: AUG 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Elect Lucas Navarro Prado as Director For For Management
3 Rectify Remuneration of Company's For For Management
Management and Fiscal Council members
Previously Approved at the April 28,
2017, AGM
--------------------------------------------------------------------------------
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
Ticker: SBSP3 Security ID: 20441A102
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 Elect Directors For For Management
5 Elect Fiscal Council Members For For Management
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 Approve Dividend Policy For Against Management
--------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC.
Ticker: CTWS Security ID: 207797101
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa J. Thibdaue For For Management
1.2 Elect Director Carol P. Wallace For For Management
1.3 Elect Director Bradford A. Hunter For For Management
1.4 Elect Director David C. Benoit For For Management
1.5 Elect Director Kristen A. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
COWAY CO. LTD.
Ticker: A021240 Security ID: Y1786S109
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Stock Option Grants For For Management
3 Amend Articles of Incorporation For For Management
4.1 Elect Lee Jung-sik as Outside Director For For Management
4.2 Elect Lee Jun-ho as Outside Director For For Management
4.3 Elect Choi In-beom as Outside Director For For Management
4.4 Elect Yoo Gi-seok as Outside Director For For Management
5.1 Elect Lee Jung-sik as a Member of For For Management
Audit Committee
5.2 Elect Lee Jun-ho as a Member of Audit For For Management
Committee
5.3 Elect Yoo Gi-seok as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For Against Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Thomas P. Joyce, Jr. For For Management
1.4 Elect Director Teri List-Stoll For Against Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For Against Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Raymond C. Stevens For For Management
1.11 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
EBARA CORP.
Ticker: 6361 Security ID: J12600128
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Yago, Natsunosuke For For Management
2.2 Elect Director Maeda, Toichi For For Management
2.3 Elect Director Uda, Sakon For For Management
2.4 Elect Director Kuniya, Shiro For For Management
2.5 Elect Director Sato, Izumi For For Management
2.6 Elect Director Sawabe, Hajime For For Management
2.7 Elect Director Yamazaki, Shozo For For Management
2.8 Elect Director Oeda, Hiroshi For For Management
2.9 Elect Director Hashimoto, Masahiro For Against Management
2.10 Elect Director Fujimoto, Tetsuji For For Management
2.11 Elect Director Oi, Atsuo For For Management
2.12 Elect Director Tsumura, Shusuke For For Management
2.13 Elect Director Noji, Nobuharu For For Management
--------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC.
Ticker: FELE Security ID: 353514102
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregg C. Sengstack For Against Management
1b Elect Director David M. Wathen For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALMA PLC
Ticker: HLMA Security ID: G42504103
Meeting Date: JUL 20, 2017 Meeting Type: Annual
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Andrew Williams as Director For For Management
6 Re-elect Kevin Thompson as Director For For Management
7 Re-elect Adam Meyers as Director For For Management
8 Re-elect Daniela Barone Soares as For For Management
Director
9 Re-elect Roy Twite as Director For For Management
10 Re-elect Tony Rice as Director For For Management
11 Re-elect Carole Cran as Director For For Management
12 Elect Jennifer Ward as Director For For Management
13 Elect Jo Harlow as Director For For Management
14 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Cook For For Management
1.2 Elect Director Cynthia J. Warner For For Management
1.3 Elect Director Mark A. Buthman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD.
Ticker: 6370 Security ID: J37221116
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 26
2.1 Elect Director Iioka, Koichi For For Management
2.2 Elect Director Kadota, Michiya For For Management
2.3 Elect Director Ito, Kiyoshi For For Management
2.4 Elect Director Namura, Takahito For For Management
2.5 Elect Director Kodama, Toshitaka For For Management
2.6 Elect Director Yamada, Yoshio For For Management
2.7 Elect Director Ejiri, Hirohiko For For Management
2.8 Elect Director Kobayashi, Toshimi For For Management
2.9 Elect Director Suzuki, Yasuo For For Management
2.10 Elect Director Muto, Yukihiko For For Management
2.11 Elect Director Moriwaki, Tsuguto For For Management
2.12 Elect Director Sugiyama, Ryoko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Tsuji, Yoshihiro
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brunner For For Management
1.2 Elect Director Timothy L. Hassinger For For Management
1.3 Elect Director Michael D. Walter For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
Ticker: MSEX Security ID: 596680108
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Doll For For Management
1.2 Elect Director Kim C. Hanneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Restricted Stock Plan For For Management
4 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Christopher For For Management
1.2 Elect Director Paul J. Flaherty For For Management
1.3 Elect Director Gennaro J. Fulvio For For Management
1.4 Elect Director Gary S. Gladstein For For Management
1.5 Elect Director Scott J. Goldman For For Management
1.6 Elect Director John B. Hansen For Withhold Management
1.7 Elect Director Terry Hermanson For For Management
1.8 Elect Director Charles P. Herzog, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC.
Ticker: MWA Security ID: 624758108
Meeting Date: JAN 24, 2018 Meeting Type: Annual
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shirley C. Franklin For For Management
1.2 Elect Director Scott Hall For For Management
1.3 Elect Director Thomas J. Hansen For For Management
1.4 Elect Director Jerry W. Kolb For For Management
1.5 Elect Director Mark J. O'Brien For For Management
1.6 Elect Director Bernard G. Rethore For For Management
1.7 Elect Director Lydia W. Thomas For For Management
1.8 Elect Director Michael T. Tokarz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Bogus For For Management
1.2 Elect Director Earl L. Shipp For For Management
1.3 Elect Director Vincent J. Smith For For Management
1.4 Elect Director Carol A. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: JUL 06, 2017 Meeting Type: Annual
Record Date: JUL 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Sir John Parker as Director For For Management
6 Re-elect Martin Angle as Director For For Management
7 Re-elect Neil Cooper as Director For For Management
8 Re-elect Susan Davy as Director For For Management
9 Re-elect Christopher Loughlin as For For Management
Director
10 Re-elect Gill Rider as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Long-Term Incentive Plan For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glynis A. Bryan For For Management
1b Elect Director Jacques Esculier For For Management
1c Elect Director T. Michael Glenn For For Management
1d Elect Director Theodore L. Harris For For Management
1e Elect Director David A. Jones For For Management
1f Elect Director Matthew H. Peltz For For Management
1g Elect Director Michael T. Speetzen For For Management
1h Elect Director John L. Stauch For For Management
1i Elect Director Billie Ida Williamson For For Management
2a Elect Director Glynis A. Bryan For For Management
2b Elect Director Jerry W. Burris For For Management
2c Elect Director Jacques Esculier For For Management
2d Elect Director Edward P. Garden For For Management
2e Elect Director T. Michael Glenn For For Management
2f Elect Director David H.Y. Ho For For Management
2g Elect Director Randall J. Hogan For For Management
2h Elect Director David A. Jones For For Management
2i Elect Director Ronald L. Merriman For For Management
2j Elect Director William T. Monahan For For Management
2k Elect Director Billie Ida Williamson For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Determine Price Range for Reissuance For For Management
of Treasury Shares
6 Change Range for Size of the Board For For Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 27, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Christopoul For For Management
1.2 Elect Director Paul W. Jones For For Management
1.3 Elect Director John S. Stroup For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 19, 2017 Meeting Type: Annual
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Kevin Beeston as Director For For Management
5 Re-elect James Bowling as Director For For Management
6 Re-elect John Coghlan as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect Emma FitzGerald as Director For For Management
9 Re-elect Olivia Garfield as Director For For Management
10 Re-elect Dominique Reiniche as Director For For Management
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Dr Angela Strank as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SIIC ENVIRONMENT HOLDINGS LTD.
Ticker: BHK Security ID: Y7938H115
Meeting Date: JAN 29, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dual Primary Listing of Shares For For Management
in Issue on the Main Board of the
Stock Exchange of Hong Kong Limited by
Way of Introduction
2 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SJW GROUP
Ticker: SJW Security ID: 784305104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katharine Armstrong For For Management
1b Elect Director Walter J. Bishop For For Management
1c Elect Director Douglas R. King For For Management
1d Elect Director Gregory P. Landis For For Management
1e Elect Director Debra C. Man For For Management
1f Elect Director Daniel B. More For For Management
1g Elect Director Eric W. Thornburg For For Management
1h Elect Director Robert A. Van Valer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan L. Batrack For For Management
1.2 Elect Director Hugh M. Grant For For Management
1.3 Elect Director Patrick C. Haden For For Management
1.4 Elect Director J. Christopher Lewis For For Management
1.5 Elect Director Joanne M. Maguire For For Management
1.6 Elect Director Kimberly E. Ritrievi For For Management
1.7 Elect Director Albert E. Smith For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Kirsten M. Volpi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY
Ticker: GRC Security ID: 383082104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Gorman For For Management
1.2 Elect Director Jeffrey S. Gorman For For Management
1.3 Elect Director M. Ann Harlan For For Management
1.4 Elect Director Thomas E. Hoaglin For For Management
1.5 Elect Director Christopher H. Lake For For Management
1.6 Elect Director Kenneth R. Reynolds For For Management
1.7 Elect Director Rick R. Taylor For For Management
1.8 Elect Director W. Wayne Walston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE YORK WATER COMPANY
Ticker: YORW Security ID: 987184108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Gang For For Management
1.2 Elect Director Jeffrey R. Hines For For Management
1.3 Elect Director George W. Hodges For For Management
1.4 Elect Director George Hay Kain, III For For Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Dr John McAdam as Director For For Management
6 Re-elect Steve Mogford as Director For For Management
7 Re-elect Stephen Carter as Director For For Management
8 Re-elect Mark Clare as Director For For Management
9 Re-elect Russ Houlden as Director For For Management
10 Re-elect Brian May as Director For For Management
11 Re-elect Sara Weller as Director For For Management
12 Elect Alison Goligher as Director For For Management
13 Elect Paulette Rowe as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Adopt New Articles of Association For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
22 Approve Share Incentive Plan For For Management
23 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
Ticker: WTS Security ID: 942749102
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Conway For For Management
1.2 Elect Director David A. Dunbar For For Management
1.3 Elect Director Louise K. Goeser For For Management
1.4 Elect Director Jes Munk Hansen For For Management
1.5 Elect Director W. Craig Kissel For For Management
1.6 Elect Director Joseph T. Noonan For For Management
1.7 Elect Director Robert J. Pagano, Jr. For For Management
1.8 Elect Director Merilee Raines For For Management
1.9 Elect Director Joseph W. Reitmeier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Curtis J. Crawford For For Management
1c Elect Director Patrick K. Decker For For Management
1d Elect Director Robert F. Friel For For Management
1e Elect Director Victoria D. Harker For For Management
1f Elect Director Sten E. Jakobsson For For Management
1g Elect Director Steven R. Loranger For For Management
1h Elect Director Surya N. Mohapatra For For Management
1i Elect Director Jerome A. Peribere For For Management
1j Elect Director Markos I. Tambakeras For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
================ GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF =================
ALTAGAS LTD.
Ticker: ALA Security ID: 021361100
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director Victoria A. Calvert For For Management
1.3 Elect Director David W. Cornhill For For Management
1.4 Elect Director Allan L. Edgeworth For For Management
1.5 Elect Director Daryl H. Gilbert For For Management
1.6 Elect Director David M. Harris For For Management
1.7 Elect Director Robert B. Hodgins For For Management
1.8 Elect Director Phillip R. Knoll For For Management
1.9 Elect Director M. Neil McCrank For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AUSNET SERVICES
Ticker: AST Security ID: Q0708Q109
Meeting Date: JUL 20, 2017 Meeting Type: Annual
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Nora Scheinkestel as Director For For Management
2b Elect Ralph Craven as Director For Against Management
2c Elect Sally Farrier as Director For For Management
2d Elect Sun Jianxing as Director For Against Management
3 Approve Remuneration Report For Against Management
4 Approve the Grant of Equity Awards to For For Management
Nino Ficca
5 Approve the Issuance of Shares For For Management
6 Approve the Issuance of Shares For For Management
Pursuant to the Dividend Reinvestment
Plan
7 Approve the Issuance of Shares For For Management
Pursuant to an Employee Incentive
Scheme
8 Approve the Renewal of Proportional For For Management
Takeover Provision
--------------------------------------------------------------------------------
CAPITAL POWER CORPORATION
Ticker: CPX Security ID: 14042M102
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald Lowry For For Management
1.2 Elect Director Albrecht Bellstedt For For Management
1.3 Elect Director Doyle Beneby For For Management
1.4 Elect Director Jill Gardiner For For Management
1.5 Elect Director Kelly Huntington For For Management
1.6 Elect Director Philip Lachambre For For Management
1.7 Elect Director Brian Vaasjo For For Management
1.8 Elect Director Katharine Stevenson For For Management
1.9 Elect Director Keith Trent For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Rick Haythornthwaite as For For Management
Director
6 Re-elect Iain Conn as Director For For Management
7 Re-elect Jeff Bell as Director For For Management
8 Re-elect Margherita Della Valle as For For Management
Director
9 Re-elect Joan Gillman as Director For For Management
10 Re-elect Mark Hanafin as Director For For Management
11 Re-elect Mark Hodges as Director For For Management
12 Re-elect Stephen Hester as Director For For Management
13 Re-elect Carlos Pascual as Director For For Management
14 Re-elect Steve Pusey as Director For For Management
15 Re-elect Scott Wheway as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Approve Scrip Dividend Programme For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LTD.
Ticker: 2380 Security ID: Y1508G102
Meeting Date: NOV 08, 2017 Meeting Type: Special
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement I, Agreement II and For For Management
Related Transactions
--------------------------------------------------------------------------------
CONTACT ENERGY LTD.
Ticker: CEN Security ID: Q2818G104
Meeting Date: OCT 11, 2017 Meeting Type: Annual
Record Date: OCT 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Victoria Crone as Director For For Management
2 Elect Rob McDonald as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: AUG 15, 2017 Meeting Type: Special
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ruihua Certified Public For For Management
Accountants and RSM Hong Kong as
Domestic and Overseas Auditors and to
Fix Their Audit Fees
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106
Meeting Date: DEC 08, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Wafangdian Thermal Power Company
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik A. Lind For For Management
1.2 Elect Director Carsten Monstensen For Withhold Management
2 Ratify Deloitte AS as Auditors For For Management
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL S.A
Ticker: EDP Security ID: X67925119
Meeting Date: APR 05, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3.1 Approve Discharge of Executive Board For For Management
3.2 Approve Discharge of General and For For Management
Supervisory Board
3.3 Approve Discharge of Statutory Auditor For For Management
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance For For Management
Debt Instruments
6 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
7 Approve Statement on Remuneration For For Management
Policy Applicable to Other Corporate
Bodies
8 Amend Article 16 Re: Board Size For For Management
9.1 Elect General and Supervisory Board For For Management
9.2 Elect Executive Board For For Management
9.3 Elect Statutory Auditor and Alternate For For Management
Statutory Auditor
9.4 Elect General Meeting Board For For Management
9.5 Elect Remuneration Committee For For Management
9.6 Approve Remuneration for Members of For For Management
Remuneration Committee
9.7 Elect Environment and Sustainability For For Management
Board
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE
Ticker: EDF Security ID: F2940H113
Meeting Date: MAY 15, 2018 Meeting Type: Annual/Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.46 per Share and
Dividends of EUR 0.506 per Share to
Long Term Registered Shares
A Approve Allocation of Income and Against Against Shareholder
Absence of Dividends
4 Approve Stock Dividend Program For For Management
5 Approve Transactions Re: Share For For Management
Transfer of New NP (Framatome)
6 Approve Transaction with Banking For For Management
Syndicate Including BNP Paribas and
Societe Generale Re: Guarantee
Agreement
7 Approve Auditors' Special Report on For For Management
Related-Party Transactions
8 Approve Compensation of Jean-Bernard For For Management
Levy, Chairman and CEO
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
11 Ratify Appointment Maurice For Against Management
Gourdault-Montagne as Director
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 365 Million
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 290 Million
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for for
Private Placements, up to Aggregate
Nominal Amount of EUR 290 Million
16 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capitalization of Reserves For Against Management
and Income of Up to EUR 1 Billion for
Bonus Issue or Increase in Par Value
19 Authorize Capital Increase of Up to For Against Management
EUR 145 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to For Against Management
EUR 95 Million for Contributions in
Kind
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 10
Million
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Amend Article 13 of Bylaws Re: For For Management
Directors Length of Term
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENAGAS S.A.
Ticker: ENG Security ID: E41759106
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4.1 Reelect Antonio Llarden Carratala as For For Management
Director
4.2 Reelect Marcelino Oreja Arburua as For For Management
Director
4.3 Reelect Isabel Tocino Biscarolasaga as For For Management
Director
4.4 Reelect Ana Palacio Vallelersundi as For For Management
Director
4.5 Reelect Antonio Hernandez Mancha as For For Management
Director
4.6 Reelect Gonzalo Solana Gonzalez as For For Management
Director
4.7 Elect Ignacio Grangel Vicente as For For Management
Director
5 Advisory Vote on Remuneration Report For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENBRIDGE INCOME FUND HOLDINGS INC.
Ticker: ENF Security ID: 29251R105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director J. Richard Bird For For Management
2.2 Elect Director Laura A. Cillis For For Management
2.3 Elect Director Brian E. Frank For For Management
2.4 Elect Director M. George Lewis For For Management
2.5 Elect Director E.F.H. (Harry) Roberts For For Management
2.6 Elect Director John K. Whelen For For Management
--------------------------------------------------------------------------------
ENDESA S.A.
Ticker: ELE Security ID: E41222113
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Reelect Jose Damian Bogas Galvez as For For Management
Director
6 Ratify Appointment of and Elect Maria For For Management
Patrizia Grieco as Director
7 Reelect Francesco Starace as Director For For Management
8 Reelect Enrico Viale as Director For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Cash-Based Long-Term Incentive For For Management
Plan
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENGIE
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 18, 2018 Meeting Type: Annual/Special
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.7 per Share and an
Extra of EUR 0.07 per Share to Long
Term Registered Shares
4 Approve Transactions Relating to the For For Management
Merging of the French Natural Gas
Terminal and Transmission Businesses
5 Approve Transaction with the French For For Management
State Re: Purchase of 11.1 Million
Shares
6 Approve Transaction with the French For For Management
State Re: Potential Purchase of
Shares, Depending on the Number of
Shares Acquired by the Employees under
the Link 2018 Employee Shareholding
Plan
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Elect Jean-Pierre Clamadieu as Director For For Management
9 Elect Ross McInnes as Director For For Management
10 Approve Compensation of Isabelle For For Management
Kocher, CEO
11 Approve Remuneration Policy of For For Management
Chairman of the Board since May 18,
2018
12 Approve Remuneration Policy of CEO For For Management
since Jan. 1, 2018
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 225 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 13 to 15
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million,
Only in the Event of a Public Tender
Offer or Share Exchange Offer
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million,
Only in the Event of a Public Tender
Offer or Share Exchange Offer
20 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 225 Million, Only in the
Event of a Public Tender Offer or
Share Exchange Offer
21 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 18 to 20, Only in the
Event of a Public Tender Offer or
Share Exchange Offer
22 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind, Only in the
Event of a Public Tender Offer
23 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 265 Million
24 Authorize Capitalization of Reserves For Against Management
for Bonus Issue or Increase in Par
Value, Only in the Event of a public
Tender Offer
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
28 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
29 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans Reserved for Some Employees and
Corporate Officers
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 Per Share
9 Approve Discharge of Board and For For Management
President
10 Receive Chairman's Review on the None None Management
Remuneration Policy of the Company
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 75,000 for Chairman,
EUR 57,000 for Vice Chairman, and EUR
40,000 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
12 Fix Number of Directors at Eight For For Management
13 Reelect Heinz-Werner Binzel, Eva For Against Management
Hamilton, Kim Ignatius, Matti Lievonen
(Chairman), Anja McAlister and
Veli-Matti Reinikkala as Directors;
Elect Essimari Kairisto and
Klaus-Dieter Maubach (Deputy Chairman)
as New Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Amend Articles Re: Board Size; For For Management
Auditors; Notice of General Meeting
19 Approve Share Cancellation in For For Management
Connection with Merger with Lansivoima
Oyj
20 Close Meeting None None Management
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Fredriksen For Against Management
2 Elect Director Kate Blankenship For Against Management
3 Elect Director Georgina E. Sousa For Against Management
4 Elect Director Ola Lorentzon For For Management
5 Elect Director Robert Hvide Macleod For Against Management
6 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
GAZTRANSPORT ET TECHNIGAZ
Ticker: GTT Security ID: F42674113
Meeting Date: MAY 17, 2018 Meeting Type: Annual/Special
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.66 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Philippe Berterottiere as For Against Management
Director
6 Approve Severance Package of Philippe For For Management
Berterottiere, Chairman and CEO
7 Elect Bruno Chabas as Director For For Management
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 441,000
9 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
10 Approve Compensation of Philippe For Against Management
Berterottiere, Chairman and CEO
11 Approve Compensation of Julien For Against Management
Burdeau, Vice-CEO
12 Approve Remuneration Policy of For Against Management
Executive Officers
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GENESIS ENERGY LTD
Ticker: GNE Security ID: Q4008P118
Meeting Date: SEP 20, 2017 Meeting Type: Annual
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Cross as Director For For Management
2 Elect Douglas McKay as Director For For Management
3 Elect John Leuchars as Director For For Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director Douglas P. Bloom For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director John L. Festival For For Management
1.5 Elect Director Marshall L. McRae For For Management
1.6 Elect Director Mary Ellen Peters For For Management
1.7 Elect Director Steven R. Spaulding For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
HK ELECTRIC INVESTMENTS LIMITED
Ticker: 2638 Security ID: Y32359104
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Li Tzar Kuoi, Victor as Director For Against Management
2b Elect Chan Loi Shun as Director For Against Management
2c Elect Jiang Xiaojun as Director For For Management
2d Elect Kwan Kai Cheong as Director For For Management
2e Elect Shan Shewu as Director For Against Management
2f Elect Zhu Guangchao as Director For For Management
3 Approve KPMG as Auditor of the Trust, For For Management
the Trustee-Manager and the Company
and Authorize Board of the
Trustee-Manager and Company to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: JAN 30, 2018 Meeting Type: Special
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions for 2018 Between Huaneng
Power International, Inc. and Huaneng
Group
2 Approve Acceptance of Guaranteed Loans For For Management
for Working Capital Relating to
Sahiwal Project in Pakistan by
Shandong Company
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of Board of For For Management
Directors
2 Approve 2017 Work Report of For For Management
Supervisory Committee
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Hong Kong Auditors
6 Approve General Mandate to Issue For For Management
Domestic and/or Overseas Debt
Financing Instruments
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Extension of Resolution For For Management
Validity Periods and Authorization
Delegated to the Board in Relation to
the Non-public Issuance of A Shares
9 Approve Shareholder Return Plan in the For For Management
Next Three Years (2018-2020)
10 Amend Articles of Association For Against Management
Regarding Party Committee
--------------------------------------------------------------------------------
HUTCHISON PORT HOLDINGS TRUST
Ticker: NS8U Security ID: Y3780D104
Meeting Date: APR 13, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee-Manager, For For Management
Statement by Trustee-Manager, and
Audited Financial Statements and
Independent Auditor's Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Directors of
Trustee-Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
INFRATIL LIMITED
Ticker: IFT Security ID: Q4933Q124
Meeting Date: AUG 24, 2017 Meeting Type: Annual
Record Date: AUG 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marko Bogoievski as Director For For Management
2 Elect Humphry Rolleston as Director For For Management
3 Elect Peter Springford as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Shaw For For Management
1.2 Elect Director Christian Bayle For For Management
1.3 Elect Director Peter Cella For For Management
1.4 Elect Director Julie Dill For For Management
1.5 Elect Director David Fesyk For For Management
1.6 Elect Director Duane Keinick For For Management
1.7 Elect Director Arthur Korpach For For Management
1.8 Elect Director Alison Taylor Love For For Management
1.9 Elect Director Margaret McKenzie For For Management
1.10 Elect Director William Robertson For For Management
1.11 Elect Director Brant Sangster For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Adopt New By-Laws For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 27, 2018 Meeting Type: Annual/Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brussa For For Management
1.2 Elect Director R. Scott Gahn For For Management
1.3 Elect Director H. Clark Hollands For For Management
1.4 Elect Director James Lewis For For Management
1.5 Elect Director Rebecca MacDonald For For Management
1.6 Elect Director Patrick McCullough For For Management
1.7 Elect Director Deborah Merril For For Management
1.8 Elect Director Brett A. Perlman For For Management
1.9 Elect Director M. Dallas H. Ross For For Management
1.10 Elect Director William F. Weld For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
KEPPEL INFRASTRUCTURE TRUST
Ticker: A7RU Security ID: Y4724S108
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
4 Approve Mandate for Interested Person For For Management
Transactions
5 Approve Proposed Amendment to the For For Management
Trust Deed Re: Repurchase of Units
6 Authorize Unit Repurchase Program For Against Management
7 Amend Trust Deed For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: 500631106
Meeting Date: MAR 30, 2018 Meeting Type: Annual
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4.1 Approve Financial Statements and For For Management
Allocation of Income
4.2 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman H. Brown, Jr. For Against Management
1b Elect Director George W. Carmany, III For Against Management
1c Elect Director James Hooke For Against Management
1d Elect Director Ronald Kirk For For Management
1e Elect Director H.E. (Jack) Lentz For For Management
1f Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY NZ LIMITED
Ticker: MCY Security ID: Q60770106
Meeting Date: NOV 07, 2017 Meeting Type: Annual
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andy Lark as Director For For Management
2 Elect Patrick Strange as Director For For Management
3 Elect Scott St John as Director For For Management
4 Revoke Company's Current Constitution For For Management
and Adopt a New Constitution
--------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED
Ticker: NAT Security ID: G65773106
Meeting Date: DEC 12, 2017 Meeting Type: Annual
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbjorn Hansson For Against Management
1b Elect Director Andreas Ove Ugland For Against Management
1c Elect Director Jim Kelly For Against Management
1d Elect Director Jan Erik Langangen For Against Management
1e Elect Director Richard H. K. Vietor For Against Management
2 Ratify KPMG AS as Auditors For For Management
3 Approve Share Premium Reduction For For Management
--------------------------------------------------------------------------------
NORTHLAND POWER INC.
Ticker: NPI Security ID: 666511100
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James C. Temerty For For Management
2 Elect Director John N. Turner For For Management
3 Elect Director Marie Bountrogianni For For Management
4 Elect Director John W. Brace For For Management
5 Elect Director Linda L. Bertoldi For For Management
6 Elect Director Barry Gilmour For For Management
7 Elect Director Russell Goodman For For Management
8 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NRG YIELD, INC.
Ticker: NYLD Security ID: 62942X405
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mauricio Gutierrez For Withhold Management
1.2 Elect Director John F. Chlebowski For For Management
1.3 Elect Director Kirkland B. Andrews For Withhold Management
1.4 Elect Director John Chillemi For Withhold Management
1.5 Elect Director Brian R. Ford For For Management
1.6 Elect Director Ferrell P. McClean For For Management
1.7 Elect Director Christopher S. Sotos For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Patricia S. Bellinger For For Management
1.3 Elect Director The Lord Browne of For For Management
Madingley
1.4 Elect Director Michael M. Garland For For Management
1.5 Elect Director Douglas G. Hall For For Management
1.6 Elect Director Michael B. Hoffman For For Management
1.7 Elect Director Patricia M. Newson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director Douglas J. Arnell For For Management
1.3 Elect Director Michael (Mick) H. Dilger For For Management
1.4 Elect Director Randall J. Findlay For For Management
1.5 Elect Director Maureen E. Howe For For Management
1.6 Elect Director Gordon J. Kerr For For Management
1.7 Elect Director David M.B. LeGresley For For Management
1.8 Elect Director Robert B. Michaleski For For Management
1.9 Elect Director Leslie A. O'Donoghue For For Management
1.10 Elect Director Bruce D. Rubin For For Management
1.11 Elect Director Jeffrey T. Smith For For Management
1.12 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Raja Rajamannar For For Management
1.5 Elect Director Craig A. Rogerson For For Management
1.6 Elect Director William H. Spence For For Management
1.7 Elect Director Natica von Althann For For Management
1.8 Elect Director Keith H. Williamson For For Management
1.9 Elect Director Phoebe A. Wood For For Management
1.10 Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REN - REDES ENERGETICAS NACIONAIS, SGPS, S.A.
Ticker: RENE Security ID: X70955103
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management and For For Management
Supervisory Boards
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Bonds
6 Approve Statement on Remuneration For For Management
Policy
7 Elect Corporate Bodies For Against Management
8 Approve Remuneration of Remuneration For For Management
Committee Members
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ballschmiede For For Management
1.2 Elect Director Sarah M. Barpoulis For For Management
1.3 Elect Director Carlin G. Conner For For Management
1.4 Elect Director Karl F. Kurz For For Management
1.5 Elect Director James H. Lytal For For Management
1.6 Elect Director William J. McAdam For For Management
1.7 Elect Director Thomas R. McDaniel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary Vogel For For Management
2 Elect Director Paul M. Leand, Jr. For Against Management
3 Elect Director Kate Blankenship For Against Management
4 Elect Director Harald Thorstein For Against Management
5 Elect Director Bert M. Bekker For For Management
6 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 24, 2018 Meeting Type: Annual/Special
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of Treasury For For Management
Shares without Reduction of Share
Capital; Amend Article 5.1
2 Amend Company Bylaws Re: Articles 13.5 For For Management
and 20.3
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Amend 2017-2019 Long-Term Share For For Management
Incentive Plan
6 Approve Remuneration Policy For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 20, 2017 Meeting Type: Annual
Record Date: JUL 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gregor Alexander as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Katie Bickerstaffe as Director For For Management
7 Re-elect Sue Bruce as Director For For Management
8 Re-elect Crawford Gillies as Director For For Management
9 Re-elect Richard Gillingwater as For For Management
Director
10 Re-elect Peter Lynas as Director For For Management
11 Re-elect Helen Mahy as Director For For Management
12 Re-elect Alistair Phillips-Davies as For For Management
Director
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SUPERIOR PLUS CORP.
Ticker: SPB Security ID: 86828P103
Meeting Date: MAY 08, 2018 Meeting Type: Annual/Special
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director Eugene V.N. Bissell For For Management
1.3 Elect Director Richard C. Bradeen For For Management
1.4 Elect Director Luc Desjardins For For Management
1.5 Elect Director Randall J. Findlay For For Management
1.6 Elect Director Patrick E. Gottschalk For For Management
1.7 Elect Director Douglas J. Harrison For For Management
1.8 Elect Director Mary B. Jordan For For Management
1.9 Elect Director David P. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend By-Law No.1 For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Evans For For Management
1.2 Elect Director Joe Bob Perkins For For Management
1.3 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSALTA RENEWABLES INC.
Ticker: RNW Security ID: 893463109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Drinkwater For For Management
1.2 Elect Director Brett M. Gellner For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Kathryn B. McQuade For For Management
1.5 Elect Director Paul H.E. Taylor For For Management
1.6 Elect Director John H. Kousinioris For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TSAKOS ENERGY NAVIGATION LIMITED
Ticker: TNP Security ID: G9108L108
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Efthimios E. Mitropoulos For For Management
1.2 Elect Director Aristides A.N. Patrinos For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Ernst & Young (Hellas), For For Management
Athens, Greece as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
VERESEN INC.
Ticker: VSN Security ID: 92340R106
Meeting Date: JUL 11, 2017 Meeting Type: Special
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pembina For For Management
Pipeline Corporation
=========================== GUGGENHEIM SHIPPING ETF ============================
CAPITAL PRODUCT PARTNERS L.P.
Ticker: CPLP Security ID: Y11082107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rory Hussey For For Management
2 Ratify Deloitte Certified Public For For Management
Accountants S.A. as Auditors
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: OCT 10, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Xiaowen as Director and For For Shareholder
Approve His Service Contract
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Feasibility Report on the Use For For Management
of Proceeds from the Non-Public
Issuance of A Shares
4 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
5 Approve Subscription Constituting a For For Management
Connected Transaction Under the
Relevant Laws and Regulations of the
PRC
6 Approve Waiver of COSCO Shipping's For For Management
Obligation to Make a General Offer of
the Securities of the Company as a
Result of the Subscription
7 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
8 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
9 Approve Satisfaction by the Company of For For Management
the Criteria for the Non-Public
Issuance of A Shares
10 Approve Exemption from the Reporting For For Management
on the Use of Proceeds from the
Previous Fund Raising Activity by the
Company
11 Approve Shareholders' Return Plan For For Management
12 Approve Remedial Measures Regarding For For Management
Dilution on Current Returns by the
Non-Public Issuance of A Shares
13 Approve Undertakings by the Relevant For For Management
Persons with Regards to the Remedial
Measures Regarding Dilution on Current
Returns by the Proposed Non-Public
Issuance of A Shares
14 Approve White Wash Waiver For For Management
15 Approve Non-public Issuance of A Shares For For Shareholder
16 Amend Articles of Association For For Shareholder
17 Approve Vessel Agreements and Related For For Shareholder
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: DEC 18, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued in Relation to the
Non-Public Issuance of A Shares
1.2 Approve Method and Time of Issuance in For For Management
Relation to the Non-Public Issuance of
A Shares
1.3 Approve Target Subscribers and Method For For Management
of Subscription in Relation to the
Non-Public Issuance of A Shares
1.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles in
Relation to the Non-Public Issuance of
A Shares
1.5 Approve Number of A Shares to be For For Management
Issued in Relation to the Non-Public
Issuance of A Shares
1.6 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of A Shares
1.7 Approve Place of Listing of the A For For Management
Shares to be Issued in Relation to the
Non-Public Issuance of A Shares
1.8 Approve Amount of Proceeds Raised and For For Management
Use of Proceeds in Relation to the
Non-Public Issuance of A Shares
1.9 Approve Prior Arrangement for the For For Management
Accumulated Profits in Relation to the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of Resolution For For Management
in Relation to the Non-Public Issuance
of A Shares
2 Approve Proposal in Respect of the For For Management
Non-Public Issuance of A Shares
3 Approve Subscription Agreement between For For Management
the Company and COSCO Shipping
4 Approve Specific Mandate in Relation For For Management
to the Non-Public Issuance of A Shares
5 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of A Shares
6 Approve Non-public Issuance of A Shares For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K101
Meeting Date: FEB 26, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Two Agreements Entered For For Management
Into by China Shipping Development
(Hong Kong) Marine Co., Limited in
Relation to the Construction of Two
Motor Oil Tankers and Related
Transactions
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: 1199 Security ID: G2442N104
Meeting Date: JUL 27, 2017 Meeting Type: Special
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement, For Against Management
Shareholders' Agreement and Related
Transactions
--------------------------------------------------------------------------------
COSTAMARE INC.
Ticker: CMRE Security ID: Y1771G102
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: AUG 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Konstantinos Zacharatos For Against Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
DYNAGAS LNG PARTNERS LP
Ticker: DLNG Security ID: Y2188B108
Meeting Date: DEC 07, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Levon Dedegian For For Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Fredriksen For Against Management
2 Elect Director Kate Blankenship For Against Management
3 Elect Director Georgina E. Sousa For Against Management
4 Elect Director Ola Lorentzon For For Management
5 Elect Director Robert Hvide Macleod For Against Management
6 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
GASLOG LTD.
Ticker: GLOG Security ID: G37585109
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter G. Livanos For Against Management
1b Elect Director Bruce L. Blythe For Against Management
1c Elect Director David P. Conner For For Management
1d Elect Director William M. Friedrich For For Management
1e Elect Director Dennis M. Houston For For Management
1f Elect Director Donald J. Kintzer For For Management
1g Elect Director Julian R. Metherell For Against Management
1h Elect Director Anthony S. Papadimitriou For Against Management
1i Elect Director Graham Westgarth For Against Management
1j Elect Director Paul A. Wogan For Against Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
GASLOG PARTNERS LP
Ticker: GLOP Security ID: Y2687W108
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel R. Bradshaw For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOLAR LNG LIMITED
Ticker: GLNG Security ID: G9456A100
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Tor Olav Troim as Director For For Management
2 Reelect Daniel Rabun as Director For For Management
3 Reelect Fredrik Halvorsen as Director For For Management
4 Reelect Carl E. Steen as Director For Against Management
5 Reelect Michael B. Ashford as Director For For Management
6 Elect Niels G. Stolt-Nielsen as For For Management
Director
7 Elect Lori Wheeler Naess as Director For For Management
8 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP
Ticker: GMLP Security ID: Y2745C102
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Steen For Against Management
--------------------------------------------------------------------------------
KNOT OFFSHORE PARTNERS LP
Ticker: KNOP Security ID: Y48125101
Meeting Date: AUG 09, 2017 Meeting Type: Annual
Record Date: JUL 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hans Petter Aas For For Management
2 Please vote FOR if Units are Owned by None Against Management
a Resident of Norway for Purposes of
the Tax Act on Income And Wealth, or
vote AGAINST if Units are Not Held by
a Resident of Norway for Purposes of
the Tax Act on Income and Wealth
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director Matthew J. Cox For For Management
1.4 Elect Director Thomas B. Fargo For For Management
1.5 Elect Director Mark H. Fukunaga For For Management
1.6 Elect Director Stanley M. Kuriyama For For Management
1.7 Elect Director Constance H. Lau For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: J45013133
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Muto, Koichi For Against Management
2.2 Elect Director Ikeda, Junichiro For Against Management
2.3 Elect Director Takahashi, Shizuo For For Management
2.4 Elect Director Hashimoto, Takeshi For For Management
2.5 Elect Director Ono, Akihiko For For Management
2.6 Elect Director Maruyama, Takashi For For Management
2.7 Elect Director Matsushima, Masayuki For For Management
2.8 Elect Director Fujii, Hideto For For Management
2.9 Elect Director Katsu, Etsuko For For Management
3 Appoint Statutory Auditor Yamashita, For For Management
Hideki
4 Appoint Alternate Statutory Auditor For For Management
Seki, Isao
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED
Ticker: NAT Security ID: G65773106
Meeting Date: DEC 12, 2017 Meeting Type: Annual
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbjorn Hansson For Against Management
1b Elect Director Andreas Ove Ugland For Against Management
1c Elect Director Jim Kelly For Against Management
1d Elect Director Jan Erik Langangen For Against Management
1e Elect Director Richard H. K. Vietor For Against Management
2 Ratify KPMG AS as Auditors For For Management
3 Approve Share Premium Reduction For For Management
--------------------------------------------------------------------------------
SEASPAN CORPORATION
Ticker: SSW Security ID: Y75638109
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bing Chen as Director For Withhold Management
1.2 Elect Lawrence Chin as Director For Withhold Management
1.3 Elect John C. Hsu as Director For For Management
1.4 Elect Nicholas Pitts-Tucker as Director For For Management
1.5 Elect Lawrence Simkins as Director For Withhold Management
1.6 Elect David Sokol as Director For Withhold Management
1.7 Elect Stephen Wallace as Director For Withhold Management
2 Approve KPMG LLP, Chartered For For Management
Professional Accountants as Auditor
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SEMBCORP MARINE LTD.
Ticker: S51 Security ID: Y8231K102
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Mohd Hassan Marican as Director For For Management
4 Elect William Tan Seng Koon as Director For For Management
5 Elect Neil McGregor as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Pursuant to the Sembcorp
Marine Performance Share Plan 2010
and/or the Sembcorp Marine Restricted
Share Plan 2010
10 Approve Mandate for Interested Person For For Management
Transactions
11 Authorize Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary Vogel For For Management
2 Elect Director Paul M. Leand, Jr. For Against Management
3 Elect Director Kate Blankenship For Against Management
4 Elect Director Harald Thorstein For Against Management
5 Elect Director Bert M. Bekker For For Management
6 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
TEEKAY TANKERS LTD.
Ticker: TNK Security ID: Y8565N102
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: OCT 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TSAKOS ENERGY NAVIGATION LIMITED
Ticker: TNP Security ID: G9108L108
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Efthimios E. Mitropoulos For For Management
1.2 Elect Director Aristides A.N. Patrinos For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Ernst & Young (Hellas), For For Management
Athens, Greece as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Remuneration of Directors For For Management
============================= GUGGENHEIM SOLAR ETF =============================
ATLANTICA YIELD PLC
Ticker: AY Security ID: G0751N103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP and Deloitte S. For For Management
L. as Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Ian Edward Robertson For For Management
6 Elect Director Christopher Kenneth For For Management
Jarratt
7 Elect Director Gonzalo Urquijo For Against Management
8 Approve Redemption of Share Premium For For Management
Account
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CANADIAN SOLAR INC.
Ticker: CSIQ Security ID: 136635109
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shawn (Xiaohua) Qu For For Management
1.2 Elect Director Robert McDermott For For Management
1.3 Elect Director Lars-Eric Johansson For For Management
1.4 Elect Director Harry E. Ruda For For Management
1.5 Elect Director Andrew (Luen Cheung) For For Management
Wong
2 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ENCAVIS AG
Ticker: CAP Security ID: D4875F106
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2018
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Bundesanzeiger For For Management
Announcements
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 300
Million; Approve Creation of EUR 38.2
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Badrinarayanan For For Management
Kothandaraman
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For Against Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Sharon L. Allen For For Management
1.3 Elect Director Richard D. Chapman For For Management
1.4 Elect Director George A. ("Chip") For For Management
Hambro
1.5 Elect Director Molly E. Joseph For For Management
1.6 Elect Director Craig Kennedy For For Management
1.7 Elect Director William J. Post For For Management
1.8 Elect Director Paul H. Stebbins For For Management
1.9 Elect Director Michael T. Sweeney For For Management
1.10 Elect Director Mark R. Widmar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Assess and Report on Risks Associated Against Against Shareholder
with Sourcing Materials from Conflict
Areas
--------------------------------------------------------------------------------
GCL NEW ENERGY HOLDINGS LTD
Ticker: 451 Security ID: G3775G138
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Zhu Yufeng as Director For For Management
2.2 Elect Hu Xiaoyan as Director For For Management
2.3 Elect Sun Wei as Director For Against Management
2.4 Elect Wang Bohua as Director For For Management
2.5 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.2 Authorize Repurchase of Issued Share For For Management
Capital
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
5 Elect He Deyong as Director For For Management
--------------------------------------------------------------------------------
GCL NEW ENERGY HOLDINGS LTD
Ticker: 451 Security ID: G3775G138
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EPC and Equipment Purchase For For Management
Agreements and Related Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: AUG 11, 2017 Meeting Type: Special
Record Date: AUG 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New JZ Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
2 Approve New GCL Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
3 Approve New Yangzhou Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve Taicang Steam Supply For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve JX Steam Supply Agreement, For For Management
Annual Caps and Related Transactions
6 Approve New Desalted Water Supply For For Management
Agreement, Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: JAN 05, 2018 Meeting Type: Special
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Wafer Products Supply For For Management
Framework Agreement, Annual Cap and
Related Transactions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Jiang Wenwu as Director For Against Management
2.2 Elect Ho Chung Tai, Raymond as Director For For Management
2.3 Elect Shen Wenzhong as Director For For Management
2.4 Elect Wong Man Chung, Francis as For Against Management
Director
2.5 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: MAY 28, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the New Yangzhou For For Management
Steam Supply Agreement, Revised Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.
Ticker: HASI Security ID: 41068X100
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Eckel For For Management
1.2 Elect Director Rebecca B. Blalock For For Management
1.3 Elect Director Teresa M. Brenner For Withhold Management
1.4 Elect Director Mark J. Cirilli For Withhold Management
1.5 Elect Director Charles M. O'Neil For For Management
1.6 Elect Director Richard J. Osborne For For Management
1.7 Elect Director Steven G. Osgood For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JA SOLAR HOLDINGS CO. LTD.
Ticker: JASO Security ID: 466090206
Meeting Date: MAR 12, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD.
Ticker: JKS Security ID: 47759T100
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Longgen Zhang For Against Management
2 Elect Director Yingqiu Liu For For Management
3 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
REC SILICON ASA
Ticker: REC Security ID: R7154S108
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 525,000 for
Chairman, NOK 350,000 for the Vice
Chairman, and NOK 315,000 for Other
directors; Approve Nomination
Committee Fees
5 Approve Remuneration of Auditors For Did Not Vote Management
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Omission of Dividends
7.1 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7.2 Approve Statement Regarding Long-Term For Did Not Vote Management
Incentive Plans
8.1 Approve Issuance of Shares without For Did Not Vote Management
Preemptive Rights for Investments,
Mergers and Acquisitions
8.2 Approve Issuance of Shares without For Did Not Vote Management
Preemptive Rights for Effectuation of
Mandatory Share Issues or
Consolidation of Shares
8.3 Approve Issuance of Shares without For Did Not Vote Management
Preemptive Rights to Provide Financial
Flexibility
9.1 Authorize Share Repurchase Program in For Did Not Vote Management
Connection with Share Option Programs
9.2 Authorize Share Repurchase Program to For Did Not Vote Management
Increase Return for Shareholders
10 Reelect Jens Ulltveit-Moe, Espen For Did Not Vote Management
Klitzing, Ragnhild Wiborg, Inger Berg
Orstavik and Terje Osmundsen as
Directors
11 Reelect Rune Selmar as Member and For Did Not Vote Management
Chairman of Nominating Committee
--------------------------------------------------------------------------------
SCATEC SOLAR ASA
Ticker: SSO Security ID: R7562N105
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Elect Gisele Marchand as Director For Did Not Vote Management
--------------------------------------------------------------------------------
SCATEC SOLAR ASA
Ticker: SSO Security ID: R7562N105
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Receive Information on the Business None None Management
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7 Approve Dividends of NOK 0.78 Per Share For Did Not Vote Management
8a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Advisory vote)
8b Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Binding guidelines)
9 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 440,000 for Chairman
and NOK 275,000 for Other Directors;
Approve Remuneration for Committee Work
10 Reelect John Andersen (Chairman), Jan For Did Not Vote Management
Skogseth and Mari Thjomoe as
Directors; Elect John Giverholt as New
Director
11 Approve Remuneration of Members of For Did Not Vote Management
Nominating Committee
12 Approve Remuneration of Auditors For Did Not Vote Management
13 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
14 Approve Creation of NOK 258,531 Pool For Did Not Vote Management
of Capital without Preemptive Rights
--------------------------------------------------------------------------------
SMA SOLAR TECHNOLOGY AG
Ticker: S92 Security ID: D7008K108
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.35 per Share
3.1 Approve Discharge of Management Board For For Management
Member Ulrich Hadding for Fiscal 2017
3.2 Approve Discharge of Management Board For For Management
Member Juergen Reinert for Fiscal 2017
3.3 Approve Discharge of Management Board For For Management
Member Pierre-Pascal Urbon for Fiscal
2017
4.1 Approve Discharge of Supervisory Board For For Management
Member Roland Bent for Fiscal 2017
4.2 Approve Discharge of Supervisory Board For For Management
Member Oliver Dietzel for Fiscal 2017
4.3 Approve Discharge of Supervisory Board For For Management
Member Peter Drews for Fiscal 2017
4.4 Approve Discharge of Supervisory Board For For Management
Member Erik Ehrentraut for Fiscal 2017
4.5 Approve Discharge of Supervisory Board For For Management
Member Kim Fausing for Fiscal 2017
4.6 Approve Discharge of Supervisory Board For For Management
Member Johannes Haede for Fiscal 2017
4.7 Approve Discharge of Supervisory Board For For Management
Member Heike Haigis for Fiscal 2017
4.8 Approve Discharge of Supervisory Board For For Management
Member Alexa Hergenroether for Fiscal
2017
4.9 Approve Discharge of Supervisory Board For For Management
Member Yvonne Siebert for Fiscal 2017
4.10 Approve Discharge of Supervisory Board For For Management
Member Matthias Victor for Fiscal 2017
4.11 Approve Discharge of Supervisory Board For For Management
Member Hans-Dieter Werner for Fiscal
2017
4.12 Approve Discharge of Supervisory Board For For Management
Member Reiner Wettlaufer for Fiscal
2017
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2018
6 Approve EUR 3.4 Million Pool of For For Management
Capital without Preemptive Rights
7 Amend Corporate Purpose For For Management
--------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC.
Ticker: SEDG Security ID: 83417M104
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy Sella For Against Management
1.2 Elect Director Avery More For Against Management
2 Ratify EY as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois Badoual For Withhold Management
1.2 Elect Director Antoine Larenaudie For Withhold Management
1.3 Elect Director Pat Wood, III For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Risk For Withhold Management
1.2 Elect Director Katherine August-deWilde For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TERRAFORM GLOBAL, INC.
Ticker: GLBL Security ID: 88104M101
Meeting Date: NOV 13, 2017 Meeting Type: Special
Record Date: OCT 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRAFORM POWER, INC.
Ticker: TERP Security ID: 88104R100
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Blackmore For Withhold Management
1.2 Elect Director Hanif "Wally" Dahya For For Management
1.3 Elect Director Christopher Compton For For Management
1.4 Elect Director Christian S. Fong For For Management
1.5 Elect Director John F. Stark For For Management
1.6 Elect Director David Pauker For For Management
1.7 Elect Director Kerri L. Fox For For Management
1.8 Elect Director Edward "Ned" Hall For For Management
1.9 Elect Director Marc S. Rosenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TERRAFORM POWER, INC.
Ticker: TERP Security ID: 88104R100
Meeting Date: OCT 06, 2017 Meeting Type: Special
Record Date: SEP 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRAFORM POWER, INC.
Ticker: TERP Security ID: 88104R209
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Lawson For Withhold Management
1.2 Elect Director Carolyn Burke For For Management
1.3 Elect Director Christian S. Fong For Withhold Management
1.4 Elect Director Harry Goldgut For Withhold Management
1.5 Elect Director Richard Legault For Withhold Management
1.6 Elect Director Mark 'Mac' McFarland For For Management
1.7 Elect Director Sachin Shah For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Issuance of Shares for a For For Management
Private Placement
--------------------------------------------------------------------------------
TRONY SOLAR HOLDINGS COMPANY LTD.
Ticker: 2468-HK Security ID: G90802102
Meeting Date: DEC 22, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2.1 Elect Pak Wai Keung Martin as Director For For Management
2.2 Elect Liu Bin as Director For For Management
2.3 Elect Zhang Xuehu as Director For Against Management
2.4 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Zhonghui Anda CPA Limited as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VIVINT SOLAR, INC.
Ticker: VSLR Security ID: 92854Q106
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd R. Pedersen For Withhold Management
1b Elect Director Joseph S. Tibbetts, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
======================= GUGGENHEIM TOTAL RETURN BOND ETF =======================
CLAYMORE EXCHANGE-TRADED FUND TRUST
Ticker: Security ID: 18383M654
Meeting Date: MAY 01, 2018 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
============== GUGGENHEIM U.S. LARGE CAP OPTIMIZED VOLATILITY ETF ==============
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Jonathan J. Rubinstein For For Management
1g Elect Director Thomas O. Ryder For For Management
1h Elect Director Patricia Q. Stonesifer For For Management
1i Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Board Diversity None None Shareholder
*Withdrawn Resolution*
5 Require Independent Board Chairman Against For Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Julia L. Johnson For For Management
1e Elect Director Karl F. Kurz For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director James G. Stavridis For For Management
1h Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on the Human Right to Water and Against Against Shareholder
Sanitation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Chansoo Joung For For Management
4 Elect Director Rene R. Joyce For For Management
5 Elect Director George D. Lawrence For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditors For For Management
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director J. Landis Martin For For Management
1.4 Elect Director Robert A. Miller For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director Ann Sperling For For Management
1.7 Elect Director Michael A. Stein For For Management
1.8 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Stock Ownership Limitations For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For Against Management
1b Elect Director Terry S. Brown For Against Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Timothy J. Naughton For For Management
1h Elect Director Peter S. Rummell For Against Management
1i Elect Director H. Jay Sarles For Against Management
1j Elect Director Susan Swanezy For For Management
1k Elect Director W. Edward Walter For Against Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
1o Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director James R. Gavin, III For For Management
1e Elect Director Peter S. Hellman For For Management
1f Elect Director Munib Islam For For Management
1g Elect Director Michael F. Mahoney For For Management
1h Elect Director Stephen N. Oesterle For For Management
1i Elect Director Carole J. Shapazian For For Management
1j Elect Director Cathy R. Smith For For Management
1k Elect Director Thomas T. Stallkamp For For Management
1l Elect Director Albert P.L. Stroucken For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 05, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Methane Emissions Against For Shareholder
Management, Including Reduction Targets
3 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott P. Anderson For For Management
1b Elect Director Robert Ezrilov For For Management
1c Elect Director Wayne M. Fortun For For Management
1d Elect Director Timothy C. Gokey For For Management
1e Elect Director Mary J. Steele Guilfoile For For Management
1f Elect Director Jodee A. Kozlak For For Management
1g Elect Director Brian P. Short For For Management
1h Elect Director James B. Stake For For Management
1i Elect Director John P. Wiehoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Feasibility of Adopting GHG Against For Shareholder
Disclosure and Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 09, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Michael P. Gregoire For For Management
1D Elect Director Rohit Kapoor For For Management
1E Elect Director Jeffrey G. Katz For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amendment to Increase Number of Shares For For Management
Issuable Under the 2012 Non-Employee
Stock Plan
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Dan O. Dinges For For Management
1.6 Elect Director Robert Kelley For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 08, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Anderson For For Management
1.2 Elect Director Colleen F. Arnold For For Management
1.3 Elect Director George S. Barrett For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director Patricia A. Hemingway For For Management
Hall
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director Nancy Killefer For For Management
1.11 Elect Director David P. King For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against For Shareholder
6 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie D. Biddle For For Management
1b Elect Director Milton Carroll For For Management
1c Elect Director Scott J. McLean For For Management
1d Elect Director Martin H. Nesbitt For For Management
1e Elect Director Theodore F. Pound For For Management
1f Elect Director Scott M. Prochazka For For Management
1g Elect Director Susan O. Rheney For For Management
1h Elect Director Phillip R. Smith For For Management
1i Elect Director John W. Somerhalder, II For For Management
1j Elect Director Peter S. Wareing For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Paul T. Cappuccio For For Management
1.3 Elect Director Steve Ells For For Management
1.4 Elect Director Neil W. Flanzraich For For Management
1.5 Elect Director Robin Hickenlooper For For Management
1.6 Elect Director Kimbal Musk For For Management
1.7 Elect Director Ali Namvar For For Management
1.8 Elect Director Brian Niccol For For Management
1.9 Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Eric J. Foss For For Management
1.3 Elect Director Isaiah Harris, Jr. For For Management
1.4 Elect Director Roman Martinez, IV For For Management
1.5 Elect Director John M. Partridge For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director Eric C. Wiseman For For Management
1.8 Elect Director Donna F. Zarcone For For Management
1.9 Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Deborah J. Lucas For For Management
1j Elect Director Alex J. Pollock For For Management
1k Elect Director Terry L. Savage For For Management
1l Elect Director William R. Shepard For For Management
1m Elect Director Howard J. Siegel For For Management
1n Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Thomas K. Brown For For Management
1.3 Elect Director Stephen G. Butler For For Management
1.4 Elect Director Sean M. Connolly For For Management
1.5 Elect Director Thomas W. Dickson For For Management
1.6 Elect Director Steven F. Goldstone For For Management
1.7 Elect Director Joie A. Gregor For For Management
1.8 Elect Director Rajive Johri For For Management
1.9 Elect Director Richard H. Lenny For For Management
1.10 Elect Director Ruth Ann Marshall For For Management
1.11 Elect Director Craig P. Omtvedt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George Campbell, Jr. For For Management
1b Elect Director Ellen V. Futter For For Management
1c Elect Director John F. Killian For For Management
1d Elect Director John McAvoy For For Management
1e Elect Director William J. Mulrow For For Management
1f Elect Director Armando J. Olivera For For Management
1g Elect Director Michael W. Ranger For For Management
1h Elect Director Linda S. Sanford For For Management
1i Elect Director Deirdre Stanley For For Management
1j Elect Director L. Frederick Sutherland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Robert E. Garrison, II For For Management
1f Elect Director Andrea J. Goldsmith For For Management
1g Elect Director Lee W. Hogan For For Management
1h Elect Director Edward C. Hutcheson, Jr. For For Management
1i Elect Director J. Landis Martin For For Management
1j Elect Director Robert F. McKenzie For For Management
1k Elect Director Anthony J. Melone For For Management
1l Elect Director W. Benjamin Moreland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Shan Atkins For For Management
1.2 Elect Director Bradley D. Blum For For Management
1.3 Elect Director James P. Fogarty For For Management
1.4 Elect Director Cynthia T. Jamison For For Management
1.5 Elect Director Eugene I. (Gene) Lee, For For Management
Jr.
1.6 Elect Director Nana Mensah For For Management
1.7 Elect Director William S. Simon For For Management
1.8 Elect Director Charles M. (Chuck) For For Management
Sonsteby
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt a Policy to Phase Out Against Against Shareholder
Non-Therapeutic Use of Antibiotics in
the Meat Supply Chain
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 28, 2018 Meeting Type: Annual
Record Date: DEC 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Alan C. Heuberger For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Michael O. Johanns For For Management
1g Elect Director Clayton M. Jones For For Management
1h Elect Director Brian M. Krzanich For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Sherry M. Smith For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: SEP 13, 2017 Meeting Type: Special
Record Date: AUG 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Laurence A. Chapman For For Management
1B Elect Director Michael A. Coke For For Management
1C Elect Director Kevin J. Kennedy For Against Management
1D Elect Director William G. LaPerch For Against Management
1E Elect Director Afshin Mohebbi For For Management
1F Elect Director Mark R. Patterson For For Management
1G Elect Director Mary Hogan Preusse For For Management
1H Elect Director John T. Roberts, Jr. For For Management
1I Elect Director Dennis E. Singleton For For Management
1J Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Helen E. Dragas For For Management
1.3 Elect Director James O. Ellis, Jr. For For Management
1.4 Elect Director Thomas F. Farrell, II For For Management
1.5 Elect Director John W. Harris For For Management
1.6 Elect Director Ronald W. Jibson For For Management
1.7 Elect Director Mark J. Kington For For Management
1.8 Elect Director Joseph M. Rigby For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Susan N. Story For For Management
1.12 Elect Director Michael E. Szymanczyk For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Robert M. Davis For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director James B. Hyler, Jr. For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Benefits of Lobbying Against For Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Ellen R. Marram For Against Management
1e Elect Director Jackson P. Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Amend Omnibus Stock Plan For For Management
7 Support the Descheduling of Cannabis Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Report on Policies and Practices Against Against Shareholder
Regarding Contract Animal Laboratories
10 Report on Integrating Drug Pricing Against For Shareholder
Risks into Incentive Compensation Plans
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 06, 2018 Meeting Type: Annual
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Golden For For Management
1.2 Elect Director Candace Kendle For For Management
1.3 Elect Director James S. Turley For For Management
1.4 Elect Director Gloria A. Flach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Provide Shareholders the Right to
Amend Bylaws
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Require Independent Board Chairman Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Atwood For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director Stephen E. Sterrett For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Linda P. Jojo For For Management
1g Elect Director Paul L. Joskow For For Management
1h Elect Director Robert J. Lawless For For Management
1i Elect Director Richard W. Mies For For Management
1j Elect Director John W. Rogers, Jr. For For Management
1k Elect Director Mayo A. Shattuck, III For For Management
1l Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Wright For For Management
1.2 Elect Director Glenn M. Alger For For Management
1.3 Elect Director James M. DuBois For For Management
1.4 Elect Director Mark A. Emmert For For Management
1.5 Elect Director Diane H. Gulyas For For Management
1.6 Elect Director Richard B. McCune For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director Jeffrey S. Musser For For Management
1.9 Elect Director Liane J. Pelletier For For Management
1.10 Elect Director Tay Yoshitani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
5 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maura C. Breen For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Elder Granger For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Kathleen M. Mazzarella For For Management
1g Elect Director Frank Mergenthaler For For Management
1h Elect Director Woodrow A. Myers, Jr. For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director George Paz For For Management
1k Elect Director William L. Roper For For Management
1l Elect Director Seymour Sternberg For For Management
1m Elect Director Timothy Wentworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Gender Pay Gap Against Against Shareholder
5 Report on Measures Taken to Manage and Against For Shareholder
Mitigate Cyber Risk
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Ashley Dreier For For Management
1.5 Elect Director Spencer F. Kirk For For Management
1.6 Elect Director Dennis J. Letham For For Management
1.7 Elect Director Diane Olmstead For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Douglas R. Oberhelman For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director Steven S Reinemund For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Disclose a Board Diversity and Against Against Shareholder
Qualifications Matrix
7 Report on lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For Withhold Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For Withhold Management
1.8 Elect Director Peter A. Thiel For Withhold Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against For Shareholder
Management
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Major Global Content Against For Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against For Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Elizabeth I. Holland For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Keith W. Hughes For For Management
1c Elect Director David K. Hunt For For Management
1d Elect Director Stephan A. James For For Management
1e Elect Director Leslie M. Muma For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Michael J. Anderson For For Management
1.3 Elect Director Steven J. Demetriou For For Management
1.4 Elect Director Julia L. Johnson For For Management
1.5 Elect Director Charles E. Jones For For Management
1.6 Elect Director Donald T. Misheff For For Management
1.7 Elect Director Thomas N. Mitchell For For Management
1.8 Elect Director James F. O'Neil, III For For Management
1.9 Elect Director Christopher D. Pappas For For Management
1.10 Elect Director Sandra Pianalto For For Management
1.11 Elect Director Luis A. Reyes For For Management
1.12 Elect Director Jerry Sue Thornton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Provide Proxy Access Right For For Management
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Davis For For Management
1.2 Elect Director Harry F. DiSimone For For Management
1.3 Elect Director John Y. Kim For For Management
1.4 Elect Director Dennis F. Lynch For For Management
1.5 Elect Director Denis J. O'Leary For For Management
1.6 Elect Director Glenn M. Renwick For For Management
1.7 Elect Director Kim M. Robak For For Management
1.8 Elect Director JD Sherman For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Jeffery W. Yabuki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen G. Butler For For Management
1b Elect Director Kimberly A. Casiano For For Management
1c Elect Director Anthony F. Earley, Jr. For For Management
1d Elect Director Edsel B. Ford, II For For Management
1e Elect Director William Clay Ford, Jr. For For Management
1f Elect Director James P. Hackett For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director William E. Kennard For For Management
1i Elect Director John C. Lechleiter For For Management
1j Elect Director Ellen R. Marram For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
8 Transparent Political Spending Against For Shareholder
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Bingle For For Management
1b Elect Director Peter E. Bisson For For Management
1c Elect Director Richard J. Bressler For For Management
1d Elect Director Raul E. Cesan For For Management
1e Elect Director Karen E. Dykstra For For Management
1f Elect Director Anne Sutherland Fuchs For For Management
1g Elect Director William O. Grabe For For Management
1h Elect Director Eugene A. Hall For For Management
1i Elect Director Stephen G. Pagliuca For For Management
1j Elect Director Eileen Serra For For Management
1k Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Lester L. Lyles For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director Phebe N. Novakovic For For Management
1f Elect Director C. Howard Nye For For Management
1g Elect Director William A. Osborn For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Thomas M. Herzog For For Management
1e Elect Director Peter L. Rhein For For Management
1f Elect Director Joseph P. Sullivan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barry J. Alperin For For Management
1b Elect Director Gerald A. Benjamin For For Management
1c Elect Director Stanley M. Bergman For For Management
1d Elect Director James P. Breslawski For For Management
1e Elect Director Paul Brons For For Management
1f Elect Director Shira Goodman For For Management
1g Elect Director Joseph L. Herring For For Management
1h Elect Director Kurt P. Kuehn For For Management
1i Elect Director Philip A. Laskawy For For Management
1j Elect Director Anne H. Margulies For For Management
1k Elect Director Mark E. Mlotek For For Management
1l Elect Director Steven Paladino For For Management
1m Elect Director Carol Raphael For For Management
1n Elect Director E. Dianne Rekow For For Management
1o Elect Director Bradley T. Sheares For For Management
2 Increase Authorized Common Stock For For Management
3 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Amend Certificate of Incorporation For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Ann M. Cairns For For Management
1c Elect Director Charles R. Crisp For For Management
1d Elect Director Duriya M. Farooqui For For Management
1e Elect Director Jean-Marc Forneri For For Management
1f Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1g Elect Director Frederick W. Hatfield For For Management
1h Elect Director Thomas E. Noonan For For Management
1i Elect Director Frederic V. Salerno For For Management
1j Elect Director Jeffrey C. Sprecher For For Management
1k Elect Director Judith A. Sprieser For For Management
1l Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Andrew N. Liveris For For Management
1.7 Elect Director Hutham S. Olayan For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Virginia M. Rometty For For Management
1.10 Elect Director Joseph R. Swedish For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Peter R. Voser For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock and For For Management
Effect Stock Split
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Michael A. Friedman For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Keith R. Leonard, Jr. For For Management
1f Elect Director Alan J. Levy For For Management
1g Elect Director Jami Dover Nachtsheim For For Management
1h Elect Director Mark J. Rubash For For Management
1i Elect Director Lonnie M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director William D. Perez For For Management
1i Elect Director Charles Prince For For Management
1j Elect Director A. Eugene Washington For For Management
1k Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director Todd A. Combs For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Mellody Hobson For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
1l Elect Director William C. Weldon For For Management
2 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Restore or Provide for Cumulative Against Against Shareholder
Voting
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Gary Daichendt For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Scott Kriens For For Management
1g Elect Director Rahul Merchant For For Management
1h Elect Director Rami Rahim For For Management
1i Elect Director William R. Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Annual Disclosure of EEO-1 Against For Shareholder
Data
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Lu M. Cordova For For Management
1.3 Elect Director Robert J. Druten For For Management
1.4 Elect Director Terrence P. Dunn For For Management
1.5 Elect Director Antonio O. Garza, Jr. For For Management
1.6 Elect Director David Garza-Santos For For Management
1.7 Elect Director Janet H. Kennedy For For Management
1.8 Elect Director Mitchell J. Krebs For For Management
1.9 Elect Director Henry J. Maier For For Management
1.10 Elect Director Thomas A. McDonnell For For Management
1.11 Elect Director Patrick J. Ottensmeyer For For Management
1.12 Elect Director Rodney E. Slater For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carter Cast For For Management
1.2 Elect Director Zachary Gund For For Management
1.3 Elect Director Jim Jenness For For Management
1.4 Elect Director Don Knauss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Jefferies For For Management
Financial Group Inc.
2.1 Elect Director Linda L. Adamany For For Management
2.2 Elect Director Robert D. Beyer For For Management
2.3 Elect Director Francisco L. Borges For For Management
2.4 Elect Director W. Patrick Campbell For For Management
2.5 Elect Director Brian P. Friedman For For Management
2.6 Elect Director Richard B. Handler For For Management
2.7 Elect Director Robert E. Joyal For For Management
2.8 Elect Director Jeffrey C. Keil For For Management
2.9 Elect Director Michael T. O'Kane For For Management
2.10 Elect Director Stuart H. Reese For For Management
2.11 Elect Director Joseph S. Steinberg For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LKQ CORPORATION
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sukhpal Singh Ahluwalia For For Management
1b Elect Director A. Clinton Allen For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John F. O'Brien For For Management
1g Elect Director Guhan Subramanian For For Management
1h Elect Director William M. Webster, IV For For Management
1i Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director Bruce A. Carlson For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann E. Berman For For Management
1b Elect Director Joseph L. Bower For For Management
1c Elect Director Charles D. Davidson For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Jacob A. Frenkel For Against Management
1f Elect Director Paul J. Fribourg For For Management
1g Elect Director Walter L. Harris For Against Management
1h Elect Director Philip A. Laskawy For For Management
1i Elect Director Susan Peters For For Management
1j Elect Director Andrew H. Tisch For For Management
1k Elect Director James S. Tisch For For Management
1l Elect Director Jonathan M. Tisch For For Management
1m Elect Director Anthony Welters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director C. Angela Bontempo For For Management
1.3 Elect Director Robert T. Brady For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Gary N. Geisel For For Management
1.6 Elect Director Richard S. Gold For For Management
1.7 Elect Director Richard A. Grossi For For Management
1.8 Elect Director John D. Hawke, Jr. For For Management
1.9 Elect Director Rene F. Jones For For Management
1.10 Elect Director Richard H. Ledgett, Jr. For For Management
1.11 Elect Director Newton P.S. Merrill For For Management
1.12 Elect Director Melinda R. Rich For For Management
1.13 Elect Director Robert E. Sadler, Jr. For For Management
1.14 Elect Director Denis J. Salamone For Withhold Management
1.15 Elect Director John R. Scannell For For Management
1.16 Elect Director David S. Scharfstein For For Management
1.17 Elect Director Herbert L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Michael J. Dolan For For Management
1c Elect Director Trevor A. Edwards None None Management
*Withdrawn Resolution*
1d Elect Director Margaret H. Georgiadis None None Management
*Withdrawn Resolution*
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren T. Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Dominic Ng For For Management
1i Elect Director Vasant M. Prabhu For For Management
1j Elect Director Rosa G. Rios *Withdrawn None None Management
Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For Against Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For Against Management
1g Elect Director Anne R. Pramaggiore For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Joseph M. Tucci For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Efforts to Ensure Supply Against Against Shareholder
Chain Has No Forced Labor
5 Require Director Nominee with Human Against Against Shareholder
Rights Expertise
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director Melody B. Meyer For For Management
1I Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director Bruce R. Brook For For Management
1.3 Elect Director J. Kofi Bucknor For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Sheri E. Hickok For For Management
1.9 Elect Director Rene Medori For For Management
1.10 Elect Director Jane Nelson For For Management
1.11 Elect Director Julio M. Quintana For For Management
1.12 Elect Director Molly P. Zhang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Howard I. Atkins For For Management
1c Elect Director Eugene L. Batchelder For For Management
1d Elect Director John E. Feick For For Management
1e Elect Director Margaret M. Foran For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Vicki Hollub For For Management
1h Elect Director William R. Klesse For For Management
1i Elect Director Jack B. Moore For For Management
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 11, 2017 Meeting Type: Annual
Record Date: AUG 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Phillip Horsley For For Management
1f Elect Director Grant M. Inman For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Barnes For For Management
1b Elect Director Collin P. Baron For For Management
1c Elect Director Kevin T. Bottomley For For Management
1d Elect Director George P. Carter For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director William F. Cruger, Jr. For For Management
1g Elect Director John K. Dwight For For Management
1h Elect Director Jerry Franklin For For Management
1i Elect Director Janet M. Hansen For For Management
1j Elect Director Nancy McAllister For For Management
1k Elect Director Mark W. Richards For For Management
1l Elect Director Kirk W. Walters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Sylvie Gregoire For For Management
1e Elect Director Nicholas A. Lopardo For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Patrick J. Sullivan For For Management
1h Elect Director Frank Witney For For Management
1i Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: JUL 20, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Laurie Brlas For For Management
1.3 Elect Director Rolf A. Classon For For Management
1.4 Elect Director Gary M. Cohen For For Management
1.5 Elect Director John T. Hendrickson For For Management
1.6 Elect Director Adriana Karaboutis For For Management
1.7 Elect Director Jeffrey B. Kindler For For Management
1.8 Elect Director Donal O'Connor For For Management
1.9 Elect Director Geoffrey M. Parker For For Management
1.10 Elect Director Theodore R. Samuels For For Management
1.11 Elect Director Jeffrey C. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Authorize Share Repurchase Program For For Management
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
7 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Laurie Brlas For For Management
1.3 Elect Director Rolf A. Classon For For Management
1.4 Elect Director Gary M. Cohen For For Management
1.5 Elect Director Adriana Karaboutis For For Management
1.6 Elect Director Jeffrey B. Kindler For For Management
1.7 Elect Director Donal O'Connor For For Management
1.8 Elect Director Geoffrey M. Parker For For Management
1.9 Elect Director Uwe F. Roehrhoff For For Management
1.10 Elect Director Theodore R. Samuels For For Management
1.11 Elect Director Jeffrey C. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edison C. Buchanan For For Management
1.2 Elect Director Andrew F. Cates For For Management
1.3 Elect Director Timothy L. Dove For For Management
1.4 Elect Director Phillip A. Gobe For For Management
1.5 Elect Director Larry R. Grillot For For Management
1.6 Elect Director Stacy P. Methvin For For Management
1.7 Elect Director Royce W. Mitchell For For Management
1.8 Elect Director Frank A. Risch For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Mona K. Sutphen For For Management
1.11 Elect Director J. Kenneth Thompson For For Management
1.12 Elect Director Phoebe A. Wood For For Management
1.13 Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willie A. Deese For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Barry H. Ostrowsky For For Management
1.7 Elect Director Thomas A. Renyi For For Management
1.8 Elect Director Hak Cheol (H.C.) Shin For For Management
1.9 Elect Director Richard J. Swift For For Management
1.10 Elect Director Susan Tomasky For For Management
1.11 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director Leslie S. Heisz For For Management
1.5 Elect Director B. Wayne Hughes, Jr. For For Management
1.6 Elect Director Avedick B. Poladian For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director Ronald P. Spogli For For Management
1.9 Elect Director Daniel C. Staton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bylaws For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Vicky B. Gregg For For Management
1.3 Elect Director Jeffrey M. Leiden For For Management
1.4 Elect Director Timothy L. Main For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Daniel C. Stanzione For For Management
1.9 Elect Director Helen I. Torley For For Management
1.10 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Right to Call Special Meeting For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Thomas W. Handley For For Management
1d Elect Director Jennifer M. Kirk For For Management
1e Elect Director Michael Larson For For Management
1f Elect Director Kim S. Pegula For For Management
1g Elect Director Ramon A. Rodriguez For For Management
1h Elect Director Donald W. Slager For For Management
1i Elect Director John M. Trani For For Management
1j Elect Director Sandra M. Volpe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate or Restrict Severance Against Against Shareholder
Agreements (Change-in-Control)
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
1.11 Elect Director James H. Scholefield For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For Against Management
1b Elect Director Charles A. Alutto For For Management
1c Elect Director Brian P. Anderson For Against Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas D. Brown For For Management
1f Elect Director Thomas F. Chen For Against Management
1g Elect Director Mark C. Miller For For Management
1h Elect Director John Patience For Against Management
1i Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 17, 2017 Meeting Type: Annual
Record Date: SEP 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Joshua D. Frank For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Bradley M. Halverson For For Management
1g Elect Director Hans-Joachim Koerber For For Management
1h Elect Director Nancy S. Newcomb For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director Edward D. Shirley For For Management
1k Elect Director Sheila G. Talton For For Management
1l Elect Director Richard G. Tilghman For For Management
1m Elect Director Jackie M. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 189754104
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Denton For For Management
1b Elect Director Andrea Guerra For For Management
1c Elect Director Susan Kropf For For Management
1d Elect Director Annabelle Yu Long For For Management
1e Elect Director Victor Luis For For Management
1f Elect Director Ivan Menezes For For Management
1g Elect Director William Nuti For For Management
1h Elect Director Jide Zeitlin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Net-Zero Greenhouse Gas Against Against Shareholder
Emissions
7 Report on Risks from Company's Use of Against Against Shareholder
Real Animal Fur
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Banse For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Spencer C. Fleischer For For Management
1.5 Elect Director Esther Lee For For Management
1.6 Elect Director A.D. David Mackay For For Management
1.7 Elect Director Robert W. Matschullat For For Management
1.8 Elect Director Jeffrey Noddle For For Management
1.9 Elect Director Pamela Thomas-Graham For For Management
1.10 Elect Director Carolyn M. Ticknor For For Management
1.11 Elect Director Russell Weiner For For Management
1.12 Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Remuneration of Non-Employee For For Management
Directors
7 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bunch For For Management
1.2 Elect Director Debra A. Cafaro For For Management
1.3 Elect Director Marjorie Rodgers For For Management
Cheshire
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Daniel R. Hesse For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Linda R. Medler For For Management
1.9 Elect Director Martin Pfinsgraff For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Michael J. Ward For For Management
1.12 Elect Director Gregory D. Wasson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Francis S. Blake For Did Not Vote Management
1.2 Elect Director Angela F. Braly For Did Not Vote Management
1.3 Elect Director Amy L. Chang For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Scott D. Cook For Did Not Vote Management
1.6 Elect Director Terry J. Lundgren For Did Not Vote Management
1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management
1.8 Elect Director David S. Taylor For Did Not Vote Management
1.9 Elect Director Margaret C. Whitman For Did Not Vote Management
1.10 Elect Director Patricia A. Woertz For Did Not Vote Management
1.11 Elect Director Ernesto Zedillo For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Adopt Holy Land Principles Against Did Not Vote Shareholder
6 Report on Company Non-Discrimination Against Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in Against Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Nelson Peltz For For Shareholder
1.2 Management Nominee Francis S. Blake For For Shareholder
1.3 Management Nominee Angela F. Braly For For Shareholder
1.4 Management Nominee Amy L. Chang For For Shareholder
1.5 Management Nominee Kenneth I. Chenault For For Shareholder
1.6 Management Nominee Scott D. Cook For For Shareholder
1.7 Management Nominee Terry J. Lundgren For For Shareholder
1.8 Management Nominee W. James McNerney, For For Shareholder
Jr.
1.9 Management Nominee David S. Taylor For For Shareholder
1.10 Management Nominee Margaret C. Whitman For For Shareholder
1.11 Management Nominee Patricia A. Woertz For For Shareholder
2 Ratify Deloitte & Touche LLP as None For Management
Auditors
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Adopt Holy Land Principles None Against Shareholder
6 Report on Company Non-Discrimination None Against Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in None Against Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of For For Shareholder
Regulations Adopted After April 8, 2016
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. "Hal" Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director Steven R. Specker For For Management
1n Elect Director Larry D. Thompson For For Management
1o Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Linda L. Addison For For Management
1.3 Elect Director Marilyn A. Alexander For For Management
1.4 Elect Director Cheryl D. Alston For For Management
1.5 Elect Director David L. Boren For For Management
1.6 Elect Director Jane M. Buchan For For Management
1.7 Elect Director Gary L. Coleman For For Management
1.8 Elect Director Larry M. Hutchison For For Management
1.9 Elect Director Robert W. Ingram For For Management
1.10 Elect Director Steven P. Johnson For For Management
1.11 Elect Director Darren M. Rebelez For For Management
1.12 Elect Director Lamar C. Smith For For Management
1.13 Elect Director Mary E. Thigpen For For Management
1.14 Elect Director Paul J. Zucconi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Marc N. Casper For For Management
1c Elect Director Andrew Cecere For For Management
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Kimberly J. Harris For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For Against Management
1b Elect Director Robert P. Freeman For Against Management
1c Elect Director Jon A. Grove For For Management
1d Elect Director Mary Ann King For For Management
1e Elect Director James D. Klingbeil For For Management
1f Elect Director Clint D. McDonnough For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Lynne B. Sagalyn For Against Management
1j Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Permit Stockholders For Against Management
to Amend Bylaws
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UAA Security ID: 904311107
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For For Management
1.2 Elect Director George W. Bodenheimer For For Management
1.3 Elect Director Douglas E. Coltharp For For Management
1.4 Elect Director Jerri L. DeVard For For Management
1.5 Elect Director Karen W. Katz For Withhold Management
1.6 Elect Director A.B. Krongard For For Management
1.7 Elect Director William R. McDermott For Withhold Management
1.8 Elect Director Eric T. Olson For Withhold Management
1.9 Elect Director Harvey L. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Melody C. Barnes For For Management
1B Elect Director Debra A. Cafaro For For Management
1C Elect Director Jay M. Gellert For For Management
1D Elect Director Richard I. Gilchrist For For Management
1E Elect Director Matthew J. Lustig For For Management
1F Elect Director Roxanne M. Martino For For Management
1G Elect Director Walter C. Rakowich For For Management
1H Elect Director Robert D. Reed For For Management
1I Elect Director James D. Shelton For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel G. Liss For For Management
1.2 Elect Director Therese M. Vaughan For For Management
1.3 Elect Director Bruce Hansen For For Management
1.4 Elect Director Kathleen A. Hogenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Clarence Otis, Jr. For For Management
1.8 Elect Director Rodney E. Slater For For Management
1.9 Elect Director Kathryn A. Tesija For For Management
1.10 Elect Director Gregory D. Wasson For For Management
1.11 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Assess Feasibility of Cyber Security Against Against Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
8 Clawback of Incentive Payments Against For Shareholder
9 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director Brian P. Anderson For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Stuart Levenick For For Management
1.5 Elect Director D.G. Macpherson For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Beatriz R. Perez For For Management
1.8 Elect Director Michael J. Roberts For For Management
1.9 Elect Director E. Scott Santi For For Management
1.10 Elect Director James D. Slavik For For Management
1.11 Elect Director Lucas E. Watson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALMART, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Easterbrook For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Report on Race or Ethnicity Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Karen B. Peetz For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Timothy J. Sloan For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Reform Executive Compensation Policy Against Against Shareholder
with Social Responsibility
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Thomas J. DeRosa For For Management
1c Elect Director Jeffrey H. Donahue For For Management
1d Elect Director Geoffrey G. Meyers For For Management
1e Elect Director Timothy J. Naughton For For Management
1f Elect Director Sharon M. Oster For For Management
1g Elect Director Judith C. Pelham For For Management
1h Elect Director Sergio D. Rivera For For Management
1i Elect Director R. Scott Trumbull For For Management
1j Elect Director Gary Whitelaw For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
================== GUGGENHEIM WORLD OPTIMIZED VOLATILITY ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Claymore Exchange-Traded Fund Trust 2
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By: /s/ Brian Binder
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Name: Brian Binder
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Title: President and Chief Executive Officer
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Date: August 8, 2018
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