EXHIBIT 10.13
FOURTH AMENDMENT
TO
ALLERGAN, INC.
SUPPLEMENTAL RETIREMENT INCOME PLAN
(RESTATED 1996)
The ALLERGAN, INC. SUPPLEMENTAL RETIREMENT INCOME PLAN (the "Plan") is
hereby amended as follows:
1. Section 3.5 of the Plan is amended as follows:
3.5 Claims Procedures. If a person is required by the Committee to
submit an application for benefits under Section 3.4 or if a Participant
or his or her beneficiary believes that he or she is being denied any
rights or benefits under the Plan, the Participant, beneficiary, or in
either case, his or her authorized representative (the "Claimant") shall
follow the administrative procedures for filing a claim for benefits as
set forth in this Section. An application for benefits or a claim for
benefits shall be in writing and shall be reviewed by the Committee or a
claims official designated by the Committee. The Committee or claims
official shall review a claim for benefits in accordance with the
procedures established by the Committee subject to the following
administrative procedures set forth in this Section.
(a) The Committee shall furnish the Claimant with written or
electronic notice of the decision rendered with respect to a claim
for benefits within 90 days following receipt by the Committee (or
its delegate) of the claim unless the Committee determines that
special circumstances require an extension of time for processing
the claim. In the event an extension is necessary, written or
electronic notice of the extension shall be furnished to the
Claimant prior to the expiration of the initial 90 day period. The
notice shall indicate the special circumstances requiring an
extension of time and the date by which a final decision is expected
to be rendered. In no event shall the period of the extension exceed
90 days from the end of the initial 90 day period.
(b) In the case of a denial of the Claimant's claim, the
written or electronic notice of such denial shall set forth (i) the
specific reasons for the denial, (ii) references to the Plan
provisions upon which the denial is based, (iii) a description of
any additional information or material necessary for perfection of
the claim (together with an explanation why such material or
information is necessary), and (iv) an explanation of the Plan's
appeals procedures.
(c) In the case of a denial of a claim, a Claimant who wishes
to appeal the decision shall follow the administrative procedures
for an appeal as set forth in Section 3.6 below.
2. The Section 3.6 is amended as follows:
3.6 Appeals Procedures. A Claimant who wishes to appeal the denial
of his or her claim for benefits shall follow the administrative
procedures for an appeal as set forth in this Section and shall exhaust
such administrative procedures prior to seeking any other form of relief.
Appeals shall be reviewed in accordance with the procedures established by
the Committee subject to the following administrative procedures set forth
in this Section.
(a) In order to appeal a decision rendered with respect to his
or her claim for benefits, a Claimant must file an appeal with the
Committee in writing within 60 days following his or her receipt of
the notice of denial with respect to the claim.
(b) The Claimant's appeal may include written comments,
documents, records and other information relating to his or her
claim. The Claimant may review all pertinent documents and, upon
request, shall have reasonable access to or be provided free of
charge, copies of all documents, records, and other information
relevant to his or her claim.
(c) The Committee shall provide a full and fair review of the
appeal and shall take into account all claim related comments,
documents, records, and other information submitted by the Claimant
without regard to whether such information was submitted or
considered under the initial determination or review of the initial
determination. Where appropriate, the Committee will overturn a
notice of denial if it determines that an error was made in the
interpretation of the controlling plan documents or if the Committee
determines that an existing interpretation of the controlling plan
documents should be changed on a prospective basis. In the event the
Claimant is a subordinate, as determined by the Committee, to an
individual conducting the review, such individual shall recuse
himself or herself from the review of the appeal.
(d) The Committee shall furnish the Claimant with written or
electronic notice of the decision rendered with respect to an appeal
within 60 days following receipt by the Committee of the appeal
unless the Committee determines that special circumstances require
an extension of time for processing the appeal. In the event an
extension is necessary, written or electronic notice of the
extension shall be furnished to the Claimant prior to the expiration
of the initial 60 day period. The notice shall indicate the special
circumstances requiring an extension of time and the date by which a
final decision is expected to be rendered. In no event
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shall the period of the extension exceed 60 days from the end of the
initial 60 day period.
(e) In the case of a denial of an appeal, the written or
electronic notice of such denial shall set forth (i) the specific
reasons for the denial, (ii) references to the Plan provisions upon
which the denial is based, and (iii) a statement that the Claimant
is entitled to receive, upon request and free of charge, reasonable
access to, and copies of, all documents, records, and other
information relating to his or her claim for benefits.
IN WITNESS WHEREOF, Allergan, Inc. hereby executes this Fourth Amendment
to the Allergan, Inc. Supplemental Retirement Income Plan on this 18th day of
December, 2002.
ALLERGAN, INC.
By: /s/ Douglas Ingram
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Douglas Ingram
Corporate Vice President, General Counsel and Secretary
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