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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 5, 1996
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NELLCOR PURITAN BENNETT INCORPORATED
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(Exact name of registrant as specified in its charter)
DELAWARE 0-14980 94-278249
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(State or other jurisdiction Commission (IRS Employer
of incorporation) File No.) Identification No.)
4280 HACIENDA DRIVE, PLEASANTON, CALIFORNIA 94588
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(Address of principal executive offices)
Registrant's telephone number, including area code: (510) 463-4000
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ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS
On December 5, 1996, the Registrant completed the acquisition of
Aequitron Medical, Inc., a Minnesota corporation ("Aequitron"). The acquisition
of Aequitron was consummated pursuant to an Amended and Restated Agreement
and Plan of Merger, dated as of September 9, 1996, pursuant to which Aequitron
was merged with and into Registrant (the "Merger"). In the Merger,
approximately 2,321,599 shares of the Registrant's common stock (not
including 544,943 shares issuable under outstanding options) were issued to the
former stockholders of Aequitron, reflecting an exchange ratio of .467 of one
share of the Registrant's common stock for each outstanding share of common
stock of Aequitron. The Merger was structured as a tax free reorganization and
is intended to be accounted for as a pooling of interests.
A press release regarding the acquisition is attached hereto as
Exhibit 20.1 and incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
a. Financial Statements of Aequitron.
None required.
b. Pro Forma Financial Information.
Incorporated herein by reference to pages 42-45 of the Registrant's
Registration Statement on Form S-4 (File No. 333-14961).
c. Exhibits
Exhibit No. Document
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2.1 Amended and Restated Agreement and Plan of Merger, dated as of
September 9, 1996, by and between Nellcor Puritan Bennett Incorporated
and Aequitron Medical, Inc. (incorporated by reference to Annex A
included in the Proxy Statement/Prospectus forming a part of the
Registrant's Registration Statement on Form S-4 (File No. 333-14961)).
20.1 Press Release issued by the Registrant on December 5, 1996.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
NELLCOR PURITAN BENNETT
INCORPORATED
By: /s/ Laureen DeBuono
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Laureen DeBuono
Executive Vice President, Human
Resources, General Counsel and
Secretary
Date: December 10, 1996