1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------------------
POST-EFFECTIVE AMENDMENT NO. 12
TO
FORM T-3
FOR APPLICATIONS FOR QUALIFICATION OF INDENTURES
UNDER THE
TRUST INDENTURE ACT OF 1939
-----------------------------
SAN JACINTO HOLDINGS INC.
(NAME OF APPLICANT)
2121 San Jacinto Street, Suite 1000
Dallas, Texas 75201
(Address of Principal Executive Offices)
-----------------------------
SECURITIES ISSUED UNDER
THE INDENTURE QUALIFIED
Title of Class Amount
-------------- ------
12% Senior Subordinated Notes Maximum of
Due December 31, 2002 $66,138,406
Name and Address of Agent
for Service of Process:
Elvis L. Mason
San Jacinto Holdings Inc.
2121 San Jacinto Street, Suite 1000
Dallas, Texas 75201
with a copy to:
J. Kenneth Menges, Jr., P.C.
Akin, Gump, Strauss, Hauer & Feld, L.L.P.
1700 Pacific Avenue, Suite 4100
Dallas, Texas 75201-4618
Effective Date of Form T-3: January 25, 1996
This Document Consists of ____ Pages
Exhibit Index Begins on Page ____
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August 24, 1998
POST-EFFECTIVE AMENDMENT NO. 12 TO FORM T-3
Filed herewith as Exhibit T3E-16 is the Quarterly Financial Statements for the
three and six month periods ended June 30, 1998 of San Jacinto Holdings Inc.
(the "Company") and Safeguard Business Systems, Inc. which is required to be
furnished to holders of the Company's 12% Senior Subordinated Notes (the "New
Notes") and filed with the Securities and Exchange Commission pursuant to
Section 4.03 of the indenture between the Company and U.S. Trust Company of
Texas, N.A., as Trustee which governs the New Notes of the Company.
THE DATE OF THIS POST-EFFECTIVE AMENDMENT NO. 12 TO FORM T-3 IS AUGUST 12, 1998.
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Contents of Application for Qualification. This application for qualification
comprises:
(a) One page, numbered 1.
** (b) The Statement of Eligibility and Qualification of U.S. Trust
Company of Texas, N.A. as trustee under the New Notes
Indenture to be qualified.
(b) The following exhibits in addition to those filed as part of
the Statement of Eligibility and Qualification of the trustee.
** EXHIBIT T3A - Certificate of Incorporation, with all amendments
thereto, of the Company.
** EXHIBIT T3B - Amended and Restated By-laws of the Company.
** EXHIBIT T3C-1 - Indenture dated as of ___________, 1995, between the
Company and U.S. Trust Company of Texas, N.A., as Trustee.
** EXHIBIT T3C-2 - Indenture dated as of ____________, 1995, between the
Company and U.S. Trust Company of Texas, N.A., as Trustee pursuant to
the Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3C-3 - Indenture dated as of _____________, 1996, between the
Company and U.S. Trust Company of Texas, N.A., as Trustee pursuant to
the Third Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3C-4 - Amended Indenture dated as of January 26, 1996, between
the Company and U.S. Trust Company of Texas, N.A., as Trustee.
EXHIBIT T3D - Not Applicable.
** EXHIBIT T3E-1 - Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-2(a) - Form of Letter of Transmittal to holders of the
Company's 8% Senior Subordinated Notes due December 31, 2000.
** EXHIBIT T3E-2(b) - Form of Letter of Transmittal to holders of the
Company's 8% Subordinated Debentures due December 31, 2000.
** EXHIBIT T3E-2(c) - Form of Letter of Transmittal to holders of the
Company's 8% Senior Subordinated Notes due December 31, 2000 pursuant
to the Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T2E-2(d) - Form of Letter of Transmittal to holders of the
Company's 8% Subordinated Debentures due December 31, 2000 pursuant to
the Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-2(e) - Form of Letter of Transmittal to holders of the
Company's 8% Senior Subordinated Notes due December 31, 2000 pursuant
to the Third Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-2(f) - Form of Letter of Transmittal to holders of the
Company's 8% Subordinated Debentures due December 31, 2000 pursuant to
the Third Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-3(a) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Senior Subordinated Notes due December
31, 2000.
** EXHIBIT T3E-3(b) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Subordinated Debentures due December 31,
2000.
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** EXHIBIT T3E-3(c) - Form of letter to Brokers, Dealers, Commercial
Banks, Trust Companies and Other Nominees.
** EXHIBIT T3E-3(d) - Form of letter to be sent by Brokers, Dealers,
Commercial Banks, Trust Companies and Other Nominees to their clients.
** EXHIBIT T3E-3(e) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Senior Subordinated Notes due December
31, 2000 pursuant to the Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-3(f) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Subordinated Debentures due December 31,
2000 pursuant to the Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-3(g) - Form of letter to Brokers, Dealers, Commercial
Banks, Trust Companies and Other Nominees pursuant to the Supplement to
Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-3(h) - Form of letter to be sent by Brokers, Dealers,
Commercial Banks, Trust Companies and Other Nominees to their clients
pursuant to the Supplement to Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-3(i) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Senior Subordinated Notes due December
31, 2000 pursuant to the Third Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-3(j) - Form of Notice of Guaranteed Delivery to be provided
to holders of the Company's 8% Subordinated Debentures due December 31,
2000 pursuant to the Third Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-(k) - Form of letter to Broker, Dealers, Commercial Banks,
Trust Companies and Other Nominees pursuant to the Third Supplement to
Exchange Offer and Consent Solicitation.
** EXHIBIT T3E-(l) - Form of letter to be sent by Brokers, Dealers,
Commercial Banks, Trust Companies and Other Nominees to their clients
pursuant to the Third Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-4(a) - Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-4(b) - Second Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-4(c) - Third Supplement to Exchange Offer and Consent
Solicitation.
** EXHIBIT T3E-5 - Notice of Extension of Expiration Date.
** EXHIBIT T3E-6 - 1995 Annual Report of the Company and Safeguard
Business Systems, Inc.
** EXHIBIT T3E-7 - Quarterly Financial Statements for the three month
period ended March 31, 1996.
** EXHIBIT T3E-8 - Quarterly Financial Statements for the three and six
month periods ended June 30, 1996.
- -----------------
* Filed herewith.
** Filed previously.
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** EXHIBIT T3E-9 - Quarterly Financial Statements for the three and nine
month periods ended September 30, 1996.
** EXHIBIT T3E-10 - 1996 Annual Report of the Company and Safeguard
Business Systems, Inc.
** EXHIBIT T3E-11 - Quarterly Financial Statements for the three month
period ended March 31, 1997.
** EXHIBIT T3E-12 - Quarterly Financial Statements for the three and six
month periods ended June 30, 1997.
** EXHIBIT T3E-13 - Quarterly Financial Statements for the three and nine
month periods ended September 30, 1997.
** EXHIBIT T3E-14- 1997 Annual Report of the Company and Safeguard
Business Systems, Inc.
** EXHIBIT T3E-15 - Quarterly Financial Statements for the three month
period ended March 31, 1998.
* EXHIBIT T3E-16 - Quarterly Financial Statements for the three and six
month periods ended June 30, 1998.
** EXHIBIT T3F - A cross reference sheet showing the exact location of the
provisions of the New Notes Indenture inserted therein pursuant to
Section 310 through 318(A), inclusive, of the Act (included as part of
Exhibit T3C).
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* Filed herewith.
** Filed previously.
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SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, the applicant,
San Jacinto Holdings Inc., a corporation organized and existing under the laws
of the State of Delaware, has duly caused this Post-Effective Amendment to be
signed on its behalf by the undersigned, thereunto duly authorized, and its seal
to be hereunto affixed and attested, all in the City of Dallas, Texas on the
12th day of August, 1998.
(SEAL)
SAN JACINTO HOLDINGS INC.
Attest: By: /s/ Elvis L. Mason
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Name: Elvis L. Mason
Title: Chairman and Chief Executive Officer
/s/ Michael D. Magill
- ----------------------------------
Name: Michael D. Magill
Title: President and Chief Operating Officer
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EXHIBIT INDEX
EXHIBIT NO. EXHIBIT PAGE
- ----------- ------- ----
** EXHIBIT T3A Certificate of Incorporation, with all amendments thereto, of the Company.......
** EXHIBIT T3B Amended and Restated By-laws of the Company.....................................
** EXHIBIT T3C-1 Indenture dated as of ___________, 1995, between the Company and U.S.
Trust Company of Texas, N.A., as Trustee........................................
** EXHIBIT T3C-2 Indenture dated as of ___________, 1995, between the Company and U.S.
Trust Company of Texas, N.A., as Trustee pursuant to the Supplement to
Exchange Offer and Consent Solicitation.........................................
** EXHIBIT T3C-3 Indenture dated as of _________, 1996, between the Company and U.S. Trust
Company of Texas, N.A., as Trustee pursuant to the Third Supplement to
Exchange Offer and Consent Solicitation.........................................
** EXHIBIT T3C-4 Amended Indenture dated as of January 26, 1996, between the Company and
U.S. Trust Company of Texas, N.A., as Trustee...................................
EXHIBIT T3D Not Applicable
** EXHIBIT T3E-1 Exchange Offer and Consent Solicitation.........................................
** EXHIBIT T3E-2(a) Form of Letter of Transmittal to holders of the Company's 8% Senior
Subordinated Notes due December 31, 2000........................................
** EXHIBIT T3E-2(b) Form of Letter of Transmittal to holders of the Company's 8%
Subordinated Debentures due December 31, 2000...................................
** EXHIBIT T3E-2(c) Form of Letter of Transmittal to holders of the company's 8% Senior
Subordinated Notes due December 31, 2000 pursuant to the Supplement to
Exchange Offer and Consent Solicitation.........................................
** EXHIBIT T3E-2(d) Form of Letter of Transmittal to holders of the Company's 8% Subordinated
Debentures due December 31, 2000 pursuant to the Supplement to Exchange
Offer and Consent Solicitation.................................................
** EXHIBIT T3E-2(e) Form of Letter of Transmittal to holders of the Company's 8% Senior Subordinated
Notes due December 31, 2000 pursuant to the Third Supplement to
Exchange Offer and Consent Solicitation.......................................
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* Filed herewith.
** Filed previously.
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** EXHIBIT T3E-2(f) Form of Letter of Transmittal to holders of the Company's 8% Senior
Subordinated Debentures due December 31, 2000 pursuant to the Third
Supplement to Exchange Offer and Consent Solicitation......................................
** EXHIBIT T3E-3(a) Form of Notice of Guaranteed Delivery to be provided to holders of the
Company's 8% Senior Subordinated Notes due December 31, 2000...............................
** EXHIBIT T3E-3(b) Form of Notice of Guaranteed Delivery to be provided to holders of the
Company's 8% Subordinated Debentures due December 31, 2000.................................
** EXHIBIT T3E-3(c) Form of letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees...
** EXHIBIT T3E-3(d) Form of letter to be sent by Brokers, Dealers, Commercial Banks, Trust
Companies and Other Nominees to their clients..............................................
** EXHIBIT T3E-3(e) Form of Notice of Guaranteed Delivery to be provided to holders of the
Company's 8% Senior Subordinated Notes due December 31, 2000 pursuant
to the Supplement to Exchange Offer and Consent Solicitation...............................
** EXHIBIT T3E-3(f) Form of Notice of Guaranteed Delivery to be provided to holders of the Company's 8%
Subordinated Debentures due December 31, 2000 pursuant to the
Supplement to Exchange Offer and Consent Solicitation......................................
** EXHIBIT T3E-3(g) Form of letter to Brokers, Dealers, Commercial Banks, Trust Companies and
Other Nominees pursuant to the Supplement to Exchange Offer and Consent Solicitation.......
** EXHIBIT T3E-3(h) Form of letter to be sent by Brokers, Dealers, Commercial Banks, Trust Companies
and Other Nominees to their clients pursuant to the Supplement to Exchange
Offer and Consent Solicitation.............................................................
** EXHIBIT T3E-3(i) Form of Notice of Guaranteed Delivery to be provided to holders of the Company's 8%
Senior Subordinated Notes due December 31, 2000 pursuant to the Third Supplement
to Exchange Offer and Consent Solicitation.................................................
** EXHIBIT T3E-3(j) Form of Notice of Guaranteed Delivery to be provided to holders of the Company's 8%
Subordinated Debentures due December 31, 2000 pursuant to the Third Supplement
to Exchange Offer and Consent Solicitation.................................................
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* Filed herewith.
** Filed previously.
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** EXHIBIT T3E-3(k) Form of letter to Broker, Dealers, Commercial Banks, Trust Companies and Other
Nominees pursuant to the Third Supplement to Exchange Offer and Consent Solicitation.......
** EXHIBIT T3E-3(l) Form of letter to be sent by Brokers, Dealers, Commercial Banks, Trust Companies
and Other Nominees to their clients pursuant to the Third Supplement to Exchange
Offer and Consent Solicitation.............................................................
** EXHIBIT T3E-4(a) Supplement to Exchange Offer and Consent Solicitation......................................
** EXHIBIT T3E-4(b) Second Supplement to Exchange Offer and Consent Solicitation...............................
** EXHIBIT T3E-4(c) Third Supplement to Exchange Offer and Consent Solicitation................................
** EXHIBIT T3E-5 Notice of Extension of Expiration Date.....................................................
** EXHIBIT T3E-6 1995 Annual Report of the Company and Safeguard Business Systems, Inc.
** EXHIBIT T3E-7 Quarterly Financial Statements for the three month period ended March 31, 1996.
** EXHIBIT T3E-8 Quarterly Financial Statements for the three and six month periods ended June 30, 1996.
** EXHIBIT T3E-9 Quarterly Financial Statements for the three and nine month periods ended
September 30, 1996.
** EXHIBIT T3E-10 1996 Annual Report of the Company and Safeguard Business Systems, Inc.
** EXHIBIT T3E-11 Quarterly Financial Statements for the three month period ended March 31, 1997.
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* Filed herewith.
** Filed previously.
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** EXHIBIT T3E-12 Quarterly Financial Statements for the three and six month
periods ended June 30, 1997
** EXHIBIT T3E-13 Quarterly Financial Statements
for the three and nine month periods ended
September 30, 1997.
** EXHIBIT T3E-14 1997 Annual Report of the Company and
Safeguard Business Systems, Inc.
** EXHIBIT T3E-15 Quarterly Financial
Statements for the three month period ended
March 31, 1998.
* EXHIBIT T3E-16 Quarterly Financial
Statements for the three and six month
periods ended June 30, 1998.
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* Filed herewith.
** Filed previously.