============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------------------------------- FORM 8-K CURRENT REPORT -------------------------------------- PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2004 Lehman Brothers Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 333-60474 13-3216325 (Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 745 Seventh Avenue New York, NY 10019 (Address of registrant's principal executive office) (212) 526-7000 (Registrant's telephone number) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (c) The following Exhibit is incorporated by reference into the Registration Statement on Form S-3 (Registration No. 333-60474 of Lehman Brothers Holdings Inc. (the "Registrant") as an exhibit thereto and is filed as part of this Report. Exhibit No. Description - ----------- --------------------------------------------------------------- 4.1 Form of Global Security representing the Registrant's 61/4% Exchangeable Notes Due October 15, 2007 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Lehman Brothers Holdings Inc. By: /s/ Barrett DiPaolo ------------------------------ Name: Barrett DiPaolo Title: Vice President Dated: October 8, 2004 -2-