UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS
UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 0-19822
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LITCHFIELD FINANCIAL CORPORATION
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(Exact name of registrant as specified in its charter)
430 Main Street, Williamstown, Massachusetts 01267 (413-458-1000)
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(Address, including zip code, and telephone number,
including area code, of registrant's principal executive offices)
Common Stock, Par Value $0.01 Per Share
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(Title of each class of securities covered by this Form)
None
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(Titles of all other classes of securities for which a duty
to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X]
Rule 12g-4(a)(1)(ii) [_] Rule 12h-3(b)(1)(ii) [_]
Rule 12g-4(a)(2)(i) [_] Rule 12h-3(b)(2)(i) [_]
Rule 12g-4(a)(2)(ii) [_] Rule 12h-3(b)(2)(ii) [_]
Rule 15d-6 [_]
Approximate number of holders of record as of the certification or notice
date: Common Stock-1
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Pursuant to the requirements of the Securities Exchange Act of 1934 Litchfield
Financial Corporation has caused this certification/notice to be signed on its
behalf by the undersigned duly authorized person.
Date: November 9, 1999 By: /s/ Richard A. Stratton
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Name: Richard A. Stratton
Title: President and Chief Executive
Officer
Explanatory Note: Textron Financial Corporation ("Textron") is the sole holder
of record of the Common Stock referred to above as of the date hereof pursuant
to the merger (the "Merger") of Lighthouse Acquisition Corp., a wholly owned
subsidiary of Textron, into Litchfield Financial Corporation ("Litchfield"),
which was consummated on November 3, 1999. Litchfield is now filing this Form
15 at the request of the Commission to terminate the registration of
Litchfield under Section 12(g) of the Securities Exchange Act of 1934 because
the Form was executed by Litchfield following consummation of the Merger in
November 1999 but inadvertently was not filed with the Commission under the
appropriate Edgar code at that time.
Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the
General Rules and Regulations under the Securities Exchange Act of 1934. The
registrant shall file with the Commission three copies of Form 15, one of
which shall be manually signed. It may be signed by an officer of the
registrant, by counsel or by any other duly authorized person. The name and
title of the person signing the form shall by typed or printed under the
signature.