UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07324
Gardner Lewis Investment Trust
------------------------------
(Exact name of registrant as specified in charter)
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
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(Address of principal executive offices) (Zip code)
C. Frank Watson III
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
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(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
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Date of fiscal year end: October 31
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Date of reporting period: July 1, 2003 - June 30, 2004
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PROXY VOTING RECORDS
THE CHESAPEAKE AGGRESSIVE GROWTH FUND
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INAMED CORPORATION Ticker: IMDC Annual Meeting Date: 07/11/2003
Issuer: 453235 City: Holdings Reconciliation Date: 06/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 07/11/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932018129 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For ADOPT OMNIBUS STOCK OPTION PLAN
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
06 Abstain For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 39,600 39,600 06/19/2003 06/25/2003 06/26/2003
FUND, THE
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CASUAL MALE RETAIL GROUP, INC Ticker: CMRG Annual Meeting Date: 08/07/2003
Issuer: 148711 City: Holdings Reconciliation Date: 06/13/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/07/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932027421 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For SEYMOUR HOLTZMAN
For DAVID A. LEVIN
For ALAN S. BERNIKOW
For JESSE CHOPER
Withheld STEPHEN M. DUFF
Withheld FRANK J. HUSIC
For JOSEPH PENNACCHIO
For GEORGE T. PORTER, JR.
02 Against For AMEND OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 186,600 186,600 07/14/2003 07/24/2003 07/24/2003
FUND, THE
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ZORAN CORPORATION Ticker: ZRAN Annual Meeting Date: 08/08/2003
Issuer: 98975F City: Holdings Reconciliation Date: 06/30/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/08/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932026443 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For APPROVE MERGER AGREEMENT
02 For For ELECTION OF DIRECTORS
03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
04 For For AMEND STOCK PURCHASE PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 31,200 31,200 07/10/2003 07/23/2003 07/23/2003
FUND, THE
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BRADLEY PHARMACEUTICALS, INC Ticker: BDY Annual Meeting Date: 08/13/2003
Issuer: 104576 City: Holdings Reconciliation Date: 06/27/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 06/26/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932026974 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For ELECTION OF DIRECTORS
Withheld BRUCE SIMPSON
For ALAN WOLIN, PH.D.
Withheld STEVEN KRIEGSMAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 25,100 25,100 08/12/2003 08/12/2003 08/12/2003
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SCOTTISH ANNUITY & LIFE HOLDINGS, LT Ticker: SCT Special Meeting Date: 08/28/2003
Issuer: G7885T City: Holdings Reconciliation Date: 07/25/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/28/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932033044 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For APPROVE COMPANY NAME CHANGE
02 For For APPROVE ARTICLE AMENDMENTS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 25,700 25,700 08/01/2003 08/20/2003 08/20/2003
FUND, THE
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ACTIVISION, INC Ticker: ATVI Annual Meeting Date: 09/18/2003
Issuer: 004930 City: Holdings Reconciliation Date: 07/28/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 09/18/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932032600 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For APPROVE AUTHORIZED COMMON & PREFERRED STOCK INCREASE
03 For For ADOPT OMNIBUS STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 202 61,450 61,450 08/20/2003 09/15/2003 09/15/2003
FUND, THE
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OMNIVISION TECHNOLOGIES, INC Ticker: OVTI Annual Meeting Date: 10/01/2003
Issuer: 682128 City: Holdings Reconciliation Date: 08/28/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/01/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932044718 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For AMEND OMNIBUS STOCK OPTION PLAN
04 For For AMEND OMNIBUS STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 12,000 12,000 09/08/2003 09/15/2003 09/15/2003
FUND, THE
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RUBY TUESDAY, INC Ticker: RI Annual Meeting Date: 10/07/2003
Issuer: 781182 City: Holdings Reconciliation Date: 08/12/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/07/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932037915 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For AMEND OMNIBUS STOCK OPTION PLAN
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 100 36,000 36,000 08/27/2003 09/30/2003 09/30/2003
FUND, THE
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CHECKFREE CORPORATION Ticker: CKFR Annual Meeting Date: 10/29/2003
Issuer: 162813 City: Holdings Reconciliation Date: 09/08/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932051371 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 Against Against S/H PROPOSAL - ADD WOMEN & MINORITIES TO BOARD
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 31,200 31,200 10/01/2003 10/28/2003 10/28/2003
FUND, THE
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IDENTIX INCORPORATED Ticker: IDNX Annual Meeting Date: 10/30/2003
Issuer: 451906 City: Holdings Reconciliation Date: 09/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/30/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932046522 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 94,500 94,500 09/16/2003 09/17/2003 09/17/2003
FUND, THE
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AMERICREDIT CORP Ticker: ACF Annual Meeting Date: 11/05/2003
Issuer: 03060R City: Holdings Reconciliation Date: 09/12/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/05/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932052626 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 67,900 67,900 10/09/2003 10/10/2003 10/10/2003
FUND, THE
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HARMAN INTERNATIONAL INDUSTRIES, INC Ticker: HAR Annual Meeting Date: 11/12/2003
Issuer: 413086 City: Holdings Reconciliation Date: 09/15/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/12/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932056143 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For APPROVE REVERSE STOCK SPLIT
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 6,600 6,600 10/14/2003 10/20/2003 10/20/2003
FUND, THE
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TAKE-TWO INTERACTIVE SOFTWARE, INC Ticker: TTWO Special Meeting Date: 11/17/2003
Issuer: 874054 City: Holdings Reconciliation Date: 10/06/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/17/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932055951 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 5,000 5,000 10/15/2003 10/28/2003 10/28/2003
FUND, THE
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IXYS CORPORATION Ticker: SYXI Annual Meeting Date: 11/21/2003
Issuer: 46600W City: Holdings Reconciliation Date: 10/14/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/21/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932059327 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 Withheld For ELECTION OF DIRECTORS
02 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 25,600 25,600 10/22/2003 11/13/2003 11/13/2003
FUND, THE
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ACCREDO HEALTH, INCORPORATED Ticker: ACDO Annual Meeting Date: 11/25/2003
Issuer: 00437V City: Holdings Reconciliation Date: 09/30/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/25/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932058060 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 20,400 20,400 10/23/2003 10/27/2003 10/27/2003
FUND, THE
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EXTREME NETWORKS, INC Ticker: EXTR Annual Meeting Date: 12/03/2003
Issuer: 30226D City: Holdings Reconciliation Date: 10/20/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/03/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932061093 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 120,100 120,100 10/31/2003 11/07/2003 11/07/2003
FUND, THE
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IMMUNOMEDICS, INC Ticker: IMMU Annual Meeting Date: 12/03/2003
Issuer: 452907 City: Holdings Reconciliation Date: 10/08/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/03/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932060027 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
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01 For ELECTION OF DIRECTORS
Withheld DAVID M. GOLDENBERG
Withheld CYNTHIA L. SULLIVAN
For MORTON COLEMAN
For MARVIN E. JAFFE
For MARY E. PAETZOLD
For RICHARD R. PIVIROTTO
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 50,800 50,800 10/29/2003 12/01/2003 12/01/2003
FUND, THE
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KENSEY NASH CORPORATION Ticker: KNSY Annual Meeting Date: 12/03/2003
Issuer: 490057 City: Holdings Reconciliation Date: 10/17/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/03/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932062641 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For JOSEPH W. KAUFMANN
Withheld HAROLD N. CHEFITZ
Withheld STEVEN J. LEE
02 Against For AMEND OMNIBUS STOCK OPTION PLAN
03 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 24,900 24,900 11/03/2003 11/13/2003 11/13/2003
FUND, THE
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LTX CORPORATION Ticker: LTXX Annual Meeting Date: 12/10/2003
Issuer: 502392 City: Holdings Reconciliation Date: 10/31/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/10/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932064265 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT STOCK PURCHASE PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 123,400 123,400 11/10/2003 11/20/2003 11/20/2003
FUND, THE
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MASTEC, INC Ticker: MTZ Special Meeting Date: 12/10/2003
Issuer: 576323 City: Holdings Reconciliation Date: 11/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/10/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932068136 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 Against For AMEND OMNIBUS STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 59,300 59,300 11/19/2003 12/03/2003 12/03/2003
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BLUE RHINO CORPORATION Ticker: RINO Annual Meeting Date: 12/16/2003
Issuer: 095811 City: Holdings Reconciliation Date: 11/07/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/16/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932067196 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against For AMEND OMNIBUS STOCK OPTION PLAN
03 Against For AMEND DIRECTOR STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
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CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 105 45,700 45,700 11/14/2003 12/03/2003 12/03/2003
FUND, THE
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VERSO TECHNOLOGIES, INC Ticker: VRSO Annual Meeting Date: 12/17/2003
Issuer: 925317 City: Holdings Reconciliation Date: 11/12/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/17/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932068340 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For PAUL R. GARCIA
For GARY H. HECK
Withheld JAMES M. LOGSDON
For AMY L. NEWMARK
Withheld STEVEN A. ODOM
For STEPHEN E. RAVILLE
Withheld JULIET M. REISING
For JOSEPH R. WRIGHT, JR.
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 67,700 67,700 11/20/2003 12/03/2003 12/03/2003
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC Ticker: ATVI Special Meeting Date: 12/29/2003
Issuer: 004930 City: Holdings Reconciliation Date: 12/01/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/29/2003
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932072464 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 202 60,150 60,150 12/05/2003 12/11/2003 12/11/2003
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
ATI TECHNOLOGIES INC Ticker: ATYT Special Meeting Date: 01/27/2004
Issuer: 001941 City: Holdings Reconciliation Date: 12/22/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 01/26/2004
Currency Code: Par Value:
SEDOL:
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Vote Group: GLOBAL
Agenda: 932081970 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For MISCELLANEOUS CORPORATE GOVERNANCE
02 For For APPOINT AUDITORS AND APPROVE REMUNERATION
03 Against For AMEND RESTRICTED STOCK AWARD PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 23,800 23,800 01/07/2004 01/26/2004 01/26/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
AXCAN PHARMA INC Ticker: AXCA Consent Meeting Date: 02/19/2004
Issuer: 054923 City: Holdings Reconciliation Date: 01/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 02/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932088645 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 107 55,800 55,800 01/27/2004 02/02/2004 02/03/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC Ticker: CMX Special Meeting Date: 03/22/2004
Issuer: 141705 City: Holdings Reconciliation Date: 02/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932097416 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
02 For For APPROVE MERGER AGREEMENT
03 Against For APPROVE AUTHORIZED PREFERRED STOCK INCREASE
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
05 Against For APPROVE MOTION TO ADJOURN MEETING
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 32,200 32,200 02/23/2004 03/18/2004 03/18/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
KB HOME Ticker: KBH Annual Meeting Date: 04/01/2004
Issuer: 48666K City: Holdings Reconciliation Date: 02/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/01/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932094686 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 10,000 10,000 03/05/2004 03/18/2004 03/18/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
KOPIN CORPORATION Ticker: KOPN Annual Meeting Date: 04/21/2004
Issuer: 500600 City: Holdings Reconciliation Date: 03/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/21/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932119351 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For JOHN C.C. FAN
Withheld DAVID E. BROOK
For ANDREW H. CHAPMAN
For MORTON COLLINS
For CHI CHIA HSIEH
Withheld MICHAEL A. WALL
For MICHAEL J. LANDINE
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 97,200 97,200 03/29/2004 04/19/2004 04/19/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC Ticker: CCK Annual Meeting Date: 04/22/2004
Issuer: 228368 City: Holdings Reconciliation Date: 03/09/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932109564 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 117,500 117,500 03/30/2004 04/21/2004 04/21/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC Ticker: CNX Annual Meeting Date: 04/27/2004
Issuer: 20854P City: Holdings Reconciliation Date: 03/09/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932117826 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 41,200 41,200 03/25/2004 04/01/2004 04/01/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD Ticker: ACAS Annual Meeting Date: 04/29/2004
Issuer: 024937 City: Holdings Reconciliation Date: 03/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932121142 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT STOCK OPTION PLAN
03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
04 For For WARRANTS
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 29,000 29,000 04/02/2004 04/21/2004 04/21/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
ANNTAYLOR STORES CORPORATION Ticker: ANN Annual Meeting Date: 04/29/2004
Issuer: 036115 City: Holdings Reconciliation Date: 03/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932114793 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 34,600 34,600 03/25/2004 04/21/2004 04/21/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC Ticker: ACLS Annual Meeting Date: 04/29/2004
Issuer: 054540 City: Holdings Reconciliation Date: 03/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932099852 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For GARY L. TOOKER
For PATRICK H. NETTLES
Withheld ALEXANDER M. CUTLER
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 81,400 81,400 03/24/2004 04/28/2004 04/28/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
DSP GROUP, INC Ticker: DSPG Annual Meeting Date: 05/04/2004
Issuer: 23332B City: Holdings Reconciliation Date: 03/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932122334 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 38,500 38,500 03/31/2004 04/21/2004 04/21/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
POWER-ONE, INC Ticker: PWER Annual Meeting Date: 05/04/2004
Issuer: 739308 City: Holdings Reconciliation Date: 03/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932117701 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 109,100 109,100 03/26/2004 05/03/2004 05/03/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CONCORD COMMUNICATIONS, INC Ticker: CCRD Annual Meeting Date: 05/05/2004
Issuer: 206186 City: Holdings Reconciliation Date: 03/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/05/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932127005 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT STOCK PURCHASE PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 43,700 43,700 04/02/2004 05/03/2004 05/03/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
FRANKLIN BANK CORP Ticker: Annual Meeting Date: 05/05/2004
Issuer: 352451 City: Holdings Reconciliation Date: 03/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/05/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932127346 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 42,900 42,900 04/05/2004 04/28/2004 04/29/2004
- -----------------------------------------------------------------------------------------------------------------------------------
SCOTTISH RE GROUP LIMITED Ticker: SCT Annual Meeting Date: 05/05/2004
Issuer: G7885T City: Holdings Reconciliation Date: 03/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/05/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932130785 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 25,100 25,100 04/06/2004 04/22/2004 04/22/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
AMERICAN MEDICAL SYSTEMS HOLDINGS IN Ticker: AMMD Annual Meeting Date: 05/06/2004
Issuer: 02744M City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/06/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932141649 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 36,500 36,500 04/14/2004 04/21/2004 04/21/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
EPICOR SOFTWARE CORPORATION Ticker: EPIC Annual Meeting Date: 05/11/2004
Issuer: 29426L City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932131636 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 86,700 86,700 04/14/2004 04/22/2004 04/22/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
LEVITT CORPORATION Ticker: Annual Meeting Date: 05/11/2004
Issuer: 52742P City: Holdings Reconciliation Date: 04/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932154975 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For STOCK PERFORMANCE PLANS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 8,200 8,200 04/23/2004 05/10/2004 05/10/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
TELIK, INC Ticker: TELK Annual Meeting Date: 05/12/2004
Issuer: 87959M City: Holdings Reconciliation Date: 03/25/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/12/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932143390 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 41,100 41,100 04/16/2004 05/10/2004 05/10/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC Ticker: MKSI Annual Meeting Date: 05/13/2004
Issuer: 55306N City: Holdings Reconciliation Date: 03/26/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/13/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932138173 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For JAMES G. BERGES
Withheld RICHARD S. CHUTE
For OWEN W. ROBBINS
02 Against For INCENTIVE STOCK OPTIONS
03 For For AMEND DIRECTOR STOCK OPTION PLAN TO INCREASE SHARES
04 For For AMEND STOCK PURCHASE PLAN
05 For For AMEND STOCK PURCHASE PLAN TO INCREASE SHARES
06 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 32,900 32,900 04/13/2004 05/12/2004 05/12/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
SOHU.COM INC Ticker: SOHU Annual Meeting Date: 05/14/2004
Issuer: 83408W City: Holdings Reconciliation Date: 03/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/14/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932147095 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For EDWARD B. ROBERTS
Withheld THOMAS GURNEE
For MARY MA
02 Against For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 30,100 30,100 04/19/2004 05/13/2004 05/13/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
TRIQUINT SEMICONDUCTOR, INC Ticker: TQNT Annual Meeting Date: 05/14/2004
Issuer: 89674K City: Holdings Reconciliation Date: 03/24/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/14/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932129326 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 38,800 38,800 04/07/2004 04/30/2004 04/30/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC Ticker: NUS Annual Meeting Date: 05/17/2004
Issuer: 67018T City: Holdings Reconciliation Date: 03/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/17/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932149164 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld BLAKE M. RONEY
Withheld M. TRUMAN HUNT
Withheld SANDRA N. TILLOTSON
Withheld E.J. 'JAKE' GARN
For PAULA F. HAWKINS
Withheld DANIEL W. CAMPBELL
Withheld ANDREW D. LIPMAN
Withheld JOSE FERREIRA, JR.
02 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 105 38,500 38,500 04/21/2004 05/14/2004 05/14/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY Ticker: DF Annual Meeting Date: 05/18/2004
Issuer: 242370 City: Holdings Reconciliation Date: 03/26/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932143667 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 16,400 16,400 04/19/2004 05/17/2004 05/17/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC Ticker: KWK Annual Meeting Date: 05/18/2004
Issuer: 74837R City: Holdings Reconciliation Date: 04/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932153303 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
04 For For AMEND OMNIBUS STOCK OPTION PLAN
05 For For ADOPT NON-EMPLOYEE DIRECTOR PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 20,500 20,500 04/23/2004 05/13/2004 05/13/2004
- -----------------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC Ticker: RTEC Annual Meeting Date: 05/18/2004
Issuer: 781270 City: Holdings Reconciliation Date: 03/31/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932156195 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld DANIEL H. BERRY
For THOMAS G. GREIG
Withheld RICHARD F. SPANIER
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 37,900 37,900 04/26/2004 05/17/2004 05/17/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
JONES APPAREL GROUP, INC Ticker: JNY Annual Meeting Date: 05/19/2004
Issuer: 480074 City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932125760 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 52,800 52,800 04/21/2004 05/13/2004 05/13/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
WEBEX COMMUNICATIONS, INC Ticker: WEBX Annual Meeting Date: 05/19/2004
Issuer: 94767L City: Holdings Reconciliation Date: 03/31/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932124477 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 37,800 37,800 04/15/2004 04/22/2004 04/22/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC Ticker: SIMG Annual Meeting Date: 05/25/2004
Issuer: 82705T City: Holdings Reconciliation Date: 03/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932145180 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 102 82,200 82,200 04/20/2004 04/30/2004 04/30/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
SUPPORTSOFT, INC Ticker: SPRT Annual Meeting Date: 05/25/2004
Issuer: 868587 City: Holdings Reconciliation Date: 03/31/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932149152 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 106 62,800 62,800 04/20/2004 04/30/2004 04/30/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD Ticker: GTI Annual Meeting Date: 05/26/2004
Issuer: 384313 City: Holdings Reconciliation Date: 03/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/26/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932154951 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
A For For ELECTION OF DIRECTORS
B Against Against S/H PROPOSAL - HEALTH ISSUES
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 102 98,500 98,500 04/23/2004 05/24/2004 05/24/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
MOBILITY ELECTRONICS, INC Ticker: MOBE Annual Meeting Date: 05/26/2004
Issuer: 60741U City: Holdings Reconciliation Date: 04/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/26/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932150802 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 65,500 65,500 04/22/2004 05/24/2004 05/24/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
QLT INC Ticker: QLTI Annual Meeting Date: 05/26/2004
Issuer: 746927 City: Holdings Reconciliation Date: 04/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932151258 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPOINT AUDITORS AND APPROVE REMUNERATION
02 For For FIX NUMBER OF DIRECTORS
03 For For ELECTION OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 102 32,800 32,800 04/28/2004 05/25/2004 05/25/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
INAMED CORPORATION Ticker: Annual Meeting Date: 05/27/2004
Issuer: 453235 City: Holdings Reconciliation Date: 04/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932166095 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For NICHOLAS L. TETI
For JAMES E. BOLIN
Withheld M.R. CURRIE, PH.D.
For JOHN C. MILES II
For M.S. ROSENTHAL, M.D.
For JOY A. AMUNDSON
For TERRY E. VANDEWARKER
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For ADOPT STOCK PERFORMANCE PLAN
04 For For AMEND OMNIBUS STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
06 Against For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 37,650 37,650 05/05/2004 05/24/2004 05/24/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CENTRAL EUROPEAN MEDIA ENTERPRISES L Ticker: CETV Annual Meeting Date: 06/02/2004
Issuer: G20045 City: Holdings Reconciliation Date: 04/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932161259 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RECEIVE CONSOLIDATED FINANCIAL STATEMENTS
03 For For APPOINT AUDITORS AND APPROVE REMUNERATION
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 202 24,700 24,700 04/29/2004 05/24/2004 05/24/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
RELIANT ENERGY, INC Ticker: RRI Annual Meeting Date: 06/02/2004
Issuer: 75952B City: Holdings Reconciliation Date: 04/07/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932167059 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 105 100,500 100,500 05/07/2004 06/01/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
INTERWOVEN, INC Ticker: Annual Meeting Date: 06/10/2004
Issuer: 46114T City: Holdings Reconciliation Date: 04/16/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/10/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932169231 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 508 70,200 70,200 05/10/2004 05/13/2004 05/14/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
BRADLEY PHARMACEUTICALS, INC Ticker: BDY Annual Meeting Date: 06/15/2004
Issuer: 104576 City: Holdings Reconciliation Date: 04/26/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932167960 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld MICHAEL BERNSTEIN
For STEVEN KRIEGSMAN
Withheld ALAN WOLIN, PH.D.
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 103 31,200 31,200 05/06/2004 05/24/2004 05/24/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFTWARE, INC Ticker: CHRD Annual Meeting Date: 06/15/2004
Issuer: 170404 City: Holdings Reconciliation Date: 05/14/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932187619 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For INCENTIVE STOCK OPTIONS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 107 181,700 181,700 05/27/2004 06/14/2004 06/14/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC Ticker: CC Annual Meeting Date: 06/15/2004
Issuer: 172737 City: Holdings Reconciliation Date: 04/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932173381 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND INCENTIVE STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 108 63,300 63,300 05/12/2004 06/02/2004 06/02/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC Ticker: LPNT Annual Meeting Date: 06/15/2004
Issuer: 53219L City: Holdings Reconciliation Date: 04/16/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932162972 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND LONG TERM INCENTIVE PLAN
03 For For AMEND NON-EMPLOYEE DIRECTOR PLAN
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 22,800 22,800 05/07/2004 06/02/2004 06/02/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC Ticker: TTWO Annual Meeting Date: 06/17/2004
Issuer: 874054 City: Holdings Reconciliation Date: 05/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/17/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932180792 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN TO INCREASE SHARES
03 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 109 24,100 24,100 05/20/2004 06/14/2004 06/14/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
AT ROAD, INC Ticker: ARDI Annual Meeting Date: 06/18/2004
Issuer: 04648K City: Holdings Reconciliation Date: 04/20/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932172187 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For APPROVE COMPANY NAME CHANGE
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 105 45,800 45,800 05/11/2004 06/14/2004 06/14/2004
- -----------------------------------------------------------------------------------------------------------------------------------
TRIPATH TECHNOLOGY INC Ticker: TRPH Annual Meeting Date: 06/18/2004
Issuer: 89672P City: Holdings Reconciliation Date: 04/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932179004 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against For AMEND STOCK OPTION PLAN TO INCREASE SHARES
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 104 136,600 136,600 05/19/2004 06/14/2004 06/14/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
OPENTV CORP Ticker: OPTV Annual Meeting Date: 06/23/2004
Issuer: G67543 City: Holdings Reconciliation Date: 05/14/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/23/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932179585 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld ROBERT R. BENNETT
For J. TIMOTHY BRYAN
For JAMES A. CHIDDIX
For JERRY MACHOVINA
For J. DAVID WARGO
For ANTHONY G. WERNER
Withheld MICHAEL ZEISSER
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 221,100 221,100 05/20/2004 06/16/2004 06/16/2004
FUND, THE
- -----------------------------------------------------------------------------------------------------------------------------------
SYLVAN LEARNING SYSTEMS, INC Ticker: SLVN Annual Meeting Date: 06/25/2004
Issuer: 871399 City: Holdings Reconciliation Date: 04/16/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932164673 - MANAGEMENT
Proposal Vote
Number Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Name Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE
AGGRESSIVE GROWTH 11021-11-L CPGR 101 23,100 23,100 05/19/2004 06/14/2004 06/14/2004
FUND, THE
THE CHESAPEAKE GROWTH FUND
- --------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Ticker: THC Annual Meeting Date: 07/23/2003
Issuer: 88033G City: Holdings Reconciliation Date: 06/11/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 07/23/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932015995 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE CHARTER AMENDMENT
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 100 123,400 123,400 06/17/2003 07/10/2003 07/10/2003
BMC SOFTWARE, INC Ticker: BMC Annual Meeting Date: 08/21/2003
Issuer: 055921 City: Holdings Reconciliation Date: 07/03/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/21/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932027394 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -----------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 100 129,100 129,100 07/17/2003 07/29/2003 07/29/2003
ZIMMER HOLDINGS, INC Ticker: ZMH Special Meeting Date: 08/21/2003
Issuer: 98956P City: Holdings Reconciliation Date: 06/16/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/21/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932019830 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For MISCELLANEOUS CORPORATE ACTIONS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 102 71,500 71,500 06/25/2003 07/10/2003 07/10/2003
BOSTON SCIENTIFIC CORPORATION Ticker: BSX Special Meeting Date: 10/06/2003
Issuer: 101137 City: Holdings Reconciliation Date: 08/27/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/06/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932043754 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE CHARTER AMENDMENT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 107 58,000 58,000 09/05/2003 09/30/2003 09/30/2003
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Ticker: TEVA Special Meeting Date: 10/27/2003
Issuer: 881624 City: Holdings Reconciliation Date: 09/18/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/20/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932050735 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For CHANGE STOCK EXCHANGE LISTING
02 For For CHANGE STOCK EXCHANGE LISTING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 209 56,700 56,700 09/25/2003 10/06/2003 10/07/2003
CHECKFREE CORPORATION Ticker: CKFR Annual Meeting Date: 10/29/2003
Issuer: 162813 City: Holdings Reconciliation Date: 09/08/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932051371 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 Against Against S/H PROPOSAL - ADD WOMEN & MINORITIES TO BOARD
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 82,100 82,100 10/01/2003 10/28/2003 10/28/2003
SEAGATE TECHNOLOGY Ticker: Annual Meeting Date: 10/29/2003
Issuer: G7945J City: Holdings Reconciliation Date: 09/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932048514 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 104 108,600 108,600 10/07/2003 10/20/2003 10/20/2003
AMERICREDIT CORP Ticker: ACF Annual Meeting Date: 11/05/2003
Issuer: 03060R City: Holdings Reconciliation Date: 09/12/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/05/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932052626 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 101 160,000 160,000 10/09/2003 10/10/2003 10/10/2003
HARMAN INTERNATIONAL INDUSTRIES, INC Ticker: HAR Annual Meeting Date: 11/12/2003
Issuer: 413086 City: Holdings Reconciliation Date: 09/15/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/12/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932056143 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE REVERSE STOCK SPLIT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 11,600 11,600 10/14/2003 10/20/2003 10/20/2003
MICRON TECHNOLOGY, INC Ticker: MU Annual Meeting Date: 11/21/2003
Issuer: 595112 City: Holdings Reconciliation Date: 09/22/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/21/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932056167 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 144,400 144,400 10/21/2003 11/07/2003 11/07/2003
INTERNATIONAL RECTIFIER CORPORATION Ticker: IRF Annual Meeting Date: 12/08/2003
Issuer: 460254 City: Holdings Reconciliation Date: 09/26/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/08/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932055228 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND OMNIBUS STOCK OPTION PLAN
03 Against For AMEND OMNIBUS STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 13,900 13,900 10/15/2003 11/20/2003 11/20/2003
GRUPO TELEVISA, S.A Ticker: TV Annual Meeting Date: 12/23/2003
Issuer: 40049J City: Holdings Reconciliation Date: 12/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 12/17/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932076587 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For None CHANGE STOCK EXCHANGE LISTING
02 For None CHANGE STOCK EXCHANGE LISTING
03 For None CHANGE STOCK EXCHANGE LISTING
E4 For None CHANGE STOCK EXCHANGE LISTING
E5 For None CHANGE STOCK EXCHANGE LISTING
E6 For None CHANGE STOCK EXCHANGE LISTING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 206 10,300 10,300 12/18/2003 12/22/2003
BJ SERVICES COMPANY Ticker: BJS Annual Meeting Date: 01/22/2004
Issuer: 055482 City: Holdings Reconciliation Date: 12/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 01/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932078000 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 11,300 11,300 01/02/2004 01/02/2004 01/02/2004
INTERNATIONAL RECTIFIER CORPORATION Ticker: IRF Special Meeting Date: 01/26/2004
Issuer: 460254 City: Holdings Reconciliation Date: 12/19/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 01/26/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932081603 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 9,300 9,300 01/02/2004 01/02/2004 01/02/2004
D.R. HORTON, INC Ticker: DHI Annual Meeting Date: 01/29/2004
Issuer: 23331A City: Holdings Reconciliation Date: 12/04/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 01/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932075775 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND OMNIBUS STOCK OPTION PLAN
03 Abstain For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 19,050 19,050 12/15/2003 01/06/2004 01/06/2004
QUALCOMM, INCORPORATED Ticker: QCOM Annual Meeting Date: 03/02/2004
Issuer: 747525 City: Holdings Reconciliation Date: 01/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932081209 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld ADELIA A. COFFMAN
For RAYMOND V. DITTAMORE
For IRWIN MARK JACOBS
For RICHARD SULPIZIO
02 For For AMEND STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For Against S/H PROPOSAL - DECLASSIFY BOARD
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 16,900 16,900 01/13/2004 02/19/2004 02/19/2004
CAREMARK RX, INC Ticker: CMX Special Meeting Date: 03/22/2004
Issuer: 141705 City: Holdings Reconciliation Date: 02/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932097416 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
02 For For APPROVE MERGER AGREEMENT
03 Against For APPROVE AUTHORIZED PREFERRED STOCK INCREASE
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
05 Against For APPROVE MOTION TO ADJOURN MEETING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 22,100 22,100 02/23/2004 03/18/2004 03/18/2004
APPLIED MATERIALS, INC Ticker: AMAT Annual Meeting Date: 03/24/2004
Issuer: 038222 City: Holdings Reconciliation Date: 01/30/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/24/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932095171 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 27,600 27,600 02/24/2004 03/11/2004 03/11/2004
LENNAR CORPORATION Ticker: LEN Annual Meeting Date: 03/30/2004
Issuer: 526057 City: Holdings Reconciliation Date: 02/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/30/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932104615 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld IRVING BOLOTIN
For R. KIRK LANDON
For DONNA E. SHALALA
02 Against For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 104 14,400 14,400 03/10/2004 03/18/2004 03/18/2004
TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 City: Holdings Reconciliation Date: 02/17/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932098634 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H - EXPENSING OF STOCK OPTIONS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 104 23,200 23,200 03/10/2004 04/14/2004 04/14/2004
CENDANT CORPORATION Ticker: CD Annual Meeting Date: 04/20/2004
Issuer: 151313 City: Holdings Reconciliation Date: 02/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/20/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932103170 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For DECLASSIFY BOARD
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 27,700 27,700 03/08/2004 04/19/2004 04/19/2004
CROWN HOLDINGS, INC Ticker: CCK Annual Meeting Date: 04/22/2004
Issuer: 228368 City: Holdings Reconciliation Date: 03/09/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932109564 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 106 82,100 82,100 03/30/2004 04/21/2004 04/21/2004
CONSOL ENERGY INC Ticker: CNX Annual Meeting Date: 04/27/2004
Issuer: 20854P City: Holdings Reconciliation Date: 03/09/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932117826 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 26,800 26,800 03/25/2004 04/01/2004 04/01/2004
MOODY'S CORPORATION Ticker: MCO Annual Meeting Date: 04/27/2004
Issuer: 615369 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932116064 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
I For For ELECTION OF DIRECTORS
II For For AMEND INCENTIVE STOCK OPTION PLAN
III For For ADOPT INCENTIVE STOCK OPTION PLAN
IV For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
V Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 6,000 6,000 03/26/2004 04/21/2004 04/21/2004
ADVANCED MICRO DEVICES, INC Ticker: AMD Annual Meeting Date: 04/29/2004
Issuer: 007903 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932105302 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 107 43,000 43,000 03/15/2004 04/21/2004 04/21/2004
CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Annual Meeting Date: 04/29/2004
Issuer: 14040H City: Holdings Reconciliation Date: 02/27/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932093824 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 9,400 9,400 03/25/2004 04/28/2004 04/28/2004
MOTOROLA, INC Ticker: MOT Annual Meeting Date: 05/03/2004
Issuer: 620076 City: Holdings Reconciliation Date: 03/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/03/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932106265 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 36,200 36,200 03/22/2004 04/22/2004 04/22/2004
CAREMARK RX, INC Ticker: CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 City: Holdings Reconciliation Date: 04/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932127790 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 21,500 21,500 04/13/2004 04/21/2004 04/21/2004
FAIRCHILD SEMICONDUCTOR INTL., INC Ticker: FCS Annual Meeting Date: 05/04/2004
Issuer: 303726 City: Holdings Reconciliation Date: 03/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932127233 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 21,500 21,500 04/06/2004 04/22/2004 04/22/2004
MARVEL ENTERPRISES, INC Ticker: MVL Annual Meeting Date: 05/05/2004
Issuer: 57383M City: Holdings Reconciliation Date: 03/24/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/05/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932129009 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE CHARTER AMENDMENT
03 Against For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 108 17,300 17,300 04/12/2004 04/30/2004 04/30/2004
ZIMMER HOLDINGS, INC Ticker: ZMH Annual Meeting Date: 05/10/2004
Issuer: 98956P City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/10/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932112509 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For Against S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY
POISON PILL
03 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 102 11,300 11,300 03/23/2004 05/07/2004 05/07/2004
BOSTON SCIENTIFIC CORPORATION Ticker: BSX Annual Meeting Date: 05/11/2004
Issuer: 101137 City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932122512 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 107 29,900 29,900 04/13/2004 05/05/2004 05/06/2004
MGM MIRAGE Ticker: MGG Annual Meeting Date: 05/11/2004
Issuer: 552953 City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932150852 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld JAMES D. ALJIAN
Withheld ROBERT H. BALDWIN
Withheld TERRY N. CHRISTENSEN
Withheld WILLIE D. DAVIS
Withheld ALEXANDER M. HAIG, JR.
For ALEXIS M. HERMAN
For ROLAND HERNANDEZ
Withheld GARY N. JACOBS
Withheld KIRK KERKORIAN
Withheld J. TERRENCE LANNI
For GEORGE J. MASON
Withheld JAMES J. MURREN
For RONALD M. POPEIL
Withheld JOHN T. REDMOND
Withheld DANIEL M. WADE
For MELVIN B. WOLZINGER
Withheld ALEX YEMENIDJIAN
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 101 13,400 13,400 04/22/2004 05/10/2004 05/10/2004
ST. JUDE MEDICAL, INC Ticker: STJ Annual Meeting Date: 05/12/2004
Issuer: 790849 City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/12/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932132830 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 12,600 12,600 04/13/2004 05/10/2004 05/10/2004
COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Annual Meeting Date: 05/13/2004
Issuer: 198516 City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/13/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932121077 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 106 10,600 10,600 04/06/2004 04/30/2004 04/30/2004
DEAN FOODS COMPANY Ticker: DF Annual Meeting Date: 05/18/2004
Issuer: 242370 City: Holdings Reconciliation Date: 03/26/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932143667 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 104 11,600 11,600 04/19/2004 05/17/2004 05/17/2004
JONES APPAREL GROUP, INC Ticker: JNY Annual Meeting Date: 05/19/2004
Issuer: 480074 City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932125760 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 35,500 35,500 04/21/2004 05/13/2004 05/13/2004
MERCURY INTERACTIVE CORPORATION Ticker: MERQ Annual Meeting Date: 05/19/2004
Issuer: 589405 City: Holdings Reconciliation Date: 03/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932120950 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 12,500 12,500 04/01/2004 05/13/2004 05/13/2004
ADVANCED FIBRE COMMUNICATIONS, INC Ticker: AFCI Annual Meeting Date: 05/20/2004
Issuer: 00754A City: Holdings Reconciliation Date: 03/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/20/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932113486 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 22,800 22,800 04/07/2004 05/17/2004 05/17/2004
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Ticker: TEVA Annual Meeting Date: 05/20/2004
Issuer: 881624 City: Holdings Reconciliation Date: 04/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/13/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932153238 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For CHANGE STOCK EXCHANGE LISTING
02 Against For CHANGE STOCK EXCHANGE LISTING
3A For For CHANGE STOCK EXCHANGE LISTING
3B For For CHANGE STOCK EXCHANGE LISTING
3C For For CHANGE STOCK EXCHANGE LISTING
3D For For CHANGE STOCK EXCHANGE LISTING
3E For For CHANGE STOCK EXCHANGE LISTING
04 Against For CHANGE STOCK EXCHANGE LISTING
05 For For CHANGE STOCK EXCHANGE LISTING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 209 11,600 11,600 04/23/2004 05/17/2004 05/17/2004
AMAZON.COM, INC Ticker: AMZN Annual Meeting Date: 05/25/2004
Issuer: 023135 City: Holdings Reconciliation Date: 03/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932125897 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 106 10,100 10,100 04/19/2004 05/18/2004 05/18/2004
INAMED CORPORATION Ticker: Annual Meeting Date: 05/27/2004
Issuer: 453235 City: Holdings Reconciliation Date: 04/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932166095 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For NICHOLAS L. TETI
For JAMES E. BOLIN
Withheld M.R. CURRIE, PH.D.
For JOHN C. MILES II
For M.S. ROSENTHAL, M.D.
For JOY A. AMUNDSON
For TERRY E. VANDEWARKER
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For ADOPT STOCK PERFORMANCE PLAN
04 For For AMEND OMNIBUS STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
06 Against For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 13,800 13,800 05/05/2004 05/24/2004 05/24/2004
TERADYNE, INC Ticker: TER Annual Meeting Date: 05/27/2004
Issuer: 880770 City: Holdings Reconciliation Date: 04/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932132549 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 102 20,300 20,300 04/20/2004 05/24/2004 05/24/2004
MARVELL TECHNOLOGY GROUP LTD Ticker: MRVL Annual Meeting Date: 05/28/2004
Issuer: G5876H City: Holdings Reconciliation Date: 04/14/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/28/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932159610 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND OMNIBUS STOCK OPTION PLAN
04 For For APPROVE STOCK SPLIT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 12,300 12,300 04/28/2004 05/20/2004 05/20/2004
FOUNDRY NETWORKS, INC Ticker: FDRY Annual Meeting Date: 06/01/2004
Issuer: 35063R City: Holdings Reconciliation Date: 04/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/01/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932154925 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For BOBBY R. JOHNSON, JR.
For ANDREW K. LUDWICK
For ALFRED J. AMOROSO
For C. NICHOLAS KEATING
Withheld J. STEVEN YOUNG
For ALAN L. EARHART
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 100 29,300 29,300 05/06/2004 05/18/2004 05/18/2004
NABORS INDUSTRIES LTD Ticker: NBR Annual Meeting Date: 06/01/2004
Issuer: G6359F City: Holdings Reconciliation Date: 04/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/01/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932164128 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against APPROVE REINCORPORATION TO DELAWARE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 103 7,500 7,500 05/07/2004 05/24/2004 05/24/2004
THE TJX COMPANIES, INC Ticker: TJX Annual Meeting Date: 06/01/2004
Issuer: 872540 City: Holdings Reconciliation Date: 04/12/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/01/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932156020 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 Against Against S/H PROPOSAL - HUMAN RIGHTS RELATED
04 Against Against S/H - RESEARCH RENEWABLE ENERGY
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 109 20,500 20,500 04/26/2004 05/25/2004 05/27/2004
RELIANT ENERGY, INC Ticker: RRI Annual Meeting Date: 06/02/2004
Issuer: 75952B City: Holdings Reconciliation Date: 04/07/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932167059 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 105 68,000 68,000 05/07/2004 06/01/2004
CIRCUIT CITY STORES, INC Ticker: CC Annual Meeting Date: 06/15/2004
Issuer: 172737 City: Holdings Reconciliation Date: 04/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932173381 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND INCENTIVE STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 108 32,500 32,500 05/12/2004 06/02/2004 06/02/2004
SINA CORPORATION Ticker: SINA Annual Meeting Date: 06/28/2004
Issuer: G81477 City: Holdings Reconciliation Date: 05/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/28/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932190642 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-10-L CHES 104 14,200 14,200 06/03/2004 06/16/2004 06/16/2004
CHESAPEAKE CORE GROWTH FUND
- ---------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Ticker: DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 City: Holdings Reconciliation Date: 05/23/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 07/18/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932010123 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For DECLASSIFY BOARD
03 For For APPROVE COMPANY NAME CHANGE
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 109 29,500 29,500 06/10/2003 06/24/2003 06/25/2003
TENET HEALTHCARE CORPORATION Ticker: THC Annual Meeting Date: 07/23/2003
Issuer: 88033G City: Holdings Reconciliation Date: 06/11/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 07/23/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932015995 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE CHARTER AMENDMENT
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 100 38,700 38,700 06/17/2003 07/10/2003 07/10/2003
XILINX, INC Ticker: XLNX Annual Meeting Date: 08/07/2003
Issuer: 983919 City: Holdings Reconciliation Date: 06/09/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/07/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932016101 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 101 31,050 31,050 06/19/2003 07/10/2003 07/10/2003
SYMANTEC CORPORATION Ticker: SYMC Annual Meeting Date: 08/21/2003
Issuer: 871503 City: Holdings Reconciliation Date: 07/08/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 08/21/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932029134 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND BYLAW/CHARTER
03 Against For AMEND OMNIBUS STOCK OPTION PLAN
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 108 9,800 9,800 07/25/2003 08/08/2003 08/08/2003
BOSTON SCIENTIFIC CORPORATION Ticker: BSX Special Meeting Date: 10/06/2003
Issuer: 101137 City: Holdings Reconciliation Date: 08/27/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/06/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932043754 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE CHARTER AMENDMENT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 107 21,900 21,900 09/05/2003 09/30/2003 09/30/2003
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Ticker: TEVA Special Meeting Date: 10/27/2003
Issuer: 881624 City: Holdings Reconciliation Date: 09/18/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/20/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932050735 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For CHANGE STOCK EXCHANGE LISTING
02 For For CHANGE STOCK EXCHANGE LISTING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 209 30,400 30,400 09/25/2003 10/06/2003 10/07/2003
SEAGATE TECHNOLOGY Ticker: Annual Meeting Date: 10/29/2003
Issuer: G7945J City: Holdings Reconciliation Date: 09/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932048514 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 104 65,400 65,400 10/07/2003 10/20/2003 10/20/2003
CISCO SYSTEMS, INC Ticker: CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R City: Holdings Reconciliation Date: 09/12/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/11/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932046899 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN TO INCREASE SHARES
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - BUSINESS/INVESTMENT
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 102 81,300 81,300 09/19/2003 10/27/2003 10/27/2003
MICRON TECHNOLOGY, INC Ticker: MU Annual Meeting Date: 11/21/2003
Issuer: 595112 City: Holdings Reconciliation Date: 09/22/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 11/21/2003
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932056167 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 77,200 77,200 10/21/2003 11/07/2003 11/07/2003
BJ SERVICES COMPANY Ticker: BJS Annual Meeting Date: 01/22/2004
Issuer: 055482 City: Holdings Reconciliation Date: 12/05/2003
ISIN: Country: UNITED STATES Vote Deadline Date: 01/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932078000 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 33,300 33,300 01/02/2004 01/02/2004 01/02/2004
QUALCOMM, INCORPORATED Ticker: QCOM Annual Meeting Date: 03/02/2004
Issuer: 747525 City: Holdings Reconciliation Date: 01/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932081209 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld ADELIA A. COFFMAN
For RAYMOND V. DITTAMORE
For IRWIN MARK JACOBS
For RICHARD SULPIZIO
02 For For AMEND STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For Against S/H PROPOSAL - DECLASSIFY BOARD
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 57,900 57,900 01/13/2004 02/19/2004 02/19/2004
CAREMARK RX, INC Ticker: CMX Special Meeting Date: 03/22/2004
Issuer: 141705 City: Holdings Reconciliation Date: 02/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/22/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932097416 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
02 For For APPROVE MERGER AGREEMENT
03 Against For APPROVE AUTHORIZED PREFERRED STOCK INCREASE
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
05 Against For APPROVE MOTION TO ADJOURN MEETING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 99,000 99,000 02/23/2004 03/18/2004 03/18/2004
APPLIED MATERIALS, INC Ticker: AMAT Annual Meeting Date: 03/24/2004
Issuer: 038222 City: Holdings Reconciliation Date: 01/30/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/24/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932095171 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 170,600 170,600 02/24/2004 03/11/2004 03/11/2004
TYCO INTERNATIONAL LTD Ticker: TYC Annual Meeting Date: 03/25/2004
Issuer: 902124 City: Holdings Reconciliation Date: 01/14/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932087655 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
05 For For S/H PROPOSAL - REQUIRE ENVIRONMENTAL REPORTING
06 Against Against S/H PROPOSAL - REINCORPORATE IN OTHER STATE
07 Against Against S/H - TOBACCO/YOUTH
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 106 137,300 137,300 02/02/2004 03/08/2004 03/08/2004
LENNAR CORPORATION Ticker: LEN Annual Meeting Date: 03/30/2004
Issuer: 526057 City: Holdings Reconciliation Date: 02/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/30/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932104615 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld IRVING BOLOTIN
For R. KIRK LANDON
For DONNA E. SHALALA
02 Against For TRANSACT OTHER BUSINESS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 104 60,400 60,400 03/10/2004 03/18/2004 03/18/2004
THE GOLDMAN SACHS GROUP, INC Ticker: GS Annual Meeting Date: 03/31/2004
Issuer: 38141G City: Holdings Reconciliation Date: 02/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 03/31/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932090373 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H PROPOSAL - BOARD OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 104 26,000 26,000 02/24/2004 03/30/2004 03/30/2004
LEHMAN BROTHERS HOLDINGS INC Ticker: LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 City: Holdings Reconciliation Date: 02/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/02/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932097707 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 100 38,885 38,885 03/02/2004 03/30/2004 03/30/2004
TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 City: Holdings Reconciliation Date: 02/17/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/15/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932098634 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H - EXPENSING OF STOCK OPTIONS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 104 81,100 81,100 03/10/2004 04/14/2004 04/14/2004
CENDANT CORPORATION Ticker: CD Annual Meeting Date: 04/20/2004
Issuer: 151313 City: Holdings Reconciliation Date: 02/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/20/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932103170 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For DECLASSIFY BOARD
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 188,500 188,500 03/08/2004 04/19/2004 04/19/2004
CITIGROUP INC Ticker: C Annual Meeting Date: 04/20/2004
Issuer: 172967 City: Holdings Reconciliation Date: 02/27/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/20/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932106215 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - LIMIT COMPENSATION
04 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT
05 Against Against S/H PROPOSAL - DECLASSIFY BOARD
06 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 101 56,900 56,900 03/16/2004 04/19/2004 04/19/2004
MOODY'S CORPORATION Ticker: MCO Annual Meeting Date: 04/27/2004
Issuer: 615369 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932116064 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
I For For ELECTION OF DIRECTORS
II For For AMEND INCENTIVE STOCK OPTION PLAN
III For For ADOPT INCENTIVE STOCK OPTION PLAN
IV For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
V Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 52,000 52,000 03/26/2004 04/21/2004 04/21/2004
GENERAL ELECTRIC COMPANY Ticker: GE Annual Meeting Date: 04/28/2004
Issuer: 369604 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/28/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932103346 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
0A For ELECTION OF DIRECTORS
For JAMES I. CASH, JR.
For DENNIS D. DAMMERMAN
For ANN M. FUDGE
Withheld CLAUDIO X. GONZALEZ
For JEFFREY R. IMMELT
For ANDREA JUNG
For ALAN G. LAFLEY
For KENNETH G. LANGONE
For RALPH S. LARSEN
For ROCHELLE B. LAZARUS
For SAM NUNN
For ROGER S. PENSKE
For ROBERT J. SWIERINGA
For DOUGLAS A. WARNER III
For ROBERT C. WRIGHT
0B For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
0C For For ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN
01 Against Against S/H PROPOSAL - ADOPT CUMULATIVE VOTING
02 Against Against S/H PROPOSAL - ANIMAL RIGHTS
03 Against Against S/H - RESEARCH RENEWABLE ENERGY
04 For Against S/H PROPOSAL - HEALTH ISSUES
05 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
06 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
07 Against Against S/H - CREATE A NON-DISCRIMATORY SEXUAL ORIENTATION
POLICY
08 Against Against S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY
POISON PILL
09 Against Against S/H PROPOSAL - LIMIT COMPENSATION
10 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL
11 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
12 Against Against S/H PROPOSAL - ENHANCE STOCK VALUE VIA MERGER/SALE
13 Against Against S/H - INDEXING OF STOCK OPTIONS
14 Against Against S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE
INDEPENDENT
15 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 98,800 98,800 03/08/2004 04/27/2004 04/27/2004
HERSHEY FOODS CORPORATION Ticker: HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/28/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932098646 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 108 49,400 49,400 03/12/2004 04/21/2004 04/21/2004
ADVANCED MICRO DEVICES, INC Ticker: AMD Annual Meeting Date: 04/29/2004
Issuer: 007903 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932105302 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 107 234,100 234,100 03/15/2004 04/21/2004 04/21/2004
CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Annual Meeting Date: 04/29/2004
Issuer: 14040H City: Holdings Reconciliation Date: 02/27/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932093824 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For ADOPT INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 74,700 74,700 03/25/2004 04/28/2004 04/28/2004
CORNING INCORPORATED Ticker: GLW Annual Meeting Date: 04/29/2004
Issuer: 219350 City: Holdings Reconciliation Date: 03/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932106467 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER
VOTE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 201,600 201,600 03/15/2004 04/28/2004 04/28/2004
MBNA CORPORATION Ticker: KRB Annual Meeting Date: 05/03/2004
Issuer: 55262L City: Holdings Reconciliation Date: 02/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/03/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932107231 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld JAMES H. BERICK
Withheld BENJAMIN R. CIVILETTI
Withheld BRUCE L. HAMMONDS
For WILLIAM L. JEWS
Withheld RANDOLPH D. LERNER
For STUART L. MARKOWITZ
For WILLIAM B. MILSTEAD
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H - EXPENSING OF STOCK OPTIONS
04 For Against S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE
INDEPENDENT
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 100 140,200 140,200 03/17/2004 04/30/2004 04/30/2004
THE BOEING COMPANY Ticker: BA Annual Meeting Date: 05/03/2004
Issuer: 097023 City: Holdings Reconciliation Date: 03/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/03/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932113020 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld JOHN H. BIGGS
Withheld JOHN E. BRYSON
For LINDA Z. COOK
Withheld ROZANNE L. RIDGWAY
02 For For SUPERMAJORITY
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - MILITARY/WEAPONS
05 For Against S/H PROPOSAL - HUMAN RIGHTS RELATED
06 For Against S/H PROPOSAL - REPORT ON EMPLOYEES EARNING OVER $100,000
07 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL
08 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
09 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
10 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 93,700 93,700 03/29/2004 04/30/2004 04/30/2004
CAREMARK RX, INC Ticker: CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 City: Holdings Reconciliation Date: 04/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932127790 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 126,900 126,900 04/13/2004 04/21/2004 04/21/2004
EMC CORPORATION Ticker: EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 City: Holdings Reconciliation Date: 03/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/05/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932103550 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN TO INCREASE SHARES
03 For For AMEND STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 102 234,080 234,080 03/18/2004 05/03/2004 05/03/2004
BOSTON SCIENTIFIC CORPORATION Ticker: BSX Annual Meeting Date: 05/11/2004
Issuer: 101137 City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932122512 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- ---------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 107 120,900 120,900 04/13/2004 05/05/2004 05/06/2004
ST. JUDE MEDICAL, INC Ticker: STJ Annual Meeting Date: 05/12/2004
Issuer: 790849 City: Holdings Reconciliation Date: 03/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/12/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932132830 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
04 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- ------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 78,200 78,200 04/13/2004 05/10/2004 05/10/2004
GLAXOSMITHKLINE PLC Ticker: GSK Annual Meeting Date: 05/17/2004
Issuer: 37733W City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/10/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932115404 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
O1 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
O2 For For PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION
O3 For For MISCELLANEOUS CORPORATE GOVERNANCE
O4 For For MISCELLANEOUS CORPORATE GOVERNANCE
O5 For For MISCELLANEOUS CORPORATE GOVERNANCE
O6 For For MISCELLANEOUS CORPORATE GOVERNANCE
O7 For For MISCELLANEOUS CORPORATE GOVERNANCE
O8 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
O9 For For PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION
S10 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
S11 For For ELIMINATE PREEMPTIVE RIGHTS
S12 For For STOCK REPURCHASE PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 72,700 72,700 03/30/2004 05/12/2004 05/12/2004
DEAN FOODS COMPANY Ticker: DF Annual Meeting Date: 05/18/2004
Issuer: 242370 City: Holdings Reconciliation Date: 03/26/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932143667 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 104 100,700 100,700 04/19/2004 05/17/2004 05/17/2004
HALLIBURTON COMPANY Ticker: HAL Annual Meeting Date: 05/19/2004
Issuer: 406216 City: Holdings Reconciliation Date: 03/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932118931 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE CHARTER AMENDMENT
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
04 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
05 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 101 140,600 140,600 04/02/2004 05/13/2004 05/13/2004
JONES APPAREL GROUP, INC Ticker: JNY Annual Meeting Date: 05/19/2004
Issuer: 480074 City: Holdings Reconciliation Date: 03/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932125760 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND INCENTIVE STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 116,400 116,400 04/21/2004 05/13/2004 05/13/2004
MERCURY INTERACTIVE CORPORATION Ticker: MERQ Annual Meeting Date: 05/19/2004
Issuer: 589405 City: Holdings Reconciliation Date: 03/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932120950 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 109 75,400 75,400 04/01/2004 05/13/2004 05/13/2004
TARGET CORPORATION Ticker: TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E City: Holdings Reconciliation Date: 03/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932134656 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT OMNIBUS STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 106 75,300 75,300 04/13/2004 05/13/2004 05/13/2004
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Ticker: TEVA Annual Meeting Date: 05/20/2004
Issuer: 881624 City: Holdings Reconciliation Date: 04/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/13/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932153238 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For CHANGE STOCK EXCHANGE LISTING
02 Against For CHANGE STOCK EXCHANGE LISTING
3A For For CHANGE STOCK EXCHANGE LISTING
3B For For CHANGE STOCK EXCHANGE LISTING
3C For For CHANGE STOCK EXCHANGE LISTING
3D For For CHANGE STOCK EXCHANGE LISTING
3E For For CHANGE STOCK EXCHANGE LISTING
04 Against For CHANGE STOCK EXCHANGE LISTING
05 For For CHANGE STOCK EXCHANGE LISTING
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 209 85,800 85,800 04/23/2004 05/17/2004 05/17/2004
THE MAY DEPARTMENT STORES COMPANY Ticker: MAY Annual Meeting Date: 05/21/2004
Issuer: 577778 City: Holdings Reconciliation Date: 04/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/21/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932147603 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
A Withheld For ELECTION OF DIRECTORS
B For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
C For For AMEND OMNIBUS STOCK OPTION PLAN
D For For AMEND STOCK OPTION PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 111,400 111,400 04/23/2004 05/17/2004 05/17/2004
TIME WARNER INC Ticker: Annual Meeting Date: 05/21/2004
Issuer: 887317 City: Holdings Reconciliation Date: 03/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/21/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932131294 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
04 Against Against S/H - REPORT ON PAY DISPARITY
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 105 179,500 179,500 04/08/2004 05/18/2004 05/18/2004
AMAZON.COM, INC Ticker: AMZN Annual Meeting Date: 05/25/2004
Issuer: 023135 City: Holdings Reconciliation Date: 03/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932125897 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 106 56,300 56,300 04/19/2004 05/18/2004 05/18/2004
EXXON MOBIL CORPORATION Ticker: XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G City: Holdings Reconciliation Date: 04/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/26/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932133123 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT OMNIBUS STOCK OPTION PLAN
04 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT
05 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT
06 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
07 For Against S/H PROPOSAL - BOARD OF DIRECTORS
08 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
09 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
10 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
11 Against Against S/H PROPOSAL - ENVIRONMENTAL
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 102 85,450 85,450 04/12/2004 05/24/2004 05/24/2004
HCA INC Ticker: HCA Annual Meeting Date: 05/27/2004
Issuer: 404119 City: Holdings Reconciliation Date: 04/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932144885 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND STOCK PURCHASE PLAN
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 109 75,400 75,400 04/19/2004 05/24/2004 05/24/2004
TERADYNE, INC Ticker: TER Annual Meeting Date: 05/27/2004
Issuer: 880770 City: Holdings Reconciliation Date: 04/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 05/27/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932132549 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 102 178,700 178,700 04/20/2004 05/24/2004 05/24/2004
NABORS INDUSTRIES LTD Ticker: NBR Annual Meeting Date: 06/01/2004
Issuer: G6359F City: Holdings Reconciliation Date: 04/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/01/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932164128 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against APPROVE REINCORPORATION TO DELAWARE
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- -------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 103 74,000 74,000 05/07/2004 05/24/2004 05/24/2004
INTERACTIVECORP Ticker: Annual Meeting Date: 06/23/2004
Issuer: 45840Q City: Holdings Reconciliation Date: 04/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 06/23/2004
Currency Code: Par Value:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Agenda: 932175347 -MANAGEMENT
Proposal Number Vote Cast RV Proposal
- -----------------------------------------------------------------------------------------------------------------------------------
01 For ELECTION OF DIRECTORS
For RICHARD N. BARTON
Withheld ROBERT R. BENNETT
Withheld EDGAR BRONFMAN, JR.
Withheld BARRY DILLER
Withheld VICTOR A. KAUFMAN
For DONALD R. KEOUGH*
For MARIE-JOSEE KRAVIS
For JOHN C. MALONE
For STEVEN RATTNER
For GEN. H.N. SCHWARZKOPF*
For ALAN G. SPOON*
Withheld DIANE VON FURSTENBERG
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Custodian Internal Stock Voted Ballot Received Last Date
Account Account Class Shares Shares Date Vote Date Confirmed
- --------------------------------------------------------------------------------------------------------------------------------
11021-12-L CCG 101 123,000 123,000 05/17/2004 05/24/2004 05/24/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Gardner Lewis Investment Trust
By: (Signature and Title) /s/ W. Whitfield Gardner
______________________________________
W. Whitfield Gardner
Trustee, Chairman, and Principal Executive Officer
Date: August 27, 2004