******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07737
Reporting Period: 07/01/2009 - 06/30/2010
The Purisima Funds
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07737
THE PURISIMA FUNDS
(Exact name of registrant as specified in charter)
13100 Skyline Boulevard
Woodside, CA 94062-4547
(Address of principal executive offices) (Zip code)
Kenneth L. Fisher
13100 Skyline Boulevard
Woodside, CA 94062-4547
(Name and address of agent for service)
Registrant's telephone number, including area code: (650) 851-3334
Date of fiscal year end: August 31
Date of reporting period: June 30, 2010
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Item 1. Proxy Voting Record.
============================ Purisima Total Return =============================
ABB LTD.
Ticker: ABBN Security ID: 000375204
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income, Omission For For Management
of Dividends, and Transfer of CHF 340
Million from Legal Reserves to Free
Reserves
5 Approve CHF 34.9 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6 Approve CHF 1.2 Billion Reduction in For For Management
Share Capital and Repayment of CHF 0.51
per Share
7 Amend Articles Re: Share Ownership For For Management
Requirement for Proposing Agenda Items
8.1 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
8.2 Amend Articles Re: Contributions in For For Management
Kind
9.1 Reelect Roger Agnelli as Director For For Management
9.2 Reelect Louis Hughes as Director For For Management
9.3 Reelect Hans Maerki as Director For For Management
9.4 Reelect Michel de Rosen as Director For For Management
9.5 Reelect Michael Ireschow as Director For For Management
9.6 Reelect Bernd Voss as Director For For Management
9.7 Reelect Jacob Wallenberg as Director For For Management
9.8 Hubertus von Gruenberg as Director For For Management
10 Ratify Ernst & Young AG as Auditors For For Management
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ADVANCED SEMICONDUCTOR ENGINEERING INC.
Ticker: 2311 Security ID: 00756M404
Meeting Date: JUN 14, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2009 For For Management
Dividends and Capital Surplus Sharing
4 Approve to Authorize Board to Chose For For Management
from Increasing of Cash Capital and
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Domestic
Convertible Bonds Issuance at the
Appropriate Time
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Amend Articles of Association For For Management
8 Transact Other Business None None Management
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AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 7, 2010 Meeting Type: Special
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors for Class L Shares For Against Management
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
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AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: MAR 17, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Carry Out Operations For Against Management
that Represent 20 Percent or More of
the Assets of the Consolidated Group,
in Compliance with Clause 17 of Company
Bylaws and Article 47 of the Mexican
Stock Exchange Law
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
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ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Paulett Eberhart For For Management
2 Elect Director Preston M. Geren III For For Management
3 Elect Director James T. Hackett For For Management
4 Ratify Auditors For For Management
5 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
6 Reimburse Expenses Incurred by Against For Shareholder
Stockholder in Contested Election of
Directors
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Splinter For For Management
1.2 Elect Director Aart J. de Geus For For Management
1.3 Elect Director Stephen R. Forrest For For Management
1.4 Elect Director Thomas J. Iannotti For For Management
1.5 Elect Director Susan M. James For For Management
1.6 Elect Director Alexander A. Karsner For For Management
1.7 Elect Director Gerhard H. Parker For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Willem P. Roelandts For For Management
1.10 Elect Director James E. Rogers For Withhold Management
1.11 Elect Director Robert H. Swan For For Management
2 Ratify Auditors For For Management
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ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID: 04648R308
Meeting Date: FEB 9, 2010 Meeting Type: Special
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve The Spin-off Its Odm Business For For Management
Which Is Held Through The Form Of
Long-term Equity Investment
2 Approve The Capital Reduction Of The For For Management
Company For The Spin-off
3 Other Proposals And Provisional Motions For Against Management
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ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID: 04648R308
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Report the Business of 2009 None None Management
2 Supervisors' Review Report of 2009 None None Management
3 To Acknowledge 2009 Operation and For For Management
Financial Reports
4 To Acknowledge Appropriation of 2009 For For Management
Earnings
5 To Discuss Amendment to the Articles of For For Management
Incorporation
6 Transact Other Business (Non-Voting) None None Management
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AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.55 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Pension Scheme Agreement for For For Management
Henri de Castries, Denis Duverne, and
Francois Pierson
6 Approve Severance Payment Agreement for For Against Management
Henri de Castries
7 Approve Severance Payment Agreement for For For Management
Denis Duverne
8 Reelect Norbert Dentressangle as For For Management
Supervisory Board Member
9 Reelect Mazars as Auditor For For Management
10 Ratify Jean-Brice de Turkheim as For For Management
Alternate Auditor
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Approve Employee Stock Purchase Plan For For Management
13 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend For Against Management
Bylaws Accordingly and Acknowledge
Transfer of All Outstanding
Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws For For Management
Re: Share Ownership Disclosure
Thresholds, Form of Shares, Director
Shareholding Requirements
17 Elect Henri de Castries as Director For Against Management
18 Elect Denis Duverne as Director For For Management
19 Elect Jacques de Chateauvieux as For Against Management
Director
20 Elect Norbert Dentressangle as Director For For Management
21 Elect Jean-Martin Folz as Director For Against Management
22 Elect Anthony Hamilton as Director For For Management
23 Elect Francois Martineau as Director For For Management
24 Elect Giuseppe Mussari as Director For For Management
25 Elect Ramon de Oliveira as Director For For Management
26 Elect Michel Pebereau as Director For Against Management
27 Elect Dominique Reiniche as Director For For Management
28 Elect Ezra Suleiman as Director For For Management
29 Elect Isabelle Kocher as Director For For Management
30 Elect Suet-Fern Lee as Director For For Management
31 Elect Wendy Cooper as Representative of For For Management
Employee Shareholders to the Board
32 Elect John Coultrap as Representative Against Against Management
of Employee Shareholders to the Board
33 Elect Paul Geiersbach as Representative Against Against Management
of Employee Shareholders to the Board
34 Elect Sebastien Herzog as Against Against Management
Representative of Employee Shareholders
to the Board
35 Elect Rodney Koch as Representative of Against Against Management
Employee Shareholders to the Board
36 Elect Jason Steinberg as Representative Against Against Management
of Employee Shareholders to the Board
37 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.2 Million
38 Authorize Filing of Required For For Management
Documents/Other Formalities
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AXA
Ticker: CS Security ID: 054536107
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Company's Financial For For Management
Statements For 2009
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Earnings Allocation And Payment Of A For For Management
Dividend Of 0.55 Euro per share
4 Approval Of The Statutory Auditors For For Management
Special Report On Related-party
agreements
5 Approval Of Pension And Social For For Management
Protection Commitments Referred to In
The Last Paragraph Of Article
L.225-90-1 Of The French Commercial
Code
6 Approval Of Commitments Referred To In For Against Management
Article L.225-90-1 Of The French
Commercial Code Granted To Henri De
Castries In Order to Align His Status
With The Afep/medef Recommendations
7 Approval Of Commitments Referred To In For For Management
Article L.225-90-1 Of The French
Commercial Code Granted To Denis
Duverne In Order To align His Status
With The Afep/medef Recommendations
8 Re-appointment Of Norbert Dentressangle For For Management
To The Supervisory Board
9 Re-appointment Of Mazars As Incumbent For For Management
Statutory Auditor
10 Appointment Of Jean-brice De Turkheim For For Management
As Alternate Statutory Auditor
11 Authorization Granted To The Management For Against Management
Board In Order To purchase Shares Of
The Company
12 Authorization Granted To The Management For For Management
Board In Order To increase The Share
Capital By Issuing Ordinary Shares Or
Securities Giving A Claim To The
Company's Ordinary Shares, Reserved For
Employees Enrolled In An
Employer-sponsored Savings plan
13 Authorization Granted To The Management For For Management
Board In Order To increase The Share
Capital Of The Company By Issuing
Ordinary shares, Without Preferential
Subscription Rights, In Favor Of A
Category Of Beneficiaries
14 Authorization Granted To The Management For For Management
Board In Order To Reduce the Share
Capital Through The Cancellation Of
Ordinary Shares
15 Change In The Governance Structure Of For Against Management
The Company; Amendments Ofthe Bylaws
Accordingly; Acknowledgment Of The
Continuity O fauthorizations And
Delegations Granted To The Management
Boardin Favor Of The Board Of Directors
16 Additional Amendments To The By-laws For For Management
17 Appointment Of Henri De Castries To The For Against Management
Board Of Directors
18 Appointment Of Denis Duverne To The For For Management
Board Of Directors
19 Appointment Of Jacques De Chateauvieux For Against Management
To The Board Of Directors
20 Appointment Of Norbert Dentressangle To For For Management
The Board Of Directors
21 Appointment Of Jean-martin Folz To The For Against Management
Board Of Directors
22 Appointment Of Anthony Hamilton To The For For Management
Board Of Directors
23 Appointment Of Francois Martineau To For For Management
The Board Of Directors
24 Appointment Of Giuseppe Mussari To The For For Management
Board Of Directors
25 Appointment Of Ramon De Oliveira To The For For Management
Board Of Directors
26 Appointment Of Michel Pebereau To The For Against Management
Board Of Directors
27 Appointment Of Dominique Reiniche To For For Management
The Board Of Directors
28 Appointment Of Ezra Suleiman To The For For Management
Board Of Directors
29 Appointment Of Isabelle Kocher To The For For Management
Board Of Directors
30 Appointment Of Suet-fern Lee To The For For Management
Board Of Directors
31 Appointment Of Wendy Cooper To The For For Management
Board Of Directors Upon proposal Of The
Employee Shareholders Of The Axa Group
32 Appointment Of John Coultrap To The Against Against Management
Board Of Directors Upon proposal Of The
Employee Shareholders Of The Axa Group
33 Appointment Of Paul Geiersbach To The Against Against Management
Board Of Directors upon Proposal Of The
Employee Shareholders Of The Axa Group
34 Appointment Of Sebastien Herzog To The Against Against Management
Board Of Directors upon Proposal Of The
Employee Shareholders Of The Axa Group
35 Appointment Of Rodney Koch To The Board Against Against Management
Of Directors Upon proposal Of The
Employee Shareholders Of The Axa Group
36 Appointment Of Jason Steinberg To The Against Against Management
Board Of Directors upon Proposal Of The
Employee Shareholders Of The Axa Group
37 Setting Of The Annual Amount Of For For Management
Directors Fees Allocated To members Of
The Board Of Directors
38 Authorize Filing of Required For For Management
Documents/Other Formalities
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BANCO SANTANDER S.A.
Ticker: SAN Security ID: 05964H105
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports and Discharge Directors for
Fiscal Year Ended Dec. 31, 2009
2 Approve Allocation of Income For For Management
3.1 Elect Angel Jado Becerro de Bengoa as For For Management
Director
3.2 Re-elect Francisco Javier Botin-Sanz de For For Management
Sautuola y O'Shea as Director
3.3 Re-elect Isabel Tocino Biscarolasaga as For For Management
Director
3.4 Re-elect Fernando de Asua Alvarez as For For Management
Director
3.5 Re-elect Alfredo Saenz Abad For For Management
4 Reelect Auditors for Fiscal Year 2010 For For Management
5 Authorize Repurchase of Shares in For For Management
Accordance With Article 75 of Spanish
Company Law; Void Authorization Granted
on June 19, 2009
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Accordance to
Article 153 1.a) of the Spanish
Corporate Law; Void Authorization
Granted at the AGM held on June 19,
2009
7.1 Authorize Increase in Capital through For For Management
Bonus Share Issuance
7.2 Authorize Increase in Capital through For For Management
Bonus Share Issuance
8 Grant Board Authorization to Issue For For Management
Convertible and/or Exchangeable Debt
Securities without Preemptive Rights
9.1 Approve Bundled Incentive Plans Linked For For Management
to Performance Objectives
9.2 Approve Savings Plan for Santander UK For For Management
PLC' Employees and other Companies of
Santander Group in the United Kingdom
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Approve Director Remuneration Policy For For Management
Report
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BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director Michael J.L. Kirby For For Management
1.7 Elect Director John T. Mayberry For For Management
1.8 Elect Director Thomas C. O'Neill For For Management
1.9 Elect Director Alexis E. Rovzar de la For For Management
Torre
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Allan C. Shaw For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five NEOs and
Average Total Employee Compensation
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BANK PEKAO SA
Ticker: PEO Security ID: 064451206
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Elect Members of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6 Receive Management Board Report on None None Management
Company's Operations in Fiscal 2009
7 Receive Financial Statements None None Management
8 Receive Management Board Report on None None Management
Group's Operations in Fiscal 2009
9 Receive Consolidated Financial None None Management
Statements
10 Receive Management Board Proposal on None None Management
Allocation of Income
11 Receive Supervisory Board Report None None Management
12.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2009
12.2 Approve Financial Statements For For Management
12.3 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2009
12.4 Approve Consolidated Financial For For Management
Statements
12.5 Approve Allocation of Income and For For Management
Dividends of PLN 2.90 per Share
12.6 Approve Supervisory Board Report on Its For For Management
Activities in Fiscal 2009
12.7a Approve Discharge of Jerzy Woznicki For For Management
(Supervisory Board Chairman)
12.7b Approve Discharge of Paolo Fiorentino For For Management
(Deputy Chairman of Supervisory Board)
12.7c Approve Discharge of Federico Ghizzoni For For Management
(Deputy Chairman of Supervisory Board)
12.7d Approve Discharge of Pawel Dangel For For Management
(Supervisory Board Member)
12.7e Approve Discharge of Oliver Greene For For Management
(Supervisory Board Member)
12.7f Approve Discharge of Enrico Pavoni For For Management
(Supervisory Board Member)
12.7g Approve Discharge of Leszek Pawlowicz For For Management
(Supervisory Board Member)
12.7h Approve Discharge of Krzysztof For For Management
Pawlowski (Supervisory Board Member)
12.7i Approve Discharge of Fausto Galmarini For For Management
(Supervisory Board Member)
12.7j Approve Discharge of Alicja For For Management
Kornasiewicz (Supervisory Board Member)
12.8a Approve Discharge of Jan Krzysztof For For Management
Bielecki (CEO)
12.8b Approve Discharge of Luigi Lovaglio For For Management
(First Deputy CEO)
12.8c Approve Discharge of Diego Biondo For For Management
(Deputy CEO)
12.8d Approve Discharge of Marco Iannaccone For For Management
(Deputy CEO)
12.8e Approve Discharge of Andrzej Kopyrski For For Management
(Deputy CEO)
12.8f Approve Discharge of Grzegorz Piwowar For For Management
(Deputy CEO)
12.8g Approve Discharge of Marian Wazynski For For Management
(Deputy CEO)
12.8h Approve Discharge of Paolo Iannone For For Management
(Deputy CEO)
12.8i Approve Discharge of Katarzyna Against Against Management
Niezgoda-Walczak
13 Approve Changes in Composition of For For Management
Supervisory Board
14 Amend Remuneration of Supervisory Board For For Management
Members
15 Ratify KPMG Audyt Sp. z o.o. as Auditor For For Management
16 Amend Statute For For Management
17 Authorize Supervisory Board to Approve For For Management
Consolidated Text of Statute
18 Close Meeting None None Management
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BASF SE (FORMERLY BASF AG)
Ticker: BAS Security ID: 055262505
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Approve Discharge of Management Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Approve Conversion of Bearer Shares For For Management
into Registered Shares
7 Amend Articles Re: Electronic For For Management
Distribution of Company Communications
8 Approve Remuneration System for For For Management
Management Board Members
9a Amend Articles Re: Calculation of For For Management
Deadlines for General Meeting
9b Amend Articles Re: Proxy Voting at For For Management
General Meeting
9c Amend Articles Re: Video and Audio For For Management
Transmission of General Meeting
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 26, 2009 Meeting Type: Annual
Record Date: SEP 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc for the Fiscal
Year Ended June 30, 2009
2 Elect Carlos Codeiro as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Gail de Planque as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
5 Elect Marius Kloppers as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Don Argus as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
7 Elect Wayne Murdy as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
8 Approve KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
9 Approve Renewal of General Authority to For For Management
Issue of Up to 555.97 Million Shares in
BHP Billiton Plc in Connection with Its
Employee Share and Incentive Schemes
10 Renew the Disapplication of Pre-Emption For For Management
Rights in BHP Billiton Plc
11 Authorize Repurchase of Up To 223.11 For For Management
Million Shares in BHP Billiton Plc
12.1 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on April 30, 2010
12.2 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on June 17, 2010
12.3 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on Sept. 15, 2010
12.4 Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd
on Nov. 11, 2010
13 Approve Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2009
14 Approve Grant of Approximately 55,932 For For Management
Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term
Incentive Plan
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BNP PARIBAS
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
Mentioning the Absence of New
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Louis Schweitzer as Director For Against Management
7 Elect Michel Tilmant as Director For For Management
8 Elect Emiel Van Broekhoven as Director For For Management
9 Elect Meglena Kuneva as Director For For Management
10 Elect Jean Laurent Bonnafe as Director For For Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 975,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 350 Million
14 Authorize Capital Increase of Up to EUR For For Management
350 Million for Future Exchange Offers
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
16 Set Total Limit for Capital Increase to For For Management
Result from Issuance Requests under
Items 8 to 10 at EUR 350 Million
17 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
18 Set Total Limit for Capital Increase to For For Management
Result from Issuance Requests under
Items 7 to 10 at EUR1 Billion
19 Approve Employee Stock Purchase Plan For For Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Approve Merger by Absorption of Fortis For For Management
Banque France
22 Amend Bylaws to Remove All References For For Management
to Preferred Stock (Class B) Suscribed
by SPPE on March 31, 2009; And Adopt
new Version of Bylaws
23 Authorize Filing of Required For For Management
Documents/Other Formalities
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BRE BANK SA
Ticker: BRE Security ID: X0742L100
Meeting Date: MAR 30, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Elect Members of Vote Counting For For Management
Commission
4 Receive Presentation by CEO; Receive None None Management
Financial Statements and Management
Board Report on Company's Operations in
Fiscal 2009
5 Receive Presentation by Supervisory None None Management
Board Chairman; Receive Supervisory
Board Report
6 Receive Management Board Report, None None Management
Supervisory Board Report, and Financial
Statements
7 Receive Consolidated Financial None None Management
Statements
8.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2009 and
Financial Statements for Fiscal 2009
8.2 Approve Allocation of Income and For For Management
Omission of Dividends
8.3 Approve Discharge of Mariusz Grendowicz For For Management
(CEO)
8.4 Approve Discharge of Wieslaw Thor For For Management
(Deputy CEO)
8.5 Approve Discharge of Karin Katerbau For For Management
(Deputy CEO)
8.6 Approve Discharge of Przemyslaw Gdanski For For Management
(Management Board)
8.7 Approve Discharge of Hans Dieter Kemler For For Management
(Management Board)
8.8 Approve Discharge of Jaroslaw Mastalerz For For Management
(Management Board)
8.9 Approve Discharge of Christian Rhino For For Management
(Management Board)
8.10 Approve Discharge of Bernd Loewen For For Management
(Management Board)
8.11 Approve Discharge of Maciej Lesny For For Management
(Supervisory Board Chairman)
8.12 Approve Discharge of Andre Carls For For Management
(Supervisory Board Chairman)
8.13 Approve Discharge of Jan Szomburg For For Management
(Supervisory Board)
8.14 Approve Discharge of Teresa Mokrysz For For Management
(Supervisory Board)
8.15 Approve Discharge of Waldemar Stawski For For Management
(Supervisory Board)
8.16 Approve Discharge of Michael Schmid For For Management
(Supervisory Board)
8.17 Approve Discharge of Martin Zielke For For Management
(Supervisory Board)
8.18 Approve Discharge of Achim Kassow For For Management
(Supervisory Board)
8.19 Approve Discharge of Marek Wierzbowski For For Management
(Supervisory Board)
8.20 Approve Discharge of Stefan Schmittmann For For Management
(Supervisory Board)
8.21 Approve Consolidated Financial For For Management
Statements for Fiscal 2009
8.22 Approve Increase in Share Capital via For For Management
Issuance of up to 20.8 Million Shares
with Preemptive Rights
8.23 Amend Statute to Reflect Changes in For For Management
Capital in Connection with Increase in
Share Capital Proposed under Item 8.22
8.24 Amend Statute Re: Corporate Purpose, For For Management
Convening of General Meetings, Other
Amendments
8.25 Amend Regulations on General Meetings For For Management
8.26 Ratify Auditor For For Management
9 Close Meeting None None Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
2 Elect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation.
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc.
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2009
18 Approve The Directors Remuneration For For Management
Report Of Carnival Plc For The Year
Ended November 30, 2009
19 Authorize Issue of Equity with For For Management
Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Shares for Market Purchase For For Management
22 Stock Retention/Holding Period Against For Shareholder
23 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
1.5 Elect Director Susan C. Schwab For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Amend Human Rights Policy Against For Shareholder
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
CHINA COSCO HOLDINGS CO LTD
Ticker: 601919 Security ID: Y1455B106
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Reappoint PricewaterhouseCoopers and For For Management
Zhongruiyuehua Certified Public
Accountants Co., Ltd. as International
and PRC Auditors, Respectively, and
Authorize the Board to Fix Their
Remuneration
6 Approve Proposed Issue of Medium-Term For For Management
Notes
- --------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 601628 Security ID: 16939P106
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for 2009
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants
Limited Company and
PricewaterhouseCoopers as PRC and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Elect Anthony Francis Neoh as For For Management
Independent Non-Executive Director
7 Approve Renewal of Liability Insurance For Against Management
for Directors and Senior Management
Officers
8 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: 16941M109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$1.458 Per For For Management
Share
3a Reelect Li Yue as Director For For Management
3b Reelect Lu Xiangdong as Director For Against Management
3c Reelect Xin Fanfei as Director For For Management
3d Reelect Frank Wong Kwong Shing as For For Management
Director
4 Reappoint KMPG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 601808 Security ID: Y15002101
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Proposed Profit Distribution For For Management
and Annual Dividend
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Approve the Performance Evaluation of For For Management
2008 and 2009 of the Stock
Appreciation Rights Scheme
6 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Domestic and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
7 Reelect Wu Mengei as a Non-Executive For For Management
Director
8 Elect Fong Wo, Felix as Independent For For Management
Non-Executive Director
9 Elect Chen Quansheng as Independent For For Management
Non-Executive Director
10 Elect An Xuefen as Supervisor For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 601808 Security ID: Y15002101
Meeting Date: JUN 28, 2010 Meeting Type: Special
Record Date: JUN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Share Type in Relation to the A For For Management
Share Issue
1b Approve Nominal Value in Relation to For For Management
the A Share Issue
1c Approve Offering Size in Relation to For For Management
the A Share Issue
1d Approve Target Subscribers in Relation For For Management
to the A Share Issue
1e Approve Preemptive Rights of Existing A For For Management
Share Shareholders in Relation to the A
Share Issue
1f Approve Basis for Determining the Issue For For Management
Price in Relation to the A Share Issue
1g Approve Method of Issue in Relation to For For Management
the A Share Issue
1h Approve Accumulated Profit Arrangement For For Management
in Relation to the A Share Issue
1i Approve Place of Listing in Relation to For For Management
the A Share Issue
1j Approve Expected Time Table in Relation For For Management
to the A Share Issue
1k Approve Use of Proceeds in Relation to For For Management
the A Share Issue
2 Authorize Board to Ratify and Execute For For Management
the Approved Resolutions
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 601808 Security ID: Y15002101
Meeting Date: JUN 28, 2010 Meeting Type: Special
Record Date: JUN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of A Share Issue For For Management
2 Approve Feasibility Study Report for For For Management
the Use of Proceeds from A Share Issue
3 Approve Use of Proceeds from Fund For For Management
Raising Activities
4a Approve Share Type in Relation to the A For For Management
Share Issue
4b Approve Nominal Value in Relation to For For Management
the A Share Issue
4c Approve Offering Size in Relation to For For Management
the A Share Issue
4d Approve Target Subscribers in Relation For For Management
to the A Share Issue
4e Approve Preemptive Rights of Existing A For For Management
Share Shareholders in Relation to the A
Share Issue
4f Approve Basis for Determining Issue For For Management
Price in Relation to the A Share Issue
4g Approve Method of Issue in Relation to For For Management
the A Share Issue
4h Approve Accumulated Profit Arrangement For For Management
in Relation to the A Share Issue
4i Approve Place of Listing in Relation to For For Management
the A Share Issue
4j Approve Expected Time Table in Relation For For Management
to the A Share Issue
4k Approve Use of Proceeds in Relation to For For Management
the A Share Issue
5 Authorize Board to Ratify and Execute For For Management
the Approved Resolutions
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: 16941R108
Meeting Date: OCT 15, 2009 Meeting Type: Special
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Against Management
Related Party and the Related Annual
Caps
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 600028 Security ID: 16941R108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Consolidated Financial For For Management
Statements
4 Approve Plan for Allocating Any Surplus For For Management
Common Reserve Funds of RMB 20 Billion
From the After-Tax Profit
5 Approve the Profit Distribution Plan For For Management
for the Year Ended Dec. 31, 2009
6 Authorise the Board to Determine the For For Management
Interim Profit Distribution Plan for
2010
7 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
8 Acquire Certain Equity Interest and For For Management
Loans Held by Sinopec International
Petroleum Exploration and Production
Corp.
9 Authorize Board to Determine the For For Management
Proposed Plan for Issuance of Debt
Financing Instruments
10.1 Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the A
Shares Convertible Corporate Bonds
10.2 Approve Issuance Size in Relation to For For Management
the Issuance of the A Shares
Convertible Corporate Bonds
10.3 Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the A
Shares Convertible Corporate Bonds
10.4 Approve Terms in Relation to the For For Management
Issuance of the A Shares Convertible
Corporate Bonds
10.5 Approve Interest Rate in Relation to For For Management
the Issuance of the A Shares
Convertible Corporate Bonds
10.6 Approve Method and Timing of Interest For For Management
Payment inin Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10.7 Approve Conversion Period in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds
10.8 Approve Determination and Adjustment of For For Management
Conversion Price in Relation to the
Issuance of the A Shares Convertible
Corporate Bonds
10.9 Approve Downward Adjustment to For For Management
Conversion Price in Relation to the
Issuance of the A Shares Convertible
Corporate Bonds
10.10 Approve Conversion Method of Fractional For For Management
Share in Relation to the Issuance of
the A Shares Convertible Corporate
Bonds
10.11 Approve Terms of Redemption in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds
10.13 Approve Terms of Sale Back in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds
10.14 Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10.15 Approve Method of Issuance and Target For For Management
Subscribers in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10.16 Approve Subscription Arrangement for For For Management
Existing Shareholders in Relation to
the Issuance of the A Shares
Convertible Corporate Bonds
10.17 Approve CB Holders and Bondholder For For Management
Meetings in Relation to the Issuance of
the A Shares Convertible Corporate
Bonds
10.18 Approve Use of Proceeds from the For For Management
Issuance of Convertible Bonds
10.19 Approve Guarantee in Relation to the For For Management
Issuance of the A Shares Convertible
Corporate Bonds
10.20 Approve Validity Period of the For For Management
Resolutions in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10.21 Approve Matters Relating to For For Management
Authorisation in Relation to the
Issuance of the A Shares Convertible
Corporate Bonds
10.22 Accept Feasibility Analysis Report on For For Management
the Use of Proceeds from the Issuance
of the A Shares Convertible Corporate
Bonds
10.23 Approve Report on the Use of Proceeds For For Management
from the Last Issuance of Securities
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD
Ticker: CIMB Security ID: Y1002C102
Meeting Date: SEP 4, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name from For For Management
Bumiputra-Commerce Holdings Bhd to CIMB
Group Holdings Bhd
- --------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD
Ticker: CIMB Security ID: Y1636J101
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended Dec. 31, 2009
2 Elect Syed Muhammad Syed Abdul Kadir as For For Management
Director
3 Elect Robert Cheim Dau Meng as Director For For Management
4 Elect Cezar Peralta Consing as Director For For Management
5 Elect Glenn Muhammad Surya Yusuf as For For Management
Director
6 Elect Watanan Petersik as Director For For Management
7 Elect Haidar Mohamed Nor as Director For For Management
8 Approve Remuneration of Directors in For For Management
the Amount of MYR 90,000 Per Director
for the Financial Year Ended Dec. 31,
2009
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued Share Capital
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD
Ticker: CIMB Security ID: Y1636J101
Meeting Date: MAY 7, 2010 Meeting Type: Special
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Listing of CIMB Share on the For For Management
Stock Exchange of Thailand
2 Approve Bonus Issue of up to 3.6 For For Management
Billion New CIMB Shares on the Basis of
One Bonus Share for Every One Existing
Share Held
3 Approve Increase in Authorized Share For For Management
Capital from MYR 5 Billion Comprising 5
Billion CIMB Shares to MYR 10 Billion
Comprising 10 Billion CIMB Shares
1 Amend Clause 5 of the Memorandum of For For Management
Association and Articles of Association
to Reflect Changes in Authorized Share
Capital
2 Amend Articles of Association as Set For For Management
Out in Appendix 1 of the Circular to
Shareholders Dated April 14, 2010
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 883 Security ID: 126132109
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Final Dividend For For Management
1c1 Reelect Tse Hau Yin, Aloysius as For For Management
Independent Non-Executive Director
1c2 Reelect Zhou Shouwei as Non-Executive For For Management
Director
1c3 Reelect Yang Hua as Executive Director For For Management
1c4 Authorize Board Of Directors to Fix For For Management
Remuneration of Directors
1e Re-appoint Auditors and Authorise The For For Management
Board to Fix Remuneration
1d Reelect Chiu Sung Hong as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Jide Zeitlin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Ending Use of Animal Fur in Against Against Shareholder
Products
- --------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker: AMBV3 Security ID: 20441W203
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and None None Management
Dividends
3 Approve Remuneration of Executive None None Management
Officers, Non-Executive Directors
4 Elect Fiscal Council Members and Fix For For Management
Their Remuneration
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSGN Security ID: 225401108
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For Against Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2 per Share
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1.1 Reelect Noreen Doyle as Director For For Management
5.1.2 Reelect Aziz Syriani as Director For Against Management
5.1.3 Reelect David Syz as Director For For Management
5.1.4 Reelect Peter Weibel as Director For For Management
5.1.5 Elect Jassim Al Thani as Director For For Management
5.1.6 Elect Robert Benmosche as Director For For Management
5.2 Ratify KPMG AG as Auditors For For Management
5.3 Ratify BDO Visura as Special Auditors For For Management
- --------------------------------------------------------------------------------
DAEWOO SECURITIES CO.
Ticker: 6800 Security ID: Y1916K109
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: NOV 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director For For Management
- --------------------------------------------------------------------------------
DAEWOO SECURITIES CO.
Ticker: 6800 Security ID: Y1916K109
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 500 per Common Share
and KRW 550 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Outside Directors (Bundled) For For Management
4 Elect Two Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO.
Ticker: 42660 Security ID: 23373A207
Meeting Date: MAR 19, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Ahn Se-Young as Outside For For Management
Director
4 Reelect Ahn Se-Young as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Benson For For Management
2 Elect Director Robert W. Cremin For For Management
3 Elect Director Jean-Pierre M. Ergas For For Management
4 Elect Director Peter T. Francis For For Management
5 Elect Director Kristiane C. Graham For For Management
6 Elect Directors James L. Koley For For Management
7 Elect Director Robert A. Livingston For For Management
8 Elect Director Richard K. Lochridge For For Management
9 Elect Director Bernard G. Rethore For For Management
10 Elect Director Michael B. Stubbs For For Management
11 Elect Director Mary A. Winston For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6a Ratify PriceWaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
6b Ratify PriceWaterhouseCoopers AG as For For Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2010
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5
Billion; Approve Creation of EUR 175
Million Pool of Capital to Guarantee
Conversion Rights
9 Amend Articles Re: Exercise of Voting For For Management
Rights at General Meeting due to New
German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jeffrey T. Huber For For Management
3 Elect Director Gary M. Kusin For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For For Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Linda J. Srere For For Management
11 Approve Stock Option Exchange Program For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA
Ticker: EMBR3 Security ID: 29081M102
Meeting Date: APR 19, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive The Accounts Submitted By For For Management
Company Management, Examine, discuss
And Vote The Financial Statements.
2 Destination Of The Net Profit Achieved For For Management
In The Fiscal Year Closed on December
31, 2009 And Distribution Of Dividends
3 Ratify The Appointment Of Federal For For Management
Administration Representative in
Company Board Of Directors.
4 Election Of The Members Of The Audit For For Management
Committee For The 2010/2011 period And
Appointment Of Board Chairman,
Vice-chairman And expert Board Member
5 Setting The Global Annual Amount Of The For Against Management
Compensation To Bedistributed To
Company Managers And Members Of Board
Ofdirectors Committees
6 Setting The Compensation To Be For For Management
Distributed To The Members Of The audit
Committee
7 Approval Of A Company Stock Purchase For For Management
Option Granting Program
8 Amendment Of The Following Provisions For For Management
Of Company By-laws: article 7, 18, 33,
34 40, 41, 63, 64 And 65.
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date: OCT 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization/Restructuring For For Management
Plan to Create Two Companies
2 Approve Employee Stock Option Plan for For For Management
Cenovus Energy Inc.
3 Approve Shareholder Rights Plan for For For Management
Cenovus Energy Inc.
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 21, 2010 Meeting Type: Annual/Special
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter A. Dea as Director For For Management
1.2 Elect Randall K. Eresman as Director For For Management
1.3 Elect Claire S. Farley as Director For For Management
1.4 Elect Fred J. Fowler as Director For For Management
1.5 Elect Barry W. Harrison as Director For For Management
1.6 Elect Suzanne P Nimocks as Director For For Management
1.7 Elect David P. O?Brien as Director For For Management
1.8 Elect Jane L. Peverett as Director For For Management
1.9 Elect Allan P. Sawin as Director For For Management
1.10 Elect Bruce G. Waterman as Director For For Management
1.11 Elect Clayton H. Woitas as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Amend By-Law No.1 For For Management
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anne M. Tatlock For Against Management
2 Elect Director Norman H. Wesley For For Management
3 Elect Director Peter M. Wilson For Against Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Approve Non-Employee Director Stock For For Management
Award Plan
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
GAFISA S.A.
Ticker: GFSA3 Security ID: P4408T158
Meeting Date: FEB 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Did Not Vote Management
and Amend Article 6 Accordingly
2 Approve 2-to-1 Stock Split and Amend For Did Not Vote Management
Article 5 Accordingly
3 Pending Approval of Item 2, Approve For Did Not Vote Management
Further Increase in Authorized Capital
to Reflect Stock Split
- --------------------------------------------------------------------------------
GAFISA S.A.
Ticker: GFSA3 Security ID: P4408T158
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors
5 Amend Articles to Reflect Changes in For For Management
Capital
6 Amend Articles For For Management
7 Consolidate Company's Bylaws For For Management
8 Authorize Issuance of Bonds/Debentures For For Management
- --------------------------------------------------------------------------------
GAFISA S.A.
Ticker: GFSA3 Security ID: P4408T158
Meeting Date: MAY 27, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Shertis For For Management
Empreendimentos e Participacoes SA
2 Appoint Independent Firm to Appraise For For Management
Proposed Absorption
3 Approve Appraisal Report from For For Management
Independent Firm
4 Approve Increase in Share Capital as a For Against Management
Result of the Proposed Absorption
5 Amend Articles to Reflect Changes in For Against Management
Capital
6 Consolidate Company's Bylaws For Against Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
GAFISA SA
Ticker: GFSA3 Security ID: P4408T158
Meeting Date: NOV 16, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For Did Not Vote Management
Bonds in the Amount up to BRL 600
Million
2 Authorize Board of Directors to Set the For Did Not Vote Management
Terms of the Debenture Issuance
3 Authorize Executive Officers to Execute For Did Not Vote Management
Resolutions to Issue Debentures
4 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
- --------------------------------------------------------------------------------
GAFISA SA
Ticker: GFSA3 Security ID: P4408T158
Meeting Date: DEC 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Protocol of Justification and For For Management
Incorporation of Construtora Tenda S.A.
by Gafisa S.A.
2 Appoint Independent Firm to Appraise For For Management
Proposed Merger
3 Approve Appraisal Report For For Management
4 Approve Incorporation of Shares and For For Management
Subsequently Increase in Capital by
Issuance of Shares to be Suscribed by
Constructora Tenda S.A.; Amend Article
5 Accordingly
5 Approve Assumption by Gafisa S.A. of For Against Management
Oustanding Options Granted and Not
Exercised within Constructora Tenda
S.A. Stock Option Plan
- --------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 2.39 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Amend Charter For For Management
7 Amend Regulations on General Meetings For For Management
8 Approve Remuneration of Directors For Against Management
9 Approve Remuneration of Members of For For Management
Audit Commission
10.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
10.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
10.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
10.4 Approve Related-Party Transaction with For For Management
State Corporation 'Bank for Development
and Foreign Economic Affairs
(Vnesheconombank)' Re: Loan Agreements
10.5 Approve Related-Party Transaction with For For Management
OAO Gazprom Bank Re: Loan Facility
Agreements
10.6 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreements
10.7 Approve Related-Party Transaction with For For Management
ZAO Gazenergoprombank Re: Loan Facility
Agreements
10.8 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreements
10.9 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Transfer of Credit Funds
10.10 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Transfer of Credit Funds
10.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, ZAO Gazenergoprombank, and OAO
Bank VTB Re: Agreements on Using
Electronic Payments System
10.12 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase
10.13 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
10.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreement on
Guarantees to Tax Authorities
10.15 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
10.16 Approve Related-Party Transaction with For For Management
Bank Societe Generale Re: Guarantee of
Fulfillment of Obligations by OOO
Gazprom Export
10.17 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: Agreement on
Temporary Possession and Use of
Facilities of Yamal-Europe Trunk Gas
Pipeline
10.18 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Temporary Possession and Use of
Facilities of Surgutsky Condensate
Stabilization Plant
10.19 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Temporary Posession and Use of
Facilities of Eastern Segment of
Orenburgskoye Oil and Gas-Condensate
Field
10.20 Approve Related-Party Transaction with For For Management
OAO Lazurnaya Re: Agreement on
Temporary Possession and Use of
Property of Lazurnaya Peak Hotel
Complex
10.21 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz of OAO Gazprom Re:
Agreement on Temporary Possession and
Use of Facilities of Gas-Oil-Condensate
Field in Yamalo-Nenetsky Autonomous
Area
10.22 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreement on
Temporary Possession and Use of
Preventative Clinic Facilities
10.23 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Temporary Possession and Use of
Experimental Prototypes of Gas-using
Equipment Located in Rostov and
Kemerovo Regions
10.24 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Temporary Possession and Use of
Non-residential Premises
10.25 Approve Related-Party Transaction with For For Management
OAO Salavatnefteorgsintez Re: Agreement
on Temporary Possession and Use of Gas
Condensate Pipeline
10.26 Approve Related-Party Transaction with For For Management
OAO Vostokgazprom Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.28 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Temporary Possession and Use of
Software and Hardware Solutions
10.30 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
10.31 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Temporary Possession and Use of ERP
Software and Equipment Complex
10.32 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
10.33 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Temporary
Possession and Use of Hardware
Solutions
10.34 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreement on Temporary Possession and
Use of Software and Hardware Solutions
10.35 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Temporary Possession and Use of
Communications Facilities
10.36 Approve Related-Party Transaction with For For Management
OAO Gazpromregiongaz Re: Agreement on
Temporary Possession and Use of
Property Complex of Gas Distribution
System
10.37 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of
Druzhba Vacation Center
10.38 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
10.39 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
10.40 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Declaration for
Customs Purposes
10.41 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Declaration for Customs
Purposes
10.42 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Delivery of Gas
10.43 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on Sale
of Gas
10.44 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Delivery of Gas
10.45 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Sale of Liquid Hydrocarbons
10.46 Approve Related-Party Transaction with For For Management
ZAO Northgas Re: Agreement on Delivery
of Gas
10.47 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreement on
Delivery of Gas
10.48 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Delivery of Gas
10.49 Approve Related-Party Transaction with For For Management
OAO SIBUR Holding Re: Delivery of Dry
Stripped Gas
10.50 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Delivery
of Gas
10.51 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreement on
Transportation of Gas
10.52 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Transportation of Gas
10.53 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Transportation of Gas
10.54 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on
Transportation of Gas
10.55 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Arranging
of Injection and Storage of Gas
10.56 Approve Related-Party Transaction with For For Management
a/s Latvijas Gaze Re: Agreement on
Purchase of Gas
10.57 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreement on
Purchase of Gas
10.58 Approve Related-Party Transaction with For For Management
UAB Kauno Termofikacijos Elektrine Re:
Agreement on Purchase of Gas
10.59 Approve Related-Party Transaction with For For Management
MoldovaGaz SA Re: Agreement on Purchase
of Gas
10.60 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreement on Sale of
Gas
10.61 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: Agreement on
Purchase of Gas
10.62 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreement on
Transportation of Gas
10.63 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreement on
Transportation of Gas
10.64 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Start-Up and Commissioning Work
10.65 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Start-Up and Commissioning Work
10.66 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Start-Up and Commissioning Work
10.67 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Start-Up and Commissioning Work
10.68 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Investment Projects
10.69 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Investment Projects
10.70 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Investment Projects
10.71 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Investment Projects
10.72 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Investment Projects
10.73 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Investment Projects
10.74 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Investment Projects
10.75 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Property
Insurance
10.76 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Life and
Individual Property Insurance
10.77 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
10.78 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
10.79 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Provision of
Medical Services to Gazprom's Employees
and Their Families
10.80 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Provision of
Medical Services to Gazprom's Employees
and Their Families
10.81 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Employees of OAO Gazprom
Avtopredpriyatie
10.82 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Transportation Vehicles
10.83 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance to
Board of Directors and Management Board
10.84 Approve Related-Party Transactions with For For Management
Multiple Parties Re: Agreeement on
Arranging Stocktaking of Property
10.85 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.86 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.87 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.88 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.89 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.90 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.91 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.92 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.93 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.94 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.95 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Cost Assessment
10.96 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.97 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz and OAO Gazprom
Space Systems Re: Agreements on
Implementation of Programs for
Scientific and Technical Cooperation
10.98 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Technical Maintenance of OAO Gazprom's
Technological Assets
10.99 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Delivery of Complete Exclusive Rights
to Utility Model
10.10 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz, ZAO Gazprom Invest
Yug, and OAO Tomskgazprom Re: License
to Use Computer Software Package
10.10 Approve Related-Party Transaction with For For Management
Multiple Parties Re: License to Use OAO
Gazprom's Trademarks
10.10 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: License to Use OAO
Gazprom's Trademarks
11.1 Elect Andrey Akimov as Director None Against Management
11.2 Elect Aleksandr Ananenkov as Director For Against Management
11.3 Elect Burckhard Bergmann as Director None Against Management
11.4 Elect Farit Gazizullin as Director None Against Management
11.5 Elect Vladimir Gusakov as Director None Against Management
11.6 Elect Viktor Zubkov as Director None Against Management
11.7 Elect Elena Karpel as Director For Against Management
11.8 Elect Aleksey Makarov as Director None Against Management
11.9 Elect Aleksey Miller as Director For Against Management
11.10 Elect Valery Musin as Director None For Management
11.11 Elect Elvira Nabiullina as Director None Against Management
11.12 Elect Viktor Nikolayev as Director None Against Management
11.13 Elect Vlada Rusakova as Director For Against Management
11.14 Elect Mikhail Sereda as Director For Against Management
11.15 Elect Vladimir Fortov as Director None Against Management
11.16 Elect Sergey Shmatko as Director None Against Management
11.17 Elect Igor Yusufov as Director None Against Management
12.1 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
12.2 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
12.3 Elect Vadim Bikulov as Member of Audit For For Management
Commission
12.4 Elect Andrey Kobzev as Member of Audit For For Management
Commission
12.5 Elect Nina Lobanova as Member of Audit For For Management
Commission
12.6 Elect Dmitry Logunov as Member of Audit For Against Management
Commission
12.7 Elect Yury Nosov as Member of Audit For Against Management
Commission
12.8 Elect Konstantin Pesotsky as Member of For Against Management
Audit Commission
12.9 Elect Marat Salekhov as Member of Audit For Against Management
Commission
12.10 Elect Mariya Tikhonova as Member of For For Management
Audit Commission
12.11 Elect Aleksandr Yugov as Member of For Against Management
Audit Commission
- --------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 2.39 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Amend Charter For For Management
7 Amend Regulations on General Meetings For For Management
8 Approve Remuneration of Directors For Against Management
9 Approve Remuneration of Members of For For Management
Audit Commission
10.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
10.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
10.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
10.4 Approve Related-Party Transaction with For For Management
State Corporation 'Bank for Development
and Foreign Economic Affairs
(Vnesheconombank)' Re: Loan Agreements
10.5 Approve Related-Party Transaction with For For Management
OAO Gazprom Bank Re: Loan Facility
Agreements
10.6 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreements
10.7 Approve Related-Party Transaction with For For Management
ZAO Gazenergoprombank Re: Loan Facility
Agreements
10.8 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreements
10.9 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Transfer of Credit Funds
10.10 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Transfer of Credit Funds
10.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, ZAO Gazenergoprombank, and OAO
Bank VTB Re: Agreements on Using
Electronic Payments System
10.12 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase
10.13 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
10.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreement on
Guarantees to Tax Authorities
10.15 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
10.16 Approve Related-Party Transaction with For For Management
Bank Societe Generale Re: Guarantee of
Fulfillment of Obligations by OOO
Gazprom Export
10.17 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: Agreement on
Temporary Possession and Use of
Facilities of Yamal-Europe Trunk Gas
Pipeline
10.18 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Temporary Possession and Use of
Facilities of Surgutsky Condensate
Stabilization Plant
10.19 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Temporary Posession and Use of
Facilities of Eastern Segment of
Orenburgskoye Oil and Gas-Condensate
Field
10.20 Approve Related-Party Transaction with For For Management
OAO Lazurnaya Re: Agreement on
Temporary Possession and Use of
Property of Lazurnaya Peak Hotel
Complex
10.21 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz of OAO Gazprom Re:
Agreement on Temporary Possession and
Use of Facilities of Gas-Oil-Condensate
Field in Yamalo-Nenetsky Autonomous
Area
10.22 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreement on
Temporary Possession and Use of
Preventative Clinic Facilities
10.23 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Temporary Possession and Use of
Experimental Prototypes of Gas-using
Equipment Located in Rostov and
Kemerovo Regions
10.24 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Temporary Possession and Use of
Non-residential Premises
10.25 Approve Related-Party Transaction with For For Management
OAO Salavatnefteorgsintez Re: Agreement
on Temporary Possession and Use of Gas
Condensate Pipeline
10.26 Approve Related-Party Transaction with For For Management
OAO Vostokgazprom Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.28 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
10.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Temporary Possession and Use of
Software and Hardware Solutions
10.30 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
10.31 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Temporary Possession and Use of ERP
Software and Equipment Complex
10.32 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
10.33 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Temporary
Possession and Use of Hardware
Solutions
10.34 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreement on Temporary Possession and
Use of Software and Hardware Solutions
10.35 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Temporary Possession and Use of
Communications Facilities
10.36 Approve Related-Party Transaction with For For Management
OAO Gazpromregiongaz Re: Agreement on
Temporary Possession and Use of
Property Complex of Gas Distribution
System
10.37 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of
Druzhba Vacation Center
10.38 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
10.39 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
10.40 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Declaration for
Customs Purposes
10.41 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Declaration for Customs
Purposes
10.42 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Delivery of Gas
10.43 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on Sale
of Gas
10.44 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Delivery of Gas
10.45 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Sale of Liquid Hydrocarbons
10.46 Approve Related-Party Transaction with For For Management
ZAO Northgas Re: Agreement on Delivery
of Gas
10.47 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreement on
Delivery of Gas
10.48 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Delivery of Gas
10.49 Approve Related-Party Transaction with For For Management
OAO SIBUR Holding Re: Delivery of Dry
Stripped Gas
10.50 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Delivery
of Gas
10.51 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreement on
Transportation of Gas
10.52 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Transportation of Gas
10.53 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Transportation of Gas
10.54 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on
Transportation of Gas
10.55 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Arranging
of Injection and Storage of Gas
10.56 Approve Related-Party Transaction with For For Management
a/s Latvijas Gaze Re: Agreement on
Purchase of Gas
10.57 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreement on
Purchase of Gas
10.58 Approve Related-Party Transaction with For For Management
UAB Kauno Termofikacijos Elektrine Re:
Agreement on Purchase of Gas
10.59 Approve Related-Party Transaction with For For Management
MoldovaGaz SA Re: Agreement on Purchase
of Gas
10.60 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreement on Sale of
Gas
10.61 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: Agreement on
Purchase of Gas
10.62 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreement on
Transportation of Gas
10.63 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreement on
Transportation of Gas
10.64 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Start-Up and Commissioning Work
10.65 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Start-Up and Commissioning Work
10.66 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Start-Up and Commissioning Work
10.67 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Start-Up and Commissioning Work
10.68 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Investment Projects
10.69 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Investment Projects
10.70 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Investment Projects
10.71 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Investment Projects
10.72 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Investment Projects
10.73 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Investment Projects
10.74 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Investment Projects
10.75 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Property
Insurance
10.76 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Life and
Individual Property Insurance
10.77 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
10.78 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
10.79 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Provision of
Medical Services to Gazprom's Employees
and Their Families
10.80 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Provision of
Medical Services to Gazprom's Employees
and Their Families
10.81 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Employees of OAO Gazprom
Avtopredpriyatie
10.82 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Transportation Vehicles
10.83 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance to
Board of Directors and Management Board
10.84 Approve Related-Party Transactions with For For Management
Multiple Parties Re: Agreeement on
Arranging Stocktaking of Property
10.85 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.86 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.87 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.88 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.89 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.90 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.91 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.92 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.93 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.94 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.95 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Cost Assessment
10.96 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
10.97 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz and OAO Gazprom
Space Systems Re: Agreements on
Implementation of Programs for
Scientific and Technical Cooperation
10.98 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Technical Maintenance of OAO Gazprom's
Technological Assets
10.99 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Delivery of Complete Exclusive Rights
to Utility Model
10.10 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz, ZAO Gazprom Invest
Yug, and OAO Tomskgazprom Re: License
to Use Computer Software Package
10.10 Approve Related-Party Transaction with For For Management
Multiple Parties Re: License to Use OAO
Gazprom's Trademarks
10.10 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: License to Use OAO
Gazprom's Trademarks
11.1 Elect Andrey Akimov as Director None Against Management
11.2 Elect Aleksandr Ananenkov as Director For Against Management
11.3 Elect Burckhard Bergmann as Director None Against Management
11.4 Elect Farit Gazizullin as Director None Against Management
11.5 Elect Vladimir Gusakov as Director None Against Management
11.6 Elect Viktor Zubkov as Director None Against Management
11.7 Elect Elena Karpel as Director For Against Management
11.8 Elect Aleksey Makarov as Director None Against Management
11.9 Elect Aleksey Miller as Director For Against Management
11.10 Elect Valery Musin as Director None For Management
11.11 Elect Elvira Nabiullina as Director None Against Management
11.12 Elect Viktor Nikolayev as Director None Against Management
11.13 Elect Vlada Rusakova as Director For Against Management
11.14 Elect Mikhail Sereda as Director For Against Management
11.15 Elect Vladimir Fortov as Director None Against Management
11.16 Elect Sergey Shmatko as Director None Against Management
11.17 Elect Igor Yusufov as Director None Against Management
12.1 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
12.2 Elect Andrey Belobrov as Member of For Did Not Vote Management
Audit Commission
12.3 Elect Vadim Bikulov as Member of Audit For For Management
Commission
12.4 Elect Andrey Kobzev as Member of Audit For For Management
Commission
12.5 Elect Nina Lobanova as Member of Audit For For Management
Commission
12.6 Elect Dmitry Logunov as Member of Audit For Did Not Vote Management
Commission
12.7 Elect Yury Nosov as Member of Audit For Did Not Vote Management
Commission
12.8 Elect Konstantin Pesotsky as Member of For Did Not Vote Management
Audit Commission
12.9 Elect Marat Salekhov as Member of Audit For Did Not Vote Management
Commission
12.10 Elect Mariya Tikhonova as Member of For For Management
Audit Commission
12.11 Elect Aleksandr Yugov as Member of For Did Not Vote Management
Audit Commission
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
GENTING BHD
Ticker: GENTING Security ID: Y26926116
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: JUN 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended Dec. 31, 2009
2 Approve Final Dividend of MYR 0.04 Per For For Management
Share for the Financial Year Ended Dec.
31, 2009
3 Approve Remuneration of Directors in For For Management
the Amount of MYR 877,800 for the
Financial Year Ended Dec. 31, 2009
4 Elect R. Thillainathan as Director For For Management
5 Elect Mohd Amin bin Osman as Director For For Management
6 Elect Hashim bin Nik Yusoff as Director For For Management
7 Elect Mohammed Hanif bin Omar as For For Management
Director
8 Elect Lin See Yan as Director For For Management
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued and Paid-Up Share
Capital
11 Approve Exemption to Kien Huat Realty For For Management
Sdn Bhd and Persons Acting in Concert
with it from the Obligation to
Undertake a Mandatory Take-Over Offer
on the Remaining Voting Shares in the
Company Not Already Owned by Them After
the Share Repurchase Program
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued and Paid-Up Share
Capital
13 Approve Implementation of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
1 Amend Articles Association as Set Forth For For Management
Under Part D of the Document to
Shareholders Dated May 19, 2010
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Receive And Adopt The Directors For For Management
Report And The Financialstatements
2 To Approve The Remuneration Report For For Management
3 To Re-elect Dr Stephanie Burns As A For For Management
Director
4 To Re-elect Mr Julian Heslop As A For For Management
Director
5 To Re-elect Sir Deryck Maughan As A For For Management
Director
6 To Re-elect Dr Daniel Podolsky As A For For Management
Director
7 To Re-elect Sir Robert Wilson As A For For Management
Director
8 Re-appointment Of Auditors For For Management
9 Remuneration Of Auditors For For Management
10 To Authorise The Company And Its For For Management
Subsidiaries To Make Donations to
Political Organisations And Incur
Political Expenditure
11 Authority To Allot Shares For For Management
12 Disapplication Of Pre-emption Rights For For Management
13 Authority For The Company To Purchase For For Management
Its Own Shares
14 Exemption From Statement Of Senior For For Management
Statutory Auditor's Name
15 Reduced Notice Of A General Meeting For For Management
Other Than An Agm
16 Adopt New Articles Of Association For For Management
- --------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: DEC 4, 2009 Meeting Type: Special
Record Date: NOV 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan of For For Management
Subsidiary ASARCO LLC
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports; Accept CEO, Board
and Board Committee Reports for Fiscal
Year Ended Dec. 31, 2009
2 Approve Report on Tax Obligations in For For Management
Accordance with Article 86 of Tax Law
3 Approve Allocation of Income for Fiscal For For Management
Year 2009
4 Approve Policy Related to Acquisition For For Management
of Own Shares; Set Aggregate Nominal
Amount of Share Repurchase Reserve for
2010
5 Elect or Ratify Directors; Verify For Against Management
Independence of Board Members; Elect or
Ratify Chairmen and Members of the
Board Committees
6 Approve Remuneration of Directors and For For Management
Members of Board Committees
7 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
- --------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: 438090201
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2009 For For Management
Dividends and Issuance of New Shares
4 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Amend Articles of Association For For Management
8 Elect Directors, Independent Directors For For Management
and Supervisors
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
10 Transact Other Business None None Management
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: 438128308
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Takanobu Itou For For Management
2.2 Elect Director Kouichi Kondou For For Management
2.3 Elect Director Shigeru Takagi For For Management
2.4 Elect Director Akio Hamada For For Management
2.5 Elect Director Tetsuo Iwamura For For Management
2.6 Elect Director Tatsuhiro Ohyama For For Management
2.7 Elect Director Fumihiko Ike For For Management
2.8 Elect Director Masaya Yamashita For For Management
2.9 Elect Director Kensaku Hougen For For Management
2.10 Elect Director Nobuo Kuroyanagi For For Management
2.11 Elect Director Takeo Fukui For For Management
2.12 Elect Director Hiroshi Kobayashi For For Management
2.13 Elect Director Shou Minekawa For For Management
2.14 Elect Director Takuji Yamada For For Management
2.15 Elect Director Youichi Houjou For For Management
2.16 Elect Director Tsuneo Tanai For For Management
2.17 Elect Director Hiroyuki Yamada For For Management
2.18 Elect Director Tomohiko Kawanabe For For Management
2.19 Elect Director Masahiro Yoshida For For Management
2.20 Elect Director Seiji Kuraishi For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
- --------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO.
Ticker: 69960 Security ID: Y38306109
Meeting Date: MAR 19, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 600 per Share
2 Amend Articles of Incorporation For Against Management
3 Reelect One Inside Director and Two For For Management
Outside Directors (Bundled)
4 Elect Kim Young-Soo as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES CO.
Ticker: 9540 Security ID: Y3838M106
Meeting Date: MAR 12, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 3,500 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors and One For For Management
Outside Director
4 Elect Song Jeong-Hoon as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: SEP 2, 2009 Meeting Type: Special
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection of an Amount For For Management
Equivalent to RMB 3 Billion in ICBC
Financial Leasing Co., Ltd.
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: NOV 27, 2009 Meeting Type: Special
Record Date: OCT 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Between Industrial and Commercial Bank
of China Ltd. and Bangkok Bank Public
Company Ltd. and the Voluntary Tender
and Delisting Offers and Related
Transactions
2 Elect Malcolm Christopher McCarthy as For For Management
Independent Non-Executive Director
3 Elect Kenneth Patrick Chung as For For Management
Independent Non-Executive Director
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: APR 8, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Lili as Executive Director For For Management
2 Approve 2010 Fixed Assets Investment For For Management
Budget
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Work Report of the Board For For Management
of Directors
2 Approve 2009 Work Report of the Board For For Management
of Supervisors
3 Approve 2009 Audited Accounts For For Management
4 Approve 2009 Profit Distribution Plan For For Management
5 Reappoint Ernst and Young and Ernst and For For Management
Young Hua Ming as Auditors and Fix the
Total Audit Fees for 2010 at RMB 159.60
million
6 Approve Capital Management Plan for For For Management
Years 2010 to 2012
7 Approve Issuance of H Shares and A For For Management
Share Convertible Corporate Bonds
(Convertible Bonds)
8a Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the
Convertible Bonds
8b Approve Issue Size in Relation to the For For Management
Issuance of the Convertible Bonds
8c Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the
Convertible Bonds
8d Approve Term in Relation to the For For Management
Issuance of the Convertible Bonds
8e Approve Interest Rate in Relation to For For Management
the Issuance of the Convertible Bonds
8f Approve Timing and Method of Interest For For Management
Payment in Relation to the Issuance of
the Convertible Bonds
8g Approve Conversion Period in Relation For For Management
to the Issuance of the Convertible
Bonds
8h Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of the
Convertible Bonds
8i Approve Determination and Adjustment of For For Management
CB Conversion Price in Relation to the
Issuance of the Convertible Bonds
8j Approve Downward Adjustment to CB For For Management
Conversion Price in Relation to the
Issuance of the Convertible Bonds
8k Approve Terms of Redemption in Relation For For Management
to the Issuance of the Convertible
Bonds
8l Approve Terms of Sale Back in Relation For For Management
to the Issuance of the Convertible
Bonds
8m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the Convertible Bonds
8n Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of the Convertible Bonds
8o Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares in
Relation to the Issuance of the
Convertible Bonds
8p Approve CB Holders and CB Holders' For For Management
Meetings in Relation to the Issuance of
the Convertible Bonds
8q Approve Use of Proceeds in Relation to For For Management
the Issuance of the Convertible Bonds
8r Approve Special Provisions in Relation For For Management
to Supplementary Capital in Relation to
the Issuance of the Convertible Bonds
8s Approve Security in Relation to the For For Management
Issuance of the Convertible Bonds
8t Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of the Convertible Bonds
8u Approve Matters Relating to For For Management
Authorisation in Relation to the
Issuance of the Convertible Bonds
9 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds
10 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
11 Approve the Revised Plan on None For Shareholder
Authorisation of the Shareholders'
General Meeting to the Board of
Directors as Set Out in Appendix 1 to
the Supplemental Circular of the Bank
Dated 4 May 2010
- --------------------------------------------------------------------------------
INDUSTRIAS PENOLES S.A.B. DE C.V.
Ticker: PE&OLES* Security ID: P55409141
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports, including Report on
Fiscal Obligation Compliance
2 Approve Allocation of Income For For Management
3 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4 Elect Directors and Approve their For Against Management
Remuneration
5 Elect Chairman of Audit and Corporate For Against Management
Governance Committee
6 Designate Inspector or Shareholder For For Management
Representatives of Minutes of Meeting
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: IBLGF Security ID: 456837103
Meeting Date: NOV 25, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of A Resolution Of The For For Management
Executive Board Regarding An Important
Change Of The Identity Or The Character
Of The Company Or The Enterprise.
2 Authorisation To Issue Ordinary Shares For For Management
And To Exclude The Pre-emptive Rights.
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: 456837103
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Receive Announcements None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Annual Accounts For 2009 For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discuss Remuneration Report None None Management
4b Remuneration Policy For For Management
5a Discussion of Management Board Profile None None Management
5b Discussion of Supervisory Board Profile None None Management
5c Implementation Of The Revised Dutch For Against Management
Corporate Governance code
5d Discussion on Depositary Receipt None None Management
Structure
6 Receive Explanation on Company's None None Management
Corporate Responsibility Performance
7a Discharge Of The Members Of The For For Management
Executive Board In Respect Of the
Duties Performed During The Year 2009
7b Discharge Of The Members Of The For For Management
Supervisory Board In Respect Of the
Duties Performed During The Year 2009
8 Composition Of The Supervisory Board: For For Management
Reappointment Of Piet Klaver
9a Authorization To Issue Ordinary Shares For For Management
With Or Without pre-emptive Rights
9b Authorization To Issue Ordinary Shares For For Management
With Or Without pre-emptive Rights In
Connection With A Takeover Of A
Business
10a Authorization To Acquire Ordinary For For Management
Shares Or Depositary Receipts for
Ordinary Shares In The Company's Own
Capital
10b Authorization To Acquire Ordinary For For Management
Shares Or Depositary Receipts for
Ordinary Shares Capital In Connection
With A Restructuring
11 Any Other Businesss and Close Meeting None None Management
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: KOKBFG Security ID: 48241A105
Meeting Date: JAN 7, 2010 Meeting Type: Special
Record Date: DEC 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kang Chung-Won as CEO For For Management
- --------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: KOKBFG Security ID: 48241A105
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 230 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Four Outside Directors (Bundled) For For Management
4 Elect Five Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: 48245W202
Meeting Date: DEC 9, 2009 Meeting Type: Special
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Shareholder Proposal: Amend Statute For Against Shareholder
6 Close Meeting None None Management
- --------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: X45213109
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's Operations in Fiscal 2009 and
Financial Statements
6 Receive Management Board Proposal on None None Management
Allocation of Income
7 Receive Supervisory Board Report on Its None None Management
Review of Management Board Report on
Company's Operations in Fiscal 2009,
Financial Statements, and Management
Board Proposal on Allocation of Income
8.1 Receive Supervisory Board Report on None None Management
Company Standing
8.2 Receive Supervisory Board Report on Its None None Management
Activities in Fiscal 2009
9.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2009
9.2 Approve Financial Statements For For Management
9.3 Approve Allocation of Income and For For Management
Dividends of PLN 3 per Share
10.1a Approve Discharge of Ryszard Janeczek For For Management
(Deputy CEO)
10.1b Approve Discharge of Miroslaw Krutin For For Management
(CEO)
10.1c Approve Discharge of Maciej Tybura For For Management
(Deputy CEO)
10.1d Approve Discharge of Herbert Wirth (CEO For For Management
and Deputy CEO)
10.2a Approve Discharge of Jozef Czyczerski For For Management
(Supervisory Board Member)
10.2b Approve Discharge of Marcin Dyl For For Management
(Supervisory Board Member)
10.2c Approve Discharge of Leszek Hajdacki For For Management
(Supervisory Board Member)
10.2d Approve Discharge of Arkadiusz Kawecki For For Management
(Supervisory Board Member)
10.2e Approve Discharge of Jacek Kucinski For For Management
(Supervisory Board Member)
10.2f Approve Discharge of Ryszard Kurek For For Management
(Supervisory Board Member)
10.2g Approve Discharge of Marek Panfil For For Management
(Supervisory Board Member)
10.2h Approve Discharge of Marek Trawinski For For Management
(Supervisory Board Member)
10.2i Approve Discharge of Marzenna Weresa For For Management
(Supervisory Board Member)
11 Receive Management Board Report on None None Management
Group's Operations in Fiscal 2009 and
Consolidated Financial Statements
12 Receive Supervisory Board Report on Its None None Management
Review of Management Board Report on
Group's Operations in Fiscal 2009 and
Consolidated Financial Statements
13.1 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2009
13.2 Approve Consolidated Financial For For Management
Statements
14 Approve New Regulations on General For For Management
Meetings
15 Shareholder Proposal: Elect Supervisory None Against Shareholder
Board Member
16 Close Meeting None None Management
- --------------------------------------------------------------------------------
LOJAS AMERICANAS S.A.
Ticker: LAME4 Security ID: P6329M105
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Capital Budget for Upcoming For Did Not Vote Management
Fiscal Year
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Approve Remuneration of Executive For Did Not Vote Management
Officers, Non-Executive Directors
5 Elect Directors For Did Not Vote Management
- --------------------------------------------------------------------------------
LOTTE SHOPPING CO.
Ticker: 23530 Security ID: Y5346T119
Meeting Date: NOV 20, 2009 Meeting Type: Special
Record Date: OCT 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
- --------------------------------------------------------------------------------
LOTTE SHOPPING CO.
Ticker: 23530 Security ID: Y5346T119
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 1,250 per Share
2 Amend Articles of Incorporation For Against Management
3.1 Elect Five Outside Directors (Bundled) For Against Management
3.2 Reelect Four Inside Directors (Bundled) For For Management
3.3 Elect Three Members of Audit Committee For For Management
(Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 52 per Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Igor Belikov as Director None Against Management
2.3 Elect Viktor Blazheyev as Director None For Management
2.4 Elect Donald Evert Wallette as Director None Against Management
2.5 Elect Valery Grayfer as Director None Against Management
2.6 Elect German Gref as Director None For Management
2.7 Elect Tatiana Esaulkova as Director None Against Management
2.8 Elect Igor Ivanov as Director None For Management
2.9 Elect Ravil Maganov as Director None Against Management
2.10 Elect Sergey Mikhaylov as Director None Against Management
2.11 Elect Mark Mobius as Director None Against Management
2.12 Elect Aleksandr Shokhin as Director None For Management
3.1 Elect Lyubov Ivanova as Member of Audit For For Management
Commission
3.2 Elect Pavel Kondratyev as Member of For For Management
Audit Commission
3.3 Elect Vladimir Nikitenko as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors For For Management
4.2 Approve Additional Remuneration for For For Management
Newly-Elected Directors for Their
Participation in Conferences and Other
Events upon Instructions of Board
Chairman; Keep Remuneration Level
Unchanged
5.1 Approve Remuneration of Members of For For Management
Audit Commission
5.2 Keep Levels of Remuneration of Members For For Management
of Audit Commission Unchanged
6 Ratify ZAO KPMG as Auditor For For Management
7 Amend Regulations on General Meetings For For Management
8.1 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreement
8.2 Approve Related-Party Transaction with For For Management
OAO Kapital Strakhovanie Re: Liability
Insurance for Directors, Officers, and
Corporations
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Takamune Okihara For For Management
2.2 Elect Director Kinya Okauchi For For Management
2.3 Elect Director Katsunori Nagayasu For For Management
2.4 Elect Director Kyouta Ohmori For For Management
2.5 Elect Director Hiroshi Saitou For For Management
2.6 Elect Director Nobushige Kamei For For Management
2.7 Elect Director Masao Hasegawa For For Management
2.8 Elect Director Fumiyuki Akikusa For For Management
2.9 Elect Director Kazuo Takeuchi For For Management
2.10 Elect Director Nobuyuki Hirano For For Management
2.11 Elect Director Shunsuke Teraoka For For Management
2.12 Elect Director Kaoru Wachi For For Management
2.13 Elect Director Takashi Oyamada For For Management
2.14 Elect Director Ryuuji Araki For For Management
2.15 Elect Director Kazuhiro Watanabe For For Management
2.16 Elect Director Takuma Ohtoshi For For Management
- --------------------------------------------------------------------------------
MMC CORPORATION BHD (FRMLY MALAYSIA MINING CORP. BHD)
Ticker: MMCCORP Security ID: Y60574103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended Dec. 31, 2009
2 Approve Final Single Tier Dividend of For For Management
MYR 0.03 Per Share for the Financial
Year Ended Dec. 31, 2009
3 Elect Abdul Hamid Sh Mohamed as For For Management
Director
4a Elect Ahmad Jauhari Yahya as Director For For Management
4b Elect Mohd Sidik Shaik Osman as For Against Management
Director
5 Elect Abdul Jabbar Syed Hassan as For For Management
Director
6 Elect Abdullah Mohd Yusof as Director For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of MYR 627,796 for the
Financial Year Ended Dec. 31, 2009
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.60 per Share
4.1.1 Reelect Andre Kudelski as Director For For Management
4.1.2 Reelect Jean-Rene Fourtou as Director For For Management
4.1.3 Reelect Steven Hoch as Director For For Management
4.1.4 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.2.1 Elect Titia de Lange as Director For For Management
4.2.2 Elect Jean-Pierre Roth as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
5 Approve CHF 18.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: 654902204
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for Chairman,
EUR 150,000 for Vice Chairman, and EUR
130,000 for Other Directors; Approve
Remuneration for Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Lalita Gupte, Bengt Holmstrom, For For Management
Henning Kagermann, Olli-Pekka
Kallasvuo, Per Karlsson, Isabel
Marey-Semper, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditors
15 Amend Articles Re: Amend Corporate For For Management
Purpose; Amend Method of Convening
General Meetings
16 Authorize Repurchase of up to 360 For For Management
Million Issued Shares
17 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Junichi Ujiie For For Management
1.2 Elect Director Kenichi Watanabe For For Management
1.3 Elect Director Takumi Shibata For For Management
1.4 Elect Director Masanori Itatani For For Management
1.5 Elect Director Masanori Nishimatsu For For Management
1.6 Elect Director Haruo Tsuji For For Management
1.7 Elect Director Hajime Sawabe For For Management
1.8 Elect Director Tsuguoki Fujinuma For Against Management
1.9 Elect Director Hideaki Kubori For For Management
1.10 Elect Director Masahiro Sakane For For Management
1.11 Elect Director Colin Marshall For For Management
1.12 Elect Director Clara Furse For For Management
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Phyllis J. Campbell For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Robert G. Miller For For Management
4 Elect Director Blake W. Nordstrom For For Management
5 Elect Director Erik B. Nordstrom For For Management
6 Elect Director Peter E. Nordstrom For For Management
7 Elect Director Philip G. Satre For For Management
8 Elect Director Robert D. Walter For For Management
9 Elect Director Alison A. Winter For For Management
10 Approve Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. DiMicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director John S. Chalsty For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Carlos M. Gutierrez For For Management
7 Elect Director Ray R. Irani For For Management
8 Elect Director Irvin W. Maloney For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For For Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For For Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Limit Executive Compensation Against Against Shareholder
18 Require Independent Board Chairman Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Report on Host Country Social and Against Against Shareholder
Environmental Laws
21 Require a Majority Vote for the Against For Shareholder
Election of Directors
22 Report on Policy for Increasing Safety Against Against Shareholder
by Reducing Hazardous Substance Usage
and Re-locating Facilities
23 Double Trigger on Equity Plans Against For Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Management
1.2 Elect Director Robert T. Parry For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M.E. Spierkel For For Management
2 Reduce Supermajority Vote Requirement Against For Shareholder
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
- --------------------------------------------------------------------------------
PANASONIC CORP
Ticker: 6752 Security ID: 69832A205
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kunio Nakamura For For Management
1.2 Elect Director Masayuki Matsushita For For Management
1.3 Elect Director Fumio Ohtsubo For For Management
1.4 Elect Director Toshihiro Sakamoto For For Management
1.5 Elect Director Takahiro Mori For For Management
1.6 Elect Director Yasuo Katsura For For Management
1.7 Elect Director Hitoshi Ohtsuki For For Management
1.8 Elect Director Ken Morita For For Management
1.9 Elect Director Ikusaburou Kashima For For Management
1.10 Elect Director Junji Nomura For For Management
1.11 Elect Director Kazunori Takami For For Management
1.12 Elect Director Makoto Uenoyama For For Management
1.13 Elect Director Masatoshi Harada For For Management
1.14 Elect Director Ikuo Uno For Withhold Management
1.15 Elect Director Masayuki Oku For Withhold Management
1.16 Elect Director Masashi Makino For For Management
1.17 Elect Director Masaharu Matsushita For For Management
1.18 Elect Director Yoshihiko Yamada For For Management
1.19 Elect Director Takashi Toyama For For Management
2 Appoint Statutory Auditor Hiroyuki For For Management
Takahashi
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: APR 22, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Directors For Against Management
5 Elect Board Chairman For Against Management
6 Elect Fiscal Council Members For Against Management
7 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Eliminate Preemptive Rights For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company's Bylaws to Increase the For For Management
Number of Authorized Preferred Shares
2 Amend Company's Bylaws to Increase the For For Management
Number of Authorized Common Shares
3 Amend Company's Bylaws to Include For For Management
Transitory Provision to Issue Shares
with or without Preemptive Rights
4 Amend Article 4 of Company's Bylaws to For For Management
Reflect the Changes in its Capital
Structure
- --------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252604
Meeting Date: JUN 8, 2010 Meeting Type: Special
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order None None Management
2 Certification of Service of Notice and None None Management
Quorum
3 President's Report None None Management
4 Approve Annual Report of Management for For For Management
the Year Ended Dec. 31, 2009
5.1 Elect Bienvenido F. Nebres, S.J. as For For Management
Director
5.2 Elect Oscar S. Reyes as Director For For Management
5.3 Elect Pedro E. Roxas as Director For For Management
5.4 Elect Alfred V. Ty as Director For For Management
5.5 Elect Donald G. Dee as Director For For Management
5.6 Elect Helen Y. Dee as Director For For Management
5.7 Elect Ray C. Espinosa as Director For For Management
5.8 Elect Tatsu Kono as Director For For Management
5.9 Elect Takashi Ooi as Director For For Management
5.10 Elect Napoleon L. Nazareno as Director For For Management
5.11 Elect Manuel V. Pangilinan as Director For For Management
5.12 Elect Albert F. del Rosario as Director For For Management
5.13 Elect Tony Tan Caktiong as Director For For Management
6 Other Matters For Against Management
- --------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: 5490 Security ID: 693483109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date: DEC 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Annual Dividend of KRW 8,000 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Han-Yong as Inside Director For For Management
3.2 Elect Oh Chang-Kwan as Inside Director For For Management
3.3 Elect Kim Jin-Il as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Martin H. Richenhagen For For Management
2 Ratify Auditors For For Management
3 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, Commissioners' Report, and
Report on the Utilization of Proceeds
from Public Offering
2 Approve Report on the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5a Appoint Auditors to Audit the Company's For For Management
Financial Statements
5b Appoint Auditors to Audit the PCDP's For For Management
Financial Statements
6 Approve Increase in Capital for the For Against Management
Implementation of the MSOP
7 Elect Directors and Commissioners For Against Management
- --------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: BUMI Security ID: Y7122M110
Meeting Date: JUN 24, 2010 Meeting Type: Annual/Special
Record Date: JUN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Duties of For For Management
Directors
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Appoint Auditors For For Management
1 Approve Pledging of Assets for Debt For Against Management
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
3 Elect Directors For Against Management
- --------------------------------------------------------------------------------
PT INTERNATIONAL NICKEL INDONESIA TBK
Ticker: INCO Security ID: Y39128148
Meeting Date: AUG 27, 2009 Meeting Type: Special
Record Date: AUG 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Re: For For Management
Bapepam Rule No. IX.J.1
2 Elect Commissioners For Against Management
- --------------------------------------------------------------------------------
PT INTERNATIONAL NICKEL INDONESIA TBK
Ticker: INCO Security ID: Y39128148
Meeting Date: MAR 5, 2010 Meeting Type: Special
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Commissioners For Against Management
2 Elect Directors For Against Management
3 Reaffirm 2009 Interim Dividend For For Management
4 Approve Payment of Dividend from 2008 For For Management
Retained Earnings
- --------------------------------------------------------------------------------
PT INTERNATIONAL NICKEL INDONESIA TBK
Ticker: INCO Security ID: Y39128148
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Accept Commissioners' Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Payment of Dividend
5 Elect Commissioners For Against Management
6 Elect Directors For Against Management
7 Approve Remuneration of Commissioners For For Management
8 Approve Remuneration of Directors For For Management
9 Appoint Auditors For For Management
10 Other Business For Against Management
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PT MEDCO ENERGI INTERNASIONAL (FORMERLY PT MEDCO ENERGI CORP.)
Ticker: MEDC Security ID: Y7129J136
Meeting Date: MAY 27, 2010 Meeting Type: Annual/Special
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report, For For Management
Commissioners' Report, and Discharge of
Directors and Commissioners
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Elect Directors and Commissioners For Against Management
6 Approve Remuneration of Directors and For For Management
Commissioners
1 Approve Change in the Utilization of For Against Management
Treasury Shares for the Implementation
of the Employee Stock Option Plan
(ESOP) and Management Stock Option Plan
(MSOP)
2 Approve ESOP and MSOP For Against Management
- --------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA TBK
Ticker: TLKM Security ID: 715684106
Meeting Date: JUN 11, 2010 Meeting Type: Annual/Special
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Supervisory For For Management
Duties' Report of Commissioners
2 Approve Financial Statements, Annual For For Management
Report of the Partnership and Community
Development Program, and Discharge of
Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Appoint Auditors For For Management
6 Amend Articles of Association For Against Management
7 Approve Utilization of Treasury Stocks For Against Management
from the Share Buy Back I to III
1 Elect Directors and Commissioners For Against Management
- --------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: 767204100
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Robert Brown as Director For For Management
4 Elect Ann Godbehere as Director For For Management
5 Elect Sam Walsh as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Lord Kerr of Kinlochard as For For Management
Director
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditor and Authorise Their
Remuneration
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 5930 Security ID: 796050888
Meeting Date: MAR 19, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Year-End Dividends of KRW 7,500 per
Common Share and KRW 7,550 per
Preferred Share
2.1 Elect Lee In-Ho as Outside Director For For Management
2.2 Elect Lee In-Ho as Member of Audit For For Management
Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO.
Ticker: 810 Security ID: Y7473H108
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 3,000 per Common Share
and KRW 3,005 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors (Bundled) For For Management
4 Elect Lee Jae-Sik as Member of Audit For Against Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
SAMSUNG SECURITIES CO. LTD.
Ticker: 16360 Security ID: Y7486Y106
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 1000 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Three Outside Directors (Bundled) For For Management
3.2 Elect Bahn Yong-Eum as Inside Director For For Management
4 Reelect Lee Joo-Seok as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
SASOL LTD
Ticker: SOL Security ID: 803866300
Meeting Date: NOV 27, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended 30
June 2009
2.1 Re-elect Brian Connellan as Director For For Management
2.2 Re-elect Henk Dijkgraaf as Director For For Management
2.3 Re-elect Nolitha Fakude as Director For For Management
2.4 Re-elect Imogen Mkhize as Director For For Management
2.5 Re-elect Tom Wixley as Director For For Management
3.1 Elect Colin Beggs as Director For For Management
3.2 Elect Johnson Njeke as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company and AW van der Lith as the
Individual Registered Auditor
5 Authorize Repurchase of Up to 4 Percent For For Management
of Issued Share Capital
6 Approve Remuneration of Non-Executive For For Management
Directors with Effect from 1 July 2009
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
SEI DAILY INCOME TRUST
Ticker: Security ID: 783965668
Meeting Date: SEP 25, 2009 Meeting Type: Special
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: 55550 Security ID: 824596100
Meeting Date: MAR 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Common Share
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4.1 Reelect Ra Eung-Chan as Inside Director For For Management
4.2 Elect Ryoo Shee-Yul as Inside Director For For Management
4.3 Elect Kim Byung-Il as Outside Director For For Management
4.4 Reelect Kim Yo-Koo as Outside Director For For Management
4.5 Elect Kim Hwi-Muk as Outside Director For For Management
4.6 Reelect Yun Ke-Sup as Outside Director For For Management
4.7 Reelect Chun Sung-Bin as Outside For For Management
Director
4.8 Reelect Chung Haeng-Nam as Outside For For Management
Director
4.9 Elect Yoji Hirakawa as Outside Director For For Management
4.10 Elect Philippe Aguignier as Outside For For Management
Director
5.1 Elect Kim Yo-Koo as Member of Audit For For Management
Committee
5.2 Elect Yun Ke-Sup as Member of Audit For For Management
Committee
5.3 Reelect Chun Sung-Bin as Member of For For Management
Audit Committee
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: 826197501
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: DEC 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2008/2009
(Non-Voting)
2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4a Approve Discharge of Management Board For For Management
Member Peter Loescher for Fiscal
2008/2009
4b Approve Discharge of Management Board For For Management
Member Wolfgang Dehen for Fiscal
2008/2009
4c Approve Discharge of Management Board For For Management
Member Heinrich Hiesinger for Fiscal
2008/2009
4d Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2008/2009
4e Approve Discharge of Management Board For For Management
Member Barbara Kux for Fiscal 2008/2009
4f Approve Discharge of Management Board For For Management
Member Jim Reid-Anderson for Fiscal
2008/2009
4g Approve Discharge of Management Board For For Management
Member Hermann Requardt for Fiscal
2008/2009
4h Approve Discharge of Management Board For For Management
Member Siegfried Russwurm for Fiscal
2008/2009
4i Approve Discharge of Management Board For For Management
Member Peter Solmssen for Fiscal
2008/2009
5a Approve Discharge of Supervisory Board For For Management
Member Gerhard Cromme for Fiscal
2008/2009
5b Approve Discharge of Supervisory Board For For Management
Member Berthold Huber for Fiscal
2008/2009
5c Approve Discharge of Supervisory Board For For Management
Member Ralf Heckmann for Fiscal
2008/2009
5d Approve Discharge of Supervisory Board For For Management
Member Josef Ackermann for Fiscal
2008/2009
5e Approve Discharge of Supervisory Board For For Management
Member Lothar Adler for Fiscal
2008/2009
5f Approve Discharge of Supervisory Board For For Management
Member Jean-Louis Beffa for Fiscal
2008/2009
5g Approve Discharge of Supervisory Board For For Management
Member Gerd von Brandenstein for Fiscal
2008/2009
5h Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2008/2009
5i Approve Discharge of Supervisory Board For For Management
Member Hans Michael Gaul for Fiscal
2008/2009
5j Approve Discharge of Supervisory Board For For Management
Member Peter Gruss for Fiscal 2008/2009
5k Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2008/2009
5l Approve Discharge of Supervisory Board For For Management
Member Hans-Juergen Hartung for Fiscal
2008/2009
5m Approve Discharge of Supervisory Board For For Management
Member Heinz Hawreliuk for Fiscal
2008/2009
5n Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2008/2009
5o Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2008/2009
5p Approve Discharge of Supervisory Board For For Management
Member Werner Moenius for Fiscal
2008/2009
5q Approve Discharge of Supervisory Board For For Management
Member Hakan Samuelsson for Fiscal
2008/2009
5r Approve Discharge of Supervisory Board For For Management
Member Dieter Scheitor for Fiscal
2008/2009
5s Approve Discharge of Supervisory Board For For Management
Member Rainer Sieg for Fiscal 2008/2009
5t Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2008/2009
5u Approve Discharge of Supervisory Board For For Management
Member Lord Iain Vallance of Tummel for
Fiscal 2008/2009
5v Approve Discharge of Supervisory Board For For Management
Member Sibylle Wankel for Fiscal
2008/2009
6 Approve Remuneration System for For For Management
Management Board Members
7a Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2009/2010
7b Ratify Ernst & Young GmbH as Auditors For For Management
for the Inspection of the Abbreviated
Financial Statements for the First Half
of Fiscal 2009/2010
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Convocation of, For For Management
Participation in, Video and Audio
Transmission of, and Exercise of Voting
Rights at General Meeting; Other
Statutory Changes due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
12a Approve Settlement Agreement Between For For Management
Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009
12b Approve Settlement Agreement Between For For Management
Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009
12c Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009
12d Approve Settlement Agreement Between For For Management
Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009
12e Approve Settlement Agreement Between For For Management
Siemens AG and Rudi Lamprecht Concluded
on Dec. 2, 2009
12f Approve Settlement Agreement Between For For Management
Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009
12g Approve Settlement Agreement Between For For Management
Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009
12h Approve Settlement Agreement Between For For Management
Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009
12i Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Wucherer Concluded
on Dec. 2, 2009
13 Approve Settlement Between Siemens AG For For Management
and Group of D&O Liability and
Indemnification Insurers Concluded on
Dec. 2, 2009
14 Approve Amendments to Remuneration of Against Against Shareholder
Supervisory Board
15 Amend Corporate Purpose Against Against Shareholder
- --------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO., LTD.
Ticker: 2325 Security ID: 827084864
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business None None Management
- --------------------------------------------------------------------------------
SK ENERGY CO., LTD.
Ticker: 96770 Security ID: Y8063L103
Meeting Date: SEP 11, 2009 Meeting Type: Special
Record Date: AUG 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
- --------------------------------------------------------------------------------
SK ENERGY CO., LTD.
Ticker: 96770 Security ID: Y8063L103
Meeting Date: MAR 12, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 2,100 per Common Share
and KRW 2,150 per Preferred Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Young-Joo as Outside Director For For Management
3.2 Elect Lee Jae-Hwan as Outside Director For For Management
3.3 Elect Choi Hyuk as Outside Director For For Management
3.4 Reelect Han In-Goo as Outside Director For For Management
4.1 Elect Lee Jae-Hwan as Member of Audit For For Management
Committee
4.2 Elect Choi Myung-Hae as Member of Audit For For Management
Committee
4.3 Reelect Han In-Goo as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Stringer For For Management
1.2 Elect Director Ryouji Chuubachi For For Management
1.3 Elect Director Youtarou Kobayashi For For Management
1.4 Elect Director Yoshiaki Yamauchi For For Management
1.5 Elect Director Peter Bonfield For For Management
1.6 Elect Director Fujio Chou For For Management
1.7 Elect Director Ryuuji Yasuda For For Management
1.8 Elect Director Yukako Uchinaga For For Management
1.9 Elect Director Mitsuaki Yahagi For For Management
1.10 Elect Director Tsun-Yang Hsieh For For Management
1.11 Elect Director Roland A. Hernandez For For Management
1.12 Elect Director Kanemitsu Anraku For For Management
1.13 Elect Director Yorihiko Kojima For For Management
1.14 Elect Director Osamu Nagayama For For Management
2 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55 for Ordinary
Shares
2 Amend Articles to Increase Authorized For For Management
Capital - Remove Provisions on Class 4
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Teisuke Kitayama For For Management
3.2 Elect Director Wataru Ohara For For Management
3.3 Elect Director Hideo Shimada For For Management
3.4 Elect Director Junsuke Fujii For For Management
3.5 Elect Director Koichi Miyata For For Management
3.6 Elect Director Yoshinori Yokoyama For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
5 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System and Approve Deep Discount Stock
Option Plan
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Amend Operating Procedures for For For Management
Derivatives Transactions
5 Transact Other Business None None Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. Sanger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of NIS 2.50 (USD For For Management
0.642) Per Share
2 Election Of Director: Mr. Abraham E. For For Management
Cohen
3 Election Of Director: Mr. Amir Elstein For For Management
4 Election Of Director: Prof. Roger For For Management
Kornberg
5 Election Of Director: Prof. Moshe Many For For Management
6 Election Of Director: Mr. Dan Propper For For Management
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Approve Stock Option Plan For Against Management
9 Approve Compensation of Board Chairman For For Management
10 Approve Compensation of Director For For Management
11 Approve Compensation of Director For For Management
12 Increase Authorized Share Capital For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 21, 2010 Meeting Type: Annual/Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Transaction with Christophe de For Against Management
Margerie Re: Severance Payment
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For Against Management
9 Elect Gunnar Brock as Director For For Management
10 Elect Claude Clement as Representative For For Management
of Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against For Management
Representative of Employee Shareholders
to the Board
12 Elect Mohammed Zaki as Representative Against For Management
of Employee Shareholders to the Board
13 Reelect Ernst & Young Audit as Auditor For For Management
14 Reelect KPMG Audit as Auditor For For Management
15 Ratify Auditex as Alternate Auditor For For Management
16 Ratify KPMG Audit I.S. as Alternate For For Management
Auditor
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 850 million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 0.1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
A Amend Article 9 of Bylaws Re: Mutual Against Against Shareholder
Fund
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
4 Change Location of Registered Office to For Did Not Vote Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Did Not Vote Management
Pool of Capital without Preemptive
Rights
6 Approve Reduction in Share Capita and For Did Not Vote Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
8a Elect Steven Newman as Director For Did Not Vote Management
8b Reelect Thomas Carson as Director For Did Not Vote Management
8c Reelect Robert Sprague as Director For Did Not Vote Management
8d Reelect J. Michael Talbert as Director For Did Not Vote Management
8e Reelect John Whitmire as Director For Did Not Vote Management
9 Appointment Of Ernst & Young LLP as For Did Not Vote Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For Did Not Vote Management
- --------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
2 Approve Treatment of Net Loss For For Management
3.1 Approve Discharge of Board and Senior For For Management
Management for Fiscal 2009
3.2 Approve Discharge of Board and Senior For For Management
Management for Fiscal 2008
3.3 Approve Discharge of Board and Senior For Against Management
Management for Fiscal 2007
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1a Reelect Kaspar Villiger as Director For For Management
5.1b Reelect Sally Bott as Director For For Management
5.1c Reelect Michel Demare as Director For For Management
5.1d Reelect Rainer-Marc Frey as Director For For Management
5.1e Reelect Bruno Gehrig as Director For For Management
5.1f Reelect Ann Godbehere as Director For For Management
5.1g Reelect Axel Lehmann as Director For For Management
5.1h Reelect Helmut Panke as Director For For Management
5.1i Reelect William Parrett as Director For For Management
5.1j Reelect David Sidwell as Director For For Management
5.2 Elect Wolfgang Mayrhuber as Director For For Management
5.3 Ratify Ernst & Young AG as Auditors For For Management
6 Approve Creation of CHF 38 Million Pool For For Management
of Capital for Issuance of Convertible
Bonds and/or Bonds with Warrants
Attached without Preemptive Rights
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UNILEVER NV
Ticker: UNA Security ID: 904784709
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
5 Reelect P.G.J.M. Polman to Executive For For Management
Board
6 Elect R.J-M.S. Huet to Executive Board For For Management
7 Reelect L.O. Fresco as Non-Executive For For Management
Director
8 Reelect A.M. Fudge as Non-Executive For For Management
Director
9 Reelect C.E. Golden as Non-Executive For For Management
Director
10 Reelect B.E. Grote as Non-Executive For For Management
Director
11 Reelect H. Nyasulu as Non-Executive For For Management
Director
12 Reelect K.J. Storm as Non-Executive For For Management
Director
13 Reelect M. Treschow as Non-Executive For For Management
Director
14 Reelect J. van der Veer as For For Management
Non-Executive Director
15 Elect P. Walsh as Non-Executive For For Management
Director
16 Elect M. Rifkind as Non-Executive For For Management
Director
17 Approve Management Co-Investment Plan For For Management
18 Amend Performance Criteria of the For For Management
Annual Bonus
19 Amend Performance Criteria of the For For Management
Long-Term Incentive Plan
20 Approve Cancellation of 4 Percent For For Management
Cumulative Preference Shares
21 Authorize Repurchase of 6% Cumulative For For Management
Preference Shares and 7% Cumulative
Preference Shares
22 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
23 Approve Authorization to Cancel For For Management
Ordinary Shares
24 Grant Board Authority to Issue Shares For For Management
Up To10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
25 Ratify PricewaterhouseCoopers as For For Management
Auditors
26 Allow Questions and Close Meeting None None Management
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew H. Card, Jr. For For Management
2 Elect Director Erroll B. Davis, Jr. For For Management
3 Elect Director Thomas J. Donohue For For Management
4 Elect Director Archie W. Dunham For For Management
5 Elect Director Judith Richards Hope For For Management
6 Elect Director Charles C. Krulak For For Management
7 Elect Director Michael R. McCarthy For For Management
8 Elect Director Michael W. McConnell For For Management
9 Elect Director Thomas F. McLarty III For For Management
10 Elect Director Steven R. Rogel For For Management
11 Elect Director Jose H. Villarreal For For Management
12 Elect Director James R. Young For For Management
13 Ratify Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
15 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE.P Security ID: 91912E105
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Nomination of Alternate Member For For Management
of Board of Directors
2 Approve Agreement to Absorb Mineracao For For Management
Estrela de Apolo and Mineracao Vale
Corumba
3 Appoint Domingues e Pinho Contadores to For For Management
Appraise Proposed Merger
4 Approve Appraisal of Proposed Merger For For Management
5 Approve Absorption of Mineracao Estrela For For Management
de Apolo and Mineracao Vale Corumba
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE.P Security ID: 91912E204
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Nomination of Alternate Member For For Management
of Board of Directors
2 Approve Agreement to Absorb Mineracao For For Management
Estrela de Apolo and Mineracao Vale
Corumba
3 Appoint Domingues e Pinho Contadores to For For Management
Appraise Proposed Merger
4 Approve Appraisal of Proposed Merger For For Management
5 Approve Absorption of Mineracao Estrela For For Management
de Apolo and Mineracao Vale Corumba
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Elect Director For Against Management
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E204
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Elect Director For Against Management
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Mauro Mettrau Carneiro da For For Management
Cunha as Director
- --------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E204
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Mauro Mettrau Carneiro da For For Management
Cunha as Director
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: DEC 28, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between the For For Management
Company and Trafo Equipamentos
Eletricos
2 Appoint Pricewaterhouse Coopers to For For Management
Appraise Proposed Merger
3 Approve Appraisal of Proposed Merger For For Management
4 Approve Increase in Share Capital Due For For Management
to Acquired Shares
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors
5 Elect Fiscal Council Members and For For Management
Determine Their Remuneration
6 Amend Articles For For Management
7 Designate Newspapers to Publish Company For For Management
Announcements
- --------------------------------------------------------------------------------
WEICHAI POWER CO
Ticker: 2338 Security ID: Y9531A109
Meeting Date: DEC 29, 2009 Meeting Type: Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement in For For Management
Relation to the Sale of Parts and
Components of Transmissions and Related
Products by SFGC to Fast Transmission
and New Caps
2 Approve Supplemental Agreement in For For Management
Relation to the Purchase of Parts and
Components of Transmissions and Related
Products by SFGC from Fast Transmission
and New Caps
3 Approve the Annual Cap for the PRC For For Management
Continuing Connected Transaction
- --------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 338 Security ID: Y9531A109
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report of the Company For For Management
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Financial Statements and For For Management
Auditors' Report
5 Accept Final Financial Report For For Management
6 Approve Profit Distribution to For For Management
Shareholders for the Year Ended
December 31, 2009
7 Reappoint Shandong Zheng Yuan Hexin For For Management
Accountants Ltd. as the PRC Auditors
and Authorize the Board to Fix Their
Remuneration
8 Reappoint Ernst & Young as the Non-PRC For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
9 Approve Interim Dividend For For Management
10 Approve Connected Transaction with For Against Management
Beiqi Futian Motor Company Limited
11 Approve Connected Transaction with For Against Management
Shantui Engineering Machinery Co. Ltd.
12 Approve Share Award Restriction Rules For Against Management
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
WOORI FINANCE HOLDINGS CO.
Ticker: 53000 Security ID: 981063100
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 100 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Seven Outside Directors For For Management
(Bundled)
4 Elect Four Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Director and Outside Directors
- --------------------------------------------------------------------------------
WOORI INVESTMENT & SECURITIES CO.
Ticker: 5940 Security ID: Y9694X102
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 350 per Common Share
and KRW 400 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect One Inside Director and Five For For Management
Outside Directors (Bundled)
4 Reelect Lee Deuk-Hee as Member of Audit For Against Management
Committee
5 Reelect Three Outside Directors as For For Management
Members of Audit Committee (Bundled)
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
PURISIMA ALL PURPOSE FUND
The Fund did not hold any voting securities and accordingly did not vote any
proxies during the reporting period.
- --------------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Purisima Funds
By /s/ Kenneth L. Fisher
Kenneth L. Fisher, President
Principal Executive Officer
Date 8/16/10
========== END NPX REPORT