******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08243
Reporting Period: 07/01/2009 - 06/30/2010
Direxion Funds
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08234
The Direxion Funds
(Exact name of registrant as specified in charter)
Daniel ONeill
33 Whitehall Street, 10th Floor
New York, NY 10004
(Address of principal executive offices) (Zip code)
U.S. Bancorp Fund Services, LLC
615 E. Michigan Avenue
Milwaukee, WI 53202
(Name and address of agent for service)
Registrant's telephone number, including area code:
646-572-3390
Date of fiscal year end: August 31, 2010
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record.
======================== COMMODITY TRENDS STRATEGY FUND ========================
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Boyce For For Management
1.2 Elect Director James G. Brocksmith, Jr For For Management
1.3 Elect Director David P. Storch For For Management
2 Ratify Auditors For For Management
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ACETO CORP.
Ticker: ACET Security ID: 004446100
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent G. Miata For Withhold Management
1.2 Elect Director Robert A. Wiesen For Withhold Management
1.3 Elect Director Stanley H. Fischer For Withhold Management
1.4 Elect Director Albert L. Eilender For For Management
1.5 Elect Director Hans C. Noetzli For For Management
1.6 Elect Director William N. Britton For For Management
1.7 Elect Director Richard P. Randall For For Management
2 Ratify Auditors For For Management
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AMERICAN ORIENTAL BIOENGINEERING, INC.
Ticker: AOB Security ID: 028731107
Meeting Date: DEC 8, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Liu For For Management
1.2 Elect Director Jun Min For For Management
1.3 Elect Director Yanchun Li For For Management
1.4 Elect Director Binsheng Li For For Management
1.5 Elect Director Cosimo J. Patti For For Management
1.6 Elect Director Xianmin Wang For For Management
1.7 Elect Director Eileen Bridget Brody For For Management
1.8 Elect Director Lawrence S. Wizel For For Management
1.9 Elect Director Baiqing Zhang For For Management
2 Ratify Auditors For For Management
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AMERICAN SUPERCONDUCTOR CORP.
Ticker: AMSC Security ID: 030111108
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Yurek For For Management
1.2 Elect Director Vikram S. Budhraja For For Management
1.3 Elect Director Peter O. Crisp For For Management
1.4 Elect Director Richard Drouin For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
1.6 Elect Director John B. Vander Sande For Withhold Management
1.7 Elect Director John W. Wood, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
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ARCSIGHT, INC.
Ticker: ARST Security ID: 039666102
Meeting Date: SEP 24, 2009 Meeting Type: Annual
Record Date: AUG 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Bergeron For For Management
1.2 Elect Director Craig Ramsey For For Management
1.3 Elect Director Ernest Von Simon For For Management
2 Ratify Auditors For For Management
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AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2009 Meeting Type: Annual
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Robert R. Grusky For For Management
1.5 Elect Director J. R. Hyde, III For For Management
1.6 Elect Director W. Andrew McKenna For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director Luis P. Nieto For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Theodore W. Ullyot For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Dingus For For Management
1.2 Elect Director Dana L. Perry For For Management
1.3 Elect Director Daniel E. Berce For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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BLACK BOX CORP.
Ticker: BBOX Security ID: 091826107
Meeting Date: AUG 11, 2009 Meeting Type: Annual
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Andrews For For Management
1.2 Elect Director R. Terry Blakemore For For Management
1.3 Elect Director Richard L. Crouch For For Management
1.4 Elect Director Thomas W. Golonski For For Management
1.5 Elect Director Thomas G. Greig For For Management
1.6 Elect Director Edward A. Nicholson For For Management
2 Ratify Auditors For For Management
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BLACKROCK CORPORATE HIGH YIELD FUND VI INC
Ticker: HYT Security ID: 09255P107
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Frank J. Fabozzi For For Management
1.6 Elect Trustee Kathleen F. Feldstein For For Management
1.7 Elect Trustee James T. Flynn For For Management
1.8 Elect Trustee Henry Gabbay For For Management
1.9 Elect Trustee Jerrold B. Harris For For Management
1.10 Elect Trustee R. Glenn Hubbard For For Management
1.11 Elect Trustee W. Carl Kester For For Management
1.12 Elect Trustee Karen P. Robards For For Management
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BLACKROCK FLOATING RATE INCOME STATEGIES FUND INC
Ticker: FRA Security ID: 09255X100
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Frank J. Fabozzi For For Management
1.6 Elect Trustee Kathleen F. Feldstein For For Management
1.7 Elect Trustee James T. Flynn For For Management
1.8 Elect Trustee Henry Gabbay For For Management
1.9 Elect Trustee Jerrold B. Harris For For Management
1.10 Elect Trustee R. Glenn Hubbard For For Management
1.11 Elect Trustee W. Carl Kester For For Management
1.12 Elect Trustee Karen P. Robards For For Management
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BLACKROCK PREFERRED INCOME STRATEGIES FUND INC
Ticker: PSY Security ID: 09255H105
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Kathleen F. Feldstein For For Management
1.6 Elect Trustee James T. Flynn For For Management
1.7 Elect Trustee Henry Gabbay For For Management
1.8 Elect Trustee Jerrold B. Harris For For Management
1.9 Elect Trustee R. Glenn Hubbard For For Management
1.10 Elect Trustee Karen P. Robards For For Management
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CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: 16945R104
Meeting Date: NOV 3, 2009 Meeting Type: Special
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of 899.7 Million For For Management
Shares of HK$0.10 Each in the Company's
Capital from SK Telecom Co., Ltd. for a
Total Consideration of HK$10 Billion
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CHINACAST EDUCATION CORPORATION
Ticker: CAST Security ID: 16946T109
Meeting Date: DEC 11, 2009 Meeting Type: Annual
Record Date: NOV 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Chan Tze Ngon For For Management
1.2 Elect Director Michael Santos For For Management
1.3 Elect Director Daniel Tseung For For Management
1.4 Elect Director Justin Tang For Withhold Management
1.5 Elect Director Ned Sherwood For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
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DESARROLLADORA HOMEX, S.A.B. DE C.V.
Ticker: HOMEX* Security ID: 25030W100
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares without For For Management
Preemptive Rights to Increase Fixed
Portion of Capital through Public
Offering in Accordance With Article 53
of the Mexican Securities Law
2 Proposal And, As The Case May Be, For For Management
Resolutions Over The Amendment Of
Clause Sixth Of The Bylaws Of The
Company.
3 Proposal And, As The Case May Be, For For Management
Resolutions Over An Initial Public
Stock Offering By The Company, In
Mexico And Other International Markets.
4 Proposal And, As The Case May Be, For For Management
Designation Of Special Delegates Who
Will Formalize And Execute The
Resolutions Adopted At This Meeting And
For The Execution Of All Actions And
Filings Relating To The Ipo.
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DREYFUS FUNDS
Ticker: Security ID: 262006208
Meeting Date: FEB 12, 2010 Meeting Type: Special
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Fundamental For For Management
Investment Policy: Regarding Borrowing
2 Approve Change of Fundamental For For Management
Investment Policy: Regarding Lending
3 Approve Change of Fundamental For For Management
Investment Policy: Permit Investment In
Other Investment Companies
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E-HOUSE CHINA HOLDINGS LTD
Ticker: EJ Security ID: 26852W103
Meeting Date: DEC 30, 2009 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Jianjun Zang as Director For For Management
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EVERGREEN FUNDS
Ticker: Security ID: 30023R647
Meeting Date: JUN 21, 2010 Meeting Type: Special
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
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GAFISA SA
Ticker: GFSA3 Security ID: 362607301
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Protocol of Justification and For For Management
Incorporation of Construtora Tenda S.A.
by Gafisa S.A.
2 Appoint Independent Firm to Appraise For For Management
Proposed Merger
3 Approve Appraisal Report For For Management
4 Approve Incorporation of Shares and For For Management
Subsequently Increase in Capital by
Issuance of Shares to be Suscribed by
Constructora Tenda S.A.; Amend Article
5 Accordingly
5 Approve Assumption by Gafisa S.A. of For Against Management
Oustanding Options Granted and Not
Exercised within Constructora Tenda
S.A. Stock Option Plan
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
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HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 15, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Volkema For For Management
1.2 Elect Director Paget L. Alves For For Management
1.3 Elect Director Douglas D. French For For Management
1.4 Elect Director John R. Hoke, III For For Management
1.5 Elect Director James R. Kackley For For Management
2 Ratify Auditors For For Management
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INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 15, 2009 Meeting Type: Annual
Record Date: OCT 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director Michael R. Hallman For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Suzanne Nora Johnson For For Management
1.9 Elect Director Dennis D. Powell For For Management
1.10 Elect Director Stratton D. Sclavos For For Management
1.11 Elect Director Brad D. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
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ISHARES TRUST
Ticker: IYT Security ID: 464287390
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287226
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287242
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287432
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287440
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287457
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288414
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288513
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288588
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288646
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288661
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288M22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288N99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288P55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: JKF Security ID: 464288P77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287E11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287E33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287F22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES TRUST
Ticker: IYT Security ID: 464287F66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286B11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286665
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISLE OF CAPRI CASINOS, INC.
Ticker: ISLE Security ID: 464592104
Meeting Date: OCT 6, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Randolph Baker For Withhold Management
1.2 Elect Director John G. Brackenbury For Withhold Management
1.3 Elect Director Alan J. Glazer For Withhold Management
1.4 Elect Director Richard A. Goldstein For For Management
1.5 Elect Director Jeffrey D. Goldstein For Withhold Management
1.6 Elect Director Robert S. Goldstein For Withhold Management
1.7 Elect Director Shaun R. Hayes For Withhold Management
1.8 Elect Director James B. Perry For Withhold Management
1.9 Elect Director Lee S. Wielansky For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Grant M. Inman For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
1.8 Elect Director Patricia S. Wolpert For For Management
2 Eliminate Cumulative Voting For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFE PARTNERS HOLDINGS, INC.
Ticker: LPHI Security ID: 53215T106
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Pardo For Withhold Management
1.2 Elect Director R. Scott Peden For Withhold Management
1.3 Elect Director Tad Ballantyne For For Management
1.4 Elect Director Fred Dewald For For Management
1.5 Elect Director Harold Rafuse For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For Withhold Management
1.2 Elect Director B. Kipling Hagopian For Withhold Management
1.3 Elect Director James R. Bergman For Withhold Management
1.4 Elect Director Joseph R. Bronson For Withhold Management
1.5 Elect Director Robert E. Grady For Withhold Management
1.6 Elect Director William D. Watkins For Withhold Management
1.7 Elect Director A.R. Frank Wazzan For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MFS CHARTER INCOME TRUST
Ticker: MCR Security ID: 552727109
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee Robert C. Pozen For For Management
1.4 Elect Trustee J. Dale Sherratt For For Management
- --------------------------------------------------------------------------------
MFS GOVERNMENT MARKETS INCOME TRUST
Ticker: MGF Security ID: 552939100
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee Robert C. Pozen For For Management
1.4 Elect Trustee J. Dale Sherratt For For Management
- --------------------------------------------------------------------------------
MFS INTERMEDIATE INCOME TRUST
Ticker: MIN Security ID: 55273C107
Meeting Date: SEP 10, 2009 Meeting Type: Annual
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee William R. Gutow For For Management
1.4 Elect Trustee Michael Hegarty For For Management
1.5 Elect Trustee John P. Kavanaugh For For Management
1.6 Elect Trustee Robert C. Pozen For For Management
1.7 Elect Trustee J. Dale Sherratt For For Management
1.8 Elect Trustee Robert W. Uek For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
MODUSLINK GLOBAL SOLUTIONS, INC.
Ticker: MLNK Security ID: 60786L107
Meeting Date: DEC 9, 2009 Meeting Type: Annual
Record Date: OCT 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis J. Jules For For Management
1.2 Elect Director Joseph C. Lawler For For Management
1.3 Elect Director Michael J. Mardy For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 11, 2009 Meeting Type: Annual
Record Date: JUN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Danziger For For Management
1.2 Elect Director Robert G. Gross For For Management
1.3 Elect Director Peter J. Solomon For For Management
1.4 Elect Director Francis R. Strawbridge For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MOSAIC CO
Ticker: MOS Security ID: 61945A107
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Robert L. Lumpkins For Withhold Management
1.3 Elect Director Harold H. MacKay For For Management
1.4 Elect Director William T. Monahan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For For Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director John T. Dickson For For Management
1.6 Elect Director Robert J. Frankenberg For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. McCracken For For Management
1.9 Elect Director Roderick C. McGeary For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Repricing of Options For For Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For Withhold Management
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director Thomas Georgens For For Management
1.6 Elect Director Mark Leslie For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC.
Ticker: NETL Security ID: 64118B100
Meeting Date: OCT 23, 2009 Meeting Type: Special
Record Date: SEP 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 31, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUTNAM PREMIER INCOME TRUST
Ticker: PPT Security ID: 746853100
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Fix Number of Directors and Elect For For Management
Trustee Ravi Akhoury
1.2 Fix Number of Directors and Elect For For Management
Trustee Jameson A. Baxter
1.3 Fix Number of Directors and Elect For For Management
Trustee Charles B. Curtis
1.4 Fix Number of Directors and Elect For For Management
Trustee Robert J. Darretta
1.5 Fix Number of Directors and Elect For For Management
Trustee Myra R. Drucker
1.6 Fix Number of Directors and Elect For For Management
Trustee John A. Hill
1.7 Fix Number of Directors and Elect For For Management
Trustee Paul L. Joskow
1.8 Fix Number of Directors and Elect For For Management
Trustee Elizabeth T. Kennan
1.9 Fix Number of Directors and Elect For For Management
Trustee Kenneth R. Leibler
1.10 Fix Number of Directors and Elect For For Management
Trustee Robert E. Patterson
1.11 Fix Number of Directors and Elect For For Management
Trustee George Putnam, III
1.12 Fix Number of Directors and Elect For For Management
Trustee W. Thomas Stephens
1.13 Fix Number of Directors and Elect For For Management
Trustee Richard B. Worley
1.14 Fix Number of Directors and Elect For For Management
Trustee Robert L. Reynolds
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 20, 2009 Meeting Type: Annual
Record Date: JUN 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H.K. Desai For For Management
2 Elect Director Joel S. Birnbaum For For Management
3 Elect Director James R. Fiebiger For For Management
4 Elect Director Balakrishnan S. Iyer For For Management
5 Elect Director Kathryn B. Lewis For For Management
6 Elect Director George D. Wells For For Management
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
Ticker: QSII Security ID: 747582104
Meeting Date: AUG 13, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Murray Brennan For For Management
1.2 Elect Director George Bristol For For Management
1.3 Elect Director Patrick Cline For For Management
1.4 Elect Director Joseph Davis For For Management
1.5 Elect Director Ahmed Hussein For For Management
1.6 Elect Director Philip Kaplan For For Management
1.7 Elect Director Russell Pflueger For For Management
1.8 Elect Director Steven Plochocki For For Management
1.9 Elect Director Sheldon Razin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For For Management
2 Elect Director Christopher B. Begley For For Management
3 Elect Director Crandall C. Bowles For Against Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director James S. Crown For Against Management
6 Elect Director Laurette T. Koellner For For Management
7 Elect Director Cornelis J.A. Van Lede For For Management
8 Elect Director Dr. John McAdam For For Management
9 Elect Director Sir Ian Prosser For For Management
10 Elect Director Norman R. Sorensen For Against Management
11 Elect Director Jeffrey W. Ubben For For Management
12 Elect Director Jonathan P. Ward For Against Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: OCT 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Steven R. Fischer For For Management
1.3 Elect Director James G. Foody For For Management
1.4 Elect Director Michael J. Grainger For For Management
1.5 Elect Director John P. Reilly For For Management
1.6 Elect Director Charles R. Whitchurch For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEI DAILY INCOME TRUST
Ticker: Security ID: 783965593
Meeting Date: SEP 25, 2009 Meeting Type: Special
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
TEEKAY TANKERS LTD.
Ticker: TNK Security ID: Y8565N102
Meeting Date: SEP 9, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard J.F. Bronks as a Director For For Management
1.2 Elect C. Sean Day as a Director For Withhold Management
1.3 Elect Richard T. Du Moulin as a For For Management
Director
1.4 Elect Peter Evensen as a Director For Withhold Management
1.5 Elect William Lawes as a Director For For Management
1.6 Elect Bjorn Moller as a Director For Withhold Management
2 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
TERRA INDUSTRIES INC.
Ticker: TRA Security ID: 880915103
Meeting Date: NOV 20, 2009 Meeting Type: Proxy Contest
Record Date: OCT 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Martha O. Hesse For Did Not Vote Management
1.2 Elect Director Dennis McGlone For Did Not Vote Management
1.3 Elect Director Henry R. Slack For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director John N. Lilly For For Shareholder
1.2 Elect Director David A. Wilson For For Shareholder
1.3 Elect Director Irving B. Yoskowitz For For Shareholder
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: SEP 2, 2009 Meeting Type: Annual
Record Date: JUL 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Komisar For Withhold Management
1.2 Elect Director Thomas Wolzien For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 23, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Bourgon For For Management
1.2 Elect Director Richard C. Gozon For For Management
1.3 Elect Director Richard C. Ill For For Management
1.4 Elect Director Claude F. Kronk For For Management
1.5 Elect Director Joseph M. Silvestri For For Management
1.6 Elect Director George Simpson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VANGUARD BOND INDEX FUNDS
Ticker: BND Security ID: 921937835
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D. Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy- Purchasing And
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy- Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy- Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy- Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy- Purchasing And
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy- Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy- Outdated Fundamental
Policies not Required By Law.
9 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
- --------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC
Ticker: HIX Security ID: 95766J102
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paolo M. Cucchi For For Management
1.2 Elect Trustee Leslie H. Gelb For For Management
1.3 Elect Trustee Riordan Roett For For Management
- --------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: FEB 2, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
2 Approve Investment Advisory Agreement For Did Not Vote Management
3 Approve Investment Advisory Agreement For Did Not Vote Management
4 Approve Investment Advisory Agreement For Did Not Vote Management
5 Approve Investment Advisory Agreement For Did Not Vote Management
======================== DIREXION DYNAMIC HY BOND FUND =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== DIREXION EVOLUTION ALL-CAP EQUITY FUND ====================
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Boyce For For Management
1.2 Elect Director James G. Brocksmith, Jr For For Management
1.3 Elect Director David P. Storch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ACETO CORP.
Ticker: ACET Security ID: 004446100
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent G. Miata For Withhold Management
1.2 Elect Director Robert A. Wiesen For Withhold Management
1.3 Elect Director Stanley H. Fischer For Withhold Management
1.4 Elect Director Albert L. Eilender For For Management
1.5 Elect Director Hans C. Noetzli For For Management
1.6 Elect Director William N. Britton For For Management
1.7 Elect Director Richard P. Randall For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ACME PACKET, INC.
Ticker: APKT Security ID: 004764106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Thurk For Withhold Management
1.2 Elect Director Andrew D. Ory For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Schatz For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Richard P. Beck For For Management
1.4 Elect Director Hans Georg Betz For For Management
1.5 Elect Director Trung T. Doan For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Terry Hudgens For For Management
1.8 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian R. Geiger For For Management
1.2 Elect Director Bodil Arlander For For Management
1.3 Elect Director Ronald R. Beegle For For Management
1.4 Elect Director John N. Haugh For For Management
1.5 Elect Director Robert B. Chavez For For Management
1.6 Elect Director Mindy C. Meads For For Management
1.7 Elect Director John D. Howard For For Management
1.8 Elect Director David B. Vermylen For For Management
1.9 Elect Director Karin Hirtler-garvey For For Management
1.10 Elect Director Evelyn Dilsaver For For Management
1.11 Elect Director Thomas P. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Robert E. R. Huntley For For Management
7 Elect Director Thomas W. Jones For For Management
8 Elect Director George Munoz For For Management
9 Elect Director Nabil Y. Sakkab For For Management
10 Elect Director Michael E. Szymanczyk For For Management
11 Approve Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
14 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
- --------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Borne For For Management
1.2 Elect Director Ronald A. LaBorde For For Management
1.3 Elect Director Jake L. Netterville For For Management
1.4 Elect Director David R. Pitts For For Management
1.5 Elect Director Peter F. Ricchiuti For For Management
1.6 Elect Director Donald A. Washburn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore J. Bonanno, For Withhold Management
Sr.
1.2 Elect Director Elizabeth A. Chappell For Withhold Management
1.3 Elect Director Dr. Henry T. Yang For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN ORIENTAL BIOENGINEERING, INC.
Ticker: AOB Security ID: 028731107
Meeting Date: DEC 8, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Liu For For Management
1.2 Elect Director Jun Min For For Management
1.3 Elect Director Yanchun Li For For Management
1.4 Elect Director Binsheng Li For For Management
1.5 Elect Director Cosimo J. Patti For For Management
1.6 Elect Director Xianmin Wang For For Management
1.7 Elect Director Eileen Bridget Brody For For Management
1.8 Elect Director Lawrence S. Wizel For For Management
1.9 Elect Director Baiqing Zhang For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORP.
Ticker: AMSC Security ID: 030111108
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Yurek For For Management
1.2 Elect Director Vikram S. Budhraja For For Management
1.3 Elect Director Peter O. Crisp For For Management
1.4 Elect Director Richard Drouin For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
1.6 Elect Director John B. Vander Sande For Withhold Management
1.7 Elect Director John W. Wood, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Jared A. Morris For For Management
1.3 Elect Director Daniel Phillips For For Management
1.4 Elect Director Sean M. Traynor For For Management
2 Amend Articles Of Incorporation To For For Management
Reflect Changes In Texas Law
3 Eliminate Class of Preferred stock and For For Management
Non-Voting Common Stock
4 Amend Non-Employee Director Restricted For For Management
Stock Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome L. Davis For For Management
1.2 Elect Director Richard V. Reynolds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARCSIGHT, INC.
Ticker: ARST Security ID: 039666102
Meeting Date: SEP 24, 2009 Meeting Type: Annual
Record Date: AUG 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Bergeron For For Management
1.2 Elect Director Craig Ramsey For For Management
1.3 Elect Director Ernest Von Simon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS, LTD.
Ticker: AHL Security ID: G05384105
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ian Cormack as Director For For Management
1.2 Reelect Matthew Botein as Director For For Management
1.3 Reelect Richard Bucknall as Director For For Management
1.4 Elect Peter O'Flinn as Director For For Management
2 Ratify KPMG Audit plc, London, England For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Don Brock For For Management
1.2 Elect Director W. Norman Smith For For Management
1.3 Elect Director William B. Sansom For For Management
1.4 Elect Director James B. Baker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Agnew For For Management
1.2 Elect Director Timothy J. Bernlohr For For Management
1.3 Elect Director Eugene I. Davis For Withhold Management
1.4 Elect Director William J. Flynn For For Management
1.5 Elect Director James S. Gilmore, III For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Frederick McCorkle For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ATMOS ENERGY CORP.
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 3, 2010 Meeting Type: Annual
Record Date: DEC 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Best For For Management
1.2 Elect Director Kim R. Cocklin For For Management
1.3 Elect Director Robert C. Grable For For Management
1.4 Elect Director Phillip E. Nichol For For Management
1.5 Elect Director Charles K. Vaughan For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2009 Meeting Type: Annual
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Robert R. Grusky For For Management
1.5 Elect Director J. R. Hyde, III For For Management
1.6 Elect Director W. Andrew McKenna For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director Luis P. Nieto For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Theodore W. Ullyot For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald L. Nelson For For Management
2 Elect Director Mary C. Choksi For For Management
3 Elect Director Leonard S. Coleman For For Management
4 Elect Director Martin L. Edelman For For Management
5 Elect Director John D. Hardy, Jr. For For Management
6 Elect Director Lynn Krominga For For Management
7 Elect Director Eduardo G. Mestre For For Management
8 Elect Director F. Robert Salerno For For Management
9 Elect Director Stender E. Sweeney For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Dingus For For Management
1.2 Elect Director Dana L. Perry For For Management
1.3 Elect Director Daniel E. Berce For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Shares in Connection For For Management
with Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: 05946K101
Meeting Date: MAR 12, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports; Approve Allocation of Income
and Distribution of Dividends for
Fiscal Year Ended Dec. 31, 2009;
Approve Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez For For Management
2.2 Ratify and Re-elect Angel Cano For For Management
Fernandez
2.3 Re-elect Ramon Bustamente y de la Mora For For Management
2.4 Re-elect Ignacio Ferrero Jordi For For Management
3 Authorize Share Repurchase and For For Management
Subsequent Capital Reduction via
Amortization of Shares
4 Approve Share Incentive Scheme Plan for For For Management
Management Team, Executive Directors
and Executive Committee
5 Re-elect Auditors for Company and For For Management
Consolidated Group for Fiscal Year
2010
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.)
Ticker: BTE.U Security ID: 073176109
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors of Baytex For For Management
Energy Ltd. at Eight
2.1 Elect John A. Brussa as Director of For For Management
Baytex Energy Ltd.
2.2 Elect Raymond T. Chan as Director of For For Management
Baytex Energy Ltd.
2.3 Elect Edward Chwyl as Director of For For Management
Baytex Energy Ltd.
2.4 Elect Naveen Dargan as Director of For For Management
Baytex Energy Ltd.
2.5 Elect R. E. T. (Rusty) Goepel as For For Management
Director of Baytex Energy Ltd.
2.6 Elect Anthony W. Marino as Director of For For Management
Baytex Energy Ltd.
2.7 Elect Gregory K. Melchin as Director of For For Management
Baytex Energy Ltd.
2.8 Elect Dale O. Shwed as Director of For For Management
Baytex Energy Ltd.
3 Approve Deloitte & Touche LLP as For For Management
Auditors of the Trust and Authorize
Board of Baytex Energy Ltd. to Fix
Their Remuneration
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. Degraan For For Management
1.3 Elect Director Claire M. Fraser-liggett For For Management
1.4 Elect Director Edward J. Ludwig For For Management
1.5 Elect Director Adel A.F. Mahmoud For For Management
1.6 Elect Director James F. Orr For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Bertram L. Scott For For Management
2 Ratify Auditors For For Management
3 Company-Specific--Approval Of A By-law For For Management
Amendment Regarding Special
Shareholdermeetings
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director Steven S. Fishman For For Management
1.3 Elect Director Peter J. Hayes For For Management
1.4 Elect Director David T. Kollat For For Management
1.5 Elect Director Brenda J. Lauderback For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Russell Solt For For Management
1.8 Elect Director James R. Tener For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Require Advance Notice for Shareholder For Against Management
Director Nominations
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACK BOX CORP.
Ticker: BBOX Security ID: 091826107
Meeting Date: AUG 11, 2009 Meeting Type: Annual
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Andrews For For Management
1.2 Elect Director R. Terry Blakemore For For Management
1.3 Elect Director Richard L. Crouch For For Management
1.4 Elect Director Thomas W. Golonski For For Management
1.5 Elect Director Thomas G. Greig For For Management
1.6 Elect Director Edward A. Nicholson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY
Ticker: BEXP Security ID: 109178103
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben M. Brigham For For Management
1.2 Elect Director David T. Brigham For For Management
1.3 Elect Director Harold D. Carter For For Management
1.4 Elect Director Stephen C. Hurley For For Management
1.5 Elect Director Stephen P. Reynolds For For Management
1.6 Elect Director Hobart A. Smith For For Management
1.7 Elect Director Scott W. Tinker For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
- --------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: 110448107
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6a Re-elect Ana Llopis as Director For For Management
6b Re-elect Christine Morin-Postel as For For Management
Director
6c Re-elect Anthony Ruys as Director For For Management
7 Elect Richard Burrows as Director For For Management
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
12 Adopt New Articles of Association For For Management
13 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vanessa J. Castagna For Withhold Management
1.2 Elect Director William J. Montgoris For Withhold Management
1.3 Elect Director David Pulver For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC.
Ticker: CSH Security ID: 14754D100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Berce For For Management
1.2 Elect Director Jack R. Daugherty For For Management
1.3 Elect Director Daniel R. Feehan For For Management
1.4 Elect Director Albert Goldstein For For Management
1.5 Elect Director James H. Graves For For Management
1.6 Elect Director B. D. Hunter For For Management
1.7 Elect Director Timothy J. McKibben For For Management
1.8 Elect Director Alfred M. Micallef For For Management
2 Ratify Auditors For For Management
3 Review Fair Lending Policy Against Against Shareholder
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director William A. Owens For For Management
1.4 Elect Director Glen F. Post, III For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Report on Internet Network Management Against For Shareholder
Practices Regarding Privacy and Freedom
of Expression
6 Limit Executive Compensation Against Against Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Edward A. Schmitt For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: 16945R104
Meeting Date: NOV 3, 2009 Meeting Type: Special
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of 899.7 Million For For Management
Shares of HK$0.10 Each in the Company's
Capital from SK Telecom Co., Ltd. for a
Total Consideration of HK$10 Billion
- --------------------------------------------------------------------------------
CHINACAST EDUCATION CORPORATION
Ticker: CAST Security ID: 16946T109
Meeting Date: DEC 11, 2009 Meeting Type: Annual
Record Date: NOV 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Chan Tze Ngon For For Management
1.2 Elect Director Michael Santos For For Management
1.3 Elect Director Daniel Tseung For For Management
1.4 Elect Director Justin Tang For Withhold Management
1.5 Elect Director Ned Sherwood For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION
Ticker: CINF Security ID: 172062101
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory T. Bier For For Management
1.2 Elect Director Linda W. Clement-holmes For For Management
1.3 Elect Director Douglas S. Skidmore For For Management
1.4 Elect Director Larry R. Webb For For Management
2 Declassify the Board of Directors For For Management
3 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director: John A. Thain For For Management
1.2 Elect Director: Michael J. Embler For For Management
1.3 Elect Director William M. Freeman For Against Management
1.4 Elect Director: Arthur B. Newman For Against Management
1.5 Elect Director: Daniel A. Ninivaggi For For Management
1.6 Elect Director: R. Brad Oates For For Management
1.7 Elect Director: Marianne Miller Parrs For Against Management
1.8 Elect Director: Gerald Rosenfeld For For Management
1.9 Elect Director: John R. Ryan For Against Management
1.10 Elect Director: Seymour Sternberg For Against Management
1.11 Elect Director: Peter J. Tobin For Against Management
1.12 Elect Director: Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
- --------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William D. Larsson For For Management
2 Elect Director Michael T. Riordan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes, II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
CPFL ENERGIA S A
Ticker: CPFE3 Security ID: 126153105
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For Against Management
4 Elect Fiscal Council Members For For Management
5 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors
6 Approve Remuneration of Fiscal Council For For Management
Members
7 Assess Proposed Absorption of For For Management
Subsidiaries
8 Ratify Hirashima & Associados For For Management
Consultoria em Transacoes Societarias
Ltda and Hirashima & Associados as the
Appraisers for the Absorptions
9 Approve Appraisal Reports For For Management
10 Approve Absorption Agreements For For Management
11 Approve Increase in Share Capital For For Management
Following Proposed Absorptions
12 Amend Articles to Reflect Changes in For For Management
Capital
- --------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION
Ticker: CACC Security ID: 225310101
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Foss For For Management
1.2 Elect Director Glenda J. Chamberlain For For Management
1.3 Elect Director Brett A. Roberts For For Management
1.4 Elect Director Thomas N. Tryforos For For Management
1.5 Elect Director Scott J. Vassalluzzo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond D. Croghan For For Management
2 Elect Director Peter Jacobi For For Management
3 Elect Director Richard L. Sharp For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Nafus For Withhold Management
1.2 Elect Director Janice I. Obuchowski For For Management
1.3 Elect Director Donald B. Reed For For Management
2 Approve Issuance of For For Management
Warrants/Convertible Debentures
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825205
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Devine For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director James E. Sweetnam For For Management
1.4 Elect Director Keith E. Wandell For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DENDREON CORPORATION
Ticker: DNDN Security ID: 24823Q107
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerardo Canet For For Management
1.2 Elect Director Bogdan Dziurzynski For For Management
1.3 Elect Director Douglas G. Watson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DESARROLLADORA HOMEX, S.A.B. DE C.V.
Ticker: HOMEX* Security ID: 25030W100
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares without For For Management
Preemptive Rights to Increase Fixed
Portion of Capital through Public
Offering in Accordance With Article 53
of the Mexican Securities Law
2 Proposal And, As The Case May Be, For For Management
Resolutions Over The Amendment Of
Clause Sixth Of The Bylaws Of The
Company.
3 Proposal And, As The Case May Be, For For Management
Resolutions Over An Initial Public
Stock Offering By The Company, In
Mexico And Other International Markets.
4 Proposal And, As The Case May Be, For For Management
Designation Of Special Delegates Who
Will Formalize And Execute The
Resolutions Adopted At This Meeting And
For The Execution Of All Actions And
Filings Relating To The Ipo.
- --------------------------------------------------------------------------------
DINEEQUITY, INC.
Ticker: DIN Security ID: 254423106
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Berk For For Management
1.2 Elect Director Daniel J. Brestle For For Management
1.3 Elect Director Caroline W. Nahas For For Management
1.4 Elect Director Gilbert T. Ray For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A101
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil R. Austrian For For Management
1.2 Elect Director Ralph F. Boyd, Jr. For For Management
1.3 Elect Director Paul A. Gould For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Peter A. Lund For For Management
1.6 Elect Director Gregory B. Maffei For For Management
1.7 Elect Director John C. Malone For For Management
1.8 Elect Director Nancy S. Newcomb For For Management
1.9 Elect Director Haim Saban For For Management
1.10 Elect Director Michael D. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Earley, Jr. For For Management
1.2 Elect Director Allan D. Gilmour For For Management
1.3 Elect Director Frank M. Hennessey For For Management
1.4 Elect Director Gail J. McGovern For For Management
2 Ratify Auditors For For Management
3 Eliminate Cumulative Voting For For Management
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
E-HOUSE CHINA HOLDINGS LTD
Ticker: EJ Security ID: 26852W103
Meeting Date: DEC 30, 2009 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Jianjun Zang as Director For For Management
- --------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert A. Ingram For For Management
2 Election Director William J. Link, For For Management
Ph.d.
3 Election Director Wesley W. Von Schack For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Approve/Amend Executive Incentive Bonus For For Management
Plan
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EHEALTH, INC.
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott N. Flanders For For Management
1.2 Elect Director Michael D. Goldberg For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Alvarez For For Management
2 Elect Director W. Bischoff For For Management
3 Elect Director R.D. Hoover For Against Management
4 Elect Director F.G. Prendergast For For Management
5 Elect Director K.P. Seifert For For Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Prohibit CEOs from Serving on Against Against Shareholder
Compensation Committee
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
12 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA
Ticker: EMBR3 Security ID: 29081M102
Meeting Date: APR 19, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive The Accounts Submitted By For For Management
Company Management, Examine, discuss
And Vote The Financial Statements.
2 Destination Of The Net Profit Achieved For For Management
In The Fiscal Year Closed on December
31, 2009 And Distribution Of Dividends
3 Ratify The Appointment Of Federal For For Management
Administration Representative in
Company Board Of Directors.
4 Election Of The Members Of The Audit For For Management
Committee For The 2010/2011 period And
Appointment Of Board Chairman,
Vice-chairman And expert Board Member
5 Setting The Global Annual Amount Of The For Against Management
Compensation To Bedistributed To
Company Managers And Members Of Board
Ofdirectors Committees
6 Setting The Compensation To Be For For Management
Distributed To The Members Of The audit
Committee
7 Approval Of A Company Stock Purchase For For Management
Option Granting Program
8 Amendment Of The Following Provisions For For Management
Of Company By-laws: article 7, 18, 33,
34 40, 41, 63, 64 And 65.
- --------------------------------------------------------------------------------
ENERNOC, INC.
Ticker: ENOC Security ID: 292764107
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Brewster For For Management
1.2 Elect Director Timothy G. Healy For For Management
1.3 Elect Director Susan F. Tierney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENERSIS S.A.
Ticker: ENERSIS Security ID: 29274F104
Meeting Date: APR 22, 2010 Meeting Type: Annual/Special
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Receive Information from Board of None None Management
Directors On Option Selected for the
Treatment of First Application
Adjustments, as Referred to in Circular
1945
3 Approve Allocation of Income and For For Management
Distribution of Dividends
4 Elect Directors For Against Management
5 Fix Remuneration of Directors For For Management
6 Fix Remuneration and Budget of For For Management
Directors Committee for Fiscal Year
2010
7 Present Information on Board Reports on None None Management
Board Expenses, Annual Management
Report of the Directors' Committee and
Expenditures and Activities of the
Audit Committee
8 Elect External Auditors For For Management
9 Elect Two Supervisory Board Members and For For Management
their Respective Alternates; Determine
their Remunerations
10 Designate Risk Assessment Companies For For Management
11 Approve Investment and Financing Policy For For Management
12 Present Information on Dividend Policy None None Management
and Procedures for Dividend
Distribution
13 Present Information on Special Board None None Management
Report Regarding Related-Party
Transactions
14 Present Report Re: Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
15 Other Business For Against Management
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Amend Articles of Company Bylaws in For For Management
Compliance with the New Provisions of
the Chilean Companies Act and the
Securities Market Law
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
EPICOR SOFTWARE CORPORATION
Ticker: EPIC Security ID: 29426L108
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. George Klaus For For Management
1.2 Elect Director Michael Kelly For For Management
1.3 Elect Director Robert H. Smith For For Management
1.4 Elect Director Michael L. Hackworth For For Management
1.5 Elect Director John M. Dillon For For Management
1.6 Elect Director Richard H. Pickup For For Management
1.7 Elect Director W. Douglas Hajjar For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Randy W. Carson For For Management
1.3 Elect Director Anthony Lear For For Management
1.4 Elect Director Thomas L. Magnanti For For Management
1.5 Elect Director Kevin J. Mcgarity For For Management
1.6 Elect Director Bryan R. Roub For For Management
1.7 Elect Director Ronald W. Shelly For For Management
1.8 Elect Director Mark S. Thompson For For Management
2 Eliminate Cumulative Voting For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. (Ron) Lane For For Management
1.2 Elect Director General William Lyon For For Management
1.3 Elect Director Richard N. Massey For For Management
1.4 Elect Director Cary H. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP.
Ticker: FSC Security ID: 31678A103
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard P. Dutkiewicz For For Management
2 Elect Director Frank C. Meyer For For Management
3 Elect Director Douglas F. Ray For For Management
4 Ratify Auditors For For Management
5 Increase Authorized Common Stock For Against Management
6 Removal of Authority to Issue Shares of For For Management
Series A Preferred Stock
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.3 Elect Director Emerson L. Brumback For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For For Management
1.6 Elect Director Jewell D. Hoover For For Management
1.7 Elect Director Kevin T. Kabat For For Management
1.8 Elect Director Mitchel D. Livingston, For For Management
PhD
1.9 Elect Director Hendrik G. Meijer For For Management
1.10 Elect Director John J. Schiff, Jr. For For Management
1.11 Elect Director Dudley S. Taft For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Ratify Auditors For For Management
7 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Wickliffe Ach For For Management
1.2 Elect Director Donald M. Cisle, Sr. For For Management
1.3 Elect Director Corinne R. Finnerty For Withhold Management
1.4 Elect Director Richard E. Olszewski For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kim M. Robak For For Management
1.2 Elect Director Doyle R. Simons For For Management
1.3 Elect Director Thomas C. Wertheimer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For Withhold Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Richard A. Manoogian For Withhold Management
1.9 Elect Director Ellen R. Marram For Withhold Management
1.10 Elect Director Alan Mulally For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Gerald L. Shaheen For For Management
1.13 Elect Director John L. Thornton For Withhold Management
2 Ratify Auditors For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Disclose Prior Government Service Against Against Shareholder
5 Adopt Recapitalization Plan Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Prohibit Energy Projects Only Concerned Against Against Shareholder
With CO2 Reduction
- --------------------------------------------------------------------------------
FOREST OIL CORPORATION
Ticker: FST Security ID: 346091705
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loren K. Carroll For For Management
1.2 Elect Director Patrick R. McDonald For For Management
1.3 Elect Director Raymond. I. Wilcox For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GAFISA S.A.
Ticker: GFSA3 Security ID: 362607301
Meeting Date: FEB 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
2 Approve 2-to-1 Stock Split and Amend For For Management
Article 5 Accordingly
3 Pending Approval of Item 2, Approve For For Management
Further Increase in Authorized Capital
to Reflect Stock Split
- --------------------------------------------------------------------------------
GAFISA SA
Ticker: GFSA3 Security ID: 362607301
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Protocol of Justification and For For Management
Incorporation of Construtora Tenda S.A.
by Gafisa S.A.
2 Appoint Independent Firm to Appraise For For Management
Proposed Merger
3 Approve Appraisal Report For For Management
4 Approve Incorporation of Shares and For For Management
Subsequently Increase in Capital by
Issuance of Shares to be Suscribed by
Constructora Tenda S.A.; Amend Article
5 Accordingly
5 Approve Assumption by Gafisa S.A. of For Against Management
Oustanding Options Granted and Not
Exercised within Constructora Tenda
S.A. Stock Option Plan
- --------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dubow For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Arthur H. Harper For For Management
1.4 Elect Director John Jeffry Louis For For Management
1.5 Elect Director Marjorie Magner For For Management
1.6 Elect Director Scott K. McCune For For Management
1.7 Elect Director Duncan M. McFarland For For Management
1.8 Elect Director Donna E. Shalala For For Management
1.9 Elect Director Neal Shapiro For For Management
1.10 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adopt Anti Gross-up Policy Against For Shareholder
- --------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: G37260109
Meeting Date: MAY 20, 2010 Meeting Type: Annual/Special
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Country of Incorporation to For For Management
Switzerland
2 Adjourn Meeting For For Management
1.1 Elect Gene M. Betts as a Director For For Management
1.2 Elect Thomas P. Poberezny as a Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Lester L. Lyles For For Management
9 Elect Director William A. Osborn For For Management
10 Elect Director Robert Walmsley For For Management
11 Ratify Auditors For For Management
12 Report on Space-based Weapons Program Against Against Shareholder
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Bullock, Ph.D. For For Management
1.2 Elect Director Jean Douville For For Management
1.3 Elect Director Thomas C. Gallagher For For Management
1.4 Elect Director George C. 'Jack' Guynn For For Management
1.5 Elect Director John D. Johns For For Management
1.6 Elect Director Michael M.E. Johns, M.D. For For Management
1.7 Elect Director J. Hicks Lanier For For Management
1.8 Elect Director Wendy B. Needham For For Management
1.9 Elect Director Jerry W. Nix For For Management
1.10 Elect Director Larry L. Prince For For Management
1.11 Elect Director Gary W. Rollins For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven W. Alesio For For Management
2 Elect Director Michael D. Fraizer For For Management
3 Elect Director Nancy J. Karch For For Management
4 Elect Director J. Robert "Bob" Kerrey For For Management
5 Elect Director Risa J. Lavizzo-Mourey For For Management
6 Elect Director Christine B. Mead For For Management
7 Elect Director Thomas E. Moloney For For Management
8 Elect Director James A. Parke For For Management
9 Elect Director James S. Riepe For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 3, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director Paula Marshall For For Management
1.3 Elect Director Randy A. Foutch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 15, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Volkema For For Management
1.2 Elect Director Paget L. Alves For For Management
1.3 Elect Director Douglas D. French For For Management
1.4 Elect Director John R. Hoke, III For For Management
1.5 Elect Director James R. Kackley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERSHEY COMPANY, THE
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director Robert F. Cavanaugh For Withhold Management
1.3 Elect Director Charles A. Davis For For Management
1.4 Elect Director James E. Nevels For Withhold Management
1.5 Elect Director Thomas J. Ridge For For Management
1.6 Elect Director David L. Shedlarz For Withhold Management
1.7 Elect Director David J. West For For Management
1.8 Elect Director LeRoy S. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HSN, INC.
Ticker: HSNI Security ID: 404303109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Michael C. Boyd For For Management
1.3 Elect Director Patrick For For Management
Bousquet-Chavanne
1.4 Elect Director William Costello For For Management
1.5 Elect Director James M. Follo For For Management
1.6 Elect Director Mindy Grossman For For Management
1.7 Elect Director Stephanie Kugelman For For Management
1.8 Elect Director Arthur C. Martinez For For Management
1.9 Elect Director Thomas J. McInerney For For Management
1.10 Elect Director John B. (Jay) Morse, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy H. Powers For For Management
1.2 Elect Director G. Jackson Ratcliffe For For Management
1.3 Elect Director George W. Edwards, Jr. For For Management
1.4 Elect Director Lynn J. Good For For Management
1.5 Elect Director Anthony J. Guzzi For For Management
1.6 Elect Director Joel S. Hoffman For For Management
1.7 Elect Director Andrew McNally, IV For For Management
1.8 Elect Director Carlos A. Rodriguez For For Management
1.9 Elect Director Richard J. Swift For For Management
1.10 Elect Director Daniel S. Van Riper For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director H. William Lichtenberger For For Management
1.3 Elect Director M. Anthony Burns For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IBERIABANK CORPORATION
Ticker: IBKC Security ID: 450828108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine D. Abell For Withhold Management
1.2 Elect Director William H. Fenstermaker For Withhold Management
1.3 Elect Director O. L. Pollard Jr. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDACORP, INC.
Ticker: IDA Security ID: 451107106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith A. Johansen For For Management
1.2 Elect Director J. LaMont Keen For For Management
1.3 Elect Director Robert A. Tinstman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Grint, M.D. For For Management
1.2 Elect Director David R. Walt, Ph.D. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INFINITY PROPERTY AND CASUALTY CORPORATION
Ticker: IPCC Security ID: 45665Q103
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa A. Canida For For Management
1.2 Elect Director Jorge G. Castro For For Management
1.3 Elect Director James R. Gober For For Management
1.4 Elect Director Harold E. Layman For For Management
1.5 Elect Director Drayton Nabers, Jr. For For Management
1.6 Elect Director Samuel J. Simon For For Management
1.7 Elect Director Roger Smith For For Management
1.8 Elect Director William Stancil Starnes For For Management
1.9 Elect Director Gregory C. Thomas For For Management
1.10 Elect Director Samuel J. Weinhoff For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC.
Ticker: IPHS Security ID: 45774N108
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Cappeline For For Management
1.2 Elect Director Amado Cavazos For For Management
1.3 Elect Director Randolph Gress For For Management
1.4 Elect Director Linda Myrick For For Management
1.5 Elect Director Karen Osar For For Management
1.6 Elect Director John Steitz For For Management
1.7 Elect Director Stephen M. Zide For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 15, 2009 Meeting Type: Annual
Record Date: OCT 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director Michael R. Hallman For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Suzanne Nora Johnson For For Management
1.9 Elect Director Dennis D. Powell For For Management
1.10 Elect Director Stratton D. Sclavos For For Management
1.11 Elect Director Brad D. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Levy For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Amal M. Johnson For For Management
2 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287390
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286665
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC.
Ticker: ISLE Security ID: 464592104
Meeting Date: OCT 6, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Randolph Baker For Withhold Management
1.2 Elect Director John G. Brackenbury For Withhold Management
1.3 Elect Director Alan J. Glazer For Withhold Management
1.4 Elect Director Richard A. Goldstein For For Management
1.5 Elect Director Jeffrey D. Goldstein For Withhold Management
1.6 Elect Director Robert S. Goldstein For Withhold Management
1.7 Elect Director Shaun R. Hayes For Withhold Management
1.8 Elect Director James B. Perry For Withhold Management
1.9 Elect Director Lee S. Wielansky For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT EDUCATIONAL SERVICES, INC.
Ticker: ESI Security ID: 45068B109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John F. Cozzi For For Management
2 Elect Director Kevin M. Modany For For Management
3 Elect Director Lloyd G. Waterhouse For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JO-ANN STORES, INC.
Ticker: JAS Security ID: 47758P307
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Cowen For For Management
1.2 Elect Director Joseph DePinto For For Management
1.3 Elect Director Ira Gumberg For For Management
1.4 Elect Director Patricia Morrison For For Management
1.5 Elect Director Frank Newman For For Management
1.6 Elect Director David Perdue For For Management
1.7 Elect Director Beryl Raff For For Management
1.8 Elect Director Alan Rosskamm For For Management
1.9 Elect Director Tracey Travis For For Management
1.10 Elect Director Darrell Webb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Authorize the Board of Directors to For For Management
Amend the Company's Regulations as
permitted by the Ohio General
Corporation Law
- --------------------------------------------------------------------------------
K-TRON INTERNATIONAL, INC.
Ticker: KTII Security ID: 482730108
Meeting Date: APR 1, 2010 Meeting Type: Special
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC.
Ticker: KEG Security ID: 492914106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn R. Coleman For For Management
1.2 Elect Director Kevin P. Collins For For Management
1.3 Elect Director W. Phillip Marcum For For Management
1.4 Elect Director William F. Owens For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC.
Ticker: NITE Security ID: 499005106
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bolster For For Management
1.2 Elect Director Gary R. Griffith For For Management
1.3 Elect Director Thomas M. Joyce For For Management
1.4 Elect Director James W. Lewis For For Management
1.5 Elect Director Thomas C. Lockburner For For Management
1.6 Elect Director James T. Milde For For Management
1.7 Elect Director Christopher C. Quick For For Management
1.8 Elect Director Laurie M. Shahon For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Lois D. Juliber For For Management
4 Elect Director Mark D. Ketchum For For Management
5 Elect Director Richard A. Lerner For For Management
6 Elect Director Mackey J. McDonald For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director Fredric G. Reynolds For For Management
9 Elect Director Irene B. Rosenfeld For For Management
10 Elect Director J.F. Van Boxmeer For For Management
11 Elect Director Deborah C. Wright For For Management
12 Elect Director Frank G. Zarb For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Grant M. Inman For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
1.8 Elect Director Patricia S. Wolpert For For Management
2 Eliminate Cumulative Voting For For Management
3 Ratify Auditors For For Management
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LAN AIRLINES S.A.
Ticker: LAN Security ID: 501723100
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
b Approve Final Dividends Based on Income For For Management
of Fiscal Year 2009 Including $0.10 per
Share and $0.20 per Share Paid in Aug.
2009 and Jan. 2010 Respectively
c Elect Directors For Against Management
d Approve Remuneration of Directors for For For Management
Fiscal Year 2010 Ending on Dec. 31,
2010
e Approve Remuneration of Directors For For Management
Committee and their Budget for 2010
f Approve External Auditors, Designate For For Management
Risk-Assessment Companies; Present
Special Auditors' Report Regarding
Related-Party Transactions
g Present Report Re: Processing, For For Management
Printing, and Mailing Information
Required by Chilean Law
h Designate Newspaper to Publish Meeting For For Management
Announcements
i Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
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LG DISPLAY CO.
Ticker: 34220 Security ID: 50186V102
Meeting Date: MAR 12, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Amend Articles of Incorporation For For Management
3a Elect Director Young Soo Kwon For For Management
3b Elect Director Do Hyun Jung For For Management
3c Elect Director Tae Sik Ahn For For Management
4 Elect Ahn Tae-Sik as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Indest For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W.J. ?Billy? Tauzin For For Management
1.4 Elect Director Kenneth E. Thorpe For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M104
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
1.4 Elect Director Andrea L. Wong For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFE PARTNERS HOLDINGS, INC.
Ticker: LPHI Security ID: 53215T106
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Pardo For Withhold Management
1.2 Elect Director R. Scott Peden For Withhold Management
1.3 Elect Director Tad Ballantyne For For Management
1.4 Elect Director Fred Dewald For For Management
1.5 Elect Director Harold Rafuse For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LONGTOP FINANCIAL TECHNOLOGIES LTD
Ticker: LFT Security ID: 54318P108
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
I.1 Elect Thomas Gurnee as Director For For Management
I.2 Elect Zuyun Xue as Director For For Management
II Ratify Deloitte Touche Tohmatsu CPA Ltd For For Management
as Auditors
- --------------------------------------------------------------------------------
LUBRIZOL CORPORATION, THE
Ticker: LZ Security ID: 549271104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Campbell For For Management
1.2 Elect Director James L. Hambrick For For Management
1.3 Elect Director Gordon D. Harnett For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Friedrich K.M. Bohm For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Robert H. Schottenstein For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAP PHARMACEUTICALS, INC.
Ticker: MAPP Security ID: 56509R108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerri A. Henwood For Withhold Management
1.2 Elect Director Matthew V. McPherron For For Management
1.3 Elect Director Timothy S. Nelson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS, L.P.
Ticker: MWE Security ID: 570759100
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Semple For For Management
1.2 Elect Director Donald D. Wolf For For Management
1.3 Elect Director Keith E. Bailey For For Management
1.4 Elect Director Michael L. Beatty For Withhold Management
1.5 Elect Director Charles K. Dempster For For Management
1.6 Elect Director Donald C. Heppermann For For Management
1.7 Elect Director William A. Kellstrom For For Management
1.8 Elect Director Anne E. Fox Mounsey For For Management
1.9 Elect Director William P. Nicoletti For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis W. Archer For For Management
2 Elect Director Anthony F. Earley, Jr. For For Management
3 Elect Director Lisa A. Payne For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For Against Management
1.2 Elect Director Robert A. Eckert For Against Management
1.3 Elect Director Frances D. Fergusson For Against Management
1.4 Elect Director Tully M. Friedman For Against Management
1.5 Elect Director Dominic Ng For Against Management
1.6 Elect Director Vasant M. Prabhu For Against Management
1.7 Elect Director Andrea L. Rich For Against Management
1.8 Elect Director Ronald L. Sargent For Against Management
1.9 Elect Director Dean A. Scarborough For Against Management
1.10 Elect Director Christopher A. Sinclair For Against Management
1.11 Elect Director G. Craig Sullivan For Against Management
1.12 Elect Director Kathy Brittain White For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For Withhold Management
1.2 Elect Director B. Kipling Hagopian For Withhold Management
1.3 Elect Director James R. Bergman For Withhold Management
1.4 Elect Director Joseph R. Bronson For Withhold Management
1.5 Elect Director Robert E. Grady For Withhold Management
1.6 Elect Director William D. Watkins For Withhold Management
1.7 Elect Director A.R. Frank Wazzan For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 17, 2010 Meeting Type: Annual
Record Date: DEC 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director William L. Healey For For Management
1.6 Elect Director Paul F. Folino For For Management
1.7 Elect Director Matthew E. Massengill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MIRANT CORPORATION
Ticker: MIR Security ID: 60467R100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Cason For For Management
1.2 Elect Director A.D. (Pete) Correll For For Management
1.3 Elect Director Terry G. Dallas For For Management
1.4 Elect Director Thomas H. Johnson For For Management
1.5 Elect Director John T. Miller For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Robert C. Murray For For Management
1.8 Elect Director William L. Thacker For For Management
2 Ratify Auditors For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
- --------------------------------------------------------------------------------
MODUSLINK GLOBAL SOLUTIONS, INC.
Ticker: MLNK Security ID: 60786L107
Meeting Date: DEC 9, 2009 Meeting Type: Annual
Record Date: OCT 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis J. Jules For For Management
1.2 Elect Director Joseph C. Lawler For For Management
1.3 Elect Director Michael J. Mardy For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 11, 2009 Meeting Type: Annual
Record Date: JUN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Danziger For For Management
1.2 Elect Director Robert G. Gross For For Management
1.3 Elect Director Peter J. Solomon For For Management
1.4 Elect Director Francis R. Strawbridge For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MOSAIC CO
Ticker: MOS Security ID: 61945A107
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Robert L. Lumpkins For Withhold Management
1.3 Elect Director Harold H. MacKay For For Management
1.4 Elect Director William T. Monahan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For For Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director John T. Dickson For For Management
1.6 Elect Director Robert J. Frankenberg For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. McCracken For For Management
1.9 Elect Director Roderick C. McGeary For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Repricing of Options For For Management
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: 641069406
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.60 per Share
4.1.1 Reelect Andre Kudelski as Director For For Management
4.1.2 Reelect Jean-Rene Fourtou as Director For For Management
4.1.3 Reelect Steven Hoch as Director For For Management
4.1.4 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.2.1 Elect Titia de Lange as Director For For Management
4.2.2 Elect Jean-Pierre Roth as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
5 Approve CHF 18.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
7 Mark the box at the right if you wish None Against Management
to give a Proxy to the independent
representative, Mr. Jean-Ludovic
Hartmann
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For Withhold Management
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director Thomas Georgens For For Management
1.6 Elect Director Mark Leslie For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC.
Ticker: NETL Security ID: 64118B100
Meeting Date: OCT 23, 2009 Meeting Type: Special
Record Date: SEP 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Michael J. Levine For For Management
1.3 Elect Director Guy V. Molinari For For Management
1.4 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEW YORK TIMES COMPANY, THE
Ticker: NYT Security ID: 650111107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul E. Cesan For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director James A. Kohlberg For For Management
1.4 Elect Director Dawn G. Lepore For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul A. Ricci For For Management
2 Elect Director Robert G. Teresi For For Management
3 Elect Director Robert J. Frankenberg For For Management
4 Elect Director Katharine A. Martin For For Management
5 Elect Director Patrick T. Hackett For For Management
6 Elect Director William H. Janeway For For Management
7 Elect Director Mark B. Myers For For Management
8 Elect Director Philip J. Quigley For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATRIOT COAL CORPORATION
Ticker: PCX Security ID: 70336T104
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irl F. Engelhardt For For Management
1.2 Elect Director Michael P. Johnson For For Management
1.3 Elect Director Robert O. Viets For For Management
1.4 Elect Director Richard M. Whiting For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
PERFICIENT, INC.
Ticker: PRFT Security ID: 71375U101
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. McDonald For For Management
1.2 Elect Director Jeffrey S. Davis For For Management
1.3 Elect Director Ralph C. Derrickson For For Management
1.4 Elect Director John S. Hamlin For For Management
1.5 Elect Director David S. Lundeen For For Management
1.6 Elect Director David D. May For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 31, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Douglas Campbell For For Management
1.2 Elect Director Carol A. Cartwright For For Management
1.3 Elect Director Richard H. Fearon For For Management
1.4 Elect Director Gordon D. Harnett For For Management
1.5 Elect Director Richard A. Lorraine For For Management
1.6 Elect Director Edward J. Mooney For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Farah M. Walters For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Martin H. Richenhagen For For Management
2 Ratify Auditors For For Management
3 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
- --------------------------------------------------------------------------------
PRE-PAID LEGAL SERVICES, INC.
Ticker: PPD Security ID: 740065107
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orland G. Aldridge For For Management
1.2 Elect Director Peter K. Grunebaum For For Management
1.3 Elect Director Duke R. Ligon For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION
Ticker: PL Security ID: 743674103
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. M. French For For Management
1.2 Elect Director Thomas L. Hamby For For Management
1.3 Elect Director John D. Johns For For Management
1.4 Elect Director Vanessa Leonard For For Management
1.5 Elect Director Charles D. McCrary For For Management
1.6 Elect Director John J. McMahon, Jr. For For Management
1.7 Elect Director Hans H. Miller For For Management
1.8 Elect Director Malcolm Portera For For Management
1.9 Elect Director C. Dowd Ritter For For Management
1.10 Elect Director William A. Terry For For Management
1.11 Elect Director W. Michael Warren, Jr. For For Management
1.12 Elect Director Vanessa Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 20, 2009 Meeting Type: Annual
Record Date: JUN 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H.K. Desai For For Management
2 Elect Director Joel S. Birnbaum For For Management
3 Elect Director James R. Fiebiger For For Management
4 Elect Director Balakrishnan S. Iyer For For Management
5 Elect Director Kathryn B. Lewis For For Management
6 Elect Director George D. Wells For For Management
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
Ticker: QSII Security ID: 747582104
Meeting Date: AUG 13, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Murray Brennan For For Management
1.2 Elect Director George Bristol For For Management
1.3 Elect Director Patrick Cline For For Management
1.4 Elect Director Joseph Davis For For Management
1.5 Elect Director Ahmed Hussein For For Management
1.6 Elect Director Philip Kaplan For For Management
1.7 Elect Director Russell Pflueger For For Management
1.8 Elect Director Steven Plochocki For For Management
1.9 Elect Director Sheldon Razin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RAMCO-GERSHENSON PROPERTIES TRUST
Ticker: RPT Security ID: 751452202
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis E. Gershenson For For Management
1.2 Elect Director Robert A. Meister For For Management
1.3 Elect Director Michael A. Ward For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Restrict Right to Call Special Meeting For For Management
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against For Shareholder
15 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen R. Allen, Ph.D. For For Management
1.2 Elect Director Donald R. Cameron For For Management
1.3 Elect Director Priya Cherian Huskins For For Management
1.4 Elect Director Thomas A. Lewis For For Management
1.5 Elect Director Michael D. McKee For For Management
1.6 Elect Director Gregory T. McLaughlin For For Management
1.7 Elect Director Ronald L. Merriman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bartlett For For Management
1.2 Elect Director Alan C. Henderson For For Management
1.3 Elect Director Rachel Lomax For For Management
1.4 Elect Director Fred Sievert For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mitchel E. Fadel For For Management
2 Elect Director Kerney Laday For For Management
3 Elect Director Paula Stern For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REX ENERGY CORPORATION
Ticker: REXX Security ID: 761565100
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lance T. Shaner For For Management
1.2 Elect Director Benjamin W. Hulburt For For Management
1.3 Elect Director Daniel J. Churay For For Management
1.4 Elect Director John A. Lombardi For For Management
1.5 Elect Director John W. Higbee For For Management
1.6 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Feinstein For For Management
1.2 Elect Director Susan M. Ivey For For Management
1.3 Elect Director Lionel L. Nowell, III For For Management
1.4 Elect Director Neil R. Withington For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Stock Retention/Holding Period Against For Shareholder
5 Amend Marketing Material to Disclose Against Against Shareholder
Truthful Data on Health Risks
6 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director James D. Meindl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For For Management
2 Elect Director Christopher B. Begley For For Management
3 Elect Director Crandall C. Bowles For Against Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director James S. Crown For Against Management
6 Elect Director Laurette T. Koellner For For Management
7 Elect Director Cornelis J.A. Van Lede For For Management
8 Elect Director Dr. John McAdam For For Management
9 Elect Director Sir Ian Prosser For For Management
10 Elect Director Norman R. Sorensen For Against Management
11 Elect Director Jeffrey W. Ubben For For Management
12 Elect Director Jonathan P. Ward For Against Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: OCT 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Steven R. Fischer For For Management
1.3 Elect Director James G. Foody For For Management
1.4 Elect Director Michael J. Grainger For For Management
1.5 Elect Director John P. Reilly For For Management
1.6 Elect Director Charles R. Whitchurch For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 27, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Anderson For For Management
1.2 Elect Director William A. Furman For For Management
1.3 Elect Director William D. Larsson For For Management
1.4 Elect Director Scott Lewis For For Management
1.5 Elect Director Wayland R. Hicks For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: APR 14, 2010 Meeting Type: Special
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Scheme Of Arrangement, For For Management
A Copy Of Which Is attached To The
Accompanying Proxy Statement As Annex
A .
2 Approval Of A Motion To Adjourn The For For Management
Special Meeting To A Later Date To
Solicit Additional Proxies If There Are
Insufficient Proxies Or Shareholders
1 Approval Of The Cancellation Of For For Management
Seagate-Cayman's Share Capital,which Is
Necessary In Order To Effect The Scheme
Of Arrangement and Is A Condition To
Proceeding With The Scheme Of
Arrangement(the Capital Reduction
Proposal ).
2 Approval Of The Creation Of For For Management
Distributable Reserves Of
Seagate-Ireland Which Are Required
Under Irish Law In Order To Permit Us
To Pay Dividends And Repurchase Or
Redeem Shares
3 Approval Of A Motion To Adjourn The For For Management
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Proxies Or Shareholders,
All As More Fully Described In Proxy
Statement
- --------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Johnson For For Management
1.2 Elect Director William C. Kunkler, III For For Management
1.3 Elect Director Edward S. Lampert For For Management
1.4 Elect Director Steven T. Mnuchin For For Management
1.5 Elect Director Ann N. Reese For For Management
1.6 Elect Director Emily Scott For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect David Stout as Director For For Management
4 Elect William Burns as Director For For Management
5 Reappoint Deloitte LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Amend the Portfolio Share Plan For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Smith For Withhold Management
1.2 Elect Director Frederick G. Smith For Withhold Management
1.3 Elect Director J. Duncan Smith For Withhold Management
1.4 Elect Director Robert E. Smith For Withhold Management
1.5 Elect Director Basil A. Thomas For Withhold Management
1.6 Elect Director Lawrence E. McCanna For For Management
1.7 Elect Director Daniel C. Keith For Withhold Management
1.8 Elect Director Martin R. Leader For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For Against Management
- --------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPW Security ID: 784635104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Michael Fitzpatrick For For Management
2 Elect Director Albert A. Koch For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STAMPS.COM INC.
Ticker: STMP Security ID: 852857200
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohan P. Ananda For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUPERIOR WELL SERVICES, INC.
Ticker: SWSI Security ID: 86837X105
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Staley, IV For For Management
1.2 Elect Director David E. Snyder For For Management
1.3 Elect Director Edward J. DiPaolo For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TALBOTS, INC., THE
Ticker: TLB Security ID: 874161102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marjorie L. Bowen For For Management
1.2 Elect Director John W. Gleeson For For Management
1.3 Elect Director Andrew H. Madsen For For Management
1.4 Elect Director Gary M. Pfeiffer For For Management
1.5 Elect Director Trudy F. Sullivan For For Management
1.6 Elect Director Susan M. Swain For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEEKAY TANKERS LTD.
Ticker: TNK Security ID: Y8565N102
Meeting Date: SEP 9, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard J.F. Bronks as a Director For For Management
1.2 Elect C. Sean Day as a Director For Withhold Management
1.3 Elect Richard T. Du Moulin as a For For Management
Director
1.4 Elect Peter Evensen as a Director For Withhold Management
1.5 Elect William Lawes as a Director For For Management
1.6 Elect Bjorn Moller as a Director For Withhold Management
2 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
TEKELEC
Ticker: TKLC Security ID: 879101103
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Buckly For For Management
1.2 Elect Director Hubert de Pesquidoux For For Management
1.3 Elect Director Mark A. Floyd For For Management
1.4 Elect Director David R. Laube For For Management
1.5 Elect Director Carol G. Mills For For Management
1.6 Elect Director Franco Plastina For For Management
1.7 Elect Director Krish A. Prabhu For For Management
1.8 Elect Director Michael P. Ressner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T.A Security ID: 87971M202
Meeting Date: MAY 5, 2010 Meeting Type: Annual/Special
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.H. (Dick) Auchinleck For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Micheline Bouchard For For Management
1.4 Elect Director R. John Butler For For Management
1.5 Elect Director Brian A. Canfield For For Management
1.6 Elect Director Pierre Y. Ducros For For Management
1.7 Elect Director Darren Entwistle For For Management
1.8 Elect Director Ruston E.T. Goepel For For Management
1.9 Elect Director John S. Lacey For For Management
1.10 Elect Director William A. MacKinnon For For Management
1.11 Elect Director Brian F. MacNeill For For Management
1.12 Elect Director Ronald P. Triffo For For Management
1.13 Elect Director Donald Woodley For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Share Option Plan Re: Increase in For For Management
Shares Reserved
4 Amend Stock Option Plan Re: Amendment For For Management
Provision
5 Approve Shareholder Rights Plan For For Management
- --------------------------------------------------------------------------------
TELVENT GIT SA
Ticker: TLVT Security ID: E90215109
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities up to For Against Management
EUR 149.26 Million Without Preemptive
Rights; Consequently Approve Increase
in Capital
2 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year 2009
3 Approve Allocation of Income for Fiscal For For Management
Year 2009
4 Approve Discharge of Directors for For For Management
Fiscal Year 2009
5 Approve Remuneration of Directors for For For Management
Fiscal Year 2009
6 Re-elect or Appoint External Auditor of For For Management
Individual and Consolidated Accounts
For Fiscal Year 2010
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles W. Cramb For For Management
2 Elect Director Dennis J. Letham For For Management
3 Elect Director Frank E. Macher For For Management
4 Elect Director Hari N. Nair For For Management
5 Elect Director Roger B. Porter For For Management
6 Elect Director David B. Price, Jr. For For Management
7 Elect Director Gregg M. Sherrill For For Management
8 ElectDirector Paul T. Stecko For For Management
9 Elect Director Mitsunobu Takeuchi For For Management
10 Elect Director Jane L. Warner For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TERRA INDUSTRIES INC.
Ticker: TRA Security ID: 880915103
Meeting Date: NOV 20, 2009 Meeting Type: Proxy Contest
Record Date: OCT 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Martha O. Hesse For Did Not Vote Management
1.2 Elect Director Dennis McGlone For Did Not Vote Management
1.3 Elect Director Henry R. Slack For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director John N. Lilly For For Shareholder
1.2 Elect Director David A. Wilson For For Shareholder
1.3 Elect Director Irving B. Yoskowitz For For Shareholder
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For Against Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For Against Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For Against Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For Against Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
- --------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: SEP 2, 2009 Meeting Type: Annual
Record Date: JUL 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Komisar For Withhold Management
1.2 Elect Director Thomas Wolzien For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 23, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Bourgon For For Management
1.2 Elect Director Richard C. Gozon For For Management
1.3 Elect Director Richard C. Ill For For Management
1.4 Elect Director Claude F. Kronk For For Management
1.5 Elect Director Joseph M. Silvestri For For Management
1.6 Elect Director George Simpson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED BANKSHARES, INC.
Ticker: UBSI Security ID: 909907107
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Adams For For Management
1.2 Elect Director Robert G. Astorg For For Management
1.3 Elect Director W. Gaston Caperton, III For For Management
1.4 Elect Director Lawrence K. Doll For For Management
1.5 Elect Director Theodore J. Georgelas For Withhold Management
1.6 Elect Director F. T. Graff, Jr. For For Management
1.7 Elect Director John M. McMahon For For Management
1.8 Elect Director J. Paul McNamara For For Management
1.9 Elect Director G. Ogden Nutting For For Management
1.10 Elect Director William C . Pitt, III For For Management
1.11 Elect Director Donald L. Unger For For Management
1.12 Elect Director Mary K. Weddle For For Management
1.13 Elect Director Gary G. White For For Management
1.14 Elect Director P. Clinton Winter, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
USA MOBILITY, INC.
Ticker: USMO Security ID: 90341G103
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas A. Gallopo For For Management
1.2 Elect Director Vincent D. Kelly For For Management
1.3 Elect Director Brian O'Reilly For For Management
1.4 Elect Director Matthew Oristano For For Management
1.5 Elect Director Thomas L. Schilling For For Management
1.6 Elect Director Samme L. Thompson For For Management
1.7 Elect Director Royce Yudkoff For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger D. McDaniel For For Management
1.2 Elect Director John R. Peeler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix Zandman For Withhold Management
1.2 Elect Director Gerald Paul For Withhold Management
1.3 Elect Director Frank Maier For For Management
2 Ratify Auditors For For Management
3 Seek Sale of Company Against Against Shareholder
- --------------------------------------------------------------------------------
WARNER CHILCOTT PLC
Ticker: WCRX Security ID: G94368100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect John Connaughton as Director For For Management
1B Elect Stephen Murray as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
WEBSENSE, INC.
Ticker: WBSN Security ID: 947684106
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Carrington For For Management
1.2 Elect Director Bruce T. Coleman For Withhold Management
1.3 Elect Director Gene Hodges For For Management
1.4 Elect Director John F. Schaefer For For Management
1.5 Elect Director Gary E. Sutton For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
- --------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Hollis W. Rademacher For For Management
1.12 Elect Director Ingrid S. Stafford For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Management
3 Elect Director Pati S. Hart For For Management
4 Elect Director Eric Hippeau For For Management
5 Elect Director Susan M. James For For Management
6 Elect Director Vyomesh Joshi For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roger B. Porter For For Management
2 Elect Director L.E. Simmons For For Management
3 Elect Director Steven C. Wheelwright For For Management
4 Increase Authorized Preferred Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Require Independent Board Chairman Against For Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
================ DIREXION EVOLUTION ALTERNATIVE INVESTMENT FUND ================
3COM CORP.
Ticker: COMS Security ID: 885535IAH
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Cote For For Management
1.2 Elect Director David H.Y. Ho For For Management
1.3 Elect Director Robert Y.L. Mao For For Management
1.4 Elect Director J. Donald Sherman For For Management
1.5 Elect Director Dominique Trempont For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
3COM CORP.
Ticker: COMS Security ID: 885535IAH
Meeting Date: JAN 26, 2010 Meeting Type: Special
Record Date: DEC 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ADAPTEC, INC.
Ticker: ADPT Security ID: 00651FIAH
Meeting Date: NOV 2, 2009 Meeting Type: Proxy Contest
Record Date: SEP 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (GOLD CARD) None None
1 Revoke Consent to Repeal Any Provision For Did Not Vote Shareholder
of Company's Bylaws not Included in
Amended and Restated Bylaws filed on
May 6, 2009
2 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Subramanian (Sundi) Sundaresh
3 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Robert J. Loarie
4 Revoke Consent to Fix Number of For Did Not Vote Shareholder
Directors at 7
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (WHITE CARD) None None
1 Consent to Repeal Any Provision of For For Shareholder
Company's Bylaws not Included in
Amended and Restated Bylaws filed on
May 6, 2009
2 Consent to Remove Existing Director For For Shareholder
Subramanian (Sundi) Sundaresh
3 Consent to Remove Existing Director For For Shareholder
Robert J. Loarie
4 Consent to Fix Number of Directors at 7 For For Shareholder
- --------------------------------------------------------------------------------
ADAPTEC, INC.
Ticker: ADPT Security ID: 00651FIAH
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Hansen For For Management
1.2 Elect Director Jack L. Howard For For Management
1.3 Elect Director Joseph S. Kennedy For Against Management
1.4 Elect Director Robert J. Nikl For For Management
1.5 Elect Director Subramanian "Sundi" For Against Management
Sundaresh
1.6 Elect Director Douglas E. Van Houweling For Against Management
1.7 Elect Director Gopal Venkatesh For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADAPTEC, INC.
Ticker: ADPT Security ID: 00651FIAH
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon S. Castor For For Management
1.2 Elect Director Jack L. Howard For For Management
1.3 Elect Director John Mutch For For Management
1.4 Elect Director Lawrence J. Ruisi For For Management
1.5 Elect Director John J. Quicke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903SMH
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bruce L. Claflin For For Management
2 Elect Director W. Michael Barnes For For Management
3 Elect Director John E. Caldwell For Against Management
4 Elect Director Craig A. Conway For For Management
5 Elect Director Nicholas M. Donofrio For For Management
6 Elect Director H. Paulett Eberhart For For Management
7 Elect Director Derrick R. Meyer For For Management
8 Elect Director Waleed Al Mokarrab Al For For Management
Muhairi
9 Elect Director Robert B. Palmer For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ALCATEL LUCENT
Ticker: ALU Security ID: 013904BDH
Meeting Date: JUN 1, 2010 Meeting Type: Annual/Special
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Reelect Philippe Camus as Director For For Management
5 Reelect Ben Verwaayen as Director For For Management
6 Reelect Daniel Bernard as Director For For Management
7 Reelect Frank Blount as Director For For Management
8 Reelect Stuart E. Eizenstat as Director For For Management
9 Reeect Louis R. Hughes as Director For For Management
10 Reelect Jean C. Monty as Director For For Management
11 Reelect Olivier Piou as Director For For Management
12 Elect Carla Cico as Director For For Management
13 Subject to Approval of Item 12 Above, For For Management
Approve Remuneration of Directors in
the Aggregate Amount of EUR 990,000
14 Reappoint Jean-Pierre Desbois as Censor For For Management
15 Appoint Bertrand Lapraye as Censor For For Management
16 Approve Auditors' Special Report For For Management
Regarding Ongoing Related-Party
Transactions
17 Approve Transaction with Philippe Camus For Against Management
Re: Vesting of Free Shares in the Event
of Termination of Corporate Mandate
18 Approve Transaction with Ben Verwaayen For Against Management
Re: Vesting of Equity Based Plans in
the Event of Termination of Corporate
Mandate, and Pension Scheme
19 Ratify Change of Registered Office to For For Management
3, Avenue Octave Greard, 75007 Paris
and Amend Article 4 of Bylaws
Accordingly
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 700 Million
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 920 Million
24 Approve Issuance of Shares Reserved for For For Management
Qualified Investors or Restricted
Number of Investors, up to Aggregate
Nominal Amount of EUR 920 Million
25 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22 to 24
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
27 Set Total Limit for Capital Increase to For For Management
Result from Issuance Requests under
Items 22 to 26 at EUR 1.620 Million
28 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
29 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
30 Authorize up to 4 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
31 Approve Employee Stock Purchase Plan For For Management
32 Amend Articles 13 and 14 of Bylaws Re: For For Management
Length of Terms for Directors and
Censors
33 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS Security ID: 01642TBBH
Meeting Date: OCT 6, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Floyd E. Bloom For For Management
1.3 Elect Director Robert A. Breyer For For Management
1.4 Elect Director David A. Broecker For For Management
1.5 Elect Director Geraldine Henwood For For Management
1.6 Elect Director Paul J. Mitchell For For Management
1.7 Elect Director Richard F. Pops For For Management
1.8 Elect Director Alexander Rich For For Management
1.9 Elect Director Mark B. Skaletsky For For Management
1.10 Elect Director Michael A. Wall For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441SMH
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director T. Michael Nevens For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
12 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135BNY
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For Against Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For Against Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537UTH
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director James F. Cordes For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Lester A. Hudson, Jr. For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Lionel L. Nowell III For For Management
1.10 Elect Director Richard L. Sandor For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
1.13 Elect Director John F. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652SMH
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Roger A. Carolin For For Management
1.3 Elect Director Winston J. Churchill For For Management
1.4 Elect Director Kenneth T. Joyce For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Stephen G. Newberry For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184XBNY
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tim Armstrong For For Management
2 Elect Director Richard Dalzell For Against Management
3 Elect Director Karen Dykstra For For Management
4 Elect Director William Hambrecht For For Management
5 Elect Director Susan Lyne For Against Management
6 Elect Director Patricia Mitchell For For Management
7 Elect Director Michael Powell For For Management
8 Elect Director Fredric Reynolds For For Management
9 Elect Director James Stengel For Against Management
10 Elect Director James Wiatt For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833IAH
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
ATMEL CORPORATION
Ticker: ATML Security ID: 049513SMH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven Laub For For Management
2 Elect Director Tsung-Ching Wu For For Management
3 Elect Director David Sugishita For For Management
4 Elect Director Papken Der Torossian For For Management
5 Elect Director Jack L. Saltich For For Management
6 Elect Director Charles Carinalli For For Management
7 Elect Director Edward Ross For For Management
8 Approve Qualified Employee Stock For For Management
Purchase Plan
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224OIH
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
1.12 Elect Director J. W. Stewart For For Management
1.13 Elect Director James L. Payne For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320SMH
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621IAH
Meeting Date: APR 12, 2010 Meeting Type: Annual
Record Date: FEB 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Renato DiPentima For For Management
2 Elect Director Alan Earhart For For Management
3 Elect Director Sanjay Vaswani For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Amend Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
CALDWELL & ORKIN FUNDS, INC.
Ticker: Security ID: 128819307
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: NOV 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342BOIH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Patrick For For Management
1.2 Elect Director Jon Erik Reinhardsen For For Management
1.3 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189TUTH
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Campbell For For Management
2 Elect Director Milton Carroll For For Management
3 Elect Director Derrill Cody For For Management
4 Elect Director Michael P. Johnson For For Management
5 Elect Director David M. McClanahan For For Management
6 Elect Director Robert T. O Connell For For Management
7 Elect Director Susan O. Rheney For For Management
8 Elect Director R.A. Walker For For Management
9 Elect Director Peter S. Wareing For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779IAH
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawton W. Fitt For For Management
2 Elect Director Patrick H. Nettles, For For Management
Ph.D.
3 Elect Director Michael J. Rowny For For Management
4 Elect Director Patrick T. Gallagher For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275RIAH
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
CLAYMORE EXCHANGE -TRADED FUNDS
Ticker: Security ID: 18383M100
Meeting Date: APR 27, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115UTH
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin Burke For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director George Campbell, Jr. For For Management
4 Elect Director Gordon J. Davis For For Management
5 Elect Director Michael J. Del Giudice For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director John F. Hennessy, III For For Management
8 Elect Director Sally Hernandez For For Management
9 Elect Director John F. Killian For For Management
10 Elect Director Eugene R. McGrath For For Management
11 Elect Director Michael W. Ranger For For Management
12 Elect Director L. Frederick Sutherland For For Management
13 Ratify Auditors For For Management
14 Increase Disclosure of Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702RIAH
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For Withhold Management
1.5 Elect Director Sallie L. Krawcheck For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Thomas W. Luce, III For For Management
1.8 Elect Director Klaus S. Luft For For Management
1.9 Elect Director Alex J. Mandl For For Management
1.10 Elect Director Sam Nunn For Withhold Management
2 Ratify Auditors For For Management
3 Reimburse Proxy Contest Expenses Against For Shareholder
4 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271COIH
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Withhold Management
1.2 Elect Director Lawrence R. Dickerson For Withhold Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For Withhold Management
1.8 Elect Director Arthur L. Rebell For For Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746UUTH
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director George A. Davidson, Jr. For For Management
1.4 Elect Director Thomas F. Farrell II For For Management
1.5 Elect Director John W. Harris For For Management
1.6 Elect Director Robert S. Jepson, Jr. For For Management
1.7 Elect Director Mark J. Kington For For Management
1.8 Elect Director Margaret A. McKenna For For Management
1.9 Elect Director Frank S. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Amend Quorum Requirements For For Management
8 Adopt Renewable Energy Production Goal Against Against Shareholder
9 Stop Construction of Nuclear Reactor at Against Against Shareholder
North Anna Facility
10 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441CUTH
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Report on Global Warming Lobbying Against Against Shareholder
Activities
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
DYNEGY INC.
Ticker: DYN Security ID: 26817GUTH
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Williamson For For Management
1.2 Elect Director David W. Biegler For For Management
1.3 Elect Director Thomas D. Clark, Jr. For For Management
1.4 Elect Director Victor E. Grijalva For For Management
1.5 Elect Director Patricia A. Hammick For For Management
1.6 Elect Director Howard B. Sheppard For For Management
1.7 Elect Director William L. Trubeck For For Management
2 Approve Reverse Stock Split For For Management
3 Eliminate Class of Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
7 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
- --------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246BNY
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald D. Fisher For For Management
2 Elect Director Steven J. Freiberg For For Management
3 Elect Director Kenneth C. Griffin For For Management
4 Elect Director Joseph M. Velli For For Management
5 Elect Director Donna L. Weaver For For Management
6 Approve Reverse Stock Split For For Management
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EARTHLINK, INC.
Ticker: ELNK Security ID: 270321BNY
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan D. Bowick For For Management
1.2 Elect Director Terrell B. Jones For For Management
1.3 Elect Director David A. Koretz For For Management
2 Ratify Auditors For For Management
3 Report on Adoption of Free and Open Against Against Shareholder
Internet Policy
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642BNY
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020UTH
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova For For Management
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Charles B. Curtis For For Management
1.6 Elect Director Bradford M. Freeman For For Management
1.7 Elect Director Luis G. Nogales For For Management
1.8 Elect Director Ronald L. Olson For For Management
1.9 Elect Director James M. Rosser For For Management
1.10 Elect Director Richard T. Schlosberg, For For Management
III
1.11 Elect Director Thomas C. Sutton For For Management
1.12 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
EL PASO CORPORATION
Ticker: EP Security ID: 28336LUTH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Juan Carlos Braniff For For Management
2 Elect Director David W. Crane For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Robert W. Goldman For For Management
5 Elect Director Anthony W. Hall, Jr. For For Management
6 Elect Director Thomas R. Hix For For Management
7 Elect Director Ferrell P. McClean For For Management
8 Elect Director Timothy J. Probert For For Management
9 Elect Director Steven J. Shapiro For For Management
10 Elect Director J. Michael Talbert For For Management
11 Elect Director Robert F. Vagt For For Management
12 Elect Director John L. Whitmire For For Management
13 Amend Omnibus Stock Plan For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648IAH
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL PLC
Ticker: ESV Security ID: 26874QOIH
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
Delaware to England]
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358QOIH
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Kelly II as Class II For For Management
Director
2 Elect Rita Rodriguez as Class II For For Management
Director
3 Appoint KPMG LLP as US Independent For For Management
Registered Public Accounting Firm for
2010
4 Appoint KPMG Audit plc as Auditors and For For Management
Authorise Their Remuneration
5 Re-approve the Ensco 2005 Cash For For Management
Incentive Plan
- --------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364GUTH
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen Scannell Bateman For Against Management
2 Elect Director W. Frank Blount For For Management
3 Elect Director Gary W. Edwards For Against Management
4 Elect Director Alexis M. Herman For Against Management
5 Elect Director Donald C. Hintz For For Management
6 Elect Director J. Wayne Leonard For For Management
7 Elect Director Stuart L. Levenick For For Management
8 Elect Director Stewart C. Myers For For Management
9 Elect Director James R. Nichols For For Management
10 Elect Director William A. Percy, II For For Management
11 Elect Director W.J. Tauzin For Against Management
12 Elect Director Steven V. Wilkinson For For Management
13 Ratify Auditors For For Management
14 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904BBH
Meeting Date: JAN 27, 2010 Meeting Type: Special
Record Date: DEC 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161NUTH
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXTERRAN HOLDINGS, INC.
Ticker: EXH Security ID: 30225XOIH
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet F. Clark For For Management
1.2 Elect Director Ernie L. Danner For For Management
1.3 Elect Director Uriel E. Dutton For For Management
1.4 Elect Director Gordon T. Hall For For Management
1.5 Elect Director J.W.G. Honeybourne For For Management
1.6 Elect Director John E. Jackson For For Management
1.7 Elect Director Mark A. McCollum For For Management
1.8 Elect Director William C. Pate For For Management
1.9 Elect Director Stephen M. Pazuk For For Management
1.10 Elect Director Christopher T. Seaver For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932UTH
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.8 Elect Director Catherine A. Rein For Withhold Management
1.9 Elect Director George M. Smart For Withhold Management
1.10 Elect Director Wes M. Taylor For Withhold Management
1.11 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571UTH
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216OIH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140SMH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200IAH
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against For Shareholder
17 Provide for Cumulative Voting Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287374
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287390
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287192
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287432
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287440
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287457
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287564
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287697
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287739
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287754
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288182
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288281
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288422
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288513
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288653
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288661
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288711
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288810
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288828
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288836
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288844
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288K66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288L66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288M33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288P66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288P77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288Q33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288R33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288R44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288R55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288R66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F00
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287G77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287I00
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287I55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287I66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286A00
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286A33
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286A88
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286B00
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286B11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B22
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286C44
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286C88
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286103
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES, INC.
Ticker: EZA Security ID: 464286400
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES, INC.
Ticker: EZA Security ID: 464286665
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES, INC.
Ticker: EZA Security ID: 464286673
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES, INC.
Ticker: EZA Security ID: 464286871
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
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ISHARES, INC.
Ticker: EZA Security ID: 464286632
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286657
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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ISHARES, INC.
Ticker: EZA Security ID: 464286822
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625HRKH
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against For Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against For Shareholder
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JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203RIAH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For Withhold Management
1.3 Elect Director William F. Meehan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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KEYCORP
Ticker: KEY Security ID: 493267RKH
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bares For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Carol A. Cartwright For For Management
1.4 Elect Director Alexander M. Cutler For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Kristen L. Manos For For Management
1.8 Elect Director Eduardo R. Menasce For For Management
1.9 Elect Director Henry L. Meyer III For For Management
1.10 Elect Director Edward W. Stack For For Management
1.11 Elect Director Thomas C. Stevens For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Voting Rights of Series B For For Management
Preferred Stock
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officer's Compensation
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KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480SMH
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678SMH
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For Withhold Management
1.3 Elect Director Lothar Maier For For Management
1.4 Elect Director Richard M. Moley For Withhold Management
1.5 Elect Director Thomas S. Volpe For Withhold Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI CORP
Ticker: LSI Security ID: 502161SMH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.f. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan M. Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
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MCAFEE, INC.
Ticker: MFE Security ID: 579064BNY
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas E. Darcy For For Management
2 Elect Director Denis J. O'Leary For For Management
3 Elect Director Robert W. Pangia For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Ratify Auditors For For Management
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MODUSLINK GLOBAL SOLUTIONS, INC.
Ticker: MLNK Security ID: 60786LBNY
Meeting Date: DEC 9, 2009 Meeting Type: Annual
Record Date: OCT 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis J. Jules For For Management
1.2 Elect Director Joseph C. Lawler For For Management
1.3 Elect Director Michael J. Mardy For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
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NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359FOIH
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John V. Lombardi as Director For Withhold Management
1.2 Elect James L. Payne as Director For Withhold Management
2 Appoint Pricewaterhouse Coopers LLP and For For Management
Authorize Audit Committee of the Board
to Fix Their Remuneration
3 Adopt Pay for Superior Performance Against For Shareholder
Standard in the Company's Executive
Compensation Plan for Senior Executives
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071OIH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben A. Guill For For Management
1.2 Elect Director Roger L. Jarvis For For Management
1.3 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
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NETAPP, INC.
Ticker: NTAP Security ID: 64110DIAH
Meeting Date: OCT 14, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For Withhold Management
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director Thomas Georgens For For Management
1.6 Elect Director Mark Leslie For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008SMH
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director Yoshio Nishi For For Management
1.5 Elect Director Glen G. Possley For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director William R. Spivey For For Management
1.8 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020YSWH
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul A. Ricci For For Management
2 Elect Director Robert G. Teresi For For Management
3 Elect Director Robert J. Frankenberg For For Management
4 Elect Director Katharine A. Martin For For Management
5 Elect Director Patrick T. Hackett For For Management
6 Elect Director William H. Janeway For For Management
7 Elect Director Mark B. Myers For For Management
8 Elect Director Philip J. Quigley For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331CUTH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For For Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Amend Omnibus Stock Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
16 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
17 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078RKH
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Duff For For Management
1.2 Elect Director Michael R. Francis For For Management
1.3 Elect Director Virginia Gambale For For Management
1.4 Elect Director B. Kristine Johnson For For Management
1.5 Elect Director Addison L. Piper For For Management
1.6 Elect Director Lisa K. Polsky For For Management
1.7 Elect Director Frank L. Sims For For Management
1.8 Elect Director Jean M. Taylor For For Management
1.9 Elect Director Michele Volpi For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST
Ticker: PWC Security ID: 73935X229
Meeting Date: MAR 22, 2010 Meeting Type: Special
Record Date: FEB 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director H. Bruce Bond For For Management
1.4 Elect Director Kevin M. Carome For For Management
1.5 Elect Director Marc M. Kole For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Donald H. Wilson For For Management
- --------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST
Ticker: PWC Security ID: 73935X690
Meeting Date: MAR 22, 2010 Meeting Type: Special
Record Date: FEB 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director H. Bruce Bond For For Management
1.4 Elect Director Kevin M. Carome For For Management
1.5 Elect Director Marc M. Kole For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Donald H. Wilson For For Management
- --------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503BNY
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263UTH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker, II For For Management
2 Elect Director James E. Bostic, Jr. For For Management
3 Elect Director Harris E. DeLoach, Jr. For For Management
4 Elect Director James B. Hyler, Jr. For For Management
5 Elect Director William D. Johnson For For Management
6 Elect Director Robert W. Jones For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Melquiades R. Martinez For For Management
9 Elect Director E. Marie McKee For For Management
10 Elect Director John H. Mullin, III For For Management
11 Elect Director Charles W. Pryor, Jr. For For Management
12 Elect Director Carlos A. Saladrigas For For Management
13 Elect Director Theresa M. Stone For For Management
14 Elect Director Alfred C. Tollison, Jr. For For Management
15 Ratify Auditors For For Management
16 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573UTH
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert R. Gamper, Jr. For For Management
2 Elect Director Conrad K. Harper For For Management
3 Elect Director William V. Hickey For For Management
4 Elect Director Ralph Izzo For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director David Lilley For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Hak Cheol Shin For For Management
9 Elect Director Richard J. Swift For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REALNETWORKS, INC.
Ticker: RNWK Security ID: 75605LBNY
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Chapple For For Management
1.2 Elect Director Robert Glaser For Withhold Management
1.3 Elect Director Pradeep Jotwani For Withhold Management
2 Approve Employee Stock Option Exchange For For Management
Program
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EPRKH
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bartholomew, For For Management
Jr.
2 Elect Director George W. Bryan For For Management
3 Elect Director David J. Cooper, Sr. For For Management
4 Elect Director Earnest W. Deavenport, For For Management
Jr.
5 Elect Director Don DeFosset For For Management
6 Elect Director O.B. Grayson Hall, Jr. For For Management
7 Elect Director Charles D. McCrary For For Management
8 Elect Director James R. Malone For For Management
9 Elect Director Susan W. Matlock For For Management
10 Elect Director John E. Maupin, Jr. For For Management
11 Elect Director John R. Roberts For For Management
12 Elect Director Lee J. Styslinger III For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Approve Omnibus Stock Plan For For Management
15 Increase Authorized Common Stock For For Management
16 Ratify Auditors For For Management
17 Adopt Anti Gross-up Policy Against For Shareholder
18 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382OIH
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William T. Fox III For For Management
2 Elect Director Sir Graham Hearne For For Management
3 Elect Director H. E. Lentz For For Management
4 Elect Director P. Dexter Peacock For Against Management
5 Reduce Supermajority Vote Requirement For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RRI ENERGY, INC.
Ticker: RRI Security ID: 74971XUTH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. William Barnett For For Management
2 Elect Director Mark M. Jacobs For For Management
3 Elect Director Steven L. Miller For For Management
4 Elect Director Laree E. Perez For For Management
5 Elect Director Evan J. Silverstein For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004CSMH
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director James D. Meindl For For Management
2 Ratify Auditors For For Management
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SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857OIH
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
SOUTHERN COMPANY, THE
Ticker: SO Security ID: 842587UTH
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Baranco For For Management
1.2 Elect Director J. A. Boscia For For Management
1.3 Elect Director H. A. Clark III For For Management
1.4 Elect Director H. W. Habermeyer, Jr. For For Management
1.5 Elect Director V. M. Hagen For For Management
1.6 Elect Director W. A. Hood, Jr. For For Management
1.7 Elect Director D. M. James For For Management
1.8 Elect Director J. N. Purcell For For Management
1.9 Elect Director D. M. Ratcliffe For For Management
1.10 Elect Director W. G. Smith, Jr. For For Management
1.11 Elect Director L. D. Thompson For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Increase Authorized Common Stock For For Management
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
7 Report on Coal Combustion Waste Hazard Against For Shareholder
and Risk Mitigation Efforts
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A417
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A607
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A656
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A748
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A755
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477RKH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Logue For For Management
11 Elect Director R. Sergel For For Management
12 Elect Director R. Skates For For Management
13 Elect Director G. Summe For For Management
14 Elect Director R. Weissman For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: JAVA Security ID: 866810IAH
Meeting Date: DEC 17, 2009 Meeting Type: Annual
Record Date: OCT 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director Stephen M. Bennett For Against Management
1.4 Elect Director Peter L.S. Currie For For Management
1.5 Elect Director Robert J. Finocchio, Jr. For For Management
1.6 Elect Director James H. Greene, Jr. For For Management
1.7 Elect Director Michael E. Marks For For Management
1.8 Elect Director Rahul N. Merchant For For Management
1.9 Elect Director Patricia E. Mitchell For For Management
1.10 Elect Director M. Kenneth Oshman For Against Management
1.11 Elect Director P. Anthony Ridder For Against Management
1.12 Elect Director Jonathan I. Schwartz For For Management
2 Ratify Auditors For For Management
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SYCAMORE NETWORKS, INC.
Ticker: SCMRD Security ID: 871206BDH
Meeting Date: JAN 5, 2010 Meeting Type: Annual
Record Date: NOV 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Donahue For For Management
1.2 Elect Director John W. Gerdelman For For Management
2 Ratify Auditors For For Management
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SYCAMORE NETWORKS, INC.
Ticker: SCMRD Security ID: 871206IAH
Meeting Date: JAN 5, 2010 Meeting Type: Annual
Record Date: NOV 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Donahue For For Management
1.2 Elect Director John W. Gerdelman For For Management
2 Ratify Auditors For For Management
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SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503IAH
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Brown For For Management
1.2 Elect Director William T. Coleman For For Management
1.3 Elect Director Frank E. Dangeard For For Management
1.4 Elect Director Geraldine B. Laybourne For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Robert S. Miller For For Management
1.7 Elect Director Enrique Salem For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORP.
Ticker: AMTD Security ID: 87236YBNY
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director William H. Hatanaka For Withhold Management
1.3 Elect Director J. Peter Ricketts For Withhold Management
1.4 Elect Director Allan R. Tessler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770SMH
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Bagley For For Management
2 Elect Director Michael A. Bradley For For Management
3 Elect Director Albert Carnesale For For Management
4 Elect Director Edwin J. Gillis For For Management
5 Elect Director Paul J. Tufano For For Management
6 Elect Director Roy A. Vallee For For Management
7 Elect Director Patricia S. Wolpert For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732JBNY
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For Against Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For Against Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For Against Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For Against Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317BNY
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214IAH
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Alter Mandatory Retirement Policy for For For Management
Directors
3 Approve Decrease in Size of Board For For Management
4 Elect Director Henry C. Duques For For Management
5 Elect Director Theodore E. Martin For For Management
6 Elect Director Charles B. McQuade For For Management
7 Ratify Auditors For For Management
8 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
VANGUARD WORLD FUNDS
Ticker: VDC Security ID: 92204A504
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D.Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy -Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy -Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy -Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy -Concentrating
Investments in a Particular Industry or
Group of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy -Outdated Fundamental
Policies Not Required by Law
- --------------------------------------------------------------------------------
VANGUARD WORLD FUNDS
Ticker: VDC Security ID: 92204A603
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D.Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy -Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy -Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy -Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy -Concentrating
Investments in a Particular Industry or
Group of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy -Outdated Fundamental
Policies Not Required by Law
- --------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION
Ticker: VTSS Security ID: 928497SMH
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. Gardner For For Management
1.2 Elect Director Steve P. Hanson For For Management
1.3 Elect Director James H. Hugar For For Management
1.4 Elect Director G. Grant Lyon For For Management
1.5 Elect Director Edward Rogas, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457UTH
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathleen B. Cooper For For Management
2 Elect Director William R. Granberry For For Management
3 Elect Director William G. Lowrie For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
7 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332BNY
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Management
3 Elect Director Pati S. Hart For For Management
4 Elect Director Eric Hippeau For For Management
5 Elect Director Susan M. James For For Management
6 Elect Director Vyomesh Joshi For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
===================== DIREXION EVOLUTION MANAGED BOND FUND =====================
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC.
Ticker: AWF Security ID: 01879R106
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Keith For For Management
1.2 Elect Director Michael J. Downey For For Management
1.3 Elect Director Nancy P. Jacklin For For Management
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BLACKROCK CORPORATE HIGH YIELD FUND VI INC
Ticker: HYT Security ID: 09255P107
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Frank J. Fabozzi For For Management
1.6 Elect Trustee Kathleen F. Feldstein For For Management
1.7 Elect Trustee James T. Flynn For For Management
1.8 Elect Trustee Henry Gabbay For For Management
1.9 Elect Trustee Jerrold B. Harris For For Management
1.10 Elect Trustee R. Glenn Hubbard For For Management
1.11 Elect Trustee W. Carl Kester For For Management
1.12 Elect Trustee Karen P. Robards For For Management
- --------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME STATEGIES FUND INC
Ticker: FRA Security ID: 09255X100
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Frank J. Fabozzi For For Management
1.6 Elect Trustee Kathleen F. Feldstein For For Management
1.7 Elect Trustee James T. Flynn For For Management
1.8 Elect Trustee Henry Gabbay For For Management
1.9 Elect Trustee Jerrold B. Harris For For Management
1.10 Elect Trustee R. Glenn Hubbard For For Management
1.11 Elect Trustee W. Carl Kester For For Management
1.12 Elect Trustee Karen P. Robards For For Management
- --------------------------------------------------------------------------------
BLACKROCK PREFERRED INCOME STRATEGIES FUND INC
Ticker: PSY Security ID: 09255H105
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee G. Nicholas Beckwith, III For For Management
1.2 Elect Trustee Richard E. Cavanagh For For Management
1.3 Elect Trustee Richard S. Davis For For Management
1.4 Elect Trustee Kent Dixon For For Management
1.5 Elect Trustee Kathleen F. Feldstein For For Management
1.6 Elect Trustee James T. Flynn For For Management
1.7 Elect Trustee Henry Gabbay For For Management
1.8 Elect Trustee Jerrold B. Harris For For Management
1.9 Elect Trustee R. Glenn Hubbard For For Management
1.10 Elect Trustee Karen P. Robards For For Management
- --------------------------------------------------------------------------------
EVERGREEN MULTI-SECTOR INCOME FUND
Ticker: ERC Security ID: 30024Y104
Meeting Date: FEB 12, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Dun Gifford For For Management
1.2 Elect Director Dr. Leroy Keith, Jr. For For Management
1.3 Elect Director Patricia B. Norris For For Management
1.4 Elect Director Michael S. Scofield For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287226
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287242
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287432
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287440
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287457
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288414
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288513
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288588
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288646
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288661
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288M22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288P55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288P77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
MFS CHARTER INCOME TRUST
Ticker: MCR Security ID: 552727109
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee Robert C. Pozen For For Management
1.4 Elect Trustee J. Dale Sherratt For For Management
- --------------------------------------------------------------------------------
MFS GOVERNMENT MARKETS INCOME TRUST
Ticker: MGF Security ID: 552939100
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee Robert C. Pozen For For Management
1.4 Elect Trustee J. Dale Sherratt For For Management
- --------------------------------------------------------------------------------
MFS INTERMEDIATE INCOME TRUST
Ticker: MIN Security ID: 55273C107
Meeting Date: SEP 10, 2009 Meeting Type: Annual
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert E. Butler For For Management
1.2 Elect Trustee David H. Gunning For For Management
1.3 Elect Trustee William R. Gutow For For Management
1.4 Elect Trustee Michael Hegarty For For Management
1.5 Elect Trustee John P. Kavanaugh For For Management
1.6 Elect Trustee Robert C. Pozen For For Management
1.7 Elect Trustee J. Dale Sherratt For For Management
1.8 Elect Trustee Robert W. Uek For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
PUTNAM PREMIER INCOME TRUST
Ticker: PPT Security ID: 746853100
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Fix Number of Directors and Elect For For Management
Trustee Ravi Akhoury
1.2 Fix Number of Directors and Elect For For Management
Trustee Jameson A. Baxter
1.3 Fix Number of Directors and Elect For For Management
Trustee Charles B. Curtis
1.4 Fix Number of Directors and Elect For For Management
Trustee Robert J. Darretta
1.5 Fix Number of Directors and Elect For For Management
Trustee Myra R. Drucker
1.6 Fix Number of Directors and Elect For For Management
Trustee John A. Hill
1.7 Fix Number of Directors and Elect For For Management
Trustee Paul L. Joskow
1.8 Fix Number of Directors and Elect For For Management
Trustee Elizabeth T. Kennan
1.9 Fix Number of Directors and Elect For For Management
Trustee Kenneth R. Leibler
1.10 Fix Number of Directors and Elect For For Management
Trustee Robert E. Patterson
1.11 Fix Number of Directors and Elect For For Management
Trustee George Putnam, III
1.12 Fix Number of Directors and Elect For For Management
Trustee W. Thomas Stephens
1.13 Fix Number of Directors and Elect For For Management
Trustee Richard B. Worley
1.14 Fix Number of Directors and Elect For For Management
Trustee Robert L. Reynolds
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A516
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A680
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS INCOME FUND
Ticker: TEI Security ID: 880192109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Frank J. Crothers For For Management
1.2 Elect Trustee Frank A. Olson For For Management
1.3 Elect Trustee Charles B. Johnson For For Management
1.4 Elect Trustee Gregory E. Johnson For For Management
1.5 Elect Trustee J. Michael Luttig For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VANGUARD BOND INDEX FUNDS
Ticker: BND Security ID: 921937835
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D. Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy- Purchasing And
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy- Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy- Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy- Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy- Purchasing And
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy- Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy- Outdated Fundamental
Policies not Required By Law.
9 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
- --------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: ESD Security ID: 95766A101
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date: DEC 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director R. Jay Gerken For For Management
- --------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC
Ticker: HIX Security ID: 95766J102
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paolo M. Cucchi For For Management
1.2 Elect Trustee Leslie H. Gelb For For Management
1.3 Elect Trustee Riordan Roett For For Management
- --------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: FEB 2, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
2 Approve Investment Advisory Agreement For Did Not Vote Management
3 Approve Investment Advisory Agreement For Did Not Vote Management
4 Approve Investment Advisory Agreement For Did Not Vote Management
5 Approve Investment Advisory Agreement For Did Not Vote Management
- --------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Toupin, Jr. For For Management
1.2 Elect Director R. Jay Gerken For For Management
==================== DIREXION EVOLUTION MARKET LEADERS FUND ====================
CLAYMORE EXCHANGE -TRADED FUNDS
Ticker: Security ID: 18383M209
Meeting Date: APR 27, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
CLAYMORE EXCHANGE -TRADED FUNDS
Ticker: Security ID: 18383M506
Meeting Date: APR 27, 2010 Meeting Type: Special
Record Date: NOV 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: JUL 24, 2009 Meeting Type: Annual
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For Withhold Management
1.2 Elect Director Philippe Benacin For Withhold Management
1.3 Elect Director Russell Greenberg For Withhold Management
1.4 Elect Director Philippe Santi For Withhold Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Jean Levy For For Management
1.7 Elect Director Robert Bensoussan-Torres For For Management
1.8 Elect Director Serge Rosinoer For For Management
1.9 Elect Director Patrick Choel For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287473
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287879
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288273
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288406
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288448
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288505
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288703
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288877
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288L55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288M11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288M55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288Q22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288R99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F88
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287J66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286A00
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286A11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B55
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B88
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286C88
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286103
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286665
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286871
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286202
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286715
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286756
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST
Ticker: PWC Security ID: 73935X302
Meeting Date: MAR 22, 2010 Meeting Type: Special
Record Date: FEB 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director H. Bruce Bond For For Management
1.4 Elect Director Kevin M. Carome For For Management
1.5 Elect Director Marc M. Kole For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Donald H. Wilson For For Management
- --------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST
Ticker: PWC Security ID: 73935X567
Meeting Date: MAR 22, 2010 Meeting Type: Special
Record Date: FEB 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director H. Bruce Bond For For Management
1.4 Elect Director Kevin M. Carome For For Management
1.5 Elect Director Marc M. Kole For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Donald H. Wilson For For Management
- --------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST
Ticker: PWC Security ID: 73935X583
Meeting Date: MAR 22, 2010 Meeting Type: Special
Record Date: FEB 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director H. Bruce Bond For For Management
1.4 Elect Director Kevin M. Carome For For Management
1.5 Elect Director Marc M. Kole For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Donald H. Wilson For For Management
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A300
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A409
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A821
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
VANGUARD INDEX FUNDS
Ticker: VTV Security ID: 922908538
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D. Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy -Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy -Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy -Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy -Purchasing and
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy -Concentrating
Investments in a Particular Industry or
Group of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy -Outdated Fundamental
Policies Not Required by Law
- --------------------------------------------------------------------------------
VANGUARD SPECIALIZED FUNDS
Ticker: VIG Security ID: 921908844
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D.Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy- Purchasing And
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy-Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy-Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy-Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy-Purchasing And
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy-Concentrating
Investments In A Particular Industry Or
Group Of Industries.
8 Approve Elimination of Fundamental For For Management
Investment Policy-Outdated Fundamental
Policies not Required By Law.
- --------------------------------------------------------------------------------
VANGUARD WORLD FUND
Ticker: EDV Security ID: 921910816
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John J. Brennan For For Management
1.2 Elect Trustee Charles D.Ellis For For Management
1.3 Elect Trustee Emerson U. Fullwood For For Management
1.4 Elect Trustee Rajiv L. Gupta For For Management
1.5 Elect Trustee Amy Gutmann For For Management
1.6 Elect Trustee JoAnn Heffernan Heisen For For Management
1.7 Elect Trustee F. William McNabb, III For For Management
1.8 Elect Trustee Andre F. Perold For For Management
1.9 Elect Trustee Alfred M. Rankin, Jr. For For Management
1.10 Elect Trustee Peter F. Volanakis For For Management
2 Approve Change of Fundamental For For Management
Investment Policy-Purchasing And
Selling Real Estate
3 Approve Change of Fundamental For For Management
Investment Policy-Issuing Senior
Securities
4 Approve Change of Fundamental For For Management
Investment Policy-Borrowing Money
5 Approve Change of Fundamental For For Management
Investment Policy-Making Loans
6 Approve Change of Fundamental For For Management
Investment Policy-Purchasing And
Selling Commodities
7 Approve Change of Fundamental For For Management
Investment Policy-Concentrating
Investments In A Particularindustry Or
Group Of Industries
8 Approve Elimination of Fundamental For For Management
Investment Policy-Outdated Fundamental
Policies not Required By Law
=================== DIREXION FINANCIAL TRENDS STRATEGY FUND ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== DIREXION HCM FREEDOM FUND ===========================
LOOMIS SAYLES FUNDS I
Ticker: Security ID: 543495832
Meeting Date: MAY 27, 2010 Meeting Type: Special
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Drucker For For Management
1.2 Elect Director Wendell J. Knox For For Management
1.3 Elect Director Erik R. Sirri For For Management
1.4 Elect Director Peter J. Smail For For Management
- --------------------------------------------------------------------------------
PUTNAM DIVERSIFIED INCOME TRUST
Ticker: Security ID: 746704501
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: AUG 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Ravi Akhoury For For Management
1.2 Elect Trustee Jameson A. Baxter For For Management
1.3 Elect Trustee Charles B. Curtis For For Management
1.4 Elect Trustee Robert J. Darretta For For Management
1.5 Elect Trustee Myra R. Drucker For For Management
1.6 Elect Trustee John A. Hill For For Management
1.7 Elect Trustee Paul L. Joskow For For Management
1.8 Elect Trustee Elizabeth T. Kennan For For Management
1.9 Elect Trustee Kenneth R. Leibler For For Management
1.10 Elect Trustee Robert E. Patterson For For Management
1.11 Elect Trustee George Putnam, III For For Management
1.12 Elect Trustee Robert L. Reynolds For For Management
1.13 Elect Trustee W. Thomas Stephens For For Management
1.14 Elect Trustee Richard B. Worley For For Management
2 Approve Investment Management Agreement For For Management
============================ DIREXION HY BEAR FUND =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== DIREXION MONTHLY 10 YEAR NOTE BEAR 2X FUND ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== DIREXION MONTHLY 10 YEAR NOTE BULL 2X FUND ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== DIREXION MONTHLY CHINA BULL 2X FUND ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== DIREXION MONTHLY COMMODITY BULL 2X FUND ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== DIREXION MONTHLY DEVELOPED MARKETS BEAR 2X FUND ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== DIREXION MONTHLY DEVELOPED MARKETS BULL 2X FUND ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== DIREXION MONTHLY DOLLAR BEAR 2X FUND =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== DIREXION MONTHLY DOLLAR Bull 2X FUND =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ DIREXION MONTHLY EMERGING MARKETS BEAR 2X FUND ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ DIREXION MONTHLY EMERGING MARKETS BULL 2X FUND ================
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
================= DIREXION MONTHLY LATIN AMERICA BULL 2X FUND ==================
ISHARES, INC.
Ticker: EZA Security ID: 464286A33
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286400
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
=================== DIREXION MONTHLY NASDAQ-100 BEAR 2X FUND ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== DIREXION MONTHLY NASDAQ-100 BULL 2X FUND ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== DIREXION MONTHLY S&P 500 BEAR 2X FUND =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== DIREXION MONTHLY S&P 500 BULL 2X FUND =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== DIREXION MONTHLY SMALL CAP BEAR 2X FUND ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== DIREXION MONTHLY SMALL CAP BULL 2X FUND ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= DIREXION PSI CORE STRENGTH FUND ========================
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441SMH
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director T. Michael Nevens For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
12 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652SMH
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Roger A. Carolin For For Management
1.3 Elect Director Winston J. Churchill For For Management
1.4 Elect Director Kenneth T. Joyce For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Stephen G. Newberry For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654SMH
Meeting Date: JUL 20, 2009 Meeting Type: Special
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222SMH
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Splinter For For Management
1.2 Elect Director Aart J. de Geus For For Management
1.3 Elect Director Stephen R. Forrest For For Management
1.4 Elect Director Thomas J. Iannotti For For Management
1.5 Elect Director Susan M. James For For Management
1.6 Elect Director Alexander A. Karsner For For Management
1.7 Elect Director Gerhard H. Parker For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Willem P. Roelandts For For Management
1.10 Elect Director James E. Rogers For Withhold Management
1.11 Elect Director Robert H. Swan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224OIH
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
1.12 Elect Director J. W. Stewart For For Management
1.13 Elect Director James L. Payne For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342BOIH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Patrick For For Management
1.2 Elect Director Jon Erik Reinhardsen For For Management
1.3 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160KRTH
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.S. Carson, Sr., M.D. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director Jill S. Ruckelshaus For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271COIH
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Withhold Management
1.2 Elect Director Lawrence R. Dickerson For Withhold Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For Withhold Management
1.8 Elect Director Arthur L. Rebell For For Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358QOIH
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Kelly II as Class II For For Management
Director
2 Elect Rita Rodriguez as Class II For For Management
Director
3 Appoint KPMG LLP as US Independent For For Management
Registered Public Accounting Firm for
2010
4 Appoint KPMG Audit plc as Auditors and For For Management
Authorise Their Remuneration
5 Re-approve the Ensco 2005 Cash For For Management
Incentive Plan
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216OIH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287192
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287226
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287242
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287465
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287556
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287655
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287739
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287762
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287838
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288513
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287G66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287I55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287I77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287J33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255RTH
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Reduce Supermajority Vote Requirement Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678SMH
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For Withhold Management
1.3 Elect Director Lothar Maier For For Management
1.4 Elect Director Richard M. Moley For Withhold Management
1.5 Elect Director Thomas S. Volpe For Withhold Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI CORP
Ticker: LSI Security ID: 502161SMH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.f. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan M. Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359FOIH
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John V. Lombardi as Director For Withhold Management
1.2 Elect James L. Payne as Director For Withhold Management
2 Appoint Pricewaterhouse Coopers LLP and For For Management
Authorize Audit Committee of the Board
to Fix Their Remuneration
3 Adopt Pay for Superior Performance Against For Shareholder
Standard in the Company's Executive
Compensation Plan for Senior Executives
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640SMH
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For For Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director John T. Dickson For For Management
1.6 Elect Director Robert J. Frankenberg For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. McCracken For For Management
1.9 Elect Director Roderick C. McGeary For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Repricing of Options For For Management
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833NOIH
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Michael Cawley as Director For For Management
1b Reelect Gordon Hall as Director For For Management
1c Reelect Jack Little as Director For For Management
2 Approve Creation of CHF 663.0 Million For Against Management
Pool of Capital without Preemptive
Rights
3 Approve CHF 143.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.52 per Share
4 Approve CHF 154.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.56 per Share
5 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004CSMH
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director James D. Meindl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857OIH
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A417
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A755
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508SMH
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423OIH
Meeting Date: JUL 9, 2009 Meeting Type: Annual
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director James C. Day For Withhold Management
1.3 Elect Director Richard T. Du Moulin For Withhold Management
1.4 Elect Director J. Wayne Leonard For For Management
1.5 Elect Director Jon C. Madonna For For Management
1.6 Elect Director Joseph H. Netherland For For Management
1.7 Elect Director Richard A. Pattarozzi For For Management
1.8 Elect Director Nicholas Sutton For Withhold Management
1.9 Elect Director Cindy B. Taylor For For Management
1.10 Elect Director Dean E. Taylor For For Management
1.11 Elect Director Jack E. Thompson For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817HOIH
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Director For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION
Ticker: VTSS Security ID: 928497SMH
Meeting Date: JAN 7, 2010 Meeting Type: Special
Record Date: NOV 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Reverse Stock Split For For Management
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142RTH
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919SMH
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director Jerald G. Fishman For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director J. Michael Patterson For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director E.W. Vanderslice For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
======================== DIREXION PSI MACRO TRENDS FUND ========================
ISHARES TRUST
Ticker: IYT Security ID: 464287481
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287465
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287473
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287598
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287614
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287655
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288513
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: JKF Security ID: 464288N22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F88
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F99
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H00
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
======================== DIREXION PSI TOTAL RETURN FUND ========================
ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287226
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287242
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287432
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287457
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E11
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E33
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
================== DIREXION SPECTRUM EQUITY OPPORTUNITY FUND ===================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward F. Limato For Against Management
2 Elect Director Robert A. Rosholt For Against Management
3 Elect Director Craig R. Stapleton For Against Management
4 Elect Director Elizabeth M. Lee For For Management
5 Ratify Auditors For For Management
6 Approve Omnibus Stock Plan For Against Management
7 Require Independent Board Chairman Against For Shareholder
8 Declassify the Board of Directors Against For Shareholder
9 Adopt ILO Based Code of Conduct Against For Shareholder
- --------------------------------------------------------------------------------
DATA DOMAIN, INC.
Ticker: DDUP Security ID: 23767P109
Meeting Date: JUL 2, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Bernal For For Management
1.2 Elect Director Aneel Bhusri For Withhold Management
1.3 Elect Director Jeffrey A. Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMULEX CORPORATION
Ticker: ELX Security ID: 292475209
Meeting Date: JUL 10, 2009 Meeting Type: Proxy Contest
Record Date: MAY 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1 Revoke Consent to Amend Bylaws to Allow None Did Not Vote Management
Holders of 10% of the Company's Common
Stock to Call Special Shareholder
Meetings
2 Revoke Consent to Appoint Eric Brandt None Did Not Vote Management
and Arthur Chong as Stockholders'
Agents
3 Revoke Consent to Require Advance None Did Not Vote Management
Notice for Shareholder Nominations
4 Revoke Consent to Amend Bylaws to None Did Not Vote Management
Require Board to Fix Record Date for
Special Meetings
5 Revoke Consent to Repeal Any Amendments None Did Not Vote Management
to Bylaws Adopted on or After January
15, 2009
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None None
1 Consent to Amend Bylaws to Allow None Did Not Vote Management
Holders of 10% of the Company's Common
Stock to Call Special Shareholder
Meetings
2 Consent to Appoint Eric Brandt and None Did Not Vote Management
Arthur Chong as Stockholders' Agents
3 Consent to Require Advance Notice for None Did Not Vote Management
Shareholder Nominations
4 Consent to Amend Bylaws to Require None Did Not Vote Management
Board to Fix Record Date for Special
Meetings
5 Consent to Repeal Any Amendments to None Did Not Vote Management
Bylaws Adopted on or After January 15,
2009
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL PLC
Ticker: ESV Security ID: 26874QOIH
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
Delaware to England]
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
GAFISA SA
Ticker: GFSA3 Security ID: 362607301
Meeting Date: NOV 16, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For For Management
Bonds in the Amount up to BRL 600
Million
2 Authorize Board of Directors to Set the For For Management
Terms of the Debenture Issuance
3 Authorize Executive Officers to Execute For For Management
Resolutions to Issue Debentures
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara D. Carlini For For Management
1.2 Elect Director Douglas N. Daft For For Management
1.3 Elect Director Hinda Miller For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216OIH
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287655
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H66
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255RTH
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Reduce Supermajority Vote Requirement Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071OIH
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben A. Guill For For Management
1.2 Elect Director Roger L. Jarvis For For Management
1.3 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LTD
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Lazaridis For For Management
1.2 Elect Director James Estill For For Management
1.3 Elect Director David Kerr For For Management
1.4 Elect Director Roger Martin For For Management
1.5 Elect Director John Richardson For For Management
1.6 Elect Director Barbara Stymiest For For Management
1.7 Elect Director John Wetmore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD.
Ticker: SLXP Security ID: 795435106
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For For Management
1.2 Elect Director Thomas W. D?Alonzo For For Management
1.3 Elect Director Richard A. Franco, Sr. For For Management
1.4 Elect Director William P. Keane For For Management
1.5 Elect Director Carolyn J. Logan For For Management
1.6 Elect Director Mark A. Sirgo For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817HOIH
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Director For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
UAL CORPORATION
Ticker: UAUA Security ID: 902549807
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Almeida For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jane C. Garvey For For Management
1.5 Elect Director Walter Isaacson For For Management
1.6 Elect Director Robert D. Krebs For For Management
1.7 Elect Director Robert S. Miller For For Management
1.8 Elect Director James J. O'Connor For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director David J. Vitale For For Management
1.11 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Amend Securities Transfer Restrictions For Against Management
================== DIREXION SPECTRUM GLOBAL PERSPECTIVE FUND ===================
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287465
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287F77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286A33
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286400
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: KOKBFG Security ID: 48241A105
Meeting Date: JAN 7, 2010 Meeting Type: Special
Record Date: DEC 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kang Chung-Won as CEO For For Management
================== DIREXION SPECTRUM SELECT ALTERNATIVE FUND ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== DIREXION U.S. GOVERNMENT MONEY MARKET FUND ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== DIREXION/WILSHIRE DYNAMIC FUND ========================
ISHARES TRUST
Ticker: IYT Security ID: 464287861
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287176
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287234
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287630
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287648
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287D77
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287E22
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H44
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287H55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IYT Security ID: 464287J55
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G.C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B11
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286B33
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286C66
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee George G. C. Parker For For Management
1.2 Elect Trustee J. Darrell Duffie For For Management
1.3 Elect Trustee Cecilia H. Herbert For For Management
1.4 Elect Trustee Charles A. Hurty For For Management
1.5 Elect Trustee John E. Kerrigan For For Management
1.6 Elect Trustee Robert H. Silver For For Management
1.7 Elect Trustee Lee T. Kranefuss For Withhold Management
1.8 Elect Trustee John E. Martinez For For Management
1.9 Elect Trustee Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286665
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286699
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
ISHARES, INC.
Ticker: EZA Security ID: 464286848
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: AUG 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
2 Change Fundamental Investment Objective For For Management
to Non-fundamental
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A417
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A516
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
- --------------------------------------------------------------------------------
SPDR SERIES TRUST
Ticker: TFI Security ID: 78464A607
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Nesvet For Did Not Vote Management
1.2 Elect Director David M. Kelly For Did Not Vote Management
1.3 Elect Director Bonny Eugenia Boatman For Did Not Vote Management
1.4 Elect Director Dwight D. Churchill For Did Not Vote Management
1.5 Elect Director Carl G. Verboncoeur For Did Not Vote Management
1.6 Elect Director James E. Ross For Did Not Vote Management
2 Approve Multi-Manager Structure For Did Not Vote Management
3 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Making Loans
6 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Concentrating
Investments In A Particular Industry Or
Group Of Industries
8 Approve Change of Fundamental For Did Not Vote Management
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental For Did Not Vote Management
Investment Policy: Outdated Policies
Not Required By Law
========================== LONG/SHORT GLOBAL IPO FUND ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
(Registrant) Direxion Funds
By (Signature and Title) /s/ Daniel ONeill
Daniel ONeill
President
Date 7/25/10
========== END NPX REPORT