UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas, TX 75240-2650
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas , TX 75240-2650
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Concorde Value Fund
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933365442
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 01-Mar-2011
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt For For
1C ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
02 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE COMPENSATION OF AGILENT'S NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 TO APPROVE THE FREQUENCY OF VOTING ON THE COMPENSATION Mgmt 1 Year For
OF AGILENT'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933406387
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AA MODIFICATION OF THE DATE OF THE ANNUAL SHAREHOLDERS' Mgmt No vote
MEETING
AB MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
IN RELATION TO THE REMUNERATION OF THE EXECUTIVE
MANAGEMENT
AC1 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
ENTRY INTO FORCE OF THE MODIFICATIONS TO THE
ARTICLES OF ASSOCIATION RESULTING FROM THE
LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS
IN LISTED COMPANIES
AC2 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 24 - MEETINGS
AC3 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 25 - ADMISSION TO SHAREHOLDERS'
MEETINGS
AC4 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 26BIS - VOTE BY CORRESPONDENCE
AC5 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 28 - DELIBERATIONS
AC6 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 30 - ADJOURNMENTS
AC7 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt No vote
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 36 BIS
AD3 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt No vote
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: EXCLUSION OF THE PREFERENCE RIGHT IN
RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS
AD4 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt No vote
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: ISSUANCE OF SUBSCRIPTION RIGHTS
AD5 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt No vote
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: CONDITIONAL CAPITAL INCREASE
AD6 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt No vote
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: EXPRESS APPROVAL PURSUANT TO ARTICLE
554, INDENT 7, OF THE COMPANIES CODE
AD7 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt No vote
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: POWERS
BD APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote
BE DISCHARGE TO THE DIRECTORS Mgmt No vote
BF DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote
BH1 RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote
STEFAN DESCHEEMAEKER
BH2 APPOINTING AS DIRECTOR MR. PAUL CORNET DE WAYS Mgmt No vote
RUART
BH3 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt No vote
OF MR. KEES STORM
BH4 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt No vote
OF MR. PETER HARF
BH5 APPOINTING AS INDEPENDENT DIRECTOR MR. OLIVIER Mgmt No vote
GOUDET
BI1 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt No vote
OF THE COMPANY: APPROVING THE REMUNERATION
REPORT FOR THE FINANCIAL YEAR 2010
BI2 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt No vote
OF THE COMPANY: CONFIRMING THE SPECIFIC GRANTS
OF STOCK OPTIONS AND RESTRICTED STOCK UNITS
TO EXECUTIVES
BJ1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt No vote
OF CONTROL PROVISIONS RELATING TO THE UPDATED
EMTN PROGRAMME
BJ2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt No vote
OF CONTROL PROVISIONS RELATING TO THE US DOLLAR
NOTES
BJ3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt No vote
OF CONTROL PROVISIONS RELATING TO THE NOTES
ISSUED UNDER ANHEUSER-BUSCH INBEV'S SHELF REGISTRATION
STATEMENT FILED IN THE UNITED STATES ON FORM
F-3
BJ4 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt No vote
OF CONTROL PROVISIONS RELATING TO THE CAD DOLLAR
NOTES ISSUED VIA A CANADIAN PRIVATE PLACEMENT
CA FILINGS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 933412241
--------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: AON
ISIN: US0373891037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E ELECTION OF DIRECTOR: JUDSON C. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1G ELECTION OF DIRECTOR: JAN KALFF Mgmt For For
1H ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1I ELECTION OF DIRECTOR: R. EDEN MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1L ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1M ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1N ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1O ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1P ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AON'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AON CORPORATION 2011 INCENTIVE Mgmt For For
PLAN.
06 APPROVAL OF THE AON CORPORATION 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933307806
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS Mgmt No vote
AUDITORS AND AUTHORIZATION OF THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN OIL SANDS LIMITED Agenda Number: 933394203
--------------------------------------------------------------------------------------------------------------------------
Security: 13643E105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: COSWF
ISIN: CA13643E1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.E. (CHUCK) SHULTZ Mgmt For For
IAN A. BOURNE Mgmt For For
MARCEL R. COUTU Mgmt For For
GERALD W. GRANDEY Mgmt For For
DONALD J. LOWRY Mgmt For For
JOHN K. READ Mgmt For For
BRANT G. SANGSTER Mgmt For For
WESLEY R. TWISS Mgmt For For
JOHN B. ZAOZIRNY Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
OF THE CORPORATION FOR THE ENSUING YEAR AT
A REMUNERATION TO BE FIXED BY THE DIRECTORS
OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt Take No Action
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC Agenda Number: 933429169
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. DAVID CHATHAM Mgmt For For
1B ELECTION OF DIRECTOR: ANAND K. NALLATHAMBI Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS C. O'BRIEN Mgmt For For
1D ELECTION OF DIRECTOR: D. VAN SKILLING Mgmt For For
1E ELECTION OF DIRECTOR: DAVID F. WALKER Mgmt For For
1F ELECTION OF DIRECTOR: MARY LEE WIDENER Mgmt For For
02 APPROVAL OF THE CORELOGIC, INC. 2011 PERFORMANCE Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933366343
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt No vote
1B ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt No vote
1C ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt No vote
1D ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt No vote
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote
SAY-ON-PAY VOTES
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933291750
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 12-Aug-2010
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt No vote
03 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Mgmt No vote
ELIMINATE SUPERMAJORITY VOTE PROVISIONS
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr No vote
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr No vote
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933435491
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE UNNECESSARY AND OUTDATED
PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933389517
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1B ELECTION OF DIRECTOR: M. WALTER D'ALESSIO Mgmt For For
1C ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1D ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1E ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1F ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For
1G ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1I ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1M ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
1O ELECTION OF DIRECTOR: DON THOMPSON Mgmt For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE
YEAR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933423737
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. DILLON Mgmt For For
D.J. O'LEARY Mgmt For For
G.M. RENWICK Mgmt For For
C.W. STERN Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933315966
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Mgmt For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Mgmt For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Mgmt For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933381244
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEE A. CHADEN Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS HANESBRANDS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2011
FISCAL YEAR
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
PROXY STATEMENT FOR THE ANNUAL MEETING
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933390306
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1B ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1G ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1I ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1J ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2011 Mgmt For For
CASH INCENTIVE PLAN.
06 RE-APPROVAL OF THE PERFORMANCE FACTORS AND AWARD Mgmt For For
LIMITS UNDER THE 2011 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KNIGHTSBRIDGE TANKERS LIMITED Agenda Number: 933318847
--------------------------------------------------------------------------------------------------------------------------
Security: G5299G106
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: VLCCF
ISIN: BMG5299G1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RE-ELECT OLA LORENTZON AS A DIRECTOR OF THE Mgmt For For
COMPANY.
02 TO RE-ELECT DOUGLAS C. WOLCOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY.
03 TO RE-ELECT DAVID M. WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
04 TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF Mgmt For For
THE COMPANY.
05 TO ELECT HERMAN BILLUNG AS A DIRECTOR OF THE Mgmt For For
COMPANY TO FILL THE VACANCY CURRENTLY EXISTING
ON THE BOARD.
06 PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE
THEIR REMUNERATION.
07 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT
OF FEES NOT TO EXCEED US$500,000.00 FOR THE
YEAR ENDED DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 933342305
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 02-Dec-2010
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING L. AZOFF Mgmt For For
MARK CARLETON Mgmt For For
JONATHAN F. MILLER Mgmt For For
MICHAEL RAPINO Mgmt For For
MARK S. SHAPIRO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS LIVE NATION ENTERTAINMENT, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 933447888
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN DOLGEN Mgmt No vote
ROBERT TED ENLOE, III Mgmt No vote
JEFFREY T. HINSON Mgmt No vote
JAMES S. KAHAN Mgmt No vote
02 APPROVAL OF THE ISSUANCE AND SALE OF SHARES Mgmt No vote
OF LIVE NATION ENTERTAINMENT COMMON STOCK TO
LIBERTY MEDIA CORPORATION.
03 APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. Mgmt No vote
2006 ANNUAL INCENTIVE PLAN, AS AMENDED AND
RESTATED.
04 APPROVAL OF THE LIVE NATION ENTERTAINMENT, INC. Mgmt No vote
2005 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED.
05 ADVISORY VOTE ON THE COMPENSATION OF LIVE NATION Mgmt No vote
ENTERTAINMENT NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt No vote
ON THE COMPENSATION OF LIVE NATION ENTERTAINMENT
NAMED EXECUTIVE OFFICERS.
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS LIVE NATION ENTERTAINMENT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933414562
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE LOWE'S COMPANIES, INC. 2011 Mgmt For For
ANNUAL INCENTIVE PLAN.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING LINKING PAY TO Shr Against For
PERFORMANCE ON SUSTAINABILITY GOALS.
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt For For
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PENN WEST ENERGY TRUST Agenda Number: 933349400
--------------------------------------------------------------------------------------------------------------------------
Security: 707885109
Meeting Type: Special
Meeting Date: 14-Dec-2010
Ticker: PWE
ISIN: CA7078851093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY STATEMENT OF
PENN WEST DATED NOVEMBER 10, 2010 (THE "INFORMATION
CIRCULAR"), TO APPROVE A PLAN OF ARRANGEMENT
UNDER SECTION 193 OF THE BUSINESS CORPORATIONS
ACT (ALBERTA) AND RELATED MATTERS, WHICH WILL
RESULT IN THE REORGANIZATION OF PENN WEST INTO
A CORPORATION ("NEW PENN WEST"), ALL AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR;
02 AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS SET FORTH IN THE INFORMATION CIRCULAR, TO
APPROVE A STOCK OPTION PLAN FOR NEW PENN WEST,
ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD. Agenda Number: 933456558
--------------------------------------------------------------------------------------------------------------------------
Security: 707887105
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: PWE
ISIN: CA7078871059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF PENN WEST FOR THE ENSUING YEAR.
02 DIRECTOR
JAMES E. ALLARD Mgmt For For
WILLIAM E. ANDREW Mgmt For For
GEORGE H. BROOKMAN Mgmt For For
JOHN A. BRUSSA Mgmt For For
DARYL GILBERT Mgmt For For
SHIRLEY A. MCCLELLAN Mgmt For For
MURRAY R. NUNNS Mgmt For For
FRANK POTTER Mgmt For For
JACK SCHANCK Mgmt For For
JAMES C. SMITH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933391726
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 12-May-2011
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt No vote
W.J. DOYLE Mgmt No vote
J.W. ESTEY Mgmt No vote
C.S. HOFFMAN Mgmt No vote
D.J. HOWE Mgmt No vote
A.D. LABERGE Mgmt No vote
K.G. MARTELL Mgmt No vote
J.J. MCCAIG Mgmt No vote
M. MOGFORD Mgmt No vote
P.J. SCHOENHALS Mgmt No vote
E.R. STROMBERG Mgmt No vote
E. VIYELLA DE PALIZA Mgmt No vote
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt No vote
AUDITORS OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Mgmt No vote
ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING
THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN,
THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX
C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX Mgmt No vote
D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933397691
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. BUEHLER Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP FOR 2011.
3 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933386371
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT P. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN A. LUKE, JR Mgmt For For
1I ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1N ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION.
03 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE AMENDED AND RESTATED LONG-TERM Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933414714
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B. Wood
Name Gary B. Wood
Title President
Date 07/25/2011