******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07695
Reporting Period: 07/01/2013 - 02/28/2014
The Hennessy Mutual Funds, Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
Hennessy Mutual Funds, Inc.
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code:
1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 to February 28, 2014
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Item 1. Proxy Voting Record.
======================= Hennessy Cornerstone Growth Fund =======================
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene R. Allspach For For Management
1b Elect Director Gregory T. Barmore For For Management
1c Elect Director David G. Birney For For Management
1d Elect Director Howard R. Curd For For Management
1e Elect Director Joseph M. Gingo For For Management
1f Elect Director Michael A. McManus, Jr. For For Management
1g Elect Director Lee D. Meyer For For Management
1h Elect Director James A. Mitarotonda For For Management
1i Elect Director Ernest J. Novak, Jr. For For Management
1j Elect Director Irvin D. Reid For For Management
1k Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Brandt, Jr. For For Management
1.2 Elect Director Andrew B. Cogan For For Management
1.3 Elect Director Martha M. Dally For For Management
1.4 Elect Director James G. Davis, Jr. For For Management
1.5 Elect Director Kent B. Guichard For For Management
1.6 Elect Director Daniel T. Hendrix For For Management
1.7 Elect Director Kent J. Hussey For For Management
1.8 Elect Director Carol B. Moerdyk For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For For Management
1.2 Elect Director Paul M. Isabella For For Management
1.3 Elect Director Richard W. Frost For For Management
1.4 Elect Director James J. Gaffney For For Management
1.5 Elect Director Peter M. Gotsch For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Stuart A. Randle For For Management
1.8 Elect Director Wilson B. Sexton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
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CELADON GROUP, INC.
Ticker: CGI Security ID: 150838100
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Russell For For Management
1.2 Elect Director Anthony Heyworth For For Management
1.3 Elect Director Catherine Langham For For Management
1.4 Elect Director Michael Miller For For Management
1.5 Elect Director Paul Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
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MWI VETERINARY SUPPLY, INC.
Ticker: MWIV Security ID: 55402X105
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith E. Alessi For For Management
1.2 Elect Director Bruce C. Bruckmann For For Management
1.3 Elect Director James F. Cleary, Jr. For For Management
1.4 Elect Director A. Craig Olson For For Management
1.5 Elect Director Robert N. Rebholtz, Jr. For For Management
1.6 Elect Director William J. Robison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director John H. Burgoyne For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Terry E. London For For Management
1.7 Elect Director Alexander W. Smith For For Management
1.8 Elect Director Cece Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For For Management
1.2 Elect Director William P. Crawford For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director R. David Hoover For For Management
1.6 Elect Director David W. Joos For For Management
1.7 Elect Director James P. Keane For For Management
1.8 Elect Director Elizabeth Valk Long For For Management
1.9 Elect Director Robert C. Pew, III For For Management
1.10 Elect Director Cathy D. Ross For For Management
1.11 Elect Director P. Craig Welch, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emmett J. Lescroart For For Management
1.2 Elect Director Sidney B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
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UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 14, 2014 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Croatti For For Management
1.2 Elect Director Donald J. Evans For For Management
1.3 Elect Director Thomas S. Postek For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director John P. McConnell For For Management
1c Elect Director Mary Schiavo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
===================== Hennessy Cornerstone Mid Cap 30 Fund =====================
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Donnelly For For Management
1.2 Elect Director Peter B. Hamilton For For Management
1.3 Elect Director Kathleen J. Hempel For For Management
1.4 Elect Director Leslie F. Kenne For For Management
1.5 Elect Director Stephen D. Newlin For For Management
1.6 Elect Director Craig P. Omtvedt For For Management
1.7 Elect Director Duncan J. Palmer For For Management
1.8 Elect Director John S. Shiely For For Management
1.9 Elect Director Richard G. Sim For For Management
1.10 Elect Director Charles L. Szews For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plan Against Against Shareholder
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PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director John H. Burgoyne For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Terry E. London For For Management
1.7 Elect Director Alexander W. Smith For For Management
1.8 Elect Director Cece Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================= Hennessy Cornerstone Value Fund =======================
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
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CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against Against Shareholder
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GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
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SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Cassaday For For Management
1b Elect Director Jonathan Golden For For Management
1c Elect Director Joseph A. Hafner, Jr. For For Management
1d Elect Director Hans-Joachim Koerber For For Management
1e Elect Director Nancy S. Newcomb For For Management
1f Elect Director Jackie M. Ward For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
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THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
========== END NPX REPORT
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Principal Executive Officer
Date March 24, 2014