UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06260
NAME OF REGISTRANT: Quaker Investment Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 309 Technology Drive
Malvern, PA 19355
NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffry H. King, Sr.
Quaker Investment Trust
309 Technology Drive
Malvern, PA 19355
REGISTRANT'S TELEPHONE NUMBER: 800-220-8888
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Quaker Akros Absolute Return Fund
--------------------------------------------------------------------------------------------------------------------------
ALCOBRA LTD. Agenda Number: 933858790
--------------------------------------------------------------------------------------------------------------------------
Security: M2239P109
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ADHD
ISIN: IL0011280240
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE RE-APPOINTMENT OF KOST, Mgmt For For
FORER, GABBAY & KASIERER (A MEMBER OF ERNST
& YOUNG GLOBAL) AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013; AND TO AUTHORIZE THE COMPANY'S
BOARD OF DIRECTORS TO DETERMINE ITS
COMPENSATION, PROVIDED SUCH COMPENSATION IS
ALSO APPROVED BY THE AUDIT COMMITTEE.
2A. TO ELECT DR. AHARON SCHWARTZ TO SERVE AS A Mgmt For For
DIRECTOR.
2B. TO ELECT DR. YARON DANIELY TO SERVE AS A Mgmt For For
DIRECTOR.
2C. TO ELECT MR. UDI GILBOA TO SERVE AS A Mgmt For For
DIRECTOR.
2D. TO ELECT DR. DALIA MEGGIDO TO SERVE AS A Mgmt For For
DIRECTOR.
2E. TO ELECT MR. HOWARD B. ROSEN TO SERVE AS A Mgmt For For
DIRECTOR.
2F. TO ELECT MR. DANIEL E. GEFFKEN TO SERVE AS Mgmt For For
A DIRECTOR.
3. TO ELECT MR. ORI MOR TO SERVE AS AN Mgmt For For
EXTERNAL DIRECTOR AND APPROVE HIS
REMUNERATION TERMS.
3A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
3B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
4. TO ELECT DR. HALAS GLANDER TO SERVE AS AN Mgmt For For
EXTERNAL DIRECTOR AND APPROVE HER
REMUNERATION TERMS.
4A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
4B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
5. TO APPROVE THE REMUNERATION TERMS OF MR. Mgmt For For
DANIEL E. GEFFKEN SUBJECT TO HIS ELECTION
AS DIRECTOR.
5A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
5B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
6. TO APPROVE THE REMUNERATION TERMS OF MR. Mgmt For For
HOWARD B. ROSEN SUBJECT TO HIS ELECTION AS
DIRECTOR.
6A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
6B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
7. TO APPROVE AN INCREASE TO THE DIRECTORS' Mgmt For For
AND OFFICERS' INSURANCE POLICY COVERAGE AND
AN EXTENDED COVERAGE TERM.
7A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
7B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
8. TO APPROVE AN INCREASE TO THE IPO BONUS OF Mgmt For For
DR. YARON DANIELY.
8A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
8B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
9. TO APPROVE AN AWARD OF AN IPO BONUS TO MR. Mgmt For For
UDI GILBOA.
9A. I HAVE A "PERSONAL INTEREST", AS SUCH TERM Mgmt Against
IS DEFINED IN THE ISRAELI COMPANIES LAW.
MARK "FOR" = YES AND "AGAINST" = NO
9B. I AM A "CONTROLLING SHAREHOLDER", AS SUCH Mgmt Against
TERM IS DEFINED IN THE ISRAELI COMPANIES
LAW (AND AS STATED IN FOOTNOTE I IN THE
PROXY STATEMENT). MARK "FOR" = YES AND
"AGAINST" = NO
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt No vote
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt No vote
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt No vote
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt No vote
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt No vote
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt No vote
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt No vote
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt No vote
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt No vote
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt No vote
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt No vote
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt No vote
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr No vote
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG LIMITED Agenda Number: 933864488
--------------------------------------------------------------------------------------------------------------------------
Security: G9456A100
Meeting Type: Annual
Meeting Date: 20-Sep-2013
Ticker: GLNG
ISIN: BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
2 TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3 TO RE-ELECT HANS PETTER AAS AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4 TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
5 TO RE-ELECT GEORGINA E. SOUSA AS A DIRECTOR Mgmt For For
OF THE COMPANY.
6 TO AMEND THE COMPANY'S BYE-LAWS NOS. 54(A), Mgmt For For
86, 90(B), 100, 101, 102, 103(A), 107 AND
108.
7 PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND
AS AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO DETERMINE THEIR REMUNERATION.
8 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED US$600,000 FOR
THE YEAR ENDED DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HF FINANCIAL CORP. Agenda Number: 933887119
--------------------------------------------------------------------------------------------------------------------------
Security: 404172108
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: HFFC
ISIN: US4041721089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES W. ABBOTT Mgmt No vote
ROBERT L. HANSON Mgmt No vote
2. NON-BINDING STOCKHOLDER APPROVAL OF THE Mgmt No vote
NAMED EXECUTIVE OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt No vote
NON-BINDING RESOLUTION TO APPROVE OUR NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF EIDE BAILLY, Mgmt No vote
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933910247
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 03-Feb-2014
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt No vote
1B. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt No vote
1C. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt No vote
1D. ELECTION OF DIRECTOR: BRETT ICAHN Mgmt No vote
1E. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt No vote
1F. ELECTION OF DIRECTOR: MARK R. LARET Mgmt No vote
1G. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt No vote
1H. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt No vote
1I. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt No vote
1J. ELECTION OF DIRECTOR: DAVID S. SCHECHTER Mgmt No vote
2. TO APPROVE THE AMENDED AND RESTATED 2000 Mgmt No vote
STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt No vote
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
POLYMET MINING CORP. Agenda Number: 933834853
--------------------------------------------------------------------------------------------------------------------------
Security: 731916102
Meeting Type: Annual
Meeting Date: 09-Jul-2013
Ticker: PLM
ISIN: CA7319161021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For
(8).
2A. ELECTION OF DIRECTOR: W. IAN L. FORREST Mgmt For For
2B. ELECTION OF DIRECTOR: FRANK SIMS Mgmt For For
2C. ELECTION OF DIRECTOR: DAVID DREISINGER Mgmt For For
2D. ELECTION OF DIRECTOR: ALAN R. HODNIK Mgmt For For
2E. ELECTION OF DIRECTOR: WILLIAM MURRAY Mgmt For For
2F. ELECTION OF DIRECTOR: STEPHEN ROWLAND Mgmt For For
2G. ELECTION OF DIRECTOR: JONATHAN CHERRY Mgmt For For
2H. ELECTION OF DIRECTOR: MICHAEL M. SILL Mgmt For For
3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
4. AMENDING POLYMET'S AMENDED AND RESTATED Mgmt For For
SHAREHOLDER RIGHTS PLAN AS SUBSEQUENTLY
AMENDED AND RESTATED BY THE SHAREHOLDERS IN
2007 AND 2008 AND CONFIRMED IN 2011 (THE
"SHAREHOLDER RIGHTS PLAN"), BY: (I)
AMENDING THE DEFINITION OF "EXPIRATION
TIME" TO EXTEND THE PERIOD FOR WHICH THE
SHAREHOLDER RIGHTS PLAN EXPIRES TO THE
EARLIER OF THE DATE OF TERMINATION IF NOT
CONFIRMED AT THE UPCOMING MEETING, OR THE
DATE OF TERMINATION IF NOT RE-CONFIRMED AT
SUBSEQUENT MEETINGS, AND (II) ADDING IN A
CLAUSE REGARDING RE-CONFIRMATION OF THE
SHAREHOLDER RIGHTS PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA GENOMICS LTD Agenda Number: 933852534
--------------------------------------------------------------------------------------------------------------------------
Security: M82183126
Meeting Type: Annual
Meeting Date: 05-Aug-2013
Ticker: ROSG
ISIN: IL0011026494
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MR. ROY N. DAVIS, AS A CLASS Mgmt For For
III DIRECTOR, TO SERVE UNTIL THE 2016
ANNUAL GENERAL MEETING OF SHAREHOLDERS.
2. TO APPROVE THAT THE ANNUAL FEE AND THE Mgmt For For
PARTICIPATION FEE PAID TO EACH OF THE
COMPANY'S DIRECTORS SHALL NOT BE LESS THAN
THE MINIMAL ANNUAL FEE AND PARTICIPATION
FEE APPLYING WITH RESPECT TO THE COMPANY'S
EXTERNAL DIRECTORS UNDER THE PREVAILING
LAWS AND REGULATIONS.
2A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
3. TO RE-ELECT MR. GERALD DOGON, AS EXTERNAL Mgmt For For
DIRECTOR, FOR AN ADDITIONAL PERIOD OF 3
YEARS AS OF THE DATE OF THE ANNUAL MEETING.
3A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
4. TO RE-ELECT MS. TALI YARON-ELDAR, AS Mgmt For For
EXTERNAL DIRECTOR, FOR AN ADDITIONAL PERIOD
OF 3 YEARS AS OF THE DATE OF THE ANNUAL
MEETING.
4A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
5. TO APPROVE THAT: EACH OF THE EXTERNAL Mgmt For For
DIRECTORS SHALL BE ENTITLED TO RECEIVE, AS
OF THEIR APPOINTMENT DATE, ANNUAL
REMUNERATION AND PARTICIPATION FEE IN THE
AMOUNTS AND TERMS AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT FOR ITS 2013
ANNUAL MEETING (THE "PROXY STATEMENT"). AS
OF THEIR APPOINTMENT DATE, EACH OF THE
COMPANY'S EXTERNAL DIRECTORS SHALL BE
ENTITLED TO RECEIVE OPTIONS AND RSUS IN
SUCH NUMBERS AND UNDER SUCH TERMS AS
DESCRIBED IN THE PROXY STATEMENT.
5A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
6. TO APPROVE THE COMPANY'S COMPENSATION Mgmt For For
POLICY, IN THE FORM ATTACHED AS ANNEX A TO
THE PROXY STATEMENT.
6A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
7. TO APPROVE GRANTING THE COMPANY'S CEO, MR. Mgmt For For
KEN BERLIN, AN OPTION TO PURCHASE 178,324
SHARES OF THE COMPANY'S STOCK, IN
ACCORDANCE WITH THE TERMS SET OUT IN THE
PROXY STATEMENT.
7A. DO YOU HAVE ANY "PERSONAL INTEREST" IN THE Mgmt Against
ABOVE MATTER? MARK "FOR"=YES OR
"AGAINST"=NO. HOLDERS MUST VOTE THIS
PROPOSAL IN ORDER FOR ABOVE PROPOSAL TO BE
VALID.
8. TO APPROVE AN INCREASE OF THE COMPANY'S Mgmt For For
REGISTERED (AUTHORIZED) SHARE CAPITAL AND
TO APPROVE THE AMENDMENT TO ARTICLE 4(A) OF
THE COMPANY'S ARTICLES OF ASSOCIATION TO
REFLECT SUCH CAPITAL INCREASE, ALL AS
DESCRIBED IN THE PROXY STATEMENT.
9. TO RE-APPOINT KOST, FORER, GABBAY & Mgmt For For
KASIERER, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS IN ISRAEL AND A MEMBER FIRM OF
ERNST & YOUNG GLOBAL, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013 AND UNTIL THE COMPANY'S NEXT
ANNUAL GENERAL MEETING, AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
DETERMINE THE REMUNERATION OF SAID AUDITORS
IN ACCORDANCE WITH THE VOLUME AND NATURE OF
THEIR SERVICES, PROVIDED SUCH REMUNERATION
IS ALSO APPROVED BY THE AUDIT COMMITTEE OF
BOARD.
--------------------------------------------------------------------------------------------------------------------------
SYNERGY PHARMACEUTICALS INC Agenda Number: 933875669
--------------------------------------------------------------------------------------------------------------------------
Security: 871639308
Meeting Type: Annual
Meeting Date: 30-Sep-2013
Ticker: SGYP
ISIN: US8716393082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY S. JACOB Mgmt For For
MELVIN K. SPIGELMAN Mgmt For For
JOHN P. BRANCACCIO Mgmt For For
THOMAS H. ADAMS Mgmt For For
CHRISTOPHER MCGUIGAN Mgmt For For
ALAN F. JOSLYN Mgmt For For
2. PROPOSAL TO RATIFY BDO USA, LLP AS Mgmt For For
SYNERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL BUSINESS PAYMENT SOLUTIONS Agenda Number: 933855833
--------------------------------------------------------------------------------------------------------------------------
Security: 913384103
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: UBPS
ISIN: US9133841034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD S. BRADDOCK Mgmt For For
FREDERICK S. HAMMER Mgmt For For
2. APPROVAL AND ADOPTION OF THE COMPANY'S 2013 Mgmt For For
STOCK INCENTIVE PLAN.
3. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO EFFECT A CHANGE IN THE COMPANY'S
NAME TO JETPAY CORPORATION.
4. NON-BINDING APPROVAL OF THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES REGARDING EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF MARCUM Mgmt For For
LLP AS UBPS'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
XG TECHNOLOGY INC Agenda Number: 933906072
--------------------------------------------------------------------------------------------------------------------------
Security: 98372A309
Meeting Type: Special
Meeting Date: 20-Dec-2013
Ticker: XGTI
ISIN: US98372A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL FOR THE CANCELLATION OF ADMISSION Mgmt No vote
OF THE COMPANY'S COMMON STOCK TO TRADING ON
THE LONDON STOCK EXCHANGE'S AIM MARKET
WHICH WILL BE EFFECTIVE AS OF JANUARY 3,
2014.
Quaker Event Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 933877548
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 04-Oct-2013
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES THOMAS BURBAGE Mgmt For For
CHARLES R. HOLLAND Mgmt For For
EDWARD R. MULLER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt No vote
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt No vote
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt No vote
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt No vote
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt No vote
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda Number: 933894099
--------------------------------------------------------------------------------------------------------------------------
Security: 023139884
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AMBC
ISIN: US0231398845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIANA N. ADAMS Mgmt For For
EUGENE M. BULLIS Mgmt For For
VICTOR MANDEL Mgmt For For
JEFFREY S. STEIN Mgmt For For
NADER TAVAKOLI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
AMBAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO VOTE, ON AN ADVISORY BASIS, ON WHETHER Mgmt 1 Year For
EXECUTIVE COMPENSATION SHOULD BE SUBMITTED
TO STOCKHOLDERS FOR AN ADVISORY VOTE EVERY
ONE, TWO OR THREE YEARS.
5. TO APPROVE AMBAC'S 2013 INCENTIVE Mgmt Abstain Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda Number: 933975243
--------------------------------------------------------------------------------------------------------------------------
Security: 023139884
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: AMBC
ISIN: US0231398845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIANA N. ADAMS Mgmt For For
EUGENE M. BULLIS Mgmt For For
VICTOR MANDEL Mgmt For For
JEFFREY S. STEIN Mgmt For For
NADER TAVAKOLI Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG AS Mgmt For For
AMBAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
API TECHNOLOGIES CORP. Agenda Number: 933934932
--------------------------------------------------------------------------------------------------------------------------
Security: 00187E203
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: ATNY
ISIN: US00187E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW E. AVRIL Mgmt For For
KENTON W. FISKE Mgmt For For
BRIAN R. KAHN Mgmt For For
MELVIN L. KEATING Mgmt For For
KENNETH J. KRIEG Mgmt For For
2. ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORPORATION Agenda Number: 933949957
--------------------------------------------------------------------------------------------------------------------------
Security: 129603106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CCC
ISIN: US1296031065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL S. DEARTH Mgmt For For
JOHN J. PARO Mgmt For For
TIMOTHY G. RUPERT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION AS
DESCRIBED UNDER THE HEADING ENTITLED
"EXECUTIVE AND DIRECTOR COMPENSATION" IN
THE PROXY STATEMENT FOR THE 2014 ANNUAL
MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDED AND RESTATED CALGON Mgmt Against Against
CARBON CORPORATION 2008 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CCA INDUSTRIES, INC. Agenda Number: 933848105
--------------------------------------------------------------------------------------------------------------------------
Security: 124867102
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: CAW
ISIN: US1248671026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARDAR BIGLARI Mgmt For For
PHILIP L. COOLEY Mgmt For For
DREW EDELL Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP, Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 933919942
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Consent
Meeting Date: 18-Mar-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REMOVE B. PORTNOY Mgmt For *
REMOVE A. PORTNOY Mgmt For *
REMOVE J. MOREA Mgmt For *
REMOVE W. LAMKIN Mgmt For *
REMOVE F. ZEYTOONJIAN Mgmt For *
REMOVE R. ARTINIAN Mgmt For *
REMOVE A. LOGAN Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 933926101
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Consent
Meeting Date: 18-Mar-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REMOVE B. PORTNOY Mgmt For *
REMOVE A. PORTNOY Mgmt For *
REMOVE J. MOREA Mgmt For *
REMOVE W. LAMKIN Mgmt For *
REMOVE F. ZEYTOONJIAN Mgmt For *
REMOVE R. ARTINIAN Mgmt For *
REMOVE A. LOGAN Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 934011127
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Special
Meeting Date: 23-May-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID HELFAND Mgmt For *
1B ELECTION OF DIRECTOR: SAMUEL ZELL Mgmt For *
1C ELECTION OF DIRECTOR: JAMES CORL Mgmt For *
1D ELECTION OF DIRECTOR: EDWARD GLICKMAN Mgmt For *
1E ELECTION OF DIRECTOR: PETER LINNEMAN Mgmt For *
1F ELECTION OF DIRECTOR: JIM LOZIER Mgmt For *
1G ELECTION OF DIRECTOR: KENNETH SHEA Mgmt For *
02 ADJOURNMENT OF THE SPECIAL MEETING IF A Mgmt For *
QUORUM IS NOT PRESENT AT THE TIME OF THE
SPECIAL MEETING OR IF OTHERWISE NECESSARY
TO SOLICIT ADDITIONAL PROXIES TO ELECT THE
NOMINEES (THE "ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
COMVERSE, INC. Agenda Number: 934013640
--------------------------------------------------------------------------------------------------------------------------
Security: 20585P105
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: CNSI
ISIN: US20585P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN D. BOWICK Mgmt No vote
1B. ELECTION OF DIRECTOR: JAMES BUDGE Mgmt No vote
1C. ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN Mgmt No vote
1D. ELECTION OF DIRECTOR: DORON INBAR Mgmt No vote
1E. ELECTION OF DIRECTOR: NEIL MONTEFIORE Mgmt No vote
1F. ELECTION OF DIRECTOR: HENRY R. NOTHHAFT Mgmt No vote
1G. ELECTION OF DIRECTOR: PHILIPPE TARTAVULL Mgmt No vote
1H. ELECTION OF DIRECTOR: MARK C. TERRELL Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
COMVERSE, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CST BRANDS, INC. Agenda Number: 933992085
--------------------------------------------------------------------------------------------------------------------------
Security: 12646R105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CST
ISIN: US12646R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROGER G. BURTON Mgmt For For
1.2 ELECTION OF DIRECTOR: STEPHEN A. SMITH Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG, LLP AS CST Mgmt For For
BRANDS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE AMENDED AND RESTATED 2013 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN ("AMENDED
OMNIBUS PLAN").
4. TO APPROVE, BY ADVISORY VOTE, A RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933951027
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Consent
Meeting Date: 30-Apr-2014
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSENT TO THE DEMAND OF THE CALL OF A Mgmt For *
SPECIAL MEETING OF SHAREHOLDERS OF THE
COMPANY PURSUANT TO SECTION 607.0702 OF THE
FLORIDA BUSINESS CORPORATIONS ACT AND
ARTICLE XI OF THE COMPANY'S ARTICLES OF
INCORPORATION, AS AMENDED. THE EXERCISE OF
ANY AND ALL RIGHTS OF EACH OF THE
UNDERSIGNED INCIDENTAL TO CALLING THE
SPECIAL MEETING AND CAUSING THE PURPOSES OF
THE AUTHORITY EXPRESSLY GRANTED HEREIN TO
THE DESIGNATED AGENTS TO BE CARRIED INTO
EFFECT.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DRESSER-RAND GROUP INC. Agenda Number: 933948284
--------------------------------------------------------------------------------------------------------------------------
Security: 261608103
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DRC
ISIN: US2616081038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
1.2 ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1.5 ELECTION OF DIRECTOR: PHILIP R. ROTH Mgmt For For
1.6 ELECTION OF DIRECTOR: STEPHEN A. SNIDER Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD Mgmt For For
1.8 ELECTION OF DIRECTOR: JOSEPH C. WINKLER III Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADOPT AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DSW INC. Agenda Number: 933870607
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Special
Meeting Date: 14-Oct-2013
Ticker: DSW
ISIN: US23334L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED CLASS A COMMON SHARES, WITHOUT
PAR VALUE, FROM 170,000,000 TO 250,000,000
AND TO CORRESPONDINGLY INCREASE THE NUMBER
OF SHARES WHICH THE COMPANY IS AUTHORIZED
TO HAVE OUTSTANDING FROM 370,000,000 TO
450,000,000.
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO EFFECT A TWO-FOR-ONE
FORWARD STOCK SPLIT OF CLASS A COMMON
SHARES, WITHOUT PAR VALUE AND CLASS B
COMMON SHARES, WITHOUT PAR VALUE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Abstain Against
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION Agenda Number: 933911059
--------------------------------------------------------------------------------------------------------------------------
Security: 292475209
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ELX
ISIN: US2924752098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY W. BENCK Mgmt No vote
GREGORY S. CLARK Mgmt No vote
GARY J. DAICHENDT Mgmt No vote
BRUCE C. EDWARDS Mgmt No vote
PAUL F. FOLINO Mgmt No vote
EUGENE J. FRANTZ Mgmt No vote
BEATRIZ V. INFANTE Mgmt No vote
JOHN A. KELLEY Mgmt No vote
RAHUL N. MERCHANT Mgmt No vote
NERSI NAZARI Mgmt No vote
DEAN A. YOOST Mgmt No vote
2. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt No vote
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
3. RATIFICATION AND APPROVAL OF AN ADVISORY Mgmt No vote
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt No vote
AS EMULEX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934012232
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt No vote
GARY HROMADKO Mgmt No vote
SCOTT KRIENS Mgmt No vote
WILLIAM LUBY Mgmt No vote
IRVING LYONS, III Mgmt No vote
CHRISTOPHER PAISLEY Mgmt No vote
STEPHEN SMITH Mgmt No vote
PETER VAN CAMP Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt No vote
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO IMPOSE OWNERSHIP AND
TRANSFER RESTRICTIONS IN CONNECTION WITH
EQUINIX'S REAL ESTATE INVESTMENT TRUST
("REIT") CONVERSION PLAN.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt No vote
2004 EMPLOYEE STOCK PURCHASE PLAN ("ESPP")
TO EXTEND ITS TERM AND REMOVE THE ANNUAL
AUTOMATIC INCREASE IN THE NUMBER OF SHARES
AVAILABLE FOR PURCHASE UNDER ESPP.
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 933885696
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD B. MEYERCORD III Mgmt No vote
JOHN H. KISPERT Mgmt No vote
CHARLES W. BERGER Mgmt No vote
CHARLES CARINALLI Mgmt No vote
MAURY AUSTIN Mgmt No vote
JOHN C. SHOEMAKER Mgmt No vote
EDWARD H. KENNEDY Mgmt No vote
2. TO APPROVE A NON-BINDING ADVISORY Mgmt No vote
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS EXTREME NETWORKS, INC'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
4. TO APPROVE THE ADOPTION OF THE EXTREME Mgmt No vote
NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FOX CHASE BANCORP, INC. Agenda Number: 933967830
--------------------------------------------------------------------------------------------------------------------------
Security: 35137T108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FXCB
ISIN: US35137T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD S. BENNING Mgmt For For
THOMAS M. PETRO Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FOX CHASE BANCORP, INC.
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FTD COMPANIES, INC. Agenda Number: 934001823
--------------------------------------------------------------------------------------------------------------------------
Security: 30281V108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: FTD
ISIN: US30281V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TRACEY L. BELCOURT Mgmt For For
JOSEPH W. HARCH Mgmt For For
MICHAEL J. SILVERSTEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE FTD
COMPANIES, INC. AMENDED AND RESTATED 2013
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. Agenda Number: 933850112
--------------------------------------------------------------------------------------------------------------------------
Security: 365558105
Meeting Type: Special
Meeting Date: 16-Jul-2013
Ticker: GDI
ISIN: US3655581052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt No vote
AND PLAN OF MERGER, DATED MARCH 7, 2013, BY
AND AMONG GARDNER DENVER, INC., RENAISSANCE
PARENT CORP., AND RENAISSANCE ACQUISITION
CORP., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt No vote
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NONBINDING, ADVISORY VOTE, Mgmt No vote
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY GARDNER DENVER TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr For Against
8. INDEPENDENT BOARD CHAIRMAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
GEOMET, INC. Agenda Number: 933969288
--------------------------------------------------------------------------------------------------------------------------
Security: 37250U300
Meeting Type: Special
Meeting Date: 05-May-2014
Ticker: GMETP
ISIN: US37250U3005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE SALE BY GEOMET, INC. OF Mgmt For For
SUBSTANTIALLY ALL OF ITS ASSETS PURSUANT TO
THE ASSET PURCHASE AGREEMENT, DATED
FEBRUARY 13, 2014, BY AND AMONG GEOMET,
INC., GEOMET OPERATING COMPANY, INC., AND
GEOMET GATHERING COMPANY, LLC, AS SELLERS,
AND ARP MOUNTAINEER PRODUCTION, LLC, AS
BUYER, AND, FOR THE SOLE PURPOSE OF SECTION
7.21 OF THE ASSET PURCHASE AGREEMENT, ATLAS
RESOURCE PARTNERS, L.P.
--------------------------------------------------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC. Agenda Number: 933872081
--------------------------------------------------------------------------------------------------------------------------
Security: 414585109
Meeting Type: Special
Meeting Date: 03-Oct-2013
Ticker: HTSI
ISIN: US4145851097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 8, 2013, AMONG
HARRIS TEETER SUPERMARKETS, INC., THE
KROGER CO. AND HORNET ACQUISITION, INC.
2 APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF COMPENSATION THAT WILL OR MAY BE PAID BY
HARRIS TEETER SUPERMARKETS, INC. TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3 APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS OF HARRIS TEETER
SUPERMARKETS, INC., IF NECESSARY OR
APPROPRIATE, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR THE APPROVAL OF THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 933916744
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONATHAN CHRISTODORO Mgmt For For
SALLY W. CRAWFORD Mgmt For For
SCOTT T. GARRETT Mgmt For For
DAVID R. LAVANCE, JR. Mgmt For For
NANCY L. LEAMING Mgmt For For
LAWRENCE M. LEVY Mgmt For For
STEPHEN P. MACMILLAN Mgmt For For
SAMUEL MERKSAMER Mgmt For For
CHRISTIANA STAMOULIS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
WAYNE WILSON Mgmt For For
2. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 933864642
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN SCHOFIELD Mgmt For For
JEFF MCCREARY Mgmt For For
UMESH PADVAL Mgmt For For
GORDON PARNELL Mgmt For For
DONALD SCHROCK Mgmt For For
RON SMITH, PH.D. Mgmt For For
T.L. TEWKSBURY III, PHD Mgmt For For
PETER FELD Mgmt For For
NORMAN TAFFE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION
("SAY-ON-PAY").
3. TO APPROVE AN AMENDMENT AND RESTATEMENT TO Mgmt For For
THE 2004 EQUITY PLAN TO INCREASE THE NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER
FROM 36,800,000 TO 41,800,000.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING MARCH 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933972362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3 RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE
INTERNATIONAL PAPER COMPANY AMENDED AND
RESTATED 2009 INCENTIVE COMPENSATION PLAN
4 A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCUSSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5 SHAREOWNER PROPOSAL CONCERNING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
KAPSTONE PAPER & PACKAGING CORPORATION Agenda Number: 933950001
--------------------------------------------------------------------------------------------------------------------------
Security: 48562P103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KS
ISIN: US48562P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. CHAPMAN Mgmt For For
RONALD J. GIDWITZ Mgmt For For
MATTHEW KAPLAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION..
4. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt Against Against
PLAN.
--------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYSTEMS, INC. Agenda Number: 933860543
--------------------------------------------------------------------------------------------------------------------------
Security: 493308100
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: KEYN
ISIN: US4933081006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER & VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT & PLAN OF MERGER, (AS IT MAY
BE AMENDED FROM TIME TO TIME IN ACCORDANCE
WITH ITS TERMS), PURSUANT TO WHICH HAWAII
MERGER CORP, INC., A WHOLLY-OWNED
SUBSIDIARY OF HAWAII PARENT CORP, INC.,
WILL MERGE WITH & INTO THE COMPANY, WITH
THE COMPANY SURVIVING THE MERGER AS A
WHOLLY-OWNED SUBSIDIARY OF HAWAII PARENT
CORP., INC.
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE NON-BINDING APPROVAL REGARDING
THE COMPENSATION ARRANGEMENTS OF CERTAIN
EXECUTIVES.
3. TO VOTE TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE (E.G., TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ESTABLISH A QUORUM OR TO COMPLY
WITH APPLICABLE LAW OR ORDER OR A REQUEST
FROM THE SEC OR ITS STAFF).
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 933910499
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY RESOLUTION TO APPROVE THE LIBERTY Mgmt For For
GLOBAL 2014 INCENTIVE PLAN.
2. ORDINARY RESOLUTION TO APPROVE THE LIBERTY Mgmt For For
GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION Agenda Number: 933860973
--------------------------------------------------------------------------------------------------------------------------
Security: 53217V109
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: LIFE
ISIN: US53217V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 14, 2013 (THE "MERGER AGREEMENT"),
BY AND AMONG LIFE TECHNOLOGIES CORPORATION
(THE "COMPANY"), THERMO FISHER SCIENTIFIC
INC., AND POLPIS MERGER SUB CO.
02 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt Against Against
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH, OR FOLLOWING,
THE CONSUMMATION OF THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LSB INDUSTRIES, INC. Agenda Number: 934009223
--------------------------------------------------------------------------------------------------------------------------
Security: 502160104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: LXU
ISIN: US5021601043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL D. GREENWELL Mgmt For For
ROBERT H. HENRY Mgmt For For
WILLIAM F. MURDY Mgmt For For
2. PROPOSAL TO RATIFY ERNST & YOUNG, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF THE FIRST AMENDMENT TO THE 2008 Mgmt For For
INCENTIVE STOCK PLAN.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MAXYGEN, INC. Agenda Number: 933852875
--------------------------------------------------------------------------------------------------------------------------
Security: 577776107
Meeting Type: Annual
Meeting Date: 12-Aug-2013
Ticker: MAXY
ISIN: US5777761074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE VOLUNTARY DISSOLUTION AND Mgmt For For
LIQUIDATION OF MAXYGEN PURSUANT TO A PLAN
OF COMPLETE LIQUIDATION AND DISSOLUTION IN
SUBSTANTIALLY THE FORM ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS APPENDIX A.
2. TO GRANT DISCRETIONARY AUTHORITY TO THE Mgmt Against Against
BOARD OF DIRECTORS TO ADJOURN THE ANNUAL
MEETING, EVEN IF A QUORUM IS PRESENT, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT
THAT THERE ARE INSUFFICIENT SHARES PRESENT
IN PERSON OR BY PROXY VOTING IN FAVOR OF
THE DISSOLUTION AND LIQUIDATION OF THE
COMPANY PURSUANT TO THE PLAN OF COMPLETE
LIQUIDATION AND DISSOLUTION.
3. DIRECTOR
LOUIS G. LANGE Mgmt For For
KENNETH B. LEE, JR. Mgmt For For
ERNEST MARIO Mgmt For For
GORDON RINGOLD Mgmt For For
ISAAC STEIN Mgmt For For
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MAXYGEN FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
5. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt Against Against
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933863450
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 13-Sep-2013
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For
1E. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1G. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For
1K. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For
1L. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
2. AMENDMENT & RESTATEMENT OF 1999 STOCK Mgmt Against Against
OPTION PLAN TO (I) INCREASE SHARE RESERVE
BY AN ADDITIONAL 10,000,000 SHARES OF
COMMON STOCK; (II) REMOVE CERTAIN
LIMITATIONS REGARDING NUMBER OF SHARES THAT
MAY BE GRANTED IN RESPECT OF CERTAIN EQUITY
AWARDS & INSTEAD IMPLEMENT A FUNGIBLE SHARE
PROVISION; (III) INCREASE NUMBER OF SHARES
& PERFORMANCE UNITS THAT MAY BE GRANTED
PURSUANT TO AWARDS UNDER CERTAIN EQUITY
COMPENSATION PROGRAMS; (IV) AMEND
PERFORMANCE CRITERIA THAT MAY BE USED AS A
BASIS FOR ESTABLISHING PERFORMANCE-BASED
COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 5,000,000 SHARES
OF COMMON STOCK.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5A. TO APPROVE AMENDMENTS TO ARTICLE VI OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
5B. TO APPROVE AMENDMENTS TO ARTICLE X OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING CERTAIN LIMITS ON ACCELERATION OF
EXECUTIVE PAY, IF PROPERLY PRESENTED AT THE
STOCKHOLDER MEETING.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
25, 2014.
--------------------------------------------------------------------------------------------------------------------------
NETWORK-1 SECURITY SOLUTIONS, INC. Agenda Number: 933871736
--------------------------------------------------------------------------------------------------------------------------
Security: 64121N109
Meeting Type: Annual
Meeting Date: 09-Oct-2013
Ticker: NSSI
ISIN: US64121N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
COREY M. HOROWITZ Mgmt For For
DAVID C. KAHN Mgmt For For
EMANUEL PEARLMAN Mgmt For For
NIV HARIZMAN Mgmt For For
ALLISON HOFFMAN Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
COMPANY'S NAME.
3. TO APPROVE THE COMPANY'S 2013 STOCK Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE RESOLUTION APPROVING NAMED EXECUTIVE
OFFICER COMPENSATION.
5. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE RESOLUTION APPROVING NAMED EXECUTIVE
OFFICER COMPENSATION.
6. TO RATIFY THE APPOINTMENT OF RADIN, GLASS & Mgmt For For
CO., LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933881864
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Special
Meeting Date: 11-Oct-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT, A COPY OF Mgmt For For
WHICH IS ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 934022978
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF Mgmt No vote
THE COMPANY FOR A THREE-YEAR TERM THAT WILL
EXPIRE AT THE ANNUAL GENERAL MEETING IN
2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
2. JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR Mgmt No vote
OF THE COMPANY FOR A THREE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
3. MARY P. RICCIARDELLO BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY FOR A THREE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2017 (OR IF RESOLUTION 11 IS
APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2015)
4. RATIFICATION OF APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
5. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
6. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt No vote
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
7. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION
8. AN ADVISORY VOTE ON THE COMPANY'S Mgmt No vote
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2013
9. APPROVAL OF THE COMPANY'S DIRECTORS' Mgmt No vote
COMPENSATION POLICY
10. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE
OF SHARES OF PARAGON OFFSHORE LIMITED
11. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION TO DECLASSIFY THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933977879
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CINDY B. TAYLOR Mgmt For For
CHRISTOPHER T. SEAVER Mgmt For For
LAWRENCE R. DICKERSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933954922
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: QEP
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. HEINEMANN Mgmt For For
ROBERT E. MCKEE Mgmt For For
DAVID A. TRICE Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR
2014.
4. TO APPROVE A NON-BINDING SHAREHOLDER Mgmt For For
PROPOSAL REGARDING DECLASSIFICATION OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION Agenda Number: 933876990
--------------------------------------------------------------------------------------------------------------------------
Security: 758932107
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: RGS
ISIN: US7589321071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL G. BELTZMAN Mgmt For For
JAMES P. FOGARTY Mgmt For For
DAVID J. GRISSEN Mgmt For For
DANIEL J. HANRAHAN Mgmt For For
MARK S. LIGHT Mgmt For For
MICHAEL J. MERRIMAN Mgmt For For
STEPHEN E. WATSON Mgmt For For
DAVID P. WILLIAMS Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ADOPT
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS.
3. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2004 LONG-TERM INCENTIVE PLAN TO EXTEND ITS
TERM THROUGH MAY 26, 2024.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (A "SAY-ON-PAY VOTE").
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933908901
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNY A. HOURIHAN Mgmt For For
STEVEN C. VOORHEES Mgmt For For
J. POWELL BROWN Mgmt For For
ROBERT M. CHAPMAN Mgmt For For
TERRELL K. CREWS Mgmt For For
RUSSELL M. CURREY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ROCK-TENN COMPANY.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. THE APPROVAL OF RESTATED AND AMENDED Mgmt For For
ARTICLES OF INCORPORATION FOR ROCK-TENN
COMPANY TO PROVIDE THAT ALL DIRECTORS
ELECTED AT OR AFTER OUR ANNUAL MEETING OF
SHAREHOLDERS HELD IN 2015 BE ELECTED ON AN
ANNUAL BASIS AND TO CONSOLIDATE OTHER
AMENDMENTS THAT WERE PREVIOUSLY MADE TO
ROCK-TENN COMPANY'S ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933870948
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Special
Meeting Date: 19-Sep-2013
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT") DATED AS OF MAY
23, 2013 BY AND AMONG RHODES HOLDCO, INC.
("PARENT"), RHODES MERGER SUB, INC.
("MERGER SUB"), AND RUE21, INC. (THE
"COMPANY"), ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt Against Against
NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SAVIENT PHARMACEUTICALS, INC. Agenda Number: 933955443
--------------------------------------------------------------------------------------------------------------------------
Security: 80517Q142
Meeting Type: Consent
Meeting Date: 05-May-2014
Ticker:
ISIN: US80517Q1426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN FOR CLASS 3 SENIOR SECURED Mgmt For
NOTEHOLDER CLAIMS AND ACCOMPANYING CLASS 4
GENERAL UNSECURED CLAIM
--------------------------------------------------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC. Agenda Number: 933837924
--------------------------------------------------------------------------------------------------------------------------
Security: 811699107
Meeting Type: Annual
Meeting Date: 17-Jul-2013
Ticker: SEAC
ISIN: US8116991071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN CRADDOCK Mgmt For For
EDWARD TERINO Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
SEACHANGE'S NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2011 COMPENSATION AND
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF SEACHANGE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, GRANT THORNTON LLP.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 934017713
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. ANGELO Mgmt No vote
JESSICA M. BIBLIOWICZ Mgmt No vote
KEVIN C. CONROY Mgmt No vote
DOMENICO DE SOLE Mgmt No vote
THE DUKE OF DEVONSHIRE Mgmt No vote
DANIEL S. LOEB Mgmt No vote
DANIEL MEYER Mgmt No vote
ALLEN QUESTROM Mgmt No vote
OLIVIER REZA Mgmt No vote
WILLIAM F. RUPRECHT Mgmt No vote
MARSHA E. SIMMS Mgmt No vote
ROBERT S. TAUBMAN Mgmt No vote
DIANA L. TAYLOR Mgmt No vote
DENNIS M. WEIBLING Mgmt No vote
HARRY J. WILSON Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2013 Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STEC, INC. Agenda Number: 933865860
--------------------------------------------------------------------------------------------------------------------------
Security: 784774101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: STEC
ISIN: US7847741011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JUNE 23,
2013, BY AND AMONG WESTERN DIGITAL
CORPORATION, LODI VENTURES, INC. AND STEC,
INC.
2. PROPOSAL TO APPROVE, SOLELY ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, CERTAIN
COMPENSATION ARRANGEMENTS FOR STEC'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. PROPOSAL TO APPROVE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF DETERMINED NECESSARY OR
APPROPRIATE BY STEC, TO FACILITATE THE
APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT, INCLUDING PERMITTING THE
SOLICITATION OF ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE AND ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TALISMAN ENERGY INC. Agenda Number: 933946456
--------------------------------------------------------------------------------------------------------------------------
Security: 87425E103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TLM
ISIN: CA87425E1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTIANE BERGEVIN Mgmt For For
DONALD J. CARTY Mgmt For For
JONATHAN CHRISTODORO Mgmt For For
THOMAS W. EBBERN Mgmt For For
HAROLD N. KVISLE Mgmt For For
BRIAN M. LEVITT Mgmt For For
SAMUEL J. MERKSAMER Mgmt For For
LISA A. STEWART Mgmt For For
HENRY W. SYKES Mgmt For For
PETER W. TOMSETT Mgmt For For
MICHAEL T. WAITES Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
CHARLES M. WINOGRAD Mgmt For For
02 REAPPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR.
03 A RESOLUTION CONFIRMING BY-LAW 2 OF THE Mgmt Against Against
COMPANY. PLEASE READ THE RESOLUTION IN FULL
IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 A RESOLUTION RECONFIRMING THE COMPANY'S Mgmt Against Against
SHAREHOLDER RIGHTS PLAN. PLEASE READ THE
RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
05 A RESOLUTION ACCEPTING THE COMPANY'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
06 THE SHAREHOLDER PROPOSAL. PLEASE READ THE Shr For Against
PROPOSAL IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TEEKAY TANKERS LTD. Agenda Number: 934003358
--------------------------------------------------------------------------------------------------------------------------
Security: Y8565N102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TNK
ISIN: MHY8565N1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR BENSLER Mgmt No vote
BJORN MOLLER Mgmt No vote
RICHARD T. DU MOULIN Mgmt No vote
RICHARD J.F. BRONKS Mgmt No vote
WILLIAM LAWES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. Agenda Number: 933995221
--------------------------------------------------------------------------------------------------------------------------
Security: 879433829
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TDS
ISIN: US8794338298
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP T. BLAZEK Mgmt For *
WALTER M. SCHENKER Mgmt For *
02 COMPANY'S PROPOSAL TO RATIFY THE SELECTION Mgmt For *
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
03 COMPANY'S PROPOSAL TO APPROVE AN AMENDMENT Mgmt Against *
TO THE COMPANY'S 2011 LONG-TERM INCENTIVE
PLAN AND TO APPROVE THE MATERIAL TERMS OF
THE PERFORMANCE GOALS UNDER SUCH PLAN.
04 COMPANY'S PROPOSAL TO APPROVE EXECUTIVE Mgmt Abstain *
COMPENSATION ON AN ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. Agenda Number: 933950671
--------------------------------------------------------------------------------------------------------------------------
Security: 88164L100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TSRA
ISIN: US88164L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD S. HILL Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER A. SEAMS Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. STOUT Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE CWYNAR Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE A. RIEDEL Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN CHENAULT Mgmt For For
1G. ELECTION OF DIRECTOR: PETER A. FELD Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY J. STULTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS LACEY Mgmt For For
1J. ELECTION OF DIRECTOR: TUDOR BROWN Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT OF OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 933951863
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIP R. COX Mgmt For For
DIANE C. CREEL Mgmt For For
RICHARD G. KYLE Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
CHRISTOPHER L. MAPES Mgmt For For
JOSEPH W. RALSTON Mgmt For For
JOHN P. REILLY Mgmt For For
FRANK C. SULLIVAN Mgmt For For
JOHN M. TIMKEN, JR. Mgmt For For
WARD J. TIMKEN, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY RESOLUTION REGARDING NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
COMPANY ADOPT A POLICY REQUIRING THAT THE
CHAIRMAN OF THE BOARD BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933960393
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1B ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For
1C ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1D ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For
1E ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1F ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For
TOWNSEND
1G ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
5 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL REGARDING NEW BOARD Shr For Against
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY Agenda Number: 933952459
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GREGG L. ENGLES Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt For For
2. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE CONVERSION OF OUR
CLASS B COMMON STOCK INTO CLASS A COMMON
STOCK.
3. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE COMPLETION OF OUR
SEPARATION FROM DEAN FOODS COMPANY.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. Agenda Number: 933855124
--------------------------------------------------------------------------------------------------------------------------
Security: 89784N104
Meeting Type: Special
Meeting Date: 29-Jul-2013
Ticker: TRLG
ISIN: US89784N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ADOPTION AND APPROVAL OF THE AGREEMENT Mgmt No vote
AND PLAN OF MERGER, DATED AS OF MAY 10,
2013, AMONG TRLG HOLDINGS, LLC, ("PARENT"),
TRLG MERGER SUB, INC., ("MERGER SUB") AND
TRUE RELIGION APPAREL, INC., PURSUANT TO
WHICH MERGER SUB WILL MERGE WITH AND INTO
TRUE RELIGION APPAREL, INC. (THE "MERGER"),
AND THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER.
02 THE APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, OF CERTAIN COMPENSATION ARRANGEMENTS
FOR OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
03 THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt No vote
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT TRUE RELIGION
APPAREL, INC. TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT AND APPROVE
THE AGREEMENT AND PLAN OF MERGER
--------------------------------------------------------------------------------------------------------------------------
TRUMP ENTERTAINMENT RESORTS, INC. Agenda Number: 933890382
--------------------------------------------------------------------------------------------------------------------------
Security: 89816T202
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker:
ISIN: US89816T2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL ELKINS Mgmt No vote
DAVID LICHT Mgmt No vote
JEFFREY GILBERT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TW TELECOM INC. Agenda Number: 934006633
--------------------------------------------------------------------------------------------------------------------------
Security: 87311L104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWTC
ISIN: US87311L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY J. ATTORRI Mgmt For For
IRENE M. ESTEVES Mgmt For For
SPENCER B. HAYS Mgmt For For
LARISSA L. HERDA Mgmt For For
KEVIN W. MOONEY Mgmt For For
KIRBY G. PICKLE Mgmt For For
ROSCOE C. YOUNG, II Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION FOR 2013.
04 APPROVE THE MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR OUR AMENDED AND RESTATED 2000
EMPLOYEE STOCK PLAN.
05 STOCKHOLDER PROPOSAL TO ADOPT A POLICY, AND Shr For Against
AMEND THE BY-LAWS AS NECESSARY, TO REQUIRE
THAT OUR CHAIRMAN BE AN INDEPENDENT MEMBER
OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 933920894
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Special
Meeting Date: 21-Mar-2014
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE COMPANY MAKING A Mgmt No vote
REQUEST FOR REMOVAL OF ITS FULL FOREIGN
LISTING FROM THE AUSTRALIAN SECURITIES
EXCHANGE.
2. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt No vote
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
(PLEASE REFER TO APPENDIX A OF THE PROXY
STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU
DO NOT PROVIDE A RESPONSE TO THIS ITEM 2,
YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE SUBJECT
TO THE SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS OF THE
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
UNWIRED PLANET,INC. Agenda Number: 933882638
--------------------------------------------------------------------------------------------------------------------------
Security: 91531F103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: UPIP
ISIN: US91531F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
2. APPROVAL OF THE TAX BENEFITS PRESERVATION Mgmt For For
AGREEMENT.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AMENDED AND RESTATED 2006 STOCK
INCENTIVE PLAN.
4. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AMENDED AND RESTATED 1999 DIRECTORS'
EQUITY COMPENSATION PLAN.
5. RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS UNWIRED PLANET'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNWIRED PLANET'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT.
7. DIRECTOR
PHILIP A. VACHON Mgmt For For
WILLIAM MARINO Mgmt For For
MARK JENSEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
URS CORPORATION Agenda Number: 933990360
--------------------------------------------------------------------------------------------------------------------------
Security: 903236107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: URS
ISIN: US9032361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DIANE C. CREEL Mgmt Against Against
1B ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt Against Against
1C ELECTION OF DIRECTOR: WILLIAM H. FRIST Mgmt Against Against
1D ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt Against Against
1E ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt Against Against
1F ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH Mgmt Against Against
1G ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt Against Against
1H ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt Against Against
1I ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN Mgmt Against Against
III
1J ELECTION OF DIRECTOR: DAVID N. SIEGEL Mgmt Against Against
1K ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt Against Against
1L ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt Against Against
2 TO RATIFY THE SELECTION BY OUR AUDIT Mgmt Against Against
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933994027
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDDHARTHA KADIA, PH.D. Mgmt For For
LESLIE V. NORWALK Mgmt For For
DANIEL J. WOLTERMAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF VOLCANO CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE FOLLOWING RESOLUTION: Mgmt For For
RESOLVED, THAT VOLCANO'S STOCKHOLDERS
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN VOLCANO'S PROXY
STATEMENT FOR 2014 ANNUAL MEETING OF
STOCKHOLDERS PURSUANT TO COMPENSATION
DISCLOSURE RULES OF SEC ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
Quaker Global Tactical Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 933974099
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2013
2.2 CONSULTATIVE VOTE ON THE 2013 REMUNERATION Mgmt For For
REPORT
3. DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4. APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION OF CAPITAL CONTRIBUTION
RESERVE
5. CREATION OF ADDITIONAL CONTINGENT SHARE Mgmt Against Against
CAPITAL IN CONNECTION WITH EMPLOYEE
PARTICIPATION
6. REVISION OF THE ARTICLES OF INCORPORATION Mgmt For For
7.1 ELECT ROGER AGNELLI AS MEMBER TO THE BOARD Mgmt For For
OF DIRECTOR
7.2 ELECT MATTI ALAHUHTA AS MEMBER TO THE BOARD Mgmt For For
OF DIRECTOR
7.3 ELECT LOUIS R. HUGHES AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTOR
7.4 ELECT MICHEL DE ROSEN AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTOR
7.5 ELECT MICHAEL TRESCHOW AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTOR
7.6 ELECT JACOB WALLENBERG AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTOR
7.7 ELECT YING YEH AS MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR
7.8 ELECT HUBERTUS VON GRUNBERG AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD
8.1 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL DE ROSEN
8.2 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL TRESCHOW
8.3 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
9. ELECTION OF THE INDEPENDENT PROXY DR. HANS Mgmt For For
ZEHNDER
10. RE-ELECTION OF THE AUDITORS ERNST & YOUNG Mgmt For For
AG
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr Abstain Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ABENGOA, S.A. Agenda Number: 933945618
--------------------------------------------------------------------------------------------------------------------------
Security: 00289R201
Meeting Type: Annual
Meeting Date: 05-Apr-2014
Ticker: ABGB
ISIN: US00289R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EXAMINATION AND APPROVAL OF THE FINANCIAL Mgmt For
STATEMENTS AND THE MANAGEMENT REPORT
CORRESPONDING TO 2013.
2. EXAMINATION AND APPROVAL, AS APPROPRIATE, Mgmt For
OF THE PROPOSAL TO ALLOCATE THE RESULT FOR
2013.
3. CAPITAL INCREASE FOR AMOUNT DETERMINED IN Mgmt For
ACCORDANCE WITH TERMS OF RESOLUTION, BY
ISSUING NEW ORDINARY CLASS A AND/OR B
SHARES.
4. RATIFICATION, APPOINTMENT AND RE-ELECTION Mgmt Abstain
OF DIRECTORS, AS APPROPRIATE.
5. SPECIAL REPORT ON THE REMUNERATION POLICY Mgmt For
FOR DIRECTORS TO BE SUBMITTED TO THE
GENERAL SHAREHOLDERS' MEETING FOR
CONSULTATION.
6. DELEGATION TO THE BOARD THE AUTHORITY TO Mgmt Against
INCREASE THE SHARE CAPITAL BY ISSUING NEW
SHARES AS CLASS A AND/OR B AND/OR C.
7. DELEGATION TO THE BOARD THE AUTHORITY TO Mgmt For
ISSUE DEBENTURES OR SIMILAR FIXED INCOME
SECURITIES OR EQUITIES, THAT ARE SIMPLE OR
GUARANTEED, CONVERTIBLE OR NON-CONVERTIBLE
INTO SHARES, WITH THE EXPRESS AUTHORITY TO
EXCLUDE PREFERENTIAL RIGHTS, IN ACCORDANCE
WITH ARTICLE 511 OF THE CAPITAL COMPANIES
ACT.
8. DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For
AUTHORITY TO MAKE DERIVATIVE ACQUISITIONS
OF TREASURY STOCK, OF ANY CLASS, DIRECTLY
OR THROUGH GROUP COMPANIES, IN ACCORDANCE
WITH PREVAILING LEGISLATION, NULLIFYING
AUTHORIZATIONS PREVIOUSLY GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING FOR THE SAME
PURPOSES.
9. DELEGATION TO THE BOARD THE AUTHORITY TO Mgmt For
INTERPRET, CORRECT, EXECUTE, FORMALIZE AND
REGISTER THE ADOPTED RESOLUTIONS.
10. APPROVAL OF THE MINUTES VIA ANY OF THE Mgmt For
METHODS ESTABLISHED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Abstain Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 933976764
--------------------------------------------------------------------------------------------------------------------------
Security: 00687A107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ADDYY
ISIN: US00687A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF RETAINED EARNINGS Mgmt For
3. RATIFICATION OF THE ACTIONS OF THE Mgmt For
EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR
4. RATIFICATION OF THE ACTIONS OF THE Mgmt For
SUPERVISORY BOARD FOR THE 2013 FINANCIAL
YEAR
5A. ELECTION OF THE SUPERVISORY BOARD: DR. Mgmt For
STEFAN JENTZSCH
5B. ELECTION OF THE SUPERVISORY BOARD: HERBERT Mgmt For
KAUFFMANN
5C. ELECTION OF THE SUPERVISORY BOARD: IGOR Mgmt For
LANDAU
5D. ELECTION OF THE SUPERVISORY BOARD: WILLI Mgmt For
SCHWERDTLE
5E. ELECTION OF THE SUPERVISORY BOARD: KATJA Mgmt For
KRAUS
5F. ELECTION OF THE SUPERVISORY BOARD: KATHRIN Mgmt For
MENGES
6. AMENDMENT OF SECTION 18 OF THE ARTICLES OF Mgmt For
ASSOCIATION
7. REVOCATION OF THE AUTHORISATION TO ISSUE Mgmt For
BONDS WITH WARRANTS AND/OR CONVERTIBLE
BONDS OF MAY 6, 2010; AUTHORISATION TO
ISSUE BONDS WITH WARRANTS AND/OR
CONVERTIBLE BONDS, EXCLUSION OF
SHAREHOLDERS' SUBSCRIPTION RIGHTS AND
SIMULTANEOUS CREATION OF A CONTINGENT
CAPITAL; AMENDMENT TO THE ARTICLES OF
ASSOCIATION
8. AUTHORISATION TO REPURCHASE AND TO USE Mgmt For
TREASURY SHARES PURSUANT TO SECTION 71
SECTION 1 NUMBER 8 AKTG INCLUDING THE
AUTHORISATION TO EXCLUDE TENDER AND
SUBSCRIPTION RIGHTS AS WELL AS TO CANCEL
REPURCHASED SHARES AND TO REDUCE THE
CAPITAL; REVOCATION OF THE EXISTING
AUTHORISATION
9. AUTHORISATION TO USE EQUITY DERIVATIVES IN Mgmt For
CONNECTION WITH THE ACQUISITION OF TREASURY
SHARES PURSUANT TO SECTION 71 SECTION 1
NUMBER 8 AKTG WHILE EXCLUDING SHAREHOLDERS'
TENDER AND SUBSCRIPTION RIGHTS; REVOCATION
OF THE EXISTING AUTHORISATION
10A APPOINTMENT OF THE AUDITOR AND THE GROUP Mgmt For
AUDITOR
10B APPOINTMENT OF THE AUDITOR FOR THE AUDIT Mgmt For
REVIEW OF THE FINANCIAL STATEMENTS AND OF
THE FIRST HALF YEAR FINANCIAL REPORT, IF
APPLICABLE
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt Against Against
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 933978136
--------------------------------------------------------------------------------------------------------------------------
Security: G01767105
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL J. MITCHELL Mgmt Against Against
1.2 ELECTION OF DIRECTOR: RICHARD F. POPS Mgmt For For
2. TO HOLD A NON-BINDING ADVISORY VOTE TO Mgmt Against Against
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
4. TO APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE AUDIT AND RISK COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
5. TO APPROVE THE ALKERMES PLC 2011 STOCK Mgmt Against Against
OPTION AND INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933880141
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ERIC S. SCHWARTZ AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY TO SERVE UNTIL THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2014.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt Against Against
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933957029
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CHANGE IN RELATION TO OUTSTANDING Mgmt For For
SUBSCRIPTION RIGHTS GRANTED TO DIRECTORS OF
THE COMPANY AND CERTAIN EXECUTIVES
A2B RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE AUTHORISED
CAPITAL
B1A RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE ACQUISITION OF
OWN SHARES
B1B REPLACING ARTICLE 10 OF THE ARTICLES OF Mgmt For For
ASSOCIATION
C4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
C5 DISCHARGE TO THE DIRECTORS Mgmt For For
C6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
C7A RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt For For
DIRECTOR OF MR. KEES STORM, FOR A PERIOD OF
ONE YEAR
C7B RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt For For
DIRECTOR OF MR. MARK WINKELMAN, FOR A
PERIOD OF ONE YEAR
C7C RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR
YEARS
C7D RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
GREGOIRE DE SPOELBERCH, FOR A PERIOD OF
FOUR YEARS
C7E RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
CARLOS ALBERTO DA VEIGA SICUPIRA, FOR A
PERIOD OF FOUR YEARS
C7F RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
MARCEL HERRMANN TELLES, FOR A PERIOD OF
FOUR YEARS
C7G ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. JORGE PAULO LEMANN AND
APPOINTING AS DIRECTOR MR. PAULO LEMANN AS
HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS
C7H ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. ROBERTO MOSES THOMPSON
MOTTA AND APPOINTING AS DIRECTOR MR.
ALEXANDRE BEHRING AS HIS SUCCESSOR, FOR A
PERIOD OF FOUR YEARS
C7I APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO Mgmt For For
LEONI SCETI, FOR A PERIOD OF FOUR YEARS
C7J APPOINTING AS DIRECTOR MRS. MARIA ASUNCION Mgmt For For
ARAMBURUZABALA LARREGUI, FOR A PERIOD OF
FOUR YEARS
C7K APPOINTING AS DIRECTOR MR. VALENTIN DIEZ Mgmt For For
MORODO, FOR A PERIOD OF FOUR YEARS
C8A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
C8B STOCK OPTIONS FOR DIRECTORS Mgmt For For
D1 FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 933949820
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACGL
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT CLASS I DIRECTOR OF THE COMPANY: Mgmt Abstain Against
KEWSONG LEE
1B TO ELECT CLASS I DIRECTOR OF THE COMPANY: Mgmt For For
BRIAN S. POSNER
1C TO ELECT CLASS I DIRECTOR OF THE COMPANY: Mgmt For For
JOHN D. VOLLARO
2A TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ANTHONY ASQUITH
2B TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
EDGARDO BALOIS
2C TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
DENNIS R. BRAND
2D TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PAUL
COLE
2E TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MICHAEL CONSTANTINIDES
2F TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt Abstain Against
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
GRAHAM B.R. COLLIS
2G TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
WILLIAM J. COONEY
2H TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: NICK
DENNISTON
2I TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MICHAEL FEETHAM
2J TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
STEPHEN FOGARTY
2K TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ELIZABETH FULLERTON-ROME
2L TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARC
GRANDISSON
2M TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MICHAEL A. GREENE
2N TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
JEROME HALGAN
2O TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PET
HARTMAN
2P TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID
W. HIPKIN
2Q TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: W.
PRESTON HUTCHINGS
2R TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
CONSTANTINE IORDANOU
2S TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
PIERRE JAL
2T TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
WOLBERT H. KAMPHUIJS
2U TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MICHAEL H. KIER
2V TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: LIN
LI-WILLIAMS
2W TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt Abstain Against
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK
D. LYONS
2X TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ADAM
MATTESON
2Y TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ROBERT MCDOWELL
2Z TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID
H. MCELROY
2AA TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ROMMEL MERCADO
2AB TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID
J. MULHOLLAND
2AC TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MICHAEL R. MURPHY
2AD TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MARTIN J. NILSEN
2AE TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK
NOLAN
2AF TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MARITA OLIVER
2AG TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
NICOLAS PAPADOPOULO
2AH TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ELISABETH QUINN
2AI TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
MAAMOUN RAJEH
2AJ TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ANDREW RIPPERT
2AK TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: CARLA
SANTAMARIA-SENA
2AL TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
ARTHUR SCACE
2AM TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SCOTT
SCHENKER
2AN TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SOREN
SCHEUER
2AO TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: BUDHI
SINGH
2AP TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
WILLIAM A. SOARES
2AQ TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
HELMUT SOHLER
2AR TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: RYAN
TAYLOR
2AS TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROSS
TOTTEN
2AT TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: IWAN
VAN MUNSTER
2AU TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ANGUS
WATSON
2AV TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES: JAMES
R. WEATHERSTONE
2AW TO ELECT AS DESIGNATED COMPANY DIRECTOR SO Mgmt For For
THAT THEY MAY BE ELECTED DIRECTOR OF
CERTAIN OF OUR NON-U.S. SUBSIDIARIES:
GERALD WOLFE
3. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934020809
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS.
5. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933869084
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2013. Mgmt For
2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt Against
3. DECLARATION OF FINAL DIVIDEND. Mgmt For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
13. APPOINTMENT OF AUDITOR. Mgmt For
14. REMUNERATION OF AUDITOR. Mgmt For
15. AUTHORITY TO ALLOT SHARES. Mgmt For
16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For
17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For
18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 934007128
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE* Mgmt For For
PAMELA L. COE Mgmt For For
BARRY DILLER Mgmt For For
JONATHAN L. DOLGEN Mgmt For For
CRAIG A. JACOBSON* Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
PETER M. KERN* Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt For For
JOSE A. TAZON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. STOCKHOLDERS PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt Withheld Against
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 933906399
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 06-Dec-2013
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL TO APPROVE THE PAYMENT OF A CASH Mgmt For
DIVIDEND, FOR THE AMOUNT OF
$6,684,103,000.00 (SIX BILLION SIX HUNDRED
AND EIGHTY FOUR MILLION ONE HUNDRED AND
THREE THOUSAND 00/100 MEXICAN PESOS), TO BE
PAID FROM THE RETAINED EARNINGS OF THE
COMPANY, WHICH WOULD RESULT IN A PAYMENT OF
MXP$0.333333 PER EACH SERIES ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
II APPOINTMENT OF DELEGATES FOR THE Mgmt For
FORMALIZATION OF THE MEETING'S RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt Withheld Against
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 933943525
--------------------------------------------------------------------------------------------------------------------------
Security: 45857P400
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: IHG
ISIN: US45857P4000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2013 Mgmt For For
2 DIRECTORS' REMUNERATION POLICY Mgmt For For
3 ANNUAL REPORT ON DIRECTORS' REMUNERATION Mgmt For For
2013
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5A ELECTION OF IAN DYSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
5B ELECTION OF PAUL EDGECLIFFE-JOHNSON AS A Mgmt For For
DIRECTOR
5C ELECTION OF JILL MCDONALD AS A DIRECTOR Mgmt For For
5D RE-ELECTION OF PATRICK CESCAU AS A DIRECTOR Mgmt For For
5E RE-ELECTION OF DAVID KAPPLER AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
5F RE-ELECTION OF KIRK KINSELL AS A DIRECTOR Mgmt For For
5G RE-ELECTION OF JENNIFER LAING AS A DIRECTOR Mgmt For For
5H RE-ELECTION OF JONATHAN LINEN AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
5I RE-ELECTION OF LUKE MAYHEW AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
5J RE-ELECTION OF DALE MORRISON AS A DIRECTOR Mgmt For For
5K RE-ELECTION OF TRACY ROBBINS AS A DIRECTOR Mgmt For For
5L RE-ELECTION OF RICHARD SOLOMONS AS A Mgmt For For
DIRECTOR
5M RE-ELECTION OF YING YEH AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
6 REAPPOINTMENT OF AUDITOR Mgmt For For
7 REMUNERATION OF AUDITOR Mgmt For For
8 POLITICAL DONATIONS Mgmt For For
9 ALLOTMENT OF SHARES Mgmt For For
10 ADOPTION OF NEW LONG TERM INCENTIVE PLAN Mgmt For For
RULES
11 ADOPTION OF NEW ANNUAL PERFORMANCE PLAN Mgmt For For
RULES
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
14 NOTICE OF GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 934046473
--------------------------------------------------------------------------------------------------------------------------
Security: 45857P400
Meeting Type: Annual
Meeting Date: 30-Jun-2014
Ticker: IHG
ISIN: US45857P4000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CONSOLIDATION OF SHARE CAPITAL Mgmt For For
2. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933954085
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2013 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO GIVE STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933987351
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt Against Against
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933953766
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: HOWARD B. BERNICK Mgmt For For
1C. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1D. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1E. ELECTION OF DIRECTOR: CELESTE A. CLARK, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt For For
1I. ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN Mgmt For For
1J. ELECTION OF DIRECTOR: PETER G. RATCLIFFE Mgmt For For
1K. ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 933907252
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN EAST Mgmt For For
1.6 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE BY 45,000,000.
03 TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO PROVIDE THAT
FUTURE STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS GRANTED UNDER THE PLAN MAY HAVE A
MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6
YEARS).
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 28, 2014.
05 TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt Against Against
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt For For
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
JOUKO KARVINEN Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
DENNIS STRIGL Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933922280
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE
GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2013
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2014 TO THE ANNUAL
GENERAL MEETING 2015
4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
PERFORMANCE CYCLE ENDED IN 2013
5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTOR
5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTOR
5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTOR
6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Abstain
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt Against Against
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 933984014
--------------------------------------------------------------------------------------------------------------------------
Security: 74435K204
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: PUK
ISIN: US74435K2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND CONSIDER THE ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITORS'
REPORT
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY)
4. TO DECLARE A FINAL DIVIDEND OF 23.84 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY
5. TO ELECT MR PIERRE-OLIVIER BOUEE AS A Mgmt For For
DIRECTOR
6. TO ELECT MS JACQUELINE HUNT AS A DIRECTOR Mgmt For For
7. TO ELECT MR ANTHONY NIGHTINGALE Mgmt Against Against
8. TO ELECT MS ALICE SCHROEDER AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIR HOWARD DAVIES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR Mgmt For For
11. TO RE-ELECT MR ALEXANDER JOHNSTON AS A Mgmt For For
DIRECTOR
12. TO RE-ELECT MR PAUL MANDUCA AS A DIRECTOR Mgmt For For
13. TO RE-ELECT MR MICHAEL MCLINTOCK AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT MR KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
15. TO RE-ELECT MR NICOLAOS NICANDROU AS A Mgmt For For
DIRECTOR
16. TO RE-ELECT MR PHILIP REMNANT AS A DIRECTOR Mgmt For For
17. TO RE-ELECT MR BARRY STOWE AS A DIRECTOR Mgmt For For
18. TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR Mgmt For For
19. TO RE-ELECT LORD TURNBULL AS A DIRECTOR Mgmt For For
20. TO RE-ELECT MR MICHAEL WELLS AS A DIRECTOR Mgmt For For
21. TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
22. TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITOR'S REMUNERATION
23. RENEWAL OF THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
24. RENEWAL OF AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
25. RENEWAL OF EXTENSION OF AUTHORITY TO ALLOT Mgmt For For
ORDINARY SHARES TO INCLUDE REPURCHASED
SHARES
26. RENEWAL OF AUTHORITY TO ALLOT PREFERENCE Mgmt For For
SHARES
27. RENEWAL OF AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
28. RENEWAL OF AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
29. RENEWAL OF AUTHORITY IN RESPECT OF NOTICE Mgmt Against Against
FOR ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933998986
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED G. GILMAN Mgmt Withheld Against
JOSEPH L. GOLDSTEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
CHRISTINE A. POON Mgmt For For
P. ROY VAGELOS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE REGENERON Mgmt Against Against
PHARMACEUTICALS, INC. 2014 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933947345
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2013 ANNUAL REPORT. TO Mgmt For For
RECEIVE THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013.
2. APPROVAL OF THE REMUNERATION POLICY REPORT. Mgmt For For
TO APPROVE THE REMUNERATION POLICY REPORT
AS SET OUT IN THE 2013 ANNUAL REPORT ON
PAGES 70 TO 78.
3. APPROVAL OF THE DIRECTORS' REPORT ON Mgmt For For
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER. TO APPROVE THE
DIRECTORS' REPORT ON REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013 AND THE
REMUNERATION COMMITTEE CHAIRMAN'S LETTER AS
SET OUT IN THE 2013 ANNUAL REPORT ON PAGES
68 TO 108 (SAVE FOR PAGES 70 TO 78).
4. APPROVAL OF THE REMUNERATION REPORT. TO Mgmt For For
APPROVE THE REMUNERATION REPORT FOR THE
YEAR ENDED 31 DECEMBER 2013 AS SET OUT IN
THE 2013 ANNUAL REPORT ON PAGES 68 TO 108.
5. APPROVAL OF POTENTIAL TERMINATION BENEFITS. Mgmt For For
TO APPROVE FOR ALL PURPOSES (INCLUDING FOR
THE PURPOSES OF SECTIONS 200B AND 200E OF
THE AUSTRALIAN CORPORATIONS ACT 2001) THE
GIVING OF BENEFITS TO PERSONS (RELEVANT
EXECUTIVES) WHO, FROM TIME TO TIME, ARE KEY
MANAGEMENT PERSONNEL (KMP) OF RIO TINTO
LIMITED OR WHO HOLD A MANAGERIAL OR
EXECUTIVE OFFICE IN RIO TINTO LIMITED OR A
RELATED BODY CORPORATE, IN CONNECTION WITH
THE PERSON CEASING TO HOLD AN OFFICE, OR
POSITION OF EMPLOYMENT, IN RIO TINTO
LIMITED OR A RELATED BODY CORPORATE.
6. TO ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
7. TO ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
9. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MICHAEL FITZPATRICK AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
12. TO RE-ELECT RICHARD GOODMANSON AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
14. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
15. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
17. TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
18. RE-APPOINTMENT OF AUDITORS Mgmt For For
19. REMUNERATION OF AUDITORS Mgmt For For
20. GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
23. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt Against Against
THAN ANNUAL GENERAL MEETINGS
24. SCRIP DIVIDEND AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt For For
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt For For
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 934036559
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF SURPLUS Mgmt For
2A. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA Mgmt Against
2B. ELECTION OF DIRECTOR: AKIO TOYODA Mgmt For
2C. ELECTION OF DIRECTOR: SATOSHI OZAWA Mgmt For
2D. ELECTION OF DIRECTOR: NOBUYORI KODAIRA Mgmt For
2E. ELECTION OF DIRECTOR: MITSUHISA KATO Mgmt For
2F. ELECTION OF DIRECTOR: MASAMOTO MAEKAWA Mgmt For
2G. ELECTION OF DIRECTOR: YASUMORI IHARA Mgmt For
2H. ELECTION OF DIRECTOR: SEIICHI SUDO Mgmt For
2I. ELECTION OF DIRECTOR: KOEI SAGA Mgmt For
2J. ELECTION OF DIRECTOR: TOKUO FUKUICHI Mgmt For
2K. ELECTION OF DIRECTOR: SHIGEKI TERASHI Mgmt For
2L. ELECTION OF DIRECTOR: YOSHIMASA ISHII Mgmt For
2M. ELECTION OF DIRECTOR: IKUO UNO Mgmt Against
2N. ELECTION OF DIRECTOR: HARUHIKO KATO Mgmt For
2O. ELECTION OF DIRECTOR: MARK T. HOGAN Mgmt Against
3A. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against
MEMBER: MASAKI NAKATSUGAWA
3B. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against
MEMBER: TEISUKE KITAYAMA
4A. ELECTION OF SUBSTITUTE AUDIT & SUPERVISORY Mgmt For
BOARD MEMBER: RYUJI SAKAI
5. PAYMENT OF EXECUTIVE BONUSES Mgmt For
6. DELEGATION TO OUR BOARD OF DIRECTORS OF THE Mgmt For
POWER TO DECIDE THE TERMS OF THE
DISPOSITION OF OUR TREASURY STOCK BY WAY OF
THIRD-PARTY ALLOTMENT
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933996160
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1D. ELECTION OF DIRECTOR: HENRY L. MEYER III Mgmt For For
1E. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1G. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN H. WALKER Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES A. YAMARONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE UNITED CONTINENTAL HOLDINGS, INC.
2006 DIRECTOR EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933970469
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
WILLIAM D. YOUNG Mgmt For For
2. AMENDMENT TO OUR 2013 STOCK AND OPTION PLAN Mgmt Against Against
THAT INCREASES THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
9.5 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 933919675
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 17-Mar-2014
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
C. FALCONE SORRELL Mgmt For For
ALAN C. GREENBERG Mgmt Withheld Against
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
DEBORAH NORVILLE Mgmt Withheld Against
CHARLES E. PHILLIPS, JR Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt Withheld Against
WILLIAM SCHWARTZ Mgmt For For
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF VIACOM
INC., AS DESCRIBED IN THE "EXECUTIVE
COMPENSATION" SECTION OF THE 2014 PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
Quaker Mid-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933952598
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROY V. ARMES Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL C. ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: P. GEORGE BENSON Mgmt For For
1D. ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1E. ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: MALLIKA SRINIVASAN Mgmt For For
1J. ELECTION OF DIRECTOR: HENDRIKUS VISSER Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933983618
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1.3 ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
2. HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933916465
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 19-Feb-2014
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. BECK Mgmt For For
GEORGE S. DOTSON Mgmt For For
JACK E. GOLDEN Mgmt For For
HANS HELMERICH Mgmt For For
JEFFREY A. MILLER Mgmt For For
JAMES R. MONTAGUE Mgmt For For
ROBERT J. SALTIEL Mgmt For For
PHIL D. WEDEMEYER Mgmt For For
2. TO APPROVE, BY A SHAREHOLDER NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT OF OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF FORMATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK FROM 90,000,000 TO
180,000,000.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
AXIALL CORPORATION Agenda Number: 933997580
--------------------------------------------------------------------------------------------------------------------------
Security: 05463D100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AXLL
ISIN: US05463D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL D. CARRICO Mgmt For For
1B. ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK J. FLEMING Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT M. GERVIS Mgmt For For
1E. ELECTION OF DIRECTOR: VICTORIA F. HAYNES Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL H. MCGARRY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM L. MANSFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. NOETZEL Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. WEINSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC. Agenda Number: 933961408
--------------------------------------------------------------------------------------------------------------------------
Security: 09063H107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BMR
ISIN: US09063H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALAN D. GOLD Mgmt For For
1.2 ELECTION OF DIRECTOR: DANIEL M. BRADBURY Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. BRODY, Mgmt For For
M.D., PH.D.
1.4 ELECTION OF DIRECTOR: GARY A. KREITZER Mgmt For For
1.5 ELECTION OF DIRECTOR: THEODORE D. ROTH Mgmt For For
1.6 ELECTION OF DIRECTOR: JANICE L. SEARS Mgmt For For
1.7 ELECTION OF DIRECTOR: M. FAYE WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC Agenda Number: 934005338
--------------------------------------------------------------------------------------------------------------------------
Security: 11120U105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BRX
ISIN: US11120U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. CARROLL Mgmt For For
JOHN G. SCHREIBER Mgmt For For
A.J. AGARWAL Mgmt For For
MICHAEL BERMAN Mgmt For For
ANTHONY W. DEERING Mgmt For For
JONATHAN D. GRAY Mgmt For For
NADEEM MEGHJI Mgmt For For
WILLIAM D. RAHM Mgmt For For
WILLIAM J. STEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. TO DETERMINE, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 933949527
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN L. BOSTROM Mgmt For For
1B. ELECTION OF DIRECTOR: DR. JAMES D. PLUMMER Mgmt For For
1C. ELECTION OF DIRECTOR: DR. ALBERTO Mgmt For For
SANGIOVANNI-VINCENTELLI
1D. ELECTION OF DIRECTOR: GEORGE M. SCALISE Mgmt For For
1E. ELECTION OF DIRECTOR: DR. JOHN B. SHOVEN Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER S. SIBONI Mgmt For For
1G. ELECTION OF DIRECTOR: YOUNG K. SOHN Mgmt For For
1H. ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For
2. APPROVAL OF THE OMNIBUS EQUITY INCENTIVE Mgmt For For
PLAN, WHICH CONSOLIDATES THE AMENDED AND
RESTATED 2000 EQUITY INCENTIVE PLAN INTO
THE AMENDED AND RESTATED 1987 STOCK
INCENTIVE PLAN.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL
YEAR ENDING JANUARY 3, 2015.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 933949717
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. CAMPO Mgmt Withheld Against
SCOTT S. INGRAHAM Mgmt For For
LEWIS A. LEVEY Mgmt For For
WILLIAM B. MCGUIRE, JR. Mgmt For For
WILLIAM F. PAULSEN Mgmt For For
D. KEITH ODEN Mgmt For For
F. GARDNER PARKER Mgmt For For
F.A. SEVILLA-SACASA Mgmt For For
STEVEN A. WEBSTER Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC. Agenda Number: 933965381
--------------------------------------------------------------------------------------------------------------------------
Security: 203668108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CYH
ISIN: US2036681086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: W. LARRY CASH Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN A. CLERICO Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES S. ELY III Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN A. FRY Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM NORRIS Mgmt For For
JENNINGS
1.6 ELECTION OF DIRECTOR: JULIA B. NORTH Mgmt For For
1.7 ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1.8 ELECTION OF DIRECTOR: H. MITCHELL WATSON, Mgmt For For
JR.
2. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2004 EMPLOYEE PERFORMANCE
INCENTIVE PLAN AS AMENDED AND RESTATED
FEBRUARY 26, 2014.
4. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2009 STOCK OPTION & AWARD
PLAN, AS AMENDED & RESTATED MARCH 19, 2014.
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
AMENDED AND RESTATED BY-LAWS OF COMMUNITY
HEALTH SYSTEMS, INC.
6. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 933936304
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
R. BRUCE MCDONALD Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
MARK A. SCHULZ Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933863551
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A LEDSINGER, JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt Withheld Against
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE THE 2002 STOCK INCENTIVE PLAN, Mgmt For For
AS AMENDED.
3. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 25, 2014.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE TO ELECT DIRECTORS.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING PROXY ACCESS.
7. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING POLITICAL CONTRIBUTIONS.
8. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING LOBBYING DISCLOSURE.
9. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING DISCLOSURE OF EEO-1 REPORT DATA.
--------------------------------------------------------------------------------------------------------------------------
DDR CORP. Agenda Number: 933960331
--------------------------------------------------------------------------------------------------------------------------
Security: 23317H102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: DDR
ISIN: US23317H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G. ELECTION OF DIRECTOR: REBECCA L. MACCARDINI Mgmt For For
1H. ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933970370
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WIELAND F. WETTSTEIN Mgmt For For
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
JOHN P. DIELWART Mgmt For For
RONALD G. GREENE Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
KEVIN O. MEYERS Mgmt For For
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
LAURA A. SUGG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933940721
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For
1B. ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For
1C. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1D. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1G. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1I. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1J. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1K. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1L. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO REAPPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
OUR EXECUTIVE OFFICER ANNUAL INCENTIVE
PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
6. TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
7. TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
8. TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
PERMIT SHAREHOLDERS TO CALL A SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. Agenda Number: 933907620
--------------------------------------------------------------------------------------------------------------------------
Security: 29266R108
Meeting Type: Annual
Meeting Date: 27-Jan-2014
Ticker: ENR
ISIN: US29266R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1B ELECTION OF DIRECTOR: WARD M. KLEIN Mgmt For For
1C ELECTION OF DIRECTOR: W. PATRICK MCGINNIS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4 APPROVAL OF AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5 APPROVAL OF SECOND AMENDED AND RESTATED Mgmt For For
2009 INCENTIVE STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933951469
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K'LYNNE JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. POWELL Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933856633
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 15-Aug-2013
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SOLOMON Mgmt For For
1B ELECTION OF DIRECTOR: NESLI BASGOZ, MD Mgmt Against Against
1C ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D ELECTION OF DIRECTOR: KENNETH E. GOODMAN Mgmt For For
1E ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
1F ELECTION OF DIRECTOR: PIERRE LEGAULT Mgmt For For
1G ELECTION OF DIRECTOR: GERALD M. LIEBERMAN Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, Mgmt For For
MD
1I ELECTION OF DIRECTOR: LESTER B. SALANS, MD Mgmt For For
1J ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, Mgmt For For
MD
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
2007 EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 933913572
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
GLENN J. CHAMANDY Mgmt For For
RUSSELL GOODMAN Mgmt For For
RUSS HAGEY Mgmt For For
GEORGE HELLER Mgmt For For
SHEILA O'BRIEN Mgmt For For
PIERRE ROBITAILLE Mgmt For For
JAMES R. SCARBOROUGH Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 APPROVING THE RENEWAL OF THE SHAREHOLDER Mgmt For For
RIGHTS PLAN ADOPTED BY THE BOARD OF
DIRECTORS OF THE CORPORATION ON DECEMBER 1,
2010 UNTIL THE CLOSE OF BUSINESS ON THE
DATE ON WHICH THE ANNUAL MEETING OF THE
SHAREHOLDERS OF THE CORPORATION IS HELD IN
2017; SEE SCHEDULE "D" TO THE MANAGEMENT
PROXY CIRCULAR
03 APPROVING AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION; SEE SCHEDULE "E" TO THE
MANAGEMENT PROXY CIRCULAR
04 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS FOR
THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt Against Against
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933917328
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HANS HELMERICH Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. LINDSAY Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA MARSHALL Mgmt For For
1D. ELECTION OF DIRECTOR: RANDY A. FOUTCH Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ZEGLIS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. PETRIE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. Agenda Number: 933945911
--------------------------------------------------------------------------------------------------------------------------
Security: 441060100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HSP
ISIN: US4410601003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IRVING W. BAILEY, II Mgmt For For
1B. ELECTION OF DIRECTOR: F. MICHAEL BALL Mgmt For For
1C. ELECTION OF DIRECTOR: CONNIE R. CURRAN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS M. FENTON Mgmt For For
1F. ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JACQUE J. SOKOLOV Mgmt For For
1H. ELECTION OF DIRECTOR: MARK F. WHEELER Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR
2014.
4. TO APPROVE THE AMENDMENTS TO THE 2004 Mgmt For For
LONG-TERM STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 933970320
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARY L. BAGLIVO Mgmt For For
1.2 ELECTION OF DIRECTOR: SHEILA C. BAIR Mgmt For For
1.3 ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1.7 ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1.8 ELECTION OF DIRECTOR: GORDON H. SMITH Mgmt For For
1.9 ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
2. RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933928751
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
J.C. PENNEY COMPANY, INC. Agenda Number: 933954162
--------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: JCP
ISIN: US7081601061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN C. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS Mgmt For For
1C. ELECTION OF DIRECTOR: KENT B. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
1F. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1G. ELECTION OF DIRECTOR: R. GERALD TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD W. TYSOE Mgmt For For
1I. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1J. ELECTION OF DIRECTOR: MARY BETH WEST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED.
5. TO APPROVE THE AMENDED RIGHTS AGREEMENT IN Mgmt For For
ORDER TO PROTECT THE TAX BENEFITS OF THE
COMPANY'S NET OPERATING LOSS CARRY
FORWARDS.
6. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933965569
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
DEMOS PARNEROS Mgmt For For
BARBARA R. SNYDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE Shr Against For
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ROLES.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 933966206
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. NIEW Mgmt For For
KEITH L. BARNES Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 933987363
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. ERIC BOLTON, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN B. GRAF, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH HORN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES K. LOWDER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. LOWDER Mgmt For For
1F. ELECTION OF DIRECTOR: CLAUDE B. NIELSEN Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP W. NORWOOD Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. RIPPS Mgmt For For
1I. ELECTION OF DIRECTOR: W. REID SANDERS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM B. SANSOM Mgmt For For
1K. ELECTION OF DIRECTOR: GARY SHORB Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. SPIEGEL Mgmt For For
2. APPROVE THE AMENDED AND RESTATED Mgmt For For
MID-AMERICA APARTMENT ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 933930629
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD L. CLEMMER Mgmt For For
KURT P. KUEHN Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THESE PROXY
MATERIALS.
4. TO APPROVE THE DIRECTORS' PROPOSAL TO AMEND Mgmt For For
THE CHARTER OF THE COMPANY TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS OF
THE COMPANY AND PROVIDE FOR ANNUAL ELECTION
OF ALL DIRECTORS ELECTED AT OR AFTER THE
COMPANY'S 2015 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933863450
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 13-Sep-2013
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For
1E. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1G. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For
1K. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For
1L. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
2. AMENDMENT & RESTATEMENT OF 1999 STOCK Mgmt For For
OPTION PLAN TO (I) INCREASE SHARE RESERVE
BY AN ADDITIONAL 10,000,000 SHARES OF
COMMON STOCK; (II) REMOVE CERTAIN
LIMITATIONS REGARDING NUMBER OF SHARES THAT
MAY BE GRANTED IN RESPECT OF CERTAIN EQUITY
AWARDS & INSTEAD IMPLEMENT A FUNGIBLE SHARE
PROVISION; (III) INCREASE NUMBER OF SHARES
& PERFORMANCE UNITS THAT MAY BE GRANTED
PURSUANT TO AWARDS UNDER CERTAIN EQUITY
COMPENSATION PROGRAMS; (IV) AMEND
PERFORMANCE CRITERIA THAT MAY BE USED AS A
BASIS FOR ESTABLISHING PERFORMANCE-BASED
COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 5,000,000 SHARES
OF COMMON STOCK.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5A. TO APPROVE AMENDMENTS TO ARTICLE VI OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
5B. TO APPROVE AMENDMENTS TO ARTICLE X OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING CERTAIN LIMITS ON ACCELERATION OF
EXECUTIVE PAY, IF PROPERLY PRESENTED AT THE
STOCKHOLDER MEETING.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
25, 2014.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt Withheld Against
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda Number: 933976219
--------------------------------------------------------------------------------------------------------------------------
Security: 743674103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PL
ISIN: US7436741034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT O. BURTON Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS L. HAMBY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1E. ELECTION OF DIRECTOR: VANESSA LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN J. MCMAHON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HANS H. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: MALCOLM PORTERA Mgmt For For
1J. ELECTION OF DIRECTOR: C. DOWD RITTER Mgmt For For
1K. ELECTION OF DIRECTOR: JESSE J. SPIKES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM A. TERRY Mgmt For For
1M. ELECTION OF DIRECTOR: W. MICHAEL WARREN, Mgmt For For
JR.
1N. ELECTION OF DIRECTOR: VANESSA WILSON Mgmt For For
2. ADVISORY VOTE REGARDING THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN ITS PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANT.
--------------------------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda Number: 933946103
--------------------------------------------------------------------------------------------------------------------------
Security: 748356102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: STR
ISIN: US7483561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERESA BECK Mgmt For For
1B ELECTION OF DIRECTOR: R.D. CASH Mgmt For For
1C ELECTION OF DIRECTOR: LAURENCE M. DOWNES Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER A. HELMS Mgmt For For
1E ELECTION OF DIRECTOR: RONALD W. JIBSON Mgmt For For
1F ELECTION OF DIRECTOR: REBECCA RANICH Mgmt For For
1G ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: BRUCE A. WILLIAMSON Mgmt For For
2 RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGAL-BELOIT CORPORATION Agenda Number: 933956243
--------------------------------------------------------------------------------------------------------------------------
Security: 758750103
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: RBC
ISIN: US7587501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. FISCHER Mgmt For For
1B. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1C. ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE YEAR ENDING JANUARY 3,
2015.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933934893
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933987844
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINE R. DETRICK* Mgmt For For
JOYCE A. PHILLIPS* Mgmt For For
ARNOUD W.A. BOOT# Mgmt For For
JOHN F. DANAHY# Mgmt For For
J. CLIFF EASON# Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933995459
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933963298
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID J. MCLACHLAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID J. ALDRICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.4 ELECTION OF DIRECTOR: TIMOTHY R. FUREY Mgmt For For
1.5 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE KING Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID P. MCGLADE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM Mgmt For For
2. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933967967
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933939033
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
DEBRA A. CREW Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2014 FISCAL YEAR.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 933957271
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. MILLETT Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
JOHN C. BATES Mgmt For For
KEITH E. BUSSE Mgmt For For
FRANK D. BYRNE, M.D. Mgmt For For
TRACI M. DOLAN Mgmt For For
PAUL B. EDGERLEY Mgmt For For
DR. JURGEN KOLB Mgmt For For
JAMES C. MARCUCCILLI Mgmt For For
BRADLEY S. SEAMAN Mgmt For For
GABRIEL L. SHAHEEN Mgmt For For
2 TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014.
3 TO APPROVE THE STEEL DYNAMICS, INC. 2014 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE, BY AN ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 933972223
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1C ELECTION OF DIRECTOR: EDWIN J. GILLIS Mgmt For For
1D ELECTION OF DIRECTOR: TIMOTHY E. GUERTIN Mgmt For For
1E ELECTION OF DIRECTOR: MARK E. JAGIELA Mgmt For For
1F ELECTION OF DIRECTOR: PAUL J. TUFANO Mgmt For For
1G ELECTION OF DIRECTOR: ROY A. VALLEE Mgmt For For
2 TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT UNDER THE
HEADINGS "COMPENSATION DISCUSSION AND
ANALYSIS" AND "EXECUTIVE COMPENSATION
TABLES".
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION Agenda Number: 933942787
--------------------------------------------------------------------------------------------------------------------------
Security: 891027104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: TMK
ISIN: US8910271043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt For For
1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt For For
1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt For For
1H. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt For For
1J. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt For For
2. RATIFICATION OF AUDITORS. Mgmt For For
3. APPROVAL OF AMENDMENT TO 2011 INCENTIVE Mgmt For For
PLAN.
4. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933958259
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
ADRIAN LAJOUS Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DOUGLAS L. ROCK Mgmt For For
DUNIA A. SHIVE Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 933909369
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L.R. GREENBERG Mgmt For For
M.O. SCHLANGER Mgmt For For
A. POL Mgmt For For
E.E. JONES Mgmt For For
J.L. WALSH Mgmt For For
R.B. VINCENT Mgmt For For
M.S. PUCCIO Mgmt For For
R.W. GOCHNAUER Mgmt For For
F.S. HERMANCE Mgmt For For
2. PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ULTRA PETROLEUM CORP. Agenda Number: 933977526
--------------------------------------------------------------------------------------------------------------------------
Security: 903914109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: UPL
ISIN: CA9039141093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL D. WATFORD Mgmt For For
1B. ELECTION OF DIRECTOR: W. CHARLES HELTON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. MCDANIEL Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER A. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. KEEFFE Mgmt For For
2. APPOINTMENT OF AUDITORS: APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3. THE APPROVAL AND RATIFICATION OF THE 2015 Mgmt For For
ULTRA PETROLEUM CORP. STOCK INCENTIVE PLAN.
IN THE ABSENCE OF INSTRUCTIONS TO THE
CONTRARY, THE SHARES REPRESENTED BY
PROPERLY COMPLETED AND DEPOSITED PROXY WILL
BE VOTED FOR THE APPROVAL OF THE PLAN.
4. NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION: RESOLVED, THE SHAREHOLDERS OF
ULTRA PETROLEUM CORP. APPROVE, ON AN
ADVISORY BASIS, THE COMPENSATION PAID TO
ITS NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE ACCOMPANYING COMPENSATION
TABLES, AND THE RELATED NARRATIVE
DISCUSSION, IN ITS MOST RECENT PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. Agenda Number: 933944933
--------------------------------------------------------------------------------------------------------------------------
Security: 95709T100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WR
ISIN: US95709T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOLLIE H. CARTER Mgmt For For
JERRY B. FARLEY Mgmt For For
MARK A. RUELLE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION AND CONFIRMATION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933927672
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1I. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014 Mgmt For For
EXECUTIVE PERFORMANCE EXCELLENCE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 933909092
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARY L. PETROVICH Mgmt For For
LARRY E. RITTENBERG Mgmt For For
PAUL DONOVAN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
3. PROPOSAL REGARDING THE ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933960305
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933947600
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
Quaker Small Cap Growth Tactical Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC. Agenda Number: 933878069
--------------------------------------------------------------------------------------------------------------------------
Security: 018680306
Meeting Type: Special
Meeting Date: 01-Nov-2013
Ticker: AFOP
ISIN: US0186803062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE FROM 20,000,000 SHARES TO
100,000,000 SHARES.
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
2000 STOCK INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO INCREASE BY 900,000 THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE THEREUNDER.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt No vote
ADJOURN THE SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT TO APPROVE EITHER OR BOTH
OF PROPOSALS 1 AND 2.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 933866824
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 08-Sep-2013
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS REQUIRED BY ISRAELI LAW, TO ADOPT THE Mgmt No vote
COMPANY'S EXECUTIVE COMPENSATION POLICY
2. TO APPROVE AN AMENDMENT TO THE EMPLOYMENT Mgmt No vote
AGREEMENT OF MR. SHABTAI ADLERSBERG, THE
COMPANY'S PRESIDENT AND CHIEF EXECUTIVE
OFFICER AND A MEMBER OF THE COMPANY'S BOARD
OF DIRECTORS
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt No vote
INDEPENDENT AUDITORS FOR 2013 AND TO
AUTHORIZE THE COMPENSATION OF THE AUDITORS
--------------------------------------------------------------------------------------------------------------------------
CHINA LODGING GROUP LTD Agenda Number: 933885999
--------------------------------------------------------------------------------------------------------------------------
Security: 16949N109
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: HTHT
ISIN: US16949N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt No vote
RESOLUTION AS SET OUT IN ITEM 1 OF THE
NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU
CPA LTD AS AUDITOR OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC. Agenda Number: 933915881
--------------------------------------------------------------------------------------------------------------------------
Security: 29251M106
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ENTA
ISIN: US29251M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE L.A. CARTER Mgmt No vote
JAY R. LULY Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS ENANTA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 933885696
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD B. MEYERCORD III Mgmt For For
JOHN H. KISPERT Mgmt For For
CHARLES W. BERGER Mgmt For For
CHARLES CARINALLI Mgmt For For
MAURY AUSTIN Mgmt For For
JOHN C. SHOEMAKER Mgmt For For
EDWARD H. KENNEDY Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS EXTREME NETWORKS, INC'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
4. TO APPROVE THE ADOPTION OF THE EXTREME Mgmt Against Against
NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. Agenda Number: 933894520
--------------------------------------------------------------------------------------------------------------------------
Security: 307675108
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: FARM
ISIN: US3076751086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL H. KEOWN Mgmt For For
CHARLES F. MARCY Mgmt For For
CHRISTOPHER P. MOTTERN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF THE PROPOSED FARMER BROS. CO. Mgmt For For
AMENDED AND RESTATED 2007 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda Number: 933859956
--------------------------------------------------------------------------------------------------------------------------
Security: 31787A507
Meeting Type: Annual
Meeting Date: 03-Sep-2013
Ticker: FNSR
ISIN: US31787A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY S. RAWLS Mgmt No vote
ROBERT N. STEPHENS Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS FINISAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 27, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY Mgmt No vote
RESOLUTION TO APPROVE THE COMPENSATION OF
FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FRISCH'S RESTAURANTS, INC. Agenda Number: 933867737
--------------------------------------------------------------------------------------------------------------------------
Security: 358748101
Meeting Type: Annual
Meeting Date: 02-Oct-2013
Ticker: FRS
ISIN: US3587481017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE P. BROWN Mgmt No vote
DANIEL W. GEEDING Mgmt No vote
CRAIG F. MAIER Mgmt No vote
JEROME P. MONTOPOLI Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt No vote
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt No vote
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
GAMCO INVESTORS, INC. Agenda Number: 933892526
--------------------------------------------------------------------------------------------------------------------------
Security: 361438104
Meeting Type: Special
Meeting Date: 20-Nov-2013
Ticker: GBL
ISIN: US3614381040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REINCORPORATION OF THE COMPANY IN THE STATE Mgmt No vote
OF DELAWARE.
2. AMENDMENT OF THE COMPANY'S 2002 STOCK AWARD Mgmt No vote
AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF CLASS A SHARES AUTHORIZED AND RESERVED
FOR ISSUANCE BY 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
GIVEN IMAGING LTD. Agenda Number: 933913065
--------------------------------------------------------------------------------------------------------------------------
Security: M52020100
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: GIVN
ISIN: IL0010865371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER PROPOSAL, INCLUDING Mgmt For For
THE APPROVAL OF: (I) THE MERGER AGREEMENT;
(II) THE MERGER, PURSUANT TO SECTION
314-327 OF THE ICL, OF THE COMPANY WITH
MERGER SUB, AN ISRAELI COMPANY AND A
WHOLLY-OWNED SUBSIDIARY OF PARENT, BOTH OF
WHICH ARE WHOLLY-OWNED SUBSIDIARIES OF
COVIDIEN PLC; (III) THE PAYMENT ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
HIMAX TECHNOLOGIES, INC. Agenda Number: 933862206
--------------------------------------------------------------------------------------------------------------------------
Security: 43289P106
Meeting Type: Annual
Meeting Date: 04-Sep-2013
Ticker: HIMX
ISIN: US43289P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AUDITED FINANCIAL REPORTS OF THE Mgmt No vote
COMPANY FOR THE FISCAL YEAR ENDED DECEMBER
31, 2012.
2. TO TRANSACT ANY OTHER BUSINESS PROPERLY Mgmt No vote
BROUGHT BEFORE 2013 AGM.
--------------------------------------------------------------------------------------------------------------------------
IXYS CORPORATION Agenda Number: 933860377
--------------------------------------------------------------------------------------------------------------------------
Security: 46600W106
Meeting Type: Annual
Meeting Date: 30-Aug-2013
Ticker: IXYS
ISIN: US46600W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD L. FEUCHT Mgmt No vote
SAMUEL KORY Mgmt No vote
S. JOON LEE Mgmt No vote
TIMOTHY A. RICHARDSON Mgmt No vote
JAMES M. THORBURN Mgmt No vote
KENNETH D. WONG Mgmt No vote
NATHAN ZOMMER Mgmt No vote
2. TO APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt No vote
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt No vote
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LANNETT COMPANY, INC. Agenda Number: 933911580
--------------------------------------------------------------------------------------------------------------------------
Security: 516012101
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: LCI
ISIN: US5160121019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY FARBER Mgmt For For
ARTHUR BEDROSIAN Mgmt For For
JAMES MAHER Mgmt For For
DAVID DRABIK Mgmt For For
PAUL TAVEIRA Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF GRANT Mgmt For For
THORNTON, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE THE 2014 LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
4. PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt Against Against
INCORPORATION, AS AMENDED, TO INCREASE THE
SHARES OF COMMON STOCK AUTHORIZED TO BE
ISSUED FROM 50 MILLION TO 100 MILLION.
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933899241
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Special
Meeting Date: 13-Dec-2013
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), LAUDERDALE MERGER CORPORATION,
A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO SURGICAL
CORP. (THE "COMPANY").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC. Agenda Number: 933889315
--------------------------------------------------------------------------------------------------------------------------
Security: 577767106
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: MXWL
ISIN: US5777671067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK ROSSI Mgmt For For
BURKHARD GOESCHEL Mgmt For For
DAVID SCHLOTTERBECK Mgmt For For
2. APPROVE THE 2013 OMNIBUS EQUITY INCENTIVE Mgmt For For
PLAN AND APPROVE FOR FEDERAL TAX PURPOSES
THE PERFORMANCE GOALS THAT MAY BE USED WITH
RESPECT TO CERTAIN PERFORMANCE-BASED AWARDS
GRANTED UNDER THE PLAN.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MAXWELL TECHNOLOGIES, INC. 2004
EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
5. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC. Agenda Number: 933843852
--------------------------------------------------------------------------------------------------------------------------
Security: 606501104
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: MIND
ISIN: US6065011040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BILLY F. MITCHAM, JR. Mgmt For For
PETER H. BLUM Mgmt For For
ROBERT P. CAPPS Mgmt For For
R. DEAN LEWIS Mgmt For For
JOHN F. SCHWALBE Mgmt For For
ROBERT J. ALBERS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADOPT AN AMENDMENT AND RESTATEMENT ("THE Mgmt For For
AMENDMENT") TO THE MITCHAM INDUSTRIES, INC.
STOCK AWARDS PLAN, AS AMENDED ("THE PLAN").
4. RE-APPROVE THE MATERIAL TERMS OF THE PLAN Mgmt For For
AS AMENDED BY THE AMENDMENT PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
5. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For
ASSOCIATES LLP AS MITCHAM INDUSTRIES,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ORBOTECH LTD. Agenda Number: 933866800
--------------------------------------------------------------------------------------------------------------------------
Security: M75253100
Meeting Type: Annual
Meeting Date: 11-Sep-2013
Ticker: ORBK
ISIN: IL0010823388
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS III DIRECTOR: YEHUDIT Mgmt No vote
BRONICKI
1B ELECTION OF CLASS III DIRECTOR: JACOB Mgmt No vote
RICHTER
1C ELECTION OF CLASS III DIRECTOR: ARIE Mgmt No vote
WEISBERG
2 APPROVAL OF PROPOSAL TO RE-APPOINT Mgmt No vote
KESSELMAN & KESSELMAN AS AUDITORS & TO
AUTHORIZE THE BOARD TO DETERMINE THE
REMUNERATION
3A APPROVAL OF PROPOSAL TO AMEND THE Mgmt No vote
MEMORANDUM OF ASSOCIATION OF THE COMPANY
3B APPROVAL OF PROPOSAL TO AMEND THE ARTICLES Mgmt No vote
OF ASSOCIATION OF THE COMPANY
4 APPROVAL OF A COMPENSATION POLICY WITH Mgmt No vote
RESPECT TO THE TERMS OF OFFICE AND
EMPLOYMENT OF THE COMPANY'S OFFICE HOLDERS
4A THE UNDERSIGNED IS A "CONTROLLING Mgmt No vote
SHAREHOLDER" OF THE COMPANY. MARK "FOR" =
YES AND "AGAINST" = NO
4B DO YOU HAVE A PERSONAL INTEREST WITH Mgmt No vote
RESPECT TO PROPOSAL 4? MARK "FOR" = YES OR
"AGAINST" = NO
5 APPROVAL OF DIRECTOR AND OFFICER LIABILITY Mgmt No vote
INSURANCE COVERAGE AND THE EXEMPTION AND
INDEMNIFICATION OF THE DIRECTORS AND THE
CHIEF EXECUTIVE OFFICER OF THE COMPANY AND
THE PROVISION OF OF LETTERS OF
INDEMNIFICATION AND EXEMPTION TO THEM
5A THE UNDERSIGNED IS A "CONTROLLING Mgmt No vote
SHAREHOLDER" OF THE COMPANY. MARK "FOR" =
YES AND "AGAINST" = NO
5B DO YOU HAVE A PERSONAL INTEREST WITH Mgmt No vote
RESPECT TO PROPOSAL 5? MARK "FOR" = YES OR
"AGAINST" = NO
--------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES, INC. Agenda Number: 933849905
--------------------------------------------------------------------------------------------------------------------------
Security: 749941100
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: RFMD
ISIN: US7499411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER H. WILKINSON, JR Mgmt No vote
ROBERT A. BRUGGEWORTH Mgmt No vote
DANIEL A. DILEO Mgmt No vote
JEFFERY R. GARDNER Mgmt No vote
JOHN R. HARDING Mgmt No vote
MASOOD A. JABBAR Mgmt No vote
CASIMIR S. SKRZYPCZAK Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED IN THE PROXY
STATEMENT).
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
SHANDA GAMES LTD-ADR Agenda Number: 933888616
--------------------------------------------------------------------------------------------------------------------------
Security: 81941U105
Meeting Type: Annual
Meeting Date: 11-Nov-2013
Ticker: GAME
ISIN: US81941U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MR. TIANQIAO CHEN AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
2. TO RE-ELECT MR. XIANGDONG ZHANG AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
3. TO RE-ELECT MR. DANIAN CHEN AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
4. TO RE-ELECT MR. LI YAO AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
5. TO RE-ELECT MR. ANDY LIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. TO RE-ELECT MR. HENG WING CHAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
7. TO RE-ELECT MR. YONG GUI AS A DIRECTOR OF Mgmt For For
THE COMPANY
8. TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG
TIAN CPAS LIMITED COMPANY AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION Agenda Number: 933866583
--------------------------------------------------------------------------------------------------------------------------
Security: 831756101
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: SWHC
ISIN: US8317561012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY M. MONHEIT Mgmt For For
ROBERT L. SCOTT Mgmt For For
MICHAEL F. GOLDEN Mgmt For For
ROBERT H. BRUST Mgmt For For
P. JAMES DEBNEY Mgmt For For
JOHN B. FURMAN Mgmt For For
MITCHELL A. SALTZ Mgmt For For
I. MARIE WADECKI Mgmt For For
2. TO PROVIDE A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL 2013 ("SAY-ON-PAY").
3. TO APPROVE OUR 2013 INCENTIVE STOCK PLAN TO Mgmt For For
REPLACE OUR EXPIRING 2004 INCENTIVE STOCK
PLAN.
4. TO APPROVE OUR 2013 162(M) INCENTIVE BONUS Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF BDO USA, LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT OF OUR COMPANY FOR THE FISCAL
YEAR ENDING APRIL 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 933877081
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERGMAN Mgmt For For
RUSSELL J. KNITTEL Mgmt For For
2. PROPOSAL TO PROVIDE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR FISCAL 2013
("SAY-ON-PAY").
3. PROPOSAL TO AMEND THE COMPANY'S 2010 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE KEYW HOLDING CORP (KEYW) Agenda Number: 933856900
--------------------------------------------------------------------------------------------------------------------------
Security: 493723100
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: KEYW
ISIN: US4937231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH BONANNI Mgmt No vote
BILL CAMPBELL Mgmt No vote
PIERRE CHAO Mgmt No vote
JOHN HANNON Mgmt No vote
KEN MINIHAN Mgmt No vote
ART MONEY Mgmt No vote
LEN MOODISPAW Mgmt No vote
CAROLINE PISANO Mgmt No vote
2. RATIFY THE APPOINTMENT OF GRANT THORNTON, Mgmt No vote
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
TRUETT-HURST, INC. Agenda Number: 933884290
--------------------------------------------------------------------------------------------------------------------------
Security: 897871109
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: THST
ISIN: US8978711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRIE GRAHAM Mgmt No vote
HEATH E. DOLAN Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF BURR PILGER Mgmt No vote
MAYER, INC. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
VELTI PLC Agenda Number: 933852762
--------------------------------------------------------------------------------------------------------------------------
Security: G93285107
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: VELT
ISIN: JE00B41PDC45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt No vote
YEAR ENDED 31 DECEMBER 2012 TOGETHER WITH
THE AUDITORS' REPORT ON THOSE ACCOUNTS.
O2 TO RE-ELECT DAVID W MANN AS A DIRECTOR OF Mgmt No vote
THE COMPANY.
O3 TO RE-ELECT DAVID C D HOBLEY AS A DIRECTOR Mgmt No vote
OF THE COMPANY.
O4 TO RE-APPOINT BAKER TILLY VIRCHOW KRAUSE, Mgmt No vote
LLP AS AUDITORS OF THE COMPANY.
O5 TO AUTHORIZE THE BOARD TO DETERMINE THE Mgmt No vote
REMUNERATION OF THE AUDITORS.
S6 TO APPROVE THE PROPOSED AMENDMENT TO THE Mgmt No vote
VELTI PLC MEMORANDUM OF ASSOCIATION TO
INCREASE THE AUTHORIZED SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
WIDEPOINT CORPORATION Agenda Number: 933892362
--------------------------------------------------------------------------------------------------------------------------
Security: 967590100
Meeting Type: Annual
Meeting Date: 19-Dec-2013
Ticker: WYY
ISIN: US9675901006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTON TAUBMAN Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY THE SELECTION OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT ACCOUNTANTS
FOR THE COMPANY FOR THE CURRENT FISCAL
YEAR.
Quaker Small-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AAR CORP. Agenda Number: 933870897
--------------------------------------------------------------------------------------------------------------------------
Security: 000361105
Meeting Type: Annual
Meeting Date: 09-Oct-2013
Ticker: AIR
ISIN: US0003611052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN R. BOBINS Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
JAMES E. GOODWIN Mgmt For For
MARC J. WALFISH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE AAR CORP. 2013 STOCK PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC. Agenda Number: 933993417
--------------------------------------------------------------------------------------------------------------------------
Security: 00484M106
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ACOR
ISIN: US00484M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RON COHEN, M.D. Mgmt For For
LORIN J. RANDALL Mgmt For For
STEVEN M. RAUSCHER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN INC Agenda Number: 933965418
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. STANTON Mgmt For For
H. FENWICK HUSS Mgmt For For
WILLIAM L. MARKS Mgmt For For
JAMES E. MATTHEWS Mgmt For For
BALAN NAIR Mgmt For For
ROY J. NICHOLS Mgmt For For
2. SAY-ON-PAY RESOLUTIONS, NON-BINDING Mgmt For For
APPROVAL OF THE EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES OF ADTRAN AS WELL
AS THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AECOM TECHNOLOGY CORPORATION Agenda Number: 933917455
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL S. BURKE Mgmt For For
DAVID W. JOOS Mgmt For For
ROBERT J. ROUTS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4 AMENDMENT OF COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933912253
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt Against Against
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933918318
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt Against Against
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933971435
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For
2013 FINANCIAL YEAR.
6 RELEASE OF LIABILITY OF THE DIRECTORS WITH Mgmt For For
RESPECT TO THEIR MANAGEMENT DURING THE 2013
FINANCIAL YEAR.
7 DESIGNATION OF MR. KEITH A. HELMING AS THE Mgmt For For
DESIGNATED PERSON IN ARTICLE 16, PARAGRAPH
8 OF THE ARTICLES OF ASSOCIATION.
8 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE REGISTERED
ACCOUNTANTS.
9A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE ORDINARY SHARES.
9B CONDITIONAL AUTHORIZATION OF THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY
SHARES.
10 REDUCTION OF CAPITAL THROUGH CANCELLATION Mgmt For For
OF THE COMPANY'S ORDINARY SHARES WHICH MAY
BE ACQUIRED PURSUANT TO THE AUTHORIZATIONS
TO REPURCHASE SHARES.
11A AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For
(ARTICLE 3).
11B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933952384
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH LACOB Mgmt For For
1.2 ELECTION OF DIRECTOR: C. RAYMOND LARKIN, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1.4 ELECTION OF DIRECTOR: DR. DAVID C. NAGEL Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS M. PRESCOTT Mgmt For For
1.6 ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1.7 ELECTION OF DIRECTOR: GREG J. SANTORA Mgmt For For
1.8 ELECTION OF DIRECTOR: WARREN S. THALER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ALIGN
TECHNOLOGY, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC. Agenda Number: 933849816
--------------------------------------------------------------------------------------------------------------------------
Security: 018804104
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: ATK
ISIN: US0188041042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROXANNE J. DECYK Mgmt For For
MARK W. DEYOUNG Mgmt For For
MARTIN C. FAGA Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
APRIL H. FOLEY Mgmt For For
TIG H. KREKEL Mgmt For For
DOUGLAS L. MAINE Mgmt For For
ROMAN MARTINEZ IV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF ATK'S NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. STOCKHOLDER PROPOSAL - DISCLOSURE OF Shr For Against
CORPORATE LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933880141
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ERIC S. SCHWARTZ AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY TO SERVE UNTIL THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933944488
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
APPROVE THE ANNUAL ELECTION OF THE
DIRECTORS AND OTHER ANNUAL ELECTIONS.
2A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
2B. ELECTION OF DIRECTOR: SCOTT A. CARMILANI Mgmt For For
2C. ELECTION OF DIRECTOR: JAMES F. DUFFY Mgmt For For
2D. ELECTION OF DIRECTOR: BART FRIEDMAN Mgmt For For
2E. ELECTION OF DIRECTOR: SCOTT HUNTER Mgmt For For
2F. ELECTION OF DIRECTOR: PATRICK DE Mgmt For For
SAINT-AIGNAN
2G. ELECTION OF DIRECTOR: ERIC S. SCHWARTZ Mgmt For For
2H. ELECTION OF DIRECTOR: SAMUEL J.WEINHOFF Mgmt For For
3. TO ELECT SCOTT A. CARMILANI AS THE CHAIRMAN Mgmt Against Against
OF THE BOARD TO SERVE UNTIL THE COMPANY'S
ANNUAL SHAREHOLDER MEETING IN 2015.
4A. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
BARBARA T. ALEXANDER
4B. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
JAMES F. DUFFY
4C. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
BART FRIEDMAN
4D. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
SCOTT HUNTER
4E. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
PATRICK DE SAINT-AIGNAN
4F. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
ERIC S. SCHWARTZ
4G. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
SAMUEL J. WEINHOFF
5. TO ELECT BUIS BUERGI AG AS THE INDEPENDENT Mgmt For For
PROXY TO SERVE AT AND UNTIL THE CONCLUSION
OF THE COMPANY'S ANNUAL SHAREHOLDER MEETING
IN 2015.
6. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
7. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ITS CONSOLIDATED FINANCIAL STATEMENTS AND
STATUTORY FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2013.
8. TO APPROVE THE COMPANY'S RETENTION OF Mgmt For For
DISPOSABLE PROFITS.
9. TO APPROVE THE PAYMENT OF DIVIDENDS TO THE Mgmt For For
COMPANY'S SHAREHOLDERS FROM GENERAL LEGAL
RESERVE FROM CAPITAL CONTRIBUTIONS.
10. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO REDUCE THE
COMPANY'S SHARE CAPITAL THROUGH THE
CANCELLATION OF A PORTION OF SHARES HELD IN
TREASURY.
11. TO APPROVE A NEW $500 MILLION SHARE Mgmt Against Against
REPURCHASE PROGRAM.
12. TO APPROVE A 3-FOR-1 SPLIT OF THE COMPANY'S Mgmt For For
COMMON SHARES.
13. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO EXTEND THE BOARD
OF DIRECTORS' ABILITY TO ISSUE AUTHORIZED
SHARE CAPITAL UNTIL MAY 1, 2016.
14. TO ELECT DELOITTE & TOUCHE LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR AND DELOITTE
AG AS THE COMPANY'S STATUTORY AUDITOR TO
SERVE UNTIL THE COMPANY'S ANNUAL
SHAREHOLDER MEETING IN 2015.
15. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt For For
COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL
THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2015.
16. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
FROM LIABILITIES FOR THEIR ACTIONS DURING
THE YEAR ENDED DECEMBER 31, 2013.
17. ANY NEW PROPOSALS: (IF NO INSTRUCTION OR AN Mgmt Against Against
UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE
WILL BE IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS.)
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933910603
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt For For
UNDER OUR QUARTERLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE AN AMENDMENT TO AMDOCS LIMITED'S Mgmt Against Against
ARTICLES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE THE AUTHORIZED SHARE CAPITAL OF Mgmt For For
AMDOCS LIMITED AND ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2013 (PROPOSAL V)
6. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 933961016
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL H. LINDNER III Mgmt For For
S. CRAIG LINDNER Mgmt For For
KENNETH C. AMBRECHT Mgmt For For
JOHN B. BERDING Mgmt For For
JOSEPH E. CONSOLINO Mgmt For For
VIRGINIA C. DROSOS Mgmt For For
JAMES E. EVANS Mgmt For For
TERRY S. JACOBS Mgmt For For
GREGORY G. JOSEPH Mgmt For For
WILLIAM W. VERITY Mgmt For For
JOHN I. VON LEHMAN Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
4. APPROVAL OF ANNUAL SENIOR EXECUTIVE BONUS Mgmt For For
PLAN.
5. SHAREHOLDER PROPOSAL REGARDING CERTAIN Shr For Against
EMPLOYMENT MATTERS.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 934016723
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAINER H. BOSSELMANN Mgmt For For
HENRY A. CRUMPTON Mgmt For For
CYNTHIA A. FLANDERS Mgmt For For
WILLIAM F. GRIFFIN, JR. Mgmt For For
WILLIAM F. LEIMKUHLER Mgmt For For
W.G. CHAMPION MITCHELL Mgmt For For
JAMES W. QUINN Mgmt For For
BRIAN R. SHERRAS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
3. THE NON-BINDING ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
VOTE).
--------------------------------------------------------------------------------------------------------------------------
ARROW ELECTRONICS, INC. Agenda Number: 933967765
--------------------------------------------------------------------------------------------------------------------------
Security: 042735100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ARW
ISIN: US0427351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY W. PERRY Mgmt For For
PHILIP K. ASHERMAN Mgmt For For
GAIL E. HAMILTON Mgmt For For
JOHN N. HANSON Mgmt For For
RICHARD S. HILL Mgmt For For
M.F. (FRAN) KEETH Mgmt For For
ANDREW C. KERIN Mgmt For For
MICHAEL J. LONG Mgmt For For
STEPHEN C. PATRICK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ARROW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 933950481
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUANITA T. JAMES Mgmt For For
CRAIG T. MONAGHAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE BYLAWS OF Mgmt Against Against
ASBURY TO PROVIDE THAT DELAWARE WILL SERVE
AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL
ACTIONS INVOLVING ASBURY.
03 APPROVAL OF ASBURY'S AMENDED AND RESTATED Mgmt For For
KEY EXECUTIVE INCENTIVE COMPENSATION PLAN.
04 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
ASBURY'S NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ASBURY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASHFORD HOSPITALITY PRIME INC Agenda Number: 933981082
--------------------------------------------------------------------------------------------------------------------------
Security: 044102101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AHP
ISIN: US0441021013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONTY J. BENNETT Mgmt For For
STEFANI D. CARTER Mgmt For For
DOUGLAS A. KESSLER Mgmt For For
CURTIS B. MCWILLIAMS Mgmt For For
W. MICHAEL MURPHY Mgmt For For
MATTHEW D. RINALDI Mgmt For For
ANDREW L. STRONG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO VOTE ON A STOCKHOLDER PROPOSAL TO AMEND Shr For Against
THE BYLAWS TO OPT OUT OF MARYLAND'S
ANTI-TAKEOVER STATUTE AND TO REQUIRE A
MAJORITY VOTE OF STOCKHOLDERS BEFORE OPTING
BACK INTO THE ACT.
--------------------------------------------------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 933980852
--------------------------------------------------------------------------------------------------------------------------
Security: 044103109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AHT
ISIN: US0441031095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONTY J. BENNETT Mgmt Withheld Against
BENJAMIN J. ANSELL, MD Mgmt Withheld Against
THOMAS E. CALLAHAN Mgmt Withheld Against
AMISH GUPTA Mgmt For For
KAMAL JAFARNIA Mgmt Withheld Against
ALAN L. TALLIS Mgmt Withheld Against
PHILIP S. PAYNE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, A NATIONAL PUBLIC ACCOUNTING FIRM, AS
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO OBTAIN ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2011 STOCK INCENTIVE PLAN THAT WILL
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN BY 5,750,000
SHARES.
5. TO VOTE ON A NON-BINDING STOCKHOLDER Shr For Against
PROPOSAL TO ADOPT A MAJORITY VOTE STANDARD
IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED Agenda Number: 933933699
--------------------------------------------------------------------------------------------------------------------------
Security: G05384105
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: AHL
ISIN: BMG053841059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. CHRISTOPHER O'KANE* Mgmt For For
MR. LIAQUAT AHAMED* Mgmt For For
MR. ALBERT BEER* Mgmt For For
MR. JOHN CAVOORES* Mgmt For For
MS. HEIDI HUTTER* Mgmt For For
MR. GARY GREGG# Mgmt For For
MR. BRET PEARLMAN# Mgmt For For
2. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY-ON-PAY VOTE").
3. TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), Mgmt For For
LONDON, ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND AUDITOR FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014 AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS THROUGH THE
AUDIT COMMITTEE TO SET THE REMUNERATION FOR
KPMG.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 933947523
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt For For
1D. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. KELSO Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT B. POLLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, SUBJECT
TO SATISFACTORY RESOLUTION OF THE SCOPE OF
THE AUDIT ENGAGEMENT.
3. ADVISORY APPROVAL OF THE 2013 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 933949452
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FRIEDMAN Mgmt For For
CHERYL-ANN LISTER Mgmt For For
THOMAS C. RAMEY Mgmt For For
WILHELM ZELLER Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPOINT DELOITTE & TOUCHE LTD., Mgmt For For
HAMILTON, BERMUDA, TO ACT AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014
AND TO AUTHORIZE THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO SET THE FEES FOR
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. Agenda Number: 933946672
--------------------------------------------------------------------------------------------------------------------------
Security: 08160H101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BHE
ISIN: US08160H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. DAWSON Mgmt For For
GAYLA J. DELLY Mgmt For For
PETER G. DORFLINGER Mgmt For For
DOUGLAS G. DUNCAN Mgmt For For
KENNETH T. LAMNECK Mgmt For For
DAVID W. SCHEIBLE Mgmt For For
BERNEE D.L. STROM Mgmt For For
CLAY C. WILLIAMS Mgmt For For
2 TO APPROVE THE FIRST AMENDMENT TO THE Mgmt For For
BENCHMARK ELECTRONICS, INC. 2010 OMNIBUS
INCENTIVE COMPENSATION PLAN.
3 BOARD PROPOSAL REGARDING AN ADVISORY VOTE Mgmt For For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC. Agenda Number: 933839168
--------------------------------------------------------------------------------------------------------------------------
Security: 09057G602
Meeting Type: Annual
Meeting Date: 11-Jul-2013
Ticker: BRLI
ISIN: US09057G6026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC D. GRODMAN, M.D. Mgmt For For
HOWARD DUBINETT Mgmt For For
2. RESOLVED, THAT THE STOCKHOLDERS OF THE Mgmt Against Against
COMPANY APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S THREE
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT RELATING TO
THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933954819
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
JOHN B. (THAD) HILL Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 934042033
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHAWN (XIAOHUA) QU Mgmt For For
ROBERT MCDERMOTT Mgmt For For
LARS-ERIC JOHANSSON Mgmt For For
HARRY E. RUDA Mgmt For For
02 TO REAPPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS
AUDITORS OF THE CORPORATION AND TO
AUTHORIZE THE DIRECTORS OF THE CORPORATION
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 933961206
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CBG
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BLUM Mgmt For For
BRANDON B. BOZE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
ROBERT E. SULENTIC Mgmt For For
LAURA D. TYSON Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
2. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CELESTICA INC. Agenda Number: 933936683
--------------------------------------------------------------------------------------------------------------------------
Security: 15101Q108
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CLS
ISIN: CA15101Q1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL P. DIMAGGIO Mgmt For For
WILLIAM A. ETHERINGTON Mgmt For For
LAURETTE T. KOELLNER Mgmt For For
CRAIG H. MUHLHAUSER Mgmt For For
JOSEPH M. NATALE Mgmt For For
CAROL S. PERRY Mgmt For For
EAMON J. RYAN Mgmt For For
GERALD W. SCHWARTZ Mgmt For For
MICHAEL M. WILSON Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITOR OF Mgmt For For
CELESTICA INC.
03 AUTHORIZATION OF THE BOARD OF DIRECTORS OF Mgmt For For
CELESTICA INC. TO FIX THE REMUNERATION OF
THE AUDITOR.
04 ADVISORY RESOLUTION ON CELESTICA INC.'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC. Agenda Number: 933978085
--------------------------------------------------------------------------------------------------------------------------
Security: 170032809
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CQB
ISIN: US1700328099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CLARE M. HASLER-LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: CRAIG E. HUSS Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD F. LONERGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY N. SIMMONS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN P. STANBROOK Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD V. WATERS III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. APPROVE AMENDMENT TO THE COMPANY'S THIRD Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REGARDING SIMPLE MAJORITY VOTE.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING AN EXECUTIVE EQUITY RETENTION
POLICY, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CIMATRON LTD. Agenda Number: 933865543
--------------------------------------------------------------------------------------------------------------------------
Security: M23798107
Meeting Type: Annual
Meeting Date: 10-Sep-2013
Ticker: CIMT
ISIN: IL0010824295
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESOLVED, APPROVE CIMATRON COMPENSATION Mgmt No vote
POLICY IN FORM PRESENTED TO HOLDERS &
ATTACHED TO NOTICE AND PROXY STATEMENT AS
ANNEX A.
2. RESOLVED, TO APPROVE THE APPOINTMENT OF Mgmt No vote
YOSSI BEN SHALOM AS DIRECTOR, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. RESOLVED, TO APPROVE THE APPOINTMENT OF Mgmt No vote
WILLIAM F. GIBBS AS DIRECTOR, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
4. RESOLVED, TO APPROVE THE APPOINTMENT OF Mgmt No vote
DAVID GOLAN AS DIRECTOR, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
5. RESOLVED, TO APPROVE THE APPOINTMENT OF DAN Mgmt No vote
HARAN AS DIRECTOR, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
6. RESOLVED, THAT THE COMPENSATION OF MR. Mgmt No vote
YOSSI BEN SHALOM, AS A DIRECTOR OF COMPANY,
BE & IS HEREBY APPROVED AS FOLLOWS: A) AN
ANNUAL FEE OF APPROXIMATELY $9,300 & A FEE
OF APPROXIMATELY $470 PER MEETING OF THE
BOARD. B) GRANT OF 48,000 ORDINARY SHARES
OF COMPANY, IN CONSIDERATION FOR A PURCHASE
PRICE OF NIS 0.10 PER SHARE, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
7. RESOLVED, TO APPROVE A) EXECUTION & Mgmt No vote
DELIVERY OF AN AMENDMENT TO EMPLOYMENT
AGREEMENT, BY & BETWEEN THE COMPANY & THE
COMPANY'S PRESIDENT & CEO, DAN HARAN, WITH
RESPECT TO MR. HARAN'S ANNUAL BONUS, & B)
GRANT OF 72,000 ORDINARY SHARES OF COMPANY
TO DAN HARAN, IN CONSIDERATION FOR A
PURCHASE PRICE OF NIS 0.10 PER SHARE, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
8. APPROVE GRANT OF 30,000 ORDINARY SHARES OF Mgmt No vote
COMPANY TO WILLIAM F. GIBBS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
9. RESOLVED THAT THE RE-APPOINTMENT OF Mgmt No vote
BRIGHTMAN ALMAGOR ZOHAR & CO. AS
INDEPENDENT PUBLIC ACCOUNTANT OF COMPANY &
AUTHORIZATION OF BOARD TO FIX REMUNERATION
OF SUCH AUDITORS IN ACCORDANCE WITH VOLUME
& NATURE OF THEIR SERVICES, IS HEREBY
APPROVED.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA BOTTLING CO. CONSOLIDATED Agenda Number: 933958879
--------------------------------------------------------------------------------------------------------------------------
Security: 191098102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COKE
ISIN: US1910981026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. FRANK HARRISON, III Mgmt Withheld Against
H.W. MCKAY BELK Mgmt Withheld Against
A.B. CUMMINGS, JR. Mgmt Withheld Against
SHARON A. DECKER Mgmt Withheld Against
WILLIAM B. ELMORE Mgmt Withheld Against
MORGAN H. EVERETT Mgmt Withheld Against
DEBORAH H. EVERHART Mgmt Withheld Against
HENRY W. FLINT Mgmt Withheld Against
WILLIAM H. JONES Mgmt Withheld Against
JAMES H. MORGAN Mgmt Withheld Against
JOHN W. MURREY, III Mgmt For For
DENNIS A. WICKER Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 933969000
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARCY G. ANDERSON Mgmt For For
HERMAN E. BULLS Mgmt For For
A.J. GIARDINELLI, JR. Mgmt For For
ALAN P. KRUSI Mgmt For For
BRIAN E. LANE Mgmt For For
FRANKLIN MYERS Mgmt For For
JAMES H. SCHULTZ Mgmt For For
CONSTANCE E. SKIDMORE Mgmt For For
VANCE W. TANG Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933856241
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. FORBES Mgmt For For
JAMES H. LIMMER Mgmt For For
2. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE CONSOLIDATED
GRAPHICS, INC. ANNUAL INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933911756
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, AMONG
CONSOLIDATED GRAPHICS, INC., R.R. DONNELLEY
& SONS COMPANY AND HUNTER MERGER SUB, INC.
(THE "AGREEMENT AND PLAN OF MERGER").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE THE AGREEMENT AND PLAN
OF MERGER IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CONSOLIDATED GRAPHICS' NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 933980686
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: STUART W. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: GARY F. COLTER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT G. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS B. PERKINS Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY L. TEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: RANDOLPH I. THORNTON Mgmt For For
1H. ELECTION OF DIRECTOR: J. MICHAEL WALSH Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO INCREASE THE NUMBER OF SHARES AVAILABLE Mgmt For For
FOR AWARDS UNDER THE 2010 LONG-TERM
INCENTIVE PLAN BY 450,000 SHARES.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS CORE-MARK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 933850237
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Annual
Meeting Date: 30-Jul-2013
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. DAVID CHATHAM Mgmt For For
1B ELECTION OF DIRECTOR: DOUGLAS C. CURLING Mgmt For For
1C ELECTION OF DIRECTOR: JOHN C. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: PAUL F. FOLINO Mgmt For For
1E ELECTION OF DIRECTOR: ANAND K. NALLATHAMBI Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS C. O'BRIEN Mgmt For For
1G ELECTION OF DIRECTOR: JAYNIE MILLER Mgmt For For
STUDENMUND
1H ELECTION OF DIRECTOR: D. VAN SKILLING Mgmt For For
1I ELECTION OF DIRECTOR: DAVID F. WALKER Mgmt For For
1J ELECTION OF DIRECTOR: MARY LEE WIDENER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC. Agenda Number: 933980268
--------------------------------------------------------------------------------------------------------------------------
Security: 229678107
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CBST
ISIN: US2296781071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL BONNEY Mgmt For For
1.2 ELECTION OF DIRECTOR: JANE HENNEY, M.D. Mgmt For For
1.3 ELECTION OF DIRECTOR: LEON MOULDER, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 150,000,000 TO 300,000,000.
4. APPROVAL OF OUR 2014 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5. APPROVAL OF OUR 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
6. RATIFICATION OF OUR SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DESTINATION MATERNITY CORPORATION Agenda Number: 933909941
--------------------------------------------------------------------------------------------------------------------------
Security: 25065D100
Meeting Type: Annual
Meeting Date: 24-Jan-2014
Ticker: DEST
ISIN: US25065D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNAUD AJDLER Mgmt For For
MICHAEL J. BLITZER Mgmt For For
BARRY ERDOS Mgmt For For
JOSEPH A. GOLDBLUM Mgmt For For
EDWARD M. KRELL Mgmt For For
MELISSA PAYNER-GREGOR Mgmt For For
WILLIAM A. SCHWARTZ, JR Mgmt For For
B. ALLEN WEINSTEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY CO Agenda Number: 933956534
--------------------------------------------------------------------------------------------------------------------------
Security: 252784301
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DRH
ISIN: US2527843013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM W. MCCARTEN Mgmt For For
DANIEL J. ALTOBELLO Mgmt For For
W. ROBERT GRAFTON Mgmt For For
MAUREEN L. MCAVEY Mgmt For For
GILBERT T. RAY Mgmt For For
BRUCE D. WARDINSKI Mgmt For For
MARK W. BRUGGER Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT AUDITORS FOR DIAMONDROCK
HOSPITALITY COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DOMTAR CORPORATION Agenda Number: 933960975
--------------------------------------------------------------------------------------------------------------------------
Security: 257559203
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: UFS
ISIN: US2575592033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GIANNELLA ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. APPLE Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS P. GIGNAC Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID J. ILLINGWORTH Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN M. LEVITT Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. MAFFUCCI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. STEACY Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1I. ELECTION OF DIRECTOR: DENIS TURCOTTE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN D. WILLIAMS Mgmt For For
2. SAY-ON-PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED Agenda Number: 933969620
--------------------------------------------------------------------------------------------------------------------------
Security: 26168L205
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: DW
ISIN: US26168L2051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD W. ROSE, III Mgmt For For
LEIGH J. ABRAMS Mgmt For For
JAMES F. GERO Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
DAVID A. REED Mgmt For For
JOHN B. LOWE, JR. Mgmt For For
JASON D. LIPPERT Mgmt For For
BRENDAN J. DEELY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE DREW Mgmt For For
INDUSTRIES INCORPORATED EQUITY AWARD AND
INCENTIVE PLAN, AS AMENDED AND RESTATED.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC. Agenda Number: 933971106
--------------------------------------------------------------------------------------------------------------------------
Security: 26613Q106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: DFT
ISIN: US26613Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. COKE Mgmt For For
LAMMOT J. DU PONT Mgmt For For
THOMAS D. ECKERT Mgmt For For
HOSSEIN FATEH Mgmt For For
JONATHAN G. HEILIGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
JOHN T. ROBERTS, JR. Mgmt For For
JOHN H. TOOLE Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(SAY-ON-PAY VOTE).
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 933886357
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS G. BAXTER Mgmt For For
ANDERS GUSTAFSSON Mgmt For For
2. TO REAPPROVE THE PERFORMANCE GOALS FOR THE Mgmt For For
COMPANY'S 2009 ANNUAL INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR FISCAL 2014.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY Agenda Number: 933984874
--------------------------------------------------------------------------------------------------------------------------
Security: 283677854
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EE
ISIN: US2836778546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHERINE A. ALLEN Mgmt For For
EDWARD ESCUDERO Mgmt For For
MICHAEL K. PARKS Mgmt For For
ERIC B. SIEGEL Mgmt For For
2. APPROVAL OF EL PASO ELECTRIC COMPANY'S Mgmt For For
AMENDED AND RESTATED 2007 LONG-TERM
INCENTIVE PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 933974075
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZSOLT HARSANYI, PH.D. Mgmt For For
GENERAL GEORGE JOULWAN Mgmt For For
LOUIS W. SULLIVAN, M.D. Mgmt For For
MARVIN L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE AMENDMENT OF OUR STOCK Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 933978340
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC J. ADDESSO Mgmt For For
JOHN J. AMORE Mgmt For For
JOHN R. DUNNE Mgmt For For
WILLIAM F. GALTNEY, JR. Mgmt For For
ROGER M. SINGER Mgmt For For
JOSEPH V. TARANTO Mgmt For For
JOHN A. WEBER Mgmt For For
2. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
AND AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO SET
THE FEES FOR THE REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXELIS, INC Agenda Number: 933949325
--------------------------------------------------------------------------------------------------------------------------
Security: 30162A108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: XLS
ISIN: US30162A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL J. KERN Mgmt For For
1B. ELECTION OF DIRECTOR: MARK L. REUSS Mgmt For For
1C. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF A PROPOSAL TO AMEND THE EXELIS Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS STARTING IN 2015.
4. APPROVAL OF A PROPOSAL TO AMEND THE EXELIS Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ALLOW SHAREHOLDERS TO CALL
A SPECIAL MEETING.
5. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE 2014 PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC. Agenda Number: 933963844
--------------------------------------------------------------------------------------------------------------------------
Security: 305560302
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: FRP
ISIN: US3055603027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. AQUINO Mgmt For For
DENNIS J. AUSTIN Mgmt For For
PETER C. GINGOLD Mgmt For For
EDWARD D. HOROWITZ Mgmt For For
MICHAEL J. MAHONEY Mgmt For For
MICHAEL K. ROBINSON Mgmt For For
PAUL H. SUNU Mgmt For For
DAVID L. TREADWELL Mgmt For For
WAYNE WILSON Mgmt For For
2. APPROVAL OF THE FAIRPOINT COMMUNICATIONS, Mgmt For For
INC. AMENDED AND RESTATED 2010 LONG TERM
INCENTIVE PLAN.
3. APPROVAL ON AN ADVISORY BASIS OF OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION Agenda Number: 933958615
--------------------------------------------------------------------------------------------------------------------------
Security: 315405100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: FOE
ISIN: US3154051003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HIPPLE Mgmt For For
GREGORY E. HYLAND Mgmt For For
WILLIAM B. LAWRENCE Mgmt For For
2. APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND Mgmt For For
THE COMPANY'S AMENDED AND RESTATED CODE OF
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
3. APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND Mgmt For For
THE COMPANY'S ELEVENTH AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
5. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION FOR NAMED EXECUTIVE
OFFICERS.
6. IF PROPERLY PRESENTED, A SHAREHOLDER Mgmt For For
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 933970003
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN J. CORNING Mgmt Against Against
1.2 ELECTION OF DIRECTOR: DANA FILIP-CRANDALL Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. HART Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CHARLES M. HEYNEMAN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: THOMAS W. SCOTT Mgmt Against Against
1.6 ELECTION OF DIRECTOR: MICHAEL J. SULLIVAN Mgmt For For
2. THE RATIFICATION OF MCGLADREY LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRSTSERVICE CORPORATION Agenda Number: 933936897
--------------------------------------------------------------------------------------------------------------------------
Security: 33761N109
Meeting Type: Annual and Special
Meeting Date: 08-Apr-2014
Ticker: FSRV
ISIN: CA33761N1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 IN RESPECT OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF
THE CORPORATION AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
02 DIRECTOR
DAVID R. BEATTY Mgmt For For
BRENDAN CALDER Mgmt For For
PETER F. COHEN Mgmt For For
BERNARD I. GHERT Mgmt For For
MICHAEL D. HARRIS Mgmt For For
JAY S. HENNICK Mgmt For For
FREDERICK REICHHELD Mgmt For For
MICHAEL STEIN Mgmt For For
03 APPROVING AN AMENDANT TO THE FIRSTSERVICE Mgmt Against Against
STOCK OPTION PLAN, AS AMENDED, TO INCREASE
THE MAXIMUM NUMBER OF SUBORDINATE VOTING
SHARES RESERVED FOR ISSUANCE PURSUANT TO
THE EXERCISE OF STOCK OPTIONS GRANTED
THEREUNDER, ALL AS MORE PARTICULARLY SET
FORTH AND DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 933970849
--------------------------------------------------------------------------------------------------------------------------
Security: 37247D106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GNW
ISIN: US37247D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. BOLINDER Mgmt For For
1B. ELECTION OF DIRECTOR: G. KENT CONRAD Mgmt For For
1C. ELECTION OF DIRECTOR: MELINA E. HIGGINS Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTINE B. MEAD Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS E. MOLONEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. PARKE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC. Agenda Number: 933986044
--------------------------------------------------------------------------------------------------------------------------
Security: 378967103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GCA
ISIN: US3789671035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAM CHARY Mgmt For For
FRED C. ENLOW Mgmt For For
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
3 TO APPROVE THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
OF GLOBAL CASH ACCESS HOLDINGS, INC.
4 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC. Agenda Number: 934019717
--------------------------------------------------------------------------------------------------------------------------
Security: 38500T101
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: GTE
ISIN: US38500T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANA COFFIELD Mgmt For For
JEFFREY SCOTT Mgmt For For
VERNE JOHNSON Mgmt For For
NICHOLAS G. KIRTON Mgmt For For
J. SCOTT PRICE Mgmt For For
GERALD MACEY Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF GRAN TIERRA ENERGY
INC.'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
3. PROPOSAL TO RATIFY THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF GRAN
TIERRA ENERGY INC. FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD. Agenda Number: 933937724
--------------------------------------------------------------------------------------------------------------------------
Security: G4095J109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GLRE
ISIN: KYG4095J1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR OF THE COMPANY: ALAN Mgmt For For
BROOKS
1B) ELECTION OF DIRECTOR OF THE COMPANY: DAVID Mgmt For For
EINHORN
1C) ELECTION OF DIRECTOR OF THE COMPANY: Mgmt For For
LEONARD GOLDBERG
1D) ELECTION OF DIRECTOR OF THE COMPANY: BARTON Mgmt For For
HEDGES
1E) ELECTION OF DIRECTOR OF THE COMPANY: IAN Mgmt For For
ISAACS
1F) ELECTION OF DIRECTOR OF THE COMPANY: FRANK Mgmt For For
LACKNER
1G) ELECTION OF DIRECTOR OF THE COMPANY: BRYAN Mgmt For For
MURPHY
1H) ELECTION OF DIRECTOR OF THE COMPANY: JOSEPH Mgmt For For
PLATT
2A) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: ALAN BROOKS
2B) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: DAVID EINHORN
2C) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: LEONARD GOLDBERG
2D) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: BARTON HEDGES
2E) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: IAN ISAACS
2F) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: FRANK LACKNER
2G) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: BRYAN MURPHY
2H) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: JOSEPH PLATT
3A) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: LEONARD GOLDBERG
3B) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: PHILIP HARKIN
3C) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: BARTON HEDGES
3D) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: FRANK LACKNER
3E) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: CARYL TRAYNOR
3F) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: BRENDAN TUOHY
4) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO USA, LLP AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
5) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO CAYMAN LTD.
AS THE INDEPENDENT AUDITORS OF GREENLIGHT
REINSURANCE, LTD. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, WHICH, PURSUANT
TO THE ARTICLES, IS REQUIRED TO BE
CONSIDERED BY THE SHAREHOLDERS OF THE
COMPANY.
6) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO, REGISTERED
AUDITORS IN IRELAND, AS THE INDEPENDENT
AUDITORS OF GREENLIGHT REINSURANCE IRELAND,
LTD. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014, WHICH, PURSUANT TO THE ARTICLES,
IS REQUIRED TO BE CONSIDERED BY THE
SHAREHOLDERS OF THE COMPANY.
7) TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt For For
VOTE ON A RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933862080
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF AN AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR EXCULPATION OF DIRECTORS.
5 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ELIMINATE DIRECTOR TERM
LIMITS.
6 SHAREHOLDER PROPOSAL CONCERNING PRO-RATA Shr For Against
VESTING OF EQUITY AWARDS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda Number: 933850314
--------------------------------------------------------------------------------------------------------------------------
Security: 410495204
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: HAFC
ISIN: US4104952043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I JOON AHN Mgmt For For
JOHN A. HALL Mgmt For For
PAUL SEON-HONG KIM Mgmt For For
CHONG GUK (C.G.) KUM Mgmt For For
JOON HYUNG LEE Mgmt For For
WILLIAM J. STOLTE Mgmt For For
JOSEPH K. RHO Mgmt For For
2. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE PROPOSAL TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE HANMI FINANCIAL CORPORATION Mgmt Against Against
2013 EQUITY COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda Number: 933862737
--------------------------------------------------------------------------------------------------------------------------
Security: 410495204
Meeting Type: Annual
Meeting Date: 23-Aug-2013
Ticker: HAFC
ISIN: US4104952043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I JOON AHN Mgmt For For
JOHN A. HALL Mgmt For For
PAUL SEON-HONG KIM Mgmt For For
CHONG GUK (C. G.) KUM Mgmt For For
JOON HYUNG LEE Mgmt For For
WILLIAM J. STOLTE Mgmt For For
JOSEPH K. RHO Mgmt For For
2. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE PROPOSAL TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED HANMI Mgmt For For
FINANCIAL CORPORATION 2013 EQUITY
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 933975584
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. ANDERSON Mgmt For For
MARK B. DUNKERLEY Mgmt For For
LAWRENCE S. HERSHFIELD Mgmt For For
ZAC S. HIRZEL Mgmt For For
RANDALL L. JENSON Mgmt For For
BERT T. KOBAYASHI, JR. Mgmt For For
TOMOYUKI MORIIZUMI Mgmt For For
CRYSTAL K. ROSE Mgmt For For
RICHARD N. ZWERN Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTH NET, INC. Agenda Number: 934010543
--------------------------------------------------------------------------------------------------------------------------
Security: 42222G108
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: HNT
ISIN: US42222G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY ANNE CITRINO Mgmt For For
1B. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: VICKI B. ESCARRA Mgmt For For
1D. ELECTION OF DIRECTOR: GALE S. FITZGERALD Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK FOLEY Mgmt For For
1F. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER F. GREAVES Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS M. MANCINO Mgmt For For
1I. ELECTION OF DIRECTOR: BRUCE G. WILLISON Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERICK C. YEAGER Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS HEALTH NET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF HEALTH NET'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933959984
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
HUNTER C. GARY Mgmt Withheld Against
JESSE A. LYNN Mgmt For For
JAMES L. NELSON Mgmt For For
2. VOTE TO ADVISE AS TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. VOTE TO ADOPT THE HERBALIFE LTD. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
4. VOTE TO RATIFY THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 933915297
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 07-Mar-2014
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
WILLIAM G. DEMPSEY Mgmt For For
JAMES R. GIERTZ Mgmt For For
CHARLES E. GOLDEN Mgmt For For
JOHN J. GREISCH Mgmt For For
WILLIAM H. KUCHEMAN Mgmt For For
RONALD A. MALONE Mgmt For For
EDUARDO R. MENASCE Mgmt For For
JOANNE C. SMITH M.D. Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC. Agenda Number: 933937736
--------------------------------------------------------------------------------------------------------------------------
Security: 446413106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: HII
ISIN: US4464131063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTORIA D. HARKER Mgmt For For
ANASTASIA D. KELLY Mgmt For For
THOMAS C. SCHIEVELBEIN Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2014.
3. APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY BASIS.
4. APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE MOST
SUPERMAJORITY VOTING REQUIREMENTS.
5. VOTE ON A STOCKHOLDER PROPOSAL TO Shr For
DECLASSIFY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933851140
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 22-Jul-2013
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR. THOMAS LYNCH Mgmt For For
1.2 ELECTION OF DIRECTOR: MR. DECLAN MCKEON Mgmt For For
1.3 ELECTION OF DIRECTOR: PROF. WILLIAM HALL Mgmt For For
2. TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
3. TO AUTHORIZE THE FIXING OF THE AUDITORS' Mgmt For For
REMUNERATION
4. TO AUTHORIZE THE COMPANY TO ALLOT SHARES Mgmt For For
5. TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
6. TO AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF SHARES
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO, INC. Agenda Number: 933996122
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1.2 ELECTION OF DIRECTOR: LESLIE STONE HEISZ Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN R. INGRAM Mgmt For For
1.4 ELECTION OF DIRECTOR: DALE R. LAURANCE Mgmt For For
1.5 ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1.6 ELECTION OF DIRECTOR: SCOTT A. MCGREGOR Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1.8 ELECTION OF DIRECTOR: WADE OOSTERMAN Mgmt For For
1.9 ELECTION OF DIRECTOR: JOE B. WYATT Mgmt For For
2. APPROVAL OF EXECUTIVE COMPENSATION IN Mgmt For For
ADVISORY VOTE.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC. Agenda Number: 933970712
--------------------------------------------------------------------------------------------------------------------------
Security: 45765U103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NSIT
ISIN: US45765U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: LARRY A. Mgmt For For
GUNNING
1.2 ELECTION OF CLASS II DIRECTOR: ROBERTSON C. Mgmt For For
JONES
1.3 ELECTION OF CLASS II DIRECTOR: KENNETH T. Mgmt For For
LAMNECK
2. ADVISORY VOTE (NON-BINDING) TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
4. TO APPROVE THE STOCKHOLDER PROPOSAL ON Shr For
DECLASSIFYING THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
INTELIQUENT INC. Agenda Number: 933990156
--------------------------------------------------------------------------------------------------------------------------
Security: 45825N107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IQNT
ISIN: US45825N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES P. HYNES Mgmt For For
JOSEPH A. BEATTY Mgmt For For
G. EDWARD EVANS Mgmt For For
EDWARD M. GREENBERG Mgmt For For
LAWRENCE M. INGENERI Mgmt For For
TIMOTHY A. SAMPLES Mgmt For For
RIAN J. WREN Mgmt For For
LAUREN F. WRIGHT Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INTELIQUENT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL INC Agenda Number: 933946040
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JCOM
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. CRESCI Mgmt For For
1C. ELECTION OF DIRECTOR: W. BRIAN KRETZMER Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD S. RESSLER Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN ROSS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL P. SCHULHOF Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
TO SERVE AS J2 GLOBAL'S INDEPENDENT
AUDITORS FOR FISCAL 2014.
3. TO APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF J2 GLOBAL'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 933999394
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HECKMANN Mgmt For For
IRWIN D. SIMON Mgmt For For
WILLIAM J. GRANT Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO DECLASSIFY THE BOARD OF
DIRECTORS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS JARDEN
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY APPROVAL OF JARDEN CORPORATION'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 933972350
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID BARGER Mgmt For For
1B. ELECTION OF DIRECTOR: JENS BISCHOF Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID CHECKETTS Mgmt For For
1E. ELECTION OF DIRECTOR: VIRGINIA GAMBALE Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHAN GEMKOW Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN JEWETT Mgmt For For
1H. ELECTION OF DIRECTOR: STANLEY MCCHRYSTAL Mgmt For For
1I. ELECTION OF DIRECTOR: JOEL PETERSON Mgmt For For
1J. ELECTION OF DIRECTOR: ANN RHOADES Mgmt For For
1K. ELECTION OF DIRECTOR: FRANK SICA Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS WINKELMANN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS REPORTING.
5. STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933928775
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BLAKE W. AUGSBURGER Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD E. BARTELS, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: THOMAS A. HIATT Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. KUBACKI Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES E. NIEMIER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN D. ROSS Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN J. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: BRADLEY J. TOOTHAKER Mgmt For For
1I ELECTION OF DIRECTOR: RONALD D. TRUEX Mgmt For For
1J ELECTION OF DIRECTOR: M. SCOTT WELCH Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPANY'S COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS.
3 RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 933952586
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BOTT Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS P. CAPO Mgmt For For
1C ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: KATHLEEN A. LIGOCKI Mgmt For For
1E ELECTION OF DIRECTOR: CONRAD L. MALLETT, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: DONALD L. RUNKLE Mgmt For For
1G ELECTION OF DIRECTOR: MATTHEW J. SIMONCINI Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY C. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: HENRY D.G. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE LEAR CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION 2009 LONG-TERM STOCK INCENTIVE
PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. Agenda Number: 933935112
--------------------------------------------------------------------------------------------------------------------------
Security: 529771107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LXK
ISIN: US5297711070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH E. GOMORY Mgmt For For
1B. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1C. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1D. ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
LEXMARK INTERNATIONAL, INC. EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 933990310
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON M. ARYEH Mgmt For For
TODD C. DAVIS Mgmt For For
JOHN L. HIGGINS Mgmt For For
DAVID M. KNOTT Mgmt For For
JOHN W. KOZARICH Mgmt For For
JOHN L. LAMATTINA Mgmt For For
SUNIL PATEL Mgmt For For
STEPHEN L. SABBA Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Shr Against For
OF A STOCKHOLDER PROPOSAL REGARDING THE
ENGAGEMENT OF AN INVESTMENT BANKING FIRM TO
EFFECTUATE A SPIN-OFF OF THE COMPANY'S
CHEMICAL ENTITY RESEARCH & DEVELOPMENT
BUSINESS INTO A SEPARATELY TRADED PUBLIC
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LOGMEIN, INC Agenda Number: 933968387
--------------------------------------------------------------------------------------------------------------------------
Security: 54142L109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LOGM
ISIN: US54142L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN J. BENSON Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For
CHRISTENSON
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF LOGMEIN'S 2009 STOCK INCENTIVE PLAN THAT
WILL, AMONG OTHER THINGS, (I) INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED UNDER THE PLAN BY AN ADDITIONAL
1,200,000 SHARES, AND (II) REMOVE THE
PROVISIONS PURSUANT TO WHICH THE COMPANY
AUTOMATICALLY GRANTED NON-EMPLOYEE
DIRECTORS EQUITY INCENTIVE AWARDS.
4. ADVISORY VOTE FOR THE APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 933985117
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN J. CASSIDY Mgmt For For
EDDIE CAPEL Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. AMENDMENT TO ARTICLE TWO OF THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 100,000,000 TO 200,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
MANNING & NAPIER INC. Agenda Number: 934019820
--------------------------------------------------------------------------------------------------------------------------
Security: 56382Q102
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: MN
ISIN: US56382Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM MANNING Mgmt For For
PATRICK CUNNINGHAM Mgmt For For
RICHARD GOLDBERG Mgmt For For
BARBARA GOODSTEIN Mgmt For For
RICHARD M. HURWITZ Mgmt Withheld Against
EDWARD J. PETTINELLA Mgmt For For
ROBERT M. ZAK Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 933863931
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: CHARLES P. CONNOLLY
1B ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: JASON L. GROVES, ESQ.
1C ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: JOHN P. MCDANIEL
1D ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: DONALD F. REILLY
1E ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: CARL E. SASSANO
1F ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: MICHAEL C. MACDONALD
1G ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: MARGARET E. SHEETZ
1H ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: HARVEY C. BARNUM
1I ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: JERRY D. REECE
2 TO APPROVE THE APPOINTMENT OF MCGLADREY, Mgmt For For
LLP, AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 933849842
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS A. BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY L. PETROVICH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC. Agenda Number: 934005186
--------------------------------------------------------------------------------------------------------------------------
Security: 60877T100
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MNTA
ISIN: US60877T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE L. DOWNEY Mgmt For For
MARSHA H. FANUCCI Mgmt For For
PETER BARTON HUTT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN.
5. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2013 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 933958033
--------------------------------------------------------------------------------------------------------------------------
Security: 60935Y208
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MGI
ISIN: US60935Y2081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J. COLEY CLARK Mgmt For For
1.2 ELECTION OF DIRECTOR: VICTOR W. DAHIR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANTONIO O. GARZA Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS M. HAGERTY Mgmt Against Against
1.5 ELECTION OF DIRECTOR: SETH W. LAWRY Mgmt Against Against
1.6 ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt For For
1.7 ELECTION OF DIRECTOR: GANESH B. RAO Mgmt For For
1.8 ELECTION OF DIRECTOR: W. BRUCE TURNER Mgmt For For
1.9 ELECTION OF DIRECTOR: PEGGY VAUGHAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda Number: 933993380
--------------------------------------------------------------------------------------------------------------------------
Security: 611742107
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MWW
ISIN: US6117421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SALVATORE IANNUZZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN GAULDING Mgmt For For
1C. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1D. ELECTION OF DIRECTOR: JEFFREY F. RAYPORT Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERTO TUNIOLI Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY T. YATES Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MONSTER WORLDWIDE, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL OF THE MONSTER WORLDWIDE, INC. Mgmt Against Against
AMENDED AND RESTATED 2008 EQUITY INCENTIVE
PLAN.
4. APPROVAL OF THE MONSTER WORLDWIDE, INC. Mgmt For For
SECOND AMENDED AND RESTATED EXECUTIVE
INCENTIVE PLAN.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 933887311
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. MELDRUM Mgmt For For
HEINER DREISMANN, PH.D. Mgmt For For
2. TO APPROVE A PROPOSED AMENDMENT TO THE Mgmt Against Against
COMPANY'S 2010 EMPLOYEE, DIRECTOR AND
CONSULTANT EQUITY INCENTIVE PLAN.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 933857899
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 26-Aug-2013
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANIL K. SINGHAL Mgmt For For
JOHN R. EGAN Mgmt For For
ROBERT E. DONAHUE Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THIS PROXY
STATEMENT IN ACCORDANCE WITH SECURITIES
EXCHANGE COMMISSION RULES.
--------------------------------------------------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION Agenda Number: 933905563
--------------------------------------------------------------------------------------------------------------------------
Security: 646025106
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: NJR
ISIN: US6460251068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE M. KENNY Mgmt For For
SHARON C. TAYLOR Mgmt For For
DAVID A. TRICE Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT OF OUR RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO MAKE THE
PROVISIONS OF SECTION 14A:3-6.1 TO
14A:3-6.9 OF THE NEW JERSEY BUSINESS
CORPORATION ACT APPLICABLE TO NEW JERSEY
RESOURCES CORPORATION.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
NORDION INC. Agenda Number: 934008156
--------------------------------------------------------------------------------------------------------------------------
Security: 65563C105
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2014
Ticker: NDZ
ISIN: CA65563C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION (THE "ARRANGEMENT Mgmt For For
RESOLUTION"), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "B" TO THE CIRCULAR,
APPROVING AN ARRANGEMENT PURSUANT TO
SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT TO EFFECT, AMONG OTHER
THINGS, THE EFFECTIVE ACQUISITION BY THE
PURCHASER OF ALL THE OUTSTANDING COMMON
SHARES OF NORDION INC., ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
02 DIRECTOR
W. D. ANDERSON Mgmt For For
J. BROWN Mgmt For For
W. G. DEMPSEY Mgmt For For
S. MURPHY Mgmt For For
K. NEWPORT Mgmt For For
A. OLUKOTUN Mgmt For For
S. M. WEST Mgmt For For
J. WOODRUFF Mgmt For For
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS, AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NORTEK, INC. Agenda Number: 933949731
--------------------------------------------------------------------------------------------------------------------------
Security: 656559309
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NTK
ISIN: US6565593091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY C. BLOOMBERG Mgmt For For
JAMES B. HIRSHORN Mgmt For For
CHRIS A. MCWILTON Mgmt For For
2. THE APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC. Agenda Number: 933973554
--------------------------------------------------------------------------------------------------------------------------
Security: 67069D108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NTRI
ISIN: US67069D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. BERNSTOCK Mgmt For For
PAUL GUYARDO Mgmt For For
MICHAEL J. HAGAN Mgmt For For
JAY HERRATTI Mgmt For For
BRIAN P. TIERNEY Mgmt For For
ANDREA M. WEISS Mgmt For For
STEPHEN T. ZARRILLI Mgmt For For
DAWN M. ZIER Mgmt For For
2. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE NAMED EXECUTIVE OFFICERS Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NV ENERGY, INC. Agenda Number: 933870936
--------------------------------------------------------------------------------------------------------------------------
Security: 67073Y106
Meeting Type: Special
Meeting Date: 25-Sep-2013
Ticker: NVE
ISIN: US67073Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 29, 2013, BY AND AMONG
MIDAMERICAN ENERGY HOLDINGS COMPANY, AN
IOWA CORPORATION, SILVER MERGER SUB, INC.,
A NEVADA CORPORATION AND WHOLLY OWNED
SUBSIDIARY OF MIDAMERICAN AND NV ENERGY,
INC., A NEVADA CORPORATION, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO NVE'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
3. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER IF
THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER AT THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 933958716
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C.E. ANDREWS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT C. BUTLER Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. ECKERT Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED E. FESTA Mgmt For For
1F. ELECTION OF DIRECTOR: ED GRIER Mgmt For For
1G. ELECTION OF DIRECTOR: MANUEL H. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MEL MARTINEZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. MORAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. PREISER Mgmt For For
1K. ELECTION OF DIRECTOR: W. GRADY ROSIER Mgmt For For
1L. ELECTION OF DIRECTOR: DWIGHT C. SCHAR Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL W. WHETSELL Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. ADOPTION OF THE NVR, INC. 2014 EQUITY Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933978100
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
2. PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM
183,000,000 TO 363,000,000 AND INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 180,000,000 TO 360,000,000.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933992023
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. BERNBACH Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CARLSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN J. HEYER Mgmt For For
1E. ELECTION OF DIRECTOR: SAM R. LENO Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY P. SCHOCHET Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
1H. ELECTION OF DIRECTOR: AMY WALLMAN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. WORKMAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF THE ADOPTION OF THE STOCK AND Mgmt For For
INCENTIVE PLAN.
5. RE-APPROVAL OF THE PERFORMANCE CRITERIA Mgmt For For
UNDER THE ANNUAL INCENTIVE PLAN FOR SENIOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 933909876
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. DONNELLY Mgmt For For
PETER B. HAMILTON Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
LESLIE F. KENNE Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
DUNCAN J. PALMER Mgmt For For
JOHN S. SHIELY Mgmt For For
RICHARD G. SIM Mgmt For For
CHARLES L. SZEWS Mgmt For For
WILLIAM S. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, RELATING TO ACCELERATED VESTING
OF EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
OUTERWALL INC. Agenda Number: 934010315
--------------------------------------------------------------------------------------------------------------------------
Security: 690070107
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: OUTR
ISIN: US6900701078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. ESKENAZY Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. SZNEWAJS Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUTERWALL'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUTERWALL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933961371
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1B. ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1C. ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAURER Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933889024
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. DANA CALLOW, JR. Mgmt For For
CHRISTOPHER J. LINDOP Mgmt For For
JOSEF H. VON RICKENBACH Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
3. APPROVE THE PAREXEL INTERNATIONAL Mgmt For For
CORPORATION 2013 ANNUAL INCENTIVE AWARD
PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933943397
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. PARKER, JR. Mgmt For For
ROGER B. PLANK Mgmt For For
GARY G. RICH Mgmt For For
PETER C. WALLACE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 933956166
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH HANRATTY Mgmt For For
COSTAS MIRANTHIS Mgmt For For
REMY SAUTTER Mgmt For For
EGBERT WILLAM Mgmt For For
2. TO RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LTD., AS OUR
INDEPENDENT AUDITORS, TO SERVE UNTIL THE
2015 ANNUAL GENERAL MEETING, AND TO REFER
DECISIONS ABOUT THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3 TO APPROVE THE EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED PURSUANT TO ITEM 402 REGULATION
S-K (NON-BINDING ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 934009968
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE D. BRENNAN Mgmt For For
JOSEPH M. CERULLI Mgmt For For
TODD M. CLEVELAND Mgmt For For
JOHN A. FORBES Mgmt For For
PAUL E. HASSLER Mgmt For For
MICHAEL A. KITSON Mgmt For For
ANDY L. NEMETH Mgmt For For
LARRY D. RENBARGER Mgmt For For
WALTER E. WELLS Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2009 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR GRANT AND TO
REAPPROVE THE MATERIAL TERMS OF THE PLAN.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
PDL BIOPHARMA, INC. Agenda Number: 933976358
--------------------------------------------------------------------------------------------------------------------------
Security: 69329Y104
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PDLI
ISIN: US69329Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. GRYSKA Mgmt For For
PAUL W. SANDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE 2005 EQUITY INCENTIVE PLAN FOR
COMPLIANCE WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 933847379
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 26-Jul-2013
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MENDERES AKDAG Mgmt For For
FRANK J. FORMICA Mgmt For For
GIAN M. FULGONI Mgmt For For
RONALD J. KORN Mgmt For For
ROBERT C. SCHWEITZER Mgmt For For
2 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY TO SERVE
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PHARMERICA CORPORATION Agenda Number: 934008524
--------------------------------------------------------------------------------------------------------------------------
Security: 71714F104
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: PMC
ISIN: US71714F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. WEISHAR Mgmt For For
W. ROBERT DAHL, JR. Mgmt For For
FRANK E. COLLINS, ESQ. Mgmt For For
THOMAS P. MAC MAHON Mgmt For For
MARJORIE W. DORR Mgmt For For
THOMAS P. GERRITY, PH.D Mgmt For For
ROBERT A. OAKLEY, PH.D. Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
PATRICK G. LEPORE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PIKE ELECTRIC CORPORATION Agenda Number: 933880317
--------------------------------------------------------------------------------------------------------------------------
Security: 721283109
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: PIKE
ISIN: US7212831090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. ERIC PIKE Mgmt For For
CHARLES E. BAYLESS Mgmt For For
JAMES R. HELVEY III Mgmt For For
PETER PACE Mgmt For For
DANIEL J. SULLIVAN III Mgmt For For
JAMES L. TURNER Mgmt For For
2. ADOPTION OF AN AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 16, 2013,
BETWEEN THE COMPANY AND PIKE CORPORATION, A
NORTH CAROLINA CORPORATION AND A
WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, BY
WHICH THE COMPANY WOULD EFFECT THE
REINCORPORATION OF THE COMPANY FROM
DELAWARE TO NORTH CAROLINA.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD. Agenda Number: 933950138
--------------------------------------------------------------------------------------------------------------------------
Security: G7127P100
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PTP
ISIN: BMG7127P1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN R. CARMICHAEL Mgmt For For
A. JOHN HASS Mgmt For For
ANTONY P.D. LANCASTER Mgmt For For
EDMUND R. MEGNA Mgmt For For
MICHAEL D. PRICE Mgmt For For
LINDA E. RANSOM Mgmt For For
JAMES P. SLATTERY Mgmt For For
CHRISTOPER J. STEFFEN Mgmt For For
2. TO APPROVE THE COMPENSATION PAID TO THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
COMPANY'S 2014 ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNDER THE HEADING "EXECUTIVE
COMPENSATION" PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION.
3. TO APPROVE THE NOMINATION OF KPMG AUDIT Mgmt For For
LIMITED AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PRECISION DRILLING CORPORATION Agenda Number: 933988428
--------------------------------------------------------------------------------------------------------------------------
Security: 74022D308
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: PDS
ISIN: CA74022D3085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. DONOVAN Mgmt For For
BRIAN J. GIBSON Mgmt For For
ALLEN R. HAGERMAN Mgmt For For
CATHERINE J. HUGHES Mgmt For For
STEPHEN J.J. LETWIN Mgmt For For
KEVIN O. MEYERS Mgmt For For
PATRICK M. MURRAY Mgmt For For
KEVIN A. NEVEU Mgmt For For
ROBERT L. PHILLIPS Mgmt For For
02 APPOINTING KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS THE AUDITOR OF THE CORPORATION AND
AUTHORIZING THE BOARD OF DIRECTORS TO FIX
THE AUDITOR'S FEES, FOR THE ENSUING YEAR;
03 ACCEPTING THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION, ON AN ADVISORY
BASIS ("SAY ON PAY").
--------------------------------------------------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION Agenda Number: 933963325
--------------------------------------------------------------------------------------------------------------------------
Security: 743312100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PRGS
ISIN: US7433121008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY N. BYCOFF Mgmt For For
JOHN R. EGAN Mgmt For For
RAM GUPTA Mgmt For For
CHARLES F. KANE Mgmt For For
DAVID A. KRALL Mgmt For For
MICHAEL L. MARK Mgmt For For
PHILIP M. PEAD Mgmt For For
2 TO APPROVE THE COMPENSATION OF PROGRESS Mgmt Against Against
SOFTWARE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933987844
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINE R. DETRICK* Mgmt For For
JOYCE A. PHILLIPS* Mgmt For For
ARNOUD W.A. BOOT# Mgmt For For
JOHN F. DANAHY# Mgmt For For
J. CLIFF EASON# Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC. Agenda Number: 933995790
--------------------------------------------------------------------------------------------------------------------------
Security: 76117W109
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: RFP
ISIN: US76117W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHEL P. DESBIENS Mgmt For For
JENNIFER C. DOLAN Mgmt For For
RICHARD D. FALCONER Mgmt For For
RICHARD GARNEAU Mgmt For For
JEFFREY A. HEARN Mgmt For For
BRADLEY P. MARTIN Mgmt For For
ALAIN RHEAUME Mgmt For For
MICHAEL ROUSSEAU Mgmt For For
DAVID H. WILKINS Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
APPOINTMENT
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
RITE AID CORPORATION Agenda Number: 934026940
--------------------------------------------------------------------------------------------------------------------------
Security: 767754104
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: RAD
ISIN: US7677541044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: BRUCE G. BODAKEN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. JESSICK Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1F. ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL N. REGAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARCY SYMS Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
4. APPROVE THE ADOPTION OF THE RITE AID Mgmt For For
CORPORATION 2014 OMNIBUS EQUITY INCENTIVE
PLAN.
5. CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shr Against For
AN INDEPENDENT CHAIRMAN, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TR Agenda Number: 933961460
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: ROBERT L. JOHNSON Mgmt For For
1.2 ELECTION OF TRUSTEE: THOMAS J. BALTIMORE, Mgmt For For
JR.
1.3 ELECTION OF TRUSTEE: EVAN BAYH Mgmt For For
1.4 ELECTION OF TRUSTEE: NATHANIEL A. DAVIS Mgmt For For
1.5 ELECTION OF TRUSTEE: ROBERT M. LA FORGIA Mgmt For For
1.6 ELECTION OF TRUSTEE: GLENDA G. MCNEAL Mgmt For For
1.7 ELECTION OF TRUSTEE: JOSEPH RYAN Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS SUCH COMPENSATION IS SET FORTH
IN OUR 2014 PROXY STATEMENT, WHICH IS
COMMONLY REFERRED TO AS "SAY-ON-PAY".
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933908901
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNY A. HOURIHAN Mgmt For For
STEVEN C. VOORHEES Mgmt For For
J. POWELL BROWN Mgmt Withheld Against
ROBERT M. CHAPMAN Mgmt For For
TERRELL K. CREWS Mgmt For For
RUSSELL M. CURREY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ROCK-TENN COMPANY.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. THE APPROVAL OF RESTATED AND AMENDED Mgmt For For
ARTICLES OF INCORPORATION FOR ROCK-TENN
COMPANY TO PROVIDE THAT ALL DIRECTORS
ELECTED AT OR AFTER OUR ANNUAL MEETING OF
SHAREHOLDERS HELD IN 2015 BE ELECTED ON AN
ANNUAL BASIS AND TO CONSOLIDATE OTHER
AMENDMENTS THAT WERE PREVIOUSLY MADE TO
ROCK-TENN COMPANY'S ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
SEACOR HOLDINGS INC. Agenda Number: 934013828
--------------------------------------------------------------------------------------------------------------------------
Security: 811904101
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CKH
ISIN: US8119041015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES FABRIKANT Mgmt For For
DAVID R. BERZ Mgmt For For
PIERRE DE DEMANDOLX Mgmt For For
OIVIND LORENTZEN Mgmt For For
ANDREW R. MORSE Mgmt For For
R. CHRISTOPHER REGAN Mgmt For For
STEVEN J. WISCH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. REAPPROVAL OF THE COMPANY'S MANAGEMENT Mgmt For For
INCENTIVE PLAN
4. APPROVAL OF THE 2014 SHARE INCENTIVE PLAN Mgmt Against Against
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SEACOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933969810
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1.5 ELECTION OF DIRECTOR: LOREN M. LEIKER Mgmt For For
1.6 ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES, AND THE
COMPENSATION OF OUR COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION Agenda Number: 933866583
--------------------------------------------------------------------------------------------------------------------------
Security: 831756101
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: SWHC
ISIN: US8317561012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY M. MONHEIT Mgmt For For
ROBERT L. SCOTT Mgmt For For
MICHAEL F. GOLDEN Mgmt For For
ROBERT H. BRUST Mgmt For For
P. JAMES DEBNEY Mgmt For For
JOHN B. FURMAN Mgmt For For
MITCHELL A. SALTZ Mgmt For For
I. MARIE WADECKI Mgmt For For
2. TO PROVIDE A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL 2013 ("SAY-ON-PAY").
3. TO APPROVE OUR 2013 INCENTIVE STOCK PLAN TO Mgmt For For
REPLACE OUR EXPIRING 2004 INCENTIVE STOCK
PLAN.
4. TO APPROVE OUR 2013 162(M) INCENTIVE BONUS Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF BDO USA, LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT OF OUR COMPANY FOR THE FISCAL
YEAR ENDING APRIL 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 934005706
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BEN BALDANZA Mgmt For For
ROBERT L. FORNARO Mgmt For For
H. MCINTYRE GARDNER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2014.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2014
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
STARZ Agenda Number: 933986210
--------------------------------------------------------------------------------------------------------------------------
Security: 85571Q102
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: STRZA
ISIN: US85571Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER P. ALBRECHT Mgmt For For
DANIEL E. SANCHEZ Mgmt For For
ROBERT S. WIESENTHAL Mgmt For For
2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC. Agenda Number: 933944351
--------------------------------------------------------------------------------------------------------------------------
Security: 864159108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: RGR
ISIN: US8641591081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. MICHAEL JACOBI Mgmt For For
JOHN A. COSENTINO, JR. Mgmt For For
AMIR P. ROSENTHAL Mgmt For For
RONALD C. WHITAKER Mgmt For For
PHILLIP C. WIDMAN Mgmt For For
MICHAEL O. FIFER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE 2014 FISCAL YEAR.
3. AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933934588
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO APPROVE OUR 2006 EQUITY INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 2,000,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF,
ACCORDING TO THE PROXY HOLDERS' DECISION
AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 933877081
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERGMAN Mgmt For For
RUSSELL J. KNITTEL Mgmt For For
2. PROPOSAL TO PROVIDE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR FISCAL 2013
("SAY-ON-PAY").
3. PROPOSAL TO AMEND THE COMPANY'S 2010 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 933923876
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 02-Apr-2014
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AART J. DE GEUS Mgmt For For
CHI-FOON CHAN Mgmt For For
ALFRED CASTINO Mgmt For For
BRUCE R. CHIZEN Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
C.L. "MAX" NIKIAS Mgmt For For
JOHN G. SCHWARZ Mgmt For For
ROY VALLEE Mgmt For For
STEVEN C. WALSKE Mgmt For For
2. TO APPROVE OUR 2006 EMPLOYEE EQUITY Mgmt For For
INCENTIVE PLAN, AS AMENDED, IN ORDER TO,
AMONG OTHER ITEMS, INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THAT
PLAN BY 7,500,000 SHARES AND EXTEND THE
TERM OF THAT PLAN BY TEN YEARS.
3. TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO, AMONG OTHER ITEMS,
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THAT PLAN BY 5,000,000
SHARES.
4. TO APPROVE AN AMENDMENT TO OUR 2005 Mgmt For For
NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE
PLAN TO EXTEND THE TERM OF THAT PLAN BY TEN
YEARS.
5. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
6. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 1,
2014.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 933968488
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. CRISP Mgmt For For
LAURA C. FULTON Mgmt For For
JAMES W. WHALEN Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. A SHAREHOLDER PROPOSAL REGARDING Shr For Against
PUBLICATION OF A REPORT ON METHANE
EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 933942852
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. ANDERSON Mgmt For For
GERARD M. ANDERSON Mgmt For For
CATHERINE M. KILBANE Mgmt For For
ROBERT J. KING, JR. Mgmt For For
ROSS W. MANIRE Mgmt For For
DONALD L. MENNEL Mgmt For For
PATRICK S. MULLIN Mgmt For For
JOHN T. STOUT, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2 APPROVAL OF THE 2014 LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
3 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
APPROVING THE RESOLUTION PROVIDED IN THE
PROXY STATEMENT.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE CATO CORPORATION Agenda Number: 933997415
--------------------------------------------------------------------------------------------------------------------------
Security: 149205106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CATO
ISIN: US1492051065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS B. HENSON Mgmt For For
BRYAN F. KENNEDY, III Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933956697
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: MICHAEL P. ANGELINI
1.2 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: RICHARD H. BOOTH
1.3 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: KAREN C. FRANCIS
1.4 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: DAVID J. GALLITANO
1.5 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: WENDELL J. KNOX
1.6 ELECTION OF DIRECTOR FOR ONE-YEAR TERM Mgmt For For
EXPIRING IN 2015: ROBERT J. MURRAY
2. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE CHAUCER SHARE INCENTIVE Mgmt For For
PLAN.
4. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EXECUTIVE SHORT-TERM INCENTIVE
COMPENSATION PLAN.
6. THE ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
7. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC Agenda Number: 933950429
--------------------------------------------------------------------------------------------------------------------------
Security: 891826109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: TOWR
ISIN: US8918261095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK ENGLISH, JR. Mgmt For For
JONATHAN GALLEN Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2010 EQUITY INCENTIVE
PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 933963793
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W.C. NELSON, JR. Mgmt For For
JIMMY C. TALLENT Mgmt For For
ROBERT H. BLALOCK Mgmt For For
CLIFFORD V. BROKAW Mgmt For For
L. CATHY COX Mgmt For For
STEVEN J. GOLDSTEIN Mgmt For For
THOMAS A. RICHLOVSKY Mgmt For For
TIM R. WALLIS Mgmt For For
2 APPROVAL OF AN ADVISORY "SAY ON PAY" Mgmt For For
RESOLUTION SUPPORTING THE COMPENSATION PLAN
FOR EXECUTIVE OFFICERS:
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2014:
--------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC. Agenda Number: 933861331
--------------------------------------------------------------------------------------------------------------------------
Security: 911268100
Meeting Type: Special
Meeting Date: 05-Sep-2013
Ticker: UNTD
ISIN: US9112681005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
EFFECT, IN ITS DISCRETION, A REVERSE STOCK
SPLIT OF THE COMMON STOCK OF UNITED ONLINE,
INC., AT A REVERSE STOCK SPLIT RATIO OF
1-FOR-3, 1-FOR-4, 1-FOR-5, 1-FOR-6, OR
1-FOR-7, AS DETERMINED BY THE BOARD OF
DIRECTORS.
2. APPROVAL OF A CORRESPONDING AMENDMENT TO Mgmt For For
UNITED ONLINE, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO EFFECT THE
REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF SHARES
OF COMMON STOCK THAT UNITED ONLINE, INC. IS
AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD
OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
3. APPROVAL OF THE ADOPTION AND IMPLEMENTATION Mgmt For For
OF THE UNITED ONLINE, INC. 2010 EMPLOYEE
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC. Agenda Number: 934001936
--------------------------------------------------------------------------------------------------------------------------
Security: 911268209
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: UNTD
ISIN: US9112682094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS LOBO Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD G. PHANSTIEL Mgmt For For
1C. ELECTION OF DIRECTOR: DR. CAROL A. SCOTT, Mgmt For For
PHD
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933958211
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED
AWARDS UNDER THE 2014 ANNUAL INCENTIVE
COMPENSATION PLAN
3. APPROVAL OF SECOND AMENDED AND RESTATED Mgmt For For
2010 LONG TERM INCENTIVE PLAN
4. RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE SECOND
AMENDED AND RESTATED 2010 LONG TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
6. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 933930732
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1B. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1C. ELECTION OF DIRECTOR: GLENDA G. MCNEAL Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICIA A. TRACEY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2005 STOCK INCENTIVE PLAN
5. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS AND PROVIDE FOR
ANNUAL ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 934011709
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND DWEK Mgmt For For
ROGER JEFFS Mgmt For For
CHRISTOPHER PATUSKY Mgmt For For
TOMMY THOMPSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE UNITED THERAPEUTICS Mgmt For For
CORPORATION SECTION 162(M) BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS UNITED THERAPEUTICS
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933973516
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY F. KEANEY Mgmt For For
1.2 ELECTION OF DIRECTOR: GLORIA C. LARSON Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 933993556
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN P. GUIDRY Mgmt For For
W. RUSSELL SCHEIRMAN Mgmt For For
FREDERICK W. BRAZELTON Mgmt For For
O. DONALDSON CHAPOTON Mgmt For For
JAMES B. JENNINGS Mgmt For For
JOHN J. MYERS, JR. Mgmt For For
2 PROPOSAL TO APPROVE AND RATIFY THE VAALCO Mgmt For For
ENERGY, INC. 2014 LONG TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
4 PROPOSAL TO APPROVE BY NON-BINDING, Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VECTREN CORPORATION Agenda Number: 933943068
--------------------------------------------------------------------------------------------------------------------------
Security: 92240G101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VVC
ISIN: US92240G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL L. CHAPMAN Mgmt For For
J.H. DEGRAFFENREIDT, JR Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
JOHN D. ENGELBRECHT Mgmt For For
ANTON H. GEORGE Mgmt For For
MARTIN C. JISCHKE Mgmt For For
ROBERT G. JONES Mgmt For For
J. TIMOTHY MCGINLEY Mgmt For For
R. DANIEL SADLIER Mgmt For For
MICHAEL L. SMITH Mgmt For For
JEAN L. WOJTOWICZ Mgmt For For
2. APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR VECTREN FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933934564
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE WADDELL & REED FINANCIAL, INC. 2003
EXECUTIVE INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO (A) INCREASE THE ANNUAL
INDIVIDUAL LIMITS WITH RESPECT TO AWARDS,
(B) EXTEND THE TERM OF THE PLAN TO DECEMBER
31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER
APPROVAL THE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933863777
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E2 CANCELLATION OF WARNER CHILCOTT SHARES Mgmt For For
PURSUANT TO THE SCHEME OF ARRANGEMENT.
E3 DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For
AND APPLICATION OF RESERVES.
E4 AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For
E5 CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For
ACTAVIS.
E6 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF SPECIFIED COMPENSATORY ARRANGEMENTS
BETWEEN WARNER CHILCOTT AND ITS NAMED
EXECUTIVE OFFICERS.
E7 ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt Against Against
MEETING.
--------------------------------------------------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION Agenda Number: 933980713
--------------------------------------------------------------------------------------------------------------------------
Security: 960413102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WLK
ISIN: US9604131022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOROTHY C. JENKINS Mgmt Withheld Against
MAX L. LUKENS Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
03 TO APPROVE THE PROPOSED AMENDMENT TO THE Mgmt Against Against
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO PROVIDE THAT, WITH
CERTAIN EXCEPTIONS, THE COURT OF CHANCERY
OF THE STATE OF DELAWARE WILL BE THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
04 TO APPROVE THE PROPOSED AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE COMPANY'S
AUTHORIZED SHARES OF COMMON STOCK, PAR
VALUE $0.01 PER SHARE, FROM 150,000,000 TO
300,000,000 SHARES.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WILSHIRE BANCORP, INC. Agenda Number: 933985888
--------------------------------------------------------------------------------------------------------------------------
Security: 97186T108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: WIBC
ISIN: US97186T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD BYUN Mgmt For For
LAWRENCE JEON Mgmt For For
STEVEN KOH Mgmt For For
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF CROWE HORWATH LLP AS WILSHIRE BANCORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION Agenda Number: 933863486
--------------------------------------------------------------------------------------------------------------------------
Security: 981419104
Meeting Type: Annual
Meeting Date: 29-Aug-2013
Ticker: WRLD
ISIN: US9814191048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. ALEXANDER MCLEAN III Mgmt For For
JAMES R. GILREATH Mgmt For For
WILLIAM S. HUMMERS, III Mgmt Withheld Against
CHARLES D. WAY Mgmt Withheld Against
KEN R. BRAMLETT, JR. Mgmt Withheld Against
SCOTT J. VASSALLUZZO Mgmt Withheld Against
DARRELL E. WHITAKER Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD Agenda Number: 933916910
--------------------------------------------------------------------------------------------------------------------------
Security: G98268108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: XRTX
ISIN: BMG982681089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER AND THE BERMUDA MERGER AGREEMENT
AND TO APPROVE THE MERGER.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO APPROVE AND TO ADOPT THE
AGREEMENT AND PLAN OF MERGER AND THE
BERMUDA MERGER AGREEMENT AND APPROVE THE
MERGER, IF THERE ARE INSUFFICIENT VOTES TO
APPROVE THAT PROPOSAL AT THE TIME OF THE
SPECIAL MEETING.
Quaker Strategic Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr Abstain Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Abstain Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934017446
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 933998001
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT J. CORTI Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1.4 ELECTION OF DIRECTOR: BARRY MEYER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT J. MORGADO Mgmt Against Against
1.6 ELECTION OF DIRECTOR: PETER NOLAN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD SARNOFF Mgmt For For
1.8 ELECTION OF DIRECTOR: ELAINE WYNN Mgmt For For
2. TO REQUEST APPROVAL OF A NEW INCENTIVE Mgmt For For
PLAN.
3A. TO AMEND PROVISIONS RELATED TO THE Mgmt For For
COMPANY'S RELATIONSHIP WITH VIVENDI, S.A.
3B. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt For For
TO AMEND OUR CERTIFICATE OF INCORPORATION.
3C. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt Against Against
TO AMEND OUR BYLAWS.
4. TO REQUEST ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 933976764
--------------------------------------------------------------------------------------------------------------------------
Security: 00687A107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ADDYY
ISIN: US00687A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF RETAINED EARNINGS Mgmt For
3. RATIFICATION OF THE ACTIONS OF THE Mgmt For
EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR
4. RATIFICATION OF THE ACTIONS OF THE Mgmt For
SUPERVISORY BOARD FOR THE 2013 FINANCIAL
YEAR
5A. ELECTION OF THE SUPERVISORY BOARD: DR. Mgmt For
STEFAN JENTZSCH
5B. ELECTION OF THE SUPERVISORY BOARD: HERBERT Mgmt For
KAUFFMANN
5C. ELECTION OF THE SUPERVISORY BOARD: IGOR Mgmt For
LANDAU
5D. ELECTION OF THE SUPERVISORY BOARD: WILLI Mgmt For
SCHWERDTLE
5E. ELECTION OF THE SUPERVISORY BOARD: KATJA Mgmt For
KRAUS
5F. ELECTION OF THE SUPERVISORY BOARD: KATHRIN Mgmt For
MENGES
6. AMENDMENT OF SECTION 18 OF THE ARTICLES OF Mgmt For
ASSOCIATION
7. REVOCATION OF THE AUTHORISATION TO ISSUE Mgmt For
BONDS WITH WARRANTS AND/OR CONVERTIBLE
BONDS OF MAY 6, 2010; AUTHORISATION TO
ISSUE BONDS WITH WARRANTS AND/OR
CONVERTIBLE BONDS, EXCLUSION OF
SHAREHOLDERS' SUBSCRIPTION RIGHTS AND
SIMULTANEOUS CREATION OF A CONTINGENT
CAPITAL; AMENDMENT TO THE ARTICLES OF
ASSOCIATION
8. AUTHORISATION TO REPURCHASE AND TO USE Mgmt For
TREASURY SHARES PURSUANT TO SECTION 71
SECTION 1 NUMBER 8 AKTG INCLUDING THE
AUTHORISATION TO EXCLUDE TENDER AND
SUBSCRIPTION RIGHTS AS WELL AS TO CANCEL
REPURCHASED SHARES AND TO REDUCE THE
CAPITAL; REVOCATION OF THE EXISTING
AUTHORISATION
9. AUTHORISATION TO USE EQUITY DERIVATIVES IN Mgmt For
CONNECTION WITH THE ACQUISITION OF TREASURY
SHARES PURSUANT TO SECTION 71 SECTION 1
NUMBER 8 AKTG WHILE EXCLUDING SHAREHOLDERS'
TENDER AND SUBSCRIPTION RIGHTS; REVOCATION
OF THE EXISTING AUTHORISATION
10A APPOINTMENT OF THE AUDITOR AND THE GROUP Mgmt For
AUDITOR
10B APPOINTMENT OF THE AUDITOR FOR THE AUDIT Mgmt For
REVIEW OF THE FINANCIAL STATEMENTS AND OF
THE FIRST HALF YEAR FINANCIAL REPORT, IF
APPLICABLE
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt Against Against
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933880141
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ERIC S. SCHWARTZ AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY TO SERVE UNTIL THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2014.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMC NETWORKS INC Agenda Number: 934008233
--------------------------------------------------------------------------------------------------------------------------
Security: 00164V103
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: AMCX
ISIN: US00164V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL M. ASHE Mgmt For For
JONATHAN F. MILLER Mgmt For For
ALAN D. SCHWARTZ Mgmt Withheld Against
LEONARD TOW Mgmt Withheld Against
CARL E. VOGEL Mgmt Withheld Against
ROBERT C. WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt Against Against
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933957029
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CHANGE IN RELATION TO OUTSTANDING Mgmt For For
SUBSCRIPTION RIGHTS GRANTED TO DIRECTORS OF
THE COMPANY AND CERTAIN EXECUTIVES
A2B RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE AUTHORISED
CAPITAL
B1A RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE ACQUISITION OF
OWN SHARES
B1B REPLACING ARTICLE 10 OF THE ARTICLES OF Mgmt For For
ASSOCIATION
C4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
C5 DISCHARGE TO THE DIRECTORS Mgmt For For
C6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
C7A RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt For For
DIRECTOR OF MR. KEES STORM, FOR A PERIOD OF
ONE YEAR
C7B RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt For For
DIRECTOR OF MR. MARK WINKELMAN, FOR A
PERIOD OF ONE YEAR
C7C RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR
YEARS
C7D RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
GREGOIRE DE SPOELBERCH, FOR A PERIOD OF
FOUR YEARS
C7E RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
CARLOS ALBERTO DA VEIGA SICUPIRA, FOR A
PERIOD OF FOUR YEARS
C7F RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
MARCEL HERRMANN TELLES, FOR A PERIOD OF
FOUR YEARS
C7G ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. JORGE PAULO LEMANN AND
APPOINTING AS DIRECTOR MR. PAULO LEMANN AS
HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS
C7H ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. ROBERTO MOSES THOMPSON
MOTTA AND APPOINTING AS DIRECTOR MR.
ALEXANDRE BEHRING AS HIS SUCCESSOR, FOR A
PERIOD OF FOUR YEARS
C7I APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO Mgmt For For
LEONI SCETI, FOR A PERIOD OF FOUR YEARS
C7J APPOINTING AS DIRECTOR MRS. MARIA ASUNCION Mgmt For For
ARAMBURUZABALA LARREGUI, FOR A PERIOD OF
FOUR YEARS
C7K APPOINTING AS DIRECTOR MR. VALENTIN DIEZ Mgmt For For
MORODO, FOR A PERIOD OF FOUR YEARS
C8A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
C8B STOCK OPTIONS FOR DIRECTORS Mgmt For For
D1 FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933993568
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE THE AUTODESK, INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC. Agenda Number: 933980268
--------------------------------------------------------------------------------------------------------------------------
Security: 229678107
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CBST
ISIN: US2296781071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL BONNEY Mgmt For For
1.2 ELECTION OF DIRECTOR: JANE HENNEY, M.D. Mgmt For For
1.3 ELECTION OF DIRECTOR: LEON MOULDER, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDMENT TO OUR RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 150,000,000 TO 300,000,000.
4. APPROVAL OF OUR 2014 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5. APPROVAL OF OUR 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
6. RATIFICATION OF OUR SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934020809
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS.
5. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933869084
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2013. Mgmt For
2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt Against
3. DECLARATION OF FINAL DIVIDEND. Mgmt For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
13. APPOINTMENT OF AUDITOR. Mgmt For
14. REMUNERATION OF AUDITOR. Mgmt For
15. AUTHORITY TO ALLOT SHARES. Mgmt For
16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For
17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For
18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC Agenda Number: 933941901
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DNKN
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL HINES Mgmt For For
JOSEPH UVA Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION PAID BY DUNKIN' BRANDS TO ITS
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
DUNKIN' BRANDS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDED DECEMBER 27, 2014
4. TO APPROVE THE DUNKIN' BRANDS GROUP, INC. Mgmt For For
ANNUAL MANAGEMENT INCENTIVE PLAN
5. SHAREHOLDER PROPOSAL REQUESTING REPORT ON Shr Against For
NANOMATERIALS
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt Against Against
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 934007128
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE* Mgmt For For
PAMELA L. COE Mgmt For For
BARRY DILLER Mgmt For For
JONATHAN L. DOLGEN Mgmt For For
CRAIG A. JACOBSON* Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
PETER M. KERN* Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt For For
JOSE A. TAZON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. STOCKHOLDERS PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt Withheld Against
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt Withheld Against
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt Against Against
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933987351
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt Against Against
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933953766
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: HOWARD B. BERNICK Mgmt For For
1C. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1D. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1E. ELECTION OF DIRECTOR: CELESTE A. CLARK, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt For For
1I. ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN Mgmt For For
1J. ELECTION OF DIRECTOR: PETER G. RATCLIFFE Mgmt For For
1K. ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 933907252
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN EAST Mgmt For For
1.6 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE BY 45,000,000.
03 TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO PROVIDE THAT
FUTURE STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS GRANTED UNDER THE PLAN MAY HAVE A
MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6
YEARS).
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 28, 2014.
05 TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt Against Against
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt For For
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
JOUKO KARVINEN Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
DENNIS STRIGL Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933922280
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE
GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2013
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2014 TO THE ANNUAL
GENERAL MEETING 2015
4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
PERFORMANCE CYCLE ENDED IN 2013
5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTOR
5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTOR
5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTOR
6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Abstain
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt Against Against
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933998986
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED G. GILMAN Mgmt Withheld Against
JOSEPH L. GOLDSTEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
CHRISTINE A. POON Mgmt For For
P. ROY VAGELOS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE REGENERON Mgmt Against Against
PHARMACEUTICALS, INC. 2014 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt For For
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt For For
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt Against Against
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. Agenda Number: 933942802
--------------------------------------------------------------------------------------------------------------------------
Security: 87264S106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TRW
ISIN: US87264S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCOIS J. CASTAING Mgmt For For
MICHAEL R. GAMBRELL Mgmt For For
DAVID W. MELINE Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP.
FOR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933996160
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1D. ELECTION OF DIRECTOR: HENRY L. MEYER III Mgmt For For
1E. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1G. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN H. WALKER Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES A. YAMARONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE UNITED CONTINENTAL HOLDINGS, INC.
2006 DIRECTOR EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
US AIRWAYS GROUP, INC. Agenda Number: 933848523
--------------------------------------------------------------------------------------------------------------------------
Security: 90341W108
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: LCC
ISIN: US90341W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, AS AMENDED (THE MERGER
AGREEMENT), DATED AS OF FEBRUARY 13, 2013,
BY AND AMONG US AIRWAYS GROUP, AMR
CORPORATION (AMR), AND AMR MERGER SUB,
INC., A WHOLLY-OWNED SUBSIDIARY OF AMR.
2. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
MERGER-RELATED COMPENSATION OF US AIRWAYS
GROUP'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY
STATEMENT/PROSPECTUS.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT PRESENT AT
THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
4A. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
4B. ELECTION OF DIRECTOR: GEORGE M. PHILIP Mgmt For For
5. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
6. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF US AIRWAYS GROUP'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933970469
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
WILLIAM D. YOUNG Mgmt For For
2. AMENDMENT TO OUR 2013 STOCK AND OPTION PLAN Mgmt Against Against
THAT INCREASES THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
9.5 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 933919675
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 17-Mar-2014
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE S. ABRAMS Mgmt No vote
PHILIPPE P. DAUMAN Mgmt No vote
THOMAS E. DOOLEY Mgmt No vote
C. FALCONE SORRELL Mgmt No vote
ALAN C. GREENBERG Mgmt No vote
ROBERT K. KRAFT Mgmt No vote
BLYTHE J. MCGARVIE Mgmt No vote
DEBORAH NORVILLE Mgmt No vote
CHARLES E. PHILLIPS, JR Mgmt No vote
SHARI REDSTONE Mgmt No vote
SUMNER M. REDSTONE Mgmt No vote
FREDERIC V. SALERNO Mgmt No vote
WILLIAM SCHWARTZ Mgmt No vote
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt No vote
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF VIACOM
INC., AS DESCRIBED IN THE "EXECUTIVE
COMPENSATION" SECTION OF THE 2014 PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Quaker Investment Trust
By (Signature) /s/ Jeffry H. King, Sr.
Name Jeffry H. King, Sr.
Title President
Date 08/05/2014