******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09923
Reporting Period: 07/01/2013 - 06/30/2014
Kinetics Portfolio Trust
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-09923
Kinetics Portfolios Trust
(Exact name of registrant as specified in charter)
470 Park Avenue South, New York, NY, 10016
(Address of principal executive offices) (Zip code)
Jay Kesslen
470 Park Avenue South
New York, NY, 10016
(Name and address of agent for service)
Registrant telephone number, including area code:
1-914-703-6900
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2013 to 06/30/2014
ITEM 1. PROXY VOTING RECORD
==================== Kinetics Alternative Income Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== Kinetics Global Portfolio ===========================
ALTICE S.A.
Ticker: ATC Security ID: L0179Z104
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Financial Statements For For Management
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AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For Withhold Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P73232103
Meeting Date: MAR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P73232103
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted Stock Plan For Against Management
2.1 Amend Article 5 to Reflect Changes in For For Management
Capital
2.2 Amend Article 16 For For Management
2.3 Amend Articles For For Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P73232103
Meeting Date: MAY 13, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted Stock Plan For For Management
2.1 Amend Article 5 to Reflect Changes in For For Management
Capital
2.2 Amend Article 16 For For Management
2.3 Amend Articles For For Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P1R0U2138
Meeting Date: MAY 26, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Capital
2 Amend Article 16 For For Management
3 Amend Articles For For Management
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BOLLORE
Ticker: BOL Security ID: F10659112
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.10 per Share
4 Approve Stock Dividend Program (New For For Management
Shares)
5 Authorize Board to Provide an Advance For For Management
on Payment of Dividend for Fiscal Year
(New Shares)
6 Approve Transaction with a Blue For For Management
Solutions Re: Debt Write-off
7 Approve Transaction with a Blue For For Management
Solutions Re: Promises of Sale
8 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
9 Reelect Marie Bollore as Director For Against Management
10 Reelect Martine Studer as Director For For Management
11 Elect Celine Merle-Beral as Director For Against Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 660,000
13 Renew Appointment of Cabinet For For Management
Constantin Associes as Auditor
14 Decision not to Renew Mandate of For For Management
Benoit Pimont as Alternate Auditor
15 Appoint Cabinet Cisane as Alternate For For Management
Auditor
16 Advisory Vote on Compensation of For Against Management
Vincent Bollore, Chairman and CEO
17 Advisory Vote on Compensation of For Against Management
Cyrille Bollore, Vice-CEO
18 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Amend Article 12 of Bylaws Re: For For Management
Appointment of Employee Representatives
2 Amend Article 12.3 of Bylaws Re: For Against Management
Shareholding Requirements for Directors
3 Authorize Filing of Required For For Management
Documents/Other Formalities
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BOLSAS Y MERCADOS ESPANOLES S.A.
Ticker: BME Security ID: E8893G102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, and Discharge
Directors
2 Approve Allocation of Income and For For Management
Dividends
3 Amend Article 26 Re: Board Size For For Management
4.1 Reelect Alvaro Cuervo Garcia as For For Management
Director
4.2 Reelect Rosa Maria Garcia Garcia as For For Management
Director
4.3 Reelect Karel Lannoo as Director For For Management
4.4 Reelect Manuel Olivencia Ruiz as For For Management
Director
4.5 Reelect Margarita Prat Rodrigo as For For Management
Director
4.6 Ratify Appointment of and Elect For For Management
Ignacio Garralda Ruiz de Velasco as
Director
4.7 Ratify Appointment of and Elect Carlos For For Management
Fernandez Gonzalez as Director
5 Fix Number of Directors For For Management
6 Approve Remuneration of Chairman For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Restricted Stock Plan For For Management
9 Advisory Vote on Remuneration Policy For For Management
Report
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Allow Questions None None Management
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BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Youssef A. Nasr For For Management
1.6 Elect Director James A. Pattison For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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BROOKFIELD REAL ESTATE SERVICES INC.
Ticker: BRE Security ID: 11283T101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Lorraine Bell For For Management
A2 Elect Director Simon Dean For For Management
A3 Elect Director Gail Kilgour For For Management
B Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
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BROOKFIELD RESIDENTIAL PROPERTIES INC.
Ticker: BRP Security ID: 11283W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce T. Lehman For For Management
1.2 Elect Director Patricia M. Newson For For Management
1.3 Elect Director Alan Norris For For Management
1.4 Elect Director Allan S. Olson For For Management
1.5 Elect Director Timothy R. Price For For Management
1.6 Elect Director David M. Sherman For For Management
1.7 Elect Director Robert L. Stelzl For For Management
1.8 Elect Director Michael D. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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BURGER KING WORLDWIDE, INC.
Ticker: BKW Security ID: 121220107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandre Behring For Withhold Management
1.2 Elect Director Martin E. Franklin For For Management
1.3 Elect Director Paul J. Fribourg For For Management
1.4 Elect Director Bernardo Hees For Withhold Management
1.5 Elect Director Alan C. Parker For For Management
1.6 Elect Director Carlos Alberto R. For Withhold Management
Sicupira
1.7 Elect Director Roberto Moses Thompson For Withhold Management
Motta
1.8 Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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CITY DEVELOPMENTS LTD.
Ticker: C09 Security ID: V23130111
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees and Audit & For For Management
Risk Committee Fees
4a Elect Kwek Leng Joo as Director For For Management
4b Elect Kwek Leng Peck as Director For For Management
5a Elect Kwek Leng Beng as Director For For Management
5b Elect Foo See Juan as Director For For Management
5c Elect Tang See Chim as Director For For Management
6 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Mandate for Transactions with For For Management
Related Parties
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CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Ratify Deloitte LLP as Auditors For For Management
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COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662158
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.00 per A Bearer
Share and CHF 0.10 per B Registered
Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1 Reelect Johann Rupert as Director For Did Not Vote Management
4.2 Reelect Franco Cologni as Director For Did Not Vote Management
4.3 Reelect Lord Douro as Director For Did Not Vote Management
4.4 Reelect Yves-Andre Istel as Director For Did Not Vote Management
4.5 Reelect Richard Lepeu as Director For Did Not Vote Management
4.6 Reelect Ruggero Magnoni as Director For Did Not Vote Management
4.7 Reelect Josua Malherbe as Director For Did Not Vote Management
4.8 Reelect Frederick Mostert as Director For Did Not Vote Management
4.9 Reelect Simon Murray as Director For Did Not Vote Management
4.10 Reelect Alain Dominique Perrin as For Did Not Vote Management
Director
4.11 Reelect Guillaume Pictet as Director For Did Not Vote Management
4.12 Reelect Norbert Platt as Director For Did Not Vote Management
4.13 Reelect Alan Quasha as Director For Did Not Vote Management
4.14 Reelect Maria Ramos as Director For Did Not Vote Management
4.15 Reelect Lord Renwick of Clifton as For Did Not Vote Management
Director
4.16 Reelect Jan Rupert as Director For Did Not Vote Management
4.17 Reelect Gary Saage as Director For Did Not Vote Management
4.18 Reelect Juergen Schrempp as Director For Did Not Vote Management
4.19 Elect Bernard Fornas as Director For Did Not Vote Management
4.20 Elect Jean-Blaise Eckert as Director For Did Not Vote Management
5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
6 Approve Conversion of A Bearer Shares For Did Not Vote Management
into Registered Shares
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CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director William B. Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: OCT 31, 2013 Meeting Type: Annual/Special
Record Date: OCT 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Creation of a Special Reserve For For Management
Account
3 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended June 30, 2013
4 Approve Treatment of Loss For For Management
5 Approve Dividends Charged to Special For For Management
Reserve Account
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Internal For For Management
Statutory Auditors Committee
8 Approve Remuneration of Directors for For For Management
Fiscal Year Ended June 30, 2013 in the
Amount of ARS 17.54 Million; Approve
Audit Committee's Budget
9 Approve Remuneration of Internal For For Management
Statutory Auditors Committee for
Fiscal Year Ended June 30, 2013
10 Fix Number of and Elect Directors and For Against Management
Alternates
11 Elect Principal and Alternate Members For For Management
of the Internal Statutory Auditors
Committee
12 Approve Auditors for Next Fiscal Year For For Management
and Authorize Board to Fix Their
Remuneration
13 Approve Amendments to Shared Services For Against Management
Agreement Report
14 Approve Treatment of Provisions for For For Management
Tax on Shareholders' Personal Assets
15 Approve Amendments to the Report on For Against Management
Employee Incentive Plan as Approved by
Previous General Meetings
16 Renew Authority of Board to Set For For Management
Issuance Terms for Short-Term
Non-Convertible Debt Securities (VCP)
up to USD 30 Million as Approved by
General Meeting on Oct. 31, 2011
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CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: APR 11, 2014 Meeting Type: Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Standard Accounting Transfer For For Management
to Create a Special Reserve Account
3 Authorize Share Repurchase Program For For Management
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DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ned Goodman For Withhold Management
1.2 Elect Director Michael J. Cooper For Withhold Management
1.3 Elect Director Joanne Ferstman For Withhold Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For Withhold Management
1.6 Elect Director Jennifer Lee Koss For For Management
1.7 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Empower the Board of Directors to For For Management
Determine the Number of Directors of
the Board Within the Minimum and
Maximum Number as Provided in the
Articles
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DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Normand Beauchamp For For Management
2.2 Elect Director Michael Cooper For For Management
2.3 Elect Director Daniel Goodman For For Management
2.4 Elect Director David Goodman For For Management
2.5 Elect Director Jonathan C. Goodman For For Management
2.6 Elect Director Mark Goodman For For Management
2.7 Elect Director Ned Goodman For For Management
2.8 Elect Director Harold (Sonny) Gordon For For Management
2.9 Elect Director Ellis Jacob For For Management
2.10 Elect Director Frederick H. Lowy For For Management
2.11 Elect Director Garth A. C. MacRae For For Management
2.12 Elect Director Robert McLeish For For Management
2.13 Elect Director A. Murray Sinclair For For Management
2.14 Elect Director Jeremy Soames For For Management
2.15 Elect Director K. Barry Sparks For For Management
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ELEMENTOS LTD
Ticker: ELT Security ID: Q34480105
Meeting Date: OCT 08, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Change in the Scale of the For Against Management
Company's Activities by the
Acquisition of Up to 100 Percent of
the Shares in Rockwell Minerals Ltd
2 Elect Calvin Treacy as Director For Against Management
3 Elect Richard P. Seville as Director For Against Management
4 Approve the Fee and Remuneration For For Management
Sacrifice Plan
5 Approve the Issuance of Shares to For For Management
Anthony McLellan, Non-Executive
Chairman of the board
6 Approve the Issuance of Shares to For For Management
Corey Nolan, Chief Executive Officer
and Managing Director of the Company
7 Approve the Issuance of Shares to For For Management
James Calaway, Non-Executive Director
of the Company
8 Approve the Issuance of Shares to For For Management
Calvin Treacy, Director of the Company
9 Approve the Issuance of Shares to For For Management
Richard Seville, Director of the
Company
10 Ratify the Past Issuance of 28,648 For For Management
Shares to Alistair Grahame and 32,244
Shares to Linda Scott
11 Ratify the Past Issuance of 122,593 For For Management
Shares to Alistair Grahame and 120,043
Shares to Linda Scott
12 Ratify the Past Issuance of 279,161 For For Management
Shares to Linda Scott, Chief Financial
Officer and Company Secretary
13 Ratify the Past Issuance of 178,903 For For Management
Shares to Linda Scott, Chief Financial
Officer and Company Secretary
14 Ratify the Past Issuance of 16.67 For For Management
Million Shares to Andrew Carlyle Greig
15 Ratify the Past Issuance of 6.2 For For Management
Million Shares
16 Amend the Terms of the Options Held by For Against Management
Anthony McLellan
17 Amend the Terms of the Options Held by For Against Management
Corey Nolan
18 Amend the Terms of the Options Held by For Against Management
Mark McCauley
19 Amend the Terms of the Options Held by For Against Management
James Calaway
20 Amend the Terms of the Options Held by For Against Management
Linda Scott
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FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Graham Farquharson For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Randall Oliphant For For Management
1.8 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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GLENCORE XSTRATA PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name to For For Management
Glencore plc
2 Adopt New Articles of Association For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Distribution For For Management
5 Re-elect Anthony Hayward as Director For For Management
6 Re-elect Leonhard Fischer as Director For For Management
7 Re-elect William Macaulay as Director For For Management
8 Re-elect Ivan Glasenberg as Director For For Management
9 Re-elect Peter Coates as Director For For Management
10 Elect John Mack as Director For For Management
11 Elect Peter Grauer as Director For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Approve Scrip Dividend Program For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
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GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect David Einhorn as GLRE Director For For Management
1c Elect Leonard Goldberg as GLRE Director For For Management
1d Elect Barton Hedges as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For For Management
1f Elect Frank Lackner as GLRE Director For For Management
1g Elect Bryan Murphy as GLRE Director For For Management
1h Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2c Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2d Elect Barton Hedges as Greenlight Re For For Management
Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2g Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2h Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Leonard Goldberg as GRIL For For Management
Subsidiary Director
3b Elect Philip Harkin as GRIL Subsidiary For For Management
Director
3c Elect Barton Hedges as GRIL Subsidiary For For Management
Director
3d Elect Frank Lackner as GRIL Subsidiary For For Management
Director
3e Elect Caryl Traynor as GRIL Subsidiary For For Management
Director
3f Elect Brendan Tuohy as GRIL Subsidiary For For Management
Director
4 Ratify BDO USA, LLP as auditors For For Management
5 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
6 Ratify BDO, Registered Auditors as For For Management
Auditors of GRIL
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolfo Henriques For For Management
1.2 Elect Director Samuel L. Higginbottom For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For For Management
1.6 Elect Director Laurans A. Mendelson For For Management
1.7 Elect Director Victor H. Mendelson For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Pre-approve Director Remuneration For For Management
6 Approve Auditors and Fix Their For For Management
Remuneration
7 Ratify Director Appointment For For Management
8 Approve Extension of Contract with CEO For For Management
9 Approve Extension of Amended Contract For For Management
with Executive Director
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Change Company Name For For Management
12 Approve Reduction in Issued Share For For Management
Capital
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HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital
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HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
4 Ratify Director Appointment For For Management
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HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
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IMPERIAL HOLDINGS, INC.
Ticker: IFT Security ID: 452834104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chadwick For For Management
1.2 Elect Director Michael Crow For For Management
1.3 Elect Director Andrew Dakos For For Management
1.4 Elect Director Richard Dayan For For Management
1.5 Elect Director Phillip Goldstein For For Management
1.6 Elect Director Gerald Hellerman For For Management
1.7 Elect Director Antony Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
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INTERNET INITIATIVE JAPAN INC
Ticker: 3774 Security ID: 46059T109
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Kikuchi, Takeshi For For Management
2.2 Elect Director Miyoshi, Takamichi For For Management
2.3 Elect Director Watai, Akihisa For For Management
2.4 Elect Director Tanahashi, Yasuro For For Management
2.5 Elect Director Hiroi, Takashi For For Management
2.6 Elect Director Oda, Shingo For For Management
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JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: JUN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Elect Christopher Waldron as a Director For For Management
7 Reelect Patrick Firth as a Director For For Management
8 Reelect Tanja Tibaldi as a Director For For Management
9 Approve Share Repurchase Program For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend the Company's Investment Policy For For Management
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Theron I. 'Tig' Gilliam For For Management
1.4 Elect Director Sherrill W. Hudson For For Management
1.5 Elect Director R. Kirk Landon For For Management
1.6 Elect Director Sidney Lapidus For For Management
1.7 Elect Director Stuart A. Miller For For Management
1.8 Elect Director Teri P. McClure For For Management
1.9 Elect Director Jeffrey Sonnenfeld For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Beyer For For Management
1.2 Elect Director W. Patrick Campbell For For Management
1.3 Elect Director Brian P. Friedman For For Management
1.4 Elect Director Richard B. Handler For For Management
1.5 Elect Director Robert E. Joyal For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Stuart H. Reese For For Management
1.9 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Other Business For Against Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For Against Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For Against Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 10, 2014 Meeting Type: Annual/Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 3.10 per Share
5 Reelect Delphine Arnault as Director For Against Management
6 Reelect Nicolas Bazire as Director For Against Management
7 Reelect Antonio Belloni as Director For Against Management
8 Reelect Diego Della Valle as Director For For Management
9 Reelect Pierre Gode as Director For Against Management
10 Reelect Marie-Josee Kravis as Director For For Management
11 Renew Appointment Paolo Bulgari as For Against Management
Censor
12 Renew Appointment Patrick Houel as For Against Management
Censor
13 Renew Appointment Felix G. Rohatyn as For Against Management
Censor
14 Elect Marie-Laure Sauty de Chalon as For For Management
Director
15 Advisory Vote on Compensation of For Against Management
Bernard Arnault
16 Advisory Vote on Compensation of For Against Management
Antonio Belloni
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
20 Pursuant to Item Above, Adopt New For For Management
Bylaws
--------------------------------------------------------------------------------
NOVACOPPER INC.
Ticker: NCQ Security ID: 66988K102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Tony S. Giardini For For Management
2.2 Elect Director Thomas S. Kaplan For For Management
2.3 Elect Director Gregory A. Lang For For Management
2.4 Elect Director Igor Levental For For Management
2.5 Elect Director Kalidas V. Madhavpeddi For For Management
2.6 Elect Director Gerald J. McConnell For For Management
2.7 Elect Director Clynton R. Nauman For For Management
2.8 Elect Director Janice Stairs For For Management
2.9 Elect Director Rick Van Nieuwenhuyse For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Dowdall For For Management
1.2 Elect Director Marc Faber For For Management
1.3 Elect Director Thomas Kaplan For For Management
1.4 Elect Director Gregory Lang For For Management
1.5 Elect Director Gillyeard Leathley For For Management
1.6 Elect Director Igor Levental For For Management
1.7 Elect Director Kalidas Madhavpeddi For For Management
1.8 Elect Director Gerald McConnell For Withhold Management
1.9 Elect Director Clynton Nauman For For Management
1.10 Elect Director Rick Van Nieuwenhuyse For Withhold Management
1.11 Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Award Plan For Against Management
4 Re-approve Performance Share Unit Plan For Against Management
5 Re-approve Deferred Share Unit Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NUMERICABLE GROUP
Ticker: NUM Security ID: F6627W103
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
5 Approve Agreement with Eric Denoyer For For Management
6 Advisory Vote on Compensation of Eric For Against Management
Denoyer
7 Ratify Appointment of Jean-Michel For Against Management
Hegesippe as Director
8 Reelect Jean-Michel Hegesippe as For Against Management
Director
9 Elect Bernard Attali as Director For For Management
10 Reelect Max Aaron as Director For Against Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.8 Billion
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 20 Million
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For Withhold Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PARAMOUNT RESOURCES LTD.
Ticker: POU Security ID: 699320206
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton Riddell For For Management
1.2 Elect Director John Gorman For For Management
1.3 Elect Director John Roy For For Management
1.4 Elect Director James Riddell For For Management
1.5 Elect Director Dirk Junge For For Management
1.6 Elect Director Bernhard Wylie For For Management
1.7 Elect Director James Bell For For Management
1.8 Elect Director David Knott For For Management
1.9 Elect Director Thomas Claugus For For Management
1.10 Elect Director Susan Riddell Rose For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARTNERS VALUE FUND INC.
Ticker: PVF Security ID: 70214H107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Barratt For For Management
1.2 Elect Director Edward C. Kress For For Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director Frank N.C. Lochan For For Management
1.5 Elect Director Ralph J. Zarboni For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: E82880118
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exchange of Debt for Equity For For Management
Through Issuance of Warrants without
Preemptive Rights
2 Fix Number of Directors For Against Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: E82880118
Meeting Date: APR 27, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4.1 Ratify Appointment of and Elect For Against Management
Claudio Boada Palleres as Director
4.2 Ratify Appointment of and Elect For Against Management
Roberto Lazaro Alcantara Rojas as
Director
4.3 Ratify Appointment of and Elect John For Against Management
Paton as Director
5 Amend Article 19 Re: Director For For Management
Remuneration
6 Approve Payment of Preferred Dividends For For Management
7 Authorize Listing on and Delisting For For Management
from Secondary Exchanges of Shares and
Other Securities
8 Authorize Settlement of Director and For Against Management
Executive Remuneration in Company
Shares
9 Approve Restricted Shares Plan For Against Management
10 Advisory Vote on Remuneration Policy For Against Management
Report
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: 74343G204
Meeting Date: APR 27, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4.1 Ratify Appointment of and Elect For Against Management
Claudio Boada Palleres as Director
4.2 Ratify Appointment of and Elect For Against Management
Roberto Lazaro Alcantara Rojas as
Director
4.3 Ratify Appointment of and Elect John For Against Management
Paton as Director
5 Amend Article 19 Re: Director For For Management
Remuneration
6 Approve Payment of Preferred Dividends For For Management
7 Authorize Listing on and Delisting For For Management
from Secondary Exchanges of Shares and
Other Securities
8 Authorize Settlement of Director and For Against Management
Executive Remuneration in Company
Shares
9 Approve Restricted Shares Plan For Against Management
10 Advisory Vote on Remuneration Policy For Against Management
Report
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Campbell For For Management
1.2 Elect Director William C. Crowley For For Management
1.3 Elect Director Timothy Flemming For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director R. Raja Khanna For For Management
1.6 Elect Director James McBurney For For Management
1.7 Elect Director Deborah E. Rosati For For Management
1.8 Elect Director Danita Stevenson For For Management
1.9 Elect Director S. Jeffrey Stollenwerck For For Management
1.10 Elect Director H. Ronald Weissman For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Allow Electronic Distribution of For Against Management
Company Communications
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Paul G. DePodesta For For Management
1.3 Elect Director William C. Kunkler, III For For Management
1.4 Elect Director Edward S. Lampert For For Management
1.5 Elect Director Steven T. Mnuchin For For Management
1.6 Elect Director Ann N. Reese For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For Withhold Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For Withhold Management
1.5 Elect Director W. Bruce Johnson For Withhold Management
1.6 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC.
Ticker: 6460 Security ID: J7028D104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Satomi, Hajime For For Management
2.2 Elect Director Tsurumi, Naoya For For Management
2.3 Elect Director Sugano, Akira For For Management
2.4 Elect Director Satomi, Haruki For For Management
2.5 Elect Director Aoki, Shigeru For For Management
2.6 Elect Director Okamura, Hideki For For Management
2.7 Elect Director Oguchi, Hisao For For Management
2.8 Elect Director Iwanaga, Yuji For For Management
2.9 Elect Director Natsuno, Takeshi For For Management
3 Appoint Statutory Auditor Sakaue, For For Management
Yukito
4 Approve Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMUF Security ID: G81226105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Relect Ivar Siem as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Discharge of Management Board For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Chew Choon Seng as Director For For Management
4 Elect Magnus Bocker as Director For For Management
5 Elec Thaddeus Beczak as Director For For Management
6 Elect Jane Diplock AO as Director For For Management
7 Approve Payment of SGD 750,000 to the For For Management
Chairman as Director's Fees and
Provision to Him of a Car with a
Driver For the Financial Year Ending
June 30, 2014
8 Approve Directors' Fees of SGD 1.5 For For Management
Million For the Financial Year Ending
June 30, 2014
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Elect Ng Kok Song as Director For For Management
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher P. Albrecht For For Management
1.2 Elect Director Daniel E. Sanchez For For Management
1.3 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Gary Krow For For Management
1.5 Elect Director Allen Model For For Management
1.6 Elect Director R. Scot Sellers For For Management
1.7 Elect Director Steven Shepsman For For Management
1.8 Elect Director Burton M. Tansky For For Management
1.9 Elect Director Mary Ann Tighe For For Management
1.10 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Emil J. Brolick For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 04, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Michael L. Rose For For Management
2.2 Elect Director William D. Armstrong For For Management
2.3 Elect Director Lee A. Baker For For Management
2.4 Elect Director Robert W. Blakely For For Management
2.5 Elect Director John W. Elick For For Management
2.6 Elect Director Kevin J. Keenan For For Management
2.7 Elect Director Phillip A. Lamoreaux For For Management
2.8 Elect Director Andrew B. MacDonald For For Management
2.9 Elect Director Clayton H. Riddell For For Management
2.10 Elect Director Brian G. Robinson For For Management
2.11 Elect Director Robert N. Yurkovich For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Share Option Plan For For Management
5 Amend Share Option Plan For For Management
6 Approve Stock Option Plan Grants For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director D. Boone Wayson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Board Qualifications For Against Management
6 Report on Political Contributions Against For Shareholder
========================= Kinetics Internet Portfolio ==========================
AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For Withhold Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC.
Ticker: ASCMA Security ID: 043632108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Fitzgerald For For Management
1.2 Elect Director Michael J. Pohl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director Rick L. Burdick For For Management
1.4 Elect Director David B. Edelson For For Management
1.5 Elect Director Robert R. Grusky For For Management
1.6 Elect Director Michael Larson For For Management
1.7 Elect Director Michael E. Maroone For For Management
1.8 Elect Director Carlos A. Migoya For For Management
1.9 Elect Director G. Mike Mikan For For Management
1.10 Elect Director Alison H. Rosenthal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Asbury For For Management
1.2 Elect Director Michael A. Daniels For For Management
1.3 Elect Director James S. Gilmore, III For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Gregory G. Johnson For For Management
1.6 Elect Director J. Phillip London For For Management
1.7 Elect Director James L. Pavitt For For Management
1.8 Elect Director Warren R. Phillips For For Management
1.9 Elect Director Charles P. Revoile For For Management
1.10 Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director Edward J. Fitzpatrick For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Jill R. Goodman For For Management
1.7 Elect Director R. Eden Martin For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director Susan M. Phillips For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Carole E. Stone For For Management
1.12 Elect Director Eugene S. Sunshine For For Management
1.13 Elect Director Edward T. Tilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Vincent W. Mitz For For Management
1.8 Elect Director Thomas N. Tryforos For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Stock Option Grants For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREDITRISKMONITOR.COM, INC.
Ticker: CRMZ Security ID: 225426105
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome S. Flum For Withhold Management
1.2 Elect Director Andrew J. Melnick For For Management
1.3 Elect Director Jeffrey S. Geisenheimer For For Management
1.4 Elect Director Joshua M. Flum For Withhold Management
1.5 Elect Director Richard J. James For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director John C. Malone For Withhold Management
1.3 Elect Director David M. Zaslav For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Pre-approve Director Remuneration For For Management
6 Approve Auditors and Fix Their For For Management
Remuneration
7 Ratify Director Appointment For For Management
8 Approve Extension of Contract with CEO For For Management
9 Approve Extension of Amended Contract For For Management
with Executive Director
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Change Company Name For For Management
12 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
4 Ratify Director Appointment For For Management
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For For Management
1.2 Elect Director Chelsea Clinton For For Management
1.3 Elect Director Sonali De Rycker For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Michael D. Eisner For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Bryan Lourd For For Management
1.9 Elect Director David Rosenblatt For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Alexander von For For Management
Furstenberg
1.12 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director David S. Ahl For Withhold Management
1.3 Elect Director Thomas J. Hearity For Withhold Management
1.4 Elect Director Daniel R. Lee For Withhold Management
1.5 Elect Director Salvatore Muoio For Withhold Management
2 Eliminate Class of Common Stock For For Management
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Thomas J. Hearity For Withhold Management
1.3 Elect Director Daniel R. Lee For For Management
1.4 Elect Director Salvatore Muoio For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFOSYS LTD.
Ticker: 500209 Security ID: 456788108
Meeting Date: AUG 03, 2013 Meeting Type: Special
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment and Remuneration For For Management
of N.R.N. Murthy as Executive Director
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INTERVAL LEISURE GROUP, INC.
Ticker: IILG Security ID: 46113M108
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Nash For For Management
1.2 Elect Director David Flowers For For Management
1.3 Elect Director Victoria L. Freed For For Management
1.4 Elect Director Gary S. Howard For For Management
1.5 Elect Director Lewis J. Korman For For Management
1.6 Elect Director Thomas J. Kuhn For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Thomas P. Murphy, Jr. For For Management
1.9 Elect Director Avy H. Stein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2013
2.1 Re-elect Nicky Newton-King as Director For For Management
2.2 Re-elect Andile Mazwai as Director For For Management
2.3 Re-elect Nigel Payne as Director For For Management
2.4 Re-elect Nonkululeko Nyembezi-Heita as For For Management
Director
3 Elect Michael Jordaan as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company with Tracy Middlemiss as the
Individual Designated Registered
Auditor
5.1 Re-elect Sam Nematswerani as Chairman For For Management
of the Audit Committee
5.2 Re-elect Anton Botha as Member of the For For Management
Audit Committee
5.3 Re-elect Bobby Johnston as Member of For For Management
the Audit Committee
5.4 Re-elect Nigel Payne as Member of the For For Management
Audit Committee
5.5 Re-elect Nomavuso Mnxasana as Member For For Management
of the Audit Committee
6 Approve Remuneration Policy For For Management
7 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Dividend For For Management
9 Approve Financial Assistance in Terms None None Management
of Section 44 of the Companies Act
10 Approve Financial Assistance in Terms None None Management
of Section 45 of the Companies Act
11 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
12 Approve Acquisition of Shares for the For For Management
Purpose of the JSE Long Term Incentive
Scheme 2010
13 Approve Financial Assistance in For For Management
Respect of the JSE Long Term Incentive
Scheme 2010
14 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2014
15 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2015
16 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. Simon For Withhold Management
1.2 Elect Director John P. Stenbit For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Richard L. Armitage For Withhold Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Barry G. Campbell For For Management
1.5 Elect Director Walter R. Fatzinger, Jr. For For Management
1.6 Elect Director Richard J. Kerr For For Management
1.7 Elect Director Kenneth A. Minihan For For Management
1.8 Elect Director Stephen W. Porter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Steven L. Begleiter For For Management
1c Elect Director Stephen P. Casper For For Management
1d Elect Director Jane Chwick For For Management
1e Elect Director William F. Cruger For For Management
1f Elect Director David G. Gomach For For Management
1g Elect Director Carlos M. Hernandez For For Management
1h Elect Director Ronald M. Hersch For For Management
1i Elect Director John Steinhardt For For Management
1j Elect Director James J. Sullivan For For Management
1k Elect Director Lesley Daniels Webster For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Ho, Lawrence Yau Lung as Director For For Management
3a2 Elect Tyen Kan Hee, Anthony as Director For For Management
3a3 Elect Roger Lobo as Director For For Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Salvatore Iannuzzi For For Management
1b Elect Director John Gaulding For For Management
1c Elect Director Edmund P. Giambastiani, For For Management
Jr.
1d Elect Director Jeffrey F. Rayport For For Management
1e Elect Director Roberto Tunioli For For Management
1f Elect Director Timothy T. Yates For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Security ID: 690370101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison H. Abraham For For Management
1.2 Elect Director Stormy D. Simon For For Management
1.3 Elect Director Samuel A. Mitchell For For Management
2 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Mohn For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For For Management
1.4 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Paul G. DePodesta For For Management
1.3 Elect Director William C. Kunkler, III For For Management
1.4 Elect Director Edward S. Lampert For For Management
1.5 Elect Director Steven T. Mnuchin For For Management
1.6 Elect Director Ann N. Reese For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Chew Choon Seng as Director For For Management
4 Elect Magnus Bocker as Director For For Management
5 Elec Thaddeus Beczak as Director For For Management
6 Elect Jane Diplock AO as Director For For Management
7 Approve Payment of SGD 750,000 to the For For Management
Chairman as Director's Fees and
Provision to Him of a Car with a
Driver For the Financial Year Ending
June 30, 2014
8 Approve Directors' Fees of SGD 1.5 For For Management
Million For the Financial Year Ending
June 30, 2014
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Elect Ng Kok Song as Director For For Management
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 06, 2014 Meeting Type: Proxy Contest
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Green Card) None
1.1 Elect Director John M. Angelo For Did Not Vote Management
1.2 Elect Director Jessica M. Bibliowicz For Did Not Vote Management
1.3 Elect Director Kevin C. Conroy For Did Not Vote Management
1.4 Elect Director Domenico De Sole For Did Not Vote Management
1.5 Elect Director The Duke of Devonshire For Did Not Vote Management
1.6 Elect Director Daniel Meyer For Did Not Vote Management
1.7 Elect Director Allen Questrom For Did Not Vote Management
1.8 Elect Director William F. Ruprecht For Did Not Vote Management
1.9 Elect Director Marsha E. Simms For Did Not Vote Management
1.10 Elect Director Robert S. Taubman For Did Not Vote Management
1.11 Elect Director Diana L. Taylor For Did Not Vote Management
1.12 Elect Director Dennis M. Weibling For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1.1 Elect Director Daniel S. Loeb For For Shareholder
1.2 Elect Director Harry J. Wilson For Withhold Shareholder
1.3 Elect Director Olivier Reza For For Shareholder
1.4 Management Nominee - John M. Angelo For For Shareholder
1.5 Management Nominee - Kevin C. Conroy For For Shareholder
1.6 Management Nominee - Domenico De Sole For For Shareholder
1.7 Management Nominee - The Duke of For For Shareholder
Devonshire
1.8 Management Nominee - Allen Questrom For For Shareholder
1.9 Management Nominee - William F. For For Shareholder
Ruprecht
1.10 Management Nominee - Marsha E. Simms For For Shareholder
1.11 Management Nominee - Diana L. Taylor For For Shareholder
1.12 Management Nominee - Dennis M. Weibling For For Shareholder
2 Ratify Auditors None For Management
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Angelo For For Management
1.2 Elect Director Jessica M. Bibliowicz For For Management
1.3 Elect Director Kevin C. Conroy For For Management
1.4 Elect Director Domenico De Sole For For Management
1.5 Elect Director The Duke Of Devonshire For For Management
1.6 Elect Director Daniel S. Loeb For For Management
1.7 Elect Director Daniel Meyer For For Management
1.8 Elect Director Allen Questrom For For Management
1.9 Elect Director Olivier Reza For For Management
1.10 Elect Director William F. Ruprecht For For Management
1.11 Elect Director Marsha E. Simms For For Management
1.12 Elect Director Robert S. Taubman For For Management
1.13 Elect Director Diana L. Taylor For For Management
1.14 Elect Director Dennis M. Weibling For For Management
1.15 Elect Director Harry J. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher P. Albrecht For For Management
1.2 Elect Director Daniel E. Sanchez For For Management
1.3 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE E. W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger L. Ogden For For Management
1b Elect Director J. Marvin Quin For For Management
1c Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55826P100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Parsons For For Management
1.2 Elect Director Alan D. Schwartz For For Management
1.3 Elect Director Vincent Tese For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TREE.COM, INC.
Ticker: TREE Security ID: 894675107
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal Dermer For For Management
1.2 Elect Director Peter Horan For For Management
1.3 Elect Director W. Mac Lackey For For Management
1.4 Elect Director Douglas Lebda For For Management
1.5 Elect Director Joseph Levin For For Management
1.6 Elect Director Steven Ozonian For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
1.4 Elect Director Thomas F. Motamed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bowman For For Management
1.2 Elect Director B. Allen Lay For For Management
1.3 Elect Director Jeffrey Nash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WIDEPOINT CORPORATION
Ticker: WYY Security ID: 967590100
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Morton S. Taubman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Report on Political Contributions Against Against Shareholder
=================== Kinetics Market Opportunities Portfolio ====================
AMERICAN RAILCAR INDUSTRIES, INC.
Ticker: ARII Security ID: 02916P103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl C. Icahn For Against Management
1.2 Elect Director James C. Pontious For For Management
1.3 Elect Director J. Mike Laisure For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Hunter Gary For Against Management
1.6 Elect Director SungHwan Cho For Against Management
1.7 Elect Director Andrew Roberto For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For Withhold Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BBCN BANCORP, INC.
Ticker: BBCN Security ID: 073295107
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Cosso For For Management
1.2 Elect Director Jin Chul Jhung For For Management
1.3 Elect Director Kevin S. Kim For For Management
1.4 Elect Director Peter Y.S. Kim For For Management
1.5 Elect Director Sang Hoon Kim For For Management
1.6 Elect Director Chung Hyun Lee For For Management
1.7 Elect Director David P. Malone For For Management
1.8 Elect Director Scott Yoon-Suk Whang For For Management
1.9 Elect Director Dale S. Zuehls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Youssef A. Nasr For For Management
1.6 Elect Director James A. Pattison For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BROOKFIELD RESIDENTIAL PROPERTIES INC.
Ticker: BRP Security ID: 11283W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce T. Lehman For For Management
1.2 Elect Director Patricia M. Newson For For Management
1.3 Elect Director Alan Norris For For Management
1.4 Elect Director Allan S. Olson For For Management
1.5 Elect Director Timothy R. Price For For Management
1.6 Elect Director David M. Sherman For For Management
1.7 Elect Director Robert L. Stelzl For For Management
1.8 Elect Director Michael D. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director Edward J. Fitzpatrick For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Jill R. Goodman For For Management
1.7 Elect Director R. Eden Martin For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director Susan M. Phillips For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Carole E. Stone For For Management
1.12 Elect Director Eugene S. Sunshine For For Management
1.13 Elect Director Edward T. Tilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Phupinder S. Gill For For Management
1c Elect Director Timothy S. Bitsberger For For Management
1d Elect Director Charles P. Carey For For Management
1e Elect Director Dennis H. Chookaszian For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director J. Dennis Hastert For For Management
1j Elect Director Leo Melamed For For Management
1k Elect Director William P. Miller, II For For Management
1l Elect Director James E. Oliff For For Management
1m Elect Director Edemir Pinto For For Management
1n Elect Director Alex J. Pollock For For Management
1o Elect Director John F. Sandner For For Management
1p Elect Director Terry L. Savage For For Management
1q Elect Director William R. Shepard For For Management
1r Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Certificate of Incorporation For For Management
Reducing the Number of Class B
Directors from Six to Three
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 2.5
Billion; Approve Creation of EUR 19.3
Million Pool of Capital to Guarantee
Conversion Rights
6 Approve Decrease in Size of For For Management
Supervisory Board to 12 Members
7 Amend Articles Re: Distributions in For For Management
Kind
8 Ratify KPMG as Auditors for Fiscal 2014 For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ned Goodman For Withhold Management
1.2 Elect Director Michael J. Cooper For Withhold Management
1.3 Elect Director Joanne Ferstman For Withhold Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For Withhold Management
1.6 Elect Director Jennifer Lee Koss For For Management
1.7 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Empower the Board of Directors to For For Management
Determine the Number of Directors of
the Board Within the Minimum and
Maximum Number as Provided in the
Articles
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Normand Beauchamp For For Management
2.2 Elect Director Michael Cooper For For Management
2.3 Elect Director Daniel Goodman For For Management
2.4 Elect Director David Goodman For For Management
2.5 Elect Director Jonathan C. Goodman For For Management
2.6 Elect Director Mark Goodman For For Management
2.7 Elect Director Ned Goodman For For Management
2.8 Elect Director Harold (Sonny) Gordon For For Management
2.9 Elect Director Ellis Jacob For For Management
2.10 Elect Director Frederick H. Lowy For For Management
2.11 Elect Director Garth A. C. MacRae For For Management
2.12 Elect Director Robert McLeish For For Management
2.13 Elect Director A. Murray Sinclair For For Management
2.14 Elect Director Jeremy Soames For For Management
2.15 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iris S. Chan For For Management
1.2 Elect Director Rudolph I. Estrada For For Management
1.3 Elect Director Julia S. Gouw For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Tak-Chuen Clarence Kwan For For Management
1.6 Elect Director John Lee For For Management
1.7 Elect Director Herman Y. Li For For Management
1.8 Elect Director Jack C. Liu For For Management
1.9 Elect Director Dominic Ng For For Management
1.10 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Graham Farquharson For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Randall Oliphant For For Management
1.8 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect David Einhorn as GLRE Director For For Management
1c Elect Leonard Goldberg as GLRE Director For For Management
1d Elect Barton Hedges as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For For Management
1f Elect Frank Lackner as GLRE Director For For Management
1g Elect Bryan Murphy as GLRE Director For For Management
1h Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2c Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2d Elect Barton Hedges as Greenlight Re For For Management
Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2g Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2h Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Leonard Goldberg as GRIL For For Management
Subsidiary Director
3b Elect Philip Harkin as GRIL Subsidiary For For Management
Director
3c Elect Barton Hedges as GRIL Subsidiary For For Management
Director
3d Elect Frank Lackner as GRIL Subsidiary For For Management
Director
3e Elect Caryl Traynor as GRIL Subsidiary For For Management
Director
3f Elect Brendan Tuohy as GRIL Subsidiary For For Management
Director
4 Ratify BDO USA, LLP as auditors For For Management
5 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
6 Ratify BDO, Registered Auditors as For For Management
Auditors of GRIL
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Pre-approve Director Remuneration For For Management
6 Approve Auditors and Fix Their For For Management
Remuneration
7 Ratify Director Appointment For For Management
8 Approve Extension of Contract with CEO For For Management
9 Approve Extension of Amended Contract For For Management
with Executive Director
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Change Company Name For For Management
12 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
4 Ratify Director Appointment For For Management
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
--------------------------------------------------------------------------------
IMAREX ASA
Ticker: IMAREX Security ID: R3522P108
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Approve Notice of Meeting and Agenda None None Management
4 Elect Chairman of Meeting; Designate None None Management
Inspector(s) of Minutes of Meeting
5a Approve Plan of Liquidation For Did Not Vote Management
5b Approve NOK 14.9 Million Reduction in For Did Not Vote Management
Share Capital via Reduction in Par
Value (only put to a vote in case Item
5a is not approved)
6 Dissolve Nominating Committee For Did Not Vote Management
--------------------------------------------------------------------------------
IMPERIAL HOLDINGS, INC.
Ticker: IFT Security ID: 452834104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chadwick For For Management
1.2 Elect Director Michael Crow For For Management
1.3 Elect Director Andrew Dakos For For Management
1.4 Elect Director Richard Dayan For For Management
1.5 Elect Director Phillip Goldstein For For Management
1.6 Elect Director Gerald Hellerman For For Management
1.7 Elect Director Antony Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2013
2.1 Re-elect Nicky Newton-King as Director For For Management
2.2 Re-elect Andile Mazwai as Director For For Management
2.3 Re-elect Nigel Payne as Director For For Management
2.4 Re-elect Nonkululeko Nyembezi-Heita as For For Management
Director
3 Elect Michael Jordaan as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company with Tracy Middlemiss as the
Individual Designated Registered
Auditor
5.1 Re-elect Sam Nematswerani as Chairman For For Management
of the Audit Committee
5.2 Re-elect Anton Botha as Member of the For For Management
Audit Committee
5.3 Re-elect Bobby Johnston as Member of For For Management
the Audit Committee
5.4 Re-elect Nigel Payne as Member of the For For Management
Audit Committee
5.5 Re-elect Nomavuso Mnxasana as Member For For Management
of the Audit Committee
6 Approve Remuneration Policy For For Management
7 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Dividend For For Management
9 Approve Financial Assistance in Terms None None Management
of Section 44 of the Companies Act
10 Approve Financial Assistance in Terms None None Management
of Section 45 of the Companies Act
11 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
12 Approve Acquisition of Shares for the For For Management
Purpose of the JSE Long Term Incentive
Scheme 2010
13 Approve Financial Assistance in For For Management
Respect of the JSE Long Term Incentive
Scheme 2010
14 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2014
15 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2015
16 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: JUN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Elect Christopher Waldron as a Director For For Management
7 Reelect Patrick Firth as a Director For For Management
8 Reelect Tanja Tibaldi as a Director For For Management
9 Approve Share Repurchase Program For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend the Company's Investment Policy For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Beyer For For Management
1.2 Elect Director W. Patrick Campbell For For Management
1.3 Elect Director Brian P. Friedman For For Management
1.4 Elect Director Richard B. Handler For For Management
1.5 Elect Director Robert E. Joyal For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Stuart H. Reese For For Management
1.9 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Other Business For Against Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For Against Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For Against Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Chris Gibson-Smith as Director For For Management
5 Re-elect Paul Heiden as Director For For Management
6 Re-elect Raffaele Jerusalmi as Director For For Management
7 Re-elect Andrea Munari as Director For For Management
8 Re-elect Xavier Rolet as Director For For Management
9 Re-elect Paolo Scaroni as Director For For Management
10 Re-elect Massimo Tononi as Director For For Management
11 Re-elect David Warren as Director For For Management
12 Re-elect Robert Webb as Director For For Management
13 Elect Jacques Aigrain as Director For For Management
14 Elect Stuart Lewis as Director For For Management
15 Elect Stephen O'Connor as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director K. Bruce Connell For For Management
1.3 Elect Director Douglas C. Eby For For Management
1.4 Elect Director Stewart M. Kasen For For Management
1.5 Elect Director Alan I. Kirshner For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Darrell D. Martin For For Management
1.10 Elect Director Michael O'Reilly For For Management
1.11 Elect Director Jay M. Weinberg For For Management
1.12 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NZX LIMITED
Ticker: NZX Security ID: Q7018C118
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix the For For Management
Remuneration of the Auditors
2 Elect Andrew Harmos as Director For For Management
3 Elect Alison Gerry as Director For For Management
--------------------------------------------------------------------------------
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM Security ID: 67551U105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel M. Frank For For Management
1.2 Elect Director Allan S. Bufferd For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For Withhold Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PARTNERS VALUE FUND INC.
Ticker: PVF Security ID: 70214H107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Barratt For For Management
1.2 Elect Director Edward C. Kress For For Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director Frank N.C. Lochan For For Management
1.5 Elect Director Ralph J. Zarboni For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PIMCO INCOME STRATEGY FUND II
Ticker: PFN Security ID: 72201J104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director Alan Rappaport For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Campbell For For Management
1.2 Elect Director William C. Crowley For For Management
1.3 Elect Director Timothy Flemming For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director R. Raja Khanna For For Management
1.6 Elect Director James McBurney For For Management
1.7 Elect Director Deborah E. Rosati For For Management
1.8 Elect Director Danita Stevenson For For Management
1.9 Elect Director S. Jeffrey Stollenwerck For For Management
1.10 Elect Director H. Ronald Weissman For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Allow Electronic Distribution of For Against Management
Company Communications
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Paul G. DePodesta For For Management
1.3 Elect Director William C. Kunkler, III For For Management
1.4 Elect Director Edward S. Lampert For For Management
1.5 Elect Director Steven T. Mnuchin For For Management
1.6 Elect Director Ann N. Reese For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For Withhold Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For Withhold Management
1.5 Elect Director W. Bruce Johnson For Withhold Management
1.6 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Chew Choon Seng as Director For For Management
4 Elect Magnus Bocker as Director For For Management
5 Elec Thaddeus Beczak as Director For For Management
6 Elect Jane Diplock AO as Director For For Management
7 Approve Payment of SGD 750,000 to the For For Management
Chairman as Director's Fees and
Provision to Him of a Car with a
Driver For the Financial Year Ending
June 30, 2014
8 Approve Directors' Fees of SGD 1.5 For For Management
Million For the Financial Year Ending
June 30, 2014
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Elect Ng Kok Song as Director For For Management
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 06, 2014 Meeting Type: Proxy Contest
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Green Card) None
1.1 Elect Director John M. Angelo For Did Not Vote Management
1.2 Elect Director Jessica M. Bibliowicz For Did Not Vote Management
1.3 Elect Director Kevin C. Conroy For Did Not Vote Management
1.4 Elect Director Domenico De Sole For Did Not Vote Management
1.5 Elect Director The Duke of Devonshire For Did Not Vote Management
1.6 Elect Director Daniel Meyer For Did Not Vote Management
1.7 Elect Director Allen Questrom For Did Not Vote Management
1.8 Elect Director William F. Ruprecht For Did Not Vote Management
1.9 Elect Director Marsha E. Simms For Did Not Vote Management
1.10 Elect Director Robert S. Taubman For Did Not Vote Management
1.11 Elect Director Diana L. Taylor For Did Not Vote Management
1.12 Elect Director Dennis M. Weibling For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1.1 Elect Director Daniel S. Loeb For For Shareholder
1.2 Elect Director Harry J. Wilson For Withhold Shareholder
1.3 Elect Director Olivier Reza For For Shareholder
1.4 Management Nominee - John M. Angelo For For Shareholder
1.5 Management Nominee - Kevin C. Conroy For For Shareholder
1.6 Management Nominee - Domenico De Sole For For Shareholder
1.7 Management Nominee - The Duke of For For Shareholder
Devonshire
1.8 Management Nominee - Allen Questrom For For Shareholder
1.9 Management Nominee - William F. For For Shareholder
Ruprecht
1.10 Management Nominee - Marsha E. Simms For For Shareholder
1.11 Management Nominee - Diana L. Taylor For For Shareholder
1.12 Management Nominee - Dennis M. Weibling For For Shareholder
2 Ratify Auditors None For Management
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Angelo For For Management
1.2 Elect Director Jessica M. Bibliowicz For For Management
1.3 Elect Director Kevin C. Conroy For For Management
1.4 Elect Director Domenico De Sole For For Management
1.5 Elect Director The Duke Of Devonshire For For Management
1.6 Elect Director Daniel S. Loeb For For Management
1.7 Elect Director Daniel Meyer For For Management
1.8 Elect Director Allen Questrom For For Management
1.9 Elect Director Olivier Reza For For Management
1.10 Elect Director William F. Ruprecht For For Management
1.11 Elect Director Marsha E. Simms For For Management
1.12 Elect Director Robert S. Taubman For For Management
1.13 Elect Director Diana L. Taylor For For Management
1.14 Elect Director Dennis M. Weibling For For Management
1.15 Elect Director Harry J. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Faber For For Management
1b Elect Director Peter Grosskopf For For Management
1c Elect Director Jack C. Lee For For Management
1d Elect Director Sharon Ranson For For Management
1e Elect Director James T. Roddy For For Management
1f Elect Director Arthur Richards Rule IV For For Management
1g Elect Director Eric S. Sprott For For Management
1h Elect Director Paul H. Stephens For For Management
1i Elect Director Rosemary Zigrossi For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Employee Profit Sharing Plan For Against Management
5 Re-approve Equity Incentive Plan for U. For Against Management
S. Service Providers
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Gary Krow For For Management
1.5 Elect Director Allen Model For For Management
1.6 Elect Director R. Scot Sellers For For Management
1.7 Elect Director Steven Shepsman For For Management
1.8 Elect Director Burton M. Tansky For For Management
1.9 Elect Director Mary Ann Tighe For For Management
1.10 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene T. Begley For For Management
1b Elect Director Steven D. Black For For Management
1c Elect Director Borje E. Ekholm For For Management
1d Elect Director Robert Greifeld For For Management
1e Elect Director Glenn H. Hutchins For For Management
1f Elect Director Essa Kazim For For Management
1g Elect Director John D. Markese For For Management
1h Elect Director Ellyn A. McColgan For For Management
1i Elect Director Thomas F. O Neill For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Charter to Remove Certain For For Management
Provisions
--------------------------------------------------------------------------------
TROPICANA ENTERTAINMENT INC.
Ticker: TPCA Security ID: 89708X105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Cassella For For Management
1.2 Elect Director Hunter C. Gary For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director James L. Nelson For For Management
1.5 Elect Director Daniel A. Ninivaggi For Withhold Management
1.6 Elect Director Daniel H. Scott For For Management
1.7 Elect Director Anthony P. Rodio For Withhold Management
1.8 Elect Director Keith Cozza For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALUE PARTNERS GROUP LTD.
Ticker: 00806 Security ID: G93175100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect So Chun Ki Louis as Director For For Management
3a2 Elect Tse Wai Ming, Timothy as Director For For Management
3a3 Elect Chen Shih-Ta Michael as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raymond Barrette as Director For For Management
1.2 Elect Yves Brouillette as Director For For Management
1.3 Elect John D. Gillespie as Director For For Management
2.1 Elect Monica Cramer-Manhem as Director For For Management
for Sirius International Insurance
Corporation
2.2 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.3 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.4 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.6 Elect Goran Thorstensson as Director For For Management
for Sirius International Insurance
Corporation
2.7 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine Repasy as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine Repasy as Director for For For Management
White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine Repasy as Director for For For Management
Star Re Ltd.
6.2 Elect Goran Thorstensson as Director For For Management
for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Raymond Barrette as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.2 Elect David Foy as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.3 Elect Sheila E. Nicoll as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.4 Elect Jennifer L. Pitts as Director For For Management
for Alstead Reinsurance (SAC) Ltd.
8.1 Elect Michael Dashfield as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.2 Elect Lars Ek as Director for White For For Management
Mountains Re Sirius Capital Ltd.
8.3 Elect Goran Thorstensson as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.4 Elect Allan L. Waters as Director for For For Management
White Mountains Re Sirius Capital Ltd.
9.1 Elect Christopher Garrod as Director For For Management
for Split Rock Insurance, Ltd.
9.2 Elect Sarah A. Kolar as Director for For For Management
Split Rock Insurance, Ltd.
9.3 Elect Sheila E. Nicoll as Director for For For Management
Split Rock Insurance, Ltd.
9.4 Elect John C. Treacy as Director for For For Management
Split Rock Insurance, Ltd.
10.1 Elect Raymond Barrette as Director for For For Management
Any New non-United States Operating
Subsidiary
10.2 Elect David Foy as Director for Any For For Management
New non-United States Operating
Subsidiary
10.3 Elect Jennifer L. Pitts as Director For For Management
for Any New non-United States
Operating Subsidiary
10.4 Elect Warren J. Trace as Director for For For Management
Any New non-United States Operating
Subsidiary
11 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For Against Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Jarrett Lilien For For Management
1b Elect Director Frank Salerno For For Management
1c Elect Director Jonathan L. Steinberg For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
========================== Kinetics Medical Portfolio ==========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFYMETRIX, INC.
Ticker: AFFX Security ID: 00826T108
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P.A. Fodor For For Management
1b Elect Director Frank Witney For For Management
1c Elect Director Nelson C. Chan For For Management
1d Elect Director Gary S. Guthart For For Management
1e Elect Director Jami Dover Nachtsheim For For Management
1f Elect Director Robert H. Trice For For Management
1g Elect Director Robert P. Wayman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garo H. Armen For For Management
1.2 Elect Director Tom Dechaene For For Management
1.3 Elect Director Shahzad Malik For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Una S. Ryan For Withhold Management
1.2 Elect Director Arthur J. Roth For Withhold Management
1.3 Elect Director Gabriel Leung For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMPLIPHI BIOSCIENCES CORP.
Ticker: APHB Security ID: 03211P103
Meeting Date: FEB 11, 2014 Meeting Type: Special
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
Washington to Delaware]
2 Approve Reverse Stock Split For Against Management
3 Authorize Delaware Company to Enter For For Management
Into Indemnification Agreements
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMPLIPHI BIOSCIENCES CORPORATION
Ticker: APHB Security ID: 03211P103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Perry For For Management
1.2 Elect Director Julian P. Kirk For For Management
1.3 Elect Director Wendy S. Johnson For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047102
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Lief For For Management
1.2 Elect Director Dominic P. Behan For For Management
1.3 Elect Director Donald D. Belcher For For Management
1.4 Elect Director Scott H. Bice For For Management
1.5 Elect Director Harry F. Hixson, Jr. For For Management
1.6 Elect Director Tina S. Nova For For Management
1.7 Elect Director Phillip M. Schneider For For Management
1.8 Elect Director Christine A. White For For Management
1.9 Elect Director Randall E. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For Against Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Withhold Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ATRIUM INNOVATIONS INC.
Ticker: ATB Security ID: 04963Y102
Meeting Date: JAN 21, 2014 Meeting Type: Special
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Glacier Inc. For For Management
and Glacier II Inc. of all of Issued
and Outstanding Atrium Shares and
Debentures
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOSANTE PHARMACEUTICALS, INC.
Ticker: BPAX Security ID: 09065V302
Meeting Date: JUL 17, 2013 Meeting Type: Special
Record Date: JUN 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Harry H. Penner, Jr. For For Management
1.6 Elect Director Timothy M. Shannon For For Management
1.7 Elect Director Karen L. Shoos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Patrick Y. Yang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Jane Henney For For Management
1.3 Elect Director Leon Moulder, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DENDREON CORPORATION
Ticker: DNDN Security ID: 24823Q107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David C. Stump For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPICEPT CORPORATION
Ticker: EPCT Security ID: 294264304
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Change Company Name For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Sir Christopher Gent as For For Management
Director
5 Re-elect Sir Andrew Witty as Director For For Management
6 Re-elect Sir Roy Anderson as Director For For Management
7 Re-elect Dr Stephanie Burns as Director For For Management
8 Re-elect Stacey Cartwright as Director For For Management
9 Re-elect Simon Dingemans as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Judy Lewent as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect Dr Daniel Podolsky as Director For For Management
14 Re-elect Dr Moncef Slaoui as Director For For Management
15 Re-elect Tom de Swaan as Director For For Management
16 Re-elect Jing Ulrich as Director For For Management
17 Re-elect Hans Wijers as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISOTECHNIKA PHARMA INC.
Ticker: ISA Security ID: 46500A105
Meeting Date: AUG 15, 2013 Meeting Type: Annual/Special
Record Date: JUN 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Wijngaard For For Management
1.2 Elect Director Robert Foster For For Management
1.3 Elect Director Prakash Gowd For For Management
1.4 Elect Director Donald W. Wyatt For For Management
2 Approve Pricewaterhouse Coopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Common Share For For Management
Purchase Warrants for Private
Placement (First Offering)
4 Approve Issuance of Units for Private For For Management
Placement (Second Offering)
5 Issue Shares in Connection with For For Management
Acquisition
6 Amend Constating Documents to Change For For Management
Company Name to Aurinia
Pharmaceuticals Inc and Adopt Advance
Notice Policy
7 Approve Stock Consolidation For For Management
8 Fix Number of Directors at Seven, For For Management
Conditional on the Closing of the
Arrangement
9.1 Elect Director Peter Wijngaard, For For Management
Conditional on the Closing of the
Arrangement
9.2 Elect Director Robert T. Foster, For For Management
Conditional on the Closing of the
Arrangement
9.3 Elect Director Donald W. Wyatt, For For Management
Conditional on the Closing of the
Arrangement
9.4 Elect Director Daniel Park, For For Management
Conditional on the Closing of the
Arrangement
9.5 Elect Director Richard Glickman, For For Management
Conditional on the Closing of the
Arrangement
9.6 Elect Director Michael Martin, For For Management
Conditional on the Closing of the
Arrangement
9.7 Elect Director Chris Kim, Conditional For For Management
on the Closing of the Arrangement
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.15 per Share
5.1a Reelect Patrick Aebischer as Director For For Management
5.1b Reelect Werner Bauer as Director For For Management
5.1c Reelect Thomas Ebeling as Director For For Management
5.1d Reelect Jean-Daniel Gerber as Director For For Management
5.1e Reelect Margot Scheltema as Director For For Management
5.1f Reelect Rolf Soiron as Director For For Management
5.1g Reelect Antonio Trius as Director For For Management
5.2a Elect Barbara Richmond as Director For For Management
5.2b Elect Juergen Steinemann as Director For For Management
5.3 Elect Rolf Soiron as Board Chairman For For Management
5.4a Appoint Thomas Ebeling as Member of For For Management
the Nomination and Compensation
Committee
5.4b Appoint Jean-Daniel Gerber as Member For For Management
of the Nomination and Compensation
Committee
5.4c Appoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG Ltd, Zurich, as Auditors For For Management
7 Designate Daniel Pluess as Independent For For Management
Proxy
8 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
--------------------------------------------------------------------------------
MAXYGEN, INC.
Ticker: MAXY Security ID: 577776107
Meeting Date: AUG 12, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Louis G. Lange For For Management
3.2 Elect Director Kenneth B. Lee, Jr. For For Management
3.3 Elect Director Ernest Mario For For Management
3.4 Elect Director Gordon Ringold For For Management
3.5 Elect Director Isaac Stein For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
MERRIMACK PHARMACEUTICALS, INC.
Ticker: MACK Security ID: 590328100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Mulroy For For Management
1.2 Elect Director Gary L. Crocker For For Management
1.3 Elect Director James van B. Dresser For For Management
1.4 Elect Director Gordon J. Fehr For For Management
1.5 Elect Director John Mendelsohn For For Management
1.6 Elect Director Sarah E. Nash For For Management
1.7 Elect Director Michael E. Porter For For Management
1.8 Elect Director James H. Quigley For For Management
1.9 Elect Director Anthony J. Sinskey For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MMRGLOBAL, INC.
Ticker: MMRF Security ID: 55314U108
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Helm For For Management
1.2 Elect Director Jack Zwissig For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
ONCONOVA THERAPEUTICS, INC.
Ticker: ONTX Security ID: 68232V108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry S. Bienen For For Management
1.2 Elect Director Jerome E. Groopman For For Management
1.3 Elect Director Michael B. Hoffman For For Management
1.4 Elect Director Ramesh Kumar For For Management
1.5 Elect Director Viren Mehta For For Management
1.6 Elect Director E. Premkumar Reddy For Withhold Management
1.7 Elect Director Anne M. VanLent For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ONCOTHYREON INC.
Ticker: ONTY Security ID: 682324108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel Spiegelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OSIRIS THERAPEUTICS, INC.
Ticker: OSIR Security ID: 68827R108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lode Debrabandere For For Management
1.2 Elect Director Felix Gutzwiller For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Byers For For Management
1.2 Elect Director John F. Milligan For For Management
1.3 Elect Director Lucy Shapiro For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Crowley For For Management
1.2 Elect Director Paul J. Maddon For For Management
1.3 Elect Director Mark R. Baker For For Management
1.4 Elect Director Karen J. Ferrante For For Management
1.5 Elect Director Michael D. Kishbauch For For Management
1.6 Elect Director David A. Scheinberg For For Management
1.7 Elect Director Nicole S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIMCERE PHARMACEUTICAL GROUP CO., LTD.
Ticker: SCR Security ID: 82859P104
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve The Agreement And Plan Of For For Management
Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SYNTA PHARMACEUTICALS CORP.
Ticker: SNTA Security ID: 87162T206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Kufe For For Management
1.2 Elect Director William S. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERAGENICS CORPORATION
Ticker: TGX Security ID: 883375107
Meeting Date: OCT 17, 2013 Meeting Type: Special
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VICAL INCORPORATED
Ticker: VICL Security ID: 925602104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Merton For For Management
1.2 Elect Director Vijay B. Samant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
==================== Kinetics Multi-Disciplinary Portfolio =====================
ALLIANCEBERNSTEIN INCOME FUND, INC.
Ticker: ACG Security ID: 01881E101
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Foulk, Jr. For For Management
1b Elect Director D. James Guzy For For Management
1c Elect Director Robert M. Keith For For Management
2 Elimination of Fundamental Investment For Against Management
Policy to Invest, Under Normal
Circumstances, at Least 65% of its
Total Assets in U.S. Government
Securities and Repurchase Agreements
Relating to U.S. government Securities
3 Approve Conversion from Closed-End to Against For Management
Open-End Fund
--------------------------------------------------------------------------------
AVENUE INCOME CREDIT STRATEGIES FUND
Ticker: ACP Security ID: 05358E106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Tomas Citron For For Management
1.2 Elect Director Randolph Takian For For Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 27, 2014 Meeting Type: Annual
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
DOUBLELINE OPPORTUNISTIC CREDIT FUND
Ticker: DBL Security ID: 258623107
Meeting Date: FEB 27, 2014 Meeting Type: Annual
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
HELIOS ADVANTAGE INCOME FUND, INC.
Ticker: HAV Security ID: 42327W206
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodman L. Drake For For Management
1.2 Elect Director Heather Goldman For For Management
1.3 Elect Director Edward A. Kuczmarski For For Management
1.4 Elect Director Kim G. Redding For For Management
--------------------------------------------------------------------------------
HELIOS STRATEGIC INCOME FUND, INC.
Ticker: HSA Security ID: 42328A203
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodman L. Drake For For Management
1.2 Elect Director Heather Goldman For For Management
1.3 Elect Director Edward A. Kuczmarski For For Management
1.4 Elect Director Kim G. Redding For For Management
--------------------------------------------------------------------------------
LMP CORPORATE LOAN FUND INC.
Ticker: TLI Security ID: 50208B100
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Cronin For For Management
1.2 Elect Director Leslie H. Gelb For For Management
1.3 Elect Director Eileen A. Kamerick For For Management
1.4 Elect Director Kenneth D. Fuller For For Management
--------------------------------------------------------------------------------
MONTGOMERY STREET INCOME SECURITIES, INC.
Ticker: MTS Security ID: 614115103
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bradshaw For For Management
1.2 Elect Director Victor L. Hymes For For Management
1.3 Elect Director Wendell G. Van Auken For For Management
1.4 Elect Director Nancy E. Wallace For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND
Ticker: JFR Security ID: 67072T108
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Hunter For For Management
1.2 Elect Director Judith M. Stockdale For For Management
1.3 Elect Director Carole E. Stone For For Management
1.4 Elect Director Virginia L. Stringer For For Management
--------------------------------------------------------------------------------
PCM FUND, INC.
Ticker: PCM Security ID: 69323T101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director Hans W. Kertess For For Management
1.3 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PCM FUND, INC.
Ticker: PCM Security ID: 69323T101
Meeting Date: JUN 09, 2014 Meeting Type: Special
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management Agreement For For Management
--------------------------------------------------------------------------------
PIMCO CORPORATE & INCOME STRATEGY FUND
Ticker: PCN Security ID: 72200U100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director William B. Ogden, IV For For Management
1.3 Elect Director Alan Rappaport For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND
Ticker: PDI Security ID: 72201Y101
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Rappaport For For Management
1.2 Elect Director Hans W. Kertess For For Management
1.3 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director Alan Rappaport For For Management
--------------------------------------------------------------------------------
SPECIAL OPPORTUNITIES FUND, INC.
Ticker: SPE Security ID: 84741T104
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: FEB 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chadwick For For Management
1.2 Elect Director Andrew Dakos For For Management
1.3 Elect Director Gerald Hellerman For For Management
1.4 Elect Director Charles Walden For For Management
2 Instruct the Adviser to Vote Proxies For For Management
Received by the Fund from Any
Closed-end Investment Company in the
Fund's Portfolio on Any Proposal
(Including the Election of Directors)
--------------------------------------------------------------------------------
WESTERN ASSET INFLATION MANAGEMENT FUND INC.
Ticker: IMF Security ID: 95766U107
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For For Management
1.2 Elect Director Riordan Roett For For Management
1.3 Elect Director Jeswald W. Salacuse For For Management
1.4 Elect Director Kenneth D. Fuller For For Management
2 Approve Plan of Liquidation and For For Management
Dissolution of the Fund
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC.
Ticker: DMO Security ID: 95790B109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
1.4 Elect Director Kenneth D. Fuller For For Management
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Larson For For Management
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND
Ticker: WIA Security ID: 95766Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Nyberg For For Management
========================= Kinetics Paradigm Portfolio ==========================
AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For Withhold Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC.
Ticker: ASCMA Security ID: 043632108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Fitzgerald For For Management
1.2 Elect Director Michael J. Pohl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director Rick L. Burdick For For Management
1.4 Elect Director David B. Edelson For For Management
1.5 Elect Director Robert R. Grusky For For Management
1.6 Elect Director Michael Larson For For Management
1.7 Elect Director Michael E. Maroone For For Management
1.8 Elect Director Carlos A. Migoya For For Management
1.9 Elect Director G. Mike Mikan For For Management
1.10 Elect Director Alison H. Rosenthal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheng Chi Ming, Brian Director For For Management
and Approve Director's Remuneration
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
6a Elect Liu Xuesong as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6b Elect Shi Boli as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6c Elect Gao Lijia as Director and None For Shareholder
Authorize Board to Fix Her Remuneration
6d Elect Yao Yabo as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6e Elect Zhang Musheng as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6f Elect Cheng Chi Ming, Brian as None For Shareholder
Director and Authorize Board to Fix
His Remuneration
6g Elect Japhet Sebastian Law as Director None For Shareholder
and Authorize Board to Fix His
Remuneration
6h Elect Wang Xiaolong as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6i Elect Jiang Ruiming as Director and None For Shareholder
Authorize Board to Fix His Remuneration
6j Elect Liu Guibin as Director and None For Shareholder
Authorize Board to Fix His Remuneration
7 Authorize Board to Arrange for Service None For Shareholder
Contracts and/or Appointment Letters
to Be Issued by the Company to the
Newly Elected Directors and to Do All
Such Acts and Things to Effect Such
Matters
8a1 Elect Liu Yanbin as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a2 Elect Song Shengli as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a3 Elect Dong Ansheng as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8a4 Elect Lau Siu ki as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8b1 Elect Li Xiaomei as Supervisor and None For Shareholder
Authorize Board to Fix Her Remuneration
8b2 Elect Deng Xianshan as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
8b3 Elect Chang Jun as Supervisor and None For Shareholder
Authorize Board to Fix His Remuneration
9 Authorize Board to Issue Appointment None For Shareholder
Letters to All Newly Elected
Supervisors and to Do All Such Acts
and Things to Effect Such Matters
--------------------------------------------------------------------------------
BOLLORE
Ticker: BOL Security ID: F10659112
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.10 per Share
4 Approve Stock Dividend Program (New For For Management
Shares)
5 Authorize Board to Provide an Advance For For Management
on Payment of Dividend for Fiscal Year
(New Shares)
6 Approve Transaction with a Blue For For Management
Solutions Re: Debt Write-off
7 Approve Transaction with a Blue For For Management
Solutions Re: Promises of Sale
8 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
9 Reelect Marie Bollore as Director For Against Management
10 Reelect Martine Studer as Director For For Management
11 Elect Celine Merle-Beral as Director For Against Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 660,000
13 Renew Appointment of Cabinet For For Management
Constantin Associes as Auditor
14 Decision not to Renew Mandate of For For Management
Benoit Pimont as Alternate Auditor
15 Appoint Cabinet Cisane as Alternate For For Management
Auditor
16 Advisory Vote on Compensation of For Against Management
Vincent Bollore, Chairman and CEO
17 Advisory Vote on Compensation of For Against Management
Cyrille Bollore, Vice-CEO
18 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Amend Article 12 of Bylaws Re: For For Management
Appointment of Employee Representatives
2 Amend Article 12.3 of Bylaws Re: For Against Management
Shareholding Requirements for Directors
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Youssef A. Nasr For For Management
1.6 Elect Director James A. Pattison For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BROOKFIELD RESIDENTIAL PROPERTIES INC.
Ticker: BRP Security ID: 11283W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce T. Lehman For For Management
1.2 Elect Director Patricia M. Newson For For Management
1.3 Elect Director Alan Norris For For Management
1.4 Elect Director Allan S. Olson For For Management
1.5 Elect Director Timothy R. Price For For Management
1.6 Elect Director David M. Sherman For For Management
1.7 Elect Director Robert L. Stelzl For For Management
1.8 Elect Director Michael D. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
Ticker: BF.A Security ID: 115637100
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan C. Lordi Amble For For Management
1.2 Elect Director Patrick For For Management
Bousquet-Chavanne
1.3 Elect Director Geo. Garvin Brown, IV For Against Management
1.4 Elect Director Martin S. Brown, Jr. For Against Management
1.5 Elect Director Bruce L. Byrnes For For Management
1.6 Elect Director John D. Cook For For Management
1.7 Elect Director Sandra A. Frazier For Against Management
1.8 Elect Director Dace Brown Stubbs For Against Management
1.9 Elect Director Paul C. Varga For Against Management
1.10 Elect Director James S. Welch, Jr. For Against Management
2 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BURGER KING WORLDWIDE, INC.
Ticker: BKW Security ID: 121220107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandre Behring For Withhold Management
1.2 Elect Director Martin E. Franklin For For Management
1.3 Elect Director Paul J. Fribourg For For Management
1.4 Elect Director Bernardo Hees For Withhold Management
1.5 Elect Director Alan C. Parker For For Management
1.6 Elect Director Carlos Alberto R. For Withhold Management
Sicupira
1.7 Elect Director Roberto Moses Thompson For Withhold Management
Motta
1.8 Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director Edward J. Fitzpatrick For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Jill R. Goodman For For Management
1.7 Elect Director R. Eden Martin For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director Susan M. Phillips For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Carole E. Stone For For Management
1.12 Elect Director Eugene S. Sunshine For For Management
1.13 Elect Director Edward T. Tilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Steven E. Simms For For Management
1c Elect Director Clay H. Kiefaber For For Management
1d Elect Director Patrick W. Allender For For Management
1e Elect Director Thomas S. Gayner For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director San W. Orr, III For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Rajiv Vinnakota For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director William B. Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director John C. Malone For Withhold Management
1.3 Elect Director David M. Zaslav For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ned Goodman For Withhold Management
1.2 Elect Director Michael J. Cooper For Withhold Management
1.3 Elect Director Joanne Ferstman For Withhold Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For Withhold Management
1.6 Elect Director Jennifer Lee Koss For For Management
1.7 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Empower the Board of Directors to For For Management
Determine the Number of Directors of
the Board Within the Minimum and
Maximum Number as Provided in the
Articles
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Normand Beauchamp For For Management
2.2 Elect Director Michael Cooper For For Management
2.3 Elect Director Daniel Goodman For For Management
2.4 Elect Director David Goodman For For Management
2.5 Elect Director Jonathan C. Goodman For For Management
2.6 Elect Director Mark Goodman For For Management
2.7 Elect Director Ned Goodman For For Management
2.8 Elect Director Harold (Sonny) Gordon For For Management
2.9 Elect Director Ellis Jacob For For Management
2.10 Elect Director Frederick H. Lowy For For Management
2.11 Elect Director Garth A. C. MacRae For For Management
2.12 Elect Director Robert McLeish For For Management
2.13 Elect Director A. Murray Sinclair For For Management
2.14 Elect Director Jeremy Soames For For Management
2.15 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: NOV 25, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For For Management
1.2 Elect Director David Contis For For Management
1.3 Elect Director Thomas Dobrowski For For Management
1.4 Elect Director Thomas Heneghan For For Management
1.5 Elect Director Marguerite Nader For For Management
1.6 Elect Director Sheli Rosenberg For For Management
1.7 Elect Director Howard Walker For For Management
1.8 Elect Director Gary Waterman For For Management
1.9 Elect Director William Young For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Award Plan Grants For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions and Against For Shareholder
Lobbying Communications
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Scott S. Cowen For For Management
1.3 Elect Director Michael P. Esposito, Jr. For For Management
1.4 Elect Director Stan Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Graham Farquharson For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Randall Oliphant For For Management
1.8 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GLENCORE XSTRATA PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name to For For Management
Glencore plc
2 Adopt New Articles of Association For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Distribution For For Management
5 Re-elect Anthony Hayward as Director For For Management
6 Re-elect Leonhard Fischer as Director For For Management
7 Re-elect William Macaulay as Director For For Management
8 Re-elect Ivan Glasenberg as Director For For Management
9 Re-elect Peter Coates as Director For For Management
10 Elect John Mack as Director For For Management
11 Elect Peter Grauer as Director For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Approve Scrip Dividend Program For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: OCT 28, 2013 Meeting Type: Special
Record Date: SEP 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chan Nap Kee, Joseph as Director For For Management
and Authorize Board to Determine His
Remuneration
2 Elect Yan Xiang as Director and For For Management
Authorize Board to Determine His
Remuneration
3 Elect Xu Bailing as Director and For For Management
Authorize Board to Determine His
Remuneration
4 Elect Fung Ching, Simon as Director For For Management
and Authorize Board to Determine His
Remuneration
5 Elect George F. Meng as Director and For For Management
Authorize Board to Determine His
Remuneration
6 Elect Feng Da'an as Director and For For Management
Authorize Board to Determine His
Remuneration
7 Elect Zhang Shusheng as Director and For For Management
Authorize Board to Determine His
Remuneration
8 Approve Interim Dividend Distribution For For Management
Plan
9 Amend Senior Management Compensation For Against Management
Scheme
10 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: FEB 14, 2014 Meeting Type: Special
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Construction of Station Complex For For Management
2 Other Business (Voting) For Against Management
3 Amend Articles of Association For For Management
4 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board of For For Management
Directors
2 Approve Working Report of the For For Management
Supervisory Committee
3 Accept Audited Financial Statements of For For Management
the Company and its Subsidiaries
4 Approve Final Dividend Distribution For For Management
Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Auditors
and Authorize Board to Fix Their
Remuneration
6 Approve Annual Remuneration Proposal For For Management
for the Company's Directors and
Supervisors
7 Elect Zhang Peihua as Director and For For Management
Authorize Board to Fix His Remuneration
8 Other Business (Voting) For Against Management
9 Approve Launch of Asset-Backed For For Management
Securities
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolfo Henriques For For Management
1.2 Elect Director Samuel L. Higginbottom For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For For Management
1.6 Elect Director Laurans A. Mendelson For For Management
1.7 Elect Director Victor H. Mendelson For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Pre-approve Director Remuneration For For Management
6 Approve Auditors and Fix Their For For Management
Remuneration
7 Ratify Director Appointment For For Management
8 Approve Extension of Contract with CEO For For Management
9 Approve Extension of Amended Contract For For Management
with Executive Director
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Change Company Name For For Management
12 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
4 Ratify Director Appointment For For Management
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For For Management
1.2 Elect Director Chelsea Clinton For For Management
1.3 Elect Director Sonali De Rycker For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Michael D. Eisner For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Bryan Lourd For For Management
1.9 Elect Director David Rosenblatt For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Alexander von For For Management
Furstenberg
1.12 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPERIAL HOLDINGS, INC.
Ticker: IFT Security ID: 452834104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chadwick For For Management
1.2 Elect Director Michael Crow For For Management
1.3 Elect Director Andrew Dakos For For Management
1.4 Elect Director Richard Dayan For For Management
1.5 Elect Director Phillip Goldstein For For Management
1.6 Elect Director Gerald Hellerman For For Management
1.7 Elect Director Antony Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JAPAN EXCHANGE GROUP INC.
Ticker: 8697 Security ID: J2740B106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hayashi, Masakazu For For Management
1.2 Elect Director Saito, Atsushi For For Management
1.3 Elect Director Yoneda, Michio For For Management
1.4 Elect Director Kiyota, Akira For For Management
1.5 Elect Director Yamaji, Hiromi For For Management
1.6 Elect Director Christina L. Ahmadjian For For Management
1.7 Elect Director Okuda, Tsutomu For For Management
1.8 Elect Director Kubori, Hideaki For For Management
1.9 Elect Director Tomonaga, Michiko For For Management
1.10 Elect Director Hirose, Masayuki For For Management
1.11 Elect Director Honda, Katsuhiko For For Management
1.12 Elect Director Matsuo, Kunihiro For For Management
1.13 Elect Director Morimoto, Shigeru For For Management
1.14 Elect Director Charle Ditmars Lake II For For Management
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2013
2.1 Re-elect Nicky Newton-King as Director For For Management
2.2 Re-elect Andile Mazwai as Director For For Management
2.3 Re-elect Nigel Payne as Director For For Management
2.4 Re-elect Nonkululeko Nyembezi-Heita as For For Management
Director
3 Elect Michael Jordaan as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company with Tracy Middlemiss as the
Individual Designated Registered
Auditor
5.1 Re-elect Sam Nematswerani as Chairman For For Management
of the Audit Committee
5.2 Re-elect Anton Botha as Member of the For For Management
Audit Committee
5.3 Re-elect Bobby Johnston as Member of For For Management
the Audit Committee
5.4 Re-elect Nigel Payne as Member of the For For Management
Audit Committee
5.5 Re-elect Nomavuso Mnxasana as Member For For Management
of the Audit Committee
6 Approve Remuneration Policy For For Management
7 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Dividend For For Management
9 Approve Financial Assistance in Terms None None Management
of Section 44 of the Companies Act
10 Approve Financial Assistance in Terms None None Management
of Section 45 of the Companies Act
11 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
12 Approve Acquisition of Shares for the For For Management
Purpose of the JSE Long Term Incentive
Scheme 2010
13 Approve Financial Assistance in For For Management
Respect of the JSE Long Term Incentive
Scheme 2010
14 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2014
15 Approve Remuneration of Non-Executive For For Management
Directors in Respect of the Period
from 1 January 2015
16 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: JUN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Elect Christopher Waldron as a Director For For Management
7 Reelect Patrick Firth as a Director For For Management
8 Reelect Tanja Tibaldi as a Director For For Management
9 Approve Share Repurchase Program For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend the Company's Investment Policy For For Management
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Theron I. 'Tig' Gilliam For For Management
1.4 Elect Director Sherrill W. Hudson For For Management
1.5 Elect Director R. Kirk Landon For For Management
1.6 Elect Director Sidney Lapidus For For Management
1.7 Elect Director Stuart A. Miller For For Management
1.8 Elect Director Teri P. McClure For For Management
1.9 Elect Director Jeffrey Sonnenfeld For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Beyer For For Management
1.2 Elect Director W. Patrick Campbell For For Management
1.3 Elect Director Brian P. Friedman For For Management
1.4 Elect Director Richard B. Handler For For Management
1.5 Elect Director Robert E. Joyal For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Stuart H. Reese For For Management
1.9 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Other Business For Against Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For Against Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For Against Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. Simon For Withhold Management
1.2 Elect Director John P. Stenbit For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director K. Bruce Connell For For Management
1.3 Elect Director Douglas C. Eby For For Management
1.4 Elect Director Stewart M. Kasen For For Management
1.5 Elect Director Alan I. Kirshner For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Darrell D. Martin For For Management
1.10 Elect Director Michael O'Reilly For For Management
1.11 Elect Director Jay M. Weinberg For For Management
1.12 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Burton M. Cohen For For Management
1.4 Elect Director Mary Chris Gay For For Management
1.5 Elect Director William W. Grounds For For Management
1.6 Elect Director Alexis M. Herman For For Management
1.7 Elect Director Roland Hernandez For For Management
1.8 Elect Director Anthony Mandekic For For Management
1.9 Elect Director Rose McKinney-James For For Management
1.10 Elect Director James J. Murren For For Management
1.11 Elect Director Gregory M. Spierkel For For Management
1.12 Elect Director Daniel J. Taylor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For Withhold Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
OPKO HEALTH, INC.
Ticker: OPK Security ID: 68375N103
Meeting Date: AUG 28, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip Frost For Withhold Management
1.2 Elect Director Jane H. Hsiao For Withhold Management
1.3 Elect Director Steven D. Rubin For Withhold Management
1.4 Elect Director Robert A. Baron For For Management
1.5 Elect Director Thomas E. Beier For Withhold Management
1.6 Elect Director Dmitry Kolosov For For Management
1.7 Elect Director Richard A. Lerner For For Management
1.8 Elect Director John A. Paganelli For Withhold Management
1.9 Elect Director Richard C. Pfenniger, For For Management
Jr.
1.10 Elect Director Alice Lin-Tsing Yu For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Issue Shares in Connection with For For Management
Acquisition
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OPKO HEALTH, INC.
Ticker: OPK Security ID: 68375N103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip Frost For Withhold Management
1.2 Elect Director Jane H. Hsiao For Withhold Management
1.3 Elect Director Steven D. Rubin For Withhold Management
1.4 Elect Director Robert A. Baron For For Management
1.5 Elect Director Thomas E. Beier For Withhold Management
1.6 Elect Director Dmitry Kolosov For For Management
1.7 Elect Director Richard A. Lerner For For Management
1.8 Elect Director John A. Paganelli For Withhold Management
1.9 Elect Director Richard C. Pfenniger, For For Management
Jr.
1.10 Elect Director Alice Lin-Tsing Yu For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARTNERS VALUE FUND INC.
Ticker: PVF Security ID: 70214H107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Barratt For For Management
1.2 Elect Director Edward C. Kress For For Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director Frank N.C. Lochan For For Management
1.5 Elect Director Ralph J. Zarboni For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director Daniel H. Leever For For Management
1.3 Elect Director Ian G.H. Ashken For For Management
1.4 Elect Director Nicolas Berggruen For For Management
1.5 Elect Director Michael F. Goss For For Management
1.6 Elect Director Ryan Israel For For Management
1.7 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Lord Rothschild as Director For Abstain Management
5 Re-elect John Cornish as Director For For Management
6 Re-elect Lord Douro as Director For For Management
7 Re-elect Jean Laurent-Bellue as For For Management
Director
8 Re-elect Michael Marks as Director For Against Management
9 Re-elect Lord Myners as Director For For Management
10 Elect Mike Power as Director For For Management
11 Re-elect Sandra Robertson as Director For For Management
12 Elect Hannah Rothschild as Director For For Management
13 Elect Mike Wilson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Mohn For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For For Management
1.4 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Campbell For For Management
1.2 Elect Director William C. Crowley For For Management
1.3 Elect Director Timothy Flemming For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director R. Raja Khanna For For Management
1.6 Elect Director James McBurney For For Management
1.7 Elect Director Deborah E. Rosati For For Management
1.8 Elect Director Danita Stevenson For For Management
1.9 Elect Director S. Jeffrey Stollenwerck For For Management
1.10 Elect Director H. Ronald Weissman For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Allow Electronic Distribution of For Against Management
Company Communications
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Paul G. DePodesta For For Management
1.3 Elect Director William C. Kunkler, III For For Management
1.4 Elect Director Edward S. Lampert For For Management
1.5 Elect Director Steven T. Mnuchin For For Management
1.6 Elect Director Ann N. Reese For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For Withhold Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For Withhold Management
1.5 Elect Director W. Bruce Johnson For Withhold Management
1.6 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMUF Security ID: G81226105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Relect Ivar Siem as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Discharge of Management Board For For Management
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebecca M. Bergman For For Management
1b Elect Director George M. Church For For Management
1c Elect Director Michael L. Marberry For For Management
1d Elect Director W. Lee McCollum For For Management
1e Elect Director Avi M. Nash For For Management
1f Elect Director Steven M. Paul For For Management
1g Elect Director J. Pedro Reinhard For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director D. Dean Spatz For For Management
1j Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Authorize New Class of Preferred Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher P. Albrecht For For Management
1.2 Elect Director Daniel E. Sanchez For For Management
1.3 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUSSER HOLDINGS CORPORATION
Ticker: SUSS Security ID: 869233106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald G. Steinhart For For Management
1.2 Elect Director Sam J. Susser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Gary Krow For For Management
1.5 Elect Director Allen Model For For Management
1.6 Elect Director R. Scot Sellers For For Management
1.7 Elect Director Steven Shepsman For For Management
1.8 Elect Director Burton M. Tansky For For Management
1.9 Elect Director Mary Ann Tighe For For Management
1.10 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Emil J. Brolick For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 04, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Michael L. Rose For For Management
2.2 Elect Director William D. Armstrong For For Management
2.3 Elect Director Lee A. Baker For For Management
2.4 Elect Director Robert W. Blakely For For Management
2.5 Elect Director John W. Elick For For Management
2.6 Elect Director Kevin J. Keenan For For Management
2.7 Elect Director Phillip A. Lamoreaux For For Management
2.8 Elect Director Andrew B. MacDonald For For Management
2.9 Elect Director Clayton H. Riddell For For Management
2.10 Elect Director Brian G. Robinson For For Management
2.11 Elect Director Robert N. Yurkovich For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Share Option Plan For For Management
5 Amend Share Option Plan For For Management
6 Approve Stock Option Plan Grants For For Management
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5.1 Elect Director Barry S. Sternlicht For Withhold Management
5.2 Elect Director Douglas F. Bauer For For Management
5.3 Elect Director J. Marc Perrin For For Management
5.4 Elect Director Richard D. Bronson For For Management
5.5 Elect Director Wade H. Cable For For Management
5.6 Elect Director Steven J. Gilbert For For Management
5.7 Elect Director Thomas B. Rogers For For Management
6 Ratify Auditors For For Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VALHI, INC.
Ticker: VHI Security ID: 918905100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Barry For For Management
1.2 Elect Director Norman S. Edelcup For For Management
1.3 Elect Director Loretta J. Feehan For Withhold Management
1.4 Elect Director William J. Lindquist For Withhold Management
1.5 Elect Director W. Hayden McIlroy For For Management
1.6 Elect Director Bobby D. O'Brien For Withhold Management
1.7 Elect Director Mary A. Tidlund For For Management
1.8 Elect Director Steven L. Watson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALUE PARTNERS GROUP LTD.
Ticker: 00806 Security ID: G93175100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect So Chun Ki Louis as Director For For Management
3a2 Elect Tse Wai Ming, Timothy as Director For For Management
3a3 Elect Chen Shih-Ta Michael as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bowman For For Management
1.2 Elect Director B. Allen Lay For For Management
1.3 Elect Director Jeffrey Nash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For Withhold Management
1.2 Elect Director David Mandelbaum For Withhold Management
1.3 Elect Director Daniel R. Tisch For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For Against Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Jarrett Lilien For For Management
1b Elect Director Frank Salerno For For Management
1c Elect Director Jonathan L. Steinberg For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director D. Boone Wayson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Board Qualifications For Against Management
6 Report on Political Contributions Against For Shareholder
================== Kinetics Small Cap Opportunities Portfolio ==================
AMERICAN RAILCAR INDUSTRIES, INC.
Ticker: ARII Security ID: 02916P103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl C. Icahn For Against Management
1.2 Elect Director James C. Pontious For For Management
1.3 Elect Director J. Mike Laisure For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Hunter Gary For Against Management
1.6 Elect Director SungHwan Cho For Against Management
1.7 Elect Director Andrew Roberto For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For Withhold Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC.
Ticker: ASCMA Security ID: 043632108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Fitzgerald For For Management
1.2 Elect Director Michael J. Pohl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BILOXI MARSH LANDS CORPORATION
Ticker: BLMC Security ID: 090203100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Andrew Fleck For Withhold Management
1.2 Elect Director Charlton B. Ogden, III For Withhold Management
1.3 Elect Director Michael J. Rapier For Withhold Management
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director Alan S. Armstrong For Withhold Management
1.3 Elect Director C. Fred Ball, Jr. For Withhold Management
1.4 Elect Director Sharon J. Bell For For Management
1.5 Elect Director Peter C. Boylan, III For For Management
1.6 Elect Director Steven G. Bradshaw For Withhold Management
1.7 Elect Director Chester E. Cadieux, III For For Management
1.8 Elect Director Joseph W. Craft, III For For Management
1.9 Elect Director Daniel H. Ellinor For Withhold Management
1.10 Elect Director John W. Gibson For For Management
1.11 Elect Director David F. Griffin For For Management
1.12 Elect Director V. Burns Hargis For For Management
1.13 Elect Director Douglas D. Hawthorne For For Management
1.14 Elect Director E. Carey Joullian, IV For For Management
1.15 Elect Director George B. Kaiser For Withhold Management
1.16 Elect Director Robert J. LaFortune For For Management
1.17 Elect Director Stanley A. Lybarger For Withhold Management
1.18 Elect Director Steven J. Malcolm For For Management
1.19 Elect Director E.C. Richards For For Management
1.20 Elect Director John Richels For Withhold Management
1.21 Elect Director Michael C. Turpen For For Management
1.22 Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKFIELD RESIDENTIAL PROPERTIES INC.
Ticker: BRP Security ID: 11283W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce T. Lehman For For Management
1.2 Elect Director Patricia M. Newson For For Management
1.3 Elect Director Alan Norris For For Management
1.4 Elect Director Allan S. Olson For For Management
1.5 Elect Director Timothy R. Price For For Management
1.6 Elect Director David M. Sherman For For Management
1.7 Elect Director Robert L. Stelzl For For Management
1.8 Elect Director Michael D. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director Edward J. Fitzpatrick For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Jill R. Goodman For For Management
1.7 Elect Director R. Eden Martin For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director Susan M. Phillips For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Carole E. Stone For For Management
1.12 Elect Director Eugene S. Sunshine For For Management
1.13 Elect Director Edward T. Tilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIBL, INC.
Ticker: CIBY Security ID: 12543Y104
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Philip J. Lombardo For Withhold Management
1.3 Elect Director Salvatore Muoio For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
CIBL, INC.
Ticker: CIBY Security ID: 12543Y104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Philip J. Lombardo For Withhold Management
1.3 Elect Director Salvatore Muoio For Withhold Management
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Steven E. Simms For For Management
1c Elect Director Clay H. Kiefaber For For Management
1d Elect Director Patrick W. Allender For For Management
1e Elect Director Thomas S. Gayner For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director San W. Orr, III For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Rajiv Vinnakota For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director Courtney Mather For Withhold Management
1.5 Elect Director John J. Lipinski For Withhold Management
1.6 Elect Director Samuel Merksamer For Withhold Management
1.7 Elect Director Stephen Mongillo For Withhold Management
1.8 Elect Director Andrew Roberto For Withhold Management
1.9 Elect Director James M. Strock For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Berman For For Management
1.2 Elect Director Robert M. Lynch For For Management
1.3 Elect Director Paul R. Lederer For For Management
1.4 Elect Director Edgar W. Levin For For Management
1.5 Elect Director Richard T. Riley For For Management
1.6 Elect Director Mathias J. Barton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bundled Compensation Plans For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ned Goodman For Withhold Management
1.2 Elect Director Michael J. Cooper For Withhold Management
1.3 Elect Director Joanne Ferstman For Withhold Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For Withhold Management
1.6 Elect Director Jennifer Lee Koss For For Management
1.7 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Empower the Board of Directors to For For Management
Determine the Number of Directors of
the Board Within the Minimum and
Maximum Number as Provided in the
Articles
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Normand Beauchamp For For Management
2.2 Elect Director Michael Cooper For For Management
2.3 Elect Director Daniel Goodman For For Management
2.4 Elect Director David Goodman For For Management
2.5 Elect Director Jonathan C. Goodman For For Management
2.6 Elect Director Mark Goodman For For Management
2.7 Elect Director Ned Goodman For For Management
2.8 Elect Director Harold (Sonny) Gordon For For Management
2.9 Elect Director Ellis Jacob For For Management
2.10 Elect Director Frederick H. Lowy For For Management
2.11 Elect Director Garth A. C. MacRae For For Management
2.12 Elect Director Robert McLeish For For Management
2.13 Elect Director A. Murray Sinclair For For Management
2.14 Elect Director Jeremy Soames For For Management
2.15 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: NOV 25, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For For Management
1.2 Elect Director David Contis For For Management
1.3 Elect Director Thomas Dobrowski For For Management
1.4 Elect Director Thomas Heneghan For For Management
1.5 Elect Director Marguerite Nader For For Management
1.6 Elect Director Sheli Rosenberg For For Management
1.7 Elect Director Howard Walker For For Management
1.8 Elect Director Gary Waterman For For Management
1.9 Elect Director William Young For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Award Plan Grants For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions and Against For Shareholder
Lobbying Communications
--------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD.
Ticker: FM Security ID: 335934105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Philip K. R. Pascall For For Management
2.2 Elect Director G. Clive Newall For For Management
2.3 Elect Director Martin R. Rowley For For Management
2.4 Elect Director Peter St. George For For Management
2.5 Elect Director Andrew B. Adams For For Management
2.6 Elect Director Michael Martineau For For Management
2.7 Elect Director Paul Brunner For For Management
2.8 Elect Director Michael Hanley For For Management
2.9 Elect Director Robert Harding For For Management
3 Approve PricewaterhouseCoopers LLP For For Management
(UK) as Auditors and Authorize Board
to Fix Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect David Einhorn as GLRE Director For For Management
1c Elect Leonard Goldberg as GLRE Director For For Management
1d Elect Barton Hedges as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For For Management
1f Elect Frank Lackner as GLRE Director For For Management
1g Elect Bryan Murphy as GLRE Director For For Management
1h Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2c Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2d Elect Barton Hedges as Greenlight Re For For Management
Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2g Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2h Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Leonard Goldberg as GRIL For For Management
Subsidiary Director
3b Elect Philip Harkin as GRIL Subsidiary For For Management
Director
3c Elect Barton Hedges as GRIL Subsidiary For For Management
Director
3d Elect Frank Lackner as GRIL Subsidiary For For Management
Director
3e Elect Caryl Traynor as GRIL Subsidiary For For Management
Director
3f Elect Brendan Tuohy as GRIL Subsidiary For For Management
Director
4 Ratify BDO USA, LLP as auditors For For Management
5 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
6 Ratify BDO, Registered Auditors as For For Management
Auditors of GRIL
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration For For Management
5 Pre-approve Director Remuneration For For Management
6 Approve Auditors and Fix Their For For Management
Remuneration
7 Ratify Director Appointment For For Management
8 Approve Extension of Contract with CEO For For Management
9 Approve Extension of Amended Contract For For Management
with Executive Director
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Change Company Name For For Management
12 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A
Ticker: EXAE Security ID: X3247C104
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
4 Ratify Director Appointment For For Management
--------------------------------------------------------------------------------
HELLENIC EXCHANGES HOLDING CLEARING SETTLEMENT AND REGISTRY SA
Ticker: EXAE Security ID: X3247C104
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption For For Management
2 Approve Spin-Off Agreement For For Management
3 Amend Company Articles For For Management
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director David S. Ahl For Withhold Management
1.3 Elect Director Thomas J. Hearity For Withhold Management
1.4 Elect Director Daniel R. Lee For Withhold Management
1.5 Elect Director Salvatore Muoio For Withhold Management
2 Eliminate Class of Common Stock For For Management
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Thomas J. Hearity For Withhold Management
1.3 Elect Director Daniel R. Lee For For Management
1.4 Elect Director Salvatore Muoio For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Jean Levy For For Management
1.7 Elect Director Robert Bensoussan For For Management
1.8 Elect Director Serge Rosinoer For For Management
1.9 Elect Director Patrick Choel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: JUN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Elect Christopher Waldron as a Director For For Management
7 Reelect Patrick Firth as a Director For For Management
8 Reelect Tanja Tibaldi as a Director For For Management
9 Approve Share Repurchase Program For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend the Company's Investment Policy For For Management
--------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED
Ticker: KEWL Security ID: 493026108
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Ayer For For Management
1.2 Elect Director Donald J. Hoffman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LICT CORPORATION
Ticker: LICT Security ID: 50187G104
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Salvatore Muoio For For Management
1.3 Elect Director Gary L. Sugarman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LICT CORPORATION
Ticker: LICT Security ID: 50187G104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Robert E. Dolan For Withhold Management
1.3 Elect Director Donald H. Hunter For For Management
1.4 Elect Director Salvatore Muoio For For Management
1.5 Elect Director Gary L. Sugarman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. Simon For Withhold Management
1.2 Elect Director John P. Stenbit For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCEWEN MINING INC.
Ticker: MUX Security ID: 58039P107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. McEwen For For Management
1.2 Elect Director Michele L. Ashby For For Management
1.3 Elect Director Leanne M. Baker For For Management
1.4 Elect Director Donald R.M. Quick For For Management
1.5 Elect Director Michael L. Stein For For Management
1.6 Elect Director Allen V. Ambrose For Withhold Management
1.7 Elect Director Richard. W. Brissenden For Withhold Management
1.8 Elect Director Gregory P. Fauquier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Peter A. Bridgman For For Management
1.3 Elect Director Richard Cote For For Management
1.4 Elect Director Alex Grinberg For For Management
1.5 Elect Director Efraim Grinberg For For Management
1.6 Elect Director Alan H. Howard For For Management
1.7 Elect Director Richard Isserman For For Management
1.8 Elect Director Nathan Leventhal For For Management
1.9 Elect Director Maurice Reznik For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For Withhold Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PARTNERS VALUE FUND INC.
Ticker: PVF Security ID: 70214H107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Barratt For For Management
1.2 Elect Director Edward C. Kress For For Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director Frank N.C. Lochan For For Management
1.5 Elect Director Ralph J. Zarboni For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Barr For Withhold Management
1.2 Elect Director Michael R. Eisenson For Withhold Management
1.3 Elect Director Robert H. Kurnick, Jr. For For Management
1.4 Elect Director William J. Lovejoy For For Management
1.5 Elect Director Kimberly J. McWaters For For Management
1.6 Elect Director Yoshimi Namba For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Roger S. Penske For For Management
1.9 Elect Director Greg Penske For For Management
1.10 Elect Director Sandra E. Pierce For For Management
1.11 Elect Director Ronald G. Steinhart For Withhold Management
1.12 Elect Director H. Brian Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director Daniel H. Leever For For Management
1.3 Elect Director Ian G.H. Ashken For For Management
1.4 Elect Director Nicolas Berggruen For For Management
1.5 Elect Director Michael F. Goss For For Management
1.6 Elect Director Ryan Israel For For Management
1.7 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: 74343G204
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exchange of Debt for Equity For For Management
Through Issuance of Warrants without
Preemptive Rights
2 Fix Number of Directors For Against Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: 74343G204
Meeting Date: APR 27, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4.1 Ratify Appointment of and Elect For Against Management
Claudio Boada Palleres as Director
4.2 Ratify Appointment of and Elect For Against Management
Roberto Lazaro Alcantara Rojas as
Director
4.3 Ratify Appointment of and Elect John For Against Management
Paton as Director
5 Amend Article 19 Re: Director For For Management
Remuneration
6 Approve Payment of Preferred Dividends For For Management
7 Authorize Listing on and Delisting For For Management
from Secondary Exchanges of Shares and
Other Securities
8 Authorize Settlement of Director and For Against Management
Executive Remuneration in Company
Shares
9 Approve Restricted Shares Plan For Against Management
10 Advisory Vote on Remuneration Policy For Against Management
Report
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements (Non-Voting)
4 Approve Financial Statements and For Did Not Vote Management
Allocation of Income
5 Approve Remuneration Report For Did Not Vote Management
6 Approve Discharge of Directors For Did Not Vote Management
7 Approve Discharge of Auditors For Did Not Vote Management
8.1 Reelect Mathias Dopfner as Director For Did Not Vote Management
8.2 Reelect Leonhard Fischer as Director For Did Not Vote Management
8.3 Reelect Peter Foy as Director For Did Not Vote Management
8.4 Reelect Lucio A. Noto as Director For Did Not Vote Management
8.5 Reelect Konstantin von Schweinitz as For Did Not Vote Management
Director
9 Approve Remuneration of Directors For Did Not Vote Management
10 Indicate Mathias Dopfner, Peter Foy, For Did Not Vote Management
Lucio A. Noto and Konstantin von
Schweinitz as Independent Board Members
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1i Renew Authorization to Increase Share For Did Not Vote Management
Capital within the Framework of
Authorized Capital
1ii Amend Article 8.1 to Reflect Changes For Did Not Vote Management
in Capital Re: Item 1i
2i Authorize Repurchase of Up to 20 For Did Not Vote Management
Percent of Issued Share Capital
2ii Amend Article 12.2 to Reflect Changes For Did Not Vote Management
in Capital Re: Item 2i
3i Amend Articles Re: Dematerialization For Did Not Vote Management
of Bearer Shares
3ii Amend Articles 12.4 Re: Reissuance of For Did Not Vote Management
Repurchased Shares
3iii Amend Article 12.5 Re: Eliminate For Did Not Vote Management
References to the Repurchase Authority
that Allows for Repurchases to Avoid
Serious and Imminent Prejudice to the
Company
4 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Lord Rothschild as Director For Abstain Management
5 Re-elect John Cornish as Director For For Management
6 Re-elect Lord Douro as Director For For Management
7 Re-elect Jean Laurent-Bellue as For For Management
Director
8 Re-elect Michael Marks as Director For Against Management
9 Re-elect Lord Myners as Director For For Management
10 Elect Mike Power as Director For For Management
11 Re-elect Sandra Robertson as Director For For Management
12 Elect Hannah Rothschild as Director For For Management
13 Elect Mike Wilson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Campbell For For Management
1.2 Elect Director William C. Crowley For For Management
1.3 Elect Director Timothy Flemming For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director R. Raja Khanna For For Management
1.6 Elect Director James McBurney For For Management
1.7 Elect Director Deborah E. Rosati For For Management
1.8 Elect Director Danita Stevenson For For Management
1.9 Elect Director S. Jeffrey Stollenwerck For For Management
1.10 Elect Director H. Ronald Weissman For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Allow Electronic Distribution of For Against Management
Company Communications
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For Withhold Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For Withhold Management
1.5 Elect Director W. Bruce Johnson For Withhold Management
1.6 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Faber For For Management
1b Elect Director Peter Grosskopf For For Management
1c Elect Director Jack C. Lee For For Management
1d Elect Director Sharon Ranson For For Management
1e Elect Director James T. Roddy For For Management
1f Elect Director Arthur Richards Rule IV For For Management
1g Elect Director Eric S. Sprott For For Management
1h Elect Director Paul H. Stephens For For Management
1i Elect Director Rosemary Zigrossi For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Employee Profit Sharing Plan For Against Management
5 Re-approve Equity Incentive Plan for U. For Against Management
S. Service Providers
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher P. Albrecht For For Management
1.2 Elect Director Daniel E. Sanchez For For Management
1.3 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUSSER HOLDINGS CORPORATION
Ticker: SUSS Security ID: 869233106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald G. Steinhart For For Management
1.2 Elect Director Sam J. Susser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Gary Krow For For Management
1.5 Elect Director Allen Model For For Management
1.6 Elect Director R. Scot Sellers For For Management
1.7 Elect Director Steven Shepsman For For Management
1.8 Elect Director Burton M. Tansky For For Management
1.9 Elect Director Mary Ann Tighe For For Management
1.10 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Emil J. Brolick For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TROPICANA ENTERTAINMENT INC.
Ticker: TPCA Security ID: 89708X105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Cassella For For Management
1.2 Elect Director Hunter C. Gary For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director James L. Nelson For For Management
1.5 Elect Director Daniel A. Ninivaggi For Withhold Management
1.6 Elect Director Daniel H. Scott For For Management
1.7 Elect Director Anthony P. Rodio For Withhold Management
1.8 Elect Director Keith Cozza For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALUE LINE, INC.
Ticker: VALU Security ID: 920437100
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard A. Brecher For Withhold Management
1.2 Elect Director Stephen R. Anastasio For Withhold Management
1.3 Elect Director Mary Bernstein For Withhold Management
1.4 Elect Director William E. Reed For For Management
1.5 Elect Director Alfred R. Fiore For For Management
1.6 Elect Director Stephen P. Davis For For Management
1.7 Elect Director Glenn J. Muenzer For For Management
--------------------------------------------------------------------------------
VERTU MOTORS PLC
Ticker: VTU Security ID: G9337V109
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Paul Williams as Director For Abstain Management
6 Re-elect David Forbes as Director For For Management
7 Approve Remuneration Report For For Management
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bowman For For Management
1.2 Elect Director B. Allen Lay For For Management
1.3 Elect Director Jeffrey Nash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For Against Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For For Management
1.2 Elect Director Robert K. Herdman For For Management
1.3 Elect Director George A. Lorch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Quantitative GHG Goals for Against For Shareholder
Operations, Including Methane Emissions
5 Declassify the Board of Directors None For Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant: Kinetics Portfolios Trust
By (Signature and Title): /s/ Peter B. Doyle
Peter B. Doyle
President
Date: 08/12/2014