UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas, TX 75240-2650
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas , TX 75240-2650
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Concorde Value Fund
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933957029
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CHANGE IN RELATION TO OUTSTANDING Mgmt No vote
SUBSCRIPTION RIGHTS GRANTED TO DIRECTORS OF
THE COMPANY AND CERTAIN EXECUTIVES
A2B RENEWAL OF THE POWERS OF THE BOARD OF Mgmt No vote
DIRECTORS RELATING TO THE AUTHORISED
CAPITAL
B1A RENEWAL OF THE POWERS OF THE BOARD OF Mgmt No vote
DIRECTORS RELATING TO THE ACQUISITION OF
OWN SHARES
B1B REPLACING ARTICLE 10 OF THE ARTICLES OF Mgmt No vote
ASSOCIATION
C4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote
C5 DISCHARGE TO THE DIRECTORS Mgmt No vote
C6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote
C7A RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt No vote
DIRECTOR OF MR. KEES STORM, FOR A PERIOD OF
ONE YEAR
C7B RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt No vote
DIRECTOR OF MR. MARK WINKELMAN, FOR A
PERIOD OF ONE YEAR
C7C RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote
ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR
YEARS
C7D RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote
GREGOIRE DE SPOELBERCH, FOR A PERIOD OF
FOUR YEARS
C7E RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote
CARLOS ALBERTO DA VEIGA SICUPIRA, FOR A
PERIOD OF FOUR YEARS
C7F RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote
MARCEL HERRMANN TELLES, FOR A PERIOD OF
FOUR YEARS
C7G ACKNOWLEDGING THE END OF MANDATE AS Mgmt No vote
DIRECTOR OF MR. JORGE PAULO LEMANN AND
APPOINTING AS DIRECTOR MR. PAULO LEMANN AS
HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS
C7H ACKNOWLEDGING THE END OF MANDATE AS Mgmt No vote
DIRECTOR OF MR. ROBERTO MOSES THOMPSON
MOTTA AND APPOINTING AS DIRECTOR MR.
ALEXANDRE BEHRING AS HIS SUCCESSOR, FOR A
PERIOD OF FOUR YEARS
C7I APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO Mgmt No vote
LEONI SCETI, FOR A PERIOD OF FOUR YEARS
C7J APPOINTING AS DIRECTOR MRS. MARIA ASUNCION Mgmt No vote
ARAMBURUZABALA LARREGUI, FOR A PERIOD OF
FOUR YEARS
C7K APPOINTING AS DIRECTOR MR. VALENTIN DIEZ Mgmt No vote
MORODO, FOR A PERIOD OF FOUR YEARS
C8A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt No vote
OF THE COMPANY
C8B STOCK OPTIONS FOR DIRECTORS Mgmt No vote
D1 FILINGS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt No vote
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt No vote
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt No vote
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt No vote
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt No vote
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt No vote
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt No vote
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt No vote
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt No vote
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt No vote
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt No vote
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt No vote
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt No vote
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt No vote
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt No vote
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt No vote
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt No vote
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN OIL SANDS LIMITED Agenda Number: 933948208
--------------------------------------------------------------------------------------------------------------------------
Security: 13643E105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: COSWF
ISIN: CA13643E1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-APPOINTING PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS OF THE
CORPORATION.
02 DIRECTOR
IAN A. BOURNE Mgmt For For
GERALD W. GRANDEY Mgmt For For
ARTHUR N. KORPACH Mgmt For For
RYAN M. KUBIK Mgmt For For
DONALD J. LOWRY Mgmt For For
SARAH E. RAISS Mgmt For For
JOHN K. READ Mgmt For For
BRANT G. SANGSTER Mgmt For For
C.E. (CHUCK) SHULTZ Mgmt For For
WESLEY R. TWISS Mgmt For For
JOHN B. ZAOZIRNY Mgmt For For
03 TO ACCEPT THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933933550
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For
1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVES.
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THERE WOULD BE NO ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS UPON A
CHANGE IN CONTROL.
5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For
EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX
SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC. Agenda Number: 933885761
--------------------------------------------------------------------------------------------------------------------------
Security: 256603101
Meeting Type: Special
Meeting Date: 31-Oct-2013
Ticker: DOLE
ISIN: US2566031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL: TO APPROVE THE ADOPTION OF Mgmt No vote
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF AUGUST 11, 2013, AMONG DFC HOLDINGS,
LLC, DFC MERGER CORP., DAVID H. MURDOCK AND
DOLE (AS AMENDED ON AUGUST 19, 2013 AND ON
SEPTEMBER 19, 2013 AND AS IT MAY BE FURTHER
AMENDED FROM TIME TO TIME).
2. MERGER-RELATED COMPENSATION ARRANGEMENTS Mgmt No vote
PROPOSAL: TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, THE PAYMENT OF CERTAIN
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING: TO Mgmt No vote
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr Against For
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 933972780
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. DOTI Mgmt For For
MICHAEL D. MCKEE Mgmt For For
THOMAS V. MCKERNAN Mgmt For For
VIRGINIA M. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933989797
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
DENIS J. O'LEARY Mgmt For For
GLENN M. RENWICK Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR
2014.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr Against For
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933934792
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
1C. ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933866103
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2013
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H) ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Against For
RESPONSIBILITY FOR POST-CONSUMER PACKAGING.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt No vote
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt No vote
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt No vote
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt No vote
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt No vote
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt No vote
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt No vote
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt No vote
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt No vote
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt No vote
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr No vote
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 933968793
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN M. STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS AND PIPELINE
MAINTENANCE.
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 934005023
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD K. ALDAG, JR. Mgmt For For
G. STEVEN DAWSON Mgmt For For
R. STEVEN HAMNER Mgmt For For
ROBERT E. HOLMES, PH.D. Mgmt For For
SHERRY A. KELLETT Mgmt For For
WILLIAM G. MCKENZIE Mgmt For For
L. GLENN ORR, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt No vote
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt No vote
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt No vote
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt No vote
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt No vote
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt No vote
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt No vote
H. RAYMOND BINGHAM Mgmt No vote
MICHAEL J. BOSKIN Mgmt No vote
SAFRA A. CATZ Mgmt No vote
BRUCE R. CHIZEN Mgmt No vote
GEORGE H. CONRADES Mgmt No vote
LAWRENCE J. ELLISON Mgmt No vote
HECTOR GARCIA-MOLINA Mgmt No vote
JEFFREY O. HENLEY Mgmt No vote
MARK V. HURD Mgmt No vote
NAOMI O. SELIGMAN Mgmt No vote
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt No vote
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr No vote
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr No vote
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr No vote
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr No vote
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt No vote
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt No vote
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt No vote
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt No vote
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt No vote
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt No vote
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt No vote
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt No vote
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt No vote
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt No vote
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr No vote
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933996463
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. TO APPROVE THE REMUNERATION POLICY. Mgmt No vote
4. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt No vote
APPROPRIATION OF THE PROFIT FOR THE 2013
FINANCIAL YEAR.
5. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt No vote
OFFICE IN THE 2013 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
6. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt No vote
OFFICE IN THE 2013 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
7. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt No vote
EXECUTIVE DIRECTOR.
8. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt No vote
EXECUTIVE DIRECTOR.
9. TO RE-APPOINT MRS L M CHA AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
10. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
11. TO RE-APPOINT MS A M FUDGE AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
12. TO RE-APPOINT DR B E GROTE AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
13. TO RE-APPOINT MS M MA AS A NON-EXECUTIVE Mgmt No vote
DIRECTOR.
14. TO RE-APPOINT MS H NYASULU AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
15. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt No vote
RIFKIND MP AS A NON-EXECUTIVE DIRECTOR.
16. TO RE-APPOINT MR J RISHTON AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
17. TO RE-APPOINT MR K J STORM AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
18. TO RE-APPOINT MR M TRESCHOW AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
19. TO RE-APPOINT MR P S WALSH AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR.
20. TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE Mgmt No vote
DIRECTOR.
21. TO APPOINT THE AUDITOR CHARGED WITH THE Mgmt No vote
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2014 FINANCIAL YEAR.
22. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt No vote
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY.
23. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt No vote
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE
COMPANY.
24. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt No vote
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933944476
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B. Wood
Name Gary B. Wood
Title President
Date 8/21/2014