UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22790
NAME OF REGISTRANT: DoubleLine Equity Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell
co/ DoubleLine Equity LP
333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
REGISTRANT'S TELEPHONE NUMBER: 213-633-8200
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2013 to 06/30/2014
DoubleLine Equities Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
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ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
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AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933960242
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
AMETEK, INC. EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr For Against
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr For Against
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933963919
--------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ARMH
ISIN: US0420681068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
2. TO DECLARE A FINAL DIVIDEND Mgmt For For
3. TO APPROVE THE REMUNERATION REPORT Mgmt For For
4. TO APPROVE THE REMUNERATION POLICY Mgmt For For
5. TO ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
7. TO RE-ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
8. TO RE-ELECT LARRY HIRST AS A DIRECTOR Mgmt For For
9. TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
10. TO RE-ELECT KATHLEEN O'DONOVAN AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT JANICE ROBERTS AS A DIRECTOR Mgmt For For
12. TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt For For
13. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
14. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15. TO INCREASE THE LIMIT ON ORDINARY Mgmt For For
REMUNERATION OF DIRECTORS
16. TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
17. TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18. TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
19. TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934004982
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY ABERNETHY Mgmt For For
JONATHAN BUSH Mgmt For For
BRANDON HULL Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933846050
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. SENFT Mgmt For For
JOHN T. WHATES Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
4. PROPOSAL TO AMEND THE AMENDED AND RESTATED Mgmt For For
B/E AEROSPACE, INC. 1994 EMPLOYEE STOCK
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934010036
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1G. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1H. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 933966256
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. BOREN Mgmt For For
WILLIAM B. BERRY Mgmt For For
2. APPROVAL, BY A NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 933991906
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: DAVID M. DEMSHUR
1B. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: MICHAEL C. KEARNEY
1C. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: JAN WILLEM SODDERLAND
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS OUR COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES DESCRIBED IN THE CD&A, AND THE
COMPENSATION OF CORE LABORATORIES N.V.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SEC'S COMPENSATION
DISCLOSURE RULES, INCLUDING THE
COMPENSATION TABLES.
4. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY Mgmt Abstain Against
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2013.
5. TO APPROVE AND RESOLVE THE CANCELLATION OF Mgmt For For
OUR REPURCHASED SHARES HELD AT 12:01 A.M.
CET ON MAY 13, 2014.
6. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL FROM TIME TO
TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER
13, 2015, AND SUCH REPURCHASED SHARES MAY
BE USED FOR ANY LEGAL PURPOSE.
7. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES AND/OR TO GRANT
RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH
RESPECT TO OUR COMMON AND PREFERENCE SHARES
UP TO A MAXIMUM OF 10% OF OUTSTANDING
SHARES PER ANNUM UNTIL NOVEMBER 13, 2015.
8. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES UP
TO A MAXIMUM OF 10% OF OUTSTANDING SHARES
PER ANNUM UNTIL NOVEMBER 13, 2015.
9. TO APPROVE AND RESOLVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CORE LABORATORIES N.V.
2006 NONEMPLOYEE DIRECTOR STOCK INCENTIVE
PLAN (THE "DIRECTOR PLAN"), THE PRINCIPAL
PURPOSE OF WHICH IS TO EXTEND THE TERM OF
THE DIRECTOR PLAN THROUGH MAY 12, 2024.
10. TO APPROVE AND RESOLVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CORE LABORATORIES N.V.
2007 LONG-TERM INCENTIVE PLAN (THE "LTIP"),
THE PRINCIPAL PURPOSES OF WHICH ARE TO
INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER, TO EXTEND THE TERM
OF THE LTIP THROUGH MAY 12, 2024 AND TO
SEEK APPROVAL OF THE LTIP FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933909383
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION.
4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr Against For
CHANGE CERTAIN VOTING REQUIREMENTS.
5. TO AMEND THE ARTICLES OF INCORPORATION TO Shr For
CHANGE THE METHOD OF ELECTING DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933932279
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH L. MILLER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt For For
1H. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 933951990
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. HERBERT, II Mgmt For For
K. AUGUST-DEWILDE Mgmt For For
THOMAS J. BARRACK, JR. Mgmt For For
FRANK J. FAHRENKOPF, JR Mgmt For For
WILLIAM E. FORD Mgmt For For
L. MARTIN GIBBS Mgmt For For
SANDRA R. HERNANDEZ Mgmt For For
PAMELA J. JOYNER Mgmt For For
REYNOLD LEVY Mgmt For For
JODY S. LINDELL Mgmt For For
GEORGE G.C. PARKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
FRANK'S INTERNATIONAL N.V. Agenda Number: 933889199
--------------------------------------------------------------------------------------------------------------------------
Security: N33462107
Meeting Type: Special
Meeting Date: 06-Nov-2013
Ticker: FI
ISIN: NL0010556684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY P. LUQUETTE Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION ("SAY-ON-PAY").
3. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year Against
PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
FRANK'S INTERNATIONAL N.V. Agenda Number: 933997441
--------------------------------------------------------------------------------------------------------------------------
Security: N33462107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FI
ISIN: NL0010556684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD KEITH MOSING Mgmt For For
KIRKLAND D. MOSING Mgmt For For
STEVEN B. MOSING Mgmt For For
SHELDON R. ERIKSON Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
GARY P. LUQUETTE Mgmt For For
2. TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND
AUTHORIZE THE PREPARATION OF THE COMPANY'S
DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL
REPORT IN THE ENGLISH LANGUAGE.
3. TO DISCHARGE THE SOLE MEMBER OF THE Mgmt For For
COMPANY'S MANAGEMENT BOARD FROM LIABILITY
IN RESPECT OF THE EXERCISE OF ITS DUTIES
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2013.
4. TO DISCHARGE THE MEMBERS OF THE COMPANY'S Mgmt For For
SUPERVISORY BOARD FROM LIABILITY IN RESPECT
OF THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2013.
5. TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR WHO WILL
AUDIT THE STATUTORY ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INTERNATIONAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
7. TO APPROVE THE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD AS PROPOSED BY THE
SUPERVISORY BOARD.
8. TO APPROVE THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD.
9. TO APPROVE AND RATIFY THE INTERIM DIVIDENDS Mgmt For For
ON THE COMMON SHARES DECLARED IN RESPECT OF
THE FOURTH QUARTER OF 2013 AND THE FIRST
QUARTER OF 2014.
10A TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 4
10B TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 32
10C TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 35
10D TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLES 40 AND 41
10E TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 44
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933969858
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROBERT S. EPSTEIN, MD* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
FRANCIS A. DESOUZA# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE AN AMENDMENT TO THE ILLUMINA, Mgmt For For
INC. BYLAWS, ESTABLISHING DELAWARE AS THE
EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN
DISPUTES
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933954085
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt Against Against
2013 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO GIVE STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934004932
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REID HOFFMAN Mgmt For For
STANLEY J. MERESMAN Mgmt For For
DAVID SZE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3 APPROVAL OF THE ADOPTION OF THE LINKEDIN Mgmt For For
CORPORATION EXECUTIVE BONUS COMPENSATION
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933978100
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
2. PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM
183,000,000 TO 363,000,000 AND INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 180,000,000 TO 360,000,000.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 933891067
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ASHEEM CHANDNA Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES J. GOETZ Mgmt For For
1C. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PALO ALTO NETWORKS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JULY 31,
2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933850922
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
DANIEL J. MURPHY Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF 2001 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE NUMBER OF
AUTHORIZED SHARES.
5. APPROVAL OF AMENDMENT TO RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934018145
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1.2 ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1.5 ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2015.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933967525
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ORWIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
DAVID W. GRYSKA Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SEATTLE GENETICS, INC. AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 4,500,000 SHARES AND TO MAKE
CERTAIN OTHER CHANGES DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 933946280
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRI FUNK GRAHAM Mgmt For For
GEORGE G. GOLLEHER Mgmt For For
STEVEN H. TOWNSEND Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL
2013 ("SAY-ON-PAY").
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES
("SAY-ON-FREQUENCY").
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933935275
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA T. JAMISON Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
MARK J. WEIKEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM TWO HUNDRED MILLION
(200,000,000) TO FOUR HUNDRED MILLION
(400,000,000)
3. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2009 STOCK
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
4. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014
5. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 933984975
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTA DAVIES Mgmt For For
GEORGE J. STILL, JR. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WORKDAY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
DoubleLine Equities Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 933994130
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BORER Mgmt For For
MARY ANN GRAY Mgmt For For
LESTER KAPLAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933952384
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH LACOB Mgmt For For
1.2 ELECTION OF DIRECTOR: C. RAYMOND LARKIN, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1.4 ELECTION OF DIRECTOR: DR. DAVID C. NAGEL Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS M. PRESCOTT Mgmt For For
1.6 ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1.7 ELECTION OF DIRECTOR: GREG J. SANTORA Mgmt For For
1.8 ELECTION OF DIRECTOR: WARREN S. THALER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ALIGN
TECHNOLOGY, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANNIES, INC. Agenda Number: 933861127
--------------------------------------------------------------------------------------------------------------------------
Security: 03600T104
Meeting Type: Annual
Meeting Date: 10-Sep-2013
Ticker: BNNY
ISIN: US03600T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
2. DIRECTOR
MOLLY F. ASHBY Mgmt For For
JOHN M. FORAKER Mgmt For For
JULIE D. KLAPSTEIN Mgmt For For
LAWRENCE S. PEIROS Mgmt For For
BETTINA M. WHYTE Mgmt For For
BILLIE IDA WILLIAMSON Mgmt For For
BETTINA M. WHYTE Mgmt For For
BILLIE IDA WILLIAMSON Mgmt For For
4. TO ADOPT AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE VARIOUS
PROVISIONS RELATED TO SOLERA CAPITAL, LLC
AND ITS AFFILIATES THAT ARE NOW
INAPPLICABLE.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ANNIE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING MARCH 31,
2014.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF ANNIE'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION Agenda Number: 933858663
--------------------------------------------------------------------------------------------------------------------------
Security: 03822W406
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: AMCC
ISIN: US03822W4069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CESAR CESARATTO Mgmt For For
1B. ELECTION OF DIRECTOR: H.K. DESAI Mgmt For For
1C. ELECTION OF DIRECTOR: PARAMESH GOPI, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL R. GRAY, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: FRED SHLAPAK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT F. SPROULL, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: DUSTON WILLIAMS Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
3. TO APPROVE BY ADVISORY VOTE THE EXECUTIVE Mgmt Against Against
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 933982907
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW R. BARGER Mgmt For For
ERIC R. COLSON Mgmt For For
TENCH COXE Mgmt For For
STEPHANIE G. DIMARCO Mgmt For For
JEFFREY A. JOERRES Mgmt For For
ALLEN R. THORPE Mgmt For For
ANDREW A. ZIEGLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ARUBA NETWORKS, INC. Agenda Number: 933889492
--------------------------------------------------------------------------------------------------------------------------
Security: 043176106
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: ARUN
ISIN: US0431761065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC P. ORR Mgmt For For
KEERTI MELKOTE Mgmt For For
BERNARD GUIDON Mgmt For For
EMMANUEL HERNANDEZ Mgmt For For
MICHAEL R. KOUREY Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
JUERGEN ROTTLER Mgmt For For
DANIEL WARMENHOVEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2014.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 933958728
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND W. BOUSHIE Mgmt For For
ROBERT T. BRADY Mgmt For For
JOHN B. DRENNING Mgmt For For
PETER J. GUNDERMANN Mgmt For For
KEVIN T. KEANE Mgmt For For
ROBERT J. MCKENNA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2014.
3. TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION PROGRAMS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933846050
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. SENFT Mgmt For For
JOHN T. WHATES Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
4. PROPOSAL TO AMEND THE AMENDED AND RESTATED Mgmt For For
B/E AEROSPACE, INC. 1994 EMPLOYEE STOCK
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BENEFITFOCUS, INC. Agenda Number: 933995283
--------------------------------------------------------------------------------------------------------------------------
Security: 08180D106
Meeting Type: Annual
Meeting Date: 07-Jun-2014
Ticker: BNFT
ISIN: US08180D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAWN A. JENKINS Mgmt For For
JOSEPH P. DISABATO Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE Mgmt For For
BENEFITFOCUS.COM, INC. 2012 STOCK PLAN, AS
AMENDED, TO PROVIDE FOR PERFORMANCE-BASED
AWARDS OF RESTRICTED STOCK AND RESTRICTED
STOCK UNITS THAT COMPLY WITH INTERNAL
REVENUE CODE SECTION 162(M).
3. APPROVAL OF THE BENEFITFOCUS, INC. Mgmt For For
MANAGEMENT INCENTIVE BONUS PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
BLACK DIAMOND INC Agenda Number: 934003384
--------------------------------------------------------------------------------------------------------------------------
Security: 09202G101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: BDE
ISIN: US09202G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN B. KANDERS Mgmt For For
ROBERT R. SCHILLER Mgmt For For
PETER R. METCALF Mgmt For For
DONALD L. HOUSE Mgmt For For
NICHOLAS SOKOLOW Mgmt For For
MICHAEL A. HENNING Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
BLACK DIAMOND, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CAPELLA EDUCATION CO. Agenda Number: 933938295
--------------------------------------------------------------------------------------------------------------------------
Security: 139594105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CPLA
ISIN: US1395941057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. KEVIN GILLIGAN Mgmt For For
MICHAEL A. LINTON Mgmt For For
MICHAEL L. LOMAX Mgmt For For
JODY G. MILLER Mgmt For For
STEPHEN G. SHANK Mgmt For For
ANDREW M. SLAVITT Mgmt For For
DAVID W. SMITH Mgmt For For
JEFFREY W. TAYLOR Mgmt For For
DARRELL R. TUKUA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL OF 2014 CAPELLA EDUCATION COMPANY Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS (SAY ON
PAY).
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 933877815
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 15-Oct-2013
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I. MARTIN INGLIS Mgmt For For
PETER N. STEPHANS Mgmt For For
KATHRYN C. TURNER Mgmt For For
STEPHEN M. WARD, JR. Mgmt For For
2. APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933936239
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. SHILLMAN Mgmt For For
THEODOR KRANTZ Mgmt For For
J. BRUCE ROBINSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF COGNEX'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION ("SAY-ON-PAY").
3. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS COGNEX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
CORONADO BIOSCIENCES, INC. Agenda Number: 933874720
--------------------------------------------------------------------------------------------------------------------------
Security: 21976U109
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: CNDO
ISIN: US21976U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT OF THE CORONADO Mgmt For For
BIOSCIENCES, INC. AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
ITS CAPITAL STOCK FROM 65,000,000 SHARES TO
115,000,000 SHARES AND TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF ITS COMMON
STOCK FROM 50,000,000 SHARES TO 100,000,000
SHARES.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 933981311
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN T. LORD, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: ERIC TOPOL, M.D. Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EHEALTH, INC Agenda Number: 933999534
--------------------------------------------------------------------------------------------------------------------------
Security: 28238P109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: EHTH
ISIN: US28238P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. SHAUGHNESSY Mgmt For For
RANDALL S. LIVINGSTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF EHEALTH, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF EHEALTH, INC.
4. THE RE-APPROVAL OF THE EHEALTH, INC. Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
5. THE APPROVAL OF THE EHEALTH, INC. 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ELLIE MAE INC Agenda Number: 933972906
--------------------------------------------------------------------------------------------------------------------------
Security: 28849P100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ELLI
ISIN: US28849P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG DAVIS Mgmt For For
ROBERT J. LEVIN Mgmt For For
JEB S. SPENCER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION AS DISCLOSED
IN THE PROXY MATERIALS.
4. TO APPROVE THE REPLACEMENT OF THE Mgmt For For
SUPERMAJORITY VOTING PROVISIONS OF OUR
CERTIFICATE OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
ENDOLOGIX, INC. Agenda Number: 933995207
--------------------------------------------------------------------------------------------------------------------------
Security: 29266S106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ELGX
ISIN: US29266S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL LEMAITRE Mgmt For For
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK THERE UNDER FROM
75,000,000 TO 100,000,000 AND TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF
OUR CAPITAL STOCK FROM 80,000,000 TO
105,000,000.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 933854449
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDSON BERGMAN Mgmt For For
YVES SISTERON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 933978352
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSS CHAPIN Mgmt For For
CYNTHIA EGAN Mgmt For For
GATES HAWN Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. THE APPROVAL OF THE 2010 LONG-TERM Mgmt For For
INCENTIVE PLAN FOR THE PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
EXAMWORKS GROUP, INC (EXAM) Agenda Number: 933993087
--------------------------------------------------------------------------------------------------------------------------
Security: 30066A105
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: EXAM
ISIN: US30066A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. THOMAS PRESBY Mgmt For For
DAVID B. ZENOFF Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A NON-BINDING RESOLUTION TO Mgmt Against Against
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933992667
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
2. THE RATIFICATION OF GRANT THORNTON LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. NON-BINDING RESOLUTION TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4. THE APPROVAL OF THE COMPANY'S 2014 Mgmt For For
INCENTIVE PLAN
5. THE APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF CODE
SECTION 162(M)
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933963565
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2009 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 934018549
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. COLLINS Mgmt For For
THOMAS M. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC. Agenda Number: 934011696
--------------------------------------------------------------------------------------------------------------------------
Security: 350465100
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FMI
ISIN: US3504651007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BROOK BYERS Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL PELLINI, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO RATIFY THE 2013 STOCK OPTION AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FRANK'S INTERNATIONAL N.V. Agenda Number: 933997441
--------------------------------------------------------------------------------------------------------------------------
Security: N33462107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FI
ISIN: NL0010556684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD KEITH MOSING Mgmt For For
KIRKLAND D. MOSING Mgmt For For
STEVEN B. MOSING Mgmt For For
SHELDON R. ERIKSON Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
GARY P. LUQUETTE Mgmt For For
2. TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND
AUTHORIZE THE PREPARATION OF THE COMPANY'S
DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL
REPORT IN THE ENGLISH LANGUAGE.
3. TO DISCHARGE THE SOLE MEMBER OF THE Mgmt For For
COMPANY'S MANAGEMENT BOARD FROM LIABILITY
IN RESPECT OF THE EXERCISE OF ITS DUTIES
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2013.
4. TO DISCHARGE THE MEMBERS OF THE COMPANY'S Mgmt For For
SUPERVISORY BOARD FROM LIABILITY IN RESPECT
OF THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2013.
5. TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR WHO WILL
AUDIT THE STATUTORY ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INTERNATIONAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
7. TO APPROVE THE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD AS PROPOSED BY THE
SUPERVISORY BOARD.
8. TO APPROVE THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD.
9. TO APPROVE AND RATIFY THE INTERIM DIVIDENDS Mgmt For For
ON THE COMMON SHARES DECLARED IN RESPECT OF
THE FOURTH QUARTER OF 2013 AND THE FIRST
QUARTER OF 2014.
10A TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 4
10B TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 32
10C TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 35
10D TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLES 40 AND 41
10E TO APPROVE AND RESOLVE CERTAIN AMENDMENTS Mgmt For For
TO THE COMPANY'S ARTICLES OF ASSOCIATION:
ARTICLE 44
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933970281
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
2. NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 933988024
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEWIS BOOTH Mgmt For For
FRANCOIS CASTAING Mgmt For For
DANIEL COKER Mgmt For For
SOPHIE DESORMIERE Mgmt For For
MAURICE GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt For For
CARLOS MAZZORIN Mgmt For For
FRANZ SCHERER Mgmt For For
BYRON SHAW Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION Agenda Number: 933862028
--------------------------------------------------------------------------------------------------------------------------
Security: 37364X109
Meeting Type: Special
Meeting Date: 20-Aug-2013
Ticker: GEOS
ISIN: US37364X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE 1997 KEY EMPLOYEE STOCK OPTION Mgmt For For
PLAN TO EXTEND ITS TERM.
2. TO RATIFY THE GRANT OF CERTAIN STOCK Mgmt For For
OPTIONS ISSUED UNDER THE 1997 KEY EMPLOYEE
STOCK OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION Agenda Number: 933909131
--------------------------------------------------------------------------------------------------------------------------
Security: 37364X109
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: GEOS
ISIN: US37364X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. DAVIS, PH.D. Mgmt For For
RICHARD F. MILES Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF UHY
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
SEPTEMBER 30, 2014
3. TO APPROVE THE FOLLOWING NON-BINDING, Mgmt Against Against
ADVISORY RESOLUTION: "RESOLVED, THAT THE
STOCKHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S 2013 PROXY
STATEMENT PURSUANT TO THE DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION
(WHICH DISCLOSURE INCLUDES ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PERFORMANCE AWARDS
UNDER THE 2014 LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
GIGAMON, INC. Agenda Number: 934001417
--------------------------------------------------------------------------------------------------------------------------
Security: 37518B102
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: GIMO
ISIN: US37518B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL C. RUETTGERS Mgmt For For
PAUL J. MILBURY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
27, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933933853
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
KAREN P. ROBARDS Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF Mgmt Against Against
GREENHILL'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION Agenda Number: 933825436
--------------------------------------------------------------------------------------------------------------------------
Security: 402635304
Meeting Type: Annual
Meeting Date: 01-Jul-2013
Ticker: GPOR
ISIN: US4026353049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD L. DILLINGHAM Mgmt For For
CRAIG GROESCHEL Mgmt For For
DAVID L. HOUSTON Mgmt For For
JAMES D. PALM Mgmt For For
SCOTT E. STRELLER Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 SHARES TO 250,000,000 SHARES
3. PROPOSAL TO APPROVE OUR 2013 RESTATED STOCK Mgmt For For
INCENTIVE PLAN
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPANY'S EXECUTIVE COMPENSATION
5. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION Agenda Number: 933854639
--------------------------------------------------------------------------------------------------------------------------
Security: 402635304
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: GPOR
ISIN: US4026353049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 SHARES TO 200,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEICO CORPORATION Agenda Number: 933926620
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 21-Mar-2014
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLFO HENRIQUES Mgmt For For
SAMUEL L. HIGGINBOTTOM Mgmt For For
MARK H. HILDEBRANDT Mgmt For For
WOLFGANG MAYRHUBER Mgmt For For
ERIC A. MENDELSON Mgmt For For
LAURANS A. MENDELSON Mgmt For For
VICTOR H. MENDELSON Mgmt For For
DR. ALAN SCHRIESHEIM Mgmt For For
FRANK J. SCHWITTER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING OCTOBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
IMPERVA INC Agenda Number: 933960723
--------------------------------------------------------------------------------------------------------------------------
Security: 45321L100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: IMPV
ISIN: US45321L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHLOMO KRAMER Mgmt For For
ALBERT PIMENTEL Mgmt For For
JAMES TOLONEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934001330
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For For
BARRY M. ARIKO Mgmt For For
JULIAN C. BAKER Mgmt For For
PAUL A. BROOKE Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
HERVE HOPPENOT Mgmt For For
2. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2010 STOCK INCENTIVE
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INFOBLOX INC. Agenda Number: 933893857
--------------------------------------------------------------------------------------------------------------------------
Security: 45672H104
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: BLOX
ISIN: US45672H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD E. BELLUZZO Mgmt For For
DANIEL J. PHELPS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
INSMED INCORPORATED Agenda Number: 933978364
--------------------------------------------------------------------------------------------------------------------------
Security: 457669307
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: INSM
ISIN: US4576693075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD HAYDEN JR. Mgmt For For
DAVID W.J. MCGIRR Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR INSMED
INCORPORATED FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
KATE SPADE & COMPANY Agenda Number: 933973263
--------------------------------------------------------------------------------------------------------------------------
Security: 485865109
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: KATE
ISIN: US4858651098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD W. ARONSON Mgmt For For
1B. ELECTION OF DIRECTOR: LAWRENCE S. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: RAUL J. FERNANDEZ Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. GILMAN Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH P. KOPELMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1H. ELECTION OF DIRECTOR: CRAIG A. LEAVITT Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH J. LLOYD Mgmt For For
1J. ELECTION OF DIRECTOR: DOREEN A. TOBEN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
4. TO CONSIDER ALL OTHER APPROPRIATE MATTERS Mgmt For For
BROUGHT BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LDR HOLDING CORPORATION Agenda Number: 934012193
--------------------------------------------------------------------------------------------------------------------------
Security: 50185U105
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: LDRH
ISIN: US50185U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH ARAGONA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC. Agenda Number: 933938740
--------------------------------------------------------------------------------------------------------------------------
Security: 566324109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MMI
ISIN: US5663241090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. KERIN Mgmt For For
NORMA J. LAWRENCE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE ADOPTION OF THE EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 933991831
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt For For
1D. ELECTION OF DIRECTOR: JANE CHWICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM F. CRUGER Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD M. HERSCH Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt For For
1K. ELECTION OF DIRECTOR: LESLEY DANIELS Mgmt For For
WEBSTER
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2014
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 933906654
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 07-Jan-2014
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MELLANOX TECHNOLOGIES, LTD. Mgmt For For
COMPENSATION PHILOSOPHY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MULTIMEDIA GAMES HOLDING COMPANY, INC. Agenda Number: 933915805
--------------------------------------------------------------------------------------------------------------------------
Security: 625453105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: MGAM
ISIN: US6254531055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN P. IVES Mgmt For For
1C. ELECTION OF DIRECTOR: NEIL E. JENKINS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. MAPLES, Mgmt For For
SR.
1E. ELECTION OF DIRECTOR: JUSTIN A. ORLANDO Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICK J. RAMSEY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT D. REPASS Mgmt For For
2. CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR OUR FISCAL YEAR ENDING
SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 933985030
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN C. GORMAN Mgmt For For
GARY A. LYONS Mgmt For For
WILLIAM H. RASTETTER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 7,000,000 TO
8,500,000.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 933891067
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ASHEEM CHANDNA Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES J. GOETZ Mgmt For For
1C. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PALO ALTO NETWORKS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JULY 31,
2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC. Agenda Number: 933977069
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG B. PETERSEN Mgmt For For
TIMOTHY V. WILLIAMS Mgmt For For
MARIETTE M. WOESTEMEYER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PROS HOLDINGS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 933965658
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
VICTORIA M. HOLT Mgmt For For
BRADLEY A. CLEVELAND Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RELYPSA, INC. Agenda Number: 934015341
--------------------------------------------------------------------------------------------------------------------------
Security: 759531106
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: RLYP
ISIN: US7595311066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. KENNETH J. HILLAN Mgmt For For
MR. D.K. SPIEGELMAN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
REPROS THERAPEUTICS INC. Agenda Number: 934003803
--------------------------------------------------------------------------------------------------------------------------
Security: 76028H209
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: RPRX
ISIN: US76028H2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH S. PODOLSKI Mgmt For For
DANIEL F. CAIN Mgmt For For
NOLA MASTERSON, M.S. Mgmt For For
SAIRA RAMASASTRY Mgmt For For
MICHAEL SUESSERMAN Mgmt For For
M.G. WYLLIE, PH.D., DSC Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC. Agenda Number: 934019969
--------------------------------------------------------------------------------------------------------------------------
Security: 761283100
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: RH
ISIN: US7612831005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATIE MITIC Mgmt For For
THOMAS MOTTOLA Mgmt For For
BARRY STERNLICHT Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 934010202
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER GARABEDIAN Mgmt For For
WILLIAM GOOLSBEE Mgmt For For
GIL PRICE, M.D. Mgmt For For
HANS WIGZELL, M.D., PHD Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS, INC. Agenda Number: 933962789
--------------------------------------------------------------------------------------------------------------------------
Security: 83416B109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SWI
ISIN: US83416B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN M. CAKEBREAD Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER J. SIPPL Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND THE RELATED NARRATIVES AND OTHER
MATERIALS IN THE PROXY STATEMENT.
4. PROVIDE FOR THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE ANNUAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES PRESENT OR VOTING
AFFIRMATIVELY AT THE TIME OF THE ANNUAL
MEETING EITHER (1) TO ESTABLISH A QUORUM;
OR (2) IF A QUORUM IS PRESENT, TO APPROVE
PROPOSALS ONE THROUGH THREE.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE INC. Agenda Number: 933958069
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPSC
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARCHIE C. BLACK Mgmt For For
MICHAEL B. GORMAN Mgmt For For
MARTIN J. LEESTMA Mgmt For For
JAMES B. RAMSEY Mgmt For For
MICHAEL A. SMERKLO Mgmt For For
PHILIP E. SORAN Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 933976055
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD R ROSENFELD Mgmt For For
ROSE PEABODY LYNCH Mgmt For For
JOHN L MADDEN Mgmt For For
PETER MIGLIORINI Mgmt For For
RICHARD P RANDALL Mgmt For For
RAVI SACHDEV Mgmt For For
THOMAS H SCHWARTZ Mgmt For For
ROBERT SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 933869298
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A COMPENSATION POLICY FOR THE Mgmt For For
COMPANY'S EXECUTIVE OFFICERS AND DIRECTORS,
IN ACCORDANCE WITH THE REQUIREMENTS OF THE
ISRAELI COMPANIES LAW, 5759-1999.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933934588
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO APPROVE OUR 2006 EQUITY INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 2,000,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF,
ACCORDING TO THE PROXY HOLDERS' DECISION
AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 933885002
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
IRWIN D. SIMON Mgmt For For
RICHARD C. BERKE Mgmt For For
JACK FUTTERMAN Mgmt For For
MARINA HAHN Mgmt For For
ANDREW R. HEYER Mgmt For For
ROGER MELTZER Mgmt For For
SCOTT M. O'NEIL Mgmt For For
LAWRENCE S. ZILAVY Mgmt For For
2 TO VOTE, ON AN ADVISORY BASIS, FOR THE Mgmt Against Against
COMPENSATION AWARDED TO THE NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30,
2013, AS SET FORTH IN THIS PROXY STATEMENT.
3 TO APPROVE THE AMENDMENT OF THE AMENDED AND Mgmt For For
RESTATED 2002 LONG TERM INCENTIVE AND STOCK
AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS REGISTERED INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TILE SHOP HOLDINGS, INC. Agenda Number: 933846276
--------------------------------------------------------------------------------------------------------------------------
Security: 88677Q109
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: TTS
ISIN: US88677Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER J. JACULLO III Mgmt For For
ADAM L. SUTTIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE 2012 OMNIBUS AWARD PLAN. Mgmt For For
4. TO APPROVE THE PERFORMANCE GOALS OF THE Mgmt For For
2012 OMNIBUS AWARD PLAN.
5. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RECOMMEND, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF NAMED EXECUTIVE
OFFICER COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 933931241
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAY M. GRATZ Mgmt For For
RONALD W. KAPLAN Mgmt For For
GERALD VOLAS Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3 TO APPROVE AN AMENDMENT TO THE TREX Mgmt For For
COMPANY, INC. RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, $0.01
PAR VALUE PER SHARE, FROM 40,000,000 TO
80,000,000
4 TO APPROVE THE TREX COMPANY, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN
5 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TREX COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933892805
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: GAIL A. Mgmt For For
GRAHAM (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
1B. ELECTION OF CLASS II DIRECTOR: ANN TORRE Mgmt For For
BATES (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 2, 2014.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF AMENDMENTS TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD.
5. APPROVAL OF AMENDMENTS TO OUR BYLAWS TO Mgmt For For
DECLASSIFY THE BOARD.
6. A SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING.
7. A SHAREHOLDER PROPOSAL REGARDING Shr Against For
LIMITATIONS ON ACCELERATED VESTING OF
EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
US ECOLOGY, INC. Agenda Number: 933972437
--------------------------------------------------------------------------------------------------------------------------
Security: 91732J102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ECOL
ISIN: US91732J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VICTOR J. BARNHART Mgmt For For
1.2 ELECTION OF DIRECTOR: JOE F. COLVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFREY R. FEELER Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL FOX Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN A. ROMANO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 933894809
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER D. MCDANIEL Mgmt For For
JOHN R. PEELER Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE VEECO Mgmt For For
INSTRUMENTS INC. 2010 STOCK INCENTIVE PLAN.
3. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 933949743
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON HUNTER Mgmt For For
PETER J. SIMONE Mgmt For For
2. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS INC. Agenda Number: 933844854
--------------------------------------------------------------------------------------------------------------------------
Security: 97717P104
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: WETF
ISIN: US97717P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEVEN BEGLEITER Mgmt For For
1B ELECTION OF DIRECTOR: WIN NEUGER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WISDOMTREE INVESTMENTS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
DoubleLine Equities Technology Fund
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933958134
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES E. CASHMAN III Mgmt For For
1.2 ELECTION OF DIRECTOR: AJEI S. GOPAL Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. MCDERMOTT Mgmt For For
2. A NON-BINDING, ADVISORY VOTE ON Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr For Against
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr For Against
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933963919
--------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ARMH
ISIN: US0420681068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
2. TO DECLARE A FINAL DIVIDEND Mgmt For For
3. TO APPROVE THE REMUNERATION REPORT Mgmt For For
4. TO APPROVE THE REMUNERATION POLICY Mgmt For For
5. TO ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
7. TO RE-ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
8. TO RE-ELECT LARRY HIRST AS A DIRECTOR Mgmt For For
9. TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
10. TO RE-ELECT KATHLEEN O'DONOVAN AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT JANICE ROBERTS AS A DIRECTOR Mgmt For For
12. TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt For For
13. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
14. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15. TO INCREASE THE LIMIT ON ORDINARY Mgmt For For
REMUNERATION OF DIRECTORS
16. TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
17. TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18. TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
19. TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ARUBA NETWORKS, INC. Agenda Number: 933889492
--------------------------------------------------------------------------------------------------------------------------
Security: 043176106
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: ARUN
ISIN: US0431761065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC P. ORR Mgmt For For
KEERTI MELKOTE Mgmt For For
BERNARD GUIDON Mgmt For For
EMMANUEL HERNANDEZ Mgmt For For
MICHAEL R. KOUREY Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
JUERGEN ROTTLER Mgmt For For
DANIEL WARMENHOVEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2014.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934004982
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY ABERNETHY Mgmt For For
JONATHAN BUSH Mgmt For For
BRANDON HULL Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BENEFITFOCUS, INC. Agenda Number: 933995283
--------------------------------------------------------------------------------------------------------------------------
Security: 08180D106
Meeting Type: Annual
Meeting Date: 07-Jun-2014
Ticker: BNFT
ISIN: US08180D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAWN A. JENKINS Mgmt For For
JOSEPH P. DISABATO Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE Mgmt For For
BENEFITFOCUS.COM, INC. 2012 STOCK PLAN, AS
AMENDED, TO PROVIDE FOR PERFORMANCE-BASED
AWARDS OF RESTRICTED STOCK AND RESTRICTED
STOCK UNITS THAT COMPLY WITH INTERNAL
REVENUE CODE SECTION 162(M).
3. APPROVAL OF THE BENEFITFOCUS, INC. Mgmt For For
MANAGEMENT INCENTIVE BONUS PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
CARE.COM INC. Agenda Number: 933999724
--------------------------------------------------------------------------------------------------------------------------
Security: 141633107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CRCM
ISIN: US1416331072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHEILA LIRIO MARCELO Mgmt For For
STEVEN CAKEBREAD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 27, 2014
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933936239
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. SHILLMAN Mgmt For For
THEODOR KRANTZ Mgmt For For
J. BRUCE ROBINSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF COGNEX'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION ("SAY-ON-PAY").
3. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS COGNEX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC. Agenda Number: 933919788
--------------------------------------------------------------------------------------------------------------------------
Security: 206708109
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: CNQR
ISIN: US2067081099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD P. GILLIGAN Mgmt For For
JEFFREY T. MCCABE Mgmt For For
RAJEEV SINGH Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 933989709
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADAM L. MILLER Mgmt For For
R.C. MARK BAKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNERSTONE
ONDEMAND, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933985713
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL R. KLEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW C. FLORANCE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. GLOSSERMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN H. HABER Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN W. HILL Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
NASSETTA
1.8 ELECTION OF DIRECTOR: DAVID J. STEINBERG Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CVENT, INC. Agenda Number: 934001796
--------------------------------------------------------------------------------------------------------------------------
Security: 23247G109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: CVT
ISIN: US23247G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REGGIE AGGARWAL Mgmt For For
KEVIN PARKER Mgmt For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
EHEALTH, INC Agenda Number: 933999534
--------------------------------------------------------------------------------------------------------------------------
Security: 28238P109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: EHTH
ISIN: US28238P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. SHAUGHNESSY Mgmt For For
RANDALL S. LIVINGSTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF EHEALTH, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF EHEALTH, INC.
4. THE RE-APPROVAL OF THE EHEALTH, INC. Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
5. THE APPROVAL OF THE EHEALTH, INC. 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ELLIE MAE INC Agenda Number: 933972906
--------------------------------------------------------------------------------------------------------------------------
Security: 28849P100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ELLI
ISIN: US28849P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG DAVIS Mgmt For For
ROBERT J. LEVIN Mgmt For For
JEB S. SPENCER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION AS DISCLOSED
IN THE PROXY MATERIALS.
4. TO APPROVE THE REPLACEMENT OF THE Mgmt For For
SUPERMAJORITY VOTING PROVISIONS OF OUR
CERTIFICATE OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 933978352
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSS CHAPIN Mgmt For For
CYNTHIA EGAN Mgmt For For
GATES HAWN Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. THE APPROVAL OF THE 2010 LONG-TERM Mgmt For For
INCENTIVE PLAN FOR THE PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933992667
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
2. THE RATIFICATION OF GRANT THORNTON LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. NON-BINDING RESOLUTION TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4. THE APPROVAL OF THE COMPANY'S 2014 Mgmt For For
INCENTIVE PLAN
5. THE APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF CODE
SECTION 162(M)
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933963565
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2009 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 933990889
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. COUGHRAN JR. Mgmt For For
GAURAV GARG Mgmt For For
PROMOD HAQUE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC. Agenda Number: 934011696
--------------------------------------------------------------------------------------------------------------------------
Security: 350465100
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FMI
ISIN: US3504651007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BROOK BYERS Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL PELLINI, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO RATIFY THE 2013 STOCK OPTION AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
IMPERVA INC Agenda Number: 933960723
--------------------------------------------------------------------------------------------------------------------------
Security: 45321L100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: IMPV
ISIN: US45321L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHLOMO KRAMER Mgmt For For
ALBERT PIMENTEL Mgmt For For
JAMES TOLONEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INFOBLOX INC. Agenda Number: 933893857
--------------------------------------------------------------------------------------------------------------------------
Security: 45672H104
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: BLOX
ISIN: US45672H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD E. BELLUZZO Mgmt For For
DANIEL J. PHELPS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934004932
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REID HOFFMAN Mgmt For For
STANLEY J. MERESMAN Mgmt For For
DAVID SZE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3 APPROVAL OF THE ADOPTION OF THE LINKEDIN Mgmt For For
CORPORATION EXECUTIVE BONUS COMPENSATION
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 933906654
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 07-Jan-2014
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MELLANOX TECHNOLOGIES, LTD. Mgmt For For
COMPENSATION PHILOSOPHY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 933993481
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF NON-OUTSIDE DIRECTOR: EYAL Mgmt For For
WALDMAN
1B. ELECTION OF NON-OUTSIDE DIRECTOR: IRWIN Mgmt For For
FEDERMAN
1C. ELECTION OF NON-OUTSIDE DIRECTOR: DOV Mgmt For For
BAHARAV
1D. ELECTION OF NON-OUTSIDE DIRECTOR: GLENDA Mgmt For For
DORCHAK
1E. ELECTION OF NON-OUTSIDE DIRECTOR: THOMAS Mgmt For For
WEATHERFORD
2A. ELECTION OF OUTSIDE DIRECTOR: DAVID Mgmt For For
PERLMUTTER
3. APPROVAL OF A CASH BONUS TO BE PAID TO MR. Mgmt For For
WALDMAN IN THE AMOUNT OF $60,000 FOR
SERVICES RENDERED FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013.
4. APPROVAL OF THE GRANT TO MR. WALDMAN OF Mgmt For For
40,000 RESTRICTED STOCK UNITS UNDER
MELLANOX'S EXISTING GLOBAL SHARE INCENTIVE
PLAN (2006), PREVIOUSLY APPROVED BY
SHAREHOLDERS.
5. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
MELLANOX'S NAMED EXECUTIVE OFFICERS.
6. APPROVAL OF COMPENSATION, ON AN ANNUAL Mgmt For For
BASIS, IN THE AMOUNT OF $50,000 TO MR.
FEDERMAN, THE CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR SERVICES RENDERED IN SUCH
CAPACITY.
7. APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
MELLANOX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FYE DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NETSUITE INC. Agenda Number: 934009982
--------------------------------------------------------------------------------------------------------------------------
Security: 64118Q107
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: N
ISIN: US64118Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ZACHARY NELSON Mgmt For For
1.2 ELECTION OF DIRECTOR: KEVIN THOMPSON Mgmt For For
2. APPROVAL, BY NON-BINDING, ADVISORY VOTE, OF Mgmt Against Against
THE COMPENSATION OF NETSUITE INC.'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933978100
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
2. PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM
183,000,000 TO 363,000,000 AND INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 180,000,000 TO 360,000,000.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 933891067
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ASHEEM CHANDNA Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES J. GOETZ Mgmt For For
1C. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PALO ALTO NETWORKS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JULY 31,
2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC. Agenda Number: 933977069
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG B. PETERSEN Mgmt For For
TIMOTHY V. WILLIAMS Mgmt For For
MARIETTE M. WOESTEMEYER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PROS HOLDINGS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933970229
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS J. MOORMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GRAHAM WESTON Mgmt For For
1C. ELECTION OF DIRECTOR: OSSA FISHER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL, BY NON-BINDING VOTE, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION FOR OUR NAMED
EXECUTIVE OFFICERS
4. APPROVAL OF THE AMENDMENT TO THE 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934018145
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1.2 ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1.5 ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2015.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 933992857
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN G. CONNORS Mgmt For For
PATRICIA B. MORRISON Mgmt For For
NICHOLAS G. STURIALE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31,
2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE INC. Agenda Number: 933958069
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPSC
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARCHIE C. BLACK Mgmt For For
MICHAEL B. GORMAN Mgmt For For
MARTIN J. LEESTMA Mgmt For For
JAMES B. RAMSEY Mgmt For For
MICHAEL A. SMERKLO Mgmt For For
PHILIP E. SORAN Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC. Agenda Number: 933954756
--------------------------------------------------------------------------------------------------------------------------
Security: 87336U105
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: DATA
ISIN: US87336U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLIOTT JURGENSEN, JR. Mgmt For For
JOHN MCADAM Mgmt For For
A. BROOKE SEAWELL Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933965898
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEROY A. VANDER Mgmt For For
PUTTEN
1.2 ELECTION OF DIRECTOR: ROBERT A. YANOVER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - TO APPROVE, BY NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 933997655
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN V. ABRAMSON Mgmt For For
1B. ELECTION OF DIRECTOR: LEONARD BECKER Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD C. ELIAS Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH H. GEMMILL Mgmt For For
1E. ELECTION OF DIRECTOR: C. KEITH HARTLEY Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE LACERTE Mgmt For For
1G. ELECTION OF DIRECTOR: SIDNEY D. ROSENBLATT Mgmt For For
1H. ELECTION OF DIRECTOR: SHERWIN I. SELIGSOHN Mgmt For For
2. APPROVAL OF THE COMPANY'S EQUITY Mgmt Against Against
COMPENSATION PLAN
3. ADVISORY RESOLUTION APPROVAL OF THE Mgmt Against Against
COMPANY'S EXECUTIVE OFFICER COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 933894809
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER D. MCDANIEL Mgmt For For
JOHN R. PEELER Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE VEECO Mgmt For For
INSTRUMENTS INC. 2010 STOCK INCENTIVE PLAN.
3. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 933994192
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
YOUNG SOHN Mgmt For For
KEVIN SPAIN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933958603
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. LARSON Mgmt For For
MARIANN BYERWALTER Mgmt For For
EDWARD C. NAFUS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 933984975
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTA DAVIES Mgmt For For
GEORGE J. STILL, JR. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WORKDAY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DoubleLine Equity Funds
By (Signature) /s/ Ronald Redell
Name Ronald R. Redell
Title President
Date 08/21/2014