UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22378
NAME OF REGISTRANT: DoubleLine Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell
DoubleLine Funds Trust
333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
REGISTRANT'S TELEPHONE NUMBER: (213) 633-8200
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2013 to 06/30/2014
The following series of the DoubleLine Funds Trust did not own any voting security for which a proxy instruction
for a meeting of security holders was given by the series or solicited from the series during the time the series
held the security.
DoubleLine Total Return Bond Fund
DoubleLine Floating Rate Fund
DoubleLine Shiller Enhanced CAPE
DoubleLine Flexible Income Fund
DoubleLine Low Duration Emerging Markets Fixed Income Fund
DoubleLine Selective Credit Fund
DoubleLine's proxy voting policies allow discretion not to vote proxies in certain situations, including situations
such as (1) the effect on the applicable Client's economic interests or the value of the portfolio holding is
insignificant in relation to the Client's portfolio; (2) the cost of voting the proxy outweighs the possible benefit
to the applicable Client, or (3) DoubleLine otherwise has determined that it is consistent with its fiduciary
obligations not to vote the proxy.
The remaining series of the DoubleLine Funds Trust provided proxy instructions as described elsewhere in this form.
DoubleLine Core Fixed Income Fund
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IOI INVESTMENT (L) BHD, PUTRAJAYA Agenda Number: 704629976
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Security: Y374AKAA4
Meeting Type: EGM
Meeting Date: 07-Aug-2013
Ticker:
ISIN: XS0792911298
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That this Meeting of the holders of the Mgmt Against Against
U.S.D 600,000,000 4.375 per cent. notes due
2022 of IOI investment (L) berhad presently
outstanding (the Notes and the Issuer
respectively) constituted by the Trust Deed
dated 15 May 2012 (the Trust Deed) made
between the Issuer, IOI Corporation Berhad
as guarantor (the Guarantor) and The
Hongkong and Shanghai Banking Corporation
Limited (the Trustee) as trustee for the
holders of the Notes (the Noteholders)
hereby: 1. approves the Proposals (as
defined under the heading "Description of
the Proposals" below) and their
implementation, for the sole purpose of
addressing any potential uncertainty in the
interpretation of Condition 10.1(e) and
clarifying that the Proposals, when
implemented, will not constitute an Event
of Default (as defined in the terms and
conditions of the Notes) CONTD
CONT CONTD under Condition 10.1(e); 2. For the Non-Voting
avoidance of doubt, waives any rights the
Noteholders may otherwise have in respect
of the Proposals under Condition 10.1(e);
3. sanctions every abrogation,
modification, compromise or arrangement in
respect of the rights of the Noteholders
appertaining to the Notes against the
Issuer and the Guarantor, whether or not
such rights arise under the Trust Deed, are
involved in or resulting from or to be
effected by, the Proposals and their
implementation; and discharges and
exonerates the Trustee from all liability
for which it may have become or may become
responsible under the Trust Deed, the terms
and conditions of the Notes or the Notes in
respect of any act or omission in
connection with this Extraordinary
Resolution or its implementation, the
modifications referred to in this CONTD
CONT CONTD Extraordinary Resolution or the Non-Voting
implementation of those modifications even
if it is found subsequently that there is
any defect in the passing of this
Extraordinary Resolution or for any reason
this Extraordinary Resolution is not
binding on current or subsequent
Noteholders or their heirs or assignees
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING FROM 22 JULY TO 07
AUG 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
DoubleLine Emerging Markets Fixed Income Fund
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IOI INVESTMENT (L) BHD, PUTRAJAYA Agenda Number: 704629976
--------------------------------------------------------------------------------------------------------------------------
Security: Y374AKAA4
Meeting Type: EGM
Meeting Date: 07-Aug-2013
Ticker:
ISIN: XS0792911298
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That this Meeting of the holders of the Mgmt Against Against
U.S.D 600,000,000 4.375 per cent. notes due
2022 of IOI investment (L) berhad presently
outstanding (the Notes and the Issuer
respectively) constituted by the Trust Deed
dated 15 May 2012 (the Trust Deed) made
between the Issuer, IOI Corporation Berhad
as guarantor (the Guarantor) and The
Hongkong and Shanghai Banking Corporation
Limited (the Trustee) as trustee for the
holders of the Notes (the Noteholders)
hereby: 1. approves the Proposals (as
defined under the heading "Description of
the Proposals" below) and their
implementation, for the sole purpose of
addressing any potential uncertainty in the
interpretation of Condition 10.1(e) and
clarifying that the Proposals, when
implemented, will not constitute an Event
of Default (as defined in the terms and
conditions of the Notes) CONTD
CONT CONTD under Condition 10.1(e); 2. For the Non-Voting
avoidance of doubt, waives any rights the
Noteholders may otherwise have in respect
of the Proposals under Condition 10.1(e);
3. sanctions every abrogation,
modification, compromise or arrangement in
respect of the rights of the Noteholders
appertaining to the Notes against the
Issuer and the Guarantor, whether or not
such rights arise under the Trust Deed, are
involved in or resulting from or to be
effected by, the Proposals and their
implementation; and discharges and
exonerates the Trustee from all liability
for which it may have become or may become
responsible under the Trust Deed, the terms
and conditions of the Notes or the Notes in
respect of any act or omission in
connection with this Extraordinary
Resolution or its implementation, the
modifications referred to in this CONTD
CONT CONTD Extraordinary Resolution or the Non-Voting
implementation of those modifications even
if it is found subsequently that there is
any defect in the passing of this
Extraordinary Resolution or for any reason
this Extraordinary Resolution is not
binding on current or subsequent
Noteholders or their heirs or assignees
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING FROM 22 JULY TO 07
AUG 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
DoubleLine Multi-Asset Growth Fund
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APPLE INC. Agenda Number: 933915564
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Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr For Against
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr For Against
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
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NUVEEN FLOATING RATE INCOME FUND Agenda Number: 933889997
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: JFR
ISIN: US67072T1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1D. DIRECTOR
WILLIAM C. HUNTER Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
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PIMCO DYNAMIC INCOME FUND Agenda Number: 933894087
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: PDI
ISIN: US72201Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN RAPPAPORT Mgmt For For
HANS W. KERTESS Mgmt For For
WILLIAM B. OGDEN, IV Mgmt For For
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PIONEER FLOATING RATE TRUST Agenda Number: 933866569
--------------------------------------------------------------------------------------------------------------------------
Security: 72369J102
Meeting Type: Annual
Meeting Date: 24-Sep-2013
Ticker: PHD
ISIN: US72369J1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL K. KINGSBURY Mgmt For For
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THE JAPAN EQUITY FUND, INC. Agenda Number: 933897312
--------------------------------------------------------------------------------------------------------------------------
Security: 471057109
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: JEQ
ISIN: US4710571096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt For For
AGREEMENT BETWEEN THE FUND AND ABERDEEN
ASSET MANAGEMENT ASIA LIMITED.
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THE JAPAN EQUITY FUND, INC. Agenda Number: 934022269
--------------------------------------------------------------------------------------------------------------------------
Security: 471057109
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker:
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HERRING Mgmt For For
Doubleline Low Duration Bond Fund
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IOI VENTURES (L) BHD Agenda Number: 704629988
--------------------------------------------------------------------------------------------------------------------------
Security: Y41759AA2
Meeting Type: EGM
Meeting Date: 07-Aug-2013
Ticker:
ISIN: XS0212370869
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That this Meeting of the holders of the Mgmt Against Against
USD500,000,000 5.250 per cent. guaranteed
notes due 2015 of IOI ventures (L) berhad
presently outstanding (the Notes and the
Issuer respectively) constituted by the
Trust Deed dated 16 March 2005 (the Trust
Deed) made between the Issuer, IOI
Corporation Berhad as guarantor (the
Guarantor), The Hongkong and Shanghai
Banking Corporation Limited (the
International Trustee) as trustee for the
Noteholders (the Noteholders) and RHB
International Trust (L) Ltd, as co-trustee
for the purposes of the issue of the Notes,
hereby: 1. approves the Proposals (as
defined under the heading "Description of
the Proposals" below) and their
implementation, for the sole purpose of
addressing any potential uncertainty in the
interpretation of Condition 11.1(e) and
clarifying that the Proposals, when CONTD
CONT CONTD implemented, will not constitute an Non-Voting
Event of Default (as defined in the terms
and conditions of the Notes) under
Condition 11.1(e); 2. for the avoidance of
doubt, waives any rights the Noteholders
may otherwise have in respect of the
Proposals under Condition 11.1(e); 3.
sanctions every abrogation, modification,
compromise or arrangement in respect of the
rights of the Noteholders appertaining to
the Notes against the Issuer and the
Guarantor, whether or not such rights arise
under the Trust Deed, are involved in or
resulting from or to be effected by, the
Proposals and their implementation; and 4.
discharges and exonerates the Trustee from
all liability for which it may have become
or may become responsible under the Trust
Deed, the terms and conditions of the Notes
or the Notes in respect of any act or
omission CONTD
CONT CONTD in connection with this Extraordinary Non-Voting
Resolution or its implementation, the
modifications referred to in this
Extraordinary Resolution or the
implementation of those modifications even
if it is found subsequently that there is
any defect in the passing of this
Extraordinary Resolution or for any reason
this Extraordinary Resolution is not
binding on current or subsequent
Noteholders or their heirs or assignees
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING FROM 22 JULY TO 07
AUG 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DoubleLine Funds Trust
By (Signature) /s/ Ronald R. Redell
Name Ronald R. Redell
Title President
Date 08/21/2014