UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22486
NAME OF REGISTRANT: GPS Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1655 Grant Street, 10th Floor
Concord, CA 94520
NAME AND ADDRESS OF AGENT FOR SERVICE: Chris Villas-Chernak
AssetMark, Inc.
1655 Grant Street, 10th Floor
Concord, CA 94520
REGISTRANT'S TELEPHONE NUMBER: 800-664-5345
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
GuideMark Global Real Return Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GuideMark Opportunistic Fixed Income Fund
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ALTRIA GROUP, INC. Agenda Number: 933956801
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Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
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AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr For Against
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BAYER AG Agenda Number: 933968666
--------------------------------------------------------------------------------------------------------------------------
Security: 072730302
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BAYRY
ISIN: US0727303028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF THE PROFIT Mgmt For For
2. RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE BOARD OF MANAGEMENT
3. RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD
4A. ELECTION OF SUPERVISORY BOARD: DR. RER. Mgmt For For
NAT. SIMONE BAGEL-TRAH
4B. ELECTION OF SUPERVISORY BOARD: PROF. DR. Mgmt For For
DR. H.C. MULT. ERNST-LUDWIG WINNACKER
5. AUTHORIZED CAPITAL I Mgmt For For
6. AUTHORIZED CAPITAL II Mgmt For For
7. BONDS, CONDITIONAL CAPITAL Mgmt For For
8A. OWN SHARES: ACQUISITION OF OWN SHARES Mgmt For For
8B. OWN SHARES: USE OF DERIVATIVES Mgmt For For
9A. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER BUSINESS SERVICES GMBH
9B. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER TECHNOLOGY SERVICES
GMBH
9C. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER US IP GMBH
9D. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER BITTERFELD GMBH
9E. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER INNOVATION GMBH
9F. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER REAL ESTATE GMBH
9G. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH ERSTE K-W-A
BETEILIGUNGSGESELLSCHAFT MBH
9H. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH ZWEITE K.W-A
BETEILIGUNGSGESELLSCHAFT MBH
10. ELECTION OF THE AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 933955075
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BTI
ISIN: US1104481072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2013 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2. APPROVAL OF THE 2013 DIRECTORS' Mgmt For For
REMUNERATION POLICY
3. APPROVAL OF THE 2013 DIRECTORS' Mgmt For For
REMUNERATION REPORT, OTHER THAN THE
DIRECTORS' REMUNERATION POLICY
4. DECLARATION OF THE FINAL DIVIDEND FOR 2013 Mgmt For For
5. REAPPOINTMENT OF THE AUDITORS Mgmt For For
6. AUTHORITY FOR THE DIRECTORS TO AGREE THE Mgmt For For
AUDITORS' REMUNERATION
7. RE-ELECTION OF RICHARD BURROWS AS A Mgmt Against Against
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
NOMINATIONS)
8. RE-ELECTION OF KAREN DE SEGUNDO AS A Mgmt For For
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
CORPORATE SOCIAL RESPONSIBILITY,
NOMINATIONS)
9. RE-ELECTION OF NICANDRO DURANTE AS A Mgmt For For
DIRECTOR
10. RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: AUDIT,
NOMINATIONS, REMUNERATION)
11. RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A Mgmt For For
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
AUDIT, NOMINATIONS, REMUNERATION)
12. RE-ELECTION OF GERRY MURPHY AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS,
REMUNERATION)
13. RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: AUDIT,
NOMINATIONS, REMUNERATION)
14. RE-ELECTION OF BEN STEVENS AS A DIRECTOR Mgmt For For
15. RE-ELECTION OF RICHARD TUBB AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: CORPORATE
SOCIAL RESPONSIBILITY, NOMINATIONS)
16. ELECTION OF SAVIO KWAN AS A DIRECTOR (BOARD Mgmt For For
COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL
RESPONSIBILITY, NOMINATIONS) WHO HAS BEEN
APPOINTED SINCE THE LAST ANNUAL GENERAL
MEETING
17. RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
18. RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
19. AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20. AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
21. NOTICE PERIOD FOR GENERAL MEETINGS Mgmt Against Against
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CANON INC. Agenda Number: 933926606
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: CAJ
ISIN: US1380063099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIVIDEND FROM SURPLUS Mgmt For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
3 DIRECTOR
FUJIO MITARAI Mgmt Withheld Against
TOSHIZO TANAKA Mgmt Withheld Against
TOSHIAKI IKOMA Mgmt For For
YOROKU ADACHI Mgmt For For
YASUO MITSUHASHI Mgmt For For
SHIGEYUKI MATSUMOTO Mgmt For For
TOSHIO HOMMA Mgmt For For
HIDEKI OZAWA Mgmt For For
MASAYA MAEDA Mgmt For For
YASUHIRO TANI Mgmt For For
KENICHI NAGASAWA Mgmt For For
NAOJI OTSUKA Mgmt For For
MASANORI YAMADA Mgmt For For
AITAKE WAKIYA Mgmt For For
KAZUTO ONO Mgmt For For
AKIYOSHI KIMURA Mgmt For For
EIJI OSANAI Mgmt For For
KUNITARO SAIDA Mgmt For For
HARUHIKO KATO Mgmt For For
4.1 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: MAKOTO ARAKI
4.2 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: OSAMI YOSHIDA
4.3 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: KUNIYOSHI KITAMURA
5 GRANT OF BONUS TO DIRECTORS Mgmt For For
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CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
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ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt Against Against
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
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EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
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EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr For Against
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt Against Against
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 3 Years Against
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: US37733W1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt Against Against
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
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HSBC HOLDINGS PLC Agenda Number: 933984076
--------------------------------------------------------------------------------------------------------------------------
Security: 404280406
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: HSBC
ISIN: US4042804066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
4 TO APPROVE THE VARIABLE PAY CAP (SEE Mgmt For For
SECTION 4 OF THE EXPLANATORY NOTES IN THE
NOTICE OF AGM FOR VOTING THRESHOLD
APPLICABLE TO THIS RESOLUTION)
5A TO ELECT KATHLEEN CASEY AS A DIRECTOR Mgmt For For
5B TO ELECT SIR JONATHAN EVANS AS A DIRECTOR Mgmt For For
5C TO ELECT MARC MOSES AS A DIRECTOR Mgmt For For
5D TO ELECT JONATHAN SYMONDS AS A DIRECTOR Mgmt For For
5E TO RE-ELECT SAFRA CATZ AS A DIRECTOR Mgmt For For
5F TO RE-ELECT LAURA CHA AS A DIRECTOR Mgmt For For
5G TO RE-ELECT MARVIN CHEUNG AS A DIRECTOR Mgmt For For
5H TO RE-ELECT JOACHIM FABER AS A DIRECTOR Mgmt For For
5I TO RE-ELECT RONA FAIRHEAD AS A DIRECTOR Mgmt For For
5J TO RE-ELECT RENATO FASSBIND AS A DIRECTOR Mgmt For For
5K TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR Mgmt For For
5L TO RE-ELECT STUART GULLIVER AS A DIRECTOR Mgmt For For
5M TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
5N TO RE-ELECT JOHN LIPSKY AS A DIRECTOR Mgmt For For
5O TO RE-ELECT RACHEL LOMAX AS A DIRECTOR Mgmt For For
5P TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt Against Against
5Q TO RE-ELECT SIR SIMON ROBERTSON AS A Mgmt For For
DIRECTOR
6 TO REAPPOINT KPMG AUDIT PLC AS AUDITOR OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL COMPLETION
OF THE AUDIT OF THE CONSOLIDATED ACCOUNTS
FOR THE YEAR ENDING 31 DECEMBER 2014
7 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
8 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S9 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
S13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES (SPECIAL RESOLUTION)
S14 TO APPROVE GENERAL MEETINGS (OTHER THAN Mgmt Against Against
ANNUAL GENERAL MEETINGS) BEING CALLED ON 14
CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933954807
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUG MAINE Mgmt Against Against
1B. ELECTION OF DIRECTOR: AMBASSADOR ALEJANDRO Mgmt Against Against
WOLFF
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ROCKWOOD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Against Against
VOTE, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
ROCKWOOD HOLDINGS, INC. STOCK INCENTIVE
PLAN.
5. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
ROCKWOOD HOLDINGS, INC. SHORT-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt Against Against
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt Against Against
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933913433
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SI
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF NET INCOME Mgmt For For
3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For
BOARD
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPROVAL OF THE SYSTEM OF MANAGING BOARD Mgmt For For
COMPENSATION
6. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
7. BY-ELECTION TO THE SUPERVISORY BOARD Mgmt For For
8. CREATION OF AN AUTHORIZED CAPITAL 2014 Mgmt For For
9. ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT Mgmt For For
BONDS AND CREATION OF A CONDITIONAL CAPITAL
2014
10. CANCELATION OF CONDITIONAL CAPITAL NO Mgmt For For
LONGER REQUIRED
11. ADJUSTMENT OF SUPERVISORY BOARD Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933994546
--------------------------------------------------------------------------------------------------------------------------
Security: 85771P102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STO
ISIN: US85771P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 ELECTION OF CHAIR FOR THE MEETING Mgmt For For
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For For
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt For For
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt Against Against
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt For For
EXTERNAL AUDITOR FOR 2013
12 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt For For
12A ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12B ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12C ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12D ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12E ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12F ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12G ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12H ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12I ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12J ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12K ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12L ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE
(NEW ELECTION, FORMER 4. DEPUTY MEMBER)
12M ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12N ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12O ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12P ELECTION OF MEMBERS TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt For For
CORPORATE ASSEMBLY
14 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt For For
14A ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14B ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14C ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14D ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt For For
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt For For
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For For
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For For
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr For For
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 934036559
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF SURPLUS Mgmt For For
2A. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA Mgmt Against Against
2B. ELECTION OF DIRECTOR: AKIO TOYODA Mgmt Against Against
2C. ELECTION OF DIRECTOR: SATOSHI OZAWA Mgmt Against Against
2D. ELECTION OF DIRECTOR: NOBUYORI KODAIRA Mgmt Against Against
2E. ELECTION OF DIRECTOR: MITSUHISA KATO Mgmt Against Against
2F. ELECTION OF DIRECTOR: MASAMOTO MAEKAWA Mgmt Against Against
2G. ELECTION OF DIRECTOR: YASUMORI IHARA Mgmt Against Against
2H. ELECTION OF DIRECTOR: SEIICHI SUDO Mgmt Against Against
2I. ELECTION OF DIRECTOR: KOEI SAGA Mgmt Against Against
2J. ELECTION OF DIRECTOR: TOKUO FUKUICHI Mgmt Against Against
2K. ELECTION OF DIRECTOR: SHIGEKI TERASHI Mgmt Against Against
2L. ELECTION OF DIRECTOR: YOSHIMASA ISHII Mgmt Against Against
2M. ELECTION OF DIRECTOR: IKUO UNO Mgmt Against Against
2N. ELECTION OF DIRECTOR: HARUHIKO KATO Mgmt Against Against
2O. ELECTION OF DIRECTOR: MARK T. HOGAN Mgmt Against Against
3A. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against Against
MEMBER: MASAKI NAKATSUGAWA
3B. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against Against
MEMBER: TEISUKE KITAYAMA
4A. ELECTION OF SUBSTITUTE AUDIT & SUPERVISORY Mgmt For For
BOARD MEMBER: RYUJI SAKAI
5. PAYMENT OF EXECUTIVE BONUSES Mgmt For For
6. DELEGATION TO OUR BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO DECIDE THE TERMS OF THE
DISPOSITION OF OUR TREASURY STOCK BY WAY OF
THIRD-PARTY ALLOTMENT
--------------------------------------------------------------------------------------------------------------------------
TRONOX LIMITED Agenda Number: 934021370
--------------------------------------------------------------------------------------------------------------------------
Security: Q9235V101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TROX
ISIN: AU000XINEOA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CASEY Mgmt For For
ANDREW P. HINES Mgmt For For
WAYNE A. HINMAN Mgmt Withheld Against
PETER JOHNSTON Mgmt Withheld Against
ILAN KAUFTHAL Mgmt Withheld Against
JEFFRY N. QUINN Mgmt Withheld Against
2. TO APPROVE THE APPOINTMENT OF THE TRONOX Mgmt For For
LIMITED INDEPENDENT REGISTERED PUBLIC
AUDITOR, WHO WILL SERVE UNTIL THAT AUDITOR
RESIGNS OR IS REMOVED.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (THE
"SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933848179
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2013
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against Against
5. TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
7. TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
9. TO ELECT OMID KORDESTANI AS A DIRECTOR Mgmt For For
10. TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT AND RISK COMMITTEE)
11. TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
12. TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13. TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE AND
MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE)
14. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
15. TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE Mgmt For For
PER ORDINARY SHARE
16. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2013
17. TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
18. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
19. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
S21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt Against Against
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt Against Against
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W851
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DXJ
ISIN: US97717W8516
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
GuidePath Absolute Return Asset Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277911491
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIBLX
ISIN: US2779114915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923264
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EGRIX
ISIN: US2779232642
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923496
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIDDX
ISIN: US2779234960
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923181
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EPRIX
ISIN: US2779231818
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SPECIAL INVESTMENT TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277905279
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EOAIX
ISIN: US2779052792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K405
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K4058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K850
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
JP MORGAN TRUST Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 4812A3346
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JSPSX
ISIN: US4812A33465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 4812A4351
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JSOSX
ISIN: US4812A43514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 48121A472
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JLSSX
ISIN: US48121A4720
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 48121L510
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JPHSX
ISIN: US48121L5104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 48121A290
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JSISX
ISIN: US48121A2906
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
GuidePath Altegris Diversified Alternatives Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y355
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: ELSIX
ISIN: US66537Y3559
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y140
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: FXDIX
ISIN: US66537Y1405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y595
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: EVOIX
ISIN: US66537Y5950
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y504
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: MCRIX
ISIN: US66537Y5042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y355
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: ELSIX
ISIN: US66537Y3559
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y140
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: FXDIX
ISIN: US66537Y1405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y595
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: EVOIX
ISIN: US66537Y5950
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y504
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: MCRIX
ISIN: US66537Y5042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS FUND TRUST Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537V336
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: MFTIX
ISIN: US66537V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS FUND TRUST Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537V336
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: MFTIX
ISIN: US66537V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
GuidePath Fixed Income Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K850
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
GuidePath Multi-Asset Income Asset Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K801
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K850
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
JP MORGAN TRUST Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 4812A3254
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JNBSX
ISIN: US4812A32541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 48121A142
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JEISX
ISIN: US48121A1429
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN FUNDS Agenda Number: 934014882
--------------------------------------------------------------------------------------------------------------------------
Security: 48121A290
Meeting Type: Special
Meeting Date: 10-Jun-2014
Ticker: JSISX
ISIN: US48121A2906
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MATTHEW GOLDSTEIN Mgmt For For
JOHN F. FINN Mgmt For For
ROBERT J. HIGGINS Mgmt Withheld Against
PETER C. MARSHALL Mgmt For For
MARY E. MARTINEZ Mgmt For For
MARILYN MCCOY Mgmt For For
MITCHELL M. MERIN Mgmt For For
WILLIAM G. MORTON, JR. Mgmt For For
DR. ROBERT A. ODEN, JR. Mgmt For For
MARIAN U. PARDO Mgmt For For
FREDERICK W. RUEBECK Mgmt For For
JAMES J. SCHONBACHLER Mgmt For For
FRANKIE D. HUGHES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W208
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DHS
ISIN: US97717W2089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W315
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DEM
ISIN: US97717W3152
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W604
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DES
ISIN: US97717W6049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W760
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DLS
ISIN: US97717W7609
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
GuidePath Strategic Asset Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E870
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K207
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K405
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K4058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K603
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K6038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K801
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K876
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933851114
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y504
Meeting Type: Special
Meeting Date: 02-Aug-2013
Ticker: MCRIX
ISIN: US66537Y5042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT BETWEEN THE TRUST, ON BEHALF THE
FUND, AND ALTEGRIS ADVISORS, LLC, THE
CURRENT INVESTMENT ADVISER TO THE FUND. NO
FEE INCREASE IS PROPOSED.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN LIGHTS Agenda Number: 933867143
--------------------------------------------------------------------------------------------------------------------------
Security: 66537Y504
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: MCRIX
ISIN: US66537Y5042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK H. TAYLOR Mgmt For For
JOHN V. PALANCIA Mgmt For For
ANDREW ROGERS Mgmt For For
MARK D. GERSTEN Mgmt For For
MARK GARBIN Mgmt For For
GuidePath Tactical Constrained Asset Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K207
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K405
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K4058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K603
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K6038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K801
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K850
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K876
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
GuidePath Tactical Unconstrained Asset Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE INCOME FUND OF BOSTON Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277907200
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIBIX
ISIN: US2779072006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277911491
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIBLX
ISIN: US2779114915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923264
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EGRIX
ISIN: US2779232642
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923728
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIGMX
ISIN: US2779237286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923587
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIGOX
ISIN: US2779235876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923496
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIDDX
ISIN: US2779234960
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277923751
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EIEMX
ISIN: US2779237518
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SPECIAL INVESTMENT TRUST Agenda Number: 933979568
--------------------------------------------------------------------------------------------------------------------------
Security: 277905279
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: EOAIX
ISIN: US2779052792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
CYNTHIA E. FROST Mgmt For For
GEORGE J. GORMAN Mgmt For For
VALERIE A. MOSLEY Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191E854
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191E8545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K207
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K405
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K4058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K603
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K6038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K801
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K850
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL WEALTH MGMT, INC Agenda Number: 933834233
--------------------------------------------------------------------------------------------------------------------------
Security: 36191K876
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker:
ISIN: US36191K8760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DAVID M. DUNFORD Mgmt No vote
PAUL S. FEINBERG Mgmt No vote
DENNIS G. SCHMAL Mgmt No vote
GURINDER S. AHLUWALIA Mgmt No vote
2) TO APPROVE A NEW INVESTMENT ADVISORY Mgmt No vote
AGREEMENT FOR EACH FUND WITH GENWORTH
FINANCIAL WEALTH MANAGEMENT, INC.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) GPS Funds II
By (Signature) /s/ Carrie E. Hansen
Name Carrie E. Hansen
Title President
Date 08/21/2014