UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 445 Park Avenue
New York, NY 10022
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
445 Park Avenue
New York, NY 10022
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Needham Aggressive Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANAREN, INC. Agenda Number: 933911770
--------------------------------------------------------------------------------------------------------------------------
Security: 032744104
Meeting Type: Special
Meeting Date: 06-Feb-2014
Ticker: ANEN
ISIN: US0327441046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 4, 2013, AS AMENDED
AND AS MAY BE FURTHER AMENDED FROM TIME TO
TIME, BY AND AMONG ANAREN, INC., ANVC
HOLDING CORP. AND ANVC MERGER CORP.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE SPECIFIED COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO ANAREN'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt Withheld Against
AL GORE Mgmt Withheld Against
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt Withheld Against
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
AZ ELECTRONIC MATERIALS SA, LUXEMBOURG Agenda Number: 705042074
--------------------------------------------------------------------------------------------------------------------------
Security: L0523J103
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: LU0552383324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and approve the Directors' Mgmt For For
Report for the year ended 31 December 2013
2 To receive and approve the Consolidated Mgmt For For
Financial Statements and Annual Accounts of
the Company for the year ended 31 December
2013 and Auditors' Reports thereon
3 To approve the Annual Statement and the Mgmt For For
Annual Report on Remuneration for the year
ended 31 December 2013
4 To approve the Directors' Remuneration Mgmt For For
Policy
5 To approve the results of the Company for Mgmt For For
the year ended 31 December 2013
6 To discharge the Directors for the year Mgmt For For
ended 31 December 2013
7 To re-elect and confirm the term of office Mgmt For For
of David Price as a Director
8 To re-elect and confirm the term of office Mgmt For For
of Adrian Auer as a Director
9 To re-elect and confirm the term of office Mgmt For For
of John Whybrow as a Director
10 To re-elect and confirm the term of office Mgmt For For
of Geoff Wild as a Director
11 To re-elect and confirm the term of office Mgmt For For
of Andrew Allner as a Director
12 To re-elect and confirm the term of office Mgmt For For
of Gerald Ermentrout as a Director
13 To re-elect and confirm the term of office Mgmt For For
of Mike Powell as a Director
14 To re-elect and confirm the term of office Mgmt For For
of Philana Poon as a Director
15 To determine the Directors' fees for the Mgmt For For
year ending 31 December 2014
16 To confirm the appointment of Deloitte Mgmt For For
Audit S.a r.l. as the Company's Auditor
until the conclusion of the 2015 Annual
General Meeting
17 To authorise the Directors to agree the Mgmt For For
fees of the Auditor
18 To authorise the Directors to make market Mgmt For For
purchases of the Company's Ordinary shares
19 To acknowledge that the Directors have full Mgmt For For
power to issue shares on a non-pre-emptive
basis pursuant to the ABI/NAPF Pre-Emption
Guidelines
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933909434
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR
EQUITY-BASED COMPENSATION PLAN.
5. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S PERFORMANCE INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BLACK DIAMOND INC Agenda Number: 934003384
--------------------------------------------------------------------------------------------------------------------------
Security: 09202G101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: BDE
ISIN: US09202G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN B. KANDERS Mgmt For For
ROBERT R. SCHILLER Mgmt For For
PETER R. METCALF Mgmt For For
DONALD L. HOUSE Mgmt For For
NICHOLAS SOKOLOW Mgmt For For
MICHAEL A. HENNING Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
BLACK DIAMOND, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933885482
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. LOOMIS Mgmt For For
DANIEL M. MCGURL Mgmt For For
JENNIFER M. GRAY Mgmt For For
2. AMENDMENT TO THE COMPANY'S 2009 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN FROM 5,550,000 TO
7,950,000 AS FURTHER SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTCOVE INC Agenda Number: 933962068
--------------------------------------------------------------------------------------------------------------------------
Security: 10921T101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BCOV
ISIN: US10921T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID MENDELS Mgmt For For
DEREK HARRAR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS BRIGHTCOVE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROADSOFT, INC. Agenda Number: 933941937
--------------------------------------------------------------------------------------------------------------------------
Security: 11133B409
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: BSFT
ISIN: US11133B4095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID BERNARDI Mgmt For For
JOHN D. MARKLEY, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934010036
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1G. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1H. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 933965797
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIYAHU AYALON Mgmt For
ZVI LIMON Mgmt For
BRUCE A. MANN Mgmt For
PETER MCMANAMON Mgmt For
SVEN-CHRISTER NILSSON Mgmt For
LOUIS SILVER Mgmt For
DAN TOCATLY Mgmt For
GIDEON WERTHEIZER Mgmt For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against
THE COMPANY'S AMENDED AND RESTATED 2003
DIRECTOR STOCK OPTION PLAN TO INCREASE BY
250,000 SHARES THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against
THE COMPANY'S 2011 EQUITY INCENTIVE PLAN TO
INCREASE BY 650,000 SHARES THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER.
4. TO RATIFY THE SELECTION OF KOST, FORER, Mgmt For
GABBAY & KASIERER (A MEMBER OF ERNST &
YOUNG GLOBAL) AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 933948551
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. HOWER Mgmt For For
M. SCOT WINGO Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934011684
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD G. GALANTE Mgmt For For
THOMAS J. SHIELDS Mgmt For For
JOHN R. WELCH Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 CEO ANNUAL INCENTIVE
PLAN.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CONSTANT CONTACT, INC. Agenda Number: 933980749
--------------------------------------------------------------------------------------------------------------------------
Security: 210313102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CTCT
ISIN: US2103131023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS ANDERSON Mgmt For For
JAY HERRATTI Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2011 STOCK INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 2,100,000 SHARES.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COSTA INC Agenda Number: 933911744
--------------------------------------------------------------------------------------------------------------------------
Security: 22149T102
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: ATX
ISIN: US22149T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
MERGER AGREEMENT, INCLUDING THE MERGER AND
THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT WILL BE PAYABLE TO
COSTA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE COSTA BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 933990221
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACQUALYN A. FOUSE Mgmt For For
LAWRENCE J. SCHORR Mgmt For For
EDWARD W. STACK Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
DREYFUS TREASURY PRIME CASH MANAGEMENT Agenda Number: 933887866
--------------------------------------------------------------------------------------------------------------------------
Security: 261941108
Meeting Type: Special
Meeting Date: 06-Dec-2013
Ticker: DIRXX
ISIN: US2619411083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON J. DAVIS Mgmt For For
WHITNEY I. GERARD Mgmt For For
ROBIN A. MELVIN Mgmt For For
NATHAN LEVENTHAL Mgmt For For
ROSLYN M. WATSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
E2OPEN, INC. Agenda Number: 933852926
--------------------------------------------------------------------------------------------------------------------------
Security: 29788A104
Meeting Type: Annual
Meeting Date: 07-Aug-2013
Ticker: EOPN
ISIN: US29788A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHNSTON EVANS Mgmt For For
1B ELECTION OF DIRECTOR: BERNARD MATHAISEL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2014.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS GROUP LTD Agenda Number: 933875708
--------------------------------------------------------------------------------------------------------------------------
Security: 281736108
Meeting Type: Special
Meeting Date: 04-Oct-2013
Ticker: EVAC
ISIN: US2817361080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT THE COMPANY BE AND IS HEREBY Mgmt For
AUTHORIZED TO MERGE WITH VARG HOLDING SO
THAT THE COMPANY BE THE SURVIVING COMPANY
AND ALL THE UNDERTAKING, PROPERTY AND
LIABILITIES OF VARG HOLDING VEST IN COMPANY
BY VIRTUE OF SUCH MERGER PURSUANT TO THE
COMPANIES LAW (2012 REVISION) OF THE CAYMAN
ISLANDS (REFERRED TO HEREIN AS THE
"MERGER"), ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC. Agenda Number: 933856138
--------------------------------------------------------------------------------------------------------------------------
Security: 285229100
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ESIO
ISIN: US2852291002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
NICHOLAS KONIDARIS Mgmt For For
ROBERT R. WALKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ESI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 29, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 933985383
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC BROWN Mgmt For For
GILL COGAN Mgmt For For
GUY GECHT Mgmt For For
THOMAS GEORGENS Mgmt For For
RICHARD A. KASHNOW Mgmt For For
DAN MAYDAN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION Agenda Number: 933911059
--------------------------------------------------------------------------------------------------------------------------
Security: 292475209
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ELX
ISIN: US2924752098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY W. BENCK Mgmt For For
GREGORY S. CLARK Mgmt For For
GARY J. DAICHENDT Mgmt For For
BRUCE C. EDWARDS Mgmt For For
PAUL F. FOLINO Mgmt For For
EUGENE J. FRANTZ Mgmt For For
BEATRIZ V. INFANTE Mgmt For For
JOHN A. KELLEY Mgmt For For
RAHUL N. MERCHANT Mgmt For For
NERSI NAZARI Mgmt For For
DEAN A. YOOST Mgmt For For
2. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
3. RATIFICATION AND APPROVAL OF AN ADVISORY Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS EMULEX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 933968971
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt No vote
1.2 ELECTION OF DIRECTOR: MARVIN D. BURKETT Mgmt No vote
1.3 ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt No vote
1.4 ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt No vote
1.5 ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt No vote
1.6 ELECTION OF DIRECTOR: BERTRAND LOY Mgmt No vote
1.7 ELECTION OF DIRECTOR: PAUL L.H. OLSON Mgmt No vote
1.8 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt No vote
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt No vote
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 APPROVAL OF THE COMPENSATION PAID TO Mgmt No vote
ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS
(ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933963717
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK HENRY Mgmt For For
WILLIAM BOCK Mgmt For For
2. TO CAST A VOTE ON ADVISORY APPROVAL OF Mgmt For For
ENTROPIC'S EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934012232
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO IMPOSE OWNERSHIP AND
TRANSFER RESTRICTIONS IN CONNECTION WITH
EQUINIX'S REAL ESTATE INVESTMENT TRUST
("REIT") CONVERSION PLAN.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2004 EMPLOYEE STOCK PURCHASE PLAN ("ESPP")
TO EXTEND ITS TERM AND REMOVE THE ANNUAL
AUTOMATIC INCREASE IN THE NUMBER OF SHARES
AVAILABLE FOR PURCHASE UNDER ESPP.
--------------------------------------------------------------------------------------------------------------------------
EXA CORPORATION Agenda Number: 933863739
--------------------------------------------------------------------------------------------------------------------------
Security: 300614500
Meeting Type: Special
Meeting Date: 28-Aug-2013
Ticker: EXA
ISIN: US3006145003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO EXA Mgmt For For
CORPORATION'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO REDUCE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 195,000,000 TO 30,000,000.
--------------------------------------------------------------------------------------------------------------------------
EXA CORPORATION Agenda Number: 934016761
--------------------------------------------------------------------------------------------------------------------------
Security: 300614500
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: EXA
ISIN: US3006145003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT SCHECHTER Mgmt For For
JOHN J. SHIELDS, III Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
STOCK INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 933946064
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOMA BAHRAMI Mgmt For For
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF OUR COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN BY
250,000 SHARES.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933963565
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2009 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 933961509
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL D. SLESSOR Mgmt For For
THOMAS ST. DENNIS Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 934001948
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELDON L. GLASHOW Mgmt For For
ROGER L. HAGENGRUBER Mgmt For For
2 TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt Against Against
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF BDO USA LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
CURRENT FISCAL YEAR.
4 TO APPROVE THE COMPANY'S 1995 LONG-TERM Mgmt For For
INCENTIVE PLAN (AS AMENDED AND RESTATED
EFFECTIVE MARCH 6, 2014).
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933878261
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 01-Nov-2013
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER W. SOGNEFEST Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS J. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY F. DICICCO Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933990574
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION BY Mgmt For For
NON-BINDING ADVISORY VOTE.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS
CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934009184
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: ROBERT W.B. Mgmt For For
KITS VAN HEYNINGEN
1.2 ELECTION OF CLASS III DIRECTOR: BRUCE J. Mgmt For For
RYAN
2. APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 934001443
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ROUSH Mgmt For For
MICHAEL H. THOMAS Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
LTX CREDENCE CORPORATION Agenda Number: 933890685
--------------------------------------------------------------------------------------------------------------------------
Security: 502403207
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: LTXC
ISIN: US5024032071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. AIN Mgmt For For
DAVID G. TACELLI Mgmt For For
JORGE L. TITINGER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT, INCLUDING
THE DISCLOSURES UNDER THE HEADING
"COMPENSATION DISCUSSION AND ANALYSIS," THE
COMPENSATION TABLES, AND ANY RELATED
MATERIALS INCLUDED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JULY 31, 2014.
4. TO CONSIDER ONE NON-BINDING SHAREHOLDER Shr Against For
PROPOSAL REGARDING MAJORITY VOTING IN
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
LTX-CREDENCE CORPORATION Agenda Number: 933962323
--------------------------------------------------------------------------------------------------------------------------
Security: 502403207
Meeting Type: Special
Meeting Date: 16-May-2014
Ticker: LTXC
ISIN: US5024032071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S RESTATED ARTICLES OF Mgmt For For
ORGANIZATION, AS AMENDED TO DATE, TO CHANGE
THE NAME OF THE COMPANY TO "XCERRA
CORPORATION".
--------------------------------------------------------------------------------------------------------------------------
MAVENIR SYSTEMS, INC. Agenda Number: 934009110
--------------------------------------------------------------------------------------------------------------------------
Security: 577675101
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: MVNR
ISIN: US5776751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. MCCARTHY Mgmt For For
VIVEK MEHRA Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 933954580
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BERTUCCI Mgmt For For
ROBERT R. ANDERSON Mgmt For For
GREGORY R. BEECHER Mgmt For For
2. TO APPROVE THE COMPANY'S 2014 STOCK Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S 2014 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NANOMETRICS INCORPORATED Agenda Number: 933970952
--------------------------------------------------------------------------------------------------------------------------
Security: 630077105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NANO
ISIN: US6300771051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. THOMAS BENTLEY Mgmt For For
EDWARD J. BROWN JR. Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
BRUCE C. RHINE Mgmt For For
TIMOTHY J. STULTZ PHD Mgmt For For
2 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING NANOMETRICS' EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NANOMETRICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2014.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 933867458
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF THE Mgmt For
RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR &
CO., A MEMBER OF DELOITTE TOUCHE TOHMATSU,
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE PERIOD ENDING AT THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING.
2 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For
COMPANY'S DIRECTORS AND OFFICERS, IN
ACCORDANCE WITH THE REQUIREMENTS OF THE
ISRAELI COMPANIES LAW.
2A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE COMPENSATION POLICY?
(PLEASE NOTE: IF YOU DO NOT MARK EITHER YES
OR NO, YOUR SHARES WILL NOT BE VOTED FOR
ITEM NO. 2)).
3 APPROVAL OF AMENDMENT OF THE TERMS OF Mgmt For
OPTIONS HELD BY MR. GABI SELIGSOHN, FORMER
PRESIDENT AND CHIEF EXECUTIVE OFFICER OF
THE COMPANY.
3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE AMENDMENT TO THE TERMS OF
MR. SELIGSOHN OPTIONS? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO, YOUR SHARES
WILL NOT BE VOTED FOR ITEM NO. 3)).
4 APPROVAL OF THE EMPLOYMENT TERMS OF MR. Mgmt For
EITAN OPPENHAIM, THE PRESIDENT AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE EMPLOYMENT AGREEMENT?
(PLEASE NOTE: IF YOU DO NOT MARK EITHER YES
OR NO, YOUR SHARES WILL NOT BE VOTED FOR
ITEM NO. 4)).
5A RE-ELECTION OF DIRECTOR: MICHAEL BRUNSTEIN Mgmt For
5B RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For
6 RE-ELECTION OF INDEPENDENT DIRECTOR: MR. Mgmt For
AVI COHEN
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934035545
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF THE Mgmt For For
RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR &
CO., A MEMBER OF DELOITTE TOUCHE TOHMATSU,
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE PERIOD ENDING AT THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING.
2 APPROVAL OF AMENDMENTS TO THE EMPLOYMENT Mgmt For For
TERMS OF MR. EITAN OPPENHAIM, THE PRESIDENT
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
2A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE ITEM? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO, YOUR SHARES
WILL NOT BE VOTED FOR ITEM NO. 2). MARK
"FOR" = YES OR "AGAINST" = NO.
3.1 RE-ELECTION OF DIRECTOR: MICHAEL BRUNSTEIN Mgmt For For
3.2 RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For For
3.3 RE-ELECTION OF DIRECTOR: AVI COHEN Mgmt For For
3.4 RE-ELECTION OF DIRECTOR: RAANAN COHEN Mgmt For For
4 ELECTION OF MS. ZEHAVA SIMON AS AN EXTERNAL Mgmt For For
DIRECTOR OF THE COMPANY.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
ELECTION OF MS. ZEHAVA SIMON (OTHER THAN A
PERSONAL INTEREST UNRELATED TO
RELATIONSHIPS WITH A CONTROLLING
SHAREHOLDER OF THE COMPANY? (PLEASE NOTE:
IF YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR ITEM NO. 4)).
MARK "FOR" = YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 933894582
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. STEVEN COLE Mgmt For For
DANIEL S. JAFFEE Mgmt For For
RICHARD M. JAFFEE Mgmt For For
JOSEPH C. MILLER Mgmt For For
MICHAEL A. NEMEROFF Mgmt For For
ALLAN H. SELIG Mgmt For For
PAUL E. SUCKOW Mgmt For For
LAWRENCE E. WASHOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 933987755
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDY D. LINDHOLM Mgmt For For
SARA J. WHITE Mgmt For For
JOANNE B. BAUER Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933999495
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED K. FOULKES Mgmt For For
RONALD M. SHAICH Mgmt For For
2. TO APPROVE, IN AN ADVISORY "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF PANERA BREAD COMPANY.
3. TO APPROVE AN AMENDMENT TO THE 1992 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF CLASS A COMMON
STOCK AUTHORIZED FOR ISSUANCE PURSUANT TO
SUCH PLAN FROM 950,000 SHARES TO 1,050,000
SHARES.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PANERA BREAD
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 933990194
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CAULFIELD, DES Mgmt For For
R. STEPHEN HEINRICHS Mgmt For
JOSEPH R. BRONSON Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE COMPANY'S Mgmt For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S SECOND AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 933935213
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt For For
JOSEPH A. FIORITA, JR. Mgmt For For
LIANG-CHOO HSIA Mgmt For For
CONSTANTINE MACRICOSTAS Mgmt For For
GEORGE MACRICOSTAS Mgmt For For
MITCHELL G. TYSON Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2014.
3 TO APPROVE AN AMENDMENT TO THE PHOTRONICS Mgmt For For
INC. 2007 LONG TERM EQUITY INCENTIVE PLAN,
AS PREVIOUSLY AMENDED, TO INCREASE THE
AUTHORIZED SHARES AVAILABLE FOR ISSUANCE
FROM 6,000,000 TO 9,000,000 AND TO AMEND
THE AMOUNT OF RESTRICTED STOCK ALLOWED TO
BE ISSUED THEREUNDER FROM 15% TO 1,000,000
SHARES.
4 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933850922
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
DANIEL J. MURPHY Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF 2001 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE NUMBER OF
AUTHORIZED SHARES.
5. APPROVAL OF AMENDMENT TO RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934002849
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RETAILMENOT, INC. Agenda Number: 933932902
--------------------------------------------------------------------------------------------------------------------------
Security: 76132B106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: SALE
ISIN: US76132B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. THOMAS BALL Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY M. CROWE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 933916530
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933934108
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Special
Meeting Date: 01-Apr-2014
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF FEBRUARY 9, 2014, BY AND AMONG
MICROCHIP TECHNOLOGY INCORPORATED, ORCHID
ACQUISITION CORPORATION AND SUPERTEX, INC.
(THE "MERGER AGREEMENT"), AND APPROVE THE
PRINCIPAL TERMS OF THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER").
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE, BY AN ADVISORY (NON-BINDING) VOTE,
CERTAIN OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER, AS WELL AS
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE GRANT OF AUTHORITY TO VOTE YOUR
SHARES TO ADJOURN THE SPECIAL MEETING TO A
LATER TIME AND DATE, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE APPROVAL OF THE
PRINCIPAL TERMS OF THE MERGER AND ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. Agenda Number: 933950671
--------------------------------------------------------------------------------------------------------------------------
Security: 88164L100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TSRA
ISIN: US88164L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD S. HILL Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER A. SEAMS Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. STOUT Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE CWYNAR Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE A. RIEDEL Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN CHENAULT Mgmt For For
1G. ELECTION OF DIRECTOR: PETER A. FELD Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY J. STULTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS LACEY Mgmt For For
1J. ELECTION OF DIRECTOR: TUDOR BROWN Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT OF OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THESTREET, INC. Agenda Number: 934003740
--------------------------------------------------------------------------------------------------------------------------
Security: 88368Q103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: TST
ISIN: US88368Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH FAY Mgmt For For
VIVEK SHAH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THESTREET, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION OF THESTREET, Mgmt For For
INC.'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT (THIS VOTE
IS ADVISORY AND NON-BINDING).
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 933862446
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BOWMAN Mgmt For For
B. ALLEN LAY Mgmt For For
DR. JEFFREY NASH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933958603
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. LARSON Mgmt For For
MARIANN BYERWALTER Mgmt For For
EDWARD C. NAFUS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 933937685
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT K. MCMAHON Mgmt For For
STUART U. GOLDFARB Mgmt For For
PATRICIA A. GOTTESMAN Mgmt For For
DAVID KENIN Mgmt For For
JOSEPH H. PERKINS Mgmt For For
FRANK A. RIDDICK, III Mgmt For For
JEFFREY R. SPEED Mgmt For For
2. APPROVAL OF AMENDED AND RESTATED 2007 Mgmt For For
OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XOOM CORPORATION Agenda Number: 933980662
--------------------------------------------------------------------------------------------------------------------------
Security: 98419Q101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: XOOM
ISIN: US98419Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF FREDERIK BOTHA Mgmt For For
JOHN KUNZE Mgmt For For
KEITH RABOIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
XOOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
YUME, INC Agenda Number: 933968781
--------------------------------------------------------------------------------------------------------------------------
Security: 98872B104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: YUME
ISIN: US98872B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAYANT KADAMBI Mgmt For For
AYYAPPAN SANKARAN Mgmt For For
DANIEL SPRINGER Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
YUME, INC., OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORP Agenda Number: 933968096
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1B. ELECTION OF DIRECTOR: CHERYL GORDON Mgmt For For
KRONGARD
1C. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. MILTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN L. PLUEGER Mgmt For For
1F. ELECTION OF DIRECTOR: IAN M. SAINES Mgmt For For
1G. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. UDVAR-HAZY Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVE THE AIR LEASE CORPORATION 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANAREN, INC. Agenda Number: 933911770
--------------------------------------------------------------------------------------------------------------------------
Security: 032744104
Meeting Type: Special
Meeting Date: 06-Feb-2014
Ticker: ANEN
ISIN: US0327441046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 4, 2013, AS AMENDED
AND AS MAY BE FURTHER AMENDED FROM TIME TO
TIME, BY AND AMONG ANAREN, INC., ANVC
HOLDING CORP. AND ANVC MERGER CORP.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE SPECIFIED COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO ANAREN'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933909434
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR
EQUITY-BASED COMPENSATION PLAN.
5. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S PERFORMANCE INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BLACK DIAMOND INC Agenda Number: 934003384
--------------------------------------------------------------------------------------------------------------------------
Security: 09202G101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: BDE
ISIN: US09202G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN B. KANDERS Mgmt For For
ROBERT R. SCHILLER Mgmt For For
PETER R. METCALF Mgmt For For
DONALD L. HOUSE Mgmt For For
NICHOLAS SOKOLOW Mgmt For For
MICHAEL A. HENNING Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
BLACK DIAMOND, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTCOVE INC Agenda Number: 933962068
--------------------------------------------------------------------------------------------------------------------------
Security: 10921T101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BCOV
ISIN: US10921T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID MENDELS Mgmt For For
DEREK HARRAR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS BRIGHTCOVE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt No vote
NANCY H. HANDEL Mgmt No vote
EDDY W. HARTENSTEIN Mgmt No vote
MARIA M. KLAWE, PH.D. Mgmt No vote
JOHN E. MAJOR Mgmt No vote
SCOTT A. MCGREGOR Mgmt No vote
WILLIAM T. MORROW Mgmt No vote
HENRY SAMUELI, PH.D. Mgmt No vote
ROBERT E. SWITZ Mgmt No vote
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt No vote
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda Number: 933909511
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: BRKS
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
ROBYN C. DAVIS Mgmt For For
JOSEPH R. MARTIN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
KRISHNA G. PALEPU Mgmt For For
KIRK P. POND Mgmt For For
STEPHEN S. SCHWARTZ Mgmt For For
ALFRED WOOLLACOTT, III Mgmt For For
MARK S. WRIGHTON Mgmt For For
ELLEN M. ZANE Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934010036
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1G. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1H. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934011684
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD G. GALANTE Mgmt For For
THOMAS J. SHIELDS Mgmt For For
JOHN R. WELCH Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 CEO ANNUAL INCENTIVE
PLAN.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933936239
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. SHILLMAN Mgmt For For
THEODOR KRANTZ Mgmt For For
J. BRUCE ROBINSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF COGNEX'S Mgmt For For
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION ("SAY-ON-PAY").
3. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS COGNEX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933931215
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For
VARIABLE COMPENSATION PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 933990221
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACQUALYN A. FOUSE Mgmt For For
LAWRENCE J. SCHORR Mgmt For For
EDWARD W. STACK Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
DREYFUS TREASURY PRIME CASH MANAGEMENT Agenda Number: 933887866
--------------------------------------------------------------------------------------------------------------------------
Security: 261941108
Meeting Type: Special
Meeting Date: 06-Dec-2013
Ticker: DIRXX
ISIN: US2619411083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON J. DAVIS Mgmt For For
WHITNEY I. GERARD Mgmt For For
ROBIN A. MELVIN Mgmt For For
NATHAN LEVENTHAL Mgmt For For
ROSLYN M. WATSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC. Agenda Number: 933856138
--------------------------------------------------------------------------------------------------------------------------
Security: 285229100
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ESIO
ISIN: US2852291002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
NICHOLAS KONIDARIS Mgmt For For
ROBERT R. WALKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ESI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 29, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 933985383
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC BROWN Mgmt For For
GILL COGAN Mgmt For For
GUY GECHT Mgmt For For
THOMAS GEORGENS Mgmt For For
RICHARD A. KASHNOW Mgmt For For
DAN MAYDAN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION Agenda Number: 933911059
--------------------------------------------------------------------------------------------------------------------------
Security: 292475209
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ELX
ISIN: US2924752098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY W. BENCK Mgmt For For
GREGORY S. CLARK Mgmt For For
GARY J. DAICHENDT Mgmt For For
BRUCE C. EDWARDS Mgmt For For
PAUL F. FOLINO Mgmt For For
EUGENE J. FRANTZ Mgmt For For
BEATRIZ V. INFANTE Mgmt For For
JOHN A. KELLEY Mgmt For For
RAHUL N. MERCHANT Mgmt For For
NERSI NAZARI Mgmt For For
DEAN A. YOOST Mgmt For For
2. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
3. RATIFICATION AND APPROVAL OF AN ADVISORY Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS EMULEX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 933968971
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MARVIN D. BURKETT Mgmt For For
1.3 ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1.6 ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL L.H. OLSON Mgmt For For
1.8 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 APPROVAL OF THE COMPENSATION PAID TO Mgmt For For
ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS
(ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933963717
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK HENRY Mgmt Withheld Against
WILLIAM BOCK Mgmt For For
2. TO CAST A VOTE ON ADVISORY APPROVAL OF Mgmt Against Against
ENTROPIC'S EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933963565
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2009 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda Number: 933859956
--------------------------------------------------------------------------------------------------------------------------
Security: 31787A507
Meeting Type: Annual
Meeting Date: 03-Sep-2013
Ticker: FNSR
ISIN: US31787A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY S. RAWLS Mgmt For For
ROBERT N. STEPHENS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FINISAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 27, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 933961509
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL D. SLESSOR Mgmt For For
THOMAS ST. DENNIS Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933878261
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 01-Nov-2013
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER W. SOGNEFEST Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS J. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY F. DICICCO Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934009184
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: ROBERT W.B. Mgmt For For
KITS VAN HEYNINGEN
1.2 ELECTION OF CLASS III DIRECTOR: BRUCE J. Mgmt For For
RYAN
2. APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MAVENIR SYSTEMS, INC. Agenda Number: 934009110
--------------------------------------------------------------------------------------------------------------------------
Security: 577675101
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: MVNR
ISIN: US5776751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. MCCARTHY Mgmt For For
VIVEK MEHRA Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 933954580
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BERTUCCI Mgmt For For
ROBERT R. ANDERSON Mgmt For For
GREGORY R. BEECHER Mgmt For For
2. TO APPROVE THE COMPANY'S 2014 STOCK Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S 2014 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED Agenda Number: 933990853
--------------------------------------------------------------------------------------------------------------------------
Security: 639050103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: BABY
ISIN: US6390501038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KENNETH E. LUDLUM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 STOCK AWARDS PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWPORT CORPORATION Agenda Number: 933967703
--------------------------------------------------------------------------------------------------------------------------
Security: 651824104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NEWP
ISIN: US6518241046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER COX Mgmt For For
OLEG KHAYKIN Mgmt For For
CHERRY A. MURRAY Mgmt For For
ROBERT J. PHILLIPPY Mgmt For For
KENNETH F. POTASHNER Mgmt For For
PETER J. SIMONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS NEWPORT'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY
3, 2015.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 933867458
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF THE Mgmt For
RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR &
CO., A MEMBER OF DELOITTE TOUCHE TOHMATSU,
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE PERIOD ENDING AT THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING.
2 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For
COMPANY'S DIRECTORS AND OFFICERS, IN
ACCORDANCE WITH THE REQUIREMENTS OF THE
ISRAELI COMPANIES LAW.
2A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE COMPENSATION POLICY?
(PLEASE NOTE: IF YOU DO NOT MARK EITHER YES
OR NO, YOUR SHARES WILL NOT BE VOTED FOR
ITEM NO. 2)).
3 APPROVAL OF AMENDMENT OF THE TERMS OF Mgmt For
OPTIONS HELD BY MR. GABI SELIGSOHN, FORMER
PRESIDENT AND CHIEF EXECUTIVE OFFICER OF
THE COMPANY.
3A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE AMENDMENT TO THE TERMS OF
MR. SELIGSOHN OPTIONS? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO, YOUR SHARES
WILL NOT BE VOTED FOR ITEM NO. 3)).
4 APPROVAL OF THE EMPLOYMENT TERMS OF MR. Mgmt For
EITAN OPPENHAIM, THE PRESIDENT AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE EMPLOYMENT AGREEMENT?
(PLEASE NOTE: IF YOU DO NOT MARK EITHER YES
OR NO, YOUR SHARES WILL NOT BE VOTED FOR
ITEM NO. 4)).
5A RE-ELECTION OF DIRECTOR: MICHAEL BRUNSTEIN Mgmt For
5B RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For
6 RE-ELECTION OF INDEPENDENT DIRECTOR: MR. Mgmt For
AVI COHEN
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934035545
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF THE Mgmt For For
RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR &
CO., A MEMBER OF DELOITTE TOUCHE TOHMATSU,
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE PERIOD ENDING AT THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING.
2 APPROVAL OF AMENDMENTS TO THE EMPLOYMENT Mgmt For For
TERMS OF MR. EITAN OPPENHAIM, THE PRESIDENT
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
2A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THE ITEM? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO, YOUR SHARES
WILL NOT BE VOTED FOR ITEM NO. 2). MARK
"FOR" = YES OR "AGAINST" = NO.
3.1 RE-ELECTION OF DIRECTOR: MICHAEL BRUNSTEIN Mgmt For For
3.2 RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For For
3.3 RE-ELECTION OF DIRECTOR: AVI COHEN Mgmt For For
3.4 RE-ELECTION OF DIRECTOR: RAANAN COHEN Mgmt For For
4 ELECTION OF MS. ZEHAVA SIMON AS AN EXTERNAL Mgmt For For
DIRECTOR OF THE COMPANY.
4A ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
ELECTION OF MS. ZEHAVA SIMON (OTHER THAN A
PERSONAL INTEREST UNRELATED TO
RELATIONSHIPS WITH A CONTROLLING
SHAREHOLDER OF THE COMPANY? (PLEASE NOTE:
IF YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR ITEM NO. 4)).
MARK "FOR" = YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 933990194
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CAULFIELD, DES Mgmt For For
R. STEPHEN HEINRICHS Mgmt For For
JOSEPH R. BRONSON Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE COMPANY'S Mgmt For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S SECOND AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 933879770
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100
Meeting Type: Annual
Meeting Date: 28-Oct-2013
Ticker: QNST
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES SIMONS Mgmt For For
DANA STALDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
QUINTILES TRANSNATIONAL HOLDINGS INC. Agenda Number: 933956774
--------------------------------------------------------------------------------------------------------------------------
Security: 74876Y101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: Q
ISIN: US74876Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.B. GILLINGS, CBE,PHD* Mgmt For For
JONATHAN J. COSLET* Mgmt For For
MICHAEL J. EVANISKO* Mgmt For For
CHRISTOPHER R. GORDON* Mgmt For For
RICHARD RELYEA# Mgmt For For
2. AN ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt 1 Year For
THE FREQUENCY OF FUTURE SHAREHOLDER
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. THE APPROVAL OF THE QUINTILES TRANSNATIONAL Mgmt For For
HOLDINGS INC. EMPLOYEE STOCK PURCHASE PLAN.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS QUINTILES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 933916530
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933934108
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Special
Meeting Date: 01-Apr-2014
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt No vote
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF FEBRUARY 9, 2014, BY AND AMONG
MICROCHIP TECHNOLOGY INCORPORATED, ORCHID
ACQUISITION CORPORATION AND SUPERTEX, INC.
(THE "MERGER AGREEMENT"), AND APPROVE THE
PRINCIPAL TERMS OF THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER").
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt No vote
APPROVE, BY AN ADVISORY (NON-BINDING) VOTE,
CERTAIN OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER, AS WELL AS
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt No vote
APPROVE THE GRANT OF AUTHORITY TO VOTE YOUR
SHARES TO ADJOURN THE SPECIAL MEETING TO A
LATER TIME AND DATE, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE APPROVAL OF THE
PRINCIPAL TERMS OF THE MERGER AND ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SYPRIS SOLUTIONS, INC. Agenda Number: 933944577
--------------------------------------------------------------------------------------------------------------------------
Security: 871655106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SYPR
ISIN: US8716551069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. CONVIS Mgmt For For
WILLIAM G. FERKO Mgmt For For
JEFFREY T. GILL Mgmt For For
SIDNEY R. PETERSEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933968654
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933912900
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. BOSTROM Mgmt For For
REGINA E. DUGAN Mgmt For For
VENKATRAMAN THYAGARAJA Mgmt For For
DOW R. WILSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
5. TO APPROVE AN AMENDMENT TO THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS, IF THE ELIMINATION OF CUMULATIVE
VOTING PURSUANT TO PROPOSAL 6 IS APPROVED.
6. TO APPROVE AN AMENDMENT TO THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. CERTIFICATE OF
INCORPORATION TO ELIMINATE CUMULATIVE
VOTING FOR DIRECTORS, IF THE ELIMINATION OF
THE CLASSIFIED BOARD PURSUANT TO PROPOSAL 5
IS APPROVED.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 933862446
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BOWMAN Mgmt For For
B. ALLEN LAY Mgmt For For
DR. JEFFREY NASH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 933967474
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. ABRAHAM LUDOMIRSKI Mgmt For For
WAYNE M. ROGERS Mgmt For For
RONALD RUZIC Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS VISHAY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
STOCK INCENTIVE PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933958603
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. LARSON Mgmt For For
MARIANN BYERWALTER Mgmt For For
EDWARD C. NAFUS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933932774
--------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WLT
ISIN: US93317Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. BEATTY, Mgmt For For
C.M., O.B.E
1B. ELECTION OF DIRECTOR: MARY R. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JERRY W. KOLB Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK A. Mgmt For For
KRIEGSHAUSER
1E. ELECTION OF DIRECTOR: JOSEPH B. LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MASCALL Mgmt For For
1G. ELECTION OF DIRECTOR: BERNARD G. RETHORE Mgmt For For
1H. ELECTION OF DIRECTOR: WALTER J. SCHELLER, Mgmt For For
III
1I. ELECTION OF DIRECTOR: MICHAEL T. TOKARZ Mgmt For For
1J. ELECTION OF DIRECTOR: A.J. WAGNER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. TO APPROVE THE WALTER ENERGY, INC. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 933968313
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES J. BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE Shr Against For
GREENHOUSE GAS EMISSIONS GOALS.
5. STOCKHOLDER PROPOSAL REGARDING Shr Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
XOOM CORPORATION Agenda Number: 933980662
--------------------------------------------------------------------------------------------------------------------------
Security: 98419Q101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: XOOM
ISIN: US98419Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF FREDERIK BOTHA Mgmt For For
JOHN KUNZE Mgmt For For
KEITH RABOIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
XOOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
YUME, INC Agenda Number: 933968781
--------------------------------------------------------------------------------------------------------------------------
Security: 98872B104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: YUME
ISIN: US98872B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAYANT KADAMBI Mgmt For For
AYYAPPAN SANKARAN Mgmt For For
DANIEL SPRINGER Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
YUME, INC., OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 934030595
--------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Special
Meeting Date: 18-Jun-2014
Ticker: ZIGO
ISIN: US9898551018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 10, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG AMETEK, INC.,
AMETEK MATTERHORN, INC. AND ZYGO
CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR ZYGO
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AEROPOSTALE, INC. Agenda Number: 934043972
--------------------------------------------------------------------------------------------------------------------------
Security: 007865108
Meeting Type: Annual
Meeting Date: 30-Jun-2014
Ticker: ARO
ISIN: US0078651082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD R. BEEGLE Mgmt For For
ROBERT B. CHAVEZ Mgmt For For
MICHAEL J. CUNNINGHAM Mgmt For For
EVELYN DILSAVER Mgmt For For
KENNETH B. GILMAN Mgmt For For
JANET E. GROVE Mgmt For For
JOHN N. HAUGH Mgmt For For
KARIN HIRTLER-GARVEY Mgmt For For
JOHN D. HOWARD Mgmt For For
THOMAS P. JOHNSON Mgmt For For
DAVID B. VERMYLEN Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3 TO APPROVE THE 2014 OMNIBUS PLAN. Mgmt For For
4 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORP Agenda Number: 933968096
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1B. ELECTION OF DIRECTOR: CHERYL GORDON Mgmt For For
KRONGARD
1C. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. MILTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN L. PLUEGER Mgmt For For
1F. ELECTION OF DIRECTOR: IAN M. SAINES Mgmt For For
1G. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. UDVAR-HAZY Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVE THE AIR LEASE CORPORATION 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933983618
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1.3 ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
2. HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ANAREN, INC. Agenda Number: 933911770
--------------------------------------------------------------------------------------------------------------------------
Security: 032744104
Meeting Type: Special
Meeting Date: 06-Feb-2014
Ticker: ANEN
ISIN: US0327441046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 4, 2013, AS AMENDED
AND AS MAY BE FURTHER AMENDED FROM TIME TO
TIME, BY AND AMONG ANAREN, INC., ANVC
HOLDING CORP. AND ANVC MERGER CORP.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE SPECIFIED COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO ANAREN'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BLACK DIAMOND INC Agenda Number: 934003384
--------------------------------------------------------------------------------------------------------------------------
Security: 09202G101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: BDE
ISIN: US09202G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN B. KANDERS Mgmt For For
ROBERT R. SCHILLER Mgmt For For
PETER R. METCALF Mgmt For For
DONALD L. HOUSE Mgmt For For
NICHOLAS SOKOLOW Mgmt For For
MICHAEL A. HENNING Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
BLACK DIAMOND, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTCOVE INC Agenda Number: 933962068
--------------------------------------------------------------------------------------------------------------------------
Security: 10921T101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BCOV
ISIN: US10921T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID MENDELS Mgmt For For
DEREK HARRAR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS BRIGHTCOVE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
C&J ENERGY SERVICES INC Agenda Number: 933968565
--------------------------------------------------------------------------------------------------------------------------
Security: 12467B304
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CJES
ISIN: US12467B3042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA E. COMSTOCK Mgmt For For
RANDALL C. MCMULLEN, JR Mgmt For For
DARREN M. FRIEDMAN Mgmt For For
ADRIANNA MA Mgmt For For
MICHAEL ROEMER Mgmt For For
C. JAMES STEWART, III Mgmt For For
HH "TRIPP" WOMMACK, III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF UHY LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF C&J ENERGY SERVICES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
--------------------------------------------------------------------------------------------------------------------------
CARBONITE, INC. Agenda Number: 933987729
--------------------------------------------------------------------------------------------------------------------------
Security: 141337105
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CARB
ISIN: US1413371055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID FRIEND Mgmt For For
TODD KRASNOW Mgmt For For
JEFFRY FLOWERS Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS CARBONITE, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CARBONITE, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt No vote
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt No vote
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt No vote
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt No vote
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt No vote
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt No vote
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt No vote
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt No vote
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt No vote
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt No vote
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt No vote
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt No vote
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934011684
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD G. GALANTE Mgmt For For
THOMAS J. SHIELDS Mgmt For For
JOHN R. WELCH Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 CEO ANNUAL INCENTIVE
PLAN.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933936239
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. SHILLMAN Mgmt For For
THEODOR KRANTZ Mgmt For For
J. BRUCE ROBINSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF COGNEX'S Mgmt For For
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION ("SAY-ON-PAY").
3. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS COGNEX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
DREYFUS TREASURY PRIME CASH MANAGEMENT Agenda Number: 933887866
--------------------------------------------------------------------------------------------------------------------------
Security: 261941108
Meeting Type: Special
Meeting Date: 06-Dec-2013
Ticker: DIRXX
ISIN: US2619411083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON J. DAVIS Mgmt For For
WHITNEY I. GERARD Mgmt For For
ROBIN A. MELVIN Mgmt For For
NATHAN LEVENTHAL Mgmt For For
ROSLYN M. WATSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC. Agenda Number: 933856138
--------------------------------------------------------------------------------------------------------------------------
Security: 285229100
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ESIO
ISIN: US2852291002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
NICHOLAS KONIDARIS Mgmt For For
ROBERT R. WALKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ESI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 29, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION Agenda Number: 933911059
--------------------------------------------------------------------------------------------------------------------------
Security: 292475209
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ELX
ISIN: US2924752098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY W. BENCK Mgmt For For
GREGORY S. CLARK Mgmt For For
GARY J. DAICHENDT Mgmt For For
BRUCE C. EDWARDS Mgmt For For
PAUL F. FOLINO Mgmt For For
EUGENE J. FRANTZ Mgmt For For
BEATRIZ V. INFANTE Mgmt For For
JOHN A. KELLEY Mgmt For For
RAHUL N. MERCHANT Mgmt For For
NERSI NAZARI Mgmt For For
DEAN A. YOOST Mgmt For For
2. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
3. RATIFICATION AND APPROVAL OF AN ADVISORY Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS EMULEX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933963717
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK HENRY Mgmt Withheld Against
WILLIAM BOCK Mgmt For For
2. TO CAST A VOTE ON ADVISORY APPROVAL OF Mgmt Against Against
ENTROPIC'S EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda Number: 933859956
--------------------------------------------------------------------------------------------------------------------------
Security: 31787A507
Meeting Type: Annual
Meeting Date: 03-Sep-2013
Ticker: FNSR
ISIN: US31787A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY S. RAWLS Mgmt For For
ROBERT N. STEPHENS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FINISAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 27, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 933961509
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL D. SLESSOR Mgmt For For
THOMAS ST. DENNIS Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
FRANCESCA'S HOLDINGS CORPORATION Agenda Number: 933992352
--------------------------------------------------------------------------------------------------------------------------
Security: 351793104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: FRAN
ISIN: US3517931040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. GREG BRENNEMAN Mgmt For For
MR. NEILL DAVIS Mgmt For For
MS. LAURIE ANN GOLDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FXCM INC. Agenda Number: 933993063
--------------------------------------------------------------------------------------------------------------------------
Security: 302693106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: FXCM
ISIN: US3026931069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM AHDOUT Mgmt For For
JAMES BROWN Mgmt For For
ROBIN DAVIS Mgmt For For
PERRY FISH Mgmt For For
KENNETH GROSSMAN Mgmt For For
ARTHUR GRUEN Mgmt For For
ERIC LEGOFF Mgmt For For
DROR (DREW) NIV Mgmt For For
DAVID SAKHAI Mgmt For For
RYAN SILVERMAN Mgmt For For
EDUARD YUSUPOV Mgmt For For
2. TO RATIFY THE SELECTION AND APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION PAID TO OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC. Agenda Number: 934007192
--------------------------------------------------------------------------------------------------------------------------
Security: 402629208
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: GLF
ISIN: US4026292080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER I. BIJUR Mgmt For For
DAVID J. BUTTERS Mgmt For For
BRIAN R. FORD Mgmt For For
SHELDON S. GORDON Mgmt For For
QUINTIN V. KNEEN Mgmt For For
STEVEN W. KOHLHAGEN Mgmt For For
REX C. ROSS Mgmt For For
CHARLES K. VALUTAS Mgmt For For
2. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
GULFMARK OFFSHORE, INC. 2014 OMNIBUS EQUITY
INCENTIVE PLAN.
3. TO VOTE ON A PROPOSAL TO APPROVE, BY A Mgmt For For
STOCKHOLDER NON-BINDING ADVISORY VOTE, THE
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS, COMMONLY REFERRED TO AS A
"SAY-ON-PAY" PROPOSAL.
4. TO VOTE ON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933878261
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 01-Nov-2013
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER W. SOGNEFEST Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS J. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY F. DICICCO Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934009184
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: ROBERT W.B. Mgmt For For
KITS VAN HEYNINGEN
1.2 ELECTION OF CLASS III DIRECTOR: BRUCE J. Mgmt For For
RYAN
2. APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933899241
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Special
Meeting Date: 13-Dec-2013
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), LAUDERDALE MERGER CORPORATION,
A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO SURGICAL
CORP. (THE "COMPANY").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 933997720
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT J. MOYER Mgmt For For
DONALD E. SCHROCK Mgmt For For
CURTIS LING, PH.D.* Mgmt For For
3. TO APPROVE AMENDMENTS TO OUR 2010 EQUITY Mgmt For For
INCENTIVE PLAN (AS AMENDED AND RESTATED).
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION (SAY ON PAY VOTE).
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 933993481
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF NON-OUTSIDE DIRECTOR: EYAL Mgmt For
WALDMAN
1B. ELECTION OF NON-OUTSIDE DIRECTOR: IRWIN Mgmt For
FEDERMAN
1C. ELECTION OF NON-OUTSIDE DIRECTOR: DOV Mgmt For
BAHARAV
1D. ELECTION OF NON-OUTSIDE DIRECTOR: GLENDA Mgmt For
DORCHAK
1E. ELECTION OF NON-OUTSIDE DIRECTOR: THOMAS Mgmt For
WEATHERFORD
2A. ELECTION OF OUTSIDE DIRECTOR: DAVID Mgmt For
PERLMUTTER
3. APPROVAL OF A CASH BONUS TO BE PAID TO MR. Mgmt For
WALDMAN IN THE AMOUNT OF $60,000 FOR
SERVICES RENDERED FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013.
4. APPROVAL OF THE GRANT TO MR. WALDMAN OF Mgmt For
40,000 RESTRICTED STOCK UNITS UNDER
MELLANOX'S EXISTING GLOBAL SHARE INCENTIVE
PLAN (2006), PREVIOUSLY APPROVED BY
SHAREHOLDERS.
5. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For
MELLANOX'S NAMED EXECUTIVE OFFICERS.
6. APPROVAL OF COMPENSATION, ON AN ANNUAL Mgmt For
BASIS, IN THE AMOUNT OF $50,000 TO MR.
FEDERMAN, THE CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR SERVICES RENDERED IN SUCH
CAPACITY.
7. APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For
MELLANOX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FYE DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 933954580
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BERTUCCI Mgmt For For
ROBERT R. ANDERSON Mgmt For For
GREGORY R. BEECHER Mgmt For For
2. TO APPROVE THE COMPANY'S 2014 STOCK Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S 2014 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NOVADAQ TECHNOLOGIES INC. Agenda Number: 933999926
--------------------------------------------------------------------------------------------------------------------------
Security: 66987G102
Meeting Type: Annual and Special
Meeting Date: 21-May-2014
Ticker: NVDQ
ISIN: CA66987G1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ARUN MENAWAT Mgmt For For
AARON DAVIDSON Mgmt For For
ANTHONY GRIFFITHS Mgmt For For
HAROLD O. KOCH, JR. Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
THOMAS WELLNER Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS FIX THE AUDITORS'
REMUNERATION.
03 IN RESPECT OF THE RESOLUTION RECONFIRMING Mgmt For For
AND APPROVING THE UNALLOCATED OPTIONS UNDER
THE CORPORATION'S STOCK OPTION PLAN AS MAY
BE FURTHER AMENDED AND RESTATED UNDER THE
RESOLUTION REFERRED TO IN ITEM 4 OF THE
MANAGEMENT INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
NXSTAGE MEDICAL, INC. Agenda Number: 933997427
--------------------------------------------------------------------------------------------------------------------------
Security: 67072V103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NXTM
ISIN: US67072V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY H. BURBANK Mgmt For For
ROBERT G. FUNARI Mgmt For For
DANIEL A. GIANNINI Mgmt For For
EARL R. LEWIS Mgmt For For
JEAN K. MIXER Mgmt For For
CRAIG W. MOORE Mgmt For For
REID S. PERPER Mgmt For For
BARRY M. STRAUBE Mgmt For For
JAY W. SHREINER Mgmt For For
2. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. APPROVAL OF BY-LAW AMENDMENT TO ADOPT Mgmt For For
MAJORITY VOTING STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS.
5. APPROVAL OF 2014 OMNIBUS INCENTIVE PLAN AND Mgmt For For
SECTION 162(M) MATERIAL TERMS FOR PAYMENT.
--------------------------------------------------------------------------------------------------------------------------
PEREGRINE SEMICONDUCTOR Agenda Number: 933941177
--------------------------------------------------------------------------------------------------------------------------
Security: 71366R703
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSMI
ISIN: US71366R7035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. ALLEN Mgmt For For
ROBERT D. PAVEY Mgmt For For
CARL P. SCHLACHTE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2014.
--------------------------------------------------------------------------------------------------------------------------
PERNIX THERAPEUTICS HOLDINGS, INC. Agenda Number: 934019779
--------------------------------------------------------------------------------------------------------------------------
Security: 71426V108
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: PTX
ISIN: US71426V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DOUG DRYSDALE Mgmt For For
STEVEN ELMS Mgmt For For
TASOS G. KONIDARIS Mgmt For For
JOHN A. SEDOR Mgmt For For
2 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2009 STOCK INCENTIVE PLAN, AS
AMENDED.
3 TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT ("SAY-ON-PAY").
4 TO RATIFY THE SELECTION OF CHERRY BEKAERT Mgmt For For
L.L.P. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 933935213
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt For For
JOSEPH A. FIORITA, JR. Mgmt For For
LIANG-CHOO HSIA Mgmt For For
CONSTANTINE MACRICOSTAS Mgmt For For
GEORGE MACRICOSTAS Mgmt For For
MITCHELL G. TYSON Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2014.
3 TO APPROVE AN AMENDMENT TO THE PHOTRONICS Mgmt For For
INC. 2007 LONG TERM EQUITY INCENTIVE PLAN,
AS PREVIOUSLY AMENDED, TO INCREASE THE
AUTHORIZED SHARES AVAILABLE FOR ISSUANCE
FROM 6,000,000 TO 9,000,000 AND TO AMEND
THE AMOUNT OF RESTRICTED STOCK ALLOWED TO
BE ISSUED THEREUNDER FROM 15% TO 1,000,000
SHARES.
4 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 933879770
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100
Meeting Type: Annual
Meeting Date: 28-Oct-2013
Ticker: QNST
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES SIMONS Mgmt For For
DANA STALDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934002849
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC. Agenda Number: 933959011
--------------------------------------------------------------------------------------------------------------------------
Security: 768573107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RVBD
ISIN: US7685731074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARK S. LEWIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO APPROVE OUR 2014 EQUITY INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RUCKUS WIRELESS, INC. Agenda Number: 933995461
--------------------------------------------------------------------------------------------------------------------------
Security: 781220108
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: RKUS
ISIN: US7812201082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGES ANTOUN Mgmt For For
MOHAN GYANI Mgmt For For
RICHARD LYNCH Mgmt For For
2. TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED VOTING FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF THE
RUCKUS WIRELESS, INC. NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF RUCKUS WIRELESS,
INC. FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 933992770
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN R. WHITTEN Mgmt For For
1.2 ELECTION OF DIRECTOR: AUBREY C. TOBEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 933916530
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933987995
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
PREPARATION OF A HUMAN RIGHTS RISK
ASSESSMENT REPORT.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933934108
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Special
Meeting Date: 01-Apr-2014
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF FEBRUARY 9, 2014, BY AND AMONG
MICROCHIP TECHNOLOGY INCORPORATED, ORCHID
ACQUISITION CORPORATION AND SUPERTEX, INC.
(THE "MERGER AGREEMENT"), AND APPROVE THE
PRINCIPAL TERMS OF THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER").
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE, BY AN ADVISORY (NON-BINDING) VOTE,
CERTAIN OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER, AS WELL AS
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE GRANT OF AUTHORITY TO VOTE YOUR
SHARES TO ADJOURN THE SPECIAL MEETING TO A
LATER TIME AND DATE, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE APPROVAL OF THE
PRINCIPAL TERMS OF THE MERGER AND ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THESTREET, INC. Agenda Number: 934003740
--------------------------------------------------------------------------------------------------------------------------
Security: 88368Q103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: TST
ISIN: US88368Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH FAY Mgmt For For
VIVEK SHAH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THESTREET, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION OF THESTREET, Mgmt For For
INC.'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT (THIS VOTE
IS ADVISORY AND NON-BINDING).
--------------------------------------------------------------------------------------------------------------------------
TREE.COM, INC. Agenda Number: 933996134
--------------------------------------------------------------------------------------------------------------------------
Security: 894675107
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TREE
ISIN: US8946751075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEAL DERMER Mgmt For For
PETER HORAN Mgmt For For
W. MAC LACKEY Mgmt For For
DOUGLAS LEBDA Mgmt For For
JOSEPH LEVIN Mgmt For For
STEVEN OZONIAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE THIRD AMENDED AND RESTATED TREE.COM
2008 STOCK AND ANNUAL INCENTIVE PLAN.
4. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. Agenda Number: 933855124
--------------------------------------------------------------------------------------------------------------------------
Security: 89784N104
Meeting Type: Special
Meeting Date: 29-Jul-2013
Ticker: TRLG
ISIN: US89784N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ADOPTION AND APPROVAL OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MAY 10,
2013, AMONG TRLG HOLDINGS, LLC, ("PARENT"),
TRLG MERGER SUB, INC., ("MERGER SUB") AND
TRUE RELIGION APPAREL, INC., PURSUANT TO
WHICH MERGER SUB WILL MERGE WITH AND INTO
TRUE RELIGION APPAREL, INC. (THE "MERGER"),
AND THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER.
02 THE APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATION ARRANGEMENTS
FOR OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
03 THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT TRUE RELIGION
APPAREL, INC. TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT AND APPROVE
THE AGREEMENT AND PLAN OF MERGER
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 933931380
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENTON K. ALDER Mgmt For For
PHILIP G. FRANKLIN Mgmt For For
2. APPROVE THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933932774
--------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WLT
ISIN: US93317Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. BEATTY, Mgmt For For
C.M., O.B.E
1B. ELECTION OF DIRECTOR: MARY R. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JERRY W. KOLB Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK A. Mgmt For For
KRIEGSHAUSER
1E. ELECTION OF DIRECTOR: JOSEPH B. LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MASCALL Mgmt For For
1G. ELECTION OF DIRECTOR: BERNARD G. RETHORE Mgmt For For
1H. ELECTION OF DIRECTOR: WALTER J. SCHELLER, Mgmt For For
III
1I. ELECTION OF DIRECTOR: MICHAEL T. TOKARZ Mgmt For For
1J. ELECTION OF DIRECTOR: A.J. WAGNER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. TO APPROVE THE WALTER ENERGY, INC. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 933968313
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WPX
ISIN: US98212B1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES J. BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE Shr Against For
GREENHOUSE GAS EMISSIONS GOALS.
5. STOCKHOLDER PROPOSAL REGARDING Shr Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
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ZYGO CORPORATION Agenda Number: 934030595
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Security: 989855101
Meeting Type: Special
Meeting Date: 18-Jun-2014
Ticker: ZIGO
ISIN: US9898551018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 10, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG AMETEK, INC.,
AMETEK MATTERHORN, INC. AND ZYGO
CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR ZYGO
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A. Needham
Name George A. Needham
Title President
Date 08/15/2014