UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10201
NAME OF REGISTRANT: The Appleton Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: One Post Office Square, 6th
Floor
Boston, MA 02109
NAME AND ADDRESS OF AGENT FOR SERVICE: Daniel T. Buckley
Appleton Partners, Inc.
One Post Office Square, 6th
Floor
Boston, MA 02109
REGISTRANT'S TELEPHONE NUMBER: 617-338-0700
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
Appleton Equity Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934135977
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2015
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
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ABBVIE INC. Agenda Number: 934142249
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2015
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROXANNE S. AUSTIN Mgmt For For
RICHARD A. GONZALEZ Mgmt For For
GLENN F. TILTON Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934163356
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: GEORGE Mgmt For For
CONRADES
1.2 ELECTION OF CLASS I DIRECTOR: JILL Mgmt For For
GREENTHAL
1.3 ELECTION OF CLASS I DIRECTOR: F. THOMSON Mgmt For For
LEIGHTON
2. TO APPROVE AN AMENDMENT TO THE AKAMAI Mgmt For For
TECHNOLOGIES, INC. 2013 STOCK INCENTIVE
PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
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AMERICAN TOWER CORPORATION Agenda Number: 934174676
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1C. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1D. ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION
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AMGEN INC. Agenda Number: 934153672
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt For For
WILLIAMS
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL (VOTE TABULATION). Shr Against For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934118983
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2015
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1B. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1C. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1E. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1F. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1G. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH ENTITLED
"RISK REPORT"
6. A SHAREHOLDER PROPOSAL BY MR. JAMES Shr Against For
MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED
"PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934150842
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015
4. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF AMERICA CORPORATION 2003 KEY
ASSOCIATE STOCK PLAN
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr Against For
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934202956
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5. TO APPROVE AN AMENDMENT TO THE BIOGEN INC. Mgmt For For
2006 NON-EMPLOYEE DIRECTORS EQUITY PLAN.
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CERNER CORPORATION Agenda Number: 934191898
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 22-May-2015
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MITCHELL E. DANIELS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLIFFORD W. ILLIG Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM B. NEAVES Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2015.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE CERNER CORPORATION PERFORMANCE-BASED
COMPENSATION PLAN.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE CERNER CORPORATION 2011 OMNIBUS
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V. Agenda Number: 934153444
--------------------------------------------------------------------------------------------------------------------------
Security: 167250109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: CBI
ISIN: US1672501095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP K. ASHERMAN. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL
COUNT AS A FOR VOTE FOR THE ALTERNATE
NOMINEE LUCIANO REYES)
1B. ELECTION OF DIRECTOR: L. RICHARD FLURY. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL
COUNT AS A FOR VOTE FOR THE ALTERNATE
NOMINEE WESTLEY S. STOCKTON)
1C. ELECTION OF DIRECTOR: W. CRAIG KISSEL. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL
COUNT AS A FOR VOTE FOR THE ALTERNATE
NOMINEE STEPHEN H. DIMLICH, JR.)
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO AUTHORIZE THE PREPARATION OF OUR DUTCH Mgmt For For
STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL
REPORT OF OUR MANAGEMENT BOARD IN THE
ENGLISH LANGUAGE, TO DISCUSS OUR ANNUAL
REPORT OF THE MANAGEMENT BOARD FOR THE YEAR
ENDED DECEMBER 31, 2014 AND TO ADOPT OUR
DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE
YEAR ENDED DECEMBER 31, 2014
4. TO APPROVE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2014, IN AN AMOUNT OF
$.28 PER SHARE, WHICH HAS PREVIOUSLY BEEN
PAID OUT TO SHAREHOLDERS IN THE FORM OF
INTERIM DIVIDENDS
5. TO DISCHARGE THE SOLE MEMBER OF OUR Mgmt For For
MANAGEMENT BOARD FROM LIABILITY IN RESPECT
OF THE EXERCISE OF ITS DUTIES DURING THE
YEAR ENDED DECEMBER 31, 2014
6. TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES DURING THE YEAR
ENDED DECEMBER 31, 2014
7. TO APPOINT ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE
YEAR ENDING DECEMBER 31, 2015
8. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF OUR MANAGEMENT BOARD, ACTING WITH THE
APPROVAL OF OUR SUPERVISORY BOARD, TO
REPURCHASE UP TO 10% OF OUR ISSUED SHARE
CAPITAL UNTIL NOVEMBER 6, 2016 ON THE OPEN
MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE NOT LESS THAN
THE NOMINAL VALUE OF A SHARE AND NOT HIGHER
THAN 110% OF THE MOST RECENT AVAILABLE (AS
OF THE TIME OF REPURCHASE) PRICE OF A SHARE
ON ANY SECURITIES EXCHANGE WHERE OUR SHARES
ARE TRADED
9. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt Against Against
OF OUR SUPERVISORY BOARD TO ISSUE SHARES
AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES
(INCLUDING OPTIONS TO SUBSCRIBE FOR
SHARES), NEVER TO EXCEED THE NUMBER OF
AUTHORIZED BUT UNISSUED SHARES, AND TO
LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS WITH RESPECT TO THE ISSUANCE
OF SHARES AND/OR THE GRANT OF THE RIGHT TO
ACQUIRE SHARES, UNTIL MAY 6, 2020
10. TO APPROVE THE AMENDED AND RESTATED CHICAGO Mgmt For For
BRIDGE & IRON COMPANY INCENTIVE
COMPENSATION PROGRAM
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CHURCH & DWIGHT CO., INC. Agenda Number: 934146730
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: T. ROSIE ALBRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: RAVICHANDRA K. Mgmt For For
SALIGRAM
1C. ELECTION OF DIRECTOR: ROBERT K. SHEARER Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934141160
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY APPROVAL OF CITI'S 2014 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr For For
ACCESS FOR SHAREHOLDERS.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
8. STOCKHOLDER PROPOSAL REQUESTING A BY-LAW Shr Against For
AMENDMENT TO EXCLUDE FROM THE BOARD OF
DIRECTORS' AUDIT COMMITTEE ANY DIRECTOR WHO
WAS A DIRECTOR AT A PUBLIC COMPANY WHILE
THAT COMPANY FILED FOR REORGANIZATION UNDER
CHAPTER 11.
9. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
REGARDING THE VESTING OF EQUITY-BASED
AWARDS FOR SENIOR EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION TO ENTER GOVERNMENT
SERVICE.
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COSTCO WHOLESALE CORPORATION Agenda Number: 934112309
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 29-Jan-2015
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY H. BROTMAN Mgmt For For
DANIEL J. EVANS Mgmt For For
RICHARD A. GALANTI Mgmt For For
JEFFREY S. RAIKES Mgmt For For
JAMES D. SINEGAL Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. TO AMEND AND RESTATE THE COMPANY'S SIXTH Mgmt For For
RESTATED STOCK INCENTIVE PLAN.
5A. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
REDUCE VOTING STANDARD FOR REMOVAL OF
DIRECTORS.
5B. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
REDUCE VOTING STANDARD FOR AMENDING THE
ARTICLE DEALING WITH REMOVAL OF DIRECTORS
FOR CAUSE.
6. SHAREHOLDER PROPOSAL TO REGULATE DIRECTOR Shr Against For
TENURE.
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DELPHI AUTOMOTIVE PLC Agenda Number: 934135876
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
1C. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1D. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1E. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
1J. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
2. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
3. PROPOSAL TO APPROVE THE DELPHI AUTOMOTIVE Mgmt For For
PLC LONG-TERM INCENTIVE PLAN, AS AMENDED
AND RESTATED.
4. PROPOSAL TO APPROVE THE DELPHI AUTOMOTIVE Mgmt For For
PLC LEADERSHIP INCENTIVE PLAN.
5. SAY-ON-PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 934160627
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRED D. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY J. BATES Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: JONATHAN CHRISTODORO Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE S. HAMMER Mgmt For For
1I. ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For
1J. ELECTION OF DIRECTOR: KATHLEEN C. MITIC Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1L. ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
1N. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For
1O. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE MATERIAL TERMS, INCLUDING Mgmt For For
THE PERFORMANCE GOALS, OF THE AMENDMENT AND
RESTATEMENT OF THE EBAY INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2015.
5. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING STOCKHOLDER ACTION BY WRITTEN
CONSENT WITHOUT A MEETING, IF PROPERLY
PRESENTED BEFORE THE MEETING.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING STOCKHOLDER PROXY ACCESS, IF
PROPERLY PRESENTED BEFORE THE MEETING.
7. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING GENDER PAY, IF PROPERLY PRESENTED
BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 934151426
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F ELECTION OF DIRECTOR: JEFFREY M. ETTINGER Mgmt For For
1G ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1H ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1I ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1K ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1M ELECTION OF DIRECTOR: TRACY B. MCKIBBEN Mgmt For For
1N ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1O ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1P ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2015.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4 STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934142251
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2015.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING PROXY Shr For Against
ACCESS, IF PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934145156
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt For For
MG, USA (RETIRED)
1E. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1H. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2015.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934204378
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015
3. TO RE-APPROVE THE INTERNAL REVENUE CODE OF Mgmt Against Against
1986, AS AMENDED, SECTION 162(M) LIMITS OF
OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE
OUR ABILITY TO RECEIVE CORPORATE INCOME TAX
DEDUCTIONS THAT MAY BECOME AVAILABLE
PURSUANT TO SECTION 162(M)
4. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING
5. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT
6. A STOCKHOLDER PROPOSAL REGARDING A HUMAN Shr Against For
RIGHTS RISK ASSESSMENT
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 934194010
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 03-Jun-2015
Ticker: GOOGL
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S Mgmt Against Against
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 17,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6 A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON RENEWABLE ENERGY COST, IF PROPERLY
PRESENTED AT THE MEETING.
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON BUSINESS RISK RELATED TO CLIMATE CHANGE
REGULATIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 934219280
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 24-Jun-2015
Ticker: IACI
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDGAR BRONFMAN, JR. Mgmt For For
CHELSEA CLINTON Mgmt For For
SONALI DE RYCKER Mgmt For For
BARRY DILLER Mgmt For For
MICHAEL D. EISNER Mgmt For For
BONNIE HAMMER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
BRYAN LOURD Mgmt For For
DAVID ROSENBLATT Mgmt For For
ALAN G. SPOON Mgmt For For
A. VON FURSTENBERG Mgmt For For
RICHARD F. ZANNINO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS IAC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934174602
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1B. ELECTION OF DIRECTOR: KARIN EASTHAM, CPA Mgmt For For
1C. ELECTION OF DIRECTOR: JAY T. FLATLEY Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY T. HUBER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. RASTETTER, Mgmt For For
PH.D.
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 3, 2016
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE THE ILLUMINA, INC. 2015 STOCK Mgmt For For
AND INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934169916
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. APPROVAL OF AMENDMENT TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr Against For
INDEPENDENT CHAIR
6. LOBBYING - REPORT ON POLICIES, PROCEDURES Shr Against For
AND EXPENDITURES
7. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
OWNERSHIP THRESHOLD FROM 20% TO 10%
8. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST
9. ACCELERATED VESTING PROVISIONS - REPORT Shr Against For
NAMES OF SENIOR EXECUTIVES AND VALUE OF
EQUITY AWARDS THAT WOULD VEST IF THEY
RESIGN TO ENTER GOVERNMENT SERVICE
10. CLAWBACK DISCLOSURE POLICY - DISCLOSE Shr For Against
WHETHER THE FIRM RECOUPED ANY INCENTIVE
COMPENSATION FROM SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934150854
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1M. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ESTABLISH BOARD COMMITTEE ON Shr Against For
SUSTAINABILITY.
5. POLICY REGARDING LIMIT ON ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS.
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY PLC Agenda Number: 934083546
--------------------------------------------------------------------------------------------------------------------------
Security: G97822103
Meeting Type: Annual
Meeting Date: 04-Nov-2014
Ticker: PRGO
ISIN: IE00BGH1M568
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAURIE BRLAS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY M. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUALYN A. FOUSE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. GIBBONS Mgmt For For
1E. ELECTION OF DIRECTOR: RAN GOTTFRIED Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN R. HOFFING Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA Mgmt For For
1H. ELECTION OF DIRECTOR: GARY K. KUNKLE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HERMAN MORRIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: DONAL O'CONNOR Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH C. PAPA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR
2015
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY Mgmt For For
SUBSIDIARY OF PERRIGO COMPANY PLC TO MAKE
MARKET PURCHASES OF PERRIGO COMPANY PLC'S
ORDINARY SHARES
5. DETERMINE THE REISSUE PRICE RANGE FOR Mgmt For For
PERRIGO COMPANY PLC TREASURY SHARES
6. APPROVE THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES BY REDUCING SOME OR ALL OF PERRIGO
COMPANY PLC'S SHARE PREMIUM
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 934051551
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 12-Aug-2014
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK DONEGAN Mgmt For For
1B. ELECTION OF DIRECTOR: DON R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1D. ELECTION OF DIRECTOR: DANIEL J. MURPHY Mgmt For For
1E. ELECTION OF DIRECTOR: VERNON E. OECHSLE Mgmt For For
1F. ELECTION OF DIRECTOR: ULRICH SCHMIDT Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY A. WICKS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS UPON A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 934171947
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: FRED REICHHELD Mgmt For For
1.2 ELECTION OF DIRECTOR: KEVIN COSTELLO Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN HARPER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 934210446
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY WOODS BRINKLEY Mgmt For For
ROBERT D. JOHNSON Mgmt For For
ROBERT E. KNOWLING, JR. Mgmt For For
WILBUR J. PREZZANO Mgmt For For
LAURA G. THATCHER Mgmt For For
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
4. TO CONSIDER A STOCKHOLDER PROPOSAL; IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934127348
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1G. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2014
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 934204366
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 16-Jun-2015
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. JOHNSON Mgmt For For
BARCLAY G. JONES III Mgmt For For
DAWN M. ZIER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2015
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
4. TO APPROVE THE COMPANY'S 2015 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934118680
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2015
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
4. ESTABLISH A BOARD COMMITTEE ON Shr Against For
SUSTAINABILITY.
5. REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934177951
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: MARK FLAHERTY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
1M. ELECTION OF DIRECTOR: MARK O. WINKELMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2015)
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015
5. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING
6. SHAREHOLDER PROPOSAL REGARDING VESTING OF Shr Against For
EQUITY AWARDS UPON ENTERING GOVERNMENT
SERVICE
7. SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT Shr For Against
BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934163584
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1F. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD
5. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934118666
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 12-Mar-2015
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2015.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
4. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO INDEPENDENT BOARD CHAIRMAN.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934172785
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR 2015
--------------------------------------------------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC Agenda Number: 934148671
--------------------------------------------------------------------------------------------------------------------------
Security: 90346E103
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: SLCA
ISIN: US90346E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL AVRAMOVICH Mgmt For For
PETER BERNARD Mgmt For For
WILLIAM J. KACAL Mgmt For For
CHARLES SHAVER Mgmt For For
BRYAN A. SHINN Mgmt For For
J. MICHAEL STICE Mgmt For For
2 RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
4 APPROVAL OF THE AMENDED AND RESTATED U.S. Mgmt For For
SILICA HOLDINGS, INC. 2011 INCENTIVE
COMPENSATION PLAN.
5 APPROVAL OF AN AMENDMENT TO THE SECOND Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE THE REQUIREMENT OF
PLURALITY VOTING FOR DIRECTORS.
6 APPROVAL OF AMENDMENTS TO THE SECOND Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE CERTAIN PROVISIONS
RELATING TO OWNERSHIP OF STOCK BY OUR
FORMER CONTROLLING SHAREHOLDER.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934177583
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: L.M. FRITZ Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIRMAN IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 934149748
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1F. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1I. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1J. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934174599
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD H. FARMER Mgmt For For
1B. ELECTION OF DIRECTOR: COLLEEN A. GOGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For
1D. ELECTION OF DIRECTOR: ANDERS O. LONNER Mgmt For For
1E. ELECTION OF DIRECTOR: THEO MELAS-KYRIAZI Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL PEARSON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT N. POWER Mgmt For For
1H. ELECTION OF DIRECTOR: NORMA A. PROVENCIO Mgmt For For
1I. ELECTION OF DIRECTOR: HOWARD B. SCHILLER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHARINE B. Mgmt For For
STEVENSON
1K. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
2. THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
3. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS FOR THE COMPANY TO HOLD OFFICE
UNTIL THE CLOSE OF THE 2016 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934110785
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2015
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO FACILITATE STOCK SPLITS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE VISA INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5A. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: EXITING OUR
CORE PAYMENT BUSINESS
5B. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: FUTURE
AMENDMENTS TO SECTIONS OF THE CERTIFICATE
OF INCORPORATION
5C. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: APPROVAL OF
EXCEPTIONS TO TRANSFER RESTRICTIONS
5D. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: REMOVAL OF
DIRECTORS FROM OFFICE
5E. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: FUTURE
AMENDMENTS TO THE ADVANCE NOTICE PROVISIONS
IN THE BY-LAWS
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934046740
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2014
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO ELECT NICK READ AS A DIRECTOR Mgmt For For
5. TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
6. TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
7. TO ELECT DAME CLARA FURSE AS A DIRECTOR, Mgmt For For
WITH EFFECT FROM 1 SEPTEMBER 2014
8. TO ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO RE-ELECT OMID KORDESTANI AS A DIRECTOR Mgmt For For
12. TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt For For
13. TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
15. TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2014
16. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE YEAR ENDED 31 MARCH 2014
17. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2014
18. TO APPROVE THE VODAFONE GLOBAL INCENTIVE Mgmt For For
PLAN RULES
19. TO CONFIRM PWC'S APPOINTMENT AS AUDITOR Mgmt For For
20. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
21. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
S25 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
WABTEC CORPORATION Agenda Number: 934160639
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. HEHIR Mgmt For For
MICHAEL W.D. HOWELL Mgmt For For
NICKOLAS W. VANDE STEEG Mgmt For For
2. APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO THE APPROVAL OF 2014
NAMED EXECUTIVE OFFICER COMPENSATION
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934141374
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1H) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1P) ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING Shr Against For
POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 934140295
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SANJAY KHOSLA Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIE M. REED Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM C. STEERE, Mgmt For For
JR.
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY KPMG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2015.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Appleton Funds
By (Signature) /s/ Daniel T. Buckley
Name Daniel T. Buckley
Title President
Date 08/14/2015