UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas, TX 75240-2650
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas , TX 75240-2650
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Concorde Value Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Concorde Wealth Management Fund
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN PLC Agenda Number: 934551537
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1E. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RECOMMEND, IN A NON-BINDING VOTE, Mgmt 1 Year For
WHETHER A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017
AND TO AUTHORIZE, IN A BINDING VOTE, THE
BOARD OF DIRECTORS, ACTING THROUGH ITS
AUDIT AND COMPLIANCE COMMITTEE, TO
DETERMINE PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE PURPOSES OF
SECTION 162(M) UNDER THE ALLERGAN PLC 2017
ANNUAL INCENTIVE COMPENSATION PLAN.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934583596
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
USE OF CRIMINAL BACKGROUND CHECKS IN HIRING
DECISIONS
7. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY AS AN EXECUTIVE COMPENSATION
PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934630117
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 28-Jun-2017
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 934475460
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Special
Meeting Date: 28-Sep-2016
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE TRANSACTION, INCLUDING THE ACQUISITION
BY AB INBEV OF THE SHARES OF NEWBELCO AT A
PRICE OF 0.45 EACH UNDER THE BELGIAN
OFFER, FOR A VALUE EXCEEDING ONE THIRD OF
THE CONSOLIDATED ASSETS OF AB INBEV.
B4. APPROVE (I) THE MERGER TERMS, (II) THE Mgmt No vote
BELGIAN MERGER, SUBJECT TO THE CONDITIONS
SET OUT IN THE MERGER TERMS AND EFFECTIVE
UPON PASSING OF THE FINAL NOTARIAL DEED,
AND (III) THE DISSOLUTION WITHOUT
LIQUIDATION OF AB INBEV UPON COMPLETION OF
THE BELGIAN MERGER.
B5. APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
(I) THE DELISTING OF THE SECURITIES OF THE
COMPANY FROM EURONEXT BRUSSELS, (II) THE
DELISTING OF THE SECURITIES OF THE COMPANY
FROM THE JOHANNESBURG STOCK EXCHANGE, AND
(III) THE CANCELLATION OF THE REGISTRATION
OF THE SECURITIES OF THE COMPANY WITH THE
NATIONAL SECURITIES REGISTRY (RNV)
MAINTAINED BY THE MEXICAN SECURITIES AND
BANKING COMMISSION (COMISION NACIONAL
BANCARIA ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
C6. APPROVE THE DELEGATION OF POWERS TO: (I) Mgmt No vote
ANY DIRECTOR OF THE COMPANY FROM TIME TO
TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT
LOORE, ANN RANDON, PATRICIA FRIZO, GERT
BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS
AND ROMANIE DENDOOVEN (EACH AN " AUTHORISED
PERSON"), EACH ACTING TOGETHER WITH ANOTHER
AUTHORISED PERSON, TO ACKNOWLEDGE BY
NOTARIAL DEED THE COMPLETION OF THE BELGIAN
MERGER AFTER COMPLETION OF THE CONDITIONS
PRECEDENT SET OUT IN THE MERGER TERMS; ...
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 934560283
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORISED CAPITAL: (B) PROPOSED Mgmt No vote
RESOLUTION: GRANTING TO THE BOARD OF
DIRECTORS, FOR A PERIOD OF FIVE YEARS AS
FROM THE DATE OF PUBLICATION OF THIS
AMENDMENT TO THE ARTICLES OF ASSOCIATION IN
THE ANNEXES TO THE BELGIAN STATE JOURNAL
(ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ
HET BELGISCH STAATSBLAD), THE AUTHORISATION
TO INCREASE THE CAPITAL IN ONE OR MORE
TRANSACTIONS, BY THE ISSUANCE OF A NUMBER
OF SHARES, OR FINANCIAL INSTRUMENTS GIVING
RIGHT TO A NUMBER OF SHARES, ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3. APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt No vote
INBEV
4. DISCHARGE TO THE DIRECTORS OF THE OLD AB Mgmt No vote
INBEV
5. DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt No vote
OLD AB INBEV
9. APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote
10. DISCHARGE TO THE DIRECTORS Mgmt No vote
11. DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote
12A RENEWING THE APPOINTMENT AS RESTRICTED Mgmt No vote
SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON,
FOR A PERIOD OF ONE YEAR
12B RENEWING THE APPOINTMENT AS RESTRICTED Mgmt No vote
SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD,
JR., FOR A PERIOD OF ONE YEAR
12C RENEWING THE APPOINTMENT AS RESTRICTED Mgmt No vote
SHARE DIRECTOR OF MR. ALEJANDRO SANTO
DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR
13A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt No vote
OF THE COMPANY
13B CONFIRMATION OF FIXED REMUNERATION OF THE Mgmt No vote
DIRECTORS
13C STOCK OPTIONS FOR DIRECTORS Mgmt No vote
C1. FILINGS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934619973
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 23-Jun-2017
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. RE-ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. RE-ELECTION OF DIRECTOR: JIN-YONG CAI Mgmt For For
1D. RE-ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1E. RE-ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1F. RE-ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. RE-ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. RE-ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. RE-ELECTION OF DIRECTOR: RICHARD C. Mgmt For For
NOTEBAERT
1J. RE-ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. RE-ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. APPROVAL OF OUR DIRECTORS' REMUNERATION Mgmt For For
POLICY.
5. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
6. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS, FOR THE YEAR ENDED
DECEMBER 31, 2016.
7. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
8. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
9. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF AON'S U.K.
STATUTORY AUDITOR.
10. APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACTS AND REPURCHASE COUNTERPARTIES.
11. AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For
EXERCISE ALL POWERS OF AON TO ALLOT SHARES.
12. AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Mgmt For For
EQUITY SECURITIES FOR CASH WITHOUT RIGHTS
OF PREEMPTION.
13. AUTHORIZE AON AND ITS SUBSIDIARIES TO MAKE Mgmt For For
POLITICAL DONATIONS OR EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 934550939
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID A. HENTSCHEL Mgmt For For
1.2 ELECTION OF DIRECTOR: THOMAS E. JORDEN Mgmt For For
1.3 ELECTION OF DIRECTOR: FLOYD R. PRICE Mgmt For For
1.4 ELECTION OF DIRECTOR: FRANCES M. VALLEJO Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2017
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934601572
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
MADELINE S. BELL Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
ASUKA NAKAHARA Mgmt For For
DAVID C. NOVAK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
5. TO PROVIDE A LOBBYING REPORT Shr Against For
6. TO STOP 100-TO-ONE VOTING POWER Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934541601
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
1C. ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934568304
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDULAZIZ F. AL Mgmt For For
KHAYYAL
1B. ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES R. BOYD Mgmt For For
1E. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1F. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1G. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1H. ELECTION OF DIRECTOR: JOSE C. GRUBISICH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. LESAR Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. MALONE Mgmt For For
1K. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY A. MILLER Mgmt For For
1M. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
2. RATIFICATION OF THE SELECTION OF AUDITORS. Mgmt For For
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 934534593
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD W. EVANS, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA T. MATHEWS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD A. NOLL Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID V. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: ANN E. ZIEGLER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2017 FISCAL YEAR
3. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
4. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
REGARDING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC. Agenda Number: 934546168
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. MILTON JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS F. FRIST III Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM R. FRIST Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ANN H. LAMONT Mgmt For For
1H. ELECTION OF DIRECTOR: JAY O. LIGHT Mgmt For For
1I. ELECTION OF DIRECTOR: GEOFFREY G. MEYERS Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE J. RILEY, M.D. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ALLOW STOCKHOLDERS OWNING AN AGGREGATE OF
25% OF OUR OUTSTANDING COMMON STOCK TO
REQUEST SPECIAL MEETINGS OF STOCKHOLDERS
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING THAT THE BOARD
OF DIRECTORS IMPLEMENT CHANGES TO OUR
GOVERNING DOCUMENTS TO ALLOW STOCKHOLDERS
OWNING AN AGGREGATE OF 10% OF OUR
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
HEALTHSOUTH CORPORATION Agenda Number: 934550054
--------------------------------------------------------------------------------------------------------------------------
Security: 421924309
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: HLS
ISIN: US4219243098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. CHIDSEY Mgmt For For
DONALD L. CORRELL Mgmt For For
YVONNE M. CURL Mgmt For For
CHARLES M. ELSON Mgmt For For
JOAN E. HERMAN Mgmt For For
LEO I. HIGDON, JR. Mgmt For For
LESLYE G. KATZ Mgmt For For
JOHN E. MAUPIN, JR. Mgmt For For
L. EDWARD SHAW, JR. Mgmt For For
MARK J. TARR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AN ADVISORY VOTE TO APPROVE THE FREQUENCY Mgmt 1 Year For
OF THE SAY-ON-PAY ADVISORY VOTE AS EVERY
ONE, TWO, OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934545546
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA M. EGNOTOVICH Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: GUY C. HACHEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2016 EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Mgmt 1 Year For
ADVISORY VOTE REGARDING EXECUTIVE
COMPENSATION
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
INVESCO SHORT-TERM INVESTMENTS TRUST Agenda Number: 934522118
--------------------------------------------------------------------------------------------------------------------------
Security: 825252885
Meeting Type: Special
Meeting Date: 06-Jun-2017
Ticker: AGPXX
ISIN: US8252528851
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. ARCH Mgmt For For
JAMES T. BUNCH Mgmt For For
BRUCE L. CROCKETT Mgmt For For
JACK M. FIELDS Mgmt For For
MARTIN L. FLANAGAN Mgmt For For
CYNTHIA HOSTETLER Mgmt For For
DR. ELI JONES Mgmt For For
DR. PREMA MATHAI-DAVIS Mgmt For For
TERESA M. RESSEL Mgmt For For
DR. LARRY SOLL Mgmt For For
ANN BARNETT STERN Mgmt For For
RAYMOND STICKEL, JR. Mgmt For For
PHILIP A. TAYLOR Mgmt For For
ROBERT C. TROCCOLI Mgmt For For
CHRISTOPHER L. WILSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO EACH TRUST'S Mgmt For For
AGREEMENT AND DECLARATION OF TRUST THAT
WOULD PERMIT FUND MERGERS AND OTHER
SIGNIFICANT TRANSACTIONS UPON THE BOARD'S
APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL
OF SUCH TRANSACTIONS.
3. TO APPROVE CHANGING THE FUNDAMENTAL Mgmt For For
INVESTMENT RESTRICTION REGARDING THE
PURCHASE OR SALE OF PHYSICAL COMMODITIES.
4A. TO APPROVE AN AMENDMENT TO THE CURRENT Mgmt For For
MASTER INTERGROUP SUB-ADVISORY CONTRACT TO
ADD INVESCO POWERSHARES CAPITAL MANAGEMENT
LLC.
4B. TO APPROVE AN AMENDMENT TO THE CURRENT Mgmt For For
MASTER INTERGROUP SUB-ADVISORY CONTRACT TO
ADD INVESCO ASSET MANAGEMENT (INDIA)
PRIVATE LIMITED.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934530999
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Special
Meeting Date: 16-Mar-2017
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL. PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 31, 2016, AMONG LEVEL 3
COMMUNICATIONS, INC. ("LEVEL 3"),
CENTURYLINK, INC. ("CENTURYLINK"), WILDCAT
MERGER SUB 1 LLC ("MERGER SUB 1") AND WWG
MERGER SUB LLC, PURSUANT TO WHICH MERGER
SUB 1, A WHOLLY OWNED SUBSIDIARY OF
CENTURYLINK, WILL MERGE WITH AND INTO LEVEL
3, WITH LEVEL 3 SURVIVING THE MERGER AS A
WHOLLY OWNED SUBSIDIARY OF CENTURYLINK; AND
TO APPROVE THE MERGER.
2. COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, Mgmt For For
ON A NON-BINDING, ADVISORY BASIS, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO LEVEL 3'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AND
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. ADJOURNMENT PROPOSAL. PROPOSAL TO APPROVE Mgmt For For
THE ADJOURNMENT OR POSTPONEMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL (PROPOSAL 1).
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934580158
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JEFF K. STOREY Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN T. CLONTZ Mgmt For For
1E. ELECTION OF DIRECTOR: IRENE M. ESTEVES Mgmt For For
1F. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1G. ELECTION OF DIRECTOR: SPENCER B. HAYS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL J. MAHONEY Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN W. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: PETER SEAH LIM HUAT Mgmt For For
1K. ELECTION OF DIRECTOR: PETER VAN OPPEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt For For
EXECUTIVE OFFICER EXECUTIVE COMPENSATION.
3. TO APPROVE A PROPOSAL OF THE FREQUENCY IN Mgmt 1 Year For
WHICH OUR STOCKHOLDERS WILL CONDUCT AN
ADVISORY VOTE ON THE EXECUTIVE COMPENSATION
PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934594412
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANGELA F. BRALY Mgmt For For
SANDRA B. COCHRAN Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE LOWE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN FISCAL
2016.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE LOWE'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
5. PROPOSAL REGARDING THE FEASIBILITY OF Shr Against For
SETTING RENEWABLE ENERGY SOURCING TARGETS.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 934613046
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: G. STEVEN DAWSON Mgmt For For
1.3 ELECTION OF DIRECTOR: R. STEVEN HAMNER Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE Mgmt For For
1.5 ELECTION OF DIRECTOR: C. REYNOLDS THOMPSON, Mgmt For For
III
1.6 ELECTION OF DIRECTOR: D. PAUL SPARKS, JR. Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL G. STEWART Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt No vote
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt No vote
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt No vote
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr No vote
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934483556
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 16-Nov-2016
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
RENEE J. JAMES Mgmt For For
LEON E. PANETTA Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
4. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 934549164
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1E. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID P. O'CONNOR Mgmt For For
1G. ELECTION OF DIRECTOR: OLIVIER PIANI Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR 2016
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC. Agenda Number: 934554913
--------------------------------------------------------------------------------------------------------------------------
Security: 847788106
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: TRK
ISIN: US8477881069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. WILLIAM R. BROOKS Mgmt No vote
MR. MARK M. GAMBILL Mgmt No vote
MR. JAMES P. HOLDEN Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF STOCKHOLDER Mgmt No vote
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE SPEEDWAY MOTORSPORTS, INC. Mgmt No vote
2013 STOCK INCENTIVE PLAN, AMENDED AND
RESTATED AS OF APRIL 19, 2017.
5. TO APPROVE THE SPEEDWAY MOTORSPORTS, INC. Mgmt No vote
INCENTIVE COMPENSATION PLAN, AMENDED AND
RESTATED AS OF APRIL 19, 2017.
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST Agenda Number: 934514527
--------------------------------------------------------------------------------------------------------------------------
Security: 882610108
Meeting Type: Special
Meeting Date: 12-Jan-2017
Ticker: TPL
ISIN: US8826101086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID E. BARRY Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 934545091
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. ARWAY Mgmt For For
J. P. BILBREY Mgmt For For
J. W. BROWN Mgmt For For
M. G. BUCK Mgmt For For
C. A. DAVIS Mgmt For For
M. K. HABEN Mgmt For For
M. D. KOKEN Mgmt For For
R. M. MALCOLM Mgmt For For
J. M. MEAD Mgmt For For
A. J. PALMER Mgmt For For
T. J. RIDGE Mgmt For For
D. L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2017.
3. APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS.
4. THE FREQUENCY OF FUTURE ADVISORY VOTES ON Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934523437
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO AMEND THE COMPANY'S
BYLAWS RELATING TO PROXY ACCESS TO INCREASE
THE NUMBER OF PERMITTED NOMINEES, REMOVE
THE LIMIT ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE THE
LIMITATION ON RENOMINATION OF PERSONS BASED
ON VOTES IN A PRIOR ELECTION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934561172
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For
1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt For For
1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY ON PAY").
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION ("SAY ON FREQUENCY").
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIRMAN IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934546461
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For
1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE RELATED TO FUTURE VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt For For
6. HUMAN RIGHTS COMMITTEE Shr Against For
7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr Against For
8. SPECIAL SHAREOWNER MEETINGS Shr Against For
9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr Against For
10. STOCK RETENTION POLICY Shr Against For
11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr Against For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B. Wood
Name Gary B. Wood
Title President
Date 07/31/2017