UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Paul R. Fearday
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-5346
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
AlphaMark Actively Managed Small Cap ETF
--------------------------------------------------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC. Agenda Number: 934595654
--------------------------------------------------------------------------------------------------------------------------
Security: 00484M106
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: ACOR
ISIN: US00484M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RON COHEN, M.D. Mgmt No vote
LORIN J. RANDALL Mgmt No vote
STEVEN M. RAUSCHER Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote
EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 934600847
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE KOHN Mgmt No vote
D. JEFFREY RICHARDSON Mgmt No vote
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AMBARELLA,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 31, 2018.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF AMBARELLA, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC. Agenda Number: 934539721
--------------------------------------------------------------------------------------------------------------------------
Security: 001744101
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: AMN
ISIN: US0017441017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK G. FOLETTA Mgmt For For
1B. ELECTION OF DIRECTOR: R. JEFFREY HARRIS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS, Mgmt For For
M.D.
1D. ELECTION OF DIRECTOR: MARTHA H. MARSH Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN R. SALKA Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW M. STERN Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL E. WEAVER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMN HEALTHCARE 2017 SENIOR Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
5. TO APPROVE THE AMN HEALTHCARE 2017 EQUITY Mgmt For For
PLAN.
6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC. Agenda Number: 934582847
--------------------------------------------------------------------------------------------------------------------------
Security: 06985P209
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: BAS
ISIN: US06985P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS M. PATTERSON Mgmt No vote
JULIO M. QUINTANA Mgmt No vote
ANTHONY J. DINELLO Mgmt No vote
2. APPROVAL OF THE BASIC ENERGY SERVICES, INC. Mgmt No vote
NON-EMPLOYEE DIRECTOR INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
CALAMP CORP. Agenda Number: 934451319
--------------------------------------------------------------------------------------------------------------------------
Security: 128126109
Meeting Type: Annual
Meeting Date: 26-Jul-2016
Ticker: CAMP
ISIN: US1281261099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A.J. "BERT" MOYER Mgmt For For
KIMBERLY ALEXY Mgmt For For
MICHAEL BURDIEK Mgmt For For
JEFFERY GARDNER Mgmt For For
AMAL JOHNSON Mgmt For For
JORGE TITINGER Mgmt For For
LARRY WOLFE Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE INDEPENDENT AUDITING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2017.
4. TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 934451371
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 26-Jul-2016
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt For For
ALEXANDER M. DAVERN Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
CHRISTINE KING Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
DAVID J. TUPMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 25, 2017.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF MATERIAL TERMS OF THE AMENDED Mgmt For For
2007 MANAGEMENT AND KEY INDIVIDUAL
CONTRIBUTOR INCENTIVE PLAN TO COMPLY WITH
THE REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC. Agenda Number: 934576490
--------------------------------------------------------------------------------------------------------------------------
Security: 21676P103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CPS
ISIN: US21676P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. EDWARDS Mgmt For For
1B. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. MASTROCOLA Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN E. MIRRO Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. REMENAR Mgmt For For
1F. ELECTION OF DIRECTOR: SONYA F. SEPAHBAN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN A. VAN OSS Mgmt For For
1I. ELECTION OF DIRECTOR: MOLLY P. ZHANG Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. APPROVAL OF THE COOPER-STANDARD HOLDINGS Mgmt For For
INC. 2017 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION Agenda Number: 934606142
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: CACC
ISIN: US2253101016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENDA J. FLANAGAN Mgmt For For
BRETT A. ROBERTS Mgmt For For
THOMAS N. TRYFOROS Mgmt For For
SCOTT J. VASSALLUZZO Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS CREDIT ACCEPTANCE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 934489851
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 22-Nov-2016
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EITAN GERTEL Mgmt For For
1B. ELECTION OF DIRECTOR: ANDERS GUSTAFSSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL 2017.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC. Agenda Number: 934580071
--------------------------------------------------------------------------------------------------------------------------
Security: 292218104
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: EIG
ISIN: US2922181043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD W. BLAKEY Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS D. DIRKS Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT ACCOUNTING FIRM,
ERNST & YOUNG LLP, FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC. Agenda Number: 934519010
--------------------------------------------------------------------------------------------------------------------------
Security: 29251M106
Meeting Type: Annual
Meeting Date: 16-Feb-2017
Ticker: ENTA
ISIN: US29251M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE L.A. CARTER, PH.D Mgmt For For
JAY R. LULY, PH.D. Mgmt For For
2. TO APPROVE THE PERFORMANCE MEASURES IN THE Mgmt For For
2012 EQUITY INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ENANTA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GENOCEA BIOSCIENCES, INC. Agenda Number: 934602207
--------------------------------------------------------------------------------------------------------------------------
Security: 372427104
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: GNCA
ISIN: US3724271040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CLARK Mgmt For For
RONALD COOPER Mgmt For For
DR. GEORGE SIBER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 934480346
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 04-Nov-2016
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: FRANCIS J. Mgmt For For
KRAMER
1B. ELECTION OF CLASS II DIRECTOR: WENDY F. Mgmt For For
DICICCO
1C. ELECTION OF CLASS II DIRECTOR: SHAKER Mgmt For For
SADASIVAM
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2016.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 934497911
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 15-Dec-2016
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG R. BARRETT Mgmt For For
GUILLERMO BRON Mgmt For For
FREDDA J. CASSELL Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
JOHN M. ENGLER Mgmt For For
STEVEN B. FINK Mgmt For For
JON Q. REYNOLDS, JR. Mgmt For For
ANDREW H. TISCH Mgmt For For
STUART J. UDELL Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
3. APPROVAL OF THE 2016 EQUITY INCENTIVE AWARD Mgmt For For
PLAN
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017
5. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
THIRD AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REGARDING A REPORT ON LOBBYING ACTIVITIES
AND EXPENDITURES
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 934597494
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt No vote
1B. ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt No vote
1C. ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt No vote
1D. ELECTION OF DIRECTOR: JANE CHWICK Mgmt No vote
1E. ELECTION OF DIRECTOR: WILLIAM F. CRUGER Mgmt No vote
1F. ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt No vote
1G. ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt No vote
1H. ELECTION OF DIRECTOR: RICHARD G. KETCHUM Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt No vote
1J. ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017
PROXY STATEMENT.
4. ADVISORY VOTE ON FREQUENCY OF THE ADVISORY Mgmt No vote
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 934459567
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 10-Aug-2016
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN C. CRADDOCK Mgmt No vote
DONALD E. SCHROCK Mgmt No vote
2. APPROVE OUR AMENDED AND RESTATED 2010 Mgmt No vote
EQUITY INCENTIVE PLAN, INCLUDING APPROVAL
OF THE MATERIAL TERMS OF THE AMENDED AND
RESTATED 2010 EQUITY INCENTIVE PLAN FOR
PURPOSES OF COMPLYING WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
3. APPROVE AN AMENDMENT TO OUR 2010 EMPLOYEE Mgmt No vote
STOCK PURCHASE PLAN TO APPROVE A NEW
10-YEAR TERM.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION (SAY ON PAY VOTE).
5. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 934614353
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: THEODORE L. Mgmt No vote
TEWKSBURY, PH.D.
1.2 ELECTION OF CLASS II DIRECTOR: ALBERT J. Mgmt No vote
MOYER
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION (SAY ON PAY VOTE).
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt No vote
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION (SAY WHEN ON PAY).
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC. Agenda Number: 934535014
--------------------------------------------------------------------------------------------------------------------------
Security: 620071100
Meeting Type: Annual
Meeting Date: 24-Mar-2017
Ticker: MPAA
ISIN: US6200711009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SELWYN JOFFE Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT J. ADELSON Mgmt For For
1C. ELECTION OF DIRECTOR: RUDOLPH J. BORNEO Mgmt For For
1D. ELECTION OF DIRECTOR: DR. DAVID BRYAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH FERGUSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP GAY Mgmt For For
1G. ELECTION OF DIRECTOR: DUANE MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY MIRVIS Mgmt For For
1I. ELECTION OF DIRECTOR: TIMOTHY D. VARGO Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. WHITTAKER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2017.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED Agenda Number: 934611991
--------------------------------------------------------------------------------------------------------------------------
Security: 639050103
Meeting Type: Annual
Meeting Date: 21-Jun-2017
Ticker: BABY
ISIN: US6390501038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. KENNETH E. LUDLUM Mgmt No vote
1B. ELECTION OF DIRECTOR: MS. BARBARA R. PAUL Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
3. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt No vote
STOCKHOLDERS SAY-ON-PAY VOTE ON NAMED
EXECUTIVE COMPENSATION.
4. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. Agenda Number: 934485966
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Annual
Meeting Date: 08-Nov-2016
Ticker: UEPS
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SERGE C.P. BELAMANT Mgmt For For
HERMAN G. KOTZE Mgmt For For
CHRISTOPHER S SEABROOKE Mgmt For For
ALASDAIR J.K. PEIN Mgmt For For
PAUL EDWARDS Mgmt For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2017.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 934529136
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Special
Meeting Date: 14-Mar-2017
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 14, 2016, AMONG
NEUSTAR, AERIAL TOPCO, L.P., A DELAWARE
LIMITED PARTNERSHIP, AND AERIAL MERGER SUB,
INC., A DELAWARE CORPORATION, AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF NEUSTAR IN CONNECTION WITH THE
MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
REALPAGE, INC. Agenda Number: 934611511
--------------------------------------------------------------------------------------------------------------------------
Security: 75606N109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: RP
ISIN: US75606N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED R. BERKELEY, III Mgmt For For
PETER GYENES Mgmt For For
CHARLES F. KANE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2017.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY ON FREQUENCY - AN ADVISORY Mgmt 3 Years For
(NON-BINDING) VOTE ON THE APPROVAL OF THE
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 934521940
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 09-Feb-2017
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAMPKIN BUTTS Mgmt For For
BEVERLY HOGAN Mgmt For For
PHIL K. LIVINGSTON Mgmt For For
JOE F. SANDERSON, JR. Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER
31, 2017. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE "AGAINST" THE
SHAREHOLDER PROPOSAL 4.
4. PROPOSAL TO REQUEST THAT THE COMPANY ADOPT Shr Against For
A POLICY TO PHASE OUT THE USE OF MEDICALLY
IMPORTANT ANTIBIOTICS FOR GROWTH PROMOTION
AND DISEASE PREVENTION.
--------------------------------------------------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC. Agenda Number: 934555547
--------------------------------------------------------------------------------------------------------------------------
Security: 864159108
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: RGR
ISIN: US8641591081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. COSENTINO, JR. Mgmt For For
MICHAEL O. FIFER Mgmt For For
SANDRA S. FROMAN Mgmt For For
C. MICHAEL JACOBI Mgmt For For
CHRISTOPHER J. KILLOY Mgmt For For
TERRENCE G. O'CONNOR Mgmt For For
AMIR P. ROSENTHAL Mgmt For For
RONALD C. WHITAKER Mgmt For For
PHILLIP C. WIDMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF RSM Mgmt For For
US LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE 2017 FISCAL YEAR.
3. APPROVAL OF THE STURM, RUGER & COMPANY, Mgmt For For
INC. 2017 STOCK INCENTIVE PLAN.
4. AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SUCAMPO PHARMACEUTICALS, INC. Agenda Number: 934593117
--------------------------------------------------------------------------------------------------------------------------
Security: 864909106
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: SCMP
ISIN: US8649091068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER GREENLEAF Mgmt No vote
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS SUCAMPO PHARMACEUTICALS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt No vote
SUCAMPO PHARMACEUTICALS, INC.'S NAMED
EXECUTIVE OFFICERS
4. ADVISORY INDICATION OF THE FREQUENCY OF Mgmt No vote
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF SUCAMPO PHARMACEUTICALS,
INC.'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 934504285
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 06-Jan-2017
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GRAEME A. JACK Mgmt For For
WENDY L. TERAMOTO Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD. Agenda Number: 934646184
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274
Meeting Type: Consent
Meeting Date: 29-Jun-2017
Ticker: TSEM
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. KALMAN KAUFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MS. DANA GROSS Mgmt For For
1D. ELECTION OF DIRECTOR: MR. RAMI GUZMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MR. YOAV CHELOUCHE Mgmt For For
1F. ELECTION OF DIRECTOR: MR. RONY ROSS Mgmt For For
1G. ELECTION OF DIRECTOR: MR. ALEX KORNHAUSER Mgmt For For
1H. ELECTION OF DIRECTOR: MR. ILAN FLATO Mgmt For For
1I. ELECTION OF DIRECTOR: MS. IRIS AVNER Mgmt For For
1J. ELECTION OF DIRECTOR: MR. RUSSELL ELLWANGER Mgmt For For
2. TO APPOINT MR. AMIR ELSTEIN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS TO SERVE UNTIL
THE NEXT ANNUAL MEETING OF THE SHAREHOLDERS
OR UNTIL HIS SUCCESSOR SHALL BE DULY
APPOINTED AND APPROVE HIS TERMS OF
COMPENSATION AS SET FORTH IN PROPOSAL 2 OF
THE PROXY STATEMENT.
3. TO APPROVE THE AMENDED COMPENSATION POLICY, Mgmt Take No Action
IN THE FORM ATTACHED AS EXHIBIT A TO THE
COMPANY'S PROXY STATEMENT AND TO AMEND THE
TERMS OF THE OUTSTANDING EQUITY HELD BY AND
TO BE GRANTED TO THE COMPANY'S CEO, OTHER
EXECUTIVE OFFICERS AND DIRECTORS ACCORDING
TO THE REVISED TERMS THEREOF.
3A. DO YOU HAVE A "PERSONAL INTEREST" WITH Mgmt Take No Action
RESPECT TO THE SUBJECT MATTER OF PROPOSAL
3, IF YOU DO NOT MARK YES OR NO YOUR VOTE
WILL NOT COUNT FOR PROP 3? MARK "FOR" = YES
OR "AGAINST" = NO.
4. TO APPROVE THE EQUITY GRANT TO OUR Mgmt Take No Action
COMPANY'S CEO, AS DESCRIBED IN PROPOSAL 4
OF THE PROXY STATEMENT, SUBJECT TO THE
APPROVAL OF PROPOSAL 3.
4A. DO YOU HAVE A "PERSONAL INTEREST" WITH Mgmt Take No Action
RESPECT TO THE SUBJECT MATTER OF PROPOSAL
4, IF YOU DO NOT MARK YES OR NO YOUR VOTE
WILL NOT COUNT FOR PROP 4? MARK "FOR" = YES
OR "AGAINST" = NO.
5. TO APPROVE AN INCREASED ANNUAL FIXED FEE TO Mgmt For For
THE MEMBERS OF OUR BOARD OF DIRECTORS
(OTHER THAN WITH RESPECT TO MR. AMIR
ELSTEIN AND MR. RUSSELL ELLWANGER WHOSE
COMPENSATION IS SEPARATELY ADDRESSED IN
RESOLUTIONS 2 AND 4 ABOVE, RESPECTIVELY) AS
DESCRIBED UNDER PROPOSAL 5 OF THE PROXY
STATEMENT.
6. TO APPROVE AN EQUITY GRANT TO THE MEMBERS Mgmt For For
OF OUR BOARD OF DIRECTORS (OTHER THAN WITH
RESPECT TO MR. AMIR ELSTEIN AND MR. RUSSELL
ELLWANGER WHOSE COMPENSATION IS SEPARATELY
ADDRESSED IN RESOLUTIONS 2 AND 4 ABOVE,
RESPECTIVELY), AS DESCRIBED UNDER PROPOSAL
6 OF THIS PROXY STATEMENT.
7. TO APPROVE THE APPOINTMENT OF BRIGHTMAN Mgmt For For
ALMAGOR & CO. AS THE INDEPENDENT PUBLIC
ACCOUNTANT OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017 AND FOR THE PERIOD
COMMENCING JANUARY 1, 2018 AND UNTIL THE
NEXT ANNUAL SHAREHOLDERS' MEETING, AND TO
FURTHER AUTHORIZE THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO DETERMINE THE
REMUNERATION OF SUCH AUDITORS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Paul R. Fearday
Name Paul R. Fearday
Title President
Date 8/15/2017