UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 445 Park Avenue
New York, NY 10022-2606
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
445 Park Avenue
New York, NY 10022-2606
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Needham Aggressive Growth Fund
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2U INC. Agenda Number: 934617866
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Security: 90214J101
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: TWOU
ISIN: US90214J1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SALLIE L. KRAWCHECK Mgmt For For
MARK J. CHERNIS Mgmt For For
JOHN M. LARSON Mgmt For For
EDWARD S. MACIAS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE COMPANY'S 2017 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
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AGILE THERAPEUTICS INC Agenda Number: 934604314
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: AGRX
ISIN: US00847L1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ABHIJEET LELE Mgmt For For
AJIT S. SHETTY, PH.D. Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 934566829
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1B. ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1C. ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE AMENDMENTS TO THE AKAMAI Mgmt For For
TECHNOLOGIES, INC. 2013 STOCK INCENTIVE
PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
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AMBER ROAD INC Agenda Number: 934572187
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: AMBR
ISIN: US02318Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAMELA CRAVEN Mgmt For For
RUDY C. HOWARD Mgmt For For
BARRY M. V. WILLIAMS Mgmt For For
2. AMENDMENT AND RESTATEMENT OF 2012 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
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ANALOGIC CORPORATION Agenda Number: 934511191
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 19-Jan-2017
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN A. ODLAND Mgmt For For
1F. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2017.
3. TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
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APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
ARI NETWORK SERVICES, INC. Agenda Number: 934509564
--------------------------------------------------------------------------------------------------------------------------
Security: 001930205
Meeting Type: Annual
Meeting Date: 05-Jan-2017
Ticker: ARIS
ISIN: US0019302050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. MORTIMORE Mgmt For For
ROBERT Y. NEWELL, IV Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2010 EQUITY INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF WIPFLI Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JULY 31, 2017.
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ASPEN AEROGELS, INC. Agenda Number: 934613224
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. MITCHELL Mgmt For For
RICHARD F. REILLY Mgmt For For
DONALD R. YOUNG Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS ASPEN AEROGELS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
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BECLE, S.A. DE C.V. Agenda Number: 707999441
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: OGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND RATIFICATION OF THE PAYING Mgmt For For
IN OF THE SHARE CAPITAL OF THE COMPANY THAT
RESULTED FROM THE INITIAL PUBLIC OFFERING
OF SHARES REPRESENTATIVE OF ITS SHARE
CAPITAL
II PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORTS THAT ARE REFERRED
TO IN PART IV OF ARTICLE 28 OF THE
SECURITIES MARKET LAW, INCLUDING THE
PRESENTATION OF THE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2016, AND RESOLUTIONS IN
REGARD TO THE TERM IN OFFICE OF THE BOARD
OF DIRECTORS, COMMITTEES AND GENERAL
DIRECTOR OF THE COMPANY
III PRESENTATION OF THE REPORT IN REGARD TO THE Mgmt For For
FULFILLMENT OF THE TAX OBLIGATIONS OF THE
COMPANY, IN COMPLIANCE WITH THE APPLICABLE
LEGAL PROVISIONS
IV RESOLUTIONS IN REGARD TO THE ALLOCATION OF Mgmt For For
RESULTS FROM THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
V DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ESTABLISHMENT OF THE FUND
FOR SHARE BUYBACKS, IN ACCORDANCE WITH THE
TERMS OF THAT WHICH IS PROVIDED FOR IN PART
IV OF ARTICLE 56 OF THE SECURITIES MARKET
LAW, AS WELL AS THE RATIFICATION OF THE
POLICIES TO MANAGE THE MENTIONED FUND THAT
WERE APPROVED BY THE BOARD OF DIRECTORS OF
THE COMPANY
VI APPOINTMENT AND OR RATIFICATION, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PERSONS WHO WILL BE
MEMBERS OF THE BOARD OF DIRECTORS, OF THE
SECRETARY AND OF THE OFFICERS
VII APPOINTMENT AND OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE CHAIRPERSON OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEE
VIII COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
IX PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
RESOLUTIONS IN REGARD TO THE GRANTING OF
POWERS
X DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934513727
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 24-Jan-2017
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1C. ELECTION OF DIRECTOR: R. ANDREW ECKERT Mgmt For For
1D. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt For For
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year
NAMED EXECUTIVE OFFICER COMPENSATION
ADVISORY VOTES.
5. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 934490791
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 17-Nov-2016
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER M. GRAY Mgmt For For
BENJAMIN E ROBINSON III Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
3. AMENDMENT TO THE COMPANY'S 2009 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN FROM 9,450,000 TO
10,250,000 AS FURTHER SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
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CARMAX, INC. Agenda Number: 934621562
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 26-Jun-2017
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: SONA CHAWLA Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN B. COLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1G. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1H. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. NASH Mgmt For For
1J. ELECTION OF DIRECTOR: MARCELLA SHINDER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1L. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1M. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO DETERMINE, IN AN ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR
THREE YEARS.
5. TO APPROVE THE CARMAX, INC. ANNUAL Mgmt For For
PERFORMANCE-BASED BONUS PLAN, AS AMENDED
AND RESTATED.
6. TO VOTE ON A SHAREHOLDER PROPOSAL FOR A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS, IF
PROPERLY PRESENTED AT THE MEETING.
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CHANNELADVISOR CORPORATION Agenda Number: 934547879
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANET R. COWELL Mgmt For For
M. SCOT WINGO Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
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CIVITAS SOLUTIONS, INC Agenda Number: 934522031
--------------------------------------------------------------------------------------------------------------------------
Security: 17887R102
Meeting Type: Annual
Meeting Date: 03-Mar-2017
Ticker: CIVI
ISIN: US17887R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. ELROD, JR. Mgmt For For
PAMELA F. LENEHAN Mgmt For For
MARY ANN TOCIO Mgmt For For
2. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt Abstain Against
RESPECT TO OUR EXECUTIVE OFFICER
COMPENSATION.
3. RE-APPROVAL OF PERFORMANCE MEASURES FOR Mgmt Abstain Against
CERTAIN PERFORMANCE- BASED AWARDS UNDER THE
CIVITAS SOLUTIONS, INC. 2014 OMNIBUS
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
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CLEAN HARBORS, INC. Agenda Number: 934606368
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: CLH
ISIN: US1844961078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD GALANTE Mgmt For For
THOMAS SHIELDS Mgmt For For
JOHN WELCH Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RECOMMEND FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON APPROVAL OF EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 ANNUAL CEO INCENTIVE
PLAN.
5. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED MANAGEMENT INCENTIVE PLAN.
6. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934522562
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. STAPLE Mgmt For For
IVAN GERGEL, M.D. Mgmt For For
ROBERT W. THOMAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC. Agenda Number: 934436456
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 20-Jul-2016
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL MALEH Mgmt For For
WILLIAM SCHLEYER Mgmt For For
THOMAS AVERY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO CRA'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2016 MEETING OF ITS
SHAREHOLDERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CRA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
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DICK'S SPORTING GOODS, INC. Agenda Number: 934601914
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD W. STACK Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUALYN A. FOUSE Mgmt For For
1C. ELECTION OF DIRECTOR: LAWRENCE J. SCHORR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE COMPANY'S 2017 PROXY
STATEMENT.
4. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTE ON COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2012 STOCK AND INCENTIVE
PLAN, AS DESCRIBED IN THE COMPANY'S 2017
PROXY STATEMENT.
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DIRTT ENVIRONMENTAL SOLUTIONS LTD, CALGARY, AB Agenda Number: 707935930
--------------------------------------------------------------------------------------------------------------------------
Security: 25490H106
Meeting Type: MIX
Meeting Date: 03-May-2017
Ticker:
ISIN: CA25490H1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1 AND FROM 2.1
TO 2.10. THANK YOU
1 TO APPOINT DELOITTE LLP AS AUDITOR AND TO Mgmt For For
AUTHORIZE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
2.1 ELECTION OF DIRECTOR: WAYNE BOULAIS Mgmt For For
2.2 ELECTION OF DIRECTOR: GREGORY F. BURKE Mgmt For For
2.3 ELECTION OF DIRECTOR: LAWRENCE D. FAIRHOLM Mgmt For For
2.4 ELECTION OF DIRECTOR: RICHARD HARAY Mgmt For For
2.5 ELECTION OF DIRECTOR: SCOTT JENKINS Mgmt For For
2.6 ELECTION OF DIRECTOR: DENISE KARKKAINEN Mgmt For For
2.7 ELECTION OF DIRECTOR: CHRISTINE MCGINLEY Mgmt For For
2.8 ELECTION OF DIRECTOR: STEVE PARRY Mgmt For For
2.9 ELECTION OF DIRECTOR: DIANA PROPPER DE Mgmt For For
CALLEJON
2.10 ELECTION OF DIRECTOR: MOGENS SMED Mgmt For For
3 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
SHAREHOLDER RIGHTS PLAN
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 934618969
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC BROWN Mgmt For For
GILL COGAN Mgmt For For
GUY GECHT Mgmt For For
THOMAS GEORGENS Mgmt For For
RICHARD A. KASHNOW Mgmt For For
DAN MAYDAN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO PROVIDE AN ADVISORY VOTE TO DETERMINE Mgmt 1 Year For
WHETHER A NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
4. TO APPROVE THE ADOPTION OF THE 2017 EQUITY Mgmt For For
INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934595147
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1B. ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. LEDERER Mgmt For For
1F. ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL L. H. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2. RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED
EXECUTIVE OFFICERS (ADVISORY VOTE).
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
(ADVISORY VOTE).
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
ENTEGRIS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934596339
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
NANCI CALDWELL Mgmt For For
GARY HROMADKO Mgmt For For
JOHN HUGHES Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER NON-BINDING
ADVISORY VOTES ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN OF OUR EXECUTIVES,
PURSUANT TO SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
EXA CORPORATION Agenda Number: 934618844
--------------------------------------------------------------------------------------------------------------------------
Security: 300614500
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: EXA
ISIN: US3006145003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. SHIELDS, III Mgmt For For
2. APPROVAL OF THE 2017 STOCK INCENTIVE PLAN. Mgmt For For
3. APPROVAL OF THE FRENCH SUB-PLAN OF THE 2017 Mgmt For For
STOCK INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934549316
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1C. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt For For
MG, USA (RETIRED)
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L. ELECTION OF DIRECTOR: TIMOTHY WENTWORTH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2017.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
ADOPT A POLICY AND AMEND THE COMPANY'S
GOVERNANCE DOCUMENTS, AS NECESSARY, TO
REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER
POSSIBLE, TO BE AN INDEPENDENT MEMBER OF
THE BOARD.
6. STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr Against For
TO REPORT ANNUALLY TO THE BOARD AND
STOCKHOLDERS, IDENTIFYING WHETHER THERE
EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S
EMPLOYEES, AND IF SO, THE MEASURES BEING
TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES
AND TO FACILITATE AN ENVIRONMENT THAT
PROMOTES OPPORTUNITIES FOR EQUAL
ADVANCEMENT OF WOMEN.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 934465798
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Special
Meeting Date: 30-Aug-2016
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED MAY 26, 2016, AMONG FEI
COMPANY, THERMO FISHER SCIENTIFIC INC., AND
POLPIS MERGER SUB CO., AS IT MAY BE AMENDED
FROM TIME TO TIME (THE "MERGER AGREEMENT")
AND THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER (AS SUCH TERM IS
DEFINED IN THE MERGER AGREEMENT).
2 TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREBY AT THE TIME OF THE SPECIAL MEETING.
3 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY FEI COMPANY TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 934579763
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
LAWRENCE M. RAFFONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934537258
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 21-Apr-2017
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For
1D. ELECTION OF DIRECTOR: EARL R. LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1G. ELECTION OF DIRECTOR: CATHY A. STAUFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN E. WYNNE Mgmt For For
2. TO APPROVE THE 2012 EXECUTIVE BONUS PLAN, Mgmt For For
WHICH IS INTENDED TO ATTRACT, RETAIN AND
MOTIVATE KEY EXECUTIVES BY PROVIDING CASH
PERFORMANCE AWARDS.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. TO APPROVE THAT THE COMPANY HOLD AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
EVERY YEAR.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934580223
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF CLASS II DIRECTOR: RAYMOND A. Mgmt For For
LINK
1B) ELECTION OF CLASS II DIRECTOR: MICHAEL D. Mgmt For For
SLESSOR
1C) ELECTION OF CLASS II DIRECTOR: THOMAS ST. Mgmt For For
DENNIS
2) ADVISORY APPROVAL OF FORMFACTOR'S EXECUTIVE Mgmt For For
COMPENSATION.
3) ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON FORMFACTOR'S
EXECUTIVE COMPENSATION.
4) RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
5) AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
2012 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER THE 2012 EQUITY INCENTIVE PLAN BY
6,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934492163
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 10-Nov-2016
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
RYAN LEVENSON Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2016.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 934604782
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. STANKER Mgmt For For
JOHN D. FULLER Mgmt For For
2. A NON-BINDING RESOLUTION REGARDING THE Mgmt 1 Year For
FREQUENCY FOR FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED Agenda Number: 934467817
--------------------------------------------------------------------------------------------------------------------------
Security: 448407106
Meeting Type: Annual
Meeting Date: 21-Sep-2016
Ticker: HTCH
ISIN: US4484071067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE M. FORTUN Mgmt For For
MARTHA GOLDBERG ARONSON Mgmt For For
RUSSELL HUFFER Mgmt For For
RICHARD J. PENN Mgmt For For
FRANK P. RUSSOMANNO Mgmt For For
PHILIP E. SORAN Mgmt For For
THOMAS R. VERHAGE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2016 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934609112
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC ROBERTS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934581908
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
CATHERINE P. LEGO Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION VOTES. UNINSTRUCTED SHARES
WILL BE VOTED FOR 3 YEARS.
4. RATIFY DELOITTE & TOUCHE LLP AS IPG'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 934597886
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELISHA FINNEY Mgmt For For
ANDREW MILLER Mgmt For For
MICHELLE V. STACEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 30, 2017.
3. TO APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
4. TO APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
5. TO APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE PROHIBITION ON STOCKHOLDERS'
ABILITY TO CALL A SPECIAL MEETING.
6. TO APPROVE THE 2017 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
7. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934615331
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE RYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES S. DODEZ Mgmt For For
2. TO APPROVE, IN A NON-BINDING "SAY ON PAY" Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3. TO DETERMINE, IN A NON-BINDING "SAY ON Mgmt 1 Year For
FREQUENCY" VOTE, THE FREQUENCY OF THE VOTE
ON OUR EXECUTIVE COMPENSATION PROGRAM (ONCE
EVERY YEAR,ONCE EVERY TWO YEARS OR ONCE
EVERY THREE YEARS)
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
LADDER CAPITAL CORP Agenda Number: 934601560
--------------------------------------------------------------------------------------------------------------------------
Security: 505743104
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: LADR
ISIN: US5057431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN HARRIS Mgmt For For
MARK ALEXANDER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 934605998
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ROUSH Mgmt For For
MICHAEL H. THOMAS Mgmt For For
2. TO RATIFY GRANT THORNTON LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 934542641
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1E. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt For For
1F. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For
1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For
1J. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. SCHEWEL Mgmt For For
1M. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD R. WHITT, III Mgmt For For
1O. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For
2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934568556
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BERTUCCI Mgmt For For
GREGORY R. BEECHER Mgmt For For
RICK D. HESS Mgmt For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934554254
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY L. KODOSKY Mgmt For For
MICHAEL E. MCGRATH Mgmt For For
ALEXANDER M. DAVERN Mgmt For For
2. TO INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE
PLAN BY 3,000,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NATIONAL INSTRUMENTS CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
4. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL CONCERNING OUR EXECUTIVE
COMPENSATION PROGRAM.
5. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt 1 Year Against
PROPOSAL CONCERNING THE FREQUENCY OF
STOCKHOLDER VOTES ON OUR EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
NORSAT INTERNATIONAL INC. Agenda Number: 934616117
--------------------------------------------------------------------------------------------------------------------------
Security: 656512209
Meeting Type: Annual and Special
Meeting Date: 22-Jun-2017
Ticker: NSAT
ISIN: CA6565122091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FABIO DONINELLI Mgmt For For
JOSEPH CAPRIO Mgmt For For
AMIEE CHAN Mgmt For For
JAMES TOPHAM Mgmt For For
PETER CICERI Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 TO CONSIDER AND IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX A TO THE ACCOMPANYING
INFORMATION CIRCULAR, APPROVING A PLAN OF
ARRANGEMENT INVOLVING HYTERA COMMUNICATIONS
CO., LTD., HYTERA PROJECT CORP. AND THE
COMPANY UNDER DIVISION 5 OF PART 9 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA).
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934637262
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: DR. MICHAEL Mgmt For For
BRUNSTEIN
1.2 RE-ELECTION OF DIRECTOR: DR. ALON DUMANIS Mgmt For For
1.3 RE-ELECTION OF DIRECTOR: AVI COHEN Mgmt For For
1.4 RE-ELECTION OF DIRECTOR: RAANAN COHEN Mgmt For For
1.5 RE-ELECTION OF DIRECTOR: ELI FRUCHTER Mgmt For For
2. RE-ELECTION OF MS. ZEHAVA SIMON AS AN Mgmt For For
EXTERNAL DIRECTOR OF THE COMPANY FOR A
THREE-YEAR TERM, COMMENCING AS OF JUNE 24,
2017.
2A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
ELECTION OF MS. ZEHAVA SIMON (OTHER THAN A
PERSONAL INTEREST UNRELATED TO
RELATIONSHIPS WITH A CONTROLLING
SHAREHOLDER OF THE COMPANY? (PLEASE NOTE:
IF YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
2)). MARK "FOR" = YES OR "AGAINST" = NO.
3. APPROVAL OF AMENDMENTS TO THE EMPLOYMENT Mgmt For For
TERMS OF MR. EITAN OPPENHAIM, THE PRESIDENT
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
3A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THIS PROPOSAL? (PLEASE NOTE: IF
YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
3). MARK "FOR" = YES OR "AGAINST" = NO.
4. RATIFICATION AND APPROVAL OF A FRAMEWORK OF Mgmt For For
TERMS AND CONDITIONS FOR THE EXTENSION,
RENEWAL AND ENTERING AN INSURANCE POLICY
FOR DIRECTORS' AND OFFICERS' LIABILITY,
SUBJECT TO, AND IN ACCORDANCE WITH, THE
PROVISIONS OF THE COMPANIES LAW.
4A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THIS PROPOSAL? (PLEASE NOTE: IF
YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
4). MARK "FOR" = YES OR "AGAINST" = NO.
5. APPROVAL AND RATIFICATION OF THE Mgmt For For
RE-APPOINTMENT OF KOST FORER GABBAY &
KASIERER, A MEMBER OF ERNEST & YOUNG, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE PERIOD ENDING AT THE CLOSE OF THE NEXT
ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934495486
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 13-Dec-2016
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. STEVEN COLE Mgmt For For
DANIEL S. JAFFEE Mgmt For For
RICHARD M. JAFFEE Mgmt For For
JOSEPH C. MILLER Mgmt For For
MICHAEL A. NEMEROFF Mgmt For For
GEORGE C. ROETH Mgmt For For
ALLAN H. SELIG Mgmt For For
PAUL E. SUCKOW Mgmt For For
LAWRENCE E. WASHOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JULY 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 934594614
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARA J. WHITE Mgmt For For
JOANNE B. BAUER Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE Mgmt 1 Year For
ON THE FREQUENCY OF SOLICITATION APPROVAL
OF EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934600304
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 30-May-2017
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH R. BRONSON Mgmt For For
MARCO IANSITI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE THE COMPANY'S FOURTH AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE 2016 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
5. TO ADVISE, BY NON-BINDING VOTE, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934531220
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt No vote
JOSEPH A. FIORITA, JR. Mgmt No vote
LIANG-CHOO HSIA Mgmt No vote
PETER S. KIRLIN Mgmt No vote
CONSTANTINE MACRICOSTAS Mgmt No vote
GEORGE MACRICOSTAS Mgmt No vote
MITCHELL G. TYSON Mgmt No vote
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2017.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
EXECUTIVE COMPENSATION.
4. TO VOTE UPON THE FREQUENCY (ONE, TWO OR Mgmt No vote
THREE YEARS) WITH WHICH THE NON-BINDING
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD BE CONDUCTED.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 934616903
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK GARRETT Mgmt For For
FRANK SLOOTMAN Mgmt For For
MIKE SPEISER Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2018.
3. AN ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
5. RE-APPROVAL OF THE PROVISIONS OF OUR 2015 Mgmt For For
EQUITY INCENTIVE PLAN RELATING TO SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934619478
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. LYNN ATCHISON Mgmt For For
CHARLES T. DOYLE Mgmt For For
CARL JAMES SCHAPER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
4. FREQUENCY OF FUTURE ADVISORY VOTES ON THE Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934609693
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 934522524
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 01-Mar-2017
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. AN ADVISORY (NON-BINDING) VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
THESTREET, INC. Agenda Number: 934606659
--------------------------------------------------------------------------------------------------------------------------
Security: 88368Q103
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: TST
ISIN: US88368Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH FAY Mgmt For For
BETSY MORGAN Mgmt For For
STEVE ZACHARIAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THESTREET, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
3. TO APPROVE THE COMPENSATION OF THESTREET, Mgmt Against Against
INC.'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT (THIS VOTE
IS ADVISORY AND NON-BINDING)
4. TO APPROVE THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON COMPENSATION OF THESTREET, INC.'S
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT (THIS VOTE IS ADVISORY
AND NON-BINDING)
5. TO DECLASSIFY THE BOARD OF DIRECTORS Mgmt For For
STARTING IN 2018
6. TO ELIMINATE SUPERMAJORITY VOTING Shr For
REQUIREMENTS FROM THESTREET, INC.'S
GOVERNING DOCUMENTS (THIS VOTE IS ADVISORY
AND NON-BINDING)
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934463643
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 08-Sep-2016
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD BALDRIDGE Mgmt For For
B. ALLEN LAY Mgmt For For
DR. JEFFREY NASH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 934623112
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 16-Jun-2017
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL J. ANDERSON Mgmt For For
ESTIA J. EICHTEN Mgmt For For
BARRY KELLEHER Mgmt For For
JAMES A. SIMMS Mgmt For For
CLAUDIO TUOZZOLO Mgmt For For
PATRIZIO VINCIARELLI Mgmt For For
JASON L. CARLSON Mgmt For For
LIAM K. GRIFFIN Mgmt For For
H. ALLEN HENDERSON Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER
VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE VICOR CORPORATION AMENDED AND RESTATED
2000 STOCK OPTION AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE THEREUNDER
FROM 4,000,000 TO 10,000,000 SHARES.
5. TO APPROVE THE VI CHIP CORPORATION AMENDED Mgmt For For
AND RESTATED 2007 STOCK OPTION AND
INCENTIVE PLAN.
6. TO APPROVE THE PICOR CORPORATION AMENDED Mgmt For For
AND RESTATED 2001 STOCK OPTION AND
INCENTIVE PLAN.
7. TO APPROVE THE VICOR CORPORATION 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 934589978
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC ZANDMAN Mgmt For For
JANET CLARKE Mgmt For For
SAUL REIBSTEIN Mgmt For For
TIMOTHY TALBERT Mgmt For For
ZIV SHOSHANI Mgmt For For
CARY WOOD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS VISHAY PRECISION GROUP, INC.'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE THE NON-BINDING RESOLUTION Mgmt For For
RELATING TO THE EXECUTIVE COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. STOCKHOLDER PROPOSAL - TO ADOPT A Shr Against For
RECAPITALIZATION PLAN TO ELIMINATE THE
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 934549645
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MARIANN Mgmt For For
BYERWALTER
1B. ELECTION OF CLASS II DIRECTOR: JOHN W. Mgmt For For
LARSON
2. THE APPROVAL, ON AN ADVISORY AND Mgmt For For
NON-BINDING BASIS, OF THE EXECUTIVE
COMPENSATION SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934536751
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT K. MCMAHON Mgmt For For
STEPHANIE M. LEVESQUE Mgmt For For
PAUL LEVESQUE Mgmt For For
STUART U. GOLDFARB Mgmt For For
PATRICIA A. GOTTESMAN Mgmt For For
LAUREEN ONG Mgmt For For
ROBYN W. PETERSON Mgmt For For
FRANK A. RIDDICK, III Mgmt For For
JEFFREY R. SPEED Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XACTLY CORP Agenda Number: 934624265
--------------------------------------------------------------------------------------------------------------------------
Security: 98386L101
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: XTLY
ISIN: US98386L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAUREN P. FLAHERTY Mgmt For For
CAROL G. MILLS Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
XCERRA CORPORATION Agenda Number: 934495119
--------------------------------------------------------------------------------------------------------------------------
Security: 98400J108
Meeting Type: Annual
Meeting Date: 07-Dec-2016
Ticker: XCRA
ISIN: US98400J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: MARK S. AIN Mgmt For For
1.2 ELECTION OF CLASS III DIRECTOR: JORGE L. Mgmt For For
TITINGER
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT, INCLUDING
THE DISCLOSURES UNDER THE HEADING
"COMPENSATION DISCUSSION AND ANALYSIS," THE
COMPENSATION TABLES, AND ANY RELATED
MATERIALS INCLUDED IN THE PROXY STATEMENT.
3. TO APPROVE THE THIRD AMENDED AND RESTATED Mgmt For For
XCERRA EMPLOYEE STOCK PURCHASE PLAN.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING JULY 31, 2017.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934617866
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SALLIE L. KRAWCHECK Mgmt For For
MARK J. CHERNIS Mgmt For For
JOHN M. LARSON Mgmt For For
EDWARD S. MACIAS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE COMPANY'S 2017 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 934604314
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ABHIJEET LELE Mgmt For For
AJIT S. SHETTY, PH.D. Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934547766
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MATTHEW J. HART
1B. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: CHERYL GORDON KRONGARD
1C. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MARSHALL O. LARSEN
1D. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: ROBERT A. MILTON
1E. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: JOHN L. PLUEGER
1F. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: IAN M. SAINES
1G. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DR. RONALD D. SUGAR
1H. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: STEVEN F. UDVAR-HAZY
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934566829
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1B. ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1C. ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE AMENDMENTS TO THE AKAMAI Mgmt For For
TECHNOLOGIES, INC. 2013 STOCK INCENTIVE
PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934572187
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAMELA CRAVEN Mgmt For For
RUDY C. HOWARD Mgmt For For
BARRY M. V. WILLIAMS Mgmt For For
2. AMENDMENT AND RESTATEMENT OF 2012 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 934511191
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 19-Jan-2017
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN A. ODLAND Mgmt For For
1F. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2017.
3. TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934525087
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For
1B. ELECTION OF DIRECTOR: XUN (ERIC) CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1D. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ADRIANNA C. MA Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) AND AN ANNUAL LIMIT ON AWARDS TO
NON-EMPLOYEE DIRECTORS UNDER THE AMENDED
AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) UNDER THE AMENDED AND RESTATED
SENIOR EXECUTIVE BONUS PLAN.
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS APPLIED MATERIALS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 934613224
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. MITCHELL Mgmt For For
RICHARD F. REILLY Mgmt For For
DONALD R. YOUNG Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS ASPEN AEROGELS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BARRACUDA NETWORKS, INC. Agenda Number: 934456460
--------------------------------------------------------------------------------------------------------------------------
Security: 068323104
Meeting Type: Annual
Meeting Date: 10-Aug-2016
Ticker: CUDA
ISIN: US0683231049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFRY R. ALLEN Mgmt For For
DAVID R. GOLOB Mgmt For For
JOHN H. KISPERT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS BARRACUDA NETWORKS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28, 2017.
--------------------------------------------------------------------------------------------------------------------------
BECLE, S.A. DE C.V. Agenda Number: 707999441
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: OGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND RATIFICATION OF THE PAYING Mgmt For For
IN OF THE SHARE CAPITAL OF THE COMPANY THAT
RESULTED FROM THE INITIAL PUBLIC OFFERING
OF SHARES REPRESENTATIVE OF ITS SHARE
CAPITAL
II PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORTS THAT ARE REFERRED
TO IN PART IV OF ARTICLE 28 OF THE
SECURITIES MARKET LAW, INCLUDING THE
PRESENTATION OF THE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2016, AND RESOLUTIONS IN
REGARD TO THE TERM IN OFFICE OF THE BOARD
OF DIRECTORS, COMMITTEES AND GENERAL
DIRECTOR OF THE COMPANY
III PRESENTATION OF THE REPORT IN REGARD TO THE Mgmt For For
FULFILLMENT OF THE TAX OBLIGATIONS OF THE
COMPANY, IN COMPLIANCE WITH THE APPLICABLE
LEGAL PROVISIONS
IV RESOLUTIONS IN REGARD TO THE ALLOCATION OF Mgmt For For
RESULTS FROM THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
V DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ESTABLISHMENT OF THE FUND
FOR SHARE BUYBACKS, IN ACCORDANCE WITH THE
TERMS OF THAT WHICH IS PROVIDED FOR IN PART
IV OF ARTICLE 56 OF THE SECURITIES MARKET
LAW, AS WELL AS THE RATIFICATION OF THE
POLICIES TO MANAGE THE MENTIONED FUND THAT
WERE APPROVED BY THE BOARD OF DIRECTORS OF
THE COMPANY
VI APPOINTMENT AND OR RATIFICATION, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PERSONS WHO WILL BE
MEMBERS OF THE BOARD OF DIRECTORS, OF THE
SECRETARY AND OF THE OFFICERS
VII APPOINTMENT AND OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE CHAIRPERSON OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEE
VIII COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
IX PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
RESOLUTIONS IN REGARD TO THE GRANTING OF
POWERS
X DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934513727
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 24-Jan-2017
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1C. ELECTION OF DIRECTOR: R. ANDREW ECKERT Mgmt For For
1D. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt For For
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year
NAMED EXECUTIVE OFFICER COMPENSATION
ADVISORY VOTES.
5. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda Number: 934515834
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 08-Feb-2017
Ticker: BRKS
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
ROBYN C. DAVIS Mgmt For For
JOSEPH R. MARTIN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
KRISHNA G. PALEPU Mgmt For For
KIRK P. POND Mgmt For For
STEPHEN S. SCHWARTZ Mgmt For For
ALFRED WOOLLACOTT, III Mgmt For For
MARK S. WRIGHTON Mgmt For For
ELLEN M. ZANE Mgmt For For
2. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE COMPANY'S 2017 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 934598117
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA M. FRIEND* Mgmt For For
MARC A. KASTNER* Mgmt For For
GILLES G. MARTIN* Mgmt For For
HERMANN REQUARDT* Mgmt For For
ADELENE Q. PERKINS# Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE 2016 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934621562
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 26-Jun-2017
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: SONA CHAWLA Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN B. COLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1G. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1H. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. NASH Mgmt For For
1J. ELECTION OF DIRECTOR: MARCELLA SHINDER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1L. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1M. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO DETERMINE, IN AN ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO, OR
THREE YEARS.
5. TO APPROVE THE CARMAX, INC. ANNUAL Mgmt For For
PERFORMANCE-BASED BONUS PLAN, AS AMENDED
AND RESTATED.
6. TO VOTE ON A SHAREHOLDER PROPOSAL FOR A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 934534822
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Special
Meeting Date: 17-Mar-2017
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt No vote
CASTLIGHT HEALTH, INC.'S CLASS B COMMON
STOCK IN CONNECTION WITH THE MERGER OF
NEPTUNE ACQUISITION SUBSIDIARY, INC., A
WHOLLY OWNED SUBSIDIARY OF CASTLIGHT
HEALTH, INC., WITH AND INTO JIFF, INC.,
WITH JIFF, INC. SURVIVING AS A WHOLLY OWNED
SUBSIDIARY OF CASTLIGHT HEALTH ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO APPROVE THE ADJOURNMENT OF THE CASTLIGHT Mgmt No vote
HEALTH, INC. SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE ISSUANCE OF THE SHARES OF
CASTLIGHT HEALTH, INC. CLASS B COMMON STOCK
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 934610317
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. DOYLE Mgmt For For
DAVID EBERSMAN Mgmt For For
MICHAEL EBERHARD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934606368
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD GALANTE Mgmt For For
THOMAS SHIELDS Mgmt For For
JOHN WELCH Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RECOMMEND FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON APPROVAL OF EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 ANNUAL CEO INCENTIVE
PLAN.
5. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED MANAGEMENT INCENTIVE PLAN.
6. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934601572
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
MADELINE S. BELL Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
ASUKA NAKAHARA Mgmt For For
DAVID C. NOVAK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
5. TO PROVIDE A LOBBYING REPORT Shr Against For
6. TO STOP 100-TO-ONE VOTING POWER Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 934594905
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID BRONSON Mgmt For For
BRIAN P. CONCANNON Mgmt For For
CHARLES M. FARKAS Mgmt For For
MARTHA GOLDBERG ARONSON Mgmt For For
JO ANN GOLDEN Mgmt For For
CURT R. HARTMAN Mgmt For For
DIRK M. KUYPER Mgmt For For
JEROME J. LANDE Mgmt For For
MARK E. TRYNISKI Mgmt For For
JOHN L. WORKMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. TO APPROVE THE EXECUTIVE BONUS PLAN. Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934615090
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: DAVID M. DEMSHUR Mgmt For For
1B. RE-ELECTION OF DIRECTOR: JAN WILLEM Mgmt For For
SODDERLAND
2. TO AMEND ARTICLE 20, PARAGRAPH 5(II), OF Mgmt For For
OUR ARTICLES OF ASSOCIATION TO ALLOW FOR
ANY FUTURE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION WHICH ARE PROPOSED BY THE BOARD
OF MANAGEMENT AND WHICH PROPOSAL IS
APPROVED BY THE BOARD OF SUPERVISORY
DIRECTORS, TO BE PASSED WITH AN ABSOLUTE
MAJORITY OF VOTES CAST, WITHOUT REGARD TO
THE NUMBER OF SHARES REPRESENTED AT THE
MEETING.
3. TO APPOINT KPMG, INCLUDING ITS U.S. AND Mgmt For For
DUTCH AFFILIATES, (COLLECTIVELY, "KPMG") AS
CORE LABORATORIES N.V.'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2017.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES DESCRIBED IN THE SECTION
ENTITLED COMPENSATION DISCUSSION AND
ANALYSIS ("CD&A SECTION"), AND THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO
THE SECURITY AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES, INCLUDING
THE COMPENSATION TABLES
5. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2016,
FOLLOWING A DISCUSSION OF OUR DUTCH REPORT
OF THE MANAGEMENT BOARD FOR THAT SAME
PERIOD.
6. TO APPROVE AND RESOLVE THE CANCELLATION OF Mgmt For For
OUR REPURCHASED SHARES HELD AT 12:01 A.M.
CEST ON MAY 18, 2017.
7. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL FROM TIME TO
TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER
18, 2018, AND SUCH REPURCHASED SHARES MAY
BE USED FOR ANY LEGAL PURPOSE.
8. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES AND/OR TO GRANT
RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH
RESPECT TO OUR COMMON AND PREFERENCE SHARES
UP TO A MAXIMUM OF 10% OF OUTSTANDING
SHARES PER ANNUM UNTIL NOVEMBER 18, 2018.
9. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES UP
TO A MAXIMUM OF 10% OF OUTSTANDING SHARES
PER ANNUM UNTIL NOVEMBER 18, 2018.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934522562
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. STAPLE Mgmt For For
IVAN GERGEL, M.D. Mgmt For For
ROBERT W. THOMAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934539733
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD W. BLAIR Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1H. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
WE HOLD ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2012 LONG-TERM
INCENTIVE PLAN, AS REQUIRED BY SECTION
162(M) OF THE U.S. INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
CRAY INC. Agenda Number: 934600378
--------------------------------------------------------------------------------------------------------------------------
Security: 225223304
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: CRAY
ISIN: US2252233042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PRITHVIRAJ BANERJEE Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. HOMLISH Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN C. KIELY Mgmt For For
1D. ELECTION OF DIRECTOR: SALLY G. NARODICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1F. ELECTION OF DIRECTOR: MAX L. SCHIRESON Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN V. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. UNGARO Mgmt For For
2. TO VOTE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. TO VOTE, ON AN ADVISORY AND NON-BINDING Mgmt 1 Year For
BASIS, ON THE FREQUENCY OF HOLDING FUTURE
ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF PETERSON Mgmt For For
SULLIVAN LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 934601914
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD W. STACK Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUALYN A. FOUSE Mgmt For For
1C. ELECTION OF DIRECTOR: LAWRENCE J. SCHORR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE COMPANY'S 2017 PROXY
STATEMENT.
4. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTE ON COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2012 STOCK AND INCENTIVE
PLAN, AS DESCRIBED IN THE COMPANY'S 2017
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 934618969
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC BROWN Mgmt For For
GILL COGAN Mgmt For For
GUY GECHT Mgmt For For
THOMAS GEORGENS Mgmt For For
RICHARD A. KASHNOW Mgmt For For
DAN MAYDAN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO PROVIDE AN ADVISORY VOTE TO DETERMINE Mgmt 1 Year For
WHETHER A NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
4. TO APPROVE THE ADOPTION OF THE 2017 EQUITY Mgmt For For
INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934595147
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1B. ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. LEDERER Mgmt For For
1F. ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL L. H. OLSON Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2. RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED
EXECUTIVE OFFICERS (ADVISORY VOTE).
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
(ADVISORY VOTE).
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
ENTEGRIS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934549316
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1C. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt For For
MG, USA (RETIRED)
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L. ELECTION OF DIRECTOR: TIMOTHY WENTWORTH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2017.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
ADOPT A POLICY AND AMEND THE COMPANY'S
GOVERNANCE DOCUMENTS, AS NECESSARY, TO
REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER
POSSIBLE, TO BE AN INDEPENDENT MEMBER OF
THE BOARD.
6. STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr Against For
TO REPORT ANNUALLY TO THE BOARD AND
STOCKHOLDERS, IDENTIFYING WHETHER THERE
EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S
EMPLOYEES, AND IF SO, THE MEASURES BEING
TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES
AND TO FACILITATE AN ENVIRONMENT THAT
PROMOTES OPPORTUNITIES FOR EQUAL
ADVANCEMENT OF WOMEN.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 934579763
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
LAWRENCE M. RAFFONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS FINANCIAL ENGINES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934537258
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 21-Apr-2017
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For
1D. ELECTION OF DIRECTOR: EARL R. LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1G. ELECTION OF DIRECTOR: CATHY A. STAUFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN E. WYNNE Mgmt For For
2. TO APPROVE THE 2012 EXECUTIVE BONUS PLAN, Mgmt For For
WHICH IS INTENDED TO ATTRACT, RETAIN AND
MOTIVATE KEY EXECUTIVES BY PROVIDING CASH
PERFORMANCE AWARDS.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
5. TO APPROVE THAT THE COMPANY HOLD AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
EVERY YEAR.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934580223
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF CLASS II DIRECTOR: RAYMOND A. Mgmt For For
LINK
1B) ELECTION OF CLASS II DIRECTOR: MICHAEL D. Mgmt For For
SLESSOR
1C) ELECTION OF CLASS II DIRECTOR: THOMAS ST. Mgmt For For
DENNIS
2) ADVISORY APPROVAL OF FORMFACTOR'S EXECUTIVE Mgmt For For
COMPENSATION.
3) ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON FORMFACTOR'S
EXECUTIVE COMPENSATION.
4) RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
5) AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
2012 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER THE 2012 EQUITY INCENTIVE PLAN BY
6,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934492163
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 10-Nov-2016
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
RYAN LEVENSON Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2016.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Abstain Against
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934610139
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1C. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1G. ELECTION OF DIRECTOR: M.S. LIPSCHULTZ Mgmt For For
1H. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1I. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For
1J. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1K. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For
1L. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF VOTING ON Mgmt 1 Year For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2017.
5. APPROVAL OF THE 2017 LONG TERM INCENTIVE Mgmt For For
PLAN.
6. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, RECOMMENDING A SCENARIO
ANALYSIS REPORT REGARDING CARBON ASSET
RISK.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934539567
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARIUS ADAMCZYK Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1F. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1G. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1H. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1I. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1J. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1L. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1M. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
6. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED Agenda Number: 934467817
--------------------------------------------------------------------------------------------------------------------------
Security: 448407106
Meeting Type: Annual
Meeting Date: 21-Sep-2016
Ticker: HTCH
ISIN: US4484071067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE M. FORTUN Mgmt For For
MARTHA GOLDBERG ARONSON Mgmt For For
RUSSELL HUFFER Mgmt For For
RICHARD J. PENN Mgmt For For
FRANK P. RUSSOMANNO Mgmt For For
PHILIP E. SORAN Mgmt For For
THOMAS R. VERHAGE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2016 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934609112
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC ROBERTS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934581908
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
CATHERINE P. LEGO Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION VOTES. UNINSTRUCTED SHARES
WILL BE VOTED FOR 3 YEARS.
4. RATIFY DELOITTE & TOUCHE LLP AS IPG'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 934512307
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANOUSHEH ANSARI Mgmt For For
MARTHA F. BROOKS Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
FRANK A. NEWMAN Mgmt For For
JOHN C. PLANT Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2017.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt For For
SIZE OF THE JABIL CIRCUIT, INC. 2011 STOCK
AWARD AND INCENTIVE PLAN BY 4,950,000
SHARES.
5. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt For For
SIZE OF THE JABIL CIRCUIT, INC. 2011
EMPLOYEE STOCK PURCHASE PLAN BY 6,000,000
SHARES.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934615331
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE RYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES S. DODEZ Mgmt For For
2. TO APPROVE, IN A NON-BINDING "SAY ON PAY" Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3. TO DETERMINE, IN A NON-BINDING "SAY ON Mgmt 1 Year For
FREQUENCY" VOTE, THE FREQUENCY OF THE VOTE
ON OUR EXECUTIVE COMPENSATION PROGRAM (ONCE
EVERY YEAR,ONCE EVERY TWO YEARS OR ONCE
EVERY THREE YEARS)
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
LADDER CAPITAL CORP Agenda Number: 934601560
--------------------------------------------------------------------------------------------------------------------------
Security: 505743104
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: LADR
ISIN: US5057431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN HARRIS Mgmt For For
MARK ALEXANDER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934482845
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 09-Nov-2016
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
RICK L. TSAI Mgmt For For
JOHN T. DICKSON Mgmt For For
GARY B. MOORE Mgmt For For
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 934542641
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALFRED BROADDUS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: K. BRUCE CONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS C. EBY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1E. ELECTION OF DIRECTOR: STEWART M. KASEN Mgmt For For
1F. ELECTION OF DIRECTOR: ALAN I. KIRSHNER Mgmt For For
1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY F. MARKEL Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN A. MARKEL Mgmt For For
1J. ELECTION OF DIRECTOR: DARRELL D. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL O'REILLY Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. SCHEWEL Mgmt For For
1M. ELECTION OF DIRECTOR: JAY M. WEINBERG Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD R. WHITT, III Mgmt For For
1O. ELECTION OF DIRECTOR: DEBORA J. WILSON Mgmt For For
2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF KPMG LLP BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934492113
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 09-Dec-2016
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
1M. ELECTION OF DIRECTOR: PREETHA REDDY Mgmt For For
2. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT AUDITOR FOR FISCAL YEAR 2017
AND AUTHORIZE THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO SET
ITS REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For
ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY
ACCESS".
5A. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For
ARTICLES OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
5B. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For
MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
6. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For
ARTICLES OF ASSOCIATION TO CLARIFY THE
BOARD'S SOLE AUTHORITY TO DETERMINE ITS
SIZE WITHIN THE FIXED LIMITS IN THE
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934568556
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BERTUCCI Mgmt For For
GREGORY R. BEECHER Mgmt For For
RICK D. HESS Mgmt For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934554254
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY L. KODOSKY Mgmt For For
MICHAEL E. MCGRATH Mgmt For For
ALEXANDER M. DAVERN Mgmt For For
2. TO INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE
PLAN BY 3,000,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NATIONAL INSTRUMENTS CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
4. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL CONCERNING OUR EXECUTIVE
COMPENSATION PROGRAM.
5. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt 1 Year Against
PROPOSAL CONCERNING THE FREQUENCY OF
STOCKHOLDER VOTES ON OUR EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934637262
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: DR. MICHAEL Mgmt For For
BRUNSTEIN
1.2 RE-ELECTION OF DIRECTOR: DR. ALON DUMANIS Mgmt For For
1.3 RE-ELECTION OF DIRECTOR: AVI COHEN Mgmt For For
1.4 RE-ELECTION OF DIRECTOR: RAANAN COHEN Mgmt For For
1.5 RE-ELECTION OF DIRECTOR: ELI FRUCHTER Mgmt For For
2. RE-ELECTION OF MS. ZEHAVA SIMON AS AN Mgmt For For
EXTERNAL DIRECTOR OF THE COMPANY FOR A
THREE-YEAR TERM, COMMENCING AS OF JUNE 24,
2017.
2A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
ELECTION OF MS. ZEHAVA SIMON (OTHER THAN A
PERSONAL INTEREST UNRELATED TO
RELATIONSHIPS WITH A CONTROLLING
SHAREHOLDER OF THE COMPANY? (PLEASE NOTE:
IF YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
2)). MARK "FOR" = YES OR "AGAINST" = NO.
3. APPROVAL OF AMENDMENTS TO THE EMPLOYMENT Mgmt For For
TERMS OF MR. EITAN OPPENHAIM, THE PRESIDENT
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
3A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THIS PROPOSAL? (PLEASE NOTE: IF
YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
3). MARK "FOR" = YES OR "AGAINST" = NO.
4. RATIFICATION AND APPROVAL OF A FRAMEWORK OF Mgmt For For
TERMS AND CONDITIONS FOR THE EXTENSION,
RENEWAL AND ENTERING AN INSURANCE POLICY
FOR DIRECTORS' AND OFFICERS' LIABILITY,
SUBJECT TO, AND IN ACCORDANCE WITH, THE
PROVISIONS OF THE COMPANIES LAW.
4A. ARE YOU A CONTROLLING SHAREHOLDER IN THE Mgmt Against Against
COMPANY, OR HAVE A PERSONAL INTEREST IN THE
APPROVAL OF THIS PROPOSAL? (PLEASE NOTE: IF
YOU DO NOT MARK EITHER YES OR NO, YOUR
SHARES WILL NOT BE VOTED FOR PROPOSAL NO.
4). MARK "FOR" = YES OR "AGAINST" = NO.
5. APPROVAL AND RATIFICATION OF THE Mgmt For For
RE-APPOINTMENT OF KOST FORER GABBAY &
KASIERER, A MEMBER OF ERNEST & YOUNG, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE PERIOD ENDING AT THE CLOSE OF THE NEXT
ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934600304
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 30-May-2017
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH R. BRONSON Mgmt For For
MARCO IANSITI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE THE COMPANY'S FOURTH AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE 2016 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
5. TO ADVISE, BY NON-BINDING VOTE, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934531220
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt No vote
JOSEPH A. FIORITA, JR. Mgmt No vote
LIANG-CHOO HSIA Mgmt No vote
PETER S. KIRLIN Mgmt No vote
CONSTANTINE MACRICOSTAS Mgmt No vote
GEORGE MACRICOSTAS Mgmt No vote
MITCHELL G. TYSON Mgmt No vote
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2017.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
EXECUTIVE COMPENSATION.
4. TO VOTE UPON THE FREQUENCY (ONE, TWO OR Mgmt No vote
THREE YEARS) WITH WHICH THE NON-BINDING
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD BE CONDUCTED.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 934616903
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK GARRETT Mgmt For For
FRANK SLOOTMAN Mgmt For For
MIKE SPEISER Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2018.
3. AN ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
5. RE-APPROVAL OF THE PROVISIONS OF OUR 2015 Mgmt For For
EQUITY INCENTIVE PLAN RELATING TO SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934619478
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. LYNN ATCHISON Mgmt For For
CHARLES T. DOYLE Mgmt For For
CARL JAMES SCHAPER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
4. FREQUENCY OF FUTURE ADVISORY VOTES ON THE Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934609693
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2016 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2016
DECLARATIONS OF DIVIDENDS.
5. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
6. TO APPROVE THE ADOPTION OF THE 2017 Mgmt For For
SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.
7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 934522524
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 01-Mar-2017
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. AN ADVISORY (NON-BINDING) VOTE REGARDING Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
SYPRIS SOLUTIONS, INC. Agenda Number: 934577341
--------------------------------------------------------------------------------------------------------------------------
Security: 871655106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: SYPR
ISIN: US8716551069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. CONVIS Mgmt For For
WILLIAM G. FERKO Mgmt For For
JEFFREY T. GILL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934574559
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1L. ELECTION OF DIRECTOR: DION J. WEISLER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION ADVISORY VOTES.
4. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 934590868
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN A. PLANK Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DOUGLAS E. COLTHARP Mgmt For For
ANTHONY W. DEERING Mgmt For For
JERRI L. DEVARD Mgmt For For
KAREN W. KATZ Mgmt For For
A.B. KRONGARD Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
ERIC T. OLSON Mgmt For For
HARVEY L. SANDERS Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES AS DISCLOSED
IN THE "EXECUTIVE COMPENSATION" SECTION OF
THE PROXY STATEMENT, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS AND
TABLES.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC. Agenda Number: 934611357
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: BARNEY HARFORD Mgmt For For
1D. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. C. KENNEDY Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. MILTON Mgmt For For
1G. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD M. PHILIP Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD L. SHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE UNITED CONTINENTAL Mgmt For For
HOLDINGS, INC. 2017 INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934516886
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 09-Feb-2017
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. BOSTROM Mgmt For For
JUDY BRUNER Mgmt For For
REGINA E. DUGAN Mgmt For For
R. ANDREW ECKERT Mgmt For For
MARK R. LARET Mgmt For For
ERICH R. REINHARDT Mgmt For For
DOW R. WILSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
3. TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt 1 Year For
THE COMPENSATION OF THE VARIAN MEDICAL
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A
FREQUENCY OF EVERY:
4. TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt For For
FOURTH AMENDED AND RESTATED 2005 OMNIBUS
STOCK PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934463643
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 08-Sep-2016
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD BALDRIDGE Mgmt For For
B. ALLEN LAY Mgmt For For
DR. JEFFREY NASH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 934623112
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 16-Jun-2017
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL J. ANDERSON Mgmt For For
ESTIA J. EICHTEN Mgmt For For
BARRY KELLEHER Mgmt For For
JAMES A. SIMMS Mgmt For For
CLAUDIO TUOZZOLO Mgmt For For
PATRIZIO VINCIARELLI Mgmt For For
JASON L. CARLSON Mgmt For For
LIAM K. GRIFFIN Mgmt For For
H. ALLEN HENDERSON Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year Against
APPROVAL OF THE FREQUENCY OF SHAREHOLDER
VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE VICOR CORPORATION AMENDED AND RESTATED
2000 STOCK OPTION AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE THEREUNDER
FROM 4,000,000 TO 10,000,000 SHARES.
5. TO APPROVE THE VI CHIP CORPORATION AMENDED Mgmt For For
AND RESTATED 2007 STOCK OPTION AND
INCENTIVE PLAN.
6. TO APPROVE THE PICOR CORPORATION AMENDED Mgmt For For
AND RESTATED 2001 STOCK OPTION AND
INCENTIVE PLAN.
7. TO APPROVE THE VICOR CORPORATION 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 934574345
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. ABRAHAM LUDOMIRSKI Mgmt For For
RONALD RUZIC Mgmt For For
RAANAN ZILBERMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS VISHAY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
4. FREQUENCY OF ADVISORY VOTE ON THE Mgmt 1 Year Against
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
VISHAY INTERTECHNOLOGY SECTION 162(M) CASH
BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 934549645
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MARIANN Mgmt For For
BYERWALTER
1B. ELECTION OF CLASS II DIRECTOR: JOHN W. Mgmt For For
LARSON
2. THE APPROVAL, ON AN ADVISORY AND Mgmt For For
NON-BINDING BASIS, OF THE EXECUTIVE
COMPENSATION SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934536751
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT K. MCMAHON Mgmt For For
STEPHANIE M. LEVESQUE Mgmt For For
PAUL LEVESQUE Mgmt For For
STUART U. GOLDFARB Mgmt For For
PATRICIA A. GOTTESMAN Mgmt For For
LAUREEN ONG Mgmt For For
ROBYN W. PETERSON Mgmt For For
FRANK A. RIDDICK, III Mgmt For For
JEFFREY R. SPEED Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XACTLY CORP Agenda Number: 934624265
--------------------------------------------------------------------------------------------------------------------------
Security: 98386L101
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: XTLY
ISIN: US98386L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAUREN P. FLAHERTY Mgmt For For
CAROL G. MILLS Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934617866
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SALLIE L. KRAWCHECK Mgmt For For
MARK J. CHERNIS Mgmt For For
JOHN M. LARSON Mgmt For For
EDWARD S. MACIAS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE COMPANY'S 2017 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 934604314
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ABHIJEET LELE Mgmt For For
AJIT S. SHETTY, PH.D. Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934547766
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MATTHEW J. HART
1B. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: CHERYL GORDON KRONGARD
1C. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MARSHALL O. LARSEN
1D. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: ROBERT A. MILTON
1E. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: JOHN L. PLUEGER
1F. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: IAN M. SAINES
1G. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DR. RONALD D. SUGAR
1H. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: STEVEN F. UDVAR-HAZY
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934572187
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAMELA CRAVEN Mgmt For For
RUDY C. HOWARD Mgmt For For
BARRY M. V. WILLIAMS Mgmt For For
2. AMENDMENT AND RESTATEMENT OF 2012 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
APPROACH RESOURCES INC. Agenda Number: 934605455
--------------------------------------------------------------------------------------------------------------------------
Security: 03834A103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: AREX
ISIN: US03834A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN D. BELL Mgmt For For
MORGAN D. NEFF Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
4. TO APPROVE THE SIXTH AMENDMENT TO OUR 2007 Mgmt For For
STOCK INCENTIVE PLAN AND THE MATERIAL TERMS
OF THE AMENDED 2007 STOCK INCENTIVE PLAN
FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO RATIFY THE APPOINTMENT OF HEIN & Mgmt For For
ASSOCIATES LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 934613224
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. MITCHELL Mgmt For For
RICHARD F. REILLY Mgmt For For
DONALD R. YOUNG Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS ASPEN AEROGELS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BARRACUDA NETWORKS, INC. Agenda Number: 934456460
--------------------------------------------------------------------------------------------------------------------------
Security: 068323104
Meeting Type: Annual
Meeting Date: 10-Aug-2016
Ticker: CUDA
ISIN: US0683231049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFRY R. ALLEN Mgmt For For
DAVID R. GOLOB Mgmt For For
JOHN H. KISPERT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS BARRACUDA NETWORKS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28, 2017.
--------------------------------------------------------------------------------------------------------------------------
BECLE, S.A. DE C.V. Agenda Number: 707999441
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: OGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND RATIFICATION OF THE PAYING Mgmt For For
IN OF THE SHARE CAPITAL OF THE COMPANY THAT
RESULTED FROM THE INITIAL PUBLIC OFFERING
OF SHARES REPRESENTATIVE OF ITS SHARE
CAPITAL
II PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORTS THAT ARE REFERRED
TO IN PART IV OF ARTICLE 28 OF THE
SECURITIES MARKET LAW, INCLUDING THE
PRESENTATION OF THE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2016, AND RESOLUTIONS IN
REGARD TO THE TERM IN OFFICE OF THE BOARD
OF DIRECTORS, COMMITTEES AND GENERAL
DIRECTOR OF THE COMPANY
III PRESENTATION OF THE REPORT IN REGARD TO THE Mgmt For For
FULFILLMENT OF THE TAX OBLIGATIONS OF THE
COMPANY, IN COMPLIANCE WITH THE APPLICABLE
LEGAL PROVISIONS
IV RESOLUTIONS IN REGARD TO THE ALLOCATION OF Mgmt For For
RESULTS FROM THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
V DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ESTABLISHMENT OF THE FUND
FOR SHARE BUYBACKS, IN ACCORDANCE WITH THE
TERMS OF THAT WHICH IS PROVIDED FOR IN PART
IV OF ARTICLE 56 OF THE SECURITIES MARKET
LAW, AS WELL AS THE RATIFICATION OF THE
POLICIES TO MANAGE THE MENTIONED FUND THAT
WERE APPROVED BY THE BOARD OF DIRECTORS OF
THE COMPANY
VI APPOINTMENT AND OR RATIFICATION, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PERSONS WHO WILL BE
MEMBERS OF THE BOARD OF DIRECTORS, OF THE
SECRETARY AND OF THE OFFICERS
VII APPOINTMENT AND OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE CHAIRPERSON OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEE
VIII COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
IX PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
RESOLUTIONS IN REGARD TO THE GRANTING OF
POWERS
X DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 934534822
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Special
Meeting Date: 17-Mar-2017
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt No vote
CASTLIGHT HEALTH, INC.'S CLASS B COMMON
STOCK IN CONNECTION WITH THE MERGER OF
NEPTUNE ACQUISITION SUBSIDIARY, INC., A
WHOLLY OWNED SUBSIDIARY OF CASTLIGHT
HEALTH, INC., WITH AND INTO JIFF, INC.,
WITH JIFF, INC. SURVIVING AS A WHOLLY OWNED
SUBSIDIARY OF CASTLIGHT HEALTH ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO APPROVE THE ADJOURNMENT OF THE CASTLIGHT Mgmt No vote
HEALTH, INC. SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE ISSUANCE OF THE SHARES OF
CASTLIGHT HEALTH, INC. CLASS B COMMON STOCK
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 934610317
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. DOYLE Mgmt For For
DAVID EBERSMAN Mgmt For For
MICHAEL EBERHARD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 934547879
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANET R. COWELL Mgmt For For
M. SCOT WINGO Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 934584334
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BENDUSH Mgmt For For
ROBERT L. CIARDELLA Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RECOMMEND THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS COHU'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934615090
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: DAVID M. DEMSHUR Mgmt For For
1B. RE-ELECTION OF DIRECTOR: JAN WILLEM Mgmt For For
SODDERLAND
2. TO AMEND ARTICLE 20, PARAGRAPH 5(II), OF Mgmt For For
OUR ARTICLES OF ASSOCIATION TO ALLOW FOR
ANY FUTURE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION WHICH ARE PROPOSED BY THE BOARD
OF MANAGEMENT AND WHICH PROPOSAL IS
APPROVED BY THE BOARD OF SUPERVISORY
DIRECTORS, TO BE PASSED WITH AN ABSOLUTE
MAJORITY OF VOTES CAST, WITHOUT REGARD TO
THE NUMBER OF SHARES REPRESENTED AT THE
MEETING.
3. TO APPOINT KPMG, INCLUDING ITS U.S. AND Mgmt For For
DUTCH AFFILIATES, (COLLECTIVELY, "KPMG") AS
CORE LABORATORIES N.V.'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2017.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES DESCRIBED IN THE SECTION
ENTITLED COMPENSATION DISCUSSION AND
ANALYSIS ("CD&A SECTION"), AND THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO
THE SECURITY AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES, INCLUDING
THE COMPENSATION TABLES
5. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2016,
FOLLOWING A DISCUSSION OF OUR DUTCH REPORT
OF THE MANAGEMENT BOARD FOR THAT SAME
PERIOD.
6. TO APPROVE AND RESOLVE THE CANCELLATION OF Mgmt For For
OUR REPURCHASED SHARES HELD AT 12:01 A.M.
CEST ON MAY 18, 2017.
7. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL FROM TIME TO
TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER
18, 2018, AND SUCH REPURCHASED SHARES MAY
BE USED FOR ANY LEGAL PURPOSE.
8. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES AND/OR TO GRANT
RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH
RESPECT TO OUR COMMON AND PREFERENCE SHARES
UP TO A MAXIMUM OF 10% OF OUTSTANDING
SHARES PER ANNUM UNTIL NOVEMBER 18, 2018.
9. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES UP
TO A MAXIMUM OF 10% OF OUTSTANDING SHARES
PER ANNUM UNTIL NOVEMBER 18, 2018.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934522562
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. STAPLE Mgmt For For
IVAN GERGEL, M.D. Mgmt For For
ROBERT W. THOMAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CRAY INC. Agenda Number: 934600378
--------------------------------------------------------------------------------------------------------------------------
Security: 225223304
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: CRAY
ISIN: US2252233042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PRITHVIRAJ BANERJEE Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. HOMLISH Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN C. KIELY Mgmt For For
1D. ELECTION OF DIRECTOR: SALLY G. NARODICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1F. ELECTION OF DIRECTOR: MAX L. SCHIRESON Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN V. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. UNGARO Mgmt For For
2. TO VOTE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. TO VOTE, ON AN ADVISORY AND NON-BINDING Mgmt 1 Year For
BASIS, ON THE FREQUENCY OF HOLDING FUTURE
ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF PETERSON Mgmt For For
SULLIVAN LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934549316
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1C. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt For For
MG, USA (RETIRED)
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L. ELECTION OF DIRECTOR: TIMOTHY WENTWORTH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2017.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
ADOPT A POLICY AND AMEND THE COMPANY'S
GOVERNANCE DOCUMENTS, AS NECESSARY, TO
REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER
POSSIBLE, TO BE AN INDEPENDENT MEMBER OF
THE BOARD.
6. STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr Against For
TO REPORT ANNUALLY TO THE BOARD AND
STOCKHOLDERS, IDENTIFYING WHETHER THERE
EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S
EMPLOYEES, AND IF SO, THE MEASURES BEING
TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES
AND TO FACILITATE AN ENVIRONMENT THAT
PROMOTES OPPORTUNITIES FOR EQUAL
ADVANCEMENT OF WOMEN.
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 934589485
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: KIMBERLY Mgmt For For
ALEXY
1B. ELECTION OF CLASS I DIRECTOR: STEPHEN PUSEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIVE9 INC Agenda Number: 934568772
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: FIVN
ISIN: US3383071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KIMBERLY ALEXY Mgmt For For
MICHAEL BURKLAND Mgmt For For
ROBERT ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934580223
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF CLASS II DIRECTOR: RAYMOND A. Mgmt For For
LINK
1B) ELECTION OF CLASS II DIRECTOR: MICHAEL D. Mgmt For For
SLESSOR
1C) ELECTION OF CLASS II DIRECTOR: THOMAS ST. Mgmt For For
DENNIS
2) ADVISORY APPROVAL OF FORMFACTOR'S EXECUTIVE Mgmt For For
COMPENSATION.
3) ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON FORMFACTOR'S
EXECUTIVE COMPENSATION.
4) RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
5) AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
2012 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER THE 2012 EQUITY INCENTIVE PLAN BY
6,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934492163
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 10-Nov-2016
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
RYAN LEVENSON Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2016.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934610139
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1C. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1G. ELECTION OF DIRECTOR: M.S. LIPSCHULTZ Mgmt For For
1H. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1I. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For
1J. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1K. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For
1L. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF VOTING ON Mgmt 1 Year For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2017.
5. APPROVAL OF THE 2017 LONG TERM INCENTIVE Mgmt For For
PLAN.
6. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, RECOMMENDING A SCENARIO
ANALYSIS REPORT REGARDING CARBON ASSET
RISK.
--------------------------------------------------------------------------------------------------------------------------
HORTONWORKS, INC. Agenda Number: 934607497
--------------------------------------------------------------------------------------------------------------------------
Security: 440894103
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: HDP
ISIN: US4408941031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL CORMIER Mgmt For For
PETER FENTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS HORTONWORKS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED Agenda Number: 934467817
--------------------------------------------------------------------------------------------------------------------------
Security: 448407106
Meeting Type: Annual
Meeting Date: 21-Sep-2016
Ticker: HTCH
ISIN: US4484071067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE M. FORTUN Mgmt For For
MARTHA GOLDBERG ARONSON Mgmt For For
RUSSELL HUFFER Mgmt For For
RICHARD J. PENN Mgmt For For
FRANK P. RUSSOMANNO Mgmt For For
PHILIP E. SORAN Mgmt For For
THOMAS R. VERHAGE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2016 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE CONTRACT DRILLING, INC. Agenda Number: 934564089
--------------------------------------------------------------------------------------------------------------------------
Security: 453415309
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: ICD
ISIN: US4534153097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. BATES, JR. Mgmt For For
BYRON A. DUNN Mgmt For For
JAMES D. CRANDELL Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
DANIEL F. MCNEASE Mgmt For For
TIGHE A. NOONAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVENSENSE, INC. Agenda Number: 934576096
--------------------------------------------------------------------------------------------------------------------------
Security: 46123D205
Meeting Type: Special
Meeting Date: 17-May-2017
Ticker: INVN
ISIN: US46123D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
ENTERED INTO BY AND AMONG INVENSENSE, TDK
CORPORATION AND TDK SENSOR SOLUTIONS
CORPORATION, PURSUANT TO WHICH INVENSENSE
WOULD BE ACQUIRED BY TDK CORPORATION (THE
"MERGER"), AND EACH SHARE OF INVENSENSE
COMMON STOCK ISSUED AND OUTSTANDING
IMMEDIATELY PRIOR TO THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO INVENSENSE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE POSTPONEMENT OR ADJOURNMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL 1 IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934609112
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC ROBERTS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 934512307
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANOUSHEH ANSARI Mgmt For For
MARTHA F. BROOKS Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
FRANK A. NEWMAN Mgmt For For
JOHN C. PLANT Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2017.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt For For
SIZE OF THE JABIL CIRCUIT, INC. 2011 STOCK
AWARD AND INCENTIVE PLAN BY 4,950,000
SHARES.
5. TO APPROVE AN AMENDMENT TO INCREASE THE Mgmt For For
SIZE OF THE JABIL CIRCUIT, INC. 2011
EMPLOYEE STOCK PURCHASE PLAN BY 6,000,000
SHARES.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934615331
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE RYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES S. DODEZ Mgmt For For
2. TO APPROVE, IN A NON-BINDING "SAY ON PAY" Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3. TO DETERMINE, IN A NON-BINDING "SAY ON Mgmt 1 Year For
FREQUENCY" VOTE, THE FREQUENCY OF THE VOTE
ON OUR EXECUTIVE COMPENSATION PROGRAM (ONCE
EVERY YEAR,ONCE EVERY TWO YEARS OR ONCE
EVERY THREE YEARS)
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 934609580
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS DAVIDSON Mgmt For For
NEAL DERMER Mgmt For For
ROBIN HENDERSON Mgmt For For
PETER HORAN Mgmt For For
DOUGLAS LEBDA Mgmt For For
STEVEN OZONIAN Mgmt For For
SARAS SARASVATHY Mgmt For For
G. KENNEDY THOMPSON Mgmt For For
CRAIG TROYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2017 FISCAL YEAR.
3. TO CONSIDER AND PROVIDE AN ADVISORY Mgmt For For
(NON-BINDING) "SAY ON PAY" VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO CONSIDER AND PROVIDE AN ADVISORY Mgmt 3 Years For
(NON-BINDING) "SAY ON FREQUENCY" VOTE ON
THE FREQUENCY OF FUTURE SAY ON PAY VOTES.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FOURTH AMENDED AND RESTATED
LENDINGTREE, INC. 2008 STOCK AND ANNUAL
INCENTIVE PLAN.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING THE ADOPTION OF A MAJORITY VOTE
STANDARD FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
LIFEWAY FOODS, INC. Agenda Number: 934610254
--------------------------------------------------------------------------------------------------------------------------
Security: 531914109
Meeting Type: Annual
Meeting Date: 16-Jun-2017
Ticker: LWAY
ISIN: US5319141090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RENZO BERNARDI Mgmt For For
PAUL LEE Mgmt For For
JASON SCHER Mgmt For For
POL SIKAR Mgmt For For
EDWARD SMOLYANSKY Mgmt For For
JULIE SMOLYANSKY Mgmt For For
LUDMILA SMOLYANSKY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN P.C. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MOBILE MINI, INC. Agenda Number: 934538399
--------------------------------------------------------------------------------------------------------------------------
Security: 60740F105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: MINI
ISIN: US60740F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. WATTS Mgmt For For
1B. ELECTION OF DIRECTOR: ERIK OLSSON Mgmt For For
1C. ELECTION OF DIRECTOR: SARA R. DIAL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY S. GOBLE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES J. MARTELL Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN A MCCONNELL Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERICK G. MCNAMEE, Mgmt For For
III
1H. ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS Mgmt For For
1I. ELECTION OF DIRECTOR: LAWRENCE TRACHTENBERG Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934600304
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 30-May-2017
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH R. BRONSON Mgmt For For
MARCO IANSITI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE THE COMPANY'S FOURTH AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE 2016 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
5. TO ADVISE, BY NON-BINDING VOTE, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934531220
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt No vote
JOSEPH A. FIORITA, JR. Mgmt No vote
LIANG-CHOO HSIA Mgmt No vote
PETER S. KIRLIN Mgmt No vote
CONSTANTINE MACRICOSTAS Mgmt No vote
GEORGE MACRICOSTAS Mgmt No vote
MITCHELL G. TYSON Mgmt No vote
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2017.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
EXECUTIVE COMPENSATION.
4. TO VOTE UPON THE FREQUENCY (ONE, TWO OR Mgmt No vote
THREE YEARS) WITH WHICH THE NON-BINDING
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD BE CONDUCTED.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 934616903
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK GARRETT Mgmt For For
FRANK SLOOTMAN Mgmt For For
MIKE SPEISER Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2018.
3. AN ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
5. RE-APPROVAL OF THE PROVISIONS OF OUR 2015 Mgmt For For
EQUITY INCENTIVE PLAN RELATING TO SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
QUANTENNA COMMUNICATIONS, INC Agenda Number: 934608211
--------------------------------------------------------------------------------------------------------------------------
Security: 74766D100
Meeting Type: Annual
Meeting Date: 09-Jun-2017
Ticker: QTNA
ISIN: US74766D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD FRANK Mgmt For For
SAM HEIDARI Mgmt For For
HAROLD HUGHES Mgmt For For
2. TO APPROVE THE ADOPTION OF AN AMENDMENT TO Mgmt For For
OUR BYLAWS TO PROVIDE THAT THE COURTS
LOCATED WITHIN THE STATE OF DELAWARE WILL
SERVE AS THE EXCLUSIVE FORUM FOR THE
ADJUDICATION OF CERTAIN LEGAL DISPUTES
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934609693
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL, INC. Agenda Number: 934561350
--------------------------------------------------------------------------------------------------------------------------
Security: 81763U100
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: SREV
ISIN: US81763U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN M. CAKEBREAD Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER M. Mgmt For For
CARRINGTON
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMBER 31, 2016.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
4. AUTHORIZATION TO CONSIDER AND ACT ON ANY Mgmt For For
OTHER MATTERS THAT MAY PROPERLY COME BEFORE
THE MEETING OR ANY POSTPONEMENT OR
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SILICON GRAPHICS INTERNATIONAL CORP Agenda Number: 934481083
--------------------------------------------------------------------------------------------------------------------------
Security: 82706L108
Meeting Type: Special
Meeting Date: 11-Oct-2016
Ticker: SGI
ISIN: US82706L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN MERGER, Mgmt For For
DATED AS OF AUGUST 11, 2016, BY AND AMONG
SILICON GRAPHICS INTERNATIONAL CORP.,
HEWLETT PACKARD ENTERPRISE COMPANY AND
SATELLITE ACQUISITION SUB, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), AND THE TRANSACTIONS
CONTEMPLATED THEREBY.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY AT THE TIME OF THE
SPECIAL MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY SILICON GRAPHICS INTERNATIONAL
CORP., TO ITS NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 934522524
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 01-Mar-2017
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. AN ADVISORY (NON-BINDING) VOTE REGARDING Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 934610052
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OLEG M POHOTSKY MBA, JD Mgmt For For
WILLIAM S. REARDON, CPA Mgmt For For
2. THE RATIFICATION OR REJECTION OF THE Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE FUND FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
3. SHAREHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
FUND TAKE THE STEPS NECESSARY TO REORGANIZE
THE BOARD OF TRUSTEES INTO ONE CLASS WITH
EACH TRUSTEE SUBJECT TO ELECTION EACH YEAR,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 934610076
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAKESH K. JAIN, PH.D. Mgmt For For
LUCINDA H. STEBBINS CPA Mgmt For For
2. THE RATIFICATION OR REJECTION OF THE Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE FUND FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 934605708
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD DALZELL Mgmt For For
ERIKA ROTTENBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. TO RATIFY OUR 2016 STOCK OPTION AND Mgmt For For
INCENTIVE PLAN TO PRESERVE OUR ABILITY TO
RECEIVE CORPORATE INCOME TAX DEDUCTIONS
THAT MAY BECOME AVAILABLE PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 934605380
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CLARENCE L. GRANGER Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES P. SCHOLHAMER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID T. IBNALE Mgmt For For
1D. ELECTION OF DIRECTOR: LEONID MEZHVINSKY Mgmt For For
1E. ELECTION OF DIRECTOR: EMILY MADDOX LIGGETT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS T. EDMAN Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA V. SCHERER Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY S. ANDRESON Mgmt For For
2. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR STOCK INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN
HOLDINGS, INC. FOR FISCAL 2017.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF ULTRA ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
5. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 934551258
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN A. BAYLESS Mgmt For For
GORDON HUNTER Mgmt For For
PETER J. SIMONE Mgmt For For
2. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
3. THE FREQUENCY OF HOLDING AN ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 934589978
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC ZANDMAN Mgmt For For
JANET CLARKE Mgmt For For
SAUL REIBSTEIN Mgmt For For
TIMOTHY TALBERT Mgmt For For
ZIV SHOSHANI Mgmt For For
CARY WOOD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS VISHAY PRECISION GROUP, INC.'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE THE NON-BINDING RESOLUTION Mgmt For For
RELATING TO THE EXECUTIVE COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. STOCKHOLDER PROPOSAL - TO ADOPT A Shr Against For
RECAPITALIZATION PLAN TO ELIMINATE THE
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
XACTLY CORP Agenda Number: 934624265
--------------------------------------------------------------------------------------------------------------------------
Security: 98386L101
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: XTLY
ISIN: US98386L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAUREN P. FLAHERTY Mgmt For For
CAROL G. MILLS Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A. Needham
Name George A. Needham
Title President
Date 08/09/2017