UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22509
NAME OF REGISTRANT: LoCorr Investment Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 687 Excelsior Blvd.
Excelsior, MN 55331
NAME AND ADDRESS OF AGENT FOR SERVICE: CT Corporation System
1300 East Ninth Street
Cleveland, OH 44114
REGISTRANT'S TELEPHONE NUMBER: 952-767-2920
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
LoCorr Dynamic Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 934755743
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kathy T. Betty Mgmt For For
1.2 Election of Director: Douglas C. Curling Mgmt For For
1.3 Election of Director: Cynthia N. Day Mgmt For For
1.4 Election of Director: Curtis L. Doman Mgmt For For
1.5 Election of Director: Walter G. Ehmer Mgmt For For
1.6 Election of Director: Hubert L. Harris, Jr. Mgmt For For
1.7 Election of Director: John W. Robinson, III Mgmt For For
1.8 Election of Director: Ray M. Robinson Mgmt For For
1.9 Election of Director: Robert H. Yanker Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution to approve the Company's
executive compensation.
3. Approval of the Aaron's, Inc. Employee Mgmt For For
Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2018.
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ADVANCE AUTO PARTS, INC. Agenda Number: 934794911
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Bergstrom Mgmt No vote
Brad W. Buss Mgmt No vote
Fiona P. Dias Mgmt No vote
John F. Ferraro Mgmt No vote
Thomas R. Greco Mgmt No vote
Adriana Karaboutis Mgmt No vote
Eugene I. Lee, Jr. Mgmt No vote
Douglas A. Pertz Mgmt No vote
Reuben E. Slone Mgmt No vote
Jeffrey C. Smith Mgmt No vote
2. Approve, by advisory vote, the compensation Mgmt No vote
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt No vote
LLP (Deloitte) as our independent
registered public accounting firm for 2018.
4. Advisory vote on the stockholder proposal Shr No vote
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
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AERCAP HOLDINGS N.V. Agenda Number: 934774298
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the annual accounts for the Mgmt No vote
2017 financial year.
6 Release of liability of the directors with Mgmt No vote
respect to their management during the 2017
financial year.
7a Re-appointment of the Chairman of the Board Mgmt No vote
of Directors, Mr. Pieter Korteweg, as
non-executive director for a period of two
years.
7b Re-appointment of the Company's Chief Mgmt No vote
Executive Officer, Mr. Aengus Kelly, as
executive director for a period of four
years.
7c Re-appointment of Mr. Salem R.A.A. Al Mgmt No vote
Noaimi as non-executive director for a
period of two years.
7d Re-appointment of Mr. Homaid A.A.M. Al Mgmt No vote
Shimmari as non-executive director for a
period of two years
7e Re-appointment of Mr. Paul T. Dacier as Mgmt No vote
non-executive director for a period of two
years.
7f Re-appointment of Mr. Richard M. Gradon as Mgmt No vote
non-executive director for a period of two
years.
7g Re-appointment of Mr. Robert G. Warden as Mgmt No vote
non-executive director for a period of two
years.
7h Appointment of Mr. Julian B. Branch as Mgmt No vote
non-executive director for a period of four
years.
8 Appointment of Mr. Peter L. Juhas as the Mgmt No vote
person referred to in article 16, paragraph
8 of the Company's articles of association.
9 Appointment of PricewaterhouseCoopers Mgmt No vote
Accountants N.V. for the audit of the
Company's annual accounts for the 2018
financial year.
10a Authorization of the Board of Directors to Mgmt No vote
issue shares and to grant rights to
subscribe for shares.
10b Authorization of the Board of Directors to Mgmt No vote
limit or exclude pre-emptive rights in
relation to agenda item 10(a).
10c Authorization of the Board of Directors to Mgmt No vote
issue additional shares and to grant
additional rights to subscribe for shares.
10d Authorization of the Board of Directors to Mgmt No vote
limit or exclude pre-emptive rights in
relation to agenda item 10(c).
11a Authorization of the Board of Directors to Mgmt No vote
repurchase shares.
11b Conditional authorization of the Board of Mgmt No vote
Directors to repurchase additional shares.
12 Reduction of capital through cancellation Mgmt No vote
of shares.
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BLOOMIN' BRANDS, INC. Agenda Number: 934739244
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Fitzjohn Mgmt For For
John J. Mahoney Mgmt For For
R. Michael Mohan Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered certified public accounting firm
for the fiscal year ending December 30,
2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers.
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CASELLA WASTE SYSTEMS, INC. Agenda Number: 934804584
--------------------------------------------------------------------------------------------------------------------------
Security: 147448104
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: CWST
ISIN: US1474481041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Casella Mgmt For For
William P. Hulligan Mgmt For For
James E. O'Connor Mgmt For For
2. To approve, in an advisory "say-on-pay" Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2018.
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CREDIT ACCEPTANCE CORPORATION Agenda Number: 934799391
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: CACC
ISIN: US2253101016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda J. Flanagan Mgmt For For
Brett A. Roberts Mgmt For For
Thomas N. Tryforos Mgmt For For
Scott J. Vassalluzzo Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Grant Mgmt For For
Thornton LLP as Credit Acceptance
Corporation's independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 934807035
--------------------------------------------------------------------------------------------------------------------------
Security: 238337109
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: PLAY
ISIN: US2383371091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Victor L. Crawford Mgmt For For
1B Election of Director: Hamish A. Dodds Mgmt For For
1C Election of Director: Michael J. Griffith Mgmt For For
1D Election of Director: Jonathan S. Halkyard Mgmt For For
1E Election of Director: Stephen M. King Mgmt For For
1F Election of Director: Patricia M. Mueller Mgmt For For
1G Election of Director: Kevin M. Sheehan Mgmt For For
1H Election of Director: Jennifer Storms Mgmt For For
2. Ratification of Appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Approval of Executive Compensation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 709554819
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 23-Jun-2018
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Namba, Tomoko Mgmt No vote
2.2 Appoint a Director Moriyasu, Isao Mgmt No vote
2.3 Appoint a Director Harada, Akinori Mgmt No vote
2.4 Appoint a Director Otsuka, Hiroyuki Mgmt No vote
2.5 Appoint a Director Domae, Nobuo Mgmt No vote
3 Appoint a Corporate Auditor Kondo, Yukinao Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 934796749
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Gary S. Mgmt For For
Briggs
1b. Election of Class III Director: Edith W. Mgmt For For
Cooper
1c. Election of Class III Director: Melissa Mgmt For For
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934777193
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Wickliffe Ach Mgmt For For
Kathleen L. Bardwell Mgmt For For
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown, Jr. Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Erin P. Hoeflinger Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Richard E. Olszewski Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe Horwath LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 934664459
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 07-Sep-2017
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF FIRST Mgmt For For
HORIZON COMMON STOCK IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF MAY 3, 2017, AS
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG FIRST HORIZON, CAPITAL
BANK FINANCIAL CORP. AND FIRESTONE SUB,
INC.
2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
FIRST HORIZON SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE FIRST HORIZON STOCK ISSUANCE
PROPOSAL (ITEM 1 ABOVE).
--------------------------------------------------------------------------------------------------------------------------
FOSSIL GROUP, INC. Agenda Number: 934769627
--------------------------------------------------------------------------------------------------------------------------
Security: 34988V106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: FOSL
ISIN: US34988V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark R. Belgya Mgmt For For
1.2 Election of Director: William B. Chiasson Mgmt For For
1.3 Election of Director: Mauria A. Finley Mgmt For For
1.4 Election of Director: Kosta N. Kartsotis Mgmt For For
1.5 Election of Director: Diane L. Neal Mgmt For For
1.6 Election of Director: Thomas M. Nealon Mgmt For For
1.7 Election of Director: James E. Skinner Mgmt For For
1.8 Election of Director: Gail B. Tifford Mgmt For For
1.9 Election of Director: James M. Zimmerman Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to approve the First Amendment to Mgmt For For
the Fossil Group, Inc. 2016 Long-Term
Incentive Plan.
4. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
30, 2018.
--------------------------------------------------------------------------------------------------------------------------
GAMING & LEISURE PROPERTIES, INC. Agenda Number: 934804356
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
Joseph W. Marshall, III Mgmt For For
James B. Perry Mgmt For For
Barry F. Schwartz Mgmt For For
Earl C. Shanks Mgmt For For
E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's Articles of Incorporation to
adopt a majority voting standard in
uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
GOGO INC. Agenda Number: 934798503
--------------------------------------------------------------------------------------------------------------------------
Security: 38046C109
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: GOGO
ISIN: US38046C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald T. LeMay Mgmt For For
Michele Coleman Mayes Mgmt For For
Robert H. Mundheim Mgmt For For
Harris N. Williams Mgmt For For
2. Advisory vote approving executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Gogo Mgmt For For
Inc. 2016 Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HALCON RESOURCES CORPORATION Agenda Number: 934763310
--------------------------------------------------------------------------------------------------------------------------
Security: 40537Q605
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: HK
ISIN: US40537Q6052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Campbell Mgmt For For
James W. Christmas Mgmt For For
Michael L. Clark Mgmt For For
Ronald D. Scott Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP, an independent registered
public accounting firm, as our independent
registered public accountant for the fiscal
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HERC HOLDINGS INC. Agenda Number: 934759727
--------------------------------------------------------------------------------------------------------------------------
Security: 42704L104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HRI
ISIN: US42704L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herbert L. Henkel Mgmt For For
1b. Election of Director: Lawrence H. Silber Mgmt For For
1c. Election of Director: James H. Browning Mgmt For For
1d. Election of Director: Patrick D. Campbell Mgmt For For
1e. Election of Director: Nicholas F. Graziano Mgmt For For
1f. Election of Director: Jean K. Holley Mgmt For For
1g. Election of Director: Jacob M. Katz Mgmt For For
1h. Election of Director: Michael A. Kelly Mgmt For For
1i. Election of Director: Courtney Mather Mgmt For For
1j. Election of Director: Louis J. Pastor Mgmt For For
1k. Election of Director: Mary Pat Salomone Mgmt For For
2. Approval, by a non-binding advisory vote, Mgmt For For
of the named executive officers'
compensation.
3. Approval of the Herc Holdings Inc. 2018 Mgmt For For
Omnibus Incentive Plan.
4. Approval of the Amended and Restated Herc Mgmt For For
Holdings Inc. Employee Stock Purchase Plan.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year 2018.
--------------------------------------------------------------------------------------------------------------------------
INDIVIOR PLC Agenda Number: 709094077
--------------------------------------------------------------------------------------------------------------------------
Security: G4766E108
Meeting Type: AGM
Meeting Date: 16-May-2018
Ticker:
ISIN: GB00BRS65X63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S AUDITED ACCOUNTS Mgmt No vote
AND THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED DECEMBER 31,
2017
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) SET OUT IN
THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED DECEMBER 31, 2017
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
POLICY SET OUT ON PAGES 85 TO 93 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED DECEMBER 31, 2017
4 TO RE-APPOINT HOWARD PIEN AS A DIRECTOR Mgmt No vote
5 TO RE-APPOINT SHAUN THAXTER AS A DIRECTOR Mgmt No vote
6 TO RE-APPOINT MARK CROSSLEY AS A DIRECTOR Mgmt No vote
7 TO RE-APPOINT DR YVONNE GREENSTREET AS A Mgmt No vote
DIRECTOR
8 TO RE-APPOINT DR A. THOMAS MCLELLAN AS A Mgmt No vote
DIRECTOR
9 TO RE-APPOINT TATJANA MAY AS A DIRECTOR Mgmt No vote
10 TO RE-APPOINT LORNA PARKER AS A DIRECTOR Mgmt No vote
11 TO RE-APPOINT DANIEL J. PHELAN AS A Mgmt No vote
DIRECTOR
12 TO RE-APPOINT CHRISTIAN SCHADE AS A Mgmt No vote
DIRECTOR
13 TO RE-APPOINT DANIEL TASSE AS A DIRECTOR Mgmt No vote
14 TO RE-APPOINT LIZABETH ZLATKUS AS A Mgmt No vote
DIRECTOR
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING
OF THE COMPANY AT WHICH THE ACCOUNTS ARE
LAID BEFORE THE COMPANY
16 TO AUTHORIZE THE AUDIT COMMITTEE OF THE Mgmt No vote
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
17 TO AUTHORIZE THE COMPANY AND ANY OF ITS UK Mgmt No vote
SUBORDINATED TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE
18 THAT THE DIRECTORS BE GENERALLY AND Mgmt No vote
UNCONDITIONALLY AUTHORIZED TO ALLOT SHARES
IN THE COMPANY UP TO AN AGGREGATE NOMINAL
AMOUNT OF USD 48,495,494
CMMT PLEASE NOTE THAT RESOLUTION 19 AND 20 ARE Non-Voting
SUBJECT TO PASSING OF RESOLUTION 18
19 THAT THE DIRECTORS BE AUTHORIZED TO Mgmt No vote
DISAPPLY PRE-EMPTION RIGHTS UP TO 5% OF THE
ISSUED CAPITAL
20 THAT THE DIRECTORS BE AUTHORIZED TO Mgmt No vote
DISAPPLY PRE-EMPTION RIGHTS UP TO AN
ADDITIONAL 5% FOR TRANSACTIONS WHICH THE
BOARD DETERMINES TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
21 THAT THE COMPANY BE GENERALLY AND Mgmt No vote
UNCONDITIONALLY AUTHORIZED TO MAKE MARKET
PURCHASES OF ITS OWN ORDINARY SHARES
22 THAT THE GENERAL MEETING OTHER THAN AN Mgmt No vote
ANNUAL GENERAL MEETING MAY BE CALLED ON 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 934717236
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles B. Newsome Mgmt For For
G. Kennedy Thompson Mgmt For For
H.O. Woltz III Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our executive officers.
3. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
2018.
--------------------------------------------------------------------------------------------------------------------------
INSTRUCTURE, INC. Agenda Number: 934777345
--------------------------------------------------------------------------------------------------------------------------
Security: 45781U103
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: INST
ISIN: US45781U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua L. Coates Mgmt For For
Steven A. Collins Mgmt For For
William M. Conroy Mgmt For For
Ellen Levy Mgmt For For
Kevin Thompson Mgmt For For
Lloyd G. Waterhouse Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of solicitation of future
advisory votes to approve named executive
officer compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
INTERNAP CORPORATION Agenda Number: 934790949
--------------------------------------------------------------------------------------------------------------------------
Security: 45885A409
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: INAP
ISIN: US45885A4094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David B. Potts Mgmt For For
1b. Election of Director: Lance L. Weaver Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for our fiscal year ending
December 31, 2018.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve amendments to the Internap Mgmt For For
Corporation 2017 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KITE REALTY GROUP TRUST Agenda Number: 934751997
--------------------------------------------------------------------------------------------------------------------------
Security: 49803T300
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: KRG
ISIN: US49803T3005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: John A. Kite Mgmt For For
1b. Election of Trustee: William E. Bindley Mgmt For For
1c. Election of Trustee: Victor J. Coleman Mgmt For For
1d. Election of Trustee: Lee A. Daniels Mgmt For For
1e. Election of Trustee: Gerald W. Grupe Mgmt For For
1f. Election of Trustee: Christie B. Kelly Mgmt For For
1g. Election of Trustee: David R. O'Reilly Mgmt For For
1h. Election of Trustee: Barton R. Peterson Mgmt For For
1i. Election of Trustee: Charles H. Wurtzebach Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for Kite Realty
Group Trust for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 934762344
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Koerner, III Mgmt For For
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt For For
Thomas V. Reifenheiser Mgmt For For
Anna Reilly Mgmt For For
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal 2018.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 934785001
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robin A. Abrams Mgmt For For
Brian M. Beattie Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffrey Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
4. To approve the amended Lattice Mgmt For For
Semiconductor Corporation 2011 Non-Employee
Director Equity Incentive Plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 29, 2018.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 934771723
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Gero Mgmt For For
1B. Election of Director: Frank J. Crespo Mgmt For For
1C. Election of Director: Brendan J. Deely Mgmt For For
1D. Election of Director: Ronald J. Fenech Mgmt For For
1E. Election of Director: Tracy D. Graham Mgmt For For
1F. Election of Director: Frederick B. Hegi, Mgmt For For
Jr.
1G. Election of Director: Virginia L. Henkels Mgmt For For
1H. Election of Director: Jason D. Lippert Mgmt For For
1I. Election of Director: Kieran M. O'Sullivan Mgmt For For
1J. Election of Director: David A. Reed Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To approve the LCI Industries 2018 Omnibus Mgmt For For
Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditor for the Company for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 934758446
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Bott Mgmt No vote
1B. Election of Director: Thomas P. Capo Mgmt No vote
1C. Election of Director: Jonathan F. Foster Mgmt No vote
1D. Election of Director: Mary Lou Jepsen Mgmt No vote
1E. Election of Director: Kathleen A. Ligocki Mgmt No vote
1F. Election of Director: Conrad L. Mallett, Mgmt No vote
Jr.
1G. Election of Director: Raymond E. Scott Mgmt No vote
1H. Election of Director: Gregory C. Smith Mgmt No vote
1I. Election of Director: Henry D.G. Wallace Mgmt No vote
2. Ratification of the retention of Ernst & Mgmt No vote
Young LLP as independent registered public
accounting firm for 2018.
3. Advisory vote to approve Lear Corporation's Mgmt No vote
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 934791953
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A109
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: LC
ISIN: US52603A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Daniel Mgmt For For
Ciporin
1b. Election of Class I Director: Kenneth Mgmt For For
Denman
1c. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1d. Election of Class I Director: Patricia Mgmt For For
McCord
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in our Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
4. Approve an amendment to our Restated Mgmt For For
Certificate of Incorporation (the
Declassification Amendment) to phase in the
declassification of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 934738634
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond T. Baker Mgmt For For
David E. Blackford Mgmt For For
Courtney L. Mizel Mgmt For For
2. To approve an advisory proposal regarding Mgmt For For
the compensation of the Company's named
executive officers (Say on Pay).
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC Agenda Number: 934721184
--------------------------------------------------------------------------------------------------------------------------
Security: 55405Y100
Meeting Type: Annual
Meeting Date: 01-Mar-2018
Ticker: MTSI
ISIN: US55405Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Ocampo Mgmt For For
John Croteau Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 28, 2018.
--------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT PLC Agenda Number: 934764540
--------------------------------------------------------------------------------------------------------------------------
Security: G5785G107
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: MNK
ISIN: IE00BBGT3753
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David R. Carlucci Mgmt For For
1b. Election of Director: J. Martin Carroll Mgmt For For
1c. Election of Director: Paul R. Carter Mgmt For For
1d. Election of Director: David Y. Norton Mgmt For For
1e. Election of Director: JoAnn A. Reed Mgmt For For
1f. Election of Director: Angus C. Russell Mgmt For For
1g. Election of Director: Mark C. Trudeau Mgmt For For
1h. Election of Director: Anne C. Whitaker Mgmt For For
1i. Election of Director: Kneeland C. Mgmt For For
Youngblood, M.D.
1j. Election of Director: Joseph A. Zaccagnino Mgmt For For
2. Approve, in a non-binding vote, the Mgmt For For
re-appointment of the Independent Auditors
and to authorize, in a binding vote, the
Audit Committee to set the auditors'
remuneration.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation of named executive
officers.
4. Approve the Amended and Restated Mgmt For For
Mallinckrodt Pharmaceuticals Stock and
Incentive Plan.
5. Approve the authority of the Board to issue Mgmt For For
shares.
6. Approve the waiver of pre-emption rights Mgmt For For
(Special Resolution).
7. Authorize the Company and/or any subsidiary Mgmt For For
to make market purchases or overseas market
purchases of Company shares.
8. Authorize the price range at which the Mgmt For For
Company can re-allot shares it holds as
treasury shares (Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 934810272
--------------------------------------------------------------------------------------------------------------------------
Security: 57665R106
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: MTCH
ISIN: US57665R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory R. Blatt Mgmt For For
Amanda Ginsberg Mgmt For For
Joseph Levin Mgmt For For
Ann L. McDaniel Mgmt For For
Thomas J. McInerney Mgmt For For
Glenn H. Schiffman Mgmt For For
Pamela S. Seymon Mgmt For For
Alan G. Spoon Mgmt For For
Mark Stein Mgmt For For
Gregg Winiarski Mgmt For For
Sam Yagan Mgmt For For
2. To approve an amendment to the Match Group, Mgmt For For
Inc. 2017 Stock and Annual Incentive Plan
to increase the number of shares available
for grant.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
MOBILEIRON, INC. Agenda Number: 934806007
--------------------------------------------------------------------------------------------------------------------------
Security: 60739U204
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: MOBL
ISIN: US60739U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Howard Mgmt For For
Jessica Denecour Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Deloitte & Touche
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt For For
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr Against For
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr Against For
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr Against For
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr Against For
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 934819840
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Perry A. Sook Mgmt For For
Geoff Armstrong Mgmt For For
Jay M. Grossman Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ORCHIDS PAPER PRODUCTS COMPANY Agenda Number: 934742811
--------------------------------------------------------------------------------------------------------------------------
Security: 68572N104
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: TIS
ISIN: US68572N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven R. Berlin Mgmt For For
1B Election of Director: Mario Armando Garcia Mgmt For For
1C Election of Director: John C. Guttilla Mgmt For For
1D Election of Director: Douglas E. Hailey Mgmt For For
1E Election of Director: Elaine MacDonald Mgmt For For
1F Election of Director: Mark H. Ravich Mgmt For For
1G Election of Director: Jeffrey S. Schoen Mgmt For For
2 To approve, by advisory vote, our executive Mgmt For For
compensation.
3 To ratify the appointment of HoganTaylor Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2018.
4 To vote on a proposal to amend the Mgmt For For
Company's Certificate of Incorporation to
provide that directors are removable with
or without cause; and
5 To approve an amendment to the Company's Mgmt For For
2014 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES, INC. Agenda Number: 934790951
--------------------------------------------------------------------------------------------------------------------------
Security: 70932B101
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: PFSI
ISIN: US70932B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stanford L. Kurland Mgmt For For
1B. Election of Director: David A. Spector Mgmt For For
1C. Election of Director: Anne D. McCallion Mgmt For For
1D. Election of Director: Matthew Botein Mgmt For For
1E. Election of Director: James K. Hunt Mgmt For For
1F. Election of Director: Patrick Kinsella Mgmt For For
1G. Election of Director: Joseph Mazzella Mgmt For For
1H. Election of Director: Farhad Nanji Mgmt For For
1I Election of Director: Theodore W. Tozer Mgmt For For
1J. Election of Director: Mark Wiedman Mgmt For For
1K. Election of Director: Emily Youssouf Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
3. To approve, by non-binding vote, our Mgmt For For
executive compensation.
4. To approve an amendment to the PennyMac Mgmt For For
Financial Services, Inc. 2013 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934737000
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abney S. Boxley, III Mgmt For For
1b. Election of Director: Charles E. Brock Mgmt For For
1c. Election of Director: Renda J. Burkhart Mgmt For For
1d. Election of Director: Gregory L. Burns Mgmt For For
1e. Election of Director: Richard D. Callicutt, Mgmt For For
II
1f. Election of Director: Marty G. Dickens Mgmt For For
1g. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1h. Election of Director: Joseph C. Galante Mgmt For For
1i. Election of Director: Glenda Baskin Glover Mgmt For For
1j. Election of Director: David B. Ingram Mgmt For For
1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1l. Election of Director: Ronald L. Samuels Mgmt For For
1m. Election of Director: Gary L. Scott Mgmt For For
1n. Election of Director: Reese L. Smith, III Mgmt For For
1o. Election of Director: Thomas R. Sloan Mgmt For For
1p. Election of Director: G. Kennedy Thompson Mgmt For For
1q. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe Horwath Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Charter to increase
the number of authorized shares of the
Company's capital stock from 100,000,000 to
190,000,000; 180,000,000 of which shall be
common stock and 10,000,000 shall be
preferred stock.
5. To approve the Company's 2018 Omnibus Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
QUANTENNA COMMUNICATIONS, INC. Agenda Number: 934801045
--------------------------------------------------------------------------------------------------------------------------
Security: 74766D100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: QTNA
ISIN: US74766D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda Dorchak Mgmt For For
Edwin B. Hooper III Mgmt For For
John Scull Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
30, 2018
--------------------------------------------------------------------------------------------------------------------------
SEMGROUP CORPORATION Agenda Number: 934791496
--------------------------------------------------------------------------------------------------------------------------
Security: 81663A105
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: SEMG
ISIN: US81663A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald A. Ballschmiede Mgmt For For
Sarah M. Barpoulis Mgmt For For
Carlin G. Conner Mgmt For For
Karl F. Kurz Mgmt For For
James H. Lytal Mgmt For For
William J. McAdam Mgmt For For
Thomas R. McDaniel Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratification of Grant Thornton LLP as Mgmt For For
independent registered public accounting
firm for 2018.
4. To approve an amendment to the company's Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, to increase the
number of authorized shares of Class A
Common Stock.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 934798351
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Smith Mgmt For For
Frederick G. Smith Mgmt For For
J. Duncan Smith Mgmt For For
Robert E. Smith Mgmt For For
Howard E. Friedman Mgmt For For
Lawrence E. McCanna Mgmt For For
Daniel C. Keith Mgmt For For
Martin R. Leader Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
STRAIGHT PATH COMMUNICATIONS, INC Agenda Number: 934657618
--------------------------------------------------------------------------------------------------------------------------
Security: 862578101
Meeting Type: Special
Meeting Date: 02-Aug-2017
Ticker: STRP
ISIN: US8625781013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 11, 2017, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG STRAIGHT PATH
COMMUNICATIONS INC., VERIZON COMMUNICATIONS
INC. AND WAVES MERGER SUB I, INC.
2. APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO STRAIGHT PATH
COMMUNICATIONS INC.'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER AND
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT OR IF A QUORUM IS NOT PRESENT AT
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
STRAIGHT PATH COMMUNICATIONS, INC Agenda Number: 934714329
--------------------------------------------------------------------------------------------------------------------------
Security: 862578101
Meeting Type: Annual
Meeting Date: 06-Feb-2018
Ticker: STRP
ISIN: US8625781013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Davidi Jonas Mgmt For For
1.2 Election of Director: K. Chris Todd Mgmt For For
1.3 Election of Director: William F. Weld Mgmt For For
1.4 Election of Director: Fred S. Zeidman Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 934782435
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Thomas Allen Mgmt For For
1B Election of Director: Linda S. Harty Mgmt For For
1C Election of Director: Alistair Macdonald Mgmt For For
2. To approve on an advisory (nonbinding) Mgmt For For
basis our executive compensation.
3. To approve the Syneos Health, Inc. 2018 Mgmt For For
Equity Incentive Plan.
4. To approve the Syneos Health, Inc. 2016 Mgmt For For
Employee Stock Purchase Plan (as Amended
and Restated).
5. To ratify the appointment of the Company's Mgmt For For
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 934793630
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amerino Gatti# Mgmt For For
Brian K. Ferraioli# Mgmt For For
Michael A. Lucas# Mgmt For For
Craig L. Martin& Mgmt For For
2. To ratify the appointment of KPMG LLP, as Mgmt For For
the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2018.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the issuance of shares of our Mgmt For For
common stock issuable upon the conversion
of our 5.00% convertible senior notes.
5. To approve the new Team, Inc. 2018 Equity Mgmt For For
Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 934750008
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul G. Boynton Mgmt For For
1b. Election of Director: Ian D. Clough Mgmt For For
1c. Election of Director: Susan E. Docherty Mgmt For For
1d. Election of Director: Reginald D. Hedgebeth Mgmt For For
1e. Election of Director: Dan R. Henry Mgmt For For
1f. Election of Director: Michael J. Herling Mgmt For For
1g. Election of Director: Douglas A. Pertz Mgmt For For
1h. Election of Director: George I. Stoeckert Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the Employee Stock Purchase Mgmt For For
Plan.
4. Approval of Deloitte and Touche LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC. Agenda Number: 934774539
--------------------------------------------------------------------------------------------------------------------------
Security: 168905107
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PLCE
ISIN: US1689051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Alutto Mgmt For For
1b. Election of Director: John E. Bachman Mgmt For For
1c. Election of Director: Marla Malcolm Beck Mgmt For For
1d. Election of Director: Jane Elfers Mgmt For For
1e. Election of Director: Joseph Gromek Mgmt For For
1f. Election of Director: Norman Matthews Mgmt For For
1g. Election of Director: Robert L. Mettler Mgmt For For
1h. Election of Director: Stanley W. Reynolds Mgmt For For
1i. Election of Director: Susan Sobbott Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of The Children's Place,
Inc. for the fiscal year ending February 2,
2019.
3. To approve, by non-binding vote, executive Mgmt For For
compensation as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY Agenda Number: 934693741
--------------------------------------------------------------------------------------------------------------------------
Security: 55825T103
Meeting Type: Annual
Meeting Date: 15-Dec-2017
Ticker: MSG
ISIN: US55825T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. BIONDI, JR. Mgmt For For
JOSEPH J. LHOTA Mgmt For For
RICHARD D. PARSONS Mgmt For For
NELSON PELTZ Mgmt For For
SCOTT M. SPERLING Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2018.
--------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. Agenda Number: 934737668
--------------------------------------------------------------------------------------------------------------------------
Security: 563571405
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: MTW
ISIN: US5635714059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Bohn Mgmt No vote
Donald M. Condon, Jr. Mgmt No vote
Anne M. Cooney Mgmt No vote
Kenneth W. Krueger Mgmt No vote
C. David Myers Mgmt No vote
Barry L. Pennypacker Mgmt No vote
John C. Pfeifer Mgmt No vote
2. The ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. An advisory vote to approve the Mgmt No vote
compensation of the Company's named
executive officers.
4. A shareholder proposal regarding a simple Shr No vote
majority vote standard.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 934805853
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
Jeff Lawson Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future non-binding
stockholder advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Shr For For
Compensation
4. Special Shareowner Meetings Shr Against For
5. Lobbying Activities Report Shr Against For
6. Independent Chair Shr Against For
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr Against For
9. Nonqualified Savings Plan Earnings Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 934790999
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Beach Lin Mgmt For For
John J. Engel Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Lynn M. Utter Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS INC Agenda Number: 934679943
--------------------------------------------------------------------------------------------------------------------------
Security: 98919V105
Meeting Type: Annual
Meeting Date: 02-Nov-2017
Ticker: ZAYO
ISIN: US98919V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHIL CANFIELD Mgmt For For
STEVE KAPLAN Mgmt For For
LINDA ROTTENBERG Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING JUNE 30,
2018.
3. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
4. APPROVE THE PERFORMANCE CRITERIA UNDER THE Mgmt For For
2014 STOCK INCENTIVE PLAN AND THE RELATED
AMENDMENTS THERETO.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934775973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Edward F. Murphy Mgmt For For
1G. Election of Director: Roger B. Porter Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the
Company's financial statements for the
current fiscal year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Company's
named executive officers with respect to
fiscal year ended December 31, 2017.
LoCorr Long/Short Commodities Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Macro Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Market Trend Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Multi-Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 934794911
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Bergstrom Mgmt For For
Brad W. Buss Mgmt For For
Fiona P. Dias Mgmt For For
John F. Ferraro Mgmt For For
Thomas R. Greco Mgmt For For
Adriana Karaboutis Mgmt For For
Eugene I. Lee, Jr. Mgmt For For
Douglas A. Pertz Mgmt For For
Reuben E. Slone Mgmt For For
Jeffrey C. Smith Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2018.
4. Advisory vote on the stockholder proposal Shr Against For
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 934774298
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the annual accounts for the Mgmt For For
2017 financial year.
6 Release of liability of the directors with Mgmt For For
respect to their management during the 2017
financial year.
7a Re-appointment of the Chairman of the Board Mgmt For For
of Directors, Mr. Pieter Korteweg, as
non-executive director for a period of two
years.
7b Re-appointment of the Company's Chief Mgmt For For
Executive Officer, Mr. Aengus Kelly, as
executive director for a period of four
years.
7c Re-appointment of Mr. Salem R.A.A. Al Mgmt For For
Noaimi as non-executive director for a
period of two years.
7d Re-appointment of Mr. Homaid A.A.M. Al Mgmt For For
Shimmari as non-executive director for a
period of two years
7e Re-appointment of Mr. Paul T. Dacier as Mgmt For For
non-executive director for a period of two
years.
7f Re-appointment of Mr. Richard M. Gradon as Mgmt For For
non-executive director for a period of two
years.
7g Re-appointment of Mr. Robert G. Warden as Mgmt For For
non-executive director for a period of two
years.
7h Appointment of Mr. Julian B. Branch as Mgmt For For
non-executive director for a period of four
years.
8 Appointment of Mr. Peter L. Juhas as the Mgmt For For
person referred to in article 16, paragraph
8 of the Company's articles of association.
9 Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. for the audit of the
Company's annual accounts for the 2018
financial year.
10a Authorization of the Board of Directors to Mgmt For For
issue shares and to grant rights to
subscribe for shares.
10b Authorization of the Board of Directors to Mgmt For For
limit or exclude pre-emptive rights in
relation to agenda item 10(a).
10c Authorization of the Board of Directors to Mgmt For For
issue additional shares and to grant
additional rights to subscribe for shares.
10d Authorization of the Board of Directors to Mgmt For For
limit or exclude pre-emptive rights in
relation to agenda item 10(c).
11a Authorization of the Board of Directors to Mgmt For For
repurchase shares.
11b Conditional authorization of the Board of Mgmt For For
Directors to repurchase additional shares.
12 Reduction of capital through cancellation Mgmt For For
of shares.
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 934736250
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gary D. Kain Mgmt For For
1.2 Election of Director: Morris A. Davis Mgmt For For
1.3 Election of Director: Larry K. Harvey Mgmt For For
1.4 Election of Director: Prue B. Larocca Mgmt For For
1.5 Election of Director: Paul E. Mullings Mgmt For For
2. Approval of the amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the total authorized number of
shares of common stock from 600,000,000 to
900,000,000
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN HLDG, L.P. Agenda Number: 934669601
--------------------------------------------------------------------------------------------------------------------------
Security: 01881G106
Meeting Type: Special
Meeting Date: 29-Sep-2017
Ticker: AB
ISIN: US01881G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. LONG TERM INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME II Agenda Number: 934642225
--------------------------------------------------------------------------------------------------------------------------
Security: 018825109
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: NCZ
ISIN: US0188251096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. DECOTIS Mgmt For For
BRADFORD K. GALLAGHER Mgmt For For
DAVEY S. SCOON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934772004
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wellington J. Denahan Mgmt For For
1b. Election of Director: Michael Haylon Mgmt For For
1c. Election of Director: Donnell A. Segalas Mgmt For For
1d. Election of Director: Katie Beirne Fallon Mgmt For For
1e. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 934804231
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey M. Gault Mgmt For For
Mark C. Biderman Mgmt For For
Robert A. Kasdin Mgmt For For
Eric L. Press Mgmt For For
Scott S. Prince Mgmt For For
Stuart A. Rothstein Mgmt For For
Michael E. Salvati Mgmt For For
Cindy Z. Michel Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Apollo Commercial Real
Estate Finance, Inc.'s independent
registered public accounting firm for the
2018 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Apollo Commercial Real
Estate Finance, Inc.'s named executive
officers, as more fully described in the
2018 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934652428
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 03-Aug-2017
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEANETTE W. LOEB Mgmt For For
FRANK C. PULEO Mgmt For For
CARL SPIELVOGEL Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS APOLLO
INVESTMENT CORPORATION'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934771177
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Steve Mgmt For For
Bartlett
1b. Election of Class II Director: Robert L. Mgmt For For
Rosen
1c. Election of Class II Director: Bennett Mgmt For For
Rosenthal
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934768358
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 14-May-2018
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To authorize the Company, with the approval Mgmt Against Against
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 934769348
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Barger Mgmt For For
Seth W. Brennan Mgmt For For
Eric R. Colson Mgmt For For
Tench Coxe Mgmt For For
Stephanie G. DiMarco Mgmt For For
Jeffrey A. Joerres Mgmt For For
Andrew A. Ziegler Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CAPITALA FINANCE CORP Agenda Number: 934739749
--------------------------------------------------------------------------------------------------------------------------
Security: 14054R106
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: CPTA
ISIN: US14054R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Hunt Broyhill Mgmt For For
Larry W. Carroll Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm for Capitala Finance
Corp. for the fiscal year ending December
31, 2018.
3. To approve a proposal to authorize Capitala Mgmt For For
Finance Corp. to sell shares of its common
stock at a price or prices below Capitala
Finance Corp.'s then current net asset
value per share in one or more offerings.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 934787803
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martha H. Bejar Mgmt For For
Virginia Boulet Mgmt For For
Peter C. Brown Mgmt For For
Kevin P. Chilton Mgmt For For
Steven T. Clontz Mgmt For For
T. Michael Glenn Mgmt For For
W. Bruce Hanks Mgmt For For
Mary L. Landrieu Mgmt For For
Harvey P. Perry Mgmt For For
Glen F. Post, III Mgmt For For
Michael J. Roberts Mgmt For For
Laurie A. Siegel Mgmt For For
Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2018.
3. Approve our 2018 Equity Incentive Plan. Mgmt For For
4. Advisory vote to approve our executive Mgmt For For
compensation.
5a. Shareholder proposal regarding our lobbying Shr For Against
activities.
5b. Shareholder proposal regarding our billing Shr For Against
practices.
--------------------------------------------------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION Agenda Number: 934787930
--------------------------------------------------------------------------------------------------------------------------
Security: 16934Q208
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: CIM
ISIN: US16934Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Teresa Bazemore Mgmt For For
1b. Election of Director: Dennis Mahoney Mgmt For For
1c. Election of Director: Debra Still Mgmt For For
2. The proposal to approve a non-binding Mgmt For For
advisory resolution on executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 934766710
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
James A. Attwood, Jr. Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Michael R. Koehler Mgmt For For
J. David Thompson Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION Agenda Number: 934799391
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: CACC
ISIN: US2253101016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda J. Flanagan Mgmt No vote
Brett A. Roberts Mgmt No vote
Thomas N. Tryforos Mgmt No vote
Scott J. Vassalluzzo Mgmt No vote
2. Advisory vote to approve named executive Mgmt No vote
officer compensation.
3. Ratification of the selection of Grant Mgmt No vote
Thornton LLP as Credit Acceptance
Corporation's independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
DDR CORP. Agenda Number: 934762077
--------------------------------------------------------------------------------------------------------------------------
Security: 23317H102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: DDR
ISIN: US23317H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Terrance R. Ahern Mgmt For For
1b. Election of Director: Jane E. DeFlorio Mgmt For For
1c. Election of Director: Thomas Finne Mgmt For For
1d. Election of Director: David R. Lukes Mgmt For For
1e. Election of Director: Victor B. MacFarlane Mgmt For For
1f. Election of Director: Alexander Otto Mgmt For For
1g. Election of Director: Scott D. Roulston Mgmt For For
1h. Election of Director: Barry A. Sholem Mgmt For For
2. Adoption of an Amendment to the Company's Mgmt For For
Articles of Incorporation to Eliminate the
Ability of Shareholders to Exercise
Cumulative Voting in the Election of
Directors.
3. Adoption of an Amendment to the Company's Mgmt For For
Code of Regulations to Implement Proxy
Access in Connection with Annual Meetings
of Shareholders.
4. Authorization of the Company's Board of Mgmt For For
Directors to Effect, in its Discretion, a
Reverse Stock Split of the Company's Common
Stock and the Adoption of a Corresponding
Amendment to the Company's Articles of
Incorporation.
5. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of the Company's Named
Executive Officers.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934802516
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Stockholder proposal related proxy access Shr For Against
reform.
--------------------------------------------------------------------------------------------------------------------------
FORTRESS TRANSPORTATION & INFRA INV LLC Agenda Number: 934787740
--------------------------------------------------------------------------------------------------------------------------
Security: 34960P101
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: FTAI
ISIN: US34960P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Nicholson Mgmt For For
A. Andrew Levison Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Fortress Transportation
and Infrastructure Investors LLC for fiscal
year 2018.
--------------------------------------------------------------------------------------------------------------------------
FS INVESTMENT CORPORATION Agenda Number: 934723291
--------------------------------------------------------------------------------------------------------------------------
Security: 302635107
Meeting Type: Special
Meeting Date: 26-Mar-2018
Ticker: FSIC
ISIN: US3026351078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a new investment advisory Mgmt For For
agreement, by and between the Company and
FB Income Advisor, LLC ("FB Income
Advisor") (the "FB Income Advisor
Investment Co-Advisory Agreement"), and a
new investment advisory agreement, by and
between the Company and KKR Credit Advisors
(US) LLC ("KKR Credit") (the "KKR
Investment Co-Advisory Agreement" and,
together with the FB Income Advisor
Investment Co-Advisory Agreement, the
"Investment Co-Advisory Agreements").
2. To approve a new investment advisory Mgmt For For
agreement, by and between the Company and
FS/KKR Advisor, LLC, a newly-formed
investment adviser jointly operated by an
affiliate of Franklin Square Holdings, L.P.
and KKR Credit (the "Joint Advisor") (the
"Joint Advisor Investment Advisory
Agreement"), pursuant to which the Joint
Advisor will act as investment adviser to
the Company.
--------------------------------------------------------------------------------------------------------------------------
GABELLI FUNDS Agenda Number: 934762786
--------------------------------------------------------------------------------------------------------------------------
Security: 36465A109
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: GGN
ISIN: US36465A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Salvatore M. Salibello Mgmt For For
Anthonie C. van Ekris Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAMING & LEISURE PROPERTIES, INC. Agenda Number: 934804356
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
Joseph W. Marshall, III Mgmt For For
James B. Perry Mgmt For For
Barry F. Schwartz Mgmt For For
Earl C. Shanks Mgmt For For
E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's Articles of Incorporation to
adopt a majority voting standard in
uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
GASLOG PARTNERS LP Agenda Number: 934779060
--------------------------------------------------------------------------------------------------------------------------
Security: Y2687W108
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: GLOP
ISIN: MHY2687W1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Daniel R. Bradshaw as a Class III Mgmt For For
Director to serve for a three-year term
until the 2021 annual meeting or until his
successor has been elected or appointed.
2. To ratify the appointment of Deloitte LLP Mgmt For For
as our independent auditors for the fiscal
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GOGO INC. Agenda Number: 934798503
--------------------------------------------------------------------------------------------------------------------------
Security: 38046C109
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: GOGO
ISIN: US38046C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald T. LeMay Mgmt For For
Michele Coleman Mayes Mgmt For For
Robert H. Mundheim Mgmt For For
Harris N. Williams Mgmt For For
2. Advisory vote approving executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Gogo Mgmt For For
Inc. 2016 Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 934668875
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 27-Sep-2017
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT CARL STEEN AS A CLASS II DIRECTOR Mgmt For For
OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE
AT THE 2020 ANNUAL MEETING OF LIMITED
PARTNERS.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934703174
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 13-Dec-2017
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BADAVAS Mgmt For For
JORGE TITINGER Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE EXECUTIVE COMPENSATION
ADVISORY VOTE.
4. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934846087
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Fallon Mgmt No vote
Brad Koenig Mgmt No vote
2. Approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers.
3. Approve the amendment and restatement of Mgmt No vote
the Hercules Capital, Inc. Amended and
Restated 2004 equity Incentive Plan.
4. Approve the Hercules Capital, Inc. 2018 Mgmt No vote
Non-Employee Director Plan.
5. Ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP to serve as our
independent public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HOEGH LNG PARTNERS LP Agenda Number: 934672014
--------------------------------------------------------------------------------------------------------------------------
Security: Y3262R100
Meeting Type: Annual
Meeting Date: 15-Sep-2017
Ticker: HMLP
ISIN: MHY3262R1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT DAVID SPIVAK AS A CLASS III Mgmt No vote
DIRECTOR OF HOEGH LNG PARTNERS LP, WHOSE
TERM WILL EXPIRE AT THE 2021 ANNUAL MEETING
OF LIMITED PARTNERS.
--------------------------------------------------------------------------------------------------------------------------
HOEGH LNG PARTNERS LP Agenda Number: 934829562
--------------------------------------------------------------------------------------------------------------------------
Security: Y3262R100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: HMLP
ISIN: MHY3262R1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Morten Hoegh as a Class IV Mgmt No vote
Director of Hoegh LNG Partners LP, whose
term will expire at the 2022 Annual Meeting
of Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST Agenda Number: 934805613
--------------------------------------------------------------------------------------------------------------------------
Security: 44106M102
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HPT
ISIN: US44106M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Trustee: William A. Lamkin Mgmt For For
(Nominee for Independent Trustee in Class
II)
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2018 fiscal year.
4. Non-binding shareholder proposal requesting Shr For Against
that the company's Board of Trustees adopt
a "proxy access" bylaw, if properly
presented at the meeting.
5. Non-binding shareholder proposal requesting Shr For Against
that the company's Board of Trustees adopt
a consequential majority vote standard for
uncontested director elections, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934664067
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
TERESA M. RESSEL Mgmt For For
LARRY SOLL Mgmt For For
PHILIP A. TAYLOR Mgmt For For
CHRISTOPHER L. WILSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 934804368
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer Allerton Mgmt For For
1b. Election of Director: Ted R. Antenucci Mgmt For For
1c. Election of Director: Pamela M. Arway Mgmt For For
1d. Election of Director: Clarke H. Bailey Mgmt For For
1e. Election of Director: Kent P. Dauten Mgmt For For
1f. Election of Director: Paul F. Deninger Mgmt For For
1g. Election of Director: Per-Kristian Mgmt For For
Halvorsen
1h. Election of Director: William L. Meaney Mgmt For For
1i. Election of Director: Wendy J. Murdock Mgmt For For
1j. Election of Director: Walter C. Rakowich Mgmt For For
1k. Election of Director: Alfred J. Verrecchia Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 934758446
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Bott Mgmt For For
1B. Election of Director: Thomas P. Capo Mgmt For For
1C. Election of Director: Jonathan F. Foster Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Kathleen A. Ligocki Mgmt For For
1F. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1G. Election of Director: Raymond E. Scott Mgmt For For
1H. Election of Director: Gregory C. Smith Mgmt For For
1I. Election of Director: Henry D.G. Wallace Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2018.
3. Advisory vote to approve Lear Corporation's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934674309
--------------------------------------------------------------------------------------------------------------------------
Security: 95766B109
Meeting Type: Annual
Meeting Date: 29-Sep-2017
Ticker: EHI
ISIN: US95766B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL L. COLMAN Mgmt For For
DANIEL P. CRONIN Mgmt For For
PAOLO M. CUCCHI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION Agenda Number: 934769639
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman H. Brown, Jr. Mgmt For For
1b. Election of Director: George W. Carmany, Mgmt For For
III
1c. Election of Director: James Hooke Mgmt For For
1d. Election of Director: Ronald Kirk Mgmt For For
1e. Election of Director: H.E. (Jack) Lentz Mgmt For For
1f. Election of Director: Ouma Sananikone Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as our independent auditor for the
fiscal year ending December 31, 2018.
3. The approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 934770149
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Francis S. Blake Mgmt For For
1b. Election of Director: John A. Bryant Mgmt For For
1c. Election of Director: Deirdre P. Connelly Mgmt For For
1d. Election of Director: Jeff Gennette Mgmt For For
1e. Election of Director: Leslie D. Hale Mgmt For For
1f. Election of Director: William H. Lenehan Mgmt For For
1g. Election of Director: Sara Levinson Mgmt For For
1h. Election of Director: Joyce M. Roche Mgmt For For
1i. Election of Director: Paul C. Varga Mgmt For For
1j. Election of Director: Marna C. Whittington Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Macy's independent registered public
accounting firm for the fiscal year ending
February 2, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the 2018 Equity and Incentive Mgmt For For
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION Agenda Number: 934738571
--------------------------------------------------------------------------------------------------------------------------
Security: 647551100
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: NMFC
ISIN: US6475511001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Ogens Mgmt For For
Adam B. Weinstein Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as New Mountain Finance
Corporation's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION Agenda Number: 934827734
--------------------------------------------------------------------------------------------------------------------------
Security: 647551100
Meeting Type: Special
Meeting Date: 08-Jun-2018
Ticker: NMFC
ISIN: US6475511001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve of the Company becoming subject Mgmt For For
to a minimum asset coverage ratio of at
least 150%, permitting the Company to
double its amount of debt incurrence,
pursuant to the Small Business Credit
Availability Act.
--------------------------------------------------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 934773032
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: NRZ
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael Nierenberg Mgmt For For
1.2 Election of Director: Kevin J. Finnerty Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2018.
--------------------------------------------------------------------------------------------------------------------------
NEW SENIOR INVESTMENT GROUP INC. Agenda Number: 934808431
--------------------------------------------------------------------------------------------------------------------------
Security: 648691103
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: SNR
ISIN: US6486911034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virgis W. Colbert Mgmt For For
C. van der H. Holstein Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Senior Investment
Group Inc. for fiscal year 2018.
3. Non-binding stockholder proposal to adopt Shr For
"majority voting" in uncontested elections
of directors.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 934825021
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry Sloane Mgmt No vote
Peter Downs Mgmt No vote
2. To ratify the selection of RSM US LLP as Mgmt No vote
the Company's independent registered
accounting firm (independent auditors) for
the fiscal year ended December 31, 2018.
3. To conduct an advisory vote on the Mgmt No vote
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 934819840
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Perry A. Sook Mgmt For For
Geoff Armstrong Mgmt For For
Jay M. Grossman Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67075G103
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JGH
ISIN: US67075G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt For For
Albin F. Moschner Mgmt For For
William J. Schneider Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt For For
Albin F. Moschner Mgmt For For
William J. Schneider Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OFS CAPITAL CORPORATION Agenda Number: 934789201
--------------------------------------------------------------------------------------------------------------------------
Security: 67103B100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: OFS
ISIN: US67103B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Abrams Mgmt For For
Jeffrey A. Cerny Mgmt For For
2. The ratification of the selection by the Mgmt For For
Audit Committee of our board of directors
of BDO USA, LLP as our independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC. Agenda Number: 934802845
--------------------------------------------------------------------------------------------------------------------------
Security: 70338P100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: PEGI
ISIN: US70338P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Alan Batkin Mgmt For For
1.2 Election of Director: Patricia Bellinger Mgmt For For
1.3 Election of Director: The Lord Browne of Mgmt For For
Madingley
1.4 Election of Director: Michael Garland Mgmt For For
1.5 Election of Director: Douglas Hall Mgmt For For
1.6 Election of Director: Michael Hoffman Mgmt For For
1.7 Election of Director: Patricia Newson Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 934750363
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Dawson Mgmt For For
Bradford K. Gallagher Mgmt For For
James A. Jacobson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 934798351
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Smith Mgmt For For
Frederick G. Smith Mgmt For For
J. Duncan Smith Mgmt For For
Robert E. Smith Mgmt For For
Howard E. Friedman Mgmt For For
Lawrence E. McCanna Mgmt For For
Daniel C. Keith Mgmt For For
Martin R. Leader Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 934750476
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt For For
Jeffrey G. Dishner Mgmt For For
Camille J. Douglas Mgmt For For
Solomon J. Kumin Mgmt For For
Barry S. Sternlicht Mgmt For For
Strauss Zelnick Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the accompanying proxy
statement.
3. To ratify the Audit Committee's appointment Mgmt For For
of Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the calendar year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 934782435
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Thomas Allen Mgmt No vote
1B Election of Director: Linda S. Harty Mgmt No vote
1C Election of Director: Alistair Macdonald Mgmt No vote
2. To approve on an advisory (nonbinding) Mgmt No vote
basis our executive compensation.
3. To approve the Syneos Health, Inc. 2018 Mgmt No vote
Equity Incentive Plan.
4. To approve the Syneos Health, Inc. 2016 Mgmt No vote
Employee Stock Purchase Plan (as Amended
and Restated).
5. To ratify the appointment of the Company's Mgmt No vote
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934775579
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert B. Evans Mgmt For For
1.2 Election of Director: Joe Bob Perkins Mgmt For For
1.3 Election of Director: Ershel C. Redd Jr. Mgmt For For
2. Ratification of Selection of Independent Mgmt For For
Accountants
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
TCP CAPITAL CORP. Agenda Number: 934826477
--------------------------------------------------------------------------------------------------------------------------
Security: 87238Q103
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: TCPC
ISIN: US87238Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Corbet Mgmt For For
Eric J. Draut Mgmt For For
M. Freddie Reiss Mgmt For For
Peter E. Schwab Mgmt For For
Brian F. Wruble Mgmt For For
Howard M. Levkowitz Mgmt For For
Rajneesh Vig Mgmt For For
2a. To approve the Company's entry into the New Mgmt For For
Company Agreement to permit the Advisor to
serve as investment advisor to the Company
following the Transaction.
2b. To approve SVCP's entry into the new SVCP Mgmt For For
Agreement to permit the Advisor to serve as
investment advisor to SVCP following the
Transaction.
3. To authorize the Board of Directors of SVCP Mgmt For For
to simplify the Company's structure by
withdrawing SVCP's election to be regulated
as a BDC under the 1940 Act.
4. To renew the Company's authorization, with Mgmt For For
approval of its Board of Directors, to sell
shares of the Company's common stock at a
price or prices below its then current net
asset value per share in one or more
offerings (for up to the next 12 months),
subject to certain limitations set forth in
the Joint Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP. Agenda Number: 934766138
--------------------------------------------------------------------------------------------------------------------------
Security: 90187B408
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: TWO
ISIN: US90187B4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: E. Spencer Abraham Mgmt For For
1b. Election of Director: James J. Bender Mgmt For For
1c. Election of Director: Stephen G. Kasnet Mgmt For For
1d. Election of Director: Lisa A. Pollina Mgmt For For
1e. Election of Director: William Roth Mgmt For For
1f. Election of Director: W. Reid Sanders Mgmt For For
1g. Election of Director: Thomas E. Siering Mgmt For For
1h. Election of Director: Brian C. Taylor Mgmt For For
1i. Election of Director: Hope B. Woodhouse Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as our independent
registered public accounting firm for our
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
UNITI GROUP, INC. Agenda Number: 934764273
--------------------------------------------------------------------------------------------------------------------------
Security: 91325V108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: UNIT
ISIN: US91325V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: Scott G. Bruce Mgmt For For
1c. Election of Director: Francis X. ("Skip") Mgmt For For
Frantz
1d. Election of Director: Andrew Frey Mgmt For For
1e. Election of Director: Kenneth A. Gunderman Mgmt For For
1f. Election of Director: David L. Solomon Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the Uniti Group Inc. Employee Mgmt For For
Stock Purchase Plan.
4. To approve an amendment to the Company's Mgmt For For
charter to provide stockholders with the
power to amend the Company's bylaws.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountant
for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC Agenda Number: 934765605
--------------------------------------------------------------------------------------------------------------------------
Security: 93964W108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: WPG
ISIN: US93964W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Taggart Birge Mgmt For For
1b. Election of Director: Louis G. Conforti Mgmt For For
1c. Election of Director: John J. Dillon III Mgmt For For
1d. Election of Director: Robert J. Laikin Mgmt For For
1e. Election of Director: John F. Levy Mgmt For For
1f. Election of Director: Sheryl G. von Blucher Mgmt For For
1g. Election of Director: Jacquelyn R. Soffer Mgmt For For
2. To approve a non-binding and advisory Mgmt For For
resolution regarding Washington Prime Group
Inc.'s executive compensation as described
in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Washington Prime Group Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934769045
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol L. Colman Mgmt For For
Daniel P. Cronin Mgmt For For
Paolo M. Cucchi Mgmt For For
LoCorr Specturm Income Fund
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 934736250
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gary D. Kain Mgmt For For
1.2 Election of Director: Morris A. Davis Mgmt For For
1.3 Election of Director: Larry K. Harvey Mgmt For For
1.4 Election of Director: Prue B. Larocca Mgmt For For
1.5 Election of Director: Paul E. Mullings Mgmt For For
2. Approval of the amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the total authorized number of
shares of common stock from 600,000,000 to
900,000,000
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN HLDG, L.P. Agenda Number: 934669601
--------------------------------------------------------------------------------------------------------------------------
Security: 01881G106
Meeting Type: Special
Meeting Date: 29-Sep-2017
Ticker: AB
ISIN: US01881G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. LONG TERM INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME II Agenda Number: 934642225
--------------------------------------------------------------------------------------------------------------------------
Security: 018825109
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: NCZ
ISIN: US0188251096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. DECOTIS Mgmt For For
BRADFORD K. GALLAGHER Mgmt For For
DAVEY S. SCOON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934772004
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wellington J. Denahan Mgmt For For
1b. Election of Director: Michael Haylon Mgmt For For
1c. Election of Director: Donnell A. Segalas Mgmt For For
1d. Election of Director: Katie Beirne Fallon Mgmt For For
1e. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 934804231
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey M. Gault Mgmt For For
Mark C. Biderman Mgmt For For
Robert A. Kasdin Mgmt For For
Eric L. Press Mgmt For For
Scott S. Prince Mgmt For For
Stuart A. Rothstein Mgmt For For
Michael E. Salvati Mgmt For For
Cindy Z. Michel Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Apollo Commercial Real
Estate Finance, Inc.'s independent
registered public accounting firm for the
2018 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Apollo Commercial Real
Estate Finance, Inc.'s named executive
officers, as more fully described in the
2018 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934652428
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 03-Aug-2017
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEANETTE W. LOEB Mgmt For For
FRANK C. PULEO Mgmt For For
CARL SPIELVOGEL Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS APOLLO
INVESTMENT CORPORATION'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934771177
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Steve Mgmt For For
Bartlett
1b. Election of Class II Director: Robert L. Mgmt For For
Rosen
1c. Election of Class II Director: Bennett Mgmt For For
Rosenthal
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934768358
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 14-May-2018
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To authorize the Company, with the approval Mgmt Against Against
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 934769348
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Barger Mgmt For For
Seth W. Brennan Mgmt For For
Eric R. Colson Mgmt For For
Tench Coxe Mgmt For For
Stephanie G. DiMarco Mgmt For For
Jeffrey A. Joerres Mgmt For For
Andrew A. Ziegler Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CAPITALA FINANCE CORP Agenda Number: 934739749
--------------------------------------------------------------------------------------------------------------------------
Security: 14054R106
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: CPTA
ISIN: US14054R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Hunt Broyhill Mgmt For For
Larry W. Carroll Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm for Capitala Finance
Corp. for the fiscal year ending December
31, 2018.
3. To approve a proposal to authorize Capitala Mgmt For For
Finance Corp. to sell shares of its common
stock at a price or prices below Capitala
Finance Corp.'s then current net asset
value per share in one or more offerings.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 934787803
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martha H. Bejar Mgmt For For
Virginia Boulet Mgmt For For
Peter C. Brown Mgmt For For
Kevin P. Chilton Mgmt For For
Steven T. Clontz Mgmt For For
T. Michael Glenn Mgmt For For
W. Bruce Hanks Mgmt For For
Mary L. Landrieu Mgmt For For
Harvey P. Perry Mgmt For For
Glen F. Post, III Mgmt For For
Michael J. Roberts Mgmt For For
Laurie A. Siegel Mgmt For For
Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2018.
3. Approve our 2018 Equity Incentive Plan. Mgmt For For
4. Advisory vote to approve our executive Mgmt For For
compensation.
5a. Shareholder proposal regarding our lobbying Shr For Against
activities.
5b. Shareholder proposal regarding our billing Shr For Against
practices.
--------------------------------------------------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION Agenda Number: 934787930
--------------------------------------------------------------------------------------------------------------------------
Security: 16934Q208
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: CIM
ISIN: US16934Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Teresa Bazemore Mgmt For For
1b. Election of Director: Dennis Mahoney Mgmt For For
1c. Election of Director: Debra Still Mgmt For For
2. The proposal to approve a non-binding Mgmt For For
advisory resolution on executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 934766710
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
James A. Attwood, Jr. Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Michael R. Koehler Mgmt For For
J. David Thompson Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
DDR CORP. Agenda Number: 934762077
--------------------------------------------------------------------------------------------------------------------------
Security: 23317H102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: DDR
ISIN: US23317H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Terrance R. Ahern Mgmt For For
1b. Election of Director: Jane E. DeFlorio Mgmt For For
1c. Election of Director: Thomas Finne Mgmt For For
1d. Election of Director: David R. Lukes Mgmt For For
1e. Election of Director: Victor B. MacFarlane Mgmt For For
1f. Election of Director: Alexander Otto Mgmt For For
1g. Election of Director: Scott D. Roulston Mgmt For For
1h. Election of Director: Barry A. Sholem Mgmt For For
2. Adoption of an Amendment to the Company's Mgmt For For
Articles of Incorporation to Eliminate the
Ability of Shareholders to Exercise
Cumulative Voting in the Election of
Directors.
3. Adoption of an Amendment to the Company's Mgmt For For
Code of Regulations to Implement Proxy
Access in Connection with Annual Meetings
of Shareholders.
4. Authorization of the Company's Board of Mgmt For For
Directors to Effect, in its Discretion, a
Reverse Stock Split of the Company's Common
Stock and the Adoption of a Corresponding
Amendment to the Company's Articles of
Incorporation.
5. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of the Company's Named
Executive Officers.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934802516
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Stockholder proposal related proxy access Shr For Against
reform.
--------------------------------------------------------------------------------------------------------------------------
FORTRESS TRANSPORTATION & INFRA INV LLC Agenda Number: 934787740
--------------------------------------------------------------------------------------------------------------------------
Security: 34960P101
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: FTAI
ISIN: US34960P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Nicholson Mgmt For For
A. Andrew Levison Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Fortress Transportation
and Infrastructure Investors LLC for fiscal
year 2018.
--------------------------------------------------------------------------------------------------------------------------
FS INVESTMENT CORPORATION Agenda Number: 934723291
--------------------------------------------------------------------------------------------------------------------------
Security: 302635107
Meeting Type: Special
Meeting Date: 26-Mar-2018
Ticker: FSIC
ISIN: US3026351078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a new investment advisory Mgmt For For
agreement, by and between the Company and
FB Income Advisor, LLC ("FB Income
Advisor") (the "FB Income Advisor
Investment Co-Advisory Agreement"), and a
new investment advisory agreement, by and
between the Company and KKR Credit Advisors
(US) LLC ("KKR Credit") (the "KKR
Investment Co-Advisory Agreement" and,
together with the FB Income Advisor
Investment Co-Advisory Agreement, the
"Investment Co-Advisory Agreements").
2. To approve a new investment advisory Mgmt For For
agreement, by and between the Company and
FS/KKR Advisor, LLC, a newly-formed
investment adviser jointly operated by an
affiliate of Franklin Square Holdings, L.P.
and KKR Credit (the "Joint Advisor") (the
"Joint Advisor Investment Advisory
Agreement"), pursuant to which the Joint
Advisor will act as investment adviser to
the Company.
--------------------------------------------------------------------------------------------------------------------------
GABELLI FUNDS Agenda Number: 934762786
--------------------------------------------------------------------------------------------------------------------------
Security: 36465A109
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: GGN
ISIN: US36465A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Salvatore M. Salibello Mgmt For For
Anthonie C. van Ekris Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAMING & LEISURE PROPERTIES, INC. Agenda Number: 934804356
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
Joseph W. Marshall, III Mgmt For For
James B. Perry Mgmt For For
Barry F. Schwartz Mgmt For For
Earl C. Shanks Mgmt For For
E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's Articles of Incorporation to
adopt a majority voting standard in
uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
GASLOG PARTNERS LP Agenda Number: 934779060
--------------------------------------------------------------------------------------------------------------------------
Security: Y2687W108
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: GLOP
ISIN: MHY2687W1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Daniel R. Bradshaw as a Class III Mgmt For For
Director to serve for a three-year term
until the 2021 annual meeting or until his
successor has been elected or appointed.
2. To ratify the appointment of Deloitte LLP Mgmt For For
as our independent auditors for the fiscal
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 934668875
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 27-Sep-2017
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT CARL STEEN AS A CLASS II DIRECTOR Mgmt For For
OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE
AT THE 2020 ANNUAL MEETING OF LIMITED
PARTNERS.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934703174
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 13-Dec-2017
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BADAVAS Mgmt For For
JORGE TITINGER Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE EXECUTIVE COMPENSATION
ADVISORY VOTE.
4. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934846087
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Fallon Mgmt No vote
Brad Koenig Mgmt No vote
2. Approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers.
3. Approve the amendment and restatement of Mgmt No vote
the Hercules Capital, Inc. Amended and
Restated 2004 equity Incentive Plan.
4. Approve the Hercules Capital, Inc. 2018 Mgmt No vote
Non-Employee Director Plan.
5. Ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP to serve as our
independent public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HOEGH LNG PARTNERS LP Agenda Number: 934672014
--------------------------------------------------------------------------------------------------------------------------
Security: Y3262R100
Meeting Type: Annual
Meeting Date: 15-Sep-2017
Ticker: HMLP
ISIN: MHY3262R1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT DAVID SPIVAK AS A CLASS III Mgmt No vote
DIRECTOR OF HOEGH LNG PARTNERS LP, WHOSE
TERM WILL EXPIRE AT THE 2021 ANNUAL MEETING
OF LIMITED PARTNERS.
--------------------------------------------------------------------------------------------------------------------------
HOEGH LNG PARTNERS LP Agenda Number: 934829562
--------------------------------------------------------------------------------------------------------------------------
Security: Y3262R100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: HMLP
ISIN: MHY3262R1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Morten Hoegh as a Class IV Mgmt No vote
Director of Hoegh LNG Partners LP, whose
term will expire at the 2022 Annual Meeting
of Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST Agenda Number: 934805613
--------------------------------------------------------------------------------------------------------------------------
Security: 44106M102
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HPT
ISIN: US44106M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Trustee: William A. Lamkin Mgmt For For
(Nominee for Independent Trustee in Class
II)
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2018 fiscal year.
4. Non-binding shareholder proposal requesting Shr For Against
that the company's Board of Trustees adopt
a "proxy access" bylaw, if properly
presented at the meeting.
5. Non-binding shareholder proposal requesting Shr For Against
that the company's Board of Trustees adopt
a consequential majority vote standard for
uncontested director elections, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934664067
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
TERESA M. RESSEL Mgmt For For
LARRY SOLL Mgmt For For
PHILIP A. TAYLOR Mgmt For For
CHRISTOPHER L. WILSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 934804368
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer Allerton Mgmt For For
1b. Election of Director: Ted R. Antenucci Mgmt For For
1c. Election of Director: Pamela M. Arway Mgmt For For
1d. Election of Director: Clarke H. Bailey Mgmt For For
1e. Election of Director: Kent P. Dauten Mgmt For For
1f. Election of Director: Paul F. Deninger Mgmt For For
1g. Election of Director: Per-Kristian Mgmt For For
Halvorsen
1h. Election of Director: William L. Meaney Mgmt For For
1i. Election of Director: Wendy J. Murdock Mgmt For For
1j. Election of Director: Walter C. Rakowich Mgmt For For
1k. Election of Director: Alfred J. Verrecchia Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934674309
--------------------------------------------------------------------------------------------------------------------------
Security: 95766B109
Meeting Type: Annual
Meeting Date: 29-Sep-2017
Ticker: EHI
ISIN: US95766B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL L. COLMAN Mgmt For For
DANIEL P. CRONIN Mgmt For For
PAOLO M. CUCCHI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION Agenda Number: 934769639
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman H. Brown, Jr. Mgmt For For
1b. Election of Director: George W. Carmany, Mgmt For For
III
1c. Election of Director: James Hooke Mgmt For For
1d. Election of Director: Ronald Kirk Mgmt For For
1e. Election of Director: H.E. (Jack) Lentz Mgmt For For
1f. Election of Director: Ouma Sananikone Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as our independent auditor for the
fiscal year ending December 31, 2018.
3. The approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 934770149
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Francis S. Blake Mgmt For For
1b. Election of Director: John A. Bryant Mgmt For For
1c. Election of Director: Deirdre P. Connelly Mgmt For For
1d. Election of Director: Jeff Gennette Mgmt For For
1e. Election of Director: Leslie D. Hale Mgmt For For
1f. Election of Director: William H. Lenehan Mgmt For For
1g. Election of Director: Sara Levinson Mgmt For For
1h. Election of Director: Joyce M. Roche Mgmt For For
1i. Election of Director: Paul C. Varga Mgmt For For
1j. Election of Director: Marna C. Whittington Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Macy's independent registered public
accounting firm for the fiscal year ending
February 2, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the 2018 Equity and Incentive Mgmt For For
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION Agenda Number: 934738571
--------------------------------------------------------------------------------------------------------------------------
Security: 647551100
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: NMFC
ISIN: US6475511001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Ogens Mgmt For For
Adam B. Weinstein Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as New Mountain Finance
Corporation's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION Agenda Number: 934827734
--------------------------------------------------------------------------------------------------------------------------
Security: 647551100
Meeting Type: Special
Meeting Date: 08-Jun-2018
Ticker: NMFC
ISIN: US6475511001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve of the Company becoming subject Mgmt For For
to a minimum asset coverage ratio of at
least 150%, permitting the Company to
double its amount of debt incurrence,
pursuant to the Small Business Credit
Availability Act.
--------------------------------------------------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 934773032
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: NRZ
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael Nierenberg Mgmt For For
1.2 Election of Director: Kevin J. Finnerty Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2018.
--------------------------------------------------------------------------------------------------------------------------
NEW SENIOR INVESTMENT GROUP INC. Agenda Number: 934808431
--------------------------------------------------------------------------------------------------------------------------
Security: 648691103
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: SNR
ISIN: US6486911034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virgis W. Colbert Mgmt For For
C. van der H. Holstein Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Senior Investment
Group Inc. for fiscal year 2018.
3. Non-binding stockholder proposal to adopt Shr For
"majority voting" in uncontested elections
of directors.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 934825021
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry Sloane Mgmt No vote
Peter Downs Mgmt No vote
2. To ratify the selection of RSM US LLP as Mgmt No vote
the Company's independent registered
accounting firm (independent auditors) for
the fiscal year ended December 31, 2018.
3. To conduct an advisory vote on the Mgmt No vote
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67075G103
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JGH
ISIN: US67075G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt No vote
Jack B. Evans Mgmt No vote
Albin F. Moschner Mgmt No vote
William J. Schneider Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt For For
Albin F. Moschner Mgmt For For
William J. Schneider Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OFS CAPITAL CORPORATION Agenda Number: 934789201
--------------------------------------------------------------------------------------------------------------------------
Security: 67103B100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: OFS
ISIN: US67103B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Abrams Mgmt For For
Jeffrey A. Cerny Mgmt For For
2. The ratification of the selection by the Mgmt For For
Audit Committee of our board of directors
of BDO USA, LLP as our independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC. Agenda Number: 934802845
--------------------------------------------------------------------------------------------------------------------------
Security: 70338P100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: PEGI
ISIN: US70338P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Alan Batkin Mgmt For For
1.2 Election of Director: Patricia Bellinger Mgmt For For
1.3 Election of Director: The Lord Browne of Mgmt For For
Madingley
1.4 Election of Director: Michael Garland Mgmt For For
1.5 Election of Director: Douglas Hall Mgmt For For
1.6 Election of Director: Michael Hoffman Mgmt For For
1.7 Election of Director: Patricia Newson Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 934750363
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Dawson Mgmt For For
Bradford K. Gallagher Mgmt For For
James A. Jacobson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 934750476
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt For For
Jeffrey G. Dishner Mgmt For For
Camille J. Douglas Mgmt For For
Solomon J. Kumin Mgmt For For
Barry S. Sternlicht Mgmt For For
Strauss Zelnick Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the accompanying proxy
statement.
3. To ratify the Audit Committee's appointment Mgmt For For
of Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the calendar year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934775579
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert B. Evans Mgmt For For
1.2 Election of Director: Joe Bob Perkins Mgmt For For
1.3 Election of Director: Ershel C. Redd Jr. Mgmt For For
2. Ratification of Selection of Independent Mgmt For For
Accountants
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
TCP CAPITAL CORP. Agenda Number: 934826477
--------------------------------------------------------------------------------------------------------------------------
Security: 87238Q103
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: TCPC
ISIN: US87238Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Corbet Mgmt For For
Eric J. Draut Mgmt For For
M. Freddie Reiss Mgmt For For
Peter E. Schwab Mgmt For For
Brian F. Wruble Mgmt For For
Howard M. Levkowitz Mgmt For For
Rajneesh Vig Mgmt For For
2a. To approve the Company's entry into the New Mgmt For For
Company Agreement to permit the Advisor to
serve as investment advisor to the Company
following the Transaction.
2b. To approve SVCP's entry into the new SVCP Mgmt For For
Agreement to permit the Advisor to serve as
investment advisor to SVCP following the
Transaction.
3. To authorize the Board of Directors of SVCP Mgmt For For
to simplify the Company's structure by
withdrawing SVCP's election to be regulated
as a BDC under the 1940 Act.
4. To renew the Company's authorization, with Mgmt For For
approval of its Board of Directors, to sell
shares of the Company's common stock at a
price or prices below its then current net
asset value per share in one or more
offerings (for up to the next 12 months),
subject to certain limitations set forth in
the Joint Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP. Agenda Number: 934766138
--------------------------------------------------------------------------------------------------------------------------
Security: 90187B408
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: TWO
ISIN: US90187B4086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: E. Spencer Abraham Mgmt For For
1b. Election of Director: James J. Bender Mgmt For For
1c. Election of Director: Stephen G. Kasnet Mgmt For For
1d. Election of Director: Lisa A. Pollina Mgmt For For
1e. Election of Director: William Roth Mgmt For For
1f. Election of Director: W. Reid Sanders Mgmt For For
1g. Election of Director: Thomas E. Siering Mgmt For For
1h. Election of Director: Brian C. Taylor Mgmt For For
1i. Election of Director: Hope B. Woodhouse Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as our independent
registered public accounting firm for our
fiscal year ending December 31, 2018.
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UNITI GROUP, INC. Agenda Number: 934764273
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Security: 91325V108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: UNIT
ISIN: US91325V1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: Scott G. Bruce Mgmt For For
1c. Election of Director: Francis X. ("Skip") Mgmt For For
Frantz
1d. Election of Director: Andrew Frey Mgmt For For
1e. Election of Director: Kenneth A. Gunderman Mgmt For For
1f. Election of Director: David L. Solomon Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the Uniti Group Inc. Employee Mgmt For For
Stock Purchase Plan.
4. To approve an amendment to the Company's Mgmt For For
charter to provide stockholders with the
power to amend the Company's bylaws.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountant
for the year ending December 31, 2018.
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WASHINGTON PRIME GROUP INC Agenda Number: 934765605
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Security: 93964W108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: WPG
ISIN: US93964W1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Taggart Birge Mgmt For For
1b. Election of Director: Louis G. Conforti Mgmt For For
1c. Election of Director: John J. Dillon III Mgmt For For
1d. Election of Director: Robert J. Laikin Mgmt For For
1e. Election of Director: John F. Levy Mgmt For For
1f. Election of Director: Sheryl G. von Blucher Mgmt For For
1g. Election of Director: Jacquelyn R. Soffer Mgmt For For
2. To approve a non-binding and advisory Mgmt For For
resolution regarding Washington Prime Group
Inc.'s executive compensation as described
in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Washington Prime Group Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
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WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934769045
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Security: 95766A101
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: EMD
ISIN: US95766A1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol L. Colman Mgmt For For
Daniel P. Cronin Mgmt For For
Paolo M. Cucchi Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) LoCorr Investment Trust
By (Signature) /s/ Kevin Kinzie
Name Kevin Kinzie
Title President
Date 08/06/2018