UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04840
TOCQUEVILLE TRUST
40 W. 57th ST., 19th FLOOR
NEW YORK, NY 10019
THOMAS O. PANDICK
40 W. 57th ST., 19th FLOOR
NEW YORK, NY 10019
Registrant's telephone number, including area code: 1-212-698-0800
Date of fiscal year end: 10/31/2018
Date of reporting period: July 1, 2017 - June 30, 2018
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04840
Reporting Period: 07/01/2017 - 06/30/2018
The Tocqueville Trust
============================== The Delafield Fund ==============================
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene R. Allspach For For Management
1b Elect Director David G. Birney For For Management
1c Elect Director Carol S. Eicher For For Management
1d Elect Director Joseph M. Gingo For For Management
1e Elect Director Lee D. Meyer For For Management
1f Elect Director James A. Mitarotonda For For Management
1g Elect Director Ernest J. Novak, Jr. For For Management
1h Elect Director Kathleen M. Oswald For For Management
1i Elect Director Allen A. Spizzo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Omnibus Stock Plan For Against Management
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ACACIA COMMUNICATIONS, INC.
Ticker: ACIA Security ID: 00401C108
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan J. Reiss For Withhold Management
1.2 Elect Director Eric A. Swanson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Cortinovis For For Management
1b Elect Director Stephanie A. Cuskley For For Management
1c Elect Director Walter J. Galvin For For Management
1d Elect Director Rhonda Germany Ballintyn For For Management
1e Elect Director Charles R. Gordon For For Management
1f Elect Director Juanita H. Hinshaw For For Management
1g Elect Director M. Richard Smith For For Management
1h Elect Director Alfred L. Woods For For Management
1i Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard P. Aldrich For For Management
1.2 Elect Director Herbert K. Parker For For Management
1.3 Elect Director Joseph F. Puishys For For Management
2 Elect Director Lloyd E. Johnson For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 07, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Jaffe For For Management
1.2 Elect Director Kate Buggeln For Against Management
1.3 Elect Director Carl 'Chuck' Rubin For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca A. Blalock For Withhold Management
1.2 Elect Director Robert M. Gervis For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
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AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: SEP 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director William J. Amelio For For Management
1c Elect Director J. Veronica Biggins For For Management
1d Elect Director Michael A. Bradley For For Management
1e Elect Director R. Kerry Clark For For Management
1f Elect Director James A. Lawrence For For Management
1g Elect Director Avid Modjtabai For For Management
1h Elect Director William H. Schumann, III For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Gary G. Benanav For For Management
1d Elect Director Patrick J. Dempsey For For Management
1e Elect Director Richard J. Hipple For For Management
1f Elect Director Thomas J. Hook For For Management
1g Elect Director Mylle H. Mangum For Against Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director Hassell H. McClellan For For Management
1j Elect Director William J. Morgan For For Management
1k Elect Director Anthony V. Nicolosi For For Management
1l Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARS.COM INC.
Ticker: CARS Security ID: 14575E105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerri DeVard For For Management
1.2 Elect Director Scott Forbes For Withhold Management
1.3 Elect Director Jill Greenthal For For Management
1.4 Elect Director Thomas Hale For For Management
1.5 Elect Director Donald A. McGovern, Jr. For For Management
1.6 Elect Director Greg Revelle For For Management
1.7 Elect Director Bala Subramanian For For Management
1.8 Elect Director T. Alex Vetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For Against Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director R. S. Evans For For Management
1.4 Elect Director Ronald C. Lindsay For Against Management
1.5 Elect Director Philip R. Lochner, Jr. For For Management
1.6 Elect Director Charles G. McClure, Jr. For Against Management
1.7 Elect Director Max H. Mitchell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
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DIEBOLD NIXDORF, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick W. Allender For For Management
1b Elect Director Phillip R. Cox For Against Management
1c Elect Director Richard L. Crandall For For Management
1d Elect Director Alexander Dibelius For For Management
1e Elect Director Dieter W. Dusedau For Against Management
1f Elect Director Gale S. Fitzgerald For For Management
1g Elect Director Gary G. Greenfield For For Management
1h Elect Director Gerrard B. Schmid For For Management
1i Elect Director Rajesh K. Soin For For Management
1j Elect Director Alan J. Weber For For Management
1k Elect Director Juergen Wunram For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
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DUCOMMUN INCORPORATED
Ticker: DCO Security ID: 264147109
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory S. Churchill For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mukesh Aghi For Against Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David L. Herzog For For Management
1d Elect Director Sachin Lawande For Against Management
1e Elect Director J. Michael Lawrie For For Management
1f Elect Director Julio A. Portalatin For Against Management
1g Elect Director Peter Rutland For For Management
1h Elect Director Manoj P. Singh For For Management
1i Elect Director Margaret C. Whitman For Against Management
1j Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Michael P. Connors For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Stephen R. Demeritt For For Management
1.6 Elect Director Robert M. Hernandez For For Management
1.7 Elect Director Julie F. Holder For For Management
1.8 Elect Director Renee J. Hornbaker For For Management
1.9 Elect Director Lewis M. Kling For For Management
1.10 Elect Director James J. O'Brien For For Management
1.11 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
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ELECTRO SCIENTIFIC INDUSTRIES, INC.
Ticker: ESIO Security ID: 285229100
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick A. Ball For For Management
1.2 Elect Director Michael D. Burger For For Management
1.3 Elect Director Laurence E. Cramer For For Management
1.4 Elect Director Raymond A. Link For For Management
1.5 Elect Director John Medica For For Management
1.6 Elect Director Richard H. Wills For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Qualified Employee Stock For For Management
Purchase Plan
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FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 14, 2017 Meeting Type: Annual
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seamus Grady For Withhold Management
1.2 Elect Director Thomas F. Kelly For For Management
1.3 Elect Director Frank H. Levinson For For Management
2 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management
as Auditors
3 Amend Omnibus Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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FLEX LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 15, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael D. Capellas For Against Management
1b Elect Director Marc A. Onetto For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares without For For Management
Preemptive Rights
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Omnibus Stock Plan For Against Management
7 Authorize Share Repurchase Program For For Management
8 Approve Changes in the Cash For For Management
Compensation Payable to Non-Employee
Directors
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GCP APPLIED TECHNOLOGIES INC.
Ticker: GCP Security ID: 36164Y101
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcia J. Avedon For For Management
1.2 Elect Director Phillip J. Mason For For Management
1.3 Elect Director Elizabeth Mora For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3a Eliminate Supermajority Vote For Against Management
Requirement to Remove Directors
3b Eliminate Supermajority Vote For Against Management
Requirement to Amend Bylaws
3c Eliminate Supermajority Vote For Against Management
Requirement to Amend Articles of
Incorporation
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Gary Goode For Withhold Management
1.3 Elect Director James Hollars For For Management
1.4 Elect Director John Mulder For For Management
1.5 Elect Director Richard Schaum For Withhold Management
1.6 Elect Director Frederick Sotok For For Management
1.7 Elect Director James Wallace For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Handley For Withhold Management
1.2 Elect Director Maria Teresa Hilado For Withhold Management
1.3 Elect Director Ruth Kimmelshue For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
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HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Bobby J. Griffin For Against Management
1c Elect Director James C. Johnson For Against Management
1d Elect Director Jessica T. Mathews For For Management
1e Elect Director Franck J. Moison For For Management
1f Elect Director Robert F. Moran For For Management
1g Elect Director Ronald L. Nelson For Against Management
1h Elect Director Richard A. Noll For For Management
1i Elect Director David V. Singer For Against Management
1j Elect Director Ann E. Ziegler For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For Against Management
1.4 Elect Director F. Nicholas Grasberger, For For Management
III
1.5 Elect Director Elaine La Roche For For Management
1.6 Elect Director Mario Longhi For For Management
1.7 Elect Director Edgar (Ed) M. Purvis, For For Management
Jr.
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Michael J. Angelakis For For Management
1c Elect Director Leslie A. Brun For Against Management
1d Elect Director Pamela L. Carter For Against Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Raymond E. Ozzie For For Management
1i Elect Director Gary M. Reiner For For Management
1j Elect Director Patricia F. Russo For Against Management
1k Elect Director Lip-Bu Tan For Against Management
1l Elect Director Margaret C. Whitman For For Management
1m Elect Director Mary Agnes Wilderotter For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HORIZON GLOBAL CORPORATION
Ticker: HZN Security ID: 44052W104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. Kunselman For For Management
1.2 Elect Director David A. Roberts For For Management
1.3 Elect Director Maximiliane C. Straub For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Doyle N. Beneby For For Management
1B Elect Director Gary D. Burnison For For Management
1C Elect Director William R. Floyd For For Management
1D Elect Director Christina A. Gold For For Management
1E Elect Director Jerry P. Leamon For For Management
1F Elect Director Angel R. Martinez For For Management
1G Elect Director Debra J. Perry For For Management
1H Elect Director George T. Shaheen For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5a Eliminate Supermajority Vote For Against Management
Requirement to Amend Bylaws
5b Eliminate Supermajority Vote For Against Management
Requirement to Amend Action by Written
Consent Right
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 02, 2018 Meeting Type: Special
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Increase Authorized Common Stock For For Management
3 Issue Shares in Connection with For For Management
Acquisition
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carmola For For Management
1b Elect Director Robert L. Clark For For Management
1c Elect Director Marc E. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Anne M. Busquet For Against Management
1c Elect Director Roger Fradin For For Management
1d Elect Director Anne Sutherland Fuchs For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Eduardo R. Menasce For For Management
1h Elect Director Michael I. Roth For Against Management
1i Elect Director Linda S. Sanford For For Management
1j Elect Director David L. Shedlarz For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 14, 2018 Meeting Type: Annual
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralf R. Boer For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director David J. Drury For For Management
1.4 Elect Director Joann M. Eisenhart For For Management
1.5 Elect Director Dean A. Foate For For Management
1.6 Elect Director Rainer Jueckstock For For Management
1.7 Elect Director Peter Kelly For For Management
1.8 Elect Director Todd P. Kelsey For For Management
1.9 Elect Director Paul A. Rooke For For Management
1.10 Elect Director Michael V. Schrock For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Baglivo For For Management
1b Elect Director Brent Callinicos For For Management
1c Elect Director Emanuel Chirico For For Management
1d Elect Director Juan R. Figuereo For For Management
1e Elect Director Joseph B. Fuller For For Management
1f Elect Director V. James Marino For For Management
1g Elect Director G. Penny McIntyre For For Management
1h Elect Director Amy McPherson For For Management
1i Elect Director Henry Nasella For For Management
1j Elect Director Edward R. Rosenfeld For For Management
1k Elect Director Craig Rydin For For Management
1l Elect Director Judith Amanda Sourry For For Management
Knox
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhonda D. Hunter For For Management
1.2 Elect Director John D. Carter For Withhold Management
1.3 Elect Director Michael W. Sutherlin For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 81734P107
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Murray For Against Management
1.2 Elect Director William Sweedler For Against Management
1.3 Elect Director Martha Stewart For Against Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against Against Shareholder
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Brian K. Ferraioli For For Management
1.3 Elect Director Michael A. Lucas For For Management
1.4 Elect Director Craig L. Martin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Conversion of Securities For For Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gina L. Bianchini For For Management
1b Elect Director Howard D. Elias For For Management
1c Elect Director Stuart J. Epstein For For Management
1d Elect Director Lidia Fonseca For For Management
1e Elect Director David T. Lougee For For Management
1f Elect Director Scott K. McCune For For Management
1g Elect Director Henry W. McGee For For Management
1h Elect Director Susan Ness For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Neal Shapiro For For Management
1k Elect Director Melinda C. Witmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen B. Brown For For Management
1b Elect Director Steven C. Cooper For For Management
1c Elect Director William C. Goings For For Management
1d Elect Director Kim Harris Jones For For Management
1e Elect Director Stephen M. Robb For For Management
1f Elect Director Jeffrey B. Sakaguchi For For Management
1g Elect Director Joseph P. Sambataro, Jr. For For Management
1h Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex D. Geveden For For Management
1.2 Elect Director Robert E. Klatell For Withhold Management
1.3 Elect Director John G. Mayer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Sandbrook For For Management
1.2 Elect Director Kurt M. Cellar For For Management
1.3 Elect Director Michael D. Lundin For For Management
1.4 Elect Director Robert M. Rayner For For Management
1.5 Elect Director Colin M. Sutherland For For Management
1.6 Elect Director Theodore P. Rossi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
W. R. GRACE & CO.
Ticker: GRA Security ID: 38388F108
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Hudson La Force For For Management
1.3 Elect Director Mark E. Tomkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Beach Lin For For Management
1.2 Elect Director John J. Engel For For Management
1.3 Elect Director Matthew J. Espe For For Management
1.4 Elect Director Bobby J. Griffin For Withhold Management
1.5 Elect Director John K. Morgan For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director James L. Singleton For For Management
1.8 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
============================= The Tocqueville Fund =============================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For Withhold Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For Withhold Management
1.7 Elect Director William A. Osborn For Withhold Management
1.8 Elect Director Samuel C. Scott, III For Withhold Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director John G. Stratton For For Management
1.11 Elect Director Glenn F. Tilton For For Management
1.12 Elect Director Miles D. White For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Douglas W. Johnson For For Management
1e Elect Director Robert B. Johnson For For Management
1f Elect Director Thomas J. Kenny For For Management
1g Elect Director Karole F. Lloyd For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Morris For Against Management
1.2 Elect Director Mary Anne Citrino For Against Management
1.3 Elect Director Timothy P. Flynn For Against Management
1.4 Elect Director Kathryn S. Fuller For For Management
1.5 Elect Director Roy C. Harvey For For Management
1.6 Elect Director James A. Hughes For For Management
1.7 Elect Director James E. Nevels For Against Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Carol L. Roberts For For Management
1.10 Elect Director Suzanne Sitherwood For For Management
1.11 Elect Director Steven W. Williams For For Management
1.12 Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For Did Not Vote Management
1.2 Elect Director Sergey Brin For Did Not Vote Management
1.3 Elect Director Eric E. Schmidt For Did Not Vote Management
1.4 Elect Director L. John Doerr For Did Not Vote Management
1.5 Elect Director Roger W. Ferguson, Jr. For Did Not Vote Management
1.6 Elect Director Diane B. Greene For Did Not Vote Management
1.7 Elect Director John L. Hennessy For Did Not Vote Management
1.8 Elect Director Ann Mather For Did Not Vote Management
1.9 Elect Director Alan R. Mulally For Did Not Vote Management
1.10 Elect Director Sundar Pichai For Did Not Vote Management
1.11 Elect Director K. Ram Shriram For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Approve Recapitalization Plan for all Against Did Not Vote Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
6 Report on Gender Pay Gap Against Did Not Vote Shareholder
7 Adopt Simple Majority Vote Against Did Not Vote Shareholder
8 Assess Feasibility of Including Against Did Not Vote Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
9 Adopt a Policy on Board Diversity Against Did Not Vote Shareholder
10 Report on Major Global Content Against Did Not Vote Shareholder
Management Controversies
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Jonathan J. Rubinstein For For Management
1g Elect Director Thomas O. Ryder For For Management
1h Elect Director Patricia Q. Stonesifer For For Management
1i Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Board Diversity None None Shareholder
*Withdrawn Resolution*
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy Bruner For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Scott A. McGregor For For Management
1j Elect Director Dennis D. Powell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
ARCONIC INC.
Ticker: ARNC Security ID: 03965L100
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: OCT 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation from For For Management
Pennsylvania to Delaware
2 Eliminate Supermajority Vote For Against Management
Requirement
3 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ARCONIC INC.
Ticker: ARNC Security ID: 03965L100
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Albaugh For For Management
1.2 Elect Director Amy E. Alving For Against Management
1.3 Elect Director Christopher L. Ayers For For Management
1.4 Elect Director Charles "Chip" For For Management
Blankenship
1.5 Elect Director Arthur D. Collins, Jr. For For Management
1.6 Elect Director Elmer L. Doty For For Management
1.7 Elect Director Rajiv L. Gupta For For Management
1.8 Elect Director David P. Hess For For Management
1.9 Elect Director Sean O. Mahoney For For Management
1.10 Elect Director David J. Miller For For Management
1.11 Elect Director E. Stanley O'Neal For For Management
1.12 Elect Director John C. Plant For Against Management
1.13 Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 07, 2017 Meeting Type: Proxy Contest
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Peter Bisson For For Management
1.2 Elect Director Richard T. Clark For For Management
1.3 Elect Director Eric C. Fast For Withhold Management
1.4 Elect Director Linda R. Gooden For For Management
1.5 Elect Director Michael P. Gregoire For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director John P. Jones For For Management
1.8 Elect Director William J. Ready For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Repeal Amendments to the Company's Against For Shareholder
By-Laws Adopted Without Stockholder
Approval After August 2, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card) None
1.1 Elect Director William A. Ackman For Did Not Vote Shareholder
1.2 Elect Director Veronica M. Hagen For Did Not Vote Shareholder
1.3 Elect Director V. Paul Unruh For Did Not Vote Shareholder
1.4 Management Nominee Peter Bisson For Did Not Vote Shareholder
1.5 Management Nominee Richard T. Clark For Did Not Vote Shareholder
1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder
1.7 Management Nominee Michael P. Gregoire For Did Not Vote Shareholder
1.8 Management Nominee William J. Ready For Did Not Vote Shareholder
1.9 Management Nominee Carlos A. Rodriguez For Did Not Vote Shareholder
1.10 Management Nominee Sandra S. Wijnberg For Did Not Vote Shareholder
2 Repeal Amendments to the Company's For Did Not Vote Shareholder
By-Laws Adopted Without Stockholder
Approval After August 2, 2016
3 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAKER HUGHES, A GE COMPANY
Ticker: BHGE Security ID: 05722G100
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Geoffrey Beattie For Withhold Management
1b Elect Director Gregory D. Brenneman For Withhold Management
1c Elect Director Clarence P. Cazalot, Jr. For Withhold Management
1d Elect Director Martin S. Craighead For Withhold Management
1e Elect Director Lynn L. Elsenhans For Withhold Management
1f Elect Director Jamie S. Miller For Withhold Management
1g Elect Director James J. Mulva For For Management
1h Elect Director John G. Rice For Withhold Management
1i Elect Director Lorenzo Simonelli For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
1o Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditor of the For For Management
Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Billiton Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Billiton Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Billiton Plc
7 Approve the Directors' Remuneration For For Management
Policy Report
8 Approve the Remuneration Report Other For For Management
Than the Part Containing the
Directors' Remuneration Policy
9 Approve the Remuneration Report For For Management
10 Approve Leaving Entitlements For For Management
11 Approve the Grant of Awards to Andrew For For Management
Mackenzie, Executive Director of the
Company
12 Elect Terry Bowen as Director For For Management
13 Elect John Mogford as Director For For Management
14 Elect Malcolm Broomhead as Director For For Management
15 Elect Anita Frew as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Andrew Mackenzie as Director For For Management
18 Elect Lindsay Maxsted as Director For For Management
19 Elect Wayne Murdy as Director For For Management
20 Elect Shriti Vadera as Director For For Management
21 Elect Ken MacKenzie as Director For For Management
22 Approve the Amendments to the Against Against Shareholder
Company's Constitution
23 Approve Contingent Resolution- Energy Against Against Shareholder
Policy and Climate Risk Disclosure
--------------------------------------------------------------------------------
BIO-KEY INTERNATIONAL, INC.
Ticker: BKYI Security ID: 09060C309
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. DePasquale For Withhold Management
1.2 Elect Director Wong Kwok Fong (Kelvin) For Withhold Management
1.3 Elect Director Robert J. Michel For For Management
1.4 Elect Director Thomas E. Bush, III For Withhold Management
1.5 Elect Director Pieter Knook For For Management
1.6 Elect Director Thomas Gilley For Withhold Management
1.7 Elect Director Yao Jianhui For Withhold Management
1.8 Elect Director Fabian Shin For Withhold Management
2 Ratify Rotenberg Meril Solomon For For Management
Bertiger & Guttilla, P.C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For Against Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For Against Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For Against Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. McCallion For For Management
1b Elect Director Diane E. Offereins For For Management
1c Elect Director Patrick J. 'Pat' For For Management
Shouvlin
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
6 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
7 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Randall W. Larrimore For For Management
1.5 Elect Director Marc B. Lautenbach For For Management
1.6 Elect Director Mary Alice D. Malone For For Management
1.7 Elect Director Sara Mathew For Against Management
1.8 Elect Director Keith R. McLoughlin For For Management
1.9 Elect Director Denise M. Morrison For For Management
1.10 Elect Director Nick Shreiber For For Management
1.11 Elect Director Archbold D. van Beuren For For Management
1.12 Elect Director Les C. Vinney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For Against Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For Against Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Amend Compensation Clawback Policy Against For Shareholder
6 Require Director Nominee with Human Against Against Shareholder
Rights Experience
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Bancroft For Against Management
1b Elect Director John P. Bilbrey For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Helene D. Gayle For For Management
1f Elect Director Ellen M. Hancock For For Management
1g Elect Director C. Martin Harris For Against Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For Against Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Ashton B. Carter For For Management
1e Elect Director David G. DeWalt For For Management
1f Elect Director William H. Easter, III For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Douglas R. Ralph For For Management
1k Elect Director Sergio A. L. Rial For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For Against Management
1b Elect Director James A. Bell For Against Management
1c Elect Director Edward D. Breen For For Management
1d Elect Director Robert A. Brown For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Marillyn A. Hewson For For Management
1h Elect Director Lois D. Juliber For For Management
1i Elect Director Andrew N. Liveris For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Paul Polman For For Management
1l Elect Director Dennis H. Reilley For For Management
1m Elect Director James M. Ringler For Against Management
1n Elect Director Ruth G. Shaw For For Management
1o Elect Director Lee M. Thomas For For Management
1p Elect Director Patrick J. Ward For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Eliminate Supermajority Vote Against Against Shareholder
Requirement
6 Report on Pay Disparity Against Against Shareholder
7 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
8 Report on Impact of the Bhopal Against Against Shareholder
Chemical Explosion
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For Against Management
1.3 Elect Director Ursula M. Burns For Against Management
1.4 Elect Director Kenneth C. Frazier For Against Management
1.5 Elect Director Steven A. Kandarian For Against Management
1.6 Elect Director Douglas R. Oberhelman For For Management
1.7 Elect Director Samuel J. Palmisano For Against Management
1.8 Elect Director Steven S Reinemund For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Disclose a Board Diversity and Against Against Shareholder
Qualifications Matrix
7 Report on lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For Withhold Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For Withhold Management
1.8 Elect Director Peter A. Thiel For Withhold Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against For Shareholder
Management
5 Adopt Simple Majority Vote Against Against Shareholder
6 Report on Major Global Content Against For Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against For Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen G. Butler For For Management
1b Elect Director Kimberly A. Casiano For For Management
1c Elect Director Anthony F. Earley, Jr. For For Management
1d Elect Director Edsel B. Ford, II For For Management
1e Elect Director William Clay Ford, Jr. For For Management
1f Elect Director James P. Hackett For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director William E. Kennard For Against Management
1i Elect Director John C. Lechleiter For For Management
1j Elect Director Ellen R. Marram For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
8 Transparent Political Spending Against For Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For Against Management
2 Elect Director W. Geoffrey Beattie For Against Management
3 Elect Director John J. Brennan For For Management
4 Elect Director H. Lawrence Culp, Jr. For For Management
5 Elect Director Francisco D'Souza For For Management
6 Elect Director John L. Flannery For For Management
7 Elect Director Edward P. Garden For For Management
8 Elect Director Thomas W. Horton For For Management
9 Elect Director Risa Lavizzo-Mourey For For Management
10 Elect Director James J. Mulva For For Management
11 Elect Director Leslie F. Seidman For For Management
12 Elect Director James S. Tisch For Against Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Amend Nonqualified Employee Stock For For Management
Purchase Plan
15 Ratify KPMG LLP as Auditors For Against Management
16 Require Independent Board Chairman Against Against Shareholder
17 Provide for Cumulative Voting Against For Shareholder
18 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
19 Report on Lobbying Payments and Policy Against For Shareholder
20 Report on Stock Buybacks Against Against Shareholder
21 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director James W. Griffith For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Richard H. Lenny For For Management
1f Elect Director E. Scott Santi For For Management
1g Elect Director James A. Skinner For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Kevin M. Warren For For Management
1k Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Adopt and Report on Science-Based GHG Against For Shareholder
Emissions Reduction Targets
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aneel Bhusri For For Management
1b Elect Director Andy D. Bryant For Against Management
1c Elect Director Reed E. Hundt For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Brian M. Krzanich For For Management
1f Elect Director Risa Lavizzo-Mourey For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director Gregory D. Smith For For Management
1i Elect Director Andrew Wilson For For Management
1j Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Poltical Contributions
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick T. Muto For Withhold Management
1.2 Elect Director Breaux B. Castleman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For Against Management
1b Elect Director D. Scott Davis For Against Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Mark B. McClellan For Against Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director William D. Perez For For Management
1i Elect Director Charles Prince For For Management
1j Elect Director A. Eugene Washington For Against Management
1k Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Lu M. Cordova For For Management
1.3 Elect Director Robert J. Druten For Against Management
1.4 Elect Director Terrence P. Dunn For For Management
1.5 Elect Director Antonio O. Garza, Jr. For For Management
1.6 Elect Director David Garza-Santos For For Management
1.7 Elect Director Janet H. Kennedy For For Management
1.8 Elect Director Mitchell J. Krebs For For Management
1.9 Elect Director Henry J. Maier For For Management
1.10 Elect Director Thomas A. McDonnell For For Management
1.11 Elect Director Patrick J. Ottensmeyer For For Management
1.12 Elect Director Rodney E. Slater For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For Against Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret (Margo) For For Management
Georgiadis
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jeanne Jackson For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For Against Management
1k Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Plastic Straws Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For Against Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director David L. Herzog For Against Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For Against Management
1.9 Elect Director James M. Kilts For Against Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For Against Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For Against Management
1h Elect Director James L. Robo For Against Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey L. Berenson For Against Management
1b Elect Director Michael A. Cawley For Against Management
1c Elect Director Edward F. Cox For Against Management
1d Elect Director James E. Craddock For Against Management
1e Elect Director Thomas J. Edelman For Against Management
1f Elect Director Holli C. Ladhani For Against Management
1g Elect Director David L. Stover For Against Management
1h Elect Director Scott D. Urban For Against Management
1i Elect Director William T. Van Kleef For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Security ID: 690370101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick M. Byrne For Withhold Management
1.2 Elect Director Barclay F. Corbus For Withhold Management
1.3 Elect Director Jonathan E. Johnson, III For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank Calderoni For For Management
1b Elect Director Carl Eschenbach For For Management
1c Elect Director Daniel J. Warmenhoven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For Against Management
1.3 Elect Director Albert Bourla For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director Joseph J. Echevarria For Against Management
1.6 Elect Director Helen H. Hobbs For Against Management
1.7 Elect Director James M. Kilts For Against Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For Against Management
1.10 Elect Director Suzanne Nora Johnson For Against Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Chew For For Management
1.2 Elect Director Fred J. Fowler For For Management
1.3 Elect Director Richard C. Kelly For For Management
1.4 Elect Director Roger H. Kimmel For For Management
1.5 Elect Director Richard A. Meserve For For Management
1.6 Elect Director Forrest E. Miller For For Management
1.7 Elect Director Eric D. Mullins For Against Management
1.8 Elect Director Rosendo G. Parra For For Management
1.9 Elect Director Barbara L. Rambo For For Management
1.10 Elect Director Anne Shen Smith For For Management
1.11 Elect Director Geisha J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Cease Charitable Contributions Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 23, 2018 Meeting Type: Proxy Contest
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Barbara T. Alexander For Did Not Vote Management
1.2 Elect Director Jeffrey W. Henderson For Did Not Vote Management
1.3 Elect Director Thomas W. Horton For Did Not Vote Management
1.4 Elect Director Paul E. Jacobs For Did Not Vote Management
1.5 Elect Director Ann M. Livermore For Did Not Vote Management
1.6 Elect Director Harish Manwani For Did Not Vote Management
1.7 Elect Director Mark D. McLaughlin For Did Not Vote Management
1.8 Elect Director Steve Mollenkopf For Did Not Vote Management
1.9 Elect Director Clark T. "Sandy" Randt, For Did Not Vote Management
Jr.
1.10 Elect Director Francisco Ros For Did Not Vote Management
1.11 Elect Director Anthony J. Vinciquerra For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Eliminate Supermajority Vote For Did Not Vote Management
Requirement to Remove Directors
6 Eliminate Supermajority Vote For Did Not Vote Management
Requirement Relating to Amendments and
Obsolete Provisions
7 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Business Combinations
with Interested Stockholders
8 Repeal Amendments to the Company's Against Did Not Vote Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Samih Elhage For For Shareholder
1.2 Elect Director David G. Golden For For Shareholder
1.3 Elect Director Veronica M. Hagen For For Shareholder
1.4 Elect Director Julie A. Hill For For Shareholder
1.5 Elect Director John H. Kispert For For Shareholder
1.6 Elect Director Harry L. You For For Shareholder
2 Repeal Amendments to the Company's For For Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
5 Amend Qualified Employee Stock None For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
7 Eliminate Supermajority Vote For For Management
Requirement Relating to Amendments and
Obsolete Provisions
8 Eliminate Supermajority Vote For For Management
Requirement for Business Combinations
with Interested Stockholders
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For Against Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For Against Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For Against Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For Against Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Davies For Withhold Management
1.2 Elect Director Harris E. DeLoach, Jr. For For Management
1.3 Elect Director Philipe Guillemot For For Management
1.4 Elect Director Robert C. Tiede For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 12, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence J. Blanford For Against Management
1b Elect Director Timothy C. E. Brown For For Management
1c Elect Director Connie K. Duckworth For For Management
1d Elect Director David W. Joos For For Management
1e Elect Director James P. Keane For For Management
1f Elect Director Todd P. Kelsey For For Management
1g Elect Director Jennifer C. Niemann For For Management
1h Elect Director Robert C. Pew, III For For Management
1i Elect Director Cathy D. Ross For For Management
1j Elect Director Peter M. Wege, II For For Management
1k Elect Director P. Craig Welch, Jr. For For Management
1l Elect Director Kate Pew Wolters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director Arthur W. Coviello, Jr. For For Management
1d Elect Director William W. Graylin For For Management
1e Elect Director Roy A. Guthrie For For Management
1f Elect Director Richard C. Hartnack For Against Management
1g Elect Director Jeffrey G. Naylor For Against Management
1h Elect Director Laurel J. Richie For Against Management
1i Elect Director Olympia J. Snowe For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: FEB 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Linda Z. Cook For Against Management
1c Elect Director Joseph J. Echevarria For Against Management
1d Elect Director Edward P. Garden For For Management
1e Elect Director Jeffrey A. Goldstein For Against Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Edmund F. "Ted" Kelly For For Management
1h Elect Director Jennifer B. Morgan For For Management
1i Elect Director Mark A. Nordenberg For For Management
1j Elect Director Elizabeth E. Robinson For Against Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on and Assess Proxy Voting Against For Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lynn J. Good For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Caroline B. Kennedy For For Management
1i Elect Director Edward M. Liddy For Against Management
1j Elect Director Dennis A. Muilenburg For For Management
1k Elect Director Susan C. Schwab For Against Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against Against Shareholder
7 Require Shareholder Approval to Against Against Shareholder
Increase Board Size to More Than 14
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Marc Bolland For For Management
1.4 Elect Director Ana Botin For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Christopher C. Davis For For Management
1.7 Elect Director Barry Diller For For Management
1.8 Elect Director Helene D. Gayle For For Management
1.9 Elect Director Alexis M. Herman For Against Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James Quincey For For Management
1.15 Elect Director Caroline J. Tsay For For Management
1.16 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Francis S. Blake For Did Not Vote Management
1.2 Elect Director Angela F. Braly For Did Not Vote Management
1.3 Elect Director Amy L. Chang For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Scott D. Cook For Did Not Vote Management
1.6 Elect Director Terry J. Lundgren For Did Not Vote Management
1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management
1.8 Elect Director David S. Taylor For Did Not Vote Management
1.9 Elect Director Margaret C. Whitman For Did Not Vote Management
1.10 Elect Director Patricia A. Woertz For Did Not Vote Management
1.11 Elect Director Ernesto Zedillo For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Adopt Holy Land Principles Against Did Not Vote Shareholder
6 Report on Company Non-Discrimination Against Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in Against Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Nelson Peltz For Did Not Vote Shareholder
1.2 Management Nominee Francis S. Blake For Did Not Vote Shareholder
1.3 Management Nominee Angela F. Braly For Did Not Vote Shareholder
1.4 Management Nominee Amy L. Chang For Did Not Vote Shareholder
1.5 Management Nominee Kenneth I. Chenault For Did Not Vote Shareholder
1.6 Management Nominee Scott D. Cook For Did Not Vote Shareholder
1.7 Management Nominee Terry J. Lundgren For Did Not Vote Shareholder
1.8 Management Nominee W. James McNerney, For Did Not Vote Shareholder
Jr.
1.9 Management Nominee David S. Taylor For Did Not Vote Shareholder
1.10 Management Nominee Margaret C. Whitman For Did Not Vote Shareholder
1.11 Management Nominee Patricia A. Woertz For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as None Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None Did Not Vote Management
5 Adopt Holy Land Principles None Did Not Vote Shareholder
6 Report on Company Non-Discrimination None Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in None Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of For Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For Against Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director John S. Chen For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For Against Management
1h Elect Director Fred H. Langhammer For For Management
1i Elect Director Aylwin B. Lewis For Against Management
1j Elect Director Mark G. Parker For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Proxy Access Bylaw Amendment Against For Shareholder
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Sandbrook For For Management
1.2 Elect Director Kurt M. Cellar For For Management
1.3 Elect Director Michael D. Lundin For For Management
1.4 Elect Director Robert M. Rayner For For Management
1.5 Elect Director Colin M. Sutherland For For Management
1.6 Elect Director Theodore P. Rossi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For Against Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Clarence Otis, Jr. For Against Management
1.8 Elect Director Rodney E. Slater For For Management
1.9 Elect Director Kathryn A. Tesija For For Management
1.10 Elect Director Gregory D. Wasson For For Management
1.11 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Assess Feasibility of Cyber Security Against Against Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
8 Clawback of Incentive Payments Against For Shareholder
9 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
WALMART, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Easterbrook For For Management
1b Elect Director Timothy P. Flynn For Against Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For Against Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For Against Management
1h Elect Director Gregory B. Penner For Against Management
1i Elect Director Steven S Reinemund For Against Management
1j Elect Director S. Robson Walton For Against Management
1k Elect Director Steuart L. Walton For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Race or Ethnicity Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Karen B. Peetz For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Timothy J. Sloan For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Reform Executive Compensation Policy Against Against Shareholder
with Social Responsibility
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director Rick R. Holley For For Management
1.3 Elect Director Sara Grootwassink Lewis For For Management
1.4 Elect Director John F. Morgan, Sr. For For Management
1.5 Elect Director Nicole W. Piasecki For For Management
1.6 Elect Director Marc F. Racicot For For Management
1.7 Elect Director Lawrence A. Selzer For For Management
1.8 Elect Director Doyle R. Simons For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director Kim Williams For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
========================== The Tocqueville Gold Fund ===========================
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For Withhold Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Robert J. Gemmell For For Management
1.5 Elect Director Mel Leiderman For For Management
1.6 Elect Director Deborah McCombe For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Sean Riley For For Management
1.9 Elect Director J. Merfyn Roberts For For Management
1.10 Elect Director Jamie C. Sokalsky For Withhold Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For Against Management
4 Amend By-Laws For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALACER GOLD CORP.
Ticker: ASR Security ID: 010679108
Meeting Date: JUN 07, 2018 Meeting Type: Annual/Special
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney P. Antal For For Management
1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management
1.3 Elect Director Edward C. Dowling, Jr. For Withhold Management
1.4 Elect Director Richard P. Graff For Withhold Management
1.5 Elect Director Anna Kolonchina For For Management
1.6 Elect Director Alan P. Krusi For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: NOV 16, 2017 Meeting Type: Special
Record Date: OCT 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Richmont Mines Inc.
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Daniel For For Management
1.2 Elect Director Elaine Ellingham For Withhold Management
1.3 Elect Director David Fleck For For Management
1.4 Elect Director David Gower For Withhold Management
1.5 Elect Director Claire M. Kennedy For For Management
1.6 Elect Director John A. McCluskey For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director Ronald E. Smith For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALMADEN MINERALS LTD.
Ticker: AMM Security ID: 020283305
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAY 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Duane Poliquin For Withhold Management
2.2 Elect Director Morgan Poliquin For Withhold Management
2.3 Elect Director Mark T. Brown For Withhold Management
2.4 Elect Director Gerald G. Carlson For Withhold Management
2.5 Elect Director Elaine Ellingham For For Management
2.6 Elect Director John (Jack) McCleary For Withhold Management
2.7 Elect Director William J. Worrall For Withhold Management
3 Ratify Davidson & Company LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARGONAUT GOLD INC.
Ticker: AR Security ID: 04016A101
Meeting Date: MAY 01, 2018 Meeting Type: Annual/Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Dougherty For For Management
1.2 Elect Director James E. Kofman For For Management
1.3 Elect Director Christopher R. Lattanzi For For Management
1.4 Elect Director Peter Mordaunt For For Management
1.5 Elect Director Dale C. Peniuk For Withhold Management
1.6 Elect Director Audra B. Walsh For For Management
1.7 Elect Director Ian Atkinson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Share Incentive Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ATAC RESOURCES LTD.
Ticker: ATC Security ID: 046491106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Robert C. Carne For Withhold Management
2.2 Elect Director Bruce J. Kenway For Withhold Management
2.3 Elect Director Glenn R. Yeadon For Withhold Management
2.4 Elect Director Douglas O. Goss For Withhold Management
2.5 Elect Director Bruce A. Youngman For Withhold Management
2.6 Elect Director Don Poirier For Withhold Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 08, 2018 Meeting Type: Annual/Special
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Clive Johnson For Withhold Management
2.2 Elect Director Robert Cross For Withhold Management
2.3 Elect Director Robert Gayton For Withhold Management
2.4 Elect Director Jerry Korpan For Withhold Management
2.5 Elect Director Bongani Mtshisi For For Management
2.6 Elect Director Kevin Bullock For Withhold Management
2.7 Elect Director George Johnson For Withhold Management
2.8 Elect Director Robin Weisman For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Amend Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
BARKERVILLE GOLD MINES LTD.
Ticker: BGM Security ID: 067642108
Meeting Date: JUN 28, 2018 Meeting Type: Annual/Special
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris Lodder For Withhold Management
1.2 Elect Director Thomas Obradovich For Withhold Management
1.3 Elect Director John Kutkevicius For Withhold Management
1.4 Elect Director Anthony Makuch For Withhold Management
1.5 Elect Director Morris Prychidny For Withhold Management
1.6 Elect Director Sean Roosen For Withhold Management
1.7 Elect Director John F. Burzynski For Withhold Management
1.8 Elect Director Andree St-Germain For For Management
1.9 Elect Director John Sabine For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For Withhold Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BEAR CREEK MINING CORPORATION
Ticker: BCM Security ID: 07380N104
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Andrew T. Swarthout For For Management
2.2 Elect Director Catherine McLeod-Seltzer For For Management
2.3 Elect Director Anthony Hawkshaw For For Management
2.4 Elect Director David DeWitt For For Management
2.5 Elect Director Kevin Morano For For Management
2.6 Elect Director Frank R. Tweddle For For Management
2.7 Elect Director Stephen Lang For For Management
2.8 Elect Director Erfan Kazemi For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BVN Security ID: 204448104
Meeting Date: MAR 27, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Approve Dividends For For Management
--------------------------------------------------------------------------------
CORVUS GOLD INC.
Ticker: CORVF Security ID: 221013105
Meeting Date: OCT 12, 2017 Meeting Type: Annual
Record Date: AUG 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Steven Aaker For For Management
2.2 Elect Director Anton Drescher For Withhold Management
2.3 Elect Director Rowland Perkins For For Management
2.4 Elect Director Jeffrey Pontius For For Management
2.5 Elect Director Edward Yarrow For For Management
2.6 Elect Director Catherine Gignac For Withhold Management
3 Approve Crowe MacKay LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
DALRADIAN RESOURCES INC.
Ticker: DNA Security ID: 235499100
Meeting Date: JUN 22, 2018 Meeting Type: Annual/Special
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Rutherford For For Management
1.2 Elect Director Nicole Adshead-Bell For Withhold Management
1.3 Elect Director Patrick F. N. Anderson For Withhold Management
1.4 Elect Director Michael Barton For For Management
1.5 Elect Director Patrick G. Downey For Withhold Management
1.6 Elect Director Ronald P. Gagel For For Management
1.7 Elect Director Thomas J. Obradovich For For Management
1.8 Elect Director Sean E. O. Roosen For Withhold Management
1.9 Elect Director Jonathan Rubenstein For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Restricted Share Unit Plan For Against Management
4 Re-approve Share Incentive Plan of For Against Management
Dalradian Gold Limited
--------------------------------------------------------------------------------
DETOUR GOLD CORPORATION
Ticker: DGC Security ID: 250669108
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Colnett For For Management
1.2 Elect Director Edward C. Dowling, Jr. For Withhold Management
1.3 Elect Director Robert E. Doyle For For Management
1.4 Elect Director Andre Falzon For For Management
1.5 Elect Director Ingrid J. Hibbard For For Management
1.6 Elect Director J. Michael Kenyon For For Management
1.7 Elect Director Paul Martin For For Management
1.8 Elect Director Alex G. Morrison For Withhold Management
1.9 Elect Director Jonathan Rubenstein For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EAST ASIA MINERALS CORPORATION
Ticker: EAS Security ID: 270541303
Meeting Date: FEB 01, 2018 Meeting Type: Proxy Contest
Record Date: DEC 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Fix Number of Directors at Four For For Management
2.1 Elect Director Terry Filbert For For Management
2.2 Elect Director R. Scott Chaykin For For Management
2.3 Elect Director Alan McMillan For For Management
2.4 Elect Director Garry Kielenstyn For For Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles For For Management
5 Amend Stock Option Plan For Against Management
6 Approve Restricted Share Unit Plan For Against Management
7 Other Business For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1 Fix Number of Directors at Four For Did Not Vote Management
2.1 Elect Director Vishal Gupta For Did Not Vote Shareholder
2.2 Elect Director Kim David Morris Oishi For Did Not Vote Shareholder
2.3 Elect Director Michael Alan Hawkins For Did Not Vote Shareholder
2.4 Elect Director Yucai (Rick) Huang For Did Not Vote Shareholder
3 Approve Davidson & Company LLP as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles For Did Not Vote Management
5 Amend Stock Option Plan For Did Not Vote Management
6 Approve Restricted Share Unit Plan For Did Not Vote Management
7 Other Business For Did Not Vote Management
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 23, 2017 Meeting Type: Annual
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect Andrea Hall as Director For For Management
3 Elect James (Jim) Askew as Director For Against Management
4 Elect Thomas McKeith as Director For For Management
5 Approve the Issuance of Performance For For Management
Rights to Jacob (Jake) Klein
6 Approve the Issuance of Performance For For Management
Rights to Lawrence (Lawrie) Conway
7 Approve the Employee Share Option and For For Management
Performance Rights Plan
--------------------------------------------------------------------------------
FALCO RESOURCES LTD.
Ticker: FPC Security ID: 30606C108
Meeting Date: NOV 10, 2017 Meeting Type: Annual/Special
Record Date: OCT 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mario Caron For For Management
1b Elect Director Bryan A. Coates For For Management
1c Elect Director Paola Farnesi For For Management
1d Elect Director Claude Ferron For For Management
1e Elect Director Luc Lessard For For Management
1f Elect Director Sean Roosen For For Management
1g Elect Director John Sabine For For Management
1h Elect Director Chantal Sorel For For Management
2 Amend Articles For For Management
3 Re-approve Long Term Incentive Plan For Against Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
FRESNILLO PLC
Ticker: FRES Security ID: G371E2108
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Alberto Bailleres as Director For Against Management
5 Re-elect Alejandro Bailleres as For For Management
Director
6 Re-elect Juan Bordes as Director For For Management
7 Re-elect Arturo Fernandez as Director For For Management
8 Re-elect Jaime Lomelin as Director For For Management
9 Re-elect Fernando Ruiz as Director For Against Management
10 Re-elect Charles Jacobs as Director For For Management
11 Re-elect Barbara Laguera as Director For For Management
12 Re-elect Jaime Serra as Director For For Management
13 Re-elect Alberto Tiburcio as Director For For Management
14 Re-elect Dame Judith Macgregor as For For Management
Director
15 Elect Georgina Kessel as Director For For Management
16 Approve Amendments to the Remuneration For For Management
Policy
17 Reappoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GOLD STANDARD VENTURES CORP.
Ticker: GSV Security ID: 380738104
Meeting Date: JUN 27, 2018 Meeting Type: Annual/Special
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Jonathan T. Awde For For Management
2.2 Elect Director D. Bruce McLeod For For Management
2.3 Elect Director Robert J. McLeod For For Management
2.4 Elect Director Jamie D. Strauss For For Management
2.5 Elect Director William E. Threlkeld For For Management
2.6 Elect Director Alex Morrison For Withhold Management
2.7 Elect Director Zara Boldt For For Management
2.8 Elect Director Ron Clayton For For Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Provisions For Against Management
5 Amend Articles For For Management
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: APR 25, 2018 Meeting Type: Annual/Special
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beverley A. Briscoe For For Management
1.2 Elect Director Matthew Coon Come For For Management
1.3 Elect Director Margot A. Franssen For For Management
1.4 Elect Director David A. Garofalo For For Management
1.5 Elect Director Clement A. Pelletier For For Management
1.6 Elect Director P. Randy Reifel For For Management
1.7 Elect Director Charles (Charlie) R. For For Management
Sartain
1.8 Elect Director Ian W. Telfer For For Management
1.9 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 08, 2018 Meeting Type: Annual/Special
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Caldwell For For Management
1.2 Elect Director Donald K. Charter For Withhold Management
1.3 Elect Director Richard J. Hall For For Management
1.4 Elect Director Stephen J. J. Letwin For Withhold Management
1.5 Elect Director Mahendra Naik For For Management
1.6 Elect Director Timothy R. Snider For For Management
1.7 Elect Director Sybil E. Veenman For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Share Incentive Plan For Against Management
--------------------------------------------------------------------------------
INDEPENDENCE GROUP NL
Ticker: IGO Security ID: Q48886107
Meeting Date: NOV 24, 2017 Meeting Type: Annual
Record Date: NOV 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Debra Bakker as Director For For Management
2 Elect Neil Warburton as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Service Rights to For For Management
Peter Bradford
5 Approve the Grant of Performance For For Management
Rights to Peter Bradford
--------------------------------------------------------------------------------
INTERNATIONAL TOWER HILL MINES LTD.
Ticker: THM Security ID: 46050R102
Meeting Date: MAY 30, 2018 Meeting Type: Annual/Special
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Damola Adamolekun For For Management
2.2 Elect Director Anton J. Drescher For For Management
2.3 Elect Director John J. Ellis For For Management
2.4 Elect Director Karl Hanneman For For Management
2.5 Elect Director Stuart A. Harshaw For For Management
2.6 Elect Director Thomas E. Irwin For For Management
2.7 Elect Director Marcelo Kim For For Management
2.8 Elect Director Stephen A. Lang For For Management
2.9 Elect Director Thomas S. Weng For For Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579R104
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Robert M. Friedland For Withhold Management
2.2 Elect Director Ian D. Cockerill For Withhold Management
2.3 Elect Director Egizio Bianchini For Withhold Management
2.4 Elect Director William B. Hayden For Withhold Management
2.5 Elect Director Oyvind Hushovd For For Management
2.6 Elect Director Livia Mahler For Withhold Management
2.7 Elect Director Peter G. Meredith For Withhold Management
2.8 Elect Director Kgalema P. Motlanthe For Withhold Management
2.9 Elect Director Guy J. de Selliers For Withhold Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579R203
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Robert M. Friedland For Withhold Management
2.2 Elect Director Ian D. Cockerill For Withhold Management
2.3 Elect Director Egizio Bianchini For Withhold Management
2.4 Elect Director William B. Hayden For Withhold Management
2.5 Elect Director Oyvind Hushovd For For Management
2.6 Elect Director Livia Mahler For Withhold Management
2.7 Elect Director Peter G. Meredith For Withhold Management
2.8 Elect Director Kgalema P. Motlanthe For Withhold Management
2.9 Elect Director Guy J. de Selliers For Withhold Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
JAGUAR MINING INC.
Ticker: JAG Security ID: 47009M400
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney D. Lamond For For Management
1b Elect Director Richard D. Falconer For Withhold Management
1c Elect Director Edward V. Reeser For For Management
1d Elect Director Luis Ricardo Miraglia For Withhold Management
1e Elect Director Thomas Weng For For Management
1f Elect Director John Ellis For Withhold Management
1g Elect Director Robert Getz For For Management
1h Elect Director Benjamin Guenther For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 09, 2018 Meeting Type: Annual/Special
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For Withhold Management
1.2 Elect Director John A. Brough For Withhold Management
1.3 Elect Director Kerry D. Dyte For For Management
1.4 Elect Director Ave G. Lethbridge For Withhold Management
1.5 Elect Director Catherine McLeod-Seltzer For Withhold Management
1.6 Elect Director John E. Oliver For For Management
1.7 Elect Director Kelly J. Osborne For Withhold Management
1.8 Elect Director Una M. Power For Withhold Management
1.9 Elect Director J. Paul Rollinson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For Against Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAG SILVER CORP.
Ticker: MAG Security ID: 55903Q104
Meeting Date: JUN 14, 2018 Meeting Type: Annual/Special
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Barnes For For Management
1.2 Elect Director Richard P. Clark For For Management
1.3 Elect Director Richard M. Colterjohn For For Management
1.4 Elect Director Jill D. Leversage For For Management
1.5 Elect Director Daniel T. MacInnis For For Management
1.6 Elect Director George N. Paspalas For For Management
1.7 Elect Director Jonathan A. Rubenstein For For Management
1.8 Elect Director Derek C. White For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: NOV 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Xiaoling Liu as Director For For Management
2b Elect Roger Higgins as Director For For Management
2c Elect Gerard Bond as Director For For Management
3a Approve Grant of Performance Rights to For For Management
Sandeep Biswas
3b Approve Grant of Performance Rights to For For Management
Gerard Bond
4 Approve the Remuneration Report For For Management
5 Approve Renewal of Proportional For For Management
Takeover Bid Provisions in the
Constitution
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For Withhold Management
1.2 Elect Director Bruce R. Brook For For Management
1.3 Elect Director J. Kofi Bucknor For For Management
1.4 Elect Director Joseph A. Carrabba For Withhold Management
1.5 Elect Director Noreen Doyle For Withhold Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For Withhold Management
1.8 Elect Director Sheri E. Hickok For For Management
1.9 Elect Director Rene Medori For Withhold Management
1.10 Elect Director Jane Nelson For Withhold Management
1.11 Elect Director Julio M. Quintana For Withhold Management
1.12 Elect Director Molly P. Zhang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN STAR RESOURCES LTD
Ticker: NST Security ID: Q6951U101
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Peter O'Connor as Director For For Management
3 Elect Christopher Rowe as Director For For Management
4 Ratify Past Issuance of Shares to For For Management
Employees
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Sharon Dowdall For For Management
2.2 Elect Director Diane Garrett For For Management
2.3 Elect Director Thomas Kaplan For For Management
2.4 Elect Director Gregory Lang For For Management
2.5 Elect Director Gillyeard Leathley For For Management
2.6 Elect Director Igor Levental For For Management
2.7 Elect Director Kalidas Madhavpeddi For For Management
2.8 Elect Director Clynton Nauman For For Management
2.9 Elect Director Rick Van Nieuwenhuyse For For Management
2.10 Elect Director Anthony Walsh For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NULEGACY GOLD CORPORATION
Ticker: NUG Security ID: 67053L108
Meeting Date: DEC 12, 2017 Meeting Type: Annual
Record Date: NOV 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Albert J. Matter For Withhold Management
2.2 Elect Director Alan R. Hill For Withhold Management
2.3 Elect Director Alex J. Davidson For Withhold Management
2.4 Elect Director Edward L. Cope For For Management
2.5 Elect Director James E. Anderson For Withhold Management
2.6 Elect Director Roger C. Steininger For Withhold Management
3 Approve DeVisser Gray LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
OCEANAGOLD CORPORATION
Ticker: OGC Security ID: 675222103
Meeting Date: JUN 01, 2018 Meeting Type: Annual/Special
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For Withhold Management
1.2 Elect Director Geoff W. Raby For For Management
1.3 Elect Director Michael F. Wilkes For For Management
1.4 Elect Director Paul B. Sweeney For For Management
1.5 Elect Director Nora Scheinkestel For Withhold Management
1.6 Elect Director Ian M. Reid For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Performance Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD
Ticker: OR Security ID: 68827L101
Meeting Date: JUL 31, 2017 Meeting Type: Special
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD
Ticker: OR Security ID: 68827L101
Meeting Date: MAY 03, 2018 Meeting Type: Annual/Special
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francoise Bertrand For For Management
1.2 Elect Director John Burzynski For For Management
1.3 Elect Director Pierre D. Chenard For For Management
1.4 Elect Director Christopher C. Curfman For For Management
1.5 Elect Director Joanne Ferstman For For Management
1.6 Elect Director Andre Gaumond For For Management
1.7 Elect Director Pierre Labbe For For Management
1.8 Elect Director Oskar Lewnowski For For Management
1.9 Elect Director Charles E. Page For For Management
1.10 Elect Director Sean Roosen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Employee Share Purchase Plan For For Management
4 Amend Stock Option Plan For Against Management
5 Amend Restricted Share Unit Plan For Against Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OSISKO MINING INC.
Ticker: OSK Security ID: 688281104
Meeting Date: JUN 29, 2018 Meeting Type: Annual/Special
Record Date: MAY 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Burzynski For For Management
1b Elect Director Jose Vizquerra For For Management
1c Elect Director Sean Roosen For For Management
1d Elect Director Robert Wares For For Management
1e Elect Director Patrick F.N. Anderson For For Management
1f Elect Director Keith McKay For For Management
1g Elect Director Amy Satov For For Management
1h Elect Director Murray John For For Management
1i Elect Director David Christie For For Management
1j Elect Director Bernardo Alvarez For For Management
Calderon
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Adopt New Bylaw No. 1 For For Management
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAAS Security ID: 697900108
Meeting Date: MAY 09, 2018 Meeting Type: Annual/Special
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For Withhold Management
1.2 Elect Director Michael Steinmann For Withhold Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Neil de Gelder For Withhold Management
1.5 Elect Director David C. Press For For Management
1.6 Elect Director Walter T. Segsworth For Withhold Management
1.7 Elect Director Gillian D. Winckler For Withhold Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED
Ticker: PG Security ID: 74051D104
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAY 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Begeman For For Management
1b Elect Director Ewan S. Downie For For Management
1c Elect Director Claude Lemasson For For Management
1d Elect Director Ronald Little For For Management
1e Elect Director Anthony Makuch For For Management
1f Elect Director John Seaman For For Management
1g Elect Director Michael Vitton For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: 752344309
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Safiatou Ba-N'Daw as Director For For Management
6 Re-elect Mark Bristow as Director For For Management
7 Re-elect Christopher Coleman as For For Management
Director
8 Re-elect Jamil Kassum as Director For For Management
9 Re-elect Olivia Kirtley as Director For For Management
10 Re-elect Jeanine Mabunda Lioko as For For Management
Director
11 Re-elect Andrew Quinn as Director For For Management
12 Re-elect Graham Shuttleworth as For For Management
Director
13 Reappoint BDO LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Approve Awards of Ordinary Shares to For For Management
Non-executive Directors
17 Approve Award of Ordinary Shares to For For Management
the Senior Independent Director
18 Approve Award of Ordinary Shares to For For Management
the Chairman
19 Approve Long Term Incentive Plan For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares and American Depositary Shares
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Kevin McArthur For For Management
1b Elect Director Christopher M.T. For For Management
Thompson
1c Elect Director Sybil E. Veenman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Benoit Desormeaux For For Management
1.3 Elect Director Flore Konan For Withhold Management
1.4 Elect Director John LeBoutillier For Withhold Management
1.5 Elect Director Gilles Masson For For Management
1.6 Elect Director Lawrence McBrearty For For Management
1.7 Elect Director Tertius Zongo For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
STRATEGIC METALS LTD.
Ticker: SMD Security ID: 862759107
Meeting Date: SEP 13, 2017 Meeting Type: Annual/Special
Record Date: AUG 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director W. Douglas Eaton For Withhold Management
2.2 Elect Director Bruce A. Youngman For Withhold Management
2.3 Elect Director Glenn R. Yeadon For Withhold Management
2.4 Elect Director Bruce J. Kenway For Withhold Management
2.5 Elect Director Lee A. Groat For For Management
2.6 Elect Director R. E. Gordon Davis For For Management
2.7 Elect Director Ryan E. Schedler For Withhold Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Approve Shareholder Rights Plan For Against Management
6 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: 891054603
Meeting Date: JUN 21, 2018 Meeting Type: Annual/Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Terrance MacGibbon For Withhold Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director James Crombie For Withhold Management
1.4 Elect Director Frank Davis For For Management
1.5 Elect Director David Fennell For Withhold Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director William M. Shaver For For Management
1.8 Elect Director Elizabeth A. Wademan For Withhold Management
1.9 Elect Director Fred Stanford For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 11, 2018 Meeting Type: Annual/Special
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For Withhold Management
a2 Elect Director John A. Brough For Withhold Management
a3 Elect Director R. Peter Gillin For Withhold Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For Withhold Management
a8 Elect Director Marilyn Schonberner For For Management
a9 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Begeman For For Management
1.2 Elect Director Christiane Bergevin For Withhold Management
1.3 Elect Director Andrea Bertone For For Management
1.4 Elect Director Alexander Davidson For Withhold Management
1.5 Elect Director Robert Gallagher For Withhold Management
1.6 Elect Director Richard Graff For For Management
1.7 Elect Director Kimberly Keating For Withhold Management
1.8 Elect Director Nigel Lees For For Management
1.9 Elect Director Peter Marrone For For Management
1.10 Elect Director Jane Sadowsky For For Management
1.11 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
=================== The Tocqueville International Value Fund ===================
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Douglas W. Johnson For For Management
1e Elect Director Robert B. Johnson For For Management
1f Elect Director Thomas J. Kenny For For Management
1g Elect Director Karole F. Lloyd For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: SEP 08, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thierry Vanlancker to Management For For Management
Board
2 Discuss Public Offer by PPG None None Management
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: NOV 30, 2017 Meeting Type: Special
Record Date: NOV 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect M.J. de Vries to Management Board For For Management
2a Elect P.W. Thomas to Supervisory Board For For Management
2b Elect S.M Clark to Supervisory Board For For Management
2c Elect M. Jaski to Supervisory Board For For Management
3 Approve Spin-Off with Specialty For For Management
Chemicals Business
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Discussion on Company's Corporate None None Management
Governance Structure
2.c Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.a Adopt Financial Statements and For For Management
Statutory Reports
3.b Discuss on the Company's Dividend None None Management
Policy
3.c Approve Dividends of EUR 2.50 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Elect N.S. Andersen to Supervisory For For Management
Board
5.b Reelect B.E. Grote to Supervisory Board For For Management
6 Amend the Remuneration Policy of the For For Management
Management Board
7.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
7.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Cancellation of Repurchased For For Management
Shares
10 Close Meeting None None Management
--------------------------------------------------------------------------------
AMANO CORP.
Ticker: 6436 Security ID: J01302108
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2 Amend Articles to Amend Business Lines For For Management
3 Appoint Statutory Auditor Nogawa, Bungo For For Management
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Allocation of Income and For For Management
Dividends
3a Elect Fiscal Council Members and For Abstain Management
Alternates
3.b Elect Aldo Luiz Mendes as Fiscal None For Shareholder
Council Member and Vinicius Balbino
Bouhid as Alternate Appointed by
Minority Shareholder
4.1 Approve Remuneration of Company's For For Management
Management
4.2 Approve Remuneration of Fiscal Council For For Management
Members
1 Approve Agreement for Partial Spin-Off For For Management
of Arosuco Aromas e Sucos Ltda. and
Absorption of Spun-Off Assets
2 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
3 Approve Independent Firm's Appraisals For For Management
4 Approve Absorption of Spun-Off Assets For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
APPLUS SERVICES SA
Ticker: APPS Security ID: E0534T106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Reelect Christopher Cole as Director For Against Management
5.2 Reelect Fernando Basabe Armijo as For For Management
Director
5.3 Reelect Ernesto Gerardo Mata Lopez as For For Management
Director
5.4 Reelect John Daniel Hofmeister as For For Management
Director
5.5 Reelect Richard Campbell Nelson as For For Management
Director
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Approve Deferred Share Bonus Plan for For For Management
CEO
9 Approve Annual Maximum Remuneration For For Management
10 Receive Information on Capital None None Management
Increase without Preemptive Rights
Approved by the Board on Sep. 27, 2017
11 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
12 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 200 Million
with Exclusion of Preemptive Rights up
to 10 Percent of Capital
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ASICS CORP.
Ticker: 7936 Security ID: J03234150
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23.5
2 Amend Articles to Authorize Board to For For Management
Pay Interim Dividends
3.1 Elect Director Oyama, Motoi For For Management
3.2 Elect Director Hirota, Yasuhito For For Management
3.3 Elect Director Nakano, Hokuto For For Management
3.4 Elect Director Nishimae, Manabu For For Management
3.5 Elect Director Nishiwaki, Tsuyoshi For For Management
3.6 Elect Director Matsushita, Naoki For For Management
3.7 Elect Director Tanaka, Katsuro For For Management
3.8 Elect Director Hanai, Takeshi For For Management
3.9 Elect Director Kashiwaki, Hitoshi For For Management
3.10 Elect Director Sumi, Kazuo For For Management
4 Appoint Statutory Auditor Suto, Miwa For For Management
5 Appoint Alternate Statutory Auditor For For Management
Onishi, Hirofumi
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 24, 2018 Meeting Type: Annual/Special
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
6 Reelect Bertrand Meunier as Director For For Management
7 Reelect Pasquale Pistorio as Director For For Management
8 Renew Appointment of Deloitte and For For Management
Associes as Auditor
9 Acknowledge End of Mandate of B.E.A.S. For For Management
as Alternate Auditor and Decision Not
to Replace
10 Approve Compensation of Thierry For Against Management
Breton, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 30 Percent of
Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 3,865 Million for Bonus
Issue or Increase in Par Value
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize up to 0.9 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Amend Article 27 of Bylaws to Comply For For Management
with Legal Changes Re: Auditors
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812120
Meeting Date: JUL 07, 2017 Meeting Type: Annual
Record Date: JUL 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Christopher Humphrey as Director For For Management
6 Elect Ron Mobed as Director For For Management
7 Elect David Ward as Director For For Management
8 Re-elect Philip Aiken as Director For For Management
9 Re-elect James Kidd as Director For For Management
10 Re-elect Jennifer Allerton as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Amend Long Term Incentive Plan, For For Management
Restricted Share Plan and Deferred
Share Scheme
18 Amend Senior Employee Restricted Share For For Management
Plan
19 Amend Senior Employee Restricted Share For For Management
Plan
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812120
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: SEP 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Combination with the Schneider For For Management
Electric Software Business
2 Approve Waiver on Tender-Bid For For Management
Requirement
3 Authorise Issue of Shares in For For Management
Connection with the Merger Agreement
4 Amend Articles of Association; Approve For For Management
Return of Value to Shareholders
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
BANCO SANTANDER S.A.
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: MAR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Discharge of Board For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.A Fix Number of Directors at 15 For For Management
3.B Elect Alvaro Antonio Cardoso de Souza For For Management
as Director
3.C Ratify Appointment of and Elect Ramiro For For Management
Mato Garcia-Ansorena as Director
3.D Reelect Carlos Fernandez Gonzalez as For For Management
Director
3.E Reelect Ignacio Benjumea Cabeza de For For Management
Vaca as Director
3.F Reelect Guillermo de la Dehesa as For For Management
Director
3.G Reelect Sol Daurella Comadran as For For Management
Director
3.H Reelect Homaira Akbari as Director For For Management
4 Authorize Share Repurchase Program For For Management
5.A Amend Articles Re: Creation of For For Management
Shareholder Value and Quantitative
Composition of the Board
5.B Amend Articles Re: Delegation of Board For For Management
Powers to the Board Committees
5.C Amend Article 60 Re: Corporate For For Management
Governance Report
6 Approve Capital Raising For For Management
7 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
8 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Directors For For Management
11 Fix Maximum Variable Compensation Ratio For For Management
12.A Approve Deferred Multiyear Objectives For For Management
Variable Remuneration Plan
12.B Approve Deferred and Conditional For For Management
Variable Remuneration Plan
12.C Approve Buy-out Policy For For Management
12.D Approve Employee Stock Purchase Plan For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2017
2 Approve Discharge of Management Board For For Management
for Fiscal 2017
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
4 Elect Norbert Winkeljohann to the For For Management
Supervisory Board
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2018
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditor of the For For Management
Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Billiton Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Billiton Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Billiton Plc
7 Approve the Directors' Remuneration For For Management
Policy Report
8 Approve the Remuneration Report Other For For Management
Than the Part Containing the
Directors' Remuneration Policy
9 Approve the Remuneration Report For For Management
10 Approve Leaving Entitlements For For Management
11 Approve the Grant of Awards to Andrew For For Management
Mackenzie, Executive Director of the
Company
12 Elect Terry Bowen as Director For For Management
13 Elect John Mogford as Director For For Management
14 Elect Malcolm Broomhead as Director For For Management
15 Elect Anita Frew as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Andrew Mackenzie as Director For For Management
18 Elect Lindsay Maxsted as Director For For Management
19 Elect Wayne Murdy as Director For For Management
20 Elect Shriti Vadera as Director For For Management
21 Elect Ken MacKenzie as Director For For Management
22 Approve the Amendments to the Against Against Shareholder
Company's Constitution
23 Approve Contingent Resolution- Energy Against Against Shareholder
Policy and Climate Risk Disclosure
--------------------------------------------------------------------------------
BOLLORE
Ticker: BOL Security ID: F10659260
Meeting Date: JUN 01, 2018 Meeting Type: Annual/Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.06 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Authorize Board to Provide an Advance For For Management
on Payment of Dividend for Fiscal Year
(New Shares)
6 Approve Amendment to Transaction with For For Management
Blue Solutions Re: Promise of Sale
7 Approve Transaction with Vivendi Re: For For Management
Sale of Havas Shares
8 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
9 Reelect Hubert Fabri as Director For Against Management
10 Reelect Dominique Heriard Dubreuil as For For Management
Director
11 Reelect Alexandre Picciotto as Director For For Management
12 Authorize Repurchase of Up to 9.93 For Against Management
Percent of Issued Share Capital
13 Approve Compensation of Vincent For Against Management
Bollore, Chairman and CEO
14 Approve Compensation of Cyrille For Against Management
Bollore, Vice-CEO
15 Approve Remuneration Policy of Vincent For Against Management
Bollore, Chairman and CEO
16 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Vice-CEO
17 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
2 Amend Article 19 of Bylaws to Comply For For Management
with Legal Changes Re: Double-Voting
Rights
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOULEVARD ACQUISITION CORP. II
Ticker: BLVD Security ID: 10157Q102
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: 110448107
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Richard Burrows as Director For For Management
6 Re-elect Nicandro Durante as Director For For Management
7 Re-elect Sue Farr as Director For For Management
8 Re-elect Dr Marion Helmes as Director For Against Management
9 Re-elect Savio Kwan as Director For For Management
10 Re-elect Dimitri Panayotopoulos as For For Management
Director
11 Re-elect Kieran Poynter as Director For For Management
12 Re-elect Ben Stevens as Director For For Management
13 Elect Luc Jobin as Director For For Management
14 Elect Holly Koeppel as Director For For Management
15 Elect Lionel Nowell, III as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BUREAU VERITAS
Ticker: BVI Security ID: F96888114
Meeting Date: MAY 15, 2018 Meeting Type: Annual/Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.56 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Andre For Against Management
Francois-Poncet as Director
6 Reelect Aldo Cardoso as Director For Against Management
7 Reelect Pascal Lebard as Director For For Management
8 Reelect Jean-Michel Ropert as Director For Against Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of CEO For For Management
11 Approve Compensation of Frederic For For Management
Lemoine, Chairman of the Board until
Mar. 8, 2017
12 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the Board from Mar. 8, 2017
13 Approve Compensation of Didier For Against Management
Michaud-Daniel, CEO
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.3 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 5.3 Million
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2017
2 Approve Capital Budget, Allocation of For For Management
Income and Dividends
3 Fix Number of Directors For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Antonio Mauricio Maurano as For Against Management
Director
5.2 Elect Bernardo de Azevedo Silva Rothe For Against Management
as Director
5.3 Elect Marcelo Augusto Dutra Labuto as For For Management
Director
5.4 Elect Rogerio Magno Panca as Director For Against Management
5.5 Elect Cesario Narihito Nakamura as For Against Management
Director
5.6 Elect Francisco Jose Pereira Terra as For Against Management
Director
5.7 Elect Marcelo de Araujo Noronha as For Against Management
Director
5.8 Elect Vinicius Urias Favarao as For Against Management
Director
5.9 Elect Aldo Luiz Mendes as Independent For For Management
Director
5.10 Elect Francisco Augusto da Costa e For For Management
Silva as Independent Director
5.11 Elect Gilberto Mifano as Independent For For Management
Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes for Each Supported Nominee?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Mauricio Maurano as
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bernardo de Azevedo Silva Rothe
as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Augusto Dutra Labuto as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rogerio Magno Panca as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesario Narihito Nakamura as
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Jose Pereira Terra as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Araujo Noronha as
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vinicius Urias Favarao as
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aldo Luiz Mendes as Independent
Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Augusto da Costa e
Silva as Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Mifano as Independent
Director
8 Approve Remuneration of Company's For Against Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 20, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Fiscal Council Members For For Management
2.1 Elect Adriano Meira Ricci as Fiscal For For Management
Council Member and Flavio Saba Santos
Estrela as Alternate
2.2 Elect Joel Antonio de Araujo as Fiscal For For Management
Council Members and Sigmar Milton
Mayer Filho as Alternate
2.3 Elect Herculano Anibal Alves as Fiscal For For Management
Council Member and Kleber do Espirito
Santo as Alternate
2.4 Elect Marcelo Santos Dall'Occo as For For Management
Fiscal Council Member and Carlos
Roberto Mendonca da Siva as Alternate
2.5 Elect Haroldo Reginaldo Levy Neto as For For Management
Fiscal Council Member and Milton Luiz
Milioni as Alternate
3 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 7 Accordingly
4 Amend Articles For For Management
5 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
CLEAR MEDIA LTD.
Ticker: 100 Security ID: G21990109
Meeting Date: JUL 07, 2017 Meeting Type: Special
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Authorize For For Management
the Board to Deal with All Matters
Relating to the Payment of Special
Dividend
--------------------------------------------------------------------------------
CLEAR MEDIA LTD.
Ticker: 100 Security ID: G21990109
Meeting Date: MAY 29, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Peter Cosgrove as Director For Against Management
3b Elect Zhu Jia as Director For For Management
3c Elect Cormac O'Shea as Director For For Management
3d Elect Thomas Manning as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT GOBAIN
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 07, 2018 Meeting Type: Annual/Special
Record Date: JUN 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
4 Reelect Pierre-Andre de Chalendar as For Against Management
Director
5 Ratify Appointment of Dominique Leroy For For Management
as Director
6 Approve Compensation of Pierre-Andre For For Management
de Chalendar, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Approve Severance Payment Agreement For For Management
with Pierre-Andre de Chalendar,
Chairman and CEO
9 Approve Additional Pension Scheme For For Management
Agreement with Pierre-Andre de
Chalendar
10 Approve Health Insurance Coverage For For Management
Agreement with Pierre-Andre de
Chalendar
11 Renew Appointment of KPMG Audit as For For Management
Auditor
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
14 Amend Article 9 of Bylaws Re: Employee For For Management
Representatives
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: 225401108
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.25 per For For Management
Share from Capital Contribution
Reserves
4.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
4.1.b Reelect Iris Bohnet as Director For For Management
4.1.c Reelect Andreas Gottschling as Director For For Management
4.1.d Reelect Alexander Gut as Director For For Management
4.1.e Reelect Andreas Koopmann as Director For For Management
4.1.f Reelect Seraina Macia as Director For For Management
4.1.g Reelect Kai Nargolwala as Director For For Management
4.1.h Reelect Joaquin Ribeiro as Director For For Management
4.1.i Reelect Severin Schwan as Director For For Management
4.1.j Reelect John Tiner as Director For For Management
4.1.k Reelect Alexandre Zeller as Director For For Management
4.1.l Elect Michael Klein as Director For For Management
4.1.m Elect Ana Pessoa as Director For For Management
4.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Andreas Koopmann as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Alexandre Zeller as Member For For Management
of the Compensation Committee
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
5.2.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 25.5 Million
5.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
5.2.3 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 58.5 Million
6.1 Ratify KPMG AG as Auditors For For Management
6.2 Ratify BDO AG as Special Auditors For For Management
6.3 Designate Andreas Keller as For For Management
Independent Proxy
7 Transact Other Business: Proposals by For Against Management
Shareholders (Voting)
8 Transact Other Business: Proposals by For Against Management
the Board of Directors (Voting)
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRG Security ID: G25508105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4a Elect Richard Boucher as Director For For Management
4b Re-elect Nicky Hartery as Director For For Management
4c Re-elect Patrick Kennedy as Director For For Management
4d Re-elect Donald McGovern Jr. as For For Management
Director
4e Re-elect Heather Ann McSharry as For For Management
Director
4f Re-elect Albert Manifold as Director For For Management
4g Re-elect Senan Murphy as Director For For Management
4h Re-elect Gillian Platt as Director For For Management
4i Re-elect Lucinda Riches as Director For For Management
4j Re-elect Henk Rottinghuis as Director For For Management
4k Re-elect William Teuber Jr. as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Reappoint Ernst & Young as Auditors For For Management
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Reissuance of Treasury Shares For For Management
12 Approve Scrip Dividend For For Management
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: JUL 14, 2017 Meeting Type: Annual
Record Date: JUL 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Review the
Company's Affairs
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5a Elect Emma FitzGerald as Director For For Management
5b Re-elect David Jukes as Director For For Management
5c Re-elect Pamela Kirby as Director For For Management
5d Re-elect Jane Lodge as Director For For Management
5e Re-elect Cormac McCarthy as Director For For Management
5f Re-elect John Moloney as Director For For Management
5g Re-elect Donal Murphy as Director For For Management
5h Re-elect Fergal O'Dwyer as Director For For Management
5i Re-elect Leslie Van de Walle as For For Management
Director
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance Price Range of For For Management
Treasury Shares
12 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 20, 2017 Meeting Type: Annual
Record Date: AUG 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Peggy Bruzelius as Director For For Management
6 Re-elect Lord Davies of Abersoch as For For Management
Director
7 Re-elect Javier Ferran as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Betsy Holden as Director For For Management
10 Re-elect Nicola Mendelsohn as Director For For Management
11 Re-elect Ivan Menezes as Director For For Management
12 Re-elect Kathryn Mikells as Director For For Management
13 Re-elect Alan Stewart as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Adopt Share Value Plan For For Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 297.75
2.1 Elect Director Inaba, Yoshiharu For For Management
2.2 Elect Director Yamaguchi, Kenji For For Management
2.3 Elect Director Uchida, Hiroyuki For For Management
2.4 Elect Director Gonda, Yoshihiro For For Management
2.5 Elect Director Inaba, Kiyonori For For Management
2.6 Elect Director Noda, Hiroshi For For Management
2.7 Elect Director Kohari, Katsuo For For Management
2.8 Elect Director Matsubara, Shunsuke For For Management
2.9 Elect Director Okada, Toshiya For For Management
2.10 Elect Director Richard E. Schneider For For Management
2.11 Elect Director Tsukuda, Kazuo For For Management
2.12 Elect Director Imai, Yasuo For For Management
2.13 Elect Director Ono, Masato For For Management
3 Appoint Statutory Auditor Sumikawa, For For Management
Masaharu
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO 11 Security ID: P3515D163
Meeting Date: SEP 25, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Program for Placement of Real For For Management
Estate Trust Certificates (FUNO 11)
and Debt Trust Certificates
2 Approve Issuance of Additional Real For For Management
Estate Trust Certificates to be Held
in Treasury
3 Appoint Legal Representatives For For Management
4 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO 11 Security ID: P3515D163
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.i Accept Reports of Audit, Corporate For For Management
Practices, Nominating and Remuneration
Committees
1.ii Accept Technical Committee Report on For For Management
Compliance in Accordance to Article
172 of General Mercantile Companies Law
1.iii Accept Report of Trust Managers in For For Management
Accordance to Article 44-XI of
Securities Market Law, Including
Technical Committee's Opinion on that
Report
1.iv Accept Technical Committee Report on For For Management
Operations and Activities Undertaken
2 Approve Financial Statements and For For Management
Allocation of Income
3 Elect or Ratify Members of Technical For For Management
Committee and Secretary; Verify
Independence Classification
4 Approve Remuneration of Technical For For Management
Committee Members
5 Appoint Legal Representatives For For Management
6 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LIMITED
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Dipak Chand Jain as Director For For Management
3b Elect Lim Swe Guan as Director For For Management
3c Elect Ming Z. Mei as Director For For Management
3d Elect Tham Kui Seng as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Grant of Awards and Issuance For For Management
of Shares Under the GLP Performance
Share Plan and the GLP Restricted
Share Plan
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LIMITED
Ticker: MC0 Security ID: Y27187106
Meeting Date: NOV 30, 2017 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT
Ticker: GBLB Security ID: B4746J115
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.2 Adopt Financial Statements For For Management
3 Approve Discharge of Directors For For Management
4 Approve Discharge of Auditors For For Management
5 Reelect Paul Desmarais, III as Director For Against Management
6 Approve Remuneration Report For For Management
7.1 Approve Stock Option Plan For For Management
7.2 Approve Change-of-Control Clause Re: For Against Management
Stock Option Plan under Item 7.1
7.3 Approve Stock Option Plan Grants for For For Management
2017 up to EUR 3.87 Million Re: Stock
Option Plan under Item 7.1
7.4 Approve Special Board Report Re: For For Management
Article 629 of the Company Code Re:
Item 7.5
7.5 Approve Guarantee to Acquire Shares For For Management
under New Stock Option Plan Re: Item 7.
1
8 Transact Other Business None None Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Connection with
Reverse Stock Split
2.1 Elect Director Ihara, Katsumi For For Management
2.2 Elect Director Cynthia Carroll For For Management
2.3 Elect Director Joe Harlan For For Management
2.4 Elect Director George Buckley For For Management
2.5 Elect Director Louise Pentland For For Management
2.6 Elect Director Mochizuki, Harufumi For For Management
2.7 Elect Director Yamamoto, Takatoshi For For Management
2.8 Elect Director Yoshihara, Hiroaki For For Management
2.9 Elect Director Tanaka, Kazuyuki For For Management
2.10 Elect Director Nakanishi, Hiroaki For For Management
2.11 Elect Director Nakamura, Toyoaki For For Management
2.12 Elect Director Higashihara, Toshiaki For For Management
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koeda, Itaru For For Management
1.2 Elect Director Uchinaga, Yukako For For Management
1.3 Elect Director Urano, Mitsudo For For Management
1.4 Elect Director Takasu, Takeo For For Management
1.5 Elect Director Kaihori, Shuzo For For Management
1.6 Elect Director Yoshihara, Hiroaki For For Management
1.7 Elect Director Suzuki, Hiroshi For For Management
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 22, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2018
6 Elect Wolfgang Eder to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 4
Billion; Approve Creation of EUR 260
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
IPSOS
Ticker: IPS Security ID: F5310M109
Meeting Date: MAY 04, 2018 Meeting Type: Annual/Special
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.87 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Florence von Erb as Director For For Management
6 Reelect Henry Letulle as Director For For Management
7 Approve Compensation of Didier For For Management
Truchot, Chairman and CEO
8 Approve Remuneration Policy for For For Management
Chairman and CEO
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.5 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.1 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 1.1 Million
15 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above under Items 12 to 14
17 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capital Increase of Up to For For Management
EUR 1.1 Million for Future Exchange
Offers
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 1.1 Million for Bonus
Issue or Increase in Par Value
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 11, 13-18 and 20 at EUR 1.1
Million; and Under Items 11-18 and 20
at EUR 5.55 Million
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ISS A/S
Ticker: ISS Security ID: K5591Y107
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 7.70 Per Share
4 Approve Discharge of Management and For For Management
Board
5 Authorize Share Repurchase Program For For Management
6 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.28 Million for
Chairman, DKK 639,000 for Deputy
Chairman and DKK 426,000 for Other
Directors; Approve Compensation for
Committee Work
7a Reelect Lord Allen of Kensington Kt For For Management
CBE as Director
7b Reelect Thomas Berglund as Director For For Management
7c Reelect Claire Chiang as Director For For Management
7d Reelect Henrik Poulsen as Director For For Management
7e Reelect Ben Stevens as Director For For Management
7f Reelect Cynthia Mary Trudell as For For Management
Director
8 Ratify Ernst & Young as Auditors For For Management
9a Approve Creation of DKK 37 Million For For Management
Pool of Capital without Preemptive
Rights
9b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
10 Other Business None None Management
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 23, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 56
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Yoshida, Katsuhiko For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Hasebe, Yoshihiro For For Management
2.5 Elect Director Kadonaga, Sonosuke For For Management
2.6 Elect Director Oku, Masayuki For For Management
2.7 Elect Director Shinobe, Osamu For For Management
3 Appoint Statutory Auditor Oka, Nobuhiro For For Management
--------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD
Ticker: 636 Security ID: G52418103
Meeting Date: MAY 29, 2018 Meeting Type: Annual
Record Date: MAY 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ma Wing Kai William as Director For For Management
4 Elect Erni Edwardo as Director For For Management
5 Elect Kuok Khoon Hua as Director For For Management
6 Elect Khoo Shulamite N K as Director For For Management
7 Elect Zhang Yi Kevin as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10B Authorize Repurchase of Issued Share For For Management
Capital
10C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KT&G CORP.
Ticker: A033780 Security ID: Y49904108
Meeting Date: MAR 16, 2018 Meeting Type: Annual
Record Date: DEC 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Baek Bok-in as CEO For For Management
3 Elect Kim Heung-ryul as Inside Director For For Management
4.1 Maintain Current 6 Non-executive For For Management
Directors
4.2 Increase to 8 Non-executive Directors Against Against Shareholder
(Shareholder Proposal)
5.1.1 Elect Baek Jong-soo as Outside Director For For Management
5.1.2 Elect Oh Cheol-ho as Outside Director Against Did Not Vote Shareholder
(Shareholder Proposal)
5.1.3 Elect Hwang Duk-hee as Outside Against Did Not Vote Shareholder
Director (Shareholder Proposal)
5.2.1 Elect Baek Jong-soo as Outside Director For For Management
5.2.2 Elect Chung Seon-il(Sonny) as Outside For For Management
Director
5.2.3 Elect Oh Cheol-ho as Outside Director Against For Shareholder
(Shareholder Proposal)
5.2.4 Elect Hwang Duk-hee as Outside Against Abstain Shareholder
Director (Shareholder Proposal)
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Lord Lupton as Director For For Management
3 Re-elect Lord Blackwell as Director For For Management
4 Re-elect Juan Colombas as Director For For Management
5 Re-elect George Culmer as Director For For Management
6 Re-elect Alan Dickinson as Director For For Management
7 Re-elect Anita Frew as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect Deborah McWhinney as Director For For Management
11 Re-elect Nick Prettejohn as Director For For Management
12 Re-elect Stuart Sinclair as Director For For Management
13 Re-elect Sara Weller as Director For For Management
14 Approve Remuneration Report For Against Management
15 Approve Final Dividend For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Market Purchase of For For Management
Preference Shares
26 Adopt New Articles of Association For For Management
27 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MIRACA HOLDINGS INC
Ticker: 4544 Security ID: J4352B101
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takeuchi, Shigekazu For Against Management
1.2 Elect Director Kitamura, Naoki For For Management
1.3 Elect Director Ishiguro, Miyuki For For Management
1.4 Elect Director Ito, Ryoji For For Management
1.5 Elect Director Yamauchi, Susumu For For Management
1.6 Elect Director Amano, Futomichi For For Management
1.7 Elect Director Aoyama, Shigehiro For For Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kawakami, Hiroshi For For Management
2.2 Elect Director Kawamoto, Yuko For For Management
2.3 Elect Director Matsuyama, Haruka For For Management
2.4 Elect Director Toby S. Myerson For For Management
2.5 Elect Director Okuda, Tsutomu For For Management
2.6 Elect Director Shingai, Yasushi For For Management
2.7 Elect Director Tarisa Watanagase For For Management
2.8 Elect Director Yamate, Akira For For Management
2.9 Elect Director Kuroda, Tadashi For For Management
2.10 Elect Director Okamoto, Junichi For For Management
2.11 Elect Director Sono, Kiyoshi For For Management
2.12 Elect Director Ikegaya, Mikio For For Management
2.13 Elect Director Mike, Kanetsugu For For Management
2.14 Elect Director Araki, Saburo For For Management
2.15 Elect Director Hirano, Nobuyuki For For Management
3 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
4 Amend Articles to Separate Chairman of Against For Shareholder
the Board and CEO
5 Amend Articles to Require Company to Against For Shareholder
Urge Subsidiaries Owning Shares in
Allied Firms to Vote Shares
Appropriately
6 Remove Director Nobuyuki Hirano from Against Against Shareholder
the Board
7 Amend Articles to Establish Special Against Against Shareholder
Investigation Committee on
Transactional Relationship with Kenko
Tokina Corporation
8 Amend Articles to Reconsider Customer Against Against Shareholder
Service for Socially Vulnerable
9 Amend Articles to Disclose Reason for Against Against Shareholder
Compulsory Termination of Account
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOKIA Security ID: 654902204
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.19 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
11 Fix Number of Directors at Ten For For Management
12.1 Elect Sari Baldauf as Director For For Management
12.2 Reelect Bruce Brown as Director For For Management
12.3 Reelect Jeanette Horan as Director For For Management
12.4 Reelect Louis Hughes as Director For For Management
12.5 Reelect Edward Kozel as Director For For Management
12.6 Reelect Elizabeth Nelson as Director For For Management
12.7 Reelect Olivier Piou as Director For For Management
12.8 Reelect Risto Siilasmaa as Director For For Management
12.9 Reelect Carla Smits-Nusteling as For For Management
Director
12.10 Reelect Kari Stadigh as Director For For Management
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: MAR 02, 2018 Meeting Type: Annual
Record Date: JAN 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.80 per Share
4 Approve CHF 33.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Fixed Remuneration of For For Management
Directors in the Amount of CHF 8.2
Million
5.2 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 92 Million
5.3 Approve Remuneration Report For For Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
6.2 Reelect Nancy Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Frans van Houten as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William Winters as Director For For Management
7.1 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
7.2 Reappoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
7.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas as Independent For For Management
Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 30, 2018 Meeting Type: Annual/Special
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Stock Dividend Program For For Management
5 Receive Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Elisabeth Badinter as For For Management
Supervisory Board Member
7 Elect Cherie Nursalim as Supervisory For For Management
Board Member
8 Approve Compensation of Elisabeth For For Management
Badinter, Chairman of the Supervisory
Board until May 31, 2017
9 Approve Compensation of Maurice Levy, For For Management
Chairman of the Management Board until
May 31, 2017
10 Approve Compensation of Maurice Levy, For Against Management
Chairman of the Supervisory Board
since June 1, 2017
11 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board since
June 1, 2017
12 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
13 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
14 Approve Compensation of Steve King, For For Management
Management Board Member since June 1,
2017
15 Approve Remuneration Policy of For Against Management
Chairman of the Supervisory Board
16 Approve Remuneration Policy of For For Management
Supervisory Board Members
17 Approve Remuneration Policy of For For Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 9 Million
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
24 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
27 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259107
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Ann Godbehere as Director For For Management
4 Re-elect Ben van Beurden as Director For For Management
5 Re-elect Euleen Goh as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Catherine Hughes as Director For For Management
8 Re-elect Gerard Kleisterlee as Director For For Management
9 Re-elect Roberto Setubal as Director For For Management
10 Re-elect Sir Nigel Sheinwald as For For Management
Director
11 Re-elect Linda Stuntz as Director For For Management
12 Re-elect Jessica Uhl as Director For For Management
13 Re-elect Gerrit Zalm as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Request Shell to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 02, 2018 Meeting Type: Annual/Special
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.03 per Share
4 Reelect Olivier Brandicourt as Director For For Management
5 Reelect Patrick Kron as Director For For Management
6 Reelect Christian Mulliez as Director For For Management
7 Elect Emmanuel Babeau as Director For For Management
8 Approve Remuneration Policy for For For Management
Chairman of the Board
9 Approve Remuneration Policy for CEO For For Management
10 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
11 Approve Compensation of Olivier For For Management
Brandicourt, CEO
12 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Amend Articles 11 and 12 of Bylaws Re: For For Management
Board of Directors
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For Against Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For Against Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For Against Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For Against Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: 826197501
Meeting Date: JAN 31, 2018 Meeting Type: Annual
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016/2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016/2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016/2017
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2017/2018
6a Elect Werner Brandt to the Supervisory For For Management
Board
6b Elect Michael Diekmann to the For For Management
Supervisory Board
6c Elect Benoit Potier to the Supervisory For For Management
Board
6d Elect Norbert Reithofer to the For For Management
Supervisory Board
6e Elect Nemat Talaat to the Supervisory For For Management
Board
6f Elect Nathalie von Siemens to the For For Management
Supervisory Board
6g Elect Matthias Zachert to the For For Management
Supervisory Board
7 Amend Corporate Purpose For For Management
8 Amend Articles Re: Notice of General For For Management
Meeting
9 Approve Affiliation Agreements with For For Management
Subsidiary Flender GmbH
10a Approve Affiliation Agreements with For For Management
Subsidiary Kyros 53 GmbH
10b Approve Affiliation Agreements with For For Management
Subsidiary Kyros 54 GmbH
11 Additional Proposals presented at the Against Against Shareholder
Meeting
12 Additional Proposals presented at the Against Against Shareholder
Meeting
13 Additional Proposals presented at the Against Against Shareholder
Meeting
A Counter Motion A Against Against Shareholder
B Counter Motion B Against Against Shareholder
C Counter Motion C Against Against Shareholder
D Counter Motion D Against Against Shareholder
E Counter Motion E Against Against Shareholder
F Counter Motion F Against Against Shareholder
G Counter Motion Against Against Shareholder
H Counter Motion Against Against Shareholder
I Counter Motion Against Against Shareholder
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAR 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 200
2.1 Elect Director Takada, Yoshiyuki For For Management
2.2 Elect Director Maruyama, Katsunori For For Management
2.3 Elect Director Usui, Ikuji For For Management
2.4 Elect Director Kosugi, Seiji For For Management
2.5 Elect Director Satake, Masahiko For For Management
2.6 Elect Director Kuwahara, Osamu For For Management
2.7 Elect Director Takada, Yoshiki For For Management
2.8 Elect Director Ohashi, Eiji For For Management
2.9 Elect Director Kaizu, Masanobu For For Management
2.10 Elect Director Kagawa, Toshiharu For For Management
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: NOV 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Bruno Angelici as Director For For Management
5 Re-elect Sir George Buckley as Director For For Management
6 Re-elect Tanya Fratto as Director For For Management
7 Re-elect Anne Quinn as Director For For Management
8 Re-elect William Seeger as Director For For Management
9 Re-elect Mark Seligman as Director For For Management
10 Re-elect Andrew Reynolds Smith as For For Management
Director
11 Re-elect Sir Kevin Tebbit as Director For For Management
12 Elect Noel Tata as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Authorise EU Political Donations and For For Management
Expenditure
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SOPRA STERIA GROUP
Ticker: SOP Security ID: F20906115
Meeting Date: JUN 12, 2018 Meeting Type: Annual/Special
Record Date: JUN 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Compensation of Pierre For For Management
Pasquier, Chairman
6 Approve Compensation of Vincent Paris, For Against Management
CEO
7 Approve Remuneration Policy of Chairman For For Management
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
10 Renew Appointment of Mazars as Auditor For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 40 Percent of
Issued Capital
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Capital
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
16 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 13 to 15
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
20 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
21 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
24 Amend Article 14 of Bylaws Re: Board For Against Management
of Directors
25 Amend Article 15 of Bylaws Re: Age For For Management
Limit of Chairman of the Board
26 Appoint Jean-Bernard Rampini as Censor For Against Management
27 Reelect Pierre Pasquier as Director For Against Management
28 Reelect Eric Pasquier as Director For Against Management
29 Reelect Sopra GMT as Director For Against Management
30 Reelect Astrid Anciaux as Director For For Management
31 Reelect Eric Hayat as Director For Against Management
32 Reelect Solfrid Skilbrigt as Director For For Management
33 Reelect Jean-Luc Placet as Director For For Management
34 Reelect Sylvie Remond as Director For For Management
35 Reelect Marie-Helene Rigal-Drogerys as For Against Management
Director
36 Reelect Jean-Francois Sammarcelli as For For Management
Director
37 Reelect Jessica Scale as Director For For Management
38 Elect Javier Monzon as Director For For Management
39 Elect Michael Gollner as Director For For Management
40 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC B Security ID: W26049119
Meeting Date: MAR 28, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Accept Financial Statements and For For Management
Statutory Reports
8.2 Approve Discharge of Board and For For Management
President
8.3 Approve Allocation of Income and For For Management
Dividends of SEK 1 Per Share
9 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 4.1 Million for
Chairman and SEK 990,000 for Other
Directors, Approve Remuneration for
Committee Work
11.1 Reelect Jon Baksaas as Director For For Management
11.2 Reelect Jan Carlson as Director For For Management
11.3 Reelect Nora Denzel as Director For For Management
11.4 Reelect Borje Ekholm as Director For For Management
11.5 Reelect Eric Elzvik as Director For For Management
11.6 Elect Kurt Jofs as New Director For For Management
11.7 Elect Ronnie Leten as New Director For For Management
11.8 Reelect Kristin Rinne as Director For For Management
11.9 Reelect Helena Stjernholm as Director For For Management
11.10 Reelect Jacob Wallenberg as Director For For Management
12 Elect Ronnie Leten as Board Chairman For For Management
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Approve Long-Term Variable For Against Management
Compensation Program 2018 (LTV 2018)
18 Approve Transfer of up to 15 Million B For For Management
Shares in Connection to LTV 2014, LTV
2015, LTV 2016 and LTV 2017
19 Instruct the Board to Propose Equal None For Shareholder
Voting Rights for All Shares on Annual
Meeting 2019
20 Instruct the Nomination Committee None Against Shareholder
Prior to 2019 AGM to Propose a
Differentiated Remuneration Plan for
Remuneration of Directors and Chairman
on
21 Close Meeting None None Management
--------------------------------------------------------------------------------
TOHO CO. LTD. (9602)
Ticker: 9602 Security ID: J84764117
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Shimatani, Yoshishige For For Management
2.2 Elect Director Tako, Nobuyuki For For Management
2.3 Elect Director Urai, Toshiyuki For For Management
2.4 Elect Director Ichikawa, Minami For For Management
2.5 Elect Director Ishizuka, Yasushi For For Management
2.6 Elect Director Yamashita, Makoto For For Management
2.7 Elect Director Seta, Kazuhiko For For Management
2.8 Elect Director Ikeda, Atsuo For For Management
2.9 Elect Director Ota, Keiji For For Management
2.10 Elect Director Matsuoka, Hiroyasu For For Management
2.11 Elect Director Ikeda, Takayuki For For Management
2.12 Elect Director Biro, Hiroshi For For Management
2.13 Elect Director Sumi, Kazuo For For Management
2.14 Elect Director Kato, Harunori For For Management
3.1 Elect Director and Audit Committee For For Management
Member Okimoto, Tomoyasu
3.2 Elect Director and Audit Committee For Against Management
Member Kobayashi, Takashi
3.3 Elect Director and Audit Committee For Against Management
Member Ando, Satoshi
4 Elect Alternate Director and Audit For For Management
Committee Member Ota, Taizo
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.65 per Share from
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 74.2 Million
5 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31.5 Million
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect Julie Richardson as Director For For Management
6.1g Reelect Isabelle Romy as Director For For Management
6.1h Reelect Robert Scully as Director For For Management
6.1i Reelect Beatrice Weder di Mauro as For For Management
Director
6.1j Reelect Dieter Wemmer as Director For For Management
6.2.1 Elect Jeremy Anderson as Director For For Management
6.2.2 Elect Fred Hu as Director For For Management
6.3.1 Reappoint Ann Godbehere as Member of For For Management
the Compensation Committee
6.3.2 Reappoint Michel Demare as Member of For For Management
the Compensation Committee
6.3.3 Appoint Julie Richardson as Member of For For Management
the Compensation Committee
6.3.4 Appoint Dieter Wemmer as Member of the For For Management
Compensation Committee
7 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 14.5
Million
8.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Management
8.3 Ratify BDO AG as Special Auditor For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: 904784709
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2017 Financial Year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Approve Remuneration Policy for For Against Management
Management Board Members
6 Reelect N S Andersen as Non-Executive For For Management
Director
7 Reelect L M Cha as Non-Executive For For Management
Director
8 Reelect V Colao as Non-Executive For For Management
Director
9 Reelect M Dekkers as Non-Executive For For Management
Director
10 Reelect J Hartmann as Non-Executive For For Management
Director
11 Reelect M Ma as Non-Executive Director For For Management
12 Reelect S Masiyiwa as Non-Executive For For Management
Director
13 Reelect Y Moon as Non-Executive For For Management
Director
14 Reelect G Pitkethly as Executive For For Management
Director
15 Reelect P G J M Polman as Executive For For Management
Director
16 Reelect J Rishton as Non-Executive For For Management
Director
17 Reelect F Sijbesma as Non-Executive For For Management
Director
18 Elect A Jung as Non-Executive Director For For Management
19 Ratify KPMG as Auditors For For Management
20 Authorize Repurchase of Up to 6 For For Management
Percent of Cumulative Preference
Shares and Up to 7 Percent of
Cumulative Preference Shares and
Depositary Receipts
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Reduction in Share Capital For For Management
through Cancellation of Preference
Shares and Depositary Receipts Thereof
23 Approve Reduction in Share Capital For For Management
through Cancellation of Ordinary
Shares and Depositary Receipts Thereof
24 Grant Board Authority to Issue Shares For For Management
25 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances for
General Corporate Purposes
26 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances for
Acquisition Purposes
--------------------------------------------------------------------------------
WACKER NEUSON SE
Ticker: WAC Security ID: D9553L101
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2018
6 Approve Affiliation Agreements with For For Management
Subsidiary Wacker Neuson Aftermarket &
Services GmbH
--------------------------------------------------------------------------------
ZODIAC AEROSPACE
Ticker: ZC Security ID: F98947108
Meeting Date: JAN 09, 2018 Meeting Type: Annual/Special
Record Date: JAN 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patrick Daher as Supervisory For For Management
Board Member
7 Reelect Louis Desanges as Supervisory For For Management
Board Member
8 Acknowledge End of Mandate of Didier For For Management
Domange as Supervisory Board Member
9 Acknowledge End of Mandate of For For Management
Elisabeth Domange as Supervisory Board
Member
10 Renew Appointment of Fiduciaire For For Management
Nationale de Revision Comptable -
FIDAUDIT as Auditor
11 Acknowledge End of Mandate of SAREX as For For Management
Alternate Auditor
12 Non-Binding Vote on Compensation of For Against Management
Yann Delabriere, Chairman of the
Management Board since June 16, 2017
13 Non-Binding Vote on Compensation of For Against Management
Maurice Pinault, Member of the
Management Board
14 Non-Binding Vote on Compensation of For Against Management
Didier Fontaine, Member of the
Management Board since June 5, 2017
15 Non-Binding Vote on Compensation of For Against Management
Olivier Zarrouati, Chairman of the
Management Board until June 15, 2017
16 Non-Binding Vote on Compensation of For Against Management
Benoit Ribadeau-Dumas, Member of the
Management Board since Nov.21, 2016
until May 15, 2017
17 Non-Binding Vote on Compensation of For For Management
Yannick Assouad, Member of the
Management Board until Sept. 9, 2016
18 Non-Binding Vote on Compensation of For For Management
Didier Domange, Chairman of the
Supervisory Board
19 Approve Remuneration Policy of For For Management
Chairman and Members of the
Supervisory Board
20 Approve Remuneration Policy of For Against Management
Chairman and Members of the Management
Board
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize up to 0.6 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Amend Article 19 of Bylaws Re: Term of For For Management
Office
25 Amend Numbering of Articles from 21 to For For Management
49 and Amend Article 20 of Bylaws Re:
Guarantee Shares
26 Amend Article 21 of Bylaws Re: For For Management
Organization and Functioning of the
Supervisory Board
27 Amend Article 25 of Bylaws Re: Auditors For For Management
28 Authorize Filing of Required For For Management
Documents/Other Formalities
======================= The Tocqueville Opportunity Fund =======================
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 09, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Greubel For Withhold Management
1.2 Elect Director Ilham Kadri For For Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For Against Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For Against Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
6 Eliminate Supermajority Vote For Against Management
Requirement to Amend Bylaws
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 09, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy E. Puhy For For Management
1.2 Elect Director Paul G. Thomas For For Management
1.3 Elect Director Christopher D. Van For For Management
Gorder
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For Withhold Management
1.2 Elect Director Stephen R. Biggar For Withhold Management
1.3 Elect Director Daniel Soland For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACLARIS THERAPEUTICS, INC.
Ticker: ACRS Security ID: 00461U105
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Molineaux For Withhold Management
1.2 Elect Director Bryan Reasons For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reveta Bowers For For Management
1.2 Elect Director Robert Corti For For Management
1.3 Elect Director Hendrik Hartong, III For For Management
1.4 Elect Director Brian Kelly For For Management
1.5 Elect Director Robert A. Kotick For For Management
1.6 Elect Director Barry Meyer For For Management
1.7 Elect Director Robert Morgado For For Management
1.8 Elect Director Peter Nolan For For Management
1.9 Elect Director Casey Wasserman For For Management
1.10 Elect Director Elaine Wynn For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For Against Management
1b Elect Director Edward W. Barnholt For For Management
1c Elect Director Robert K. Burgess For For Management
1d Elect Director Frank A. Calderoni For Against Management
1e Elect Director James E. Daley For Against Management
1f Elect Director Laura B. Desmond For For Management
1g Elect Director Charles M. Geschke For Against Management
1h Elect Director Shantanu Narayen For Against Management
1i Elect Director Daniel L. Rosensweig For For Management
1j Elect Director John E. Warnock For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mechiel "Michael" M. du For Withhold Management
Toit
1.2 Elect Director Murray A. Goldberg For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For Against Management
1.2 Elect Masayoshi Son as Director For Against Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For Against Management
1.6 Elect Director Thomas M. Prescott For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Floyd E. Bloom For For Management
1.2 Elect Director Nancy L. Snyderman For Against Management
1.3 Elect Director Nancy J. Wysenski For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For Against Management
1.3 Elect Director Kelly J. Barlow For Against Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Edward J. Heffernan For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
1.7 Elect Director Robert A. Minicucci For For Management
1.8 Elect Director Timothy J. Theriault For Against Management
1.9 Elect Director Laurie A. Tucker For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director John K. Clarke For For Management
1c Elect Director Marsha H. Fanucci For Against Management
1d Elect Director David E.I. Pyott For Against Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMS AG
Ticker: AMS Security ID: A0400Q115
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.33 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG Austria GmbH as Auditors For For Management
7.1 Elect Hans Kaltenbrunner as For For Management
Supervisory Board Member
7.2 Elect Michael Grimm as Supervisory For For Management
Board Member
7.3 Elect Yen Yen Tan as Supervisory Board For For Management
Member
7.4 Elect Monika Henzinger as Supervisory For For Management
Board Member
8 Approve Creation of EUR 8.4 Million For For Management
Capital Increase without Preemptive
Rights
9 Receive Report on Share Repurchase None None Management
Program
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Guy E. Dubois For For Management
1b Elect Director Alec D. Gallimore For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPIAN CORPORATION
Ticker: APPN Security ID: 03782L101
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Calkins For Withhold Management
1b Elect Director Robert C. Kramer For Withhold Management
1c Elect Director A.G.W. 'Jack' Biddle, For Withhold Management
III
1d Elect Director Prashanth 'PV' Boccassam For Withhold Management
1e Elect Director Michael G. Devine For Withhold Management
1f Elect Director Barbara 'Bobbie' Kilberg For Withhold Management
1g Elect Director Michael J. Mulligan For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy Bruner For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Scott A. McGregor For For Management
1j Elect Director Dennis D. Powell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
APPTIO, INC.
Ticker: APTI Security ID: 03835C108
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bogan For Withhold Management
1.2 Elect Director Peter Klein For Withhold Management
1.3 Elect Director Matthew McIlwain For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin P. Clark For For Management
2 Elect Director Nancy E. Cooper For For Management
3 Elect Director Frank J. Dellaquila For For Management
4 Elect Director Nicholas M. Donofrio For For Management
5 Elect Director Mark P. Frissora For For Management
6 Elect Director Rajiv L. Gupta For For Management
7 Elect Director Sean O. Mahoney For For Management
8 Elect Director Colin J. Parris For For Management
9 Elect Director Ana G. Pinczuk For For Management
10 Elect Director Thomas W. Sidlik For For Management
11 Elect Director Lawrence A. Zimmerman For For Management
12 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: MAY 29, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andreas Bechtolsheim For Withhold Management
1.2 Elect Director Jayshree Ullal For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discussion on Company's Corporate None None Management
Governance Structure
4.a Discuss Remuneration Policy for None None Management
Management Board
4.b Adopt Financial Statements and For For Management
Statutory Reports
4.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
4.d Approve Dividends of EUR 1.40 Per Share For For Management
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6 Approve 200,000 Performance Shares for For For Management
Board of Management
7 Announce Intention to Appoint None None Management
Directors to Management Board
8.a Reelect J.M.C. (Hans) Stork to For For Management
Supervisory Board
8.b Elect T.L. (Terri) Kelly to For For Management
Supervisory Board
8.c Receive Retirement Schedule of the None None Management
Supervisory Board
9 Ratify KPMG as Auditors For For Management
10.a Grant Board Authority to Issue Shares For For Management
up to 5 Percent of Issued Capital for
General Purposes
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.a
10.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares up to 5 Percent in Case of
Merger or Acquisition
10.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.c
11.a Authorize Repurchase of up to 10 For For Management
Percent of Issued Share Capital
11.b Authorize Additional Repurchase of up For For Management
to 10 Percent of Issued Share Capital
12 Authorize Cancellation of Repurchased For For Management
Shares
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan C. McArdle For For Management
1.2 Elect Director Simon J. Orebi Gann For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Dobmeier For Withhold Management
1.2 Elect Director William K. Heiden For Withhold Management
1.3 Elect Director Beth Seidenberg For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AUDENTES THERAPEUTICS, INC.
Ticker: BOLD Security ID: 05070R104
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Lange For Withhold Management
1.2 Elect Director Kush Parmar For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director Karen Blasing For For Management
1d Elect Director Reid French For For Management
1e Elect Director Mary T. McDowell For For Management
1f Elect Director Lorrie M. Norrington For For Management
1g Elect Director Betsy Rafael For For Management
1h Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXOVANT SCIENCES LTD.
Ticker: AXON Security ID: G0750W104
Meeting Date: AUG 18, 2017 Meeting Type: Annual
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Hung For Against Management
1.2 Elect Director Atul Pande For Against Management
1.3 Elect Director Vivek Ramaswamy For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For Withhold Management
1.2 Elect Director Paul M. Isabella For Withhold Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Richard W. Frost For Withhold Management
1.5 Elect Director Alan Gershenhorn For Withhold Management
1.6 Elect Director Philip W. Knisely For Withhold Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For Withhold Management
1.10 Elect Director Nathan K. Sleeper For Withhold Management
1.11 Elect Director Douglas L. Young For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Donald W. Glazer as Director For For Management
for a three-year term
2 Reelect Michael Goller as Director for For Against Management
a three-year term
3 Reelect Thomas Malley as Director for For For Management
a three-year term
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young Hua Ming LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BELLICUM PHARMACEUTICALS, INC.
Ticker: BLCM Security ID: 079481107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank B. McGuyer For Withhold Management
1.2 Elect Director Jon P. Stonehouse For Withhold Management
1.3 Elect Director Stephen R. Davis For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: MAR 01, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas E. Salmon For For Management
1B Elect Director Robert V. Seminara For For Management
1C Elect Director Paula A. Sneed For For Management
1D Elect Director Robert A. Steele For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For Withhold Management
1.2 Elect Director Willard Dere For Withhold Management
1.3 Elect Director Michael Grey For Withhold Management
1.4 Elect Director Elaine J. Heron For For Management
1.5 Elect Director Robert J. Hombach For Withhold Management
1.6 Elect Director V. Bryan Lawlis For For Management
1.7 Elect Director Alan J. Lewis For Withhold Management
1.8 Elect Director Richard A. Meier For For Management
1.9 Elect Director David E.I. Pyott For Withhold Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John O. Agwunobi For Against Management
1b Elect Director Mary Lynne Hedley For For Management
1c Elect Director Daniel S. Lynch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Jeffrey E. Epstein For For Management
1.4 Elect Director Glenn D. Fogel For For Management
1.5 Elect Director Mirian Graddick-Weir For For Management
1.6 DElect irector James M. Guyette For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Craig W. Rydin For For Management
1.13 Elect Director Lynn M. Vojvodich For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Barr For For Management
1.2 Elect Director Robert C. Griffin For For Management
1.3 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Susan L. Bostrom For Against Management
1.3 Elect Director James D. Plummer For For Management
1.4 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.5 Elect Director John B. Shoven For Against Management
1.6 Elect Director Roger S. Siboni For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Lip-Bu Tan For Against Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC.
Ticker: CSII Security ID: 141619106
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha Goldberg Aronson For For Management
1b Elect Director William E. Cohn For Against Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 18, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Boor For For Management
1.2 Elect Director Joseph H. Stegmayer For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Frank E. English, Jr. For For Management
1.3 Elect Director William M. Farrow, III For For Management
1.4 Elect Director Edward J. Fitzpatrick For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Jill R. Goodman For For Management
1.7 Elect Director Roderick A. Palmore For For Management
1.8 Elect Director James E. Parisi For For Management
1.9 Elect Director Joseph P. Ratterman For For Management
1.10 Elect Director Michael L. Richter For For Management
1.11 Elect Director Jill E. Sommers For For Management
1.12 Elect Director Carole E. Stone For For Management
1.13 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CELLECTIS
Ticker: ALCLS Security ID: 15117K103
Meeting Date: JUN 26, 2018 Meeting Type: Annual/Special
Record Date: MAY 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 450,000
6 Reelect Andre Choulika as Director For Against Management
7 Reelect David Sourdive as Director For Against Management
8 Reelect Alain-Paul Godard as Director For Against Management
9 Renew Appointment of J.M.H. Conseil as For Against Management
Auditor and Acknowledge End of Mandate
of Georges Rey Conseils as Alternate
Auditor and Decision Not to Renew
10 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor and Acknowledge
End of Mandate of Auditex as Alternate
Auditor and Decision Not to Renew
11 Approve Board's Special Report on For For Management
Stock Option Grants
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries up to Aggregate
Nominal Amount of EUR 2,080,273.10
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries in the
Framework of an Equity Line up to
Aggregate Nominal Amount of EUR
1,040,136.55
16 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2,080,273.10
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2,080,273.10
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Qualified Investors and/or Restricted
Number of Investors, up to Aggregate
Nominal Amount of EUR 1,040,136.55
19 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Set Total Limit for Capital Increase For Against Management
to Result from Issuance Requests Under
Items 14 to 19 at EUR 2,080,273.10
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Million for Bonus Issue
or Increase in Par Value
22 Authorize up to 4,160,546 Shares for For Against Management
Use in Stock Option Plans
23 Authorize up to 4,160,546 Shares for For Against Management
Use in Restricted Stock Plans
24 Authorize Issuance of 3,328,436 For Against Management
Warrants (BSA) Reserved for
Non-executive Directors, Censors,
Members of Board committees, Employees
of Subsidiaries and Consultants
25 Approve Issuance of 4,160,546 Warrants For Against Management
(BSAAR and/or BSA) Reserved for
Employees and Executives
26 Authorize up to 1,248,163 Shares for For Against Management
Use in Preference Share Plans
27 Set Limit for Potential Share Grants For For Management
Pursuant to Items 22-26 Above at
4,160,546 Shares
28 Amend Article 14 of Bylaws Re: Board For Against Management
Decisions
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
CLOUDERA, INC.
Ticker: CLDR Security ID: 18914U100
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAY 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cole For Withhold Management
1.2 Elect Director Thomas J. Reilly For Withhold Management
1.3 Elect Director Michael A. Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLOVIS ONCOLOGY, INC.
Ticker: CLVS Security ID: 189464100
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Mahaffy For Withhold Management
1.2 Elect Director M. James Barrett For Withhold Management
1.3 Elect Director Thorlef Spickschen For Withhold Management
2 Approve Non-Employee Director For Against Management
Compensation Policy
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For Against Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Deborah J. Lucas For For Management
1j Elect Director Alex J. Pollock For For Management
1k Elect Director Terry L. Savage For For Management
1l Elect Director William R. Shepard For For Management
1m Elect Director Howard J. Siegel For For Management
1n Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAR 01, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Pamela Fletcher For For Management
1.4 Elect Director Susan M. James For For Management
1.5 Elect Director L. William (Bill) Krause For For Management
1.6 Elect Director Garry W. Rogerson For For Management
1.7 Elect Director Steve Skaggs For For Management
1.8 Elect Director Sandeep Vij For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For Against Management
1.2 Elect Director A. Jayson Adair For Against Management
1.3 Elect Director Matt Blunt For Against Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For Against Management
1.6 Elect Director James E. Meeks For Against Management
1.7 Elect Director Vincent W. Mitz For Against Management
1.8 Elect Director Thomas N. Tryforos For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Warren H. Haber For For Management
1f Elect Director John W. Hill For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director David J. Steinberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Siboni For Withhold Management
1.2 Elect Director Tayloe Stansbury For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.a Reelect Rodger Novak as Director and For For Management
Board Chairman
4.b Elect Samarth Kulkarni as Director For For Management
4.c Reelect Bradley Bolzon as Director For Against Management
4.d Reelect Ali Behbahani as Director For Against Management
4.e Reelect Pablo Cagnoni as Director For Against Management
4.f Reelect Kurt von Emster as Director For For Management
4.g Reelect Simeon J. George as Director For For Management
4.h Reelect Thomas Woiwode as Director For For Management
5.a Appoint Thomas Woiwode as Member of For For Management
the Compensation Committee
5.b Appoint Pablo Cagnoni as Member of the For Against Management
Compensation Committee
5.c Appoint Simeon J. George as Member of For For Management
the Compensation Committee
6.a Approve Fixed Remuneration of Board For For Management
Directors in the Amount of USD 396,500
6.b Approve Equity Remuneration of For Against Management
Directors in the Amount of USD 6.855
Million
6.c Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
USD 3.095 Million
6.d Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
USD 1.96 Million
6.e Approve Equity Remuneration of For Against Management
Executive Committee in the Amount of
USD 53.76 Million
7 Amend Pool of Conditional Capital for For Against Management
Employee Benefit Plans
8 Approve Omnibus Stock Plan For Against Management
9 Approve CHF 690'055 Authorized Capital For Against Management
Increase
10 Designate Marius Meier as Independent For For Management
Proxy
11 Ratify Ernst & Young AG as Auditors For For Management
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: NOV 07, 2017 Meeting Type: Special
Record Date: OCT 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Aptiv PLC For For Management
--------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC
Ticker: DLPH Security ID: G2709G107
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robin J. Adams For For Management
2 Elect Director Liam Butterworth For For Management
3 Elect Director Joseph S. Cantie For For Management
4 Elect Director Nelda J. Connors For Against Management
5 Elect Director Gary L. Cowger For For Management
6 Elect Director David S. Haffner For For Management
7 Elect Director Helmut Leube For For Management
8 Elect Director Timothy M. Manganello For For Management
9 Elect Director Hari N. Nair For Against Management
10 Elect Director MaryAnn Wright For For Management
11 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration Auditors
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DERMIRA, INC.
Ticker: DERM Security ID: 24983L104
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Fust For Withhold Management
1.2 Elect Director William R. Ringo For Withhold Management
1.3 Elect Director Kathleen Sebelius For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Laurence A. Chapman For For Management
1B Elect Director Michael A. Coke For For Management
1C Elect Director Kevin J. Kennedy For Against Management
1D Elect Director William G. LaPerch For Against Management
1E Elect Director Afshin Mohebbi For For Management
1F Elect Director Mark R. Patterson For For Management
1G Elect Director Mary Hogan Preusse For Against Management
1H Elect Director John T. Roberts, Jr. For For Management
1I Elect Director Dennis E. Singleton For For Management
1J Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINO'S PIZZA, INC.
Ticker: DPZ Security ID: 25754A201
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For Withhold Management
1.2 Elect Director C. Andrew Ballard For Withhold Management
1.3 Elect Director Andrew B. Balson For For Management
1.4 Elect Director Diana F. Cantor For Withhold Management
1.5 Elect Director J. Patrick Doyle For Withhold Management
1.6 Elect Director Richard L. Federico For For Management
1.7 Elect Director James A. Goldman For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy and Plan to Eliminate Against For Shareholder
Deforestation in Supply Chain
--------------------------------------------------------------------------------
DONALDSON COMPANY, INC.
Ticker: DCI Security ID: 257651109
Meeting Date: NOV 17, 2017 Meeting Type: Annual
Record Date: SEP 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tod E. Carpenter For For Management
1.2 Elect Director Pilar Cruz For For Management
1.3 Elect Director Ajita G. Rajendra For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: SEP 13, 2017 Meeting Type: Special
Record Date: AUG 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Michael R. Nicolais For For Management
1B Elect Director Richard R. Stewart For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Hirsch For Withhold Management
1.2 Elect Director Boris Nikolic For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Talbott Roche For For Management
1g Elect Director Richard A. Simonson For For Management
1h Elect Director Luis A. Ubinas For Against Management
1i Elect Director Denise F. Warren For For Management
1j Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For Withhold Management
1.2 Elect Director Robert E. Segert For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For Withhold Management
1.3 Elect Director Gary Hromadko For For Management
1.4 Elect Director Scott Kriens For For Management
1.5 Elect Director William Luby For For Management
1.6 Elect Director Irving Lyons, III For For Management
1.7 Elect Director Christopher Paisley For Withhold Management
1.8 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ESPERION THERAPEUTICS, INC.
Ticker: ESPR Security ID: 29664W105
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Berkowitz For For Management
1b Elect Director Antonio M. Gotto, Jr. For Withhold Management
1c Elect Director Nicole Vitullo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: FEB 08, 2018 Meeting Type: Annual
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Delores M. Etter For For Management
1.2 Elect Director Mary L. Howell For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. McDonnell For For Management
1.2 Elect Director Paul S. Althasen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 14, 2017 Meeting Type: Annual
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seamus Grady For Withhold Management
1.2 Elect Director Thomas F. Kelly For For Management
1.3 Elect Director Frank H. Levinson For For Management
2 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management
as Auditors
3 Amend Omnibus Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For Withhold Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For Withhold Management
1.8 Elect Director Peter A. Thiel For Withhold Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against For Shareholder
Management
5 Adopt Simple Majority Vote Against Against Shareholder
6 Report on Major Global Content Against For Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against For Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 19, 2017 Meeting Type: Annual
Record Date: OCT 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Malcolm Frank For Against Management
1.2 Elect Director Robin A. Abrams For Against Management
1.3 Elect Director Laurie Siegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option and Award Plan For Against Management
5 Amend Non-Employee Directors' Stock For Against Management
Option and Award Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: FEB 28, 2018 Meeting Type: Annual
Record Date: JAN 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director A. George Battle For For Management
1c Elect Director Mark W. Begor For For Management
1d Elect Director James D. Kirsner For For Management
1e Elect Director William J. Lansing For For Management
1f Elect Director Marc F. McMorris For Against Management
1g Elect Director Joanna Rees For Against Management
1h Elect Director David A. Rey For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard D. Oberton For Against Management
1b Elect Director Michael J. Ancius For Against Management
1c Elect Director Michael J. Dolan For Against Management
1d Elect Director Stephen L. Eastman For Against Management
1e Elect Director Daniel L. Florness For Against Management
1f Elect Director Rita J. Heise For For Management
1g Elect Director Darren R. Jackson For For Management
1h Elect Director Daniel L. Johnson For For Management
1i Elect Director Scott A. Satterlee For For Management
1j Elect Director Reyne K. Wisecup For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Keith W. Hughes For Against Management
1c Elect Director David K. Hunt For Against Management
1d Elect Director Stephan A. James For For Management
1e Elect Director Leslie M. Muma For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FINISAR CORPORATION
Ticker: FNSR Security ID: 31787A507
Meeting Date: SEP 05, 2017 Meeting Type: Annual
Record Date: JUL 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Dreyer For For Management
1.2 Elect Director Thomas E. Pardun For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Davis For For Management
1.2 Elect Director Harry F. DiSimone For For Management
1.3 Elect Director John Y. Kim For For Management
1.4 Elect Director Dennis F. Lynch For For Management
1.5 Elect Director Denis J. O'Leary For For Management
1.6 Elect Director Glenn M. Renwick For For Management
1.7 Elect Director Kim M. Robak For For Management
1.8 Elect Director JD Sherman For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Jeffery W. Yabuki For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila Gujrathi For Withhold Management
1b Elect Director Peder K. Jensen For Withhold Management
1c Elect Director Aron M. Knickerbocker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: FEB 07, 2018 Meeting Type: Special
Record Date: DEC 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Johnson For Withhold Management
1.2 Elect Director Hala G. Moddelmog For Withhold Management
1.3 Elect Director Jeffrey S. Sloan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For Against Management
Requirement
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: APR 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Ken Xie For For Management
2.2 Elect Director Gary Locke For For Management
2.3 Elect Director Judith Sim For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann F. Hackett For For Management
1b Elect Director John G. Morikis For For Management
1c Elect Director Ronald V. Waters, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FORWARD PHARMA A/S
Ticker: FWP Security ID: 34986J105
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Management and For For Management
Board
5a Elect Florian Schonharting as Director For For Management
5b Elect Duncan Charles McNaught Moore as For For Management
Director
5c Elect Torsten Goesch as Director For For Management
5d Elect Grant Hellier Lawrence as For For Management
Director
5e Elect Jakob Mosegaard Larsen as For For Management
Director
6 Ratify Auditors For For Management
7 Other Business None None Management
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Bingle For For Management
1b Elect Director Peter E. Bisson For For Management
1c Elect Director Richard J. Bressler For For Management
1d Elect Director Raul E. Cesan For For Management
1e Elect Director Karen E. Dykstra For For Management
1f Elect Director Anne Sutherland Fuchs For For Management
1g Elect Director William O. Grabe For For Management
1h Elect Director Eugene A. Hall For For Management
1i Elect Director Stephen G. Pagliuca For For Management
1j Elect Director Eileen Serra For For Management
1k Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENFIT
Ticker: GNFT Security ID: F43738107
Meeting Date: JUN 15, 2018 Meeting Type: Annual/Special
Record Date: JUN 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Board Members and Auditors
2 Approve Consolidated Financial For For Management
Statements and Discharge Board Members
and Auditors
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Transaction with Biotech Avenir For For Management
Re: Administrative Services
6 Ratify Transaction with Fonds de For For Management
Dotation Nash Education Program Re:
Administrative Services
7 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 225,000
9 Approve Compensation of Jean-Francois For Against Management
Mouney, Chairman and CEO
10 Approve Remuneration Policy of For Against Management
Chairman and CEO
11 Renew Appointments of Ernst and Young For For Management
et Autres as Auditor and Auditex as
Alternate Auditor
12 Renew Appointments of Grant Thornton For For Management
as Auditor and IGEC as Alternate
Auditor
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.25 Million
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.25 Million
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 2.25 Million
16 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 2.25
Million
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 13-15, 17
19 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Increase of Up to For Against Management
EUR 2.25 Million for Future Exchange
Offers
21 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 13-15, 17-20 at EUR 2.25 Million
22 Authorize Issuance of Warrants (BSA) For Against Management
Reserved for Independent Supervisory
Board Members and Consultants, up to
Aggregate Nominal Amount of EUR 12,500
23 Authorize up to 275,000 Shares for Use For Against Management
in Stock Option Plans
24 Authorize up to 75,000 Shares for Use For Against Management
in Restricted Stock Plans
25 Authorize Capital Issuances for Use in Against For Management
Employee Stock Purchase Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GEN Security ID: K3967W102
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Omission of Dividends
4a Reelect Mats Pettersson as Director For For Management
4b Reelect Anders Gersel Pedersen as For For Management
Director
4c Reelect Deirdre P. Connelly as Director For For Management
4d Reelect Pernille Erenbjerg as Director For For Management
4e Reelect Rolf Hoffmann as Director For For Management
4f Reelect Paolo Paoletti as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
6b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 800,000 for Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
6c Approve Creation of DKK 7.5 Million For For Management
Pool of Capital without Preemptive
Rights
6d Amend Articles Re: Documents in For For Management
Connection with General Meetings in
English Only
6e Amend Articles Re: Remove Age Limit For For Management
For Directors
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Burns For Withhold Management
1.2 Elect Director Gilbert H. Kliman For Withhold Management
1.3 Elect Director Marc A. Stapley For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Morrison For Withhold Management
1.2 Elect Director Deval L. Patrick For Withhold Management
1.3 Elect Director Mark L. Perry For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Other Business None Against Management
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Jacobs For For Management
1.2 Elect Director Robert H.B. Baldwin, Jr. For For Management
1.3 Elect Director Alan M. Silberstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herald Y. Chen For Withhold Management
1.2 Elect Director Gregory K. Mondre For Withhold Management
1.3 Elect Director Bob Parsons For Withhold Management
1.4 Elect Director Brian H. Sharples For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David H. Kelsey For Against Management
1b Elect Director James W. Bradford, Jr. For For Management
1c Elect Director Michael F. McNally For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB Security ID: 400110102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katrina Lake For Withhold Management
1.2 Elect Director Matthew Maloney For Withhold Management
1.3 Elect Director Brian McAndrews For Withhold Management
2 Ratify Crowe Horwath LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 07, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew William Fraser For For Management
Brown
1.2 Elect Director Clifton Thomas For For Management
Weatherford
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC.
Ticker: HDS Security ID: 40416M105
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Betsy S. Atkins - None None Management
Withdrawn Resolution
2.2 Elect Director Scott D. Ostfeld For For Management
2.3 Elect Director James A. Rubright For For Management
2.4 Elect Director Lauren Taylor Wolfe For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 16, 2018 Meeting Type: Annual
Record Date: JAN 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For Withhold Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For Withhold Management
1.6 Elect Director Laurans A. Mendelson For Withhold Management
1.7 Elect Director Victor H. Mendelson For Withhold Management
1.8 Elect Director Julie Neitzel For For Management
1.9 Elect Director Alan Schriesheim For Withhold Management
1.10 Elect Director Frank J. Schwitter For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Increase Authorized Class A Common For For Management
Stock
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick L. Stanage For For Management
1.2 Elect Director Joel S. Beckman For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Cynthia M. Egnotovich For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Thomas A. Gendron For For Management
1.8 Elect Director Jeffrey A. Graves For For Management
1.9 Elect Director Guy C. Hachey For For Management
1.10 Elect Director David L. Pugh For For Management
1.11 Elect Directorn Catherine A. Suever For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOME BANCSHARES, INC.
Ticker: HOMB Security ID: 436893200
Meeting Date: SEP 25, 2017 Meeting Type: Special
Record Date: AUG 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Anthony J. Guzzi For For Management
1.3 Elect Director Neal J. Keating For For Management
1.4 Elect Director John F. Malloy For For Management
1.5 Elect Director Judith F. Marks For For Management
1.6 Elect Director David G. Nord For For Management
1.7 Elect Director John G. Russell For For Management
1.8 Elect Director Steven R. Shawley For For Management
1.9 Elect Director Richard J. Swift For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For Against Management
1b Elect Director Ron Gill For Against Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Cook For For Management
1.2 Elect Director Cynthia J. Warner For For Management
1.3 Elect Director Mark A. Buthman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director Daniel M. Junius For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: NOV 03, 2017 Meeting Type: Annual
Record Date: SEP 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Corasanti For Against Management
1b Elect Director William A. Schromm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOMEDICS, INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: APR 02, 2018 Meeting Type: Annual
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Director Behzad Aghazadeh For For Management
1.2 Election Director Scott Canute For Against Management
1.3 Election Director Peter Barton Hutt For Against Management
1.4 Election Director Khalid Islam For Against Management
1.5 Election Director Michael Pehl For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For Against Management
1.2 Elect Director Jean-Jacques Bienaime For Against Management
1.3 Elect Director Paul A. Brooke For Against Management
1.4 Elect Director Paul J. Clancy For Against Management
1.5 Elect Director Wendy L. Dixon For Against Management
1.6 Elect Director Jacqualyn A. Fouse For For Management
1.7 Elect Director Paul A. Friedman For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avtar S. Dhillon For Withhold Management
1.2 Elect Director J. Joseph Kim For Withhold Management
1.3 Elect Director Simon X. Benito For Withhold Management
1.4 Elect Director Morton Collins For For Management
1.5 Elect Director Adel A. F. Mahmoud For Withhold Management
1.6 Elect Director Angel Cabrera For Withhold Management
1.7 Elect Director David B. Weiner For Withhold Management
1.8 Elect Director Wendy Yarno For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diosdado P. Banatao For For Management
1.2 Elect Director Ford Tamer For For Management
1.3 Elect Director William J. Ruehle For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 18, 2018 Meeting Type: Annual
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Alafi For For Management
1.2 Elect Director Joel S. Marcus For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: AUG 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock and For For Management
Effect Stock Split
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Michael A. Friedman For Against Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For Against Management
1e Elect Director Keith R. Leonard, Jr. For Against Management
1f Elect Director Alan J. Levy For For Management
1g Elect Director Jami Dover Nachtsheim For Against Management
1h Elect Director Mark J. Rubash For For Management
1i Elect Director Lonnie M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For Withhold Management
1.2 Elect Director Maria Fardis For Withhold Management
1.3 Elect Director Michael Weiser For Withhold Management
1.4 Elect Director Ryan Maynard For Withhold Management
1.5 Elect Director Merrill A. McPeak For Withhold Management
1.6 Elect Director Wayne Rothbaum For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION
Ticker: IPGP Security ID: 44980X109
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valentin P. Gapontsev For Withhold Management
1.2 Elect Director Eugene A. Scherbakov For Withhold Management
1.3 Elect Director Igor Samartsev For Withhold Management
1.4 Elect Director Michael C. Child For Withhold Management
1.5 Elect Director Henry E. Gauthier For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Eric Meurice For Withhold Management
1.8 Elect Director John R. Peeler For Withhold Management
1.9 Elect Director Thomas J. Seifert For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Noel Bairey Merz For For Management
1.2 Elect Director Mark J. Rubash For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC.
Ticker: JNCE Security ID: 481116101
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Duncan Higgons For Withhold Management
1.2 Elect Director Robert Tepper For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
K2M GROUP HOLDINGS, INC.
Ticker: KTWO Security ID: 48273J107
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric D. Major For Withhold Management
1.2 Elect Director Paul B. Queally For Withhold Management
1.3 Elect Director Raymond A. Ranelli For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA JOLLA PHARMACEUTICAL COMPANY
Ticker: LJPC Security ID: 503459604
Meeting Date: SEP 01, 2017 Meeting Type: Annual
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Tidmarsh For Withhold Management
1.2 Elect Director Kevin C. Tang For Withhold Management
1.3 Elect Director Laura L. Douglass For Withhold Management
1.4 Elect Director Craig A. Johnson For Withhold Management
1.5 Elect Director Robert H. Rosen For Withhold Management
2 Ratify Squar Milner LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Brunner For For Management
1b Elect Director Robert G. Culp, III For For Management
1c Elect Director R. Ted Enloe, III For For Management
1d Elect Director Manuel A. Fernandez For For Management
1e Elect Director Matthew C. Flanigan For For Management
1f Elect Director Karl G. Glassman For For Management
1g Elect Director Joseph W. McClanathan For For Management
1h Elect Director Judy C. Odom For For Management
1i Elect Director Phoebe A. Wood For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LENDINGTREE, INC.
Ticker: TREE Security ID: 52603B107
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gabriel Dalporto For For Management
1.2 Elect Director Thomas M. Davidson, Jr. For For Management
1.3 Elect Director Neal Dermer For For Management
1.4 Elect Director Robin Henderson For For Management
1.5 Elect Director Peter Horan For For Management
1.6 Elect Director Douglas Lebda For For Management
1.7 Elect Director Steven Ozonian For Against Management
1.8 Elect Director Saras Sarasvathy For Against Management
1.9 Elect Director G. Kennedy Thompson For For Management
1.10 Elect Director Craig Troyer For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
Ticker: LII Security ID: 526107107
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Major For Withhold Management
1.2 Elect Director Gregory T. Swienton For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Espeland For For Management
1.2 Elect Director Stephen G. Hanks For For Management
1.3 Elect Director Michael F. Hilton For For Management
1.4 Elect Director G. Russell Lincoln For For Management
1.5 Elect Director Kathryn Jo Lincoln For For Management
1.6 Elect Director William E. MacDonald, For For Management
III
1.7 Elect Director Christopher L. Mapes For For Management
1.8 Elect Director Phillip J. Mason For For Management
1.9 Elect Director Hellene S. Runtagh For For Management
1.10 Elect Director Ben P. Patel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOXO ONCOLOGY, INC.
Ticker: LOXO Security ID: 548862101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua H. Bilenker For Withhold Management
1.2 Elect Director Steve D. Harr For Withhold Management
1.3 Elect Director Tim M. Mayleben For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 02, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin A. Kaplan For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Penelope A. Herscher For For Management
1d Elect Director Samuel F. Thomas For For Management
1e Elect Director Brian J. Lillie For For Management
1f Elect Director Alan S. Lowe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Ticker: MTSI Security ID: 55405Y100
Meeting Date: MAR 01, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Ocampo For Withhold Management
1.2 Elect Director John Croteau For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca Taub For Withhold Management
1.2 Elect Director Fred B. Craves For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Steven L. Begleiter For For Management
1c Elect Director Stephen P. Casper For For Management
1d Elect Director Jane Chwick For Against Management
1e Elect Director William F. Cruger For For Management
1f Elect Director David G. Gomach For For Management
1g Elect Director Carlos M. Hernandez For For Management
1h Elect Director Richard G. Ketchum For For Management
1i Elect Director Emily H. Portney For For Management
1j Elect Director John Steinhardt For For Management
1k Elect Director James J. Sullivan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue W. Cole For Against Management
1.2 Elect Director Smith W. Davis For For Management
1.3 Elect Director John J. Koraleski For Against Management
1.4 Elect Director David G. Maffucci For For Management
1.5 Elect Director Michael J. Quillen For Against Management
1.6 Elect Director Donald W. Slager For For Management
1.7 Elect Director Stephen P. Zelnak, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tudor Brown For For Management
1.2 Elect Director Richard S. Hill For Against Management
1.3 Elect Director Oleg Khaykin For For Management
1.4 Elect Director Bethany Mayer For For Management
1.5 Elect Director Donna Morris For For Management
1.6 Elect Director Matthew J. Murphy For For Management
1.7 Elect Director Michael Strachan For For Management
1.8 Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Richard A. Manoogian For For Management
1c Elect Director John C. Plant For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. Lynch For For Management
1.2 Elect Director Jody L. Bilney For For Management
1.3 Elect Director Robert J. Byrne For For Management
1.4 Elect Director Peter R. Dachowski For For Management
1.5 Elect Director Jonathan F. Foster For Withhold Management
1.6 Elect Director Thomas W. Greene For For Management
1.7 Elect Director Daphne E. Jones For For Management
1.8 Elect Director George A. Lorch For For Management
1.9 Elect Director William S. Oesterle For For Management
1.10 Elect Director Francis M. Scricco For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration Auditors
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For Withhold Management
1.2 Elect Director Javier Palomarez For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC.
Ticker: MDSO Security ID: 58471A105
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tarek A. Sherif For Against Management
1b Elect Director Glen M. de Vries For Against Management
1c Elect Director Carlos Dominguez For Against Management
1d Elect Director Neil M. Kurtz For For Management
1e Elect Director George W. McCulloch For For Management
1f Elect Director Lee A. Shapiro For Against Management
1g Elect Director Robert B. Taylor For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 17, 2018 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Patrick J. Byrne For For Management
1.4 Elect Director Mercedes Johnson For For Management
1.5 Elect Director Sanjay Mehrotra For For Management
1.6 Elect Director Lawrence N. Mondry For For Management
1.7 Elect Director Robert E. Switz For Against Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald G. Colella For For Management
1.2 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Filip Balcaen For For Management
1.2 Elect Director Bruce C. Bruckmann For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Benjamin F. duPont For For Management
1d Elect Director Wayne Edmunds For Against Management
1e Elect Director Alice W. Handy For For Management
1f Elect Director Catherine R. Kinney For For Management
1g Elect Director Wendy E. Lane For For Management
1h Elect Director Jacques P. Perold For For Management
1i Elect Director Linda H. Riefler For For Management
1j Elect Director George W. Siguler For For Management
1k Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeff Ajer For For Management
1b Elect Director Robert B. Chess For For Management
1c Elect Director Roy A. Whitfield For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For For Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Adopt Proxy Access Right Against For Shareholder
6 Adopt Compensation Clawback Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Adopt Simple Majority Vote Against Against Shareholder
9 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For Withhold Management
1.2 Elect Director George J. Morrow For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 22, 2017 Meeting Type: Annual
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Cirne For Withhold Management
1.2 Elect Director Peter Fenton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: FEB 27, 2018 Meeting Type: Annual
Record Date: JAN 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. George, Jr. For For Management
1.2 Elect Director Michael F. Hilton For Withhold Management
1.3 Elect Director Frank M. Jaehnert For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 18, 2017 Meeting Type: Annual
Record Date: OCT 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Steven J. Gomo For Against Management
1c Elect Director Jeffrey T. Parks For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director Persis S. Drell For For Management
1d Elect Director James C. Gaither For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Mark L. Perry For For Management
1j Elect Director A. Brooke Seawell For For Management
1k Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Discussion of the Implementation of None None Management
the Remuneration Policy
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Discharge of Board Members For For Management
3.a Reelect Richard L. Clemmer as For For Management
Executive Director
3.b Reelect Peter Bonfield as For For Management
Non-Executive Director
3.c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3.d Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3.e Reelect Josef Kaeser as Non-Executive For For Management
Director
3.f Reelect Eric Meurice as Non-Executive For For Management
Director
3.g Reelect Peter Smitham as Non-Executive For For Management
Director
3.h Reelect Julie Southern as For For Management
Non-Executive Director
3.i Reelect Gregory Summe as Non-Executive For For Management
Director
4.a Approve Conditional Appointment of For For Management
Steve Mollenkopf as Executive Director
4.b Approve Conditional Appointment of For For Management
George S. Davis as Non-Executive
Director
4.c Approve Conditional Appointment of For For Management
Donald J. Rosenberg as Non-Executive
Director
4.d Approve Conditional Appointment of For For Management
Brian Modoff as Non-Executive Director
4.e Approve Conditional Appointment of Rob For For Management
ter Haar as Non-Executive Director
4.f Approve Conditional Appointment of For For Management
Steven Perrick as Non-Executive
Director
5.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
5.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Cancellation of Ordinary Shares For For Management
8 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
OCLARO, INC.
Ticker: OCLR Security ID: 67555N206
Meeting Date: NOV 17, 2017 Meeting Type: Annual
Record Date: SEP 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Collins For For Management
1.2 Elect Director Denise Haylor For For Management
1.3 Elect Director William L. Smith For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd McKinnon For Withhold Management
1.2 Elect Director Michael Kourey For Withhold Management
1.3 Elect Director Michael Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl E. Congdon For Withhold Management
1.2 Elect Director David S. Congdon For Withhold Management
1.3 Elect Director Sherry A. Aaholm For For Management
1.4 Elect Director John R. Congdon, Jr. For Withhold Management
1.5 Elect Director Robert G. Culp, III For Withhold Management
1.6 Elect Director Bradley R. Gabosch For Withhold Management
1.7 Elect Director Greg C. Gantt For Withhold Management
1.8 Elect Director Patrick D. Hanley For Withhold Management
1.9 Elect Director John D. Kasarda For Withhold Management
1.10 Elect Director Leo H. Suggs For Withhold Management
1.11 Elect Director D. Michael Wray For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Cesar Conde For For Management
1B Elect Director Adrienne D. Elsner For For Management
1C Elect Director J. Brian Ferguson For For Management
1D Elect Director Ralph F. Hake For For Management
1E Elect Director Edward F. Lonergan For For Management
1F Elect Director Maryann T. Mannen For For Management
1G Elect Director W. Howard Morris For For Management
1H Elect Director Suzanne P. Nimocks For Against Management
1I Elect Director Michael H. Thaman For For Management
1J Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For Against Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC.
Ticker: PAYC Security ID: 70432V102
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Levenson For Withhold Management
1.2 Elect Director Frederick C. Peters, II For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Sarowitz For Withhold Management
1.2 Elect Director Ellen Carnahan For Withhold Management
1.3 Elect Director Jeffrey T. Diehl For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For Against Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For Against Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director David M. Moffett For Against Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For Against Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Amend Proxy Access Right Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Gyenes For Against Management
1.2 Elect Director Richard Jones For For Management
1.3 Elect Director Dianne Ledingham For For Management
1.4 Elect Director James O'Halloran For For Management
1.5 Elect Director Sharon Rowlands For For Management
1.6 Elect Director Alan Trefler For For Management
1.7 Elect Director Larry Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PGT INNOVATIONS, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Floyd F. Sherman For For Management
1.2 Elect Director Rodney Hershberger For For Management
1.3 Elect Director Sheree L. Bargabos For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew W. Code For For Management
1b Elect Director Timothy M. Graven For For Management
1c Elect Director Manuel J. Perez de la For For Management
Mesa
1d Elect Director Harlan F. Seymour For For Management
1e Elect Director Robert C. Sledd For For Management
1f Elect Director John E. Stokely For For Management
1g Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC.
Ticker: PTLA Security ID: 737010108
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Fenton For For Management
1.2 Elect Director Charles J. Homcy For For Management
1.3 Elect Director David C. Stump For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Evan For For Management
1.2 Elect Director Kristen Gil For For Management
1.3 Elect Director Gary Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice D. Chaffin For For Management
1.2 Elect Director Phillip M. Fernandez For For Management
1.3 Elect Director Donald K. Grierson For For Management
1.4 Elect Director James E. Heppelmann For For Management
1.5 Elect Director Klaus Hoehn For For Management
1.6 Elect Director Paul A. Lacy For For Management
1.7 Elect Director Corinna Lathan For For Management
1.8 Elect Director Robert P. Schechter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PULSE BIOSCIENCES, INC.
Ticker: PLSE Security ID: 74587B101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth A. Clark For Against Management
1B Elect Director Robert W. Duggan For Against Management
1C Elect Director Thomas J. Fogarty For Against Management
1D Elect Director Manmeet S. Soni For For Management
1E Elect Director Darrin R. Uecker For Against Management
1F Elect Director Mahkam 'Maky' Zanganeh For For Management
2 Change State of Incorporation from For Against Management
Nevada to Delaware
3 Issue Updated Indemnification For Against Management
Agreements
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 13, 2017 Meeting Type: Annual
Record Date: JUL 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell I. Quain For For Management
1.2 Elect Director Michael J. Hartnett For For Management
1.3 Elect Director Amir Faghri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Approve Executive Incentive Bonus Plan For For Management
7 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Ingraham For For Management
1.2 Elect Director Jeffrey T. Leeds For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
RESTAURANT BRANDS INTERNATIONAL LIMITED PARTNERSHIP
Ticker: RSTRF Security ID: 76090H103
Meeting Date: JUN 07, 2018 Meeting Type: Annual/Special
Record Date: APR 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandre Behring For Withhold Management
1.2 Elect Director Marc Caira For Withhold Management
1.3 Elect Director Joao M. Castro-Neves For For Management
1.4 Elect Director Martin E. Franklin For Withhold Management
1.5 Elect Director Paul J. Fribourg For Withhold Management
1.6 Elect Director Neil Golden For For Management
1.7 Elect Director Ali G. Hedayat For For Management
1.8 Elect Director Golnar Khosrowshahi For For Management
1.9 Elect Director Daniel S. Schwartz For For Management
1.10 Elect Director Carlos Alberto Sicupira For For Management
1.11 Elect Director Roberto Moses Thompson For Withhold Management
Motta
1.12 Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Omnibus Stock Plan For Against Management
5 Report on Policy to Reduce Against For Shareholder
Deforestation in Supply Chain
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold M. Messmer, Jr. For Withhold Management
1.2 Elect Director Marc H. Morial For Withhold Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For Withhold Management
1.5 Elect Director Frederick A. Richman For Withhold Management
1.6 Elect Director M. Keith Waddell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Lagacy For For Management
1.2 Elect Director Robert A. Livingston For For Management
1.3 Elect Director Frederick R. Nance For For Management
1.4 Elect Director William B. Summers, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William D. Green For Against Management
1.3 Elect Director Charles E. Haldeman, Jr. For Against Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Maria R. Morris For For Management
1.8 Elect Director Douglas L. Peterson For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geno Germano For Withhold Management
1.2 Elect Director Steven Paul For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Keith Block For For Management
1c Elect Director Craig Conway For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Bernard Tyson For For Management
1j Elect Director Robin Washington For For Management
1k Elect Director Maynard Webb For For Management
1l Elect Director Susan Wojcicki For For Management
2 Amend Right to Call Special Meeting For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Eliminate Supermajority Vote Against Against Shareholder
Requirement
7 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Stewart Parker For For Management
1.2 Elect Director Robert F. Carey For For Management
1.3 Elect Director Stephen G. Dilly For Against Management
1.4 Elect Director Roger Jeffs For Against Management
1.5 Elect Director Alexander D. Macrae For Against Management
1.6 Elect Director Steven J. Mento For For Management
1.7 Elect Director Saira Ramasastry For Against Management
1.8 Elect Director Joseph S. Zakrzewski For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For Against Management
1.2 Elect Director Douglas S. Ingram For For Management
1.3 Elect Director Hans Wigzell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clay B. Siegall For Withhold Management
1.2 Elect Director Felix Baker For For Management
1.3 Elect Director Nancy A. Simonian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl A. Guarino For Against Management
1b Elect Director Carmen V. Romeo For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For Against Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Frederic B. Luddy For For Management
1d Elect Director Jeffrey A. Miller For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 30, 2018 Meeting Type: Annual/Special
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tobias Lutke For For Management
1.2 Elect Director Robert Ashe For For Management
1.3 Elect Director Steven Collins For Withhold Management
1.4 Elect Director Gail Goodman For For Management
1.5 Elect Director Jeremy Levine For For Management
1.6 Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For Against Management
4 Amend Long Term Incentive Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Tyson Tuttle For Against Management
1B Elect Director Sumit Sadana For Against Management
1C Elect Director Gregg Lowe For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Black For Withhold Management
1.2 Elect Director Jack L. Wyszomierski For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Timothy R. Furey For For Management
1.4 Elect Director Liam K. Griffin For For Management
1.5 Elect Director Balakrishnan S. Iyer For Against Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director David J. McLachlan For For Management
1.9 Elect Director Robert A. Schriesheim For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
5 Ratify Existing Ownership Threshold For For Management
for Shareholders to Call Special
Meeting
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: OCT 25, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPARK THERAPEUTICS, INC.
Ticker: ONCE Security ID: 84652J103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Marrazzo For Withhold Management
1.2 Elect Director Vincent J. Milano For Withhold Management
1.3 Elect Director Elliott Sigal For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Chadwell For For Management
1b Elect Director Irene M. Esteves For For Management
1c Elect Director Paul Fulchino For For Management
1d Elect Director Thomas C. Gentile, III For For Management
1e Elect Director Richard Gephardt For For Management
1f Elect Director Robert Johnson For Against Management
1g Elect Director Ronald T. Kadish For For Management
1h Elect Director John Plueger For For Management
1i Elect Director Laura Wright For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Reduction of Threshold to Call For Against Management
Special Meetings to 25% of Outstanding
Shares
5 Approve Reduction of Threshold to Call Against For Shareholder
Special Meetings to 10% of Outstanding
Shares
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Douglas Merritt For For Management
1c Elect Director Graham Smith For Against Management
1d Elect Director Godfrey Sullivan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Garutti For For Management
1.2 Elect Director Mary Meeker For Withhold Management
1.3 Elect Director Naveen Rao For For Management
1.4 Elect Director Lawrence Summers For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan E. Michael For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC.
Ticker: DATA Security ID: 87336U105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Billy Bosworth For Withhold Management
1.2 Elect Director Patrick Hanrahan For Withhold Management
1.3 Elect Director Hilarie Koplow-McAdams For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4.1 Elect F.C. Tseng with Shareholder No. For For Management
104 as Non-Independent Director
4.2 Elect Mei-ling Chen , a Representative For For Management
of National Development Fund,
Executive Yuan with Shareholder No. 1,
as Non-Independent Director
4.3 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
4.4 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
4.5 Elect Sir Peter L. Bonfield with ID No. For For Management
504512XXX as Independent Director
4.6 Elect Stan Shih with Shareholder No. For For Management
534770 as Independent Director
4.7 Elect Thomas J. Engibous with ID No. For For Management
515274XXX as Independent Director
4.8 Elect Kok-Choo Chen with ID No. For For Management
A210358XXX as Independent Director
4.9 Elect Michael R. Splinter with ID No. For For Management
488601XXX as Independent Director
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Candace H. Duncan For For Management
1b Elect Director Liam J. Kelly For For Management
1c Elect Director Stephen K. Klasko For For Management
1d Elect Director Stuart A. Randle For For Management
1e Elect Director Andrew A. Krakauer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Dong Sheng as Director For Against Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TESARO, INC.
Ticker: TSRO Security ID: 881569107
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leon (Lonnie) O. For For Management
Moulder, Jr.
1b Elect Director Mary Lynne Hedley For For Management
1c Elect Director David M. Mott For Withhold Management
1d Elect Director Lawrence M. Alleva For Withhold Management
1e Elect Director James O. Armitage For For Management
1f Elect Director Earl M. (Duke) Collier, For For Management
Jr.
1g Elect Director Garry A. Nicholson For For Management
1h Elect Director Kavita Patel For For Management
1i Elect Director Beth Seidenberg For Withhold Management
1j Elect Director Pascale Witz For Withhold Management
2 Approve Non-Employee Director For Against Management
Compensation Policy
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHEMOURS COMPANY
Ticker: CC Security ID: 163851108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis V. Anastasio For Against Management
1b Elect Director Bradley J. Bell For For Management
1c Elect Director Richard H. Brown For For Management
1d Elect Director Mary B. Cranston For Against Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Dawn L. Farrell For Against Management
1g Elect Director Sean D. Keohane For For Management
1h Elect Director Mark P. Vergnano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For Against Management
Requirement to Amend Bylaws
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director David F. Hodnik For For Management
1.3 Elect Director Richard J. Kramer For For Management
1.4 Elect Director Susan J. Kropf For Against Management
1.5 Elect Director John G. Morikis For For Management
1.6 Elect Director Christine A. Poon For Against Management
1.7 Elect Director John M. Stropki For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Matthew Thornton, III For For Management
1.10 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc D. Scherr For Against Management
1b Elect Director James A. FitzPatrick, For Against Management
Jr.
1c Elect Director Rick A. Wilber For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 12, 2017 Meeting Type: Annual
Record Date: OCT 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan H. Suwinski For For Management
1.2 Elect Director J. Allen Kosowsky For For Management
1.3 Elect Director Wilson Jones For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Kriss Cloninger, III For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Sidney E. Harris For For Management
1e Elect Director William M. Isaac For For Management
1f Elect Director Mason H. Lampton For For Management
1g Elect Director Connie D. McDaniel For For Management
1h Elect Director Richard A. Smith For For Management
1i Elect Director Philip W. Tomlinson For For Management
1j Elect Director John T. Turner For For Management
1k Elect Director Richard W. Ussery For For Management
1l Elect Director M. Troy Woods For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 20, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barr For Withhold Management
1.2 Elect Director William Dries For Withhold Management
1.3 Elect Director Mervin Dunn For Withhold Management
1.4 Elect Director Michael Graff For Withhold Management
1.5 Elect Director Sean Hennessy For Withhold Management
1.6 Elect Director W. Nicholas Howley For Withhold Management
1.7 Elect Director Raymond Laubenthal For Withhold Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director Douglas Peacock For Withhold Management
1.10 Elect Director Robert Small For Withhold Management
1.11 Elect Director John Staer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela A. Joseph For Withhold Management
1.2 Elect Director James M. Peck For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cline For Withhold Management
1.2 Elect Director Patricia B. Robinson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
Ticker: TYL Security ID: 902252105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Donald R. Brattain For Against Management
1B Elect Director Glenn A. Carter For Against Management
1C Elect Director Brenda A. Cline For Against Management
1D Elect Director J. Luther King, Jr. For Against Management
1E Elect Director John S. Marr, Jr. For Against Management
1F Elect Director H. Lynn Moore, Jr. For Against Management
1G Elect Director Daniel M. Pope For Against Management
1H Elect Director Dustin R. Womble For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For Withhold Management
1b Elect Director Michael Narachi For For Management
1c Elect Director Clay B. Siegall For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director Jenne K. Britell For For Management
1.3 Elect Director Marc A. Bruno For For Management
1.4 Elect Director Bobby J. Griffin For Against Management
1.5 Elect Director Terri L. Kelly For For Management
1.6 Elect Director Michael J. Kneeland For For Management
1.7 Elect Director Gracia C. Martore For For Management
1.8 Elect Director Jason D. Papastavrou For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Donald C. Roof For For Management
1.11 Elect Director Shiv Singh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For Against Management
1b Elect Director Richard C. Elias For Against Management
1c Elect Director Elizabeth H. Gemmill For Against Management
1d Elect Director Rosemarie B. Greco For For Management
1e Elect Director C. Keith Hartley For Against Management
1f Elect Director Lawrence Lacerte For Against Management
1g Elect Director Sidney D. Rosenblatt For Against Management
1h Elect Director Sherwin I. Seligsohn For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC.
Ticker: UFPI Security ID: 913543104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Missad For For Management
1b Elect Director Thomas W. Rhodes For For Management
1c Elect Director Brian C. Walker For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 06, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Roland A. Hernandez For For Management
1c Elect Director Robert A. Katz For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Michele Romanow For For Management
1f Elect Director Hilary A. Schneider For For Management
1g Elect Director D. Bruce Sewell For For Management
1h Elect Director John F. Sorte For For Management
1i Elect Director Peter A. Vaughn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VANTIV, INC.
Ticker: VNTV Security ID: 92210H105
Meeting Date: JAN 08, 2018 Meeting Type: Special
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy C. Barabe For For Management
1.2 Elect Director Gordon Ritter For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Jeffrey M. Leiden For For Management
1.3 Elect Director Bruce I. Sachs For For Management
2 Reduce Supermajority Vote Requirement For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Drug Pricing Increases Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VIAVI SOLUTIONS INC.
Ticker: VIAV Security ID: 925550105
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Keith Barnes For For Management
1.3 Elect Director Tor Braham For For Management
1.4 Elect Director Timothy Campos For For Management
1.5 Elect Director Donald Colvin For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Oleg Khaykin For For Management
1.8 Elect Director Pamela Strayer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Amend Omnibus Stock Plan For Against Management
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Higgins For Withhold Management
1.2 Elect Director Perry A. Karsen For Withhold Management
1.3 Elect Director Wendy Dixon For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Fanning For For Management
1b Elect Director J. Thomas Hill For For Management
1c Elect Director Cynthia L. Hostetler For For Management
1d Elect Director Richard T. O'Brien For For Management
1e Elect Director Kathleen L. Quirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WABCO HOLDINGS INC.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Paul L. Montupet For For Management
1.2 Elect Director D. Nick Reilly For For Management
1.3 Elect Director Michael T. Smith For Withhold Management
2 Ratify Ernst & Young Bedrijfsrevisoren For For Management
BCVBA/Reviseurs d'Entreprises SCCRL as
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WATSCO, INC.
Ticker: WSO Security ID: 942622200
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Rubin For For Management
1.2 Elect Director George P. Sape For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELBILT, INC.
Ticker: WBT Security ID: 949090104
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cynthia M. Egnotovich For For Management
1b Elect Director Dino J. Bianco For For Management
1c Elect Director Joan K. Chow For For Management
1d Elect Director Thomas D. Davis For For Management
1e Elect Director Janice L. Fields For For Management
1f Elect Director Brian R. Gamache For For Management
1g Elect Director Andrew Langham For Against Management
1h Elect Director Hubertus M. Muehlhaeuser For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bachman For Against Management
1.2 Elect Director Regina O. Sommer For For Management
1.3 Elect Director Jack VanWoerkom For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WIRECARD AG
Ticker: WDI Security ID: D22359133
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: MAY 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2017
(Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.18 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2017
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2017
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2018
6 Elect Anastassia Lauterbach to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with For For Management
Subsidiary Wirecard Technologies GmbH
8 Amend Corporate Purpose For For Management
9 Approve Increase in Size of Board to For For Management
Six Members
10 Elect Susana Quintana-Plaza to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 24, 2018 Meeting Type: Annual
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For Withhold Management
1.2 Elect Director David A. Duffield For Withhold Management
1.3 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WORLDPAY, INC.
Ticker: WP Security ID: 981558109
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Drucker For Withhold Management
1.2 Elect Director Karen Richardson For For Management
1.3 Elect Director Boon Sim For Withhold Management
1.4 Elect Director Jeffrey Stiefler For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Endres For For Management
1.2 Elect Director Ozey K. Horton, Jr. For For Management
1.3 Elect Director Peter Karmanos, Jr. For For Management
1.4 Elect Director Carl A. Nelson, Jr. For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gorman For Withhold Management
1.2 Elect Director A. Bruce Montgomery For Withhold Management
1.3 Elect Director Bassil I. Dahiyat For For Management
1.4 Elect Director Kurt Gustafson For Withhold Management
1.5 Elect Director Yujiro S. Hata For Withhold Management
1.6 Elect Director Richard J. Ranieri For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 09, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Thomas H. Lee For For Management
1.6 Elect Director J. Michael Patterson For For Management
1.7 Elect Director Albert A. Pimentel For For Management
1.8 Elect Director Marshall C. Turner For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: NOV 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Qualified Employee Stock For For Management
Purchase Plan
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley S. Jacobs For For Management
1.2 Elect Director Gena L. Ashe For For Management
1.3 Elect Director AnnaMaria DeSalva For For Management
1.4 Elect Director Michael G. Jesselson For For Management
1.5 Elect Director Adrian P. Kingshott For For Management
1.6 Elect Director Jason D. Papastavrou For For Management
1.7 Elect Director Oren G. Shaffer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Sustainability Against For Shareholder
6 Clawback of Incentive Payments Against For Shareholder
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michelle Wilson For Against Management
1b Elect Director Hilarie Koplow-McAdams For For Management
1c Elect Director Caryn Marooney For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZILLOW GROUP, INC.
Ticker: Z Security ID: 98954M101
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For Withhold Management
1.2 Elect Director Spencer M. Rascoff For Withhold Management
1.3 Elect Director Gordon Stephenson For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
========================= The Tocqueville Select Fund ==========================
CARS.COM INC.
Ticker: CARS Security ID: 14575E105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerri DeVard For For Management
1.2 Elect Director Scott Forbes For Withhold Management
1.3 Elect Director Jill Greenthal For For Management
1.4 Elect Director Thomas Hale For For Management
1.5 Elect Director Donald A. McGovern, Jr. For For Management
1.6 Elect Director Greg Revelle For For Management
1.7 Elect Director Bala Subramanian For For Management
1.8 Elect Director T. Alex Vetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DIEBOLD NIXDORF, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick W. Allender For For Management
1b Elect Director Phillip R. Cox For Against Management
1c Elect Director Richard L. Crandall For For Management
1d Elect Director Alexander Dibelius For For Management
1e Elect Director Dieter W. Dusedau For Against Management
1f Elect Director Gale S. Fitzgerald For For Management
1g Elect Director Gary G. Greenfield For For Management
1h Elect Director Gerrard B. Schmid For For Management
1i Elect Director Rajesh K. Soin For For Management
1j Elect Director Alan J. Weber For For Management
1k Elect Director Juergen Wunram For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Michael P. Connors For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Stephen R. Demeritt For For Management
1.6 Elect Director Robert M. Hernandez For For Management
1.7 Elect Director Julie F. Holder For For Management
1.8 Elect Director Renee J. Hornbaker For For Management
1.9 Elect Director Lewis M. Kling For For Management
1.10 Elect Director James J. O'Brien For For Management
1.11 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For Withhold Management
1.2 Elect Director Robert E. Segert For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLEX LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 15, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael D. Capellas For Against Management
1b Elect Director Marc A. Onetto For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares without For For Management
Preemptive Rights
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Omnibus Stock Plan For Against Management
7 Authorize Share Repurchase Program For For Management
8 Approve Changes in the Cash For For Management
Compensation Payable to Non-Employee
Directors
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Gary Goode For Withhold Management
1.3 Elect Director James Hollars For For Management
1.4 Elect Director John Mulder For For Management
1.5 Elect Director Richard Schaum For Withhold Management
1.6 Elect Director Frederick Sotok For For Management
1.7 Elect Director James Wallace For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For Against Management
1.4 Elect Director F. Nicholas Grasberger, For For Management
III
1.5 Elect Director Elaine La Roche For For Management
1.6 Elect Director Mario Longhi For For Management
1.7 Elect Director Edgar (Ed) M. Purvis, For For Management
Jr.
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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HORIZON GLOBAL CORPORATION
Ticker: HZN Security ID: 44052W104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. Kunselman For For Management
1.2 Elect Director David A. Roberts For For Management
1.3 Elect Director Maximiliane C. Straub For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen O'Shea Auen For For Management
1.2 Elect Director Cheryl W. Grise For For Management
1.3 Elect Director Randall Mehl For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
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J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Y. Bech For For Management
1.2 Elect Director Robert J. Cresci For Against Management
1.3 Elect Director Sarah Fay For For Management
1.4 Elect Director W. Brian Kretzmer For For Management
1.5 Elect Director Jonathan F. Miller For Against Management
1.6 Elect Director Richard S. Ressler For Against Management
1.7 Elect Director Stephen Ross For For Management
1.8 Elect Director Vivek Shah For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carmola For For Management
1b Elect Director Robert L. Clark For For Management
1c Elect Director Marc E. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director Robert L. Bass For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Alasdair B. James For For Management
1.7 Elect Director Terry E. London For For Management
1.8 Elect Director Michael A. Peel For For Management
1.9 Elect Director Ann M. Sardini For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For Against Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
1.11 Elect Director James H. Scholefield For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
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TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Brian K. Ferraioli For For Management
1.3 Elect Director Michael A. Lucas For For Management
1.4 Elect Director Craig L. Martin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Conversion of Securities For For Management
5 Approve Omnibus Stock Plan For Against Management
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TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gina L. Bianchini For For Management
1b Elect Director Howard D. Elias For For Management
1c Elect Director Stuart J. Epstein For For Management
1d Elect Director Lidia Fonseca For For Management
1e Elect Director David T. Lougee For For Management
1f Elect Director Scott K. McCune For For Management
1g Elect Director Henry W. McGee For For Management
1h Elect Director Susan Ness For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Neal Shapiro For For Management
1k Elect Director Melinda C. Witmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen B. Brown For For Management
1b Elect Director Steven C. Cooper For For Management
1c Elect Director William C. Goings For For Management
1d Elect Director Kim Harris Jones For For Management
1e Elect Director Stephen M. Robb For For Management
1f Elect Director Jeffrey B. Sakaguchi For For Management
1g Elect Director Joseph P. Sambataro, Jr. For For Management
1h Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
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TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex D. Geveden For For Management
1.2 Elect Director Robert E. Klatell For Withhold Management
1.3 Elect Director John G. Mayer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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W. R. GRACE & CO.
Ticker: GRA Security ID: 38388F108
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Hudson La Force For For Management
1.3 Elect Director Mark E. Tomkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
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WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Beach Lin For For Management
1.2 Elect Director John J. Engel For For Management
1.3 Elect Director Matthew J. Espe For For Management
1.4 Elect Director Bobby J. Griffin For Withhold Management
1.5 Elect Director John K. Morgan For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director James L. Singleton For For Management
1.8 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
========== END NPX REPORT\
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) TOCQUEVILLE TRUST
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By (Signature and Title)* /s/ Thomas O. Pandick
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Thomas O. Pandick, Chief Compliance Officer
Date: 8/6/2018
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