UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Paul R. Fearday
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-5346
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
AlphaClone International ETF
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 934675476
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Security: 01609W102
Meeting Type: Annual
Meeting Date: 18-Oct-2017
Ticker: BABA
ISIN: US01609W1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE Mgmt For For
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK Mgmt For For
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
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ANHEUSER-BUSCH INBEV SA Agenda Number: 934756492
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Security: 03524A108
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BUD
ISIN: US03524A1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the statutory annual accounts Mgmt For For
5. Discharge to the Directors Mgmt For For
6. Discharge to the statutory auditor Mgmt For For
7a. Renewing the appointment as director of Mr. Mgmt Against Against
Paul Cornet de Ways Ruart, for a period of
two years
7b. Renewing the appointment as director of Mr. Mgmt Against Against
Stefan Descheemaeker, for a period of two
years
7c. Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of two
years
7d. Renewing the appointment as director o f Mgmt Against Against
Mr. Alexandre Van Damme, for a period of
two years
7e. Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Behring, for a period of two
years
7f. Renewing the appointment as director of Mr. Mgmt Against Against
Paulo Lemann, for a period of two years
7g. Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of two years
7h. Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of two
years
7i. Renewing the appointment as director of Mgmt Against Against
Mrs. Maria Asuncion Aramburuzabala, for a
period of two years
7j. Renewing the appointment as Restricted Mgmt Against Against
Share Director of Mr. Martin J. Barrington,
for a period of one year
7k. Renewing the appointment as Restricted Mgmt Against Against
Share Director of Mr. William F. Gifford,
Jr., for a period of one year
7l. Renewing the appointment as Restricted Mgmt Against Against
Share Director of Mr. Alejandro Santo
Domingo Davila, for a period of one year
8a. Remuneration policy and remuneration report Mgmt Against Against
of the Company
8b. Approval of increased fixed annual fee of Mgmt For For
the Chairman
8c. Stock options for Directors Mgmt For For
8d. Revised remuneration of the statutory Mgmt For For
auditor
B1. Filings Mgmt For For
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ASML HOLDINGS N.V. Agenda Number: 934770783
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Security: N07059210
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: ASML
ISIN: USN070592100
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2017,
as prepared in accordance with Dutch law
4d Proposal to adopt a dividend of EUR 1.40 Mgmt For For
per ordinary share
5a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2017
5b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2017
6 Proposal to approve the number of shares Mgmt For For
for the Board of Management
8a Proposal to reappoint Mr. J.M.C. (Hans) Mgmt For For
Stork as member of the Supervisory Board
8b Proposal to appoint Ms. T.L. (Terri) Kelly Mgmt For For
as member of the Supervisory Board
9 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2019
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 10a.
10c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances
10d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 10c.
11a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital
11b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital
12 Proposal to cancel ordinary shares Mgmt For For
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ASTRAZENECA PLC Agenda Number: 934796143
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Security: 046353108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: AZN
ISIN: US0463531089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2017
2. To confirm dividends Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor
4. To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5a. Election of Director: Leif Johansson Mgmt For For
5b. Election of Director: Pascal Soriot Mgmt For For
5c. Election of Director: Marc Dunoyer Mgmt For For
5d. Election of Director: Genevieve Berger Mgmt For For
5e. Election of Director: Philip Broadley Mgmt For For
5f. Election of Director: Graham Chipchase Mgmt For For
5g. Election of Director: Deborah DiSanzo Mgmt For For
5h. Election of Director: Rudy Markham Mgmt For For
5i. Election of Director: Sheri McCoy Mgmt For For
5j. Election of Director: Nazneen Rahman Mgmt For For
5k. Election of Director: Shriti Vadera Mgmt For For
5l. Election of Director: Marcus Wallenberg Mgmt Against Against
6. To approve the Annual Report on Mgmt For For
Remuneration for the year ended 31 December
2017
7. To authorise limited political donations Mgmt For For
8. To authorise the Directors to allot shares Mgmt For For
9. To authorise the Directors to disapply Mgmt For For
pre-emption rights
10. To authorise the Directors to further Mgmt For For
disapply pre-emption rights for
acquisitions and specified capital
investments
11. To authorise the Company to purchase its Mgmt For For
own shares
12. To reduce the notice period for general Mgmt For For
meetings
13. To adopt new Articles of Association Mgmt For For
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BANCO SANTANDER MEXICO S A Agenda Number: 934728607
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Security: 05969B103
Meeting Type: Special
Meeting Date: 21-Feb-2018
Ticker: BSMX
ISIN: US05969B1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION AND, IN ITS CASE, APPROVAL OF Mgmt Abstain Against
THE CREATION OF A FUND TO REPURCHASE THE
COMPANY'S OWN SHARES.
II APPOINTMENT OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND CARRY OUT THE RESOLUTIONS
ADOPTED BY THE MEETING.
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BEIGENE LTD Agenda Number: 934818381
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Security: 07725L102
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: BGNE
ISIN: US07725L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Donald W. Glazer be and is hereby Mgmt Against Against
re-elected to serve as a Class II director
of the Company until the 2021 annual
general ...(due to space limits, see proxy
material for full proposal).
2. THAT Michael Goller be and is hereby Mgmt Against Against
re-elected to serve as a ...(due to space
limits, see proxy material for full
proposal).
3. THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2021 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
4. THAT the BeiGene, Ltd. 2018 Employee Share Mgmt Against Against
Purchase Plan be and is hereby approved and
adopted.
5. THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP as the Company's independent
registered public accounting firm for the
...(due to space limits, see proxy material
for full proposal).
6. THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement for the Meeting, be and is
hereby approved.
7. THAT, on a non-binding, advisory basis, Mgmt 1 Year For
future advisory votes on the compensation
of the Company's named executive officers
will be held at the frequency hereby
approved.
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BP P.L.C. Agenda Number: 934785455
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2018
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Mr A Boeckmann as a director. Mgmt For For
7. To re-elect Admiral F L Bowman as a Mgmt For For
director.
8. To elect Dame Alison Carnwath as a Mgmt For For
director.
9. To re-elect Mr I E L Davis as a director. Mgmt For For
10. To re-elect Professor Dame Ann Dowling as a Mgmt For For
director.
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir John Sawers as a director. Mgmt For For
15. To re-elect Mr C-H Svanberg as a director. Mgmt For For
16. To appoint Deloitte LLP as auditors and to Mgmt For For
authorize the directors to fix their
remuneration.
17. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
18. To give limited authority to allot shares Mgmt For For
up to a specified amount.
19. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
20. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
21. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
22. Special resolution: to adopt new Articles Mgmt For For
of Association.
23. To approve the renewal of the Scrip Mgmt For For
Dividend Programme.
24. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
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CEMEX, S.A.B. DE C.V. Agenda Number: 934742354
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 05-Apr-2018
Ticker: CX
ISIN: US1512908898
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. PRESENTATION OF THE REPORT BY THE CHIEF Mgmt For
EXECUTIVE OFFICER, INCLUDING THE COMPANY'S
FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND
VARIATIONS OF CAPITAL STOCK, AND
PRESENTATION OF THE REPORT BY THE BOARD OF
DIRECTORS, FOR THE FISCAL YEAR 2017, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE VALORES); AND
DISCUSSION AND APPROVAL OF SUCH REPORTS,
AFTER HEARING THE OPINION OF THE BOARD OF
DIRECTORS AS TO BY THE CHIEF ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O2. RESOLUTION ON THE PROPOSAL OF ALLOCATION OF Mgmt For
PROFITS FOR THE YEAR ENDED DECEMBER 31,
2017.
O3. PROPOSAL TO (A) EXTEND FOR UP TO 5 YEARS Mgmt For
THE CURRENT RESTRICTED STOCK PLAN FOR
EMPLOYEES, OFFICERS AND MANAGERS; AND (B)
INCREASE THE CAPITAL STOCK OF THE COMPANY
IN ITS VARIABLE PORTION THROUGH ISSUANCE OF
TREASURY SHARES TO BE SUBSCRIBED AND PAID
PURSUANT TO THE TERMS AND CONDITIONS OF THE
PLAN, WITHOUT PREEMPTIVE RIGHTS BEING
APPLICABLE AS PER ARTICLE 8 OF CEMEX'S
BY-LAWS.
O4. PROPOSAL TO DETERMINE THE AMOUNT OF A Mgmt For
RESERVE FOR ACQUISITION OF SHARES ISSUED BY
THE COMPANY OR OTHER INSTRUMENTS
REPRESENTATIVE OF SUCH SHARES.
O5. APPOINTMENT OF DIRECTORS, MEMBERS AND Mgmt Against
PRESIDENT OF THE AUDIT, AND CORPORATE
PRACTICES AND FINANCE COMMITTEES.
O6. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND OF THE AUDIT, AND CORPORATE
PRACTICES AND FINANCE COMMITTEES.
O7. APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
E1. RESOLUTION ON THE PROPOSAL BY THE BOARD OF Mgmt Against
DIRECTORS TO INCREASE THE VARIABLE PART OF
THE COMPANY'S CAPITAL STOCK, AND TO ISSUE
CONVERTIBLE NOTES; FOR WHICH IT IS BEING
PROPOSED THE ISSUANCE OF UP TO
11,250,000,000 NON-SUBSCRIBED SHARES WHICH
WILL BE HELD IN THE COMPANY'S TREASURY, TO
BE LATER SUBSCRIBED AND PAID BY INVESTORS
THROUGH A PUBLIC OR PRIVATE OFFERING, OR TO
SECURE THE CONVERSION OF CONVERTIBLE NOTES
ISSUED UNDER ARTICLE 210 BIS OF THE MEXICAN
GENERAL LAW OF CREDIT INSTRUMENTS ...(DUE
TO SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
E2 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
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CHINA LODGING GROUP LTD Agenda Number: 934814117
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Security: 16949N109
Meeting Type: Annual
Meeting Date: 21-May-2018
Ticker: HTHT
ISIN: US16949N1090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the change
of name of the Company from "China Lodging
Group, Limited" to "Huazhu Group Limited".
2. The resolution as set out in the Notice of Mgmt Against Against
Annual General Meeting regarding the
appointment of Ms. Xiaofan Wang as a
director of the Company.
3. The resolution as set out in the Notice of Mgmt Against Against
Annual General Meeting regarding the
extension of the Amended and Restated 2009
Share Incentive Plan of the Company for a
further term of ten (10) years and
amendment of the relevant provisions of the
Amended and Restated 2009 Share Incentive
Plan.
4. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
appointment of Deloitte Touche Tohmatsu CPA
Ltd as auditor of the Company.
5. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
general authorization to each director or
officer of the Company.
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DIAGEO PLC Agenda Number: 934668382
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Security: 25243Q205
Meeting Type: Annual
Meeting Date: 20-Sep-2017
Ticker: DEO
ISIN: US25243Q2057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2017. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2017. Mgmt For For
3. DIRECTORS' REMUNERATION POLICY 2017. Mgmt For For
4. DECLARATION OF FINAL DIVIDEND. Mgmt For For
5. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION & CHAIRMAN
OF COMMITTEE)
7. RE-ELECTION OF J FERRAN AS A DIRECTOR. Mgmt For For
(NOMINATION & CHAIRMAN OF COMMITTEE)
8. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION)
9. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION)
10. RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE & CHAIRMAN OF COMMITTEE)
12. RE-ELECTION OF KA MIKELLS AS A DIRECTOR. Mgmt For For
(EXECUTIVE)
13. RE-ELECTION OF AJH STEWART AS A DIRECTOR. Mgmt For For
(AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION &
REMUNERATION)
14. RE-APPOINTMENT OF AUDITOR. Mgmt For For
15. REMUNERATION OF AUDITOR. Mgmt For For
16. AUTHORITY TO ALLOT SHARES. Mgmt For For
17. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
18. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
19. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
20. ADOPTION OF THE DIAGEO PLC 2017 SHARE VALUE Mgmt For For
PLAN.
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EMBRAER Agenda Number: 934749384
--------------------------------------------------------------------------------------------------------------------------
Security: 29082A107
Meeting Type: Annual
Meeting Date: 12-Apr-2018
Ticker: ERJ
ISIN: US29082A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 To resolve on the management accounts and Mgmt For For
to examine, discuss and vote on the
financial statements for the fiscal year
ended on December 31, 2017
A2 To resolve on the allocation of the net Mgmt For For
profit for the fiscal year ended on
December 31, 2017, and on the distribution
of dividends
A3 To elect the members of the Fiscal Council Mgmt For For
A4 To establish the aggregate annual Mgmt Against Against
compensation of the Company's management
A5 To establish the compensation of the Mgmt For For
members of the Fiscal Council
E1 To analyze, discuss and approve the terms Mgmt For For
and conditions of the protocol and
justification of the merger of Bradar
Industria S.A. ("Bradar")by the Company
("Bradar's Protocol" and "Bradar's Merger",
respectively), entered into by the managers
of the Company and Bradar
E2 To analyze, discuss and approve the terms Mgmt For For
and conditions of the protocol and
justification of the merger of Industria
Aeronautica Neiva Ltda. ("Neiva") by the
Company ("Neiva's Protocol" and "Neiva's
Merger", respectively), entered into by the
Company, in the capacity of Neiva's
quotaholder, and by the managers of the
Company
E3 To ratify the engagement of the specialized Mgmt For For
company APSIS Consultoria e Avaliacoes
Ltda. to prepare the appraisal reports of
the net equity of (i) Bradar ("Bradar's
Appraisal Report"); and (ii) Neiva
("Neiva's Appraisal Report"), in accordance
to the articles 227 and 8th of Law No.
6.404/76
E4 To approve Bradar's Appraisal Report Mgmt For For
E5 To approve Neiva's Appraisal Report Mgmt For For
E6 To approve Bradar's Merger Mgmt For For
E7 To approve Neiva's Merger Mgmt For For
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FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 934731933
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Security: 344419106
Meeting Type: Annual
Meeting Date: 16-Mar-2018
Ticker: FMX
ISIN: US3444191064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report of the Chief Executive Officer of Mgmt Abstain
Fomento Economico Mexicano, S.A.B. de C.V.;
opinion of the Board of Directors regarding
the content of the report of the Chief
Executive Officer and reports of the Board
of Directors regarding the main policies
and accounting criteria and information
applied during the preparation of the
financial information, including the
operations and activities in which they
were involved; reports of the chairmen of
the audit and corporate practices ...(due
to space limits, see proxy material for
full proposal).
2. Report with respect to the compliance of Mgmt For
tax obligations.
3. Application of the Results for the 2017 Mgmt Abstain
Fiscal Year, to include a dividend
declaration and payment in cash, in Mexican
pesos.
4. Proposal to determine the maximum amount of Mgmt Abstain
resources to be used for the share
repurchase program of the own company.
5. Election of members of the Board of Mgmt Abstain
Directors and secretaries, qualification of
their independence, in accordance with the
Securities Market Law, and resolution with
respect to their remuneration.
6. Election of members of the following Mgmt Abstain
committees: (i) strategy and finance, (ii)
audit, and (iii) corporate practices;
appointment of their respective chairmen,
and resolution with respect to their
remuneration.
7. Appointment of delegates for the Mgmt For
formalization of the meeting's resolution.
8. Reading and, if applicable, approval of the Mgmt For
minutes.
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GLAXOSMITHKLINE PLC Agenda Number: 934763740
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: GSK
ISIN: US37733W1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2017 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To elect Dr Hal Barron as a Director Mgmt For For
4. To elect Dr Laurie Glimcher as a Director Mgmt For For
5. To re-elect Philip Hampton as a Director Mgmt For For
6. To re-elect Emma Walmsley as a Director Mgmt For For
7. To re-elect Vindi Banga as a Director Mgmt For For
8. To re-elect Dr Vivienne Cox as a Director Mgmt For For
9. To re-elect Simon Dingemans as a Director Mgmt For For
10. To re-elect Lynn Elsenhans as a Director Mgmt For For
11. To re-elect Dr Jesse Goodman as a Director Mgmt For For
12. To re-elect Judy Lewent as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To appoint auditors Mgmt For For
15. To determine remuneration of auditors Mgmt For For
16. To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
17. To authorise allotment of shares Mgmt For For
18. To disapply pre-emption rights - general Mgmt For For
power (special resolution)
19. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (special resolution)
20. To authorise the company to purchase its Mgmt For For
own shares (special resolution)
21. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
22. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (special
resolution)
23. To approve adoption of new Articles of Mgmt For For
Association (special resolution)
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GLAXOSMITHKLINE PLC Agenda Number: 934794517
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Special
Meeting Date: 03-May-2018
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the buyout of Novartis' interest Mgmt For For
in GlaxoSmithKline Consumer Healthcare
Holdings Limited for the purposes of
Chapter 11 of the Listing Rules of the
Financial Conduct Authority
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GRUPO FINANCIERO GALICIA S.A. Agenda Number: 934706461
--------------------------------------------------------------------------------------------------------------------------
Security: 399909100
Meeting Type: Special
Meeting Date: 14-Dec-2017
Ticker: GGAL
ISIN: US3999091008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For
MINUTES.
2. CONSIDERATION OF THE SPECIAL BALANCE AND Mgmt Against
THE SPECIAL CONSOLIDATED SPLIT-OFF MERGER
BALANCE SHEET AS OF SEPTEMBER 30, 2017 AND
THE REPORTS OF THE SUPERVISORY COMMITTEE
AND THE EXTERNAL AUDITOR PREPARED IN
ACCORDANCE WITH ARTICLE 83, SUBSECTION 1,
OF THE LEY GENERAL DE SOCIEDADES AND BY THE
REGULATIONS SET BY THE COMISION NACIONAL DE
VALORES (N.T. 2013).
3. CONSIDERATION OF THE SPLIT-OFF MERGER OF Mgmt For
BANCO DE GALICIA Y BUENOS AIRES SOCIEDAD
ANONIMA AND GRUPO FINANCIERO GALICIA S.A.
APPROVAL OF THE PRIOR SPLIT-OFF MERGER
COMMITMENT SIGNED ON NOVEMBER 9TH, 2017.
4. REQUEST FOR AUTHORIZATIONS TO MAKE THE Mgmt For
DEFINITIVE AGREEMENT OF THE SPLIT-OFF
MERGER, GRANT THE NECESSARY INSTRUMENTS AND
CARRY OUT THE PROCEDURES BEFORE THE
REGULATORY AGENCIES IN ORDER TO OBTAIN THE
NEEDED INSCRIPTIONS.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A. Agenda Number: 934768524
--------------------------------------------------------------------------------------------------------------------------
Security: 399909100
Meeting Type: Special
Meeting Date: 24-Apr-2018
Ticker: GGAL
ISIN: US3999091008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Examination of the business affairs of our Mgmt For
controlled company Banco de Galicia y
Buenos Aires S.A. Position to be adopted by
Grupo Financiero Galicia S.A. over the
issues to be dealt with at Banco de Galicia
y Buenos Aires S.A. next shareholders'
meeting.
3. Examination of the Balance Sheet, Income Mgmt For
Statement, and other documents as set forth
by Section 234, subsection 1 of the General
Law of Companies and the Annual Report and
Report of the Supervisory Syndics'
Committee for the 19th fiscal year ended
December 31st, 2017.
4. Treatment to be given to the fiscal year's Mgmt For
results. Increase to the Discretionary
Reserve. Dividends' distribution.
5. Approval of the Board of Directors and Mgmt For
Supervisory Syndics Committee's
performances.
6. Supervisory Syndics Committee's Mgmt For
compensation.
7. Board of Directors' compensation. Mgmt For
8. Granting of authorization to the Board of Mgmt Abstain
Directors to make advance payments of
directors fees during the fiscal year
started on January 1st, 2018 ad-referendum
of the shareholders' meeting that considers
the documentation corresponding to said
fiscal year.
9. Election of three syndics and three Mgmt Against
alternate syndics for one-year term of
office.
10. Determination of the number of directors Mgmt For
and alternate directors until reaching the
number of directors determined by the
shareholders' meeting.
11. Compensation of the independent accountant Mgmt For
certifying the Financial Statements for
fiscal year 2017.
12. Appointment of the independent accountant Mgmt For
and alternate accountant to certify the
Financial Statements for fiscal year 2018.
13. Delegation of the necessary powers to the Mgmt Abstain
Board of Directors and/or sub-delegation to
one or more of its members and/or to one or
more members of the Company's management
and/or to whom the Board of Directors
designates in order to determine the terms
and conditions of the Global Program for
the issuance of simple, short-, mid- and/or
long-term Negotiable Obligations,
non-convertible into shares and the
Negotiable Obligations that will be issued
under the same Program.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO Agenda Number: 934703302
--------------------------------------------------------------------------------------------------------------------------
Security: 40053C105
Meeting Type: Special
Meeting Date: 08-Dec-2017
Ticker: BSMX
ISIN: US40053C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION, AND IF APPLICABLE, APPROVAL TO Mgmt For For
DECREE THE PAYMENT OF AN ORDINARY CASH
DIVIDEND FOR THE STOCKHOLDERS OF THE
COMPANY, FROM THE ACCOUNT OF EARNINGS FROM
PREVIOUS YEARS, FOR THE AMOUNT AND AT THE
DATE DETERMINED BY THE MEETING.
II DISCUSSION AND, IF APPLICABLE, APPROVAL OF Mgmt For For
DIFFERENT RESOLUTIONS TO CARRY OUT THE
MERGER OF GRUPO FINANCIERO SANTANDER
MEXICO, S.A.B. DE C.V., AS MERGED COMPANY,
WITH BANCO SANTANDER (MEXICO), S.A.,
INSTITUCION DE BANCA MULTIPLE, GRUPO
FINANCIERO SANTANDER MEXICO, AS SURVIVING
COMPANY.
III DISCUSSION, AND, IF APPLICABLE, APPROVAL OF Mgmt For For
THE AGREEMENT FOR THE TERMINATION OF THE
SINGLE AGREEMENT OF RESPONSIBILITIES TO BE
ENTERED INTO BY AND AMONG GRUPO FINANCIERO
SANTANDER MEXICO, S.A.B. DE C.V. AND ITS
SUBSIDIARIES.
IV APPOINTMENT OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND CARRY OUT THE RESOLUTIONS
ADOPTED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 934796294
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of
the corporate By-Laws.
2 Appointment of special delegates to Mgmt For
formalize the resolutions adopted at the
meeting.
A1 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of
the corporate By-Laws.
A2 Appointment of special delegates to Mgmt For
formalize the resolutions adopted at the
meeting.
B1 Presentation and, in its case, approval of Mgmt Abstain
the reports referred to in Article 28,
paragraph IV of the Securities Market Law,
including the financial statements for the
year ended on December 31, 2017 and
resolutions regarding the actions taken by
the Board of Directors, the Committees and
the Chief Executive Officer of the Company.
B2 Presentation of the report regarding Mgmt For
certain fiscal obligations of the Company,
pursuant to the applicable legislation.
B3 Resolution regarding the allocation of Mgmt Abstain
results for the fiscal year ended on
December 31, 2017.
B4 Resolution regarding (i) the amount that Mgmt Abstain
may be allocated to the repurchase of
shares of the Company pursuant to article
56, paragraph IV of the Securities Market
Law; and (ii) the report on the policies
and resolutions adopted by the Board of
Directors of the Company, regarding the
acquisition and sale of such shares.
B5 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the members that shall
conform the Board of Directors, the
Secretary and Officers of the Company.
B6 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the members that shall
conform the Executive Committee.
B7 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the Chairman of the Audit
Committee.
B8 Appointment and/or ratification, as the Mgmt Abstain
case may be, of the Chairman of the
Corporate Practices Committee.
B9 Compensation to the members of the Board of Mgmt Abstain
Directors, of the Executive Committee, of
the Audit Committee and of the Corporate
Practices Committee, as well as to the
Secretary.
B10 Appointment of special delegates to Mgmt For
formalize the resolutions adopted at the
meeting.
C1 Resolution regarding the cancellation of Mgmt Abstain
shares and corresponding capital stock
reduction and consequent amendment to
article Sixth of the by-laws.
C2 Appointment of special delegates to Mgmt For
formalize the resolutions adopted at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC Agenda Number: 934729003
--------------------------------------------------------------------------------------------------------------------------
Security: 36197T103
Meeting Type: Annual
Meeting Date: 14-Mar-2018
Ticker: GWPH
ISIN: US36197T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER AND ADOPT THE Mgmt For
DIRECTORS' AND AUDITORS' REPORTS AND
STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30
SEPTEMBER 2017 AND NOTE THAT THE DIRECTORS
DO NOT RECOMMEND PAYMENT OF A DIVIDEND
O2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For
REPORT
O3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against
POLICY
O4 TO RE-ELECT JUSTIN GOVER AS A DIRECTOR Mgmt For
O5 TO ELECT CATHERINE MACKEY AS A DIRECTOR Mgmt For
O6 TO ELECT ALICIA SECOR AS A DIRECTOR Mgmt For
O7 TO ELECT WILLIAM WALDEGRAVE AS A DIRECTOR Mgmt For
O8 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For
O9 To authorise the Directors to determine the Mgmt For
Auditor's remuneration
O10 To authorise the Directors to allot shares Mgmt For
pursuant to Section 551 of the Companies
Act 2006 (the "2006 Act")
S11 Subject to the passing of Resolution 10, to Mgmt For
authorise the ...(due to space limits, see
proxy material for full proposal).
S12 To adopt new articles of association of the Mgmt For
Company in ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934676327
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Special
Meeting Date: 09-Oct-2017
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL FOR THE BUYBACK OF EQUITY SHARES Mgmt For
OF THE COMPANY.
2. APPOINTMENT OF D. SUNDARAM AS INDEPENDENT Mgmt For
DIRECTOR.
3. APPOINTMENT OF NANDAN M. NILEKANI AS Mgmt For
NON-EXECUTIVE, NON-INDEPENDENT DIRECTOR.
4. APPOINTMENT OF U. B. PRAVIN RAO AS MANAGING Mgmt For
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934722059
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Special
Meeting Date: 24-Feb-2018
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY RESOLUTION FOR APPOINTMENT OF Mgmt For
SALIL S. PAREKH AS CHIEF EXECUTIVE OFFICER
AND MANAGING DIRECTOR
2. ORDINARY RESOLUTION FOR RE-DESIGNATION OF Mgmt For
U. B. PRAVIN RAO AS CHIEF OPERATING OFFICER
AND WHOLE-TIME DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934840201
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 23-Jun-2018
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of financial statements Mgmt For
2. Declaration of dividend Mgmt For
3. Appointment of U. B. Pravin Rao as a Mgmt Against
director liable to retire by rotation
4. Ratification of appointment of auditors Mgmt For
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 934668065
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: WILLIAM LEI DING Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ALICE CHENG Mgmt For For
1C. RE-ELECTION OF DIRECTOR: DENNY LEE Mgmt For For
1D. RE-ELECTION OF DIRECTOR: JOSEPH TONG Mgmt For For
1E. RE-ELECTION OF DIRECTOR: LUN FENG Mgmt For For
1F. RE-ELECTION OF DIRECTOR: MICHAEL LEUNG Mgmt For For
1G. RE-ELECTION OF DIRECTOR: MICHAEL TONG Mgmt For For
2. APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN Mgmt For For
LLP AS INDEPENDENT AUDITORS OF NETEASE,
INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934724039
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2018
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2017 Financial Year
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend
4. Reduction of Share Capital Mgmt For For
5A. Binding Vote on the maximum aggregate Mgmt For For
amount of Compensation for Members of the
Board of Directors from the 2018 Annual
General Meeting to the 2019 Annual General
Meeting
5B. Binding Vote on the maximum aggregate Mgmt For For
amount of Compensation for Members of the
Executive Committee for the next Financial
Year, i.e. 2019
5C. Advisory Vote on the 2017 Compensation Mgmt For For
Report
6A. Re-election as Chairman of the Board of Mgmt For For
Director: Joerg Reinhardt, Ph.D.
6B. Re-election of Director: Nancy C. Andrews, Mgmt For For
M.D., Ph.D.
6C. Re-election of Director: Dimitri Azar, M.D. Mgmt For For
6D. Re-election of Director: Ton Buechner Mgmt For For
6E. Re-election of Director: Srikant Datar, Mgmt For For
Ph.D.
6F. Re-election of Director: Elizabeth Doherty Mgmt For For
6G. Re-election of Director: Ann Fudge Mgmt For For
6H. Re-election of Director: Frans van Houten Mgmt Against Against
6I. Re-election of Director: Andreas von Mgmt For For
Planta, Ph.D.
6J. Re-election of Director: Charles L. Mgmt For For
Sawyers, M.D.
6K. Re-election of Director: Enrico Vanni, Mgmt For For
Ph.D.
6L. Re-election of Director: William T. Winters Mgmt For For
7A. Re-election to the Compensation Committee: Mgmt For For
Srikant Datar, Ph.D.
7B. Re-election to the Compensation Committee: Mgmt For For
Ann Fudge
7C. Re-election to the Compensation Committee: Mgmt For For
Enrico Vanni, Ph.D.
7D. Re-election to the Compensation Committee: Mgmt For For
William T. Winters
8. Re-election of the Statutory Auditor Mgmt For For
9. Re-election of the Independent Proxy Mgmt For For
10. General instructions in case of alternative Mgmt Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations Mark FOR on this Voting
Instruction Card to vote according to the
motions of the Board of Directors. Mark
AGAINST to vote against any alternative
/new motions. Mark ABSTAIN to abstain from
voting.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934693347
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Nov-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. INCORPORATION OF DOWNSTREAM PARTICIPACOES Mgmt For For
LTDA ("DOWNSTREAM") BY PETROBRAS IN ORDER
TO: 1) RATIFY THE HIRING OF UHY MOREIRA
AUDITORS ("UHY") BY PETROBRAS FOR THE
PREPARATION OF A VALUATION REPORT, AT BOOK
VALUE, ON DOWNSTREAM, PURSUANT TO PARAGRAPH
1 OF ARTICLE 227 OF LAW NO. 6,404 OF
12/15/1976; 2) APPROVE THE VALUATION REPORT
PREPARED BY UHY FOR THE VALUATION, AT BOOK
VALUE, OF DOWNSTREAM NET WORTH; 3) APPROVE,
IN ALL TERMS AND CONDITIONS THEREOF, THE
PROTOCOL AND JUSTIFICATION ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934709544
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 15-Dec-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL FOR THE AMENDMENT OF PETROBRAS' Mgmt For For
BYLAW
II CONSOLIDATION OF THE BYLAW TO REFLECT THE Mgmt For For
APPROVED AMENDMENTS.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934799199
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt For For
3. Appointment of Ann Godbehere as a Director Mgmt For For
of the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Euleen Goh Mgmt For For
6. Reappointment of Director: Charles O. Mgmt For For
Holliday
7. Reappointment of Director: Catherine Hughes Mgmt For For
8. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
9. Reappointment of Director: Roberto Setubal Mgmt For For
10. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
11. Reappointment of Director: Linda G. Stuntz Mgmt For For
12. Reappointment of Director: Jessica Uhl Mgmt For For
13. Reappointment of Director: Gerrit Zalm Mgmt For For
14. Reappointment of Auditors Mgmt For For
15. Remuneration of Auditors Mgmt For For
16. Authority to allot shares Mgmt For For
17. Disapplication of pre-emption rights Mgmt For For
18. Authority to purchase own shares Mgmt For For
19. Shareholder resolution Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC Agenda Number: 934765807
--------------------------------------------------------------------------------------------------------------------------
Security: 82481R106
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: SHPG
ISIN: US82481R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Annual Report and Mgmt For For
Accounts for the year ended December 31,
2017.
2. To approve the Directors' Remuneration Mgmt For For
Report, excluding the Directors'
Remuneration Policy, set out on pages 78 to
108 of the Annual Report and Accounts for
the year ended December 31, 2017.
3. To approve the Directors' Remuneration Mgmt For For
Policy, contained within the Directors'
Remuneration Report and set out on pages 86
to 95 of the Annual Report and Accounts for
the year ended December 31, 2017, to take
effect after the end of the Annual General
Meeting on April 24, 2018.
4. To re-elect Olivier Bohuon as a Director. Mgmt For For
5. To re-elect Ian Clark as a Director. Mgmt For For
6. To elect Thomas Dittrich as a Director. Mgmt For For
7. To re-elect Gail Fosler as a Director. Mgmt For For
8. To re-elect Steven Gillis as a Director. Mgmt For For
9. To re-elect David Ginsburg as a Director. Mgmt For For
10. To re-elect Susan Kilsby as a Director. Mgmt For For
11. To re-elect Sara Mathew as a Director. Mgmt For For
12. To re-elect Flemming Ornskov as a Director. Mgmt For For
13. To re-elect Albert Stroucken as a Director. Mgmt For For
14. To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor until the conclusion of the next
Annual General Meeting of the Company.
15. To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor.
16. That the authority to allot Relevant Mgmt For For
Securities (as defined in the Company's
Articles of Association (the "Articles"))
conferred on the Directors by Article 10
paragraph (B) of the Articles be renewed
and for this purpose the Authorised
Allotment Amount shall be: (a) GBP
15,187,600.85 of Relevant Securities. (b)
solely in connection with an allotment
pursuant to an offer by way of a Rights
Issue (as defined in the Articles, but only
if and to the extent that such offer is
...(due to space limits, see proxy material
for full proposal).
17. That, subject to the passing of Resolution Mgmt For For
16, the authority to allot equity
securities (as defined in the Company's
Articles of Association (the "Articles"))
wholly for cash conferred on the Directors
by Article 10 paragraph (D) of the Articles
be renewed and for this purpose the Non
Pre-emptive Amount (as defined in the
Articles) shall be GBP 2,278,140.10 and the
Allotment Period shall be the period
commencing on April 24, 2018, and ending on
the earlier of the close of business on
...(due to space limits, see proxy material
for full proposal).
18. That, subject to the passing of Resolutions Mgmt For For
16 and 17 and for the purpose of the
authority to allot equity securities (as
defined in the Company's Articles of
Association (the "Articles")) wholly for
cash conferred on the Directors by Article
10 paragraph (D) of the Articles and
renewed by Resolution 17, the Non
Pre-emptive Amount (as defined in the
Articles) shall be increased from GBP
2,278,140.10 to GBP ...(due to space
limits, see proxy material for full
proposal).
19. That the Company be and is hereby generally Mgmt For For
and unconditionally authorized: (a)
pursuant to Article 57 of the Companies
(Jersey) Law 1991 to make market purchases
of Ordinary Shares in the capital of the
Company, provided that: (1) the maximum
number of Ordinary Shares hereby authorized
to be purchased is 91,125,605; (2) the
minimum price, exclusive of any expenses,
which may be paid for an Ordinary Share is
five pence; (3) the maximum price,
exclusive of any expenses, which may be
paid ...(due to space limits, see proxy
material for full proposal).
20. To approve that a general meeting of the Mgmt For For
Company, other than an annual general
meeting, may be called on not less than 14
clear days' notice.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934822645
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2017 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2017 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) DIRECTOR
F.C. Tseng* Mgmt For For
Mei-ling Chen* Mgmt For For
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Stan Shih# Mgmt For For
Thomas J. Engibous# Mgmt Withheld Against
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934651236
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: DR. SOL J. BARER
1B. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. JEAN-MICHEL HALFON
1C. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. MURRAY A. GOLDBERG
1D. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. NECHEMIA (CHEMI) J.
PERES
1E. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 Mgmt For For
ANNUAL MEETING: MR. ROBERTO MIGNONE
1F. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 Mgmt For For
ANNUAL MEETING: DR. PERRY D. NISEN
2. TO APPROVE THE COMPENSATION OF DR. SOL J. Mgmt For For
BARER AS CHAIRMAN OF THE BOARD OF
DIRECTORS.
3. TO APPROVE THE TERMS OF OFFICE AND Mgmt For For
EMPLOYMENT OF DR. YITZHAK PETERBURG AS
INTERIM PRESIDENT AND CHIEF EXECUTIVE
OFFICER.
4. TO APPROVE A MEMBERSHIP FEE FOR DIRECTORS Mgmt For For
SERVING ON SPECIAL OR AD-HOC COMMITTEES.
5. TO APPROVE AN AMENDMENT TO THE 2015 Mgmt For For
LONG-TERM EQUITY-BASED INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER.
6. TO APPROVE TEVA'S 2017 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
7. TO REDUCE TEVA'S REGISTERED SHARE CAPITAL Mgmt For For
TO NIS 249,434,338, ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
8. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt For For
OF PRICEWATERHOUSECOOPERS INTERNATIONAL
LTD., AS TEVA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM UNTIL THE 2018
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934801778
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Rosemary A. Crane Mgmt For For
1B Election of Director: Gerald M. Lieberman Mgmt For For
1C Election of Director: Professor Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation for Teva's named
executive officers.
3. To recommend, on a non-binding advisory Mgmt 1 Year For
basis, to hold a non- binding advisory vote
to approve the compensation for Teva's
named executive officers every one, two or
three years.
4. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until the 2019
annual meeting of shareholders.
5. To approve an amendment and restatement of Mgmt For For
Teva's 2008 Employee Stock Purchase Plan
for U.S. Employees.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934817694
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Rosemary A. Crane Mgmt For For
1.2 Election of Director: Gerald M. Lieberman Mgmt For For
1.3 Election of Director: Professor Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation for Teva's named
executive officers.
3. To recommend, on a non-binding advisory Mgmt 1 Year For
basis, to hold a non- binding advisory vote
to approve the compensation for Teva's
named executive officers every one, two or
three years.
4. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until the 2019
annual meeting of shareholders.
5. To approve an amendment and restatement of Mgmt For For
Teva's 2008 Employee Stock Purchase Plan
for U.S. Employees.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 934820083
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's financial Mgmt For For
statements for the fiscal year ended
December 31, 2017
2. Approval of the Consolidated Financial Mgmt For For
Statements for the fiscal year ended
December 31, 2017
3. Allocation of earnings, declaration of Mgmt For For
dividend and option for payment of the
dividend balance in shares for the fiscal
year ended December 31, 2017
4. Option for the payment of interim dividends Mgmt For For
for the fiscal year ended December 31, 2018
in shares - Delegation of powers to the
Board of Directors
5. Authorization for the Board of Directors, Mgmt For For
granted for a period of 18 months, to trade
on the shares of the Company
6. Renewal of the appointment of Mr. Patrick Mgmt For For
Pouyanne as a director
7. Renewal of the appointment of Mr. Patrick Mgmt For For
Artus as a director
8. Renewal of the appointment of Ms. Mgmt For For
Anne-Marie Idrac as a director
9. Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code to M.
Patrick Pouyanne
10. Commitments covered by Article L. 225-42-1 Mgmt For For
of the French Commercial Code
11. Approval of the fixed, variable and Mgmt For For
extraordinary components of the total
compensation and the in-kind benefits paid
or granted to the Chairman and Chief
Executive Officer for the fiscal year 2017
12. Approval of the principles and criteria for Mgmt For For
the determination, breakdown and allocation
of the fixed, variable and extraordinary
components of the total compensation
(including in-kind benefits) attributable
to the Chairman and Chief Executive Officer
13. Delegation of authority granted to the Mgmt For For
Board of Directors, for a 26-month period,
to increase the share capital with
shareholders' pre-emptive subscription
right, either through the issuance of
common shares and/or any securities
granting access to the Company's share
capital, or by capitalizing premiums,
reserves, surpluses or other
14. Delegation of authority to the Board of Mgmt For For
Directors, for a 26- month period, to
increase the share capital by way of public
offering by issuing common shares and/or
any securities granting access to the
Company's share capital, without
shareholders' pre-emptive subscription
right
15. Delegation of authority to the Board of Mgmt For For
Directors, for a 26- month period, to
issue, by way of an offer referred to in
Article L. 411-2 II of the French Monetary
and Financial Code, new common shares
and/or any securities granting access to
the Company's share capital, without
shareholders' pre-emptive subscription
right
16. Delegation of authority to the Board of Mgmt For For
Directors, for a 26- month period, to
increase the number of securities to be
issued in the case of a share capital
increase without shareholders' pre-emptive
subscription right
17. Delegation of powers to the Board of Mgmt For For
Directors, for a 26-month period, to
increase the share capital by issuing
common shares and/or any securities
granting access to the Company's share
capital, in consideration for contributions
in kind to the benefit of the Company
without shareholders' preemptive
subscription right
18. Delegation of authority to the Board of Mgmt For For
Directors, for a 26- month period, to
proceed with share capital increases, under
the conditions provided by Articles L.
3332-18 et seq. of the French Labor Code,
without shareholders' pre-emptive
subscription right, reserved for
participants in a company or group savings
plan
19. Authorization to the Board of Directors, Mgmt For For
for a 38-month period, to grant Company
shares (existing or to be issued) for the
benefit of some or all Group employees and
executive directors, which imply the waiver
of the shareholders' pre-emptive
subscription right
20. The Company has also received from the Mgmt Against
Central Works Council of UES Amont - Global
Services - Holding of TOTAL - 2 place Jean
Millier - La Defense 6 - 92078 La Defense
cedex - France, a proposed resolution for
the purpose of amending the bylaws
regarding a new procedure for selecting the
employee shareholder Director with a view
to improving his or her representativeness
and independence. (Please refer to
resolution A in the Notice of Meeting. This
resolution has not been approved by the
Board.)
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934752482
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2017
2. To approve the Directors' Remuneration Mgmt For For
Report
3. To approve the Directors' Remuneration Mgmt For For
Policy
4. To re-elect Mr N S Andersen as a Mgmt For For
Non-Executive Director
5. To re-elect Mrs L M Cha as a Non-Executive Mgmt For For
Director
6. To re-elect Mr V Colao as a Non-Executive Mgmt For For
Director
7. To re-elect Dr M Dekkers as a Non-Executive Mgmt For For
Director
8. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director
9. To re-elect Ms M Ma as a Non-Executive Mgmt For For
Director
10. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director
11. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director
12. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director
13. To re-elect Mr P G J M Polman as an Mgmt For For
Executive Director
14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director
15. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director
16. To elect Ms A Jung as a Non-Executive Mgmt For For
Director
17. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company
18. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
19. To authorise Political Donations and Mgmt For For
Expenditure
20. To renew the authority to Directors to Mgmt For For
issue shares
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments
23. To renew the authority to the Company to Mgmt For For
purchase its own shares
24. To shorten the Notice period for General Mgmt For For
Meetings
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934687192
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 18-Oct-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO VALE'S BY-LAWS Mgmt For For
2. CONVERSION OF ALL CLASS "A" PREFERRED Mgmt For For
SHARES ISSUED BY VALE INTO COMMON SHARES IN
THE RATIO OF 0.9342 COMMON SHARE FOR EACH
CLASS "A" PREFERRED SHARE
3.1 ELECTION OF DIRECTOR: ISABELLA SOBOYA, AS Mgmt Take No Action
EFFECTIVE MEMBER. THE HOLDER WHO CHOOSES TO
VOTE ON THIS RESOLUTION 3 MUST NOT VOTE ON
RESOLUTIONS 4 AND 5. IF A HOLDER VOTES ON
BOTH (A) RESOLUTION 3 AND (B) RESOLUTION 4
OR RESOLUTION 5, THE VOTES CAST BY SUCH
HOLDER ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
3.2 ELECTION OF DIRECTOR: RICARDO REISEN DE Mgmt Take No Action
PINHO, AS EFFECTIVE MEMBER, AND MARCIO
GUEDES PEREIRA JUNIOR, AS ALTERNATE. THE
HOLDER WHO CHOOSES TO VOTE ON THIS
RESOLUTION 3 MUST NOT VOTE ON RESOLUTIONS 4
AND 5. IF A HOLDER VOTES ON BOTH (A)
RESOLUTION 3 AND (B) RESOLUTION 4 OR
RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER
ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
4.1 ELECTION OF DIRECTOR BY NON-CONTROLLING Mgmt Take No Action
HOLDERS OF COMMON SHARES: SANDRA GUERRA, AS
EFFECTIVE MEMBER. A HOLDER WHO CHOOSES TO
VOTE ON THIS ITEM MUST NOT VOTE ON
RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A)
RESOLUTION 3 AND (B) RESOLUTION 4 OR
RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER
ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
4.2 ELECTION OF DIRECTOR BY NON-CONTROLLING Mgmt Take No Action
HOLDERS OF COMMON SHARES: MARCELO GASPARINO
DA SILVA, AS EFFECTIVE MEMBER, AND BRUNO C.
H. BASTIT, AS ALTERNATE. A HOLDER WHO
CHOOSES TO VOTE ON THIS ITEM MUST NOT VOTE
ON RESOLUTION 3. IF A HOLDER VOTES ON BOTH
(A) RESOLUTION 3 AND (B) RESOLUTION 4 OR
RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER
ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
5.1 ELECTION OF DIRECTOR BY NON-CONTROLLING Mgmt Take No Action
HOLDERS OF COMMON SHARES AGGREGATED WITH
PREFERRED SHARES: SANDRA GUERRA, AS
EFFECTIVE MEMBER. A HOLDER WHO CHOOSES TO
VOTE ON THIS ITEM MUST NOT VOTE ON
RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A)
RESOLUTION 3 AND (B) RESOLUTION 4 OR
RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER
ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
5.2 ELECTION OF DIRECTOR BY NON-CONTROLLING Mgmt Take No Action
HOLDERS OF COMMON SHARES AGGREGATED WITH
PREFERRED SHARES: MARCELO GASPARINO DA
SILVA, AS EFFECTIVE MEMBER, AND BRUNO C. H.
BASTIT, AS ALTERNATE. A HOLDER WHO CHOOSES
TO VOTE ON THIS ITEM MUST NOT VOTE ON
RESOLUTION 3. IF A HOLDER VOTES ON BOTH (A)
RESOLUTION 3 AND (B) RESOLUTION 4 OR
RESOLUTION 5, THE VOTES CAST BY SUCH HOLDER
ON RESOLUTIONS 3, 4 AND 5 WILL BE
DISREGARDED.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934711501
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 21-Dec-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO LIST VALE'S SHARES ON THE "NOVO Mgmt For
MERCADO" SPECIAL SEGMENT OF THE B3 S.A. -
BRASIL, BOLSA, BALCAO ("B3")
2. AMENDMENT TO VALE'S BY-LAWS Mgmt For
3. APPROVAL OF THE PROTOCOL AND JUSTIFICATION Mgmt For
OF MERGER OF BALDERTON
4. APPROVAL OF THE PROTOCOL AND JUSTIFICATION Mgmt For
OF MERGER OF FORTLEE
5. APPROVAL OF THE PROTOCOL AND JUSTIFICATION Mgmt For
OF PARTIAL SPIN-OFF OF EBM, WITH THE MERGER
OF THE SPUN-OFF PORTION INTO VALE
6. RATIFICATION OF PREMIUMBRAVO AUDITORES Mgmt For
INDEPENDENTES AS A ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
7. APPROVAL OF THE APPRAISAL REPORT OF Mgmt For
BALDERTON, PREPARED BY THE SPECIALIZED
COMPANY
8. APPROVAL OF THE APPRAISAL REPORT OF Mgmt For
FORTLEE, PREPARED BY THE SPECIALIZED
COMPANY
9. APPROVAL OF THE APPRAISAL REPORT OF THE Mgmt For
SPUN-OFF PORTION OF EBM'S EQUITY, PREPARED
BY THE SPECIALIZED COMPANY
10. APPROVAL OF THE MERGER OF BALDERTON Mgmt For
11. APPROVAL OF THE MERGER OF FORTLEE Mgmt For
12. APPROVAL OF THE MERGER OF THE SPUN-OFF Mgmt For
PORTION OF EBM'S EQUITY
13. RATIFICATION OF APPOINTMENT OF EFFECTIVE Mgmt Against
AND ALTERNATE MEMBERS OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934757014
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 13-Apr-2018
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Evaluation of the management's report and Mgmt For For
analysis, discussion and vote on the
financial statements for the fiscal year
ended December 31, 2017
2. Proposal for the allocation of profits for Mgmt For For
the year 2017, and the consequent approval
of Vale's Capital Budget, for the purposes
of Article 196 of Law 6,404/1976
3. Ratification of nomination of Mr. Ney Mgmt Against Against
Roberto Ottoni de Brito as principal member
of the Board of Directors
4. Election of the members of the Fiscal Mgmt For For
Council and respective alternates nominated
by the controlling shareholders: Marcelo
Amaral Moraes (Effective Member), Marcus
Vinicius Dias Severini (Effective Member),
Eduardo Cesar Pasa (Effective Member) and
Sergio Mamede Rosa do Nascimento (Alternate
Member)
5. Setting the compensation of management and Mgmt Against Against
members of the Fiscal Council for the year
2018
6. Ratification of the annual compensation Mgmt Against Against
paid to management and members of the
Fiscal Council in the year 2017
E1. Amendment to Vale's By-Laws and its Mgmt For For
restatement
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934649065
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2017
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2017
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5. TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8. TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS Mgmt For For
A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S
ARTICLES
12. TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
13. TO DECLARE A FINAL DIVIDEND OF 10.03 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2017
14. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31 MARCH
2017
15. TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2017
16. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
20. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER
CENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
(SPECIAL RESOLUTION)
21. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
23. TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE (SPECIAL RESOLUTION)
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Paul R. Fearday
Name Paul R. Fearday
Title President
Date 08/17/2018