UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 250 Park Avenue, 10th Floor
New York, NY 10177-1099
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
250 Park Avenue, 10th Floor
New York, NY 10177-1099
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Needham Aggressive Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934816832
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Robert M. Stavis Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Stockholder proposal regarding a director Shr Against For
election majority vote standard, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 934803001
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Altomari Mgmt For For
John Hubbard,Ph.D., FCP Mgmt For For
James Tursi, M.D. Mgmt For For
2. Approval of Agile Therapeutics, Inc.'s Mgmt For For
Amended and Restated 2014 Incentive
Compensation Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934797664
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Jill Mgmt For For
Greenthal
1.2 Election of Class I Director: Daniel Hesse Mgmt For For
1.3 Election of Class I Director: F. Thomson Mgmt For For
Leighton
1.4 Election of Class I Director: William Mgmt For For
Wagner
2. To approve amendments to our Certificate of Mgmt For For
Incorporation to declassify the Board of
Directors.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 934813230
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: James Mgmt For For
Brancheau
1b. Election of Class I Director: Mary C. Boyce Mgmt For For
1c. Election of Class I Director: Jan Kowal Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934762697
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Preuninger Mgmt For For
Ralph Faison Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 934800358
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Calkins Mgmt For For
1b. Election of Director: Robert C. Kramer Mgmt For For
1c. Election of Director: A.G.W. "Jack" Biddle, Mgmt For For
III
1d. Election of Director: Prashanth "PV" Mgmt For For
Boccassam
1e. Election of Director: Michael G. Devine Mgmt For For
1f. Election of Director: Barbara "Bobbie" Mgmt For For
Kilberg
1g. Election of Director: Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt No vote
1b. Election of director: Tim Cook Mgmt No vote
1c. Election of director: Al Gore Mgmt No vote
1d. Election of director: Bob Iger Mgmt No vote
1e. Election of director: Andrea Jung Mgmt No vote
1f. Election of director: Art Levinson Mgmt No vote
1g. Election of director: Ron Sugar Mgmt No vote
1h. Election of director: Sue Wagner Mgmt No vote
2. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt No vote
compensation
4. Approval of the amended and restated Apple Mgmt No vote
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr No vote
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr No vote
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
AQUANTIA CORP. Agenda Number: 934823801
--------------------------------------------------------------------------------------------------------------------------
Security: 03842Q108
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: AQ
ISIN: US03842Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffery G. Ribar Mgmt For For
Anders Swahn Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on our executive
compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
5. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the Certificate of
Incorporation) to decrease the authorized
number of shares of the Company's Common
Stock and Preferred Stock from 400,000,000
and 10,000,000 shares, respectively, to
95,000,000 and 5,000,000 shares,
respectively.
--------------------------------------------------------------------------------------------------------------------------
ARI NETWORK SERVICES, INC. Agenda Number: 934664992
--------------------------------------------------------------------------------------------------------------------------
Security: 001930205
Meeting Type: Special
Meeting Date: 28-Aug-2017
Ticker: ARIS
ISIN: US0019302050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JUNE 20, 2017, BY
AND AMONG EXPEDITION HOLDINGS LLC,
EXPEDITION MERGER SUB, INC. AND ARI NETWORK
SERVICES, INC., AS IT MAY BE AMENDED FROM
TIME TO TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE AND ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY ARI NETWORK SERVICES, INC. TO
ITS NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 934805992
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca A. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934712933
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 23-Jan-2018
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt No vote
1B. ELECTION OF DIRECTOR: R. ANDREW ECKERT Mgmt No vote
1C. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt No vote
1D. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt No vote
1E. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt No vote
1F. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt No vote
1G. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt No vote
1H. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt No vote
JR.
1J. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt No vote
1K. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt No vote
1L. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt No vote
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt No vote
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr No vote
PROXY ACCESS BY-LAW.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934814511
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Peter J. Bensen
1B. Election of Director for a one-year term: Mgmt For For
Ronald E. Blaylock
1C. Election of Director for a one-year term: Mgmt For For
Sona Chawla
1D. Election of Director for a one-year term: Mgmt For For
Thomas J. Folliard
1E. Election of Director for a one-year term: Mgmt For For
Shira Goodman
1F. Election of Director for a one-year term: Mgmt For For
Robert J. Hombach
1G. Election of Director for a one-year term: Mgmt For For
David W. McCreight
1H. Election of Director for a one-year term: Mgmt For For
William D. Nash
1I. Election of Director for a one-year term: Mgmt For For
Marcella Shinder
1J. Election of Director for a one-year term: Mgmt For For
Mitchell D. Steenrod
1K. Election of Director for a one-year term: Mgmt For For
William R. Tiefel
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To vote on a shareholder proposal for a Shr Against For
report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934797549
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
Rob Marlin Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC. Agenda Number: 934797979
--------------------------------------------------------------------------------------------------------------------------
Security: 20564W105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: SCOR
ISIN: US20564W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Fuller Mgmt For For
Robert Norman Mgmt For For
Jacques Kerrest Mgmt For For
Michelle McKenna-Doyle Mgmt For For
Paul Reilly Mgmt For For
William Livek Mgmt For For
Brent Rosenthal Mgmt For For
Bryan Wiener Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation paid to the
Company's named executive officers.
3. The recommendation, on a non-binding Mgmt 1 Year For
advisory basis, of whether the advisory
vote on executive compensation should occur
every year, every two years or every three
years.
4. The approval of the comScore, Inc. 2018 Mgmt For For
Equity and Incentive Compensation Plan.
5. The approval of an amendment to the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation to increase the number of
authorized shares of the Company's common
stock, par value $0.001 per share, from
100,000,000 shares to 150,000,000 shares.
6. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934723859
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 20-Mar-2018
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bhaskar Chaudhuri, Ph.D Mgmt For For
Ronald Eastman Mgmt For For
Paul Goddard, Ph.D. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 934785607
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Siboni Mgmt For For
Tayloe Stansbury Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
3. Advisory (non-binding) vote on the Mgmt 1 Year For
frequency of named executive officer
compensation votes.
--------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC. Agenda Number: 934629683
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 12-Jul-2017
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROWLAND T. MORIARTY Mgmt For For
WILLIAM CONCANNON Mgmt For For
ROBERT WHITMAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO CRA'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2017 MEETING OF ITS
SHAREHOLDERS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF HOLDING ADVISORY
SHAREHOLDER VOTES TO APPROVE THE
COMPENSATION PAID TO CRA'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE AMENDMENTS TO CRA'S 2006 EQUITY Mgmt For For
INCENTIVE PLAN THAT, AMONG OTHER THINGS,
WOULD INCREASE THE MAXIMUM NUMBER OF SHARES
ISSUABLE UNDER THE PLAN BY 400,000 SHARES;
AND TO APPROVE THE ENTIRE PLAN, AS SO
AMENDED, INCLUDING FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO APPROVE CRA'S CASH INCENTIVE PLAN, Mgmt For For
INCLUDING FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CRA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934670731
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 12-Sep-2017
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD BERMAN Mgmt For For
DR ROBERT HARIRI MD PHD Mgmt For For
DR. R. MANDALAM, PHD. Mgmt For For
JERRELL W. SHELTON Mgmt For For
EDWARD J. ZECCHINI Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KMJ CORBIN & COMPANY LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN OUR PROXY
STATEMENT FOR THE 2017 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934775492
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Robert Hariri Mgmt For For
Ramkumar Mandalam Mgmt For For
Jerrell Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve the Cryoport, Inc. 2018 Omnibus Mgmt For For
Equity Incentive Plan.
4. To amend the Company's Amended and Restated Mgmt For For
Articles of Incorporation to increase the
number of authorized shares of the
Company's common stock from 50,000,000
shares to 100,000,000 shares.
5. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2018 Annual Meeting of
Stockholders.
6. To approve the adjournment of the meeting, Mgmt For For
if necessary, to solicit additional proxies
if there are not sufficient votes at the
time of the meeting to approve the
Authorized Shares Proposal.
--------------------------------------------------------------------------------------------------------------------------
DIRTT ENVIRONMENTAL SOLUTIONS LTD, CALGARY, AB Agenda Number: 709530516
--------------------------------------------------------------------------------------------------------------------------
Security: 25490H106
Meeting Type: MIX
Meeting Date: 26-Jun-2018
Ticker:
ISIN: CA25490H1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION
2.1 ELECTION OF DIRECTOR: WAYNE BOULAIS Mgmt For For
2.2 ELECTION OF DIRECTOR: RONALD KAPLAN Mgmt For For
2.3 ELECTION OF DIRECTOR: JOHN (JACK) ELLIOTT Mgmt For For
2.4 ELECTION OF DIRECTOR: RICHARD HARAY Mgmt For For
2.5 ELECTION OF DIRECTOR: TODD LILLIBRIDGE Mgmt For For
2.6 ELECTION OF DIRECTOR: DENISE KARKKAINEN Mgmt For For
2.7 ELECTION OF DIRECTOR: CHRISTINE MCGINLEY Mgmt For For
2.8 ELECTION OF DIRECTOR: STEVE PARRY Mgmt For For
2.9 ELECTION OF DIRECTOR: MOGENS SMED Mgmt For For
3 TO APPROVE THE AMENDED ADVANCE NOTICE Mgmt For For
PROVISIONS OF THE CORPORATION'S AMENDED AND
RESTATED BYLAWS, AS DESCRIBED IN THE
INFORMATION CIRCULAR OF THE CORPORATION
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1, 2.1 TO 2.9.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT, INC. Agenda Number: 934747669
--------------------------------------------------------------------------------------------------------------------------
Security: 278878103
Meeting Type: Annual
Meeting Date: 18-Apr-2018
Ticker: EEI
ISIN: US2788781035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Justin C. Jacobs Mgmt For For
Michael El-Hillow Mgmt For For
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young as Auditors.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 934817024
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
2. To approve a non-binding advisory proposal Mgmt Against Against
on executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934762851
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Bradley Mgmt No vote
1b. Election of Director: R. Nicholas Burns Mgmt No vote
1c. Election of Director: James F. Gentilcore Mgmt No vote
1d. Election of Director: James P. Lederer Mgmt No vote
1e. Election of Director: Bertrand Loy Mgmt No vote
1f. Election of Director: Paul L. H. Olson Mgmt No vote
1g. Election of Director: Azita Saleki-Gerhardt Mgmt No vote
1h. Election of Director: Brian F. Sullivan Mgmt No vote
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt No vote
Inc.'s Independent Registered Public
Accounting Firm for 2018.
3. Approval, by non-binding vote, of the Mgmt No vote
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934802516
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Stockholder proposal related proxy access Shr Against For
reform.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 934770478
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kent Mathy Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2017.
3. To conduct any other business that properly Mgmt For For
comes before the Annual Meeting (including
adjournments, continuations and
postponements thereof).
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934732543
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 20-Apr-2018
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934757797
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard DeLateur Mgmt For For
1B. Election of Director: Edward Rogas Jr. Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2018.
4. Amendment and restatement of the Company's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
3,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934689982
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2017.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FUNKO, INC. Agenda Number: 934808253
--------------------------------------------------------------------------------------------------------------------------
Security: 361008105
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: FNKO
ISIN: US3610081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Denson Mgmt For For
Adam Kriger Mgmt For For
Brian Mariotti Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 934808621
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Suresh Sundaram Mgmt For For
J. Barnie Beasley Mgmt For For
2. a non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. An amendment to the Company's Certificate Mgmt For For
of Incorporation to increase the total
number of authorized shares of capital
stock from 32,000,000 to 62,000,000.
4. To ratify the appointment by the audit Mgmt For For
committee of BDO USA LLP, an independent
registered public accounting firm, as the
Company's independent registered public
accountants for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934810094
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Burke Mgmt For For
Randall Lipps Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934785619
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. Gapontsev, Ph.D. Mgmt For For
Eugene Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt For For
Henry E. Gauthier Mgmt For For
Catherine P. Lego Mgmt For For
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt For For
independent registered public accounting
firm for 2018
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 934791458
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Colin M. Angle Mgmt For For
Deborah G. Ellinger Mgmt For For
2. To ratify the appointment of the firm of Mgmt For For
PricewaterhouseCoopers LLP as auditors for
the fiscal year ending December 29, 2018.
3. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate supermajority voting
requirements.
4. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
declassify the board of directors.
5. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate the prohibition on stockholders'
ability to call a special meeting.
6. To approve iRobot Corporation's 2018 Stock Mgmt For For
Option and Incentive Plan.
7. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934808746
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Mark S. Ain Mgmt For For
1.2 Election of Class I Director: Stanley K. Mgmt For For
Honey
2. To approve in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 934810791
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence J. Jasinski Mgmt For For
John J. O'Connor Mgmt For For
Joseph P. Pellegrino Jr Mgmt For For
2. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2018
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 934745881
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Alfred Broaddus, Mgmt For For
Jr.
1b. Election of Director: K. Bruce Connell Mgmt For For
1c. Election of Director: Thomas S. Gayner Mgmt For For
1d. Election of Director: Stewart M. Kasen Mgmt For For
1e. Election of Director: Alan I. Kirshner Mgmt For For
1f. Election of Director: Diane Leopold Mgmt For For
1g. Election of Director: Lemuel E. Lewis Mgmt For For
1h. Election of Director: Anthony F. Markel Mgmt For For
1i. Election of Director: Steven A. Markel Mgmt For For
1j. Election of Director: Darrell D. Martin Mgmt For For
1k. Election of Director: Michael O'Reilly Mgmt For For
1l. Election of Director: Michael J. Schewel Mgmt For For
1m. Election of Director: Richard R. Whitt, III Mgmt For For
1n. Election of Director: Debora J. Wilson Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934751911
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934753597
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Roesslein Mgmt For For
Duy-Loan T. Le Mgmt For For
Gerhard P. Fettweis Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 934739814
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harry H. Herington Mgmt For For
Art N. Burtscher Mgmt For For
Venmal (Raji) Arasu Mgmt For For
Karen S. Evans Mgmt For For
Ross C. Hartley Mgmt For For
C. Brad Henry Mgmt For For
Alexander C. Kemper Mgmt For For
William M. Lyons Mgmt For For
Pete Wilson Mgmt For For
2. Approval on an advisory basis of the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934770834
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Consent
Meeting Date: 26-Apr-2018
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1.2 Re-election of Director: Avi Cohen Mgmt For For
1.3 Re-election of Director: Raanan Cohen Mgmt For For
1.4 Re-election of Director: Eli Fruchter Mgmt For For
1.5 Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
2. Re-election of Ms. Dafna Gruber as an Mgmt For For
external director of the Company for a
three-year term, commencing as of April 29,
2018.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
election of Ms. Dafna Gruber (other than a
personal interest unrelated to
relationships with a controlling
shareholder of the Company? (Please note:
If you do not mark either Yes or No, your
shares will not be voted for Proposal No.
2)). Mark "For" = Yes or "Against" = No.
3. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). Mark "For" = Yes or "Against" = No.
4. Approval of an amendment to the articles of Mgmt For For
association of the Company.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernest & Young, as
the independent auditors of the Company for
the period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 934696595
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 18-Dec-2017
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN L. Mgmt For For
BOSTROM
1B. ELECTION OF CLASS I DIRECTOR: STEVEN J. Mgmt For For
GOMO
1C. ELECTION OF CLASS I DIRECTOR: JEFFREY T. Mgmt For For
PARKS
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR FISCAL 2018.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934694779
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 12-Dec-2017
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. STEVEN COLE Mgmt For For
DANIEL S. JAFFEE Mgmt For For
RICHARD M. JAFFEE Mgmt For For
JOSEPH C. MILLER Mgmt For For
MICHAEL A. NEMEROFF Mgmt For For
GEORGE C. ROETH Mgmt For For
ALLAN H. SELIG Mgmt For For
PAUL E. SUCKOW Mgmt For For
LAWRENCE E. WASHOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JULY 31,
2018.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
4. SELECTION, ON AN ADVISORY BASIS, OF THE Mgmt 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 934769514
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 2,700,000 shares
to the number of shares of common stock
authorized for issuance under the plan.
3. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934816755
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 29-May-2018
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimon W. Michaels Mgmt For For
Gerald Z. Yin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2018.
3. To approve, by non-binding vote, the 2017 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934732733
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 22-Mar-2018
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 28, 2018.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934815878
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey T. Diehl Mgmt For For
Matthew P. Flake Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934652517
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI Mgmt For For
1.2 ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: NARENDRA K. GUPTA Mgmt For For
1.5 ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM S. KAISER Mgmt For For
1.7 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION
3. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2018
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 934788261
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Austin Ligon Mgmt For For
1b. Election of Class I Director: David H. Mgmt For For
Lissy
1c. Election of Class I Director: James Slavet Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
ROKU INC. Agenda Number: 934789213
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mai Fyfield Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934654561
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 20-Jul-2017
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFF T. GREEN Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC B. PALEY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934747809
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Falk Mgmt For For
1b. Election of Director: Robert D. Perdue Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
3. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of future advisory votes to approve the
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934661744
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 07-Sep-2017
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DANKBERG Mgmt For For
VARSHA RAO Mgmt For For
HARVEY WHITE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5. AMENDMENT AND RESTATEMENT OF THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. AMENDMENT AND RESTATEMENT OF THE 1996 Mgmt For For
EQUITY PARTICIPATION PLAN
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 934822772
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt For For
Barry Kelleher Mgmt For For
James A. Simms Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
Jason L. Carlson Mgmt For For
Liam K. Griffin Mgmt For For
H. Allen Henderson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 934772496
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Timothy Talbert Mgmt For For
Ziv Shoshani Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay Precision Group, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve the advisory resolution relating Mgmt For For
to the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934732175
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
George A. Barrios Mgmt For For
Michelle D. Wilson Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Patricia A. Gottesman Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Jeffrey R. Speed Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
XACTLY CORPORATION Agenda Number: 934656793
--------------------------------------------------------------------------------------------------------------------------
Security: 98386L101
Meeting Type: Special
Meeting Date: 28-Jul-2017
Ticker: XTLY
ISIN: US98386L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 29, 2017, AS AMENDED ON
JUNE 20, 2017, BY AND AMONG EXCALIBUR
PARENT, LLC, EXCALIBUR MERGER SUB, INC. AND
XACTLY CORPORATION, AS IT MAY BE AMENDED
FROM TIME TO TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
XCERRA CORPORATION Agenda Number: 934677470
--------------------------------------------------------------------------------------------------------------------------
Security: 98400J108
Meeting Type: Special
Meeting Date: 12-Oct-2017
Ticker: XCRA
ISIN: US98400J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
AS AMENDED AND AS THE SAME MAY BE FURTHER
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), DATED AS OF APRIL 7, 2017, BY
AND AMONG UNIC CAPITAL MANAGEMENT CO.,
LTD., CHINA INTEGRATED CIRCUIT INDUSTRY
INVESTMENT CO., LTD., AND THE COMPANY, AS
JOINED BY UNIC ACQUISITION CORPORATION.
2. TO APPROVE ANY PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY XCERRA CORPORATION TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934816832
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Robert M. Stavis Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Stockholder proposal regarding a director Shr Against For
election majority vote standard, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 934803001
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Altomari Mgmt For For
John Hubbard,Ph.D., FCP Mgmt For For
James Tursi, M.D. Mgmt For For
2. Approval of Agile Therapeutics, Inc.'s Mgmt For For
Amended and Restated 2014 Incentive
Compensation Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934759842
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt No vote
1b. Election of Director: Cheryl Gordon Mgmt No vote
Krongard
1c. Election of Director: Marshall O. Larsen Mgmt No vote
1d. Election of Director: Robert A. Milton Mgmt No vote
1e. Election of Director: John L. Plueger Mgmt No vote
1f. Election of Director: Ian M. Saines Mgmt No vote
1g. Election of Director: Dr. Ronald D. Sugar Mgmt No vote
1h. Election of Director: Steven F. Udvar-Hazy Mgmt No vote
2. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent registered public accounting
firm for 2018.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation.
4. Advisory vote on the frequency of future Mgmt No vote
advisory votes to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934797664
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Jill Mgmt For For
Greenthal
1.2 Election of Class I Director: Daniel Hesse Mgmt For For
1.3 Election of Class I Director: F. Thomson Mgmt For For
Leighton
1.4 Election of Class I Director: William Mgmt For For
Wagner
2. To approve amendments to our Certificate of Mgmt For For
Incorporation to declassify the Board of
Directors.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ALLENA PHARMACEUTICALS, INC. Agenda Number: 934802643
--------------------------------------------------------------------------------------------------------------------------
Security: 018119107
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: ALNA
ISIN: US0181191075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A.A.F Hack MD PhD Mgmt For For
Alexey Margolin, Ph.D. Mgmt For For
James Topper M.D, Ph.D. Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 934813230
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: James Mgmt For For
Brancheau
1b. Election of Class I Director: Mary C. Boyce Mgmt For For
1c. Election of Class I Director: Jan Kowal Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934762697
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Preuninger Mgmt For For
Ralph Faison Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 934800358
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Calkins Mgmt For For
1b. Election of Director: Robert C. Kramer Mgmt For For
1c. Election of Director: A.G.W. "Jack" Biddle, Mgmt For For
III
1d. Election of Director: Prashanth "PV" Mgmt For For
Boccassam
1e. Election of Director: Michael G. Devine Mgmt For For
1f. Election of Director: Barbara "Bobbie" Mgmt For For
Kilberg
1g. Election of Director: Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt No vote
1b. Election of director: Tim Cook Mgmt No vote
1c. Election of director: Al Gore Mgmt No vote
1d. Election of director: Bob Iger Mgmt No vote
1e. Election of director: Andrea Jung Mgmt No vote
1f. Election of director: Art Levinson Mgmt No vote
1g. Election of director: Ron Sugar Mgmt No vote
1h. Election of director: Sue Wagner Mgmt No vote
2. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt No vote
compensation
4. Approval of the amended and restated Apple Mgmt No vote
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr No vote
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr No vote
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934722302
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Scott A. McGregor Mgmt For For
1J. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2017.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for fiscal year 2018.
4. Shareholder proposal to provide for right Shr Against For
to act by written consent.
5 Shareholder proposal for annual disclosure Shr Against For
of EEO-1 data.
--------------------------------------------------------------------------------------------------------------------------
AQUANTIA CORP. Agenda Number: 934823801
--------------------------------------------------------------------------------------------------------------------------
Security: 03842Q108
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: AQ
ISIN: US03842Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffery G. Ribar Mgmt For For
Anders Swahn Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on our executive
compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
5. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the Certificate of
Incorporation) to decrease the authorized
number of shares of the Company's Common
Stock and Preferred Stock from 400,000,000
and 10,000,000 shares, respectively, to
95,000,000 and 5,000,000 shares,
respectively.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 934805992
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca A. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934712933
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 23-Jan-2018
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt No vote
1B. ELECTION OF DIRECTOR: R. ANDREW ECKERT Mgmt No vote
1C. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt No vote
1D. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt No vote
1E. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt No vote
1F. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt No vote
1G. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt No vote
1H. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt No vote
JR.
1J. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt No vote
1K. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt No vote
1L. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt No vote
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt No vote
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr No vote
PROXY ACCESS BY-LAW.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 934793577
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 21-May-2018
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joerg C. Laukien Mgmt For For
William A. Linton, Ph.D Mgmt For For
Adelene Q. Perkins Mgmt For For
2. To approve on an advisory basis the 2017 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934814511
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Peter J. Bensen
1B. Election of Director for a one-year term: Mgmt For For
Ronald E. Blaylock
1C. Election of Director for a one-year term: Mgmt For For
Sona Chawla
1D. Election of Director for a one-year term: Mgmt For For
Thomas J. Folliard
1E. Election of Director for a one-year term: Mgmt For For
Shira Goodman
1F. Election of Director for a one-year term: Mgmt For For
Robert J. Hombach
1G. Election of Director for a one-year term: Mgmt For For
David W. McCreight
1H. Election of Director for a one-year term: Mgmt For For
William D. Nash
1I. Election of Director for a one-year term: Mgmt For For
Marcella Shinder
1J. Election of Director for a one-year term: Mgmt For For
Mitchell D. Steenrod
1K. Election of Director for a one-year term: Mgmt For For
William R. Tiefel
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To vote on a shareholder proposal for a Shr Against For
report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934797549
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
Rob Marlin Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC. Agenda Number: 934797979
--------------------------------------------------------------------------------------------------------------------------
Security: 20564W105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: SCOR
ISIN: US20564W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Fuller Mgmt For For
Robert Norman Mgmt For For
Jacques Kerrest Mgmt For For
Michelle McKenna-Doyle Mgmt For For
Paul Reilly Mgmt For For
William Livek Mgmt For For
Brent Rosenthal Mgmt For For
Bryan Wiener Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation paid to the
Company's named executive officers.
3. The recommendation, on a non-binding Mgmt 1 Year For
advisory basis, of whether the advisory
vote on executive compensation should occur
every year, every two years or every three
years.
4. The approval of the comScore, Inc. 2018 Mgmt For For
Equity and Incentive Compensation Plan.
5. The approval of an amendment to the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation to increase the number of
authorized shares of the Company's common
stock, par value $0.001 per share, from
100,000,000 shares to 150,000,000 shares.
6. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 934789972
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Dirk M. Kuyper Mgmt For For
Jerome J. Lande Mgmt For For
Mark E. Tryniski Mgmt For For
John L. Workman Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. To hold an advisory vote on named executive Mgmt For For
officer compensation.
4. To approve the 2018 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934816589
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class III Director: Margaret Mgmt For For
Ann van Kempen
1b. Election of Class III Director: Lawrence Mgmt For For
Bruno
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2018.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2017,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 24, 2018.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
24, 2019, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 24, 2019.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 24, 2019.
8a. The shareholders approve the compensation Mgmt For For
philosophy, policies and procedures
described in the CD&A, and the compensation
of Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the SEC's
compensation disclosure rules, including
the compensation tables.
8b. The shareholders of the Company be provided Mgmt 1 Year For
an opportunity to approve the compensation
philosophy, policies and procedures
described in the CD&A, and the compensation
of Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the SEC's
compensation disclosure rules, including
the compensation tables every one, two or
three years.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934723859
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 20-Mar-2018
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bhaskar Chaudhuri, Ph.D Mgmt For For
Ronald Eastman Mgmt For For
Paul Goddard, Ph.D. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934735575
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Stephanie A. Burns Mgmt For For
1C. Election of Director: John A. Canning, Jr. Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Deborah A. Henretta Mgmt For For
1G. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1H. Election of Director: Kurt M. Landgraf Mgmt For For
1I. Election of Director: Kevin J. Martin Mgmt For For
1J. Election of Director: Deborah D. Rieman Mgmt For For
1K. Election of Director: Hansel E. Tookes II Mgmt For For
1L. Election of Director: Wendell P. Weeks Mgmt For For
1M. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 934785607
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Siboni Mgmt For For
Tayloe Stansbury Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
3. Advisory (non-binding) vote on the Mgmt 1 Year For
frequency of named executive officer
compensation votes.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934775492
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Robert Hariri Mgmt For For
Ramkumar Mandalam Mgmt For For
Jerrell Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve the Cryoport, Inc. 2018 Omnibus Mgmt For For
Equity Incentive Plan.
4. To amend the Company's Amended and Restated Mgmt For For
Articles of Incorporation to increase the
number of authorized shares of the
Company's common stock from 50,000,000
shares to 100,000,000 shares.
5. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2018 Annual Meeting of
Stockholders.
6. To approve the adjournment of the meeting, Mgmt For For
if necessary, to solicit additional proxies
if there are not sufficient votes at the
time of the meeting to approve the
Authorized Shares Proposal.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934794973
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Bracken Mgmt For For
1b. Election of Director: C. David Brown II Mgmt For For
1c. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1d. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Anne M. Finucane Mgmt For For
1g. Election of Director: Larry J. Merlo Mgmt For For
1h. Election of Director: Jean-Pierre Millon Mgmt For For
1i. Election of Director: Mary L. Schapiro Mgmt For For
1j. Election of Director: Richard J. Swift Mgmt For For
1k. Election of Director: William C. Weldon Mgmt For For
1l. Election of Director: Tony L. White Mgmt For For
2. Proposal to ratify appointment of Mgmt For For
independent registered public accounting
firm for 2018.
3. Say on Pay - an advisory vote on the Mgmt Against Against
approval of executive compensation.
4. Proposal to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
reduce the ownership threshold for our
stockholders' right to call special
meetings.
5. Stockholder proposal regarding executive Shr Against For
pay confidential voting.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 934804128
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class A Director: Vincent C. Mgmt For For
Byrd
1b. Election of Class A Director: William J. Mgmt For For
Colombo
1c. Election of Class A Director: Larry D. Mgmt For For
Stone
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2018.
3. Non-binding advisory vote to approve Mgmt Against Against
compensation of named executive officers,
as disclosed in the Company's 2018 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 934817024
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
2. To approve a non-binding advisory proposal Mgmt Against Against
on executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934762851
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Bradley Mgmt No vote
1b. Election of Director: R. Nicholas Burns Mgmt No vote
1c. Election of Director: James F. Gentilcore Mgmt No vote
1d. Election of Director: James P. Lederer Mgmt No vote
1e. Election of Director: Bertrand Loy Mgmt No vote
1f. Election of Director: Paul L. H. Olson Mgmt No vote
1g. Election of Director: Azita Saleki-Gerhardt Mgmt No vote
1h. Election of Director: Brian F. Sullivan Mgmt No vote
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt No vote
Inc.'s Independent Registered Public
Accounting Firm for 2018.
3. Approval, by non-binding vote, of the Mgmt No vote
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 934770478
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kent Mathy Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2017.
3. To conduct any other business that properly Mgmt For For
comes before the Annual Meeting (including
adjournments, continuations and
postponements thereof).
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934732543
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 20-Apr-2018
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934757797
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard DeLateur Mgmt For For
1B. Election of Director: Edward Rogas Jr. Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2018.
4. Amendment and restatement of the Company's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
3,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934689982
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2017.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FUNKO, INC. Agenda Number: 934808253
--------------------------------------------------------------------------------------------------------------------------
Security: 361008105
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: FNKO
ISIN: US3610081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Denson Mgmt For For
Adam Kriger Mgmt For For
Brian Mariotti Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 934778359
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hany Massarany Mgmt For For
Kevin C. O'Boyle Mgmt For For
2. To approve the amendment and restatement of Mgmt For For
the GenMark Diagnostics, Inc. 2013 Employee
Stock Purchase Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934804762
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1b. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1c. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1d. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1e. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1f. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1g. ELECTION OF DIRECTOR: M.S. LIPSCHULTZ Mgmt For For
1h. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1i. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For
1j. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1k. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For
1l. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934735804
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Reduce Ownership Threshold Required to Call Mgmt For For
a Special Meeting of Shareowners.
5. Independent Board Chairman. Shr Against For
6. Report on Lobbying Payments and Policy. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934810094
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Burke Mgmt For For
Randall Lipps Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934785619
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. Gapontsev, Ph.D. Mgmt For For
Eugene Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt For For
Henry E. Gauthier Mgmt For For
Catherine P. Lego Mgmt For For
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt For For
independent registered public accounting
firm for 2018
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934808746
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Mark S. Ain Mgmt For For
1.2 Election of Class I Director: Stanley K. Mgmt For For
Honey
2. To approve in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934682433
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
YOUNG BUM (YB) KOH Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
LIH SHYNG TSAI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE STOCKHOLDER ADVISORY VOTES
ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION, OR "SAY ON FREQUENCY."
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE ANNUAL MEETING, REGARDING ANNUAL
DISCLOSURE OF EEO-1 DATA.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 934745881
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Alfred Broaddus, Mgmt For For
Jr.
1b. Election of Director: K. Bruce Connell Mgmt For For
1c. Election of Director: Thomas S. Gayner Mgmt For For
1d. Election of Director: Stewart M. Kasen Mgmt For For
1e. Election of Director: Alan I. Kirshner Mgmt For For
1f. Election of Director: Diane Leopold Mgmt For For
1g. Election of Director: Lemuel E. Lewis Mgmt For For
1h. Election of Director: Anthony F. Markel Mgmt For For
1i. Election of Director: Steven A. Markel Mgmt For For
1j. Election of Director: Darrell D. Martin Mgmt For For
1k. Election of Director: Michael O'Reilly Mgmt For For
1l. Election of Director: Michael J. Schewel Mgmt For For
1m. Election of Director: Richard R. Whitt, III Mgmt For For
1n. Election of Director: Debora J. Wilson Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934690959
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 08-Dec-2017
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
2. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEDTRONIC PLC AMENDED AND RESTATED 2013
STOCK AWARD AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934751911
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934753597
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Roesslein Mgmt For For
Duy-Loan T. Le Mgmt For For
Gerhard P. Fettweis Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 934663180
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 13-Sep-2017
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. BUTTERS Mgmt For For
DR. HEIKO FISCHER Mgmt For For
DAVID KENWRIGHT Mgmt For For
HAL MALONE Mgmt For For
SPIROS MILONAS Mgmt For For
ALEXANDER OETKER Mgmt For For
FLORIAN WEIDINGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 934739814
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harry H. Herington Mgmt For For
Art N. Burtscher Mgmt For For
Venmal (Raji) Arasu Mgmt For For
Karen S. Evans Mgmt For For
Ross C. Hartley Mgmt For For
C. Brad Henry Mgmt For For
Alexander C. Kemper Mgmt For For
William M. Lyons Mgmt For For
Pete Wilson Mgmt For For
2. Approval on an advisory basis of the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934770834
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Consent
Meeting Date: 26-Apr-2018
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1.2 Re-election of Director: Avi Cohen Mgmt For For
1.3 Re-election of Director: Raanan Cohen Mgmt For For
1.4 Re-election of Director: Eli Fruchter Mgmt For For
1.5 Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
2. Re-election of Ms. Dafna Gruber as an Mgmt For For
external director of the Company for a
three-year term, commencing as of April 29,
2018.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
election of Ms. Dafna Gruber (other than a
personal interest unrelated to
relationships with a controlling
shareholder of the Company? (Please note:
If you do not mark either Yes or No, your
shares will not be voted for Proposal No.
2)). Mark "For" = Yes or "Against" = No.
3. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). Mark "For" = Yes or "Against" = No.
4. Approval of an amendment to the articles of Mgmt For For
association of the Company.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernest & Young, as
the independent auditors of the Company for
the period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 934696595
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 18-Dec-2017
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN L. Mgmt For For
BOSTROM
1B. ELECTION OF CLASS I DIRECTOR: STEVEN J. Mgmt For For
GOMO
1C. ELECTION OF CLASS I DIRECTOR: JEFFREY T. Mgmt For For
PARKS
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR FISCAL 2018.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934694779
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 12-Dec-2017
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. STEVEN COLE Mgmt For For
DANIEL S. JAFFEE Mgmt For For
RICHARD M. JAFFEE Mgmt For For
JOSEPH C. MILLER Mgmt For For
MICHAEL A. NEMEROFF Mgmt For For
GEORGE C. ROETH Mgmt For For
ALLAN H. SELIG Mgmt For For
PAUL E. SUCKOW Mgmt For For
LAWRENCE E. WASHOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JULY 31,
2018.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
4. SELECTION, ON AN ADVISORY BASIS, OF THE Mgmt 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934816755
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 29-May-2018
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimon W. Michaels Mgmt For For
Gerald Z. Yin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2018.
3. To approve, by non-binding vote, the 2017 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934732733
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 22-Mar-2018
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 28, 2018.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934815878
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey T. Diehl Mgmt For For
Matthew P. Flake Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934652517
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI Mgmt For For
1.2 ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: NARENDRA K. GUPTA Mgmt For For
1.5 ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM S. KAISER Mgmt For For
1.7 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION
3. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2018
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 934788261
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Austin Ligon Mgmt For For
1b. Election of Class I Director: David H. Mgmt For For
Lissy
1c. Election of Class I Director: James Slavet Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
ROKU INC. Agenda Number: 934789213
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mai Fyfield Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 04-Apr-2018
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter L.S. Currie Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: V. Maureen Kempston Mgmt For For
Darkes
1D. Election of Director: Paal Kibsgaard Mgmt For For
1E. Election of Director: Nikolay Kudryavtsev Mgmt For For
1F. Election of Director: Helge Lund Mgmt For For
1G. Election of Director: Michael E. Marks Mgmt For For
1H. Election of Director: Indra K. Nooyi Mgmt For For
1I. Election of Director: Lubna S. Olayan Mgmt For For
1J. Election of Director: Leo Rafael Reif Mgmt For For
1K. Election of Director: Henri Seydoux Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To report on the course of business during Mgmt For For
the year ended December 31, 2017; and
approve our consolidated balance sheet as
of December 31, 2017; our consolidated
statement of income for the year ended
December 31, 2017; and our Board of
Directors' declarations of dividends in
2017, as reflected in our 2017 Annual
Report to Stockholders.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for 2018.
5. To approve amended and restated French Sub Mgmt For For
Plan for purposes of qualification under
French Law.
--------------------------------------------------------------------------------------------------------------------------
SYPRIS SOLUTIONS, INC. Agenda Number: 934756290
--------------------------------------------------------------------------------------------------------------------------
Security: 871655106
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: SYPR
ISIN: US8716551069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Brinkley Mgmt For For
William L. Healey Mgmt For For
Sidney R. Petersen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in this proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934654561
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 20-Jul-2017
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFF T. GREEN Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC B. PALEY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934747809
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Falk Mgmt For For
1b. Election of Director: Robert D. Perdue Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
3. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of future advisory votes to approve the
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934773133
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: Lars R. Sorensen Mgmt For For
1I. Election of Director: Scott M. Sperling Mgmt For For
1J. Election of Director: Elaine S. Ullian Mgmt For For
1K. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2018.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC. Agenda Number: 934800714
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Jane C. Garvey Mgmt For For
1C. Election of Director: Barney Harford Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: Walter Isaacson Mgmt For For
1F. Election of Director: James A. C. Kennedy Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: William R. Nuti Mgmt For For
1I. Election of Director: Edward M. Philip Mgmt For For
1J. Election of Director: Edward L. Shapiro Mgmt For For
1K. Election of Director: David J. Vitale Mgmt For For
1L. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers.
4. Stockholder Proposal regarding the Shr Against For
Threshold Required to Call Special
Stockholder Meetings, if Properly
Presented.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934715232
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 08-Feb-2018
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSE BASELGA Mgmt No vote
SUSAN L. BOSTROM Mgmt No vote
JUDY BRUNER Mgmt No vote
JEAN-LUC BUTEL Mgmt No vote
REGINA E. DUGAN Mgmt No vote
R. ANDREW ECKERT Mgmt No vote
TIMOTHY E. GUERTIN Mgmt No vote
DAVID J. ILLINGWORTH Mgmt No vote
DOW R. WILSON Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
3. TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt No vote
FIFTH AMENDED AND RESTATED 2005 OMNIBUS
STOCK PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2018.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934661744
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 07-Sep-2017
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DANKBERG Mgmt For For
VARSHA RAO Mgmt For For
HARVEY WHITE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5. AMENDMENT AND RESTATEMENT OF THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. AMENDMENT AND RESTATEMENT OF THE 1996 Mgmt For For
EQUITY PARTICIPATION PLAN
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 934822772
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt For For
Barry Kelleher Mgmt For For
James A. Simms Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
Jason L. Carlson Mgmt For For
Liam K. Griffin Mgmt For For
H. Allen Henderson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 934754208
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Ruta Zandman Mgmt For For
Ziv Shoshani Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934732175
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
George A. Barrios Mgmt For For
Michelle D. Wilson Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Patricia A. Gottesman Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Jeffrey R. Speed Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
XACTLY CORPORATION Agenda Number: 934656793
--------------------------------------------------------------------------------------------------------------------------
Security: 98386L101
Meeting Type: Special
Meeting Date: 28-Jul-2017
Ticker: XTLY
ISIN: US98386L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 29, 2017, AS AMENDED ON
JUNE 20, 2017, BY AND AMONG EXCALIBUR
PARENT, LLC, EXCALIBUR MERGER SUB, INC. AND
XACTLY CORPORATION, AS IT MAY BE AMENDED
FROM TIME TO TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 934803001
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Altomari Mgmt For For
John Hubbard,Ph.D., FCP Mgmt For For
James Tursi, M.D. Mgmt For For
2. Approval of Agile Therapeutics, Inc.'s Mgmt For For
Amended and Restated 2014 Incentive
Compensation Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934759842
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt No vote
1b. Election of Director: Cheryl Gordon Mgmt No vote
Krongard
1c. Election of Director: Marshall O. Larsen Mgmt No vote
1d. Election of Director: Robert A. Milton Mgmt No vote
1e. Election of Director: John L. Plueger Mgmt No vote
1f. Election of Director: Ian M. Saines Mgmt No vote
1g. Election of Director: Dr. Ronald D. Sugar Mgmt No vote
1h. Election of Director: Steven F. Udvar-Hazy Mgmt No vote
2. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent registered public accounting
firm for 2018.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation.
4. Advisory vote on the frequency of future Mgmt No vote
advisory votes to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 934813230
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: James Mgmt For For
Brancheau
1b. Election of Class I Director: Mary C. Boyce Mgmt For For
1c. Election of Class I Director: Jan Kowal Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934762697
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Preuninger Mgmt For For
Ralph Faison Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 934800358
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Calkins Mgmt For For
1b. Election of Director: Robert C. Kramer Mgmt For For
1c. Election of Director: A.G.W. "Jack" Biddle, Mgmt For For
III
1d. Election of Director: Prashanth "PV" Mgmt For For
Boccassam
1e. Election of Director: Michael G. Devine Mgmt For For
1f. Election of Director: Barbara "Bobbie" Mgmt For For
Kilberg
1g. Election of Director: Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
AQUANTIA CORP. Agenda Number: 934823801
--------------------------------------------------------------------------------------------------------------------------
Security: 03842Q108
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: AQ
ISIN: US03842Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffery G. Ribar Mgmt For For
Anders Swahn Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on our executive
compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
5. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the Certificate of
Incorporation) to decrease the authorized
number of shares of the Company's Common
Stock and Preferred Stock from 400,000,000
and 10,000,000 shares, respectively, to
95,000,000 and 5,000,000 shares,
respectively.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 934805992
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca A. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 934806487
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth Cohen Mgmt For For
Bryan Roberts Mgmt For For
Kenny Van Zant Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 934748786
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Buckley Mgmt For For
Joseph L. Cowan Mgmt For For
Marc E. Huffman Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC. Agenda Number: 934797979
--------------------------------------------------------------------------------------------------------------------------
Security: 20564W105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: SCOR
ISIN: US20564W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Fuller Mgmt For For
Robert Norman Mgmt For For
Jacques Kerrest Mgmt For For
Michelle McKenna-Doyle Mgmt For For
Paul Reilly Mgmt For For
William Livek Mgmt For For
Brent Rosenthal Mgmt For For
Bryan Wiener Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation paid to the
Company's named executive officers.
3. The recommendation, on a non-binding Mgmt 1 Year For
advisory basis, of whether the advisory
vote on executive compensation should occur
every year, every two years or every three
years.
4. The approval of the comScore, Inc. 2018 Mgmt For For
Equity and Incentive Compensation Plan.
5. The approval of an amendment to the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation to increase the number of
authorized shares of the Company's common
stock, par value $0.001 per share, from
100,000,000 shares to 150,000,000 shares.
6. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CORIUM INTERNATIONAL, INC. Agenda Number: 934723859
--------------------------------------------------------------------------------------------------------------------------
Security: 21887L107
Meeting Type: Annual
Meeting Date: 20-Mar-2018
Ticker: CORI
ISIN: US21887L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bhaskar Chaudhuri, Ph.D Mgmt For For
Ronald Eastman Mgmt For For
Paul Goddard, Ph.D. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934775492
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Robert Hariri Mgmt For For
Ramkumar Mandalam Mgmt For For
Jerrell Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve the Cryoport, Inc. 2018 Omnibus Mgmt For For
Equity Incentive Plan.
4. To amend the Company's Amended and Restated Mgmt For For
Articles of Incorporation to increase the
number of authorized shares of the
Company's common stock from 50,000,000
shares to 100,000,000 shares.
5. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2018 Annual Meeting of
Stockholders.
6. To approve the adjournment of the meeting, Mgmt For For
if necessary, to solicit additional proxies
if there are not sufficient votes at the
time of the meeting to approve the
Authorized Shares Proposal.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 934817024
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 934650753
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 27-Jul-2017
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MANEESH K. ARORA Mgmt For For
JAMES E. DOYLE Mgmt For For
LIONEL N. STERLING Mgmt For For
2. PROPOSAL TO APPROVE ON AN ADVISORY BASIS Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE ON AN ADVISORY BASIS Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE FIRST AMENDMENT TO Mgmt For For
THE 2010 OMNIBUS LONG-TERM INCENTIVE PLAN
(AS AMENDED AND RESTATED EFFECTIVE APRIL
28, 2015) TO, AMONG OTHER ITEMS, INCREASE
THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 12,700,000 SHARES.
5. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 934787447
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Robert E. Mgmt For For
Switz
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934757797
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard DeLateur Mgmt For For
1B. Election of Director: Edward Rogas Jr. Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2018.
4. Amendment and restatement of the Company's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
3,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934689982
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. BLOCH Mgmt For For
JOEL GIRSKY Mgmt For For
ADMIRAL S. ROBERT FOLEY Mgmt For For
RICHARD SCHWARTZ Mgmt For For
DR. STANTON D. SLOANE Mgmt For For
RUSSEL SARACHEK Mgmt For For
GENERAL LANCE LORD Mgmt For For
2. TO CONSIDER AND ACT UPON RATIFYING THE Mgmt For For
APPOINTMENT OF EISNERAMPER LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
COMMENCING MAY 1, 2017.
3. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 934778359
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hany Massarany Mgmt For For
Kevin C. O'Boyle Mgmt For For
2. To approve the amendment and restatement of Mgmt For For
the GenMark Diagnostics, Inc. 2013 Employee
Stock Purchase Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934804762
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1b. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1c. ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1d. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1e. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1f. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1g. ELECTION OF DIRECTOR: M.S. LIPSCHULTZ Mgmt For For
1h. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1i. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For
1j. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1k. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For
1l. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ICHOR HOLDINGS LTD Agenda Number: 934785570
--------------------------------------------------------------------------------------------------------------------------
Security: G4740B105
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: ICHR
ISIN: KYG4740B1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Kowal Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 28, 2018.
--------------------------------------------------------------------------------------------------------------------------
INVUITY, INC. Agenda Number: 934810094
--------------------------------------------------------------------------------------------------------------------------
Security: 46187J205
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: IVTY
ISIN: US46187J2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Burke Mgmt For For
Randall Lipps Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934808746
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Mark S. Ain Mgmt For For
1.2 Election of Class I Director: Stanley K. Mgmt For For
Honey
2. To approve in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 934806704
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Neal Dermer Mgmt For For
1D. Election of Director: Robin Henderson Mgmt For For
1E. Election of Director: Peter Horan Mgmt For For
1F. Election of Director: Douglas Lebda Mgmt For For
1G. Election of Director: Steven Ozonian Mgmt For For
1H. Election of Director: Saras Sarasvathy Mgmt For For
1I. Election of Director: G. Kennedy Thompson Mgmt For For
1J. Election of Director: Craig Troyer Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 934663180
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 13-Sep-2017
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. BUTTERS Mgmt For For
DR. HEIKO FISCHER Mgmt For For
DAVID KENWRIGHT Mgmt For For
HAL MALONE Mgmt For For
SPIROS MILONAS Mgmt For For
ALEXANDER OETKER Mgmt For For
FLORIAN WEIDINGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 934797361
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bandel L. Carano Mgmt For For
Charles J. Abbe Mgmt For For
Michael J. Sophie Mgmt For For
2. Ratification of the selection by our Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 934696595
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 18-Dec-2017
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN L. Mgmt For For
BOSTROM
1B. ELECTION OF CLASS I DIRECTOR: STEVEN J. Mgmt For For
GOMO
1C. ELECTION OF CLASS I DIRECTOR: JEFFREY T. Mgmt For For
PARKS
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR FISCAL 2018.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 934816755
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 29-May-2018
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimon W. Michaels Mgmt For For
Gerald Z. Yin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2018.
3. To approve, by non-binding vote, the 2017 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934732733
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 22-Mar-2018
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 28, 2018.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 934818242
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Rothschild Mgmt For For
Anita Sands Mgmt For For
Michelangelo Volpi Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2019.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
QUANTENNA COMMUNICATIONS, INC. Agenda Number: 934801045
--------------------------------------------------------------------------------------------------------------------------
Security: 74766D100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: QTNA
ISIN: US74766D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda Dorchak Mgmt For For
Edwin B. Hooper III Mgmt For For
John Scull Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
30, 2018
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 934788261
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Austin Ligon Mgmt For For
1b. Election of Class I Director: David H. Mgmt For For
Lissy
1c. Election of Class I Director: James Slavet Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
ROKU INC. Agenda Number: 934789213
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mai Fyfield Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL FUNDS Agenda Number: 934807085
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel R. Omstead, Ph.D Mgmt For For
Lucinda H. Stebbins CPA Mgmt For For
2. The ratification or rejection of the Mgmt For For
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
3. Shareholder proposal requesting that the Shr Against For
Fund take the steps necessary to reorganize
the Board of Trustees into one class with
each Trustee subject to election each year,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 934803405
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Kent, CPA Mgmt For For
Daniel R. Omstead Ph.D. Mgmt For For
2. The ratification or rejection of the Mgmt For For
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 934805853
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
Jeff Lawson Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future non-binding
stockholder advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 934802314
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2018.
3. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2017 as disclosed in our proxy statement
for the 2018 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934661744
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 07-Sep-2017
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DANKBERG Mgmt For For
VARSHA RAO Mgmt For For
HARVEY WHITE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VIASAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5. AMENDMENT AND RESTATEMENT OF THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. AMENDMENT AND RESTATEMENT OF THE 1996 Mgmt For For
EQUITY PARTICIPATION PLAN
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 934772496
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Timothy Talbert Mgmt For For
Ziv Shoshani Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay Precision Group, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve the advisory resolution relating Mgmt For For
to the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
YUME, INC Agenda Number: 934648467
--------------------------------------------------------------------------------------------------------------------------
Security: 98872B104
Meeting Type: Annual
Meeting Date: 27-Jul-2017
Ticker: YUME
ISIN: US98872B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF CLASS I DIRECTOR: JOHN MUTCH Mgmt For For
2B. ELECTION OF CLASS I DIRECTOR: STEPHEN Mgmt For For
DOMENIK
2C. ELECTION OF CLASS I DIRECTOR: BRIAN KELLEY Mgmt For For
3. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A. Needham
Name George A. Needham
Title President
Date 08/21/2018