UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22135
NAME OF REGISTRANT: Innovator ETFs Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 120 North Hale Street, Suite
200
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Chapman and Cutler LLP
111 West Monroe St
Chicago, IL 60603
REGISTRANT'S TELEPHONE NUMBER: 800-621-1675
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Innovator IBD 50 ETF
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 934730587
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2018
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt Against Against
1B. Election of Director: Edward Barnholt Mgmt Against Against
1C. Election of Director: Robert Burgess Mgmt Against Against
1D. Election of Director: Frank Calderoni Mgmt For For
1E. Election of Director: James Daley Mgmt Against Against
1F. Election of Director: Laura Desmond Mgmt Against Against
1G. Election of Director: Charles Geschke Mgmt For For
1H. Election of Director: Shantanu Narayen Mgmt Against Against
1I. Election of Director: Daniel Rosensweig Mgmt Against Against
1J. Election of Director: John Warnock Mgmt For For
2. Approval of the 2003 Equity Incentive Plan Mgmt Against Against
as amended to increase the available share
reserve by 7.5 million shares.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending on November 30, 2018.
4. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 934675476
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 18-Oct-2017
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE Mgmt Against Against
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK Mgmt For For
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 934756567
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin J. Dallas Mgmt For For
1b. Election of Director: Joseph M. Hogan Mgmt For For
1c. Election of Director: Joseph Lacob Mgmt Against Against
1d. Election of Director: C. Raymond Larkin, Mgmt Against Against
Jr.
1e. Election of Director: George J. Morrow Mgmt Against Against
1f. Election of Director: Thomas M. Prescott Mgmt For For
1g. Election of Director: Andrea L. Saia Mgmt For For
1h. Election of Director: Greg J. Santora Mgmt Against Against
1i. Election of Director: Susan E. Siegel Mgmt For For
1j. Election of Director: Warren S. Thaler Mgmt Against Against
2. Proposal to ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934722302
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt Against Against
1F. Election of Director: Thomas J. Iannotti Mgmt Against Against
1G. Election of Director: Alexander A. Karsner Mgmt Against Against
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Scott A. McGregor Mgmt For For
1J. Election of Director: Dennis D. Powell Mgmt Against Against
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2017.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as independent registered public accounting
firm for fiscal year 2018.
4. Shareholder proposal to provide for right Shr For Against
to act by written consent.
5 Shareholder proposal for annual disclosure Shr Against For
of EEO-1 data.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 934789198
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 29-May-2018
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andreas Bechtolsheim Mgmt Withheld Against
Jayshree Ullal Mgmt For For
2. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORP PLC Agenda Number: 934692636
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 05-Dec-2017
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YEAR ENDED JUNE 30, 2017 (THE
"ANNUAL REPORT").
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET FORTH IN THE ANNUAL REPORT.
3. TO REAPPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING.
4. TO AUTHORIZE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD OF DIRECTORS TO DETERMINE THE
REMUNERATION OF THE AUDITOR.
5. TO RE-ELECT SHONA L. BROWN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
6. TO RE-ELECT MICHAEL CANNON-BROOKES AS A Mgmt For For
DIRECTOR OF THE COMPANY.
7. TO RE-ELECT SCOTT FARQUHAR AS A DIRECTOR OF Mgmt For For
THE COMPANY.
8. TO RE-ELECT HEATHER MIRJAHANGIR FERNANDEZ Mgmt For For
AS A DIRECTOR OF THE COMPANY.
9. TO RE-ELECT JAY PARIKH AS A DIRECTOR OF THE Mgmt For For
COMPANY.
10. TO RE-ELECT ENRIQUE SALEM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
11. TO RE-ELECT STEVEN SORDELLO AS A DIRECTOR Mgmt For For
OF THE COMPANY.
12. TO RE-ELECT RICHARD P. WONG AS A DIRECTOR Mgmt For For
OF THE COMPANY.
13. TO AUTHORIZE THE COMPANY TO MAKE OFF-MARKET Mgmt For For
PURCHASES OF UP TO 1,200,018 CLASS A
ORDINARY SHARES FOR THE PURPOSES OF, OR
PURSUANT TO, AN EMPLOYEE SHARE SCHEME.
14. TO AUTHORIZE THE COMPANY TO BUY BACK UP TO Mgmt For For
A MAXIMUM OF 25,673 CLASS A ORDINARY SHARES
PURSUANT TO A RESTRICTED SHARE AWARD
AGREEMENT.
15. TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN THE CAPITAL OF THE COMPANY UP TO A
MAXIMUM NOMINAL AMOUNT OF U.S. $500,000,000
FOR A PERIOD OF FIVE YEARS.
16. TO APPROVE THE DISAPPLICATION OF STATUTORY Mgmt For For
PRE-EMPTION RIGHTS FOR SHARES ALLOTTED
UNDER THE AUTHORITY GRANTED BY RESOLUTION
15.
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CASA SYSTEMS, INC. Agenda Number: 934835286
--------------------------------------------------------------------------------------------------------------------------
Security: 14713L102
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: CASA
ISIN: US14713L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry Guo Mgmt Withheld Against
Weidong Chen Mgmt Withheld Against
Daniel S. Mead Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 934772410
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Frank E. English, Jr. Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Carole E. Stone Mgmt For For
1m. Election of Director: Eugene S. Sunshine Mgmt For For
2. Advisory proposal to approve the Company's Mgmt For For
executive compensation.
3. Approve the Company's Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm
--------------------------------------------------------------------------------------------------------------------------
CHINA LODGING GROUP LTD Agenda Number: 934701877
--------------------------------------------------------------------------------------------------------------------------
Security: 16949N109
Meeting Type: Annual
Meeting Date: 13-Dec-2017
Ticker: HTHT
ISIN: US16949N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE RESOLUTION AS SET OUT IN ITEM 1 OF THE Mgmt Against
NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU
CPA LTD AS AUDITOR OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 934648924
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 28-Jul-2017
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt No vote
ALEXANDER M. DAVERN Mgmt No vote
TIMOTHY R. DEHNE Mgmt No vote
CHRISTINE KING Mgmt No vote
JASON P. RHODE Mgmt No vote
ALAN R. SCHUELE Mgmt No vote
WILLIAM D. SHERMAN Mgmt No vote
DAVID J. TUPMAN Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2018.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 934723708
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 01-Mar-2018
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of director: John R. Ambroseo Mgmt For For
1.2 Election of director: Jay T. Flatley Mgmt For For
1.3 Election of director: Pamela Fletcher Mgmt For For
1.4 Election of director: Susan M. James Mgmt For For
1.5 Election of director: L. William Krause Mgmt For For
1.6 Election of director: Garry W. Rogerson Mgmt Against Against
1.7 Election of director: Steven Skaggs Mgmt For For
1.8 Election of director: Sandeep Vij Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 29, 2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934736995
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For
1b. Election of Director: Michael E. Collins Mgmt For For
1c. Election of Director: Roger A. Cregg Mgmt Against Against
1d. Election of Director: T. Kevin DeNicola Mgmt Against Against
1e. Election of Director: Jacqueline P. Kane Mgmt For For
1f. Election of Director: Richard G. Lindner Mgmt Against Against
1g. Election of Director: Barbara R. Smith Mgmt For For
1h. Election of Director: Robert S. Taubman Mgmt For For
1i. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1j. Election of Director: Nina G. Vaca Mgmt For For
1k. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt Against Against
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
4. Approval of the Comerica Incorporated 2018 Mgmt For For
Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934766594
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Michael A. Mussallem Mgmt For For
1b. ELECTION OF DIRECTOR: Kieran T. Gallahue Mgmt For For
1c. ELECTION OF DIRECTOR: Leslie S. Heisz Mgmt For For
1d. ELECTION OF DIRECTOR: William J. Link, Mgmt For For
Ph.D.
1e. ELECTION OF DIRECTOR: Steven R. Loranger Mgmt For For
1f. ELECTION OF DIRECTOR: Martha H. Marsh Mgmt For For
1g. ELECTION OF DIRECTOR: Wesley W. von Schack Mgmt For For
1h. ELECTION OF DIRECTOR: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 934816870
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel J. Kaufman Mgmt For For
1b. Election of Director: Dinesh S. Lathi Mgmt For For
1c. Election of Director: Richard L. Markee Mgmt For For
1d. Election of Director: Thomas G. Vellios Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the current fiscal year
ending February 2, 2019.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 934718365
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Special
Meeting Date: 07-Feb-2018
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the FleetCor Technologies, Inc. Mgmt Against Against
Amended and Restated 2010 Equity
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 934737997
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William I Jacobs Mgmt Against Against
1.2 Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1.3 Election of Director: Alan M. Silberstein Mgmt Against Against
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for 2017.
3. Ratify the reappointment of Deloitte & Mgmt Against Against
Touche LLP as the company's independent
public accountants.
--------------------------------------------------------------------------------------------------------------------------
GRUBHUB INC. Agenda Number: 934776848
--------------------------------------------------------------------------------------------------------------------------
Security: 400110102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: GRUB
ISIN: US4001101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katrina Lake Mgmt For For
Matthew Maloney Mgmt For For
Brian McAndrews Mgmt For For
2. Ratification of the appointment of Crowe Mgmt Against Against
Horwath LLP as GrubHub Inc.'s independent
registered accounting firm for the fiscal
year ending December 31, 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 934698739
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 07-Dec-2017
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW W.F. BROWN Mgmt For For
CLIFTON T. WEATHERFORD Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS FISCAL YEAR
ENDING JULY 31, 2018.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 934820499
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Selander Mgmt No vote
Jon Kessler Mgmt No vote
Stephen D. Neeleman, MD Mgmt No vote
Frank A. Corvino Mgmt No vote
Adrian T. Dillon Mgmt No vote
Evelyn Dilsaver Mgmt No vote
Debra McCowan Mgmt No vote
Frank T. Medici Mgmt No vote
Ian Sacks Mgmt No vote
Gayle Wellborn Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2019.
3. To approve, on a non-binding, advisory Mgmt No vote
basis, the fiscal 2018 compensation of our
named executive officers.
4. To approve the proposed amendment to our Mgmt No vote
by-laws to adopt a majority voting standard
for uncontested director elections.
5. To approve the proposed amendments to our Mgmt No vote
certificate of incorporation and by-laws to
eliminate the supermajority voting
requirements therein.
6. To approve the proposed amendments to our Mgmt No vote
certificate of incorporation and by-laws to
permit, in certain circumstances, a special
meeting of stockholders to be called by
stockholders holding 25% or more of our
common stock.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934776696
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jay T. Flatley Mgmt Against Against
1b. Election of Director: John W. Thompson Mgmt For For
1c. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr For Against
stockholder proposal to elect each director
annually.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 934735789
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt Against Against
1B. Election of Director: Earl H. Nemser Mgmt Against Against
1C. Election of Director: Milan Galik Mgmt For For
1D. Election of Director: Paul J. Brody Mgmt For For
1E. Election of Director: Lawrence E. Harris Mgmt Against Against
1F. Election of Director: Richard Gates Mgmt For For
1G. Election of Director: Gary Katz Mgmt For For
1H. Election of Director: Kenneth J. Winston Mgmt For For
2. Approval to amend the 2007 Stock Incentive Mgmt Against Against
Plan.
3. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 934735121
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Michael A. Friedman, Mgmt For For
M.D.
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1F. Election of Director: Alan J. Levy, Ph.D. Mgmt Against Against
1G. Election of Director: Jami Dover Nachtsheim Mgmt For For
1H. Election of Director: Mark J. Rubash Mgmt Against Against
1I. Election of Director: Lonnie M. Smith Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP ("PwC") as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934785619
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. Gapontsev, Ph.D. Mgmt For For
Eugene Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt Withheld Against
Henry E. Gauthier Mgmt Withheld Against
Catherine P. Lego Mgmt For For
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt Against Against
independent registered public accounting
firm for 2018
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934682433
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt No vote
ERIC K. BRANDT Mgmt No vote
MICHAEL R. CANNON Mgmt No vote
YOUSSEF A. EL-MANSY Mgmt No vote
CHRISTINE A. HECKART Mgmt No vote
YOUNG BUM (YB) KOH Mgmt No vote
CATHERINE P. LEGO Mgmt No vote
STEPHEN G. NEWBERRY Mgmt No vote
ABHIJIT Y. TALWALKAR Mgmt No vote
LIH SHYNG TSAI Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt No vote
HOLDING FUTURE STOCKHOLDER ADVISORY VOTES
ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION, OR "SAY ON FREQUENCY."
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote
AT THE ANNUAL MEETING, REGARDING ANNUAL
DISCLOSURE OF EEO-1 DATA.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 934811539
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt Withheld Against
Todd C. Davis Mgmt Withheld Against
Nancy R. Gray Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich Mgmt Withheld Against
John L. LaMattina Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba Mgmt Withheld Against
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Accounting Firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Ligand Pharmaceuticals
Incorporated's named executive officers.
4. Approval of the Amendment to Ligand's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock from
33,333,333 to 60,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934814535
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt Against Against
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: Silvio Barzi Mgmt For For
1d. Election of director: David R. Carlucci Mgmt Against Against
1e. Election of director: Richard K. Davis Mgmt For For
1f. Election of director: Steven J. Freiberg Mgmt Against Against
1g. Election of director: Julius Genachowski Mgmt For For
1h. Election of director: Choon Phong Goh Mgmt For For
1i. Election of director: Merit E. Janow Mgmt For For
1j. Election of director: Nancy Karch Mgmt For For
1k. Election of director: Oki Matsumoto Mgmt For For
1l. Election of director: Rima Qureshi Mgmt For For
1m. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1n. Election of director: Jackson Tai Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2018
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 934658949
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 22-Aug-2017
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVE SANGHI Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: L.B. DAY Mgmt Against Against
1D. ELECTION OF DIRECTOR: ESTHER L. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: WADE F. MEYERCORD Mgmt Against Against
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF MICROCHIP'S 2004 EQUITY
INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 6,000,000, (II)
RE-APPROVE THE 2004 EQUITY INCENTIVE PLAN
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE, AND (III) MAKE
CERTAIN OTHER CHANGES AS SET FORTH IN THE
AMENDED AND RESTATED 2004 EQUITY INCENTIVE
PLAN.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2018.
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt 1 Year For
(NON-BINDING) BASIS, THE FREQUENCY OF
HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP. Agenda Number: 934674397
--------------------------------------------------------------------------------------------------------------------------
Security: 635017106
Meeting Type: Annual
Meeting Date: 06-Oct-2017
Ticker: FIZZ
ISIN: US6350171061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK A. CAPORELLA Mgmt Abstain Against
2. TO APPROVE EXECUTIVE COMPENSATION, BY A Mgmt For For
NON-BINDING ADVISORY VOTE.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 934668065
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: WILLIAM LEI DING Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ALICE CHENG Mgmt For For
1C. RE-ELECTION OF DIRECTOR: DENNY LEE Mgmt For For
1D. RE-ELECTION OF DIRECTOR: JOSEPH TONG Mgmt For For
1E. RE-ELECTION OF DIRECTOR: LUN FENG Mgmt For For
1F. RE-ELECTION OF DIRECTOR: MICHAEL LEUNG Mgmt For For
1G. RE-ELECTION OF DIRECTOR: MICHAEL TONG Mgmt For For
2. APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN Mgmt For For
LLP AS INDEPENDENT AUDITORS OF NETEASE,
INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt Abstain Against
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr Against For
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr For Against
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr Against For
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr For Against
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934777787
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt Against Against
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: David M. Moffett Mgmt For For
1i. Election of Director: Ann M. Sarnoff Mgmt For For
1j. Election of Director: Daniel H. Schulman Mgmt Against Against
1k. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated 2015 Equity Incentive
Award Plan.
4. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2018.
6. Stockholder proposal regarding stockholder Shr For Against
proxy access enhancement.
7. Stockholder proposal regarding political Shr Against For
transparency.
8. Stockholder proposal regarding human and Shr For Against
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 934746085
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William D. Green Mgmt For For
1c. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Douglas L. Peterson Mgmt For For
1i. Election of Director: Sir Michael Rake Mgmt Against Against
1j. Election of Director: Edward B. Rust, Jr. Mgmt Against Against
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Vote to approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Vote to ratify the appointment of Ernst & Mgmt Against Against
Young LLP as our independent Registered
Public Accounting Firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 934814472
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Bostrom Mgmt Against Against
1b. Election of Director: Jonathan C. Chadwick Mgmt For For
1c. Election of Director: Frederic B. Luddy Mgmt For For
1d. Election of Director: Jeffrey A. Miller Mgmt Against Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as the independent registered public
accounting firm for 2018.
4. To amend our 2012 Equity Incentive Plan to Mgmt Against Against
include a limit on non-employee director
compensation.
--------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda Number: 934682697
--------------------------------------------------------------------------------------------------------------------------
Security: G81477104
Meeting Type: Annual
Meeting Date: 03-Nov-2017
Ticker: SINA
ISIN: KYG814771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RE-ELECTION OF YICHEN ZHANG AS A DIRECTOR Mgmt No vote
OF THE COMPANY.
2. RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE INDEPENDENT AUDITORS OF THE COMPANY.
3. ELECTION OF BRETT H. KRAUSE AS A DIRECTOR Shr No vote
OF THE COMPANY.
4. ELECTION OF THOMAS J. MANNING AS A DIRECTOR Shr No vote
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 934761455
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Greenberg Mgmt Withheld Against
Morton Erlich Mgmt Withheld Against
Thomas Walsh Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 934774971
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Guy Sella Mgmt For For
1B. Election of Director: Avery More Mgmt Against Against
2. Ratification of appointment of EY as Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 934819496
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Bradford Jones Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
3. To approve the 2018 Amendment to the Mgmt For For
Stamps.com Inc. 2010 Equity Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent auditors of the Company
for 2018.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 934734941
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt Withheld Against
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt Withheld Against
Joel P. Friedman Mgmt Withheld Against
Kimberly A. Jabal Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2018.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 934692458
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 12-Dec-2017
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN H. SUWINSKI Mgmt For For
J. ALLEN KOSOWSKY Mgmt For For
WILSON JONES Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
2018.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (NEOS).
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
THE "SAY ON PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 934732113
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Kriss Cloninger III Mgmt Against Against
1C. Election of Director: Walter W. Driver, Jr. Mgmt Against Against
1D. Election of Director: Sidney E. Harris Mgmt Against Against
1E. Election of Director: William M. Isaac Mgmt For For
1F. Election of Director: Mason H. Lampton Mgmt For For
1G. Election of Director: Connie D. McDaniel Mgmt For For
1H. Election of Director: Richard A. Smith Mgmt For For
1I. Election of Director: Philip W. Tomlinson Mgmt For For
1J. Election of Director: John T. Turner Mgmt Against Against
1K. Election of Director: Richard W. Ussery Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt Against Against
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as TSYS' independent auditor for the year
2018.
3. Approval of the advisory resolution to Mgmt For For
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 934748976
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Joseph Mgmt No vote
James M. Peck Mgmt No vote
2. Ratification of appointment of Ernst & Mgmt No vote
Young LLP as TransUnion's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 934713199
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 08-Feb-2018
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B. ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt Against Against
JR.
1C. ELECTION OF DIRECTOR: DEAN BANKS Mgmt For For
1D. ELECTION OF DIRECTOR: MIKE BEEBE Mgmt For For
1E. ELECTION OF DIRECTOR: MIKEL A. DURHAM Mgmt For For
1F. ELECTION OF DIRECTOR: TOM HAYES Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt Against Against
1H. ELECTION OF DIRECTOR: CHERYL S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY K. Mgmt Against Against
SCHOMBURGER
1J. ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
29, 2018.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE TYSON FOODS, INC. 2000 STOCK INCENTIVE
PLAN.
4. SHAREHOLDER PROPOSAL TO REQUEST A REPORT Shr Against For
DISCLOSING THE POLICY AND PROCEDURES,
EXPENDITURES, AND OTHER ACTIVITIES RELATED
TO LOBBYING AND GRASSROOTS LOBBYING
COMMUNICATIONS.
5. SHAREHOLDER PROPOSAL TO ADOPT AND IMPLEMENT Shr Against For
A WATER STEWARDSHIP POLICY AT COMPANY AND
SUPPLIER FACILITIES.
--------------------------------------------------------------------------------------------------------------------------
WARRIOR MET COAL, INC. Agenda Number: 934742152
--------------------------------------------------------------------------------------------------------------------------
Security: 93627C101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HCC
ISIN: US93627C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter J. Scheller, III Mgmt For For
Stephen D. Williams Mgmt For For
Michael A. Addeo Mgmt For For
J. Brett Harvey Mgmt For For
Keith W. Luh Mgmt For For
Blaine D. MacDougald Mgmt For For
Matthew R. Michelini Mgmt For For
Alan H. Schumacher Mgmt For For
Gareth N. Turner Mgmt For For
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future shareholder advisory
votes on the compensation of the Company's
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
WEIBO CORPORATION Agenda Number: 934687712
--------------------------------------------------------------------------------------------------------------------------
Security: 948596101
Meeting Type: Annual
Meeting Date: 02-Nov-2017
Ticker: WB
ISIN: US9485961018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS AN ORDINARY RESOLUTION: THAT MR. CHARLES Mgmt No vote
CHAO SHALL BE RE-ELECTED AS A DIRECTOR OF
THE COMPANY AT THIS ANNUAL GENERAL MEETING
AND RETAIN OFFICE UNTIL HIS RETIREMENT
PURSUANT TO THE COMPANY'S MEMORANDUM AND
ARTICLES OF ASSOCIATION.
2. AS AN ORDINARY RESOLUTION: THAT MR. DANIEL Mgmt No vote
YONG ZHANG SHALL BE RE-ELECTED AS A
DIRECTOR OF THE COMPANY AT THIS ANNUAL
GENERAL MEETING AND RETAIN OFFICE UNTIL HIS
RETIREMENT PURSUANT TO THE COMPANY'S
MEMORANDUM AND ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
WINGSTOP INC. Agenda Number: 934745780
--------------------------------------------------------------------------------------------------------------------------
Security: 974155103
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: WING
ISIN: US9741551033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kilandigalu M. Madati Mgmt For For
Charles R. Morrison Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2018.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 934692597
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 12-Dec-2017
Ticker: WGO
ISIN: US9746371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. MOSS Mgmt For For
JOHN M. MURABITO Mgmt For For
MICHAEL J. HAPPE Mgmt For For
WILLIAM C. FISHER Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION, (THE "SAY ON PAY" VOTE).
3. APPROVAL OF THE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR OUR FISCAL YEAR 2018.
5. ADVISORY APPROVAL OF THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION ("SAY ON PAY")
ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 934756341
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sanjay Khosla Mgmt For For
1.2 Election of Director: Willie M. Reed Mgmt For For
1.3 Election of Director: Linda Rhodes Mgmt For For
1.4 Election of Director: William C. Steere, Mgmt For For
Jr.
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay)
3. Ratification of appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for 2018.
Innovator IBD ETF Leaders ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator McKinley Income Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN HLDG, L.P. Agenda Number: 934669601
--------------------------------------------------------------------------------------------------------------------------
Security: 01881G106
Meeting Type: Special
Meeting Date: 29-Sep-2017
Ticker: AB
ISIN: US01881G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. LONG TERM INCENTIVE PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 934729938
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Annual
Meeting Date: 23-Mar-2018
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Resolution 1A Mgmt For For
1B Resolution 1B Mgmt For For
2 Resolution 2 Mgmt For For
3A Resolution 3A Mgmt For For
3B Resolution 3B Mgmt For For
3C Resolution 3C Mgmt For For
3D Resolution 3D Mgmt For For
3E Resolution 3E Mgmt For For
3F Resolution 3F Mgmt Against Against
3G Resolution 3G Mgmt For For
3H Resolution 3H Mgmt For For
4 Resolution 4 Mgmt For For
5A Resolution 5A Mgmt For For
5B Resolution 5B Mgmt For For
5C Resolution 5C Mgmt For For
6 Resolution 6 Mgmt For For
7 Resolution 7 Mgmt For For
8 Resolution 8 Mgmt For For
9 Resolution 9 Mgmt For For
10 Resolution 10 Mgmt For For
11 Resolution 11 Mgmt For For
12A Resolution 12A Mgmt Against Against
12B Resolution 12B Mgmt Against Against
12C Resolution 12C Mgmt Against Against
12D Resolution 12D Mgmt For For
13 Resolution 13 Mgmt For For
14 Resolution 14 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 934715383
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 06-Feb-2018
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) election of class II director: John T. Mgmt For For
Baily
1B) election of class II director: Kenneth F. Mgmt For For
Bernstein
2) To ratify the selection of Ernst & Young Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934703174
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 13-Dec-2017
Ticker: HTGC
ISIN: US4270965084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BADAVAS Mgmt Split 97% For 3% Withheld Split
JORGE TITINGER Mgmt Split 97% For 3% Withheld Split
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Split 92% For 6% Against 2% AbstainSplit
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Split 4% 3 Years 1% 2 Years 94% 1 Year 1%
AbstainSplit
FREQUENCY OF THE EXECUTIVE COMPENSATION
ADVISORY VOTE.
4. RATIFY THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
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HOSPITALITY PROPERTIES TRUST Agenda Number: 934805613
--------------------------------------------------------------------------------------------------------------------------
Security: 44106M102
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HPT
ISIN: US44106M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Trustee: William A. Lamkin Mgmt No vote
(Nominee for Independent Trustee in Class
II)
2. Advisory vote to approve executive Mgmt No vote
compensation.
3. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as independent auditors to serve
for the 2018 fiscal year.
4. Non-binding shareholder proposal requesting Shr No vote
that the company's Board of Trustees adopt
a "proxy access" bylaw, if properly
presented at the meeting.
5. Non-binding shareholder proposal requesting Shr No vote
that the company's Board of Trustees adopt
a consequential majority vote standard for
uncontested director elections, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 934717553
--------------------------------------------------------------------------------------------------------------------------
Security: 45262P102
Meeting Type: Annual
Meeting Date: 07-Feb-2018
Ticker: IMBBY
ISIN: US45262P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the Annual Report and Accounts for the Mgmt For For
financial year ended 30 September 2017 be
received.
2. THAT the Directors' Remuneration Report Mgmt Against Against
(excluding the Directors' Remuneration
Policy) set out on pages 52 to 73 of the
Annual Report and Accounts for the
financial year ended 30 September 2017, be
approved.
3. THAT the Directors' Remuneration Policy, Mgmt Against Against
the full text of which is set out on pages
56 to 61 of the Annual Report and Accounts
for the financial year ended 30 September
2017, be approved.
4. THAT a final dividend for the financial Mgmt For For
year ended 30 September 2017 of 59.51 pence
per ordinary share of 10 pence payable on
29 March 2018 to those shareholders on the
register at the close of business on 23
February 2018 be declared.
5. THAT Alison Cooper be re-elected as a Mgmt For For
Director of the Company.
6. THAT Therese Esperdy be re-elected as a Mgmt For For
Director of the Company.
7. THAT David Haines be re-elected as a Mgmt Against Against
Director of the Company.
8. THAT Simon Langelier be elected as a Mgmt For For
Director of the Company.
9. THAT Matthew Phillips be re-elected as a Mgmt For For
Director of the Company
10. THAT Steven Stanbrook be re-elected as a Mgmt Against Against
Director of the Company.
11. THAT Oliver Tant be re-elected as a Mgmt For For
Director of the Company.
12. THAT Mark Williamson be re-elected as a Mgmt Against Against
Director of the Company.
13. THAT Karen Witts be re-elected as a Mgmt Against Against
Director of the Company.
14. THAT Malcolm Wyman be re-elected as a Mgmt Against Against
Director of the Company.
15. THAT PricewaterhouseCoopers LLP be Mgmt Against Against
reappointed as auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company.
16. THAT the Audit Committee (for and on behalf Mgmt Against Against
of the Board) be authorised to set the
remuneration of the auditor.
17. To consider and, if thought fit, pass Mgmt For For
resolution 17 as ordinary resolution as set
forth in the Company's Notice of Meeting.
18. To consider and, if thought fit, pass Mgmt For For
resolution 18 as ordinary resolution as set
forth in the Company's Notice of Meeting.
19. To consider and, if thought fit, pass Mgmt For For
resolution 19 as special resolution as set
forth in the Company's Notice of Meeting.
20. To consider and, if thought fit, pass Mgmt For For
resolution 20 as special resolution as set
forth in the Company's Notice of Meeting.
21. To consider and, if thought fit, pass Mgmt For For
resolution 21 as special resolution as set
forth in the Company's Notice of Meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 934654369
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Special
Meeting Date: 11-Aug-2017
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE THE Mgmt Split 84% For 14% Against 2% AbstainSplit
COMPANY TO SELL SHARES OF ITS COMMON STOCK,
PAR VALUE $0.02 PER SHARE, AT A PRICE BELOW
THE THEN CURRENT NET ASSET VALUE PER SHARE
OF SUCH COMMON STOCK IN ONE OR MULTIPLE
OFFERINGS, SUBJECT TO CERTAIN LIMITATIONS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION Agenda Number: 934682003
--------------------------------------------------------------------------------------------------------------------------
Security: 74348T102
Meeting Type: Annual
Meeting Date: 12-Dec-2017
Ticker: PSEC
ISIN: US74348T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF CLASS I DIRECTOR OF THE COMPANY Mgmt Split 89% For 8% Against 3% AbstainSplit
TO SERVE UNTIL THE ANNUAL MEETING OF
STOCKHOLDERS IN 2020: WILLIAM J. GREMP
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 934651414
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Special
Meeting Date: 19-Jul-2017
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 16, 2017, AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
WERE AMENDED AS OF JUNE 8, 2017, AND AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
MAY BE FURTHER AMENDED FROM TIME TO TIME,
REFERRED TO AS THE MERGER AGREEMENT, BY AND
AMONG REYNOLDS AMERICAN INC., REFERRED TO
AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A
PUBLIC LIMITED COMPANY INCORPORATED UNDER
THE LAWS OF ENGLAND AND WALES, REFERRED TO
AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. APPROVAL ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAYMENTS THAT WILL OR
MAY BE PAID BY RAI OR BAT TO RAI'S NAMED
EXECUTIVE OFFICERS AND THAT ARE BASED ON OR
OTHERWISE RELATE TO THE MERGER AND THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT TO
WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF RAI SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED Agenda Number: 934665627
--------------------------------------------------------------------------------------------------------------------------
Security: G81075106
Meeting Type: Annual
Meeting Date: 22-Sep-2017
Ticker: SFL
ISIN: BMG810751062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT GARY VOGEL AS A DIRECTOR OF THE Mgmt For For
COMPANY.
2. TO RE-ELECT PAUL M. LEAND JR. AS A DIRECTOR Mgmt Against Against
OF THE COMPANY.
3. TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4. TO RE-ELECT HARALD THORSTEIN AS A DIRECTOR Mgmt For For
OF THE COMPANY
5. TO RE-ELECT BERT M. BEKKER AS A DIRECTOR OF Mgmt For For
THE COMPANY.
6. TO RE-APPOINT MOORE STEPHENS, P.C. AS Mgmt Against Against
AUDITORS AND TO AUTHORIZE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION.
7. TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED US$800,000 FOR
THE YEAR ENDED DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD WHITEHALL FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 921946406
Meeting Type: Special
Meeting Date: 15-Nov-2017
Ticker: VYM
ISIN: US9219464065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt Split 98% For 2% Withheld Split
EMERSON U. FULLWOOD Mgmt Split 98% For 2% Withheld Split
AMY GUTMANN Mgmt Split 98% For 2% Withheld Split
JOANN HEFFERNAN HEISEN Mgmt Split 98% For 2% Withheld Split
F. JOSEPH LOUGHREY Mgmt Split 98% For 2% Withheld Split
MARK LOUGHRIDGE Mgmt Split 98% For 2% Withheld Split
SCOTT C. MALPASS Mgmt Split 98% For 2% Withheld Split
F. WILLIAM MCNABB III Mgmt Split 97% For 3% Withheld Split
DEANNA MULLIGAN Mgmt Split 98% For 2% Withheld Split
ANDRE F. PEROLD Mgmt Split 97% For 3% Withheld Split
SARAH BLOOM RASKIN Mgmt Split 98% For 2% Withheld Split
PETER F. VOLANAKIS Mgmt Split 98% For 2% Withheld Split
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit
WITH THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Split 95% For 3% Against 2% AbstainSplit
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Innovator ETFs Trust
By (Signature) /s/ Bruce Bond
Name Bruce Bond
Title President
Date 08/14/2018