UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23108
NAME OF REGISTRANT: Amplify ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 310 South Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon
Amplify ETF Trust
310 South Hale Street
Wheaton, IL 60187
REGISTRANT'S TELEPHONE NUMBER: 855-267-3837
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Amplify Online Retail ETF
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1-800-FLOWERS.COM, INC. Agenda Number: 934694717
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 11-Dec-2017
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALYN R. BREIG Mgmt For For
CELIA BROWN Mgmt For For
JAMES CANNAVINO Mgmt Withheld Against
EUGENE DEMARK Mgmt For For
LEONARD J. ELMORE Mgmt Withheld Against
SEAN HEGARTY Mgmt For For
CHRISTOPHER G. MCCANN Mgmt For For
JAMES F. MCCANN Mgmt Withheld Against
KATHERINE OLIVER Mgmt For For
LARRY ZARIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 1, 2018.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. TO VOTE ON ONE SHAREHOLDER PROPOSAL, Shr For Against
REGARDING A CHANGE TO PROVIDE THAT ALL OF
THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 934675476
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 18-Oct-2017
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE Mgmt Against Against
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK Mgmt For For
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
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AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt Against Against
1b. Election of Director: Tom A. Alberg Mgmt Against Against
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt Against Against
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr For Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr For Against
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
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ASKUL CORPORATION Agenda Number: 708368863
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 03-Aug-2017
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Approve Reduction of Capital Reserve Mgmt No vote
3.1 Appoint a Director Iwata, Shoichiro Mgmt No vote
3.2 Appoint a Director Yoshida, Hitoshi Mgmt No vote
3.3 Appoint a Director Yoshioka, Akira Mgmt No vote
3.4 Appoint a Director Koshimizu, Hironori Mgmt No vote
3.5 Appoint a Director Kimura, Miyoko Mgmt No vote
3.6 Appoint a Director Toda, Kazuo Mgmt No vote
3.7 Appoint a Director Imaizumi, Koji Mgmt No vote
3.8 Appoint a Director Ozawa, Takao Mgmt No vote
3.9 Appoint a Director Miyata, Hideaki Mgmt No vote
3.10 Appoint a Director Saito, Atsushi Mgmt No vote
4 Appoint a Corporate Auditor Imamura, Toshio Mgmt No vote
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ASOS PLC Agenda Number: 708675066
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 30-Nov-2017
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 AUGUST 2017 TOGETHER WITH THE DIRECTORS'
REPORT, STRATEGIC REPORT AND AUDITORS'
REPORT
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT FOR THE FINANCIAL YEAR ENDED 31
AUGUST 2017
3 TO RE-ELECT BRIAN MCBRIDE AS A DIRECTOR OF Mgmt No vote
THE COMPANY
4 TO RE-ELECT NICK BEIGHTON AS A DIRECTOR OF Mgmt No vote
THE COMPANY
5 TO RE-ELECT HELEN ASHTON AS A DIRECTOR OF Mgmt No vote
THE COMPANY
6 TO RE-ELECT IAN DYSON AS A DIRECTOR OF THE Mgmt No vote
COMPANY
7 TO RE-ELECT RITA CLIFTON AS A DIRECTOR OF Mgmt No vote
THE COMPANY
8 TO RE-ELECT HILARY RIVA AS A DIRECTOR OF Mgmt No vote
THE COMPANY
9 TO RE-ELECT NICK ROBERTSON AS A DIRECTOR OF Mgmt No vote
THE COMPANY
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITORS OF THE COMPANY
11 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt No vote
AMOUNT OF THE AUDITORS' REMUNERATION
12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt No vote
UNDER SECTION 551 OF THE COMPANIES ACT 2006
13 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt No vote
PRE-EMPTION RIGHTS
14 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt No vote
PURCHASES OF ITS OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 934800687
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Jeffrey E. Epstein Mgmt Withheld Against
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt Withheld Against
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Craig W. Rydin Mgmt Withheld Against
Lynn M. Vojvodich Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Advisory Vote to Approve 2017 Executive Mgmt For For
Compensation.
4. Vote to Approve Amendments to the Company's Mgmt For For
1999 Omnibus Plan.
5. Stockholder Proposal requesting that the Shr For Against
Company adopt a policy that the Chairperson
of the Board must be an independent
director.
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CARVANA CO. Agenda Number: 934749081
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernie Garcia, III Mgmt Withheld Against
Ira Platt Mgmt For For
2. To ratify the selection of the Grant Mgmt Against Against
Thornton LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS N.V. Agenda Number: 934693094
--------------------------------------------------------------------------------------------------------------------------
Security: N20146101
Meeting Type: Annual
Meeting Date: 14-Nov-2017
Ticker: CMPR
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPOINT JOHN J. GAVIN, JR. TO SERVE ON Mgmt Against Against
OUR SUPERVISORY BOARD FOR A TERM OF FOUR
YEARS ENDING ON THE DATE OF OUR ANNUAL
GENERAL MEETING OF SHAREHOLDERS IN 2021.
2. TO APPOINT ZACHARY S. STERNBERG TO SERVE ON Mgmt For For
OUR SUPERVISORY BOARD FOR A TERM OF FOUR
YEARS ENDING ON THE DATE OF OUR ANNUAL
GENERAL MEETING OF SHAREHOLDERS IN 2021.
3. TO APPOINT ROBERT S. KEANE TO SERVE ON OUR Mgmt For For
MANAGEMENT BOARD FOR A TERM OF FOUR YEARS
ENDING ON THE DATE OF OUR ANNUAL GENERAL
MEETING OF SHAREHOLDERS IN 2021.
4. TO APPOINT SEAN E. QUINN TO SERVE ON OUR Mgmt For For
MANAGEMENT BOARD FOR A TERM OF THREE YEARS
ENDING ON THE DATE OF OUR ANNUAL GENERAL
MEETING OF SHAREHOLDERS IN 2020.
5. VOTE ON A NON-BINDING "SAY ON PAY" PROPOSAL Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
6. ADOPT OUR STATUTORY ANNUAL ACCOUNTS FOR THE Mgmt For For
FISCAL YEAR ENDED JUNE 30, 2017.
7. DISCHARGE THE MEMBERS OF OUR MANAGEMENT Mgmt For For
BOARD FROM LIABILITY WITH RESPECT TO THE
EXERCISE OF THEIR DUTIES DURING THE YEAR
ENDED JUNE 30, 2017.
8. DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD FROM LIABILITY WITH RESPECT TO THE
EXERCISE OF THEIR DUTIES DURING THE YEAR
ENDED JUNE 30, 2017.
9. AUTHORIZE THE MANAGEMENT BOARD, ACTING WITH Mgmt For For
THE APPROVAL OF THE SUPERVISORY BOARD, TO
REPURCHASE UP TO 6,300,000 OF OUR ISSUED
AND OUTSTANDING ORDINARY SHARES UNTIL MAY
14, 2019.
10. AUTHORIZE THE MANAGEMENT BOARD, ACTING WITH Mgmt For For
THE APPROVAL OF THE SUPERVISORY BOARD, TO
ISSUE UP TO A MAXIMUM OF 10% OF OUR
OUTSTANDING SHARE CAPITAL AND AN ADDITIONAL
10% OF OUR OUTSTANDING SHARE CAPITAL IN
CONNECTION WITH ACQUISITION ACTIVITY UNTIL
MAY 14, 2019.
11. AUTHORIZE THE MANAGEMENT BOARD, WITH THE Mgmt For For
APPROVAL OF THE SUPERVISORY BOARD, TO
EXCLUDE OR RESTRICT OUR SHAREHOLDERS'
PREEMPTIVE RIGHTS WITH RESPECT TO ORDINARY
SHARES AND RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES ISSUED OR GRANTED BY THE MANAGEMENT
BOARD UNTIL MAY 14, 2019.
12. APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2018.
13. VOTE ON A NON-BINDING "SAY ON FREQUENCY" Mgmt 1 Year For
PROPOSAL REGARDING HOW OFTEN TO HOLD FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION
(EVERY ONE, TWO OR THREE YEARS).
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS N.V. Agenda Number: 934771076
--------------------------------------------------------------------------------------------------------------------------
Security: N20146101
Meeting Type: Special
Meeting Date: 25-Apr-2018
Ticker: CMPR
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve a first amendment to article 4.1 of Mgmt For For
our articles of association to increase our
authorized capital from EUR 2,000,000 to
EUR 3,178,000,000 and increase the nominal
value of each ordinary share and each
preferred share from EUR 0.01 to EUR 15.89.
2. Approve a second amendment to article 4.1 Mgmt For For
of our articles of association to decrease
our authorized capital from EUR
3,178,000,000 to EUR 2,000,000 and decrease
the nominal value of each ordinary share
and each preferred share from EUR 15.89 to
EUR 0.01.
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COPART, INC. Agenda Number: 934698753
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 08-Dec-2017
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIS J. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: A. JAYSON ADAIR Mgmt For For
1.3 ELECTION OF DIRECTOR: MATT BLUNT Mgmt For For
1.4 ELECTION OF DIRECTOR: STEVEN D. COHAN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: DANIEL J. ENGLANDER Mgmt Against Against
1.6 ELECTION OF DIRECTOR: JAMES E. MEEKS Mgmt For For
1.7 ELECTION OF DIRECTOR: VINCENT W. MITZ Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS N. TRYFOROS Mgmt For For
2. ADVISORY (NON-BINDING) STOCKHOLDER VOTE ON Mgmt For For
EXECUTIVE COMPENSATION (SAY-ON-PAY VOTE).
3. ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY (NON-BINDING)
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION
(SAY-WHEN-ON-PAY VOTE).
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2018.
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EBAY INC. Agenda Number: 934791573
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fred D. Anderson Jr. Mgmt Against Against
1b. Election of Director: Anthony J. Bates Mgmt For For
1c. Election of Director: Adriane M. Brown Mgmt For For
1d. Election of Director: Diana Farrell Mgmt For For
1e. Election of Director: Logan D. Green Mgmt For For
1f. Election of Director: Bonnie S. Hammer Mgmt For For
1g. Election of Director: Kathleen C. Mitic Mgmt For For
1h. Election of Director: Pierre M. Omidyar Mgmt For For
1i. Election of Director: Paul S. Pressler Mgmt For For
1j. Election of Director: Robert H. Swan Mgmt For For
1k. Election of Director: Thomas J. Tierney Mgmt Against Against
1l. Election of Director: Perry M. Traquina Mgmt For For
1m. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of appointment of independent Mgmt Against Against
auditors.
4. Ratification of Special Meeting Provisions. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 934796749
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: ETSY
ISIN: US29786A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Gary S. Mgmt Abstain Against
Briggs
1b. Election of Class III Director: Edith W. Mgmt Abstain Against
Cooper
1c. Election of Class III Director: Melissa Mgmt Abstain Against
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
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EXPEDIA GROUP, INC. Agenda Number: 934812973
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan C. Athey Mgmt For For
1b. Election of Director: A. George "Skip" Mgmt Abstain Against
Battle
1c. Election of Director: Courtnee A. Chun Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt For For
1e. Election of Director: Pamela L. Coe Mgmt Abstain Against
1f. Election of Director: Barry Diller Mgmt Abstain Against
1g. Election of Director: Jonathan L. Dolgen Mgmt Abstain Against
1h. Election of Director: Craig A. Jacobson Mgmt Abstain Against
1i. Election of Director: Victor A. Kaufman Mgmt For For
1j. Election of Director: Peter M. Kern Mgmt Abstain Against
1k. Election of Director: Dara Khosrowshahi Mgmt For For
1l. Election of Director: Mark D. Okerstrom Mgmt Abstain Against
1m. Election of Director: Scott Rudin Mgmt For For
1n. Election of Director: Christopher W. Shean Mgmt Abstain Against
1o. Election of Director: Alexander von Mgmt For For
Furstenberg
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GROUPON, INC. Agenda Number: 934810119
--------------------------------------------------------------------------------------------------------------------------
Security: 399473107
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: GRPN
ISIN: US3994731079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Angelakis Mgmt For For
Peter Barris Mgmt Withheld Against
Robert Bass Mgmt Withheld Against
Eric Lefkofsky Mgmt Withheld Against
Theodore Leonsis Mgmt For For
Joseph Levin Mgmt Withheld Against
Deborah Wahl Mgmt For For
Rich Williams Mgmt For For
Ann Ziegler Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2018.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers (i.e., once every one, two, or
three years).
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GRUBHUB INC. Agenda Number: 934776848
--------------------------------------------------------------------------------------------------------------------------
Security: 400110102
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: GRUB
ISIN: US4001101025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katrina Lake Mgmt For For
Matthew Maloney Mgmt For For
Brian McAndrews Mgmt For For
2. Ratification of the appointment of Crowe Mgmt Against Against
Horwath LLP as GrubHub Inc.'s independent
registered accounting firm for the fiscal
year ending December 31, 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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HSN, INC Agenda Number: 934710256
--------------------------------------------------------------------------------------------------------------------------
Security: 404303109
Meeting Type: Special
Meeting Date: 29-Dec-2017
Ticker: HSNI
ISIN: US4043031099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JULY 5, 2017 (AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, THE MERGER
AGREEMENT), BY AND AMONG HSN, INC. (HSNI),
LIBERTY INTERACTIVE CORPORATION AND LIBERTY
HORIZON, INC.
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
ADJOURN OR POSTPONE THE HSNI SPECIAL
MEETING, IF NECESSARY AND FOR A MINIMUM
PERIOD OF TIME REASONABLE UNDER THE
CIRCUMSTANCES, TO ENSURE THAT ANY NECESSARY
SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT/ PROSPECTUS IS PROVIDED TO HSNI
STOCKHOLDERS A REASONABLE ..(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, BY A NON-BINDING ADVISORY VOTE,
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO HSNI'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE TRANSACTIONS CONTEMPLATED BY
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 934821326
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: IAC
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edgar Bronfman, Jr. Mgmt Withheld Against
Chelsea Clinton Mgmt For For
Barry Diller Mgmt For For
Michael D. Eisner Mgmt For For
Bonnie S. Hammer Mgmt Withheld Against
Victor A. Kaufman Mgmt For For
Joseph Levin Mgmt For For
Bryan Lourd Mgmt Withheld Against
David Rosenblatt Mgmt Withheld Against
Alan G. Spoon Mgmt Withheld Against
A. von Furstenberg Mgmt For For
Richard F. Zannino Mgmt For For
2. To approve the 2018 Stock Plan Proposal. Mgmt Against Against
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as IAC's independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
JUST EAT PLC Agenda Number: 709094104
--------------------------------------------------------------------------------------------------------------------------
Security: G5215U106
Meeting Type: AGM
Meeting Date: 26-Apr-2018
Ticker:
ISIN: GB00BKX5CN86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT INCLUDING THE Mgmt No vote
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2017
2 TO APPROVE THE REMUNERATION POLICY Mgmt No vote
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT
4 TO REAPPOINT ANDREW GRIFFITH AS A DIRECTOR Mgmt No vote
5 TO REAPPOINT PAUL HARRISON AS A DIRECTOR Mgmt No vote
6 TO REAPPOINT GWYN BURR AS A DIRECTOR Mgmt No vote
7 TO REAPPOINT FREDERIC COOREVITS AS A Mgmt No vote
DIRECTOR
8 TO REAPPOINT ROISIN DONNELLY AS A DIRECTOR Mgmt No vote
9 TO REAPPOINT DIEGO OLIVA AS A DIRECTOR Mgmt No vote
10 TO REAPPOINT ALISTAIR COX AS A DIRECTOR Mgmt No vote
11 TO REAPPOINT PETER PLUMB AS A DIRECTOR Mgmt No vote
12 TO REAPPOINT MIKE EVANS AS A DIRECTOR Mgmt No vote
13 TO REAPPOINT DELOITTE LLP AS AUDITOR Mgmt No vote
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt No vote
AUDITOR'S REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
RELEVANT SECURITIES PURSUANT TO SECTION 551
OF THE COMPANIES ACT 2006
16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt No vote
15, THE DIRECTORS BE AND ARE HEREBY
AUTHORISED PURSUANT TO SECTION 570 AND
SECTION 573 OF THE ACT TO ALLOT EQUITY
SECURITIES (WITHIN THE MEANING OF SECTION
560 OF THE ACT) FOR CASH EITHER PURSUANT TO
THE AUTHORITY CONFERRED BY RESOLUTION 15
ABOVE OR BY WAY OF A SALE OF TREASURY
SHARES AS IF SECTION 561(1) OF THAT ACT DID
NOT APPLY TO ANY SUCH ALLOTMENT PROVIDED
THAT THIS AUTHORITY SHALL BE LIMITED TO:
(A) THE ALLOTMENT OF EQUITY SECURITIES IN
CONNECTION WITH A PRE-EMPTIVE OFFER OF
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH (B) OF
RESOLUTION 15 ABOVE BY WAY OF RIGHTS ISSUE
ONLY) IN FAVOUR OF THE HOLDERS OF ORDINARY
SHARES ON THE REGISTER OF MEMBERS AT SUCH
RECORD DATE(S) AS THE DIRECTORS MAY
DETERMINE AND OTHER PERSONS ENTITLED TO
PARTICIPATE THEREIN WHERE THE EQUITY
SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE
INTERESTS OF THE ORDINARY SHAREHOLDERS ARE
PROPORTIONATE (AS NEARLY AS MAY BE
PRACTICABLE) TO THE RESPECTIVE NUMBERS OF
ORDINARY SHARES HELD BY THEM ON ANY SUCH
RECORD DATE(S), SUBJECT TO SUCH EXCLUSIONS
OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY
DEEM NECESSARY OR EXPEDIENT TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR
LEGAL OR PRACTICAL PROBLEMS ARISING UNDER
THE LAWS OF ANY OVERSEAS TERRITORY OR THE
REQUIREMENTS OF ANY REGULATORY BODY OR
STOCK EXCHANGE OR BY VIRTUE OF ORDINARY
SHARES BEING REPRESENTED BY DEPOSITARY
RECEIPTS OR ANY OTHER MATTER; AND (B) THE
ALLOTMENT (OTHERWISE THAN PURSUANT TO
SUB-PARAGRAPH (A) OF THIS RESOLUTION 16) TO
ANY PERSON OR PERSONS UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 340,025 REPRESENTING
NOT MORE THAN 5% OF THE COMPANY'S ISSUED
ORDINARY SHARE CAPITAL AS AT 9 MARCH 2018,
SUCH AUTHORITY SHALL EXPIRE AT THE END OF
THE NEXT AGM OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 30
JUNE 2019), SAVE THAT THE COMPANY SHALL BE
ENTITLED TO MAKE OFFERS OR AGREEMENTS
BEFORE THE EXPIRY OF SUCH AUTHORITY WHICH
WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO
BE ALLOTTED (AND TREASURY SHARES TO BE
SOLD) AFTER SUCH EXPIRY AND THE DIRECTORS
SHALL BE ENTITLED TO ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES)
PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED
17 THAT, SUBJECT TO THE PASSING OF AND Mgmt No vote
PURSUANT TO THE AUTHORITY CONFERRED BY
RESOLUTION 15, THE BOARD BE AUTHORISED IN
ADDITION TO ANY AUTHORITY GRANTED UNDER
RESOLUTION 16 TO ALLOT EQUITY SECURITIES
(AS DEFINED IN THE ACT) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 15 AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE:
(A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 340,025
REPRESENTING NOT MORE THAN 5% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS
AT 9 MARCH 2018; AND (B) USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY SHALL EXPIRE AT THE END OF THE
NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 JUNE 2019),
SAVE THAT THE COMPANY SHALL BE ENTITLED TO
MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY
OF SUCH AUTHORITY WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
(AND TREASURY SHARES TO BE SOLD) AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) PURSUANT TO ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
18 TO AUTHORISE THE COMPANY TO REPURCHASE ITS Mgmt No vote
OWN SHARES PURSUANT TO SECTION 701 OF THE
COMPANIES ACT 2006
19 TO AUTHORISE POLITICAL DONATIONS AND Mgmt No vote
EXPENDITURE
20 TO AUTHORISE THE DIRECTORS TO ESTABLISH THE Mgmt No vote
JUST EAT DEFERRED SHARE BONUS PLAN 2018
21 TO AUTHORISE THE CALLING OF A GENERAL Mgmt No vote
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 934769451
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt Withheld Against
Jerome S. Griffith Mgmt Withheld Against
Elizabeth Leykum Mgmt Withheld Against
Josephine Linden Mgmt Withheld Against
John T. McClain Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
future stockholder votes regarding the
compensation of our Named Executive
Officers.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2018.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 934679119
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 28-Sep-2017
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPOINT KPMG AS THE INDEPENDENT AUDITOR Mgmt Against Against
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MARCH 31, 2018, AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX SUCH
AUDITOR'S REMUNERATION.
2. TO ADOPT THE COMPANY'S CONSOLIDATED AND Mgmt For For
UNCONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED MARCH 31, 2017 AUDITED BY
KPMG (MAURITIUS).
3. TO RE-ELECT PATRICK LUKE KOLEK AS A Mgmt For For
DIRECTOR ON THE BOARD OF DIRECTORS OF THE
COMPANY.
4. TO RE-ELECT CHARLES ST LEGER SEARLE AS A Mgmt For For
DIRECTOR ON THE BOARD OF DIRECTORS OF THE
COMPANY.
5. TO RE-ELECT YUVRAJ THACOOR AS A DIRECTOR ON Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY.
6. TO RE-ELECT OLIVER MINHO RIPPEL AS A Mgmt For For
DIRECTOR ON THE BOARD OF DIRECTORS OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 934811755
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Meyer Malka Mgmt For For
Javier Olivan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt Abstain Against
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr Against For
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr For Against
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr Against For
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr For Against
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC. Agenda Number: 934775454
--------------------------------------------------------------------------------------------------------------------------
Security: 67069D108
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: NTRI
ISIN: US67069D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert F. Bernstock Mgmt Withheld Against
Paul Guyardo Mgmt For For
Michael J. Hagan Mgmt Withheld Against
Jay Herratti Mgmt For For
Michael D. Mangan Mgmt For For
Brian P. Tierney Mgmt Withheld Against
Andrea M. Weiss Mgmt For For
Dawn M. Zier Mgmt For For
2. APPROVE ON AN ADVISORY BASIS OUR NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFY ON AN ADVISORY BASIS KPMG LLP AS OUR Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 934758232
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick M. Byrne Mgmt For For
Barclay F. Corbus Mgmt Withheld Against
Jonathan E. Johnson III Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934777787
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt Against Against
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: David M. Moffett Mgmt For For
1i. Election of Director: Ann M. Sarnoff Mgmt For For
1j. Election of Director: Daniel H. Schulman Mgmt Against Against
1k. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated 2015 Equity Incentive
Award Plan.
4. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2018.
6. Stockholder proposal regarding stockholder Shr For Against
proxy access enhancement.
7. Stockholder proposal regarding political Shr Against For
transparency.
8. Stockholder proposal regarding human and Shr For Against
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 934646552
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 28-Jul-2017
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MENDERES AKDAG Mgmt For For
FRANK J. FORMICA Mgmt Withheld Against
GIAN M. FULGONI Mgmt Withheld Against
RONALD J. KORN Mgmt Withheld Against
ROBERT C. SCHWEITZER Mgmt Withheld Against
2. AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. AN ADVISORY VOTE TO DETERMINE THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt Against Against
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY TO SERVE
FOR THE 2018 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 934804522
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Barton Mgmt For For
Michael A. George Mgmt For For
Gregory B. Maffei Mgmt Withheld Against
2. A proposal to ratify the selection of KPMG Mgmt Against Against
LLP as our independent auditors for the
fiscal year ending December 31, 2018.
3. Adoption of the restated certificate of Mgmt Against Against
incorporation, which amends and restates
our current charter to eliminate our
tracking stock capitalization structure,
reclassify shares of our existing QVC Group
Common Stock into shares of our New Common
Stock and make certain conforming and
clarifying changes in connection with the
foregoing.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 709015401
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 29-Mar-2018
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt No vote
2.1 Appoint a Director Mikitani, Hiroshi Mgmt No vote
2.2 Appoint a Director Hosaka, Masayuki Mgmt No vote
2.3 Appoint a Director Charles B. Baxter Mgmt No vote
2.4 Appoint a Director Kutaragi, Ken Mgmt No vote
2.5 Appoint a Director Mitachi, Takashi Mgmt No vote
2.6 Appoint a Director Murai, Jun Mgmt No vote
2.7 Appoint a Director Youngme Moon Mgmt No vote
3 Appoint a Corporate Auditor Hiramoto, Mgmt No vote
Masahide
4 Approve Issuance of Share Acquisition Mgmt No vote
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company, the Company's Subsidiaries and the
Affiliated Companies
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 934805966
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 30-May-2018
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tobias Lutke Mgmt For For
Robert Ashe Mgmt For For
Steven Collins Mgmt For For
Gail Goodman Mgmt For For
Jeremy Levine Mgmt For For
John Phillips Mgmt For For
2 Resolution approving the re-appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3 Resolution approving the amendment and Mgmt For For
restatement of the Company's Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
4 Resolution approving the amendment and Mgmt For For
restatement of the Company's Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
5 Non-binding advisory resolution that the Mgmt For For
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERFLY, INC. Agenda Number: 934782776
--------------------------------------------------------------------------------------------------------------------------
Security: 82568P304
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SFLY
ISIN: US82568P3047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas D. Hughes Mgmt For For
Eva Manolis Mgmt For For
Elizabeth(Libby)Sartain Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Shutterfly's named
executive officers.
3. To approve the amendment of our 2015 Equity Mgmt For For
Incentive Plan to increase the number of
shares available thereunder by 900,000
shares.
4. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as Shutterfly's
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 934819496
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Bradford Jones Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
3. To approve the 2018 Amendment to the Mgmt For For
Stamps.com Inc. 2010 Equity Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent auditors of the Company
for 2018.
--------------------------------------------------------------------------------------------------------------------------
START TODAY CO., LTD. Agenda Number: 709593695
--------------------------------------------------------------------------------------------------------------------------
Security: J7665M102
Meeting Type: AGM
Meeting Date: 26-Jun-2018
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Change Official Company Mgmt No vote
Name to ZOZO, Inc.
3 Amend the Compensation including Stock Mgmt No vote
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 934808859
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt Withheld Against
Stephen Kaufer Mgmt Withheld Against
Jay C. Hoag Mgmt Withheld Against
Dipchand (Deep) Nishar Mgmt Withheld Against
Jeremy Philips Mgmt For For
Spencer M. Rascoff Mgmt For For
Albert E. Rosenthaler Mgmt Withheld Against
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
TripAdvisor, Inc.s independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. To approve the TripAdvisor, Inc. 2018 Stock Mgmt Against Against
and Annual Incentive Plan.
4. To approve (on an advisory basis) the Mgmt Against Against
compensation of our named executive
officers.
5. To vote (on an advisory basis) on the Mgmt 1 Year Against
frequency of future advisory resolutions to
approve the compensation of TripAdvisor's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 934811628
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Adoption of the annual accounts over the Mgmt For
financial year 2017
6. Appointment of the external auditor for the Mgmt For
financial year 2018
7. Release of the management directors from Mgmt For
liability for the exercise of their duties
during the financial year 2017
8. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2017
9. Reappointment of A.P. Hefer as managing Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2023
10. Reappointment of R.T.J. Schromgens as Mgmt For
managing director for a period expiring at
the end of the annual general meeting to be
held in the year 2019
11. Reappointment of T.J. Thomas as managing Mgmt For
director for a period ...(due to space
limits, see proxy material for full
proposal).
12. Appointment of R. Dzielak as supervisory Mgmt Against
director for a period expiring at the end
of the annual general meeting to be held in
the year 2021
13. Authorization of the management board to Mgmt For
acquire shares in the Company's capital
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 934760225
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Niraj Shah Mgmt Abstain Against
1b. Election of Director: Steven Conine Mgmt Abstain Against
1c. Election of Director: Julie Bradley Mgmt For For
1d. Election of Director: Robert Gamgort Mgmt For For
1e. Election of Director: Michael Kumin Mgmt For For
1f. Election of Director: James Miller Mgmt For For
1g. Election of Director: Jeffrey Naylor Mgmt For For
1h. Election of Director: Romero Rodrigues Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
YOOX NET-A-PORTER GROUP S.P.A Agenda Number: 709249836
--------------------------------------------------------------------------------------------------------------------------
Security: T9846S106
Meeting Type: OGM
Meeting Date: 20-Apr-2018
Ticker:
ISIN: IT0003540470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 911925 DUE TO RESOLUTION 5 HAS
BEEN SPLIT INTO SUB-VOTABLE ITEMS AND
ADDITION OF RESOLUTION 4.2. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 YOOX NET-A PORTER GROUP S.P.A. STATUTORY Mgmt No vote
FINANCIAL STATEMENTS AS AT 31 DECEMBER
2017. DIRECTORS' MANAGEMENT REPORT. REPORT
OF THE BOARD OF STATUTORY AUDITORS PURSUANT
TO ARTICLE 153 OF LEGISLATIVE DECREE
58/1998 AND INDEPENDENT AUDITORS' REPORT.
PRESENTATION OF THE CONSOLIDATED FINANCIAL
STATEMENTS AS AT 31 DECEMBER 2017. ANY
CONSEQUENT RESOLUTION
2 REMUNERATION REPORT PURSUANT TO ART. Mgmt No vote
123-TER OF LEGISLATIVE DECREE 58/1998. ANY
CONSEQUENT RESOLUTION
3.1 APPOINTMENT OF THE BOARD OF DIRECTOR, Mgmt No vote
FOLLOWING THE DETERMINATION OF THE NUMBER
OF MEMBERS AND THE DURATION OF OFFICE.
DETERMINATION OF REMUNERATION. ANY
CONSEQUENT RESOLUTION: DETERMINATION OF
NUMBER OF MEMBERS
3.2 APPOINTMENT OF THE BOARD OF DIRECTOR, Mgmt No vote
FOLLOWING THE DETERMINATION OF THE NUMBER
OF MEMBERS AND THE DURATION OF OFFICE.
DETERMINATION OF REMUNERATION. ANY
CONSEQUENT RESOLUTION: DETERMINATION OF THE
ENGAGEMENT TERM
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND IF YOU ARE REQUIRED TO VOTE
FOR ONLY 1 OF THE 2 SLATES OF BOARD OF
DIRECTORS. THANK YOU
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATES UNDER RESOLUTIONS
3.3.1 AND 3.3.2
3.3.1 TO APPOINT THE BOARD OF DIRECTORS. LIST Mgmt No vote
PRESENTED BY THE OUTGOING BOARD OF
DIRECTORS. FEDERICO MARCHETTI STEFANO
VALERIO ROBERT KUNZE-CONCEWITZ EVA CHEN
LAURA ZONI CATHERINE MARINE YVONNE
GE'RARDIN - RICHARD LEPEU CEDRIC BOSSET
RAFFAELLO NAPOLEONE
3.3.2 TO APPOINT THE BOARD OF DIRECTORS. LIST Mgmt No vote
PRESENTED BY A GROUP OF INVESTORS
REPRESENTING COLLECTIVELY 1.02085PCT OF THE
STOCK CAPITAL. ALESSANDRO ROBIN FOTI
3.4 APPOINTMENT OF THE BOARD OF DIRECTOR, Mgmt No vote
FOLLOWING THE DETERMINATION OF THE NUMBER
OF MEMBERS AND THE DURATION OF OFFICE.
DETERMINATION OF REMUNERATION. ANY
CONSEQUENT RESOLUTION: DETERMINATION OF
REMUNERATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATES UNDER RESOLUTIONS
4.1.1 AND 4.1.2
4.1.1 TO APPOINT THE INTERNAL AUDITORS AND THEIR Mgmt No vote
CHAIRMAN. LIST PRESENTED BY SHAREHOLDER
FEDERICO MACHETTI, REPRESENTING, DIRECTLY
AND INDIRECTLY THROUGH MAVIS S.R.L. 5.6PCT
OF THE STOCK CAPITAL. EFFECTIVE AUDITORS
GIOVANNI NACCARATO -MARCO MARIA FUMAGALLI
PATRIZIA ARIENTI ALTERNATE AUDITORS
SALVATORE TARSIA NICOLETTA MARIA COLOMBO
4.1.2 TO APPOINT THE INTERNAL AUDITORS AND THEIR Mgmt No vote
CHAIRMAN. LIST PRESENTED BY A GROUP OF
INVESTORS COLLECTIVELY REPRESENTING
1.02085PCT OF THE STOCK CAPITAL. EFFECTIVE
AUDITOR GIUSEPPE CERATI ALTERNATE AUDITOR
MYRIAM AMATO
4.2 APPOINTMENT OF THE BOARD OF STATUTORY Mgmt No vote
AUDITOR AND ITS CHAIRMAN. DETERMINATION OF
REMUNERATION. ANY CONSEQUENT RESOLUTION:
APPOINTMENT OF THE CHAIRMAN
4.3 APPOINTMENT OF THE BOARD OF STATUTORY Mgmt No vote
AUDITOR AND ITS CHAIRMAN. DETERMINATION OF
REMUNERATION. ANY CONSEQUENT RESOLUTION:
DETERMINATION OF REMUNERATION. ANY
CONSEQUENT RESOLUTIONS
5.1 APPOINTMENT OF INDEPENDENT AUDITOR FOR THE Mgmt No vote
YEARS 2018 - 2026 AND DETERMINATION OF THE
RELATED FEES PURSUANT TO LEGISLATIVE DECREE
39/2010 AND REGULATION (EU) NO. 537/2014.
ANY CONSEQUENT RESOLUTION: APPOINTMENT OF
INDEPENDENT AUDITORS FOR THE YEARS 2018 -
2026 AND DETERMINATION OF THE RELATED FEES
PURSUANT TO LEGISLATIVE DECREE 39/2010 AND
REGULATION (EU) NO. 537/2014
5.2 APPOINTMENT OF INDEPENDENT AUDITOR FOR THE Mgmt No vote
YEARS 2018 - 2026 AND DETERMINATION OF THE
RELATED FEES PURSUANT TO LEGISLATIVE DECREE
39/2010 AND REGULATION (EU) NO. 537/2014.
ANY CONSEQUENT RESOLUTION: DETERMINATION OF
THE REMUNERATION. ANY CONSEQUENT RESOLUTION
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/approved/99
999z/19840101/nps_348961.pdf AND
https://materials.proxyvote.com/approved/99
999z/19840101/nps_351865.pdf
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE, BERLIN Agenda Number: 709254724
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 23-May-2018
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 02 MAY 18, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.05.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2017 TOGETHER WITH THE COMBINED
MANAGEMENT REPORT FOR ZALANDO SE AND THE
ZALANDO GROUP, THE COMBINED NON-FINANCIAL
REPORT FOR ZALANDO SE AND THE ZALANDO GROUP
AND THE REPORT OF THE SUPERVISORY BOARD AS
WELL AS THE EXPLANATORY REPORTS ON THE
INFORMATION REQUIRED PURSUANT TO SECTION
289A (1), 315A (1) OF THE GERMAN COMMERCIAL
CODE
2 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt No vote
3 DISCHARGE OF THE MANAGEMENT BOARD OF Mgmt No vote
ZALANDO SE FOR FISCAL YEAR 2017
4 DISCHARGE OF THE SUPERVISORY BOARD OF Mgmt No vote
ZALANDO SE FOR FISCAL YEAR 2017
5.1 ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt No vote
STATEMENTS AND THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AS WELL
AS THE AUDITOR FOR A REVIEW: BASED ON THE
RECOMMENDATION OF ITS AUDIT COMMITTEE, THE
SUPERVISORY BOARD PROPOSES TO APPOINT ERNST
& YOUNG GMBH,
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART,
BERLIN OFFICE, AS AUDITOR FOR THE AUDIT OF
THE FINANCIAL STATEMENTS AND OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2018 AND FOR A REVIEW OF THE
CONDENSED ACCOUNTS AND OF THE INTERIM
MANAGEMENT REPORT FOR THE FIRST SIX MONTHS
OF FISCAL YEAR 2018 AND FOR A REVIEW, IF
APPLICABLE, OF ADDITIONAL INTERIM FINANCIAL
INFORMATION WITHIN THE MEANING OF SECTION
115 (7) OF THE GERMAN SECURITIES TRADING
ACT (WERTPAPIERHANDELSGESETZ - WPHG) IN
FISCAL YEAR 2018
5.2 ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt No vote
STATEMENTS AND THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AS WELL
AS THE AUDITOR FOR A REVIEW: FURTHERMORE,
BASED ON THE RECOMMENDATION OF ITS AUDIT
COMMITTEE, THE SUPERVISORY BOARD PROPOSES
TO APPOINT ERNST & YOUNG GMBH,
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART,
BERLIN OFFICE, AS AUDITOR FOR A REVIEW, IF
APPLICABLE, OF ADDITIONAL INTERIM FINANCIAL
INFORMATION WITHIN THE MEANING OF SECTION
115 (7) WPHG IN FISCAL YEAR 2019 UNTIL THE
NEXT GENERAL MEETING
6 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt No vote
MANAGEMENT BOARD MEMBERS
7.1 NEW APPOINTMENT OF A MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD AND OF AN ALTERNATE
MEMBER: ANTHONY BREW
7.2 NEW APPOINTMENT OF A MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD AND OF AN ALTERNATE
MEMBER: JAVIER MARTIN PEREZ
8 RESOLUTION ON THE APPROVAL OF A DOMINATION Mgmt No vote
AND PROFIT AND LOSS TRANSFER AGREEMENT
BETWEEN ZALANDO SE AND ZLABELS GMBH
--------------------------------------------------------------------------------------------------------------------------
ZOOPLUS AG, UNTERFOEHRING Agenda Number: 709336324
--------------------------------------------------------------------------------------------------------------------------
Security: D9866J108
Meeting Type: AGM
Meeting Date: 13-Jun-2018
Ticker:
ISIN: DE0005111702
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 MAY 2018, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.05.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENT FOR THE
2017 FINANCIAL YEAR; THE MANAGEMENT REPORTS
FOR THE COMPANY AND THE GROUP FOR THE 2017
FINANCIAL YEAR; THE REPORT OF THE
SUPERVISORY BOARD FOR THE 2017 FINANCIAL
YEAR, AND THE EXPLANATORY REPORT OF THE
MANAGEMENT BOARD ON THE DISCLOSURES
PURSUANT TO SECTIONS 289A (1) AND 315A (1)
OF THE GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH - HGB)
2 APPROPRIATION OF RETAINED PROFITS FOR THE Mgmt No vote
2017 FINANCIAL YEAR: EUR 2,856,498.50
RECORDED IN THE COMPANY'S FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2017 BE
CARRIED FORWARD
3 RESOLUTION ON THE DISCHARGE OF THE Mgmt No vote
MANAGEMENT BOARD FOR THE 2017 FINANCIAL
YEAR
4 RESOLUTION ON THE DISCHARGE OF THE Mgmt No vote
SUPERVISORY BOARD FOR THE 2017 FINANCIAL
YEAR
5 ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt No vote
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL
YEAR: PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
FRANKFURT/MAIN
6 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt No vote
SUBSCRIPTION RIGHTS TO MEMBERS OF THE
MANAGEMENT BOARD OF ZOOPLUS AG AND
MANAGEMENT BODIES OF AFFILIATED COMPANIES
IN GERMANY AND ABROAD, SELECTED EXECUTIVES
AND EMPLOYEES OF ZOOPLUS AG AND AFFILIATED
COMPANIES IN GERMANY AND ABROAD (2018 STOCK
OPTION PROGRAM), AS WELL AS TO CREATE
CONDITIONAL CAPITAL 2018/I AND AMEND THE
ARTICLES OF ASSOCIATION
7 RESOLUTION ON THE CANCELLATION OF Mgmt No vote
CONDITIONAL CAPITAL 2010/I
8 RESOLUTION ON THE CREATION OF NEW Mgmt No vote
CONDITIONAL CAPITAL 2018/II AND
AUTHORIZATION OF THE MANAGEMENT BOARD TO
ISSUE CONVERTIBLE BONDS / BONDS WITH
WARRANTS EXCLUDING SHAREHOLDERS
SUBSCRIPTION RIGHTS AND AMEND THE ARTICLES
OF ASSOCIATION
Amplify Transformational Data Sharing ETF
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 934745639
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt Against Against
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: Michael J. Inglis Mgmt For For
1f. Election of Director: John W. Marren Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Ahmed Yahia Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock from 1.5 billion shares to
2.25 billion shares.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 934803188
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Eric E. Schmidt Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Diane B. Greene Mgmt For For
John L. Hennessy Mgmt Withheld Against
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt Withheld Against
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. The approval of amendments to Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 11,500,000 shares of Class C
capital stock and to prohibit the repricing
of stock options granted under the 2012
Stock Plan without stockholder approval.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding a lobbying Shr Against For
report, if properly presented at the
meeting.
6. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
7. A stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
8. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
9. A stockholder proposal regarding board Shr For Against
diversity and qualifications, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 934732909
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 16-Mar-2018
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 EXAMINATION AND APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND MANAGEMENT REPORTS
OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
AND ITS CONSOLIDATED GROUP FOR THE YEAR
ENDED DECEMBER 31, 2017.
1.2 APPROVAL OF THE ALLOCATION OF THE 2017 Mgmt For For
PROFIT.
1.3 APPROVAL OF CORPORATE MANAGEMENT DURING Mgmt For For
2017.
2.1 Re-appointment of Jose Miguel Andres Mgmt For For
Torrecillas as a member to the Board of
Director
2.2 Re-appointment of Belen Garijo Lopez as a Mgmt For For
member to the Board of Director
2.3 Re-appointment of Juan Pi Llorens as a Mgmt For For
member to the Board of Director
2.4 Re-appointment of Jose Maldonado Ramos as a Mgmt Against Against
member to the Board of Director
2.5 Appointment of Jaime Caruana Lacorte as a Mgmt For For
member to the Board of Director
2.6 Appointment of Ana Peralta Moreno as a Mgmt For For
member to the Board of Director
2.7 Appointment of Jan Verplancke as a member Mgmt For For
to the Board of Director
3. Authorization for the Company to carry out Mgmt For For
the derivative acquisition of its own
shares, directly or through Group
companies, setting the limits or
requirements thereon and conferring on the
Board of Directors the powers necessary to
execute the acquisition, rendering without
effect the unused portion of the
authorization given at the General
Shareholders' Meeting held on March 14,
2014.
4. Approval of a maximum level of variable Mgmt For For
remuneration of up to 200% of the fixed
component of total remuneration for a group
of employees whose professional activities
have significant impact on the Group's risk
profile.
5. Conferral of authority on the Board of Mgmt For For
Directors, with may in turn delegate such
authority, to formalize, correct, interpret
and implement the resolutions adopted by
the General Meeting.
6. Consultative vote on the Annual Report on Mgmt For For
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 934729938
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Annual
Meeting Date: 23-Mar-2018
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Resolution 1A Mgmt For For
1B Resolution 1B Mgmt For For
2 Resolution 2 Mgmt For For
3A Resolution 3A Mgmt For For
3B Resolution 3B Mgmt For For
3C Resolution 3C Mgmt For For
3D Resolution 3D Mgmt For For
3E Resolution 3E Mgmt For For
3F Resolution 3F Mgmt Against Against
3G Resolution 3G Mgmt For For
3H Resolution 3H Mgmt For For
4 Resolution 4 Mgmt For For
5A Resolution 5A Mgmt For For
5B Resolution 5B Mgmt For For
5C Resolution 5C Mgmt For For
6 Resolution 6 Mgmt For For
7 Resolution 7 Mgmt For For
8 Resolution 8 Mgmt For For
9 Resolution 9 Mgmt For For
10 Resolution 10 Mgmt For For
11 Resolution 11 Mgmt For For
12A Resolution 12A Mgmt Against Against
12B Resolution 12B Mgmt Against Against
12C Resolution 12C Mgmt Against Against
12D Resolution 12D Mgmt For For
13 Resolution 13 Mgmt For For
14 Resolution 14 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LIMITED Agenda Number: 709276035
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 27-Jun-2018
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2018/0417/LTN20180417477.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2018/0417/LTN20180417457.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2017
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.758 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2017
3.A TO RE-ELECT MR REN DEQI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.B TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.C TO RE-ELECT MR TUNG SAVIO WAI-HOK AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt For For
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt Against Against
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Lewis Hay, III Mgmt Against Against
1E. Election of Director: Benjamin P. Mgmt For For
Jenkins,III
1F. Election of Director: Peter Thomas Killalea Mgmt For For
1G. Election of Director: Pierre E. Leroy Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt Against Against
1J. Election of Director: Bradford H. Warner Mgmt Against Against
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as independent auditors of Capital One
for 2018.
3. Advisory approval of Capital One's 2017 Mgmt For For
Named Executive Officer compensation.
4. Ratification of 25% ownership threshold for Mgmt For For
stockholders to request a special meeting
of stockholders.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 934772410
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Frank E. English, Jr. Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Carole E. Stone Mgmt For For
1m. Election of Director: Eugene S. Sunshine Mgmt For For
2. Advisory proposal to approve the Company's Mgmt For For
executive compensation.
3. Approve the Company's Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of the Mgmt Against Against
independent registered public accounting
firm
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934740401
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: John C. Dugan Mgmt For For
1d. Election of Director: Duncan P. Hennes Mgmt For For
1e. Election of Director: Peter B. Henry Mgmt For For
1f. Election of Director: Franz B. Humer Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Renee J. James Mgmt For For
1i. Election of Director: Eugene M. McQuade Mgmt For For
1j. Election of Director: Michael E. O'Neill Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Anthony M. Santomero Mgmt For For
1m. Election of Director: Diana L. Taylor Mgmt For For
1n. Election of Director: James S. Turley Mgmt For For
1o. Election of Director: Deborah C. Wright Mgmt For For
1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as Citi's independent registered public
accounting firm for 2018.
3. Advisory vote to approve Citi's 2017 Mgmt For For
executive compensation.
4. Approval of an amendment to the Citigroup Mgmt For For
2014 Stock Incentive Plan authorizing
additional shares.
5. Stockholder proposal requesting a Human and Shr For Against
Indigenous Peoples' Rights Policy.
6. Stockholder proposal requesting that our Shr Against For
Board take the steps necessary to adopt
cumulative voting.
7. Stockholder proposal requesting a report on Shr Against For
lobbying and grassroots lobbying
contributions.
8. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access bylaw
provisions pertaining to the aggregation
limit and the number of candidates.
9. Stockholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
10. Stockholder proposal requesting that the Shr Against For
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934757622
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1b. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1g. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1i. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1j. Election of Equity Director: Alex J. Mgmt Against Against
Pollock
1k. Election of Equity Director: Terry L. Mgmt For For
Savage
1l. Election of Equity Director: William R. Mgmt Against Against
Shepard
1m. Election of Equity Director: Howard J. Mgmt Against Against
Siegel
1n. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young as our independent registered public
accounting firm for 2018.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934795141
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Zein Abdalla Mgmt For For
1b. Election of Director: Betsy S. Atkins Mgmt For For
1c. Election of Director: Maureen Mgmt For For
Breakiron-Evans
1d. Election of Director: Jonathan Chadwick Mgmt For For
1e. Election of Director: John M. Dineen Mgmt For For
1f. Election of Director: Francisco D'Souza Mgmt For For
1g. Election of Director: John N. Fox, Jr. Mgmt Against Against
1h. Election of Director: John E. Klein Mgmt Against Against
1i. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1j. Election of Director: Michael Patsalos-Fox Mgmt For For
1k. Election of Director: Joseph M. Velli Mgmt For For
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2018.
4. Approve an amendment and restatement of the Mgmt For For
Company's 2004 Employee Stock Purchase
Plan.
5a. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending the Company's By-laws.
5b. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Removing directors.
5c. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending certain provisions of
the Company's Certificate of Incorporation.
6. Stockholder proposal requesting that the Shr For Against
Board of Directors take the steps necessary
to permit stockholder action by written
consent.
7. Stockholder proposal requesting that the Shr Against For
Board of Directors take the steps necessary
to lower the ownership threshold for
stockholders to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 934767433
--------------------------------------------------------------------------------------------------------------------------
Security: 225401108
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: CS
ISIN: US2254011081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Consultative Vote on the 2017 Compensation Mgmt For For
Report
1B Approval of the 2017 Annual Report, the Mgmt For For
Parent Company's 2017 Financial Statements,
and the Group's 2017 Consolidated Financial
Statements
2 Discharge of the Acts of the Members of the Mgmt For For
Board of Directors and the Executive Board
3A Appropriation of Retained Earnings Mgmt For For
3B Distribution Payable out of Capital Mgmt For For
Contribution Reserves
4AA Re-election of Urs Rohner as Member and as Mgmt For For
Chairman of the Board of Directors
4AB Re-election of Iris Bohnet as a member of Mgmt For For
Board of Director.
4AC Re-election of Andreas Gottschling as a Mgmt For For
member of Board of Director.
4AD Re-election of Alexander Gut as a member of Mgmt For For
Board of Director.
4AE Re-election of Andreas N. Koopmann as a Mgmt For For
member of Board of Director.
4AF Re-election of Seraina Macia as a member of Mgmt For For
Board of Director.
4AG Re-election of Kai S. Nargolwala as a Mgmt For For
member of Board of Director.
4AH Re-election of Joaquin J. Ribeiro as a Mgmt For For
member of Board of Director.
4AI Re-election of Severin Schwan as a member Mgmt For For
of Board of Director.
4AJ Re-election of John Tiner as a member of Mgmt For For
Board of Director.
4AK Re-election of Alexandre Zeller as a member Mgmt For For
of Board of Director.
4AL Election of Michael Klein as a member of Mgmt For For
Board of Director.
4AM Election of Ana Paula Pessoa as a member of Mgmt For For
Board of Director.
4BA Re-election of Iris Bohnet as a Members of Mgmt For For
the Compensation Committee
4BB Re-election of Andreas N. Koopmann as a Mgmt For For
Members of the Compensation Committee
4BC Re-election of Kai S. Nargolwala as a Mgmt For For
Members of the Compensation Committee
4BD Re-election of Alexandre Zeller as a Mgmt For For
Members of the Compensation Committee
5A Approval of the Compensation of the Board Mgmt For For
of Directors
5BA Short-term Variable Incentive Compensation Mgmt For For
(STI)
5BB Fixed Compensation Mgmt For For
5BC Long-term Variable Incentive Compensation Mgmt For For
(LTI)
6A Election of the Independent Auditors Mgmt For For
6B Election of the Special Auditors Mgmt For For
6C Election of the Independent Proxy Mgmt For For
7 Proposals of Shareholders Shr Against
8 Proposals of the Board of Directors Shr Against
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GARAGE,INC. Agenda Number: 709579304
--------------------------------------------------------------------------------------------------------------------------
Security: J1229F109
Meeting Type: AGM
Meeting Date: 22-Jun-2018
Ticker:
ISIN: JP3549070005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Hayashi, Kaoru
2.2 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Soda, Makoto
2.3 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Odori, Keizo
2.4 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Tanaka, Masashi
2.5 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Edasawa, Hideo
2.6 Appoint a Director except as Supervisory Mgmt Against Against
Committee Members Ito, Joichi
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Fujiwara, Kenji
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Omura, Emi
2.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Okuma, Masahito
3.1 Appoint a Director as Supervisory Committee Mgmt For For
Members Sakai, Makoto
3.2 Appoint a Director as Supervisory Committee Mgmt For For
Members Inoue, Junji
3.3 Appoint a Director as Supervisory Committee Mgmt For For
Members Makino, Koji
3.4 Appoint a Director as Supervisory Committee Mgmt For For
Members Rokuyata, Yasuyuki
--------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 934780619
--------------------------------------------------------------------------------------------------------------------------
Security: 277461406
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: KODK
ISIN: US2774614067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard Todd Bradley Mgmt For For
1.2 Election of Director: Mark S. Burgess Mgmt For For
1.3 Election of Director: Jeffrey J. Clarke Mgmt For For
1.4 Election of Director: James V. Continenza Mgmt Against Against
1.5 Election of Director: Matthew A. Doheny Mgmt For For
1.6 Election of Director: Jeffrey D. Engelberg Mgmt For For
1.7 Election of Director: George Karfunkel Mgmt For For
1.8 Election of Director: Jason New Mgmt Against Against
1.9 Election of Director: William G. Parrett Mgmt Against Against
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Vote to approve the First Amendment to the Mgmt For For
2013 Omnibus Incentive Plan.
4. Ratification of the Audit and Finance Mgmt Against Against
Committee's selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 934770137
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Davis Mgmt For For
Harry F. DiSimone Mgmt For For
John Y. Kim Mgmt For For
Dennis F. Lynch Mgmt For For
Denis J. O'Leary Mgmt Withheld Against
Glenn M. Renwick Mgmt Withheld Against
Kim M. Robak Mgmt For For
JD Sherman Mgmt For For
Doyle R. Simons Mgmt Withheld Against
Jeffery W. Yabuki Mgmt For For
2. To approve the material terms of the Mgmt For For
performance goals under the Amended and
Restated Fiserv, Inc. 2007 Omnibus
Incentive Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
4. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2018.
5. A shareholder proposal requesting the board Shr For Against
of directors to adopt a by-law to provide
for executive pay confidential voting.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934840201
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 23-Jun-2018
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of financial statements Mgmt For
2. Declaration of dividend Mgmt For
3. Appointment of U. B. Pravin Rao as a Mgmt For
director liable to retire by rotation
4. Ratification of appointment of auditors Mgmt For
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 934761594
--------------------------------------------------------------------------------------------------------------------------
Security: 456837103
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: ING
ISIN: US4568371037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2e. Annual Accounts for 2017 Mgmt For For
3b. Dividend for 2017 Mgmt For For
5a. Discharge of the members and former members Mgmt For For
of the Executive Board in respect of their
duties performed during the year 2017
5b. Discharge of the members and former members Mgmt For For
of the Supervisory Board in respect of
their duties performed during the year 2017
7. Composition of the Supervisory Board: Mgmt For For
Reappointment of Eric Boyer de la Giroday
8a. Authorization to issue ordinary shares Mgmt For For
8b. Authorization to issue ordinary shares, Mgmt For For
with or without pre- emptive rights of
existing shareholders
9. Authorization of the Executive Board to Mgmt For For
acquire ordinary shares in the Company's
capital
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934763613
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt Against Against
1c. Election of Director: Reed E. Hundt Mgmt Against Against
1d. Election of Director: Omar Ishrak Mgmt Against Against
1e. Election of Director: Brian M. Krzanich Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Gregory D. Smith Mgmt For For
1i. Election of Director: Andrew M. Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2018
3. Advisory vote to approve executive Mgmt Against Against
compensation
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
5. Stockholder proposal on whether the Shr For Against
chairman of the board should be an
independent director, if properly presented
6. Stockholder proposal requesting a political Shr Against For
contributions cost-benefit analysis report,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: K.I. Chenault
1b. Election of Director for a Term of One Mgmt Against Against
Year: M.L. Eskew
1c. Election of Director for a Term of One Mgmt For For
Year: D.N. Farr
1d. Election of Director for a Term of One Mgmt Against Against
Year: A. Gorsky
1e. Election of Director for a Term of One Mgmt For For
Year: S.A. Jackson
1f. Election of Director for a Term of One Mgmt Against Against
Year: A.N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: H.S. Olayan
1h. Election of Director for a Term of One Mgmt Against Against
Year: J.W. Owens
1i. Election of Director for a Term of One Mgmt Against Against
Year: V.M. Rometty
1j. Election of Director for a Term of One Mgmt For For
Year: J.R. Swedish
1k. Election of Director for a Term of One Mgmt Against Against
Year: S. Taurel
1l. Election of Director for a Term of One Mgmt For For
Year: P.R. Voser
1m. Election of Director for a Term of One Mgmt For For
Year: F.H. Waddell
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt Against Against
4. Stockholder Proposal on Lobbying Disclosure Shr Against For
5. Stockholder Proposal on Shareholder Ability Shr Against For
to Call a Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934764463
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt Against Against
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson Jr. Mgmt Against Against
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt Against Against
1l. Election of Director: William C. Weldon Mgmt Against Against
2. Ratification of special meeting provisions Mgmt Against Against
in the Firm's By-Laws
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 15, 2018
5. Ratification of independent registered Mgmt Against Against
public accounting firm
6. Independent Board chairman Shr For Against
7. Vesting for government service Shr Against For
8. Proposal to report on investments tied to Shr For Against
genocide
9. Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934814535
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt Against Against
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: Silvio Barzi Mgmt For For
1d. Election of director: David R. Carlucci Mgmt Against Against
1e. Election of director: Richard K. Davis Mgmt For For
1f. Election of director: Steven J. Freiberg Mgmt Against Against
1g. Election of director: Julius Genachowski Mgmt For For
1h. Election of director: Choon Phong Goh Mgmt For For
1i. Election of director: Merit E. Janow Mgmt For For
1j. Election of director: Nancy Karch Mgmt For For
1k. Election of director: Oki Matsumoto Mgmt For For
1l. Election of director: Rima Qureshi Mgmt For For
1m. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1n. Election of director: Jackson Tai Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2018
--------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 934772218
--------------------------------------------------------------------------------------------------------------------------
Security: 60935Y208
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: MGI
ISIN: US60935Y2081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Coley Clark Mgmt For For
1b. Election of Director: Victor W. Dahir Mgmt For For
1c. Election of Director: Antonio O. Garza Mgmt For For
1d. Election of Director: W. Alexander Holmes Mgmt For For
1e. Election of Director: Seth W. Lawry Mgmt Against Against
1f. Election of Director: Michael P. Rafferty Mgmt For For
1g. Election of Director: Ganesh B. Rao Mgmt For For
1h. Election of Director: W. Bruce Turner Mgmt For For
1i. Election of Director: Peggy Vaughan Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 934741578
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa M. Arnoldi Mgmt For For
1B. Election of Director: Charlene T. Begley Mgmt Against Against
1C. Election of Director: Steven D. Black Mgmt Against Against
1D. Election of Director: Adena T. Friedman Mgmt For For
1E. Election of Director: Essa Kazim Mgmt For For
1F. Election of Director: Thomas A. Kloet Mgmt For For
1G. Election of Director: John D. Rainey Mgmt For For
1H. Election of Director: Michael R. Splinter Mgmt Against Against
1I. Election of Director: Jacob Wallenberg Mgmt For For
1J. Election of Director: Lars R. Wedenborn Mgmt Against Against
2. Advisory vote to approve the company's Mgmt For For
executive compensation
3. Approval of the Nasdaq, Inc. Equity Mgmt Against Against
Incentive Plan, as amended and restated
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018
5. A Stockholder Proposal Entitled Shr For Against
"Shareholder Right to Act by Written
Consent"
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt Against Against
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt Against Against
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt Against Against
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt Against Against
1j. Election of Director: A. Brooke Seawell Mgmt Against Against
1k. Election of Director: Mark A. Stevens Mgmt Against Against
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORANGE Agenda Number: 934786471
--------------------------------------------------------------------------------------------------------------------------
Security: 684060106
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ORAN
ISIN: US6840601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2017
2. Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2017
3. Allocation of income for the fiscal year Mgmt For For
ended December 31, 2017, as stated in the
Company's annual financial statements
4. Agreements provided for in Article L. Mgmt For For
225-38 of the French Commercial Code
5. Renewal of the term of office of a director Mgmt Against Against
- Mr. Stephane Richard, Chairman and Chief
Executive Officer
6. Ratification of a director's appointment - Mgmt For For
Mrs. Christel Heydemann
7. Election of Mr. Luc Marino as director Mgmt For For
representing the employee shareholders
8. Election of Mr. Babacar Sarr as director Mgmt For For
representing the employee shareholders
9. Election of Mrs. Marie Russo as director Mgmt For For
representing the employee shareholders
10. Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2017 to Mr. Stephane Richard,
Chairman and Chief Executive Officer
11. Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2017 to Mr. Ramon Fernandez,
Chief Executive Officer Delegate
12. Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2017 to Mr. Pierre Louette,
Chief Executive Officer Delegate
13. Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2017 to Mr. Gervais
Pellissier, Chief Executive Officer
Delegate
14. Approval of the principles and criteria for Mgmt For For
determining, apportioning and allocating
the fixed, variable and exceptional items
comprising total compensation and all
benefits in kind allocated to the Chairman
and CEO
15. Approval of the principles and criteria for Mgmt For For
determining, apportioning and allocating
the fixed, variable and exceptional items
comprising total compensation and all
benefits in kind allocated to the CEO
Delegates
16. Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer shares in
the Company
17. Authorization given to the Board of Mgmt For For
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees
18. Delegation of authority to the Board of Mgmt For For
Directors to issue shares or complex
securities reserved for members of savings
plans without shareholder preferential
subscription rights
19. Authorization to the Board of Directors to Mgmt For For
reduce the capital through the cancellation
of shares
20 Amendment to Article 13 of the Bylaws - Mgmt For For
Director representing the employee
shareholders
21. Power for formalities Mgmt For For
A. Amendment to the third resolution - Shr For Against
Allocation of income for the fiscal year
ended December 31, 2017, as stated in the
annual financial statements (ordinary)
B. Option for the payment in shares of the Shr For Against
balance of the dividend to be paid
(ordinary)
C. Authorization to the Board of Directors, if Shr For Against
the payment of an interim dividend is
confirmed for distribution, to propose to
the shareholders an option between a
payment in cash or in shares for the whole
dividend (ordinary)
D. Amendment to Article 13 of the Bylaws - Shr For Against
Plurality of directorships (extraordinary)
E. Amendments or new resolutions proposed at Shr Against
the Meeting. If you cast your vote in favor
of resolution E, you are giving discretion
to the Chairman of the Meeting to vote for
or against any amendments or new
resolutions that may be proposed
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 934758232
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick M. Byrne Mgmt For For
Barclay F. Corbus Mgmt Withheld Against
Jonathan E. Johnson III Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 934727617
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Special
Meeting Date: 06-Mar-2018
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF DISAPPLICATION OF SHAREHOLDERS Mgmt No vote
PRE-EMPTION RIGHTS: THAT the shareholders
resolve to waive and hereby waive their
pre-emption rights in relation to all new
shares and/or other securities giving right
to the purchase of shares in the Company or
which are convertible into shares of the
Company, as provided in Regulation 8(a) of
the Company's articles of association and
sections 59A and 60B(5) of the Companies
Law, Cap. 113, as amended, (the
"Disapplication") as follows. ...(Due to
space limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 934829865
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 THAT audited consolidated financial Mgmt No vote
statements of the Company for the 2017
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
A2 THAT audited standalone financial Mgmt No vote
statements of the Company for the 2017
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
B1 THAT EY be and are hereby re-appointed as Mgmt No vote
the Company's Auditors to hold office from
the conclusion of that annual general
meeting until the conclusion of the next
annual general meeting at which accounts
are laid before the Company.
B2 THAT the Auditor's remuneration amount is Mgmt No vote
fixed in the lump sum amount of RUB 39 304
700 (VAT excluding) and EUR 24 250 (VAT
excluding) for the ensuing year.
C1A Election of Independent Director: Mr. Mgmt No vote
Marcus James Rhodes
C1B Election of Independent Director: Mr. Osama Mgmt No vote
Mostafa Bedier
C1C Election of Independent Director: Mr. Mgmt No vote
Rohinton Minoo Kalifa
D1 THAT a remuneration for non-executive Mgmt No vote
Directors of the Company consisting of (i)
an annual fee in the amount of US$ 150
000,00 for participation in the Board
meetings; (ii) annual fee of US$ 25 000,00
for chairing the meetings of the Board of
Directors; and (iii) an annual fee of US$
25 000,00 for chairing the meetings of the
Board committees, be and is hereby
approved.
D2 THAT no remuneration shall be fixed for Mgmt No vote
executive Directors of the Company. This
proxy event consists of 2 separate meetings
on ProxyEdge. This is part 1 of the
meeting. Please ensure you vote part 2 as
well. Cusip 74735M
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 934831062
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C2A Election of Director: Mr. Boris Kim Mgmt No vote
C2B Election of Director: Mr. David Gerald Mgmt No vote
William Birch
C2C Election of Director: Mrs. Nadia Cherkasova Mgmt No vote
C2D Election of Director: Mr. Sergey Solonin Mgmt No vote
C2E Election of Director: Mr. Veniamin Mgmt No vote
Polyantsev This proxy event consists of 2
separate meetings on ProxyEdge. This is
part 2 of the meeting. Please ensure you
vote part 1 as well. Cusip 74735M
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 934796042
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For
retained earnings of fiscal year 2017
3. Resolution on the formal approval of the Mgmt For
acts of the Executive Board in fiscal year
2017
4. Resolution on the formal approval of the Mgmt For
acts of the Supervisory Board in fiscal
year 2017
5. Resolution on the approval of the system of Mgmt For
Executive Board compensation
6. Appointment of the auditors of the annual Mgmt Against
financial statements and group annual
financial statements for fiscal year 2018
7a. By-elections of Supervisory Board member: Mgmt For
Aicha Evans
7b. By-elections of Supervisory Board member: Mgmt For
Dr. Friederike Rotsch
7c. By-elections of Supervisory Board member: Mgmt For
Gerhard Oswald
7d. By-elections of Supervisory Board member: Mgmt For
Diane Greene
8. Resolution on the authorization to acquire Mgmt Against
and use treasury shares pursuant to Section
71 (1) no. 8 of the German Stock
Corporation Act (Aktiengesetz; "AktG"),
with possible exclusion of the
shareholders' subscription rights and
potential rights to offer shares and the
possibility to redeem treasury shares while
reducing the capital stock
9. Amendment to Article 10 of the Articles of Mgmt For
Incorporation introducing flexibility
regarding the term of office of Supervisory
Board members
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS, INC. Agenda Number: 709592085
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 28-Jun-2018
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
1.2 Appoint a Director Kawashima, Katsuya Mgmt Against Against
1.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against
1.4 Appoint a Director Takamura, Masato Mgmt Against Against
1.5 Appoint a Director Asakura, Tomoya Mgmt Against Against
1.6 Appoint a Director Morita, Shumpei Mgmt Against Against
1.7 Appoint a Director Nakatsuka, Kazuhiro Mgmt Against Against
1.8 Appoint a Director Yamada, Masayuki Mgmt Against Against
1.9 Appoint a Director Yoshida, Masaki Mgmt Against Against
1.10 Appoint a Director Sato, Teruhide Mgmt Against Against
1.11 Appoint a Director Weissman Hirota, Ayako Mgmt Against Against
1.12 Appoint a Director Takenaka, Heizo Mgmt Against Against
1.13 Appoint a Director Gomi, Hirofumi Mgmt Against Against
1.14 Appoint a Director Asaeda, Yoshitaka Mgmt Against Against
1.15 Appoint a Director Suzuki, Yasuhiro Mgmt Against Against
1.16 Appoint a Director Ono, Hisashi Mgmt Against Against
1.17 Appoint a Director Chung Sok Chon Mgmt Against Against
2.1 Appoint a Corporate Auditor Fujii, Atsushi Mgmt For For
2.2 Appoint a Corporate Auditor Ichikawa, Toru Mgmt For For
2.3 Appoint a Corporate Auditor Tada, Minoru Mgmt For For
2.4 Appoint a Corporate Auditor Sekiguchi, Mgmt For For
Yasuo
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
Wakatsuki, Tetsutaro
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 934810412
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Naveen Rao Mgmt For For
Lawrence Summers Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934769273
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Burnes Mgmt Against Against
1b. Election of Director: P. de Saint-Aignan Mgmt For For
1c. Election of Director: L. Dugle Mgmt For For
1d. Election of Director: A. Fawcett Mgmt For For
1e. Election of Director: W. Freda Mgmt For For
1f. Election of Director: L. Hill Mgmt For For
1g. Election of Director: J. Hooley Mgmt For For
1h. Election of Director: S. Mathew Mgmt For For
1i. Election of Director: W. Meaney Mgmt For For
1j. Election of Director: S. O'Sullivan Mgmt For For
1k. Election of Director: R. Sergel Mgmt Against Against
1l. Election of Director: G. Summe Mgmt Against Against
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To amend the Articles of Organization to Mgmt For For
implement a majority voting standard for
specified corporate actions.
4. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934822645
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2017 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2017 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) DIRECTOR
F.C. Tseng* Mgmt For For
Mei-ling Chen* Mgmt For For
Mark Liu* Mgmt Withheld Against
C.C. Wei* Mgmt Withheld Against
Sir Peter L. Bonfield# Mgmt Withheld Against
Stan Shih# Mgmt Withheld Against
Thomas J. Engibous# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934742671
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 10-Apr-2018
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Linda Z. Cook Mgmt For For
1C. Election of Director: Joseph J. Echevarria Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Edmund F. Kelly Mgmt Against Against
1H. Election of Director: Jennifer B. Morgan Mgmt For For
1I. Election of Director: Mark A. Nordenberg Mgmt Against Against
1J. Election of Director: Elizabeth E. Robinson Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt Against Against
1L. Election of Director: Samuel C. Scott III Mgmt For For
2. Advisory resolution to approve the 2017 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt Against Against
auditor for 2018.
4. Stockholder proposal regarding written Shr For Against
consent.
5. Stockholder proposal regarding a proxy Shr For Against
voting review report.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt Against Against
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt Against Against
1e. Election of Director: James A. Johnson Mgmt Against Against
1f. Election of Director: Ellen J. Kullman Mgmt Against Against
1g. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1h. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding Amendments Shr For Against
to Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934732961
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt Against Against
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1D. Election of Director: William S. Demchak Mgmt Against Against
1E. Election of Director: Andrew T. Feldstein Mgmt For For
1F. Election of Director: Daniel R. Hesse Mgmt For For
1G. Election of Director: Richard B. Kelson Mgmt Against Against
1H. Election of Director: Linda R. Medler Mgmt For For
1I. Election of Director: Martin Pfinsgraff Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt Against Against
1K. Election of Director: Michael J. Ward Mgmt For For
1L. Election of Director: Gregory D. Wasson Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt Against Against
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 934806273
--------------------------------------------------------------------------------------------------------------------------
Security: 884903105
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2018
Ticker: TRI
ISIN: CA8849031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Thomson Mgmt For For
James C. Smith Mgmt For For
Sheila C. Bair Mgmt For For
David W. Binet Mgmt Withheld Against
W. Edmund Clark, C.M. Mgmt Withheld Against
Michael E. Daniels Mgmt For For
Vance K. Opperman Mgmt Withheld Against
Kristin C. Peck Mgmt For For
Barry Salzberg Mgmt For For
Peter J. Thomson Mgmt For For
Wulf von Schimmelmann Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor and to authorize the directors to
fix the auditor's remuneration.
3 To approve amendments to the Thomson Mgmt For For
Reuters Corporation Articles of
Amalgamation described in the accompanying
Management Proxy Circular.
4 To accept, on an advisory basis, the Mgmt For For
approach to executive compensation
described in the accompanying Management
Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 934800043
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: UBS
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of the UBS Group AG management Mgmt For For
report and consolidated and standalone
financial statements
1B Advisory vote on the UBS Group AG Mgmt For For
Compensation Report 2017
2 Appropriation of retained earnings and Mgmt For For
distribution of ordinary dividend out of
capital contribution reserve
3 Discharge of the members of the Board of Mgmt For For
Directors and the Group Executive Board for
the financial year 2017
4 Approval of the aggregate amount of Mgmt For For
variable compensation for the members of
the Group Executive Board for the financial
year 2017
5 Approval of the maximum aggregate amount of Mgmt For For
fixed compensation for the members of the
Group Executive Board for the financial
year 2019
6AA Re-election of member as Chairman of the Mgmt For For
Board of Director: Axel A. Weber
6AB Re-election of the Board of Director: Mgmt For For
Michel Demare
6AC Re-election of the Board of Director: David Mgmt Against Against
Sidwell
6AD Re-election of the Board of Director: Reto Mgmt For For
Francioni
6AE Re-election of the Board of Director: Ann Mgmt For For
F. Godbehere
6AF Re-election of the Board of Director: Julie Mgmt For For
G. Richardson
6AG Re-election of the Board of Director: Mgmt For For
Isabelle Romy
6AH Re-election of the Board of Director: Mgmt For For
Robert W. Scully
6AI Re-election of the Board of Director: Mgmt For For
Beatrice Weder di Mauro
6AJ Re-election of the Board of Director: Mgmt For For
Dieter Wemmer
6BA Election of new member to the Board of Mgmt For For
Director: Jeremy Anderson
6BB Election of new member to the Board of Mgmt For For
Director: Fred Hu
6CA Election of the member of the Compensation Mgmt For For
Committee: Ann F. Godbehere
6CB Election of the member of the Compensation Mgmt For For
Committee: Michel Demare
6CC Election of the member of the Compensation Mgmt For For
Committee: Julie G. Richardson
6CD Election of the member of the Compensation Mgmt For For
Committee: Dieter Wemmer
7 Approval of the maximum aggregate amount of Mgmt For For
compensation for the members of the Board
of Directors from the Annual General
Meeting 2018 to the Annual General Meeting
2019
8A Re-election of the independent proxy, ADB Mgmt For For
Altorfer Duss & Beilstein AG, Zurich
8B Re-election of the auditors, Ernst & Young Mgmt Against Against
Ltd, Basel
8C Re-election of the special auditors, BDO Mgmt For For
AG, Zurich
9 Instruction for the exercise of voting Mgmt Against Against
rights for motions not published: In the
event that at the Annual General Meeting
shareholders or the Board of Directors make
additional or amended motions to the
published agenda items and/or put forward
new motions pursuant to Article 700 (3) of
the Swiss Code of Obligations, I/we
instruct the independent proxy to act as
follows: Vote in accordance with the
recommendation of the Board of Directors,
Vote against the motion, Abstain
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt Against Against
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt Against Against
1e. Election of Director: Donald M. James Mgmt Against Against
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt Against Against
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr Against For
Meetings.
5. Shareholder Proposal - Reform Executive Shr For Against
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr For Against
Compensation and Risks of Material Losses.
Amplify YieldShares CWP Dividend & Option Income ETF
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 934753256
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charlene Barshefsky Mgmt For For
1b. Election of Director: John J. Brennan Mgmt For For
1c. Election of Director: Peter Chernin Mgmt Against Against
1d. Election of Director: Ralph de la Vega Mgmt For For
1e. Election of Director: Anne L. Lauvergeon Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: Theodore J. Leonsis Mgmt For For
1h. Election of Director: Richard C. Levin Mgmt For For
1i. Election of Director: Samuel J. Palmisano Mgmt For For
1j. Election of Director: Stephen J. Squeri Mgmt For For
1k. Election of Director: Daniel L. Vasella Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt Against Against
1m. Election of Director: Christopher D. Young Mgmt For For
2. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2018.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to Shr For Against
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt Against Against
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt Against Against
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934736236
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt Against Against
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Michael B. Mgmt Against Against
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Joyce M. Roche Mgmt Against Against
1J. Election of Director: Matthew K. Rose Mgmt Against Against
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Laura D'Andrea Tyson Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt Against Against
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Approve Stock Purchase and Deferral Plan. Mgmt Against Against
5. Approve 2018 Incentive Plan. Mgmt Against Against
6. Prepare lobbying report. Shr Against For
7. Modify proxy access requirements. Shr For Against
8. Independent Chair. Shr For Against
9. Reduce vote required for written consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934810715
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt Against Against
1c. Election of Director: Daniel M. Dickinson Mgmt Against Against
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt Against Against
1g. Election of Director: Debra L. Reed Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt Against Against
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt Against Against
registered public accounting firm for 2018.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Decrease percent of Shr Against For
ownership required to call special
shareholder meeting.
5. Shareholder Proposal - Amend the Company's Shr Against For
compensation clawback policy.
6. Shareholder Proposal - Require human rights Shr For Against
qualifications for director nominees.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934787308
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W.M. Austin Mgmt For For
1b. Election of Director: J.B. Frank Mgmt For For
1c. Election of Director: A.P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C.W. Moorman IV Mgmt For For
1f. Election of Director: D.F. Moyo Mgmt For For
1g. Election of Director: R.D. Sugar Mgmt Against Against
1h. Election of Director: I.G. Thulin Mgmt For For
1i. Election of Director: D.J. Umpleby III Mgmt For For
1j. Election of Director: M.K. Wirth Mgmt Against Against
2. Ratification of Appointment of PWC as Mgmt Against Against
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Report on Feasibility of Policy on Not Shr For Against
Doing Business With Conflict Complicit
Governments
6. Report on Transition to a Low Carbon Shr For Against
Business Model
7. Report on Methane Emissions Shr For Against
8. Adopt Policy on Independent Chairman Shr For Against
9. Recommend Independent Director with Shr Against For
Environmental Expertise
10. Set Special Meetings Threshold at 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 934755515
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William P. Barr Mgmt Against Against
1b. Election of Director: Helen E. Dragas Mgmt Against Against
1c. Election of Director: James O. Ellis, Jr. Mgmt For For
1d. Election of Director: Thomas F. Farrell, II Mgmt For For
1e. Election of Director: John W. Harris Mgmt Against Against
1f. Election of Director: Ronald W. Jibson Mgmt For For
1g. Election of Director: Mark J. Kington Mgmt Against Against
1h. Election of Director: Joseph M. Rigby Mgmt For For
1i. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1j. Election of Director: Robert H. Spilman, Mgmt Against Against
Jr.
1k. Election of Director: Susan N. Story Mgmt For For
1l. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt Against Against
Auditor for 2018.
3. Advisory Vote on Approval of Executive Mgmt Against Against
Compensation [Say on Pay].
4. Shareholder Proposal Regarding a Report on Shr For Against
Methane Emissions.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt For For
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt Against Against
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr For Against
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934763613
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt Against Against
1c. Election of Director: Reed E. Hundt Mgmt Against Against
1d. Election of Director: Omar Ishrak Mgmt Against Against
1e. Election of Director: Brian M. Krzanich Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Gregory D. Smith Mgmt For For
1i. Election of Director: Andrew M. Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2018
3. Advisory vote to approve executive Mgmt Against Against
compensation
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
5. Stockholder proposal on whether the Shr For Against
chairman of the board should be an
independent director, if properly presented
6. Stockholder proposal requesting a political Shr Against For
contributions cost-benefit analysis report,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt Against Against
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt Against Against
1i. Election of Director: Charles Prince Mgmt Against Against
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr Against For
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr Against For
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934764463
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt Against Against
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson Jr. Mgmt Against Against
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt Against Against
1l. Election of Director: William C. Weldon Mgmt Against Against
2. Ratification of special meeting provisions Mgmt Against Against
in the Firm's By-Laws
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 15, 2018
5. Ratification of independent registered Mgmt Against Against
public accounting firm
6. Independent Board chairman Shr For Against
7. Vesting for government service Shr Against For
8. Proposal to report on investments tied to Shr For Against
genocide
9. Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934690959
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 08-Dec-2017
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt Against Against
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt Against Against
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt Against Against
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
2. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt Against Against
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEDTRONIC PLC AMENDED AND RESTATED 2013
STOCK AWARD AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Against Against
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Against Against
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934776901
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Hutham S. Olayan Mgmt For For
1j. Election of Director: Ryosuke Tamakoshi Mgmt For For
1k. Election of Director: Perry M. Traquina Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding a policy to Shr Against For
prohibit vesting of deferred equity awards
for senior executives who resign to enter
government service
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934743041
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt Against Against
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Cesar Conde Mgmt For For
1d. Election of Director: Ian M. Cook Mgmt Against Against
1e. Election of Director: Dina Dublon Mgmt Against Against
1f. Election of Director: Richard W. Fisher Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt Against Against
1i. Election of Director: David C. Page Mgmt Against Against
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt Against Against
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Special shareowner meeting improvement. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934739927
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt Against Against
1d. Election of Director: Kenneth M. Duberstein Mgmt Against Against
1e. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1f. Election of Director: Lynn J. Good Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt Against Against
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2018.
4. Additional Report on Lobbying Activities. Shr Against For
5. Reduce Threshold to Call Special Shr Against For
Shareholder Meetings from 25% to 10%.
6. Independent Board Chairman. Shr For Against
7. Require Shareholder Approval to Increase Shr For Against
the Size of the Board to More Than 14.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt Against Against
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt Against Against
1e. Election of Director: James A. Johnson Mgmt Against Against
1f. Election of Director: Ellen J. Kullman Mgmt Against Against
1g. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1h. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding Amendments Shr For Against
to Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934760136
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt Against Against
1g. Election of Director: Armando Codina Mgmt For For
1h. Election of Director: Helena B. Foulkes Mgmt For For
1i. Election of Director: Linda R. Gooden Mgmt For For
1j. Election of Director: Wayne M. Hewett Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt Against Against
1m. Election of Director: Mark Vadon Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt Against Against
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Semi-Annual Shr Against For
Report on Political Contributions
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal to Reduce the Shr Against For
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
7. Shareholder Proposal Regarding Amendment of Shr Against For
Compensation Clawback Policy
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934669827
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2017
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For *
MGT NOM: F.S. BLAKE Mgmt For *
MGT NOM: A.F. BRALY Mgmt For *
MGT NOM: AMY L. CHANG Mgmt For *
MGT NOM: K.I. CHENAULT Mgmt For *
MGT NOM: SCOTT D. COOK Mgmt For *
MGT NOM: T.J. LUNDGREN Mgmt For *
MGT NOM: W. MCNERNEY JR Mgmt For *
MGT NOM: D.S. TAYLOR Mgmt For *
MGT NOM: M.C. WHITMAN Mgmt For *
MGT NOM: P.A. WOERTZ Mgmt For *
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against *
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For *
4. ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year *
COMPENSATION VOTE.
5. SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND Shr Against *
PRINCIPLES.
6. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
APPLICATION OF COMPANY NON- DISCRIMINATION
POLICIES IN STATES WITH PRO-DISCRIMINATION
LAWS.
7. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
MITIGATING RISKS OF ACTIVITIES IN
CONFLICT-AFFECTED AREAS.
8. REPEAL CERTAIN AMENDMENTS TO REGULATIONS Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934741605
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd J. Austin III Mgmt For For
1b. Election of Director: Diane M. Bryant Mgmt For For
1c. Election of Director: John V. Faraci Mgmt Against Against
1d. Election of Director: Jean-Pierre Garnier Mgmt Against Against
1e. Election of Director: Gregory J. Hayes Mgmt Against Against
1f. Election of Director: Ellen J. Kullman Mgmt Against Against
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: Harold W. McGraw III Mgmt Against Against
1i. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt Against Against
1l. Election of Director: Christine Todd Mgmt For For
Whitman
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approve the UTC 2018 Long-Term Incentive Mgmt Against Against
Plan.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt Against Against
as Independent Auditor for 2018.
5. Approve an Amendment to the Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting for Certain Business
Combinations.
6. Shareowner Proposal: Reduce Threshold to Shr Against For
Call Special Meetings from 25% to 10%.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934797006
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt Against Against
Jr.
1b. Election of Director: Richard T. Burke Mgmt Against Against
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt Against Against
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: Glenn M. Renwick Mgmt Against Against
1i. Election of Director: Kenneth I. Shine, Mgmt For For
M.D.
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 934740855
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt Against Against
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Donald L. Nickles Mgmt Against Against
1F. Election of Director: Philip J. Pfeiffer Mgmt For For
1G. Election of Director: Robert A. Profusek Mgmt Against Against
1H. Election of Director: Stephen M. Waters Mgmt Against Against
1I. Election of Director: Randall J. Mgmt For For
Weisenburger
1J. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt Against Against
Valero's independent registered public
accounting firm for 2018.
3. Approve, by non-binding vote, the 2017 Mgmt For For
compensation of our named executive
officers.
4. Vote on an amendment to Valero's Restated Mgmt For For
Certificate of Incorporation to remove
supermajority vote requirements.
5. Vote on an amendment to Valero's Restated Mgmt For For
Certificate of Incorporation to permit
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934712161
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2018
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt Against Against
1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 934793072
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen J. Mgmt For For
Easterbrook
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Steven S Reinemund Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants
4. Request to Adopt an Independent Chair Shr For Against
Policy
5. Request for Report on Racial or Ethnic Pay Shr For Against
Gaps
Amplify YieldShares Oil Hedged MLP Income ETF
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P. Agenda Number: 934800473
--------------------------------------------------------------------------------------------------------------------------
Security: 118230101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: BPL
ISIN: US1182301010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pieter Bakker Mgmt For For
Barbara M. Baumann Mgmt Withheld Against
Mark C. McKinley Mgmt Withheld Against
2. Amendment of partnership agreement to Mgmt For For
remove provisions that prevent general
partner from causing Buckeye Partners, L.P.
to issue any class or series of limited
partnership interests having preferences or
other special or senior rights over the LP
Units without the prior approval of
unitholders holding an aggregate of at
least two-thirds of the outstanding LP
Units.
3. The ratification of the selection of Mgmt Against Against
Deloitte & Touche LLP as Buckeye Partners,
L.P.'s independent registered public
accountants for 2018.
4. The approval, in an advisory vote, of the Mgmt Against Against
compensation of Buckeye's named executive
officers as described in our proxy
statement pursuant to Item 402 of
Regulation S-K.
--------------------------------------------------------------------------------------------------------------------------
WESTERN REFINING LOGISTICS, LP Agenda Number: 934686378
--------------------------------------------------------------------------------------------------------------------------
Security: 95931Q205
Meeting Type: Consent
Meeting Date: 27-Oct-2017
Ticker: WNRL
ISIN: US95931Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER OF WNRL MERGER SUB Mgmt No vote
LLC, A DELAWARE LIMITED LIABILITY COMPANY
AND A WHOLLY-OWNED SUBSIDIARY OF ALLP, WITH
AND INTO WNRL, WITH WNRL CONTINUING AS THE
SURVIVING ENTITY (THE "MERGER"), AND
ADOPTION AND APPROVAL OF THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF AUGUST 13,
2017, AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME, BY AND AMONG ALLP, TESORO
LOGISTICS GP, LLC, WNRL, WESTERN REFINING
LOGISTICS GP, LLC, WNRL MERGER SUB LLC AND
WNRL GP MERGER SUB LLC, AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, OF THE COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO WNRL'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
Amplify YieldShares Prime 5 Dividend ETF
--------------------------------------------------------------------------------------------------------------------------
APOLLO SENIOR FLOATING RATE, INC Agenda Number: 934774248
--------------------------------------------------------------------------------------------------------------------------
Security: 037636107
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: AFT
ISIN: US0376361079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry Cohen Mgmt Withheld Against
Elliot Stein, Jr. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVENUE INCOME CREDIT STRATEGIES FUND Agenda Number: 934684045
--------------------------------------------------------------------------------------------------------------------------
Security: 05358E106
Meeting Type: Special
Meeting Date: 16-Nov-2017
Ticker: ACP
ISIN: US05358E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT BETWEEN THE FUND AND ABERDEEN
ASSET MANAGERS LIMITED.
2. TO APPROVE A SUB-ADVISORY AGREEMENT BY AND Mgmt For For
AMONG THE FUND, ABERDEEN ASSET MANAGERS
LIMITED AND ABERDEEN ASSET MANAGEMENT INC.
3. DIRECTOR
JOHN SIEVWRIGHT$ Mgmt For For
NISHA KUMAR# Mgmt For For
P. GERALD MALONE* Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLT RATE TERM FD Agenda Number: 934688067
--------------------------------------------------------------------------------------------------------------------------
Security: 09256U105
Meeting Type: Special
Meeting Date: 17-Nov-2017
Ticker: BSL
ISIN: US09256U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO EXTEND THE TERM OF THE FUND BY TWO YEARS Mgmt For For
BY CHANGING THE FUND'S SCHEDULED
DISSOLUTION DATE FROM MAY 31, 2020 TO MAY
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLT RATE TERM FD Agenda Number: 934740968
--------------------------------------------------------------------------------------------------------------------------
Security: 09256U105
Meeting Type: Annual
Meeting Date: 18-Apr-2018
Ticker: BSL
ISIN: US09256U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas W. Jasper Mgmt For For
Gary S. Schpero Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 934740982
--------------------------------------------------------------------------------------------------------------------------
Security: 09257D102
Meeting Type: Annual
Meeting Date: 18-Apr-2018
Ticker: BGX
ISIN: US09257D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
Gary S. Schpero Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 934740970
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 18-Apr-2018
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. DIRECTOR
Gary S. Schpero Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING RATE Agenda Number: 934723950
--------------------------------------------------------------------------------------------------------------------------
Security: 278284104
Meeting Type: Annual
Meeting Date: 09-Apr-2018
Ticker: EFF
ISIN: US2782841041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Park Mgmt Withheld Against
Susan J. Sutherland Mgmt For For
Harriett Tee Taggart Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING RATE 2022 Agenda Number: 934732593
--------------------------------------------------------------------------------------------------------------------------
Security: 27831H100
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: EFL
ISIN: US27831H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt For For
Mark R. Fetting Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934723936
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 09-Apr-2018
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Park Mgmt Withheld Against
Susan J. Sutherland Mgmt For For
Harriett Tee Taggart Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 934841075
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E404
Meeting Type: Annual
Meeting Date: 22-Jun-2018
Ticker: HFRO
ISIN: US43010E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Honis Mgmt For For
Dustin Norris Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934716044
--------------------------------------------------------------------------------------------------------------------------
Security: 95790J102
Meeting Type: Annual
Meeting Date: 26-Jan-2018
Ticker: TLI
ISIN: US95790J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Agdern Mgmt For For
Paolo M. Cucchi Mgmt Withheld Against
William R. Hutchinson Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 6706EN100
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JRO
ISIN: US6706EN1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67074X107
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JSD
ISIN: US67074X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
William J. Schneider Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67067Y104
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: NSL
ISIN: US67067Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt For For
Jack B. Evans Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THL CREDIT SENIOR LOAN FUND Agenda Number: 934798173
--------------------------------------------------------------------------------------------------------------------------
Security: 87244R103
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: TSLF
ISIN: US87244R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Class I Trustee to serve for a Mgmt For For
term ending at the 2021 Annual Meeting:
Joseph L. Morea
2. Election of Class I Trustee to serve for a Mgmt For For
term ending at the 2021 Annual Meeting:
Michael Perino
--------------------------------------------------------------------------------------------------------------------------
VANGUARD WHITEHALL FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 921946406
Meeting Type: Special
Meeting Date: 15-Nov-2017
Ticker: VYM
ISIN: US9219464065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt Withheld Against
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt Withheld Against
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Against Against
WITH THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Against Against
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Amplify ETF Trust
By (Signature) /s/ Christian Magoon
Name Christian Magoon
Title President
Date 08/22/2018