UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22378
NAME OF REGISTRANT: DoubleLine Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell, President
DoubleLine Funds Trust
333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
REGISTRANT'S TELEPHONE NUMBER: (213) 633-8200
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
DoubleLine Core Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
--------------------------------------------------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC. Agenda Number: 934829233
--------------------------------------------------------------------------------------------------------------------------
Security: 80007P869
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: SD
ISIN: US80007P8692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Sylvia K. Barnes - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1B. Kenneth H. Beer - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1C. Michael L. Bennett - Company Nominee: The Mgmt Abstain Against
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1D. William (Bill) M. Griffin, Jr. - Company Mgmt For For
Nominee: The board of directors recommends
a "FOR" vote. A shareholder may indicate a
"FOR" vote only with respect to seven (7)
of the twelve (12) director nominees.
Shareholders are not to vote "FOR" more
than a total of seven (7) director
nominees. *Please Note: Abstain = Withhold
1E. David J. Kornder - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1F. Bob G. Alexander - Icahn Nominee: The board Mgmt For
of directors makes "NO RECOMMENDATION." A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1G. Jonathan Christodoro - Icahn Nominee The Mgmt Abstain For
board of directors recommends a "WITHHOLD"
vote. A shareholder may indicate a "FOR"
vote only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1H. Nancy Dunlap - Icahn Nominee: The board of Mgmt Abstain For
directors recommends a "WITHHOLD" vote. A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1I. Jonathan Frates - Icahn Nominee: The board Mgmt Abstain For
of directors recommends a "WITHHOLD" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1J. Nicholas Graziano - Icahn Nominee: The Mgmt Abstain For
board of directors recommends a "WITHHOLD"
vote. A shareholder may indicate a "FOR"
vote only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1K. John "Jack" Lipinski - Icahn Nominee: The Mgmt For
board of directors makes "NO
RECOMMENDATION." A shareholder may indicate
a "FOR" vote only with respect to seven (7)
of the twelve (12) director nominees.
Shareholders are not to vote "FOR" more
than a total of seven (7) director
nominees. *Please Note: Abstain = Withhold
1L. Randolph C. Read - Icahn Nominee: The board Mgmt For
of directors makes "NO RECOMMENDATION." A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
2. Company proposal: Ratify the continuation Mgmt Against Against
of the short-term rights plan through
November 26, 2018.
3. Company proposal: Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Company proposal: Approve, in a non-binding Mgmt Against Against
vote, the compensation provided to the
Company's named executive officers.
DoubleLine Emerging Markets Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
DoubleLine Flexible Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
--------------------------------------------------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC. Agenda Number: 934829233
--------------------------------------------------------------------------------------------------------------------------
Security: 80007P869
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: SD
ISIN: US80007P8692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Sylvia K. Barnes - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1B. Kenneth H. Beer - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1C. Michael L. Bennett - Company Nominee: The Mgmt Abstain Against
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1D. William (Bill) M. Griffin, Jr. - Company Mgmt For For
Nominee: The board of directors recommends
a "FOR" vote. A shareholder may indicate a
"FOR" vote only with respect to seven (7)
of the twelve (12) director nominees.
Shareholders are not to vote "FOR" more
than a total of seven (7) director
nominees. *Please Note: Abstain = Withhold
1E. David J. Kornder - Company Nominee: The Mgmt For For
board of directors recommends a "FOR" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1F. Bob G. Alexander - Icahn Nominee: The board Mgmt For
of directors makes "NO RECOMMENDATION." A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1G. Jonathan Christodoro - Icahn Nominee The Mgmt Abstain For
board of directors recommends a "WITHHOLD"
vote. A shareholder may indicate a "FOR"
vote only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1H. Nancy Dunlap - Icahn Nominee: The board of Mgmt Abstain For
directors recommends a "WITHHOLD" vote. A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1I. Jonathan Frates - Icahn Nominee: The board Mgmt Abstain For
of directors recommends a "WITHHOLD" vote.
A shareholder may indicate a "FOR" vote
only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1J. Nicholas Graziano - Icahn Nominee: The Mgmt Abstain For
board of directors recommends a "WITHHOLD"
vote. A shareholder may indicate a "FOR"
vote only with respect to seven (7) of the
twelve (12) director nominees. Shareholders
are not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
1K. John "Jack" Lipinski - Icahn Nominee: The Mgmt For
board of directors makes "NO
RECOMMENDATION." A shareholder may indicate
a "FOR" vote only with respect to seven (7)
of the twelve (12) director nominees.
Shareholders are not to vote "FOR" more
than a total of seven (7) director
nominees. *Please Note: Abstain = Withhold
1L. Randolph C. Read - Icahn Nominee: The board Mgmt For
of directors makes "NO RECOMMENDATION." A
shareholder may indicate a "FOR" vote only
with respect to seven (7) of the twelve
(12) director nominees. Shareholders are
not to vote "FOR" more than a total of
seven (7) director nominees. *Please Note:
Abstain = Withhold
2. Company proposal: Ratify the continuation Mgmt Against Against
of the short-term rights plan through
November 26, 2018.
3. Company proposal: Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Company proposal: Approve, in a non-binding Mgmt Against Against
vote, the compensation provided to the
Company's named executive officers.
DoubleLine Floating Rate Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Global Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Infrastructure Income Fund
--------------------------------------------------------------------------------------------------------------------------
VANGUARD FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92206C870
Meeting Type: Special
Meeting Date: 15-Nov-2017
Ticker: VCIT
ISIN: US92206C8709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt For For
WITH THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt For For
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
DoubleLine Long Duration Total Return Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Low Duration Emerging Markets Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
DoubleLine Multi-Asset Growth Fund
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MKTS Agenda Number: 934631056
--------------------------------------------------------------------------------------------------------------------------
Security: 617477104
Meeting Type: Annual
Meeting Date: 03-Aug-2017
Ticker: EDD
ISIN: US6174771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN A. DENNIS Mgmt For For
JOSEPH J. KEARNS Mgmt For For
MICHAEL E. NUGENT Mgmt For For
FERGUS REID Mgmt For For
PATRICIA MALESKI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL SENIOR FLOATING LTD Agenda Number: 934840251
--------------------------------------------------------------------------------------------------------------------------
Security: 02504D108
Meeting Type: Special
Meeting Date: 28-Jun-2018
Ticker: ACSF
ISIN: US02504D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt For For
approve the Plan of Complete Liquidation
and Dissolution of the Company (the
"Plan"), including the sale of all or
substantially all of the Company's assets
and the dissolution of the Company pursuant
to the Plan.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934772004
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wellington J. Denahan Mgmt For For
1b. Election of Director: Michael Haylon Mgmt For For
1c. Election of Director: Donnell A. Segalas Mgmt For For
1d. Election of Director: Katie Beirne Fallon Mgmt For For
1e. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the company's Mgmt Against Against
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION Agenda Number: 934787930
--------------------------------------------------------------------------------------------------------------------------
Security: 16934Q208
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: CIM
ISIN: US16934Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Teresa Bazemore Mgmt For For
1b. Election of Director: Dennis Mahoney Mgmt For For
1c. Election of Director: Debra Still Mgmt For For
2. The proposal to approve a non-binding Mgmt Against Against
advisory resolution on executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934718757
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Special
Meeting Date: 19-Jan-2018
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Issuance of Consideration Shares in an Mgmt For For
Ordinary Share Capital Increase
2. Amendment to the Articles of Association to Mgmt For For
Create Additional Authorized Share Capital
for Purposes of Effecting a Mandatory Offer
or a Compulsory Acquisition
3. Election of Frederik W. Mohn as a Director Mgmt For For
for a Term Extending Until Completion of
the Next Annual General Meeting
4. Issuance of the Consideration Shares, Mgmt For For
Transocean Shares out of Authorized Share
Capital and the Transocean Shares issuable
upon exchange of the Exchangeable Bonds as
required by the rules of the New York Stock
Exchange
A. If any modifications to agenda items or Mgmt For For
proposals identified in the notice of
meeting are properly presented at the
Extraordinary General Meeting for
consideration, you instruct the independent
proxy, in the absence of other specific
instructions, to vote in accordance with
the recommendations of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934752305
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2017 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2017
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2017
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2017 and Release of CHF
1,500,000,000 of Statutory Capital Reserves
from Capital Contribution and Allocation to
Free Capital Reserves from Capital
Contribution
4 Renewal of Authorized Share Capital Mgmt For For
5A Reelection of Glyn A. Barker as a director Mgmt For For
for Term Extending Until Completion of the
Next Annual General Meeting
5B Reelection of Vanessa C.L. Chang as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5C Reelection of Frederico F. Curado as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5D Reelection of Chadwick C. Deaton as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5E Reelection of Vincent J. Intrieri as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5F Reelection of Samuel J. Merksamer as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5G Reelection of Merrill A. "Pete" Miller, Jr. Mgmt For For
as a director for Term Extending Until
Completion of the Next Annual General
Meeting
5H Reelection of Frederik W. Mohn as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5I Reelection of Edward R. Muller as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5J Reelection of Tan Ek Kia as a director for Mgmt For For
Term Extending Until Completion of the Next
Annual General Meeting
5K Reelection of Jeremy D. Thigpen as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
6 Election of Merrill A. "Pete" Miller, Jr. Mgmt For For
as the Chairman of the Board of Directors
for a Term Extending Until Completion of
the Next Annual General Meeting
7A Election of the Member of the Compensation Mgmt For For
Committee: Frederico F. Curado
7B Election of the Member of the Compensation Mgmt For For
Committee: Vincent J. Intrieri
7C Election of the Member of the Compensation Mgmt For For
Committee: Tan Ek Kia
8 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
9 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2018 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
10 Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
11A Ratification of an amount of US $4,121,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2018 and 2019 Annual
General Meetings
11B Ratification of an amount of US $24,000,000 Mgmt Against Against
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2019
12 Approval of Amendment to Transocean Ltd. Mgmt For For
2015 Long-Term Incentive Plan for
Additional Reserves
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934816642
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2017 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2017
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2017
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2017 and Release of CHF
1,500,000,000 of Statutory Capital Reserves
from Capital Contribution and Allocation to
Free Capital Reserves from Capital
Contribution
4 Renewal of Authorized Share Capital Mgmt For For
5A Reelection of Glyn A. Barker as a director Mgmt For For
for Term Extending Until Completion of the
Next Annual General Meeting
5B Reelection of Vanessa C.L. Chang as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5C Reelection of Frederico F. Curado as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5D Reelection of Chadwick C. Deaton as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5E Reelection of Vincent J. Intrieri as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5F Reelection of Samuel J. Merksamer as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5G Reelection of Merrill A. "Pete" Miller, Jr. Mgmt For For
as a director for Term Extending Until
Completion of the Next Annual General
Meeting
5H Reelection of Frederik W. Mohn as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5I Reelection of Edward R. Muller as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5J Reelection of Tan Ek Kia as a director for Mgmt For For
Term Extending Until Completion of the Next
Annual General Meeting
5K Reelection of Jeremy D. Thigpen as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
6 Election of Merrill A. "Pete" Miller, Jr. Mgmt For For
as the Chairman of the Board of Directors
for a Term Extending Until Completion of
the Next Annual General Meeting
7A Election of the Member of the Compensation Mgmt For For
Committee: Frederico F. Curado
7B Election of the Member of the Compensation Mgmt For For
Committee: Vincent J. Intrieri
7C Election of the Member of the Compensation Mgmt For For
Committee: Tan Ek Kia
8 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
9 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2018 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
10 Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
11A Ratification of an amount of US $4,121,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2018 and 2019 Annual
General Meetings
11B Ratification of an amount of US $24,000,000 Mgmt Against Against
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2019
12 Approval of Amendment to Transocean Ltd. Mgmt For For
2015 Long-Term Incentive Plan for
Additional Reserves
DoubleLine Selective Credit Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Shiller Enhanced CAPE
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
DoubleLine Shiller International CAPE
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Strategic Commodity
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Total Return Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Ultra Short Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Doubleline Low Duration Bond Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 934805081
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual and Special
Meeting Date: 31-May-2018
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 6. Mgmt For For
2 DIRECTOR
Luis Fernando Alarcon Mgmt For For
W. Ellis Armstrong Mgmt For For
Gabriel de Alba Mgmt For For
Raymond Bromark Mgmt For For
Russell Ford Mgmt For For
Camilo Marulanda Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To authorize, confirm and approve the Mgmt For For
subdivision of the Corporation's issued and
fully paid common shares on a two-for-one
basis.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DoubleLine Funds Trust
By (Signature) /s/ Ronald R. Redell
Name Ronald R. Redell
Title President
Date 08/31/2018