UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23084
NAME OF REGISTRANT: Series Portfolios Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: John Hedrick, President
Series Portfolios Trust,
c/o U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Ave, 5th
Fl
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6047
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 02/28/2019
Highmore Managed Volatility Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highmore Sustainable All-Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 01-Mar-2019
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2019
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr Against For
Access Amendments"
5. A shareholder proposal entitled "True Diversity Board Shr Against For
Policy"
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934913117
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 22-Jan-2019
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine M. Burzik Mgmt For For
1b. Election of Director: R. Andrew Eckert Mgmt For For
1c. Election of Director: Vincent A. Forlenza Mgmt For For
1d. Election of Director: Claire M. Fraser Mgmt For For
1e. Election of Director: Jeffrey W. Henderson Mgmt For For
1f. Election of Director: Christopher Jones Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: David F. Melcher Mgmt For For
1i. Election of Director: Claire Pomeroy Mgmt For For
1j. Election of Director: Rebecca W. Rimel Mgmt For For
1k. Election of Director: Timothy M. Ring Mgmt For For
1l. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent registered Mgmt For For
public accounting firm.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Amendment to BD's Restated Certificate of Mgmt For For
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934911466
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105 Meeting Type: Annual
Ticker: COST Meeting Date: 24-Jan-2019
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hamilton E. James Mgmt For For
John W. Stanton Mgmt For For
Mary A. Wilderotter Mgmt For For
2. Ratification of selection of independent auditors. Mgmt For For
3. Approval, on an advisory basis, of executive Mgmt For For
compensation.
4. Approval of adoption of the 2019 Incentive Plan. Mgmt For For
5. Approval to amend Articles of Incorporation to Mgmt For For
declassify the Board and provide for annual election
of directors.
6. Approval to amend Articles of Incorporation to Mgmt For For
eliminate supermajority vote requirement.
7. Shareholder proposal regarding prison labor. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 934863526
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105 Meeting Type: Annual
Ticker: DRI Meeting Date: 19-Sep-2018
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt For For
James P. Fogarty Mgmt For For
Cynthia T. Jamison Mgmt For For
Eugene I. Lee, Jr. Mgmt For For
Nana Mensah Mgmt For For
William S. Simon Mgmt For For
Charles M. Sonsteby Mgmt For For
Timothy J. Wilmott Mgmt For For
2. To obtain advisory approval of the Company's executive Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending May 26, 2019.
4. To vote on a shareholder proposal requesting that the Shr Against For
Company issue a report on the feasibility of adopting
a policy to eliminate the use of medically important
antibiotics for disease prevention in its supply
chain.
--------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. Agenda Number: 934887184
--------------------------------------------------------------------------------------------------------------------------
Security: 257651109 Meeting Type: Annual
Ticker: DCI Meeting Date: 30-Nov-2018
ISIN: US2576511099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Cecere Mgmt For For
James J. Owens Mgmt For For
Trudy A. Rautio Mgmt For For
2. A non-binding advisory vote on the compensation of our Mgmt For For
Named Executive Officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Donaldson Company,
Inc.'s independent registered public accounting firm
for the fiscal year ending July 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 934858068
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 14-Aug-2018
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public accounting
firm of Microchip for the fiscal year ending March 31,
2019.
3. Proposal to approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named executives.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 934891599
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105 Meeting Type: Annual
Ticker: PANW Meeting Date: 07-Dec-2018
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: John M. Donovan Mgmt For For
1b. Election of Class I Director: Mary Pat McCarthy Mgmt For For
1c. Election of Class I Director: Nir Zuk Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending July 31, 2019.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
holding future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 12-Mar-2019
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt For For
1l. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent public accountants for our fiscal
year ending September 29, 2019.
3. To approve, on an advisory basis, our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 934919816
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103 Meeting Type: Annual
Ticker: TTEK Meeting Date: 28-Feb-2019
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan L. Batrack Mgmt For For
1B. Election of Director: Gary R. Birkenbeuel Mgmt For For
1C. Election of Director: Hugh M. Grant Mgmt For For
1D. Election of Director: Patrick C. Haden Mgmt For For
1E. Election of Director: J. Christopher Lewis Mgmt For For
1F. Election of Director: Joanne M. Maguire Mgmt For For
1G. Election of Director: Kimberly E. Ritrievi Mgmt For For
1H. Election of Director: Albert E. Smith Mgmt For For
1I. Election of Director: J. Kenneth Thompson Mgmt For For
1J. Election of Director: Kirsten M. Volpi Mgmt For For
2. To approve, on an advisory basis, the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered public
accounting firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 934895802
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100 Meeting Type: Annual
Ticker: HAIN Meeting Date: 05-Dec-2018
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Celeste A. Clark Mgmt For For
1b. Election of Director: Andrew R. Heyer Mgmt For For
1c. Election of Director: R. Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Roger Meltzer Mgmt For For
1f. Election of Director: Mark Schiller Mgmt For For
1g. Election of Director: Jack L. Sinclair Mgmt For For
1h. Election of Director: Glenn W. Welling Mgmt For For
1i. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named executive Mgmt For For
officer compensation for the fiscal year ended June
30, 2018.
3. To ratify the appointment of Ernst & Young LLP to act Mgmt For For
as registered independent accountants of the Company
for the fiscal year ending June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 934896296
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103 Meeting Type: Annual
Ticker: UNFI Meeting Date: 18-Dec-2018
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eric F. Artz Mgmt For For
1b. Election of Director: Ann Torre Bates Mgmt For For
1c. Election of Director: Denise M. Clark Mgmt For For
1d. Election of Director: Daphne J. Dufresne Mgmt For For
1e. Election of Director: Michael S. Funk Mgmt For For
1f. Election of Director: James P. Heffernan Mgmt For For
1g. Election of Director: Peter A. Roy Mgmt For For
1h. Election of Director: Steven L. Spinner Mgmt For For
2. Ratification of the selection of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending August 3, 2019.
3. To approve, on an advisory basis, our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934915464
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105 Meeting Type: Annual
Ticker: VAR Meeting Date: 14-Feb-2019
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anat Ashkenazi Mgmt For For
1b. Election of Director: Jeffrey R. Balser Mgmt For For
1c. Election of Director: Judy Bruner Mgmt For For
1d. Election of Director: Jean-Luc Butel Mgmt For For
1e. Election of Director: Regina E. Dugan Mgmt For For
1f. Election of Director: R. Andrew Eckert Mgmt For For
1g. Election of Director: Timothy E. Guertin Mgmt For For
1h. Election of Director: David J. Illingworth Mgmt For For
1i. Election of Director: Dow R. Wilson Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
the Varian Medical Systems, Inc. named executive
officers as described in the Proxy Statement.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as Varian Medical Systems, Inc.'s independent
registered public accounting firm for fiscal year
2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature) /s/ John Hedrick
Name John Hedrick
Title President
Date 03/18/2019