UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 8383 Preston Center Plaza
Suite 360
Dallas, TX 75225
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
8383 Preston Center Plaza
Suite 360
Dallas , TX 75225
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Concorde Wealth Management Fund
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ALLERGAN PLC Agenda Number: 934955696
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Security: G0177J108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: AGN
ISIN: IE00BY9D5467
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For
1b. Election of Director: Joseph H. Boccuzi Mgmt For For
1c. Election of Director: Christopher W. Bodine Mgmt For For
1d. Election of Director: Adriane M. Brown Mgmt For For
1e. Election of Director: Christopher J. Mgmt For For
Coughlin
1f. Election of Director: Carol Anthony (John) Mgmt For For
Davidson
1g. Election of Director: Thomas C. Freyman Mgmt For For
1h. Election of Director: Michael E. Greenberg, Mgmt For For
PhD
1i. Election of Director: Robert J. Hugin Mgmt For For
1j. Election of Director: Peter J. McDonnell, Mgmt For For
M.D.
1k. Election of Director: Brenton L. Saunders Mgmt For For
2. To approve, in a non-binding vote, Named Mgmt For For
Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
the fiscal year ending December 31, 2019
and to authorize, in a binding vote, the
Board of Directors, acting through its
Audit and Compliance Committee, to
determine PricewaterhouseCoopers LLP's
remuneration.
4. To renew the authority of the directors of Mgmt For For
the Company (the "Directors") to issue
shares.
5a. To renew the authority of the Directors to Mgmt For For
issue shares for cash without first
offering shares to existing shareholders.
5b. To authorize the Directors to allot new Mgmt For For
shares up to an additional 5% for cash in
connection with an acquisition or other
capital investment.
6. To consider a shareholder proposal Shr Against For
requiring an independent Board Chairman
(immediate change), if properly presented
at the meeting.
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AMAZON.COM, INC. Agenda Number: 934985954
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Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr Against For
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr Against For
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr Against For
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
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AON PLC Agenda Number: 935016471
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Security: G0408V102
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: AON
ISIN: GB00B5BT0K07
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jin-Yong Cai Mgmt For For
1b. Election of Director: Jeffrey C. Campbell Mgmt For For
1c. Election of Director: Gregory C. Case Mgmt For For
1d. Election of Director: Fulvio Conti Mgmt For For
1e. Election of Director: Cheryl A. Francis Mgmt For For
1f. Election of Director: Lester B. Knight Mgmt For For
1g. Election of Director: J. Michael Losh Mgmt For For
1h. Election of Director: Richard B. Myers Mgmt For For
1i. Election of Director: Richard C. Notebaert Mgmt For For
1j. Election of Director: Gloria Santona Mgmt For For
1k. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Advisory vote to approve directors' Mgmt For For
remuneration report
4. Receipt of Aon plc's annual report and Mgmt For For
accounts, together with the reports of the
directors and auditors, for the year ended
December 31, 2018
5. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Aon plc's Independent Registered Public
Accounting Firm
6. Reappoint of Ernst & Young LLP as Aon plc's Mgmt For For
U.K. statutory auditor under the Companies
Act of 2006
7. Authorize the Board of Directors to Mgmt For For
determine remuneration of Aon plc's U.K.
statutory auditor
8. Approve the Amended and Restated Aon plc Mgmt For For
2011 Incentive Compensation Plan
9. Approve a reduction of capital Mgmt For For
10. Approve the new Articles of Association Mgmt For For
11. Approve forms of share repurchase contracts Mgmt For For
and repurchase counterparties
12. Authorize the Board of Directors to Mgmt For For
exercise all powers of Aon plc to allot
shares
13. Authorize the Board of Directors to allot Mgmt For For
equity securities for cash without rights
of preemption
14. Authorize Aon plc and its subsidiaries to Mgmt For For
make political donations or expenditures
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CENTURYLINK, INC. Agenda Number: 934985738
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Security: 156700106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CTL
ISIN: US1567001060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha H. Bejar Mgmt For For
1b. Election of Director: Virginia Boulet Mgmt For For
1c. Election of Director: Peter C. Brown Mgmt For For
1d. Election of Director: Kevin P. Chilton Mgmt For For
1e. Election of Director: Steven T. Clontz Mgmt For For
1f. Election of Director: T. Michael Glenn Mgmt For For
1g. Election of Director: W. Bruce Hanks Mgmt For For
1h. Election of Director: Mary L. Landrieu Mgmt For For
1i. Election of Director: Harvey P. Perry Mgmt For For
1j. Election of Director: Glen F. Post, III Mgmt For For
1k. Election of Director: Michael J. Roberts Mgmt For For
1l. Election of Director: Laurie A. Siegel Mgmt For For
1m. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2019.
3. Amend our Articles of Incorporation to Mgmt For For
increase our authorized shares of common
stock.
4. Ratify our NOL Rights Plan. Mgmt For For
5. Advisory vote to approve our executive Mgmt For For
compensation.
6. Shareholder proposal regarding our lobbying Shr Against For
activities, if properly presented at the
meeting.
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CHUBB LIMITED Agenda Number: 934976703
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Security: H1467J104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CB
ISIN: CH0044328745
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2018
2a. Allocation of disposable profit Mgmt For For
2b. Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3. Discharge of the Board of Directors Mgmt For For
4a. Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4b. Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4c. Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5a. Election of Director: Evan G. Greenberg Mgmt For For
5b. Election of Director: Robert M. Hernandez Mgmt For For
5c. Election of Director: Michael G. Atieh Mgmt For For
5d. Election of Director: Sheila P. Burke Mgmt For For
5e. Election of Director: James I. Cash Mgmt For For
5f. Election of Director: Mary Cirillo Mgmt For For
5g. Election of Director: Michael P. Connors Mgmt For For
5h. Election of Director: John A. Edwardson Mgmt For For
5i. Election of Director: Kimberly A. Ross Mgmt For For
5j. Election of Director: Robert W. Scully Mgmt For For
5k. Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5l. Election of Director: Theodore E. Shasta Mgmt For For
5m. Election of Director: David H. Sidwell Mgmt For For
5n. Election of Director: Olivier Steimer Mgmt For For
6. Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7a. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7b. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7c. Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7d. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Robert M. Hernandez
8. Election of Homburger AG as independent Mgmt For For
proxy
9a. Approval of the Compensation of the Board Mgmt For For
of Directors until the next annual general
meeting
9b. Approval of the Compensation of Executive Mgmt For For
Management for the next calendar year
10. Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements
A. If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
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CIMAREX ENERGY CO. Agenda Number: 934949186
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Security: 171798101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: XEC
ISIN: US1717981013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class II director: Hans Mgmt For For
Helmerich
1B Election of Class II director: Harold R. Mgmt For For
Logan, Jr.
1C Election of Class II director: Monroe W. Mgmt For For
Robertson
2. Advisory vote to approve executive Mgmt For For
compensation
3. Approve 2019 Equity Incentive Plan Mgmt For For
4. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2019
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COMCAST CORPORATION Agenda Number: 935008284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr Against For
6. To provide a lobbying report Shr Against For
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DOWDUPONT INC. Agenda Number: 935023426
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Special
Meeting Date: 23-May-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal, which we refer to as the Mgmt No vote
reverse stock split proposal, to adopt and
approve an amendment to our Amended and
Restated Certificate of Incorporation to
effect (a) a reverse stock split of our
outstanding shares of common stock, at a
reverse stock split ratio of not less than
2-for-5 and not greater than 1-for-3, with
an exact ratio as may be determined by our
Board of Directors at a later date, and (b)
a reduction in the number of our authorized
shares of common stock by a corresponding
ratio.
2. A proposal, which we refer to as the Mgmt No vote
adjournment proposal, to approve, if
necessary, the adjournment of the Special
Meeting to solicit additional proxies in
favor of the reverse stock split proposal.
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DOWDUPONT INC. Agenda Number: 935019679
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: DWDP
ISIN: US26078J1007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward D. Breen Mgmt For For
1b. Election of Director: Ruby R. Chandy Mgmt For For
1c. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: C. Marc Doyle Mgmt For For
1g. Election of Director: Eleuthere I. du Pont Mgmt For For
1h. Election of Director: Rajiv L. Gupta Mgmt For For
1i. Election of Director: Luther C. Kissam Mgmt For For
1j. Election of Director: Frederick M. Lowery Mgmt For For
1k. Election of Director: Raymond J. Milchovich Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
4. Right to Act by Written Consent Shr Against For
5. Preparation of an Executive Compensation Shr Against For
Report
6. Preparation of a Report on Climate Change Shr Against For
Induced Flooding and Public Health
7. Preparation of a Report on Plastic Shr Against For
Pollution
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ENCOMPASS HEALTH CORPORATION Agenda Number: 934944439
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: EHC
ISIN: US29261A1007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Chidsey Mgmt For For
1b. Election of Director: Donald L. Correll Mgmt For For
1c. Election of Director: Yvonne M. Curl Mgmt For For
1d. Election of Director: Charles M. Elson Mgmt For For
1e. Election of Director: Joan E. Herman Mgmt For For
1f. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1g. Election of Director: Leslye G. Katz Mgmt For For
1h. Election of Director: John E. Maupin, Jr. Mgmt For For
1i. Election of Director: Nancy M. Schlichting Mgmt For For
1j. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1k. Election of Director: Mark J. Tarr Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. An advisory vote to approve executive Mgmt For For
compensation.
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FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934947548
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Security: 34964C106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: FBHS
ISIN: US34964C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Irial Finan Mgmt For For
1b. Election of Class II Director: Susan S. Mgmt For For
Kilsby
1c. Election of Class II Director: Christopher Mgmt For For
J. Klein
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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HALLIBURTON COMPANY Agenda Number: 934966651
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Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HAL
ISIN: US4062161017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: M. Katherine Banks Mgmt For For
1d. Election of Director: Alan M. Bennett Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Patricia Hemingway Mgmt For For
Hall
1i. Election of Director: Robert A. Malone Mgmt For For
1j. Election of Director: Jeffrey A. Miller Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
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HANESBRANDS INC. Agenda Number: 934934527
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Security: 410345102
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HBI
ISIN: US4103451021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Geralyn R. Breig Mgmt For For
1b. Election of Director: Gerald W. Evans, Jr. Mgmt For For
1c. Election of Director: Bobby J. Griffin Mgmt For For
1d. Election of Director: James C. Johnson Mgmt For For
1e. Election of Director: Franck J. Moison Mgmt For For
1f. Election of Director: Robert F. Moran Mgmt For For
1g. Election of Director: Ronald L. Nelson Mgmt For For
1h. Election of Director: David V. Singer Mgmt For For
1i. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2019 fiscal year.
3. To approve, on an advisory basis, executive Mgmt For For
compensation as described in the proxy
statement for the Annual Meeting.
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JOHNSON & JOHNSON Agenda Number: 934938638
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: JNJ
ISIN: US4781601046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Mark B. McClellan Mgmt For For
1h. Election of Director: Anne M. Mulcahy Mgmt For For
1i. Election of Director: William D. Perez Mgmt For For
1j. Election of Director: Charles Prince Mgmt For For
1k. Election of Director: A. Eugene Washington Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019.
4. Shareholder Proposal - Clawback Disclosure Shr Against For
5. Shareholder Proposal - Executive Shr Against For
Compensation and Drug Pricing Risks.
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KINDER MORGAN, INC. Agenda Number: 934959668
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard D. Kinder Mgmt For For
1b. Election of Director: Steven J. Kean Mgmt For For
1c. Election of Director: Kimberly A. Dang Mgmt For For
1d. Election of Director: Ted A. Gardner Mgmt For For
1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1f. Election of Director: Gary L. Hultquist Mgmt For For
1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1h. Election of Director: Deborah A. Macdonald Mgmt For For
1i. Election of Director: Michael C. Morgan Mgmt For For
1j. Election of Director: Arthur C. Mgmt For For
Reichstetter
1k. Election of Director: Fayez Sarofim Mgmt For For
1l. Election of Director: C. Park Shaper Mgmt For For
1m. Election of Director: William A. Smith Mgmt For For
1n. Election of Director: Joel V. Staff Mgmt For For
1o. Election of Director: Robert F. Vagt Mgmt For For
1p. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement
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LOWE'S COMPANIES, INC. Agenda Number: 934988493
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
James H. Morgan Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2018.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2019.
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MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935018918
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Edward K. Aldag, Jr. Mgmt No vote
1.2 Election of Director: G. Steven Dawson Mgmt No vote
1.3 Election of Director: R. Steven Hamner Mgmt No vote
1.4 Election of Director: Elizabeth N. Pitman Mgmt No vote
1.5 Election of Director: C. Reynolds Thompson, Mgmt No vote
III
1.6 Election of Director: D. Paul Sparks, Jr. Mgmt No vote
1.7 Election of Director: Michael G. Stewart Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. Non-binding, advisory approval of the Mgmt No vote
Company's executive compensation.
4. To approve the Medical Properties Trust, Mgmt No vote
Inc. 2019 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr Against For
Report.
5. Stockholder Proposal Regarding Political Shr Against For
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr Against For
Report.
7. Stockholder Proposal Regarding Independent Shr Against For
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 934983746
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Nimbley Mgmt For For
1B. Election of Director: Spencer Abraham Mgmt For For
1C. Election of Director: Wayne Budd Mgmt For For
1D. Election of Director: S. Eugene Edwards Mgmt For For
1E. Election of Director: William Hantke Mgmt For For
1F. Election of Director: Edward Kosnik Mgmt For For
1G. Election of Director: Robert Lavinia Mgmt For For
1H. Election of Director: Kimberly Lubel Mgmt For For
1I. Election of Director: George Ogden Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent auditor for the year ended
December 31, 2019.
3. An advisory vote on the 2018 compensation Mgmt For For
of the named executive officers.
4. An advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 934945772
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hamid R. Moghadam Mgmt For For
1b. Election of Director: Cristina G. Bita Mgmt For For
1c. Election of Director: George L. Fotiades Mgmt For For
1d. Election of Director: Philip L. Hawkins Mgmt For For
1e. Election of Director: Lydia H. Kennard Mgmt For For
1f. Election of Director: J. Michael Losh Mgmt For For
1g. Election of Director: Irving F. Lyons III Mgmt For For
1h. Election of Director: David P. O'Connor Mgmt For For
1i. Election of Director: Olivier Piani Mgmt For For
1j. Election of Director: Jeffrey L. Skelton Mgmt For For
1k. Election of Director: Carl B. Webb Mgmt For For
1l. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2018
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the year 2019
--------------------------------------------------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC. Agenda Number: 934964809
--------------------------------------------------------------------------------------------------------------------------
Security: 847788106
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: TRK
ISIN: US8477881069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of three Mgmt For For
years: Mr. O. Bruton Smith
1b. Election of Director for a term of three Mgmt For For
years: Mr. Bernard C. Byrd, Jr.
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST Agenda Number: 934990347
--------------------------------------------------------------------------------------------------------------------------
Security: 882610108
Meeting Type: Special
Meeting Date: 22-May-2019
Ticker: TPL
ISIN: US8826101086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Trustee: Donald G. Cook Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 934975698
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
C. A. Davis Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
D. L. Shedlarz Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2019.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 934989306
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William Ackman Mgmt For For
1B. Election of Director: Adam Flatto Mgmt For For
1C. Election of Director: Jeffrey Furber Mgmt For For
1D. Election of Director: Beth Kaplan Mgmt For For
1E. Election of Director: Allen Model Mgmt For For
1F. Election of Director: R. Scot Sellers Mgmt For For
1G. Election of Director: Steven Shepsman Mgmt For For
1H. Election of Director: Mary Ann Tighe Mgmt For For
1I. Election of Director: David R. Weinreb Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934884594
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Special
Meeting Date: 22-Oct-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. An amendment to the Company's Fourth Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock, par value $1.00 per share,
from 1,200,000,000 shares to 1,800,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935015342
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2020
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for a report on prison Shr Against For
labor
6. Shareholder proposal for a report on human Shr Against For
rights risks
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934984673
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and Mgmt No vote
appropriation of the profit for the 2018
financial year.
3. To consider, and if thought fit, approve Mgmt No vote
the Directors' Remuneration Report.
4. To discharge the Executive Directors in Mgmt No vote
office in the 2018 financial year for the
fulfilment of their task.
5. To discharge the Non-Executive Directors in Mgmt No vote
office in the 2018 financial year for the
fulfilment of their task.
6. To reappoint Mr N S Andersen as a Mgmt No vote
Non-Executive Director.
7. To reappoint Mrs L M Cha as a Non-Executive Mgmt No vote
Director.
8. To reappoint Mr V Colao as a Non-Executive Mgmt No vote
Director.
9. To reappoint Dr. M Dekkers as a Mgmt No vote
Non-Executive Director.
10. To reappoint Dr J Hartmann as a Mgmt No vote
Non-Executive Director.
11. To reappoint Ms A Jung as a Non-Executive Mgmt No vote
Director.
12. To reappoint Ms M Ma as a Non-Executive Mgmt No vote
Director.
13. To reappoint Mr S Masiyiwa as a Mgmt No vote
Non-Executive Director.
14. To reappoint Professor Y Moon as a Mgmt No vote
Non-Executive Director.
15. To reappoint Mr G Pitkethly as an Executive Mgmt No vote
Director.
16. To reappoint Mr J Rishton as a Mgmt No vote
Non-Executive Director.
17. To reappoint Mr F Sijbesma as a Mgmt No vote
Non-Executive Director.
18. To appoint Mr A Jope as an Executive Mgmt No vote
Director.
19. To appoint Mrs S Kilsby as a Non-Executive Mgmt No vote
Director.
20. To appoint KPMG as the Auditor charged with Mgmt No vote
the auditing of the Annual Accounts for the
2019 financial year.
21. To authorise the Board of Directors to Mgmt No vote
purchase ordinary shares and depositary
receipts thereof in the share capital of
the Company.
22. To reduce the capital with respect to Mgmt No vote
ordinary shares and depositary receipts
thereof held by the Company in its own
share capital.
23. To designate the Board of Directors as the Mgmt No vote
company body authorised to issue shares in
the share capital of the Company.
24. To designate the Board of Directors as the Mgmt No vote
company body authorised to restrict or
exclude the statutory pre-emption rights
that accrue to shareholders upon issue of
shares for general corporate purposes.
25. To designate the Board of Directors as the Mgmt No vote
company body authorised to restrict or
exclude the statutory pre-emption rights
that accrue to shareholders upon issue of
shares for acquisition purposes.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934970383
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: William J. DeLaney Mgmt For For
1d. Election of Director: David B. Dillon Mgmt For For
1e. Election of Director: Lance M. Fritz Mgmt For For
1f. Election of Director: Deborah C. Hopkins Mgmt For For
1g. Election of Director: Jane H. Lute Mgmt For For
1h. Election of Director: Michael R. McCarthy Mgmt For For
1i. Election of Director: Thomas F. McLarty III Mgmt For For
1j. Election of Director: Bhavesh V. Patel Mgmt For For
1k. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2019.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 934949427
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V100
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: VER
ISIN: US92339V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenn J. Rufrano Mgmt For For
1b. Election of Director: Hugh R. Frater Mgmt For For
1c. Election of Director: David B. Henry Mgmt For For
1d. Election of Director: Mary Hogan Preusse Mgmt For For
1e. Election of Director: Richard J. Lieb Mgmt For For
1f. Election of Director: Mark S. Ordan Mgmt For For
1g. Election of Director: Eugene A. Pinover Mgmt For For
1h. Election of Director: Julie G. Richardson Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve by a non-binding advisory Mgmt For For
resolution the compensation of the
Company's named executive officers as
described in the Company's definitive proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934880673
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Kathleen A. Cote Mgmt For For
1c. Election of Director: Henry T. DeNero Mgmt For For
1d. Election of Director: Tunc Doluca Mgmt For For
1e. Election of Director: Michael D. Lambert Mgmt For For
1f. Election of Director: Len J. Lauer Mgmt For For
1g. Election of Director: Matthew E. Massengill Mgmt For For
1h. Election of Director: Stephen D. Milligan Mgmt For For
1i. Election of Director: Paula A. Price Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan that
would, among other things, increase by
6,000,000 the number of shares of our
common stock available for issuance under
the plan.
4. To approve an amendment and restatement of Mgmt For For
our 2005 Employee Stock Purchase Plan that
would, among other things, increase by
10,000,000 the number of shares of our
common stock available for issuance under
the plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
June 28, 2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B. Wood
Name Gary B. Wood
Title President
Date 08/05/2019