UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 250 Park Avenue, 10th Floor
New York, NY 10177-1099
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
250 Park Avenue, 10th Floor
New York, NY 10177-1099
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Needham Aggressive Growth Fund
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AIR LEASE CORPORATION Agenda Number: 934959238
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Security: 00912X302
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: AL
ISIN: US00912X3026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt For For
1b. Election of Director: Cheryl Gordon Mgmt For For
Krongard
1c. Election of Director: Marshall O. Larsen Mgmt For For
1d. Election of Director: Robert A. Milton Mgmt For For
1e. Election of Director: John L. Plueger Mgmt For For
1f. Election of Director: Ian M. Saines Mgmt For For
1g. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1h. Election of Director: Steven F. Udvar-Hazy Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 934969948
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Security: 00971T101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AKAM
ISIN: US00971T1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter Thomas Killalea Mgmt No vote
1.2 Election of Director: F. Thomson Leighton Mgmt No vote
1.3 Election of Director: Jonathan Miller Mgmt No vote
2. To approve amendments to the Akamai Mgmt No vote
Technologies, Inc. 2013 Stock Incentive
Plan.
3. To approve, on an advisory basis, our named Mgmt No vote
executive officer compensation.
4. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2019.
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ALPHA PRO TECH, LTD. Agenda Number: 935014655
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Security: 020772109
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: APT
ISIN: US0207721095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd Hoffman Mgmt For For
Donna Millar Mgmt For For
John Ritota Mgmt For For
Russell Manock Mgmt For For
Danny Montgomery Mgmt For For
David R. Garcia Mgmt For For
James Buchan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Tanner LLC as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
3. The advisory approval of the compensation Mgmt For For
of the Company's named executive officers.
4. The non-binding advisory vote on the Mgmt 1 Year For
frequency of future executive compensation
advisory votes.
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ALTAIR ENGINEERING INC Agenda Number: 934969936
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Security: 021369103
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ALTR
ISIN: US0213691035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Trace Harris Mgmt For For
1b. Election of Class II Director: Richard Hart Mgmt For For
2. To vote, on an advisory basis, on how often Mgmt 1 Year For
the Company will conduct an advisory vote
on executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2019.
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AMBER ROAD INC Agenda Number: 934987302
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Security: 02318Y108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: AMBR
ISIN: US02318Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rudy Howard Mgmt No vote
Andre G.F. Toet Mgmt No vote
Kenneth H. Traub Mgmt No vote
2. Company Proposal: Ratification of the Mgmt No vote
selection of KPMG LLP as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2019, as disclosed in the Company's 2019
Proxy Statement.
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APPIAN CORPORATION Agenda Number: 935003690
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Security: 03782L101
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: APPN
ISIN: US03782L1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Calkins Mgmt For For
1b. Election of Director: Robert C. Kramer Mgmt For For
1c. Election of Director: A.G.W. "Jack" Biddle, Mgmt For For
III
1d. Election of Director: Prashanth "PV" Mgmt For For
Boccassam
1e. Election of Director: Michael G. Devine Mgmt For For
1f. Election of Director: Barbara "Bobbie" Mgmt For For
Kilberg
1g. Election of Director: Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2019.
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APPLE INC. Agenda Number: 934919359
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Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
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ASPEN AEROGELS, INC. Agenda Number: 935010304
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: ASPN
ISIN: US04523Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark L. Noetzel Mgmt For For
William P. Noglows Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
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BECTON, DICKINSON AND COMPANY Agenda Number: 934913117
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Security: 075887109
Meeting Type: Annual
Meeting Date: 22-Jan-2019
Ticker: BDX
ISIN: US0758871091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine M. Burzik Mgmt For For
1b. Election of Director: R. Andrew Eckert Mgmt For For
1c. Election of Director: Vincent A. Forlenza Mgmt For For
1d. Election of Director: Claire M. Fraser Mgmt For For
1e. Election of Director: Jeffrey W. Henderson Mgmt For For
1f. Election of Director: Christopher Jones Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: David F. Melcher Mgmt For For
1i. Election of Director: Claire Pomeroy Mgmt For For
1j. Election of Director: Rebecca W. Rimel Mgmt For For
1k. Election of Director: Timothy M. Ring Mgmt For For
1l. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Amendment to BD's Restated Certificate of Mgmt For For
Incorporation.
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CARBON BLACK, INC. Agenda Number: 935012524
--------------------------------------------------------------------------------------------------------------------------
Security: 14081R103
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: CBLK
ISIN: US14081R1032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph S. Tibbetts, Jr. Mgmt For For
Jill A. Ward Mgmt For For
2. Ratification of selection of Mgmt For For
PriceWaterhouse Coopers LLP as Carbon
Black, Inc.'s independent auditor for the
fiscal year ending December 31, 2019.
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CARMAX, INC. Agenda Number: 935018805
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: KMX
ISIN: US1431301027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Peter J. Bensen
1b. Election of Director for a one-year term: Mgmt For For
Ronald E. Blaylock
1c. Election of Director for a one-year term: Mgmt For For
Sona Chawla
1d. Election of Director for a one-year term: Mgmt For For
Thomas J. Folliard
1e. Election of Director for a one-year term: Mgmt For For
Shira Goodman
1f. Election of Director for a one-year term: Mgmt For For
Robert J. Hombach
1g. Election of Director for a one-year term: Mgmt For For
David W. McCreight
1h. Election of Director for a one-year term: Mgmt For For
William D. Nash
1i. Election of Director for a one-year term: Mgmt For For
Pietro Satriano
1j. Election of Director for a one-year term: Mgmt For For
Marcella Shinder
1k. Election of Director for a one-year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
5. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
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COUPA SOFTWARE INCORPORATED Agenda Number: 934992199
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bernshteyn Mgmt For For
Leslie Campbell Mgmt For For
Frank van Veenendaal Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
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CRA INTERNATIONAL, INC. Agenda Number: 934842065
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 11-Jul-2018
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Holthausen Mgmt For For
Nancy Hawthorne Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2018 meeting of its
shareholders.
3. To approve amendments to CRA's 2006 equity Mgmt For For
incentive plan that, among other things,
would increase the maximum number of shares
issuable under the plan by 375,000 shares;
and to approve the entire plan, as so
amended, for purposes of French law.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as CRA's independent registered public
accountants for the fiscal year ending
December 29, 2018.
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CRYOPORT, INC. Agenda Number: 934993658
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Dr Robert Hariri MD PhD Mgmt For For
Dr. R. Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward J. Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2019 Annual Meeting of
Stockholders.
4. To determine, on an advisory basis, the Mgmt 1 Year Against
frequency with which the stockholders of
the Company wish to have an advisory vote
on the compensation of the named officers.
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DIRTT ENVIRONMENTAL SOLUTIONS LTD Agenda Number: 710889532
--------------------------------------------------------------------------------------------------------------------------
Security: 25490H106
Meeting Type: MIX
Meeting Date: 09-May-2019
Ticker:
ISIN: CA25490H1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 08 APR 2019: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTIONS 3,4,5 AND 6 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
1.1 TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: WAYNE BOULAIS Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN (JACK) ELLIOTT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD HARAY Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD KAPLAN Mgmt For For
1.5 ELECTION OF DIRECTOR: DENISE KARKKAINEN Mgmt For For
1.6 ELECTION OF DIRECTOR: TODD LILLIBRIDGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTINE MCGINLEY Mgmt For For
1.8 ELECTION OF DIRECTOR: KEVIN O'MEARA Mgmt For For
1.9 ELECTION OF DIRECTOR: STEVE PARRY Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION
3 TO AMEND THE RIGHTS, PRIVILEGES, Mgmt For For
RESTRICTIONS AND CONDITIONS ATTACHING TO
THE COMMON SHARES TO CLARIFY THE VOTING,
DIVIDEND AND PARTICIPATION RIGHTS THEREOF,
INCLUDING THE ABILITY TO HOLD MEETINGS OF
SHAREHOLDERS OUTSIDE OF ALBERTA, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
4 TO APPROVE A NEW CLASS OF PREFERRED SHARES, Mgmt For For
ISSUABLE IN SERIES, HAVING THE RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
5 TO CONFIRM AND RATIFY UPDATED BY-LAW NO. 1, Mgmt For For
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
6 TO APPROVE THE UNALLOCATED OPTIONS ISSUABLE Mgmt For For
PURSUANT TO THE AMENDED AND RESTATED
INCENTIVE STOCK OPTION PLAN OF THE COMPANY,
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
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ELECTRONICS FOR IMAGING, INC. Agenda Number: 935017360
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Janice Durbin Chaffin Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
William D. Muir, Jr. Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
3. To approve the Electronics For Imaging, Mgmt For For
Inc. 2019 Equity Incentive Plan.
4. To approve the amendment and restatement of Mgmt For For
the Electronics For Imaging, Inc. Employee
Stock Purchase Plan.
5. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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ENTEGRIS, INC. Agenda Number: 934965495
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Special
Meeting Date: 26-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger (the "merger agreement"), dated as
of January 27, 2019 (as it may be amended
from time to time), by and between Versum
Materials, Inc. ("Versum"), and Entegris,
Inc. ("Entegris"), pursuant to which Versum
will merge with and into Entegris, with
Entegris surviving the merger (the
"Entegris merger agreement proposal").
2. Adoption of the amended and restated Mgmt For For
certificate of incorporation of Entegris
(the "Entegris charter proposal").
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the executive officer
compensation that will or may be paid to
Entegris's named executive officers in
connection with the transactions
contemplated by the merger agreement (the
"Entegris compensation proposal").
4. Approval of the adjournment of the special Mgmt For For
meeting of the stockholders of Entegris
(the "Entegris special meeting") to solicit
additional proxies if there are not
sufficient votes at the time of the
Entegris special meeting to approve the
Entegris merger agreement proposal and the
Entegris charter proposal or to ensure that
any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Entegris stockholders (the "Entegris
adjournment proposal").
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ENTEGRIS, INC. Agenda Number: 934959036
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Bradley Mgmt For For
1b. Election of Director: R. Nicholas Burns Mgmt For For
1c. Election of Director: James F. Gentilcore Mgmt For For
1d. Election of Director: James P. Lederer Mgmt For For
1e. Election of Director: Bertrand Loy Mgmt For For
1f. Election of Director: Paul L. H. Olson Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1h. Election of Director: Brian F. Sullivan Mgmt For For
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt For For
Inc.'s Independent Registered Public
Accounting Firm for 2019.
3. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
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EQUINIX, INC. Agenda Number: 935002270
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix French Sub-plan Mgmt For For
under Equinix's 2000 Equity Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
5. Stockholder proposal related to political Shr Against For
contributions.
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EVENTBRITE, INC. Agenda Number: 934994965
--------------------------------------------------------------------------------------------------------------------------
Security: 29975E109
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: EB
ISIN: US29975E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Withdrawn Mgmt For For
Jane Lauder Mgmt For For
Steffan Tomlinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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EVERBRIDGE, INC. Agenda Number: 934978694
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D'Amore Mgmt For For
Bruns Grayson Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
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FORMFACTOR, INC. Agenda Number: 934966233
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lothar Maier Mgmt For For
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
1C. Election of Director: Michael W. Zellner Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2019.
4. Amendment and restatement of the Company's Mgmt For For
2012 Equity Incentive Plan to increase the
number of shares reserved for issuance
under the 2012 Equity Incentive Plan by
2,000,000 shares.
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FREQUENCY ELECTRONICS, INC. Agenda Number: 934884796
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 25-Oct-2018
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Bloch Mgmt For For
Joel Girsky Mgmt For For
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Dr. Stanton D. Sloane Mgmt For For
Russel Sarachek Mgmt For For
Lance Lord Mgmt For For
2. To consider and act upon ratifying the Mgmt For For
appointment of EisnerAmper LLP as
independent auditors for the fiscal year
ending April 30, 2019.
3. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935002496
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kyle J. Loudermilk Mgmt For For
Christopher D. Sorrells Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment by the audit Mgmt For For
committee of BDO USA LLP, an independent
registered public accounting firm, as the
Company's independent registered public
accountants for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 934971462
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Carty Mgmt For For
Abhinav Dhar Mgmt For For
Earl E. Fry Mgmt For For
Lawrence S. Hershfield Mgmt For For
Peter R. Ingram Mgmt For For
Randall L. Jenson Mgmt For For
Crystal K. Rose Mgmt For For
Richard N. Zwern Mgmt For For
2. To ratify Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Proxy Statement.
A Please check if owner is a U.S. Citizen. Mgmt For
(Please mark ONE box ONLY indicating if
stock owned beneficially by you is owned or
contributed by persons who are U.S.
Citizens or non U.S. Citizens. A box MUST
be checked in order for this card to be
considered valid.)
B Please check if owner is NOT a U.S. Mgmt Take No Action
Citizen. (Please mark ONE box ONLY
indicating if stock owned or beneficially
by you is owned or contributed by persons
who are U.S. Citizens or non U.S. Citizens.
A box MUST be checked in order for this
card to be considered valid.)
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 934878856
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2018
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Vincent D. Mgmt For For
Mattera, Jr.
1b. Election of Class I Director: Marc Y. E. Mgmt For For
Pelaez
1c. Election of Class I Director: Howard H. Xia Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers for fiscal year 2018.
3. Approval of the 2018 Qualified Employee Mgmt For For
Stock Purchase Plan.
4. Approval of the 2018 Omnibus Incentive Mgmt For For
Plan.
5. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934988304
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1b. Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1c. Election of Director: Igor Samartsev Mgmt For For
1d. Election of Director: Michael C. Child Mgmt For For
1e. Election of Director: Gregory P. Dougherty Mgmt For For
1f. Election of Director: Henry E. Gauthier Mgmt For For
1g. Election of Director: Catherine P. Lego Mgmt For For
1h. Election of Director: Eric Meurice Mgmt For For
1i. Election of Director: John R. Peeler Mgmt For For
1j. Election of Director: Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt For For
independent registered public accounting
firm for 2019
3. Approval of the IPG Photonics Corporation Mgmt For For
2008 Employee Stock Purchase Plan, as
amended and restated
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 934997606
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mohamad Ali Mgmt For For
Michael Bell Mgmt For For
Ruey-Bin Kao Mgmt For For
2. To ratify the appointment of the firm of Mgmt For For
PricewaterhouseCoopers LLP as auditors for
the fiscal year ending December 28, 2019.
3. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate supermajority voting
requirements.
4. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
declassify the board of directors.
5. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate the prohibition on stockholders'
ability to call a special meeting.
6. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935015695
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Martin A. Mgmt For For
Kits van Heyningen
1.2 Election of Class II Director: Charles R. Mgmt For For
Trimble
2. To approve, in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 934966548
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kerrii B. Anderson Mgmt For For
1b. Election of Director: Jean-Luc Belingard Mgmt For For
1c. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1d. Election of Director: David P. King Mgmt For For
1e. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1f. Election of Director: Peter M. Neupert Mgmt For For
1g. Election of Director: Richelle P. Parham Mgmt For For
1h. Election of Director: Adam H. Schechter Mgmt For For
1i. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935009363
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George W. LeMaitre Mgmt For For
David B. Roberts Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future advisory votes on
executive compensation
4. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2019
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934955836
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacqueline F. Moloney Mgmt For For
Michelle M. Warner Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934953680
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James E. Cashman, III Mgmt For For
Liam K. Griffin Mgmt For For
2. To increase the number of shares reserved Mgmt For For
under the Company's 1994 Employee Stock
Purchase Plan by 3,000,000 shares.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935001331
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Scott Keeney Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935032627
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1b. Re-election of Director: Avi Cohen Mgmt For For
1c. Re-election of Director: Raanan Cohen Mgmt For For
1d. Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
2. Approval of a compensation policy for the Mgmt For For
Company's directors and officers.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No.
2). Mark "for" = yes or "against" = no.
3. Approval of an amendment to the Mgmt For For
equity-based compensation for our
directors.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No. 3
in the event Proposal No. 2 is not
approved). Mark "for" = yes or "against" =
no.
4. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
4a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No.
4). Mark "for" = yes or "against" = no.
5. Approval of amendments to the articles of Mgmt For For
association of the Company.
6. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934892159
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 11-Dec-2018
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen-Blair Chube Mgmt For For
J. Steven Cole Mgmt For For
Daniel S. Jaffee Mgmt For For
Joseph C. Miller Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 934976551
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James T. Judson Mgmt For For
Bruce E. Scott Mgmt For For
Bruce D. Smith Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,900,000 shares
to the number of shares of common stock
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935022400
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John K. Kibarian Mgmt For For
Michael B. Gustafson Mgmt For For
2. To ratify the appointment of BPM LLP as the Mgmt For For
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2019.
3. To approve the Company's Fifth Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
4. To approve, by non-binding vote, the 2018 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934936292
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 25-Mar-2019
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2019.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the number of authorized shares of
common stock available from 1,500,000
shares to 1,850,000.
4 To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PLURALSIGHT INC Agenda Number: 934947776
--------------------------------------------------------------------------------------------------------------------------
Security: 72941B106
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: PS
ISIN: US72941B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Crittenden Mgmt For For
Tim Maudlin Mgmt For For
Brad Rencher Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 935022513
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Maples, Sr. Mgmt For For
James R. Offerdahl Mgmt For For
R.H. Seale, III Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve an amendment to our Fourth Mgmt For For
Amended and Restated Certificate of
Incorporation ("Certificate of
Incorporation") to declassify our board of
directors.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934966106
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Timothy L. Main Mgmt For For
1.3 Election of Director: Denise M. Morrison Mgmt For For
1.4 Election of Director: Gary M. Pfeiffer Mgmt For For
1.5 Election of Director: Timothy M. Ring Mgmt For For
1.6 Election of Director: Stephen H. Rusckowski Mgmt For For
1.7 Election of Director: Daniel C. Stanzione Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2019 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2019
4. Approval of an amendment to the Amended and Mgmt For For
Restated Employee Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2018 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2018 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) To revise the following TSMC policies: (i) Mgmt For For
Procedures for Acquisition or Disposal of
Assets; (ii) Procedures for Financial
Derivatives Transactions
5) DIRECTOR
Moshe N. Gavrielov Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934951775
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lise J. Buyer Mgmt For For
1b. Election of Director: Kathryn E. Falberg Mgmt For For
1c. Election of Director: David B. Wells Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935012485
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
1H. Election of Director: Ernest E. Maddock Mgmt For For
2. Approval of an Amendment and Restatement of Mgmt For For
our Stock Incentive Plan.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2019.
4. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2018 as disclosed in our proxy statement
for the 2019 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934860594
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 06-Sep-2018
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Biondi, Jr. Mgmt For For
Robert Johnson Mgmt For For
John Stenbit Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2019
3. Advisory Vote on Executive Compensation Mgmt For For
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935025482
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt For For
Philip D. Davies Mgmt For For
James A. Simms Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
Jason L. Carlson Mgmt For For
Michael S. McNamara Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 934969506
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Timothy Talbert Mgmt For For
Ziv Shoshani Mgmt For For
2. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 934976208
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William E. Kassling Mgmt For For
Albert J. Neupaver Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2018
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934933804
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
George A. Barrios Mgmt For For
Michelle D. Wilson Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Patricia A. Gottesman Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZUORA, INC. Agenda Number: 935016091
--------------------------------------------------------------------------------------------------------------------------
Security: 98983V106
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: ZUO
ISIN: US98983V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Haley Mgmt For For
Magdalena Yesil Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 31, 2020.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 935025216
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Haley Mgmt For For
Valerie B. Jarrett Mgmt For For
Earl Lewis Mgmt For For
Coretha M. Rushing Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2019 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934959238
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt For For
1b. Election of Director: Cheryl Gordon Mgmt For For
Krongard
1c. Election of Director: Marshall O. Larsen Mgmt For For
1d. Election of Director: Robert A. Milton Mgmt For For
1e. Election of Director: John L. Plueger Mgmt For For
1f. Election of Director: Ian M. Saines Mgmt For For
1g. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1h. Election of Director: Steven F. Udvar-Hazy Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934969948
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter Thomas Killalea Mgmt No vote
1.2 Election of Director: F. Thomson Leighton Mgmt No vote
1.3 Election of Director: Jonathan Miller Mgmt No vote
2. To approve amendments to the Akamai Mgmt No vote
Technologies, Inc. 2013 Stock Incentive
Plan.
3. To approve, on an advisory basis, our named Mgmt No vote
executive officer compensation.
4. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 934969936
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Trace Harris Mgmt For For
1b. Election of Class II Director: Richard Hart Mgmt For For
2. To vote, on an advisory basis, on how often Mgmt 1 Year For
the Company will conduct an advisory vote
on executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934987302
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rudy Howard Mgmt No vote
Andre G.F. Toet Mgmt No vote
Kenneth H. Traub Mgmt No vote
2. Company Proposal: Ratification of the Mgmt No vote
selection of KPMG LLP as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2019, as disclosed in the Company's 2019
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 935003690
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Calkins Mgmt For For
1b. Election of Director: Robert C. Kramer Mgmt For For
1c. Election of Director: A.G.W. "Jack" Biddle, Mgmt For For
III
1d. Election of Director: Prashanth "PV" Mgmt For For
Boccassam
1e. Election of Director: Michael G. Devine Mgmt For For
1f. Election of Director: Barbara "Bobbie" Mgmt For For
Kilberg
1g. Election of Director: Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934921873
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Bruner Mgmt For For
1b. Election of Director: Xun (Eric) Chen Mgmt For For
1c. Election of Director: Aart J. de Geus Mgmt For For
1d. Election of Director: Gary E. Dickerson Mgmt For For
1e. Election of Director: Stephen R. Forrest Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Adrianna C. Ma Mgmt For For
1i. Election of Director: Scott A. McGregor Mgmt For For
1j. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2019.
4. Shareholder proposal to provide for right Shr Against For
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
AQUANTIA CORP. Agenda Number: 935024048
--------------------------------------------------------------------------------------------------------------------------
Security: 03842Q108
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: AQ
ISIN: US03842Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dmitry Akhanov Mgmt For For
Bami Bastani Mgmt For For
Maximiliane C. Straub Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935010304
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark L. Noetzel Mgmt For For
William P. Noglows Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934913117
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 22-Jan-2019
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine M. Burzik Mgmt For For
1b. Election of Director: R. Andrew Eckert Mgmt For For
1c. Election of Director: Vincent A. Forlenza Mgmt For For
1d. Election of Director: Claire M. Fraser Mgmt For For
1e. Election of Director: Jeffrey W. Henderson Mgmt For For
1f. Election of Director: Christopher Jones Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: David F. Melcher Mgmt For For
1i. Election of Director: Claire Pomeroy Mgmt For For
1j. Election of Director: Rebecca W. Rimel Mgmt For For
1k. Election of Director: Timothy M. Ring Mgmt For For
1l. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Amendment to BD's Restated Certificate of Mgmt For For
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935018805
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Peter J. Bensen
1b. Election of Director for a one-year term: Mgmt For For
Ronald E. Blaylock
1c. Election of Director for a one-year term: Mgmt For For
Sona Chawla
1d. Election of Director for a one-year term: Mgmt For For
Thomas J. Folliard
1e. Election of Director for a one-year term: Mgmt For For
Shira Goodman
1f. Election of Director for a one-year term: Mgmt For For
Robert J. Hombach
1g. Election of Director for a one-year term: Mgmt For For
David W. McCreight
1h. Election of Director for a one-year term: Mgmt For For
William D. Nash
1i. Election of Director for a one-year term: Mgmt For For
Pietro Satriano
1j. Election of Director for a one-year term: Mgmt For For
Marcella Shinder
1k. Election of Director for a one-year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
5. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935002294
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrea Robertson Mgmt For For
Lauren C. States Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's 2019 CEO Annual Mgmt For For
Incentive Bonus Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935008284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr Against For
6. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934974254
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director: Martha Z. Mgmt For For
Carnes
1b. Re-election of Class II Director: Michael Mgmt For For
Straughen
1c. Election of Class II Director: Gregory B. Mgmt For For
Barnett
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2019.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2018,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 23, 2019.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
23, 2020, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 23, 2020.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 23, 2020.
8. To approve, on an advisory basis, the Mgmt For For
compensation philosophy, policies and
procedures described in the section
entitled Compensation Disclosure and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 935019059
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director: Martha Z. Mgmt For For
Carnes
1b. Re-election of Class II Director: Michael Mgmt For For
Straughen
1c. Election of Class II Director: Gregory B. Mgmt For For
Barnett
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2019.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2018,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 23, 2019.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
23, 2020, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 23, 2020.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 23, 2020.
8. To approve, on an advisory basis, the Mgmt For For
compensation philosophy, policies and
procedures described in the section
entitled Compensation Disclosure and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934945633
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald W. Blair Mgmt For For
1b. Election of Director: Leslie A. Brun Mgmt For For
1c. Election of Director: Stephanie A. Burns Mgmt For For
1d. Election of Director: John A. Canning, Jr. Mgmt For For
1e. Election of Director: Richard T. Clark Mgmt For For
1f. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1g. Election of Director: Deborah A. Henretta Mgmt For For
1h. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1i. Election of Director: Kurt M. Landgraf Mgmt For For
1j. Election of Director: Kevin J. Martin Mgmt For For
1k. Election of Director: Deborah D. Rieman Mgmt For For
1l. Election of Director: Hansel E. Tookes II Mgmt For For
1m. Election of Director: Wendell P. Weeks Mgmt For For
1n. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. Approval of the 2019 Equity Plan for Mgmt For For
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 934992199
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bernshteyn Mgmt For For
Leslie Campbell Mgmt For For
Frank van Veenendaal Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934993658
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Dr Robert Hariri MD PhD Mgmt For For
Dr. R. Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward J. Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2019 Annual Meeting of
Stockholders.
4. To determine, on an advisory basis, the Mgmt 3 Years For
frequency with which the stockholders of
the Company wish to have an advisory vote
on the compensation of the named officers.
--------------------------------------------------------------------------------------------------------------------------
DIRTT ENVIRONMENTAL SOLUTIONS LTD Agenda Number: 710889532
--------------------------------------------------------------------------------------------------------------------------
Security: 25490H106
Meeting Type: MIX
Meeting Date: 09-May-2019
Ticker:
ISIN: CA25490H1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 08 APR 2019: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTIONS 3,4,5 AND 6 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
1.1 TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: WAYNE BOULAIS Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN (JACK) ELLIOTT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD HARAY Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD KAPLAN Mgmt For For
1.5 ELECTION OF DIRECTOR: DENISE KARKKAINEN Mgmt For For
1.6 ELECTION OF DIRECTOR: TODD LILLIBRIDGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTINE MCGINLEY Mgmt For For
1.8 ELECTION OF DIRECTOR: KEVIN O'MEARA Mgmt For For
1.9 ELECTION OF DIRECTOR: STEVE PARRY Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION
3 TO AMEND THE RIGHTS, PRIVILEGES, Mgmt For For
RESTRICTIONS AND CONDITIONS ATTACHING TO
THE COMMON SHARES TO CLARIFY THE VOTING,
DIVIDEND AND PARTICIPATION RIGHTS THEREOF,
INCLUDING THE ABILITY TO HOLD MEETINGS OF
SHAREHOLDERS OUTSIDE OF ALBERTA, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
4 TO APPROVE A NEW CLASS OF PREFERRED SHARES, Mgmt For For
ISSUABLE IN SERIES, HAVING THE RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
5 TO CONFIRM AND RATIFY UPDATED BY-LAW NO. 1, Mgmt For For
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
6 TO APPROVE THE UNALLOCATED OPTIONS ISSUABLE Mgmt For For
PURSUANT TO THE AMENDED AND RESTATED
INCENTIVE STOCK OPTION PLAN OF THE COMPANY,
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 935017360
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Janice Durbin Chaffin Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
William D. Muir, Jr. Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
3. To approve the Electronics For Imaging, Mgmt For For
Inc. 2019 Equity Incentive Plan.
4. To approve the amendment and restatement of Mgmt For For
the Electronics For Imaging, Inc. Employee
Stock Purchase Plan.
5. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934965495
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Special
Meeting Date: 26-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt No vote
Merger (the "merger agreement"), dated as
of January 27, 2019 (as it may be amended
from time to time), by and between Versum
Materials, Inc. ("Versum"), and Entegris,
Inc. ("Entegris"), pursuant to which Versum
will merge with and into Entegris, with
Entegris surviving the merger (the
"Entegris merger agreement proposal").
2. Adoption of the amended and restated Mgmt No vote
certificate of incorporation of Entegris
(the "Entegris charter proposal").
3. Approval, on an advisory (non-binding) Mgmt No vote
basis, of the executive officer
compensation that will or may be paid to
Entegris's named executive officers in
connection with the transactions
contemplated by the merger agreement (the
"Entegris compensation proposal").
4. Approval of the adjournment of the special Mgmt No vote
meeting of the stockholders of Entegris
(the "Entegris special meeting") to solicit
additional proxies if there are not
sufficient votes at the time of the
Entegris special meeting to approve the
Entegris merger agreement proposal and the
Entegris charter proposal or to ensure that
any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Entegris stockholders (the "Entegris
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934959036
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Bradley Mgmt For For
1b. Election of Director: R. Nicholas Burns Mgmt For For
1c. Election of Director: James F. Gentilcore Mgmt For For
1d. Election of Director: James P. Lederer Mgmt For For
1e. Election of Director: Bertrand Loy Mgmt For For
1f. Election of Director: Paul L. H. Olson Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1h. Election of Director: Brian F. Sullivan Mgmt For For
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt For For
Inc.'s Independent Registered Public
Accounting Firm for 2019.
3. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
--------------------------------------------------------------------------------------------------------------------------
EVENTBRITE, INC. Agenda Number: 934994965
--------------------------------------------------------------------------------------------------------------------------
Security: 29975E109
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: EB
ISIN: US29975E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Withdrawn Mgmt For For
Jane Lauder Mgmt For For
Steffan Tomlinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 934978694
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D'Amore Mgmt For For
Bruns Grayson Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934935771
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 19-Apr-2019
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
proxy statement.
4. To approve the Company's 2019 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934966233
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lothar Maier Mgmt For For
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
1C. Election of Director: Michael W. Zellner Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2019.
4. Amendment and restatement of the Company's Mgmt For For
2012 Equity Incentive Plan to increase the
number of shares reserved for issuance
under the 2012 Equity Incentive Plan by
2,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934884796
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 25-Oct-2018
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Bloch Mgmt For For
Joel Girsky Mgmt For For
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Dr. Stanton D. Sloane Mgmt For For
Russel Sarachek Mgmt For For
Lance Lord Mgmt For For
2. To consider and act upon ratifying the Mgmt For For
appointment of EisnerAmper LLP as
independent auditors for the fiscal year
ending April 30, 2019.
3. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 934993456
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lisa M. Giles Mgmt For For
1.2 Election of Director: Michael S. Kagnoff Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934957056
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2019.
3. To approve an amendment to Gilead's Mgmt For For
Restated Certificate of Incorporation to
allow stockholders to act by written
consent.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board issue a report
describing how Gilead plans to allocate tax
savings as a result of the Tax Cuts and
Jobs Act.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 934971462
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Carty Mgmt For For
Abhinav Dhar Mgmt For For
Earl E. Fry Mgmt For For
Lawrence S. Hershfield Mgmt For For
Peter R. Ingram Mgmt For For
Randall L. Jenson Mgmt For For
Crystal K. Rose Mgmt For For
Richard N. Zwern Mgmt For For
2. To ratify Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Proxy Statement.
A Please check if owner is a U.S. Citizen. Mgmt For
(Please mark ONE box ONLY indicating if
stock owned beneficially by you is owned or
contributed by persons who are U.S.
Citizens or non U.S. Citizens. A box MUST
be checked in order for this card to be
considered valid.)
B Please check if owner is NOT a U.S. Mgmt Take No Action
Citizen. (Please mark ONE box ONLY
indicating if stock owned or beneficially
by you is owned or contributed by persons
who are U.S. Citizens or non U.S. Citizens.
A box MUST be checked in order for this
card to be considered valid.)
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934941647
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Right To Act By Written Consent. Shr Against For
5. Report on Lobbying Payments and Policy. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 934878856
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2018
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Vincent D. Mgmt For For
Mattera, Jr.
1b. Election of Class I Director: Marc Y. E. Mgmt For For
Pelaez
1c. Election of Class I Director: Howard H. Xia Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers for fiscal year 2018.
3. Approval of the 2018 Qualified Employee Mgmt For For
Stock Purchase Plan.
4. Approval of the 2018 Omnibus Incentive Mgmt For For
Plan.
5. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934988304
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1b. Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1c. Election of Director: Igor Samartsev Mgmt For For
1d. Election of Director: Michael C. Child Mgmt For For
1e. Election of Director: Gregory P. Dougherty Mgmt For For
1f. Election of Director: Henry E. Gauthier Mgmt For For
1g. Election of Director: Catherine P. Lego Mgmt For For
1h. Election of Director: Eric Meurice Mgmt For For
1i. Election of Director: John R. Peeler Mgmt For For
1j. Election of Director: Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt For For
independent registered public accounting
firm for 2019
3. Approval of the IPG Photonics Corporation Mgmt For For
2008 Employee Stock Purchase Plan, as
amended and restated
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935015695
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Martin A. Mgmt For For
Kits van Heyningen
1.2 Election of Class II Director: Charles R. Mgmt For For
Trimble
2. To approve, in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 934966548
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kerrii B. Anderson Mgmt For For
1b. Election of Director: Jean-Luc Belingard Mgmt For For
1c. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1d. Election of Director: David P. King Mgmt For For
1e. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1f. Election of Director: Peter M. Neupert Mgmt For For
1g. Election of Director: Richelle P. Parham Mgmt For For
1h. Election of Director: Adam H. Schechter Mgmt For For
1i. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934889215
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 07-Dec-2018
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard H. Anderson Mgmt For For
1b. Election of Director: Craig Arnold Mgmt For For
1c. Election of Director: Scott C. Donnelly Mgmt For For
1d. Election of Director: Randall J. Hogan III Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: James T. Lenehan Mgmt For For
1h. Election of Director: Elizabeth Nabel, M.D. Mgmt For For
1i. Election of Director: Denise M. O'Leary Mgmt For For
1j. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
re-appointment of PricewaterhouseCoopers
LLP as Medtronic's independent auditor for
fiscal year 2019 and authorize the Board of
Directors, acting through the Audit
Committee, to set the auditor's
remuneration.
3. To approve in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934955836
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacqueline F. Moloney Mgmt For For
Michelle M. Warner Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934953680
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James E. Cashman, III Mgmt For For
Liam K. Griffin Mgmt For For
2. To increase the number of shares reserved Mgmt For For
under the Company's 1994 Employee Stock
Purchase Plan by 3,000,000 shares.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 934862702
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 12-Sep-2018
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Butters Mgmt For For
Dr. Heiko Fischer Mgmt For For
David Kenwright Mgmt For For
Harold Malone Mgmt For For
Spiros Milonas Mgmt For For
Alexander Oetker Mgmt For For
Florian Weidinger Mgmt For For
2. To ratify the appointment of KPMG LLP, as Mgmt For For
the Company's independent public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935001331
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Scott Keeney Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935032627
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1b. Re-election of Director: Avi Cohen Mgmt For For
1c. Re-election of Director: Raanan Cohen Mgmt For For
1d. Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
2. Approval of a compensation policy for the Mgmt For For
Company's directors and officers.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No.
2). Mark "for" = yes or "against" = no.
3. Approval of an amendment to the Mgmt For For
equity-based compensation for our
directors.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No. 3
in the event Proposal No. 2 is not
approved). Mark "for" = yes or "against" =
no.
4. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
4a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, these
Shares will not be voted for Proposal No.
4). Mark "for" = yes or "against" = no.
5. Approval of amendments to the articles of Mgmt For For
association of the Company.
6. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934892159
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 11-Dec-2018
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen-Blair Chube Mgmt For For
J. Steven Cole Mgmt For For
Daniel S. Jaffee Mgmt For For
Joseph C. Miller Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935022400
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John K. Kibarian Mgmt For For
Michael B. Gustafson Mgmt For For
2. To ratify the appointment of BPM LLP as the Mgmt For For
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2019.
3. To approve the Company's Fifth Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
4. To approve, by non-binding vote, the 2018 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934936292
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 25-Mar-2019
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2019.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the number of authorized shares of
common stock available from 1,500,000
shares to 1,850,000.
4 To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PLURALSIGHT INC Agenda Number: 934947776
--------------------------------------------------------------------------------------------------------------------------
Security: 72941B106
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: PS
ISIN: US72941B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Crittenden Mgmt For For
Tim Maudlin Mgmt For For
Brad Rencher Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 935022513
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Maples, Sr. Mgmt For For
James R. Offerdahl Mgmt For For
R.H. Seale, III Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve an amendment to our Fourth Mgmt For For
Amended and Restated Certificate of
Incorporation ("Certificate of
Incorporation") to declassify our board of
directors.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934966106
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Timothy L. Main Mgmt For For
1.3 Election of Director: Denise M. Morrison Mgmt For For
1.4 Election of Director: Gary M. Pfeiffer Mgmt For For
1.5 Election of Director: Timothy M. Ring Mgmt For For
1.6 Election of Director: Stephen H. Rusckowski Mgmt For For
1.7 Election of Director: Daniel C. Stanzione Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2019 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2019
4. Approval of an amendment to the Amended and Mgmt For For
Restated Employee Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934851076
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sohaib Abbasi Mgmt For For
1.2 Election of Director: W. Steve Albrecht Mgmt For For
1.3 Election of Director: Charlene T. Begley Mgmt For For
1.4 Election of Director: Narendra K. Gupta Mgmt For For
1.5 Election of Director: Kimberly L. Hammonds Mgmt For For
1.6 Election of Director: William S. Kaiser Mgmt For For
1.7 Election of Director: James M. Whitehurst Mgmt For For
1.8 Election of Director: Alfred W. Zollar Mgmt For For
2. To approve, on an advisory basis, a Mgmt For For
resolution relating to Red Hat's executive
compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Red Hat's
independent registered public accounting
firm for the fiscal year ending February
28, 2019
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter L.S. Currie Mgmt For For
1b. Election of Director: Miguel M. Galuccio Mgmt For For
1c. Election of Director: Paal Kibsgaard Mgmt For For
1d. Election of Director: Nikolay Kudryavtsev Mgmt For For
1e. Election of Director: Tatiana A. Mitrova Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Lubna S. Olayan Mgmt For For
1h. Election of Director: Mark G. Papa Mgmt For For
1i. Election of Director: Leo Rafael Reif Mgmt For For
1j. Election of Director: Henri Seydoux Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2018; our consolidated
statement of income for the year ended
December 31, 2018; and our Board of
Directors' declarations of dividends in
2018, as reflected in our 2018 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2019.
5. Approval of an amended and restated 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2018 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2018 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) To revise the following TSMC policies: (i) Mgmt For For
Procedures for Acquisition or Disposal of
Assets; (ii) Procedures for Financial
Derivatives Transactions
5) DIRECTOR
Moshe N. Gavrielov Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 934951775
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lise J. Buyer Mgmt For For
1b. Election of Director: Kathryn E. Falberg Mgmt For For
1c. Election of Director: David B. Wells Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934979519
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc N. Casper Mgmt For For
1b. Election of Director: Nelson J. Chai Mgmt For For
1c. Election of Director: C. Martin Harris Mgmt For For
1d. Election of Director: Tyler Jacks Mgmt For For
1e. Election of Director: Judy C. Lewent Mgmt For For
1f. Election of Director: Thomas J. Lynch Mgmt For For
1g. Election of Director: Jim P. Manzi Mgmt For For
1h. Election of Director: James C. Mullen Mgmt For For
1i. Election of Director: Lars R. Sorensen Mgmt For For
1j. Election of Director: Scott M. Sperling Mgmt For For
1k. Election of Director: Elaine S. Ullian Mgmt For For
1l. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2019.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935012485
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
1H. Election of Director: Ernest E. Maddock Mgmt For For
2. Approval of an Amendment and Restatement of Mgmt For For
our Stock Incentive Plan.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2019.
4. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2018 as disclosed in our proxy statement
for the 2019 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934860594
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 06-Sep-2018
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Biondi, Jr. Mgmt For For
Robert Johnson Mgmt For For
John Stenbit Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2019
3. Advisory Vote on Executive Compensation Mgmt For For
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935025482
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt For For
Philip D. Davies Mgmt For For
James A. Simms Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
Jason L. Carlson Mgmt For For
Michael S. McNamara Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 934964227
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Gerald Paul* Mgmt For For
Timothy V. Talbert* Mgmt For For
Thomas C. Wertheimer* Mgmt For For
Michael Cody# Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2019.
3. The advisory approval of the compensation Mgmt For For
of the Company's executive officers.
4. Frequency of advisory vote on the Mgmt 1 Year For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 934976208
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William E. Kassling Mgmt For For
Albert J. Neupaver Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2018
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 934933804
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
George A. Barrios Mgmt For For
Michelle D. Wilson Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Patricia A. Gottesman Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZUORA, INC. Agenda Number: 935016091
--------------------------------------------------------------------------------------------------------------------------
Security: 98983V106
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: ZUO
ISIN: US98983V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Haley Mgmt For For
Magdalena Yesil Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 31, 2020.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 935011368
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth H. Z. Fischer Mgmt For For
William T. McKee Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 934959238
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt For For
1b. Election of Director: Cheryl Gordon Mgmt For For
Krongard
1c. Election of Director: Marshall O. Larsen Mgmt For For
1d. Election of Director: Robert A. Milton Mgmt For For
1e. Election of Director: John L. Plueger Mgmt For For
1f. Election of Director: Ian M. Saines Mgmt For For
1g. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1h. Election of Director: Steven F. Udvar-Hazy Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AMBER ROAD INC Agenda Number: 934987302
--------------------------------------------------------------------------------------------------------------------------
Security: 02318Y108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: AMBR
ISIN: US02318Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rudy Howard Mgmt No vote
Andre G.F. Toet Mgmt No vote
Kenneth H. Traub Mgmt No vote
2. Company Proposal: Ratification of the Mgmt No vote
selection of KPMG LLP as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2019, as disclosed in the Company's 2019
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
AQUANTIA CORP. Agenda Number: 935024048
--------------------------------------------------------------------------------------------------------------------------
Security: 03842Q108
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: AQ
ISIN: US03842Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dmitry Akhanov Mgmt For For
Bami Bastani Mgmt For For
Maximiliane C. Straub Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935010304
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark L. Noetzel Mgmt For For
William P. Noglows Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 934918991
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 28-Feb-2019
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John R. Ambroseo Mgmt For For
1B. Election of Director: Jay T. Flatley Mgmt For For
1C. Election of Director: Pamela Fletcher Mgmt For For
1D. Election of Director: Susan M. James Mgmt For For
1E. Election of Director: Michael R. McMullen Mgmt For For
1F. Election of Director: Garry W. Rogerson Mgmt For For
1G. Election of Director: Steve Skaggs Mgmt For For
1H. Election of Director: Sandeep Vij Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 28, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 934961637
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director for a term Mgmt For For
of three years: Steven J. Bilodeau
1b. Election of Class III Director for a term Mgmt For For
of three years: James A. Donahue
2. Advisory vote to approve Named Executive Mgmt For For
Officer ("NEO") compensation.
3. To approve an amendment to the 2005 Equity Mgmt For For
Incentive Plan to increase the shares of
stock available for issuance under the plan
by 2,000,000, and eliminate a sublimit on
the aggregate number of shares that may be
issued under the plan pursuant to
restricted stock, restricted stock units,
performance shares or performance unit
awards.
4. To approve an amendment to the 1997 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares that may be issued
under the plan by 500,000.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Cohu's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 934974254
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director: Martha Z. Mgmt For For
Carnes
1b. Re-election of Class II Director: Michael Mgmt For For
Straughen
1c. Election of Class II Director: Gregory B. Mgmt For For
Barnett
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2019.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2018,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 23, 2019.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
23, 2020, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 23, 2020.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 23, 2020.
8. To approve, on an advisory basis, the Mgmt For For
compensation philosophy, policies and
procedures described in the section
entitled Compensation Disclosure and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 935019059
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director: Martha Z. Mgmt For For
Carnes
1b. Re-election of Class II Director: Michael Mgmt For For
Straughen
1c. Election of Class II Director: Gregory B. Mgmt For For
Barnett
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2019.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2018,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 23, 2019.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
23, 2020, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 23, 2020.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 23, 2020.
8. To approve, on an advisory basis, the Mgmt For For
compensation philosophy, policies and
procedures described in the section
entitled Compensation Disclosure and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 934993658
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Dr Robert Hariri MD PhD Mgmt For For
Dr. R. Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward J. Zecchini Mgmt For For
2. To ratify the Audit Committee's selection Mgmt For For
of KMJ Corbin & Company LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in our Proxy
Statement for the 2019 Annual Meeting of
Stockholders.
4. To determine, on an advisory basis, the Mgmt 3 Years For
frequency with which the stockholders of
the Company wish to have an advisory vote
on the compensation of the named officers.
--------------------------------------------------------------------------------------------------------------------------
DIRTT ENVIRONMENTAL SOLUTIONS LTD Agenda Number: 710889532
--------------------------------------------------------------------------------------------------------------------------
Security: 25490H106
Meeting Type: MIX
Meeting Date: 09-May-2019
Ticker:
ISIN: CA25490H1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 08 APR 2019: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTIONS 3,4,5 AND 6 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
1.1 TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: WAYNE BOULAIS Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN (JACK) ELLIOTT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD HARAY Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD KAPLAN Mgmt For For
1.5 ELECTION OF DIRECTOR: DENISE KARKKAINEN Mgmt For For
1.6 ELECTION OF DIRECTOR: TODD LILLIBRIDGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTINE MCGINLEY Mgmt For For
1.8 ELECTION OF DIRECTOR: KEVIN O'MEARA Mgmt For For
1.9 ELECTION OF DIRECTOR: STEVE PARRY Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION
3 TO AMEND THE RIGHTS, PRIVILEGES, Mgmt For For
RESTRICTIONS AND CONDITIONS ATTACHING TO
THE COMMON SHARES TO CLARIFY THE VOTING,
DIVIDEND AND PARTICIPATION RIGHTS THEREOF,
INCLUDING THE ABILITY TO HOLD MEETINGS OF
SHAREHOLDERS OUTSIDE OF ALBERTA, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
4 TO APPROVE A NEW CLASS OF PREFERRED SHARES, Mgmt For For
ISSUABLE IN SERIES, HAVING THE RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS, AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
5 TO CONFIRM AND RATIFY UPDATED BY-LAW NO. 1, Mgmt For For
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
6 TO APPROVE THE UNALLOCATED OPTIONS ISSUABLE Mgmt For For
PURSUANT TO THE AMENDED AND RESTATED
INCENTIVE STOCK OPTION PLAN OF THE COMPANY,
AS DESCRIBED IN THE INFORMATION CIRCULAR OF
THE COMPANY
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 935017360
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Janice Durbin Chaffin Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
William D. Muir, Jr. Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
3. To approve the Electronics For Imaging, Mgmt For For
Inc. 2019 Equity Incentive Plan.
4. To approve the amendment and restatement of Mgmt For For
the Electronics For Imaging, Inc. Employee
Stock Purchase Plan.
5. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION Agenda Number: 934923473
--------------------------------------------------------------------------------------------------------------------------
Security: 290846203
Meeting Type: Annual
Meeting Date: 22-Mar-2019
Ticker: EMKR
ISIN: US2908462037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rex S. Jackson Mgmt For For
Jeffrey Rittichier Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
EMCORE's independent registered public
accounting firm for the fiscal year ending
September 30, 2019.
3. To approve the EMCORE Corporation 2019 Mgmt Against Against
Equity Incentive Plan.
4. To approve, on an advisory basis, the Mgmt Against Against
executive compensation of EMCORE's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934965495
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Special
Meeting Date: 26-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger (the "merger agreement"), dated as
of January 27, 2019 (as it may be amended
from time to time), by and between Versum
Materials, Inc. ("Versum"), and Entegris,
Inc. ("Entegris"), pursuant to which Versum
will merge with and into Entegris, with
Entegris surviving the merger (the
"Entegris merger agreement proposal").
2. Adoption of the amended and restated Mgmt For For
certificate of incorporation of Entegris
(the "Entegris charter proposal").
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the executive officer
compensation that will or may be paid to
Entegris's named executive officers in
connection with the transactions
contemplated by the merger agreement (the
"Entegris compensation proposal").
4. Approval of the adjournment of the special Mgmt For For
meeting of the stockholders of Entegris
(the "Entegris special meeting") to solicit
additional proxies if there are not
sufficient votes at the time of the
Entegris special meeting to approve the
Entegris merger agreement proposal and the
Entegris charter proposal or to ensure that
any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Entegris stockholders (the "Entegris
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934959036
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Bradley Mgmt For For
1b. Election of Director: R. Nicholas Burns Mgmt For For
1c. Election of Director: James F. Gentilcore Mgmt For For
1d. Election of Director: James P. Lederer Mgmt For For
1e. Election of Director: Bertrand Loy Mgmt For For
1f. Election of Director: Paul L. H. Olson Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1h. Election of Director: Brian F. Sullivan Mgmt For For
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt For For
Inc.'s Independent Registered Public
Accounting Firm for 2019.
3. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 934978694
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D'Amore Mgmt For For
Bruns Grayson Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 934851456
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 26-Jul-2018
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas D. Carey Mgmt For For
Daniel J. Levangie Mgmt For For
Michael S. Wyzga Mgmt For For
2. Proposal to ratify the selection of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for 2018.
3. Proposal to approve on an advisory basis Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS INC Agenda Number: 934959377
--------------------------------------------------------------------------------------------------------------------------
Security: 339750101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: FND
ISIN: US3397501012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Fung Mgmt For For
1b. Election of Director: John M. Roth Mgmt For For
1c. Election of Director: Thomas V. Taylor Mgmt For For
1d. Election of Director: Rachel H. Lee Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the Company's
2019 fiscal year.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 934966233
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lothar Maier Mgmt For For
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
1C. Election of Director: Michael W. Zellner Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2019.
4. Amendment and restatement of the Company's Mgmt For For
2012 Equity Incentive Plan to increase the
number of shares reserved for issuance
under the 2012 Equity Incentive Plan by
2,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 934884796
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 25-Oct-2018
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Bloch Mgmt For For
Joel Girsky Mgmt For For
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Dr. Stanton D. Sloane Mgmt For For
Russel Sarachek Mgmt For For
Lance Lord Mgmt For For
2. To consider and act upon ratifying the Mgmt For For
appointment of EisnerAmper LLP as
independent auditors for the fiscal year
ending April 30, 2019.
3. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 934993456
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lisa M. Giles Mgmt For For
1.2 Election of Director: Michael S. Kagnoff Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 934971462
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Carty Mgmt For For
Abhinav Dhar Mgmt For For
Earl E. Fry Mgmt For For
Lawrence S. Hershfield Mgmt For For
Peter R. Ingram Mgmt For For
Randall L. Jenson Mgmt For For
Crystal K. Rose Mgmt For For
Richard N. Zwern Mgmt For For
2. To ratify Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Proxy Statement.
A Please check if owner is a U.S. Citizen. Mgmt For
(Please mark ONE box ONLY indicating if
stock owned beneficially by you is owned or
contributed by persons who are U.S.
Citizens or non U.S. Citizens. A box MUST
be checked in order for this card to be
considered valid.)
B Please check if owner is NOT a U.S. Mgmt Take No Action
Citizen. (Please mark ONE box ONLY
indicating if stock owned or beneficially
by you is owned or contributed by persons
who are U.S. Citizens or non U.S. Citizens.
A box MUST be checked in order for this
card to be considered valid.)
--------------------------------------------------------------------------------------------------------------------------
ICHOR HOLDINGS LTD Agenda Number: 934997391
--------------------------------------------------------------------------------------------------------------------------
Security: G4740B105
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ICHR
ISIN: KYG4740B1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Haugen Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 27, 2019.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 934878856
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2018
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Vincent D. Mgmt For For
Mattera, Jr.
1b. Election of Class I Director: Marc Y. E. Mgmt For For
Pelaez
1c. Election of Class I Director: Howard H. Xia Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers for fiscal year 2018.
3. Approval of the 2018 Qualified Employee Mgmt For For
Stock Purchase Plan.
4. Approval of the 2018 Omnibus Incentive Mgmt For For
Plan.
5. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 934928904
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 26-Mar-2019
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of II-VI Mgmt For For
Incorporated's common stock, no par value,
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
as of November 8, 2018, as may be amended
from time to time, by and among II-VI
Incorporated, a Pennsylvania corporation,
Mutation Merger Sub Inc., a Delaware
corporation and a wholly owned subsidiary
of II-VI Incorporated, and Finisar
Corporation, a Delaware corporation.
2. Proposal to approve adjournments of II-VI Mgmt For For
Incorporated's special meeting, if
necessary or appropriate, including to
solicit additional proxies if there are not
sufficient votes to approve the share
issuance proposal described above.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 934989104
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David S. Dury Mgmt For For
Wendell T. Blonigan Mgmt For For
Kevin D. Barber Mgmt For For
Stephen A. Jamison Mgmt For For
Mark P. Popovich Mgmt For For
Thomas M. Rohrs Mgmt For For
John F. Schaefer Mgmt For For
2. Proposal to approve an amendment to Mgmt For For
increase the maximum number of shares of
Common Stock authorized for issuance under
the Company's 2003 Employee Stock Purchase
Plan by 500,000 shares.
3. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending December
28, 2019.
4. To approve on a non-binding advisory basis Mgmt For For
the executive compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935015695
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Martin A. Mgmt Against Against
Kits van Heyningen
1.2 Election of Class II Director: Charles R. Mgmt Against Against
Trimble
2. To approve, in a non-binding "Say on Pay" Mgmt Against Against
vote, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935012738
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gabriel Dalporto Mgmt For For
1b. Election of Director: Thomas Davidson Mgmt For For
1c. Election of Director: Neal Dermer Mgmt For For
1d. Election of Director: Robin Henderson Mgmt For For
1e. Election of Director: Peter Horan Mgmt For For
1f. Election of Director: Douglas Lebda Mgmt For For
1g. Election of Director: Steven Ozonian Mgmt For For
1h. Election of Director: Saras Sarasvathy Mgmt For For
1i. Election of Director: G. Kennedy Thompson Mgmt For For
1j. Election of Director: Craig Troyer Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2019 fiscal year.
3. To approve an amendment and restatement of Mgmt For For
the Fifth Amended and Restated LendingTree,
Inc. 2008 Stock and Annual Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934955836
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacqueline F. Moloney Mgmt For For
Michelle M. Warner Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 934862702
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 12-Sep-2018
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Butters Mgmt For For
Dr. Heiko Fischer Mgmt For For
David Kenwright Mgmt For For
Harold Malone Mgmt For For
Spiros Milonas Mgmt For For
Alexander Oetker Mgmt For For
Florian Weidinger Mgmt For For
2. To ratify the appointment of KPMG LLP, as Mgmt For For
the Company's independent public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935004159
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ihab Tarazi Mgmt For For
Rajiv Ramaswami Mgmt For For
2. Ratification of the selection by our Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Approval of the amendment and restatement Mgmt For For
of our 2010 Employee Stock Purchase Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 1,500,000 and make certain
other changes.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 934892159
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 11-Dec-2018
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen-Blair Chube Mgmt For For
J. Steven Cole Mgmt For For
Daniel S. Jaffee Mgmt For For
Joseph C. Miller Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935022400
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John K. Kibarian Mgmt For For
Michael B. Gustafson Mgmt For For
2. To ratify the appointment of BPM LLP as the Mgmt For For
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2019.
3. To approve the Company's Fifth Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
4. To approve, by non-binding vote, the 2018 Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934936292
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 25-Mar-2019
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2019.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the number of authorized shares of
common stock available from 1,500,000
shares to 1,850,000.
4 To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ROKU INC. Agenda Number: 934991628
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I director to serve until Mgmt For For
the 2021 Annual Meeting: Ravi Ahuja
2a. Election of Class II director to serve Mgmt For For
until the 2022 Annual Meeting: Jeffrey
Hastings
2b. Election of Class II director to serve Mgmt For For
until the 2022 Annual Meeting: Ray Rothrock
3. Advisory vote to approve our named Mgmt For For
executive officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on our named executive
officer compensation.
5. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 934971981
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: Daniel H. Berry Mgmt For For
1B ELECTION OF DIRECTOR: Vita A. Cassese Mgmt For For
1C ELECTION OF DIRECTOR: Thomas G. Greig Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter L.S. Currie Mgmt For For
1b. Election of Director: Miguel M. Galuccio Mgmt For For
1c. Election of Director: Paal Kibsgaard Mgmt For For
1d. Election of Director: Nikolay Kudryavtsev Mgmt For For
1e. Election of Director: Tatiana A. Mitrova Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Lubna S. Olayan Mgmt For For
1h. Election of Director: Mark G. Papa Mgmt For For
1i. Election of Director: Leo Rafael Reif Mgmt For For
1j. Election of Director: Henri Seydoux Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2018; our consolidated
statement of income for the year ended
December 31, 2018; and our Board of
Directors' declarations of dividends in
2018, as reflected in our 2018 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2019.
5. Approval of an amended and restated 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL FUNDS Agenda Number: 935009123
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rakesh K. Jain, PhD Mgmt For For
Thomas M. Kent, CPA Mgmt For For
Elizabeth G. Nabel, MD Mgmt For For
2. The ratification or rejection of the Mgmt For For
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2019.
3. Shareholder proposal requesting that the Shr Against For
Fund take the steps necessary to reorganize
the Board of Trustees into one class with
each Trustee subject to election each year,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935009135
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth G. Nabel, MD Mgmt For For
Oleg M Pohotsky MBA JD Mgmt For For
William S. Reardon Mgmt For For
2. The ratification or rejection of the Mgmt For For
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 934957880
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas T. Edman Mgmt For For
Chantel E. Lenard Mgmt For For
Tang Chung Yen Mgmt For For
Dov S. Zakheim Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
named executive officers.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
December 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 934916745
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Special
Meeting Date: 30-Jan-2019
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of Twilio Class A Mgmt For For
common stock, par value $0.001 per share,
of Twilio Inc., a Delaware corporation
(Twilio), to stockholders of SendGrid,
Inc., a Delaware corporation (SendGrid), as
contemplated by the Agreement and Plan of
Merger and Reorganization, dated as of
October 15, 2018, as amended on December
13, 2018 and as may be amended from time to
time, by and among Twilio, SendGrid, and
Topaz Merger Subsidiary, Inc., a Delaware
corporation and wholly owned subsidiary of
Twilio
2. To approve adjournments of the Twilio Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Twilio special meeting to approve
the Twilio stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935012485
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
1H. Election of Director: Ernest E. Maddock Mgmt For For
2. Approval of an Amendment and Restatement of Mgmt For For
our Stock Incentive Plan.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2019.
4. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2018 as disclosed in our proxy statement
for the 2019 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 934860594
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 06-Sep-2018
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Biondi, Jr. Mgmt For For
Robert Johnson Mgmt For For
John Stenbit Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2019
3. Advisory Vote on Executive Compensation Mgmt For For
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935025482
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt For For
Philip D. Davies Mgmt For For
James A. Simms Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
Jason L. Carlson Mgmt For For
Michael S. McNamara Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 934896006
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 18-Dec-2018
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Blasing Mgmt For For
Charles Giancarlo Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
ZUORA, INC. Agenda Number: 935016091
--------------------------------------------------------------------------------------------------------------------------
Security: 98983V106
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: ZUO
ISIN: US98983V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Haley Mgmt For For
Magdalena Yesil Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A. Needham
Name George A. Needham
Title President
Date 8/13/2019