******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09923
Reporting Period: 07/01/2018 - 06/30/2019
Kinetics Portfolio Trust
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09923
Kinetics Portfolios Trust
(Exact name of registrant as specified in charter)
470 Park Avenue South, New York, NY, 10016
(Address of principal executive offices) (Zip code)
Jay Kesslen
470 Park Avenue South
New York, NY, 10016
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-914-703-6900
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2018 to June 30, 2019
Item 1. Proxy Voting Record.
==================== Kinetics Alternative Income Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== Kinetics Global Portfolio ===========================
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: ADPV40583
Meeting Date: APR 29, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Capital
2 Amend Articles Re: Board of Directors For For Management
3 Amend Articles For For Management
4 Amend Article 76 For Against Management
5 Amend Article 79 For For Management
6 Amend Articles Re: Terminology and For For Management
Renumbering of Articles
7 Consolidate Bylaws For For Management
8 Amend Restricted Stock Plan For Against Management
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B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: ADPV40583
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2018
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Among the Nominees?
8.1 Percentage of Votes to Be Assigned - None For Management
Elect Ana Carla Abrao Costa as Director
8.2 Percentage of Votes to Be Assigned - None For Management
Elect Antonio Carlos Quintella as
Director
8.3 Percentage of Votes to Be Assigned - None For Management
Elect Cassiano Ricardo Scarpelli as
Director
8.4 Percentage of Votes to Be Assigned - None For Management
Elect Claudia Farkouh Prado as Director
8.5 Percentage of Votes to Be Assigned - None For Management
Elect Edgar da Silva Ramos as Director
8.6 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo Mazzilli de Vassimon as
Director
8.7 Percentage of Votes to Be Assigned - None For Management
Elect Florian Bartunek as Director
8.8 Percentage of Votes to Be Assigned - None For Management
Elect Guilherme Affonso Ferreira as
Director
8.9 Percentage of Votes to Be Assigned - None For Management
Elect Jose de Menezes Berenguer Neto
as Director
8.10 Percentage of Votes to Be Assigned - None For Management
Elect Jose Lucas Ferreira de Melo as
Director
8.11 Percentage of Votes to Be Assigned - None For Management
Elect Jose Roberto Machado Filho as
Director
9 Ratify Remuneration of Company's For For Management
Management for 2018
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Company's For For Management
Management
12 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
13 Elect Fiscal Council Members For For Management
14 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
15 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: ADPV40583
Meeting Date: MAY 23, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Capital
2 Amend Articles Re: Board of Directors For For Management
3 Amend Articles For For Management
4 Amend Article 76 For Against Management
5 Amend Article 79 For For Management
6 Amend Articles Re: Terminology and For For Management
Renumbering of Articles
7 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BITCOIN INVESTMENT TRUST
Ticker: GBTC Security ID: 09173T108
Meeting Date: SEP 12, 2018 Meeting Type: Written Consent
Record Date: AUG 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Agreement For For Management
--------------------------------------------------------------------------------
BOLLORE SA
Ticker: BOL Security ID: F10659260
Meeting Date: MAY 29, 2019 Meeting Type: Annual/Special
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.06 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Stock Dividend Program Re: FY For For Management
2019
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
the Absence of New Transactions
7 Acknowledge End of Mandate of Vincent For For Management
Bollore as Director and Decision Not
to Renew
8 Reelect Cyrille Bollore as Director For Against Management
9 Reelect Yannick Bollore as Director For Against Management
10 Reelect Cedric de Bailliencourt as For Against Management
Director
11 Reelect Bollore Participations as For Against Management
Director
12 Reelect Chantal Bollore as Director For Against Management
13 Reelect Sebastien Bollore as Director For Against Management
14 Reelect Financiere V as Director For Against Management
15 Reelect Omnium Bollore as Director For Against Management
16 Reelect Olivier Roussel as Director For Against Management
17 Reelect Francois Thomazeau as Director For Against Management
18 Acknowledge End of Mandate of Valerie For For Management
Coscas as Director and Decision Not to
Renew
19 Elect Virginie Courtin as Director For Against Management
20 Renew Appointment of AEG Finances as For For Management
Auditor
21 Renew Appointment of IEGC as Alternate For For Management
Auditor
22 Authorize Repurchase of 291 Million For Against Management
Shares
23 Approve Compensation of Vincent For Against Management
Bollore, Chairman and CEO
24 Approve Compensation of Cyrille For Against Management
Bollore, Vice-CEO
25 Approve Remuneration Policy of Vincent For Against Management
Bollore, Chairman and CEO Until March
14, 2019
26 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Vice-CEO Until March 14, 2019
27 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Chairman and CEO Since March
14, 2019
28 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
2 Authorize Capitalization of Reserves For Against Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
3 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
4 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
5 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
6 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
7 Amend Article 5 of Bylaws Re: Company For For Management
Duration
8 Change Corporate Form From Soeciete For For Management
Anononyme to Societe Europeenne
9 Pursuant to Item 8 Above, Adopt New For For Management
Bylaws
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: JUN 14, 2019 Meeting Type: Annual/Special
Record Date: MAY 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Elyse Allan For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Maureen Kempston Darkes For For Management
1.4 Elect Director Murilo Ferreira For For Management
1.5 Elect Director Frank J. McKenna For For Management
1.6 Elect Director Rafael Miranda For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Stock Option Plan For For Management
5 SP 1: Report on the Feasibility of Against Against Shareholder
Integrating Workplace Sexual
Misconduct Measures into the
Performance Metrics for Executive
Compensation
6 SP 2: Inclusion of Key Performance Against Against Shareholder
Indicators (KPIs) in the Annual
Disclosure to Shareholders
--------------------------------------------------------------------------------
BURFORD CAPITAL LTD.
Ticker: BUR Security ID: G17977102
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAY 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Lowe as Director For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity For For Management
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Debora A. Plunkett For For Management
1J Elect Director Charles P. Revoile For For Management
1K Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Eugene S. Sunshine For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director James E. Parisi For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Jill E. Sommers For For Management
1.13 Elect Director Carole E. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Navarre For For Management
1.2 Elect Director Martin A. Lambert For For Management
1.3 Elect Director Constance B. Moore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAY 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Bill Thomas as Director For For Management
5 Re-elect Andi Case as Director For For Management
6 Re-elect Jeff Woyda as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Re-elect Marie-Louise Clayton as For For Management
Director
9 Re-elect James Hughes-Hallett as For For Management
Director
10 Elect Dr Tim Miller as Director For For Management
11 Re-elect Birger Nergaard as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise EU Political Donations and For For Management
Expenditures
16 Approve US Employee Share Purchase Plan For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Daniel G. Kaye For For Management
1j Elect Director Phyllis M. Lockett For For Management
1k Elect Director Deborah J. Lucas For For Management
1l Elect Director Alex J. Pollock For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director William R. Shepard For For Management
1o Elect Director Howard J. Siegel For For Management
1p Elect Director Michael A. Spencer For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CME GROUP, INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: NOV 29, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate All or Some of the Class B For For Management
Election Rights
--------------------------------------------------------------------------------
CRESUD SA
Ticker: CRES Security ID: 226406106
Meeting Date: OCT 29, 2018 Meeting Type: Annual/Special
Record Date: OCT 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Allocation of Income of ARS 4. For For Management
98 Billion; Consider Creation of
Special Reserve
4 Approve Distribution of Treasury For For Management
Shares to Shareholders for up to 20.66
Million Shares
5 Consider Allocation of Unassigned For For Management
Income for ARS 9.65 Billion
6 Consider Discharge of Directors For For Management
7 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
8 Consider Remuneration of Directors in For For Management
the Amount of ARS 140.6 Million
9 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) in the Amount of ARS
900,000
10 Elect Directors and Alternates For For Management
11 Elect Principal and Alternate Members For For Management
of Internal Statutory Auditors
Committee (Comision Fiscalizadora) for
One-Year Term
12 Appoint Auditors for Next Fiscal Year For For Management
13 Approve Remuneration of Auditors in For For Management
the Amount of ARS 6.2 Million
14 Amend Articles in Compliance with New For Against Management
Legislation
15 Renew Granting of Powers to Board to For For Management
Set Terms and Conditions of Global
Program of up to USD 500 Million as
Approved by General Meeting on Oct.
31, 2012 and Extended for a Term of 5
Years as Approved by General Meeting
on Oct. 31, 2017
16 Approve Granting of Powers For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 08, 2019 Meeting Type: Annual/Special
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Catharine Farrow For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Jennifer Maki For For Management
1.8 Elect Director Randall Oliphant For For Management
1.9 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD.
Ticker: GLXY Security ID: G37092106
Meeting Date: JUN 24, 2019 Meeting Type: Annual/Special
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Novogratz For For Management
1b Elect Director Jack Lee For For Management
1c Elect Director Pierre Lagrange For For Management
1d Elect Director Theagenis Iliadis For For Management
1e Elect Director Nereida Flannery For For Management
1f Elect Director Bill Koutsouras For For Management
2 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Repricing of Options For For Management
5.1 For the Purpose of Determining the None Abstain Management
Aggregate Number of Votes that U.S.
holders are Entitled to Cast, the
Undersigned Certifies That It is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
5.2 The Undersigned Certifies That to the None Abstain Management
Extent That It Holds Shares of the
Company for the Account or Benefit of
Any Other Person, Such Person is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
--------------------------------------------------------------------------------
IMF BENTHAM LTD.
Ticker: IMF Security ID: Q4858E106
Meeting Date: NOV 21, 2018 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Christine Feldmanis as Director For For Management
3 Elect Michael Kay as Director For Against Management
4 Approve the Amendments of the Long For For Management
Term Incentive Plan
5 Approve Issuance of Performance Rights For For Management
to Andrew Saker
6 Approve Issuance of Performance Rights For For Management
to Hugh McLernon
7 Approve Retirement Benefits to Andrew For For Management
Saker
8 Approve the Deed of Indemnity, For For Management
Insurance and Access
--------------------------------------------------------------------------------
LIBERTY LATIN AMERICA LTD.
Ticker: LILAK Security ID: G9001E102
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Against Management
1.2 Elect Director Miranda Curtis For Against Management
1.3 Elect Director Brendan Paddick For Against Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES, INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Sharon Dowdall For For Management
2.2 Elect Director Diane Garrett For For Management
2.3 Elect Director Thomas Kaplan For For Management
2.4 Elect Director Gregory A. Lang For For Management
2.5 Elect Director Igor Levental For For Management
2.6 Elect Director Kalidas Madhavpeddi For For Management
2.7 Elect Director Clynton Nauman For For Management
2.8 Elect Director Ethan Schutt For For Management
2.9 Elect Director Anthony P. Walsh For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NZME LIMITED
Ticker: NZM Security ID: Q70322104
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sussan Turner as Director For For Management
2 Authorize the Board to Fix For For Management
Remuneration of the Auditors
3 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
PRAIRIESKY ROYALTY LTD.
Ticker: PSK Security ID: 739721108
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Estey For For Management
1b Elect Director Margaret A. McKenzie For For Management
1c Elect Director Andrew M. Phillips For For Management
1d Elect Director Myron M. Stadnyk For For Management
1e Elect Director Sheldon B. Steeves For For Management
1f Elect Director Grant A. Zawalsky For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RUBIS SCA
Ticker: RUI Security ID: F7686C152
Meeting Date: JUN 11, 2019 Meeting Type: Annual/Special
Record Date: JUN 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.59 per Share and of
EUR 0.79 per Preferred Shares
4 Approve Stock Dividend Program For For Management
5 Reelect Chantal Mazzacurati as For For Management
Supervisory Board Member
6 Reelect Marie Helene Dessailly as For For Management
Supervisory Board Member
7 Elect Aurelie Goulart Lechevalier as For For Management
Supervisory Board Member
8 Elect Carole Fiquemont as Supervisory For For Management
Board Member
9 Elect Marc-Olivier Laurent as For For Management
Supervisory Board Member
10 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 200,000
11 Approve Compensation of Gilles Gobin, For For Management
General Manager
12 Approve Compensation of Sorgema SARL, For For Management
General Manager
13 Approve Compensation of Agena SAS, For For Management
General Manager
14 Approve Compensation of Olivier For For Management
Heckenroth, Chairman of the
Supervisory Board
15 Authorize Repurchase of Up to 1 For For Management
Percent of Issued Share Capital
16 Approve Auditors' Special Report on For For Management
Related-Party Transactions
17 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 18-19 and 21-24 at EUR 32 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 24 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 9.7 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Increase of up to For For Management
EUR 8 Million for Contributions in Kind
22 Authorize up to 1.25 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Authorize up to 0.25 Percent of Issued For For Management
Capital for Use in Stock Option Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Article 1 of Bylaws Re: Company For For Management
Form
26 Authorize Filing of Required For For Management
Documents/Other Formalities
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SIEM INDUSTRIES INC.
Ticker: SEMUF Security ID: G81226105
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Against Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Elect Director Kristian Siem For Against Management
4 Elect Director Barry W. Ridings For Against Management
5 Elect Director Karen Siem For Against Management
6 Approve Remuneration of Directors For Against Management
7 Approve Discharge of Management Board For For Management
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TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Marilyn Schonberner For For Management
a9 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
========================= Kinetics Internet Portfolio ==========================
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director John L. Hennessy For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Ann Mather For Withhold Management
1.7 Elect Director Alan R. Mulally For For Management
1.8 Elect Director Sundar Pichai For For Management
1.9 Elect Director K. Ram Shriram For Withhold Management
1.10 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Adopt a Policy Prohibiting Inequitable Against For Shareholder
Employment Practices
6 Establish Societal Risk Oversight Against For Shareholder
Committee
7 Report on Sexual Harassment Policies Against For Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Report on Gender Pay Gap Against For Shareholder
10 Employ Advisors to Explore Against Against Shareholder
Alternatives to Maximize Value
11 Approve Nomination of Employee Against Against Shareholder
Representative Director
12 Adopt Simple Majority Vote Against Against Shareholder
13 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
14 Report on Human Rights Risk Assessment Against Against Shareholder
15 Adopt Compensation Clawback Policy Against For Shareholder
16 Report on Policies and Risks Related Against Against Shareholder
to Content Governance
--------------------------------------------------------------------------------
BITCOIN INVESTMENT TRUST
Ticker: GBTC Security ID: 09173T108
Meeting Date: SEP 12, 2018 Meeting Type: Written Consent
Record Date: AUG 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Agreement For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Debora A. Plunkett For For Management
1J Elect Director Charles P. Revoile For For Management
1K Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Eugene S. Sunshine For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director James E. Parisi For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Jill E. Sommers For For Management
1.13 Elect Director Carole E. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Daniel G. Kaye For For Management
1j Elect Director Phyllis M. Lockett For For Management
1k Elect Director Deborah J. Lucas For For Management
1l Elect Director Alex J. Pollock For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director William R. Shepard For For Management
1o Elect Director Howard J. Siegel For For Management
1p Elect Director Michael A. Spencer For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CME GROUP, INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: NOV 29, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate All or Some of the Class B For For Management
Election Rights
--------------------------------------------------------------------------------
CREDITRISKMONITOR.COM, INC.
Ticker: CRMZ Security ID: 225426105
Meeting Date: JUL 31, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome S. Flum For Withhold Management
1.2 Elect Director Andrew J. Melnick For For Management
1.3 Elect Director Jeffrey S. Geisenheimer For For Management
1.4 Elect Director Joshua M. Flum For Withhold Management
1.5 Elect Director Richard J. James For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECHOSTAR CORP.
Ticker: SATS Security ID: 278768106
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director C. Michael Schroeder For For Management
1.7 Elect Director Jeffrey R. Tarr For For Management
1.8 Elect Director William D. Wade For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD.
Ticker: GLXY Security ID: G37092106
Meeting Date: JUN 24, 2019 Meeting Type: Annual/Special
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Novogratz For For Management
1b Elect Director Jack Lee For For Management
1c Elect Director Pierre Lagrange For For Management
1d Elect Director Theagenis Iliadis For For Management
1e Elect Director Nereida Flannery For For Management
1f Elect Director Bill Koutsouras For For Management
2 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Repricing of Options For For Management
5.1 For the Purpose of Determining the None Abstain Management
Aggregate Number of Votes that U.S.
holders are Entitled to Cast, the
Undersigned Certifies That It is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
5.2 The Undersigned Certifies That to the None Abstain Management
Extent That It Holds Shares of the
Company for the Account or Benefit of
Any Other Person, Such Person is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
--------------------------------------------------------------------------------
GMO INTERNET, INC.
Ticker: 9449 Security ID: J1822R104
Meeting Date: MAR 21, 2019 Meeting Type: Annual
Record Date: DEC 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For Against Management
Founding Philosophy - Add Provisions
on Election of Persons with Titles
2.1 Elect Director Kumagai, Masatoshi For Against Management
2.2 Elect Director Yasuda, Masashi For For Management
2.3 Elect Director Nishiyama, Hiroyuki For For Management
2.4 Elect Director Ainoura, Issei For For Management
2.5 Elect Director Ito, Tadashi For For Management
2.6 Elect Director Yamashita, Hirofumi For For Management
2.7 Elect Director Horiuchi, Toshiaki For For Management
2.8 Elect Director Arisawa, Katsumi For For Management
2.9 Elect Director Arai, Teruhiro For For Management
2.10 Elect Director Kodama, Kimihiro For For Management
2.11 Elect Director Chujo, Ichiro For For Management
2.12 Elect Director Hashiguchi, Makoto For For Management
2.13 Elect Director Fukui, Atsuko For For Management
2.14 Elect Director Kaneko, Takehito For For Management
2.15 Elect Director Hayashi, Yasuo For For Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: APR 11, 2019 Meeting Type: Annual
Record Date: FEB 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean-Paul L. Montupet For For Management
1b Elect Director Richard W. Roedel For For Management
1c Elect Director James A. Rosenthal For For Management
1d Elect Director Lance Uggla For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
LENDINGTREE, INC.
Ticker: TREE Security ID: 52603B107
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gabriel Dalporto For For Management
1.2 Elect Director Thomas M. Davidson, Jr. For For Management
1.3 Elect Director Neal Dermer For For Management
1.4 Elect Director Robin Henderson For For Management
1.5 Elect Director Peter C. Horan For For Management
1.6 Elect Director Douglas R. Lebda For For Management
1.7 Elect Director Steven Ozonian For Against Management
1.8 Elect Director Saras Sarasvathy For For Management
1.9 Elect Director G. Kennedy Thompson For Against Management
1.10 Elect Director Craig Troyer For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDA Security ID: 530307107
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Green For For Management
1.2 Elect Director Gregory B. Maffei For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229409
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229706
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229870
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP.
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Richard L. Armitage For For Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Barry G. Campbell For For Management
1.5 Elect Director Richard J. Kerr For For Management
1.6 Elect Director Kenneth A. Minihan For For Management
1.7 Elect Director Kevin M. Phillips For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Nancy Altobello For For Management
1c Elect Director Steven L. Begleiter For For Management
1d Elect Director Stephen P. Casper For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director Christopher R. Concannon For For Management
1g Elect Director William F. Cruger For For Management
1h Elect Director Richard G. Ketchum For For Management
1i Elect Director Emily H. Portney For For Management
1j Elect Director John Steinhardt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director David R. Carlucci For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Choon Phong Goh For For Management
1h Elect Director Merit E. Janow For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Youngme Moon For For Management
1k Elect Director Rima Qureshi For For Management
1l Elect Director Jose Octavio Reyes For For Management
Lagunes
1m Elect Director Gabrielle Sulzberger For For Management
1n Elect Director Jackson Tai For For Management
1o Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Gender Pay Gap Against For Shareholder
5 Establish Human Rights Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
MSG NETWORKS, INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 14, 2018 Meeting Type: Annual
Record Date: OCT 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Lhota For For Management
1.2 Elect Director Joel M. Litvin For For Management
1.3 Elect Director John L. Sykes For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OTC MARKETS GROUP, INC.
Ticker: OTCM Security ID: 67106F108
Meeting Date: DEC 20, 2018 Meeting Type: Annual
Record Date: NOV 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louisa Serene Schneider For For Management
1.2 Elect Director Neal Wolkoff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director Deborah M. Messemer For For Management
1i Elect Director David M. Moffett For For Management
1j Elect Director Ann M. Sarnoff For For Management
1k Elect Director Daniel H. Schulman For For Management
1l Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
5 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
--------------------------------------------------------------------------------
THE E.W. SCRIPPS CO.
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lauren Rich Fine For For Management
1b Elect Director Wonya Y. Lucas For For Management
1c Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN CO.
Ticker: MSG Security ID: 55825T103
Meeting Date: DEC 06, 2018 Meeting Type: Annual
Record Date: OCT 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Joseph J. Lhota For Withhold Management
1.3 Elect Director Richard D. Parsons For For Management
1.4 Elect Director Nelson Peltz For For Management
1.5 Elect Director Scott M. Sperling For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. Stephenson For For Management
1.2 Elect Director Andrew G. Mills For For Management
1.3 Elect Director Constantine P. Iordanou For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte and Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
=================== Kinetics Market Opportunities Portfolio ====================
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 30, 2018 Meeting Type: Annual
Record Date: SEP 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director Ellis Landau For For Management
1.3 Elect Director Beverley Lepine For For Management
1.4 Elect Director William Montgomery For For Management
1.5 Elect Director John ('Jay') U. Moorhead For For Management
1.6 Elect Director Jess M. Ravich For For Management
1.7 Elect Director Gregory N. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director Frank E. English, Jr. For For Management
1e Elect Director J. Patrick Gallagher, For For Management
Jr.
1f Elect Director David S. Johnson For For Management
1g Elect Director Kay W. McCurdy For For Management
1h Elect Director Ralph J. Nicoletti For For Management
1i Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Gabelli For For Management
1.2 Elect Director Mario J. Gabelli For For Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
1.8 Elect Director Elisa M. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BITCOIN INVESTMENT TRUST
Ticker: GBTC Security ID: 09173T108
Meeting Date: SEP 12, 2018 Meeting Type: Written Consent
Record Date: AUG 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Agreement For For Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Eugene S. Sunshine For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director James E. Parisi For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Jill E. Sommers For For Management
1.13 Elect Director Carole E. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAY 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Bill Thomas as Director For For Management
5 Re-elect Andi Case as Director For For Management
6 Re-elect Jeff Woyda as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Re-elect Marie-Louise Clayton as For For Management
Director
9 Re-elect James Hughes-Hallett as For For Management
Director
10 Elect Dr Tim Miller as Director For For Management
11 Re-elect Birger Nergaard as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise EU Political Donations and For For Management
Expenditures
16 Approve US Employee Share Purchase Plan For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Daniel G. Kaye For For Management
1j Elect Director Phyllis M. Lockett For For Management
1k Elect Director Deborah J. Lucas For For Management
1l Elect Director Alex J. Pollock For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director William R. Shepard For For Management
1o Elect Director Howard J. Siegel For For Management
1p Elect Director Michael A. Spencer For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CME GROUP, INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: NOV 29, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate All or Some of the Class B For For Management
Election Rights
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For For Management
1.2 Elect Director Joseph S. Steinberg For Withhold Management
1.3 Elect Director Avraham M. Neikrug For For Management
1.4 Elect Director Douglas M. Carlson For For Management
1.5 Elect Director Craig D. Williams For Withhold Management
1.6 Elect Director Francesca H. Schuler For For Management
1.7 Elect Director Colby A. Rollins For For Management
2 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director James Eaton For For Management
1.3 Elect Director Joanne Ferstman For For Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize the Trustees to
Fix Their Remuneration
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Tanya Covassin For For Management
2.2 Elect Director Jonathan Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Isabel Meharry For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director Lila Murphy For For Management
2.7 Elect Director Peter Nixon For For Management
2.8 Elect Director Allen J. Palmiere For For Management
2.9 Elect Director A. Murray Sinclair For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 08, 2019 Meeting Type: Annual/Special
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Catharine Farrow For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Jennifer Maki For For Management
1.8 Elect Director Randall Oliphant For For Management
1.9 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD.
Ticker: GLXY Security ID: G37092106
Meeting Date: JUN 24, 2019 Meeting Type: Annual/Special
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Novogratz For For Management
1b Elect Director Jack Lee For For Management
1c Elect Director Pierre Lagrange For For Management
1d Elect Director Theagenis Iliadis For For Management
1e Elect Director Nereida Flannery For For Management
1f Elect Director Bill Koutsouras For For Management
2 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Repricing of Options For For Management
5.1 For the Purpose of Determining the None Abstain Management
Aggregate Number of Votes that U.S.
holders are Entitled to Cast, the
Undersigned Certifies That It is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
5.2 The Undersigned Certifies That to the None Abstain Management
Extent That It Holds Shares of the
Company for the Account or Benefit of
Any Other Person, Such Person is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For For Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: APR 11, 2019 Meeting Type: Annual
Record Date: FEB 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean-Paul L. Montupet For For Management
1b Elect Director Richard W. Roedel For For Management
1c Elect Director James A. Rosenthal For For Management
1d Elect Director Lance Uggla For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Duriya M. Farooqui For For Management
1d Elect Director Jean-Marc Forneri For For Management
1e Elect Director The Right Hon. The Lord For For Management
Hague of Richmond
1f Elect Director Frederick W. Hatfield For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Bruce Connell For For Management
1b Elect Director Thomas S. Gayner For For Management
1c Elect Director Stewart M. Kasen For For Management
1d Elect Director Alan I. Kirshner For For Management
1e Elect Director Diane Leopold For For Management
1f Elect Director Lemuel E. Lewis For For Management
1g Elect Director Anthony F. Markel For For Management
1h Elect Director Steven A. Markel For For Management
1i Elect Director Darrell D. Martin For For Management
1j Elect Director Michael O'Reilly For For Management
1k Elect Director Michael J. Schewel For For Management
1l Elect Director Richard R. Whitt, III For For Management
1m Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director David R. Carlucci For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Choon Phong Goh For For Management
1h Elect Director Merit E. Janow For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Youngme Moon For For Management
1k Elect Director Rima Qureshi For For Management
1l Elect Director Jose Octavio Reyes For For Management
Lagunes
1m Elect Director Gabrielle Sulzberger For For Management
1n Elect Director Jackson Tai For For Management
1o Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Gender Pay Gap Against For Shareholder
5 Establish Human Rights Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
NASDAQ, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melissa M. Arnoldi For For Management
1b Elect Director Charlene T. Begley For For Management
1c Elect Director Steven D. Black For For Management
1d Elect Director Adena T. Friedman For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director Thomas A. Kloet For For Management
1g Elect Director John D. Rainey For For Management
1h Elect Director Michael R. Splinter For For Management
1i Elect Director Jacob Wallenberg For For Management
1j Elect Director Lars R. Wedenborn For For Management
1k Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NZX LTD.
Ticker: NZX Security ID: Q7018C118
Meeting Date: APR 05, 2019 Meeting Type: Annual
Record Date: APR 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect Elaine Campbell as Director For For Management
3 Elect James Miller as Director For For Management
4 Approve the Amendment to the Company's For For Management
Constitution
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: ONEX Security ID: 68272K103
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Mitchell Goldhar For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
3.5 Elect Director Beth A. Wilkinson For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Dewhurst For For Management
1b Elect Director Peter Grosskopf For For Management
1c Elect Director Sharon Ranson For For Management
1d Elect Director Arthur Richards "Rick" For For Management
Rule IV
1e Elect Director Rosemary Zigrossi For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director William A. Ackman For For Management
1B Elect Director Adam Flatto For For Management
1C Elect Director Jeffrey Furber For For Management
1D Elect Director Beth Kaplan For For Management
1E Elect Director Allen Model For For Management
1F Elect Director R. Scot Sellers For For Management
1G Elect Director Steven Shepsman For For Management
1H Elect Director Mary Ann Tighe For For Management
1I Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
URBANA CORPORATION
Ticker: URB Security ID: 91707P109
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas S. Caldwell For For Management
1.2 Elect Director Beth Colle For For Management
1.3 Elect Director George D. Elliott For For Management
1.4 Elect Director Michael B.C. Gundy For For Management
1.5 Elect Director Charles A.V. Pennock For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Marilyn Schonberner For For Management
a9 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
========================== Kinetics Medical Portfolio ==========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 03, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Brett J. Hart For For Management
1.3 Elect Director Edward J. Rapp For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement for Amendments to the
By-Law and Certificate of Incorporation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Corvese For Withhold Management
1.2 Elect Director Timothy R. Wright For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMPLIPHI BIOSCIENCES CORP.
Ticker: APHB Security ID: 03211P301
Meeting Date: DEC 17, 2018 Meeting Type: Annual
Record Date: NOV 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Curnock Cook For For Management
1.2 Elect Director Paul C. Grint For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPLIPHI BIOSCIENCES CORPORATION
Ticker: APHB Security ID: 03211P301
Meeting Date: MAY 08, 2019 Meeting Type: Special
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Reverse Stock Split For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Amit D. Munshi For For Management
1.6 Elect Director Garry A. Neil For For Management
1.7 Elect Director Tina S. Nova For For Management
1.8 Elect Director Manmeet S. Soni For For Management
1.9 Elect Director Randall E. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Re-elect Philip Broadley as Director For For Management
5f Re-elect Graham Chipchase as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Re-elect Sheri McCoy as Director For For Management
5i Elect Tony Mok as Director For For Management
5j Re-elect Nazneen Rahman as Director For For Management
5k Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Chiminski None None Management
*Withdrawn Resolution*
1b Elect Director Alexander J. Denner For For Management
1c Elect Director Caroline D. Dorsa For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director Nancy L. Leaming For For Management
1f Elect Director Jesus B. Mantas For For Management
1g Elect Director Richard C. Mulligan For For Management
1h Elect Director Robert W. Pangia For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Lynn Schenk For For Management
1m Elect Director Stephen A. Sherwin For For Management
1n Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: APR 12, 2019 Meeting Type: Proxy Contest
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy None
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Issue Shares in Connection with Merger Against Did Not Vote Management
2 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: APR 12, 2019 Meeting Type: Special
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B202
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony S. Marucci For For Management
1.2 Elect Director Keith L. Brownlie For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director James J. Marino For For Management
1.5 Elect Director Harry H. Penner, Jr. For For Management
1.6 Elect Director Karen L. Shoos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph Alvarez For Against Management
1b Elect Director Carolyn R. Bertozzi For Against Management
1c Elect Director Juan R. Luciano For Against Management
1d Elect Director Kathi P. Seifert For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director John F. Cogan For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 08, 2019 Meeting Type: Annual/Special
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Iain Mackay as Director For For Management
4 Re-elect Philip Hampton as Director For For Management
5 Re-elect Emma Walmsley as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Judy Lewent as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
1 Approve Consumer Healthcare Joint For For Management
Venture with Pfizer Inc.
--------------------------------------------------------------------------------
IMMUNE PHARMACEUTICALS, INC.
Ticker: IMNP Security ID: 45254C200
Meeting Date: AUG 22, 2018 Meeting Type: Special
Record Date: JUL 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IMMUNE PHARMACEUTICALS, INC.
Ticker: IMNP Security ID: 45254C200
Meeting Date: DEC 19, 2018 Meeting Type: Special
Record Date: NOV 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley T. Crooke For For Management
1.2 Elect Director Joseph Klein, III For For Management
1.3 Elect Director Joseph Loscalzo For For Management
1.4 Elect Director Michael Hayden For For Management
2 Ratify the Appointment Peter N. Reikes For For Management
as Director
3 Ratify the Appointment Brett Monia as For For Management
Director
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Mark B. McClellan For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Gollust For For Management
1.2 Elect Director Richard S. Levy For For Management
1.3 Elect Director David Milligan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy Disclosing Rationale Against Against Shareholder
Behind Approval of Sale of
Compensation Shares by a Senior
Executive During a Buyback
7 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 28, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.85 per Share
4 Approve CHF 11.6 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6 Approve Special Distribution by Way of For For Management
a Dividend in Kind to Effect the
Spin-Off of Alcon Inc.
7.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.2
Million
7.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 92 Million
7.3 Approve Remuneration Report For For Management
8.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
8.2 Reelect Nancy Andrews as Director For For Management
8.3 Reelect Ton Buechner as Director For For Management
8.4 Reelect Srikant Datar as Director For For Management
8.5 Reelect Elizabeth Doherty as Director For For Management
8.6 Reelect Ann Fudge as Director For For Management
8.7 Reelect Frans van Houten as Director For For Management
8.8 Reelect Andreas von Planta as Director For For Management
8.9 Reelect Charles Sawyers as Director For For Management
8.10 Reelect Enrico Vanni as Director For For Management
8.11 Reelect William Winters as Director For For Management
8.12 Elect Patrice Bula as Director For For Management
9.1 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
9.2 Reappoint Ann Fudge as Member of the For For Management
Compensation Committee
9.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
9.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
9.5 Appoint Patrice Bula as Member of the For For Management
Compensation Committee
10 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
11 Designate Peter Zahn as Independent For For Management
Proxy
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ONCONOVA THERAPEUTICS, INC.
Ticker: ONTX Security ID: 68232V405
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome E. Groopman For For Management
1.2 Elect Director Michael B. Hoffman For For Management
1.3 Elect Director Steven M. Fruchtman For For Management
1.4 Elect Director James J. Marino For For Management
1.5 Elect Director Viren Mehta For For Management
1.6 Elect Director E. Premkumar Reddy For For Management
1.7 Elect Director Jack E. Stover For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: JAN 24, 2019 Meeting Type: Special
Record Date: DEC 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Botstein For For Management
1.2 Elect Director William Ericson For For Management
1.3 Elect Director Kathy Ordonez For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Helen H. Hobbs For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director Dan R. Littman For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: APR 30, 2019 Meeting Type: Annual/Special
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.07 per Share
4 Reelect Serge Weinberg as Director For For Management
5 Reelect Suet Fern Lee as Director For For Management
6 Ratify Appointment of Christophe For For Management
Babule as Director
7 Approve Remuneration Policy for For For Management
Chairman of the Board
8 Approve Remuneration Policy for CEO For For Management
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Olivier For For Management
Brandicourt, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
16 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 13-15
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
20 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
XENON PHARMACEUTICALS INC.
Ticker: XENE Security ID: 98420N105
Meeting Date: JUN 03, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Tarnow For For Management
1.2 Elect Director Mohammad Azab For For Management
1.3 Elect Director Steven R. Gannon For For Management
1.4 Elect Director Michael R. Hayden For For Management
1.5 Elect Director Frank A. Holler For Withhold Management
1.6 Elect Director Gary Patou For For Management
1.7 Elect Director Simon N. Pimstone For For Management
1.8 Elect Director Richard H. Scheller For For Management
1.9 Elect Director Dawn A. Svoronos For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
========================= Kinetics Paradigm Portfolio ==========================
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Gabelli For For Management
1.2 Elect Director Mario J. Gabelli For For Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
1.8 Elect Director Elisa M. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BOLLORE SA
Ticker: BOL Security ID: F10659260
Meeting Date: MAY 29, 2019 Meeting Type: Annual/Special
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.06 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Stock Dividend Program Re: FY For For Management
2019
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
the Absence of New Transactions
7 Acknowledge End of Mandate of Vincent For For Management
Bollore as Director and Decision Not
to Renew
8 Reelect Cyrille Bollore as Director For Against Management
9 Reelect Yannick Bollore as Director For Against Management
10 Reelect Cedric de Bailliencourt as For Against Management
Director
11 Reelect Bollore Participations as For Against Management
Director
12 Reelect Chantal Bollore as Director For Against Management
13 Reelect Sebastien Bollore as Director For Against Management
14 Reelect Financiere V as Director For Against Management
15 Reelect Omnium Bollore as Director For Against Management
16 Reelect Olivier Roussel as Director For Against Management
17 Reelect Francois Thomazeau as Director For Against Management
18 Acknowledge End of Mandate of Valerie For For Management
Coscas as Director and Decision Not to
Renew
19 Elect Virginie Courtin as Director For Against Management
20 Renew Appointment of AEG Finances as For For Management
Auditor
21 Renew Appointment of IEGC as Alternate For For Management
Auditor
22 Authorize Repurchase of 291 Million For Against Management
Shares
23 Approve Compensation of Vincent For Against Management
Bollore, Chairman and CEO
24 Approve Compensation of Cyrille For Against Management
Bollore, Vice-CEO
25 Approve Remuneration Policy of Vincent For Against Management
Bollore, Chairman and CEO Until March
14, 2019
26 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Vice-CEO Until March 14, 2019
27 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Chairman and CEO Since March
14, 2019
28 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
2 Authorize Capitalization of Reserves For Against Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
3 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
4 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
5 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
6 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
7 Amend Article 5 of Bylaws Re: Company For For Management
Duration
8 Change Corporate Form From Soeciete For For Management
Anononyme to Societe Europeenne
9 Pursuant to Item 8 Above, Adopt New For For Management
Bylaws
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: JUN 14, 2019 Meeting Type: Annual/Special
Record Date: MAY 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Elyse Allan For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Maureen Kempston Darkes For For Management
1.4 Elect Director Murilo Ferreira For For Management
1.5 Elect Director Frank J. McKenna For For Management
1.6 Elect Director Rafael Miranda For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Stock Option Plan For For Management
5 SP 1: Report on the Feasibility of Against Against Shareholder
Integrating Workplace Sexual
Misconduct Measures into the
Performance Metrics for Executive
Compensation
6 SP 2: Inclusion of Key Performance Against Against Shareholder
Indicators (KPIs) in the Annual
Disclosure to Shareholders
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Debora A. Plunkett For For Management
1J Elect Director Charles P. Revoile For For Management
1K Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Eugene S. Sunshine For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director James E. Parisi For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Jill E. Sommers For For Management
1.13 Elect Director Carole E. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Navarre For For Management
1.2 Elect Director Martin A. Lambert For For Management
1.3 Elect Director Constance B. Moore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAY 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Bill Thomas as Director For For Management
5 Re-elect Andi Case as Director For For Management
6 Re-elect Jeff Woyda as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Re-elect Marie-Louise Clayton as For For Management
Director
9 Re-elect James Hughes-Hallett as For For Management
Director
10 Elect Dr Tim Miller as Director For For Management
11 Re-elect Birger Nergaard as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise EU Political Donations and For For Management
Expenditures
16 Approve US Employee Share Purchase Plan For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Daniel G. Kaye For For Management
1j Elect Director Phyllis M. Lockett For For Management
1k Elect Director Deborah J. Lucas For For Management
1l Elect Director Alex J. Pollock For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director William R. Shepard For For Management
1o Elect Director Howard J. Siegel For For Management
1p Elect Director Michael A. Spencer For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CME GROUP, INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: NOV 29, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate All or Some of the Class B For For Management
Election Rights
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold G. Hamm For Withhold Management
1.2 Elect Director John T. McNabb, II For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For For Management
1.2 Elect Director Joseph S. Steinberg For Withhold Management
1.3 Elect Director Avraham M. Neikrug For For Management
1.4 Elect Director Douglas M. Carlson For For Management
1.5 Elect Director Craig D. Williams For Withhold Management
1.6 Elect Director Francesca H. Schuler For For Management
1.7 Elect Director Colby A. Rollins For For Management
2 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Gould For Withhold Management
1.2 Elect Director Kenneth W. Lowe For Withhold Management
1.3 Elect Director Daniel E. Sanchez For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt Simple Majority Against For Shareholder
4 Disclose Board Diversity and Against Against Shareholder
Qualifications
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director James DeFranco For For Management
1.4 Elect Director Cantey M. Ergen For For Management
1.5 Elect Director Charles W. Ergen For For Management
1.6 Elect Director Charles M. Lillis For For Management
1.7 Elect Director Afshin Mohebbi For For Management
1.8 Elect Director Tom A. Ortolf For For Management
1.9 Elect Director Carl E. Vogel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director James Eaton For For Management
1.3 Elect Director Joanne Ferstman For For Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize the Trustees to
Fix Their Remuneration
--------------------------------------------------------------------------------
ECHOSTAR CORP.
Ticker: SATS Security ID: 278768106
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director C. Michael Schroeder For For Management
1.7 Elect Director Jeffrey R. Tarr For For Management
1.8 Elect Director William D. Wade For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Scot R. Benson For For Management
1d Elect Director Ian G.H. Ashken For For Management
1e Elect Director Christopher T. Fraser For For Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O'Neal For For Management
1i Elect Director Rakesh Sachdev For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For Withhold Management
1.2 Elect Director David Contis For Withhold Management
1.3 Elect Director Constance Freedman For For Management
1.4 Elect Director Thomas Heneghan For For Management
1.5 Elect Director Tao Huang For For Management
1.6 Elect Director Marguerite Nader For For Management
1.7 Elect Director Scott Peppet For For Management
1.8 Elect Director Sheli Rosenberg For Withhold Management
1.9 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 08, 2019 Meeting Type: Annual/Special
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Catharine Farrow For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Jennifer Maki For For Management
1.8 Elect Director Randall Oliphant For For Management
1.9 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For For Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V305
Meeting Date: JUN 24, 2019 Meeting Type: Annual
Record Date: APR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Richard R. Green For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director H. Lawrence Culp, Jr. For For Management
3 Elect Director Francisco D'Souza For For Management
4 Elect Director Edward P. Garden For For Management
5 Elect Director Thomas W. Horton For For Management
6 Elect Director Risa Lavizzo-Mourey For For Management
7 Elect Director Catherine Lesjak For For Management
8 Elect Director Paula Rosput Reynolds For For Management
9 Elect Director Leslie F. Seidman For For Management
10 Elect Director James S. Tisch For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Approve Reduction in Minimum Size of For For Management
Board
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against For Shareholder
15 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
GMO INTERNET, INC.
Ticker: 9449 Security ID: J1822R104
Meeting Date: MAR 21, 2019 Meeting Type: Annual
Record Date: DEC 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For Against Management
Founding Philosophy - Add Provisions
on Election of Persons with Titles
2.1 Elect Director Kumagai, Masatoshi For Against Management
2.2 Elect Director Yasuda, Masashi For For Management
2.3 Elect Director Nishiyama, Hiroyuki For For Management
2.4 Elect Director Ainoura, Issei For For Management
2.5 Elect Director Ito, Tadashi For For Management
2.6 Elect Director Yamashita, Hirofumi For For Management
2.7 Elect Director Horiuchi, Toshiaki For For Management
2.8 Elect Director Arisawa, Katsumi For For Management
2.9 Elect Director Arai, Teruhiro For For Management
2.10 Elect Director Kodama, Kimihiro For For Management
2.11 Elect Director Chujo, Ichiro For For Management
2.12 Elect Director Hashiguchi, Makoto For For Management
2.13 Elect Director Fukui, Atsuko For For Management
2.14 Elect Director Kaneko, Takehito For For Management
2.15 Elect Director Hayashi, Yasuo For For Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: APR 11, 2019 Meeting Type: Annual
Record Date: FEB 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean-Paul L. Montupet For For Management
1b Elect Director Richard W. Roedel For For Management
1c Elect Director James A. Rosenthal For For Management
1d Elect Director Lance Uggla For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For Withhold Management
1.2 Elect Director Irwin Chafetz For Withhold Management
1.3 Elect Director Micheline Chau For Withhold Management
1.4 Elect Director Patrick Dumont For Withhold Management
1.5 Elect Director Charles D. Forman For Withhold Management
1.6 Elect Director Robert G. Goldstein For Withhold Management
1.7 Elect Director George Jamieson For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDA Security ID: 530307107
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Green For For Management
1.2 Elect Director Gregory B. Maffei For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229409
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229870
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For Against Management
1.2 Elect Director Maverick Carter For Against Management
1.3 Elect Director Ariel Emanuel For Against Management
1.4 Elect Director Robert Ted Enloe, III For Against Management
1.5 Elect Director Ping Fu For Against Management
1.6 Elect Director Jeffrey T. Hinson For Against Management
1.7 Elect Director James Iovine For Against Management
1.8 Elect Director James S. Kahan For Against Management
1.9 Elect Director Gregory B. Maffei For Against Management
1.10 Elect Director Randall T. Mays For Against Management
1.11 Elect Director Michael Rapino For Against Management
1.12 Elect Director Mark S. Shapiro For Against Management
1.13 Elect Director Dana Walden For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Bruce Connell For For Management
1b Elect Director Thomas S. Gayner For For Management
1c Elect Director Stewart M. Kasen For For Management
1d Elect Director Alan I. Kirshner For For Management
1e Elect Director Diane Leopold For For Management
1f Elect Director Lemuel E. Lewis For For Management
1g Elect Director Anthony F. Markel For For Management
1h Elect Director Steven A. Markel For For Management
1i Elect Director Darrell D. Martin For For Management
1j Elect Director Michael O'Reilly For For Management
1k Elect Director Michael J. Schewel For For Management
1l Elect Director Richard R. Whitt, III For For Management
1m Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Chris Gay For For Management
1b Elect Director William W. Grounds For For Management
1c Elect Director Alexis M. Herman For For Management
1d Elect Director Roland Hernandez For For Management
1e Elect Director John Kilroy For For Management
1f Elect Director Rose McKinney-James For For Management
1g Elect Director Keith A. Meister For For Management
1h Elect Director James J. Murren For For Management
1i Elect Director Paul Salem For For Management
1j Elect Director Gregory M. Spierkel For For Management
1k Elect Director Jan G. Swartz For For Management
1l Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: ONEX Security ID: 68272K103
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Mitchell Goldhar For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
3.5 Elect Director Beth A. Wilkinson For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
QURATE RETAIL, INC.
Ticker: QRTEA Security ID: 74915M100
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director M. Ian G. Gilchrist For For Management
1.3 Elect Director Mark C. Vadon For Withhold Management
1.4 Elect Director Andrea L. Wong For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Lord Rothschild as Director For Abstain Management
4 Re-elect Michael Marks as Director For For Management
5 Re-elect Mike Power as Director For For Management
6 Re-elect Hannah Rothschild as Director For For Management
7 Re-elect Amy Stirling as Director For For Management
8 Re-elect The Duke of Wellington as For For Management
Director
9 Re-elect Philippe Costeletos as For For Management
Director
10 Re-elect Andre Perold as Director For For Management
11 Re-elect Jeremy Sillem as Director For Against Management
12 Elect Maggie Fanari as Director For For Management
13 Elect Sir James Leigh-Pemberton as For For Management
Director
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMUF Security ID: G81226105
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Against Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Elect Director Kristian Siem For Against Management
4 Elect Director Barry W. Ridings For Against Management
5 Elect Director Karen Siem For Against Management
6 Approve Remuneration of Directors For Against Management
7 Approve Discharge of Management Board For For Management
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director William A. Ackman For For Management
1B Elect Director Adam Flatto For For Management
1C Elect Director Jeffrey Furber For For Management
1D Elect Director Beth Kaplan For For Management
1E Elect Director Allen Model For For Management
1F Elect Director R. Scot Sellers For For Management
1G Elect Director Steven Shepsman For For Management
1H Elect Director Mary Ann Tighe For For Management
1I Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson Peltz For For Management
1b Elect Director Peter W. May For For Management
1c Elect Director Kristin A. Dolan For For Management
1d Elect Director Kenneth W. Gilbert For For Management
1e Elect Director Dennis M. Kass For For Management
1f Elect Director Joseph A. Levato For For Management
1g Elect Director Michelle "Mich" J. For For Management
Mathews-Spradlin
1h Elect Director Matthew H. Peltz For For Management
1i Elect Director Todd A. Penegor For For Management
1j Elect Director Peter H. Rothschild For For Management
1k Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Rose For For Management
1.2 Elect Director Brian G. Robinson For For Management
1.3 Elect Director Jill T. Angevine For For Management
1.4 Elect Director William D. Armstrong For For Management
1.5 Elect Director Lee A. Baker For For Management
1.6 Elect Director John W. Elick For For Management
1.7 Elect Director Andrew B. MacDonald For For Management
1.8 Elect Director Lucy M. Miller For For Management
1.9 Elect Director Ronald C. Wigham For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Albert J. Neupaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
================== Kinetics Small Cap Opportunities Portfolio ==================
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Gabelli For For Management
1.2 Elect Director Mario J. Gabelli For For Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
1.8 Elect Director Elisa M. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Debora A. Plunkett For For Management
1J Elect Director Charles P. Revoile For For Management
1K Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Navarre For For Management
1.2 Elect Director Martin A. Lambert For For Management
1.3 Elect Director Constance B. Moore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For For Management
1d Elect Director Thomas S. Gayner For Against Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director A. Clayton Perfall For For Management
1g Elect Director Didier Teirlinck For For Management
1h Elect Director Rajiv Vinnakota For For Management
1i Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For For Management
1.2 Elect Director Joseph S. Steinberg For Withhold Management
1.3 Elect Director Avraham M. Neikrug For For Management
1.4 Elect Director Douglas M. Carlson For For Management
1.5 Elect Director Craig D. Williams For Withhold Management
1.6 Elect Director Francesca H. Schuler For For Management
1.7 Elect Director Colby A. Rollins For For Management
2 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven L. Berman For For Management
1b Elect Director Kevin M. Olsen For For Management
1c Elect Director John J. Gavin For For Management
1d Elect Director Paul R. Lederer For For Management
1e Elect Director Richard T. Riley For For Management
1f Elect Director Kelly A. Romano For For Management
1g Elect Director G. Michael Stakias For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director James Eaton For For Management
1.3 Elect Director Joanne Ferstman For For Management
1.4 Elect Director Richard N. Gateman For For Management
1.5 Elect Director Jane Gavan For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize the Trustees to
Fix Their Remuneration
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Tanya Covassin For For Management
2.2 Elect Director Jonathan Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Isabel Meharry For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director Lila Murphy For For Management
2.7 Elect Director Peter Nixon For For Management
2.8 Elect Director Allen J. Palmiere For For Management
2.9 Elect Director A. Murray Sinclair For For Management
--------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Scot R. Benson For For Management
1d Elect Director Ian G.H. Ashken For For Management
1e Elect Director Christopher T. Fraser For For Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O'Neal For For Management
1i Elect Director Rakesh Sachdev For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director James S. Corl For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director Edward A. Glickman For For Management
1.5 Elect Director David A. Helfand For For Management
1.6 Elect Director Peter Linneman For For Management
1.7 Elect Director James L. Lozier, Jr. For For Management
1.8 Elect Director Mary Jane Robertson For For Management
1.9 Elect Director Kenneth Shea For For Management
1.10 Elect Director Gerald A. Spector For For Management
1.11 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD.
Ticker: GLXY Security ID: G37092106
Meeting Date: JUN 24, 2019 Meeting Type: Annual/Special
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Novogratz For For Management
1b Elect Director Jack Lee For For Management
1c Elect Director Pierre Lagrange For For Management
1d Elect Director Theagenis Iliadis For For Management
1e Elect Director Nereida Flannery For For Management
1f Elect Director Bill Koutsouras For For Management
2 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Repricing of Options For For Management
5.1 For the Purpose of Determining the None Abstain Management
Aggregate Number of Votes that U.S.
holders are Entitled to Cast, the
Undersigned Certifies That It is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
5.2 The Undersigned Certifies That to the None Abstain Management
Extent That It Holds Shares of the
Company for the Account or Benefit of
Any Other Person, Such Person is Not a
U.S. Resident. Vote FOR = Yes and
ABSTAIN = No. A Vote Against will be
treated as not voted.
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For For Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect Simon Burton as GLRE Director For For Management
1c Elect David Einhorn as GLRE Director For For Management
1d Elect Leonard Goldberg as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For For Management
1f Elect Frank Lackner as GLRE Director For For Management
1g Elect Bryan Murphy as GLRE Director For For Management
1h Elect Joseph Platt as GLRE Director For For Management
1i Elect Hope Taitz as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect Simon Burton as Greenlight Re For For Management
Subsidiary Director
2c Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2d Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2g Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2h Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
2i Elect Hope Taitz as Greenlight Re For For Management
Subsidiary Director
3a Elect Michael Brady as GRIL Subsidiary For For Management
Director
3b Elect Lesley Caslin as GRIL Subsidiary For For Management
Director
3c Elect Tim Courtis as GRIL Subsidiary For For Management
Director
3d Elect Bryan Murphy as GRIL Subsidiary For For Management
Director
3e Elect Patrick O'Brien as GRIL For For Management
Subsidiary Director
3f Elect Daniel Roitman as GRIL For For Management
Subsidiary Director
4 Ratify BDO USA, LLP as Auditors For For Management
5 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
6 Ratify BDO, Registered Auditors in For For Management
Ireland as Auditors of GRIL
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: SEP 14, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Robert Bensoussan For For Management
1.7 Elect Director Patrick Choel For For Management
1.8 Elect Director Michel Dyens For For Management
1.9 Elect Director Veronique Gabai-Pinsky For For Management
1.10 Elect Director Gilbert Harrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LTD.
Ticker: JZCP Security ID: G5216J134
Meeting Date: SEP 25, 2018 Meeting Type: Special
Record Date: SEP 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Disposal of a 35.45 For For Management
per cent. Ownership Interest in TWH
Water Treatment Industries, Inc.
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LTD.
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Remuneration Report For For Management
5 Re-elect David Macfarlane as Director For For Management
6 Re-elect James Jordan as Director For For Management
7 Re-elect Tanja Tibaldi as Director For For Management
8 Re-elect Christopher Waldron as For For Management
Director
9 Elect Sharon Parr as Director For For Management
10 Authorise Market Purchase of Shares For For Management
11 Authorise Off-Market Purchase of For For Management
Ordinary Shares
12 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LTD.
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 27, 2019 Meeting Type: Special
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tender Offer For For Management
2 Authorise Off-Market Acquisition of For For Management
Shares
3 Approve the Spruceview Proposal as a For For Management
Related Party Transaction
--------------------------------------------------------------------------------
LICT CORPORATION
Ticker: LICT Security ID: 50187G104
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Robert E. Dolan For Withhold Management
1.3 Elect Director Marc J. Gabelli For Withhold Management
1.4 Elect Director Avrum Gray For For Management
1.5 Elect Director Salvatore Muoio For For Management
1.6 Elect Director Philip J. Lombardo For For Management
1.7 Elect Director Gary L. Sugarman For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve Continuation of Corporation's For For Management
Shareholder Designated Charitable
Contribution Program
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For Against Management
1.2 Elect Director Maverick Carter For Against Management
1.3 Elect Director Ariel Emanuel For Against Management
1.4 Elect Director Robert Ted Enloe, III For Against Management
1.5 Elect Director Ping Fu For Against Management
1.6 Elect Director Jeffrey T. Hinson For Against Management
1.7 Elect Director James Iovine For Against Management
1.8 Elect Director James S. Kahan For Against Management
1.9 Elect Director Gregory B. Maffei For Against Management
1.10 Elect Director Randall T. Mays For Against Management
1.11 Elect Director Michael Rapino For Against Management
1.12 Elect Director Mark S. Shapiro For Against Management
1.13 Elect Director Dana Walden For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: ONEX Security ID: 68272K103
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Mitchell Goldhar For For Management
3.3 Elect Director Arianna Huffington For For Management
3.4 Elect Director Arni C. Thorsteinson For For Management
3.5 Elect Director Beth A. Wilkinson For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Lord Rothschild as Director For Abstain Management
4 Re-elect Michael Marks as Director For For Management
5 Re-elect Mike Power as Director For For Management
6 Re-elect Hannah Rothschild as Director For For Management
7 Re-elect Amy Stirling as Director For For Management
8 Re-elect The Duke of Wellington as For For Management
Director
9 Re-elect Philippe Costeletos as For For Management
Director
10 Re-elect Andre Perold as Director For For Management
11 Re-elect Jeremy Sillem as Director For Against Management
12 Elect Maggie Fanari as Director For For Management
13 Elect Sir James Leigh-Pemberton as For For Management
Director
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RUBIS SCA
Ticker: RUI Security ID: F7686C152
Meeting Date: JUN 11, 2019 Meeting Type: Annual/Special
Record Date: JUN 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.59 per Share and of
EUR 0.79 per Preferred Shares
4 Approve Stock Dividend Program For For Management
5 Reelect Chantal Mazzacurati as For For Management
Supervisory Board Member
6 Reelect Marie Helene Dessailly as For For Management
Supervisory Board Member
7 Elect Aurelie Goulart Lechevalier as For For Management
Supervisory Board Member
8 Elect Carole Fiquemont as Supervisory For For Management
Board Member
9 Elect Marc-Olivier Laurent as For For Management
Supervisory Board Member
10 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 200,000
11 Approve Compensation of Gilles Gobin, For For Management
General Manager
12 Approve Compensation of Sorgema SARL, For For Management
General Manager
13 Approve Compensation of Agena SAS, For For Management
General Manager
14 Approve Compensation of Olivier For For Management
Heckenroth, Chairman of the
Supervisory Board
15 Authorize Repurchase of Up to 1 For For Management
Percent of Issued Share Capital
16 Approve Auditors' Special Report on For For Management
Related-Party Transactions
17 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 18-19 and 21-24 at EUR 32 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 24 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 9.7 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Increase of up to For For Management
EUR 8 Million for Contributions in Kind
22 Authorize up to 1.25 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Authorize up to 0.25 Percent of Issued For For Management
Capital for Use in Stock Option Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Article 1 of Bylaws Re: Company For For Management
Form
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director William A. Ackman For For Management
1B Elect Director Adam Flatto For For Management
1C Elect Director Jeffrey Furber For For Management
1D Elect Director Beth Kaplan For For Management
1E Elect Director Allen Model For For Management
1F Elect Director R. Scot Sellers For For Management
1G Elect Director Steven Shepsman For For Management
1H Elect Director Mary Ann Tighe For For Management
1I Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson Peltz For For Management
1b Elect Director Peter W. May For For Management
1c Elect Director Kristin A. Dolan For For Management
1d Elect Director Kenneth W. Gilbert For For Management
1e Elect Director Dennis M. Kass For For Management
1f Elect Director Joseph A. Levato For For Management
1g Elect Director Michelle "Mich" J. For For Management
Mathews-Spradlin
1h Elect Director Matthew H. Peltz For For Management
1i Elect Director Todd A. Penegor For For Management
1j Elect Director Peter H. Rothschild For For Management
1k Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 09, 2019 Meeting Type: Annual/Special
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Marilyn Schonberner For For Management
a9 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
===================== Multi-Disciplinary Income Portfolio ======================
DOUBLELINE OPPORTUNISTIC CREDIT FUND
Ticker: DBL Security ID: 258623107
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph J. Ciprari For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND
Ticker: PDI Security ID: 72201Y101
Meeting Date: JUN 28, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director John C. Maney For For Management
1.4 Elect Director William B. Ogden, IV For For Management
1.5 Elect Director Alan Rappaport For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kinetics Portfolios Trust
By (Signature and Title) /s/ Peter B. Doyle
Peter B. Doyle
President
Date August 19, 2019