UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/
Principal Executive Officer
c/o U.S. Bancorp Fund
Services, LLC
811 East Wisconsin Avenue
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
LiFT - Roundhill BITKRAFT Esports & Digital Entertainment ETF
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PC PARTNER GROUP LTD Agenda Number: 710959923
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Security: G6956A101
Meeting Type: AGM
Meeting Date: 14-Jun-2019
Ticker:
ISIN: KYG6956A1013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0411/LTN20190411785.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0411/LTN20190411760.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2018
2.A TO RE-ELECT MR. WONG FONG PAK AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT MR. LEUNG WAH KAN AS A DIRECTOR Mgmt For For
2.C TO RE-ELECT MR. MAN WAI HUNG AS A DIRECTOR Mgmt For For
2.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT BDO LIMITED AS AUDITOR AND TO Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE
COMPANY IN ISSUE AS AT THE DATE OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS UNDER RESOLUTION NO. 4 BY
ADDING THE AGGREGATE NOMINAL AMOUNT OF THE
SHARES REPURCHASED BY THE COMPANY UNDER
RESOLUTION NO. 5
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RAZER INC. Agenda Number: 711101030
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Security: G7397A106
Meeting Type: AGM
Meeting Date: 28-Jun-2019
Ticker:
ISIN: KYG7397A1067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292081.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292044.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2018
2.A TO RE-ELECT MR. CHAN THIONG JOO EDWIN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. CHAU KWOK FUN KEVIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. LEE YONG SUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MS. LIU SIEW LAN PATRICIA AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7 TO FIX THE MAXIMUM NUMBER OF NEW SHARES Mgmt Against Against
UNDERLYING THE RESTRICTED STOCK UNITS
("RSUS") WHICH MAY BE GRANTED PURSUANT TO
THE 2016 EQUITY INCENTIVE PLAN ADOPTED BY
THE COMPANY WHICH SHALL NOT EXCEED 6% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION AND TO AUTHORISE THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
UNDERLYING THE RSUS GRANTED UNDER THE 2016
EQUITY INCENTIVE PLAN
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory Bakken
Name Gregory Bakken
Title President/Principal Executive Officer
Date 08/26/2019