UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
Fund
Aptus Collared Opportunity ETF
Aptus Defined Risk ETF
Aptus Fortified Value ETF
Opus International Small/Mid Cap ETF
Date of fiscal year end April 30
Date of reporting period July 1, 2018 - June 30, 2019
Aptus Collared Opportunity ETF
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Aptus Defined Risk ETF
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Aptus Fortified Value ETF
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ABBVIE INC. Agenda Number: 934949162
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H.L. Burnside Mgmt For For
Brett J. Hart Mgmt For For
Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2019
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for a simple majority vote
5. Stockholder Proposal - to Issue an Annual Shr Abstain Against
Report on Lobbying
6. Stockholder Proposal - to Issue a Shr Abstain Against
Compensation Committee Report on Drug
Pricing
7. Stockholder Proposal - to Adopt a Policy to Shr Abstain Against
Require Independent Chairman
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ACCENTURE PLC Agenda Number: 934912634
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2019
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Appointment of Director: Jaime Ardila Mgmt For For
1b. Re-Appointment of Director: Herbert Hainer Mgmt For For
1c. Re-Appointment of Director: Marjorie Magner Mgmt For For
1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For
1e. Re-Appointment of Director: Pierre Nanterme Mgmt For For
1f. Re-Appointment of Director: Gilles C. Mgmt For For
Pelisson
1g. Re-Appointment of Director: Paula A. Price Mgmt For For
1h. Re-Appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1i. Re-Appointment of Director: Arun Sarin Mgmt For For
1j. Re-Appointment of Director: Frank K. Tang Mgmt For For
1k. Re-Appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt Abstain Against
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt Abstain Against
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt Abstain Against
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
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ACUITY BRANDS, INC. Agenda Number: 934901718
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Security: 00508Y102
Meeting Type: Annual
Meeting Date: 04-Jan-2019
Ticker: AYI
ISIN: US00508Y1029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter C. Browning Mgmt For For
1b. Election of Director: G. Douglas Dillard, Mgmt For For
Jr.
1c. Election of Director: James H. Hance, Jr. Mgmt For For
1d. Election of Director: Vernon J. Nagel Mgmt For For
1e. Election of Director: Julia B. North Mgmt For For
1f. Election of Director: Ray M. Robinson Mgmt For For
1g. Election of Director: Mary A. Winston Mgmt For For
2. Ratification of the appointment of EY as Mgmt For For
the independent registered public
accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935002054
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Security: 018581108
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: ADS
ISIN: US0185811082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bruce K. Anderson Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: Kelly J. Barlow Mgmt For For
1.4 Election of Director: Edward J. Heffernan Mgmt For For
1.5 Election of Director: Kenneth R. Jensen Mgmt For For
1.6 Election of Director: Robert A. Minicucci Mgmt For For
1.7 Election of Director: Timothy J. Theriault Mgmt For For
1.8 Election of Director: Laurie A. Tucker Mgmt For For
1.9 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2019.
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ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 934962209
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Security: 01973R101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: ALSN
ISIN: US01973R1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy L. Altmaier Mgmt For For
1b. Election of Director: Stan A. Askren Mgmt For For
1c. Election of Director: Lawrence E. Dewey Mgmt For For
1d. Election of Director: David C. Everitt Mgmt For For
1e. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1f. Election of Director: David S. Graziosi Mgmt For For
1g. Election of Director: William R. Harker Mgmt For For
1h. Election of Director: Carolann I. Haznedar Mgmt For For
1i. Election of Director: Richard P. Lavin Mgmt For For
1j. Election of Director: Thomas W. Rabaut Mgmt For For
1k. Election of Director: Richard V. Reynolds Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
3. An advisory non-binding vote to approve the Mgmt For For
compensation paid to our named executive
officers.
4. An advisory non-binding vote on the Mgmt 1 Year For
frequency of future advisory votes on the
compensation paid to our named executive
officers.
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ALTRIA GROUP, INC. Agenda Number: 934967487
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Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MO
ISIN: US02209S1033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: John T. Casteen III Mgmt For For
1B Election of Director: Dinyar S. Devitre Mgmt For For
1C Election of Director: Thomas F. Farrell II Mgmt For For
1D Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E Election of Director: W. Leo Kiely III Mgmt For For
1F Election of Director: Kathryn B. McQuade Mgmt For For
1G Election of Director: George Munoz Mgmt For For
1H Election of Director: Mark E. Newman Mgmt For For
1I Election of Director: Nabil Y. Sakkab Mgmt For For
1J Election of Director: Virginia E. Shanks Mgmt For For
1K Election of Director: Howard A. Willard III Mgmt For For
2 Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3 Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4 Shareholder Proposal - Reducing and Shr Abstain Against
Disclosing Nicotine Levels in Cigarette
Brands
5 Shareholder Proposal - Disclosure of Shr Abstain Against
Lobbying Policies and Practices
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AMGEN INC. Agenda Number: 934979266
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Security: 031162100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For
Henderson
1h. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1i. Election of Director: Dr. Tyler Jacks Mgmt For For
1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1l. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2019.
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APPLIED MATERIALS, INC. Agenda Number: 934921873
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Security: 038222105
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: AMAT
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Bruner Mgmt For For
1b. Election of Director: Xun (Eric) Chen Mgmt For For
1c. Election of Director: Aart J. de Geus Mgmt For For
1d. Election of Director: Gary E. Dickerson Mgmt For For
1e. Election of Director: Stephen R. Forrest Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Adrianna C. Ma Mgmt For For
1i. Election of Director: Scott A. McGregor Mgmt For For
1j. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2019.
4. Shareholder proposal to provide for right Shr Abstain Against
to act by written consent.
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BIOGEN INC. Agenda Number: 935015556
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Security: 09062X103
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John R. Chiminski Mgmt For For
1b. Election of Director: Alexander J. Denner Mgmt For For
1c. Election of Director: Caroline D. Dorsa Mgmt For For
1d. Election of Director: William A. Hawkins Mgmt For For
1e. Election of Director: Nancy L. Leaming Mgmt For For
1f. Election of Director: Jesus B. Mantas Mgmt For For
1g. Election of Director: Richard C. Mulligan Mgmt For For
1h. Election of Director: Robert W. Pangia Mgmt For For
1i. Election of Director: Stelios Papadopoulos Mgmt For For
1j. Election of Director: Brian S. Posner Mgmt For For
1k. Election of Director: Eric K. Rowinsky Mgmt For For
1l. Election of Director: Lynn Schenk Mgmt For For
1m. Election of Director: Stephen A. Sherwin Mgmt For For
1n. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
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BOOKING HOLDINGS INC. Agenda Number: 935004957
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Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: BKNG
ISIN: US09857L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory Vote to Approve 2018 Executive Mgmt For For
Compensation.
4. Stockholder Proposal requesting that the Shr For Against
Company amend its proxy access bylaw.
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CARTER'S INC. Agenda Number: 934993331
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Security: 146229109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CRI
ISIN: US1462291097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Amy Woods Brinkley Mgmt For For
1b Election of Director: Giuseppina Mgmt For For
Buonfantino
1c Election of Director: Michael D. Casey Mgmt For For
1d Election of Director: A. Bruce Cleverly Mgmt For For
1e Election of Director: Jevin S. Eagle Mgmt For For
1f Election of Director: Mark P. Hipp Mgmt For For
1g Election of Director: William J. Montgoris Mgmt For For
1h Election of Director: David Pulver Mgmt For For
1i Election of Director: Thomas E. Whiddon Mgmt For For
2 Advisory approval of executive Mgmt For For
compensation.
3 Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2019.
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CDK GLOBAL, INC. Agenda Number: 934881423
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Security: 12508E101
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: CDK
ISIN: US12508E1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leslie A. Brun Mgmt For For
Willie A. Deese Mgmt For For
Amy J. Hillman Mgmt For For
Brian P. MacDonald Mgmt For For
Eileen J. Martinson Mgmt For For
Stephen A. Miles Mgmt For For
Robert E. Radway Mgmt For For
S.F. Schuckenbrock Mgmt For For
Frank S. Sowinski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year ending June
30, 2019.
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CELGENE CORPORATION Agenda Number: 934939642
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Security: 151020104
Meeting Type: Special
Meeting Date: 12-Apr-2019
Ticker: CELG
ISIN: US1510201049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 2, 2019, as it
may be amended from time to time (the
merger agreement), among Bristol-Myers
Squibb Company, a Delaware corporation
(Bristol-Myers Squibb), Burgundy Merger
Sub, Inc., a Delaware corporation and
wholly-owned subsidiary of Bristol-Myers
Squibb, and Celgene Corporation (Celgene),
pursuant to which Burgundy Merger Sub, Inc.
will be merged with and into Celgene (the
merger).
2. Approval of the adjournment from time to Mgmt For For
time of the special meeting of the
stockholders of Celgene (the Celgene
special meeting) if necessary to solicit
additional proxies if there are not
sufficient votes to adopt the merger
agreement at the time of the Celgene
special meeting or any adjournment or
postponement thereof.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation that will or may
be paid or provided by Celgene to its named
executive officers in connection with the
merger.
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COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934997214
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Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: CTSH
ISIN: US1924461023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director to serve until the Mgmt For For
2020 annual meeting: Zein Abdalla
1b. Election of director to serve until the Mgmt For For
2020 annual meeting: Maureen
Breakiron-Evans
1c. Election of director to serve until the Mgmt For For
2020 annual meeting: Jonathan Chadwick
1d. Election of director to serve until the Mgmt For For
2020 annual meeting: John M. Dineen
1e. Election of director to serve until the Mgmt For For
2020 annual meeting: Francisco D'Souza
1f. Election of director to serve until the Mgmt For For
2020 annual meeting: John N. Fox, Jr.
1g. Election of director to serve until the Mgmt For For
2020 annual meeting: Brian Humphries
1h. Election of director to serve until the Mgmt For For
2020 annual meeting: John E. Klein
1i. Election of director to serve until the Mgmt For For
2020 annual meeting: Leo S. Mackay, Jr.
1j. Election of director to serve until the Mgmt For For
2020 annual meeting: Michael Patsalos-Fox
1k. Election of director to serve until the Mgmt For For
2020 annual meeting: Joseph M. Velli
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2019.
4. Shareholder proposal requesting that the Shr Abstain Against
company provide a report disclosing its
political spending and related company
policies.
5. Shareholder proposal requesting that the Shr Abstain Against
board of directors adopt a policy and amend
the company's governing documents to
require that the chairman of the board be
an independent director.
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COMCAST CORPORATION Agenda Number: 935008284
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Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr Abstain Against
6. To provide a lobbying report Shr Abstain Against
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CVS HEALTH CORPORATION Agenda Number: 934964203
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CVS
ISIN: US1266501006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard M. Bracken Mgmt For For
1d. Election of Director: C. David Brown II Mgmt For For
1e. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1f. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1g. Election of Director: David W. Dorman Mgmt For For
1h. Election of Director: Roger N. Farah Mgmt For For
1i. Election of Director: Anne M. Finucane Mgmt For For
1j. Election of Director: Edward J. Ludwig Mgmt For For
1k. Election of Director: Larry J. Merlo Mgmt For For
1l. Election of Director: Jean-Pierre Millon Mgmt For For
1m. Election of Director: Mary L. Schapiro Mgmt For For
1n. Election of Director: Richard J. Swift Mgmt For For
1o. Election of Director: William C. Weldon Mgmt For For
1p. Election of Director: Tony L. White Mgmt For For
2. Proposal to ratify appointment of Mgmt For For
independent registered public accounting
firm for 2019.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal regarding exclusion of Shr Abstain Against
legal or compliance costs from financial
performance adjustments for executive
compensation.
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DISH NETWORK CORPORATION Agenda Number: 934948158
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: DISH
ISIN: US25470M1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Charles M. Lillis Mgmt For For
Afshin Mohebbi Mgmt For For
Tom A. Ortolf Mgmt For For
Carl E. Vogel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve our 2019 Stock Incentive Plan. Mgmt For For
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EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934858309
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Special
Meeting Date: 24-Aug-2018
Ticker: ESRX
ISIN: US30219G1085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger, dated as of March 8, 2018, as
amended by Amendment No. 1, dated as of
June 27, 2018, and as it may be further
amended from time to time (the "Merger
Agreement"), by and among Cigna
Corporation, Express Scripts Holding
Company ("Express Scripts"), Halfmoon
Parent, Inc., Halfmoon I, Inc. and Halfmoon
II, Inc.
2. A proposal to approve the adjournment of Mgmt For For
the Express Scripts special meeting, if
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes to approve the proposal to
adopt the Merger Agreement.
3. A proposal to approve, by a non-binding Mgmt For For
advisory vote, certain compensation
arrangements that may be paid or become
payable to Express Scripts' named executive
officers in connection with the mergers
contemplated by the Merger Agreement.
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F5 NETWORKS, INC. Agenda Number: 934923839
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2019
Ticker: FFIV
ISIN: US3156161024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: A. Gary Ames Mgmt For For
1b. Election of Director: Sandra E. Bergeron Mgmt For For
1c. Election of Director: Deborah L. Bevier Mgmt For For
1d. Election of Director: Michel Combes Mgmt For For
1e. Election of Director: Michael L. Dreyer Mgmt For For
1f Election of Director: Alan J. Higginson Mgmt For For
1g. Election of Director: Peter S. Klein Mgmt For For
1h. Election of Director: Francois Locoh-Donou Mgmt For For
1i. Election of Director: John McAdam Mgmt For For
1j. Election of Director: Nikhil Mehta Mgmt For For
1k. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Approve the F5 Networks, Inc. 2011 Employee Mgmt For For
Stock Purchase Plan.
4. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
5. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
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GENERAL MILLS, INC. Agenda Number: 934864960
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 25-Sep-2018
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Alicia Boler Davis Mgmt For For
1b) Election of Director: R. Kerry Clark Mgmt For For
1c) Election of Director: David M. Cordani Mgmt For For
1d) Election of Director: Roger W. Ferguson Jr. Mgmt For For
1e) Election of Director: Jeffrey L. Harmening Mgmt For For
1f) Election of Director: Maria G. Henry Mgmt For For
1g) Election of Director: Heidi G. Miller Mgmt For For
1h) Election of Director: Steve Odland Mgmt For For
1i) Election of Director: Maria A. Sastre Mgmt For For
1j) Election of Director: Eric D. Sprunk Mgmt For For
1k) Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
4. Shareholder Proposal for Report on Shr For Against
Pesticide Use in Our Supply Chain and its
Impacts on Pollinators.
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GENTEX CORPORATION Agenda Number: 934964241
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. John Mulder Mgmt For For
Mr. Richard Schaum Mgmt For For
Mr. Frederick Sotok Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the Gentex Corporation 2019 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934957056
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2019.
3. To approve an amendment to Gilead's Mgmt Abstain Against
Restated Certificate of Incorporation to
allow stockholders to act by written
consent.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
5. To vote on a stockholder proposal, if Shr Abstain Against
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
6. To vote on a stockholder proposal, if Shr Abstain Against
properly presented at the meeting,
requesting that the Board issue a report
describing how Gilead plans to allocate tax
savings as a result of the Tax Cuts and
Jobs Act.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 934861611
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 13-Sep-2018
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Angela N. Archon Mgmt For For
1b. Election of Director: Paul J. Brown Mgmt For For
1c. Election of Director: Robert A. Gerard Mgmt For For
1d. Election of Director: Richard A. Johnson Mgmt For For
1e. Election of Director: Jeffrey J. Jones II Mgmt For For
1f. Election of Director: David Baker Lewis Mgmt For For
1g. Election of Director: Victoria J. Reich Mgmt For For
1h. Election of Director: Bruce C. Rohde Mgmt For For
1i. Election of Director: Matthew E. Winter Mgmt For For
1j. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending April 30, 2019.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
4. Shareholder proposal requesting that each Shr For Against
bylaw amendment adopted by the board of
directors not become effective until
approved by shareholders, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 934850125
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 24-Jul-2018
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mr. Ciaran Murray Mgmt For For
1.2 Election of Director: Mr. Declan McKeon Mgmt For For
1.3 Election of Director: Mr. Eugene McCague Mgmt For For
1.4 Election of Director: Ms. Joan Garahy Mgmt For For
2 To review the Company's affairs and Mgmt For For
consider the Accounts and Reports
3 To authorise the fixing of the Auditors' Mgmt For For
Remuneration
4 To authorise the Company to allot shares Mgmt For For
5 To disapply the statutory pre-emption Mgmt For For
rights
6 To disapply the statutory pre-emption Mgmt For For
rights for funding capital investment or
acquisitions
7 To authorise the Company to make market Mgmt For For
purchases of Shares
8 To authorise the price range at which the Mgmt For For
Company can reissue shares that it holds as
treasury shares
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 934949314
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel J. Brutto Mgmt For For
1b. Election of Director: Susan Crown Mgmt For For
1c. Election of Director: James W. Griffith Mgmt For For
1d. Election of Director: Jay L. Henderson Mgmt For For
1e. Election of Director: Richard H. Lenny Mgmt For For
1f. Election of Director: E. Scott Santi Mgmt For For
1g. Election of Director: James A. Skinner Mgmt For For
1h. Election of Director: David B. Smith, Jr. Mgmt For For
1i. Election of Director: Pamela B. Strobel Mgmt For For
1j. Election of Director: Kevin M. Warren Mgmt For For
1k. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2019.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr Abstain Against
presented at the meeting, to permit
stockholders to act by written consent.
5. A non-binding stockholder proposal, if Shr Abstain Against
presented at the meeting, to set
Company-wide greenhouse gas emissions
targets.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 934847255
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 02-Aug-2018
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Gray Mgmt For For
1b. Election of Director: Kenneth W. O'Keefe Mgmt For For
1c. Election of Director: Elmar Schnee Mgmt For For
1d. Election of Director: Catherine A. Sohn Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG, Dublin as the
independent auditors of Jazz
Pharmaceuticals plc for the fiscal year
ending December 31, 2018 and to authorize,
in a binding vote, the board of directors,
acting through the audit committee, to
determine the independent auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To indicate, on a non-binding advisory Mgmt 1 Year For
basis, the preferred frequency of the
advisory vote on the compensation of Jazz
Pharmaceuticals plc's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 934879593
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward W. Barnholt Mgmt For For
1b. Election of Director: Robert M. Calderoni Mgmt For For
1c. Election of Director: John T. Dickson Mgmt For For
1d. Election of Director: Emiko Higashi Mgmt For For
1e. Election of Director: Kevin J. Kennedy Mgmt For For
1f. Election of Director: Gary B. Moore Mgmt For For
1g. Election of Director: Kiran M. Patel Mgmt For For
1h. Election of Director: Ana G. Pinczuk Mgmt For For
1i. Election of Director: Robert A. Rango Mgmt For For
1j. Election of Director: Richard P. Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2019.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Adoption of our Amended and Restated 2004 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935015265
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patricia S. Bellinger Mgmt For For
1.2 Election of Director: Sarah E. Nash Mgmt For For
1.3 Election of Director: Anne Sheehan Mgmt For For
1.4 Election of Director: Leslie H. Wexner Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Stockholder proposal to remove Shr For For
supermajority voting requirements
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda Number: 934958325
--------------------------------------------------------------------------------------------------------------------------
Security: 546347105
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: LPX
ISIN: US5463471053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Tracy A. Mgmt For For
Embree
1b. Election of Class I Director: Lizanne C. Mgmt For For
Gottung
1c. Election of Class I Director: Dustan E. Mgmt For For
McCoy
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as LP's independent auditor for
2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the 2019 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935028589
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1d. Election of Director: Robin Buchanan Mgmt For For
1e. Election of Director: Stephen Cooper Mgmt For For
1f. Election of Director: Nance Dicciani Mgmt For For
1g. Election of Director: Claire Farley Mgmt For For
1h. Election of Director: Isabella (Bella) Mgmt For For
Goren
1i. Election of Director: Michael Hanley Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Bhavesh (Bob) Patel Mgmt For For
1l. Election of Director: Rudy van der Meer Mgmt For For
2. Discharge of Executive Director and Members Mgmt For For
of the (Prior) Management Board from
Liability.
3. Discharge of Non-Executive Directors and Mgmt For For
Members of the (Prior) Supervisory Board
from Liability.
4. Adoption of 2018 Dutch Statutory Annual Mgmt For For
Accounts.
5. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2019
Dutch Statutory Annual Accounts.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
7. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
8. Ratification and Approval of Dividends. Mgmt For For
9. Authorization to Conduct Share Repurchases. Mgmt For For
10. Amendment of Long Term Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 934964520
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cesar L. Alvarez Mgmt For For
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Michael B. Fernandez Mgmt For For
Paul G. Gabos Mgmt For For
P. J. Goldschmidt, M.D. Mgmt For For
Manuel Kadre Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Carlos A. Migoya Mgmt For For
Michael A. Rucker Mgmt For For
Enrique J. Sosa, Ph.D. Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2019 fiscal year.
3. Proposal to approve, by non-binding Mgmt For For
advisory vote, the compensation of our
named executive officers.
4. Proposal to approve the amendment and Mgmt For For
restatement of the Mednax, Inc. Amended and
Restated 2008 Incentive Compensation plan,
as amended.
--------------------------------------------------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED Agenda Number: 934849487
--------------------------------------------------------------------------------------------------------------------------
Security: G60754101
Meeting Type: Annual
Meeting Date: 01-Aug-2018
Ticker: KORS
ISIN: VGG607541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. William Benedetto Mgmt For For
1b. Election of Director: Stephen F. Reitman Mgmt For For
1c. Election of Director: Jean Tomlin Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 30, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, executive compensation.
4. A shareholder proposal entitled "Renewable Shr Abstain Against
Energy Resolution" if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 934910197
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 17-Jan-2019
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Patrick J. Byrne Mgmt For For
1.4 Election of Director: Steven J. Gomo Mgmt For For
1.5 Election of Director: Mary Pat McCarthy Mgmt For For
1.6 Election of Director: Sanjay Mehrotra Mgmt For For
1.7 Election of Director: Robert E. Switz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending August 29,
2019.
3. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 934951965
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: C. E. Andrews Mgmt For For
1b. Election of Director: Thomas D. Eckert Mgmt For For
1c. Election of Director: Alfred E. Festa Mgmt For For
1d. Election of Director: Ed Grier Mgmt For For
1e. Election of Director: Manuel H. Johnson Mgmt For For
1f. Election of Director: Alexandra A. Jung Mgmt For For
1g. Election of Director: Mel Martinez Mgmt For For
1h. Election of Director: William A. Moran Mgmt For For
1i. Election of Director: David A. Preiser Mgmt For For
1j. Election of Director: W. Grady Rosier Mgmt For For
1k. Election of Director: Susan Williamson Ross Mgmt For For
1l. Election of Director: Dwight C. Schar Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditor for the year ending
December 31, 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr Abstain Against
Report.
5. Stockholder Proposal Regarding Political Shr Abstain Against
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr Abstain Against
Report.
7. Stockholder Proposal Regarding Independent Shr Abstain Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 934874365
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 11-Oct-2018
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: B. Thomas Golisano Mgmt For For
1b. Election of director: Thomas F. Bonadio Mgmt For For
1c. Election of director: Joseph G. Doody Mgmt For For
1d. Election of director: David J.S. Flaschen Mgmt For For
1e. Election of director: Pamela A. Joseph Mgmt For For
1f. Election of director: Martin Mucci Mgmt For For
1g. Election of director: Joseph M. Tucci Mgmt For For
1h. Election of director: Joseph M. Velli Mgmt For For
1i. Election of director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934942043
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: W. Don Cornwell Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Helen H. Hobbs Mgmt For For
1f. Election of Director: James M. Kilts Mgmt For For
1g. Election of Director: Dan R. Littman Mgmt For For
1h. Election of Director: Shantanu Narayen Mgmt For For
1i. Election of Director: Suzanne Nora Johnson Mgmt For For
1j. Election of Director: Ian C. Read Mgmt For For
1k. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019
3. 2019 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. 2019 Stock Plan Mgmt For For
5. Shareholder proposal regarding right to act Shr Abstain Against
by written consent
6. Shareholder proposal regarding report on Shr Abstain Against
lobbying activities
7. Shareholder proposal regarding independent Shr Abstain Against
chair policy
8. Shareholder proposal regarding integrating Shr Abstain Against
drug pricing into executive compensation
policies and programs
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934945013
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andre Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 934966106
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Timothy L. Main Mgmt For For
1.3 Election of Director: Denise M. Morrison Mgmt For For
1.4 Election of Director: Gary M. Pfeiffer Mgmt For For
1.5 Election of Director: Timothy M. Ring Mgmt For For
1.6 Election of Director: Stephen H. Rusckowski Mgmt For For
1.7 Election of Director: Daniel C. Stanzione Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2019 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2019
4. Approval of an amendment to the Amended and Mgmt For For
Restated Employee Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935000909
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julia L. Coronado Mgmt For For
1.2 Election of Director: Dirk A. Kempthorne Mgmt For For
1.3 Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1.4 Election of Director: Marc H. Morial Mgmt For For
1.5 Election of Director: Barbara J. Novogradac Mgmt For For
1.6 Election of Director: Robert J. Pace Mgmt For For
1.7 Election of Director: Frederick A. Richman Mgmt For For
1.8 Election of Director: M. Keith Waddell Mgmt For For
2. Ratification of appointment of auditor. Mgmt For For
3. Approve amended and restated Stock Mgmt For For
Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 934968794
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Balmuth Mgmt For For
1b. Election of Director: K. Gunnar Bjorklund Mgmt For For
1c. Election of Director: Michael J. Bush Mgmt For For
1d. Election of Director: Norman A. Ferber Mgmt For For
1e. Election of Director: Sharon D. Garrett Mgmt For For
1f. Election of Director: Stephen D. Milligan Mgmt For For
1g. Election of Director: George P. Orban Mgmt For For
1h. Election of Director: Michael O'Sullivan Mgmt For For
1i. Election of Director: Gregory L. Quesnel Mgmt For For
1j. Election of Director: Barbara Rentler Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending February 1, 2020.
4. To vote on a stockholder proposal on Shr Abstain Against
Greenhouse Gas Emissions Goals, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934942740
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 25-Apr-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the reduction of Company capital Mgmt Abstain Against
and creation of distributable reserves
(special resolution).
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935000923
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joan L. Amble Mgmt For For
George W. Bodenheimer Mgmt For For
Mark D. Carleton Mgmt For For
Eddy W. Hartenstein Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt For For
Evan D. Malone Mgmt For For
James E. Meyer Mgmt For For
James F. Mooney Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 934944768
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2019.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934953630
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael A. Bradley Mgmt For For
1B Election of Director: Edwin J. Gillis Mgmt For For
1C Election of Director: Timothy E. Guertin Mgmt For For
1D Election of Director: Mark E. Jagiela Mgmt For For
1E Election of Director: Mercedes Johnson Mgmt For For
1F Election of Director: Marilyn Matz Mgmt For For
1G Election of Director: Paul J. Tufano Mgmt For For
1H Election of Director: Roy A. Vallee Mgmt For For
2 To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934884594
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Special
Meeting Date: 22-Oct-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. An amendment to the Company's Fourth Mgmt Against Against
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock, par value $1.00 per share,
from 1,200,000,000 shares to 1,800,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 934959428
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Roberto G. Mendoza Mgmt For For
1g. Election of Director: Michael A. Miles, Jr. Mgmt For For
1h. Election of Director: Angela A. Sun Mgmt For For
1i. Election of Director: Frances Fragos Mgmt For For
Townsend
1j. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2019
4. Stockholder Proposal Regarding Political Shr Abstain Against
Contributions Disclosure
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 934894280
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 14-Dec-2018
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Graves Mgmt For For
Amelia A. Huntington Mgmt For For
Christopher Klein Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our Fiscal Year
2019.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers (NEOs).
4. Vote to declassify the Board of Directors. Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935022967
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher Causey Mgmt For For
1b. Election of Director: Richard Giltner Mgmt For For
1c. Election of Director: Nilda Mesa Mgmt For For
1d. Election of Director: Judy Olian Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation 2015
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as United Therapeutics
Corporation's independent registered public
accounting firm for 2019.
5. Shareholder proposal requesting Shr For For
declassification of the Board of Directors,
if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935027018
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. An advisory vote to approve named executive Mgmt For For
officer compensation, as described in
VMware's Proxy Statement.
3. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Equity and Incentive Plan.
4. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Employee Stock Purchase Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935002042
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Adrian Bellamy Mgmt For For
1.3 Election of Director: Scott Dahnke Mgmt For For
1.4 Election of Director: Robert Lord Mgmt For For
1.5 Election of Director: Anne Mulcahy Mgmt For For
1.6 Election of Director: Grace Puma Mgmt For For
1.7 Election of Director: Christiana Smith Shi Mgmt For For
1.8 Election of Director: Sabrina Simmons Mgmt For For
1.9 Election of Director: Frits van Paasschen Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 2, 2020.
Opus International Small/Mid Cap ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 8/26/2019