UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23108
NAME OF REGISTRANT: Amplify ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 310 South Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon
Amplify ETF Trust
310 South Hale Street
Wheaton, IL 60187
REGISTRANT'S TELEPHONE NUMBER: 855-267-3837
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Amplify Advanced Battery Metals and Materials ETF
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED Agenda Number: 710166643
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 07-Dec-2018
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 120069 DUE TO SPLITTING OF
RESOLUTIONS S.1. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1.O.1 RE-ELECTION OF DR M M M BAKANE-TUOANE Mgmt For For
2.O.2 RE-ELECTION OF MR A D BOTHA Mgmt For For
3.O.3 RE-ELECTION OF MR T A BOARDMAN Mgmt For For
4.O.4 RE-ELECTION OF MR W M GULE Mgmt For For
5.O.5 RE-ELECTION OF MR A K MADITSI Mgmt For For
6.O.6 ELECTION OF MS A M MUKHUBA Mgmt For For
7.O.7 RESOLVED THAT THE RE-APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG INC. AS THE EXTERNAL AUDITOR OF THE
COMPANY BE AND IS HEREBY APPROVED AND THAT
MR L I N TOMLINSON BE AND IS HEREBY
RE-APPOINTED AS THE DESIGNATED AUDITOR FOR
THE FINANCIAL YEAR ENDING 30 JUNE 2019, TO
REMAIN IN OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING
8.O81 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
MR T A BOARDMAN
8.O82 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
DR M M M BAKANE-TUOANE
8.O83 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
MR A D BOTHA
8.O84 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
MR A K MADITSI
8.O85 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
MR J P MOLLER
8.O86 TO ELECT THE FOLLOWING INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AS MEMBER OF THE
AUDIT AND RISK COMMITTEE (SUBJECT TO THEIR
RE-ELECTION AS A DIRECTOR, IF APPLICABLE):
DR R V SIMELANE
9.O.9 ADOPTION OF 2018 CONDITIONAL SHARE PLAN Mgmt For For
NB.10 NON-BINDING ADVISORY VOTE THE COMPANY'S Mgmt For For
REMUNERATION POLICY
NB.11 NON-BINDING ADVISORY VOTE THE COMPANY'S Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
12O12 PLACING CONTROL OF THE AUTHORISED BUT Mgmt For For
UNISSUED COMPANY SHARES IN THE HANDS OF THE
BOARD
13O13 GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
FOR CASH
141S1 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2018: THE ANNUAL RETAINER FEES AS
OUTLINED ON PAGE 139 OF THE NOTICE OF
ANNUAL GENERAL MEETING
142S1 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2018: THE FEES FOR ATTENDING BOARD
MEETINGS AS OUTLINED ON PAGE 139 OF THE
NOTICE OF ANNUAL GENERAL MEETING
15S.2 COMMITTEE MEETING ATTENDANCE FEES WITH Mgmt For For
EFFECT FROM 1 JULY 2018 AS OUTLINED ON PAGE
140 OF THE NOTICE OF ANNUAL GENERAL MEETING
16S.3 FINANCIAL ASSISTANCE FOR SUBSCRIPTION FOR Mgmt For For
SECURITIES
17S.4 FINANCIAL ASSISTANCE FOR RELATED OR Mgmt For For
INTER-RELATED COMPANIES
18S.5 ISSUE OF SHARES IN CONNECTION WITH THE 2018 Mgmt For For
CONDITIONAL SHARE PLAN
19S.6 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 934957361
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt Against Against
resolution approving the compensation of
our named executive officers.
2a. Election of Director: Mary Lauren Brlas Mgmt For For
2b. Election of Director: William H. Hernandez Mgmt For For
2c. Election of Director: Luther C. Kissam IV Mgmt Against Against
2d. Election of Director: Douglas L. Maine Mgmt For For
2e. Election of Director: J. Kent Masters Mgmt Against Against
2f. Election of Director: James J. O'Brien Mgmt For For
2g. Election of Director: Diarmuid B. O'Connell Mgmt Against Against
2h. Election of Director: Dean L. Seavers Mgmt For For
2i. Election of Director: Gerald A. Steiner Mgmt Against Against
2j. Election of Director: Harriett Tee Taggart Mgmt Against Against
2k. Election of Director: Amb. Alejandro Wolff Mgmt Against Against
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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ALTURA MINING LTD Agenda Number: 710081910
--------------------------------------------------------------------------------------------------------------------------
Security: Q0268Q119
Meeting Type: AGM
Meeting Date: 21-Nov-2018
Ticker:
ISIN: AU000000AJM9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
THE PROPOSAL 1 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR BENG TEIK KUAN AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR ALLAN BUCKLER AS A Mgmt Against Against
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
ALTURA MINING LTD Agenda Number: 710552438
--------------------------------------------------------------------------------------------------------------------------
Security: Q0268Q119
Meeting Type: OGM
Meeting Date: 22-Mar-2019
Ticker:
ISIN: AU000000AJM9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
ALL PROPOSALS AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ISSUE OF SHARES AND OPTIONS TO A RELATED Mgmt For For
PARTY - ALLAN BUCKLER
2 RATIFICATION OF PRIOR ISSUE OF SHARES AND Mgmt For For
OPTIONS UNDER THE PLACEMENT
3 ISSUE OF SHARES AND OPTIONS TO A RELATED Mgmt For For
PARTY UNDER THE PLACEMENT - JAMES BROWN
4 ISSUE OF SHARES AND OPTIONS TO A RELATED Mgmt For For
PARTY UNDER THE PLACEMENT - PAUL MANTELL
5 ISSUE OF SHARES AND OPTIONS TO A RELATED Mgmt For For
PARTY UNDER THE PLACEMENT - B T KUAN
6 RATIFICATION OF PRIOR ISSUE OF SHARES AND Mgmt For For
OPTIONS UNDER THE SPP
--------------------------------------------------------------------------------------------------------------------------
AMG ADVANCED METALLURGICAL GROUP N.V. Agenda Number: 710182368
--------------------------------------------------------------------------------------------------------------------------
Security: N04897109
Meeting Type: EGM
Meeting Date: 18-Dec-2018
Ticker:
ISIN: NL0000888691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE GENERAL MEETING Non-Voting
2 IT IS PROPOSED TO APPOINT FRANK LOEHNER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD WHERE ALL
DETAILS AS LAID DOWN IN ARTICLE 2:158
PARAGRAPH 5, SECTION 2:142 PARAGRAPH 3 OF
THE DUTCH CIVIL CODE ARE AVAILABLE FOR THE
GENERAL MEETING OF SHAREHOLDERS. UPON
APPOINTMENT OF MR. LOEHNER, THE SUPERVISORY
BOARD WILL BE COMPRISED OF SIX (6) MEMBERS.
UPON HIS APPOINTMENT, MR. LOEHNER WILL
BECOME A MEMBER OF THE AUDIT RISK
MANAGEMENT COMMITTEE OF THE SUPERVISORY
BOARD. THE SUPERVISORY BOARD PROPOSES
(NON-BINDING NOMINATION) TO APPOINT MR.
FRANK LOEHNER AS MEMBER OF THE SUPERVISORY
BOARD WITH EFFECT FROM DECEMBER 18TH, 2018
UNTIL IMMEDIATELY AFTER THE ANNUAL GENERAL
MEETING IN 2022
3 ANY OTHER BUSINESS Non-Voting
4 CLOSING OF THE GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 710760984
--------------------------------------------------------------------------------------------------------------------------
Security: N04897109
Meeting Type: AGM
Meeting Date: 01-May-2019
Ticker:
ISIN: NL0000888691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B DISCUSS REMUNERATION POLICY Non-Voting
2.C DISCUSS ON THE COMPANY'S DIVIDEND POLICY Non-Voting
3.A ADOPT FINANCIAL STATEMENTS Mgmt For For
3.B APPROVE DIVIDENDS OF EUR 0.50 PER SHARE Mgmt For For
4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
6.A REELECT STEVE HANKE TO SUPERVISORY BOARD Mgmt For For
6.B ELECT DAGMAR BOTTENBRUCH TO SUPERVISORY Mgmt For For
BOARD
7.1 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7.2 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 OTHER BUSINESS Non-Voting
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSORE LIMITED Agenda Number: 710155929
--------------------------------------------------------------------------------------------------------------------------
Security: S07525116
Meeting Type: AGM
Meeting Date: 30-Nov-2018
Ticker:
ISIN: ZAE000146932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 RE-ELECTION OF MS TN MGODUSO AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.2 RE-ELECTION OF MR S MHLARHI AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.3 RE-ELECTION OF MR EM SOUTHEY AS A MEMBER Mgmt For For
AND CHAIRMAN OF THE AUDIT AND RISK
COMMITTEE OF THE COMPANY
O.4 RE-ELECTION OF MR WF URMSON AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE OF THE COMPANY
O.5 RE-ELECTION OF MR S MHLARHI AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE OF THE COMPANY
NB.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY
NB.2 ADVISORY ENDORSEMENT OF THE IMPLEMENTATION Mgmt For For
PLAN
S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION
S.2 APPROVAL OF EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION
S.3 GENERAL AUTHORISATION TO ASSORE DIRECTORS Mgmt For For
TO PROVIDE FINANCIAL ASSISTANCE TO
SUBSIDIARY AND INTER-RELATED COMPANIES OF
ASSORE
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 711066919
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: CLS
Meeting Date: 14-Jun-2019
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0426/LTN201904262483.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0426/LTN201904262442.PDF
1 TO CONSIDER AND APPROVE THE GRANTING OF A Mgmt For For
GENERAL MANDATE TO THE BOARD OF THE COMPANY
TO REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 711224573
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 14-Jun-2019
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 228925 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 24. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 TO RECEIVE AND CONSIDER THE PROPOSAL IN Mgmt For For
RESPECT OF THE FINANCIAL REPORT AND
FINANCIAL STATEMENTS OF CHINA MOLYBDENUM
CO., LTD. FOR THE YEAR 2018
2 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE BUDGET REPORT OF CHINA
MOLYBDENUM CO., LTD. FOR THE YEAR 2019
3 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF CHINA MOLYBDENUM CO.,
LTD. FOR THE YEAR 2018: THE COMPANY
DISTRIBUTED A TOTAL CASH DIVIDEND OF
RMB1,641,542,284.31 (RMB0.076 PER SHARE
(TAX INCLUSIVE)) BASED ON THE TOTAL SHARE
CAPITAL OF 21,599,240,583 SHARES OF THE
COMPANY. THE SAID PROFIT DISTRIBUTION PLAN
HAD BEEN COMPLETELY IMPLEMENTED
4 TO RECEIVE AND CONSIDER THE PROPOSAL IN Mgmt For For
RESPECT OF THE REPORT OF THE BOARD OF
DIRECTORS OF CHINA MOLYBDENUM CO., LTD. FOR
THE YEAR 2018
5 TO RECEIVE AND CONSIDER THE PROPOSAL IN Mgmt For For
RESPECT OF THE REPORT OF THE SUPERVISORY
COMMITTEE OF CHINA MOLYBDENUM CO., LTD. FOR
THE YEAR 2018
6 TO RECEIVE AND CONSIDER THE PROPOSAL IN Mgmt For For
RESPECT OF THE ANNUAL REPORT OF CHINA
MOLYBDENUM CO., LTD. FOR THE YEAR 2018
7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE REAPPOINTMENT OF THE
EXTERNAL AUDITORS FOR THE YEAR 2019:
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP
8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE PURCHASE OF STRUCTURED
DEPOSIT WITH INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE PURCHASE OF WEALTH
MANAGEMENT OR ENTRUSTED WEALTH MANAGEMENT
PRODUCTS WITH INTERNAL IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE PROVISION OF FINANCIAL
GUARANTEE TO DIRECT OR INDIRECT
WHOLLY-OWNED SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE AUTHORIZATION TO THE BOARD
OF DIRECTORS OF THE COMPANY TO DEAL WITH
THE DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2019
12 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF SEEKING AUTHORIZATION FROM
SHAREHOLDERS' MEETING OF THE COMPANY OF THE
GRANTING OF A GENERAL MANDATE TO THE BOARD
OF DIRECTORS OF THE COMPANY FOR ISSUE OF A
SHARES AND/OR H SHARES OF THE COMPANY
13 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF GRANTING OF A GENERAL MANDATE TO
THE BOARD OF DIRECTORS OF THE COMPANY TO
REPURCHASE H SHARES
14 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE MATERIAL ASSET ACQUISITION
OF THE COMPANY SATISFYING CONDITIONS OF
MATERIAL ASSET REORGANIZATION OF LISTED
COMPANIES'
15 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE PLAN OF MATERIAL ASSET
ACQUISITION OF THE COMPANY'
16 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE MATERIAL ASSET ACQUISITION
OF THE COMPANY NOT CONSTITUTING A RELATED
PARTY TRANSACTION'
17 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE MATERIAL ASSET ACQUISITION
OF THE COMPANY NOT CONSTITUTING A REVERSE
TAKEOVER AS STIPULATED IN ARTICLE 13 OF THE
ADMINISTRATIVE MEASURES FOR MATERIAL ASSET
REORGANIZATION OF LISTED COMPANIES'
18 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE MATERIAL ASSET ACQUISITION
OF THE COMPANY SATISFYING THE REQUIREMENTS
UNDER ARTICLE 4 OF THE REGULATIONS
CONCERNING THE STANDARDIZATION OF CERTAIN
ISSUES OF MATERIAL ASSET REORGANIZATION OF
LISTED COMPANIES'
19 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE EXPLANATION OF WHETHER THE
FLUCTUATION IN SHARE PRICE AS A RESULT OF
THE MATERIAL ASSET ACQUISITION OF THE
COMPANY REACHED THE RELEVANT STANDARDS
UNDER ARTICLE 5 OF THE NOTICE CONCERNING
THE STANDARDIZATION OF INFORMATION
DISCLOSURE OF LISTED COMPANIES AND
BEHAVIOUR OF EACH RELEVANT PARTY (ZHENG
JIAN GONG SI ZI (2007) NO. 128)'
20 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE MATERIAL ASSET ACQUISITION
REPORT (DRAFT) OF CHINA MOLYBDENUM CO.,
LTD.' AND ITS SUMMARY
21 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO EFFECT ON MAJOR FINANCIAL
INDICATORS FROM THE DILUTION OF CURRENT
RETURNS AS A RESULT OF THE MATERIAL ASSET
ACQUISITION AND ITS REMEDIAL MEASURES'
22 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AUTHORIZATION TO
THE BOARD AT THE GENERAL MEETING TO HANDLE
ALL MATTERS RELATING TO THE MATERIAL ASSET
ACQUISITION'
23 TO CONSIDER AND APPROVE THE 'RESOLUTION IN Mgmt For For
RELATION TO THE SHAREHOLDERS' RETURN PLAN
OF THE COMPANY FOR THE NEXT THREE YEARS
(YEAR 2019-2021)'
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE PROPOSAL RELATING TO THE
PROPOSED PROVISION OF FINANCING GUARANTEE
WITH A TOTAL AMOUNT OF NOT MORE THAN RMB800
MILLION TO A JOINT VENTURE OF THE COMPANY
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0426/LTN201904262418.PDF,
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0426/LTN201904262473.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0519/LTN20190519037.PDF
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD. Agenda Number: 709630316
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: EGM
Meeting Date: 03-Aug-2018
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt Against Against
RE-ELECT MR. LI CHAOCHUN AS AN EXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI FABEN AS AN EXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
3 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. YUAN HONGLIN AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
4 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. MA HUI AS A NON-EXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
5 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. CHENG YUNLEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
6 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI SHUHUA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
7 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MS. YAN YE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
8 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MR. WANG YOUGUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
9 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. ZHANG ZHENHAO AS A
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MS. KOU YOUMIN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE FIFTH
SESSION OF THE SUPERVISORY COMMITTEE
11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DETERMINE THE
REMUNERATION OF THE DIRECTORS AND THE
SUPERVISORS
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2018/0614/LTN201806141069.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2018/0614/LTN201806141093.PDF
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD. Agenda Number: 710495412
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: CLS
Meeting Date: 28-Mar-2019
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0201/LTN201902013491.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0201/LTN201902013505.PDF
1 TO CONSIDER AND APPROVE THE GRANTING OF A Mgmt For For
GENERAL MANDATE TO THE BOARD OF DIRECTORS
OF THE COMPANY TO REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD. Agenda Number: 710751769
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: EGM
Meeting Date: 28-Mar-2019
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 158882 DUE TO ADDITIONAL OF
RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0201/LTN201902013481.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0201/LTN201902013497.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0313/LTN20190313539.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0313/LTN20190313570.PDF
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ELECTION OF MR. GUO YIMIN AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD OF DIRECTORS OF THE COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RESPECT OF THE PROPOSED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
3 TO CONSIDER AND APPROVE THE GRANTING OF A Mgmt For For
GENERAL MANDATE TO THE BOARD OF DIRECTORS
OF THE COMPANY TO REPURCHASE H SHARES
4 TO CONSIDER AND APPROVE THE "RESOLUTION IN Mgmt For For
RELATION TO THE PURCHASE OF LIABILITY
INSURANCE FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE PROPOSED PROVISION OF GUARANTEE
TO AN INDIRECTLY WHOLLY-OWNED SUBSIDIARY OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CLEAN TEQ HOLDINGS LTD Agenda Number: 710050129
--------------------------------------------------------------------------------------------------------------------------
Security: Q2509V105
Meeting Type: AGM
Meeting Date: 22-Nov-2018
Ticker:
ISIN: AU000000CLQ2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 TO 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF MS JUDITH DOWNES AS A DIRECTOR Mgmt For For
OF THE COMPANY
3 RE-ELECTION OF MR ROBERT FRIEDLAND AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MR IAN KNIGHT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 APPROVAL TO ISSUE 100,757 PERFORMANCE Mgmt For For
RIGHTS TO MR SAM RIGGALL
6 APPROVAL TO ISSUE 142,341 PERFORMANCE Mgmt For For
RIGHTS TO MR SAM RIGGALL
7 APPROVAL TO ISSUE 78,192 SHARES TO MR SAM Mgmt For For
RIGGALL
--------------------------------------------------------------------------------------------------------------------------
COBALT 27 CAPITAL CORP. Agenda Number: 709761135
--------------------------------------------------------------------------------------------------------------------------
Security: 19075M309
Meeting Type: MIX
Meeting Date: 14-Aug-2018
Ticker:
ISIN: CA19075M3093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.G AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 7 Mgmt For For
2.A ELECTION OF DIRECTOR: ANTHONY MILEWSKI Mgmt For For
2.B ELECTION OF DIRECTOR: JUSTIN COCHRANE Mgmt For For
2.C ELECTION OF DIRECTOR: NICHOLAS FRENCH Mgmt Against Against
2.D ELECTION OF DIRECTOR: FRANK ESTERGAARD Mgmt Against Against
2.E ELECTION OF DIRECTOR: JOHN KANELLITSAS Mgmt Against Against
2.F ELECTION OF DIRECTOR: CANDACE MACGIBBON Mgmt For For
2.G ELECTION OF DIRECTOR: PHILIP WILLIAMS Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt Against Against
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION AUTHORIZING THE OMNIBUS
LONG-TERM INCENTIVE PLAN OF THE COMPANY, AS
MORE PARTICULARLY DESCRIBED IN THE
COMPANY'S INFORMATION CIRCULAR
5 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION AUTHORIZING THE AMENDED
AND RESTATED ARTICLES OF THE COMPANY, AS
MORE PARTICULARLY DESCRIBED IN THE
COMPANY'S INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ERAMET SA Agenda Number: 710891979
--------------------------------------------------------------------------------------------------------------------------
Security: F3145H130
Meeting Type: MIX
Meeting Date: 23-May-2019
Ticker:
ISIN: FR0000131757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 10 MAY 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0405/201904051900870.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0506/201905061901552.pd
f; 08 MAY 2019: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK AND
CHANGE IN NUMBERING OF RESOLUTIONS E.5 AND
E.6. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018
O.3 REGULATED AGREEMENTS Mgmt For For
O.4 ALLOCATION OF INCOME Mgmt For For
E.5 AMENDMENT TO ARTICLE 1 OF THE BY-LAWS Mgmt For For
E.6 AMENDMENT TO ARTICLE 10.1 OF THE BY-LAWS Mgmt For For
O.7 APPOINTMENT OF MR. FRANCOIS CORBIN AS Mgmt Against Against
DIRECTOR AS A REPLACEMENT FOR MR. GEORGES
DUVAL WHOSE TERM OF OFFICE EXPIRES BY THE
END OF THE PRESENT GENERAL MEETING
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CYRILLE DUVAL AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
NATHALIE DE LA FOURNIERE AS A DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
JEAN-YVES GILET AS DIRECTOR
O.11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
MANOELLE LEPOUTRE AS A DIRECTOR
O.12 RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE Mgmt Against Against
TENDIL AS DIRECTOR
O.13 APPOINTMENT OF MR. EMERIC BURIN DES ROZIERS Mgmt Against Against
AS DIRECTOR AS A REPLACEMENT FOR MR.
ANTOINE TREUILLE WHOSE TERM OF OFFICE
EXPIRES BY THE END OF THE PRESENT GENERAL
MEETING
O.14 APPOINTMENT OF MR. JEROME DUVAL AS DIRECTOR Mgmt Against Against
AS A REPLACEMENT FOR MR. EDOUARD DUVAL
WHOSE TERM OF OFFICE EXPIRES BY THE END OF
THE PRESENT GENERAL MEETING
O.15 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER -
"SAY ON PAY EX ANTE"
O.16 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MRS. CHRISTEL BORIES AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER - "SAY ON PAY EX POST"
O.17 AUTHORIZATION TO TRADE IN THE SHARES OF THE Mgmt For For
COMPANY
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR THE INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHERS WHOSE
CAPITALIZATION WOULD BE ALLOWED
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE
SHAREHOLDERS
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE
SHAREHOLDERS, AS PART OF A PUBLIC OFFERING
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ALL
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE
SHAREHOLDERS, PURSUANT TO SECTION II OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE COMMON SHARES
AS A RESULT OF THE ISSUE BY SUBSIDIARIES OF
THE COMPANY OF TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY
E.23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR ANY
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL AS COMPENSATION FOR
CONTRIBUTIONS IN KIND RELATING TO EQUITY
SECURITIES OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.24 LIMITATION OF THE ISSUE AMOUNT Mgmt For For
E.25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
RESERVED FOR EMPLOYEES WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.26 AUTHORIZATION TO REDUCE THE CAPITAL BY Mgmt For For
CANCELLATION OF SECURITIES
O.27 POWERS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 710870557
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 09-May-2019
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO FIX THE NUMBER OF DIRECTORS AT 9 Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt Against Against
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: KATHLEEN HOGENSON Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt Against Against
2.5 ELECTION OF DIRECTOR: ANDREW ADAMS Mgmt Against Against
2.6 ELECTION OF DIRECTOR: PAUL BRUNNER Mgmt Against Against
2.7 ELECTION OF DIRECTOR: ROBERT HARDING Mgmt For For
2.8 ELECTION OF DIRECTOR: SIMON SCOTT Mgmt For For
2.9 ELECTION OF DIRECTOR: JOANNE WARNER Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2019 ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935006800
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt Against Against
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt Against Against
1.5 Election of Director: Frances Fragos Mgmt Against Against
Townsend
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GALAXY RESOURCES LTD Agenda Number: 710996440
--------------------------------------------------------------------------------------------------------------------------
Security: Q39596194
Meeting Type: AGM
Meeting Date: 28-May-2019
Ticker:
ISIN: AU000000GXY2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF DIRECTOR - MR ALAN FITZPATRICK Mgmt For For
3 APPROVAL OF INCENTIVE AWARD PLAN Mgmt Against
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 710709835
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 09-May-2019
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED BY
USD2,800,000,000 (THE REDUCTION SUM) AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
5 TO RE-ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
6 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT MARTIN GILBERT (INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT JOHN MACK (INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT GILL MARCUS (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
10 TO RE-ELECT PATRICE MERRIN (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT IN THE 2018 ANNUAL REPORT
12 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
13 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt Against Against
REMUNERATION OF THE AUDITORS
14 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
15 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 14 TO RENEW THE
AUTHORITY CONFERRED ON THE DIRECTORS
PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S
ARTICLES OF ASSOCIATION (THE ARTICLES) TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITY INTO SHARES
FOR AN ALLOTMENT PERIOD
16 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 14, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD
17 THAT THE COMPANY BE AND HEREBY GENERALLY Mgmt Against Against
AND UNCONDITIONALLY AUTHORISED TO MAKE
MARKET PURCHASES OF ORDINARY SHARES AS PER
THE TERMS SET OUT IN THE NOTICE OF MEETING
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE GROUP NL Agenda Number: 710118034
--------------------------------------------------------------------------------------------------------------------------
Security: Q48886107
Meeting Type: AGM
Meeting Date: 23-Nov-2018
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MR. PETER BILBE Mgmt Against Against
2 RE-ELECTION OF MR. KEITH SPENCE Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
5 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
6 RATIFICATION OF ISSUE OF SHARES TO THE Mgmt For For
CREASY GROUP
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 711100975
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: AGM
Meeting Date: 19-Jun-2019
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904291715.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904291670.PDF
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTOR(S)") AND AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2018
2.A TO RE-ELECT MR. ZHANG YOUDA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. YANG JINSHAN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. ZENG WEIBING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. YEN YUEN HO, TONY AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF ALL
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF HK0.1 CENTS PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2018
5 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 5 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A GENERAL MANDATE TO THE DIRECTORS TO
ISSUE SHARES)
6 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 6 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES)
7 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 7 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT AN EXTENSION OF THE GENERAL MANDATE
TO ISSUE SHARES AS DESCRIBED IN RESOLUTION
5)
8 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 8 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A MANDATE TO THE BOARD TO ISSUE
SHARES UNDER SHARE INCENTIVE SCHEME OF THE
COMPANY)
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 711254437
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: EGM
Meeting Date: 19-Jun-2019
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0529/LTN20190529273.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0529/LTN20190529245.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt For For
SCHEME AND TO TERMINATE THE EXISTING SHARE
OPTION SCHEME
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda Number: 709678544
--------------------------------------------------------------------------------------------------------------------------
Security: G51604166
Meeting Type: AGM
Meeting Date: 26-Jul-2018
Ticker:
ISIN: GB00BZ4BQC70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31ST MAR-18
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OTHER THAN THE PART CONTAINING THE
DIRECTORS REMUNERATION POLICY FOR THE YEAR
ENDED 31ST MARCH 2018
3 TO DECLARE A FINAL DIVIDEND OF 58.25 PENCE Mgmt For For
PER SHARE ON THE ORDINARY SHARES
4 TO ELECT MR J O HIGGINS AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO ELECT MR P THOMAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MS O DESFORGES AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MR AM FERGUSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-ELECT MR JF WALKER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITOR FOR THE FORTHCOMING YEAR
14 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt Against Against
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
15 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN
CERTAIN LIMITS
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
17 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES
18 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES IN CONNECTION
WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
19 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
20 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
KATANGA MINING LTD Agenda Number: 710915969
--------------------------------------------------------------------------------------------------------------------------
Security: 485847107
Meeting Type: AGM
Meeting Date: 01-May-2019
Ticker:
ISIN: CA4858471077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: HUGH STOYELL Mgmt Against Against
1.B ELECTION OF DIRECTOR: DANNY CALLOW Mgmt For For
1.C ELECTION OF DIRECTOR: TERRY ROBINSON Mgmt Against Against
1.D ELECTION OF DIRECTOR: ROBERT WARDELL Mgmt Against Against
1.E ELECTION OF DIRECTOR: STEVE KALMIN Mgmt Against Against
1.F ELECTION OF DIRECTOR: TONY MOSER Mgmt For For
1.G ELECTION OF DIRECTOR: MIKE CIRICILLO Mgmt For For
2 APPOINTMENT OF DELOITTE & TOUCHE AS Mgmt Against Against
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
KIDMAN RESOURCES LTD Agenda Number: 710050078
--------------------------------------------------------------------------------------------------------------------------
Security: Q5287V106
Meeting Type: AGM
Meeting Date: 15-Nov-2018
Ticker:
ISIN: AU000000KDR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 TO 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR BRAD EVANS AS A DIRECTOR Mgmt For For
OF THE COMPANY
3 ELECTION OF MR JOHN PIZZEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 ELECTION OF MR AARON COLLERAN AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RATIFICATION OF PRIOR ISSUE OF UNLISTED Mgmt For For
SHARE RIGHTS TO MR JOHN PIZZEY
6 RATIFICATION OF PRIOR ISSUE OF UNLISTED Mgmt For For
PERFORMANCE RIGHTS TO EMPLOYEES OF THE
COMPANY
7 APPROVAL OF THE OMNIBUS INCENTIVE PLAN Mgmt For For
8 APPROVAL TO GRANT PERFORMANCE RIGHTS TO MR Mgmt For For
MARTIN DONOHUE
9 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
10 APPROVAL OF TERMINATION BENEFITS TO MR Mgmt For For
CHARLES MCGILL
--------------------------------------------------------------------------------------------------------------------------
KIDMAN RESOURCES LTD Agenda Number: 710898240
--------------------------------------------------------------------------------------------------------------------------
Security: Q5287V106
Meeting Type: AGM
Meeting Date: 09-May-2019
Ticker:
ISIN: AU000000KDR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR JOHN PIZZEY AS A DIRECTOR Mgmt For For
OF THE COMPANY
3 RATIFICATION OF PRIOR ISSUE OF UNLISTED Mgmt For For
SHARE RIGHTS TO MR JOHN PIZZEY
--------------------------------------------------------------------------------------------------------------------------
LARGO RESOURCES LTD Agenda Number: 711302327
--------------------------------------------------------------------------------------------------------------------------
Security: 517103404
Meeting Type: MIX
Meeting Date: 27-Jun-2019
Ticker:
ISIN: CA5171034047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.F AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX Mgmt For For
2.A ELECTION OF DIRECTOR: ALBERTO ARIAS Mgmt For For
2.B ELECTION OF DIRECTOR: DAVID BRACE Mgmt For For
2.C ELECTION OF DIRECTOR: JONATHAN LEE Mgmt For For
2.D ELECTION OF DIRECTOR: MARK SMITH Mgmt For For
2.E ELECTION OF DIRECTOR: DANIEL TELLECHEA Mgmt For For
2.F ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 APPROVING A SPECIAL RESOLUTION, Mgmt Against Against
SUBSTANTIALLY IN THE FORM SET OUT IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, EMPOWERING THE BOARD OF DIRECTORS
TO DETERMINE FROM TIME TO TIME THE NUMBER
OF DIRECTORS OF THE COMPANY WITHIN THE
MINIMUM AND MAXIMUM NUMBERS AS PROVIDED FOR
IN THE ARTICLES OF THE COMPANY AND THE
NUMBER OF DIRECTORS OF THE COMPANY TO BE
ELECTED AT THE ANNUAL MEETING OF THE
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
LITHIUM AMERICAS CORP Agenda Number: 711272120
--------------------------------------------------------------------------------------------------------------------------
Security: 53680Q207
Meeting Type: AGM
Meeting Date: 26-Jun-2019
Ticker:
ISIN: CA53680Q2071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4, 5 AND 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 9 Mgmt For For
2.1 ELECTION OF DIRECTOR: GEORGE IRELAND Mgmt For For
2.2 ELECTION OF DIRECTOR: JOHN KANELLITSAS Mgmt For For
2.3 ELECTION OF DIRECTOR: JONATHAN EVANS Mgmt For For
2.4 ELECTION OF DIRECTOR: GARY COHN Mgmt For For
2.5 ELECTION OF DIRECTOR: FABIANA CHUBBS Mgmt For For
2.6 ELECTION OF DIRECTOR: CHAIWAT KOVAVISARACH Mgmt For For
2.7 ELECTION OF DIRECTOR: WANG XIAOSHEN Mgmt For For
2.8 ELECTION OF DIRECTOR: FRANCO MIGNACCO Mgmt For For
2.9 ELECTION OF DIRECTOR: GABRIEL RUBACHA Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Abstain Against
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO CONSIDER, AND IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE MANAGEMENT INFORMATION
CIRCULAR ACCOMPANYING THIS NOTICE, TO
APPROVE THE UNALLOCATED ENTITLEMENTS UNDER
THE COMPANY'S EQUITY INCENTIVE PLAN ALL AS
MORE PARTICULARLY DESCRIBED THEREIN
5 TO CONSIDER, AND IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE MANAGEMENT INFORMATION
CIRCULAR ACCOMPANYING THIS NOTICE, TO
APPROVE THE ISSUANCE OF CERTAIN EQUITY
INCENTIVE GRANTS ALL AS MORE PARTICULARLY
DESCRIBED THEREIN
6 TO CONSIDER, AND IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION BY HOLDERS OF THE
COMPANY'S COMMON SHARES ENTITLED TO VOTE ON
SUCH RESOLUTION IN ACCORDANCE WITH
MULTILATERAL INSTRUMENT 61-101 - PROTECTION
OF MINORITY SECURITY HOLDERS IN SPECIAL
TRANSACTIONS AND, TO THE EXTENT NECESSARY,
IN ACCORDANCE WITH THE REQUIREMENTS OF THE
TORONTO STOCK EXCHANGE, THE FULL TEXT OF
WHICH IS SET FORTH ON SCHEDULE B IN THE
MANAGEMENT INFORMATION CIRCULAR
ACCOMPANYING THIS NOTICE, TO APPROVE THE
PROJECT INVESTMENT, AS SUCH TERM IS
DEFINED, AND ALL AS MORE PARTICULARLY
DESCRIBED, THEREIN
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 934971501
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I director: Michael F. Mgmt For For
Barry
1b. Election of Class I director: Steven T. Mgmt Against Against
Merkt
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORP Agenda Number: 710961093
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: AGM
Meeting Date: 10-May-2019
Ticker:
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JOHN H. CRAIG Mgmt For For
1.3 ELECTION OF DIRECTOR: MARIE INKSTER Mgmt For For
1.4 ELECTION OF DIRECTOR: PETER C. JONES Mgmt Against Against
1.5 ELECTION OF DIRECTOR: LUKAS H. LUNDIN Mgmt Against Against
1.6 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
1.7 ELECTION OF DIRECTOR: WILLIAM A. RAND Mgmt Against Against
1.8 ELECTION OF DIRECTOR: CATHERINE J. G. Mgmt For For
STEFAN
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Against Against
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt Against Against
PASSING AN ORDINARY, NON-BINDING
RESOLUTION, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD, TO ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S MANAGEMENT INFORMATION
CIRCULAR
4 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt For For
PASSING, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION TO APPROVE AN AMENDMENT
TO THE 2014 SHARE UNIT PLAN OF THE
CORPORATION TO INCREASE THE NUMBER OF
COMMON SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 8,000,000 COMMON SHARES TO
14,000,000 COMMON SHARES, AS MORE
PARTICULARLY DESCRIBED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
METALS X LTD Agenda Number: 710054951
--------------------------------------------------------------------------------------------------------------------------
Security: Q60408129
Meeting Type: AGM
Meeting Date: 28-Nov-2018
Ticker:
ISIN: AU000000MLX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF SIMON HEGGEN AS DIRECTOR Mgmt For For
3 ELECTION OF DAMIEN MARANTELLI AS DIRECTOR Mgmt For For
4 RATIFICATION OF THE ISSUE OF SHARES UNDER Mgmt For For
THE PLACEMENT
5 APPROVAL FOR ISSUE OF SECURITIES TO WARREN Mgmt For For
HALLAM UNDER THE ESOP
--------------------------------------------------------------------------------------------------------------------------
METALS X LTD Agenda Number: 710331288
--------------------------------------------------------------------------------------------------------------------------
Security: Q60408129
Meeting Type: EGM
Meeting Date: 22-Jan-2019
Ticker:
ISIN: AU000000MLX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPROVAL FOR ISSUE OF SECURITIES TO DAMIEN Mgmt For For
MARANTELLI UNDER THE ESOP
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 711212439
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 10-Jun-2019
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE 2018 ANNUAL REPORT OF PJSC Mgmt For For
MMC NORILSK NICKEL
2 TO APPROVE THE 2018 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE 2018 PJSC MMC NORILSK NICKEL Mgmt For For
CONSOLIDATE FINANCIAL STATEMENTS
4 1. TO APPROVE THE DISTRIBUTION OF PROFIT OF Mgmt For For
PJSC MMC NORILSK NICKEL IN 2018 IN
ACCORDANCE WITH THE RECOMMENDATION OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL, INCLUDED IN THE REPORT OF THE BOARD
OF DIRECTORS OF PJSC MMC NORILSK NICKEL
WITH THE MOTIVATED POSITION OF THE BOARD OF
DIRECTORS OF PJSC MMC NORILSK NICKEL ON THE
ITEMS OF THE AGENDA OF ANNUAL GENERAL
MEETING OF SHAREHOLDERS OF PJSC MMC NORILSK
NICKEL. 2. TO PAY MONETARY DIVIDENDS ON
ORDINARY SHARES OF PJSC MMC NORILSK NICKEL
FOR 2018 IN CASH IN THE AMOUNT OF RUB
792,52 PER ORDINARY SHARE. 3. TO SET JUNE
21, 2019 AS THE RECORD DATE FOR DETERMINING
PERSONS ELIGIBLE TO RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: SERGEY VALENTINOVICH
BARBASHEV
5.2 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: ALEXEY VLADIMIROVICH
BASHKIROV
5.3 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: SERGEY BORISOVICH BRATUKHIN
5.4 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: ANDREY YEVGENYEVICH BOUGROV
5.5 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: SERGEY NIKOLAEVICH VOLK
5.6 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: MARIANNA ALEXANDROVNA
ZAKHAROVA
5.7 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: ROGER LLEWELYN MUNNINGS
5.8 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: STALBEK STEPANOVICH MISHAKOV
5.9 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: GARETH PETER PENNY
5.10 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: MAXIM VLADIMIROVICH POLETAEV
5.11 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: VYACHESLAV ALEXEEVICH SOLOMIN
5.12 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: EVGENY ARKADIEVICH SCHWARTZ
5.13 TO ELECT THE FOLLOWING MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: ROBERT WILLEM JOHN EDWARDS
6.1 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC MMC NORILSK NICKEL: ALEXEY
SERGEEVICH DZYBALOV
6.2 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC MMC NORILSK NICKEL: ANNA VIKTOROVNA
MASALOVA
6.3 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC MMC NORILSK NICKEL: GEORGIY
EDUARDOVICH SVANIDZE
6.4 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC MMC NORILSK NICKEL: VLADIMIR
NIKOLAEVICH SHILKOV
6.5 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC MMC NORILSK NICKEL: ELENA
ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS AUDITOR OF RUSSIAN Mgmt For For
ACCOUNTING STANDARDS FINANCIAL STATEMENTS
OF PJSC MMC NORILSK NICKEL FOR 2019
8 TO APPROVE JSC KPMG AS AUDITOR OF Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF PJSC
MMC NORILSK NICKEL FOR 2019 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2019
9 1. MEMBERS OF THE BOARD OF DIRECTORS OF Mgmt For For
PJSC MMC NORILSK NICKEL SHALL BE
REMUNERATED, AND THEIR EXPENSES RELATED TO
THE PERFORMANCE OF THEIR DUTIES SHALL BE
REIMBURSED IN ACCORDANCE WITH THE POLICY OF
REMUNERATION OF MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC MMC NORILSK NICKEL
(APPROVED BY THE ANNUAL GENERAL MEETING'S
RESOLUTION DATED JUNE 6, 2014). 2. FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL, ELECTED AT THE FIRST
BOARD OF DIRECTORS MEETING HELD AFTER THIS
AGM, THE COMPANY PROVIDES REMUNERATION,
REIMBURSEMENT OF EXPENSES RELATED TO THE
PERFORMANCE OF HIS/HER DUTIES, AND ACCIDENT
INSURANCE, AS FOLLOWS: 2.1. REMUNERATION
SHALL BE USD 1,000,000 (ONE MILLION) PER
ANNUM, PAYABLE ON A QUARTERLY BASIS IN
EQUAL AMOUNTS IN RUB AT THE RATE SET BY THE
CENTRAL BANK OF THE RUSSIAN FEDERATION ON
THE LAST BUSINESS DAY OF THE ACCOUNTING
QUARTER. THE AMOUNT SHOWN ABOVE SHALL BE
AFTER TAXES IN ACCORDANCE WITH EFFECTIVE
LAWS OF THE RUSSIAN FEDERATION. THE
AFOREMENTIONED REMUNERATION SHALL BE
PAYABLE FROM THE DAY OF ELECTION OF THE
INDEPENDENT DIRECTOR AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS UNTIL THE DATE, ON WHICH
HIS TERM OF OFFICE AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS EXPIRES; 2.2. IF THE
PERSON, ELECTED AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS' FIRST MEETING OF THE
BOARD OF DIRECTORS HELD AFTER THIS MEETING,
IS NOT ELECTED AS THE MEMBER OF THE BOARD
OF DIRECTORS AT THE 2019 YEAR-END ANNUAL
GENERAL MEETING OF THE SHAREHOLDERS AND
CHAIRMAN OF THE NEWLY ELECTED BOARD OF
DIRECTORS OR IF HIS OFFICE AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS TERMINATES BEFORE
THE 2019 YEAR-END ANNUAL GENERAL MEETING OF
SHAREHOLDERS HE WILL BE PAID ADDITIONAL
REMUNERATION IN THE AMOUNT OF USD
3,000,000.00 LESS AMOUNT OF THE
REMUNERATION RECEIVED BY HIM FOR THE
PERFORMANCE OF HIS DUTIES AS CHAIRMAN OF
THE BOARD OF DIRECTORS DUTIES FROM THE DATE
OF HIS ELECTION AT THE FIRST MEETING OF THE
BOARD OF DIRECTORS HELD AFTER THIS MEETING.
THE AFOREMENTIONED ADDITIONAL REMUNERATION
IS PAYABLE ON A QUARTERLY BASIS IN EQUAL
AMOUNTS UP TO JUNE 10, 2022 IN RUB AT THE
EXCHANGE RATE OF THE CENTRAL BANK OF THE
RUSSIAN FEDERATION ON THE LAST BUSINESS DAY
OF THE REPORTING QUARTER. THE AMOUNT SHOWN
ABOVE SHALL BE AFTER TAX IN ACCORDANCE WITH
THE EFFECTIVE RF LAW. IF HE IS RE-ELECTED
AS CHAIRMAN OF THE BOARD OF DIRECTORS BY
THE SUBSEQUENT ANNUAL GENERAL MEETING OF
SHAREHOLDERS BEFORE THE 2021 YEAR-END, THE
REMUNERATION FOR SERVING AS CHAIRMAN OF THE
BOARD OF DIRECTORS PROVIDED IN
SUB-PARAGRAPH 2.1 OF THIS PARAGRAPH, SHALL
NOT BE PAYABLE. 2.3. ALL DOCUMENTED
EXPENSES INCURRED BY THE CHAIRMAN OF THE
BOARD OF DIRECTORS, IN THE PERFORMANCE OF
HIS DUTIES, INCLUDING: ACCOMMODATION IN
HOTELS, TRAVEL SERVICES, INCLUDING VIP
LOUNGE SERVICES, OTHER AIR TRAVEL FEES AND
CHARGES (BUSINESS AND FIRST CLASS TICKETS),
TELEPHONE CALLS (INCLUDING MOBILE
COMMUNICATION), REPRESENTATION EXPENSES,
WILL BE COMPENSATED IN ACCORDANCE WITH THE
RATES APPROVED BY NORILSK NICKEL PJSC MMC
FOR THE PARTICULAR POSITION CATEGORY. 2.4.
PJSC MMC NORILSK NICKEL SHALL AT ITS OWN
EXPENSE PROVIDE LIFE INSURANCE FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS AGAINST
THE FOLLOWING RISK IN THE PERFORMANCE OF
OFFICIAL DUTIES: DEATH IN AN ACCIDENT WITH
THE COVERAGE TO THE AMOUNT OF AT LEAST USD
3,000,000 (THREE MILLION); SERIOUS BODILY
INJURY IN AN ACCIDENT (OR DISABILITY
RESULTING FROM AN ACCIDENT) WITH THE
COVERAGE TO AMOUNT OF AT LEAST USD
3,000,000 (THREE MILLION); INJURY IN AN
ACCIDENT (OR TEMPORARY DISABILITY RESULTING
FROM AN ACCIDENT) WITH THE COVERAGE TO
AMOUNT OF AT LEAST USD 100,000 (ONE HUNDRED
THOUSAND)
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER OF PJSC MMC NORILSK
NICKEL NOT EMPLOYED BY THE COMPANY AT THE
AMOUNT OF RUB 1,800,000 (ONE MILLION EIGHT
HUNDRED THOUSAND) PER ANNUM BEFORE TAXES.
PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR.
THE ABOVE AMOUNT IS SHOWN BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE LAWS OF THE
RUSSIAN FEDERATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS WHICH Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO AUTHORIZE ASSOCIATED TRANSACTIONS WHICH Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL AND WHICH CONCERN LIABILITY
INSURANCE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL, WHO ARE THE
BENEFICIARIES OF THE TRANSACTION, PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF LIABILITY INSURANCE IS
ONE YEAR; THE TOTAL LIABILITY LIMIT IS NO
LESS THAN USD 200 000 000 AND LIABILITY
LIMIT OF NOT LESS THAN USD 25,000.000 FOR
EXTENDED COVERAGE TO THE PRIMARY CONTRACT,
AS WELL AS AN INSURANCE PREMIUM NOT
EXCEEDING USD 1,000,000
13 TO APPROVE PARTICIPATION OF PJSC MMC Mgmt For For
NORILSK NICKEL IN INTER-REGIONAL
CROSS-INDUSTRY ASSOCIATION OF EMPLOYERS
'UNION OF COPPER AND NICKEL PRODUCERS AND
PRODUCTION SUPPORT PROVIDERS'
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
NEMASKA LITHIUM INC Agenda Number: 710220625
--------------------------------------------------------------------------------------------------------------------------
Security: 64045C106
Meeting Type: MIX
Meeting Date: 18-Dec-2018
Ticker:
ISIN: CA64045C1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: MICHEL BARIL Mgmt Against Against
1.2 ELECTION OF DIRECTOR: FRANCOIS BIRON Mgmt For For
1.3 ELECTION OF DIRECTOR: GUY BOURASSA Mgmt Against Against
1.4 ELECTION OF DIRECTOR: PAUL-HENRI COUTURE Mgmt Against Against
1.5 ELECTION OF DIRECTOR: PATRICK GODIN Mgmt Against Against
1.6 ELECTION OF DIRECTOR: VANESSA LAPLANTE Mgmt For For
1.7 ELECTION OF DIRECTOR: SHIGEKI MIWA Mgmt For For
2 APPOINTMENT OF KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITORS OF THE CORPORATION AND TO
AUTHORIZE THE DIRECTORS TO SET THE
AUDITORS' COMPENSATION
3 AMENDMENT OF THE ARTICLES OF THE Mgmt For For
CORPORATION TO INCREASE THE MAXIMUM NUMBER
OF DIRECTORS FROM SEVEN (7) TO NINE (9)
--------------------------------------------------------------------------------------------------------------------------
OROCOBRE LTD Agenda Number: 710054913
--------------------------------------------------------------------------------------------------------------------------
Security: Q7142R106
Meeting Type: AGM
Meeting Date: 23-Nov-2018
Ticker:
ISIN: AU000000ORE0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 DIRECTORS' REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF ROBERT HUBBARD AS A DIRECTOR Mgmt Against Against
3 RE-ELECTION OF FEDERICO NICHOLSON AS A Mgmt For For
DIRECTOR
4 CONFIRMATION OF APPOINTMENT OF MASAHARU Mgmt For For
KATAYAMA AS A DIRECTOR
5 APPROVAL OF EMPLOYEE PERFORMANCE RIGHTS AND Mgmt For For
OPTIONS PLAN
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 108741 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 4. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PANORAMIC RESOURCES LTD Agenda Number: 710054343
--------------------------------------------------------------------------------------------------------------------------
Security: Q7318E103
Meeting Type: AGM
Meeting Date: 21-Nov-2018
Ticker:
ISIN: AU000000PAN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ELECTION OF MR NICHOLAS LUIGI CERNOTTA AS A Mgmt For For
DIRECTOR
2 ELECTION OF MS REBECCA JADE HAYWARD AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR PETER ROSS SULLIVAN AS A Mgmt For For
DIRECTOR
4 ADOPTION OF REMUNERATION REPORT Mgmt For For
5 APPROVAL FOR THE GRANT OF AWARDS (OPTIONS Mgmt For For
AND PERFORMANCE RIGHTS) AND THE ISSUE OF
SHARES ON THE EXERCISE OF THOSE AWARDS,
UNDER THE NEW PANORAMIC RESOURCES LIMITED
EMPLOYEE SHARE PLAN ("ES PLAN) RULES
6 APPROVAL FOR THE GIVING OF RETIREMENT Mgmt For For
BENEFITS
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 710129998
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: AGM
Meeting Date: 28-Nov-2018
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 ELECTION OF MS SALLY-ANNE LAYMAN AS Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR STEPHEN SCUDAMORE AS Mgmt For For
DIRECTOR
4 ISSUE OF EMPLOYEE OPTIONS AND PERFORMANCE Mgmt For For
RIGHTS TO MR KEN BRINSDEN UNDER THE
EMPLOYEE AWARD PLAN
5 ISSUE OF INCENTIVE OPTIONS TO MS SALLY- Mgmt For For
ANNE LAYMAN
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK Agenda Number: 710855226
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: AGM
Meeting Date: 24-Apr-2019
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENT REPORT AND APPROVAL TO RELEASE
AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE
BOARD OF COMMISSIONERS AND DIRECTORS FROM
THEIR ACTION OF SUPERVISION
2 APPROVAL OF THE COMMUNITY DEVELOPMENT Mgmt For For
PROGRAM ANNUAL REPORT AND FINANCIAL
STATEMENT REPORT
3 APPROVAL TO DETERMINE THE UTILIZATION OF Mgmt For For
COMPANY'S PROFIT FOR THE FINANCIAL YEAR
2018 INCLUDE DIVIDEND DISTRIBUTION
4 TO DETERMINE SALARY OR BENEFIT OF THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF
COMMISSIONERS AND BOARD OF DIRECTORS
5 APPROVAL ON APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTANT FOR FINANCIAL REPORT AND
COMMUNITY DEVELOPMENT PROGRAM REPORT
6 APPROVAL ON UTILIZATION OF FUND RESULTING Mgmt Against Against
FROM LIMITED PUBLIC OFFERING
7 APPROVAL ON APPLICATION OF DECREE OF STATE Mgmt For For
OWNED ENTERPRISE MINISTRY RELATED OF THE
COMMUNITY DEVELOPMENT PROGRAM
8 APPROVAL TO CHANGE COMPANY'S MANAGEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 709692479
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: EGM
Meeting Date: 20-Jul-2018
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 956296 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 2. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 APPROVAL ON RESTRUCTURING AND APPOINTMENT Mgmt Against Against
OF BOARD OF COMMISSIONER (APPOINTMENT
NOBUHIRO MATSUMOTO AS NEW COMMISSIONER
REPLACE THE PREVIOUS COMMISSIONER AKIRA
NOZAKI)
2 AFFIRMATION ON RESTRUCTURING AND Mgmt Against Against
APPOINTMENT OF BOARD OF COMMISSIONER THAT
HAVE BEEN APPROVED BY AGM HELD ON 04 APR
2018
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 710678028
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: AGM
Meeting Date: 02-Apr-2019
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT BOARD OF Mgmt For For
DIRECTORS
2 APPROVAL OF THE ANNUAL REPORT BOARD OF Mgmt For For
COMMISSIONERS
3 APPROVAL OF THE FINANCIAL STATEMENT REPORT Mgmt For For
4 APPROVAL ON PROFIT UTILIZATION AND Mgmt For For
ALLOCATION
5 APPROVAL OF RESTRUCTURING OF BOARD OF Mgmt For For
DIRECTORS
6 APPROVAL OF RESTRUCTURING OF BOARD OF Mgmt For For
COMMISSIONERS
7 APPROVAL OF REMUNERATION FOR COMMISSIONERS Mgmt For For
8 APPROVAL OF REMUNERATION FOR DIRECTORS Mgmt For For
9 APPROVAL OF APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT FOR FINANCIAL REPORT
10 CONFIRMATION OF CHANGES TO THE APPOINTMENT Mgmt For For
OF BOARD OF COMMISSIONERS APPROVED BY THE
EGM ON 20 JULY 2018
--------------------------------------------------------------------------------------------------------------------------
PUBLIC JOINT STOCK COMPANY MINING AND METALLURGICA Agenda Number: 709884957
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 19-Sep-2018
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR THE
FIRST HALF OF 2018. 1. PAY DIVIDENDS ON
ORDINARY SHARES OF PJSC MMC NORILSK NICKEL
FOR THE FIRST HALF OF 2018 IN CASH IN THE
AMOUNT OF RUB 776,02 PER ORDINARY SHARE. 2.
SET OCTOBER 1, 2018 AS THE RECORD DATE FOR
DETERMINING PERSONS ELIGIBLE TO RECEIVE THE
DIVIDENDS
--------------------------------------------------------------------------------------------------------------------------
SHERRITT INTERNATIONAL CORP Agenda Number: 711272067
--------------------------------------------------------------------------------------------------------------------------
Security: 823901103
Meeting Type: AGM
Meeting Date: 24-Jun-2019
Ticker:
ISIN: CA8239011031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 2 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1 AND 3.1 TO
3.7. THANK YOU
1 APPOINTMENT OF AUDITOR: DELOITTE LLP Mgmt Against Against
2 SAY-ON- PAY RESOLUTION Mgmt Against Against
3.1 ELECTION OF DIRECTOR: TIMOTHY BAKER Mgmt Against Against
3.2 ELECTION OF DIRECTOR: MARYSE BELANGER Mgmt For For
3.3 ELECTION OF DIRECTOR: SIR RICHARD LAPTHORNE Mgmt For For
3.4 ELECTION OF DIRECTOR: ADRIAN LOADER Mgmt Against Against
3.5 ELECTION OF DIRECTOR: LISA PANKRATZ Mgmt Against Against
3.6 ELECTION OF DIRECTOR: DAVID PATHE Mgmt For For
3.7 ELECTION OF DIRECTOR: JOHN WARWICK Mgmt For For
CMMT 04 JUN 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 934994270
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2018.
2. Designation of the External Auditor, Credit Mgmt For
Rating Agency and Account Inspectors for
2019.
3. Operations referred to under Title XVI of Mgmt For
Law 18, 046.
4. Investment and Finance Policies. Mgmt For
5. 2018 Net Income and distribution of final Mgmt For
dividend.
6. Future Dividend Policy. Mgmt For
7. Approval of the Board of Directors' 2018 Mgmt For
expenses.
8a. Board Election:(Please note that you can Mgmt Against
vote option "8A" or option "8B" only, if
you vote both option "8A" and option "8B",
the ballot on this resolution will not
count.) (If you vote For this proposal,
please vote Abstain on proposal 8B)
8b. Laurence Golborne, nominated as an Mgmt Against
independent Board member: (Please note that
you can vote option "8A" or option "8B"
only, if you vote both option "8A" and
option "8B", the ballot on this resolution
will not count.) (If you vote For this
proposal, please vote Abstain on proposal
8A)
9. Directors Remunerations. Mgmt For
10. Matters in relation with the Directors' Mgmt For
Committee, Safety, Health and Environmental
Committee, and the Corporate Governance
Committee.
11. Other corresponding matters in compliance Mgmt Against
with pertinent provisions.
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 709946125
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 25-Oct-2018
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR DAVID CRAWFORD AO AS A Mgmt Against Against
DIRECTOR
2.B RE-ELECTION OF DR XOLANI MKHWANAZI AS A Mgmt For For
DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
5 APPROVAL OF LEAVING ENTITLEMENTS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 711241593
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 25-Jun-2019
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakazato, Yoshiaki Mgmt Against Against
2.2 Appoint a Director Nozaki, Akira Mgmt Against Against
2.3 Appoint a Director Asai, Hiroyuki Mgmt Against Against
2.4 Appoint a Director Asahi, Hiroshi Mgmt Against Against
2.5 Appoint a Director Matsumoto, Nobuhiro Mgmt Against Against
2.6 Appoint a Director Taimatsu, Hitoshi Mgmt Against Against
2.7 Appoint a Director Nakano, Kazuhisa Mgmt Against Against
2.8 Appoint a Director Ishii, Taeko Mgmt Against Against
3 Appoint a Corporate Auditor Yamada, Yuichi Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Renewal of Policy regarding Mgmt For For
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
SYRAH RESOURCES LTD Agenda Number: 710996349
--------------------------------------------------------------------------------------------------------------------------
Security: Q8806E100
Meeting Type: AGM
Meeting Date: 24-May-2019
Ticker:
ISIN: AU000000SYR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF MS LISA BAHASH AS A DIRECTOR OF Mgmt For For
THE COMPANY
3 RE-ELECTION OF MR JAMES ASKEW AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
4 RE-ELECTION OF MR SAM RIGGALL AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 APPROVAL TO GRANT OPTIONS TO MS LISA BAHASH Mgmt For For
6 RATIFICATION OF PRIOR ISSUE OF SHARES Mgmt For For
7 APPROVAL TO ISSUE FULLY PAID ORDINARY Mgmt For For
SHARES TO MR SHAUN VERNER (OR HIS NOMINEE)
AS MR VERNER'S 2018 SHORT TERM INCENTIVE
8 APPROVAL TO GRANT PERFORMANCE RIGHTS TO MR Mgmt For For
SHAUN VERNER (OR HIS NOMINEE) AS HIS 2019
LONG TERM INCENTIVE
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
9 RENEWAL OF THE PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS IN THE CONSTITUTION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
TAWANA RESOURCES NL Agenda Number: 709577247
--------------------------------------------------------------------------------------------------------------------------
Security: Q89169116
Meeting Type: OGM
Meeting Date: 06-Jul-2018
Ticker:
ISIN: AU000000TAW7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 AUTHORISATION OF DISPOSAL OF PROJECTS Mgmt For For
2 APPROVAL OF EQUAL CAPITAL REDUCTION Mgmt For For
3 AMENDMENT TO CONSTITUTION: CLAUSES: 20.8, Mgmt For For
20.9, 20.10 AND 20.11
CMMT PLEASE NOTE THAT RESOLUTION 2 (TO EFFECT Non-Voting
THE DEMERGER) IS CONDITIONAL ON
SHAREHOLDERS APPROVING RESOLUTION 1 (TO
APPROVE THE DISPOSAL OF THE PROJECTS) AND
RESOLUTION 3 (TO AMEND THE CONSTITUTION).
THIS MEANS THAT IN ORDER TO IMPLEMENT THE
DEMERGER, SHAREHOLDERS NEED TO APPROVE BOTH
RESOLUTION 1 AND RESOLUTION 3. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 710789023
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 25-Apr-2019
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
O.1 PURSUANT TO ARTICLES 95-96 OF THE COMPANIES Non-Voting
CODE THE DIRECTORS HAVE DRAFTED AN ANNUAL
REPORT IN WHICH THEY ACCOUNT FOR THEIR
MANAGEMENT. PURSUANT TO ARTICLES 143-144 OF
THE COMPANIES CODE THE STATUTORY AUDITOR
HAS DRAFTED A DETAILED REPORT. THESE
REPORTS DO NOT NEED TO BE APPROVED BY THE
SHAREHOLDERS
O.2 APPROVING THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
O.3 APPROVING THE STATUTORY ANNUAL ACCOUNTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2018 SHOWING A PROFIT FOR THE FINANCIAL
YEAR IN THE AMOUNT OF EUR 227,001,378.00
(AS SPECIFIED) APPROVING THE PROPOSED
APPROPRIATION OF THE RESULT INCLUDING THE
PAYMENT OF A GROSS DIVIDEND OF EUR 0.75 PER
SHARE (AS SPECIFIED). TAKING INTO ACCOUNT
THE GROSS INTERIM DIVIDEND OF EUR 0.35 PER
NEW SHARE PAID IN AUGUST 2018, A BALANCE
GROSS AMOUNT OF EUR 0.40 PER SHARE (AS
SPECIFIED) WILL BE PAID ON THURSDAY 2 MAY
2019
O.4 THIS ITEM RELATES TO THE SUBMISSION OF THE Non-Voting
CONSOLIDATED ANNUAL ACCOUNTS OF UMICORE.
PURSUANT TO ARTICLE 119 OF THE COMPANIES
CODE THE DIRECTORS HAVE DRAFTED A REPORT ON
THESE ANNUAL ACCOUNTS; THE STATUTORY
AUDITOR HAS DRAFTED A DETAILED REPORT
PURSUANT TO ARTICLE 148 OF THE COMPANIES
CODE. THESE ANNUAL ACCOUNTS AND REPORTS DO
NOT NEED TO BE APPROVED BY THE SHAREHOLDERS
O.5 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR MANDATE DURING THE
2018 FINANCIAL YEAR
O.6 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF HIS MANDATE DURING
THE 2018 FINANCIAL YEAR
O.7.1 RE-ELECTING MRS FRANCOISE CHOMBAR AS Mgmt For For
INDEPENDENT DIRECTOR FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2022
ORDINARY SHAREHOLDERS' MEETING
O.7.2 APPOINTING MR LAURENT RAETS AS DIRECTOR FOR Mgmt For For
A PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2022 ORDINARY SHAREHOLDERS' MEETING
O.7.3 APPROVING THE BOARD MEMBERS' REMUNERATION Mgmt For For
PROPOSED FOR THE FINANCIAL YEAR 2019
CONSISTING OF: AT THE LEVEL OF THE BOARD OF
DIRECTORS: (1) A FIXED FEE OF EUR 60,000
FOR THE CHAIRMAN AND EUR 27,000 FOR EACH
NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN, EUR 2,500 FOR EACH BELGIUM-BASED
NON-EXECUTIVE DIRECTOR AND EUR 3,500 FOR
EACH FOREIGN-BASED NON-EXECUTIVE DIRECTOR,
AND (3) BY WAY OF ADDITIONAL FIXED
REMUNERATION, A GRANT OF 2,000 UMICORE
SHARES TO THE CHAIRMAN AND 1,000 UMICORE
SHARES TO EACH NON-EXECUTIVE DIRECTOR; AT
THE LEVEL OF THE AUDIT COMMITTEE: (1) A
FIXED FEE OF EUR 10,000 FOR THE CHAIRMAN OF
THE COMMITTEE AND EUR 5,000 FOR EACH OTHER
MEMBER, AND (2) A FEE PER ATTENDED MEETING
OF EUR 5,000 FOR THE CHAIRMAN OF THE
COMMITTEE AND EUR 3,000 FOR EACH OTHER
MEMBER; AT THE LEVEL OF THE NOMINATION AND
REMUNERATION COMMITTEE: A FEE PER ATTENDED
MEETING OF EUR 5,000 FOR THE CHAIRMAN OF
THE COMMITTEE AND EUR 3,000 FOR EACH OTHER
MEMBER
S.1 APPROVING, IN ACCORDANCE WITH ARTICLE 556 Mgmt For For
OF THE COMPANIES CODE, CLAUSE 9.2 OF THE
REVOLVING FACILITY AGREEMENT DATED 23 APRIL
2018 BETWEEN UMICORE (AS BORROWER) AND
SEVERAL FINANCIAL INSTITUTIONS (AS
LENDERS), WHICH EXEMPTS THE LENDERS FROM
FURTHER FUNDING (EXCEPT UNDER ROLLOVER
LOANS) AND ALSO, UNDER CERTAIN CONDITIONS,
ENTITLES THEM TO CANCEL THEIR COMMITMENT
UNDER SAID AGREEMENT, CAUSING THEIR
PARTICIPATION IN ALL AMOUNTS (OUTSTANDING
LOANS, ACCRUED INTERESTS AND ANY OTHER
AMOUNTS) TO BE IMMEDIATELY DUE AND PAYABLE,
IN THE EVENT THAT ANY PERSON OR GROUP OF
PERSONS ACTING IN CONCERT GAIN(S) CONTROL
OVER UMICORE
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD Agenda Number: 710082265
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: AGM
Meeting Date: 22-Nov-2018
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 TO 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - MR RICHARD YEATES
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 GRANT OF PERFORMANCE RIGHTS TO DANIEL Mgmt For For
LOUGHER
4 GRANT OF PERFORMANCE RIGHTS TO DAVID Mgmt For For
SOUTHAM
5 ADOPTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
CMMT 23 OCT 2018: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 14 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE
CMMT 23 OCT 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Amplify BlackSwan Growth & Treasury Core ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify CWP Enhanced Dividend Income ETF
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934941736
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt Withheld Against
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt Withheld Against
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt Withheld Against
M.D. White Mgmt Withheld Against
2. Ratification of Ernst & Young LLP as Mgmt Against Against
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr For Against
Chairman
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt Against Against
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt Against Against
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935008943
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt Against Against
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt Against Against
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt Against Against
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt Against Against
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr For Against
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934993088
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt Against Against
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt Against Against
2. Ratification of Appointment of PwC as Mgmt Against Against
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Human Right to Water Shr Against For
5. Report on Reducing Carbon Footprint Shr For Against
6. Create a Board Committee on Climate Change Shr For Against
7. Adopt Policy for an Independent Chairman Shr For Against
8. Set Special Meeting Threshold at 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt Against Against
1f. Election of Director: Charles H. Robbins Mgmt Against Against
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt Against Against
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934879909
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment and restatement of our Mgmt For For
certificate of incorporation to eliminate
all or some of the Class B Election Rights.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934959480
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1b. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1g. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1i. Election of Equity Director: Daniel G. Kaye Mgmt For For
1j. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1k. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1l. Election of Equity Director: Alex J. Mgmt Against Against
Pollock
1m. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1n. Election of Equity Director: William R. Mgmt Against Against
Shepard
1o. Election of Equity Director: Howard J. Mgmt For For
Siegel
1p. Election of Equity Director: Michael A. Mgmt For For
Spencer
1q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young as our independent registered public
accounting firm for 2019.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 934949326
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt Withheld Against
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt Withheld Against
Lynn J. Good Mgmt Withheld Against
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt Withheld Against
Charles W. Moorman IV Mgmt For For
Marya M. Rose Mgmt For For
Carlos A. Saladrigas Mgmt Withheld Against
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
Duke Energy's independent registered public
accounting firm for 2019
3. Advisory vote to approve Duke Energy's Mgmt Against Against
named executive officer compensation
4. Shareholder proposal regarding political Shr Against For
contributions
5. Shareholder proposal regarding providing an Shr Against For
annual report on Duke Energy's lobbying
expenses
6. Shareholder proposal regarding a report on Shr For Against
mitigating health and climate impacts of
coal use
7. Shareholder proposal regarding a report on Shr For Against
the costs and benefits of Duke Energy's
voluntary environment-related activities
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934938638
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt Against Against
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Mark B. McClellan Mgmt For For
1h. Election of Director: Anne M. Mulcahy Mgmt For For
1i. Election of Director: William D. Perez Mgmt Against Against
1j. Election of Director: Charles Prince Mgmt Against Against
1k. Election of Director: A. Eugene Washington Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019.
4. Shareholder Proposal - Clawback Disclosure Shr Against For
5. Shareholder Proposal - Executive Shr Against For
Compensation and Drug Pricing Risks.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt Against Against
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt Against Against
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt Against Against
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt Against Against
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt Against Against
public accounting firm
4. Gender pay equity report Shr For Against
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934980473
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd Dean Mgmt For For
1b. Election of Director: Stephen Easterbrook Mgmt For For
1c. Election of Director: Robert Eckert Mgmt Against Against
1d. Election of Director: Margaret Georgiadis Mgmt For For
1e. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1f. Election of Director: Richard Lenny Mgmt Against Against
1g. Election of Director: John Mulligan Mgmt For For
1h. Election of Director: Sheila Penrose Mgmt For For
1i. Election of Director: John Rogers, Jr. Mgmt For For
1j. Election of Director: Paul Walsh Mgmt For For
1k. Election of Director: Miles White Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to approve the appointment of Mgmt Against Against
Ernst & Young LLP as independent auditor
for 2019.
4. Vote to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
lower the authorized range of the number of
Directors on the Board to 7 to 15
Directors.
5. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt Against Against
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt Against Against
1f. Election of Director: Thomas H. Glocer Mgmt Against Against
1g. Election of Director: Rochelle B. Lazarus Mgmt Against Against
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt Against Against
1j. Election of Director: Inge G. Thulin Mgmt Against Against
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt Against Against
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt Against Against
Plan.
4. Ratification of the appointment of the Mgmt Against Against
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr For Against
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr Against For
pricing.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt Against Against
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934959404
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt Against Against
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt Against Against
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2019.
4. Report on Environmental Impact of Cocoa Shr For Against
Supply Chain.
5. Consider Employee Pay in Setting Chief Shr For Against
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934864237
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt Withheld Against
John C. Lechleiter Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934959341
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt Withheld Against
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt Withheld Against
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt Withheld Against
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Nucor's
independent registered public accounting
firm for the year ending December 31, 2019
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2018
4. Stockholder proposal regarding lobbying Shr Against For
report
5. Stockholder proposal regarding political Shr Against For
spending report
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934941750
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt Against Against
1c. Election of Director: Arthur D. Collins Jr. Mgmt Against Against
1d. Election of Director: Edmund P. Mgmt Against Against
Giambastiani Jr.
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Nikki R. Haley Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt Against Against
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt Against Against
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt Against Against
LLP as Independent Auditor for 2019.
4. Additional Report on Lobbying Activities. Shr Against For
5. Impact of Share Repurchases on Performance Shr Against For
Metrics.
6. Independent Board Chairman. Shr For Against
7. Remove Size Limit on Proxy Access Group. Shr For Against
8. Mandatory Retention of Significant Stock by Shr For Against
Executives
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934976157
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt Against Against
1g. Election of Director: Helena B. Foulkes Mgmt Against Against
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt Against Against
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
5. Shareholder Proposal to Reduce the Shr Against For
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr For Against
Prison Labor in the Supply Chain
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934870115
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2018
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Francis S. Blake Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Amy L. Chang Mgmt For For
1d. Election of Director: Kenneth I. Chenault Mgmt For For
1e. Election of Director: Scott D. Cook Mgmt Against Against
1f. Election of Director: Joseph Jimenez Mgmt For For
1g. Election of Director: Terry J. Lundgren Mgmt For For
1h. Election of Director: W. James McNerney, Mgmt Against Against
Jr.
1i. Election of Director: Nelson Peltz Mgmt For For
1j. Election of Director: David S. Taylor Mgmt For For
1k. Election of Director: Margaret C. Whitman Mgmt For For
1l. Election of Director: Patricia A. Woertz Mgmt For For
1m. Election of Director: Ernesto Zedillo Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm
3. Advisory Vote on the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote)
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934921099
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt Against Against
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt Against Against
1g. Election of Director: Maria Elena Mgmt Against Against
Lagomasino
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2019.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr For Against
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt Against Against
Jr.
1b. Election of Director: Richard T. Burke Mgmt Against Against
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt Against Against
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1i. Election of Director: Glenn M. Renwick Mgmt Against Against
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr For Against
proxy statement requesting an amendment to
the proxy access bylaw, if properly
presented at the 2019 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 934945948
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt Against Against
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Donald L. Nickles Mgmt Against Against
1F. Election of Director: Philip J. Pfeiffer Mgmt For For
1G. Election of Director: Robert A. Profusek Mgmt Against Against
1H. Election of Director: Stephen M. Waters Mgmt Against Against
1I. Election of Director: Randall J. Mgmt For For
Weisenburger
1J. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt Against Against
Valero's independent registered public
accounting firm for 2019.
3. Approve, by non-binding vote, the 2018 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934943261
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Kathryn A. Tesija Mgmt For For
1i. Election of Director: Hans E. Vestberg Mgmt Against Against
1j. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Nonqualified Savings Plan Earnings Shr Against For
5. Independent Chair Shr For Against
6. Report on Online Child Exploitation Shr For Against
7. Cybersecurity and Data Privacy Shr For Against
8. Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934911074
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt Against Against
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt Against Against
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935000872
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Stephen J. Mgmt For For
Easterbrook
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Sarah J. Friar Mgmt For For
1e. Election of Director: Carla A. Harris Mgmt For For
1f. Election of Director: Thomas W. Horton Mgmt For For
1g. Election of Director: Marissa A. Mayer Mgmt For For
1h. Election of Director: C. Douglas McMillon Mgmt For For
1i. Election of Director: Gregory B. Penner Mgmt For For
1j. Election of Director: Steven S Reinemund Mgmt For For
1k. Election of Director: S. Robson Walton Mgmt For For
1l. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants
4. Request to Strengthen Prevention of Shr For Against
Workplace Sexual Harassment
5. Request to Adopt Cumulative Voting Shr Against For
Amplify CrowdBureau Peer to Peer Lending and Crowdfunding ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify EASI Tactical Growth ETF
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 934877929
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerald S. Adolph Mgmt Against Against
1b. Election of Director: John F. Barrett Mgmt For For
1c. Election of Director: Melanie W. Barstad Mgmt For For
1d. Election of Director: Robert E. Coletti Mgmt For For
1e. Election of Director: Scott D. Farmer Mgmt Against Against
1f. Election of Director: James J. Johnson Mgmt For For
1g. Election of Director: Joseph Scaminace Mgmt For For
1h. Election of Director: Ronald W. Tysoe Mgmt Against Against
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL Agenda Number: 934866786
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Doyle N. Beneby Mgmt For For
1B. Election of Director: Gary D. Burnison Mgmt For For
1C. Election of Director: William R. Floyd Mgmt For For
1D. Election of Director: Christina A. Gold Mgmt For For
1E. Election of Director: Jerry P. Leamon Mgmt For For
1F. Election of Director: Angel R. Martinez Mgmt For For
1G. Election of Director: Debra J. Perry Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt Against Against
2. Advisory (non-binding) resolution to Mgmt For For
approve the Company's executive
compensation.
3. Appointment of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for Company's 2019 fiscal
year
4. Approve amendments to the Company's Mgmt For For
Restated Certificate of Incorporation to
allow holders of 25% of outstanding shares
to call special stockholder meetings.
5. Stockholder proposal requesting amendments Shr Against For
to allow holders of 10% of outstanding
shares to call special stockholder
meetings, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt Against Against
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
ORION ENGINEERED CARBONS S A Agenda Number: 934881322
--------------------------------------------------------------------------------------------------------------------------
Security: L72967109
Meeting Type: Special
Meeting Date: 16-Oct-2018
Ticker: OEC
ISIN: LU1092234845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratification of the co-optation by the Mgmt For For
Board of Directors on August 2, 2018 and
appointment of Ms. Kerry Galvin, as
Director for a term ending at the annual
general meeting of shareholders called to
approve the Company's annual accounts for
the financial year ending December 31,
2019.
2. Appointment of Mr. Jack Clem, as Director Mgmt For For
for a period ending at the annual general
meeting of shareholders called to approve
the Company's annual accounts for the
financial year ending December 31, 2019.
3. Appointment of Mr. Corning Painter, as Mgmt For For
Director for a period ending at the annual
general meeting of shareholders called to
approve the Company's annual accounts for
the financial year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
PROPETRO HOLDING CORP. Agenda Number: 935010443
--------------------------------------------------------------------------------------------------------------------------
Security: 74347M108
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: PUMP
ISIN: US74347M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Redman Mgmt For For
Spencer D. Armour, III Mgmt For For
Steven Beal Mgmt For For
Mark S. Berg Mgmt For For
Anthony Best Mgmt For For
Pryor Blackwell Mgmt For For
Alan E. Douglas Mgmt For For
Royce W. Mitchell Mgmt For For
Jack B. Moore Mgmt For For
2. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove
inoperative provisions related to the
Company's former majority stockholder.
3. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove the
supermajority voting requirement for
stockholders to amend the Company's Bylaws.
4. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove the
supermajority voting requirement for
stockholders to amend the Company's
Certificate of Incorporation.
5. To approve, on a non-binding advisory Mgmt For For
basis, the Company's named executive
officer compensation.
6. To approve an advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
7. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 934874935
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100
Meeting Type: Annual
Meeting Date: 24-Oct-2018
Ticker: QNST
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Valenti Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as QuinStreet,
Inc.'s independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
3. Approval, by advisory vote, of the Mgmt For For
compensation awarded to QuinStreet, Inc.'s
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934851076
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sohaib Abbasi Mgmt For For
1.2 Election of Director: W. Steve Albrecht Mgmt For For
1.3 Election of Director: Charlene T. Begley Mgmt For For
1.4 Election of Director: Narendra K. Gupta Mgmt Against Against
1.5 Election of Director: Kimberly L. Hammonds Mgmt For For
1.6 Election of Director: William S. Kaiser Mgmt Against Against
1.7 Election of Director: James M. Whitehurst Mgmt Against Against
1.8 Election of Director: Alfred W. Zollar Mgmt For For
2. To approve, on an advisory basis, a Mgmt For For
resolution relating to Red Hat's executive
compensation
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as Red Hat's
independent registered public accounting
firm for the fiscal year ending February
28, 2019
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934862853
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Special
Meeting Date: 18-Sep-2018
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of May 11, 2018, as it
may be amended from time to time, by and
between State Bank Financial Corporation
("State Bank") and Cadence Bancorporation
("Cadence"), pursuant to which State Bank
will merge with and into Cadence (the
"merger proposal").
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis the compensation that may be
paid or become payable to the named
executive officers of State Bank that is
based on or otherwise relates to the
merger.
3. Proposal to approve one or more Mgmt For For
adjournments of the State Bank special
meeting, if necessary or appropriate,
including adjournments to permit further
solicitation of proxies in favor of the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
UBIQUITI NETWORKS, INC. Agenda Number: 934893618
--------------------------------------------------------------------------------------------------------------------------
Security: 90347A100
Meeting Type: Annual
Meeting Date: 11-Dec-2018
Ticker: UBNT
ISIN: US90347A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Michael E. Mgmt For For
Hurlston
1b. Election of Class I Director: Rafael Torres Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Ubiquiti's independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
3. The approval of Ubiquiti's named executive Mgmt For For
officer compensation, on an advisory and
non-binding basis.
4. The frequency of holding future advisory Mgmt 1 Year Against
stockholder votes on executive officer
compensation, on an advisory and
non-binding basis.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935018780
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald E.F. Codd Mgmt For For
Peter P. Gassner Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt Against Against
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935027018
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. An advisory vote to approve named executive Mgmt For For
officer compensation, as described in
VMware's Proxy Statement.
3. To approve an amendment to the Amended and Mgmt Against Against
Restated 2007 Equity and Incentive Plan.
4. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Employee Stock Purchase Plan.
5. To ratify the selection by the Audit Mgmt Against Against
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
XCERRA CORPORATION Agenda Number: 934863728
--------------------------------------------------------------------------------------------------------------------------
Security: 98400J108
Meeting Type: Special
Meeting Date: 30-Aug-2018
Ticker: XCRA
ISIN: US98400J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 7, 2018, by and
among Cohu, Inc., Xavier Acquisition
Corporation and the Company.
2. To approve any proposal to adjourn the Mgmt For For
Special Meeting to a later date or dates if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes to approve the Merger
Agreement at the time of the Special
Meeting.
3. To approve, by non-binding, advisory vote, Mgmt Against Against
compensation that will or may become
payable by Xcerra Corporation to its named
executive officers in connection with the
Merger.
Amplify International Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935010633
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 10-Jun-2019
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emiliano Calemzuk Mgmt For For
Marcos Galperin Mgmt Withheld Against
Roberto Balls Sallouti Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Adoption of the Amended and Restated 2009 Mgmt For For
Equity Compensation Plan.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935012372
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tobias Lutke Mgmt Withheld Against
Robert Ashe Mgmt For For
Gail Goodman Mgmt For For
Colleen Johnston Mgmt For For
Jeremy Levine Mgmt For For
John Phillips Mgmt For For
2 Resolution approving the re-appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3 Non-binding advisory resolution that the Mgmt For For
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 935034063
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Adoption of the annual accounts over the Mgmt For
financial year 2018.
6. Appointment of the external auditor for the Mgmt For
financial year 2019.
7. Release of the managing directors from Mgmt For
liability for the exercise of their duties
during the financial year 2018.
8. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2018.
9. Reappointment of R.T.J. Schromgens as Mgmt For
managing director for a period expiring at
the end of the annual general meeting to be
held in the year 2020.
10. Reappointment of T.J. Thomas as managing Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2020.
11. Reappointment of P.M. Kern as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2022.
12. Appointment of H. Mankodi as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2022.
13. Reappointment of F.G. Mazzella as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
14. Reappointment of M.D. Okerstrom as Mgmt Against
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
15. Reappointment of L.N. Ostberg as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
16. Reappointment of D. Schneider as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
17. Authorization of the management board to Mgmt For
acquire shares in the Company's capital.
18. Approval under the Company's 2016 Amended Mgmt Against
and Restated Omnibus Incentive Plan.
Amplify Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 934892604
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 11-Dec-2018
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geralyn R. Breig Mgmt For For
Celia Brown Mgmt For For
James Cannavino Mgmt Withheld Against
Eugene DeMark Mgmt For For
Leonard J. Elmore Mgmt Withheld Against
Sean Hegarty Mgmt For For
Christopher G. McCann Mgmt For For
James F. McCann Mgmt Withheld Against
Katherine Oliver Mgmt For For
Larry Zarin Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
June 30, 2019.
3. To vote on one shareholder proposal Shr For Against
regarding a change to provide that all of
the Company's outstanding stock have one
vote per share.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934878553
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 31-Oct-2018
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a three Mgmt Against Against
year term: JOSEPH C. TSAI
1b. Election of Director to serve for a three Mgmt For For
year term: J. MICHAEL EVANS
1c. Election of Director to serve for a three Mgmt For For
year term: ERIC XIANDONG JING
1d. Election of Director to serve for a three Mgmt For For
year term: BORJE E. EKHOLM
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934985954
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt Against Against
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr Against For
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr For Against
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr For Against
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr For Against
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
ASKUL CORPORATION Agenda Number: 709748466
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 02-Aug-2018
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Iwata, Shoichiro Mgmt No vote
2.2 Appoint a Director Yoshida, Hitoshi Mgmt No vote
2.3 Appoint a Director Yoshioka, Akira Mgmt No vote
2.4 Appoint a Director Koshimizu, Hironori Mgmt No vote
2.5 Appoint a Director Kimura, Miyoko Mgmt No vote
2.6 Appoint a Director Toda, Kazuo Mgmt No vote
2.7 Appoint a Director Imaizumi, Koji Mgmt No vote
2.8 Appoint a Director Ozawa, Takao Mgmt No vote
2.9 Appoint a Director Miyata, Hideaki Mgmt No vote
2.10 Appoint a Director Saito, Atsushi Mgmt No vote
3 Appoint a Corporate Auditor Kitada, Mikinao Mgmt No vote
4 Approve Details of the Restricted-Share Mgmt No vote
Compensation Plan to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
ASOS PLC Agenda Number: 710130763
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 29-Nov-2018
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt No vote
3 ELECT ADAM CROZIER AS DIRECTOR Mgmt No vote
4 RE-ELECT NICK BEIGHTON AS DIRECTOR Mgmt No vote
5 RE-ELECT RITA CLIFTON AS DIRECTOR Mgmt No vote
6 RE-ELECT IAN DYSON AS DIRECTOR Mgmt No vote
7 RE-ELECT HILARY RIVA AS DIRECTOR Mgmt No vote
8 RE-ELECT NICK ROBERTSON AS DIRECTOR Mgmt No vote
9 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITORS
10 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt No vote
AUDITORS
11 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt No vote
RIGHTS
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt No vote
PRE-EMPTIVE RIGHTS
13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt No vote
SHARES
14 APPROVE INCREASE IN THE MAXIMUM AGGREGATE Mgmt No vote
FEES PAYABLE TO NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935004957
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt Withheld Against
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory Vote to Approve 2018 Executive Mgmt For For
Compensation.
4. Stockholder Proposal requesting that the Shr For Against
Company amend its proxy access bylaw.
--------------------------------------------------------------------------------------------------------------------------
CARVANA CO. Agenda Number: 934944580
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Danforth Quayle Mgmt For For
Gregory Sullivan Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as Carvana's independent
registered public accounting firm for the
year ending December 31, 2019.
3. Approval, by an advisory vote, of Carvana's Mgmt For For
executive compensation (i.e., "say-on-pay"
proposal).
4. Recommendation, by an advisory vote, of the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation (i.e., "say-on-pay
frequency")
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 934995006
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John York Mgmt For For
2. To approve the non-binding advisory vote on Mgmt For For
executive compensation for the year ended
December 31, 2018.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS N.V. Agenda Number: 934890977
--------------------------------------------------------------------------------------------------------------------------
Security: N20146101
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: CMPR
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the amendment and restatement of Mgmt For For
our articles of association to replace our
current two-tier board structure with a
single-tier Board of Directors.
2. Appoint Robert S. Keane as an executive Mgmt For For
director to our Board of Directors to serve
for a term of one year ending on the date
of our annual general meeting of
shareholders in 2019.
3. Appoint Scott Vassalluzzo as a Mgmt Against Against
non-executive director to our Board of
Directors to serve for a term of one year
ending on the date of our annual general
meeting of shareholders in 2019.
4. Appoint Sophie A. Gasperment as a Mgmt For For
non-executive director to our Board of
Directors to serve for a term of two years
ending on the date of our annual general
meeting of shareholders in 2020.
5. Appoint John J. Gavin, Jr. as a Mgmt Against Against
non-executive director to our Board of
Directors to serve for a term of three
years ending on the date of our annual
general meeting of shareholders in 2021.
6. Appoint Zachary S. Sternberg as a Mgmt For For
non-executive director to our Board of
Directors to serve for a term of three
years ending on the date of our annual
general meeting of shareholders in 2021.
7. Vote on a non-binding "say on pay" proposal Mgmt Against Against
regarding the compensation of our named
executive officers.
8. Adopt our statutory annual accounts for the Mgmt For For
fiscal year ended June 30, 2018.
9. Discharge the members of our Management Mgmt For For
Board from liability with respect to the
exercise of their duties during the year
ended June 30, 2018.
10. Discharge the members of our Supervisory Mgmt For For
Board from liability with respect to the
exercise of their duties during the year
ended June 30, 2018.
11. Authorize the Board of Directors to Mgmt Against Against
repurchase up to 6,200,000 of our issued
and outstanding ordinary shares until May
13, 2020.
12. Authorize the Board of Directors to issue Mgmt For For
ordinary shares or grant rights to
subscribe for ordinary shares until May 13,
2020.
13. Authorize the Board of Directors to exclude Mgmt For For
or restrict our shareholders' preemptive
rights with respect to ordinary shares and
rights to subscribe for ordinary shares
until May 13, 2020.
14. Appoint PricewaterhouseCoopers LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2019.
15. Approve a Remuneration Policy for our Board Mgmt Against Against
of Directors.
16. Approve the grant of ordinary share awards Mgmt For For
to the members of our Supervisory Board who
were not nominated for appointment to our
Board of Directors.
17. Approve an amendment to our 2016 Mgmt Against Against
Performance Equity Plan.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 934905261
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 17-Dec-2018
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt Against Against
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt Against Against
1.5 Election of Director: Daniel J. Englander Mgmt Against Against
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
2. Advisory (non-binding) stockholder vote on Mgmt For For
executive compensation (say-on-pay vote).
3. To ratify a cash and equity director Mgmt For For
compensation program for our executive
chairman and non-employee directors
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2019.
5. To approve adjournment of the meeting to a Mgmt For For
later date or dates, if necessary or
desirable, to permit further solicitation
and vote of proxies, in the event that
there are not sufficient votes to approve
one or more of the above proposals.
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 711207983
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 12-Jun-2019
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2018, TOGETHER WITH THE
COMBINED MANAGEMENT REPORT FOR DELIVERY
HERO SE AND THE DELIVERY HERO GROUP AND THE
REPORT OF THE SUPERVISORY BOARD ON THE
INFORMATION REQUIRED PURSUANT TO SECTIONS
289A (1), 315A (1) OF THE GERMAN COMMERCIAL
CODE (HANDELSGESETZBUCH - HGB)
2 DISCHARGE OF THE MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2018
3.1 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: DR. MARTIN ENDERLE
3.2 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: HILARY KAY GOSHER
3.3 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: BJORN OLOF LJUNGBERG
3.4 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: PATRICK KOLEK
3.5 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: VERA STACHOWIAK
3.6 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: SEMIH YALCIN
3.7 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JONATHAN GREEN
3.8 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JEFFREY LIEBERMAN
3.9 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: GEORG GRAF VON WALDERSEE
3.10 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JANIS ZECH
4 RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
AUDITOR AND THE AUDITOR OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR OF
INTERIM FINANCIAL REPORTS AND ANY OTHER
FINANCIAL INFORMATION OF THE COMPANY DURING
THE FINANCIAL YEAR: KPMG AG
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, BE
APPOINTED AUDITOR OF THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2019
AND FOR A REVIEW OF THE INTERIM FINANCIAL
REPORTS AND, IF APPLICABLE, OF ADDITIONAL
INTERIM FINANCIAL INFORMATION WITHIN THE
MEANING OF SECTION 115 (7) OF THE GERMAN
SECURITIES TRADING ACT
(WERTPAPIERHANDELSGESETZ - WPHG) IN FISCAL
YEAR 2019 PREPARED PRIOR TO THE ANNUAL
GENERAL MEETING IN 2020 AND AS FAR AS A
REVIEW IS COMMISSIONED
5 RESOLUTION ON THE AMENDMENT OF AUTHORIZED Mgmt No vote
CAPITAL/VII PURSUANT TO SECTION 4 (8) OF
THE ARTICLES OF ASSOCIATION AND
CORRESPONDING AMENDMENTS OF SECTION 4 (8)
OF THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
PREVIOUS AUTHORIZATION TO ISSUE CONVERTIBLE
BONDS, BONDS WITH WARRANTS, PROFIT
PARTICIPATION RIGHTS AND/OR PROFIT
PARTICIPATING BONDS (OR COMBINATIONS OF
THESE INSTRUMENTS) WITH THE POSSIBILITY OF
EXCLUDING SUBSCRIPTION RIGHTS AND
CONDITIONAL CAPITAL 2017/I; RESOLUTION ON A
NEW AUTHORIZATION TO ISSUE CONVERTIBLE
BONDS, BONDS WITH WARRANTS, PROFIT
PARTICIPATION RIGHTS AND/OR PROFIT
PARTICIPATING BONDS (OR COMBINATIONS OF
THESE INSTRUMENTS) WITH THE POSSIBILITY OF
EXCLUDING SUBSCRIPTION RIGHTS AND ON THE
CREATION OF CONDITIONAL CAPITAL 2019/I AS
WELL AS ON THE CORRESPONDING AMENDMENT TO
ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
7 RESOLUTION ON AN AMENDMENT OF SECTION 16 Mgmt No vote
(3) OF THE ARTICLES OF ASSOCIATION
8 RESOLUTION ON AN ADJUSTMENT OF THE Mgmt No vote
COMPENSATION OF THE MEMBERS OF THE
SUPERVISORY BOARD AND CORRESPONDING
AMENDMENT OF SECTION 15 OF THE ARTICLES OF
ASSOCIATION
9 RESOLUTION ON AN AMENDMENT OF SECTION 10 Mgmt No vote
(2) SENTENCE 1 AND SECTION 10 (3) SENTENCE
3 OF THE ARTICLES OF ASSOCIATION
10 RESOLUTION ON AN AMENDMENT OF SECTION 12 Mgmt No vote
(2) OF THE ARTICLES OF ASSOCIATION
11 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt No vote
SUBSCRIPTION RIGHTS TO MEMBERS OF THE
MANAGEMENT BOARD OF THE COMPANY, TO MEMBERS
OF THE MANAGEMENT OF AFFILIATED COMPANIES
AND TO SELECTED EXECUTIVES AND EMPLOYEES OF
THE COMPANY AND AFFILIATED COMPANIES IN
GERMANY AND ABROAD (STOCK OPTION PROGRAM
2019) AND THE CREATION OF CONDITIONAL
CAPITAL 2019/II AS WELL AS THE
CORRESPONDING AMENDMENT OF SECTION 4 OF THE
ARTICLES OF ASSOCIATION
12 RESOLUTION ON THE AMENDMENT OF THE Mgmt No vote
RESOLUTION OF THE EXTRAORDINARY GENERAL
MEETING OF 13 JUNE 2017 ON THE
AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS
TO MEMBERS OF THE MANAGEMENT BOARD OF THE
COMPANY, TO MEMBERS OF THE MANAGEMENT OF
AFFILIATED COMPANIES AS WELL AS TO SELECTED
EXECUTIVES AND EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES IN GERMANY AND ABROAD
(STOCK OPTION PROGRAM 2017) AND ADJUSTMENT
OF THE CONDITIONAL CAPITAL 2017/II AS WELL
AS THE CORRESPONDING AMENDMENT OF ARTICLE 4
(10) OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 934993583
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fred D. Anderson Jr. Mgmt Against Against
1b. Election of Director: Anthony J. Bates Mgmt Against Against
1c. Election of Director: Adriane M. Brown Mgmt For For
1d. Election of Director: Jesse A. Cohn Mgmt For For
1e. Election of Director: Diana Farrell Mgmt For For
1f. Election of Director: Logan D. Green Mgmt For For
1g. Election of Director: Bonnie S. Hammer Mgmt Against Against
1h. Election of Director: Kathleen C. Mitic Mgmt Against Against
1i. Election of Director: Matthew J. Murphy Mgmt For For
1j. Election of Director: Pierre M. Omidyar Mgmt For For
1k. Election of Director: Paul S. Pressler Mgmt Against Against
1l. Election of Director: Robert H. Swan Mgmt For For
1m. Election of Director: Thomas J. Tierney Mgmt Against Against
1n. Election of Director: Perry M. Traquina Mgmt For For
1o. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of appointment of independent Mgmt Against Against
auditors.
4. Management proposal to amend special Mgmt Against Against
meeting provisions in the Company's charter
and bylaws.
5. Stockholder proposal requesting that the Shr For Against
Board require an independent chair, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 934998987
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Jonathan D. Mgmt For For
Klein
1b. Election of Class I Director: Margaret M. Mgmt For For
Smyth
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
GRUBHUB INC. Agenda Number: 934978985
--------------------------------------------------------------------------------------------------------------------------
Security: 400110102
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: GRUB
ISIN: US4001101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Fisher Mgmt For For
David Habiger Mgmt For For
Linda Johnson Rice Mgmt For For
2. Ratification of the appointment of Crowe Mgmt Against Against
LLP as Grubhub Inc.'s independent
registered accounting firm for the fiscal
year ending December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of an Amendment to the Grubhub Mgmt For For
Inc. 2015 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935017194
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: IAC
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edgar Bronfman, Jr. Mgmt Withheld Against
Chelsea Clinton Mgmt For For
Barry Diller Mgmt Withheld Against
Michael D. Eisner Mgmt For For
Bonnie S. Hammer Mgmt For For
Victor A. Kaufman Mgmt For For
Joseph Levin Mgmt For For
Bryan Lourd Mgmt Withheld Against
David Rosenblatt Mgmt Withheld Against
Alan G. Spoon Mgmt Withheld Against
A. von Furstenberg Mgmt For For
Richard F. Zannino Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as IAC's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
JUST EAT PLC Agenda Number: 710803607
--------------------------------------------------------------------------------------------------------------------------
Security: G5215U106
Meeting Type: AGM
Meeting Date: 01-May-2019
Ticker:
ISIN: GB00BKX5CN86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT INCLUDING THE Mgmt No vote
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT
3 TO REAPPOINT MIKE EVANS AS A DIRECTOR Mgmt No vote
4 TO REAPPOINT PAUL HARRISON AS A DIRECTOR Mgmt No vote
5 TO REAPPOINT GWYN BURR AS A DIRECTOR Mgmt No vote
6 TO REAPPOINT FREDERIC COOREVITS AS A Mgmt No vote
DIRECTOR
7 TO REAPPOINT ALISTAIR COX AS A DIRECTOR Mgmt No vote
8 TO REAPPOINT ROISIN DONNELLY AS A DIRECTOR Mgmt No vote
9 TO REAPPOINT ANDREW GRIFFITH AS A DIRECTOR Mgmt No vote
10 TO REAPPOINT DIEGO OLIVA AS A DIRECTOR Mgmt No vote
11 TO REAPPOINT HELEN WEIR AS A DIRECTOR Mgmt No vote
12 TO REAPPOINT PETER DUFFY AS A DIRECTOR Mgmt No vote
13 TO REAPPOINT DELOITTE LLP AS AUDITOR Mgmt No vote
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt No vote
AUDITOR'S REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
RELEVANT SECURITIES PURSUANT TO SECTION 551
OF THE COMPANIES ACT 2006
16 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt No vote
PRE-EMPTION RIGHTS PURSUANT TO SECTION 570
AND SECTION 573 OF THE COMPANIES ACT 2006
17 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt No vote
PRE-EMPTION RIGHTS PURSUANT TO SECTION 570
AND SECTION 573 OF THE COMPANIES ACT 2006
UP TO A FURTHER 5% FOR ACQUISITIONS OR
SPECIFIED CAPITAL EVENTS
18 TO AUTHORISE THE COMPANY TO REPURCHASE ITS Mgmt No vote
OWN SHARES PURSUANT TO SECTION 701 OF THE
COMPANIES ACT 2006
19 TO AUTHORISE POLITICAL DONATIONS AND Mgmt No vote
EXPENDITURE
20 TO AUTHORISE THE CALLING OF A GENERAL Mgmt No vote
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 934957208
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt For For
Jerome S. Griffith Mgmt For For
Elizabeth Leykum Mgmt For For
Josephine Linden Mgmt Withheld Against
John T. McClain Mgmt For For
Maureen Mullen Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Approve the Lands' End, Inc. Amended and Mgmt For For
Restated 2017 Stock Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 934877157
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 28-Sep-2018
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG as the independent auditor Mgmt For For
of the Company for the fiscal year ending
March 31, 2019, and to authorize the
Company's Board of Directors to fix such
auditor's remuneration.
2. To adopt the Company's consolidated and Mgmt For For
unconsolidated financial statements for the
fiscal year ended March 31, 2018 audited by
KPMG (Mauritius).
3. To re-elect Aditya Tim Guleri as a director Mgmt Against Against
on the Board of Directors of the Company.
4. To re-elect Gyaneshwarnath Gowrea as a Mgmt For For
director on the Board of Directors of the
Company.
5. To re-elect Paul Laurence Halpin as a Mgmt For For
director on the Board of Directors of the
Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935010633
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 10-Jun-2019
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emiliano Calemzuk Mgmt For For
Marcos Galperin Mgmt Withheld Against
Roberto Balls Sallouti Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Adoption of the Amended and Restated 2009 Mgmt For For
Equity Compensation Plan.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934997252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Timothy M. Mgmt Abstain Against
Haley
1b. Election of Class II Director: Leslie Mgmt For For
Kilgore
1c. Election of Class II Director: Ann Mather Mgmt For For
1d. Election of Class II Director: Susan Rice Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal regarding political Shr Against For
disclosure, if properly presented at the
meeting.
5. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC. Agenda Number: 934926392
--------------------------------------------------------------------------------------------------------------------------
Security: 67069D108
Meeting Type: Special
Meeting Date: 05-Mar-2019
Ticker: NTRI
ISIN: US67069D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a proposal to adopt Mgmt For For
the Agreement and Plan of Merger, dated as
of December 9, 2018, as it may be amended
from time to time, by and among Tivity
Health, Inc., Sweet Acquisition, Inc. and
Nutrisystem, Inc.
2. To consider and vote on a proposal to Mgmt For For
approve the adjournment of the special
meeting if necessary or appropriate,
including to solicit additional proxies in
the event there are not sufficient votes at
the time of the special meeting to approve
Proposal 1.
3. To consider and vote on a proposal to Mgmt For For
approve, on an advisory (non-binding)
basis, certain compensation that may be
paid or become payable to Nutrisystem,
Inc.'s named executive officers in
connection with, or following, the closing
of the merger contemplated by the agreement
referred to in Proposal 1 or in the absence
of a quorum.
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 710512117
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 01-May-2019
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT
4 TO RE-APPOINT LORD ROSE AS A DIRECTOR OF Mgmt No vote
THE COMPANY
5 TO RE-APPOINT TIM STEINER AS A DIRECTOR OF Mgmt No vote
THE COMPANY
6 TO RE-APPOINT DUNCAN TATTON-BROWN AS A Mgmt No vote
DIRECTOR OF THE COMPANY
7 TO RE-APPOINT NEILL ABRAMS AS A DIRECTOR OF Mgmt No vote
THE COMPANY
8 TO RE-APPOINT MARK RICHARDSON AS A DIRECTOR Mgmt No vote
OF THE COMPANY
9 TO RE-APPOINT LUKE JENSEN AS A DIRECTOR OF Mgmt No vote
THE COMPANY
10 TO RE-APPOINT JORN RAUSING AS A DIRECTOR OF Mgmt No vote
THE COMPANY
11 TO RE-APPOINT RUTH ANDERSON AS A DIRECTOR Mgmt No vote
OF THE COMPANY
12 TO RE-APPOINT DOUGLAS MCCALLUM AS A Mgmt No vote
DIRECTOR OF THE COMPANY
13 TO RE-APPOINT ANDREW HARRISON AS A DIRECTOR Mgmt No vote
OF THE COMPANY
14 TO RE-APPOINT EMMA LLOYD AS A DIRECTOR OF Mgmt No vote
THE COMPANY
15 TO APPOINT JULIE SOUTHERN AS A DIRECTOR OF Mgmt No vote
THE COMPANY
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt No vote
17 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt No vote
AUDITORS' REMUNERATION
18 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt No vote
POLITICAL EXPENDITURE
19 TO APPROVE THE OCADO VALUE CREATION PLAN Mgmt No vote
20 TO APPROVE THE OCADO ANNUAL INCENTIVE PLAN Mgmt No vote
21 TO APPROVE THE OCADO 2019 SHARESAVE SCHEME Mgmt No vote
22 TO APPROVE THE OCADO 2019 EXECUTIVE SHARE Mgmt No vote
OPTION SCHEME
23 TO APPROVE THE AMENDMENT TO THE CHAIRMAN'S Mgmt No vote
SHARE MATCHING AWARD
24 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt No vote
OF ISSUED SHARE CAPITAL
25 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt No vote
WITH A RIGHTS ISSUE ONLY
26 THAT, IF RESOLUTION 24 AND/OR RESOLUTION 25 Mgmt No vote
IS/ARE PASSED, THE BOARD BE GIVEN POWER TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 24 AND/ OR
RESOLUTION 25 (AS APPLICABLE) AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO
BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY
SECURITIES AND SALE OF TREASURY SHARES FOR
CASH IN CONNECTION WITH AN OFFER OF, OR
INVITATION TO APPLY FOR, EQUITY SECURITIES
(BUT IN THE CASE OF THE AUTHORITY GRANTED
UNDER RESOLUTION 25, IF RESOLUTION 25 IS
PASSED, BY WAY OF A RIGHTS ISSUE ONLY): I.
TO ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND II. TO HOLDERS OF
OTHER EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES, OR AS THE BOARD
OTHERWISE CONSIDERS NECESSARY, AND SO THAT
THE BOARD MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH IT CONSIDERS NECESSARY OR APPROPRIATE
TO DEAL WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND (B) IN THE CASE OF THE
AUTHORITY GRANTED UNDER RESOLUTION 24 (IF
RESOLUTION 24 IS PASSED) AND/OR IN THE CASE
OF ANY SALE OF TREASURY SHARES, TO THE
ALLOTMENT OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES (OTHERWISE THAN UNDER
PARAGRAPH A ABOVE) UP TO A NOMINAL AMOUNT
OF GBP 698,309, SUCH POWER TO APPLY UNTIL
THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 1 AUGUST 2020) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (OR TREASURY
SHARES TO BE SOLD) AFTER THE POWER ENDS AND
THE BOARD MAY ALLOT EQUITY SECURITIES (OR
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE POWER HAD NOT ENDED
27 THAT, IF RESOLUTION 24 IS PASSED, THE BOARD Mgmt No vote
BE GIVEN POWER, IN ADDITION TO ANY
AUTHORITY GRANTED UNDER RESOLUTION 26(B),
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 24 AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY
TO BE: (A) LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES UP TO A NOMINAL AMOUNT OF GBP
698,309; AND (B) USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD DETERMINES TO
BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING
PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED
BY THE PRE-EMPTION GROUP PRIOR TO THE DATE
OF THIS NOTICE, SUCH POWER TO APPLY UNTIL
THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 1 AUGUST 2020) BUT, DURING THIS
PERIOD THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE POWER ENDS AND THE BOARD MAY
ALLOT EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE POWER HAD NOT ENDED
28 AUTHORITY TO PURCHASE OWN SHARES Mgmt No vote
29 NOTICE OF GENERAL MEETINGS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 711072366
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: OGM
Meeting Date: 20-May-2019
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT: THE M&S ARRANGEMENTS ON THE TERMS AND Mgmt No vote
SUBJECT TO THE CONDITIONS SET OUT IN THE
CIRCULAR WITH SUCH MODIFICATIONS (IF ANY)
AS MAY BE MADE TO THEM IN THE MANNER
SPECIFIED BELOW ARE HEREBY APPROVED FOR THE
PURPOSES OF CHAPTER 10 OF THE LISTING RULES
AND THE BOARD OF DIRECTORS OF THE COMPANY
BE AND IS HEREBY AUTHORISED TO CONCLUDE AND
IMPLEMENT THE M&S ARRANGEMENTS IN
ACCORDANCE WITH SUCH TERMS AND CONDITIONS
AND TO MAKE NON-MATERIAL MODIFICATIONS TO
AND NON-MATERIAL VARIATIONS, WAIVERS AND
EXTENSIONS OF ANY OF THE TERMS OF THE M&S
ARRANGEMENTS AND OF ANY DOCUMENTS AND
ARRANGEMENTS CONNECTED WITH THE M&S
ARRANGEMENTS
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 934964532
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph J. Tabacco, Jr. Mgmt Withheld Against
Kirthi Kalyanam Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934983316
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt Against Against
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt Against Against
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For
disclosure.
5. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 934845984
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 27-Jul-2018
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Menderes Akdag Mgmt For For
Leslie C.G. Campbell Mgmt For For
Frank J. Formica Mgmt Withheld Against
Gian M. Fulgoni Mgmt For For
Ronald J. Korn Mgmt Withheld Against
Robert C. Schweitzer Mgmt Withheld Against
2. An advisory (non-binding) vote on executive Mgmt For For
compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the Company to serve
for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL INC Agenda Number: 935017221
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Malone Mgmt For For
M. Ian G. Gilchrist Mgmt Withheld Against
Mark C. Vadon Mgmt Withheld Against
Andrea L. Wong Mgmt Withheld Against
2. A proposal to ratify the selection of KPMG Mgmt Against Against
LLP as our independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 710659802
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 28-Mar-2019
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt No vote
2.1 Appoint a Director Mikitani, Hiroshi Mgmt No vote
2.2 Appoint a Director Hosaka, Masayuki Mgmt No vote
2.3 Appoint a Director Charles B. Baxter Mgmt No vote
2.4 Appoint a Director Kutaragi, Ken Mgmt No vote
2.5 Appoint a Director Mitachi, Takashi Mgmt No vote
2.6 Appoint a Director Murai, Jun Mgmt No vote
2.7 Appoint a Director Sarah J.M.Whitley Mgmt No vote
3 Appoint a Corporate Auditor Hirata, Takeo Mgmt No vote
4 Approve Issuance of Share Acquisition Mgmt No vote
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company and the Company's Subsidiaries
5 Approve Issuance of Share Acquisition Mgmt No vote
Rights as Retirement Compensation Stock
Options for Directors of the Company who
serve concurrently as Executive Officers of
the Company and Executive Officers of the
Company
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935012372
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tobias Lutke Mgmt Withheld Against
Robert Ashe Mgmt For For
Gail Goodman Mgmt For For
Colleen Johnston Mgmt For For
Jeremy Levine Mgmt For For
John Phillips Mgmt For For
2 Resolution approving the re-appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3 Non-binding advisory resolution that the Mgmt For For
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERFLY, INC. Agenda Number: 934969974
--------------------------------------------------------------------------------------------------------------------------
Security: 82568P304
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SFLY
ISIN: US82568P3047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Lansing Mgmt For For
Elizabeth S. Rafael Mgmt For For
Michael P. Zeisser Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the amendment of our 2015 Equity Mgmt For For
Incentive Plan to increase the number of
shares available for issuance thereunder by
1,000,000 shares and make certain
modifications to reflect recent changes in
applicable tax laws resulting from the Tax
Cuts and Jobs Act of 2017.
4. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as Shutterfly's
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935022347
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mohan P. Ananda Mgmt For For
David C. Habiger Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent auditors of the Company
for 2019.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 934894278
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 19-Dec-2018
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Katrina Lake Mgmt For For
1b. Election of Director: Sharon McCollam Mgmt For For
2. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending August 3, 2019.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935016089
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt Withheld Against
Stephen Kaufer Mgmt Withheld Against
Trynka Shineman Blake Mgmt For For
Jay C. Hoag Mgmt For For
Betsy L. Morgan Mgmt For For
Jeremy Philips Mgmt For For
Spencer M. Rascoff Mgmt For For
Albert E. Rosenthaler Mgmt Withheld Against
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
TripAdvisor, Inc.s independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 935034063
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Adoption of the annual accounts over the Mgmt For
financial year 2018.
6. Appointment of the external auditor for the Mgmt For
financial year 2019.
7. Release of the managing directors from Mgmt For
liability for the exercise of their duties
during the financial year 2018.
8. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2018.
9. Reappointment of R.T.J. Schromgens as Mgmt For
managing director for a period expiring at
the end of the annual general meeting to be
held in the year 2020.
10. Reappointment of T.J. Thomas as managing Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2020.
11. Reappointment of P.M. Kern as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2022.
12. Appointment of H. Mankodi as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2022.
13. Reappointment of F.G. Mazzella as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
14. Reappointment of M.D. Okerstrom as Mgmt Against
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
15. Reappointment of L.N. Ostberg as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
16. Reappointment of D. Schneider as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2022.
17. Authorization of the management board to Mgmt For
acquire shares in the Company's capital.
18. Approval under the Company's 2016 Amended Mgmt Against
and Restated Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 934966699
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Niraj Shah Mgmt Abstain Against
1b. Election of Director: Steven Conine Mgmt Abstain Against
1c. Election of Director: Julie Bradley Mgmt Abstain Against
1d. Election of Director: Robert Gamgort Mgmt For For
1e. Election of Director: Andrea Jung Mgmt Abstain Against
1f. Election of Director: Michael Kumin Mgmt For For
1g. Election of Director: James Miller Mgmt For For
1h. Election of Director: Jeffrey Naylor Mgmt For For
1i. Election of Director: Romero Rodrigues Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 710962146
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 22-May-2019
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 01 MAY 19, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2018 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR 163,677,775.42
SHALL BE APPROPRIATED AS FOLLOWS: THE
ENTIRE AMOUNT SHALL BE CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5.1 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS: AUDITORS
AND GROUP AUDITORS FOR THE 2019 FINANCIAL
YEAR, FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS AND THE
INTERIM ANNUAL REPORT FOR THE FIRST
HALF-YEAR OF THE 2019 FINANCIAL YEAR AND
FOR THE REVIEW OF ANY ADDITIONAL INTERIM
FINANCIAL INFORMATION FOR THE 2019
FINANCIAL YEAR: ERNST AND YOUNG GMBH,
BERLIN
5.2 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS: AUDITORS
FOR THE REVIEW OF ANY ADDITIONAL INTERIM
FINANCIAL INFORMATION FOR THE 2020
FINANCIAL YEAR UNTIL THE AGM OF THAT YEAR:
ERNST AND YOUNG GMBH, BERLIN
6.1 ELECTIONS TO THE SUPERVISORY BOARD: KELLY Mgmt No vote
BENNETT
6.2 ELECTIONS TO THE SUPERVISORY BOARD: JOERGEN Mgmt No vote
MADSEN LINDEMANN
6.3 ELECTIONS TO THE SUPERVISORY BOARD: ANDERS Mgmt No vote
HOLCH POVLSEN
6.4 ELECTIONS TO THE SUPERVISORY BOARD: Mgmt No vote
MARIELLA ROEHM-KOTTMANN
6.5 ELECTIONS TO THE SUPERVISORY BOARD: Mgmt No vote
ALEXANDER SAMWER
6.6 ELECTIONS TO THE SUPERVISORY BOARD: Mgmt No vote
CRISTINA STENBECK
7 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt No vote
STOCK OPTION, THE CREATION OF CONTINGENT
CAPITAL 2019, AND THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
THE BOARD OF MDS SHALL BE AUTHORIZED TO
GRANT STOCK OPTIONS FOR UP TO 1,522,269
BEARER NO-PAR SHARES (LTI 2018) ON OR
BEFORE 31 DECEMBER 2019 TO THE MEMBERS OF
THE BOARD OF MDS ROBERT GENTZ, DAVID
SCHRADER AND RUBIN RITTER (UP TO 750, 000
STOCK OPTIONS EACH). THE COMPANY'S SHARE
CAPITAL SHALL BE INCREASED BY UP TO EUR
1,522,269 THROUGH THE ISSUE OF UP TO
1,522,269 NEW REGISTERED SHARES (CONTINGENT
CAPITAL 2019), INSOFAR AS CONVERSION AND/OR
OPTION RIGHTS ARE EXERCISED
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 711276623
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2019
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Establish the Articles Mgmt No vote
Related to Substitute Corporate Auditors
3.1 Appoint a Director Maezawa, Yusaku Mgmt No vote
3.2 Appoint a Director Yanagisawa, Koji Mgmt No vote
3.3 Appoint a Director Sawada, Kotaro Mgmt No vote
3.4 Appoint a Director Ito, Masahiro Mgmt No vote
3.5 Appoint a Director Ono, Koji Mgmt No vote
3.6 Appoint a Director Hotta, Kazunobu Mgmt No vote
4.1 Appoint a Corporate Auditor Motai, Junichi Mgmt No vote
4.2 Appoint a Corporate Auditor Igarashi, Mgmt No vote
Hiroko
5 Appoint a Substitute Corporate Auditor Mgmt No vote
Hattori, Shichiro
Amplify Transformational Data Sharing ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 934912634
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2019
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Appointment of Director: Jaime Ardila Mgmt For For
1b. Re-Appointment of Director: Herbert Hainer Mgmt For For
1c. Re-Appointment of Director: Marjorie Magner Mgmt For For
1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For
1e. Re-Appointment of Director: Pierre Nanterme Mgmt For For
1f. Re-Appointment of Director: Gilles C. Mgmt For For
Pelisson
1g. Re-Appointment of Director: Paula A. Price Mgmt For For
1h. Re-Appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1i. Re-Appointment of Director: Arun Sarin Mgmt For For
1j. Re-Appointment of Director: Frank K. Tang Mgmt For For
1k. Re-Appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 934959264
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt Against Against
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Lisa T. Su Mgmt For For
1g. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Approval of the amendment and restatement Mgmt For For
of the Advanced Micro Devices, Inc. 2004
Equity Incentive Plan.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 934969948
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter Thomas Killalea Mgmt Against Against
1.2 Election of Director: F. Thomson Leighton Mgmt For For
1.3 Election of Director: Jonathan Miller Mgmt Against Against
2. To approve amendments to the Akamai Mgmt Against Against
Technologies, Inc. 2013 Stock Incentive
Plan.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934878553
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 31-Oct-2018
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a three Mgmt Against Against
year term: JOSEPH C. TSAI
1b. Election of Director to serve for a three Mgmt For For
year term: J. MICHAEL EVANS
1c. Election of Director to serve for a three Mgmt For For
year term: ERIC XIANDONG JING
1d. Election of Director to serve for a three Mgmt For For
year term: BORJE E. EKHOLM
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935018956
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt Withheld Against
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr For Against
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr Against For
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr For Against
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr For Against
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr For Against
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr Against For
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr For Against
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 934951953
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charlene Barshefsky Mgmt For For
1b. Election of Director: John J. Brennan Mgmt For For
1c. Election of Director: Peter Chernin Mgmt Against Against
1d. Election of Director: Ralph de la Vega Mgmt For For
1e. Election of Director: Anne Lauvergeon Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: Theodore J. Leonsis Mgmt For For
1h. Election of Director: Stephen J. Squeri Mgmt Against Against
1i. Election of Director: Daniel L. Vasella Mgmt For For
1j. Election of Director: Ronald A. Williams Mgmt For For
1k. Election of Director: Christopher D. Young Mgmt For For
2. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to deducting Shr For Against
the stock buyback impact from executive
pay.
6. Shareholder proposal relating to gender pay Shr For Against
equity.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 934929677
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 14-Mar-2019
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the annual accounts and Mgmt For For
management reports of Banco Bilbao Vizcaya
Argentaria, S.A. and its consolidated group
corresponding to the year ending on
December 31, 2018.
1.2 Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated group
corresponding to the year ending on
December 31, 2018.
1.3 Approval of the allocation of the 2018 Mgmt For For
profit.
1.4 Approval of corporate management during Mgmt For For
2018.
2.1 Re-election of Carlos Torres Vila as a Mgmt For For
member to the Board of Directors.
2.2 Ratification and appointment of Onur Genc Mgmt For For
as a member to the Board of Directors.
2.3 Re-election of Sunir Kumar Kapoor as a Mgmt For For
member to the Board of Directors.
3. Approval of the Remuneration Policy for Mgmt Against Against
Directors of Banco Bilbao Vizcaya
Argentaria, S.A., which includes the
maximum number of shares to be delivered as
a result of its execution.
4. Approval of a maximum level of variable Mgmt Against Against
remuneration of up to 200% of the fixed
component of total remuneration for a group
of employees whose professional activities
have significant impact on the Group's risk
profile.
5. Conferral of authority on the Board of Mgmt For For
Directors, which may in turn substitute
such authority, to formalize, correct,
interpret and implement the decisions
adopted by the General Meeting.
6. Consultative vote on the Annual Report on Mgmt Against Against
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 934934111
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 14-Mar-2019
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the annual accounts and Mgmt For For
management reports of Banco Bilbao Vizcaya
Argentaria, S.A. and its consolidated group
corresponding to the year ending on
December 31, 2018.
1.2 Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated group
corresponding to the year ending on
December 31, 2018.
1.3 Approval of the allocation of the 2018 Mgmt For For
profit.
1.4 Approval of corporate management during Mgmt For For
2018.
2.1 Re-election of Carlos Torres Vila as a Mgmt For For
member to the Board of Directors.
2.2 Ratification and appointment of Onur Genc Mgmt For For
as a member to the Board of Directors.
2.3 Re-election of Sunir Kumar Kapoor as a Mgmt For For
member to the Board of Directors.
3. Approval of the Remuneration Policy for Mgmt Against Against
Directors of Banco Bilbao Vizcaya
Argentaria, S.A., which includes the
maximum number of shares to be delivered as
a result of its execution.
4. Approval of a maximum level of variable Mgmt Against Against
remuneration of up to 200% of the fixed
component of total remuneration for a group
of employees whose professional activities
have significant impact on the Group's risk
profile.
5. Conferral of authority on the Board of Mgmt For For
Directors, which may in turn substitute
such authority, to formalize, correct,
interpret and implement the decisions
adopted by the General Meeting.
6. Consultative vote on the Annual Report on Mgmt Against Against
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 934936317
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Annual
Meeting Date: 12-Apr-2019
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Resolution 1A Mgmt For For
1B Resolution 1B Mgmt For For
1C Resolution 1C Mgmt For For
2 Resolution 2 Mgmt For For
3A Resolution 3A Mgmt For For
3B Resolution 3B Mgmt For For
3C Resolution 3C Mgmt For For
3D Resolution 3D Mgmt For For
3E Resolution 3E Mgmt Against Against
3F Resolution 3F Mgmt For For
3G Resolution 3G Mgmt For For
4 Resolution 4 Mgmt For For
5 Resolution 5 Mgmt For For
6 Resolution 6 Mgmt For For
7 Resolution 7 Mgmt For For
8 Resolution 8 Mgmt For For
9 Resolution 9 Mgmt Against Against
10 Resolution 10 Mgmt Against Against
11 Resolution 11 Mgmt Against Against
12A Resolution 12A Mgmt Against Against
12B Resolution 12B Mgmt Against Against
12C Resolution 12C Mgmt Against Against
12D Resolution 12D Mgmt Against Against
12E Resolution 12E Mgmt For For
13 Resolution 13 Mgmt For For
14 Resolution 14 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LIMITED Agenda Number: 710930404
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 16-May-2019
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0410/LTN20190410312.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0410/LTN20190410328.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.923 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2018
3.A TO RE-ELECT MR LIU LIANGE AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.B TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.C TO RE-ELECT MDM CHENG EVA AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.D TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.E TO RE-ELECT MR LAW YEE KWAN QUINN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt For For
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 934976525
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: Frank E. English, Jr. Mgmt Against Against
1d. Election of Director: William M. Farrow III Mgmt For For
1e. Election of Director: Edward J. Fitzpatrick Mgmt Against Against
1f. Election of Director: Janet P. Froetscher Mgmt Against Against
1g. Election of Director: Jill R. Goodman Mgmt For For
1h. Election of Director: Roderick A. Palmore Mgmt For For
1i. Election of Director: James E. Parisi Mgmt Against Against
1j. Election of Director: Joseph P. Ratterman Mgmt For For
1k. Election of Director: Michael L. Richter Mgmt For For
1l. Election of Director: Jill E. Sommers Mgmt For For
1m. Election of Director: Carole E. Stone Mgmt For For
2. Advisory proposal to approve the Company's Mgmt Against Against
executive compensation.
3. Ratification of the appointment of the Mgmt Against Against
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt Against Against
1f. Election of Director: Charles H. Robbins Mgmt Against Against
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt Against Against
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt Against Against
1e. Election of Director: Duncan P. Hennes Mgmt Against Against
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt Against Against
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt Against Against
1l. Election of Director: Diana L. Taylor Mgmt Against Against
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt Against Against
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt Against Against
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr Against For
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934879909
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment and restatement of our Mgmt For For
certificate of incorporation to eliminate
all or some of the Class B Election Rights.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934959480
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1b. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1g. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1i. Election of Equity Director: Daniel G. Kaye Mgmt For For
1j. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1k. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1l. Election of Equity Director: Alex J. Mgmt Against Against
Pollock
1m. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1n. Election of Equity Director: William R. Mgmt Against Against
Shepard
1o. Election of Equity Director: Howard J. Mgmt For For
Siegel
1p. Election of Equity Director: Michael A. Mgmt For For
Spencer
1q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young as our independent registered public
accounting firm for 2019.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GARAGE,INC. Agenda Number: 711256443
--------------------------------------------------------------------------------------------------------------------------
Security: J1229F109
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: JP3549070005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Kaoru
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Soda, Makoto
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Odori, Keizo
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Masashi
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okuma,
Masahito
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Joichi
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujiwara,
Kenji
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omura, Emi
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935013867
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel D. Springer Mgmt For For
Blake J. Irving Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP by the Audit
Committee of the Board of Directors as the
independent registered public accounting
firm of the Company for its fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 1 Year Against
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr For Against
stockholder voting.
6. A stockholder proposal regarding an Shr For Against
independent chair.
7. A stockholder proposal regarding majority Shr For Against
voting for directors.
8. A stockholder proposal regarding true Shr For Against
diversity board policy.
9. A stockholder proposal regarding a content Shr For Against
governance report.
10. A stockholder proposal regarding median Shr For Against
gender pay gap.
11. A stockholder proposal regarding workforce Shr For Against
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
--------------------------------------------------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC. Agenda Number: 934835705
--------------------------------------------------------------------------------------------------------------------------
Security: 36268W100
Meeting Type: Annual
Meeting Date: 12-Jul-2018
Ticker: GCAP
ISIN: US36268W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alex Goor Mgmt For For
1b. Election of Director: Mark Richards Mgmt For For
1c. Election of Director: Christopher Sugden Mgmt Against Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 711253536
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: MIX
Meeting Date: 24-Jun-2019
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4. THANK YOU
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: JACK LEE Mgmt For For
1.C ELECTION OF DIRECTOR: PIERRE LAGRANGE Mgmt For For
1.D ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt For For
1.E ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt For For
1.F ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
2 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THE REMUNERATION TO BE PAID TO THE
COMPANY'S AUDITOR
3 APPROVAL OF THE AMENDED AND RESTATED STOCK Mgmt Against Against
OPTION PLAN AS SET OUT IN APPENDIX B-1 TO
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR (THE "INFORMATION CIRCULAR"), AS
MORE PARTICULARLY DESCRIBED THEREIN
CMMT PLEASE NOTE THAT RESOLUTION 4 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU.
4 APPROVAL OF THE REPRICING OF CERTAIN Mgmt For For
OUTSTANDING STOCK OPTIONS, AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR
5.A IT IS NOT A U.S. RESIDENT; NOTE: "FOR" = Mgmt Abstain
YES, "ABSTAIN" = NO, "AGAINST" WILL BE
TREATED AS NOT MARKED
5.B TO THE EXTENT THAT IT HOLDS SHARES OF THE Mgmt Abstain
COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY
OTHER PERSON, SUCH PERSON IS NOT A U.S.
RESIDENT. IF YOU DO NOT HOLD SHARES OF THE
COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY
OTHER PERSON. IF YOU DO NOT COMPLETE THIS
DECLARATION OF NON-U.S. STATUS OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THIS DECLARATION
(THROUGH INADVERTENCE OR OTHERWISE), IT
WILL BE DEEMED THAT (A) YOU ARE A U.S.
RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
A U.S. RESIDENT. REFER TO THE INFORMATION
CIRCULAR FOR FULL DETAILS REGARDING THE
DECLARATION OF NON-U.S. STATUS. NOTE: "FOR"
= YES, "ABSTAIN" = NO, "AGAINST" WILL BE
TREATED AS NOT MARKED
--------------------------------------------------------------------------------------------------------------------------
GLOBAL UNICHIP CORP. Agenda Number: 710960914
--------------------------------------------------------------------------------------------------------------------------
Security: Y2724H106
Meeting Type: AGM
Meeting Date: 16-May-2019
Ticker:
ISIN: TW0003443008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2018 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2018 PROFITS. PROPOSED CASH DIVIDEND: TWD5.
3 TO REVISE THE PROCEDURES FOR ACQUISITION OR Mgmt Against Against
DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET INC. Agenda Number: 710659826
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: AGM
Meeting Date: 21-Mar-2019
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Revise Directors with Mgmt For For
Title, Approve Minor Revisions
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kumagai,
Masatoshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yasuda,
Masashi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nishiyama,
Hiroyuki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ainoura, Issei
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ito, Tadashi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamashita,
Hirofumi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Horiuchi,
Toshiaki
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Arisawa,
Katsumi
2.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Arai, Teruhiro
2.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kodama,
Kimihiro
2.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Chujo, Ichiro
2.12 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hashiguchi,
Makoto
2.13 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fukui, Atsuko
2.14 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kaneko,
Takehito
2.15 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Yasuo
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD Agenda Number: 710151109
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H100
Meeting Type: MIX
Meeting Date: 20-Nov-2018
Ticker:
ISIN: CA43366H1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: FRANK HOLMES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: OLIVIER ROUSSY NEWTON Mgmt Against Against
1.3 ELECTION OF DIRECTOR: BJOERN ARZT Mgmt For For
1.4 ELECTION OF DIRECTOR: TOBIAS EBEL Mgmt For For
1.5 ELECTION OF DIRECTOR: MARCUS NEW Mgmt For For
2 APPOINTMENT OF GRANT THORNTON LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO RE-APPROVE THE CORPORATION'S STOCK Mgmt For For
OPTION PLAN
4 TO APPROVE THE IMPLEMENTATION OF A Mgmt For For
RESTRICTED SHARE UNIT PLAN FOR EXECUTIVES,
DIRECTORS, EMPLOYEES AND CONSULTANTS OF THE
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934864895
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Special
Meeting Date: 22-Aug-2018
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Increase in authorized share capital to Mgmt For For
enable issue of bonus shares
2. Alteration of Clause V of Memorandum of Mgmt For For
Association
3. Approval for the issue of bonus shares Mgmt For For
4. Appointment of Michael Gibbs as an Mgmt For For
Independent Director
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934963679
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt For For
1c. Election of Director: Reed E. Hundt Mgmt Against Against
1d. Election of Director: Omar Ishrak Mgmt For For
1e. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1f. Election of Director: Tsu-Jae King Liu Mgmt For For
1g. Election of Director: Gregory D. Smith Mgmt For For
1h. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1i. Election of Director: Andrew Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt Against Against
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Equity Incentive Plan
5. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
6. Stockholder proposal requesting a report on Shr For Against
the risks associated with emerging public
policies addressing the gender pay gap, if
properly presented
7. Stockholder proposal requesting an annual Shr Against For
advisory vote on political contributions,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934964380
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expiring in Mgmt For For
2020: Hon. Sharon Y. Bowen
1b. Election of Director for term expiring in Mgmt Against Against
2020: Charles R. Crisp
1c. Election of Director for term expiring in Mgmt For For
2020: Duriya M. Farooqui
1d. Election of Director for term expiring in Mgmt Against Against
2020: Jean-Marc Forneri
1e. Election of Director for term expiring in Mgmt For For
2020: The Rt. Hon. the Lord Hague of
Richmond
1f. Election of Director for term expiring in Mgmt Against Against
2020: Hon. Frederick W. Hatfield
1g. Election of Director for term expiring in Mgmt For For
2020: Thomas E. Noonan
1h. Election of Director for term expiring in Mgmt Against Against
2020: Frederic V. Salerno
1i. Election of Director for term expiring in Mgmt Against Against
2020: Jeffrey C. Sprecher
1j. Election of Director for term expiring in Mgmt For For
2020: Judith A. Sprieser
1k. Election of Director for term expiring in Mgmt Against Against
2020: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934941849
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt Against Against
Year: M. L. Eskew
1b. Election of Director for a Term of One Mgmt For For
Year: D. N. Farr
1c. Election of Director for a Term of One Mgmt Against Against
Year: A. Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: M. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: S. A. Jackson
1f. Election of Director for a Term of One Mgmt Against Against
Year: A. N. Liveris
1g. Election of Director for a Term of One Mgmt Against Against
Year: M. E. Pollack
1h. Election of Director for a Term of One Mgmt Against Against
Year: V. M. Rometty
1i. Election of Director for a Term of One Mgmt Against Against
Year: J. R. Swedish
1j. Election of Director for a Term of One Mgmt Against Against
Year: S. Taurel
1k. Election of Director for a Term of One Mgmt For For
Year: P. R. Voser
1l. Election of Director for a Term of One Mgmt For For
Year: F. H. Waddell
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approval of Long-Term Incentive Performance Mgmt Against Against
Terms for Certain Executives for Awards
Eligible for Transitional Relief Pursuant
to Section 162(m) of the Internal Revenue
Code
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt Against Against
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt Against Against
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt Against Against
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt Against Against
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt Against Against
public accounting firm
4. Gender pay equity report Shr For Against
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KAKAO CORP. Agenda Number: 709956188
--------------------------------------------------------------------------------------------------------------------------
Security: Y2020U108
Meeting Type: EGM
Meeting Date: 31-Oct-2018
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF PHYSICAL DIVISION Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 GRANT OF STOCK OPTION Mgmt Against Against
4 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
CMMT 21 SEP 2018: THE ISSUING COMPANY WILL OWN Non-Voting
100% OF SHARES OF NEWLY ESTABLISHED COMPANY
RESULTED FROM THE ABOVE SPIN-OFF. THEREFORE
THIS SPIN-OFF DOES NOT AFFECT ON
SHAREHOLDERS OF COMPANY
CMMT 21 SEP 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KAKAO CORP. Agenda Number: 710596694
--------------------------------------------------------------------------------------------------------------------------
Security: Y2020U108
Meeting Type: AGM
Meeting Date: 26-Mar-2019
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION. Mgmt Against Against
INTRODUCTION OF ELECTRONIC SECURITIES
2.2 AMENDMENT OF ARTICLES OF INCORPORATION. BOD Mgmt Against Against
MEETING
2.3 AMENDMENT OF ARTICLES OF INCORPORATION. Mgmt Against Against
APPOINTMENT OF OUTSIDE DIRECTOR
2.4 AMENDMENT OF ARTICLES OF INCORPORATION. Mgmt Against Against
AUDIT COMMITTEE
2.5 AMENDMENT OF ARTICLES OF INCORPORATION. Mgmt Against Against
OTHER ARTICLES
3.1 ELECTION OF OUTSIDE DIRECTOR: JO MIN SIK Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: CHOE JAE HONG Mgmt Against Against
3.3 ELECTION OF OUTSIDE DIRECTOR: PI A O YAN RI Mgmt Against Against
3.4 ELECTION OF OUTSIDE DIRECTOR: JO GYU JIN Mgmt Against Against
4.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against
AN OUTSIDE DIRECTOR: JO MIN SIK
4.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against
AN OUTSIDE DIRECTOR: CHOE JAE HONG
4.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against
AN OUTSIDE DIRECTOR: JO GYU JIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt Against Against
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt Against Against
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr For Against
gender pay gap
5. Consideration of a stockholder proposal on Shr For Against
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt Against Against
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MONEX GROUP,INC. Agenda Number: 711242850
--------------------------------------------------------------------------------------------------------------------------
Security: J4656U102
Meeting Type: AGM
Meeting Date: 22-Jun-2019
Ticker:
ISIN: JP3869970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Matsumoto, Oki Mgmt Against Against
1.2 Appoint a Director Kuwashima, Shoji Mgmt For For
1.3 Appoint a Director Oyagi, Takashi Mgmt For For
1.4 Appoint a Director Makihara, Jun Mgmt For For
1.5 Appoint a Director Idei, Nobuyuki Mgmt For For
1.6 Appoint a Director Ishiguro, Fujiyo Mgmt For For
1.7 Appoint a Director Domae, Nobuo Mgmt For For
1.8 Appoint a Director Koizumi, Masaaki Mgmt For For
1.9 Appoint a Director Konno, Shiho Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 934938842
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melissa M. Arnoldi Mgmt For For
1b. Election of Director: Charlene T. Begley Mgmt For For
1c. Election of Director: Steven D. Black Mgmt For For
1d. Election of Director: Adena T. Friedman Mgmt For For
1e. Election of Director: Essa Kazim Mgmt For For
1f. Election of Director: Thomas A. Kloet Mgmt For For
1g. Election of Director: John D. Rainey Mgmt For For
1h. Election of Director: Michael R. Splinter Mgmt Against Against
1i. Election of Director: Jacob Wallenberg Mgmt For For
1j. Election of Director: Lars R. Wedenborn Mgmt For For
1k. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the company's Mgmt For For
executive compensation as presented in the
proxy statement
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019
4. A Stockholder Proposal entitled "Right to Shr For Against
Act by Written Consent"
--------------------------------------------------------------------------------------------------------------------------
NEXON GT CO., LTD., SEONGNAM Agenda Number: 710687293
--------------------------------------------------------------------------------------------------------------------------
Security: Y8240N105
Meeting Type: AGM
Meeting Date: 27-Mar-2019
Ticker:
ISIN: KR7041140005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934982807
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt Against Against
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt Against Against
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt Against Against
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt Against Against
1k. Election of Director: A. Brooke Seawell Mgmt Against Against
1l. Election of Director: Mark A. Stevens Mgmt Against Against
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate supermajority voting to remove a
director without cause.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt Against Against
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Political Shr Against For
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr Against For
Report.
7. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 934964532
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph J. Tabacco, Jr. Mgmt Withheld Against
Kirthi Kalyanam Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 711195075
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECT PENELOPE JUDD AS DIRECTOR Mgmt For For
2 RE-ELECT GAL HABER AS DIRECTOR Mgmt Against Against
3 RE-ELECT ASAF ELIMELECH AS DIRECTOR Mgmt For For
4 RE-ELECT ELAD EVEN-CHEN AS DIRECTOR Mgmt For For
5 RE-ELECT STEVEN BALDWIN AS DIRECTOR Mgmt For For
6 RE-ELECT CHARLES FAIRBAIRN AS DIRECTOR Mgmt For For
7 RE-ELECT DANIEL KING AS DIRECTOR Mgmt For For
8 REAPPOINT KESSELMAN KESSELMAN AS AUDITORS Mgmt Against Against
9 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt Against Against
AUDITORS
10 AUTHORISE ISSUE OF EQUITY Mgmt For For
11 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
12 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935034203
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 THAT audited consolidated financial Mgmt No vote
statements of the Company for the 2018
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
A2 THAT audited standalone financial Mgmt No vote
statements of the Company for the 2018
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
B1 THAT EY be and are hereby re-appointed as Mgmt No vote
the Company's Auditors to hold office from
the conclusion of that annual general
meeting until the conclusion of the next
annual general meeting at which accounts
are laid before the Company.
B2 THAT the Auditor's remuneration amount is Mgmt No vote
fixed in the lump sum amount of RUB 45 000
000 (VAT excluding) and EUR 24 250 (VAT
excluding) for the ensuing year.
C1A Election of Board of Director: Mr. Alexey Mgmt No vote
Marey
C1B Election of Board of Director: Mr. Marcus Mgmt No vote
James Rhodes
C1C Election of Board of Director: Ms. Elena Mgmt No vote
Titova
D1 THAT remuneration for non-executive Mgmt No vote
Directors of the Company consisting of (i)
an annual fee in the amount of US$ 150 000
for participation in the Board meetings;
(ii) annual fee of US$ 25 000 for chairing
the meetings of the Board of Directors; and
(iii) an annual fee of US$ 25 000 for
chairing the meetings of the Board
committees, be and is hereby approved.
D2 THAT no remuneration shall be fixed for Mgmt No vote
executive Directors of the Company.
E1 THAT the 2019 Employee Stock Option Plan be Mgmt No vote
and is hereby approved.
F1 THAT the amended reserve of maximum number Mgmt No vote
of class B shares for issuance under the
2015 RSU Plan equal to 2,100,000 (two
million one hundred thousand) class B
Shares be and is hereby approved.
G1 THAT the total number of shares and classes Mgmt No vote
of shares to be reserved for issuance under
the 2019 Employee Stock Option Plan equal
to 3 100 000 (three million one hundred
thousand) class B shares be and is hereby
approved.
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935034304
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C2A Election of Board of Director: Mr. Mgmt No vote
Alexander Karavaev
C2B Election of Board of Director: Mr. Boris Mgmt No vote
Kim
C2C Election of Board of Director: Mr. Sergey Mgmt No vote
Solonin
C2D Election of Board of Director: Mr. Veniamin Mgmt No vote
Polyantsev
C2E Election of Board of Director: Ms. Nadiya Mgmt No vote
Cherkasova
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt Against Against
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt Against Against
1l. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 710659802
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 28-Mar-2019
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Kutaragi, Ken Mgmt For For
2.5 Appoint a Director Mitachi, Takashi Mgmt For For
2.6 Appoint a Director Murai, Jun Mgmt For For
2.7 Appoint a Director Sarah J.M.Whitley Mgmt For For
3 Appoint a Corporate Auditor Hirata, Takeo Mgmt Against Against
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company and the Company's Subsidiaries
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Retirement Compensation Stock
Options for Directors of the Company who
serve concurrently as Executive Officers of
the Company and Executive Officers of the
Company
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934851076
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sohaib Abbasi Mgmt For For
1.2 Election of Director: W. Steve Albrecht Mgmt For For
1.3 Election of Director: Charlene T. Begley Mgmt For For
1.4 Election of Director: Narendra K. Gupta Mgmt Against Against
1.5 Election of Director: Kimberly L. Hammonds Mgmt For For
1.6 Election of Director: William S. Kaiser Mgmt Against Against
1.7 Election of Director: James M. Whitehurst Mgmt Against Against
1.8 Election of Director: Alfred W. Zollar Mgmt For For
2. To approve, on an advisory basis, a Mgmt For For
resolution relating to Red Hat's executive
compensation
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as Red Hat's
independent registered public accounting
firm for the fiscal year ending February
28, 2019
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934914222
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Special
Meeting Date: 16-Jan-2019
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
(as it may be amended from time to time),
dated as of October 28, 2018, which we
refer to as the merger agreement, by and
among Red Hat, Inc., International Business
Machines Corporation and Socrates
Acquisition Corp.
2. To approve, by means of a non-binding, Mgmt Against Against
advisory vote, compensation that will or
may become payable to the named executive
officers of Red Hat, Inc. in connection
with the merger.
3. To approve one or more adjournments of the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the merger
agreement at the then-scheduled date and
time of the special meeting.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 710589536
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 20-Mar-2019
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK JAE Mgmt For For
WAN
2.1.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM HAN JO Mgmt For For
2.1.3 APPOINTMENT OF OUTSIDE DIRECTOR: AN GYU RI Mgmt For For
2.2.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: PARK Mgmt For For
JAE WAN
2.2.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: KIM Mgmt For For
HAN JO
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 934994268
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For
retained earnings of fiscal year 2018.
3. Resolution on the formal approval of the Mgmt For
acts of the Executive Board in fiscal year
2018.
4. Resolution on the formal approval of the Mgmt For
acts of the Supervisory Board in fiscal
year 2018.
5. Appointment of the auditors of the annual Mgmt For
financial statements and group annual
financial statements for fiscal year 2019.
6a. Election of Supervisory Board members: Prof Mgmt Against
Dr h. c. mult.Hasso Plattner
6b. Election of Supervisory Board members: Dr Mgmt For
h. c. mult. Pekka Ala-Pietila
6c. Election of Supervisory Board members: Mgmt For
Aicha Evans
6d. Election of Supervisory Board members: Mgmt For
Diane Greene
6e. Election of Supervisory Board members: Prof Mgmt For
Dr Gesche Joost
6f. Election of Supervisory Board members: Mgmt For
Bernard Liautaud
6g. Election of Supervisory Board members: Mgmt For
Gerhard Oswald
6h. Election of Supervisory Board members: Dr Mgmt For
Friederike Rotsch
6i. Election of Supervisory Board members: Dr Mgmt For
Gunnar Wiedenfels
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 711276457
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
1.2 Appoint a Director Kawashima, Katsuya Mgmt Against Against
1.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against
1.4 Appoint a Director Takamura, Masato Mgmt Against Against
1.5 Appoint a Director Morita, Shumpei Mgmt Against Against
1.6 Appoint a Director Yamada, Masayuki Mgmt For For
1.7 Appoint a Director Yoshida, Masaki Mgmt For For
1.8 Appoint a Director Sato, Teruhide Mgmt For For
1.9 Appoint a Director Takenaka, Heizo Mgmt For For
1.10 Appoint a Director Suzuki, Yasuhiro Mgmt For For
1.11 Appoint a Director Kusakabe, Satoe Mgmt For For
1.12 Appoint a Director Kubo, Junko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt Against Against
Wakatsuki, Tetsutaro
3 Approve Details of the Restricted-Share Mgmt Against Against
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934877917
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William D. Mosley Mgmt For For
1b. Election of Director: Stephen J. Luczo Mgmt For For
1c. Election of Director: Mark W. Adams Mgmt Against Against
1d. Election of Director: Judy Bruner Mgmt For For
1e. Election of Director: Michael R. Cannon Mgmt Against Against
1f. Election of Director: William T. Coleman Mgmt For For
1g. Election of Director: Jay L. Geldmacher Mgmt Against Against
1h. Election of Director: Dylan Haggart Mgmt Against Against
1i. Election of Director: Stephanie Tilenius Mgmt For For
1j. Election of Director: Edward J. Zander Mgmt Against Against
2. Approve, in an advisory, non-binding vote, Mgmt Against Against
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the Mgmt For For
appointment of Ernst & Young LLP as the
independent auditors of the Company and to
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors'
remuneration.
4. Grant the Board the authority to allot and Mgmt For For
issue shares under Irish law.
5. Grant the Board the authority to opt-out of Mgmt For For
statutory pre-emption rights under Irish
law.
6. Determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934942740
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 25-Apr-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the reduction of Company capital Mgmt For For
and creation of distributable reserves
(special resolution).
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935012093
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt Withheld Against
David Viniar Mgmt For For
Paul Deighton Mgmt For For
Anna Patterson Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2018 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2018 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) To revise the following TSMC policies: (i) Mgmt For For
Procedures for Acquisition or Disposal of
Assets; (ii) Procedures for Financial
Derivatives Transactions
5) DIRECTOR
Moshe N. Gavrielov Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 710871042
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 15-May-2019
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0401/LTN201904012222.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0401/LTN201904012246.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND: HKD1.00 PER Mgmt For For
SHARE
3.A TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER Mgmt Against Against
AS DIRECTOR
3.B TO RE-ELECT MR IAN CHARLES STONE AS Mgmt Against Against
DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt Against Against
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 711051386
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 15-May-2019
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN201904252117.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN201904252125.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE REFRESHMENT OF SCHEME Mgmt For For
MANDATE LIMIT UNDER THE SHARE OPTION PLAN
OF TENCENT MUSIC ENTERTAINMENT GROUP
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934949225
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt Against Against
1b. Election of Director: Drew G. Faust Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: Ellen J. Kullman Mgmt Against Against
1e. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1f. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against
1g. Election of Director: Peter Oppenheimer Mgmt For For
1h. Election of Director: David M. Solomon Mgmt For For
1i. Election of Director: Jan E. Tighe Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (Say on Pay)
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2019
4. Shareholder Proposal Regarding Right to Act Shr For Against
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 934891955
--------------------------------------------------------------------------------------------------------------------------
Security: 884903105
Meeting Type: Special
Meeting Date: 19-Nov-2018
Ticker: TRI
ISIN: CA8849031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The special resolution, the full text of Mgmt For For
which is set forth in Appendix A to the
management proxy circular of Thomson
Reuters Corporation dated October 16, 2018
(the "Circular"), approving the plan of
arrangement under Section 182 of the
Business Corporations Act (Ontario) under
which Thomson Reuters Corporation will (i)
make a cash distribution of US$4.45 per
common share, or approximately US$2.5
billion in the aggregate and (ii)
consolidate its outstanding common shares
(or "reverse stock split") on a basis that
is proportional to the cash distribution,
all as more particularly described in the
Circular.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934911074
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt Against Against
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt Against Against
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 934853107
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Annual
Meeting Date: 19-Jul-2018
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Consider and adopt the Audited Financial Mgmt For For
Statements of the Company (including
consolidated financial statements) for the
financial year ended March 31, 2018,
together with the Reports of the Directors
and Auditors thereon.
O2. To confirm the payment of Interim Dividend Mgmt For For
of INR 1 per equity share already paid
during the year as Final Dividend for the
financial year ended March 31, 2018.
O3. Re-appointment of Mr. Rishad A Premji (DIN Mgmt For For
02983899), Director, who retires by
rotation and being eligible, offers himself
for re-appointment.
S4. Re-appointment of Ms. Ireena Vittal (DIN Mgmt For For
05195656) as an Independent Director of the
Company.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 934872664
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Special
Meeting Date: 19-Sep-2018
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme of amalgamation of Mgmt For For
Wipro Technologies Austria Gmbh, Wipro
Information Technology Austria Gmbh,
NewLogic Technologies SARL and Appirio
India Cloud Solutions Private Limited with
Wipro Limited
--------------------------------------------------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION Agenda Number: 711242557
--------------------------------------------------------------------------------------------------------------------------
Security: J95402103
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name to Z Holdings Corporation, Amend
Business Lines
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawabe,
Kentaro
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ozawa, Takao
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Son, Masayoshi
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyauchi, Ken
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujihara,
Kazuhiko
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yoshii, Shingo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Onitsuka,
Hiromi
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Tobita,
Hiroshi
Amplify YieldShares Senior Loan and Income ETF
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST Agenda Number: 934847875
--------------------------------------------------------------------------------------------------------------------------
Security: 091941104
Meeting Type: Annual
Meeting Date: 27-Aug-2018
Ticker: BGT
ISIN: US0919411043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Withheld Against
Robert Fairbairn Mgmt For For
Catherine A. Lynch Mgmt For For
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 934847887
--------------------------------------------------------------------------------------------------------------------------
Security: 09255X100
Meeting Type: Annual
Meeting Date: 27-Aug-2018
Ticker: FRA
ISIN: US09255X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Fairbairn Mgmt For For
R. Glenn Hubbard Mgmt Withheld Against
W. Carl Kester Mgmt Withheld Against
John M. Perlowski Mgmt For For
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 934851901
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 16-Aug-2018
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan J. Sutherland Mgmt For For
Harriett Tee Taggart Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST Agenda Number: 934870610
--------------------------------------------------------------------------------------------------------------------------
Security: 27826S103
Meeting Type: Annual
Meeting Date: 18-Oct-2018
Ticker: EVF
ISIN: US27826S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Fetting Mgmt For For
Helen Frame Peters Mgmt For For
Scott E. Wennerholm Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 934867219
--------------------------------------------------------------------------------------------------------------------------
Security: 33740K101
Meeting Type: Annual
Meeting Date: 10-Sep-2018
Ticker: FIV
ISIN: US33740K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD E. ERICKSON Mgmt Withheld Against
THOMAS R. KADLEC Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/FOUR CORNERS SR FLOATING Agenda Number: 934867221
--------------------------------------------------------------------------------------------------------------------------
Security: 33733U108
Meeting Type: Annual
Meeting Date: 10-Sep-2018
Ticker: FCT
ISIN: US33733U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NIEL B. NIELSON Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934853309
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce L. Crockett Mgmt For For
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt For For
Robert C. Troccoli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934853309
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce L. Crockett Mgmt For For
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt For For
Robert C. Troccoli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST Agenda Number: 934864768
--------------------------------------------------------------------------------------------------------------------------
Security: 72369J102
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: PHD
ISIN: US72369J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Perna Mgmt Withheld Against
Fred J. Ricciardi Mgmt For For
Marguerite A. Piret Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THL CREDIT SENIOR LOAN FUND Agenda Number: 934853145
--------------------------------------------------------------------------------------------------------------------------
Security: 87244R103
Meeting Type: Annual
Meeting Date: 03-Aug-2018
Ticker: TSLF
ISIN: US87244R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph L. Morea* Mgmt For For
Michael Perino* Mgmt For For
Brian Good# Mgmt For For
2. Approve a new advisory agreement between Mgmt For For
the Fund and THL Credit Advisors LLC.
3. Approve an amendment to the Fund's Amended Mgmt For For
and Restated Agreement and Declaration of
Trust.
--------------------------------------------------------------------------------------------------------------------------
VOYA PRIME RATE TRUST Agenda Number: 934822570
--------------------------------------------------------------------------------------------------------------------------
Security: 92913A100
Meeting Type: Annual
Meeting Date: 10-Jul-2018
Ticker: PPR
ISIN: US92913A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Colleen D. Baldwin Mgmt For For
John V. Boyer Mgmt Withheld Against
Patricia W. Chadwick Mgmt For For
Martin J. Gavin Mgmt For For
Russell H. Jones Mgmt For For
Patrick W. Kenny Mgmt Withheld Against
Joseph E. Obermeyer Mgmt For For
Sheryl K. Pressler Mgmt For For
Christopher P. Sullivan Mgmt For For
Roger B. Vincent Mgmt Withheld Against
Dina Santoro Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Amplify ETF Trust
By (Signature) /s/ Christian Magoon
Name Christian Magoon
Title President
Date 08/21/2019