UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Defiance Junior Cloud Computing and Big Data ETF
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Junior Robotics ETF
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Vehicle and Technology Innovators ETF
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Next Gen Connectivity ETF
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ACACIA COMMUNICATIONS, INC. Agenda Number: 934972907
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Security: 00401C108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ACIA
ISIN: US00401C1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Y. Chung Mgmt Withheld Against
John Ritchie Mgmt Withheld Against
Vincent T. Roche Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Non-binding, advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
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ADTRAN INC Agenda Number: 934978896
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Security: 00738A106
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: ADTN
ISIN: US00738A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas R. Stanton Mgmt For For
H. Fenwick Huss Mgmt For For
Gregory J. McCray Mgmt For For
Anthony J. Melone Mgmt For For
Balan Nair Mgmt For For
Jacqueline H. Rice Mgmt For For
Kathryn A. Walker Mgmt For For
2. Say-on-Pay Resolution, Non-binding approval Mgmt For For
of the executive compensation policies and
procedures of ADTRAN as well as the
compensation of the named executive
officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ADTRAN for the fiscal year ending
December 31, 2019.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 934969948
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter Thomas Killalea Mgmt For For
1.2 Election of Director: F. Thomson Leighton Mgmt For For
1.3 Election of Director: Jonathan Miller Mgmt For For
2. To approve amendments to the Akamai Mgmt For For
Technologies, Inc. 2013 Stock Incentive
Plan.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2019.
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AMERICAN TOWER CORPORATION Agenda Number: 934978860
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Raymond P. Dolan Mgmt For For
1b. Election of Director: Robert D. Hormats Mgmt For For
1c. Election of Director: Gustavo Lara Cantu Mgmt For For
1d. Election of Director: Grace D. Lieblein Mgmt For For
1e. Election of Director: Craig Macnab Mgmt For For
1f. Election of Director: JoAnn A. Reed Mgmt For For
1g. Election of Director: Pamela D.A. Reeve Mgmt For For
1h. Election of Director: David E. Sharbutt Mgmt For For
1i. Election of Director: James D. Taiclet Mgmt For For
1j. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2019.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To adopt a policy requiring an independent Shr Against For
Board Chairman.
5. To require periodic reports on political Shr For Against
contributions and expenditures.
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CASA SYSTEMS, INC. Agenda Number: 934997466
--------------------------------------------------------------------------------------------------------------------------
Security: 14713L102
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CASA
ISIN: US14713L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce R Evans* Mgmt Withheld Against
Susana D'Emic* Mgmt For For
Jerry Guo# Mgmt Withheld Against
Daniel S. Mead# Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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CENTURYLINK, INC. Agenda Number: 934985738
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Security: 156700106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CTL
ISIN: US1567001060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha H. Bejar Mgmt For For
1b. Election of Director: Virginia Boulet Mgmt For For
1c. Election of Director: Peter C. Brown Mgmt For For
1d. Election of Director: Kevin P. Chilton Mgmt For For
1e. Election of Director: Steven T. Clontz Mgmt For For
1f. Election of Director: T. Michael Glenn Mgmt For For
1g. Election of Director: W. Bruce Hanks Mgmt For For
1h. Election of Director: Mary L. Landrieu Mgmt For For
1i. Election of Director: Harvey P. Perry Mgmt For For
1j. Election of Director: Glen F. Post, III Mgmt For For
1k. Election of Director: Michael J. Roberts Mgmt For For
1l. Election of Director: Laurie A. Siegel Mgmt For For
1m. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2019.
3. Amend our Articles of Incorporation to Mgmt For For
increase our authorized shares of common
stock.
4. Ratify our NOL Rights Plan. Mgmt For For
5. Advisory vote to approve our executive Mgmt Against Against
compensation.
6. Shareholder proposal regarding our lobbying Shr For Against
activities, if properly presented at the
meeting.
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CHINA MOBILE LIMITED Agenda Number: 935009349
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Security: 16941M109
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CHL
ISIN: US16941M1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2018.
2. To declare a final dividend for the year Mgmt For For
ended 31 December 2018.
3a. Re-election of executive director of the Mgmt For For
Company: Mr. Yang Jie
3b. Re-election of executive director of the Mgmt For For
Company: Mr. Dong Xin
4a. Re-election of independent non-executive Mgmt Against Against
director of the Company: Dr. Moses Cheng Mo
Chi
4b. Re-election of independent non-executive Mgmt For For
director of the Company: Dr. Yang Qiang
5. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the auditors of the Group for Hong Kong
financial reporting and U.S. financial
reporting purposes, respectively, and to
authorize the directors to fix their
remuneration.
6. To give a general mandate to the directors Mgmt For For
of the Company to buy back shares in the
Company not exceeding 10% of the number of
issued shares in accordance with ordinary
resolution number 6 as set out in the AGM
Notice.
7. To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the number of issued
shares in accordance with ordinary
resolution number 7 as set out in the AGM
Notice.
8. To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares bought back in accordance with
ordinary resolution number 8 as set out in
the AGM Notice.
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COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 935036346
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Security: 20337X109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: COMM
ISIN: US20337X1090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marvin S. Edwards, Mgmt For For
Jr.
1b. Election of Director: Claudius E. Watts IV Mgmt For For
1c. Election of Director: Timothy T. Yates Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2019.
3. Non-binding, advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers as described in the proxy
statement.
4. Approval of the Company's 2019 Long-Term Mgmt For For
Incentive Plan.
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CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934969330
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Security: 22822V101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CCI
ISIN: US22822V1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt For For
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt For For
1d. Election of Director: Ari Q. Fitzgerald Mgmt For For
1e. Election of Director: Robert E. Garrison II Mgmt For For
1f. Election of Director: Andrea J. Goldsmith Mgmt For For
1g. Election of Director: Lee W. Hogan Mgmt For For
1h. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1i. Election of Director: J. Landis Martin Mgmt For For
1j. Election of Director: Robert F. McKenzie Mgmt For For
1k. Election of Director: Anthony J. Melone Mgmt For For
1l. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2019.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
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DIGITAL REALTY TRUST, INC. Agenda Number: 934969265
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Security: 253868103
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: DLR
ISIN: US2538681030
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Laurence A. Chapman Mgmt Against Against
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Kevin J. Kennedy Mgmt Against Against
1D. Election of Director: William G. LaPerch Mgmt Against Against
1E. Election of Director: Afshin Mohebbi Mgmt For For
1F. Election of Director: Mark R. Patterson Mgmt For For
1G. Election of Director: Mary Hogan Preusse Mgmt Against Against
1H. Election of Director: Dennis E. Singleton Mgmt For For
1I. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2019.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement.
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EQUINIX, INC. Agenda Number: 935002270
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix French Sub-plan Mgmt For For
under Equinix's 2000 Equity Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
5. Stockholder proposal related to political Shr For Against
contributions.
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INFINERA CORPORATION Agenda Number: 934980651
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: INFN
ISIN: US45667G1031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Marcel Gani Mgmt For For
1b. Election of Class III Director: Mark A. Mgmt For For
Wegleitner
2. To approve an amendment of the Infinera Mgmt For For
Corporation 2016 Equity Incentive Plan to
increase the number of shares authorized
for issuance thereunder by 7,300,000
shares.
3. To approve an amendment of the Infinera Mgmt For For
Corporation 2007 Employee Stock Purchase
Plan to increase the number of shares
authorized for issuance thereunder by
10,500,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 28, 2019.
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INTELSAT S.A. Agenda Number: 935010380
--------------------------------------------------------------------------------------------------------------------------
Security: L5140P101
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: I
ISIN: LU0914713705
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Statutory Stand-Alone Financial Mgmt For For
Statements
2. Approval of Consolidated Financial Mgmt For For
Statements
3. Approval of Allocation of Annual Results Mgmt For For
4. Approval of Grant of Discharge to Directors Mgmt For For
for Performance
5a. Re-election of Director: John Diercksen Mgmt For For
5b. Re-election of Director: Edward Kangas Mgmt For For
6. Approval of Director Remuneration for the Mgmt For For
Year 2019
7. Approval of Re-appointment of Independent Mgmt For For
Registered Accounting Firm (see notice for
further details)
8. Approval of Share Repurchases and Treasury Mgmt Against Against
Share Holdings (see notice for further
details)
9. Acknowledgement of Report and Approval of Mgmt Against Against
an Extension of the Validity Period of the
Authorized Share Capital and Related
Authorization and Waiver, and the
Suppression and Waiver of Shareholder
Pre-Emptive Rights (see notice for further
details)
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INTERDIGITAL, INC. Agenda Number: 935001569
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Security: 45867G101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: IDCC
ISIN: US45867G1013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joan H. Gillman Mgmt For For
1b. Election of Director: S. Douglas Hutcheson Mgmt For For
1c. Election of Director: John A. Kritzmacher Mgmt For For
1d. Election of Director: John D. Markley, Jr. Mgmt For For
1e. Election of Director: William J. Merritt Mgmt For For
1f. Election of Director: Jean F. Rankin Mgmt For For
1g. Election of Director: Philip P. Trahanas Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm of InterDigital, Inc. for
the year ending December 31, 2019.
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IPG PHOTONICS CORPORATION Agenda Number: 934988304
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: IPGP
ISIN: US44980X1090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1b. Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1c. Election of Director: Igor Samartsev Mgmt For For
1d. Election of Director: Michael C. Child Mgmt For For
1e. Election of Director: Gregory P. Dougherty Mgmt For For
1f. Election of Director: Henry E. Gauthier Mgmt For For
1g. Election of Director: Catherine P. Lego Mgmt For For
1h. Election of Director: Eric Meurice Mgmt For For
1i. Election of Director: John R. Peeler Mgmt For For
1j. Election of Director: Thomas J. Seifert Mgmt For For
2. Ratify Deloitte & Touche LLP as IPG's Mgmt For For
independent registered public accounting
firm for 2019
3. Approval of the IPG Photonics Corporation Mgmt For For
2008 Employee Stock Purchase Plan, as
amended and restated
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JUNIPER NETWORKS, INC. Agenda Number: 934968869
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: JNPR
ISIN: US48203R1041
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gary Daichendt Mgmt For For
1b. Election of Director: Anne DelSanto Mgmt For For
1c. Election of Director: Kevin DeNuccio Mgmt For For
1d. Election of Director: James Dolce Mgmt For For
1e. Election of Director: Scott Kriens Mgmt For For
1f. Election of Director: Rahul Merchant Mgmt For For
1g. Election of Director: Rami Rahim Mgmt For For
1h. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2019.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of the amendment and restatement Mgmt For For
of our 2015 Equity Incentive Plan.
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LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 934954442
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Anderson Mgmt For For
Robin A. Abrams Mgmt For For
Brian M. Beattie Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffery Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To approve, the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
4. To approve the amended Lattice Mgmt For For
Semiconductor Corporation 2011 Non-Employee
Director Equity Incentive Plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 28, 2019.
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MAXAR TECHNOLOGIES INC Agenda Number: 934960104
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MAXR
ISIN: US57778K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Howell M. Estes, III Mgmt For For
1b. Election of Director: Nick S. Cyprus Mgmt For For
1c. Election of Director: Roxanne J. Decyk Mgmt For For
1d. Election of Director: Lori B. Garver Mgmt For For
1e. Election of Director: Joanne O. Isham Mgmt For For
1f. Election of Director: Daniel L. Jablonsky Mgmt For For
1g. Election of Director: C. Robert Kehler Mgmt For For
1h. Election of Director: L. Roger Mason, Jr. Mgmt For For
1i. Election of Director: Robert L. Phillips Mgmt For For
1j. Election of Director: Eric J. Zahler Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the executive compensation of the
Company's named executive officers
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on executive compensation
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2019
5. To approve the Maxar Technologies Inc. 2019 Mgmt For For
Incentive Award Plan
6. To approve the Maxar Technologies Inc. Mgmt For For
Employee Stock Purchase Plan
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MELLANOX TECHNOLOGIES LTD. Agenda Number: 935045749
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 20-Jun-2019
Ticker: MLNX
ISIN: IL0011017329
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Are you a Parent Affiliate (as defined in Mgmt No vote
the Proxy Statement)? By selecting FOR I
confirm that I AM NOT a Parent Affiliate
and by selecting AGAINST I confirm that I
AM a Parent Affiliate.
1b. The Merger Proposal: To approve the Mgmt No vote
acquisition of the Company by NVIDIA
International Holdings Inc., a Delaware
corporation ("Parent"), including the
approval of (a) the Agreement and Plan of
Merger (as it may be amended from time to
time, the "Merger Agreement"), dated March
10, 2019, by and among Parent, Teal Barvaz
Ltd., a company organized under the laws of
the State of Israel and a wholly-owned
subsidiary of Parent ("Merger Sub"), NVIDIA
Corporation, a Delaware corporation ...(due
to space limits, see proxy material for
full proposal).
2. The Adjournment Proposal: To approve the Mgmt No vote
adjournment of the Extraordinary General
Meeting to a later date or dates if
necessary to solicit additional proxies if
there are insufficient votes to approve the
Merger Proposal at the time of the
Extraordinary General Meeting.
3. The Merger-Related Executive Compensation Mgmt No vote
Proposal: To approve on a nonbinding,
advisory basis, any "golden parachute
compensation" that will or may become
payable to the Company's named executive
officers in connection with the Merger.
4a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 4b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
4b. The CEO Base Salary Proposal: To approve Mgmt No vote
the increase in annual base cash
compensation for Eyal Waldman, our chief
executive officer, from $610,000 to
$650,000.
5a. Do you have a Personal Interest with Mgmt No vote
regards to Proposal 5b? By selecting FOR I
confirm that I DO NOT HAVE a Personal
Interest and by selecting AGAINST I confirm
I DO HAVE a Personal Interest in voting
this proposal.
5b. The CEO Cash Incentive Proposal: To approve Mgmt No vote
the grant to Mr. Waldman of a 2019
performance-based cash incentive award,
which will be tied to the Company's
achievement of pre-established revenue and
adjusted operating income objectives for
fiscal 2019 and which will be measured and
paid, if earned, in 2020.
6a. Do you have a Personal Interest with Mgmt No vote
regards to Proposal 6b? By selecting FOR I
confirm that I DO NOT HAVE a Personal
Interest and by selecting AGAINST I confirm
I DO HAVE a Personal Interest in voting
this proposal.
6b. The CEO Severance Proposal: To approve the Mgmt No vote
amendment and restatement of Mr. Waldman's
executive severance benefits agreement, in
accordance with the Amended Severance
Agreement attached as Annex D to the Proxy
Statement, to (i) amend the benefits
thereunder to two years of base salary and
two years of target bonus (to be paid in
accordance with the terms and conditions
therein) and vesting acceleration of 100%
of his equity awards in the event of
certain employment terminations ...(due to
space limits, see proxy material for full
proposal).
7a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 7b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
7b. The CEO Equity Award Proposal: To approve Mgmt No vote
the grant to Mr.Waldman of a 2019 equity
incentive award of 55,696 restricted share
units.
8a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 8b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
8b. The CEO Tax Equalization Proposal: To Mgmt No vote
approve certain tax equalization payments
to Mr. Waldman to reimburse Mr. Waldman for
additional personal income tax liability
incurred as the result of him allocating
his time between Israel and the United
States in the amount of $54,000 for the
2018 tax year and an amount to be
determined consistently with past practice
but not to exceed $125,000 for the 2019 tax
year to be made as soon as administratively
practicable after the tax differential is
...(due to space limits, see proxy material
for full proposal).
9. The Waters Bonus Proposal: To approve Mgmt No vote
payment of a cash bonus of $25,000 to Greg
Waters, an independent member of the
Company's board of directors, in
recognition of his services with respect to
the Merger.
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NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934953680
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James E. Cashman, III Mgmt For For
Liam K. Griffin Mgmt For For
2. To increase the number of shares reserved Mgmt For For
under the Company's 1994 Employee Stock
Purchase Plan by 3,000,000 shares.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935004159
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ihab Tarazi Mgmt For For
Rajiv Ramaswami Mgmt For For
2. Ratification of the selection by our Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Approval of the amendment and restatement Mgmt For For
of our 2010 Employee Stock Purchase Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 1,500,000 and make certain
other changes.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935017423
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet and authorization to
the Board of Directors to resolve on the
distribution of distributable funds
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
11. Resolution on the number of members of the Mgmt For For
Board of Directors
12. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Elizabeth Nelson Mgmt For For
Olivier Piou Mgmt For For
Risto Siilasmaa Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
13. Election of Auditor for the financial year Mgmt For For
2019
14. Election of Auditor for the financial year Mgmt For For
2020
15. Resolution on the remuneration of the Mgmt For For
Auditor
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
ORANGE Agenda Number: 935013122
--------------------------------------------------------------------------------------------------------------------------
Security: 684060106
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: ORAN
ISIN: US6840601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2018.
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2018.
O3 Allocation of income for the fiscal year Mgmt For For
ended December 31,2018 as stated in the
Company's annual financial statements.
O4 Agreements provided for in Article L. Mgmt For For
225-38 of the French Commercial Code.
O5 Appointment of a new director. Mgmt For For
O6 Renewal of the term of office of Mr. Mgmt For For
Alexandre Bompard as director.
O7 Renewal of the term of office of Mrs. Helle Mgmt For For
Kristoffersen as director.
O8 Renewal of the term of office of Mr. Mgmt For For
Jean-Michel Severino as director.
O9 Renewal of the term of office of Mrs. Anne Mgmt For For
Lange as director.
O10 Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2018 to Mr. Stephane Richard,
Chairman and Chief Executive Officer.
O11 Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2018 to Mr. Ramon Fernandez,
Chief Executive Officer Delegate.
O12 Approval of the compensation items paid or Mgmt For For
allocated for the fiscal year ended
December 31, 2018 to Mr. Gervais
Pellissier, Chief Executive Officer
Delegate.
O13 Approval of the principles and criteria for Mgmt For For
determining, apportioning and allocating
the fixed, variable and exceptional items
comprising total compensation and all
benefits in kind allocated to the Chairman
and CEO.
O14 Approval of the principles and criteria for Mgmt For For
determining, apportioning and allocating
the fixed, variable and exceptional items
comprising total compensation and all
benefits in kind allocated to the CEO
Delegates.
O15 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer shares of
the company.
E16 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and complex securities, with shareholder
preferential subscription rights (not to be
used during a takeover offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting).
E17 Delegation of authority to the Board of Mgmt Against Against
Directors to make use of the delegation of
authority granted in the sixteenth
resolution during a takeover offer period
for the Company's securities.
E18 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and complex securities, without shareholder
preferential subscription rights as part of
a public offering (not to be used during a
takeover offer period for the Company's
securities, unless specifically authorized
by the Shareholders' Meeting).
E19 Delegation of authority to the Board of Mgmt Against Against
Directors to make use of the delegation of
authority granted in the eighteenth
resolution during a takeover offer period
for the Company's securities.
E20 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and complex securities, without shareholder
preferential subscription rights, as part
of an offer provided for in section II of
Article L. 411-2 of the French Monetary and
Financial Code (not to be used during a
takeover offer period for the Company's
securities, unless specifically authorized
by the Shareholders' Meeting).
E21 Delegation of authority to the Board of Mgmt Against Against
Directors to make use of the delegation of
authority granted in the twentieth
resolution during a takeover offer period
for the Company's securities.
E22 Authorization to the Board of Directors to Mgmt Against Against
increase the number of issuable securities,
in the event of securities to be issued.
E23 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and complex,
without shareholder preferential
subscription rights, in the event of a
public exchange offer initiated by the
Company (not to be used during a takeover
offer period for the Company's securities,
unless specifically authorized by the
Shareholders' Meeting).
E24 Delegation of authority to the Board of Mgmt Against Against
Directors to make use of the delegation of
authority granted in the twenty-third
resolution during a takeover offer period
for the Company's securities.
E25 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and complex
securities, without shareholder
preferential subscription rights, as
consideration for contributions in kind
granted to the Company and comprised of
equity securities or securities giving
access to share capital (not to be used
during a takeover offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting).
E26 Authorization given to the Board of Mgmt Against Against
Directors to make use of the delegation of
powers granted in the twenty-fifth
resolution during a takeover offer period
for the Company's securities.
E27 Overall limit of authorizations. Mgmt For For
E28 Authorization given to the Board of Mgmt For For
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees.
E29 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or complex
securities reserved for members of savings
plans without shareholder preferential
subscription rights.
E30 Delegation of authority to the Board of Mgmt Against Against
Directors to increase the Company's capital
by capitalization of reserves, profits or
premiums.
E31 Authorization to the Board of Directors to Mgmt For For
reduce the share capital through the
cancellation of shares.
E32 Powers for formalities. Mgmt For For
A Amendment to the third resolution - Mgmt Against For
Allocation of income for the fiscal year
ended December 31, 2018, as stated in the
annual financial statements (ordinary).
B Amendment to Article 13 of the Bylaws - Mgmt Against For
Plurality of directorships (extraordinary).
C Share capital increase in cash reserved for Mgmt Against For
members of savings plans without
shareholder subscription rights.
D Authorization given to the Board of Mgmt Against For
Directors to allocate Company's shares for
free to Orange group employees.
E Amendments or new resolutions proposed at Mgmt Against
the Meeting. If you cast your vote in favor
of resolution A, you are giving discretion
to the Chairman of the Meeting to vote for
or against any amendments or new
resolutions that may be proposed.
--------------------------------------------------------------------------------------------------------------------------
RIBBON COMMUNICATIONS, INC. Agenda Number: 935020696
--------------------------------------------------------------------------------------------------------------------------
Security: 762544104
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: RBBN
ISIN: US7625441040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kim S. Fennebresque Mgmt For For
1b. Election of Director: Bruns H. Grayson Mgmt For For
1c. Election of Director: Franklin (Fritz) Mgmt For For
Hobbs
1d. Election of Director: Beatriz V. Infante Mgmt For For
1e. Election of Director: Kent J. Mathy Mgmt For For
1f. Election of Director: Richard J. Lynch Mgmt For For
1g. Election of Director: Scott E. Schubert Mgmt For For
1h. Election of Director: Richard W. Smith Mgmt For For
2. To approve the Ribbon Communications Inc. Mgmt Against Against
2019 Incentive Award Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Ribbon Communications'
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of Ribbon
Communications' named executive officers as
disclosed in the "Compensation Discussion
and Analysis" section and the accompanying
compensation tables and related narratives
contained in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 934969695
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
Kevin L. Beebe
1.2 Election of Director for a three-year term: Mgmt For For
Jack Langer
1.3 Election of Director for a three-year term: Mgmt For For
Jeffrey A. Stoops
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2019 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SIERRA WIRELESS, INC. Agenda Number: 935008967
--------------------------------------------------------------------------------------------------------------------------
Security: 826516106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: SWIR
ISIN: CA8265161064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory D. Aasen Mgmt For For
Robin A. Abrams Mgmt For For
Paul G. Cataford Mgmt For For
Joy Chik Mgmt For For
Russell N. Jones Mgmt For For
Thomas Sieber Mgmt For For
Kent P. Thexton Mgmt For For
2 Appointment of Ernst and Young LLP, Mgmt For For
Chartered Professional Accountants as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 To consider and, if deemed advisable, Mgmt For For
approve an advisory resolution to accept
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 934961930
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David J. Aldrich Mgmt For For
1.2 Election of Director: Kevin L. Beebe Mgmt For For
1.3 Election of Director: Timothy R. Furey Mgmt For For
1.4 Election of Director: Liam K. Griffin Mgmt For For
1.5 Election of Director: Balakrishnan S. Iyer Mgmt For For
1.6 Election of Director: Christine King Mgmt For For
1.7 Election of Director: David P. McGlade Mgmt For For
1.8 Election of Director: Robert A. Schriesheim Mgmt For For
1.9 Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935027018
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. An advisory vote to approve named executive Mgmt For For
officer compensation, as described in
VMware's Proxy Statement.
3. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Equity and Incentive Plan.
4. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Employee Stock Purchase Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending January 31, 2020.
Defiance Next Gen Video Gaming ETF
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 934931216
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 11-Apr-2019
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy Banse Mgmt For For
1b. Election of Director: Frank Calderoni Mgmt For For
1c. Election of Director: James Daley Mgmt For For
1d. Election of Director: Laura Desmond Mgmt For For
1e. Election of Director: Charles Geschke Mgmt For For
1f. Election of Director: Shantanu Narayen Mgmt For For
1g. Election of Director: Kathleen Oberg Mgmt For For
1h. Election of Director: Dheeraj Pandey Mgmt For For
1i. Election of Director: David Ricks Mgmt For For
1j. Election of Director: Daniel Rosensweig Mgmt For For
1k. Election of Director: John Warnock Mgmt For For
2. Approve the 2019 Equity Incentive Plan to Mgmt For For
replace our 2003 Equity Incentive Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
29, 2019.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr For Against
proposal.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 934959264
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt For For
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Lisa T. Su Mgmt For For
1g. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Approval of the amendment and restatement Mgmt For For
of the Advanced Micro Devices, Inc. 2004
Equity Incentive Plan.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935018956
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt Withheld Against
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr For Against
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr For Against
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr For Against
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr For Against
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr For Against
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935002028
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chenming C. Hu, Ph.D. Mgmt For For
Teresa H. Meng, Ph.D. Mgmt For For
Feng-Ming Wang, Ph.D. Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Ambarella, Inc.'s independent registered
public accounting firm for the fiscal year
ending on January 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Ambarella, Inc.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC. Agenda Number: 711218330
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2018 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2018 PROFITS. PROPOSED CASH DIVIDEND: TWD
15 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For For
4 AMENDMENT TO THE PROCEDURES FOR ACQUISITION Mgmt For For
OR DISPOSAL OF ASSETS.
5.1 THE ELECTION OF THE DIRECTOR.:JONNEY Mgmt For For
SHIH,SHAREHOLDER NO.00000071
5.2 THE ELECTION OF THE DIRECTOR.:TED Mgmt Against Against
HSU,SHAREHOLDER NO.00000004
5.3 THE ELECTION OF THE DIRECTOR.:JONATHAN Mgmt Against Against
TSANG,SHAREHOLDER NO.00025370
5.4 THE ELECTION OF THE DIRECTOR.:JERRY Mgmt Against Against
SHEN,SHAREHOLDER NO.00000080
5.5 THE ELECTION OF THE DIRECTOR.:ERIC Mgmt Against Against
CHEN,SHAREHOLDER NO.00000135
5.6 THE ELECTION OF THE DIRECTOR.:S.Y. Mgmt For For
HSU,SHAREHOLDER NO.00000116
5.7 THE ELECTION OF THE DIRECTOR.:SAMSON Mgmt For For
HU,SHAREHOLDER NO.00255368
5.8 THE ELECTION OF THE DIRECTOR.:JOE Mgmt Against Against
HSIEH,SHAREHOLDER NO.A123222XXX
5.9 THE ELECTION OF THE DIRECTOR.:JACKIE Mgmt Against Against
HSU,SHAREHOLDER NO.00067474
5.10 THE ELECTION OF THE DIRECTOR.:TZE KAING Mgmt Against Against
YANG,SHAREHOLDER NO.A102241XXX
5.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHUNG HOU TAI,SHAREHOLDER
NO.00000088
5.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MING YU LEE,SHAREHOLDER
NO.F120639XXX
5.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHUN AN SHEU,SHAREHOLDER
NO.R101740XXX
CMMT 21 MAY 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935010140
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Approve, on an advisory (non-binding) Mgmt For For
basis,the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC. Agenda Number: 711241872
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606D102
Meeting Type: AGM
Meeting Date: 24-Jun-2019
Ticker:
ISIN: JP3778630008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Taguchi, Mitsuaki Mgmt For For
2.2 Appoint a Director Otsu, Shuji Mgmt For For
2.3 Appoint a Director Asako, Yuji Mgmt For For
2.4 Appoint a Director Kawaguchi, Masaru Mgmt For For
2.5 Appoint a Director Miyakawa, Yasuo Mgmt For For
2.6 Appoint a Director Hagiwara, Hitoshi Mgmt For For
2.7 Appoint a Director Kawashiro, Kazumi Mgmt For For
2.8 Appoint a Director Asanuma, Makoto Mgmt For For
2.9 Appoint a Director Matsuda, Yuzuru Mgmt For For
2.10 Appoint a Director Kuwabara, Satoko Mgmt For For
2.11 Appoint a Director Noma, Mikiharu Mgmt For For
2.12 Appoint a Director Kawana, Koichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 934935620
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 28-Mar-2019
Ticker: CAJ
ISIN: US1380063099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Dividend from Surplus Mgmt For For
2.1 Election of Director: Fujio Mitarai Mgmt For For
2.2 Election of Director: Masaya Maeda Mgmt For For
2.3 Election of Director: Toshizo Tanaka Mgmt For For
2.4 Election of Director: Toshio Homma Mgmt For For
2.5 Election of Director: Kunitaro Saida Mgmt For For
2.6 Election of Director: Haruhiko Kato Mgmt For For
3.1 Election of Audit & Supervisory Board Mgmt For For
Member: Hiroaki Sato
3.2 Election of Audit & Supervisory Board Mgmt For For
Member: Yutaka Tanaka
4. Grant of Bonus to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPCOM CO.,LTD. Agenda Number: 711211590
--------------------------------------------------------------------------------------------------------------------------
Security: J05187109
Meeting Type: AGM
Meeting Date: 17-Jun-2019
Ticker:
ISIN: JP3218900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Kenzo
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Haruhiro
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Egawa, Yoichi
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Kenkichi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Neo, Kunio
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Masao
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934945633
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald W. Blair Mgmt For For
1b. Election of Director: Leslie A. Brun Mgmt For For
1c. Election of Director: Stephanie A. Burns Mgmt For For
1d. Election of Director: John A. Canning, Jr. Mgmt For For
1e. Election of Director: Richard T. Clark Mgmt For For
1f. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1g. Election of Director: Deborah A. Henretta Mgmt For For
1h. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1i. Election of Director: Kurt M. Landgraf Mgmt For For
1j. Election of Director: Kevin J. Martin Mgmt For For
1k. Election of Director: Deborah D. Rieman Mgmt For For
1l. Election of Director: Hansel E. Tookes II Mgmt For For
1m. Election of Director: Wendell P. Weeks Mgmt For For
1n. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. Approval of the 2019 Equity Plan for Mgmt For For
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 934876004
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 22-Oct-2018
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Thomas H. Werner Mgmt For For
Anne C. Whitaker Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
30, 2019.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 710820615
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 23-May-2019
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 13 MAY 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0329/201903291900784.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0506/201905061901555.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK AND REVISION DUE TO
CHANGE IN NUMBERING OF RESOLUTION E.21. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.3 ALLOCATION OF INCOME: EUR 0.65 PER SHARE Mgmt For For
O.4 REGULATED AGREEMENTS Mgmt For For
O.5 APPROVAL OF THE PRINCIPALS AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.6 APPROVAL OF THE PRINCIPALS AND CRITERIA FOR Mgmt Against Against
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE VICE-CHAIRMAN OF THE BOARD OF DIRECTORS
AND CHIEF EXECUTIVE OFFICER
O.7 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MR. CHARLES EDELSTENNE, CHAIRMAN OF THE
BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MR. BERNARD CHARLES, VICE-CHAIRMAN OF THE
BOARD OF DIRECTORS AND CHIEF EXECUTIVE
OFFICER
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CATHERINE DASSAULT AS DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
TOSHIKO MORI AS DIRECTOR
O.11 AUTHORIZATION TO ACQUIRE SHARES OF DASSAULT Mgmt For For
SYSTEMES
E.12 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELATION OF SHARES PREVIOUSLY
REPURCHASED UNDER THE SHARE BUYBACK PROGRAM
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE THE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES AND TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
EQUITY SECURITIES TO BE ISSUED, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE THE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES AND TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY MEANS OF PUBLIC
OFFERING
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE THE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES AND TO ISSUE
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE EVENT
OF AN OFFER BY PRIVATE PLACEMENT REFERRED
TO IN SECTION II OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF CAPITAL INCREASE WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
THROUGH CAPITALIZATION OF RESERVES, PROFITS
OR PREMIUMS
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS IN ORDER TO INCREASE THE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES AS WELL AS
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITHIN THE
LIMIT OF 10% IN ORDER TO REMUNERATE
CONTRIBUTIONS IN-KIND OF SECURITIES
E.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO GRANT SHARE SUBSCRIPTION OR
PURCHASE OPTIONS FOR THE BENEFIT OF
CORPORATE OFFICERS AND EMPLOYEES OF THE
COMPANY AND AFFILIATED COMPANIES ENTAILING
WAIVER IPSO JURE BY THE SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL FOR
THE BENEFIT OF MEMBERS OF COMPANY SAVINGS
PLAN, WITH CANCELATION OF SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.21 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 934927697
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DR. GLEITMAN TO AN ADDITIONAL Mgmt For For
TERM AS AN EXTERNAL DIRECTOR
1a. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of January 29,
2019) in the approval of the above
resolution. (Please note: if you do not
mark either Yes or No, your shares will not
be voted Proposal 1). Mark "For" = Yes or
"Against" = No.
2. APPROVAL OF THE GRANT OF THE OPTIONS IN THE Mgmt For For
FRAMEWORK OF CYBERBIT'S ESOP TO THE
COMPANY'S CEO
2a. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of January 29,
2019) in the approval of the above
resolution. (Please note: if you do not
mark either Yes or No, your shares will not
be voted Proposal 2). Mark "For" = Yes or
"Against" = No.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt For For
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 1 Year Against
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr For Against
stockholder voting.
6. A stockholder proposal regarding an Shr For Against
independent chair.
7. A stockholder proposal regarding majority Shr For Against
voting for directors.
8. A stockholder proposal regarding true Shr Against For
diversity board policy.
9. A stockholder proposal regarding a content Shr Against For
governance report.
10. A stockholder proposal regarding median Shr For Against
gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 934991515
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Caldwell Mgmt For For
John Donofrio Mgmt For For
Yuval Wasserman Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935005012
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin Ltd.'s 2018 Annual Mgmt For For
Report, including the consolidated
financial statements of Garmin Ltd. for the
fiscal year ended December 29, 2018 and the
statutory financial statements of Garmin
Ltd. for the fiscal year ended December 29,
2018
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of US $2.28 per
outstanding share out of Garmin Ltd.'s
reserve from capital contribution in four
equal installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the members of Executive
Management from liability for the fiscal
year ended December 29, 2018
5a. Re-election of Director: Min H. Kao Mgmt For For
5b. Re-election of Director: Joseph J. Hartnett Mgmt For For
5c. Re-election of Director: Clifton A. Pemble Mgmt For For
5d. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5e. Re-election of Director: Charles W. Peffer Mgmt For For
5f. Election of Director: Catherine A. Lewis Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors for a
term extending until completion of the next
annual general meeting
7a. Re-election of Compensation Committee Mgmt For For
Member: Joseph J. Hartnett
7b. Re-election of Compensation Committee Mgmt For For
Member: Charles W. Peffer
7c. Re-election of Compensation Committee Mgmt For For
Member: Jonathan C. Burrell
7d. Election of Compensation Committee Member: Mgmt For For
Catherine A. Lewis
8. Election of the law firm of Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin Ltd.'s independent
registered public accounting firm for the
2019 fiscal year and re-election of Ernst &
Young Ltd. as Garmin Ltd.'s statutory
auditor for another one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2019 Annual General
Meeting and the 2020 Annual General Meeting
13. Amendment to the Garmin Ltd. Employee Stock Mgmt For For
Purchase Plan to increase the number of
shares authorized for issuance under the
Plan from 6 million to 8 million
14. Amendment to the Garmin Ltd. 2005 Equity Mgmt For For
Incentive Plan to increase the maximum
number of shares authorized for issuance
under the Plan that may be delivered as
Restricted Shares or pursuant to
Performance Units or Restricted Stock Units
from 6 million to 10 million
--------------------------------------------------------------------------------------------------------------------------
GOPRO, INC. Agenda Number: 934998343
--------------------------------------------------------------------------------------------------------------------------
Security: 38268T103
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GPRO
ISIN: US38268T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicholas Woodman Mgmt For For
Tyrone Ahmad-Taylor Mgmt For For
Kenneth Goldman Mgmt For For
Peter Gotcher Mgmt For For
James Lanzone Mgmt For For
Alexander Lurie Mgmt For For
Susan Lyne Mgmt For For
Frederic Welts Mgmt For For
Lauren Zalaznick Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934927522
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For
1l. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal related to action by Shr For Against
Written Consent of Stockholders
--------------------------------------------------------------------------------------------------------------------------
HTC CORPORATION Agenda Number: 711230261
--------------------------------------------------------------------------------------------------------------------------
Security: Y3732M111
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: TW0002498003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE FISCAL 2018 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 ADOPTION OF THE FISCAL 2018 RETAINED Mgmt For For
EARNINGS DISTRIBUTION.PROPOSED CASH
DIVIDEND :TWD 0.38 PER SHARE.
3 DISCUSSION ON THE PROPOSAL TO AMEND THE Mgmt For For
ARTICLES OF INCORPORATION.
4 DISCUSSION ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS FOR THE ELECTION OF DIRECTORS AND
SUPERVISORS.
5 DISCUSSION ON THE PROPOSAL TO AMEND THE Mgmt For For
PROCEDURES FOR THE ACQUISITION OR DISPOSAL
OF ASSETS.
6 DISCUSSION ON THE PROPOSAL TO AMEND THE Mgmt For For
OPERATIONAL PROCEDURES FOR LENDING FUNDS TO
OTHERS.
7 DISCUSSION ON THE PROPOSAL TO AMEND THE Mgmt For For
PROCEDURES FOR THE HANDLING OF DERIVATIVES
TRADING.
8.1 THE ELECTION OF THE Mgmt For For
DIRECTOR.:WANG,HSUEH-HUNG,SHAREHOLDER NO.2
8.2 THE ELECTION OF THE Mgmt For For
DIRECTOR.:CHO,HUO-TU,SHAREHOLDER NO.22
8.3 THE ELECTION OF THE Mgmt For For
DIRECTOR.:CHEN,WEN-CHI,SHAREHOLDER NO.5
8.4 THE ELECTION OF THE DIRECTOR.:DAVID BRUCE Mgmt Against Against
YOFFIE,SHAREHOLDER NO.483748XXX
8.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:LIN,CHEN-KUO,SHAREHOLDER
NO.F102690XXX
8.6 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:JOSEF FELDER,SHAREHOLDER
NO.X3456XXX
8.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:VINCENT THAI,SHAREHOLDER
NO.488939XXX
9 PROPOSALTO RELEASE THE NEWLY-ELECTED Mgmt For For
DIRECTORS (INCLUDE INDEPENDENT DIRECTOR)
FROM NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 935021042
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Neil S. Braun Mgmt For For
Eric A. Demirian Mgmt For For
Kevin Douglas Mgmt For For
Richard L. Gelfond Mgmt For For
David W. Leebron Mgmt For For
Michael MacMillan Mgmt For For
Dana Settle Mgmt For For
Darren Throop Mgmt For For
Bradley J. Wechsler Mgmt For For
2 In respect of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the directors
to fix their remuneration. Note: Voting
Withhold is the equivalent to voting
Abstain.
3 Advisory resolution to approve the Mgmt Against Against
compensation of the Company's Named
Executive Officers as set forth in the
accompanying proxy circular. Note: Voting
Abstain is the equivalent to voting
Withhold.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935012360
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
Sid Ganis Mgmt For For
Ramzi Haidamus Mgmt For For
David Sugishita Mgmt For For
Jonathan Visbal Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as Immersion Corporation's
independent registered public accounting
firm for fiscal 2019.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
4. Approval of an amendment to Immersion Mgmt For For
Corporation 2011 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934941849
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: M. L. Eskew
1b. Election of Director for a Term of One Mgmt For For
Year: D. N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: M. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: S. A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A. N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: M. E. Pollack
1h. Election of Director for a Term of One Mgmt For For
Year: V. M. Rometty
1i. Election of Director for a Term of One Mgmt For For
Year: J. R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: S. Taurel
1k. Election of Director for a Term of One Mgmt For For
Year: P. R. Voser
1l. Election of Director for a Term of One Mgmt For For
Year: F. H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approval of Long-Term Incentive Performance Mgmt For For
Terms for Certain Executives for Awards
Eligible for Transitional Relief Pursuant
to Section 162(m) of the Internal Revenue
Code
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
KOEI TECMO HOLDINGS CO.,LTD. Agenda Number: 711270405
--------------------------------------------------------------------------------------------------------------------------
Security: J8239A103
Meeting Type: AGM
Meeting Date: 19-Jun-2019
Ticker:
ISIN: JP3283460008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Erikawa, Keiko Mgmt Against Against
2.2 Appoint a Director Erikawa, Yoichi Mgmt Against Against
2.3 Appoint a Director Koinuma, Hisashi Mgmt For For
2.4 Appoint a Director Asano, Kenjiro Mgmt For For
2.5 Appoint a Director Hayashi, Yosuke Mgmt For For
2.6 Appoint a Director Sakaguchi, Kazuyoshi Mgmt For For
2.7 Appoint a Director Erikawa, Mei Mgmt For For
2.8 Appoint a Director Kakihara, Yasuharu Mgmt For For
2.9 Appoint a Director Tejima, Masao Mgmt For For
2.10 Appoint a Director Kobayashi, Hiroshi Mgmt For For
2.11 Appoint a Director Sato, Tatsuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V. Agenda Number: 709888549
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: EGM
Meeting Date: 19-Oct-2018
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 IT IS PROPOSED TO APPOINT DR. A. MARC Mgmt For For
HARRISON AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN ARTICLE
2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH
3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR
THE GENERAL MEETING OF SHAREHOLDERS. THE
APPOINTMENT WILL BE MADE AS PER OCTOBER 19,
2018. MEMBERS OF THE SUPERVISORY BOARD MAY
BE (RE-) APPOINTED FOR THE TERM OF FOUR
YEARS AS LAID DOWN IN THE ARTICLES OF
ASSOCIATION. IN LINE WITH THE DUTCH
CORPORATE GOVERNANCE CODE, DR. HARRISON'S
TERM OF APPOINTMENT WILL EXPIRE AT THE END
OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2022. UPON THE
PROPOSED APPOINTMENT, THE SUPERVISORY BOARD
WILL CONSIST OF NINE MEMBERS, THREE WOMEN
AND SIX MEN, WITH EIGHT NATIONALITIES
2 IT IS PROPOSED TO SET THE YEARLY Mgmt For For
REMUNERATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD AS FOLLOWS THE MEMBERS
EUR 100.000,- THE VICE CHAIRMAN EUR
115.000,- THE CHAIRMAN EUR 155.000,- ABOVE
THIS BASIS REMUNERATION THE FOLLOWING
SUPPLEMENTS WILL BE PAYABLE FOR COMMITTEE
MEMBERS: AUDIT COMMITTEE: MEMBERS EUR
18.000,- CHAIRMAN EUR 27.000,- THE OTHER 3
COMMITTEES (REMUNERATION COMMITTEE QUALITY
AND REGULATORY COMMITTEE CG AND NOMINATION
AND SELECTION COMMITTEE): MEMBERS EUR
14.000,- CHAIRMAN EUR 21.000,- ALL OTHER
FEES AND REIMBURSEMENTS REMAIN UNCHANGED.
IN ADDITION, THE SUPERVISORY BOARD IS
PROPOSING TO REVIEW FEE LEVELS IN PRINCIPLE
EVERY THREE YEARS IN ORDER TO MONITOR AND
TAKE ACCOUNT OF MARKET DEVELOPMENTS AND
MANAGE EXPECTATIONS FROM OUR KEY
STAKEHOLDERS
--------------------------------------------------------------------------------------------------------------------------
L.G. DISPLAY CO., LTD. Agenda Number: 934933703
--------------------------------------------------------------------------------------------------------------------------
Security: 50186V102
Meeting Type: Annual
Meeting Date: 15-Mar-2019
Ticker: LPL
ISIN: US50186V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consolidated and Separate the Financial Mgmt For
Statements as of and for the fiscal year
ended December 31, 2018
2. Amendment to the Articles of Incorporation Mgmt For
3.1 Appointment of non-standing director (Young Mgmt For
Soo Kwon)
3.2 Appointment of outside director (Kun Tai Mgmt For
Han)
3.3 Appointment of outside director (Chang-Yang Mgmt For
Lee)
3.4 Appointment of standing director (Dong Hee Mgmt For
Suh)
4.1 Appointment of Audit Committee Member (Kun Mgmt For
Tai Han)
4.2 Appointment of Audit Committee Member Mgmt For
(Chang-Yang Lee)
5. Remuneration Limit for Directors in 2018 Mgmt For
(KRW 8.5 billion)
--------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC Agenda Number: 710552642
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275H177
Meeting Type: AGM
Meeting Date: 15-Mar-2019
Ticker:
ISIN: KR7066570003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR & ELECTION OF Mgmt For For
OUTSIDE DIRECTOR & ELECTION OF A
NON-PERMANENT DIRECTOR: JEONG DO HYUN, GWON
YOUNG SU, I SANG GU, GIM DAE HYUNG
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: BAIK YOUNG HO, GIM DAE
HYUNG
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 934872549
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 05-Sep-2018
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2018
2 Advisory vote to approve executive Mgmt For For
compensation
3 Appropriation of retained earnings and Mgmt For For
declaration of dividend
4 Amendment of the Articles of Incorporation Mgmt For For
regarding the creation of an authorized
share capital
5 Amendment of the Articles of Incorporation Mgmt For For
regarding the convening of shareholder
meetings
6 Amendment of the Articles of Incorporation Mgmt For For
regarding the maximum number of mandates
that members of the Board of Directors and
Management Team may accept for charitable
organizations
7 Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2018
8A Re-election of Dr. Patrick Aebischer to the Mgmt For For
Board of Directors
8B Re-election of Ms. Wendy Becker to the Mgmt For For
Board of Directors
8C Re-election of Dr. Edouard Bugnion to the Mgmt For For
Board of Directors
8D Re-election of Mr. Bracken Darrell to the Mgmt For For
Board of Directors
8E Re-election of Mr. Guerrino De Luca to the Mgmt For For
Board of Directors
8F Re-election of Mr. Didier Hirsch to the Mgmt For For
Board of Directors
8G Re-election of Dr. Neil Hunt to the Board Mgmt For For
of Directors
8H Re-election of Ms. Neela Montgomery to the Mgmt For For
Board of Directors
8I Re-election of Mr. Dimitri Panayotopoulos Mgmt For For
to the Board of Directors
8J Re-election of Dr. Lung Yeh to the Board of Mgmt For For
Directors
8K Election of Ms. Marjorie Lao to the Board Mgmt For For
of Directors
9 Election of the Chairman of the Board Mgmt For For
10A Re-election of Dr. Edouard Bugnion to the Mgmt For For
Compensation Committee
10B Re-election of Dr. Neil Hunt to the Mgmt For For
Compensation Committee
10C Re-election of Mr. Dimitri Panayotopoulos Mgmt For For
to the Compensation Committee
10D Election of Ms. Wendy Becker to the Mgmt For For
Compensation Committee
11 Approval of Compensation for the Board of Mgmt For For
Directors for the 2018 to 2019 Board Year
12 Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2020
13 Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2019
14 Election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative
--------------------------------------------------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO., LTD. Agenda Number: 711211716
--------------------------------------------------------------------------------------------------------------------------
Security: Y6037K110
Meeting Type: AGM
Meeting Date: 14-Jun-2019
Ticker:
ISIN: TW0002377009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2018 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2018 PROFITS. PROPOSED CASH DIVIDEND: TWD
4.5 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For For
4 AMENDMENT TO THE OPERATIONAL PROCEDURES FOR Mgmt For For
LOANING OF COMPANY FUNDS.
5 AMENDMENT TO THE OPERATIONAL PROCEDURES FOR Mgmt For For
ENDORSEMENTS AND GUARANTEES.
6 AMENDMENT TO THE OPERATIONAL PROCEDURES FOR Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS.
7 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM THE CAPITAL SURPLUS : TWD
0.5 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LTD Agenda Number: 711075552
--------------------------------------------------------------------------------------------------------------------------
Security: G6427W104
Meeting Type: AGM
Meeting Date: 06-Jun-2019
Ticker:
ISIN: KYG6427W1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www3.hkexnews.hk/listedco/listconews
/sehk/2019/0429/LTN201904291496.pdf,
http://www3.hkexnews.hk/listedco/listconews
/sehk/2019/0429/LTN201904291453.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR
ENDED 31 DECEMBER 2018 AND THE REPORTS OF
THE DIRECTORS AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2018
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS THE AUDITORS OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4.A TO RE-ELECT LIU DEJIAN AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4.B TO RE-ELECT LEUNG LIM KIN, SIMON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
4.C TO RE-ELECT CHAO GUOWEI, CHARLES AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2019
5.A TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ISSUE, ALLOT
AND OTHERWISE DEAL WITH THE COMPANY'S
SHARES
5.B TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO BUY BACK THE
COMPANY'S SHARES
5.C CONDITIONAL UPON RESOLUTIONS 5A AND 5B Mgmt Against Against
BEING PASSED, THE AGGREGATE NOMINAL AMOUNT
OF THE NUMBER OF SHARES IN THE CAPITAL OF
THE COMPANY WHICH ARE BOUGHT BACK BY THE
COMPANY UNDER THE AUTHORITY GRANTED TO THE
DIRECTORS AS MENTIONED IN RESOLUTION 5B
SHALL BE ADDED TO THE AGGREGATE NOMINAL
AMOUNT OF SHARE CAPITAL THAT MAY BE
ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED BY THE
DIRECTORS PURSUANT TO RESOLUTION 5A ABOVE
--------------------------------------------------------------------------------------------------------------------------
NETMARBLE CORPORATION Agenda Number: 710678511
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S5CG100
Meeting Type: AGM
Meeting Date: 29-Mar-2019
Ticker:
ISIN: KR7251270005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK DONG Mgmt For For
HO
3.2 APPOINTMENT OF OUTSIDE DIRECTOR: HEO TAE Mgmt For For
WON
3.3 APPOINTMENT OF OUTSIDE DIRECTOR: LEE JONG Mgmt Against Against
HWA
4.1 APPOINTMENT OF AUDITOR: PARK DONG HO Mgmt For For
4.2 APPOINTMENT OF AUDITOR: HEO TAE WON Mgmt For For
4.3 APPOINTMENT OF AUDITOR: LEE JONG HWA Mgmt Against Against
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 APPROVAL OF ARTICLES OF RETIREMENT Mgmt For For
ALLOWANCE FOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 711271863
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
--------------------------------------------------------------------------------------------------------------------------
NORDIC SEMICONDUCTOR ASA Agenda Number: 710221982
--------------------------------------------------------------------------------------------------------------------------
Security: R4988P103
Meeting Type: EGM
Meeting Date: 14-Dec-2018
Ticker:
ISIN: NO0003055501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE MEETING BY THE ACTING CHAIR Mgmt No vote
OF THE BOARD AND REGISTER OF THE
SHAREHOLDERS PRESENT
2 ELECTION OF MEETING CHAIR AND INDIVIDUAL TO Mgmt No vote
SIGN THE MEETING MINUTES
3 APPROVAL OF THE NOTICE OF EGM AND THE Mgmt No vote
AGENDA
4 ELECTION OF BIRGER K STEEN AS THE CHAIR TO Mgmt No vote
THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NORDIC SEMICONDUCTOR ASA Agenda Number: 710803518
--------------------------------------------------------------------------------------------------------------------------
Security: R4988P103
Meeting Type: AGM
Meeting Date: 24-Apr-2019
Ticker:
ISIN: NO0003055501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE SHAREHOLDER MEETING Mgmt No vote
2 ELECTION OF MEETING CHAIR AND INDIVIDUAL TO Mgmt No vote
SIGN THE MINUTES
3 APPROVAL OF INVITATION AND THE AGENDA Mgmt No vote
4 APPROVAL OF ANNUAL FINANCIAL STATEMENTS AND Mgmt No vote
THE BOARD'S REPORT, INCLUDING CONSOLIDATED
ACCOUNTS, FOR 2018
5.1 APPROVAL OF COMPENSATION TO THE BOARD Mgmt No vote
5.2 APPROVAL OF COMPENSATION TO THE NOMINATION Mgmt No vote
COMMITTEE
5.3 APPROVAL OF COMPENSATION TO THE AUDITOR Mgmt No vote
6 POWER OF ATTORNEY FOR PURCHASE OF THE Mgmt No vote
COMPANY'S OWN SHARES
7 POWER OF ATTORNEY TO INCREASE THE SHARE Mgmt No vote
CAPITAL
8.1 RE-ELECTION OF MEMBER TO SERVE ON THE BOARD Mgmt No vote
OF DIRECTOR CHAIR: BIRGER KRISTIAN STEEN
8.2 NEW ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
BOARD OF DIRECTOR: JAN FRYKHAMMAR
8.3 RE-ELECTION OF MEMBER TO SERVE ON THE BOARD Mgmt No vote
OF DIRECTOR BOARD MEMBER: INGER BERG
ORSTAVIK
8.4 NEW ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
BOARD OF DIRECTOR: ANITA HUUN
8.5 NEW ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
BOARD OF DIRECTOR: OYVIND BIRKENES
8.6 NEW ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
BOARD OF DIRECTOR: ENDRE HOLEN
8.7 NEW ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
BOARD OF DIRECTOR: ANNASTIINA HINTSA
9.1 RE-ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
NOMINATION COMMITTEE: JOHN HARALD LEISNER
9.2 RE-ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
NOMINATION COMMITTEE: VIGGO LEISNER
9.3 RE-ELECTION OF MEMBER TO SERVE ON THE Mgmt No vote
NOMINATION COMMITTEE: JARLE SJO
10 AUDITOR AS PROPOSED BY THE BOARD OF Mgmt No vote
DIRECTORS: PRICEWATERHOUSECOOPERS AS
11 APPROVAL OF DECLARATION OF THE PRINCIPLES Mgmt No vote
FOR COMPENSATION OF THE CEO AND OTHER
MEMBERS OF THE EXECUTIVE MANAGEMENT
11.1 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt No vote
FOR EXECUTIVE MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934982807
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate supermajority voting to remove a
director without cause.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935037425
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Adoption of the 2018 statutory annual Mgmt For For
accounts
2.D Granting discharge to the executive member Mgmt For For
and non-executive members of the Board of
Directors for their responsibilities in the
financial year 2018
3.A Proposal to re-appoint Mr. Richard L Mgmt For For
Clemmer as executive director
3.B Proposal to re-appoint Sir Peter Bonfield Mgmt For For
as non-executive director
3.C Proposal to re-appoint Mr. Kenneth A. Mgmt For For
Goldman as non-executive director
3.D Proposal to re-appoint Mr. Josef Kaeser as Mgmt For For
non-executive director
3.E Proposal to appoint Mrs. Lena Olving as Mgmt For For
non-executive director
3.F Proposal to re-appoint Mr. Peter Smitham as Mgmt For For
non-executive director
3.G Proposal to re-appoint Ms. Julie Southern Mgmt For For
as non-executive director
3.H Proposal to appoint Mrs. Jasmin Staiblin as Mgmt For For
non-executive director
3.I Proposal to re-appoint Mr. Gregory Summe as Mgmt For For
non-executive director
3.J Proposal to appoint Mr. Karl-Henrik Mgmt For For
Sundstrom as non-executive director
4.A Authorization of the Board of Directors to Mgmt For For
issue shares or grant rights to acquire
shares
4.B Authorization of the Board of Directors to Mgmt For For
restrict or exclude pre-emption rights
5. Approval of the NXP 2019 omnibus incentive Mgmt Against Against
plan (the "Plan") and approval of the
number of shares and rights to acquire
shares for award under the Plan
6. Authorization of the Board of Directors to Mgmt Against Against
repurchase shares in the Company's capital
7. Authorization of the Board of Directors to Mgmt For For
cancel ordinary shares held or to be
acquired by the Company
8. Proposal to re-appoint KPMG Accountants Mgmt For For
N.V. as the Company's external auditor for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 711270758
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nagae, Shusaku Mgmt For For
1.2 Appoint a Director Tsuga, Kazuhiro Mgmt For For
1.3 Appoint a Director Sato, Mototsugu Mgmt For For
1.4 Appoint a Director Higuchi, Yasuyuki Mgmt For For
1.5 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
1.6 Appoint a Director Ota, Hiroko Mgmt For For
1.7 Appoint a Director Toyama, Kazuhiko Mgmt For For
1.8 Appoint a Director Umeda, Hirokazu Mgmt For For
1.9 Appoint a Director Laurence W. Bates Mgmt For For
1.10 Appoint a Director Homma, Tetsuro Mgmt For For
1.11 Appoint a Director Noji, Kunio Mgmt For For
2 Appoint a Corporate Auditor Tominaga, Mgmt For For
Toshihide
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC. Agenda Number: 935028591
--------------------------------------------------------------------------------------------------------------------------
Security: 727493108
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: PLT
ISIN: US7274931085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert Hagerty Mgmt For For
1b. Election of Director: Marv Tseu Mgmt For For
1c. Election of Director: Joe Burton Mgmt For For
1d. Election of Director: Frank Baker Mgmt For For
1e. Election of Director: Kathy Crusco Mgmt For For
1f. Election of Director: Brian Dexheimer Mgmt For For
1g. Election of Director: Gregg Hammann Mgmt For For
1h. Election of Director: John Hart Mgmt For For
1i. Election of Director: Guido Jouret Mgmt Against Against
1j. Election of Director: Marshall Mohr Mgmt For For
1k. Election of Director: Daniel Moloney Mgmt For For
2. Approve the amendment and restatement of Mgmt For For
the Plantronics, Inc. 2002 Employee Stock
Purchase Plan.
3. Approve the amendment and restatement of Mgmt Against Against
the Plantronics, Inc. 2003 Stock Plan.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Plantronics, Inc. for fiscal year
2020.
5. Approve, on an advisory basis, the Mgmt For For
compensation of Plantronics, Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 934920744
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
Donald Grierson Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Approve an increase in the number of shares Mgmt For For
available for issuance under our 2000
Equity Incentive Plan.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
4. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt For For
1l. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAZER INC. Agenda Number: 711101030
--------------------------------------------------------------------------------------------------------------------------
Security: G7397A106
Meeting Type: AGM
Meeting Date: 28-Jun-2019
Ticker:
ISIN: KYG7397A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292081.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292044.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2018
2.A TO RE-ELECT MR. CHAN THIONG JOO EDWIN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. CHAU KWOK FUN KEVIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. LEE YONG SUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MS. LIU SIEW LAN PATRICIA AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7 TO FIX THE MAXIMUM NUMBER OF NEW SHARES Mgmt Against Against
UNDERLYING THE RESTRICTED STOCK UNITS
("RSUS") WHICH MAY BE GRANTED PURSUANT TO
THE 2016 EQUITY INCENTIVE PLAN ADOPTED BY
THE COMPANY WHICH SHALL NOT EXCEED 6% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION AND TO AUTHORISE THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
UNDERLYING THE RSUS GRANTED UNDER THE 2016
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
ROVIO ENTERTAINMENT CORP Agenda Number: 710709784
--------------------------------------------------------------------------------------------------------------------------
Security: X7S6CG107
Meeting Type: AGM
Meeting Date: 09-Apr-2019
Ticker:
ISIN: FI4000266804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITORS REPORT FOR THE YEAR 2018
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt Split 33% For Split
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt Split 33% For Split
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.09 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt Split 33% For Split
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 RESOLUTION ON THE REMUNERATION OF THE Mgmt Split 33% Against Split
MEMBERS OF THE BOARD OF DIRECTORS
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt Split 33% For Split
BOARD OF DIRECTORS: THE BOARD OF DIRECTORS
PROPOSES TO THE ANNUAL GENERAL MEETING THAT
THE NUMBER OF THE MEMBERS OF THE BOARD OF
DIRECTORS BE SEVEN (7)
12 ELECTION OF MEMBERS AND CHAIRMAN AS WELL AS Mgmt Split 33% For Split
VICE CHAIRMAN OF THE BOARD OF DIRECTORS:
THE BOARD PROPOSES TO THE ANNUAL GENERAL
MEETING THAT THE CURRENT MEMBERS OF THE
BOARD OF DIRECTORS MIKA IHAMUOTILA, KAJ
HED, CAMILLA HED-WILSON, KIM IGNATIUS AND
JENNY WOLFRAM BE RE-ELECTED AS MEMBERS OF
THE BOARD AND THAT FREDRIK LOVING AND
JEFERSON VALADARES BE ELECTED AS NEW
MEMBERS OF THE BOARD FOR THE TERM ENDING AT
THE CLOSURE OF THE ANNUAL GENERAL MEETING
IN 2020
13 RESOLUTION ON THE REMUNERATION OF THE Mgmt Split 33% For Split
AUDITOR
14 ELECTION OF AUDITOR: ERNST & YOUNG OY Mgmt Split 33% For Split
15 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt Split 33% For Split
DECIDE ON THE REPURCHASE AND, OR ON THE
ACCEPTANCE AS PLEDGE OF THE COMPANY'S OWN
SHARES
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt Split 33% For Split
DECIDE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT 15 MAR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR NAMES,
AUDITOR NAME, DIVIDEND AMOUNT AND
MODIFICATION OF TEXT OF RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV Agenda Number: 710803330
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 09-May-2019
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SPEECH OF THE PRESIDENT Non-Voting
2.A ANNUAL REPORT 2018: EXPLANATION OF THE Non-Voting
IMPLEMENTATION OF THE REMUNERATION POLICY
2.B ANNUAL REPORT 2018: EXPLANATION OF THE Non-Voting
POLICY ON ADDITIONS TO RESERVES AND
DIVIDENDS
2.C ANNUAL REPORT 2018: PROPOSAL TO ADOPT THE Mgmt For For
FINANCIAL STATEMENTS
2.D ANNUAL REPORT 2018: PROPOSAL TO ADOPT Mgmt For For
DIVIDEND: EUR 0.85 PER SHARE
2.E ANNUAL REPORT 2018: PROPOSAL TO DISCHARGE Mgmt For For
THE MEMBERS OF THE BOARD OF MANAGEMENT
2.F ANNUAL REPORT 2018: PROPOSAL TO DISCHARGE Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
3.A COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt For For
PROPOSAL TO RE-APPOINT MR F.A. VAN HOUTEN
AS PRESIDENT/CHIEF EXECUTIVE OFFICER AND
MEMBER OF THE BOARD OF MANAGEMENT
3.B COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt For For
PROPOSAL TO RE-APPOINT MR A. BHATTACHARYA
AS MEMBER OF THE BOARD OF MANAGEMENT
4.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO RE-APPOINT MR D.E.I. PYOTT AS
MEMBER OF THE SUPERVISORY BOARD
4.B COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MS E. DOHERTY AS MEMBER
OF THE SUPERVISORY BOARD
5 PROPOSAL TO RE-APPOINT ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS THE EXTERNAL AUDITOR OF
THE COMPANY
6.A PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO: ISSUE SHARES OR GRANT RIGHTS
TO ACQUIRE SHARES
6.B PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO: RESTRICT OR EXCLUDE
PREEMPTION RIGHTS
7 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY
8 PROPOSAL TO CANCEL SHARES Mgmt For For
9 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 710589536
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 20-Mar-2019
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK JAE Mgmt Against Against
WAN
2.1.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM HAN JO Mgmt For For
2.1.3 APPOINTMENT OF OUTSIDE DIRECTOR: AN GYU RI Mgmt For For
2.2.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: PARK Mgmt Against Against
JAE WAN
2.2.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: KIM Mgmt For For
HAN JO
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 710918953
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 15-May-2019
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24.APR.19. WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30.04.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2018
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2018
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2018
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2019 Mgmt For For
6.1 ELECT HASSO PLATTNER TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT PEKKA ALA-PIETILA TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT AICHA EVANS TO THE SUPERVISORY BOARD Mgmt For For
6.4 ELECT DIANE GREENE TO THE SUPERVISORY BOARD Mgmt For For
6.5 ELECT GESCHE JOOST TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT BERNARD LIAUTAUD TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT GERHARD OSWALD TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT FRIEDERIKE ROTSCH TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY Mgmt For For
BOARD
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934877917
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William D. Mosley Mgmt For For
1b. Election of Director: Stephen J. Luczo Mgmt For For
1c. Election of Director: Mark W. Adams Mgmt For For
1d. Election of Director: Judy Bruner Mgmt For For
1e. Election of Director: Michael R. Cannon Mgmt For For
1f. Election of Director: William T. Coleman Mgmt For For
1g. Election of Director: Jay L. Geldmacher Mgmt For For
1h. Election of Director: Dylan Haggart Mgmt For For
1i. Election of Director: Stephanie Tilenius Mgmt For For
1j. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non-binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the Mgmt For For
appointment of Ernst & Young LLP as the
independent auditors of the Company and to
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors'
remuneration.
4. Grant the Board the authority to allot and Mgmt For For
issue shares under Irish law.
5. Grant the Board the authority to opt-out of Mgmt For For
statutory pre-emption rights under Irish
law.
6. Determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934942740
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 25-Apr-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the reduction of Company capital Mgmt For For
and creation of distributable reserves
(special resolution).
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 934869528
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Mr. Kuan-Ming Lin and Mr. Mgmt For For
Shii-Tyng Duann as additional directors to
the existing Board (as defined in the
current Articles of Association of the
Company) with immediate effect upon the
adoption of the ordinary resolution and
that each proposed director is willing to
hold such office and has delivered a letter
of consent to the Company.
2. To re-elect Mr. Han-Ping D. Shieh as a Mgmt For For
director of the Company.
3. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending December
31, 2018 and authorize the directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 935025189
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: SNE
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenichiro Yoshida Mgmt For For
1b. Election of Director: Hiroki Totoki Mgmt For For
1c. Election of Director: Shuzo Sumi Mgmt For For
1d. Election of Director: Tim Schaaff Mgmt For For
1e. Election of Director: Kazuo Matsunaga Mgmt For For
1f. Election of Director: Koichi Miyata Mgmt For For
1g. Election of Director: John V. Roos Mgmt For For
1h. Election of Director: Eriko Sakurai Mgmt For For
1i. Election of Director: Kunihito Minakawa Mgmt For For
1j. Election of Director: Toshiko Oka Mgmt For For
1k. Election of Director: Sakie Akiyama Mgmt For For
1l. Election of Director: Wendy Becker Mgmt For For
1m. Election of Director: Yoshihiko Hatanaka Mgmt For For
2. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935009870
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mark Carges Mgmt For For
1b. Election of Class I Director: Elisa Steele Mgmt For For
1c. Election of Class I Director: Sri Viswanath Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO.,LTD. Agenda Number: 711226488
--------------------------------------------------------------------------------------------------------------------------
Security: J7659R109
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: JP3164630000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Yosuke
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chida,
Yukinobu
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamura,
Yukihiro
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishiura, Yuji
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa, Masato
--------------------------------------------------------------------------------------------------------------------------
STARBREEZE AB (PUBL) Agenda Number: 709856427
--------------------------------------------------------------------------------------------------------------------------
Security: W86989196
Meeting Type: EGM
Meeting Date: 14-Sep-2018
Ticker:
ISIN: SE0005992831
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
7 RESOLUTION ON AMENDMENT OF THE TERMS OF THE Mgmt For For
CONVERTIBLE 2016/2018
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N.V. Agenda Number: 935017930
--------------------------------------------------------------------------------------------------------------------------
Security: 861012102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: STM
ISIN: US8610121027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4b Adoption of the Company's annual accounts Mgmt For For
for its 2018 financial year.
4c Adoption of a dividend. Mgmt For For
4d. Discharge of the sole member of the Mgmt For For
Managing Board.
4e Discharge of the members of the Supervisory Mgmt For For
Board.
5a Approval of the stock-based portion of the Mgmt Against Against
compensation of the President and CEO.
5b Approval of the special bonus of the Mgmt Against Against
President and CEO.
6 Re-appointment of Ms. Martine Verluyten as Mgmt For For
member of the Supervisory Board.
7 Re-appointment of Ms. Janet Davidson as Mgmt For For
member of the Supervisory Board.
8 Appointment of Ms. Lucia Morselli as member Mgmt For For
of the Supervisory Board
9 Authorization to the Managing Board, until Mgmt For For
the conclusion of the 2020 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board.
10a Regular delegation to the Supervisory Board Mgmt Against Against
of the authority to issue new common and
preference shares, to grant rights to
subscribe for such shares, and to limit
and/or exclude existing shareholders'
pre-emptive rights on common shares, until
the conclusion of the 2020 AGM.
10b Specific delegation for purposes of mergers Mgmt Against Against
and acquisitions to the Supervisory Board
of the authority to issue new common
shares, to grant rights to subscribe for
such shares, and to limit and/or exclude
existing shareholders' pre-emptive rights
on common shares, until the conclusion of
the 2020 AGM.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 934877866
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey D. Buchanan Mgmt For For
1b. Election of Director: Keith B. Geeslin Mgmt For For
1c. Election of Director: James L. Whims Mgmt For For
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation of the
Company's Named Executive Officers for
fiscal 2018 ("say-on-pay").
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the Company's
independent auditor for the fiscal year
ending June 29, 2019.
4. Proposal to approve an amendment to Amended Mgmt For For
and Restated 2010 Incentive Compensation
Plan, which (i) provides for an increase of
1,400,000 shares of the Company's common
stock authorized for issuance thereunder,
and (ii) expressly prohibits the payout of
dividends and dividend equivalents on
equity awards until the underlying award
has been earned or becomes vested.
5. Proposal to approve an amendment to the Mgmt For For
2010 Employee Stock Purchase Plan, which
provides for an increase of 100,000 shares
of the Company's common stock authorized
for issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 711242723
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishiguro, Shigenao Mgmt For For
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt For For
2.3 Appoint a Director Sumita, Makoto Mgmt For For
2.4 Appoint a Director Osaka, Seiji Mgmt For For
2.5 Appoint a Director Yoshida, Kazumasa Mgmt For For
2.6 Appoint a Director Ishimura, Kazuhiko Mgmt For For
2.7 Appoint a Director Yagi, Kazunori Mgmt For For
3.1 Appoint a Corporate Auditor Sueki, Satoru Mgmt For For
3.2 Appoint a Corporate Auditor Momozuka, Mgmt For For
Takakazu
3.3 Appoint a Corporate Auditor Ishii, Jun Mgmt For For
3.4 Appoint a Corporate Auditor Douglas K. Mgmt For For
Freeman
3.5 Appoint a Corporate Auditor Chiba, Michiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECHNICOLOR Agenda Number: 711217251
--------------------------------------------------------------------------------------------------------------------------
Security: F9062J173
Meeting Type: MIX
Meeting Date: 14-Jun-2019
Ticker:
ISIN: FR0010918292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0517/201905171902156.pd
f
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2018
O.4 REGULATED AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
O.5 RATIFICATION OF THE TRANSFER DECISION OF Mgmt For For
THE REGISTERED OFFICE
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELINDA MOUNT AS A DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. ANA Mgmt For For
GARCIA FAU AS A DIRECTOR
O.8 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
MAARTEN WILDSCHUT AS DIRECTOR, AS A
REPLACEMENT FOR MR. HILTON ROMANSKI
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
MAARTEN WILDSCHUT AS DIRECTOR
O.10 APPOINTMENT OF MRS. ANNE BOUVEROT AS Mgmt For For
DIRECTOR
O.11 APPOINTMENT OF MR. XAVIER CAUCHOIS AS Mgmt For For
DIRECTOR
O.12 APPOINTMENT OF MR. DOMINIQUE D'HINNIN AS Mgmt For For
DIRECTOR
O.13 APPOINTMENT OF MRS. CHRISTINE LAURENS AS Mgmt For For
DIRECTOR
O.14 APPOINTMENT OF MR. BRIAN SULLIVAN AS Mgmt For For
DIRECTOR
O.15 APPROVAL OF THE FIXED AND VARIABLE Mgmt For For
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND PAID OR ALLOCATED
FOR THE FINANCIAL YEAR 2018 TO MR. BRUCE
HACK, CHAIRMAN OF THE BOARD OF DIRECTORS
O.16 APPROVAL OF THE FIXED AND VARIABLE Mgmt Against Against
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND PAID OR ALLOCATED
FOR THE FINANCIAL YEAR 2018 TO MR. FREDERIC
ROSE, CHIEF EXECUTIVE OFFICER
O.17 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING THE COMPENSATION OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR 2019
O.18 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING THE COMPENSATION OF MR.
FREDERIC ROSE, CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR 2019
E.19 AMENDMENT TO ARTICLE 11.2 OF THE COMPANY'S Mgmt For For
BYLAWS IN ORDER TO ALLOW THE IMPLEMENTATION
OF STAGGERED TERMS OF OFFICE OF THE MEMBERS
OF THE BOARD OF DIRECTORS
E.20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Against Against
FREELY ALLOT SHARES TO EMPLOYEES OF THE
COMPANY OR TO A CATEGORY OF THEM
O.21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 245782 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934940328
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. A. Blinn Mgmt For For
1b. Election of Director: T. M. Bluedorn Mgmt For For
1c. Election of Director: J. F. Clark Mgmt For For
1d. Election of Director: C. S. Cox Mgmt For For
1e. Election of Director: M. S. Craighead Mgmt For For
1f. Election of Director: J. M. Hobby Mgmt For For
1g. Election of Director: R. Kirk Mgmt For For
1h. Election of Director: P. H. Patsley Mgmt For For
1i. Election of Director: R. E. Sanchez Mgmt For For
1j. Election of Director: R. K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 711242660
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 26-Jun-2019
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director Kurumatani, Nobuaki Mgmt For For
2.2 Appoint a Director Tsunakawa, Satoshi Mgmt For For
2.3 Appoint a Director Furuta, Yuki Mgmt For For
2.4 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
2.5 Appoint a Director Ota, Junji Mgmt For For
2.6 Appoint a Director Kobayashi, Nobuyuki Mgmt For For
2.7 Appoint a Director Yamauchi, Takashi Mgmt For For
2.8 Appoint a Director Fujimori, Yoshiaki Mgmt For For
2.9 Appoint a Director Paul J. Brough Mgmt For For
2.10 Appoint a Director Ayako Hirota Weissman Mgmt For For
2.11 Appoint a Director Jerome Thomas Black Mgmt For For
2.12 Appoint a Director George Raymond Zage III Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TURTLE BEACH CORPORATION Agenda Number: 935012675
--------------------------------------------------------------------------------------------------------------------------
Security: 900450206
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: HEAR
ISIN: US9004502061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juergen Stark Mgmt For For
Ronald Doornink Mgmt For For
William E. Keitel Mgmt For For
Andrew Wolfe, Ph.D. Mgmt For For
L. Gregory Ballard Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. An advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. An advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
5. To approve amendments to the Company's 2013 Mgmt Against Against
Stock-Based Incentive Compensation Plan, as
amended (the "2013 Plan"), to incorporate
certain best market practices and to
increase the total number of shares of
common stock authorized for grant
thereunder from 2,862,500 shares to
4,302,353 shares.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935010518
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven V. Abramson Mgmt For For
1B Election of Director: Richard C. Elias Mgmt For For
1C Election of Director: Elizabeth H. Gemmill Mgmt For For
1D Election of Director: C. Keith Hartley Mgmt For For
1E Election of Director: Lawrence Lacerte Mgmt For For
1F Election of Director: Sidney D. Rosenblatt Mgmt For For
1G Election of Director: Sherwin I. Seligsohn Mgmt For For
2. Advisory resolution to approve compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
XPERI CORPORATION Agenda Number: 934945734
--------------------------------------------------------------------------------------------------------------------------
Security: 98421B100
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: XPER
ISIN: US98421B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darcy Antonellis Mgmt For For
1B. Election of Director: David C. Habiger Mgmt For For
1C. Election of Director: Richard S. Hill Mgmt For For
1D. Election of Director: Jon Kirchner Mgmt For For
1E. Election of Director: V. Sue Molina Mgmt For For
1F. Election of Director: George A. Riedel Mgmt For For
1G. Election of Director: Christopher A. Seams Mgmt For For
2. To approve the Company's Second Amended and Mgmt For For
Restated International Employee Stock
Purchase Plan.
3. To hold an advisory vote to approve Mgmt Against Against
executive compensation.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accountants
of the Company for its year ending December
31, 2019.
Defiance Quantum ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 934912634
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2019
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Appointment of Director: Jaime Ardila Mgmt For For
1b. Re-Appointment of Director: Herbert Hainer Mgmt For For
1c. Re-Appointment of Director: Marjorie Magner Mgmt For For
1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For
1e. Re-Appointment of Director: Pierre Nanterme Mgmt For For
1f. Re-Appointment of Director: Gilles C. Mgmt For For
Pelisson
1g. Re-Appointment of Director: Paula A. Price Mgmt For For
1h. Re-Appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1i. Re-Appointment of Director: Arun Sarin Mgmt For For
1j. Re-Appointment of Director: Frank K. Tang Mgmt For For
1k. Re-Appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 934959264
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt For For
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Lisa T. Su Mgmt For For
1g. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Approval of the amendment and restatement Mgmt For For
of the Advanced Micro Devices, Inc. 2004
Equity Incentive Plan.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935018956
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt Withheld Against
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr For Against
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr For Against
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr For Against
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr For Against
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr For Against
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 934981108
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly E. Alexy Mgmt Withheld Against
Mark Anderson Mgmt For For
John Bellizzi Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2019.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
4. Selection, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency of advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934921873
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Bruner Mgmt For For
1b. Election of Director: Xun (Eric) Chen Mgmt For For
1c. Election of Director: Aart J. de Geus Mgmt For For
1d. Election of Director: Gary E. Dickerson Mgmt For For
1e. Election of Director: Stephen R. Forrest Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Adrianna C. Ma Mgmt For For
1i. Election of Director: Scott A. McGregor Mgmt For For
1j. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2019.
4. Shareholder proposal to provide for right Shr For Against
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 710684449
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 24-Apr-2019
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3.A DISCUSSION OF THE IMPLEMENTATION OF THE Non-Voting
REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
3.B PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2018,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.C CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.D PROPOSAL TO ADOPT A DIVIDEND OF EUR 2.10 Mgmt For For
PER ORDINARY SHARE
4.A PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2018
4.B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2018
5 PROPOSAL TO ADOPT SOME ADJUSTMENTS TO THE Mgmt For For
REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
6 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
7 DISCUSSION OF THE UPDATED PROFILE OF THE Non-Voting
SUPERVISORY BOARD
8.A PROPOSAL TO RE-APPOINT MR. G.J. (GERARD) Mgmt For For
KLEISTERLEE AS MEMBER OF THE SUPERVISORY
BOARD
8.B PROPOSAL TO RE-APPOINT MS. A.P. (ANNET) Mgmt For For
ARIS AS MEMBER OF THE SUPERVISORY BOARD
8.C PROPOSAL TO RE-APPOINT MR. R.D. Mgmt For For
(ROLF-DIETER) SCHWALB AS MEMBER OF THE
SUPERVISORY BOARD
8.D PROPOSAL TO RE-APPOINT MR. W.H. (WOLFGANG) Mgmt For For
ZIEBART AS MEMBER OF THE SUPERVISORY BOARD
8.E THE SUPERVISORY BOARD GIVES NOTICE THAT THE Non-Voting
FOLLOWING PERSONS WILL BE RETIRING BY
ROTATION PER THE AGM TO BE HELD IN 2020:
MS. A.P. ARIS, MR. W.H. ZIEBART
9 PROPOSAL TO ADJUST THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD
10 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2020
11.A AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.B AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.C AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.D AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12.A AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.B AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14 ANY OTHER BUSINESS Non-Voting
15 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC. Agenda Number: 711218330
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2018 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2018 PROFITS. PROPOSED CASH DIVIDEND: TWD
15 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For For
4 AMENDMENT TO THE PROCEDURES FOR ACQUISITION Mgmt For For
OR DISPOSAL OF ASSETS.
5.1 THE ELECTION OF THE DIRECTOR.:JONNEY Mgmt For For
SHIH,SHAREHOLDER NO.00000071
5.2 THE ELECTION OF THE DIRECTOR.:TED Mgmt Against Against
HSU,SHAREHOLDER NO.00000004
5.3 THE ELECTION OF THE DIRECTOR.:JONATHAN Mgmt Against Against
TSANG,SHAREHOLDER NO.00025370
5.4 THE ELECTION OF THE DIRECTOR.:JERRY Mgmt Against Against
SHEN,SHAREHOLDER NO.00000080
5.5 THE ELECTION OF THE DIRECTOR.:ERIC Mgmt Against Against
CHEN,SHAREHOLDER NO.00000135
5.6 THE ELECTION OF THE DIRECTOR.:S.Y. Mgmt For For
HSU,SHAREHOLDER NO.00000116
5.7 THE ELECTION OF THE DIRECTOR.:SAMSON Mgmt For For
HU,SHAREHOLDER NO.00255368
5.8 THE ELECTION OF THE DIRECTOR.:JOE Mgmt Against Against
HSIEH,SHAREHOLDER NO.A123222XXX
5.9 THE ELECTION OF THE DIRECTOR.:JACKIE Mgmt Against Against
HSU,SHAREHOLDER NO.00067474
5.10 THE ELECTION OF THE DIRECTOR.:TZE KAING Mgmt Against Against
YANG,SHAREHOLDER NO.A102241XXX
5.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHUNG HOU TAI,SHAREHOLDER
NO.00000088
5.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MING YU LEE,SHAREHOLDER
NO.F120639XXX
5.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHUN AN SHEU,SHAREHOLDER
NO.R101740XXX
CMMT 21 MAY 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 710789326
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 30-Apr-2019
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt Split 51% For Split
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt Split 51% For Split
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.3 ALLOCATION OF THE DISTRIBUTABLE PROFIT Mgmt Split 51% For Split
INCLUDING INCOME FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2018 AND PAYMENT OF THE
ORDINARY DIVIDEND
O.4 OPTION FOR THE PAYMENT IN SHARES OF THE Mgmt Split 51% For Split
ORDINARY DIVIDEND PROPOSED IN ACCORDANCE
WITH THE 3RD RESOLUTION
O.5 EXCEPTIONAL DISTRIBUTION IN-KIND OF SHARES Mgmt Split 51% For Split
OF WORLDLINE COMPANY
O.6 ADVANCE 2021 3-YEAR PLAN Mgmt Split 51% For Split
O.7 SETTING OF THE OVERALL ANNUAL AMOUNT OF Mgmt Split 51% For Split
ATTENDANCE FEES
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Split 51% Against Split
THIERRY BRETON AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Split 51% For Split
AMINATA NIANE AS DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MRS. LYNN Mgmt Split 51% For Split
PAINE AS DIRECTOR
O.11 RENEWAL OF THE TERM OF OFFICE OF MR. VERNON Mgmt Split 51% Against Split
SANKEY AS DIRECTOR
O.12 APPOINTMENT OF MR. VIVEK BADRINATH AS Mgmt Split 51% Against Split
DIRECTOR
O.13 APPOINTMENT OF MR. JEAN-LOUIS GEORGELIN AS Mgmt Split 51% Against Split
CENSOR
O.14 APPROVAL OF THE CONTINUATION OF A REGULATED Mgmt Split 51% For Split
COMMITMENT SUBJECT TO THE PROVISIONS OF
ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL
CODE, MADE IN FAVOUR OF MR. THIERRY BRETON,
IN TERMS OF A SUPPLEMENTARY RETIREMENT PLAN
WITH DEFINED BENEFITS
O.15 APPROVAL OF THE GLOBAL ALLIANCE AGREEMENT Mgmt Split 51% For Split
BETWEEN WORLDLINE AND ATOS SE REFERRED TO
IN ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
O.16 APPROVAL OF THE FIXED, VARIABLE, LONG-TERM Mgmt Split 51% For Split
AND EXCEPTIONAL ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2018 TO MR. THIERRY
BRETON, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.17 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Split 51% For Split
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE, LONG-TERM AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.18 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Split 51% For Split
DIRECTORS TO PURCHASE, HOLD OR TRANSFER
SHARES OF THE COMPANY
E.19 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Split 51% For Split
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 51% For Split
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL OF THE COMPANY WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN
WHO ARE EMPLOYEES AND CORPORATE OFFICERS OF
THE COMPANY AND THE COMPANIES AFFILIATED
THERETO
E.21 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Split 51% For Split
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF SHARES TO EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR THE
COMPANIES AFFILIATED THERETO
E.22 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Split 51% For Split
DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR
OR PURCHASE SHARES OF THE COMPANY FOR THE
BENEFIT OF EMPLOYEES AND/OR CORPORATE
OFFICERS OF THE COMPANY AND THE COMPANIES
AFFILIATED THERETO
E.23 AMENDMENT TO ARTICLE 2 OF THE BYLAWS TO Mgmt Split 51% For Split
PROVIDE FOR THE COMPANY'S RAISON D'ETRE
E.24 AMENDMENT TO ARTICLE 38 OF THE BYLAWS TO Mgmt Split 51% For Split
PROVIDE FOR THE CONDITIONS FOR THE
DISTRIBUTION OF AN ASSET OF THE COMPANY TO
ITS SHAREHOLDERS
O.25 APPROVAL OF A REGULATED COMMITMENT Mgmt Split 51% For Split
SUBMITTED TO THE PROVISIONS OF ARTICLE
L.225-42-1 OF THE FRENCH COMMERCIAL CODE,
MADE IN FAVOUR OF MR. ELIE GIRARD, IN TERMS
OF A SUPPLEMENTARY RETIREMENT PLAN WITH
DEFINED BENEFITS
O.26 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Split 51% For Split
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE, LONG-TERM AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CEO
O.27 POWERS Mgmt Split 51% For Split
CMMT 12 APR 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0322/201903221900721.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0412/201904121901058.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO MODIFICATION OF THE TEXT OF RESOLUTION
O.26 AND ADDITION OF THE URL LINK. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ATTUNITY LTD. Agenda Number: 934905502
--------------------------------------------------------------------------------------------------------------------------
Security: M15332121
Meeting Type: Annual
Meeting Date: 17-Dec-2018
Ticker: ATTU
ISIN: IL0010828825
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shimon Alon Mgmt For For
Dov Biran Mgmt For For
Dan Falk Mgmt For For
2. To approve amendments to Compensation Mgmt For For
Policy for Executive Officers and
Directors.
2a. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 2, check the "NO" box.
As described under the heading "Required
Vote" in Item 2 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely as result of your
shareholdings in Attunity. If you do not
mark FOR=YES or AGAINST=NO your vote will
not count for the Proposal 2.
3. To approve modification to the terms of Mgmt For For
compensation of the Chairman and Chief
Executive Officer of the Company.
3a. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in Item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely as result of your
shareholdings in Attunity. If you do not
mark FOR=YES or AGAINST=NO your vote will
not count for the proposal 3
4. To approve the terms of an annual Mgmt For For
performance bonus for 2019 to the Chairman
and Chief Executive Officer of the Company.
4a. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in Item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely as result of your
shareholdings in Attunity. If you do not
mark FOR=YES or AGAINST=NO your vote will
not count for the proposal 4
5. To approve the grant of equity-based Mgmt Against Against
compensation for 2019 to the Chairman and
Chief Executive Officer of the Company.
5a. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in Item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely as result of your
shareholdings in Attunity. If you do not
mark FOR=YES or AGAINST=NO your vote will
not count for the proposal 5
6. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer as independent auditors.
--------------------------------------------------------------------------------------------------------------------------
ATTUNITY LTD. Agenda Number: 934958438
--------------------------------------------------------------------------------------------------------------------------
Security: M15332121
Meeting Type: Special
Meeting Date: 07-Apr-2019
Ticker: ATTU
ISIN: IL0010828825
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the acquisition of Attunity Mgmt For For
Ltd. (the "Company" or "Attunity") by
QlikTech International AB ("Parent"),
including the approval of: (i) the
Agreement and Plan of Merger, dated as of
February 21, 2019 (as it may be amended
from time to time, the "merger agreement"),
by and among Parent, Joffiger Ltd. ("Merger
Sub"), Attunity and, solely for purposes of
certain specified provisions of the merger
agreement, Project Alpha Intermediate
Holding, Inc. ("Ultimate ...(due to space
limits, see proxy material for full
proposal).
1A. The undersigned confirms that he, she or it Mgmt For
is not a Parent Affiliate (i.e., Parent,
Merger Sub, Ultimate Parent, Qlik
Technologies or any person or entity
holding at least 25% of the means of
control of either Parent, Merger Sub,
Ultimate ...(due to space limits, see proxy
material for full proposal). Please confirm
you are a controlling shareholder/have a
personal interest If you do not vote YES or
NO your vote will not count for the
Proposal #1 Mark "For" = Yes or "Against" =
No.
2. To clarify and approve the accelerated Mgmt For For
vesting, as of immediately prior to the
effective time of the merger, of the
unvested portion of equity-based awards
granted to Attunity's non-employee
directors (such unvested portion to
consist, in the aggregate, of 4,801
restricted share units and 10,024 stock
options).
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LTD Agenda Number: 711226921
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: MIX
Meeting Date: 24-Jun-2019
Ticker:
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN CHEN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL A. DANIELS Mgmt For For
1.3 ELECTION OF DIRECTOR: TIMOTHY DATTELS Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD LYNCH Mgmt For For
1.5 ELECTION OF DIRECTOR: LAURIE SMALDONE ALSUP Mgmt For For
1.6 ELECTION OF DIRECTOR: BARBARA STYMIEST Mgmt For For
1.7 ELECTION OF DIRECTOR: V. PREM WATSA Mgmt For For
1.8 ELECTION OF DIRECTOR: WAYNE WOUTERS Mgmt For For
2 RESOLUTION APPROVING THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THE AUDITORS' REMUNERATION
3 RESOLUTION APPROVING THE UNALLOCATED Mgmt Against Against
ENTITLEMENTS UNDER THE COMPANY'S EQUITY
INCENTIVE PLAN AS DISCLOSED IN THE
MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING
4 NON-BINDING ADVISORY RESOLUTION THAT THE Mgmt For For
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 934953628
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark W. Adams Mgmt For For
1.2 Election of Director: Susan L. Bostrom Mgmt For For
1.3 Election of Director: James D. Plummer Mgmt For For
1.4 Election of Director: Alberto Sangiovanni- Mgmt For For
Vincentelli
1.5 Election of Director: John B. Shoven Mgmt For For
1.6 Election of Director: Roger S. Siboni Mgmt For For
1.7 Election of Director: Young K. Sohn Mgmt For For
1.8 Election of Director: Lip-Bu Tan Mgmt For For
1.9 Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Approval of the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. Approval of the amendment of the Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority vote requirements for
specified corporate actions.
4. Advisory resolution to approve named Mgmt For For
executive officer compensation.
5. Ratification of the selection of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cadence for its fiscal
year ending December 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 934971878
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Bruce A. Mann Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To approve an amendment to our certificate Mgmt For For
of incorporation to reduce the number of
authorized common stock to 45,000,000.
3. To ratify the selection of Kost, Forer, Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global)as independent auditors of the
Company for the fiscal year ending December
31, 2019.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 934909409
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Special
Meeting Date: 28-Dec-2018
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Cloudera common stock in connection with
the merger of Surf Merger Corporation, with
and into Hortonworks, Inc., with
Hortonworks surviving as a wholly owned
subsidiary of Cloudera, as contemplated by
the Agreement and Plan of Merger and
Reorganization by and among Cloudera,
Hortonworks and Surf Merger Corporation.
2. To approve the adjournment of the Cloudera Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes to
approve the issuance of shares of Cloudera
common stock in connection with the merger
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935025785
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Cole Mgmt Withheld Against
Peter Fenton Mgmt For For
Rosemary Schooler Mgmt Withheld Against
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31, 2020
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of future non- binding advisory votes to
approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 934941902
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for a term ending in Mgmt For For
2022: Robert J. Shillman
1B Election of Director for a term ending in Mgmt For For
2022: Anthony Sun
1C Election of Director for a term ending in Mgmt For For
2022: Robert J. Willett
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 934945912
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Steve Albrecht Mgmt For For
1b. Election of Director: Hassane El-Khoury Mgmt For For
1c. Election of Director: Oh Chul Kwon Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Camillo Martino Mgmt For For
1f. Election of Director: Jeffrey J. Owens Mgmt For For
1g. Election of Director: Jeannine P. Sargent Mgmt For For
1h. Election of Director: Michael S. Wishart Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
3. Approval, on an advisory basis, of the Mgmt For For
Company's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934935771
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 19-Apr-2019
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
proxy statement.
4. To approve the Company's 2019 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 711242709
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 24-Jun-2019
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tanaka, Tatsuya Mgmt For For
1.2 Appoint a Director Yamamoto, Masami Mgmt For For
1.3 Appoint a Director Kojima, Kazuto Mgmt For For
1.4 Appoint a Director Yokota, Jun Mgmt For For
1.5 Appoint a Director Mukai, Chiaki Mgmt For For
1.6 Appoint a Director Abe, Atsushi Mgmt For For
1.7 Appoint a Director Kojo, Yoshiko Mgmt For For
1.8 Appoint a Director Tokita, Takahito Mgmt For For
1.9 Appoint a Director Furuta, Hidenori Mgmt For For
1.10 Appoint a Director Yasui, Mitsuya Mgmt For For
2 Appoint a Corporate Auditor Hatsukawa, Koji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HITACHI HIGH-TECHNOLOGIES CORPORATION Agenda Number: 711247456
--------------------------------------------------------------------------------------------------------------------------
Security: J20416103
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: JP3678800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name to Hitachi High-Tech Corporation
2.1 Appoint a Director Kitayama, Ryuichi Mgmt For For
2.2 Appoint a Director Miyazaki, Masahiro Mgmt For For
2.3 Appoint a Director Nakashima, Ryuichi Mgmt For For
2.4 Appoint a Director Hayakawa, Hideyo Mgmt For For
2.5 Appoint a Director Toda, Hiromichi Mgmt For For
2.6 Appoint a Director Nishimi, Yuji Mgmt For For
2.7 Appoint a Director Tamura, Mayumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934941647
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Right To Act By Written Consent. Shr For Against
5. Report on Lobbying Payments and Policy. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934933690
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aida M. Alvarez Mgmt For For
1b. Election of Director: Shumeet Banerji Mgmt For For
1c. Election of Director: Robert R. Bennett Mgmt For For
1d. Election of Director: Charles V. Bergh Mgmt For For
1e. Election of Director: Stacy Brown-Philpot Mgmt For For
1f. Election of Director: Stephanie A. Burns Mgmt For For
1g. Election of Director: Mary Anne Citrino Mgmt For For
1h. Election of Director: Yoky Matsuoka Mgmt For For
1i. Election of Director: Stacey Mobley Mgmt For For
1j. Election of Director: Subra Suresh Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. Stockholder proposal to require HP Inc. to Shr Against For
amend its governance documents to require
an independent Chairman of the Board if
properly presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 934912038
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Special
Meeting Date: 15-Jan-2019
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
by and between Renesas Electronics
Corporation, a Japanese corporation
("Parent"), and Integrated Device
Technology, Inc., a Delaware corporation
(the "Company"), Chapter Two Company, which
was formed following the date of the Merger
Agreement as a Delaware corporation and a
direct wholly-owned subsidiary of Parent.
2. To approve an adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
3. To approve, on a non-binding, advisory Mgmt For For
basis, compensation that will or may become
payable to the Company's named executive
officers in connection with the Merger.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934963679
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt For For
1c. Election of Director: Reed E. Hundt Mgmt For For
1d. Election of Director: Omar Ishrak Mgmt For For
1e. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1f. Election of Director: Tsu-Jae King Liu Mgmt For For
1g. Election of Director: Gregory D. Smith Mgmt For For
1h. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1i. Election of Director: Andrew Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Equity Incentive Plan
5. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
6. Stockholder proposal requesting a report on Shr For Against
the risks associated with emerging public
policies addressing the gender pay gap, if
properly presented
7. Stockholder proposal requesting an annual Shr Against For
advisory vote on political contributions,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934941849
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: M. L. Eskew
1b. Election of Director for a Term of One Mgmt For For
Year: D. N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: M. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: S. A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A. N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: M. E. Pollack
1h. Election of Director for a Term of One Mgmt For For
Year: V. M. Rometty
1i. Election of Director for a Term of One Mgmt For For
Year: J. R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: S. Taurel
1k. Election of Director for a Term of One Mgmt For For
Year: P. R. Voser
1l. Election of Director for a Term of One Mgmt For For
Year: F. H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approval of Long-Term Incentive Performance Mgmt For For
Terms for Certain Executives for Awards
Eligible for Transitional Relief Pursuant
to Section 162(m) of the Internal Revenue
Code
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
IQE PLC Agenda Number: 711239461
--------------------------------------------------------------------------------------------------------------------------
Security: G49356119
Meeting Type: AGM
Meeting Date: 25-Jun-2019
Ticker:
ISIN: GB0009619924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' REPORT AND Mgmt No vote
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND
THE AUDITORS' REPORT THEREON
2 TO APPROVE THE DIRECTORS' ANNUAL REPORT ON Mgmt No vote
REMUNERATION (THIS IS AN ADVISORY VOTE)
3 TO RE-APPOINT DR. ANDREW NELSON WHO RETIRES Mgmt No vote
PURSUANT TO ARTICLE 107 OF THE ARTICLES AND
OFFERS HIMSELF FOR RE-ELECTION
4 TO RE-APPOINT MR. TIMOTHY PULLEN WHO JOINED Mgmt No vote
IQE AS CFO ON 4TH FEBRUARY 2019 AND RETIRES
PURSUANT TO ARTICLE 112
5 TO RE-APPOINT MRS. CAROL CHESNEY WHO JOINED Mgmt No vote
IQE AS NON-EXECUTIVE DIRECTOR ON 13TH MAY
2019 AND RETIRES PURSUANT TO ARTICLE 112
6 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt No vote
COMPANY TO HOLD OFFICE FROM THE CONCLUSION
OF THE MEETING TO THE CONCLUSION OF THE
NEXT MEETING AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE COMPANY, AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
7 TO GENERALLY AND UNCONDITIONALLY AUTHORISE Mgmt No vote
THE DIRECTORS, IN SUBSTITUTION FOR ALL
EXISTING AUTHORITIES TO THE EXTENT UNUSED,
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN ACCORDANCE WITH ARTICLE
15 OF THE ARTICLES UP TO AN AGGREGATE
NUMBER OF 295,532,081 ORDINARY SHARES OF 1P
EACH. THIS IS CALCULATED AS ONE THIRD OF
THE TOTAL SHARES IN ISSUE, PLUS THE NUMBER
OF UN-EXERCISED EMPLOYEE SHARE OPTIONS
OUTSTANDING AT 24 MAY 2019. PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE ON THE EARLIER
OF 15 MONTHS AFTER THE DATE OF PASSING OF
THIS RESOLUTION AND THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY NEXT
FOLLOWING THE PASSING OF THIS RESOLUTION,
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE RELEVANT SECURITIES
TO BE ALLOTTED AFTER SUCH EXPIRY AND THE
DIRECTORS MAY ALLOT RELEVANT SECURITIES
PURSUANT TO SUCH OFFER OR AGREEMENT AS IF
THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED
8 SUBJECT TO THE PASSING OF THE PREVIOUS Mgmt No vote
RESOLUTION, TO EMPOWER THE DIRECTORS
PURSUANT TO ARTICLE 16 OF THE ARTICLES TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560 OF THE COMPANIES ACT 2006
("THE ACT")) OF THE COMPANY PURSUANT TO THE
GENERAL AUTHORITY CONFERRED BY THE PREVIOUS
RESOLUTION AS IF SECTION 561 (1) OF THE ACT
DID NOT APPLY TO ANY SUCH ALLOTMENT,
PROVIDED THAT THIS POWER SHALL BE LIMITED
TO: (A) THE ALLOTMENT (OTHERWISE THAN
PURSUANT TO SUB-PARAGRAPH (B) BELOW) OF
EQUITY SECURITIES WHICH ARE, OR ARE TO BE,
WHOLLY PAID UP IN CASH TO AN AGGREGATE
NUMBER OF 79,082,175 ORDINARY SHARES OF 1P
EACH; AND (B) THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH A RIGHTS
ISSUE OR ANY OTHER PRE-EMPTIVE OFFER IN
FAVOUR OF THE HOLDERS OF ORDINARY SHARES
AND OTHER PERSONS ENTITLED TO PARTICIPATE
THEREIN IN PROPORTION (AS NEARLY AS MAY BE)
TO THEIR RESPECTIVE HOLDINGS OF ORDINARY
SHARES (OR, AS APPROPRIATE, THE NUMBER OF
ORDINARY SHARES WHICH THEY ARE DEEMED TO
HOLD FOR SUCH PURPOSE), SUBJECT ONLY TO
SUCH EXCLUSIONS OR ARRANGEMENTS AS THE
DIRECTORS MAY CONSIDER APPROPRIATE TO DEAL
WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR
PRACTICAL PROBLEMS UNDER THE LAWS OF THE
TERRITORY OR THE REQUIREMENTS OF ANY
RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE AND SHALL EXPIRE ON THE EARLIER OF
15 MONTHS AFTER THE DATE OF PASSING OF THIS
RESOLUTION AND THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY NEXT
FOLLOWING THE PASSING OF THIS RESOLUTION,
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE THE ALLOTMENT OF
EQUITY SHARES PURSUANT TO SUCH OFFER OR
AGREEMENT AS IF THE POWER CONFERRED HEREBY
HAD NOT EXPIRED
9 TO APPROVE THE ADOPTION OF THE IQE LONG Mgmt No vote
TERM INCENTIVE SHARE OPTION PLAN ("LTIP" OR
"PLAN"). THE NEW PLAN REPLACES THE PREVIOUS
EXECUTIVE SHARE OPTION SCHEME APPROVED BY
SHAREHOLDERS IN JULY 2009. THE NEW PLAN
SHALL REMAIN EFFECTIVE FOR A PERIOD OF TEN
(10) YEARS FROM THE DATE OF APPROVAL. KEY
FEATURES OF THE PLAN INCLUDE: A. THE PLAN
WILL BE ALIGNED WITH THE DIRECTORS' LTIP
DEFINED IN THE DIRECTORS' REMUNERATION
POLICY INCLUDED IN THE ANNUAL REPORT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2018.
B. OPTIONS MAY BE GRANTED TO ELIGIBLE
EMPLOYEES ("ELIGIBLE EMPLOYEES") WHO ARE
DEFINED AS ANY PERSON WHO DEVOTES
SUBSTANTIALLY THEIR WHOLE WORKING HOURS TO
THE BUSINESS OF THE GROUP AND IS EITHER A
FULL-TIME EXECUTIVE DIRECTOR HOLDING
SALARIED EMPLOYMENT OR OFFICE OR A
FULL-TIME EMPLOYEE OF ANY COMPANY WHICH IS
AT THE DATE OF OPTIONS BEING GRANTED, A
MEMBER/AFFILIATE OF THE GROUP. C. VESTING
OF AWARDED OPTIONS IS SUBJECT TO
ACHIEVEMENT OF PERFORMANCE CONDITIONS (FOR
EXAMPLE, 25% OF AWARDED OPTIONS WILL BE
EXERCISABLE ON ACHIEVEMENT OF 6% EARNINGS
PER SHARE ("EPS") GROWTH AND 100%
EXERCISABLE ON ACHIEVEMENT OF 12% EPS
GROWTH). D. ALL OPTIONS WILL BE SUBJECT TO
A VESTING PERIOD (THE STANDARD VESTING
PERIOD WILL BE THREE YEARS UNLESS THE
REMUNERATION COMMITTEE EXERCISES ITS
DISCRETION TO SET A DIFFERENT PERIOD) OVER
WHICH PERIOD THE PERFORMANCE CONDITIONS
WILL BE MEASURED. ALL OPTIONS WILL BE
ISSUED WITH AN EXPIRY DATE (WHICH WILL NOT
BE LONGER THAN 10 YEARS FROM THE DATE OF
GRANT) FOLLOWING WHICH UNEXERCISED OPTIONS
WILL LAPSE AND MAY NOT BE EXERCISED. E. (I)
THE AGGREGATE MARKET VALUE OF SHARE OPTIONS
GRANTED IN ANY YEAR TO AN ELIGIBLE EMPLOYEE
SHALL NOT EXCEED 200% OF SUCH ELIGIBLE
EMPLOYEE'S SALARY FOR THAT YEAR, AND (II)
IN RESPECT OF OPTIONS GRANTED TO EXECUTIVES
OF THE COMPANY SUCH LIMIT SHALL BE 5% OF
THE NUMBER OF SHARES IN ISSUE ON THE
RELEVANT DATE OF GRANT. F. SHARES GRANTED
UNDER THE PLAN AND ANY OTHER SHARE SCHEME
ADOPTED BY THE COMPANY DURING THE PRECEDING
10 YEARS SHALL NOT EXCEED 15 % OF THE
NUMBER OF SHARES IN ISSUE ON THE RELEVANT
DATE OF GRANT. G. MALUS (OF ANY UNVESTED
OPTIONS) AND CLAWBACK (OF ANY VESTED BUT
UNEXERCISED OPTIONS) MAY BE APPLIED DURING
EMPLOYMENT OR FOR 2 YEARS POST-TERMINATION
OF EMPLOYMENT IN THE EVENT OF THE OPTION
HOLDER'S GROSS MISCONDUCT, MATERIAL
FINANCIAL MISSTATEMENT, ERROR IN
CALCULATION OF OUTCOMES OR IN ANY OTHER
CIRCUMSTANCE THAT THE REMUNERATION
COMMITTEE CONSIDERS APPROPRIATE. H. ALL
UNEXERCISED OPTIONS SHALL LAPSE IMMEDIATELY
ON TERMINATION OF EMPLOYMENT EXCEPT IN THE
CASES OF: DEATH IN SERVICE WHEN OPTIONS MAY
BE EXERCISABLE FOR A LIMITED PERIOD
FOLLOWING THE EMPLOYEE'S DEATH; REDUNDANCY
OR ILL-HEALTH WHEN OPTIONS MAY BE EXERCISED
FOR A LIMITED PERIOD FOLLOWING TERMINATION
(THIS EXCEPTION DOES NOT APPLY TO US
EMPLOYEES); AND RETIREMENT IN CIRCUMSTANCES
WHERE THE REMUNERATION COMMITTEE EXERCISES
ITS DISCRETION TO PERMIT OPTIONS TO BE
EXERCISED FOR A LIMITED PERIOD FOLLOWING
TERMINATION (THIS EXCEPTION DOES NOT APPLY
TO US EMPLOYEES). I. IN THE EVENT OF A
CHANGE OF CONTROL OF THE COMPANY, AN OPTION
HOLDER MAY EXERCISE ANY OPTIONS THEN HELD
DURING THE PERIOD COMMENCING ON THE DATE OF
SUCH CHANGE OF CONTROL AND EXPIRING SIX
CALENDAR MONTHS FROM THE LATER OF THE DATE
ON WHICH CONTROL OF THE COMPANY PASSES AND
THE DATE ON WHICH ANY CONDITION SUBJECT TO
WHICH THE OFFER IS MADE HAS BEEN SATISFIED.
J. IN THE EVENT A COMPANY ACQUIRES CONTROL
OF THE COMPANY EXISTING UNEXERCISED OPTIONS
MAY BE EXCHANGED FOR NEW RIGHTS IN THE
ACQUIRING COMPANY. K. IN THE EVENT OF ANY
REORGANISATION OF THE COMPANY'S SHARE
CAPITAL, AN ADJUSTMENT MAY BE MADE TO THE
NUMBER AND/OR NOMINAL VALUE OF SHARES UNDER
OPTION. A FULL COPY OF THE PLAN IS
AVAILABLE FOR INSPECTION AT THE AGM
--------------------------------------------------------------------------------------------------------------------------
ISRA VISION AG Agenda Number: 710516709
--------------------------------------------------------------------------------------------------------------------------
Security: D36816102
Meeting Type: AGM
Meeting Date: 19-Mar-2019
Ticker:
ISIN: DE0005488100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 26.FEB.2019, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
04.03.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2017/2018
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt Against Against
DISTRIBUTABLE PROFIT OF EUR 13,520,628.94
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.15 PER NO-PAR SHARE
EUR 10,237,617.34 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: MARCH 20, 2019 PAYABLE
DATE: MARCH 22, 2019
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2018/2019
FINANCIAL YEAR: RSM GMBH, DUSSELDORF
6 ELECTIONS TO THE SUPERVISORY BOARD - Mgmt Against Against
HANS-PETER SOLLINGER
7 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD EACH
MEMBER OF THE SUPERVISORY BOARD SHALL
RECEIVE AN ANNUAL REMUNERATION OF EUR
20,000, RETROACTIVELY FOR THE 2018/2019
FINANCIAL YEAR. THE CHAIRMAN OF THE
SUPERVISORY BOARD SHALL RECEIVE TWICE AND
THE DEPUTY CHAIRMAN ONE AND A HALF TIMES OF
THIS AMOUNT
--------------------------------------------------------------------------------------------------------------------------
JENOPTIK AG Agenda Number: 711204444
--------------------------------------------------------------------------------------------------------------------------
Security: D3S19K104
Meeting Type: AGM
Meeting Date: 12-Jun-2019
Ticker:
ISIN: DE000A2NB601
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE CONSOLIDATED
FINANCIAL STATEMENTS APPROVED BY THE
SUPERVISORY BOARD, THE COMBINED MANAGEMENT
REPORT FOR JENOPTIK AG AND THE GROUP, THE
SUPERVISORY BOARD REPORT, THE PROPOSAL PUT
FORWARD BY THE EXECUTIVE BOARD REGARDING
THE APPROPRIATION OF ACCUMULATED PROFITS,
AND THE EXECUTIVE BOARD'S EXPLANATORY
REPORT PURSUANT TO SECTION 289A OF THE
COMMERCIAL CODE (HGB) AND SECTION 315A HGB
FOR THE 2018 FISCAL YEAR
2 ADOPTION OF A RESOLUTION ON THE Mgmt Against Against
APPROPRIATION OF ACCUMULATED PROFITS FOR
THE 2018 FISCAL YEAR: PAYMENT OF A DIVIDEND
OF 0.35 EUROS PER NO-PAR VALUE SHARE
CARRYING DIVIDEND RIGHTS
3 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE EXECUTIVE BOARD'S ACTS FOR THE 2018
FISCAL YEAR
4 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE SUPERVISORY BOARD'S ACTS FOR THE 2018
FISCAL YEAR
5 APPOINTMENT OF AUDITOR AND GROUP AUDITOR Mgmt For For
FOR THE 2019 FISCAL YEAR: THE SUPERVISORY
BOARD PROPOSES THAT ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART,
BE APPOINTED AUDITOR AND GROUP AUDITOR FOR
THE FISCAL YEAR FROM JANUARY 1 THROUGH
DECEMBER 31, 2019
6 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
EXISTING AUTHORIZED CAPITAL, THE CREATION
OF NEW AUTHORIZED CAPITAL, AND THE
AMENDMENT TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
KOH YOUNG TECHNOLOGY INC, SEOUL Agenda Number: 710542336
--------------------------------------------------------------------------------------------------------------------------
Security: Y4810R105
Meeting Type: AGM
Meeting Date: 14-Mar-2019
Ticker:
ISIN: KR7098460009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: JUNG JAE CHEOL Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: JEON JUNG YEOL Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: KIM YOUNG SOO Mgmt For For
4 ELECTION OF EXECUTIVE AUDITOR: LEE JONG KI Mgmt For For
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 710586249
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 10-Apr-2019
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2018
3 REMUNERATION IN THE FISCAL YEAR 2018 Non-Voting
4 PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
5 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2018
6 EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
7 PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt For For
FISCAL YEAR 2018: 0.133 PER SHARE
8 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY
9 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
10 PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2020: ERNST YOUNG
11 OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF A MEMBER OF THE SUPERVISORY
BOARD
12 PROPOSAL TO REAPPOINT MRS J.C.M. SAP AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
13 PROPOSAL TO REAPPOINT MR P.F. HARTMAN AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
14 ANNOUNCEMENT CONCERNING VACANCIES IN THE Non-Voting
SUPERVISORY BOARD IN 2020
15 PROPOSAL TO AUTHORISE THE BOARD OF Mgmt For For
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
16 PROPOSAL TO REDUCE THE CAPITAL THROUGH Mgmt For For
CANCELLATION OF OWN SHARES
17 PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
18 PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
19 ANY OTHER BUSINESS Non-Voting
20 VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT 14 MAR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN THE TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 934954442
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Anderson Mgmt For For
Robin A. Abrams Mgmt For For
Brian M. Beattie Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffery Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To approve, the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
4. To approve the amended Lattice Mgmt For For
Semiconductor Corporation 2011 Non-Employee
Director Equity Incentive Plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934951864
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: James O. Ellis, Jr. Mgmt For For
1e. Election of Director: Thomas J. Falk Mgmt For For
1f. Election of Director: Ilene S. Gordon Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Vicki A. Hollub Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2019
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
4. Stockholder Proposal to Amend the Proxy Shr For Against
Access Bylaw
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC Agenda Number: 710824702
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: AGM
Meeting Date: 08-May-2019
Ticker:
ISIN: US57778K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HOWELL M. ESTES, III Mgmt For For
1.2 ELECTION OF DIRECTOR: NICK S. CYPRUS Mgmt For For
1.3 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.4 ELECTION OF DIRECTOR: LORI B. GARVER Mgmt For For
1.5 ELECTION OF DIRECTOR: JOANNE O. ISHAM Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL L. JABLONSKY Mgmt For For
1.7 ELECTION OF DIRECTOR: C. ROBERT KEHLER Mgmt For For
1.8 ELECTION OF DIRECTOR: L. ROGER MASON, JR Mgmt For For
1.9 ELECTION OF DIRECTOR: ROBERT L. PHILLIPS Mgmt For For
1.10 ELECTION OF DIRECTOR: ERIC J. ZAHLER Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
CMMT PLEASE NOTE YOU CAN ONLY VOTE FOR ONE YEAR, Non-Voting
TWO YEAR, THREE YEARS OR ABSTAIN. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO PLACE A VOTE FOR THAT
FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED. THE BOARD OF
DIRECTORS RECOMMENDS YOU VOTE FOR 1 YEAR
3.1 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 1 YEAR
3.2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 2 YEARS
3.3 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 3 YEARS
3.4 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE ABSTAIN
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2019
5 TO APPROVE THE MAXAR TECHNOLOGIES INC. 2019 Mgmt For For
INCENTIVE AWARD PLAN
6 TO APPROVE THE MAXAR TECHNOLOGIES INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES LTD Agenda Number: 710053555
--------------------------------------------------------------------------------------------------------------------------
Security: 57778L103
Meeting Type: SGM
Meeting Date: 16-Nov-2018
Ticker:
ISIN: CA57778L1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 ACCEPT THE SPECIAL RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET FORTH IN APPENDIX A TO
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED OCTOBER 12, 2018 (THE
"CIRCULAR"), APPROVING A PLAN OF
ARRANGEMENT PURSUANT TO SECTION 288 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA), AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 935045749
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 20-Jun-2019
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Are you a Parent Affiliate (as defined in Mgmt No vote
the Proxy Statement)? By selecting FOR I
confirm that I AM NOT a Parent Affiliate
and by selecting AGAINST I confirm that I
AM a Parent Affiliate.
1b. The Merger Proposal: To approve the Mgmt No vote
acquisition of the Company by NVIDIA
International Holdings Inc., a Delaware
corporation ("Parent"), including the
approval of (a) the Agreement and Plan of
Merger (as it may be amended from time to
time, the "Merger Agreement"), dated March
10, 2019, by and among Parent, Teal Barvaz
Ltd., a company organized under the laws of
the State of Israel and a wholly-owned
subsidiary of Parent ("Merger Sub"), NVIDIA
Corporation, a Delaware corporation ...(due
to space limits, see proxy material for
full proposal).
2. The Adjournment Proposal: To approve the Mgmt No vote
adjournment of the Extraordinary General
Meeting to a later date or dates if
necessary to solicit additional proxies if
there are insufficient votes to approve the
Merger Proposal at the time of the
Extraordinary General Meeting.
3. The Merger-Related Executive Compensation Mgmt No vote
Proposal: To approve on a nonbinding,
advisory basis, any "golden parachute
compensation" that will or may become
payable to the Company's named executive
officers in connection with the Merger.
4a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 4b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
4b. The CEO Base Salary Proposal: To approve Mgmt No vote
the increase in annual base cash
compensation for Eyal Waldman, our chief
executive officer, from $610,000 to
$650,000.
5a. Do you have a Personal Interest with Mgmt No vote
regards to Proposal 5b? By selecting FOR I
confirm that I DO NOT HAVE a Personal
Interest and by selecting AGAINST I confirm
I DO HAVE a Personal Interest in voting
this proposal.
5b. The CEO Cash Incentive Proposal: To approve Mgmt No vote
the grant to Mr. Waldman of a 2019
performance-based cash incentive award,
which will be tied to the Company's
achievement of pre-established revenue and
adjusted operating income objectives for
fiscal 2019 and which will be measured and
paid, if earned, in 2020.
6a. Do you have a Personal Interest with Mgmt No vote
regards to Proposal 6b? By selecting FOR I
confirm that I DO NOT HAVE a Personal
Interest and by selecting AGAINST I confirm
I DO HAVE a Personal Interest in voting
this proposal.
6b. The CEO Severance Proposal: To approve the Mgmt No vote
amendment and restatement of Mr. Waldman's
executive severance benefits agreement, in
accordance with the Amended Severance
Agreement attached as Annex D to the Proxy
Statement, to (i) amend the benefits
thereunder to two years of base salary and
two years of target bonus (to be paid in
accordance with the terms and conditions
therein) and vesting acceleration of 100%
of his equity awards in the event of
certain employment terminations ...(due to
space limits, see proxy material for full
proposal).
7a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 7b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
7b. The CEO Equity Award Proposal: To approve Mgmt No vote
the grant to Mr.Waldman of a 2019 equity
incentive award of 55,696 restricted share
units.
8a. Do you have a Personal Interest (as defined Mgmt No vote
in the Proxy Statement) with regards to
Proposal 8b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
8b. The CEO Tax Equalization Proposal: To Mgmt No vote
approve certain tax equalization payments
to Mr. Waldman to reimburse Mr. Waldman for
additional personal income tax liability
incurred as the result of him allocating
his time between Israel and the United
States in the amount of $54,000 for the
2018 tax year and an amount to be
determined consistently with past practice
but not to exceed $125,000 for the 2019 tax
year to be made as soon as administratively
practicable after the tax differential is
...(due to space limits, see proxy material
for full proposal).
9. The Waters Bonus Proposal: To approve Mgmt No vote
payment of a cash bonus of $25,000 to Greg
Waters, an independent member of the
Company's board of directors, in
recognition of his services with respect to
the Merger.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 934910197
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 17-Jan-2019
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Patrick J. Byrne Mgmt For For
1.4 Election of Director: Steven J. Gomo Mgmt For For
1.5 Election of Director: Mary Pat McCarthy Mgmt For For
1.6 Election of Director: Sanjay Mehrotra Mgmt For For
1.7 Election of Director: Robert E. Switz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending August 29,
2019.
3. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 711241719
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 27-Jun-2019
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt For For
1.2 Appoint a Director Sugiyama, Takeshi Mgmt For For
1.3 Appoint a Director Okuma, Nobuyuki Mgmt For For
1.4 Appoint a Director Matsuyama, Akihiro Mgmt For For
1.5 Appoint a Director Sagawa, Masahiko Mgmt For For
1.6 Appoint a Director Harada, Shinji Mgmt For For
1.7 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934955836
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacqueline F. Moloney Mgmt For For
Michelle M. Warner Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NANOMETRICS INCORPORATED Agenda Number: 934971777
--------------------------------------------------------------------------------------------------------------------------
Security: 630077105
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NANO
ISIN: US6300771051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. Brown, Jr. Mgmt For For
Robert Deuster Mgmt For For
P.Yves Lesaicherre PhD Mgmt For For
Bruce C. Rhine Mgmt For For
Christopher A. Seams Mgmt For For
Timothy J. Stultz, PhD Mgmt For For
Christine A. Tsingos Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Nanometrics' named
executive officers, as disclosed in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nanometrics'
independent registered public accounting
firm of Nanometrics for its fiscal year
ending December 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 934953680
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James E. Cashman, III Mgmt For For
Liam K. Griffin Mgmt For For
2. To increase the number of shares reserved Mgmt For For
under the Company's 1994 Employee Stock
Purchase Plan by 3,000,000 shares.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 711247317
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 24-Jun-2019
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Revise Conveners and Chairpersons of a
Shareholders Meeting
2.1 Appoint a Director Endo, Nobuhiro Mgmt For For
2.2 Appoint a Director Niino, Takashi Mgmt For For
2.3 Appoint a Director Morita, Takayuki Mgmt For For
2.4 Appoint a Director Ishiguro, Norihiko Mgmt For For
2.5 Appoint a Director Matsukura, Hajime Mgmt For For
2.6 Appoint a Director Nishihara, Motoo Mgmt For For
2.7 Appoint a Director Kunibe, Takeshi Mgmt For For
2.8 Appoint a Director Seto, Kaoru Mgmt For For
2.9 Appoint a Director Iki, Noriko Mgmt For For
2.10 Appoint a Director Ito, Masatoshi Mgmt For For
2.11 Appoint a Director Nakamura, Kuniharu Mgmt For For
3 Appoint a Corporate Auditor Nakata, Nobuo Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Officers
5 Approve Adoption of the Stock Compensation Mgmt For For
to be received by Directors
6 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 711197790
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 25-Jun-2019
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oka, Atsuko Mgmt For For
2.2 Appoint a Director Sakamura, Ken Mgmt For For
2.3 Appoint a Director Takegawa, Keiko Mgmt For For
3.1 Appoint a Corporate Auditor Ide, Akiko Mgmt For For
3.2 Appoint a Corporate Auditor Maezawa, Takao Mgmt For For
3.3 Appoint a Corporate Auditor Iida, Takashi Mgmt For For
3.4 Appoint a Corporate Auditor Kanda, Hideki Mgmt For For
3.5 Appoint a Corporate Auditor Kashima, Kaoru Mgmt For For
4 Shareholder Proposal: Remove a Director Shr Against For
Shimada, Akira
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935017423
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet and authorization to
the Board of Directors to resolve on the
distribution of distributable funds
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
11. Resolution on the number of members of the Mgmt For For
Board of Directors
12. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Elizabeth Nelson Mgmt For For
Olivier Piou Mgmt For For
Risto Siilasmaa Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
13. Election of Auditor for the financial year Mgmt For For
2019
14. Election of Auditor for the financial year Mgmt For For
2020
15. Resolution on the remuneration of the Mgmt For For
Auditor
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934964873
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wesley G. Bush Mgmt For For
1b. Election of Director: Marianne C. Brown Mgmt For For
1c. Election of Director: Donald E. Felsinger Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Bruce S. Gordon Mgmt For For
1f. Election of Director: William H. Hernandez Mgmt For For
1g. Election of Director: Madeleine A. Kleiner Mgmt For For
1h. Election of Director: Karl J. Krapek Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2019.
4. Shareholder proposal to provide for a Shr For Against
report on management systems and processes
for implementing the Company's human rights
policy.
5. Shareholder proposal to provide for an Shr Against For
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 934909839
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 17-Jan-2019
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt For For
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve amendment and restatement of the Mgmt For For
Amended and Restated 2000 Stock Plan.
3. To approve a non-binding advisory Mgmt Against Against
resolution regarding Executive
Compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019.
5. To vote on a stockholder proposal regarding Shr For Against
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934982807
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate supermajority voting to remove a
director without cause.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Political Shr For Against
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr For Against
Report.
7. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt For For
1l. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 934988518
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tracy A. Atkinson Mgmt For For
1b. Election of Director: Robert E. Beauchamp Mgmt For For
1c. Election of Director: Adriane M. Brown Mgmt For For
1d. Election of Director: Stephen J. Hadley Mgmt For For
1e. Election of Director: Thomas A. Kennedy Mgmt For For
1f. Election of Director: Letitia A. Long Mgmt For For
1g. Election of Director: George R. Oliver Mgmt For For
1h. Election of Director: Dinesh C. Paliwal Mgmt For For
1i. Election of Director: Ellen M. Pawlikowski Mgmt For For
1j. Election of Director: William R. Spivey Mgmt For For
1k. Election of Director: Marta R. Stewart Mgmt For For
1l. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1m. Election of Director: Robert O. Work Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the Raytheon 2019 Stock Plan Mgmt For For
4. Ratification of Independent Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 710584411
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 20-Mar-2019
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsurumaru, Tetsuya Mgmt For For
1.2 Appoint a Director Kure, Bunsei Mgmt For For
1.3 Appoint a Director Shibata, Hidetoshi Mgmt For For
1.4 Appoint a Director Toyoda, Tetsuro Mgmt For For
1.5 Appoint a Director Iwasaki, Jiro Mgmt For For
1.6 Appoint a Director Okumiya, Kyoko Mgmt For For
1.7 Appoint a Director Nakagawa, Yukiko Mgmt For For
2 Appoint Accounting Auditors Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt Against Against
Rights as Stock Options by applying the
Special Clauses for Directors, Executive
Officers and Employees of the Company and
the Company's Subsidiaries residing in the
State of California, U.S.A.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 710602308
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 20-Mar-2019
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For
AND ANNUAL DIVIDENDS (FY2018) AS SPECIFIED
IN THE NOTICE
2.1.1 APPOINTMENT OF INDEPENDENT DIRECTOR: Mgmt Against Against
JAE-WAN BAHK, PHD
2.1.2 APPOINTMENT OF INDEPENDENT DIRECTOR: HAN-JO Mgmt For For
KIM
2.1.3 APPOINTMENT OF INDEPENDENT DIRECTOR: CURIE Mgmt For For
AHN, PHD
2.2.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt Against Against
JAE-WAN BAHK, PHD
2.2.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
HAN-JO KIM
3 APPROVAL OF REMUNERATION LIMITS FOR Mgmt For For
DIRECTORS (FY2019)
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 710918953
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 15-May-2019
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24.APR.19. WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30.04.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2018
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2018
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2018
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2019 Mgmt For For
6.1 ELECT HASSO PLATTNER TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT PEKKA ALA-PIETILA TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT AICHA EVANS TO THE SUPERVISORY BOARD Mgmt For For
6.4 ELECT DIANE GREENE TO THE SUPERVISORY BOARD Mgmt For For
6.5 ELECT GESCHE JOOST TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT BERNARD LIAUTAUD TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT GERHARD OSWALD TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT FRIEDERIKE ROTSCH TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY Mgmt For For
BOARD
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934942740
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 25-Apr-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the reduction of Company capital Mgmt For For
and creation of distributable reserves
(special resolution).
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 710322645
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 30-Jan-2019
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 137545 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
15.01.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017/18
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.80 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2017/18
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2017/18
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS FOR FISCAL 2017/18
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2017/18
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL FOR FISCAL 2017/18
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2017/18
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN FOR FISCAL2017/18
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF P. THOMAS FOR FISCAL 2017/18
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM HAGEMANN SNABE FOR FISCAL
2017/18
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2017/18
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2017/18
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER OLAF BOLDUAN (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD CROMME (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2017/18
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS MICHAEL GAUL (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER REINHARD HAHN FOR FISCAL 2017/18
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2017/18
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK FOR FISCAL 2017/18
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2017/18
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2017/18
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2017/18
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERARD MESTRALLET (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER.NORBERT REITHOFER FOR FISCAL 2017/18
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUELER SABANCI (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DAME NEMAT TALAAT SHAFIK (SINCE
JANUARY 31, 2018) FOR FISCAL 2017/18
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2017/18
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2017/18
4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON.FOR FISCAL 2017/18
4.24 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SIBYLLE WANKEL (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.25 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.26 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2018/19
6 APPROVE CREATION OF EUR 510 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 15 BILLION APPROVE CREATION
OF EUR 240 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 APPROVE AFFILIATION AGREEMENT WITH Mgmt For For
SUBSIDIARY KYROS 58 GMBH
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 710610646
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 22-Mar-2019
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: OH Mgmt For For
JONG HUN
4 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HA Mgmt For For
YOUNG GU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION FOR STAFF Mgmt For For
7 APPROVAL OF STOCK OPTION FOR STAFF Mgmt For For
CMMT 06 MAR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTIONS 6 AND 7. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935009870
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mark Carges Mgmt For For
1b. Election of Class I Director: Elisa Steele Mgmt For For
1c. Election of Class I Director: Sri Viswanath Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 934928322
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2019
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,200,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending November 2,
2019.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935024163
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2018 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2018 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) To revise the following TSMC policies: (i) Mgmt For For
Procedures for Acquisition or Disposal of
Assets; (ii) Procedures for Financial
Derivatives Transactions
5) DIRECTOR
Moshe N. Gavrielov Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TALEND S.A. Agenda Number: 935049420
--------------------------------------------------------------------------------------------------------------------------
Security: 874224207
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: TLND
ISIN: US8742242071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To renew the term of office of Mr. Michael Mgmt For For
Tuchen
O2 To renew the term of office of Mr. John Mgmt For For
Brennan
O3 To renew the term of office of Mr. Thierry Mgmt Against Against
Sommelet
O4 To renew the term of office of Mr. Steve Mgmt For For
Singh
O5 To renew the term of office of Ms. Nora Mgmt For For
Denzel
O6 To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers
O7 To recommend, on an advisory basis, to hold Mgmt For For
an advisory vote to approve the
compensation for the named executive
officers of the Company every year
O8 To recommend, on an advisory basis, to hold Mgmt Against For
an advisory vote to approve the
compensation for the named executive
officers of the Company every two years
O9 To recommend, on an advisory basis, to hold Mgmt Against For
an advisory vote to approve the
compensation for the named executive
officers of the Company every three years
O10 To approve the statutory financial Mgmt For For
statements for the year ended December 31,
2018; discharge of directors and statutory
auditors
O11 To allocate earnings for the year ended Mgmt For For
December 31, 2018
O12 To approve the consolidated financial Mgmt For For
statements for the year ended December 31,
2018
O13 To review the agreements described under Mgmt For For
articles L. 225-38 et seq. of the French
Commercial Code
E14 To amend the quorum requirements for Mgmt For For
meetings of the shareholders -
corresponding amendment to article 20 of
the By-laws
E15 To delegate authority to the Board of Mgmt For For
Directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E16 To delegate authority to the Board of Mgmt Against Against
Directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E17 To delegate authority to the Board of Mgmt Against Against
Directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E18 To delegate authority to the Board of Mgmt Against Against
Directors to increase the number of
securities to be issued as a result of a
share capital increase pursuant to the
delegations in Proposal Nos. 15 to 17
above, with or without shareholders'
preferential subscription rights
E19 To approve the overall limits on the amount Mgmt For For
of ordinary shares to be issued pursuant to
the delegations in Proposal Nos. 15 to 18
above
E20 To delegate authority to the board of Mgmt Against Against
directors to carry out ...(due to space
limits, see proxy material for full
proposal).
E21 To delegate authority to the board of Mgmt Against Against
directors to issue ...(due to space limits,
see proxy material for full proposal).
E22 To limit the amount of issues under Mgmt For For
Proposal Nos. 20 and 21
E23 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E24 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E25 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E26 To limit the amount of the issuances Mgmt For For
implemented under Proposal Nos. 23, 24 and
25
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 934941635
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cary T. Fu Mgmt For For
1b. Election of Director: Michael P. Gianoni Mgmt For For
1c. Election of Director: Victor L. Lund Mgmt For For
1d. Election of Director: Joanne B. Olsen Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. Approval of the amended and restated Mgmt For For
Teradata 2012 Stock Incentive Plan.
4. Approval of the ratification of the Mgmt For For
appointment of independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934953630
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael A. Bradley Mgmt For For
1B Election of Director: Edwin J. Gillis Mgmt For For
1C Election of Director: Timothy E. Guertin Mgmt For For
1D Election of Director: Mark E. Jagiela Mgmt For For
1E Election of Director: Mercedes Johnson Mgmt For For
1F Election of Director: Marilyn Matz Mgmt For For
1G Election of Director: Paul J. Tufano Mgmt For For
1H Election of Director: Roy A. Vallee Mgmt For For
2 To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 711242660
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 26-Jun-2019
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director Kurumatani, Nobuaki Mgmt For For
2.2 Appoint a Director Tsunakawa, Satoshi Mgmt For For
2.3 Appoint a Director Furuta, Yuki Mgmt For For
2.4 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
2.5 Appoint a Director Ota, Junji Mgmt For For
2.6 Appoint a Director Kobayashi, Nobuyuki Mgmt For For
2.7 Appoint a Director Yamauchi, Takashi Mgmt For For
2.8 Appoint a Director Fujimori, Yoshiaki Mgmt For For
2.9 Appoint a Director Paul J. Brough Mgmt For For
2.10 Appoint a Director Ayako Hirota Weissman Mgmt For For
2.11 Appoint a Director Jerome Thomas Black Mgmt For For
2.12 Appoint a Director George Raymond Zage III Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD. Agenda Number: 935043341
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: TSEM
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. Amir Elstein Mgmt For For
1b. Election of Director: Mr. Russell Ellwanger Mgmt For For
1c. Election of Director: Mr. Kalman Kaufman Mgmt For For
1d. Election of Director: Mr. Alex Kornhauser Mgmt For For
1e. Election of Director: Mrs. Dana Gross Mgmt For For
1f. Election of Director: Mr. Ilan Flato Mgmt For For
1g. Election of Director: Mr. Rami Guzman Mgmt For For
1h. Election of Director: Mr. Yoav Chelouche Mgmt For For
1i. Election of Director: Ms. Iris Avner Mgmt For For
1j. Election of Director: Mr. Jerry Neal Mgmt For For
2. TO APPOINT Mr. Amir Elstein as the Chairman Mgmt For For
of the Board of Directors to serve until
the next annual meeting of the shareholders
and until his successor shall be duly
appointed, and to approve his terms of
compensation in compliance with the
Company's compensation policy, as set forth
in Proposal 2 of the Proxy Statement.
3. TO APPROVE an equity grant to our chief Mgmt For For
executive officer, Mr. Russell Ellwanger,
in compliance with the Company's
Compensation Policy, as described in
Proposal 3 of the Proxy Statement.
3a. Do you have a "Personal Interest" with Mgmt Against
respect to the subject matter of Proposal
3? Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote FOR=YES or AGAINST=NO your
vote will not count for the Proposal 3.
Mark "For" = Yes or "Against" = No.
4. TO APPROVE subject to their appointment as Mgmt For For
directors under Proposal 1, an equity grant
to each of the members of our Board of
Directors (other than to Amir Elstein and
Russell Ellwanger), in compliance with the
Company's Compensation Policy, as described
in Proposal 4 of the Proxy Statement
5. TO APPROVE the renewal of the directors' Mgmt For For
and officers' liability insurance policy as
described in Proposal 5 of the Proxy
Statement.
5a. Do you have a "Personal Interest" with Mgmt Against
respect to the subject matter of Proposal
5? Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote FOR=YES or AGAINST=NO your
vote will not count for the Proposal 5.
Mark "For" = Yes or "Against" = No.
6. TO APPROVE the appointment of Brightman Mgmt For For
Almagor & Co. as the independent public
accountant of the Company for the year
ending December 31, 2019 and for the period
commencing January 1, 2020 and until the
next annual shareholders' meeting, and the
authorization of the Audit Committee of the
Board of Directors to determine the
remuneration of such auditors.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935012485
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
1H. Election of Director: Ernest E. Maddock Mgmt For For
2. Approval of an Amendment and Restatement of Mgmt For For
our Stock Incentive Plan.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2019.
4. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2018 as disclosed in our proxy statement
for the 2019 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934880673
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Kathleen A. Cote Mgmt For For
1c. Election of Director: Henry T. DeNero Mgmt For For
1d. Election of Director: Tunc Doluca Mgmt For For
1e. Election of Director: Michael D. Lambert Mgmt For For
1f. Election of Director: Len J. Lauer Mgmt For For
1g. Election of Director: Matthew E. Massengill Mgmt For For
1h. Election of Director: Stephen D. Milligan Mgmt For For
1i. Election of Director: Paula A. Price Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan that
would, among other things, increase by
6,000,000 the number of shares of our
common stock available for issuance under
the plan.
4. To approve an amendment and restatement of Mgmt For For
our 2005 Employee Stock Purchase Plan that
would, among other things, increase by
10,000,000 the number of shares of our
common stock available for issuance under
the plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
June 28, 2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina R. Nelson
Name Kristina R. Nelson
Title President
Date 8/26/2019