UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Michael Barolsky
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-5586
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Salt High truBeta US Market ETF
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ADOBE INC Agenda Number: 934931216
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 11-Apr-2019
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy Banse Mgmt For For
1b. Election of Director: Frank Calderoni Mgmt For For
1c. Election of Director: James Daley Mgmt For For
1d. Election of Director: Laura Desmond Mgmt For For
1e. Election of Director: Charles Geschke Mgmt For For
1f. Election of Director: Shantanu Narayen Mgmt For For
1g. Election of Director: Kathleen Oberg Mgmt For For
1h. Election of Director: Dheeraj Pandey Mgmt For For
1i. Election of Director: David Ricks Mgmt For For
1j. Election of Director: Daniel Rosensweig Mgmt For For
1k. Election of Director: John Warnock Mgmt For For
2. Approve the 2019 Equity Incentive Plan to Mgmt For For
replace our 2003 Equity Incentive Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
29, 2019.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr For Against
proposal.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 934959264
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Security: 007903107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt For For
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Lisa T. Su Mgmt For For
1g. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Approval of the amendment and restatement Mgmt For For
of the Advanced Micro Devices, Inc. 2004
Equity Incentive Plan.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
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ALPHABET INC. Agenda Number: 935018956
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt Withheld Against
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr For Against
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr For Against
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr For Against
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr For Against
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr For Against
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
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AMAZON.COM, INC. Agenda Number: 934985954
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Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr For Against
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr For Against
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr Against For
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr For Against
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
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AMERICAN AIRLINES GROUP INC. Agenda Number: 935013766
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Security: 02376R102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: AAL
ISIN: US02376R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James F. Albaugh Mgmt For For
1b. Election of Director: Jeffrey D. Benjamin Mgmt For For
1c. Election of Director: John T. Cahill Mgmt For For
1d. Election of Director: Michael J. Embler Mgmt For For
1e. Election of Director: Matthew J. Hart Mgmt For For
1f. Election of Director: Susan D. Kronick Mgmt For For
1g. Election of Director: Martin H. Nesbitt Mgmt For For
1h. Election of Director: Denise M. O'Leary Mgmt For For
1i. Election of Director: W. Douglas Parker Mgmt For For
1j. Election of Director: Ray M. Robinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2019.
3. A proposal to consider and approve, on a Mgmt For For
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. A stockholder proposal to provide a report Shr For Against
on political contributions and
expenditures.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934973606
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Security: 026874784
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. DON CORNWELL Mgmt For For
1b. Election of Director: BRIAN DUPERREAULT Mgmt For For
1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1f. Election of Director: HENRY S. MILLER Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: SUZANNE NORA JOHNSON Mgmt For For
1j. Election of Director: PETER R. PORRINO Mgmt For For
1k. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1l. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1m. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt Against Against
to approve executive compensation.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency of future executive
compensation votes.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2019.
5. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
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APACHE CORPORATION Agenda Number: 934965851
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Security: 037411105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: APA
ISIN: US0374111054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: Rene R. Joyce Mgmt For For
6. Election of Director: John E. Lowe Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors
12. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers
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APPLIED MATERIALS, INC. Agenda Number: 934921873
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Security: 038222105
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: AMAT
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Bruner Mgmt For For
1b. Election of Director: Xun (Eric) Chen Mgmt For For
1c. Election of Director: Aart J. de Geus Mgmt For For
1d. Election of Director: Gary E. Dickerson Mgmt For For
1e. Election of Director: Stephen R. Forrest Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Adrianna C. Ma Mgmt For For
1i. Election of Director: Scott A. McGregor Mgmt For For
1j. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2019.
4. Shareholder proposal to provide for right Shr For Against
to act by written consent.
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AUTODESK, INC. Agenda Number: 935010140
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Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Approve, on an advisory (non-binding) Mgmt For For
basis,the compensation of Autodesk, Inc.'s
named executive officers.
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BORGWARNER INC. Agenda Number: 934942055
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Security: 099724106
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BWA
ISIN: US0997241064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jan Carlson Mgmt Abstain Against
1B. Election of Director: Dennis C. Cuneo Mgmt For For
1C. Election of Director: Michael S. Hanley Mgmt For For
1D. Election of Director: Frederic B. Lissalde Mgmt For For
1E. Election of Director: Paul A. Mascarenas Mgmt For For
1F. Election of Director: John R. McKernan, Jr. Mgmt For For
1G. Election of Director: Deborah D. McWhinney Mgmt For For
1H. Election of Director: Alexis P. Michas Mgmt For For
1I. Election of Director: Vicki L. Sato Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting firm for the
Company for 2019.
4. Stockholder proposal to require an Shr Against For
independent Board Chairman.
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CATERPILLAR INC. Agenda Number: 935008943
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Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr For Against
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
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CHENIERE ENERGY, INC. Agenda Number: 935001343
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Security: 16411R208
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LNG
ISIN: US16411R2085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: David I. Foley Mgmt For For
1F. Election of Director: David B. Kilpatrick Mgmt For For
1G. Election of Director: Andrew Langham Mgmt For For
1H. Election of Director: Courtney R. Mather Mgmt For For
1I. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1J. Election of Director: Neal A. Shear Mgmt For For
2. Approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of the Company's
named executive officers for 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
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CHESAPEAKE ENERGY CORPORATION Agenda Number: 934974064
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Security: 165167107
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: CHK
ISIN: US1651671075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Luke R. Corbett Mgmt Against Against
1c. Election of Director: Mark A. Edmunds Mgmt For For
1d. Election of Director: Scott A. Gieselman Mgmt For For
1e. Election of Director: David W. Hayes Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt Against Against
1g. Election of Director: Robert D. "Doug" Mgmt For For
Lawler
1h. Election of Director: R. Brad Martin Mgmt For For
1i. Election of Director: Merrill A. "Pete" Mgmt Against Against
Miller, Jr.
1j. Election of Director: Thomas L. Ryan Mgmt For For
2. To approve on an advisory basis our named Mgmt Against Against
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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CITIGROUP INC. Agenda Number: 934935808
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Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
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CONCHO RESOURCES INC Agenda Number: 934959478
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Security: 20605P101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CXO
ISIN: US20605P1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven D. Gray Mgmt For For
1B Election of Director: Susan J. Helms Mgmt For For
1C Election of Director: Gary A. Merriman Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019.
3. Approval of the Concho Resources Inc. 2019 Mgmt For For
Stock Incentive Plan.
4. Advisory vote to approve named executive Mgmt For For
officer compensation ("say-on-pay").
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CONTINENTAL RESOURCES, INC. Agenda Number: 934966790
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harold G. Hamm Mgmt Withheld Against
John T. McNabb, II Mgmt For For
2. Ratification of selection of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm.
3. Approve, by a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
4. Publish long-term assessment of impact of Shr For Against
measures to limit global temperature rise
to two degrees Celsius.
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CORNING INCORPORATED Agenda Number: 934945633
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald W. Blair Mgmt For For
1b. Election of Director: Leslie A. Brun Mgmt For For
1c. Election of Director: Stephanie A. Burns Mgmt For For
1d. Election of Director: John A. Canning, Jr. Mgmt For For
1e. Election of Director: Richard T. Clark Mgmt For For
1f. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1g. Election of Director: Deborah A. Henretta Mgmt For For
1h. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1i. Election of Director: Kurt M. Landgraf Mgmt For For
1j. Election of Director: Kevin J. Martin Mgmt For For
1k. Election of Director: Deborah D. Rieman Mgmt For For
1l. Election of Director: Hansel E. Tookes II Mgmt For For
1m. Election of Director: Wendell P. Weeks Mgmt For For
1n. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. Approval of the 2019 Equity Plan for Mgmt For For
Non-Employee Directors.
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CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 934945912
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Steve Albrecht Mgmt For For
1b. Election of Director: Hassane El-Khoury Mgmt For For
1c. Election of Director: Oh Chul Kwon Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Camillo Martino Mgmt For For
1f. Election of Director: Jeffrey J. Owens Mgmt For For
1g. Election of Director: Jeannine P. Sargent Mgmt For For
1h. Election of Director: Michael S. Wishart Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
3. Approval, on an advisory basis, of the Mgmt For For
Company's named executive officer
compensation.
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DAVITA INC. Agenda Number: 935021333
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pamela M. Arway Mgmt For For
1b. Election of Director: Charles G. Berg Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: Pascal Desroches Mgmt For For
1e. Election of Director: Paul J. Diaz Mgmt For For
1f. Election of Director: Peter T. Grauer Mgmt For For
1g. Election of Director: John M. Nehra Mgmt For For
1h. Election of Director: Javier J. Rodriguez Mgmt For For
1i. Election of Director: William L. Roper Mgmt For For
1j. Election of Director: Kent J. Thiry Mgmt For For
1k. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
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DEERE & COMPANY Agenda Number: 934919640
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2019
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Vance D. Coffman Mgmt For For
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1e. Election of Director: Dipak C. Jain Mgmt For For
1f. Election of Director: Michael O. Johanns Mgmt For For
1g. Election of Director: Clayton M. Jones Mgmt For For
1h. Election of Director: Gregory R. Page Mgmt For For
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2019
4. Shareholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
DELEK US HOLDINGS, INC. Agenda Number: 934946217
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: DK
ISIN: US24665A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt For For
Carlos E. Jorda Mgmt For For
Gary M. Sullivan, Jr. Mgmt For For
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2. To adopt the advisory resolution approving Mgmt For For
the Company's executive compensation
program for our named executive officers as
described in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935003169
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Robert H. Henry Mgmt For For
Michael M. Kanovsky Mgmt For For
John Krenicki Jr. Mgmt For For
Robert A. Mosbacher Jr. Mgmt For For
Duane C. Radtke Mgmt For For
Keith O. Rattie Mgmt For For
Mary P. Ricciardello Mgmt For For
2. Ratify the appointment of the Company's Mgmt For For
Independent Auditors for 2019.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935010847
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven E. West Mgmt For For
1B Election of Director: Travis D. Stice Mgmt For For
1C Election of Director: Michael L. Hollis Mgmt For For
1D Election of Director: Michael P. Cross Mgmt For For
1E Election of Director: David L. Houston Mgmt For For
1F Election of Director: Mark L. Plaumann Mgmt For For
1G Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve the Company's 2019 Mgmt For For
Amended and Restated Equity Incentive Plan
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers
4. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 934948158
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Charles M. Lillis Mgmt For For
Afshin Mohebbi Mgmt For For
Tom A. Ortolf Mgmt For For
Carl E. Vogel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve our 2019 Stock Incentive Plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935023426
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Special
Meeting Date: 23-May-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal, which we refer to as the Mgmt For For
reverse stock split proposal, to adopt and
approve an amendment to our Amended and
Restated Certificate of Incorporation to
effect (a) a reverse stock split of our
outstanding shares of common stock, at a
reverse stock split ratio of not less than
2-for-5 and not greater than 1-for-3, with
an exact ratio as may be determined by our
Board of Directors at a later date, and (b)
a reduction in the number of our authorized
shares of common stock by a corresponding
ratio.
2. A proposal, which we refer to as the Mgmt For For
adjournment proposal, to approve, if
necessary, the adjournment of the Special
Meeting to solicit additional proxies in
favor of the reverse stock split proposal.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935019679
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward D. Breen Mgmt For For
1b. Election of Director: Ruby R. Chandy Mgmt For For
1c. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: C. Marc Doyle Mgmt For For
1g. Election of Director: Eleuthere I. du Pont Mgmt For For
1h. Election of Director: Rajiv L. Gupta Mgmt For For
1i. Election of Director: Luther C. Kissam Mgmt For For
1j. Election of Director: Frederick M. Lowery Mgmt For For
1k. Election of Director: Raymond J. Milchovich Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
4. Right to Act by Written Consent Shr For Against
5. Preparation of an Executive Compensation Shr Against For
Report
6. Preparation of a Report on Climate Change Shr Against For
Induced Flooding and Public Health
7. Preparation of a Report on Plastic Shr Against For
Pollution
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 934958921
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard J. Carbone Mgmt For For
1b. Election of Director: Robert J. Chersi Mgmt For For
1c. Election of Director: Jaime W. Ellertson Mgmt For For
1d. Election of Director: James P. Healy Mgmt For For
1e. Election of Director: Kevin T. Kabat Mgmt For For
1f. Election of Director: James Lam Mgmt For For
1g. Election of Director: Rodger A. Lawson Mgmt For For
1h. Election of Director: Shelley B. Leibowitz Mgmt For For
1i. Election of Director: Karl A. Roessner Mgmt For For
1j. Election of Director: Rebecca Saeger Mgmt For For
1k. Election of Director: Donna L. Weaver Mgmt For For
1l. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote"),
as disclosed in the Proxy Statement for the
2019 Annual Meeting.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION Agenda Number: 934894002
--------------------------------------------------------------------------------------------------------------------------
Security: 29265N108
Meeting Type: Special
Meeting Date: 27-Nov-2018
Ticker: EGN
ISIN: US29265N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated August 14, 2018, by and among
Diamondback Energy, Inc., Sidewinder Merger
Sub Inc. and Energen Corporation (as it may
be amended from time to time, the "Merger
Agreement")
2. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to Energen Corporation's
named executive officers that is based on
or otherwise relates to the merger
contemplated by the Merger Agreement
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt For For
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 1 Year Against
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr For Against
stockholder voting.
6. A stockholder proposal regarding an Shr For Against
independent chair.
7. A stockholder proposal regarding majority Shr For Against
voting for directors.
8. A stockholder proposal regarding true Shr Against For
diversity board policy.
9. A stockholder proposal regarding a content Shr Against For
governance report.
10. A stockholder proposal regarding median Shr For Against
gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
--------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda Number: 934956662
--------------------------------------------------------------------------------------------------------------------------
Security: 32008D106
Meeting Type: Consent
Meeting Date: 11-Apr-2019
Ticker: FDC
ISIN: US32008D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption of the Agreement and Plan of Mgmt Abstain Against
Merger, dated as of January 16, 2019, by
and among First Data, Fiserv and 300
Holdings, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger
Sub will merge with and into First Data
(the "Merger"), with First Data surviving
the Merger as a direct, wholly owned
subsidiary of Fiserv.
2. The adoption of the following resolution, Mgmt Abstain Against
on a non-binding, advisory basis:
"RESOLVED, that compensation that will or
may be made to First Data's named executive
officers in connection with the Merger, and
the agreements or understandings pursuant
to which such compensation will or may be
made, in each case, as disclosed pursuant
to Item 402(t) of Regulation S-K under the
heading "The Merger-Interests of Certain
First Data Directors & Executive Officers
in Merger" beginning on page 132 of Joint
Proxy & Consent Solicitation
Statement/Prospectus.
--------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda Number: 934958907
--------------------------------------------------------------------------------------------------------------------------
Security: 32008D106
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: FDC
ISIN: US32008D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt Withheld Against
Henry R. Kravis Mgmt Withheld Against
Heidi G. Miller Mgmt For For
2. Cast an advisory vote on the compensation Mgmt Against Against
of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as First Data's independent registered
public accounting firm for our fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 934943211
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter K. Barker Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: Alan L. Boeckmann Mgmt For For
1E. Election of Director: Peter J. Fluor Mgmt For For
1F. Election of Director: James T. Hackett Mgmt For For
1G. Election of Director: Samuel J. Locklear Mgmt For For
III
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Armando J. Olivera Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: David T. Seaton Mgmt For For
1L. Election of Director: Nader H. Sultan Mgmt For For
1M. Election of Director: Lynn C. Swann Mgmt For For
2. An advisory vote to approve the company's Mgmt For For
executive compensation.
3. The ratification of the appointment by our Mgmt For For
Audit Committee of Ernst & Young LLP as
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. Stockholder proposal requesting adoption of Shr For Against
greenhouse gas emissions reduction goals.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935025672
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Ken Xie Mgmt For For
1B Election of Director: Ming Hsieh Mgmt For For
1C Election of Director: Gary Locke Mgmt For For
1D Election of Director: Christopher B. Mgmt For For
Paisley
1E Election of Director: Judith Sim Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. To approve the Amended and Restated 2009 Mgmt For For
Fortinet, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934947548
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Irial Finan Mgmt For For
1b. Election of Class II Director: Susan S. Mgmt For For
Kilsby
1c. Election of Class II Director: Christopher Mgmt For For
J. Klein
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935001557
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caroline Donahue Mgmt For For
Charles J. Robel Mgmt Withheld Against
Scott W. Wagner Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2019.
3. To approve named executive officer Mgmt For For
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935007307
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01. Election of Director: R.F CHASE Mgmt For For
02. Election of Director: T.J. CHECKI Mgmt For For
03. Election of Director: L.S. COLEMAN, JR. Mgmt For For
04. Election of Director: J.B. HESS Mgmt For For
05. Election of Director: E.E. HOLIDAY Mgmt For For
06. Election of Director: R. LAVIZZO-MOUREY Mgmt For For
07. Election of Director: M.S. LIPSCHULTZ Mgmt For For
08. Election of Director: D. MCMANUS Mgmt For For
09. Election of Director: K.O. MEYERS Mgmt For For
10. Election of Director: J.H. QUIGLEY Mgmt For For
11. Election of Director: W.G. SCHRADER Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 934945152
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter R. Huntsman Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: Mary C. Beckerle Mgmt For For
1d. Election of Director: M. Anthony Burns Mgmt For For
1e. Election of Director: Daniele Ferrari Mgmt For For
1f. Election of Director: Sir Robert J. Mgmt For For
Margetts
1g. Election of Director: Wayne A. Reaud Mgmt For For
1h. Election of Director: Jan E. Tighe Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Huntsman Corporation's
independent registered public accounting
firm for the year ending December 31, 2019.
4. Stockholder proposal regarding stockholder Shr For Against
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 934865619
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Annual
Meeting Date: 17-Sep-2018
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ken Kannappan Mgmt For For
Umesh Padval Mgmt For For
Gordon Parnell Mgmt For For
Robert Rango Mgmt For For
Norman Taffe Mgmt For For
Selena LaCroix Mgmt For For
Gregory Waters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 934954416
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sarah E. Beshar Mgmt For For
1.2 Election of Director: Joseph R. Canion Mgmt For For
1.3 Election of Director: Martin L. Flanagan Mgmt For For
1.4 Election of Director: C. Robert Henrikson Mgmt For For
1.5 Election of Director: Denis Kessler Mgmt For For
1.6 Election of Director: Sir Nigel Sheinwald Mgmt For For
1.7 Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1.8 Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2018 Mgmt For For
Executive Compensation.
3. Amendment of the company's Third Amended Mgmt For For
and Restated Bye-Laws to eliminate certain
super majority voting standards.
4. Amendment of the Invesco Ltd. 2016 Global Mgmt For For
Equity Incentive Plan to increase the
number of shares authorized for issuance
under the plan.
5. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 934979242
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheldon G. Adelson Mgmt Withheld Against
Irwin Chafetz Mgmt Withheld Against
Micheline Chau Mgmt Withheld Against
Patrick Dumont Mgmt Withheld Against
Charles D. Forman Mgmt Withheld Against
Robert G. Goldstein Mgmt Withheld Against
George Jamieson Mgmt For For
Charles A. Koppelman Mgmt Withheld Against
Lewis Kramer Mgmt For For
David F. Levi Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
3. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
4. Approval of the amendment and restatement Mgmt For For
of the Las Vegas Sands Corp. 2004 Equity
Award Plan.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934982617
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Deirdre P. Connelly Mgmt For For
1b. Election of Director: William H. Cunningham Mgmt For For
1c. Election of Director: Dennis R. Glass Mgmt For For
1d. Election of Director: George W. Henderson, Mgmt For For
III
1e. Election of Director: Eric G. Johnson Mgmt For For
1f. Election of Director: Gary C. Kelly Mgmt For For
1g. Election of Director: M. Leanne Lachman Mgmt For For
1h. Election of Director: Michael F. Mee Mgmt For For
1i. Election of Director: Patrick S. Pittard Mgmt For For
1j. Election of Director: Isaiah Tidwell Mgmt For For
1k. Election of Director: Lynn M. Utter Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2019.
3. The approval of an advisory resolution on Mgmt For For
the compensation of our named executive
officers.
4. Shareholder proposal to amend our corporate Shr For Against
governance documents to require an
independent board chairman.
5. Shareholder proposal to amend our proxy Shr For Against
access bylaws to remove the limitation on
renomination of persons based on votes in a
prior election.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934988493
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
James H. Morgan Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2018.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 934991111
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory H. Boyce Mgmt For For
1b. Election of Director: Chadwick C. Deaton Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Jason B. Few Mgmt For For
1e. Election of Director: Douglas L. Foshee Mgmt For For
1f. Election of Director: M. Elise Hyland Mgmt For For
1g. Election of Director: Lee M. Tillman Mgmt For For
1h. Election of Director: J. Kent Wells Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Approval of our 2019 Incentive Compensation Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935030306
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tudor Brown Mgmt For For
1b. Election of Director: Brad Buss Mgmt For For
1c. Election of Director: Edward H. Frank Mgmt For For
1d. Election of Director: Richard S. Hill Mgmt For For
1e. Election of Director: Oleg Khaykin Mgmt For For
1f. Election of Director: Bethany Mayer Mgmt For For
1g. Election of Director: Donna Morris Mgmt For For
1h. Election of Director: Matthew J. Murphy Mgmt For For
1i. Election of Director: Michael Strachan Mgmt For For
1j. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
accounting firm, and authorization of the
audit committee, acting on behalf of our
board of directors, to fix the remuneration
of the auditors and independent registered
accounting firm, in both cases for the
fiscal year ending February 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr For Against
gender pay gap
5. Consideration of a stockholder proposal on Shr Against For
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935015277
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Edward J. Kelly, III Mgmt For For
1g. Election of Director: William E. Kennard Mgmt For For
1h. Election of Director: Michel A. Khalaf Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Diana McKenzie Mgmt For For
1l. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2019
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 934955747
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel A. Arrigoni Mgmt For For
Cassandra C. Carr Mgmt For For
C. Edward Chaplin Mgmt For For
Curt S. Culver Mgmt For For
Timothy A. Holt Mgmt For For
Kenneth M. Jastrow, II Mgmt For For
Jodeen A. Kozlak Mgmt For For
Michael E. Lehman Mgmt For For
Melissa B. Lora Mgmt For For
Gary A. Poliner Mgmt For For
Patrick Sinks Mgmt For For
Mark M. Zandi Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 934949718
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary Chris Gay Mgmt For For
1b. Election of Director: William W. Grounds Mgmt For For
1c. Election of Director: Alexis M. Herman Mgmt For For
1d. Election of Director: Roland Hernandez Mgmt For For
1e. Election of Director: John Kilroy Mgmt For For
1f. Election of Director: Rose McKinney - James Mgmt For For
1g. Election of Director: Keith A. Meister Mgmt For For
1h. Election of Director: James J. Murren Mgmt For For
1i. Election of Director: Paul Salem Mgmt For For
1j. Election of Director: Gregory M. Spierkel Mgmt For For
1k. Election of Director: Jan G. Swartz Mgmt For For
1l. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 934858068
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 14-Aug-2018
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2019.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 934910197
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 17-Jan-2019
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Patrick J. Byrne Mgmt For For
1.4 Election of Director: Steven J. Gomo Mgmt For For
1.5 Election of Director: Mary Pat McCarthy Mgmt For For
1.6 Election of Director: Sanjay Mehrotra Mgmt For For
1.7 Election of Director: Robert E. Switz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending August 29,
2019.
3. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934980423
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Takeshi Ogasawara Mgmt For For
1j. Election of Director: Hutham S. Olayan Mgmt For For
1k. Election of Director: Mary L. Schapiro Mgmt For For
1l. Election of Director: Perry M. Traquina Mgmt For For
1m. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding an annual Shr Against For
report on lobbying expenses
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 934985827
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clay C. Williams Mgmt For For
1B. Election of Director: Greg L. Armstrong Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: Ben A. Guill Mgmt For For
1E. Election of Director: James T. Hackett Mgmt Against Against
1F. Election of Director: David D. Harrison Mgmt For For
1G. Election of Director: Eric L. Mattson Mgmt For For
1H. Election of Director: Melody B. Meyer Mgmt For For
1I. Election of Director: William R. Thomas Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
4. Approve amendments to the National Oilwell Mgmt For For
Varco, Inc. 2018 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934997252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Timothy M. Mgmt Abstain Against
Haley
1b. Election of Class II Director: Leslie Mgmt Abstain Against
Kilgore
1c. Election of Class II Director: Ann Mather Mgmt Abstain Against
1d. Election of Class II Director: Susan Rice Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal regarding political Shr For Against
disclosure, if properly presented at the
meeting.
5. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda Number: 934920225
--------------------------------------------------------------------------------------------------------------------------
Security: 651290108
Meeting Type: Special
Meeting Date: 12-Feb-2019
Ticker: NFX
ISIN: US6512901082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 31, 2018 (as it may be
amended from time to time, the "merger
agreement"), a copy of which is attached as
Annex A to the joint proxy
statement/prospectus of which this proxy
card is a part, among Newfield Exploration
Company ("Newfield"), Encana Corporation, a
Canadian corporation ("Encana"), and
Neapolitan Merger Corp., a Delaware
corporation and an indirect wholly-owned
subsidiary of Encana ("Merger Sub").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to Newfield's named
executive officers in connection with the
merger.
3. To approve the adjournment of the Newfield Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes to adopt
the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 934933892
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey L. Berenson Mgmt For For
1b. Election of Director: Michael A. Cawley Mgmt For For
1c. Election of Director: James E. Craddock Mgmt Against Against
1d. Election of Director: Barbara J. Duganier Mgmt For For
1e. Election of Director: Thomas J. Edelman Mgmt For For
1f. Election of Director: Holli C. Ladhani Mgmt For For
1g. Election of Director: David L. Stover Mgmt For For
1h. Election of Director: Scott D. Urban Mgmt For For
1i. Election of Director: William T. Van Kleef Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent auditor by the Company's Audit
Committee.
3. To approve, in an advisory vote, executive Mgmt Against Against
compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's 2017 Long-Term Incentive Plan
to increase the number of shares of common
stock authorized for issuance under the
plan from 29 million to 44 million shares.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 934892224
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 17-Dec-2018
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Craig Conway Mgmt Abstain Against
1b. Election of Class II Director: Michael P. Mgmt Abstain Against
Scarpelli
2. The ratification of Deloitte & Touche LLP Mgmt For For
as our independent auditor for fiscal 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of the future stockholder
advisory vote on the compensation of our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934982807
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate supermajority voting to remove a
director without cause.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 934949439
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael McShane Mgmt For For
Thomas B. Nusz Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement pursuant to Item 402 of
Regulation S-K promulgated by the
Securities and Exchange Commission.
4. To approve the First Amendment to the Mgmt For For
Amended and Restated 2010 Long-Term
Incentive Plan (the "LTIP") to increase the
maximum number of shares that may be issued
under the LTIP by 1,300,000 shares.
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 934937888
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: C. Robert Bunch Mgmt For For
1.2 Election of Director: Randall W. Larrimore Mgmt For For
1.3 Election of Director: John M. B. O'Connor Mgmt For For
1.4 Election of Director: Scott M. Sutton Mgmt For For
1.5 Election of Director: William H. Weideman Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 934958995
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Atsushi Abe Mgmt For For
1b. Election of Director: Alan Campbell Mgmt For For
1c. Election of Director: Curtis J. Crawford, Mgmt For For
Ph.D.
1d. Election of Director: Gilles Delfassy Mgmt For For
1e. Election of Director: Emmanuel T. Hernandez Mgmt For For
1f. Election of Director: Keith D. Jackson Mgmt For For
1g. Election of Director: Paul A. Mascarenas Mgmt For For
1h. Election of Director: Daryl A. Ostrander, Mgmt For For
Ph.D.
1i. Election of Director: Teresa M. Ressel Mgmt For For
1j. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934983316
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For
disclosure.
5. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 934978404
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael T. Dan Mgmt For For
1b. Election of Director: C. Daniel Gelatt Mgmt For For
1c. Election of Director: Sandra L. Helton Mgmt For For
1d. Election of Director: Blair C. Pickerell Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of appointment of independent Mgmt For For
registered public accountants
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934976056
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Mark B. Grier Mgmt For For
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 934920744
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
Donald Grierson Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Approve an increase in the number of shares Mgmt For For
available for issuance under our 2000
Equity Incentive Plan.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
4. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934914222
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Special
Meeting Date: 16-Jan-2019
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
(as it may be amended from time to time),
dated as of October 28, 2018, which we
refer to as the merger agreement, by and
among Red Hat, Inc., International Business
Machines Corporation and Socrates
Acquisition Corp.
2. To approve, by means of a non-binding, Mgmt For For
advisory vote, compensation that will or
may become payable to the named executive
officers of Red Hat, Inc. in connection
with the merger.
3. To approve one or more adjournments of the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the merger
agreement at the then-scheduled date and
time of the special meeting.
--------------------------------------------------------------------------------------------------------------------------
RSP PERMIAN INC Agenda Number: 934846683
--------------------------------------------------------------------------------------------------------------------------
Security: 74978Q105
Meeting Type: Special
Meeting Date: 17-Jul-2018
Ticker: RSPP
ISIN: US74978Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated March 27, 2018, among RSP Permian,
Inc., Concho Resources Inc. and Green
Merger Sub Inc. (as it may be amended from
time to time, the "Merger Agreement").
2. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to RSP Permian, Inc.'s named
executive officers that is based on or
otherwise relates to the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935003878
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Parker Harris Mgmt For For
1d. Election of Director: Craig Conway Mgmt For For
1e. Election of Director: Alan Hassenfeld Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt For For
1g. Election of Director: Colin Powell Mgmt For For
1h. Election of Director: Sanford Robertson Mgmt For For
1i. Election of Director: John V. Roos Mgmt For For
1j. Election of Director: Bernard Tyson Mgmt For For
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2a. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws.
2b. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Removal of directors.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 35.5 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
5. An advisory vote to approve the fiscal 2019 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal regarding a "true Shr Against For
diversity" board policy.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 934877917
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William D. Mosley Mgmt For For
1b. Election of Director: Stephen J. Luczo Mgmt For For
1c. Election of Director: Mark W. Adams Mgmt For For
1d. Election of Director: Judy Bruner Mgmt For For
1e. Election of Director: Michael R. Cannon Mgmt For For
1f. Election of Director: William T. Coleman Mgmt For For
1g. Election of Director: Jay L. Geldmacher Mgmt For For
1h. Election of Director: Dylan Haggart Mgmt For For
1i. Election of Director: Stephanie Tilenius Mgmt For For
1j. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non-binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the Mgmt For For
appointment of Ernst & Young LLP as the
independent auditors of the Company and to
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors'
remuneration.
4. Grant the Board the authority to allot and Mgmt For For
issue shares under Irish law.
5. Grant the Board the authority to opt-out of Mgmt For For
statutory pre-emption rights under Irish
law.
6. Determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935000911
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Teresa Briggs Mgmt For For
1b. Election of director: Paul E. Chamberlain Mgmt For For
1c. Election of director: Tamar O. Yehoshua Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935012093
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt Withheld Against
David Viniar Mgmt Withheld Against
Paul Deighton Mgmt Withheld Against
Anna Patterson Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934969277
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Burnes Mgmt For For
1b. Election of Director: P. de Saint-Aignan Mgmt For For
1c. Election of Director: L. Dugle Mgmt For For
1d. Election of Director: A. Fawcett Mgmt For For
1e. Election of Director: W. Freda Mgmt For For
1f. Election of Director: J. Hooley Mgmt For For
1g. Election of Director: S. Mathew Mgmt For For
1h. Election of Director: W. Meaney Mgmt For For
1i. Election of Director: R. O'Hanley Mgmt For For
1j. Election of Director: S. O'Sullivan Mgmt For For
1k. Election of Director: R. Sergel Mgmt For For
1l. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 934937991
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark S. Bartlett Mgmt For For
1b. Election of Director: Mary K. Bush Mgmt For For
1c. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1d. Election of Director: Robert F. MacLellan Mgmt For For
1e. Election of Director: Olympia J. Snowe Mgmt For For
1f. Election of Director: William J. Stromberg Mgmt For For
1g. Election of Director: Richard R. Verma Mgmt For For
1h. Election of Director: Sandra S. Wijnberg Mgmt For For
1i. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC. Agenda Number: 934976195
--------------------------------------------------------------------------------------------------------------------------
Security: 87336U105
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: DATA
ISIN: US87336U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Selipsky Mgmt For For
Christian Chabot Mgmt For For
Christopher Stolte Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Tableau's named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tableau's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934984128
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Waters S. Davis, IV Mgmt For For
1.2 Election of Director: Rene R. Joyce Mgmt For For
1.3 Election of Director: Chris Tong Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
proxy statement pursuant to the
compensation disclosure rules of the SEC.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 934915680
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 13-Feb-2019
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bharat B. Masrani Mgmt For For
Irene R. Miller Mgmt For For
Todd M. Ricketts Mgmt For For
Allan R. Tessler Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM. Ratification of the appointment of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934953630
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael A. Bradley Mgmt For For
1B Election of Director: Edwin J. Gillis Mgmt For For
1C Election of Director: Timothy E. Guertin Mgmt For For
1D Election of Director: Mark E. Jagiela Mgmt For For
1E Election of Director: Mercedes Johnson Mgmt For For
1F Election of Director: Marilyn Matz Mgmt For For
1G Election of Director: Paul J. Tufano Mgmt For For
1H Election of Director: Roy A. Vallee Mgmt For For
2 To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935014275
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Ira Mgmt Against Against
Ehrenpreis
1.2 Election of Class III Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal to approve the Tesla, Inc. Mgmt Against Against
2019 Equity Incentive Plan
3. Tesla proposal to approve the Tesla, Inc. Mgmt For For
2019 Employee Stock Purchase Plan
4. Tesla proposal to approve and adopt Mgmt For For
amendments to certificate of incorporation
and bylaws to eliminate applicable
supermajority voting requirements
5. Tesla proposal to approve amendment to Mgmt For For
certificate of incorporation to reduce
director terms from three years to two
years
6. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2019
7. Stockholder proposal regarding a public Shr Against For
policy committee
8. Stockholder proposal regarding simple Shr For Against
majority voting provisions in governing
documents
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934941750
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt For For
1d. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Nikki R. Haley Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2019.
4. Additional Report on Lobbying Activities. Shr For Against
5. Impact of Share Repurchases on Performance Shr Against For
Metrics.
6. Independent Board Chairman. Shr For Against
7. Remove Size Limit on Proxy Access Group. Shr For Against
8. Mandatory Retention of Significant Stock by Shr For Against
Executives
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934966687
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John K. Adams, Jr. Mgmt For For
1b. Election of Director: Stephen A. Ellis Mgmt For For
1c. Election of Director: Arun Sarin Mgmt For For
1d. Election of Director: Charles R. Schwab Mgmt For For
1e. Election of Director: Paula A. Sneed Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Stockholder Proposal requesting annual Shr For Against
disclosure of EEO-1 data
--------------------------------------------------------------------------------------------------------------------------
THE CHEMOURS COMPANY Agenda Number: 934942269
--------------------------------------------------------------------------------------------------------------------------
Security: 163851108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: CC
ISIN: US1638511089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Curtis V. Anastasio Mgmt For For
1b. Election of Director: Bradley J. Bell Mgmt For For
1c. Election of Director: Richard H. Brown Mgmt For For
1d. Election of Director: Mary B. Cranston Mgmt For For
1e. Election of Director: Curtis J. Crawford Mgmt For For
1f. Election of Director: Dawn L. Farrell Mgmt For For
1g. Election of Director: Sean D. Keohane Mgmt For For
1h. Election of Director: Mark P. Vergnano Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of Mgmt For For
PricewaterhouseCoopers LLP for fiscal year
2019
4. Shareholder Proposal on Executive Shr Against For
Compensation Report
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 934982477
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl K. Beebe Mgmt For For
1b. Election of Director: Oscar P. Bernardes Mgmt For For
1c. Election of Director: Nancy E. Cooper Mgmt For For
1d. Election of Director: Gregory L. Ebel Mgmt For For
1e. Election of Director: Timothy S. Gitzel Mgmt For For
1f. Election of Director: Denise C. Johnson Mgmt For For
1g. Election of Director: Emery N. Koenig Mgmt For For
1h. Election of Director: William T. Monahan Mgmt For For
1i. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1j. Election of Director: Steven M. Seibert Mgmt For For
1k. Election of Director: Luciano Siani Pires Mgmt For For
1l. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2019.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935010025
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2018 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2018
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2018
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2018
4A Re-election of Glyn A. Barker as a director Mgmt For For
for a Term Extending Until Completion of
the Next Annual General Meeting
4B Re-election of Vanessa C.L. Chang as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4C Re-election of Frederico F. Curado as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4D Re-election of Chadwick C. Deaton as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4E Re-election of Vincent J. Intrieri as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4F Re-election of Samuel J. Merksamer as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4G Re-election of Frederik W. Mohn as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4H Re-election of Edward R. Muller as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4I Re-election of Tan Ek Kia as a director for Mgmt For For
a Term Extending Until Completion of the
Next Annual General Meeting
4J Re-election of Jeremy D. Thigpen as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
5 Election of Chadwick C. Deaton as the Mgmt For For
Chairman of the Board of Directors for a
Term Extending Until Completion of the Next
Annual General Meeting
6A Election of the Member of the Compensation Mgmt For For
Committee: Frederico F. Curado
6B Election of the Member of the Compensation Mgmt For For
Committee: Vincent J. Intrieri
6C Election of the Member of the Compensation Mgmt For For
Committee: Tan Ek Kia
7 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
8 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2019 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
9 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
10A Ratification of an amount of US $4,121,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2019 and 2020 Annual
General Meetings
10B Ratification of an amount of US $24,000,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2020
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 934982782
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John L. Adams Mgmt For For
Brandon B. Boze Mgmt For For
John J. Diez Mgmt For For
Leldon E. Echols Mgmt For For
Charles W. Matthews Mgmt For For
E. Jean Savage Mgmt For For
Dunia A. Shive Mgmt For For
Timothy R. Wallace Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935010986
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elena Donio Mgmt Withheld Against
Donna L. Dubinsky Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 934963871
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
George W. Bodenheimer Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Karen W. Katz Mgmt Withheld Against
A.B. Krongard Mgmt For For
William R. McDermott Mgmt Withheld Against
Eric T. Olson Mgmt Withheld Against
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. To approve our Third Amended and Restated Mgmt Against Against
2005 Omnibus Long- Term Incentive Plan to
increase the number of Class C shares
reserved for issuance, among other changes.
4. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 934953642
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose B. Alvarez Mgmt For For
1b. Election of Director: Marc A. Bruno Mgmt For For
1c. Election of Director: Matthew J. Flannery Mgmt For For
1d. Election of Director: Bobby J. Griffin Mgmt For For
1e. Election of Director: Kim Harris Jones Mgmt For For
1f. Election of Director: Terri L. Kelly Mgmt For For
1g. Election of Director: Michael J. Kneeland Mgmt For For
1h. Election of Director: Gracia C. Martore Mgmt For For
1i. Election of Director: Jason D. Papastavrou Mgmt For For
1j. Election of Director: Filippo Passerini Mgmt For For
1k. Election of Director: Donald C. Roof Mgmt For For
1l. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of 2019 Long Term Incentive Plan. Mgmt For For
5. Stockholder Proposal on Right to Act by Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 934947992
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David B. Burritt Mgmt For For
1b. Election of Director: Patricia Diaz Dennis Mgmt For For
1c. Election of Director: Dan O. Dinges Mgmt For For
1d. Election of Director: John J. Engel Mgmt For For
1e. Election of Director: John V. Faraci Mgmt For For
1f. Election of Director: Murry S. Gerber Mgmt For For
1g. Election of Director: Stephen J. Girsky Mgmt For For
1h. Election of Director: Paul A. Mascarenas Mgmt For For
1i. Election of Director: Eugene B. Sperling Mgmt For For
1j. Election of Director: David S. Sutherland Mgmt For For
1k. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 934982960
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1b. Election of Director: Susan L. Cross Mgmt For For
1c. Election of Director: Susan D. Devore Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Cynthia L. Egan Mgmt For For
1f. Election of Director: Kevin T. Kabat Mgmt For For
1g. Election of Director: Timothy F. Keaney Mgmt For For
1h. Election of Director: Gloria C. Larson Mgmt For For
1i. Election of Director: Richard P. McKenney Mgmt For For
1j. Election of Director: Ronald P. O'Hanley Mgmt For For
1k. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment or Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935018780
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald E.F. Codd Mgmt For For
Peter P. Gassner Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt For For
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934911074
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 934966699
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Niraj Shah Mgmt For For
1b. Election of Director: Steven Conine Mgmt For For
1c. Election of Director: Julie Bradley Mgmt For For
1d. Election of Director: Robert Gamgort Mgmt Abstain Against
1e. Election of Director: Andrea Jung Mgmt For For
1f. Election of Director: Michael Kumin Mgmt Abstain Against
1g. Election of Director: James Miller Mgmt For For
1h. Election of Director: Jeffrey Naylor Mgmt For For
1i. Election of Director: Romero Rodrigues Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934880673
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Kathleen A. Cote Mgmt For For
1c. Election of Director: Henry T. DeNero Mgmt For For
1d. Election of Director: Tunc Doluca Mgmt For For
1e. Election of Director: Michael D. Lambert Mgmt For For
1f. Election of Director: Len J. Lauer Mgmt For For
1g. Election of Director: Matthew E. Massengill Mgmt For For
1h. Election of Director: Stephen D. Milligan Mgmt For For
1i. Election of Director: Paula A. Price Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan that
would, among other things, increase by
6,000,000 the number of shares of our
common stock available for issuance under
the plan.
4. To approve an amendment and restatement of Mgmt For For
our 2005 Employee Stock Purchase Plan that
would, among other things, increase by
10,000,000 the number of shares of our
common stock available for issuance under
the plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
June 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 934953717
--------------------------------------------------------------------------------------------------------------------------
Security: 966387409
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: WLL
ISIN: US9663874090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas L. Aller Mgmt For For
James E. Catlin Mgmt For For
Michael B. Walen Mgmt For For
2. Approval of Advisory Resolution on Mgmt For For
Compensation of Named Executive Officers.
3. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as the Independent Registered
Public Accounting Firm for 2019.
4. Approval of Amendment and Restatement to Mgmt For For
Whiting Petroleum Corporation 2013 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935009868
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl M. Eschenbach Mgmt For For
Michael M. McNamara Mgmt For For
Jerry Yang Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday, Inc.'s independent
registered public accounting firm for the
fiscal year ending January 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 934967273
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: John A Carrig Mgmt For For
1B Election of Director: Robert K Herdman Mgmt For For
1C Election of Director: Kelt Kindick Mgmt For For
1D Election of Director: Karl F. Kurz Mgmt For For
1E Election of Director: Henry E. Lentz Mgmt For For
1F Election of Director: Kimberly S. Lubel Mgmt For For
1G Election of Director: Richard E. Muncrief Mgmt For For
1H Election of Director: Valerie M. Williams Mgmt For For
1I Election of Director: David F. Work Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Say When on Pay - An advisory vote on the Mgmt 1 Year For
approval of the frequency of stockholder
votes on executive compensation.
4. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent public
accounting firm for the Company for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 934957068
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jay L. Johnson Mgmt For For
Margaret J. Myers Mgmt For For
Winifred M. Webb Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
4. To vote on a shareholder proposal Shr For Against
requesting a political contributions
report, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934863324
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Special
Meeting Date: 14-Sep-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESTRUCTURING PROPOSAL. To approve the Mgmt For For
Agreement and Plan of Merger, dated as of
April 5, 2018, by and between the Company
and its wholly-owned subsidiary, ZB, N.A.,
as amended and restated July 10, 2018 and
as such plan of merger may be amended from
time to time.
2. ADJOURNMENT PROPOSAL. To authorize the Mgmt For For
Board of Directors to adjourn or postpone
the special meeting to a later date, if
necessary or appropriate, including
adjournments to permit further solicitation
of proxies in favor of the restructuring
proposal or to vote on other matters
properly brought before the special
meeting.
3. OTHER BUSINESS. On any other matter Mgmt Against
properly presented for action by
shareholders at the special meeting, such
as any matters incident to the conduct of
the meeting, the proxies are authorized to
vote the shares represented by this
appointment of proxy according to their
best judgment.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title Principal Executive Officer
Date 8/26/19