UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Michael Barolsky
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-5586
DATE OF FISCAL YEAR END: 3/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
SerenityShares Impact ETF
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AFLAC INCORPORATED Agenda Number: 934949201
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Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel P. Amos Mgmt For For
1b. Election of Director: W. Paul Bowers Mgmt For For
1c. Election of Director: Toshihiko Fukuzawa Mgmt For For
1d. Election of Director: Robert B. Johnson Mgmt For For
1e. Election of Director: Thomas J. Kenny Mgmt For For
1f. Election of Director: Georgette D. Kiser Mgmt For For
1g. Election of Director: Karole F. Lloyd Mgmt For For
1h. Election of Director: Joseph L. Moskowitz Mgmt For For
1i. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1j. Election of Director: Katherine T. Rohrer Mgmt For For
1k. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executives, as disclosed pursuant
to the compensation disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and accompanying tables and
narrative of the Notice of 2019 Annual
Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt Against Against
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2019
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APPLE INC. Agenda Number: 934919359
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Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt Against Against
1d. Election of director: Bob Iger Mgmt Against Against
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
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AQUA AMERICA, INC. Agenda Number: 934947726
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Security: 03836W103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: WTR
ISIN: US03836W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt No vote
Nicholas DeBenedictis Mgmt No vote
Christopher H. Franklin Mgmt No vote
Daniel J. Hilferty Mgmt No vote
Ellen T. Ruff Mgmt No vote
Lee C. Stewart Mgmt No vote
Christopher Womack Mgmt No vote
2. To consider and take action on the Mgmt No vote
ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2019 fiscal
year.
3. To approve an advisory vote on the Mgmt No vote
compensation paid to the Company's named
executive officers for 2018.
4. To approve the Amended and Restated Omnibus Mgmt No vote
Equity Compensation Plan.
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BROOKDALE SENIOR LIVING INC. Agenda Number: 934868728
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Security: 112463104
Meeting Type: Annual
Meeting Date: 04-Oct-2018
Ticker: BKD
ISIN: US1124631045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Marcus E. Bromley Mgmt For For
1B. Election of director: Rita Johnson-Mills Mgmt For For
1C. Election of director: Denise W. Warren Mgmt For For
2. Advisory approval of named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for 2018.
4. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board.
5. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting for director removal.
6. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation to eliminate
provisions that are no longer applicable.
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CLEARWAY ENERGY, INC. Agenda Number: 934944667
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Security: 18539C204
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher S. Sotos* Mgmt No vote
Nathaniel Anschuetz* Mgmt No vote
Scott Stanley* Mgmt No vote
Ferrell P. McClean* Mgmt No vote
Daniel B. More* Mgmt No vote
Jonathan Bram* Mgmt No vote
Bruce MacLennan* Mgmt No vote
E. Stanley O'Neal* Mgmt No vote
Brian R. Ford* Mgmt No vote
2. To approve the amendment and restatement of Mgmt No vote
Clearway Energy, Inc.'s restated
certificate of incorporation to classify
the Board of Directors into two classes
with staggered terms, allow stockholders to
remove a director only for cause, and make
other technical changes.
3. To approve, on a non-binding advisory Mgmt No vote
basis, Clearway Energy, Inc.'s executive
compensation.
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COMPANHIA DE SANEAMENTO BASICO DO ESTADO Agenda Number: 934889063
--------------------------------------------------------------------------------------------------------------------------
Security: 20441A102
Meeting Type: Special
Meeting Date: 30-Oct-2018
Ticker: SBS
ISIN: US20441A1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I To elect the members of the Eligibility and Mgmt For For
Advisory Committee, pursuant to the
Company's Bylaws: Andre Carillo, Elizabeth
Melek Tavares, Nilton Joao dos Santos
II To elect an alternate member of the Fiscal Mgmt For For
Council for the term of office until the
2019 Annual Shareholders' Meeting. Marcio
Cury Abumussi (Alternate)
III To elect a member of the Board of Directors Mgmt For For
for the term of office until the 2020
Annual Shareholders' Meeting. Sergio
Ricardo Ciavolih Mota (Effective)
IV To ratify the appointment of the Chief Mgmt For For
Executive Officer as a member of the
Company's Board of Directors for the term
of office until the 2020 Annual
Shareholders' Meeting.
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COMPANHIA DE SANEAMENTO BASICO DO ESTADO Agenda Number: 934932573
--------------------------------------------------------------------------------------------------------------------------
Security: 20441A102
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: SBS
ISIN: US20441A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I To elect a member of the Board of Directors Mgmt For For
for the term of office until the 2020
Annual Shareholders' Meeting: Monica
Ferreira do Amaral Porto
II To ratify the appointment of the Chief Mgmt For For
Executive Officer as a member of the
Company's Board of Directors for the term
of office until the 2020 Annual
Shareholders' Meeting: Benedito Pinto
Ferreira Braga Junior
III To remove a member of the Board of Mgmt For For
Directors: Rogerio Ceron de Oliveira
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CREE, INC. Agenda Number: 934876004
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 22-Oct-2018
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Thomas H. Werner Mgmt For For
Anne C. Whitaker Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
30, 2019.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
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DEERE & COMPANY Agenda Number: 934919640
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2019
Ticker: DE
ISIN: US2441991054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Vance D. Coffman Mgmt Against Against
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Mgmt Against Against
Jr.
1e. Election of Director: Dipak C. Jain Mgmt For For
1f. Election of Director: Michael O. Johanns Mgmt Against Against
1g. Election of Director: Clayton M. Jones Mgmt Against Against
1h. Election of Director: Gregory R. Page Mgmt For For
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2019
4. Shareholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. Agenda Number: 934887184
--------------------------------------------------------------------------------------------------------------------------
Security: 257651109
Meeting Type: Annual
Meeting Date: 30-Nov-2018
Ticker: DCI
ISIN: US2576511099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Cecere Mgmt For For
James J. Owens Mgmt Withheld Against
Trudy A. Rautio Mgmt Withheld Against
2. A non-binding advisory vote on the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Donaldson
Company, Inc.'s independent registered
public accounting firm for the fiscal year
ending July 31, 2019.
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ENERSYS Agenda Number: 934850050
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 02-Aug-2018
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class II Director: Hwan-yoon F. Mgmt For For
Chung
1B Election of Class II Director: Nelda J. Mgmt For For
Connors
1C Election of Class II Director: Arthur T. Mgmt For For
Katsaros
1D Election of Class II Director: Gen. Robert Mgmt For For
Magnus, USMC (Retired)
2. To approve, ratify and adopt the EnerSys Mgmt For For
2018 Employee Stock Purchase Plan.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for fiscal year
ending March 31, 2019.
4. An advisory vote to approve the Mgmt For For
compensation of EnerSys' named executive
officers.
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ENVISION HEALTHCARE CORPORATION Agenda Number: 934868374
--------------------------------------------------------------------------------------------------------------------------
Security: 29414D100
Meeting Type: Annual
Meeting Date: 11-Sep-2018
Ticker: EVHC
ISIN: US29414D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 10, 2018 (as it may be
amended from time to time, the "merger
agreement"), by and among Envision
Healthcare Corporation, a Delaware
corporation ("Envision" or the "Company"),
Enterprise Parent Holdings Inc., a Delaware
corporation ("Parent") and Enterprise
Merger Sub Inc., an indirect wholly owned
subsidiary of Parent (the "Merger Sub"),
pursuant to which Merger Sub will be merged
with and into the Company (the "merger").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, certain compensation that may be
paid or become payable to Envision's named
executive officers in connection with the
merger.
3. To approve the adjournment of the annual Mgmt For For
meeting, if necessary or appropriate,
including to solicit additional proxies if
there are insufficient votes at the time of
the annual meeting to approve the proposal
to adopt the merger agreement or in the
absence of a quorum.
4A. Election of Class II Director: John T. Mgmt For For
Gawaluck
4B. Election of Class II Director: Joey A. Mgmt Against Against
Jacobs
4C. Election of Class II Director: Kevin P. Mgmt For For
Lavender
4D. Election of Class II Director: Leonard M. Mgmt For For
Riggs, Jr., M.D.
5. To amend Envision's Second Amended and Mgmt For For
Restated Certificate of Incorporation,
dated December 1, 2016 to declassify the
Board of Directors and to eliminate the
Series A-1 Mandatory Convertible Preferred
Stock.
6. To approve, on an advisory (non-binding) Mgmt For For
basis, of the compensation of Envision's
named executive officers.
7. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as Envision Healthcare
Corporation's independent registered public
accounting firm for the year ending
December 31, 2018.
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EVOQUA WATER TECHNOLOGIES Agenda Number: 934919068
--------------------------------------------------------------------------------------------------------------------------
Security: 30057T105
Meeting Type: Annual
Meeting Date: 14-Feb-2019
Ticker: AQUA
ISIN: US30057T1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nick Bhambri Mgmt For For
Judd A. Gregg Mgmt Withheld Against
Lynn C. Swann Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To determine, on an advisory basis, the Mgmt 1 Year For
frequency with which stockholders will
participate in any advisory vote on
executive compensation.
4. To approve the Evoqua Water Technologies Mgmt For For
Corp. 2018 Employee Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
September 30, 2019.
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HCP, INC. Agenda Number: 934942283
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian G. Cartwright Mgmt Take No Action
1b. Election of Director: Christine N. Garvey Mgmt Take No Action
1c. Election of Director: R. Kent Griffin, Jr. Mgmt Take No Action
1d. Election of Director: David B. Henry Mgmt Take No Action
1e. Election of Director: Thomas M. Herzog Mgmt Take No Action
1f. Election of Director: Lydia H. Kennard Mgmt Take No Action
1g. Election of Director: Katherine M. Mgmt Take No Action
Sandstrom
2. Approval, on an advisory basis, of 2018 Mgmt Take No Action
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Take No Action
& Touche LLP as HCP's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 934957549
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lynda L. Ziegler Mgmt Take No Action
1.2 Election of Director: Thomas S. Glanville Mgmt Take No Action
1.3 Election of Director: Diana D. Tremblay Mgmt Take No Action
2. Proposal to approve the advisory Mgmt Take No Action
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Take No Action
& Touche LLP as the Company's independent
registered public accountant for 2019.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934919943
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: JCI
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jean Blackwell Mgmt For For
1b. Election of Director: Pierre Cohade Mgmt For For
1c. Election of Director: Michael E. Daniels Mgmt For For
1d. Election of Director: Juan Pablo del Valle Mgmt Against Against
Perochena
1e. Election of Director: W. Roy Dunbar Mgmt For For
1f. Election of Director: Gretchen R. Haggerty Mgmt For For
1g. Election of Director: Simone Menne Mgmt For For
1h. Election of Director: George R. Oliver Mgmt For For
1i. Election of Director: Jurgen Tinggren Mgmt For For
1j. Election of Director: Mark Vergnano Mgmt For For
1k. Election of Director: R. David Yost Mgmt Against Against
1l. Election of Director: John D. Young Mgmt Against Against
2.a To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent auditors of the Company.
2.b To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the auditors'
remuneration.
3. To authorize the Company and/or any Mgmt For For
subsidiary of the Company to make market
purchases of Company shares.
4. To determine the price range at which the Mgmt For For
Company can re-allot shares that it holds
as treasury shares (Special Resolution).
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the named executive
officers.
6. To approve the Directors' authority to Mgmt For For
allot shares up to approximately 33% of
issued share capital.
7. To approve the waiver of statutory Mgmt For For
pre-emption rights with respect to up to 5%
of issued share capital (Special
Resolution).
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LIFEPOINT HEALTH, INC. Agenda Number: 934883352
--------------------------------------------------------------------------------------------------------------------------
Security: 53219L109
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: LPNT
ISIN: US53219L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 22, 2018, as it may be
amended from time to time, by and among
LifePoint Health, Inc., RegionalCare
Hospital Partners Holdings, Inc. (D/B/A
RCCH HealthCare Partners) and Legend Merger
Sub, Inc.
2. To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or advisable,
to solicit additional proxies if there are
insufficient votes at the time of the
special meeting to adopt the Agreement and
Plan of Merger.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the golden parachute compensation
that may be payable to LifePoint Health,
Inc.'s named executive officers in
connection with the consummation of the
merger.
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MAXAR TECHNOLOGIES LTD. Agenda Number: 934890080
--------------------------------------------------------------------------------------------------------------------------
Security: 57778L103
Meeting Type: Special
Meeting Date: 16-Nov-2018
Ticker: MAXR
ISIN: CA57778L1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept the special resolution, the full Mgmt For For
text of which is set forth in Appendix A to
the accompanying Management Information
Circular dated October 12, 2018 (the
"Circular"), approving a plan of
arrangement pursuant to Section 288 of the
Business Corporations Act (British
Columbia), as more particularly described
in the accompanying Circular.
--------------------------------------------------------------------------------------------------------------------------
MSA SAFETY INCORPORATED Agenda Number: 934978149
--------------------------------------------------------------------------------------------------------------------------
Security: 553498106
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: MSA
ISIN: US5534981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Bruggeworth Mgmt For For
Gregory B. Jordan Mgmt For For
Rebecca B. Roberts Mgmt For For
William R. Sperry Mgmt For For
2. Selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm.
3. To provide an advisory vote to approve the Mgmt For For
executive compensation of the Company's
named executive officers.
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NEXTERA ENERGY PARTNERS, LP Agenda Number: 934939022
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 22-Apr-2019
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan D. Austin Mgmt For For
1b. Election of Director: Robert J. Byrne Mgmt For For
1c. Election of Director: Peter H. Kind Mgmt For For
1d. Election of Director: James L. Robo Mgmt Against Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2019
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy Partners' compensation of
its named executive officers as disclosed
in the proxy statement
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. Agenda Number: 934850238
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 19-Jul-2018
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
John W. Estey Mgmt For For
David C. Everitt Mgmt For For
Russell K. Girling Mgmt For For
Gerald W. Grandey Mgmt For For
Miranda C. Hubbs Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
A. Anne McLellan Mgmt For For
Derek G. Pannell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
Jochen E. Tilk Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditors of the
Corporation.
3 A resolution to ratify and approve: (i) a Mgmt For For
stock option plan of the Corporation; and
(ii) the grant of stock options made to
eligible participants under the stock
option plan, as more particularly detailed
in the accompanying notice of meeting and
management proxy circular.
4 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 934953503
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: PNR
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Glynis A. Bryan Mgmt Take No Action
1b. Re-election of Director: Jacques Esculier Mgmt Take No Action
1c. Re-election of Director: T. Michael Glenn Mgmt Take No Action
1d. Re-election of Director: Theodore L. Harris Mgmt Take No Action
1e. Re-election of Director: David A. Jones Mgmt Take No Action
1f. Re-election of Director: Michael T. Mgmt Take No Action
Speetzen
1g. Re-election of Director: John L. Stauch Mgmt Take No Action
1h. Re-election of Director: Billie I. Mgmt Take No Action
Williamson
2. To approve, by nonbinding, advisory vote, Mgmt Take No Action
the compensation of the named executive
officers.
3. To ratify, by nonbinding, advisory vote, Mgmt Take No Action
the appointment of Deloitte & Touche LLP as
the independent auditor of Pentair plc and
to authorize, by binding vote, the Audit
and Finance Committee of the Board of
Directors to set the auditor's
remuneration.
4. To authorize the Board of Directors to Mgmt Take No Action
allot new shares under Irish law.
5. To authorize the Board of Directors to Mgmt Take No Action
opt-out of statutory preemption rights
under Irish law (Special Resolution).
6. To authorize the price range at which Mgmt Take No Action
Pentair plc can re-allot shares it holds as
treasury shares under Irish law (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
PLURALSIGHT INC Agenda Number: 934947776
--------------------------------------------------------------------------------------------------------------------------
Security: 72941B106
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: PS
ISIN: US72941B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Crittenden Mgmt No vote
Tim Maudlin Mgmt No vote
Brad Rencher Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 934845857
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102
Meeting Type: Annual
Meeting Date: 26-Jul-2018
Ticker: RXN
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Todd A. Adams Mgmt Withheld Against
Theodore D. Crandall Mgmt For For
Robin A. Walker-Lee Mgmt For For
2 Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers,
as disclosed in "Compensation Discussion
and Analysis" and "Executive Compensation"
in the Proxy Statement.
3 Advisory vote related to the frequency of Mgmt 1 Year For
future advisory votes to approve named
executive officer compensation.
4 Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION Agenda Number: 934938614
--------------------------------------------------------------------------------------------------------------------------
Security: 81619Q105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: SEM
ISIN: US81619Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Russell L. Carson Mgmt Take No Action
1.2 Election of Director: William H. Frist Mgmt Take No Action
1.3 Election of Director: Robert A. Ortenzio Mgmt Take No Action
1.4 Election of Director: Marilyn B. Tavenner Mgmt Take No Action
2. Non-Binding Advisory Vote on Executive Mgmt Take No Action
Compensation
3. Vote to ratify the appointment of Mgmt Take No Action
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019
--------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING PROPERTIES TRUST Agenda Number: 934985891
--------------------------------------------------------------------------------------------------------------------------
Security: 81721M109
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: SNH
ISIN: US81721M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: John L. Harrington Mgmt For For
(for Independent Trustee in Class II)
1.2 Election of Trustee: Adam D. Portnoy (for Mgmt Abstain Against
Managing Trustee in Class II)
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as independent auditors to serve
for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
SJW GROUP Agenda Number: 934957070
--------------------------------------------------------------------------------------------------------------------------
Security: 784305104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SJW
ISIN: US7843051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Armstrong Mgmt Take No Action
1b. Election of Director: W. J. Bishop Mgmt Take No Action
1c. Election of Director: D. R. King Mgmt Take No Action
1d. Election of Director: G. P. Landis Mgmt Take No Action
1e. Election of Director: D. C. Man Mgmt Take No Action
1f. Election of Director: D. B. More Mgmt Take No Action
1g. Election of Director: E. W. Thornburg Mgmt Take No Action
1h. Election of Director: R. A. Van Valer Mgmt Take No Action
2. To approve, on an advisory basis, the Mgmt Take No Action
compensation of the named executive
officers as disclosed in the accompanying
proxy statement.
3. To approve an amendment to the Mgmt Take No Action
Corporation's Certificate of Incorporation
to increase the number of authorized shares
of common stock from 36,000,000 shares to
70,000,000 shares.
4. Ratify the appointment of KPMG LLP as the Mgmt Take No Action
independent registered public accounting
firm of the Company for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934940479
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristen E. Blum Mgmt No vote
Shon A. Boney Mgmt No vote
2. To vote on a non-binding advisory Mgmt No vote
resolution to approve the compensation paid
to our named executive officers for fiscal
2018 ("say-on-pay").
3. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
29, 2019.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 934919816
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 28-Feb-2019
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan L. Batrack Mgmt For For
1B. Election of Director: Gary R. Birkenbeuel Mgmt For For
1C. Election of Director: Hugh M. Grant Mgmt For For
1D. Election of Director: Patrick C. Haden Mgmt For For
1E. Election of Director: J. Christopher Lewis Mgmt For For
1F. Election of Director: Joanne M. Maguire Mgmt For For
1G. Election of Director: Kimberly E. Ritrievi Mgmt For For
1H. Election of Director: Albert E. Smith Mgmt For For
1I. Election of Director: J. Kenneth Thompson Mgmt For For
1J. Election of Director: Kirsten M. Volpi Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 934895802
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 05-Dec-2018
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Celeste A. Clark Mgmt For For
1b. Election of Director: Andrew R. Heyer Mgmt Against Against
1c. Election of Director: R. Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Roger Meltzer Mgmt Against Against
1f. Election of Director: Mark Schiller Mgmt For For
1g. Election of Director: Jack L. Sinclair Mgmt For For
1h. Election of Director: Glenn W. Welling Mgmt For For
1i. Election of Director: Dawn M. Zier Mgmt Against Against
2. To approve, on an advisory basis, named Mgmt Against Against
executive officer compensation for the
fiscal year ended June 30, 2018.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934841506
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 10-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
2. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
3. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934854197
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 27-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock, Mgmt For For
par value $0.01 per share, of TWDC Holdco
613 Corp. ("New Disney"), to stockholders
of Twenty-First Century Fox, Inc. ("21CF")
contemplated by the Amended and Restated
Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from
time to time, by and among 21CF, a Delaware
corporation, Disney, a Delaware
corporation, New Disney, a Delaware
corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc.,
a ...(due to space limits, see proxy
statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Disney special meeting to approve
the share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934921099
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt For For
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Mgmt For For
Lagomasino
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2019.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr For Against
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 934896296
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2018
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eric F. Artz Mgmt For For
1b. Election of Director: Ann Torre Bates Mgmt For For
1c. Election of Director: Denise M. Clark Mgmt Against Against
1d. Election of Director: Daphne J. Dufresne Mgmt Against Against
1e. Election of Director: Michael S. Funk Mgmt For For
1f. Election of Director: James P. Heffernan Mgmt For For
1g. Election of Director: Peter A. Roy Mgmt Against Against
1h. Election of Director: Steven L. Spinner Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
August 3, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934909827
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 25-Jan-2019
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose E. Almeida Mgmt Against Against
1b. Election of Director: Janice M. Babiak Mgmt For For
1c. Election of Director: David J. Brailer Mgmt For For
1d. Election of Director: William C. Foote Mgmt Against Against
1e. Election of Director: Ginger L. Graham Mgmt For For
1f. Election of Director: John A. Lederer Mgmt For For
1g. Election of Director: Dominic P. Murphy Mgmt For For
1h. Election of Director: Stefano Pessina Mgmt For For
1i. Election of Director: Leonard D. Schaeffer Mgmt Against Against
1j. Election of Director: Nancy M. Schlichting Mgmt For For
1k. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for fiscal year
2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the amendment and restatement Mgmt For For
of the Walgreens Boots Alliance, Inc.
Employee Stock Purchase Plan.
5. Stockholder proposal requesting an Shr For Against
independent Board Chairman.
6. Stockholder proposal regarding the use of Shr Against For
GAAP financial metrics for purposes of
determining senior executive compensation.
7. Stockholder proposal requesting report on Shr For Against
governance measures related to opioids.
8. Stockholder proposal regarding the Shr For Against
ownership threshold for calling special
meetings of stockholders.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 8/16/2019