UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Item 1. Proxy Voting Record.
SoFi 50 ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
SoFi Gig Economy ETF
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 711207983
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 12-Jun-2019
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2018, TOGETHER WITH THE
COMBINED MANAGEMENT REPORT FOR DELIVERY
HERO SE AND THE DELIVERY HERO GROUP AND THE
REPORT OF THE SUPERVISORY BOARD ON THE
INFORMATION REQUIRED PURSUANT TO SECTIONS
289A (1), 315A (1) OF THE GERMAN COMMERCIAL
CODE (HANDELSGESETZBUCH - HGB)
2 DISCHARGE OF THE MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2018
3.1 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: DR. MARTIN ENDERLE
3.2 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: HILARY KAY GOSHER
3.3 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: BJORN OLOF LJUNGBERG
3.4 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: PATRICK KOLEK
3.5 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: VERA STACHOWIAK
3.6 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: SEMIH YALCIN
3.7 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JONATHAN GREEN
3.8 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JEFFREY LIEBERMAN
3.9 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: GEORG GRAF VON WALDERSEE
3.10 DISCHARGE OF THE SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2018: JANIS ZECH
4 RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
AUDITOR AND THE AUDITOR OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR OF
INTERIM FINANCIAL REPORTS AND ANY OTHER
FINANCIAL INFORMATION OF THE COMPANY DURING
THE FINANCIAL YEAR: KPMG AG
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, BE
APPOINTED AUDITOR OF THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2019
AND FOR A REVIEW OF THE INTERIM FINANCIAL
REPORTS AND, IF APPLICABLE, OF ADDITIONAL
INTERIM FINANCIAL INFORMATION WITHIN THE
MEANING OF SECTION 115 (7) OF THE GERMAN
SECURITIES TRADING ACT
(WERTPAPIERHANDELSGESETZ - WPHG) IN FISCAL
YEAR 2019 PREPARED PRIOR TO THE ANNUAL
GENERAL MEETING IN 2020 AND AS FAR AS A
REVIEW IS COMMISSIONED
5 RESOLUTION ON THE AMENDMENT OF AUTHORIZED Mgmt No vote
CAPITAL/VII PURSUANT TO SECTION 4 (8) OF
THE ARTICLES OF ASSOCIATION AND
CORRESPONDING AMENDMENTS OF SECTION 4 (8)
OF THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
PREVIOUS AUTHORIZATION TO ISSUE CONVERTIBLE
BONDS, BONDS WITH WARRANTS, PROFIT
PARTICIPATION RIGHTS AND/OR PROFIT
PARTICIPATING BONDS (OR COMBINATIONS OF
THESE INSTRUMENTS) WITH THE POSSIBILITY OF
EXCLUDING SUBSCRIPTION RIGHTS AND
CONDITIONAL CAPITAL 2017/I; RESOLUTION ON A
NEW AUTHORIZATION TO ISSUE CONVERTIBLE
BONDS, BONDS WITH WARRANTS, PROFIT
PARTICIPATION RIGHTS AND/OR PROFIT
PARTICIPATING BONDS (OR COMBINATIONS OF
THESE INSTRUMENTS) WITH THE POSSIBILITY OF
EXCLUDING SUBSCRIPTION RIGHTS AND ON THE
CREATION OF CONDITIONAL CAPITAL 2019/I AS
WELL AS ON THE CORRESPONDING AMENDMENT TO
ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
7 RESOLUTION ON AN AMENDMENT OF SECTION 16 Mgmt No vote
(3) OF THE ARTICLES OF ASSOCIATION
8 RESOLUTION ON AN ADJUSTMENT OF THE Mgmt No vote
COMPENSATION OF THE MEMBERS OF THE
SUPERVISORY BOARD AND CORRESPONDING
AMENDMENT OF SECTION 15 OF THE ARTICLES OF
ASSOCIATION
9 RESOLUTION ON AN AMENDMENT OF SECTION 10 Mgmt No vote
(2) SENTENCE 1 AND SECTION 10 (3) SENTENCE
3 OF THE ARTICLES OF ASSOCIATION
10 RESOLUTION ON AN AMENDMENT OF SECTION 12 Mgmt No vote
(2) OF THE ARTICLES OF ASSOCIATION
11 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt No vote
SUBSCRIPTION RIGHTS TO MEMBERS OF THE
MANAGEMENT BOARD OF THE COMPANY, TO MEMBERS
OF THE MANAGEMENT OF AFFILIATED COMPANIES
AND TO SELECTED EXECUTIVES AND EMPLOYEES OF
THE COMPANY AND AFFILIATED COMPANIES IN
GERMANY AND ABROAD (STOCK OPTION PROGRAM
2019) AND THE CREATION OF CONDITIONAL
CAPITAL 2019/II AS WELL AS THE
CORRESPONDING AMENDMENT OF SECTION 4 OF THE
ARTICLES OF ASSOCIATION
12 RESOLUTION ON THE AMENDMENT OF THE Mgmt No vote
RESOLUTION OF THE EXTRAORDINARY GENERAL
MEETING OF 13 JUNE 2017 ON THE
AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS
TO MEMBERS OF THE MANAGEMENT BOARD OF THE
COMPANY, TO MEMBERS OF THE MANAGEMENT OF
AFFILIATED COMPANIES AS WELL AS TO SELECTED
EXECUTIVES AND EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES IN GERMANY AND ABROAD
(STOCK OPTION PROGRAM 2017) AND ADJUSTMENT
OF THE CONDITIONAL CAPITAL 2017/II AS WELL
AS THE CORRESPONDING AMENDMENT OF ARTICLE 4
(10) OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
IWG PLC Agenda Number: 710962336
--------------------------------------------------------------------------------------------------------------------------
Security: G4969N103
Meeting Type: AGM
Meeting Date: 14-May-2019
Ticker:
ISIN: JE00BYVQYS01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt No vote
ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
POLICY AS SET OUT ON PAGES 65 TO 70 OF THE
COMPANY'S ANNUAL REPORT AND ACCOUNTS
3 TO APPROVE THE ANNUAL REPORT ON Mgmt No vote
REMUNERATION FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2018
4 TO AUTHORISE THE PAYMENT OF A FINAL Mgmt No vote
DIVIDEND ON THE ORDINARY SHARES OF 4.35
PENCE PER ORDINARY SHARE FOR THE YEAR ENDED
31 DECEMBER 2018
5 TO APPROVE THE RE-APPOINTMENT OF KPMG Mgmt No vote
IRELAND AS INDEPENDENT AUDITOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF NEXT YEAR'S ANNUAL GENERAL MEETING
6 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt No vote
REMUNERATION OF KPMG IRELAND AS INDEPENDENT
AUDITOR
7 TO RE-ELECT MARK DIXON AS A DIRECTOR OF THE Mgmt No vote
COMPANY
8 TO ELECT ERIC HAGEMAN AS A DIRECTOR OF THE Mgmt No vote
COMPANY
9 TO ELECT LAURIE HARRIS AS A DIRECTOR OF THE Mgmt No vote
COMPANY
10 TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF Mgmt No vote
THE COMPANY
11 TO RE-ELECT FRANCOIS PAULY AS A DIRECTOR OF Mgmt No vote
THE COMPANY
12 TO RE-ELECT FLORENCE PIERRE AS A DIRECTOR Mgmt No vote
OF THE COMPANY
13 TO RE-ELECT DOUGLAS SUTHERLAND AS A Mgmt No vote
DIRECTOR OF THE COMPANY
14 TO RESOLVE THAT THE DIRECTORS OF THE Mgmt No vote
COMPANY BE AUTHORISED TO EXERCISE ALL OF
THE POWERS TO ALLOT AND ISSUE RELEVANT
SECURITIES
15 TO AUTHORISE THE COMPANY TO HOLD AS Mgmt No vote
TREASURY SHARES ANY SHARES PURCHASED OR
CONTRACTED TO BE PURCHASED BY THE COMPANY
16 TO RESOLVE THAT THE BOARD BE AUTHORISED TO Mgmt No vote
MAKE MARKET PURCHASES OF ORDINARY SHARES
17 TO RESOLVE THAT THE DIRECTORS BE AUTHORISED Mgmt No vote
TO ALLOT AND ISSUE EQUITY SECURITIES WHOLLY
FOR CASH
18 TO RESOLVE THAT THE DIRECTORS BE AUTHORISED Mgmt No vote
IN ADDITION TO ANY AUTHORITY GRANTED UNDER
RESOLUTION 17 TO ALLOT EQUITY SECURITIES
WHOLLY FOR CASH
19 TO RESOLVE THAT A GENERAL MEETING OF THE Mgmt No vote
COMPANY OTHER THAN AN ANNUAL GENERAL
MEETING MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
TIAN GE INTERACTIVE HOLDINGS LTD Agenda Number: 711093966
--------------------------------------------------------------------------------------------------------------------------
Security: G88764108
Meeting Type: EGM
Meeting Date: 24-May-2019
Ticker:
ISIN: KYG887641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292766.PDF,
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904292758.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 THE ENTERING INTO AND PERFORMANCE OF THE Mgmt No vote
SHARE TRANSFER AGREEMENT DATED JANUARY 16,
2019 (THE "SHARE TRANSFER AGREEMENT") AND
OTHER AGREEMENTS ANCILLARY TO THE THE
DISPOSAL OF 36% EQUITY INTEREST OF JINHUA
RUIAN INVESTMENT COMPANY LIMITED (THE
"DISPOSAL"), INCLUDING THE REPURCHASE
OBLIGATIONS ASSUMED BY THE GROUP UNDER THE
SHAREHOLDERS AGREEMENT DATED JANUARY 16,
2019, BE AND ARE HEREBY APPROVED, CONFIRMED
AND RATIFIED
2 THE DISPOSAL BE AND IS HEREBY APPROVED, Mgmt No vote
RATIFIED AND CONFIRMED
3 ANY ONE DIRECTOR OF THE COMPANY BE AND IS Mgmt No vote
HEREBY AUTHORISED TO DO ALL SUCH ACTS AND
THINGS AND EXECUTE ALL SUCH DOCUMENTS WHICH
HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN
CONNECTION WITH, THE IMPLEMENTATION OF AND
GIVING EFFECT TO THE SHARE TRANSFER
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
TIAN GE INTERACTIVE HOLDINGS LTD Agenda Number: 711042248
--------------------------------------------------------------------------------------------------------------------------
Security: G88764108
Meeting Type: AGM
Meeting Date: 04-Jun-2019
Ticker:
ISIN: KYG887641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN20190425713.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN20190425665.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2018
2 TO RE-ELECT MR. FU ZHENGJUN AS EXECUTIVE Mgmt No vote
DIRECTOR OF THE COMPANY
3 TO RE-ELECT MS.CAO FEI AS NON-EXCUTIVE Mgmt No vote
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. YANG WENBIN AS INDEPENDENT Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. CHAN WING YUEN HUBERT AS Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt No vote
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt No vote
AUDITORS OF THE COMPANY AND AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
8.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT, ISSUE AND/OR OTHERWISE DEAL WITH
ADDITIONAL SECURITIES NOT EXCEEDING 20% OF
THE ISSUED SHARES OF THE COMPANY
8.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARES OF THE COMPANY
8.C CONDITIONAL UPON THE PASSING OF THE Mgmt No vote
ORDINARY RESOLUTIONS NUMBER 8(A) AND 8(B),
TO EXTEND THE AUTHORITY GIVEN TO THE
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NUMBER 8(A) TO ISSUE SECURITIES BY ADDING
TO THE NUMBER OF ISSUED SHARES OF THE
COMPANY WHICH MAY BE ALLOTTED BY THE
DIRECTORS OF THE COMPANY PURSUANT TO SUCH
GENERAL MANDATE OF AN AMOUNT REPRESENTING
THE NUMBER OF SHARES REPURCHASED UNDER
ORDINARY RESOLUTION NUMBER 8(B)
8.D TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY UNDER THE RESTRICTED
SHARE UNIT SCHEME OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WIRECARD AG Agenda Number: 711227377
--------------------------------------------------------------------------------------------------------------------------
Security: D22359133
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: DE0007472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 28 MAY 19, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
03.06.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2018 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
167,833,280.20 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.20
PER DIVIDEND- ENTITLED NO-PAR SHARE EUR
143,120,163 SHALL BE CARRIED FORWARD.
EX-DIVIDEND DATE: JUNE 19, 2019 PAYABLE
DATE: JUNE 21, 2019
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MD: MARKUS BRAUN
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MD: ALEXANDER VON KNOOP
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MD: JAN MARSALEK
3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MD: SUSANNE STEIDL
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WULF MATTHIAS
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ALFONS HENSELER
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: STEFAN KLESTIL
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: VUYISWA MCWABENI
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ANASTASSIA LAUTERBACH
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: SUSANNA QUINTANA-PLAZA
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2019 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS: ERNST &
YOUNG GMBH, MUNICH
6 ELECTIONS TO THE SUPERVISORY BOARD THOMAS Mgmt For For
EICHELMANN
7 RESOLUTION ON THE ADJUSTMENT OF THE Mgmt For For
SUPERVISORY BOARD REMUNERATION, AND THE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION EACH MEMBER OF THE AUDIT OR
RISK & COMPLIANCE COMMITTEE RECEIVES AN
ANNUAL REMUNERATION OF EUR 30,000, THE
CHAIRMAN RECEIVES TWICE OF THIS AMOUNT AND
THE DEPUTY ONE AND A HALF TIMES OF THE
AMOUNT. THE MEMBERS OF OTHER COMMITTEES
SHALL RECEIVE AN ANNUAL REMUNERATION OF EU
17,500, THE CHAIRMAN TWICE AND THE DEPUTY
ONE AND A HALF TIMES OF THIS AMOUNT
8 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE AND/OR WARRANT BONDS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO ISSUE BONDS OF UP TO
EUR 900,000,000 CONFERRING CONVERSION
AND/OR OPTION RIGHTS FOR SHARES OF THE
COMPANY FOR A TERM OF FIVE YEARS.
SHAREHOLDERS SUBSCRIPTION RIGHTS SHALL BE
EXCLUDED. THE COMPANY'S SHARE CAPITAL SHALL
BE INCREASED ACCORDINGLY BY UP TO EUR
8,000,000 THROUGH THE ISSUE OF UP TO
8,000,000 NEW BEARER NO-PAR SHARES, INSOFAR
AS CONVERSION AND/OR OPTION RIGHTS ARE
EXERCISED (CONTINGENT CAPITAL 2019/I)
--------------------------------------------------------------------------------------------------------------------------
YANDEX N.V. Agenda Number: 935053328
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension of the term for the preparation Mgmt For For
of the 2018 annual statutory accounts of
the Company.
2. Approval of the 2018 annual statutory Mgmt For For
accounts of the Company.
3. Proposal to discharge the directors from Mgmt For For
their liability towards the Company for
their management during the past financial
year.
4. Proposal to re-appoint Rogier Rijnja as a Mgmt For For
non-executive member of the Board of
Directors for a three-year term.
5. Proposal to re-appoint Charles Ryan as a Mgmt For For
non-executive member of the Board of
Directors for a three-year term.
6. Proposal to re-appoint Alexander Voloshin Mgmt For For
as a non-executive member of the Board of
Directors for a three-year term.
7. Proposal to appoint Mikhail Parakhin as a Mgmt For For
non-executive member of the Board of
Directors for a one-year term.
8. Proposal to appoint Tigran Khudaverdyan as Mgmt For For
an executive member of the Board of
Directors for a three-year term.
9. Authorization to cancel the Company's Mgmt For For
outstanding Class C Shares.
10. Appointment of the external auditor of the Mgmt For For
Company's consolidated financial statements
and statutory accounts for the 2019
financial year.
11. Amendment to the 2016 Equity Incentive Plan Mgmt For For
and general authorizations to the Board of
Directors.
12. Authorization to designate the Board of Mgmt For For
Directors to issue ordinary shares and
preference shares for a period of five
years.
13. Authorization to designate the Board of Mgmt For For
Directors to exclude pre-emptive rights of
existing shareholders for a period of five
years.
14. Authorization of the Board of Directors to Mgmt For For
repurchase shares of the Company up to a
maximum of 20% for a period of eighteen
months.
SoFi Next 500 ETF
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 935025216
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Haley Mgmt For For
Valerie B. Jarrett Mgmt For For
Earl Lewis Mgmt For For
Coretha M. Rushing Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2019 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION Agenda Number: 935017524
--------------------------------------------------------------------------------------------------------------------------
Security: 03674X106
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: AR
ISIN: US03674X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Clark Mgmt For For
Benjamin A. Hardesty Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Resources Corporation's independent
registered public accounting firm for the
year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935011914
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: ASGN
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Brian J. Callaghan Mgmt For For
1B Election of Director: Theodore S. Hanson Mgmt For For
1C Election of Director: Edwin A. Sheridan, IV Mgmt For For
2. Approve the Second Amended and Restated Mgmt For For
ASGN Incorporated 2010 Incentive Award
Plan.
3. Non-binding advisory vote to approve the Mgmt For For
Company's executive compensation for the
year ended December 31, 2018.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as our independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BGC PARTNERS, INC. Agenda Number: 935017473
--------------------------------------------------------------------------------------------------------------------------
Security: 05541T101
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: BGCP
ISIN: US05541T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard W. Lutnick Mgmt For For
Stephen T. Curwood Mgmt For For
William J. Moran Mgmt For For
Linda A. Bell Mgmt For For
David P. Richards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACK KNIGHT, INC. Agenda Number: 935015417
--------------------------------------------------------------------------------------------------------------------------
Security: 09215C105
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: BKI
ISIN: US09215C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Hunt Mgmt For For
Ganesh B. Rao Mgmt For For
2. Approval of the Second Amended and Restated Mgmt For For
Certificate of Incorporation.
3. Approval of majority voting for uncontested Mgmt For For
director elections.
4. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
5. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC. Agenda Number: 935003789
--------------------------------------------------------------------------------------------------------------------------
Security: 09227Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: BLKB
ISIN: US09227Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF CLASS C DIRECTOR: Thomas R. Mgmt For For
Ertel
1b. ELECTION OF CLASS C DIRECTOR: Michael P. Mgmt For For
Gianoni
1c. ELECTION OF CLASS C DIRECTOR: Sarah E. Nash Mgmt For For
2. ADVISORY VOTE TO APPROVE THE 2018 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE BLACKBAUD, INC. 2016 EQUITY AND
INCENTIVE COMPENSATION PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BLUEBIRD BIO, INC. Agenda Number: 935003195
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: BLUE
ISIN: US09609G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Wendy L. Mgmt For For
Dixon, Ph.D.
1b. Election of Class III Director: David P. Mgmt For For
Schenkein, M.D.
2. To hold a non-binding advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 935027955
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Special
Meeting Date: 07-Jun-2019
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of January 27, 2019, by
and between Chemical Financial Corporation
("Chemical") and TCF Financial Corporation
("TCF"), as it may be amended from time to
time, under which TCF will merge with and
into Chemical (the "merger"), with Chemical
surviving the merger (the "Chemical merger
proposal").
2. To approve an amendment to Chemical's Mgmt For For
Articles of incorporation to (a) increase
the number of authorized shares of Chemical
common stock from 135 million to 220
million, and (b) change the name of
Chemical to "TCF Financial Corporation,"
effective only upon consummation of the
merger (the "Chemical articles amendment
proposal").
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to the named executive
officers of Chemical that is based on or
otherwise relates to the merger (the
"Chemical compensation proposal").
4. To approve the adjournment of the Chemical Mgmt For For
special meeting, if necessary or
appropriate, to permit further solicitation
of proxies in favor of the Chemical merger
proposal or Chemical articles amendment
proposal (the "Chemical adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 935036346
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marvin S. Edwards, Mgmt For For
Jr.
1b. Election of Director: Claudius E. Watts IV Mgmt For For
1c. Election of Director: Timothy T. Yates Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2019.
3. Non-binding, advisory vote to approve the Mgmt For For
compensation of our named executive
officers as described in the proxy
statement.
4. Approval of the Company's 2019 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 935019059
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director: Martha Z. Mgmt No vote
Carnes
1b. Re-election of Class II Director: Michael Mgmt No vote
Straughen
1c. Election of Class II Director: Gregory B. Mgmt No vote
Barnett
2. To appoint KPMG, including its U.S. and Mgmt No vote
Dutch affiliates, (collectively, "KPMG") as
Core Laboratories N.V.'s (the "Company")
independent registered public accountants
for the year ending December 31, 2019.
3. To confirm and adopt our Dutch Statutory Mgmt No vote
Annual Accounts in the English language for
the fiscal year ended December 31, 2018,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt No vote
our repurchased shares held at 12:01 a.m.
CEST on May 23, 2019.
5. To approve and resolve the extension of the Mgmt No vote
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
23, 2020, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt No vote
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 23, 2020.
7. To approve and resolve the extension of the Mgmt No vote
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 23, 2020.
8. To approve, on an advisory basis, the Mgmt No vote
compensation philosophy, policies and
procedures described in the section
entitled Compensation Disclosure and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
--------------------------------------------------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED Agenda Number: 935030039
--------------------------------------------------------------------------------------------------------------------------
Security: 222795106
Meeting Type: Special
Meeting Date: 12-Jun-2019
Ticker: CUZ
ISIN: US2227951066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Cousins Issuance Proposal - a proposal to Mgmt For For
approve the issuance of shares of common
stock of Cousins Properties Incorporated
("Cousins"), par value $1 per share, to
stockholders of TIER REIT, Inc. ("TIER"),
in connection with the agreement and plan
of merger, dated as of March 25, 2019, by
and among Cousins, TIER and Murphy
Subsidiary Holdings Corporation, a wholly
owned subsidiary of Cousins ("Merger Sub"),
pursuant to which TIER will merge with and
into Merger Sub.
2. Cousins Reverse Stock Split Proposal - a Mgmt For For
proposal to amend the Restated and Amended
Articles of Incorporation of Cousins to
effect a reverse stock split of outstanding
Cousins common stock, par value $1 per
share, by a 1-for-4 ratio.
3. Cousins Authorized Share Count Proposal - a Mgmt For For
proposal to amend the Restated and Amended
Articles of Incorporation of Cousins to
increase the number of authorized shares of
Cousins common stock, par value $1 per
share, to 1,200,000,000 shares (or
300,000,000 shares if the Cousins Reverse
Stock Split Proposal is approved by the
Cousins stockholders).
4. Cousins Adjournment Proposal - a proposal Mgmt For For
to approve the adjournment of the Special
Meeting of Stockholders, if necessary or
appropriate, to solicit additional proxies
in favor of the Cousins Issuance Proposal,
the Cousins Reverse Stock Split Proposal or
the Cousins Authorized Share Count Proposal
if there are insufficient votes at the time
of such adjournment to approve such
proposals.
--------------------------------------------------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION Agenda Number: 935001711
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CACC
ISIN: US2253101016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda J. Flanagan Mgmt For For
Brett A. Roberts Mgmt For For
Thomas N. Tryforos Mgmt For For
Scott J. Vassalluzzo Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Grant Mgmt For For
Thornton LLP as Credit Acceptance
Corporation's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
EQUITY COMMONWEALTH Agenda Number: 935009806
--------------------------------------------------------------------------------------------------------------------------
Security: 294628102
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: EQC
ISIN: US2946281027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sam Zell Mgmt For For
James S. Corl Mgmt For For
Martin L. Edelman Mgmt For For
Edward A. Glickman Mgmt For For
David Helfand Mgmt For For
Peter Linneman Mgmt For For
James L. Lozier, Jr. Mgmt For For
Mary Jane Robertson Mgmt For For
Kenneth Shea Mgmt For For
Gerald A. Spector Mgmt For For
James A. Star Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
4. To approve the amendment to our 2015 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935022208
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine E. Buggeln Mgmt For For
1b. Election of Director: Michael F. Devine III Mgmt For For
1c. Election of Director: Ronald L. Sargent Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending February 1, 2020.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's Named Executive Officer
compensation.
4. Non-binding advisory vote, on whether the Mgmt 3 Years For
frequency of the shareholder vote on our
executive compensation should be every 1, 2
or 3 years.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935025672
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Ken Xie Mgmt For For
1B Election of Director: Ming Hsieh Mgmt For For
1C Election of Director: Gary Locke Mgmt For For
1D Election of Director: Christopher B. Mgmt For For
Paisley
1E Election of Director: Judith Sim Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. To approve the Amended and Restated 2009 Mgmt For For
Fortinet, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935001557
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caroline Donahue Mgmt For For
Charles J. Robel Mgmt For For
Scott W. Wagner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2019.
3. To approve named executive officer Mgmt For For
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935012726
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Kevin F. Warren Mgmt For For
1.5 Election of Director: David J. Johnson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935028414
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Selander Mgmt For For
Jon Kessler Mgmt For For
Stephen D Neeleman M.D. Mgmt For For
Frank A. Corvino Mgmt For For
Adrian T. Dillon Mgmt For For
Evelyn Dilsaver Mgmt For For
Debra McCowan Mgmt For For
Frank T. Medici Mgmt For For
Ian Sacks Mgmt For For
Gayle Wellborn Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2019 compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935017194
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: IAC
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edgar Bronfman, Jr. Mgmt For For
Chelsea Clinton Mgmt For For
Barry Diller Mgmt For For
Michael D. Eisner Mgmt For For
Bonnie S. Hammer Mgmt For For
Victor A. Kaufman Mgmt For For
Joseph Levin Mgmt For For
Bryan Lourd Mgmt For For
David Rosenblatt Mgmt For For
Alan G. Spoon Mgmt For For
A. von Furstenberg Mgmt For For
Richard F. Zannino Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as IAC's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 935029947
--------------------------------------------------------------------------------------------------------------------------
Security: G4863A108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: IGT
ISIN: GB00BVG7F061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the Annual Reports and Mgmt No vote
Accounts for the financial year ended 31
December 2018.
2. To approve the directors' remuneration Mgmt No vote
report set out in section 2 of
International Game Technology PLC's Annual
Reports and Accounts.
3. To approve the directors' remuneration Mgmt No vote
policy (excluding the remuneration report)
set out in section 2 of International Game
Technology PLC's Annual Reports and
Accounts.
4. To approve the appointment of the following Mgmt No vote
director of the Company: Paget Alves
5. To approve the appointment of the following Mgmt No vote
director of the Company: Alberto Dessy
6. To approve the appointment of the following Mgmt No vote
director of the Company: Marco Drago
7. To approve the appointment of the following Mgmt No vote
director of the Company: James McCann
8. To approve the appointment of the following Mgmt No vote
director of the Company: Heather McGregor
9. To approve the appointment of the following Mgmt No vote
director of the Company: Lorenzo Pellicioli
10. To approve the appointment of the following Mgmt No vote
director of the Company: Vincent Sadusky
11. To approve the appointment of the following Mgmt No vote
director of the Company: Gianmario Tondato
Da Ruos
12. To reappoint PricewaterhouseCoopers LLP as Mgmt No vote
auditor to hold office from the conclusion
of the AGM until the conclusion of the next
annual general meeting of the Company at
which accounts are laid.
13. To authorise the directors or its audit Mgmt No vote
committee to fix the remuneration of the
auditor.
14. To authorise political donations and Mgmt No vote
expenditure not exceeding GBP 100,000 in
total, in accordance with sections 366 and
367 of the Companies Act 2006.
15. To unconditionally authorise the directors, Mgmt No vote
in substitution for any existing
authorities previously given, to allot
shares in the Company.
16. To authorise the directors, if resolution Mgmt No vote
15 is passed and in substitution for any
existing authorities granted, to disapply
pre-emption rights.(special resolution)
17. To authorise the directors, if resolution Mgmt No vote
15 is passed and in addition to any
authority granted under resolution 16, to
disapply pre-emption rights in connection
with an aquisition or specified capital
investment.(special resolution)
18. To adopt new articles of association of Mgmt No vote
International Game Technology PLC removing
redundant and off-market provisions in
relation to allotment of shares and
disapplication of pre- emption
rights.(special resolution)
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 935005226
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna R. Ecton Mgmt For For
1b. Election of Director: James P. Hallett Mgmt For For
1c. Election of Director: Mark E. Hill Mgmt For For
1d. Election of Director: J. Mark Howell Mgmt For For
1e. Election of Director: Stefan Jacoby Mgmt For For
1f. Election of Director: Lynn Jolliffe Mgmt For For
1g. Election of Director: Michael T. Kestner Mgmt For For
1h. Election of Director: John P. Larson Mgmt For For
1i. Election of Director: Stephen E. Smith Mgmt For For
2. To approve, on an advisory basis, executive Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935012738
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gabriel Dalporto Mgmt For For
1b. Election of Director: Thomas Davidson Mgmt For For
1c. Election of Director: Neal Dermer Mgmt For For
1d. Election of Director: Robin Henderson Mgmt For For
1e. Election of Director: Peter Horan Mgmt For For
1f. Election of Director: Douglas Lebda Mgmt For For
1g. Election of Director: Steven Ozonian Mgmt For For
1h. Election of Director: Saras Sarasvathy Mgmt For For
1i. Election of Director: G. Kennedy Thompson Mgmt For For
1j. Election of Director: Craig Troyer Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2019 fiscal year.
3. To approve an amendment and restatement of Mgmt For For
the Fifth Amended and Restated LendingTree,
Inc. 2008 Stock and Annual Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 935016229
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: LPT
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas C. Deloach, Jr. Mgmt No vote
Katherine E. Dietze Mgmt No vote
Antonio F. Fernandez Mgmt No vote
Daniel P. Garton Mgmt No vote
Robert G. Gifford Mgmt No vote
William P. Hankowsky Mgmt No vote
David L. Lingerfelt Mgmt No vote
Marguerite M. Nader Mgmt No vote
Lawrence D. Raiman Mgmt No vote
Fredric J. Tomczyk Mgmt No vote
2. Advisory vote to approve the compensation Mgmt No vote
of the Trust's named executive officers.
3. Approval of the proposal to ratify the Mgmt No vote
selection of Ernst & Young LLP as the
Trust's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LIVANOVA PLC Agenda Number: 935024290
--------------------------------------------------------------------------------------------------------------------------
Security: G5509L101
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: LIVN
ISIN: GB00BYMT0J19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. Francesco Bianchi Mgmt For For
1b. Election of Director: Ms. Stacy Enxing Seng Mgmt For For
1c. Election of Director: Mr. William A. Kozy Mgmt For For
1d. Election of Director: Mr. Damien McDonald Mgmt For For
1e. Election of Director: Mr. Daniel J. Moore Mgmt For For
1f. Election of Director: Mr. Hugh M. Morrison Mgmt For For
1g. Election of Director: Mr. Alfred J. Novak Mgmt For For
1h. Election of Director: Dr. Sharon O'Kane Mgmt For For
1i. Election of Director: Dr. Arthur L. Mgmt For For
Rosenthal
1j. Election of Director: Ms. Andrea L. Saia Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
LivaNova's compensation of its named
executive officers ("US Say-on-Pay")
3. To ratify PricewaterhouseCoopers LLP, a Mgmt For For
Delaware limited liability partnership
("PwC USA") as the Company's independent
registered public accountancy firm
4. To approve, on an advisory basis, the U.K. Mgmt For For
directors' remuneration report in the form
set out in the Company's U.K. annual report
and accounts ("U.K. Annual Report") for the
period ended 31 December, 2018
5. To approve the directors' Remuneration Mgmt For For
Policy as set out in the UK Annual Report
for the period ended 31 December 2018
6. To receive and adopt the Company's audited Mgmt For For
UK statutory accounts for the year ended
December 31, 2018, together with the
reports of the directors and the auditors
thereon
7. To re-appoint PricewaterhouseCoopers LLP, a Mgmt For For
limited liability partnership registered in
England, ("PwC UK"), as the Company's UK
statutory auditor
8. To authorize the directors and/or the Audit Mgmt For For
and Compliance Committee to determine the
UK statutory auditor's remuneration
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935012156
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Hsing Mgmt For For
Herbert Chang Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Approve, on an advisory basis, the Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Agenda Number: 935024492
--------------------------------------------------------------------------------------------------------------------------
Security: 681116109
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: OLLI
ISIN: US6811161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Stanley Mgmt For For
Fleishman
1B. Election of Class I Director: Stephen White Mgmt For For
2. To approve named executive officer Mgmt For For
compensation.
3. To approve amendments to the Company's Mgmt For For
certificate of incorporation to declassify
the Board by the 2022 Annual Meeting of
Stockholders.
4. To approve amendments to the Company's Mgmt For For
certificate of incorporation to eliminate
supermajority voting provisions
5. To approve amendments to the Company's Mgmt For For
certificate of incorporation to eliminate
obsolete provisions
6. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending February 1, 2020
--------------------------------------------------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC. Agenda Number: 935001901
--------------------------------------------------------------------------------------------------------------------------
Security: 681936100
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: OHI
ISIN: US6819361006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kapila K. Anand Mgmt For For
Norman R. Bobins Mgmt For For
Craig R. Callen Mgmt For For
Barbara B. Hill Mgmt For For
Edward Lowenthal Mgmt For For
C. Taylor Pickett Mgmt For For
Stephen D. Plavin Mgmt For For
Burke W. Whitman Mgmt For For
2. Ratification of Independent Auditors Ernst Mgmt For For
& Young LLP.
3. Approval, on an Advisory Basis, of Mgmt For For
Executive Compensation.
4. Approval of Employee Stock Purchase Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PEGASYSTEMS INC. Agenda Number: 935027121
--------------------------------------------------------------------------------------------------------------------------
Security: 705573103
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: PEGA
ISIN: US7055731035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter Gyenes Mgmt For For
1.2 Election of Director: Ronald Hovsepian Mgmt For For
1.3 Election of Director: Richard Jones Mgmt For For
1.4 Election of Director: Christopher Lafond Mgmt For For
1.5 Election of Director: Dianne Ledingham Mgmt For For
1.6 Election of Director: James O'Halloran Mgmt For For
1.7 Election of Director: Sharon Rowlands Mgmt For For
1.8 Election of Director: Alan Trefler Mgmt For For
1.9 Election of Director: Larry Weber Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PENUMBRA, INC. Agenda Number: 935003258
--------------------------------------------------------------------------------------------------------------------------
Security: 70975L107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: PEN
ISIN: US70975L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Kassing Mgmt For For
Thomas Wilder Mgmt For For
Janet Leeds Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for Penumbra, Inc.
for the fiscal year ending December 31,
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Penumbra, Inc.'s Named
Executive Officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
QIAGEN N.V. Agenda Number: 935037792
--------------------------------------------------------------------------------------------------------------------------
Security: N72482123
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: QGEN
ISIN: NL0012169213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Annual Accounts for Mgmt For For
the year ended December 31, 2018 ("Calendar
Year 2018").
2. Proposal to discharge from liability the Mgmt For For
Managing Directors for the performance of
their duties during Calendar Year 2018.
3. Proposal to discharge from liability the Mgmt For For
Supervisory Directors for the performance
of their duties during Calendar Year 2018.
4a. Reappointment of the Supervisory Director: Mgmt For For
Mr. Stephane Bancel
4b. Reappointment of the Supervisory Director: Mgmt For For
Dr. Hakan Bjorklund
4c. Reappointment of the Supervisory Director: Mgmt For For
Dr. Metin Colpan
4d. Reappointment of the Supervisory Director: Mgmt For For
Prof. Dr. Ross L. Levine
4e. Reappointment of the Supervisory Director: Mgmt For For
Prof. Dr. Elaine Mardis
4f. Reappointment of the Supervisory Director: Mgmt For For
Mr. Lawrence A. Rosen
4g. Reappointment of the Supervisory Director: Mgmt For For
Ms. Elizabeth E. Tallett
5a. Reappointment of the Managing Director: Mr. Mgmt For For
Peer Schatz
5b. Reappointment of the Managing Director: Mr. Mgmt For For
Roland Sackers
6. Proposal to reappoint KPMG Accountants N.V. Mgmt For For
as auditors of the Company for the calendar
year ending December 31, 2019.
7a. Proposal to authorize the Supervisory Mgmt For For
Board, until December 17, 2020 to: Issue a
number of Common Shares and financing
preference shares and grant rights to
subscribe for such shares of up to 50% of
the aggregate par value of all shares
issued and outstanding.
7b. Proposal to authorize the Supervisory Mgmt For For
Board, until December 17, 2020 to: Restrict
or exclude the pre-emptive rights with
respect to issuing Common Shares or
granting subscription rights of up to 10%
of the aggregate par value of all shares
issued and outstanding.
7c. Proposal to authorize the Supervisory Mgmt For For
Board, until December 17, 2020 to: Solely
for the purpose of strategic transactions
such as mergers, acquisitions or strategic
alliances, to restrict or exclude the
pre-emptive rights with respect to issuing
additional Common Shares or granting
subscription rights of up to 10% of the
aggregate par value of all shares issued
and outstanding.
8. Proposal to authorize the Managing Board, Mgmt For For
until December 17, 2020, to acquire shares
in the Company's own share capital.
9. Resolution to amend the Company's Articles Mgmt For For
of Association.
--------------------------------------------------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC. Agenda Number: 935021701
--------------------------------------------------------------------------------------------------------------------------
Security: 78573L106
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: SBRA
ISIN: US78573L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig A. Barbarosh Mgmt For For
1b. Election of Director: Robert A. Ettl Mgmt For For
1c. Election of Director: Michael J. Foster Mgmt For For
1d. Election of Director: Ronald G. Geary Mgmt For For
1e. Election of Director: Lynne S. Katzmann Mgmt For For
1f. Election of Director: Raymond J. Lewis Mgmt For For
1g. Election of Director: Jeffrey A. Malehorn Mgmt For For
1h. Election of Director: Richard K. Matros Mgmt For For
1l. Election of Director: Milton J. Walters Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sabra's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Sabra's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC. Agenda Number: 935019085
--------------------------------------------------------------------------------------------------------------------------
Security: 80283M101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: SC
ISIN: US80283M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mahesh Aditya Mgmt For For
Jose Doncel Mgmt For For
Stephen A. Ferriss Mgmt For For
Victor Hill Mgmt For For
Edith E. Holiday Mgmt For For
Javier Maldonado Mgmt For For
Robert J. McCarthy Mgmt For For
William F. Muir Mgmt For For
Scott Powell Mgmt For For
William Rainer Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
3. Stockholder proposal requesting that the Shr Against For
Board of Directors prepare a report related
to the monitoring and management of certain
risks related to vehicle lending.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935007181
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Richard J. Barry Mgmt For For
1B Election of Director: M. Kathleen Behrens, Mgmt For For
Ph.D.
1C Election of Director: Claude Nicaise, M.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
3. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2013 EMPLOYEE STOCK PURCHASE PLAN
(THE "2013 ESPP") TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE 2013 ESPP BY 500,000
SHARES TO 1,100,000, AND TO EXTEND THE 2013
ESPP'S TERM UNTIL APRIL 22, 2029.
4. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 935012118
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald O. Perelman Mgmt For For
Barry L. Cottle Mgmt For For
Peter A. Cohen Mgmt For For
Richard M. Haddrill Mgmt For For
David L. Kennedy Mgmt For For
Paul M. Meister Mgmt For For
Michael J. Regan Mgmt For For
Barry F. Schwartz Mgmt For For
Frances F. Townsend Mgmt For For
Kneeland C. Youngblood Mgmt For For
Jack A. Markell Mgmt For For
Maria T. Vullo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2003 Incentive Compensation
Plan, as amended and restated, to, among
other things, increase the number of shares
of stock authorized for issuance
thereunder.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC. Agenda Number: 935017637
--------------------------------------------------------------------------------------------------------------------------
Security: 827048109
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: SLGN
ISIN: US8270481091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Philip Silver Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 935013730
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul G. Child Mgmt For For
1b. Election of Director: Mary Carter Warren Mgmt For For
Franke
1c. Election of Director: Earl A. Goode Mgmt For For
1d. Election of Director: Marianne M. Keler Mgmt For For
1e. Election of Director: Mark L. Lavelle Mgmt For For
1f. Election of Director: Jim Matheson Mgmt For For
1g. Election of Director: Frank C. Puleo Mgmt For For
1h. Election of Director: Raymond J. Quinlan Mgmt For For
1i. Election of Director: Vivian C. Mgmt For For
Schneck-Last
1j. Election of Director: William N. Shiebler Mgmt For For
1k. Election of Director: Robert S. Strong Mgmt For For
1l. Election of Director: Kirsten O. Wolberg Mgmt For For
2. Advisory approval of SLM Corporation's Mgmt For For
executive compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as SLM Corporation's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935022347
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mohan P. Ananda Mgmt For For
David C. Habiger Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditors of the Company
for 2019.
--------------------------------------------------------------------------------------------------------------------------
TAUBMAN CENTERS, INC. Agenda Number: 935023109
--------------------------------------------------------------------------------------------------------------------------
Security: 876664103
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: TCO
ISIN: US8766641034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mayree C. Clark Mgmt For For
Michael J. Embler Mgmt For For
Janice L. Fields Mgmt For For
Michelle J. Goldberg Mgmt For For
Nancy Killefer Mgmt For For
Ronald W. Tysoe Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the year ending
December 31, 2019.
3. Advisory approval of the named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE MICHAELS COMPANIES, INC. Agenda Number: 935006723
--------------------------------------------------------------------------------------------------------------------------
Security: 59408Q106
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: MIK
ISIN: US59408Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua Bekenstein Mgmt For For
Mark S. Cosby Mgmt For For
Ryan Cotton Mgmt For For
Monte E. Ford Mgmt For For
Karen Kaplan Mgmt For For
Matthew S. Levin Mgmt For For
John J. Mahoney Mgmt For For
James A. Quella Mgmt For For
Beryl B. Raff Mgmt For For
Peter F. Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as The Michaels Companies, Inc.
independent registered public accounting
firm for the current fiscal year ending
February 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935010025
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2018 Annual Report, Mgmt No vote
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2018
2 Discharge of the Members of the Board of Mgmt No vote
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2018
3 Appropriation of the Accumulated Loss for Mgmt No vote
Fiscal Year 2018
4A Re-election of Glyn A. Barker as a director Mgmt No vote
for a Term Extending Until Completion of
the Next Annual General Meeting
4B Re-election of Vanessa C.L. Chang as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4C Re-election of Frederico F. Curado as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4D Re-election of Chadwick C. Deaton as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4E Re-election of Vincent J. Intrieri as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4F Re-election of Samuel J. Merksamer as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4G Re-election of Frederik W. Mohn as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4H Re-election of Edward R. Muller as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4I Re-election of Tan Ek Kia as a director for Mgmt No vote
a Term Extending Until Completion of the
Next Annual General Meeting
4J Re-election of Jeremy D. Thigpen as a Mgmt No vote
director for a Term Extending Until
Completion of the Next Annual General
Meeting
5 Election of Chadwick C. Deaton as the Mgmt No vote
Chairman of the Board of Directors for a
Term Extending Until Completion of the Next
Annual General Meeting
6A Election of the Member of the Compensation Mgmt No vote
Committee: Frederico F. Curado
6B Election of the Member of the Compensation Mgmt No vote
Committee: Vincent J. Intrieri
6C Election of the Member of the Compensation Mgmt No vote
Committee: Tan Ek Kia
7 Reelection of Schweiger Advokatur / Mgmt No vote
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
8 Appointment of Ernst & Young LLP as the Mgmt No vote
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2019 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
9 Advisory Vote to Approve Named Executive Mgmt No vote
Officer Compensation
10A Ratification of an amount of US $4,121,000 Mgmt No vote
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2019 and 2020 Annual
General Meetings
10B Ratification of an amount of US $24,000,000 Mgmt No vote
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2020
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935016089
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt For For
Stephen Kaufer Mgmt For For
Trynka Shineman Blake Mgmt For For
Jay C. Hoag Mgmt For For
Betsy L. Morgan Mgmt For For
Jeremy Philips Mgmt For For
Spencer M. Rascoff Mgmt For For
Albert E. Rosenthaler Mgmt For For
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
TripAdvisor, Inc.s independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935022967
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher Causey Mgmt For For
1b. Election of Director: Richard Giltner Mgmt For For
1c. Election of Director: Nilda Mesa Mgmt For For
1d. Election of Director: Judy Olian Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation 2015
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as United Therapeutics
Corporation's independent registered public
accounting firm for 2019.
5. Shareholder proposal requesting Shr For For
declassification of the Board of Directors,
if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935018780
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald E.F. Codd Mgmt For For
Peter P. Gassner Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt For For
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935028983
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
2. To ratify of the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountant for the year
ending January 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
4. To approve the Verint Systems Inc. 2019 Mgmt For For
Long-Term Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VERSUM MATERIALS, INC. Agenda Number: 935034114
--------------------------------------------------------------------------------------------------------------------------
Security: 92532W103
Meeting Type: Special
Meeting Date: 17-Jun-2019
Ticker: VSM
ISIN: US92532W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of April 12, 2019 (as it
may be amended from time to time) (the
"merger agreement"), by and among Versum
Materials, Inc. ("Versum"), Merck KGaA,
Darmstadt, Germany ("Parent"), and EMD
Performance Materials Holding, Inc.
("Merger Sub"), pursuant to which Merger
Sub will merge with and into Versum, with
Versum surviving and continuing as the
surviving corporation in the merger and a
wholly-owned subsidiary of Parent ("the
merger agreement proposal").
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation that will or may be
paid to Versum's named executive officers
in connection with the transactions
contemplated by the merger agreement ("the
compensation proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting to solicit additional proxies if
there are not sufficient votes at the time
of the special meeting to approve the
merger agreement proposal or to ensure that
any supplement or amendment to the
accompanying proxy statement is timely
provided to Versum stockholders ("the
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 935005973
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James J. Barrese Mgmt For For
1b. Election of Director: Naomi M. Bergman Mgmt For For
1c. Election of Director: Jeffrey D. Jones Mgmt For For
1d. Election of Director: Sachin S. Lawande Mgmt For For
1e. Election of Director: Joanne M. Maguire Mgmt For For
1f. Election of Director: Robert J. Manzo Mgmt For For
1g. Election of Director: Francis M. Scricco Mgmt For For
1h. Election of Director: David L. Treadwell Mgmt For For
1i. Election of Director: Harry J. Wilson Mgmt For For
1j. Election of Director: Rouzbeh Yassini-Fard Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2019.
3. Provide advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935012005
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Barbas Mgmt No vote
Cyrus Madon Mgmt No vote
Geoffrey D. Strong Mgmt No vote
Bruce E. Zimmerman Mgmt No vote
2. Approve, on an advisory basis, named Mgmt No vote
executive officer compensation.
3. Approve an amendment to the Vistra Energy Mgmt No vote
Corp. 2016 Omnibus Incentive Plan (the
"2016 Incentive Plan") to increase the
number of shares available for issuance to
plan participants under the Company's 2016
Incentive Plan.
4. Ratify the selection of Deloitte & Touche Mgmt No vote
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 935038249
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Special
Meeting Date: 27-Jun-2019
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
(as it may be amended from time to time),
dated as of March 28, 2019 (the "Merger
Agreement"), by and among WABCO Holdings
Inc., ZF Friedrichshafen AG and Verona
Merger Sub Corp.
2. To approve, by means of a non-binding, Mgmt For For
advisory vote, compensation that will or
may become payable to the named executive
officers of WABCO Holdings Inc. in
connection with the merger.
3. To approve one or more adjournments or Mgmt For For
postponements of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to adopt
the Merger Agreement at the then- scheduled
date and time of the special meeting.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 935012548
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bradley S. Jacobs Mgmt No vote
1.2 Election of Director: Gena L. Ashe Mgmt No vote
1.3 Election of Director: Marlene M. Colucci Mgmt No vote
1.4 Election of Director: AnnaMaria DeSalva Mgmt No vote
1.5 Election of Director: Michael G. Jesselson Mgmt No vote
1.6 Election of Director: Adrian P. Kingshott Mgmt No vote
1.7 Election of Director: Jason D. Papastavrou Mgmt No vote
1.8 Election of Director: Oren G. Shaffer Mgmt No vote
2. Ratification of independent auditors for Mgmt No vote
fiscal year 2019.
3. Approval of amendments to the XPO Mgmt No vote
Logistics, Inc. 2016 Omnibus Incentive
Compensation Plan.
4. Advisory vote to approve executive Mgmt No vote
compensation.
5. Stockholder proposal regarding appointment Shr No vote
of independent chairman of the board.
6. Stockholder proposal regarding ways to Shr No vote
strengthen the prevention of workplace
sexual harassment.
SoFi Select 500 ETF
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935013893
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reveta Bowers Mgmt For For
1b. Election of Director: Robert Corti Mgmt For For
1c. Election of Director: Hendrik Hartong III Mgmt For For
1d. Election of Director: Brian Kelly Mgmt For For
1e. Election of Director: Robert Kotick Mgmt For For
1f. Election of Director: Barry Meyer Mgmt For For
1g. Election of Director: Robert Morgado Mgmt For For
1h. Election of Director: Peter Nolan Mgmt For For
1i. Election of Director: Casey Wasserman Mgmt For For
1j. Election of Director: Elaine Wynn Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935018956
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt For For
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr Against For
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr Against For
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr Against For
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr Against For
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr Against For
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr Against For
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935013766
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James F. Albaugh Mgmt For For
1b. Election of Director: Jeffrey D. Benjamin Mgmt For For
1c. Election of Director: John T. Cahill Mgmt For For
1d. Election of Director: Michael J. Embler Mgmt For For
1e. Election of Director: Matthew J. Hart Mgmt For For
1f. Election of Director: Susan D. Kronick Mgmt For For
1g. Election of Director: Martin H. Nesbitt Mgmt For For
1h. Election of Director: Denise M. O'Leary Mgmt For For
1i. Election of Director: W. Douglas Parker Mgmt For For
1j. Election of Director: Ray M. Robinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2019.
3. A proposal to consider and approve, on a Mgmt For For
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. A stockholder proposal to provide a report Shr Against For
on political contributions and
expenditures.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935016471
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jin-Yong Cai Mgmt For For
1b. Election of Director: Jeffrey C. Campbell Mgmt For For
1c. Election of Director: Gregory C. Case Mgmt For For
1d. Election of Director: Fulvio Conti Mgmt For For
1e. Election of Director: Cheryl A. Francis Mgmt For For
1f. Election of Director: Lester B. Knight Mgmt For For
1g. Election of Director: J. Michael Losh Mgmt For For
1h. Election of Director: Richard B. Myers Mgmt For For
1i. Election of Director: Richard C. Notebaert Mgmt For For
1j. Election of Director: Gloria Santona Mgmt For For
1k. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Advisory vote to approve directors' Mgmt For For
remuneration report
4. Receipt of Aon plc's annual report and Mgmt For For
accounts, together with the reports of the
directors and auditors, for the year ended
December 31, 2018
5. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Aon plc's Independent Registered Public
Accounting Firm
6. Reappoint of Ernst & Young LLP as Aon plc's Mgmt For For
U.K. statutory auditor under the Companies
Act of 2006
7. Authorize the Board of Directors to Mgmt For For
determine remuneration of Aon plc's U.K.
statutory auditor
8. Approve the Amended and Restated Aon plc Mgmt For For
2011 Incentive Compensation Plan
9. Approve a reduction of capital Mgmt For For
10. Approve the new Articles of Association Mgmt For For
11. Approve forms of share repurchase contracts Mgmt For For
and repurchase counterparties
12. Authorize the Board of Directors to Mgmt For For
exercise all powers of Aon plc to allot
shares
13. Authorize the Board of Directors to allot Mgmt For For
equity securities for cash without rights
of preemption
14. Authorize Aon plc and its subsidiaries to Mgmt For For
make political donations or expenditures
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935010140
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Approve, on an advisory (non-binding) Mgmt For For
basis,the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935022878
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio Sanchez Galan Mgmt For For
John Baldacci Mgmt For For
Robert Duffy Mgmt For For
Carol Folt Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
S. Martinez Garrido Mgmt For For
Sonsoles Rubio Reinoso Mgmt For For
J. C. Rebollo Liceaga Mgmt For For
Jose Sainz Armada Mgmt For For
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
James Torgerson Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG US Mgmt For For
LLP AS AVANGRID, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2019.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935011837
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Corie S. Barry Mgmt For For
1b) Election of Director: Lisa M. Caputo Mgmt For For
1c) Election of Director: J. Patrick Doyle Mgmt For For
1d) Election of Director: Russell P. Fradin Mgmt For For
1e) Election of Director: Kathy J. Higgins Mgmt For For
Victor
1f) Election of Director: Hubert Joly Mgmt For For
1g) Election of Director: David W. Kenny Mgmt For For
1h) Election of Director: Cindy R. Kent Mgmt For For
1i) Election of Director: Karen A. McLoughlin Mgmt For For
1j) Election of Director: Thomas L. Millner Mgmt For For
1k) Election of Director: Claudia F. Munce Mgmt For For
1l) Election of Director: Richelle P. Parham Mgmt For For
1m) Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 1, 2020.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935015556
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John R. Chiminski Mgmt For For
1b. Election of Director: Alexander J. Denner Mgmt For For
1c. Election of Director: Caroline D. Dorsa Mgmt For For
1d. Election of Director: William A. Hawkins Mgmt For For
1e. Election of Director: Nancy L. Leaming Mgmt For For
1f. Election of Director: Jesus B. Mantas Mgmt For For
1g. Election of Director: Richard C. Mulligan Mgmt For For
1h. Election of Director: Robert W. Pangia Mgmt For For
1i. Election of Director: Stelios Papadopoulos Mgmt For For
1j. Election of Director: Brian S. Posner Mgmt For For
1k. Election of Director: Eric K. Rowinsky Mgmt For For
1l. Election of Director: Lynn Schenk Mgmt For For
1m. Election of Director: Stephen A. Sherwin Mgmt For For
1n. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935004957
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory Vote to Approve 2018 Executive Mgmt For For
Compensation.
4. Stockholder Proposal requesting that the Shr Against For
Company amend its proxy access bylaw.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935021458
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt No vote
1B. Election of Director: Robert Bertolini Mgmt No vote
1C. Election of Director: Giovanni Caforio, Mgmt No vote
M.D.
1D. Election of Director: Matthew W. Emmens Mgmt No vote
1E. Election of Director: Michael Grobstein Mgmt No vote
1F. Election of Director: Alan J. Lacy Mgmt No vote
1G. Election of Director: Dinesh C. Paliwal Mgmt No vote
1H. Election of Director: Theodore R. Samuels Mgmt No vote
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt No vote
1J. Election of Director: Gerald L. Storch Mgmt No vote
1K. Election of Director: Karen H. Vousden, Mgmt No vote
Ph.D.
2. Advisory vote to approve the compensation Mgmt No vote
of our Named Executive Officers
3. Ratification of the appointment of an Mgmt No vote
independent registered public accounting
firm
4. Shareholder Proposal on Right to Act by Shr No vote
Written Consent
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935018805
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Peter J. Bensen
1b. Election of Director for a one-year term: Mgmt For For
Ronald E. Blaylock
1c. Election of Director for a one-year term: Mgmt For For
Sona Chawla
1d. Election of Director for a one-year term: Mgmt For For
Thomas J. Folliard
1e. Election of Director for a one-year term: Mgmt For For
Shira Goodman
1f. Election of Director for a one-year term: Mgmt For For
Robert J. Hombach
1g. Election of Director for a one-year term: Mgmt For For
David W. McCreight
1h. Election of Director for a one-year term: Mgmt For For
William D. Nash
1i. Election of Director for a one-year term: Mgmt For For
Pietro Satriano
1j. Election of Director for a one-year term: Mgmt For For
Marcella Shinder
1k. Election of Director for a one-year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
5. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935008943
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr Against For
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935038213
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Special
Meeting Date: 24-Jun-2019
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of Centene Mgmt For For
Corporation ("Centene") common stock, par
value $0.001 per share, pursuant to the
Agreement and Plan of Merger, dated as of
March 26, 2019, by and among Centene,
Wellington Merger Sub I, Inc., Wellington
Merger Sub II, Inc. and WellCare Health
Plans, Inc., as may be amended from time to
time (the "Share Issuance Proposal").
2. To approve any proposal to adjourn the Mgmt For For
Special Meeting of Stockholders of Centene
(the "Centene Special Meeting") from time
to time, if necessary or appropriate, to
solicit additional proxies in the event
there are not sufficient votes at the time
of the Centene Special Meeting to approve
the Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935021612
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Gerald E. Mgmt For For
Bisbee, Jr., Ph.D., M.B.A.
1b. Election of Class III Director: Linda M. Mgmt For For
Dillman
1c. Election of Class III Director: George A. Mgmt For For
Riedel, M.B.A.
1d. Election of Class III Director: R. Halsey Mgmt For For
Wise, M.B.A.
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Approval of the proposed amendment and Mgmt For For
restatement of the Cerner Corporation 2011
Omnibus Equity Incentive Plan, including an
increase in the number of authorized shares
under the plan.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935021333
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2019
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pamela M. Arway Mgmt No vote
1b. Election of Director: Charles G. Berg Mgmt No vote
1c. Election of Director: Barbara J. Desoer Mgmt No vote
1d. Election of Director: Pascal Desroches Mgmt No vote
1e. Election of Director: Paul J. Diaz Mgmt No vote
1f. Election of Director: Peter T. Grauer Mgmt No vote
1g. Election of Director: John M. Nehra Mgmt No vote
1h. Election of Director: Javier J. Rodriguez Mgmt No vote
1i. Election of Director: William L. Roper Mgmt No vote
1j. Election of Director: Kent J. Thiry Mgmt No vote
1k. Election of Director: Phyllis R. Yale Mgmt No vote
2. To ratify the appointment of KPMG LLP as Mgmt No vote
our independent registered public
accounting firm for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935025266
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Christopher A. Mgmt For For
Hazleton
1h. Election of Director: Michael P. Huerta Mgmt For For
1i. Election of Director: Jeanne P. Jackson Mgmt For For
1j. Election of Director: George N. Mattson Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2019.
4. A stockholder proposal related to the right Shr Against For
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935010847
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven E. West Mgmt For For
1B Election of Director: Travis D. Stice Mgmt For For
1C Election of Director: Michael L. Hollis Mgmt For For
1D Election of Director: Michael P. Cross Mgmt For For
1E Election of Director: David L. Houston Mgmt For For
1F Election of Director: Mark L. Plaumann Mgmt For For
1G Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve the Company's 2019 Mgmt For For
Amended and Restated Equity Incentive Plan
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers
4. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935023426
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Special
Meeting Date: 23-May-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal, which we refer to as the Mgmt No vote
reverse stock split proposal, to adopt and
approve an amendment to our Amended and
Restated Certificate of Incorporation to
effect (a) a reverse stock split of our
outstanding shares of common stock, at a
reverse stock split ratio of not less than
2-for-5 and not greater than 1-for-3, with
an exact ratio as may be determined by our
Board of Directors at a later date, and (b)
a reduction in the number of our authorized
shares of common stock by a corresponding
ratio.
2. A proposal, which we refer to as the Mgmt No vote
adjournment proposal, to approve, if
necessary, the adjournment of the Special
Meeting to solicit additional proxies in
favor of the reverse stock split proposal.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935019679
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward D. Breen Mgmt For For
1b. Election of Director: Ruby R. Chandy Mgmt For For
1c. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: C. Marc Doyle Mgmt For For
1g. Election of Director: Eleuthere I. du Pont Mgmt For For
1h. Election of Director: Rajiv L. Gupta Mgmt For For
1i. Election of Director: Luther C. Kissam Mgmt For For
1j. Election of Director: Frederick M. Lowery Mgmt For For
1k. Election of Director: Raymond J. Milchovich Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
4. Right to Act by Written Consent Shr Against For
5. Preparation of an Executive Compensation Shr Against For
Report
6. Preparation of a Report on Climate Change Shr Against For
Induced Flooding and Public Health
7. Preparation of a Report on Plastic Shr Against For
Pollution
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935002270
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix French Sub-plan Mgmt For For
under Equinix's 2000 Equity Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
5. Stockholder proposal related to political Shr Against For
contributions.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935004072
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Ronald F. Mgmt For For
Clarke
1.2 Election of Class III Director: Joseph W. Mgmt For For
Farrelly
1.3 Election of Class III Director: Richard Mgmt For For
Macchia
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as FLEETCOR's independent auditor for 2019
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors
5. Stockholder proposal to adopt a clawback Shr Against For
policy
6. Stockholder proposal to exclude the impact Shr Against For
of share repurchases when determining
incentive grants and awards
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935006800
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935005012
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin Ltd.'s 2018 Annual Mgmt For For
Report, including the consolidated
financial statements of Garmin Ltd. for the
fiscal year ended December 29, 2018 and the
statutory financial statements of Garmin
Ltd. for the fiscal year ended December 29,
2018
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of US $2.28 per
outstanding share out of Garmin Ltd.'s
reserve from capital contribution in four
equal installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the members of Executive
Management from liability for the fiscal
year ended December 29, 2018
5a. Re-election of Director: Min H. Kao Mgmt For For
5b. Re-election of Director: Joseph J. Hartnett Mgmt For For
5c. Re-election of Director: Clifton A. Pemble Mgmt For For
5d. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5e. Re-election of Director: Charles W. Peffer Mgmt For For
5f. Election of Director: Catherine A. Lewis Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors for a
term extending until completion of the next
annual general meeting
7a. Re-election of Compensation Committee Mgmt For For
Member: Joseph J. Hartnett
7b. Re-election of Compensation Committee Mgmt For For
Member: Charles W. Peffer
7c. Re-election of Compensation Committee Mgmt For For
Member: Jonathan C. Burrell
7d. Election of Compensation Committee Member: Mgmt For For
Catherine A. Lewis
8. Election of the law firm of Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin Ltd.'s independent
registered public accounting firm for the
2019 fiscal year and re-election of Ernst &
Young Ltd. as Garmin Ltd.'s statutory
auditor for another one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2019 Annual General
Meeting and the 2020 Annual General Meeting
13. Amendment to the Garmin Ltd. Employee Stock Mgmt For For
Purchase Plan to increase the number of
shares authorized for issuance under the
Plan from 6 million to 8 million
14. Amendment to the Garmin Ltd. 2005 Equity Mgmt For For
Incentive Plan to increase the maximum
number of shares authorized for issuance
under the Plan that may be delivered as
Restricted Shares or pursuant to
Performance Units or Restricted Stock Units
from 6 million to 10 million
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935007307
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01. Election of Director: R.F CHASE Mgmt For For
02. Election of Director: T.J. CHECKI Mgmt For For
03. Election of Director: L.S. COLEMAN, JR. Mgmt For For
04. Election of Director: J.B. HESS Mgmt For For
05. Election of Director: E.E. HOLIDAY Mgmt For For
06. Election of Director: R. LAVIZZO-MOUREY Mgmt For For
07. Election of Director: M.S. LIPSCHULTZ Mgmt For For
08. Election of Director: D. MCMANUS Mgmt For For
09. Election of Director: K.O. MEYERS Mgmt For For
10. Election of Director: J.H. QUIGLEY Mgmt For For
11. Election of Director: W.G. SCHRADER Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935028589
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1d. Election of Director: Robin Buchanan Mgmt For For
1e. Election of Director: Stephen Cooper Mgmt For For
1f. Election of Director: Nance Dicciani Mgmt For For
1g. Election of Director: Claire Farley Mgmt For For
1h. Election of Director: Isabella (Bella) Mgmt For For
Goren
1i. Election of Director: Michael Hanley Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Bhavesh (Bob) Patel Mgmt For For
1l. Election of Director: Rudy van der Meer Mgmt For For
2. Discharge of Executive Director and Members Mgmt For For
of the (Prior) Management Board from
Liability.
3. Discharge of Non-Executive Directors and Mgmt For For
Members of the (Prior) Supervisory Board
from Liability.
4. Adoption of 2018 Dutch Statutory Annual Mgmt For For
Accounts.
5. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2019
Dutch Statutory Annual Accounts.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
7. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
8. Ratification and Approval of Dividends. Mgmt For For
9. Authorization to Conduct Share Repurchases. Mgmt For For
10. Amendment of Long Term Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935030306
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tudor Brown Mgmt For For
1b. Election of Director: Brad Buss Mgmt For For
1c. Election of Director: Edward H. Frank Mgmt For For
1d. Election of Director: Richard S. Hill Mgmt For For
1e. Election of Director: Oleg Khaykin Mgmt For For
1f. Election of Director: Bethany Mayer Mgmt For For
1g. Election of Director: Donna Morris Mgmt For For
1h. Election of Director: Matthew J. Murphy Mgmt For For
1i. Election of Director: Michael Strachan Mgmt For For
1j. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
accounting firm, and authorization of the
audit committee, acting on behalf of our
board of directors, to fix the remuneration
of the auditors and independent registered
accounting firm, in both cases for the
fiscal year ending February 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr Against For
gender pay gap
5. Consideration of a stockholder proposal on Shr Against For
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935015277
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Edward J. Kelly, III Mgmt For For
1g. Election of Director: William E. Kennard Mgmt For For
1h. Election of Director: Michel A. Khalaf Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Diana McKenzie Mgmt For For
1l. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2019
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 934999357
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2019.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935044317
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Heather Bresch Mgmt For For
1B. Appointment of Director: Hon. Robert J. Mgmt For For
Cindrich
1C. Appointment of Director: Robert J. Coury Mgmt For For
1D. Appointment of Director: JoEllen Lyons Mgmt For For
Dillon
1E. Appointment of Director: Neil Dimick, Mgmt For For
C.P.A.
1F. Appointment of Director: Melina Higgins Mgmt For For
1G. Appointment of Director: Harry A. Korman Mgmt For For
1H. Appointment of Director: Rajiv Malik Mgmt For For
1I. Appointment of Director: Richard Mark, Mgmt For For
C.P.A.
1J. Appointment of Director: Mark W. Parrish Mgmt For For
1K. Appointment of Director: Pauline van der Mgmt For For
Meer Mohr
1L. Appointment of Director: Randall L. (Pete) Mgmt For For
Vanderveen, Ph.D.
1M. Appointment of Director: Sjoerd S. Mgmt For For
Vollebregt
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of the Company
3. Adoption of the Dutch annual accounts for Mgmt For For
fiscal year 2018
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
5. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
statutory annual accounts for fiscal year
2019
6. Authorization of the Board to acquire Mgmt For For
shares in the capital of the Company
7. Delegation to the Board of the authority to Mgmt For For
issue ordinary shares and grant rights to
subscribe for ordinary shares in the
capital of the Company and to exclude or
restrict pre-emptive rights
8. SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - Shr Against
indication of support for amending Company
clawback policy similar to that suggested
in the shareholder proposal(Agenda Item 10)
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 935006634
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. Scott Greer Mgmt For For
1b. Election of Director: Lutz Lingnau Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve a non-binding advisory Mgmt For For
resolution regarding our executive
compensation (a "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 935044052
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard R. Barrera Mgmt For For
1b. Election of Director: Jeffrey L. Bleich Mgmt For For
1c. Election of Director: Nora Mead Brownell Mgmt For For
1d. Election of Director: Frederick W. Buckman Mgmt For For
1e. Election of Director: Cheryl F. Campbell Mgmt For For
1f. Election of Director: Fred J. Fowler Mgmt For For
1g. Election of Director: William D. Johnson Mgmt For For
1h. Election of Director: Michael J. Leffell Mgmt For For
1i. Election of Director: Kenneth Liang Mgmt For For
1j. Election of Director: Dominique Mielle Mgmt For For
1k. Election of Director: Meridee A. Moore Mgmt For For
1l. Election of Director: Eric D. Mullins Mgmt For For
1m. Election of Director: Kristine M. Schmidt Mgmt For For
1n. Election of Director: Alejandro D. Wolff Mgmt For For
2. To approve an amendment to the Mgmt For For
corporation's Restated Articles of
Incorporation to increase the maximum size
of the corporation's board
3. To ratify the Audit Committee's appointment Mgmt For For
of Deloitte & Touche LLP as the independent
registered public accounting firm for 2019
4. To provide an advisory vote on the Mgmt For For
corporation's executive compensation
5. Shareholder proposal: Corporation structure Shr Against For
reform
6. Shareholder proposal: Improve shareholder Shr Against For
proxy access
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935025367
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1b ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1c ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1d ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1e ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1f ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1g ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1h ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1i ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1j ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1k ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1l ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of the amendment to our Mgmt For For
Certificate of Incorporation to eliminate
the requirement of an 80% supermajority
vote for stockholders to approve certain
transactions with certain stockholders.
4. Approval of the amendment to our Mgmt For For
Certificate of Incorporation to eliminate
the requirement of an 80% supermajority
vote for stockholders to amend our By-Laws.
5. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935006432
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bonnie L. Bassler, Mgmt For For
Ph.D.
1b. Election of Director: Michael S. Brown, Mgmt For For
M.D.
1c. Election of Director: Leonard S. Schleifer, Mgmt For For
M.D., Ph.D.
1d. Election of Director: George D. Mgmt For For
Yancopoulos, M.D., Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935013792
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 10-Jun-2019
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye L. Archambeau Mgmt For For
Amy Woods Brinkley Mgmt For For
John F. Fort, III Mgmt For For
L. Neil Hunn Mgmt For For
Robert D. Johnson Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Wilbur J. Prezzano Mgmt For For
Laura G. Thatcher Mgmt For For
Richard F. Wallman Mgmt For For
Christopher Wright Mgmt For For
2. To consider, on a non-binding advisory Mgmt For For
basis, a resolution approving the
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2019.
4. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935000911
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Teresa Briggs Mgmt For For
1b. Election of director: Paul E. Chamberlain Mgmt For For
1c. Election of director: Tamar O. Yehoshua Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935000923
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joan L. Amble Mgmt For For
George W. Bodenheimer Mgmt For For
Mark D. Carleton Mgmt For For
Eddy W. Hartenstein Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt For For
Evan D. Malone Mgmt For For
James E. Meyer Mgmt For For
James F. Mooney Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935009870
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mark Carges Mgmt For For
1b. Election of Class I Director: Elisa Steele Mgmt For For
1c. Election of Class I Director: Sri Viswanath Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935012093
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt For For
David Viniar Mgmt For For
Paul Deighton Mgmt For For
Anna Patterson Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935011130
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Srikant M. Datar Mgmt For For
Srini Gopalan Mgmt For For
Lawrence H. Guffey Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Bruno Jacobfeuerborn Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
John J. Legere Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2019.
3. Stockholder Proposal for Limitations on Shr Against For
Accelerated Vesting of Equity Awards in the
Event of a Change of Control.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935008222
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Roxanne S. Austin Mgmt For For
1b. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1c. Election of Director: George S. Barrett Mgmt For For
1d. Election of Director: Brian C. Cornell Mgmt For For
1e. Election of Director: Calvin Darden Mgmt For For
1f. Election of Director: Henrique De Castro Mgmt For For
1g. Election of Director: Robert L. Edwards Mgmt For For
1h. Election of Director: Melanie L. Healey Mgmt For For
1i. Election of Director: Donald R. Knauss Mgmt For For
1j. Election of Director: Monica C. Lozano Mgmt For For
1k. Election of Director: Mary E. Minnick Mgmt For For
1l. Election of Director: Kenneth L. Salazar Mgmt For For
1m. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove candidate
resubmission threshold.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935014275
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Ira Mgmt For For
Ehrenpreis
1.2 Election of Class III Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal to approve the Tesla, Inc. Mgmt For For
2019 Equity Incentive Plan
3. Tesla proposal to approve the Tesla, Inc. Mgmt For For
2019 Employee Stock Purchase Plan
4. Tesla proposal to approve and adopt Mgmt For For
amendments to certificate of incorporation
and bylaws to eliminate applicable
supermajority voting requirements
5. Tesla proposal to approve amendment to Mgmt For For
certificate of incorporation to reduce
director terms from three years to two
years
6. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2019
7. Stockholder proposal regarding a public Shr Against For
policy committee
8. Stockholder proposal regarding simple Shr Against For
majority voting provisions in governing
documents
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935024101
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora A. Aufreiter Mgmt For For
1b. Election of Director: Anne Gates Mgmt For For
1c. Election of Director: Susan J. Kropf Mgmt For For
1d. Election of Director: W. Rodney McMullen Mgmt For For
1e. Election of Director: Jorge P. Montoya Mgmt For For
1f. Election of Director: Clyde R. Moore Mgmt For For
1g. Election of Director: James A. Runde Mgmt For For
1h. Election of Director: Ronald L. Sargent Mgmt For For
1i. Election of Director: Bobby S. Shackouls Mgmt For For
1j. Election of Director: Mark S. Sutton Mgmt For For
1k. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Approval of Kroger's 2019 Long-Term Mgmt For For
Incentive Plan.
4. Approval of an amendment to Kroger's Mgmt For For
Regulations to permit Board amendments in
accordance with Ohio law.
5. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
6. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
7. A shareholder proposal, if properly Shr Against For
presented, to adopt a policy and amend the
bylaws as necessary to require the Chair of
the Board to be independent.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935027018
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Security: 928563402
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: VMW
ISIN: US9285634021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. An advisory vote to approve named executive Mgmt For For
officer compensation, as described in
VMware's Proxy Statement.
3. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Equity and Incentive Plan.
4. To approve an amendment to the Amended and Mgmt For For
Restated 2007 Employee Stock Purchase Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending January 31, 2020.
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WALMART INC. Agenda Number: 935000872
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WMT
ISIN: US9311421039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Stephen J. Mgmt For For
Easterbrook
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Sarah J. Friar Mgmt For For
1e. Election of Director: Carla A. Harris Mgmt For For
1f. Election of Director: Thomas W. Horton Mgmt For For
1g. Election of Director: Marissa A. Mayer Mgmt For For
1h. Election of Director: C. Douglas McMillon Mgmt For For
1i. Election of Director: Gregory B. Penner Mgmt For For
1j. Election of Director: Steven S Reinemund Mgmt For For
1k. Election of Director: S. Robson Walton Mgmt For For
1l. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Strengthen Prevention of Shr Against For
Workplace Sexual Harassment
5. Request to Adopt Cumulative Voting Shr Against For
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WELLCARE HEALTH PLANS, INC. Agenda Number: 935041587
--------------------------------------------------------------------------------------------------------------------------
Security: 94946T106
Meeting Type: Special
Meeting Date: 24-Jun-2019
Ticker: WCG
ISIN: US94946T1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of March 26, 2019 (the "Merger
Agreement"), by and among Centene
Corporation, Wellington Merger Sub I, Inc.,
Wellington Merger Sub II, Inc. and WellCare
Health Plans, Inc. ("WellCare"), as may be
amended from time to time (the "Merger
Agreement Proposal").
2. To approve, on a non-binding advisory Mgmt For For
basis, compensation payable to executive
officers of WellCare in connection with the
transactions contemplated by the Merger
Agreement.
3. To approve any proposal to adjourn the Mgmt For For
special meeting of stockholders of WellCare
(the "WellCare Special Meeting") from time
to time, if necessary or appropriate, to
solicit additional proxies in the event
there are not sufficient votes at the time
of the WellCare Special Meeting to approve
the Merger Agreement Proposal.
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WORKDAY, INC. Agenda Number: 935009868
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl M. Eschenbach Mgmt For For
Michael M. McNamara Mgmt For For
Jerry Yang Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday, Inc.'s independent
registered public accounting firm for the
fiscal year ending January 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W. Falkeis
Name Eric W. Falkeis
Title President
Date 8/29/2019