UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811- 23373
NAME OF REGISTRANT: NORTH SQUARE INVESTMENTS
TRUST
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 10 South LaSalle Street,
Suite 1925
Chicago, IL 60603
NAME AND ADDRESS OF AGENT FOR SERVICE: Alan E. Molotsky, Esq.
North Square Investments
Trust
10 South LaSalle Street,
Suite 1925
Chicago, IL 60603
REGISTRANT'S TELEPHONE NUMBER: 312-857-2160
DATE OF FISCAL YEAR END: 05/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
North Square Dynamic Small Cap Fund (formerly Oak Ridge Dynamic Small Cap Fund)
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 934880635
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of class I director: Dr. Phillip Mgmt For For
J. Salsbury
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2018.
3. To approve our Amended and Restated Mgmt For For
Certificate of Incorporation to declassify
our board of directors.
--------------------------------------------------------------------------------------------------------------------------
ACACIA COMMUNICATIONS, INC. Agenda Number: 934972907
--------------------------------------------------------------------------------------------------------------------------
Security: 00401C108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ACIA
ISIN: US00401C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Y. Chung Mgmt Withheld Against
John Ritchie Mgmt For For
Vincent T. Roche Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Non-binding, advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMC NETWORKS INC Agenda Number: 935016065
--------------------------------------------------------------------------------------------------------------------------
Security: 00164V103
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: AMCX
ISIN: US00164V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Biondi, Jr. Mgmt For For
Jonathan F. Miller Mgmt For For
Leonard Tow Mgmt For For
David E. Van Zandt Mgmt For For
Carl E. Vogel Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
AMEDISYS, INC. Agenda Number: 935005315
--------------------------------------------------------------------------------------------------------------------------
Security: 023436108
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: AMED
ISIN: US0234361089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie D. Klapstein Mgmt For For
Paul B. Kusserow Mgmt For For
Richard A. Lechleiter Mgmt For For
Jake L. Netterville Mgmt For For
Bruce D. Perkins Mgmt For For
Jeffrey A. Rideout, MD Mgmt For For
Donald A. Washburn Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2019.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation paid to the
Company's Named Executive Officers, as set
forth in the Company's 2019 Proxy Statement
("Say on Pay" Vote).
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 934859539
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 29-Aug-2018
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director for a one year term: Mgmt For For
Ray C. Dillon
1B) Election of Director for a one year term: Mgmt For For
Daniel J. Englander
1C) Election of Director for a one year term: Mgmt For For
William H. Henderson
1D) Election of Director for a one year term: Mgmt For For
Jim von Gremp
1E) Election of Director for a one year term: Mgmt For For
Joshua G. Welch
1F) Election of Director for a one year term: Mgmt For For
Jeffrey A. Williams
2) To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3) To ratify the selection of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2019.
4) To approve an amendment to the Company's Mgmt For For
Amended and Restated Stock Incentive Plan,
increasing the number of shares authorized
for issuance under the plan by 100,000.
5) To approve an amendment to the Company's Mgmt For For
Amended and Restated Stock Option Plan,
increasing the number of shares authorized
for issuance under the plan by 200,000.
--------------------------------------------------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC. Agenda Number: 934997618
--------------------------------------------------------------------------------------------------------------------------
Security: 031652100
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AMKR
ISIN: US0316521006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Kim Mgmt For For
Stephen D. Kelley Mgmt For For
Douglas A. Alexander Mgmt For For
Roger A. Carolin Mgmt For For
Winston J. Churchill Mgmt Withheld Against
John T. Kim Mgmt For For
Susan Y. Kim Mgmt For For
MaryFrances McCourt Mgmt For For
Robert R. Morse Mgmt For For
David N. Watson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. Agenda Number: 934996921
--------------------------------------------------------------------------------------------------------------------------
Security: 035290105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: AXE
ISIN: US0352901054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lord James Blyth Mgmt For For
1b. Election of Director: Frederic F. Brace Mgmt For For
1c. Election of Director: Linda Walker Bynoe Mgmt For For
1d. Election of Director: Robert J. Eck Mgmt For For
1e. Election of Director: William A. Galvin Mgmt For For
1f. Election of Director: F. Philip Handy Mgmt For For
1g. Election of Director: Melvyn N. Klein Mgmt For For
1h. Election of Director: Jamie Moffitt Mgmt For For
1i. Election of Director: George Munoz Mgmt For For
1j. Election of Director: Scott R. Peppet Mgmt For For
1k. Election of Director: Valarie L. Sheppard Mgmt For For
1l. Election of Director: William S. Simon Mgmt For For
1m. Election of Director: Charles M. Swoboda Mgmt For For
1n. Election of Director: Samuel Zell Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for Fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 934877486
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Dorsman Mgmt For For
Vincent K. Petrella Mgmt For For
Dr. Jerry Sue Thornton Mgmt For For
2. Say on Pay - To approve, through a Mgmt For For
nonbinding advisory vote, the compensation
of Applied's named executive officers.
3. To ratify the Audit Committee's appointment Mgmt For For
of independent auditors.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 934949706
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas C. DeLoach, Jr. Mgmt For For
Joel Alsfine Mgmt For For
David W. Hult Mgmt For For
Juanita T. James Mgmt For For
Eugene S. Katz Mgmt For For
Philip F. Maritz Mgmt For For
Maureen F. Morrison Mgmt For For
Thomas J. Reddin Mgmt For For
Bridget Ryan-Berman Mgmt For For
2. Approval of our 2019 Equity and Incentive Mgmt For For
Compensation Plan.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC. Agenda Number: 934918787
--------------------------------------------------------------------------------------------------------------------------
Security: 047649108
Meeting Type: Annual
Meeting Date: 05-Feb-2019
Ticker: ATKR
ISIN: US0476491081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Justin A. Kershaw Mgmt For For
1B Election of Director: Scott H. Muse Mgmt For For
1C Election of Director: William R. VanArsdale Mgmt For For
2 The non-binding advisory vote approving Mgmt For For
executive compensation.
3 The management proposal to amend the Mgmt For For
Company's Second Amended and Restated
Certificate of Incorporation to declassify
the Board of Directors for annual elections
by the 2022 Annual Meeting.
4 The management proposal to amend the Mgmt For For
Company's Second Amended and Restated
Certificate of Incorporation to eliminate
supermajority voting requirements.
5 The management proposal to amend the Mgmt For For
Company's Second Amended and Restated
By-laws to replace plurality voting with
majority voting in uncontested elections of
directors.
6 The ratification of Deloitte & Touche LLP Mgmt For For
as the company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
BANK OZK. Agenda Number: 934939387
--------------------------------------------------------------------------------------------------------------------------
Security: 06417N103
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: OZK
ISIN: US06417N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas Brown Mgmt For For
1b. Election of Director: Paula Cholmondeley Mgmt For For
1c. Election of Director: Beverly Cole Mgmt For For
1d. Election of Director: Robert East Mgmt For For
1e. Election of Director: Kathleen Franklin Mgmt For For
1f. Election of Director: Catherine B. Mgmt For For
Freedberg
1g. Election of Director: Jeffrey Gearhart Mgmt For For
1h. Election of Director: George Gleason Mgmt For For
1i. Election of Director: Peter Kenny Mgmt For For
1j. Election of Director: William Koefoed, Jr. Mgmt For For
1k. Election of Director: Walter J. Mullen Mgmt For For
1l. Election of Director: Christopher Orndorff Mgmt For For
1m. Election of Director: Robert Proost Mgmt For For
1n. Election of Director: John Reynolds Mgmt For For
1o. Election of Director: Steven Sadoff Mgmt For For
1p. Election of Director: Ross Whipple Mgmt For For
2. To approve the 2019 Omnibus Equity Mgmt For For
Incentive Plan.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2019.
4. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC. Agenda Number: 934968934
--------------------------------------------------------------------------------------------------------------------------
Security: 05591B109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: BMCH
ISIN: US05591B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Cory J. Mgmt For For
Boydston
1b. Election of Class III Director: Henry Mgmt For For
Buckley
1c. Election of Class III Director: Carl R. Mgmt For For
Vertuca, Jr.
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC. Agenda Number: 934860051
--------------------------------------------------------------------------------------------------------------------------
Security: 099406100
Meeting Type: Annual
Meeting Date: 07-Sep-2018
Ticker: BOOT
ISIN: US0994061002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Bettinelli Mgmt For For
Brad J. Brutocao Mgmt For For
James G. Conroy Mgmt For For
Lisa G. Laube Mgmt For For
Anne MacDonald Mgmt For For
Brenda I. Morris Mgmt For For
Peter Starrett Mgmt For For
Brad Weston Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent auditor for the fiscal year
ending March 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC. Agenda Number: 935013742
--------------------------------------------------------------------------------------------------------------------------
Security: 10922N103
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: BHF
ISIN: US10922N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Irene Chang Mgmt For For
Britt
1b. Election of Class II Director: C. Edward Mgmt For For
("Chuck") Chaplin
1c. Election of Class II Director: Eileen A. Mgmt For For
Mallesch
1d. Election of Class II Director: Paul M. Mgmt For For
Wetzel
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Brighthouse's independent
registered public accounting firm for
fiscal year 2019
3. Advisory vote to approve the compensation Mgmt For For
paid to Brighthouse's Named Executive
Officers
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 934999561
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank H. Laukien* Mgmt For For
John Ornell* Mgmt For For
Richard A. Packer* Mgmt For For
Robert Rosenthal# Mgmt For For
2. To approve on an advisory basis the 2018 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CACTUS, INC. Agenda Number: 935011320
--------------------------------------------------------------------------------------------------------------------------
Security: 127203107
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: WHD
ISIN: US1272031071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel Bender Mgmt For For
Alan Semple Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as auditors.
3. The proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
4. The proposal to approve, on a non-binding, Mgmt 1 Year Against
advisory basis, the frequency of holding
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935034025
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of agreements signed on February Mgmt For For
11, 2019 between the Company and Chroma ATE
Inc., a public company traded on the Taiwan
Stock Exchange (TWSE) ("Chroma") including:
(a) a private placement of 1,700,000 of the
Company's ordinary shares, nominal value
NIS 0.01 each ("Ordinary Shares"), pursuant
to the terms of a share purchase agreement
signed between the Company and Chroma; (b)
a technological cooperation agreement
signed between the Company and Chroma ; and
(c) an ...(due to space limits, see proxy
material for full proposal).
1a. Do you have a "personal interest" in this Mgmt Against
item 1? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family, or the immediate
family of its spouse, has a personal
interest in the adoption of the proposal;
or if a company, other than Camtek,...(due
to space limits, see proxy material for
full proposal). If you do not vote FOR =
YES or do not vote, your vote will not
count for Proposal 1. Mark "For" =Yes or
'Against'= NO
2a. Re-Election of Director: Rafi Amit Mgmt For For
2b. Re-Election of Director: Yotam Stern Mgmt For For
2c. Re-Election of Director: Eran Bendoly Mgmt For For
2d. Re-Election of Director: Moty Ben-Arie Mgmt For For
2e. Re-Election of Director: Chezy Ofir Mgmt For For
3. To approve certain amendment to the Mgmt For For
Company's Compensation Policy.
3a. Do you have a "personal interest" in this Mgmt Against
item 3? [Please find explanation regarding
"personal interest" under item 1 on the
reverse side]. PLEASE NOTE THAT IT IS
HIGHLY UNLIKELY THAT YOU HAVE A PERSONAL
INTEREST IN THIS ITEM 3. If you do not vote
FOR = YES or do not vote, your vote will
not count for Proposal 3. Mark "For" = Yes
or "Against" = No.
4. To approve the re-appointment of Somekh Mgmt For For
Chaikim, a member firm of KPMG
International, as the Company's independent
auditor for the fiscal year ending December
31, 2019 and until the 2020 Annual General
Meeting of shareholders, and to authorize
the Company's Board of Directors to set the
annual compensation of the independent
auditor, at the Audit Committee's
recommendation, in accordance with the
volume and nature of its services.
4a. Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. PLEASE NOTE THAT IT IS HIGHLY
UNLIKELY THAT YOU ARE A CONTROLLING
SHAREHOLDER. If you do not vote FOR = YES
or do not vote, your vote will not count
for Proposal 4. Mark "For" = Yes or
"Against" = No.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS PLC Agenda Number: 934968908
--------------------------------------------------------------------------------------------------------------------------
Security: G1991C105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: CATM
ISIN: GB00BYT18414
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III director: Julie Mgmt For For
Gardner
1b. Election of Class III director: Mark Rossi Mgmt For For
1c. Election of Class III director: Warren C. Mgmt For For
Jenson
2. To elect Edward H. West as a Class II Mgmt For For
director to our Board of Directors to serve
until the 2021 Annual General Meeting of
Shareholders.
3. To elect Douglas L. Braunstein as a Class I Mgmt For For
director to our Board of Directors to serve
until the 2020 Annual General Meeting of
Shareholders.
4. To ratify, on an advisory basis, our Audit Mgmt For For
Committee's selection of KPMG LLP (U.S.) as
our U.S. independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
5. To re-appoint KPMG LLP (U.K.) as our U.K. Mgmt For For
statutory auditors under the U.K. Companies
Act 2006, to hold office until the
conclusion of the next annual general
meeting of shareholders at which accounts
are presented to our shareholders.
6. To authorize our Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration.
7. To approve, on an advisory basis, the Mgmt For For
compensation of the Named Executive
Officers as disclosed in the proxy
statement.
8. To approve, on an advisory basis, the Mgmt For For
directors' remuneration report (other than
the directors remuneration policy) for the
fiscal year ended December 31, 2018.
9. To receive our U.K. Annual Reports and Mgmt For For
Accounts for the fiscal year ended December
31, 2018, together with the reports of the
auditors therein.
10. To approve the terms of the agreements and Mgmt For For
counterparties pursuant to which we may
purchase our Class A ordinary shares.
11. To generally and unconditionally authorize Mgmt For For
Cardtronics, subject to and in accordance
with the provisions of the U.K. Companies
Act 2006, to send, convey or supply all
types of notices, documents or information
to our shareholders by electronic means,
including making such notices, documents or
information available on a website.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 934951838
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: CARG
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Conine Mgmt For For
Stephen Kaufer Mgmt For For
Anastasios Parafestas Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency with which to hold
future advisory votes on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda Number: 934991503
--------------------------------------------------------------------------------------------------------------------------
Security: 149150104
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: CATY
ISIN: US1491501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Kelly L. Mgmt For For
Chan
1b. Election of Class II Director: Dunson K. Mgmt For For
Cheng
1c. Election of Class II Director: Joseph C.H. Mgmt For For
Poon
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to Cathay General
Bancorp's named executive officers as
disclosed in the proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Cathay General Bancorp's independent
registered public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CHATHAM LODGING TRUST Agenda Number: 934953616
--------------------------------------------------------------------------------------------------------------------------
Security: 16208T102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: CLDT
ISIN: US16208T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edwin B. Brewer, Jr. Mgmt For For
Thomas J. Crocker Mgmt For For
Jack P. DeBoer Mgmt For For
Jeffrey H. Fisher Mgmt For For
Mary Beth Higgins Mgmt For For
Robert Perlmutter Mgmt For For
Rolf E. Ruhfus Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accountants.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION Agenda Number: 934978719
--------------------------------------------------------------------------------------------------------------------------
Security: 165303108
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CPK
ISIN: US1653031088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene H. Bayard Mgmt For For
Jeffry M. Householder Mgmt For For
Paul L. Maddock, Jr. Mgmt For For
2. Cast a non-binding advisory vote to approve Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Cast a non-binding advisory vote to ratify Mgmt For For
the appointment of the Company's
independent registered public accounting
firm, Baker Tilly Virchow Krause, LLP.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 934995400
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
James H. Schultz Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2019.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 934947512
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: J. Boyd Mgmt For For
Douglas
1.2 Election of Class II Director: Charles P. Mgmt For For
Huffman
1.3 Election of Class II Director: Denise W. Mgmt For For
Warren
2. To approve the adoption of the Computer Mgmt For For
Programs and Systems, Inc. 2019 Incentive
Plan.
3. To approve on an advisory basis the Mgmt For For
compensation of the Company's named
executive officers.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accountants for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 934903469
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 04-Dec-2018
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert G. Paul Mgmt For For
1b. Election of Director: Lawrence J. Waldman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of the Second Amended and Restated Mgmt For For
2001 Employee Stock Purchase Plan (the
"Plan") which includes an increase in the
number of shares of Common Stock available
for purchase under the Plan.
--------------------------------------------------------------------------------------------------------------------------
CONN'S, INC. Agenda Number: 934989065
--------------------------------------------------------------------------------------------------------------------------
Security: 208242107
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: CONN
ISIN: US2082421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James H. Haworth Mgmt For For
1b. Election of Director: Kelly M. Malson Mgmt For For
1c. Election of Director: Bob L. Martin Mgmt For For
1d. Election of Director: Douglas H. Martin Mgmt For For
1e. Election of Director: Norman L. Miller Mgmt For For
1f. Election of Director: William E. Saunders, Mgmt For For
Jr.
1g. Election of Director: William (David) Mgmt For For
Schofman
1h. Election of Director: Oded Shein Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, named executive officers'
compensation.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 935008412
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Sorrentino III Mgmt For For
Frank W. Baier Mgmt For For
Alexander A. Bol Mgmt For For
Stephen T. Boswell Mgmt For For
Katherin Nukk-Freeman Mgmt For For
Frank Huttle III Mgmt For For
Michael Kempner Mgmt For For
Nicholas Minoia Mgmt For For
Joseph Parisi Jr. Mgmt For For
Daniel Rifkin Mgmt For For
William A. Thompson Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the executive compensation of ConnectOne
Bancorp, Inc.'s named executive officers,
as described in the proxy statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CONTROL4 CORPORATION Agenda Number: 934948057
--------------------------------------------------------------------------------------------------------------------------
Security: 21240D107
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: CTRL
ISIN: US21240D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Habiger Mgmt For For
Martin Plaehn Mgmt For For
Maria Thomas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Control4's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers.
4. Recommend, on a non-binding, advisory Mgmt 1 Year For
basis, the preferred frequency of future
advisory votes on the compensation of the
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 934966194
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Robert A. Allen Mgmt For For
1B Election of Director: Stuart W. Booth Mgmt For For
1C Election of Director: Gary F. Colter Mgmt For For
1D Election of Director: Rocky Dewbre Mgmt For For
1E Election of Director: Laura J. Flanagan Mgmt For For
1F Election of Director: Robert G. Gross Mgmt For For
1G Election of Director: Scott E. McPherson Mgmt For For
1H Election of Director: Harvey L. Tepner Mgmt For For
1I Election of Director: Randolph I. Thornton Mgmt For For
1J Election of Director: J. Michael Walsh Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve named executive officer
compensation
3. Approval of the Core-Mark Holding Company, Mgmt For For
Inc. 2019 Long-Term Incentive Plan
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ended December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED Agenda Number: 935030039
--------------------------------------------------------------------------------------------------------------------------
Security: 222795106
Meeting Type: Special
Meeting Date: 12-Jun-2019
Ticker: CUZ
ISIN: US2227951066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Cousins Issuance Proposal - a proposal to Mgmt For For
approve the issuance of shares of common
stock of Cousins Properties Incorporated
("Cousins"), par value $1 per share, to
stockholders of TIER REIT, Inc. ("TIER"),
in connection with the agreement and plan
of merger, dated as of March 25, 2019, by
and among Cousins, TIER and Murphy
Subsidiary Holdings Corporation, a wholly
owned subsidiary of Cousins ("Merger Sub"),
pursuant to which TIER will merge with and
into Merger Sub.
2. Cousins Reverse Stock Split Proposal - a Mgmt For For
proposal to amend the Restated and Amended
Articles of Incorporation of Cousins to
effect a reverse stock split of outstanding
Cousins common stock, par value $1 per
share, by a 1-for-4 ratio.
3. Cousins Authorized Share Count Proposal - a Mgmt For For
proposal to amend the Restated and Amended
Articles of Incorporation of Cousins to
increase the number of authorized shares of
Cousins common stock, par value $1 per
share, to 1,200,000,000 shares (or
300,000,000 shares if the Cousins Reverse
Stock Split Proposal is approved by the
Cousins stockholders).
4. Cousins Adjournment Proposal - a proposal Mgmt For For
to approve the adjournment of the Special
Meeting of Stockholders, if necessary or
appropriate, to solicit additional proxies
in favor of the Cousins Issuance Proposal,
the Cousins Reverse Stock Split Proposal or
the Cousins Authorized Share Count Proposal
if there are insufficient votes at the time
of such adjournment to approve such
proposals.
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 934998153
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia A. Agnello Mgmt For For
Bob G. Alexander Mgmt For For
SungHwan Cho Mgmt For For
Jonathan Frates Mgmt For For
Hunter C. Gary Mgmt For For
David L. Lamp Mgmt For For
Stephen Mongillo Mgmt For For
James M. Strock Mgmt For For
2. To approve, by a non-binding, advisory Mgmt For For
vote, our named executive officer
compensation ("Say-on-Pay").
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as CVR Energy's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 935014530
--------------------------------------------------------------------------------------------------------------------------
Security: 238337109
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: PLAY
ISIN: US2383371091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Victor L. Crawford Mgmt For For
1B Election of Director: Hamish A. Dodds Mgmt For For
1C Election of Director: Michael J. Griffith Mgmt For For
1D Election of Director: Jonathan S. Halkyard Mgmt For For
1E Election of Director: Brian A. Jenkins Mgmt For For
1F Election of Director: Stephen M. King Mgmt For For
1G Election of Director: Patricia M. Mueller Mgmt For For
1H Election of Director: Kevin M. Sheehan Mgmt For For
1I Election of Director: Jennifer Storms Mgmt For For
2. Ratification of Appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Approval of Executive Compensation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC. Agenda Number: 934997315
--------------------------------------------------------------------------------------------------------------------------
Security: 245496104
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: TACO
ISIN: US2454961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ari B. Levy Mgmt For For
R. J. Melman Mgmt For For
John D. Cappasola, Jr. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's named executive officers,
as disclosed in the Company's proxy
statement filed on April 18, 2019 pursuant
to the Securities and Exchange Commission's
compensation disclosure rules.
4. Advisory vote on the frequency of the Mgmt 1 Year For
shareholder advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELEK US HOLDINGS, INC. Agenda Number: 934946217
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: DK
ISIN: US24665A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt For For
Carlos E. Jorda Mgmt For For
Gary M. Sullivan, Jr. Mgmt For For
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2. To adopt the advisory resolution approving Mgmt For For
the Company's executive compensation
program for our named executive officers as
described in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED Agenda Number: 934974292
--------------------------------------------------------------------------------------------------------------------------
Security: 254543101
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: DIOD
ISIN: US2545431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.H. Chen Mgmt For For
Michael R. Giordano Mgmt For For
Keh-Shew Lu Mgmt For For
Peter M. Menard Mgmt For For
Raymond K.Y. Soong Mgmt Withheld Against
Christina Wen-Chi Sung Mgmt For For
Michael K.C. Tsai Mgmt For For
2. Approval of Executive Compensation: To Mgmt For For
approve, on an advisory basis, the
Company's executive compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm: To
ratify the appointment of Moss Adams LLP as
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 935019352
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Little Mgmt For For
Cletus Davis Mgmt Withheld Against
Timothy P. Halter Mgmt Withheld Against
David Patton Mgmt Withheld Against
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the named executive
officers.
3. Approve the amendment of the DXP Mgmt For For
Enterprises, Inc. 2016 Omnibus Incentive
Plan.
4. Ratify the appointment of Moss Adams LLP as Mgmt For For
the independent registered public
accounting firm for DXP Enterprises, Inc
for the year ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
E.L.F. BEAUTY, INC. Agenda Number: 934983479
--------------------------------------------------------------------------------------------------------------------------
Security: 26856L103
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: ELF
ISIN: US26856L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tarang P. Amin Mgmt For For
Stephen A. Ellis Mgmt For For
Beth M. Pritchard Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the transition
period ended 3/31/2019 and the fiscal year
ending 3/31/2020.
--------------------------------------------------------------------------------------------------------------------------
EAGLE PHARMACEUTICALS, INC. Agenda Number: 935018944
--------------------------------------------------------------------------------------------------------------------------
Security: 269796108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: EGRX
ISIN: US2697961082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Tarriff Mgmt For For
Sander Flaum Mgmt Withheld Against
2. To ratify the selection by the audit Mgmt For For
committee of the Board of Directors of BDO
USA, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC. Agenda Number: 935014124
--------------------------------------------------------------------------------------------------------------------------
Security: 27875T101
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: ECHO
ISIN: US27875T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas R. Waggoner Mgmt For For
1.2 Election of Director: Samuel K. Skinner Mgmt For For
1.3 Election of Director: Matthew Ferguson Mgmt For For
1.4 Election of Director: David Habiger Mgmt For For
1.5 Election of Director: Nelda J. Connors Mgmt For For
1.6 Election of Director: William M. Farrow III Mgmt For For
1.7 Election of Director: Virginia L. Henkels Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
3. Advisory approval of the Company's Mgmt For For
Compensation of Executives as disclosed in
this Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EL POLLO LOCO HOLDINGS INC Agenda Number: 935005404
--------------------------------------------------------------------------------------------------------------------------
Security: 268603107
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: LOCO
ISIN: US2686031079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas J. Babb Mgmt For For
William R. Floyd Mgmt For For
Dean C. Kehler Mgmt For For
2. Proposal to ratify the appointment of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC. Agenda Number: 934921823
--------------------------------------------------------------------------------------------------------------------------
Security: 29251M106
Meeting Type: Annual
Meeting Date: 28-Feb-2019
Ticker: ENTA
ISIN: US29251M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Buckley, Jr. Mgmt For For
Lesley Russell Mgmt For For
2. To approve the 2019 Equity Incentive Plan, Mgmt For For
which will replace the 2012 Equity
Incentive Plan.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation paid to our named
executive officers.
4. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in this proxy
statement.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Enanta's
independent registered public accounting
firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 934967300
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald E. Courtney Mgmt For For
Gregory J. Fisher Mgmt For For
Daniel L. Jones Mgmt For For
William R. Thomas, III Mgmt For For
Scott D. Weaver Mgmt For For
John H. Wilson Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935009781
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock,Jr. Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 934979406
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank G. D'Angelo Mgmt For For
1b. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1c. Election of Director: Olga Botero Mgmt For For
1d. Election of Director: Jorge A. Junquera Mgmt For For
1e. Election of Director: Ivan Pagan Mgmt For For
1f. Election of Director: Aldo J. Polak Mgmt For For
1g. Election of Director: Alan H. Schumacher Mgmt For For
1h. Election of Director: Brian J. Smith Mgmt For For
1i. Election of Director: Thomas W. Swidarski Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EXTERRAN CORPORATION Agenda Number: 934937989
--------------------------------------------------------------------------------------------------------------------------
Security: 30227H106
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: EXTN
ISIN: US30227H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William M. Goodyear Mgmt For For
1b. Election of Director: James C. Gouin Mgmt For For
1c. Election of Director: John P. Ryan Mgmt For For
1d. Election of Director: Christopher T. Seaver Mgmt For For
1e. Election of Director: Hatem Soliman Mgmt For For
1f. Election of Director: Mark R. Sotir Mgmt For For
1g. Election of Director: Andrew J. Way Mgmt For For
1h. Election of Director: Ieda Gomes Yell Mgmt For For
2. Advisory, non-binding vote, to approve the Mgmt For For
compensation provided to Exterran
Corporation's named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Exterran
Corporation's independent registered public
accounting firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 934881447
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 08-Nov-2018
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles P. Carinalli Mgmt For For
Kathleen M. Holmgren Mgmt For For
Rajendra Khanna Mgmt For For
Edward H. Kennedy Mgmt For For
Edward B. Meyercord Mgmt For For
John C. Shoemaker Mgmt For For
2. To approve a non-binding advisory Mgmt Against Against
resolution regarding executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent auditors for our fiscal
year ending June 30, 2019.
4. To ratify Amendment No. 6 to the Company's Mgmt For For
Amended and Restated Rights Agreement,
dated as of April 26, 2012, as amended, to
extend the Agreement until May 31, 2019.
5. To approve the Amendment and Restatement of Mgmt For For
the Extreme Networks, Inc. 2014 Employee
Stock Purchase Plan to increase the number
of shares issuable under such plan.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934896121
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To adopt the Agreement and Mgmt For For
Plan of Merger, dated as of July 23, 2018,
as it may be amended from time to time, by
and among Synovus Financial Corp.
("Synovus"), Azalea Merger Sub Corp., a
wholly-owned subsidiary of Synovus, and FCB
Financial Holdings, Inc. ("FCB") and the
transactions contemplated thereby.
2. Compensation Proposal: To approve, on a Mgmt Against Against
non-binding, advisory basis, the
compensation to be paid to FCB's named
executive officers that is based on or
otherwise relates to the merger.
3. Adjournment Proposal: To approve the Mgmt For For
adjournment of the FCB special meeting, if
necessary or appropriate to permit further
solicitation of proxies in favor of the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda Number: 934938690
--------------------------------------------------------------------------------------------------------------------------
Security: 313855108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: FSS
ISIN: US3138551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene J. Lowe, III Mgmt For For
Dennis J. Martin Mgmt For For
Patrick E. Miller Mgmt For For
Richard R. Mudge Mgmt For For
William F. Owens Mgmt For For
Brenda L. Reichelderfer Mgmt For For
Jennifer L. Sherman Mgmt For For
John L. Workman Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Federal Signal Corporation's
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION Agenda Number: 934960647
--------------------------------------------------------------------------------------------------------------------------
Security: 315405100
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: FOE
ISIN: US3154051003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Lorber Mgmt For For
Marran H. Ogilvie Mgmt For For
Andrew M. Ross Mgmt For For
Allen A. Spizzo Mgmt For For
Peter T. Thomas Mgmt For For
Ronald P. Vargo Mgmt For For
2. Advisory Vote on the compensation for named Mgmt For For
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Independent Registered
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934957145
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. Howard Halderman Mgmt Withheld Against
Michael C. Rechin Mgmt For For
Charles E. Schalliol Mgmt For For
Terry L. Walker Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to approve the First Merchants Mgmt For For
Corporation 2019 Long- Term Equity
Incentive Plan.
4. Proposal to approve the First Merchants Mgmt For For
Corporation Equity Compensation Plan for
Non-Employee Directors.
5. Proposal to approve the First Merchants Mgmt For For
Corporation 2019 Employee Stock Purchase
Plan.
6. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2019.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 934955886
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald W. Allen Mgmt For For
Ana B. Amicarella Mgmt For For
Valerie A. Bonebrake Mgmt For For
C. Robert Campbell Mgmt For For
R. Craig Carlock Mgmt For For
C. John Langley, Jr. Mgmt For For
G. Michael Lynch Mgmt For For
Thomas Schmitt Mgmt For For
W. Gilbert West Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers (the "say on pay vote").
--------------------------------------------------------------------------------------------------------------------------
GENOMIC HEALTH, INC. Agenda Number: 935022551
--------------------------------------------------------------------------------------------------------------------------
Security: 37244C101
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: GHDX
ISIN: US37244C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly J. Popovits Mgmt For For
Felix J. Baker, Ph.D. Mgmt For For
Julian C. Baker Mgmt Withheld Against
Fred E. Cohen, M.D. Mgmt For For
B.P. Flannelly, Pharm.D Mgmt For For
Henry J. Fuchs, M.D. Mgmt For For
Ginger L. Graham Mgmt For For
Geoffrey M. Parker Mgmt For For
2. To vote on the approval of our Amended and Mgmt For For
Restated 2005 Stock Incentive Plan that
includes an increase in the number of
shares available for issuance under the
plan by 500,000 shares, a change in the
automatic equity grants to outside
directors, and the addition of certain
other best practice plan provisions.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
5. To approve a stockholder proposal Shr For Against
concerning simple majority voting, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
GOPRO, INC. Agenda Number: 934998343
--------------------------------------------------------------------------------------------------------------------------
Security: 38268T103
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GPRO
ISIN: US38268T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicholas Woodman Mgmt For For
Tyrone Ahmad-Taylor Mgmt For For
Kenneth Goldman Mgmt Withheld Against
Peter Gotcher Mgmt For For
James Lanzone Mgmt For For
Alexander Lurie Mgmt For For
Susan Lyne Mgmt For For
Frederic Welts Mgmt For For
Lauren Zalaznick Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC. Agenda Number: 934958248
--------------------------------------------------------------------------------------------------------------------------
Security: 404030108
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: HEES
ISIN: US4040301081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Engquist Mgmt For For
Bradley W. Barber Mgmt For For
Paul N. Arnold Mgmt For For
Gary W. Bagley Mgmt For For
Bruce C. Bruckmann Mgmt For For
Patrick L. Edsell Mgmt For For
Thomas J. Galligan III Mgmt For For
Lawrence C. Karlson Mgmt Withheld Against
John T. Sawyer Mgmt For For
2. Ratification of appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm for the year ending December 31, 2019.
3. Advisory vote on Named Executive Officer Mgmt For For
compensation as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 934943552
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Henderson Mgmt For For
Connie L. Matsui Mgmt For For
Helen I. Torley Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
4. To approve an amendment to our Certificate Mgmt For For
of Incorporation to increase our authorized
number of shares of common stock from
200,000,000 to 300,000,000.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 934942221
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: J.F. Earl Mgmt For For
1B Election of Director: K.G. Eddy Mgmt For For
1C Election of Director: D.C. Everitt Mgmt For For
1D Election of Director: F.N. Grasberger III Mgmt For For
1E Election of Director: C.I. Haznedar Mgmt For For
1F Election of Director: M. Longhi Mgmt For For
1G Election of Director: E.M. Purvis, Jr. Mgmt For For
1H Election of Director: P.C. Widman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the fiscal year ending
December 31, 2019.
3. Vote, on an advisory basis, on named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HERC HOLDINGS INC. Agenda Number: 934958022
--------------------------------------------------------------------------------------------------------------------------
Security: 42704L104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: HRI
ISIN: US42704L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herbert L. Henkel Mgmt Against Against
1b. Election of Director: Lawrence H. Silber Mgmt For For
1c. Election of Director: James H. Browning Mgmt For For
1d. Election of Director: Patrick D. Campbell Mgmt For For
1e. Election of Director: Nicholas F. Graziano Mgmt For For
1f. Election of Director: Jean K. Holley Mgmt For For
1g. Election of Director: Jacob M. Katz Mgmt For For
1h. Election of Director: Michael A. Kelly Mgmt For For
1i. Election of Director: Courtney Mather Mgmt For For
1j. Election of Director: Louis J. Pastor Mgmt For For
1k. Election of Director: Mary Pat Salomone Mgmt For For
2. Approval, by a non-binding advisory vote, Mgmt For For
of the named executive officers'
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
HOULIHAN LOKEY, INC. Agenda Number: 934862536
--------------------------------------------------------------------------------------------------------------------------
Security: 441593100
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: HLI
ISIN: US4415931009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott J. Adelson Mgmt For For
David A. Preiser Mgmt Withheld Against
Robert A. Schriesheim Mgmt For For
Hideto Nishitani Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. To provide an advisory, non-binding vote Mgmt 1 Year For
regarding the frequency of advisory votes
on the compensation of our Named Executive
Officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 934974785
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David P. Yeager Mgmt For For
Donald G. Maltby Mgmt For For
Mary H. Boosalis Mgmt For For
James C. Kenny Mgmt For For
Peter B. McNitt Mgmt For For
Charles R. Reaves Mgmt For For
Martin P. Slark Mgmt For For
Jonathan P. Ward Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Hub Group's independent
registered accounting firm.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 934978430
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Fenstermaker Mgmt For For
Rick E. Maples Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Named Executive
Officers.
4. Approval of the 2019 Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC. Agenda Number: 934993228
--------------------------------------------------------------------------------------------------------------------------
Security: 45774N108
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: IPHS
ISIN: US45774N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gary Cappeline Mgmt For For
1.2 Election of Director: Jane Hilk Mgmt For For
1.3 Election of Director: Kim Ann Mink Mgmt For For
1.4 Election of Director: Linda Myrick Mgmt For For
1.5 Election of Director: Karen Osar Mgmt For For
1.6 Election of Director: John Steitz Mgmt For For
1.7 Election of Director: Peter Thomas Mgmt For For
1.8 Election of Director: Robert Zatta Mgmt For For
2. Ratification of the selection of Mgmt For For
independent registered public accounting
firm for 2019.
3. Advisory vote to approve the compensation Mgmt For For
of the Named Executives.
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 934956181
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David F. Landless Mgmt For For
Lawrence J. Padfield Mgmt For For
Patrick S. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt Against Against
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 934997783
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela G. Bailey Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Peter H. Soderberg Mgmt For For
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTEGER HOLDINGS
CORPORATION FOR FISCAL YEAR 2019.
3. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935012106
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Aguiar Mgmt For For
Sean E. George Mgmt For For
2. The ratification of Ernst & Young LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 934997606
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mohamad Ali Mgmt For For
Michael Bell Mgmt For For
Ruey-Bin Kao Mgmt For For
2. To ratify the appointment of the firm of Mgmt For For
PricewaterhouseCoopers LLP as auditors for
the fiscal year ending December 28, 2019.
3. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate supermajority voting
requirements.
4. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
declassify the board of directors.
5. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate the prohibition on stockholders'
ability to call a special meeting.
6. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC. Agenda Number: 934919804
--------------------------------------------------------------------------------------------------------------------------
Security: 479167108
Meeting Type: Annual
Meeting Date: 28-Feb-2019
Ticker: JOUT
ISIN: US4791671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry E. London Mgmt For For
John M. Fahey, Jr. Mgmt For For
William (Bill) D. Perez Mgmt For For
2. To ratify the appointment of RSM US LLP, an Mgmt For For
independent registered public accounting
firm, as auditors of the Company for its
fiscal year ending September 27, 2019.
3. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KEANE GROUP INC. Agenda Number: 934986134
--------------------------------------------------------------------------------------------------------------------------
Security: 48669A108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: FRAC
ISIN: US48669A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Stewart Mgmt For For
1B. Election of Director: Marc G. R. Edwards Mgmt For For
1C. Election of Director: Lucas N. Batzer Mgmt For For
1D. Election of Director: Robert W. Drummond Mgmt For For
1E. Election of Director: Dale M. Dusterhoft Mgmt For For
1F. Election of Director: Christian A. Garcia Mgmt For For
1G. Election of Director: Lisa A. Gray Mgmt For For
1H. Election of Director: Gary M. Halverson Mgmt For For
1I. Election of Director: Shawn Keane Mgmt For For
1J. Election of Director: Elmer D. Reed Mgmt For For
1K. Election of Director: Lenard B. Tessler Mgmt For For
1L. Election of Director: Scott Wille Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent auditor for the fiscal year
ending December 31, 2019 and to authorize
the Board of Directors, acting through the
Audit and Risk Committee, to determine the
auditors' remuneration.
3. To approve, in an advisory vote, the Mgmt For For
compensation of our named executive
officers.
4. To approve the amendment to the Keane Mgmt For For
Group, Inc. Equity and Incentive Award
Plan.
--------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda Number: 934842659
--------------------------------------------------------------------------------------------------------------------------
Security: 488360207
Meeting Type: Annual
Meeting Date: 25-Jul-2018
Ticker: KEM
ISIN: US4883602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for term expires in Mgmt For For
2021: Dr. Wilfried Backes
1.2 Election of Director for term expires in Mgmt For For
2021: Gurminder S. Bedi
1.3 Election of Director for term expires in Mgmt For For
2021: Per-Olof Loof
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending March 31,
2019.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
KNOLL, INC. Agenda Number: 934964683
--------------------------------------------------------------------------------------------------------------------------
Security: 498904200
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: KNL
ISIN: US4989042001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Harris Mgmt For For
John F. Maypole Mgmt For For
Ronald R. Kass Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
Company's 2018 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 934857496
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 28-Aug-2018
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt L. Darrow Mgmt For For
Sarah M. Gallagher Mgmt For For
Edwin J. Holman Mgmt For For
Janet E. Kerr Mgmt For For
Michael T. Lawton Mgmt For For
H. George Levy, MD Mgmt For For
W. Alan McCollough Mgmt For For
Lauren B. Peters Mgmt For For
Dr. Nido R. Qubein Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND BANCORP, INC. Agenda Number: 934988289
--------------------------------------------------------------------------------------------------------------------------
Security: 511637100
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: LBAI
ISIN: US5116371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James E. Hanson II Mgmt For For
Lawrence R. Inserra Jr Mgmt For For
Robert E. McCracken Mgmt For For
Thomas J. Shara Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2019.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 934983431
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Homaira Akbari Mgmt For For
1b. Election of Director: Diana M. Murphy Mgmt For For
1c. Election of Director: Larry J. Thoele Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2019.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LTC PROPERTIES, INC. Agenda Number: 935008929
--------------------------------------------------------------------------------------------------------------------------
Security: 502175102
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: LTC
ISIN: US5021751020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Boyd W. Hendrickson Mgmt For For
1.2 Election of Director: James J. Pieczynski Mgmt For For
1.3 Election of Director: Devra G. Shapiro Mgmt For For
1.4 Election of Director: Wendy L. Simpson Mgmt For For
1.5 Election of Director: Timothy J. Triche, Mgmt For For
M.D.
2. Ratification of independent registered Mgmt For For
public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MACROGENICS, INC. Agenda Number: 934971575
--------------------------------------------------------------------------------------------------------------------------
Security: 556099109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MGNX
ISIN: US5560991094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paulo Costa Mgmt For For
Karen Ferrante, M.D. Mgmt For For
Edward Hurwitz Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 935021004
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melvin L. Keating Mgmt For For
1b. Election of Director: Young-Joon Kim Mgmt For For
1c. Election of Director: Ilbok Lee Mgmt For For
1d. Election of Director: Camillo Martino Mgmt For For
1e. Election of Director: Gary Tanner Mgmt For For
1f. Election of Director: Nader Tavakoli Mgmt For For
2. Advisory (non-binding) Vote to Approve the Mgmt For For
Compensation of Our Named Executive
Officers for 2018.
3. Ratification of the Board's Selection of Mgmt For For
Samil PricewaterhouseCoopers as MagnaChip
Semiconductor's Independent Auditor for
2019.
--------------------------------------------------------------------------------------------------------------------------
MALIBU BOATS, INC. Agenda Number: 934879682
--------------------------------------------------------------------------------------------------------------------------
Security: 56117J100
Meeting Type: Annual
Meeting Date: 02-Nov-2018
Ticker: MBUU
ISIN: US56117J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Buch Mgmt For For
Peter E. Murphy Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 934959531
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John J. Huntz, Jr Mgmt For For
1b. Election of Director: Thomas E. Noonan Mgmt For For
2. Nonbinding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935019186
--------------------------------------------------------------------------------------------------------------------------
Security: 57665R106
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: MTCH
ISIN: US57665R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amanda Ginsberg Mgmt For For
Joseph Levin Mgmt For For
Ann L. McDaniel Mgmt For For
Thomas J. McInerney Mgmt For For
Glenn H. Schiffman Mgmt For For
Pamela S. Seymon Mgmt For For
Alan G. Spoon Mgmt For For
Mark Stein Mgmt For For
Gregg Winiarski Mgmt For For
Sam Yagan Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution on executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 934947740
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vinod M. Khilnani Mgmt For For
Robert J. Phillippy Mgmt For For
Patrick Prevost Mgmt For For
N. Mohan Reddy Mgmt For For
Craig S. Shular Mgmt For For
Darlene J.S. Solomon Mgmt For For
Robert B. Toth Mgmt For For
Jugal K. Vijayvargiya Mgmt For For
Geoffrey Wild Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 935025165
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly A. Box Mgmt For For
William J. Dawson Mgmt For For
Elizabeth A. Fetter Mgmt For For
Joseph F. Hanna Mgmt For For
Bradley M. Shuster Mgmt For For
M. Richard Smith Mgmt For For
Dennis P. Stradford Mgmt For For
Ronald H. Zech Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent auditors for the
Company for the year ending December 31,
2019.
3. To hold a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC. Agenda Number: 934955583
--------------------------------------------------------------------------------------------------------------------------
Security: 552690109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: MDU
ISIN: US5526901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Everist Mgmt For For
1b. Election of Director: Karen B. Fagg Mgmt For For
1c. Election of Director: David L. Goodin Mgmt For For
1d. Election of Director: Mark A. Hellerstein Mgmt For For
1e. Election of Director: Dennis W. Johnson Mgmt For For
1f. Election of Director: Patricia L. Moss Mgmt For For
1g. Election of Director: Edward A. Ryan Mgmt For For
1h. Election of Director: David M. Sparby Mgmt For For
1i. Election of Director: Chenxi Wang Mgmt For For
1j. Election of Director: John K. Wilson Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2019.
4. Approval of an Amendment to Montana-Dakota Mgmt For For
Utilities Co.'s Restated Certificate of
Incorporation.
5. Approval of Amendments to Update and Mgmt For For
Modernize the Company's Amended and
Restated Certificate of Incorporation,
Including Removing the Requirement of
Action by a Two-Thirds Vote of Continuing
Directors for Certain Board Actions.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 934850935
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 19-Jul-2018
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Suresh V. Mgmt For For
Garimella
1b. Election of Director: Mr. Christopher W. Mgmt For For
Patterson
1c. Election of Director: Ms. Christine Y. Yan Mgmt For For
2. Advisory vote to approve of the Company's Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NANOMETRICS INCORPORATED Agenda Number: 934971777
--------------------------------------------------------------------------------------------------------------------------
Security: 630077105
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NANO
ISIN: US6300771051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. Brown, Jr. Mgmt For For
Robert Deuster Mgmt For For
P.Yves Lesaicherre PhD Mgmt For For
Bruce C. Rhine Mgmt For For
Christopher A. Seams Mgmt For For
Timothy J. Stultz, PhD Mgmt For For
Christine A. Tsingos Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Nanometrics' named
executive officers, as disclosed in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nanometrics'
independent registered public accounting
firm of Nanometrics for its fiscal year
ending December 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC. Agenda Number: 934947687
--------------------------------------------------------------------------------------------------------------------------
Security: 63633D104
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: NHI
ISIN: US63633D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Jobe Mgmt Against Against
2. Approve the 2019 Stock Incentive Plan. Mgmt For For
3. Approve the advisory resolution approving Mgmt For For
the compensation of the named executive
officers as disclosed in the accompanying
proxy statement.
4. Ratify the audit committee's selection of Mgmt For For
BDO USA, LLP as independent registered
public accounting firm for year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 934852965
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 21-Aug-2018
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohaib Abbasi Mgmt For For
Hope Cochran Mgmt For For
Adam Messinger Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda Number: 934920225
--------------------------------------------------------------------------------------------------------------------------
Security: 651290108
Meeting Type: Special
Meeting Date: 12-Feb-2019
Ticker: NFX
ISIN: US6512901082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 31, 2018 (as it may be
amended from time to time, the "merger
agreement"), a copy of which is attached as
Annex A to the joint proxy
statement/prospectus of which this proxy
card is a part, among Newfield Exploration
Company ("Newfield"), Encana Corporation, a
Canadian corporation ("Encana"), and
Neapolitan Merger Corp., a Delaware
corporation and an indirect wholly-owned
subsidiary of Encana ("Merger Sub").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Newfield's named
executive officers in connection with the
merger.
3. To approve the adjournment of the Newfield Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes to adopt
the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 934945570
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harry H. Herington Mgmt For For
Art N. Burtscher Mgmt For For
Venmal (Raji) Arasu Mgmt For For
C. Brad Henry Mgmt For For
Alexander C. Kemper Mgmt For For
William M. Lyons Mgmt For For
Anthony Scott Mgmt For For
Jayaprakash Vijayan Mgmt For For
Pete Wilson Mgmt For For
2. Approval on an advisory basis of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NMI HOLDINGS, INC. Agenda Number: 934958957
--------------------------------------------------------------------------------------------------------------------------
Security: 629209305
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NMIH
ISIN: US6292093050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley M. Shuster Mgmt For For
Claudia J. Merkle Mgmt For For
Michael Embler Mgmt For For
James G. Jones Mgmt For For
Lynn McCreary Mgmt For For
Michael Montgomery Mgmt For For
Regina Muehlhauser Mgmt For For
James H. Ozanne Mgmt For For
Steven L. Scheid Mgmt Withheld Against
2. Advisory approval of our executive Mgmt For For
compensation.
3. Advisory vote on whether the frequency of Mgmt 1 Year For
the stockholder vote on our executive
compensation should be every 1, 2 or 3
years.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as NMI Holdings, Inc.'s independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 934955634
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerry P. Smith Mgmt For For
1b. Election of Director: Kristin A. Campbell Mgmt For For
1c. Election of Director: Cynthia T. Jamison Mgmt For For
1d. Election of Director: V. James Marino Mgmt For For
1e. Election of Director: Francesca Ruiz de Mgmt For For
Luzuriaga
1f. Election of Director: David M. Szymanski Mgmt For For
1g. Election of Director: Nigel Travis Mgmt For For
1h. Election of Director: Joseph S. Vassalluzzo Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Office Depot, Inc.'s
independent registered public accounting
firm for fiscal year 2019.
3. To approve the Office Depot, Inc. 2019 Mgmt For For
Long-Term Incentive Plan.
4. To approve, in a non-binding vote, Office Mgmt For For
Depot, Inc.'s executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ON DECK CAPITAL, INC. Agenda Number: 934969544
--------------------------------------------------------------------------------------------------------------------------
Security: 682163100
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: ONDK
ISIN: US6821631008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Chandra Dhandapani Mgmt For For
1B Election of Director: Bruce P. Nolop Mgmt For For
1C Election of Director: Manolo Sanchez Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 934999484
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 10-Jun-2019
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Nicolas Mgmt Against Against
Brien
1.2 Election of Class II Director: Angela Mgmt For For
Courtin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2019.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
4. Approval of amendments to OUTFRONT Media Mgmt For For
Inc.'s Charter to eliminate the
supermajority voting requirements for the
removal of directors.
5. Approval of an amendment to OUTFRONT Media Mgmt For For
Inc.'s Charter to declassify its Board of
Directors.
6. Approval of the OUTFRONT Media Inc. Amended Mgmt For For
and Restated Omnibus Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935013932
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt For For
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2019.
3. To approve, in a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers for fiscal year 2018.
4. To recommend, in an advisory and Mgmt 1 Year For
non-binding vote, the frequency of
shareholder votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION Agenda Number: 934952006
--------------------------------------------------------------------------------------------------------------------------
Security: 704699107
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: PGC
ISIN: US7046991078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carmen M. Bowser Mgmt For For
Dr. Susan A. Cole Mgmt For For
Anthony J. Consi, II Mgmt For For
Richard Daingerfield Mgmt For For
Edward A. Gramigna, Jr. Mgmt For For
Peter Horst Mgmt For For
Steven A. Kass Mgmt For For
Douglas L. Kennedy Mgmt For For
Patrick J. Mullen Mgmt For For
F. Duffield Meyercord Mgmt For For
Philip W. Smith, III Mgmt Withheld Against
Tony Spinelli Mgmt For For
Beth Welsh Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION Agenda Number: 934879694
--------------------------------------------------------------------------------------------------------------------------
Security: 71742Q106
Meeting Type: Annual
Meeting Date: 05-Nov-2018
Ticker: PAHC
ISIN: US71742Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald K. Carlson Mgmt For For
Mary Lou Malanoski Mgmt For For
Carol A. Wrenn Mgmt Withheld Against
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2019.
--------------------------------------------------------------------------------------------------------------------------
PIERIS PHARMACEUTICALS, INC. Agenda Number: 934845833
--------------------------------------------------------------------------------------------------------------------------
Security: 720795103
Meeting Type: Annual
Meeting Date: 24-Jul-2018
Ticker: PIRS
ISIN: US7207951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher P. Kiritsy Mgmt For For
Jean-Pierre Bizzari Mgmt For For
2. Approve the Company's 2018 Employee, Mgmt For For
Director and Consultant Equity Incentive
Plan.
3. Approve the Company's 2018 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935008878
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C.Y. Cheng Mgmt For For
Chih-Wei Wu Mgmt For For
Wayne Wu Mgmt For For
Shirley Wang Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
Preferred Bank's named executive officers
(Say-on-Pay).
3. Advisory vote setting the frequency of the Mgmt 1 Year Against
Say on Pay vote.
4. Approval and authorization of the Share Mgmt For For
Repurchase Authority, including, without
limitation, the repurchase of shares
authorized by the Board of Directors on
December 5, 2018, pursuant to which
Preferred Bank may, from time to time,
purchase shares of its common stock for an
aggregate purchase price not to exceed $30
million.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as independent registered public
accountants for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PROPETRO HOLDING CORP. Agenda Number: 935010443
--------------------------------------------------------------------------------------------------------------------------
Security: 74347M108
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: PUMP
ISIN: US74347M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Redman Mgmt For For
Spencer D. Armour, III Mgmt For For
Steven Beal Mgmt For For
Mark S. Berg Mgmt For For
Anthony Best Mgmt For For
Pryor Blackwell Mgmt For For
Alan E. Douglas Mgmt For For
Royce W. Mitchell Mgmt For For
Jack B. Moore Mgmt Withheld Against
2. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove
inoperative provisions related to the
Company's former majority stockholder.
3. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove the
supermajority voting requirement for
stockholders to amend the Company's Bylaws.
4. To approve an amendment of the Company's Mgmt For For
Certificate of Incorporation to remove the
supermajority voting requirement for
stockholders to amend the Company's
Certificate of Incorporation.
5. To approve, on a non-binding advisory Mgmt For For
basis, the Company's named executive
officer compensation.
6. To approve an advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
7. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 934961663
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald L. Havner, Jr. Mgmt For For
Maria R. Hawthorne Mgmt For For
Jennifer Holden Dunbar Mgmt For For
James H. Kropp Mgmt For For
Gary E. Pruitt Mgmt For For
Robert S. Rollo Mgmt For For
Joseph D. Russell, Jr. Mgmt For For
Peter Schultz Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, independent registered public
accountants, to audit the accounts of PS
Business Parks, Inc. for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 934851785
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 14-Aug-2018
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rusty Frantz Mgmt For For
Craig A. Barbarosh Mgmt For For
George H. Bristol Mgmt For For
Julie D. Klapstein Mgmt For For
James C. Malone Mgmt For For
Jeffrey H. Margolis Mgmt For For
Morris Panner Mgmt For For
Sheldon Razin Mgmt For For
Lance E. Rosenzweig Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(Say-on-Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending March 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
QUANTENNA COMMUNICATIONS, INC. Agenda Number: 935036714
--------------------------------------------------------------------------------------------------------------------------
Security: 74766D100
Meeting Type: Special
Meeting Date: 14-Jun-2019
Ticker: QTNA
ISIN: US74766D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt Agreement and Plan of Mgmt For For
Merger, (which we refer to as "merger
agreement"), among ON Semiconductor
Corporation (which we refer to as "ON
Semiconductor"), Raptor Operations Sub,
Inc. (which we refer to as "Merger Sub"),
which is a wholly owned subsidiary of ON
Semiconductor, and Quantenna
Communications, Inc. (which we refer to as
"Quantenna"), pursuant to which Merger Sub
will be merged with and into Quantenna
(which we refer to as "merger").
2. To consider and vote on a non-binding, Mgmt For For
advisory proposal to approve specified
compensation that will or may become
payable to Quantenna's named executive
officers in connection with the merger.
3. To consider and vote on a proposal to Mgmt For For
adjourn the special meeting, if necessary,
to solicit additional proxies if there are
not sufficient votes at the time of the
special meeting to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934935959
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Connie L. Engel* Mgmt For For
John M. Creekmore# Mgmt For For
Jill V. Deer# Mgmt For For
Neal A. Holland, Jr.# Mgmt For For
E. Robinson McGraw# Mgmt For For
Sean M. Suggs# Mgmt For For
3. To adopt, in a non-binding advisory vote, a Mgmt For For
resolution approving the compensation of
our named executive officers, as described
in the proxy statement.
4. To ratify the appointment of HORNE, LLP as Mgmt For For
our independent registered public
accountants for 2019
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935006848
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Nicolas M. Barthelemy Mgmt For For
1B Election of Director: Glenn L. Cooper Mgmt For For
1C Election of Director: John G. Cox Mgmt For For
1D Election of Director: Karen A. Dawes Mgmt For For
1E Election of Director: Tony J. Hunt Mgmt For For
1F Election of Director: Glenn P. Muir Mgmt For For
1G Election of Director: Thomas F. Ryan, Jr. Mgmt For For
2 To ratify the selection of Ernst & Young Mgmt For For
LLP as independent registered public
accountants for fiscal year 2019.
3 Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 934876701
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 16-Oct-2018
Ticker: RECN
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of the member of the Company's Mgmt For For
Board of Directors: Susan J. Crawford
1b. Election of the member of the Company's Mgmt For For
Board of Directors: Donald B. Murray
1c. Election of the member of the Company's Mgmt For For
Board of Directors: A. Robert Pisano
1d. Election of the member of the Company's Mgmt For For
Board of Directors: Michael H. Wargotz
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2019.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC. Agenda Number: 934966081
--------------------------------------------------------------------------------------------------------------------------
Security: 76131V202
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: RPAI
ISIN: US76131V2025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bonnie S. Biumi Mgmt For For
1.2 Election of Director: Frank A. Catalano, Mgmt For For
Jr.
1.3 Election of Director: Robert G. Gifford Mgmt For For
1.4 Election of Director: Gerald M. Gorski Mgmt For For
1.5 Election of Director: Steven P. Grimes Mgmt For For
1.6 Election of Director: Richard P. Imperiale Mgmt For For
1.7 Election of Director: Peter L. Lynch Mgmt For For
1.8 Election of Director: Thomas J. Sargeant Mgmt For For
2. Approval of an advisory resolution on Mgmt For For
executive compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Retail Properties of America,
Inc.'s independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC. Agenda Number: 934975799
--------------------------------------------------------------------------------------------------------------------------
Security: 78377T107
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: RHP
ISIN: US78377T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rachna Bhasin Mgmt For For
1b. Election of Director: Alvin Bowles Jr. Mgmt For For
1c. Election of Director: Fazal Merchant Mgmt For For
1d. Election of Director: Patrick Q. Moore Mgmt For For
1e. Election of Director: Christine Pantoya Mgmt For For
1f. Election of Director: Robert S. Prather, Mgmt For For
Jr.
1g. Election of Director: Colin V. Reed Mgmt For For
1h. Election of Director: Michael I. Roth Mgmt Against Against
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER NATIONAL, INC. Agenda Number: 934935783
--------------------------------------------------------------------------------------------------------------------------
Security: 80689H102
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: SNDR
ISIN: US80689H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary P. DePrey Mgmt For For
James R. Giertz Mgmt For For
Adam P. Godfrey Mgmt For For
Robert W. Grubbs Mgmt For For
Norman E. Johnson Mgmt Withheld Against
Mark B. Rourke Mgmt For For
Daniel J. Sullivan Mgmt For For
John A. Swainson Mgmt For For
James L. Welch Mgmt For For
Kathleen M. Zimmermann Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING PROPERTIES TRUST Agenda Number: 934985891
--------------------------------------------------------------------------------------------------------------------------
Security: 81721M109
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: SNH
ISIN: US81721M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: John L. Harrington Mgmt For For
(for Independent Trustee in Class II)
1.2 Election of Trustee: Adam D. Portnoy (for Mgmt Abstain Against
Managing Trustee in Class II)
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 935009832
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Smith Mgmt For For
Frederick G. Smith Mgmt For For
J. Duncan Smith Mgmt For For
Robert E. Smith Mgmt For For
Howard E. Friedman Mgmt For For
Lawrence E. McCanna Mgmt Withheld Against
Daniel C. Keith Mgmt For For
Martin R. Leader Mgmt For For
Benson E. Legg Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2019.
3. Shareholder proposal relating to the Shr For Against
adoption of a policy on board diversity.
4. Shareholder proposal relating to the voting Shr For Against
basis used in the election of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
SLEEP NUMBER CORPORATION Agenda Number: 934961194
--------------------------------------------------------------------------------------------------------------------------
Security: 83125X103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SNBR
ISIN: US83125X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Harrison Mgmt For For
Shelly R. Ibach Mgmt For For
D.L. Kilpatrick, Ph.D. Mgmt For For
Barbara R. Matas Mgmt For For
2. Advisory Vote on Executive Compensation Mgmt For For
(Say-on-Pay).
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934940479
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristen E. Blum Mgmt For For
Shon A. Boney Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2018 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
29, 2019.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 934965798
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: SPSC
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie C. Black Mgmt For For
1B. Election of Director: Martin J. Leestma Mgmt For For
1C. Election of Director: James B. Ramsey Mgmt For For
1D. Election of Director: Marty M. Reaume Mgmt For For
1E. Election of Director: Tami L. Reller Mgmt For For
1F. Election of Director: Philip E. Soran Mgmt For For
1G. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as the independent auditor of SPS Commerce,
Inc. for the fiscal year ending December
31, 2019.
3. Advisory approval of the compensation of Mgmt For For
the named executive officers of SPS
Commerce, Inc.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
future say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
SPX FLOW, INC. Agenda Number: 934957866
--------------------------------------------------------------------------------------------------------------------------
Security: 78469X107
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: FLOW
ISIN: US78469X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Anne K. Altman Mgmt For For
1.2 Election of Director: Patrick D. Campbell Mgmt For For
1.3 Election of Director: Marcus G. Michael Mgmt For For
1.4 Election of Director: Suzanne B. Rowland Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of SPX FLOW's named executive
officers as disclosed in its proxy
statement.
3. To approve the amendment and restatement of Mgmt For For
the SPX FLOW, Inc. Stock Compensation Plan
to increase the number of shares reserved
for issuance thereunder by 2,000,000
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as SPX FLOW's independent public
accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
SYSTEMAX INC. Agenda Number: 934894759
--------------------------------------------------------------------------------------------------------------------------
Security: 871851101
Meeting Type: Special
Meeting Date: 17-Dec-2018
Ticker: SYX
ISIN: US8718511012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A Proposal to approve the adoption of the Mgmt For For
Systemax 2018 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TEGNA INC. Agenda Number: 934940188
--------------------------------------------------------------------------------------------------------------------------
Security: 87901J105
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: TGNA
ISIN: US87901J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gina L. Bianchini Mgmt For For
1b. Election of Director: Howard D. Elias Mgmt For For
1c. Election of Director: Stuart J. Epstein Mgmt For For
1d. Election of Director: Lidia Fonseca Mgmt For For
1e. Election of Director: David T. Lougee Mgmt For For
1f. Election of Director: Scott K. McCune Mgmt For For
1g. Election of Director: Henry W. McGee Mgmt For For
1h. Election of Director: Susan Ness Mgmt For For
1i. Election of Director: Bruce P. Nolop Mgmt For For
1j. Election of Director: Neal Shapiro Mgmt For For
1k. Election of Director: Melinda C. Witmer Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2019 fiscal year.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 934865429
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Special
Meeting Date: 12-Sep-2018
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt amended & restated certificate of Mgmt For For
incorporation of Tenneco Inc., to create a
new class of non-voting common stock of
Tenneco called "Class B Non Voting Common
Stock," par value $0.01 with 25,000,000
shares authorized, & reclassify common
stock, par value $0.01, of Tenneco as Class
A Voting Common Stock, par value $0.01
("Class A Voting Common Stock").
2. Approve the issuance and delivery of an Mgmt For For
aggregate of 29,444,846 shares of Common
Stock in connection with Tenneco's
acquisition of Federal-Mogul LLC. Stock
consideration issuable to American
Entertainment Properties Corp.: (i) shares
of Class A Voting Common Stock equal to
9.9% of the aggregate number of shares; and
(ii) balance in shares of Class B
Non-Voting Common Stock.
3. To approve the amended and restated Tenneco Mgmt For For
Inc. 2006 Long-Term Incentive Plan, to
change the number of shares available for
issuance under the plan pursuant to equity
awards granted thereunder to 3,000,000
(which represents an increase of
approximately 1,735,200 from the number of
shares available for issuance under the
plan prior to the amendment).
4. To approve a proposal to adjourn the Mgmt For For
special meeting, or any adjournments
thereof, to another time or place, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the foregoing
proposals.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC Agenda Number: 934989952
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lee A. Daniels Mgmt For For
1b. Election of Director: Ann S. Blouin Mgmt For For
1c. Election of Director: Barry R. Port Mgmt For For
2. Approval of the amendment to the Mgmt For For
Certificate of Incorporation to increase
the size of the Board of Directors to eight
from seven.
3. Approval of the amendment to the Mgmt For For
Certificate of Incorporation to increase
the authorized shares to 100 million.
4. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2019.
5. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 934961649
--------------------------------------------------------------------------------------------------------------------------
Security: 36162J106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: GEO
ISIN: US36162J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anne N. Foreman Mgmt For For
Richard H. Glanton Mgmt For For
Scott M. Kernan Mgmt For For
Guido Van Hauwermeiren Mgmt For For
Christopher C. Wheeler Mgmt Withheld Against
Julie Myers Wood Mgmt Withheld Against
George C. Zoley Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accountants for the 2019 fiscal
year.
3. To hold an advisory vote to approve named Mgmt For For
executive officer compensation.
4. To vote on a shareholder proposal regarding Shr For For
an annual Human Rights Report, if properly
presented before the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE MEET GROUP, INC. Agenda Number: 935024555
--------------------------------------------------------------------------------------------------------------------------
Security: 58513U101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: MEET
ISIN: US58513U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Jean Clifton Mgmt For For
1B Election of Director: Geoffrey Cook Mgmt For For
1C Election of Director: Christopher Fralic Mgmt For For
1D Election of Director: Spencer Rhodes Mgmt For For
1E Election of Director: Bedi Singh Mgmt For For
1F Election of Director: Jason Whitt Mgmt For For
2 To approve on an advisory basis our named Mgmt For For
executive officer compensation as disclosed
in the Proxy Statement.
3 To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
4 To approve our Amended and Restated Mgmt For For
Certificate of Incorporation in the form
presented in the Proxy Statement.
5 To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 934966663
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Colleen B. Brown Mgmt For For
1b. Election of Director: A. Patrick Beharelle Mgmt For For
1c. Election of Director: Steven C. Cooper Mgmt For For
1d. Election of Director: William C. Goings Mgmt For For
1e. Election of Director: Kim Harris Jones Mgmt For For
1f. Election of Director: Stephen M. Robb Mgmt For For
1g. Election of Director: Jeffrey B. Sakaguchi Mgmt For For
1h. Election of Director: Kristi A. Savacool Mgmt For For
1i. Election of Director: Bonnie W. Soodik Mgmt For For
2. To approve, by advisory vote, compensation Mgmt For For
for our named executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 29, 2019.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 934979507
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth D. Tuchman Mgmt For For
1b. Election of Director: Steven J. Anenen Mgmt For For
1c. Election of Director: Tracy L. Bahl Mgmt For For
1d. Election of Director: Gregory A. Conley Mgmt For For
1e. Election of Director: Robert N. Frerichs Mgmt For For
1f. Election of Director: Marc L. Holtzman Mgmt For For
1g. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 934896296
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2018
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eric F. Artz Mgmt For For
1b. Election of Director: Ann Torre Bates Mgmt For For
1c. Election of Director: Denise M. Clark Mgmt For For
1d. Election of Director: Daphne J. Dufresne Mgmt For For
1e. Election of Director: Michael S. Funk Mgmt For For
1f. Election of Director: James P. Heffernan Mgmt For For
1g. Election of Director: Peter A. Roy Mgmt Against Against
1h. Election of Director: Steven L. Spinner Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
August 3, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. Agenda Number: 934940784
--------------------------------------------------------------------------------------------------------------------------
Security: 913543104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: UFPI
ISIN: US9135431040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2022: Mgmt For For
Joan A. Budden
1b. Election of Director to serve until 2022: Mgmt For For
William G. Currie
1c. Election of Director to serve until 2022: Mgmt Against Against
Bruce A. Merino
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2019.
3. To participate in an advisory vote to Mgmt Against Against
approve the compensation paid to our Named
Executives.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC. Agenda Number: 935007294
--------------------------------------------------------------------------------------------------------------------------
Security: 91359V107
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: UVE
ISIN: US91359V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott P. Callahan Mgmt For For
1B. Election of Director: Kimberly D. Campos Mgmt For For
1C. Election of Director: Sean P. Downes Mgmt For For
1D. Election of Director: Ralph J. Palmieri Mgmt Against Against
1E. Election of Director: Richard D. Peterson Mgmt For For
1F. Election of Director: Michael A. Mgmt For For
Pietrangelo
1G. Election of Director: Ozzie A. Schindler Mgmt For For
1H. Election of Director: Jon W. Springer Mgmt For For
1I. Election of Director: Joel M. Wilentz, M.D. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. Ratification of appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 934940330
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd S. Benning Mgmt For For
Glenn E. Moyer Mgmt For For
Jeffrey M. Schweitzer Mgmt For For
Michael L. Turner Mgmt For For
2. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2019
3. Approval of, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as presented in the Proxy
Statement
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 934923384
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 21-Mar-2019
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for three Mgmt Against Against
years: Willing L. Biddle
1b. Election of Director to serve for three Mgmt Against Against
years: Bryan O. Colley
1c. Election of Director to serve for three Mgmt Against Against
years: Robert J. Mueller
2. To ratify the appointment of PKF O'Connor Mgmt For For
Davies, LLP, as the independent registered
public accounting firm of the Company for
one year.
3. To approve an amendment of the Company's Mgmt For For
Amended and Restated Restricted Stock Award
Plan.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935003501
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karin Eastham Mgmt For For
Kevin K. Gordon Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2019.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
4. The selection, on a non-binding advisory Mgmt 1 Year For
basis, whether future advisory votes on the
compensation paid by us to our named
executive officers should be held every
one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 934949578
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: VCEL
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt For For
Alan L. Rubino Mgmt For For
Heidi Hagen Mgmt For For
Steven Gilman Mgmt Withheld Against
Kevin McLaughlin Mgmt For For
Paul Wotton Mgmt For For
Dominick C. Colangelo Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Vericel
Corporation's Independent Registered Public
Accounting firm for the fiscal year ending
December 31, 2019.
3. To approve the adoption of Vericel Mgmt For For
Corporation's 2019 Omnibus Incentive Plan.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Vericel Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. Agenda Number: 934945063
--------------------------------------------------------------------------------------------------------------------------
Security: 948849104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: WMK
ISIN: US9488491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan H. Weis Mgmt For For
Harold G. Graber Mgmt For For
Dennis G. Hatchell Mgmt For For
Edward J. Lauth III Mgmt For For
Gerrald B. Silverman Mgmt Withheld Against
2. Proposal to ratify the appointment of RSM Mgmt For For
US LLP as the independent registered public
accounting firm of the corporation.
3. Shareholder proposal to amend the Company's Shr For Against
articles of incorporation and/or bylaws to
provide that directors shall be elected by
the affirmative vote of the majority of
votes cast at an annual meeting of
shareholders in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 934991072
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Easwaran Sundaram Mgmt For For
Lynn M. Utter Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 934997264
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Howard N. Gould Mgmt For For
1C. Election of Director: Steven J. Hilton Mgmt For For
1D. Election of Director: Marianne Boyd Johnson Mgmt For For
1E. Election of Director: Robert P. Latta Mgmt For For
1F. Election of Director: Todd Marshall Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: James E. Nave, D.V.M. Mgmt For For
1I. Election of Director: Michael Patriarca Mgmt For For
1J. Election of Director: Robert Gary Sarver Mgmt For For
1K. Election of Director: Donald D. Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
XCERRA CORPORATION Agenda Number: 934863728
--------------------------------------------------------------------------------------------------------------------------
Security: 98400J108
Meeting Type: Special
Meeting Date: 30-Aug-2018
Ticker: XCRA
ISIN: US98400J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 7, 2018, by and
among Cohu, Inc., Xavier Acquisition
Corporation and the Company.
2. To approve any proposal to adjourn the Mgmt For For
Special Meeting to a later date or dates if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes to approve the Merger
Agreement at the time of the Special
Meeting.
3. To approve, by non-binding, advisory vote, Mgmt Against Against
compensation that will or may become
payable by Xcerra Corporation to its named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
YELP INC Agenda Number: 935001595
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fred D. Anderson, Jr. Mgmt For For
1b. Election of Director: Sharon Rothstein Mgmt For For
1c. Election of Director: Brian Sharples Mgmt For For
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Yelp's named executive
officers, as disclosed in the accompanying
proxy statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of Yelp's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935001230
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kalen F. Holmes Mgmt For For
1B. Election of Director: Travis D. Smith Mgmt For For
1C. Election of Director: Scott A. Bailey Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending February 1, 2020 (fiscal 2019).
North Square Global Resources & Infrastructure Fund (formerly Oak Ridge Global Resources & Infrastructure Fund)
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934911137
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 24-Jan-2019
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Seifi Ghasemi Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: David H. Y. Ho Mgmt For For
1f. Election of Director: Margaret G. McGlynn Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving Executive Officer Mgmt For For
compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
ALCOA CORPORATION Agenda Number: 934964037
--------------------------------------------------------------------------------------------------------------------------
Security: 013872106
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: AA
ISIN: US0138721065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael G. Morris Mgmt For For
1b. Election of Director: Mary Anne Citrino Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Kathryn S. Fuller Mgmt For For
1e. Election of Director: Roy C. Harvey Mgmt For For
1f. Election of Director: James A. Hughes Mgmt For For
1g. Election of Director: James E. Nevels Mgmt For For
1h. Election of Director: James W. Owens Mgmt For For
1i. Election of Director: Carol L. Roberts Mgmt For For
1j. Election of Director: Suzanne Sitherwood Mgmt For For
1k. Election of Director: Steven W. Williams Mgmt For For
1l. Election of Director: Ernesto Zedillo Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for 2019.
3. Advisory vote to approve 2018 named Mgmt For For
executive officer compensation.
4. Stockholder proposal to amend stockholder Shr Against For
ability to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ANDEAVOR Agenda Number: 934865948
--------------------------------------------------------------------------------------------------------------------------
Security: 03349M105
Meeting Type: Special
Meeting Date: 24-Sep-2018
Ticker: ANDV
ISIN: US03349M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 29, 2018, among Andeavor,
Marathon Petroleum Corporation, Mahi Inc.
and Mahi LLC, as such agreement may be
amended from time to time, which is
referred to as the merger agreement.
2. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to Andeavor's named
executive officers that is based on or
otherwise relates to the merger
contemplated by the merger agreement.
3. To adjourn the special meeting, if Mgmt For For
reasonably necessary to provide
stockholders with any required supplement
or amendment to the joint proxy
statement/prospectus or to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve Proposal 1
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL Agenda Number: 935013300
--------------------------------------------------------------------------------------------------------------------------
Security: 03938L203
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: MT
ISIN: US03938L2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the Consolidated Financial Mgmt For
Statements for the financial year 2018.
3. Approval of the Parent Company Financial Mgmt For
Statements for the financial year 2018.
4.1 Allocation of results and determination of Mgmt For
the dividend and the remuneration of the
members of the Board of Directors in
relation to the financial year 2018.
4.2 Allocation of results and determination of Mgmt For
the dividend and the remuneration of the
members of the Board of Directors in
relation to the financial year 2018.
5. Discharge of the directors. Mgmt For
6a. Election of members of the Board of Mgmt For
Directors.
6b. Election of members of the Board of Mgmt For
Directors.
6c. Election of members of the Board of Mgmt For
Directors.
6d. Election of members of the Board of Mgmt For
Directors.
7. Appointment of an independent auditor in Mgmt For
relation to the Parent Company Financial
Statements and the Consolidated Financial
Statements for the financial year 2019.
8. Authorisation of grants of share based Mgmt For
incentives.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 934954252
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: A.L. Boeckmann Mgmt For For
1b. Election of Director: M.S. Burke Mgmt For For
1c. Election of Director: T.K. Crews Mgmt For For
1d. Election of Director: P. Dufour Mgmt For For
1e. Election of Director: D.E. Felsinger Mgmt For For
1f. Election of Director: S.F. Harrison Mgmt For For
1g. Election of Director: J.R. Luciano Mgmt For For
1h. Election of Director: P.J. Moore Mgmt For For
1i. Election of Director: F.J. Sanchez Mgmt For For
1j. Election of Director: D.A. Sandler Mgmt For For
1k. Election of Director: L.Z. Schlitz Mgmt For For
1l. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2019.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 934886310
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Special
Meeting Date: 05-Nov-2018
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ORDINARY RESOLUTION APPROVING THE SHARE Mgmt For For
ISSUANCE by Barrick of such number of
common shares of Barrick as are required to
be issued in connection with the
acquisition of the issued and to be issued
ordinary shares of Randgold Resources
Limited, the full text of which is set out
in Schedule A of Barrick's management
information circular for the Special
Meeting
2 SPECIAL RESOLUTION APPROVING THE Mgmt For For
CONTINUANCE of Barrick to the Province of
British Columbia under the Business
Corporations Act (British Columbia), the
full text of which is set out in Schedule B
of Barrick's management information
circular for the Special Meeting
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 934976260
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 934880320
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 08-Nov-2018
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2018 Financial Statements Mgmt For For
and Reports for BHP
2. To reappoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4. To approve the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5. To approve the authority to allot equity Mgmt For For
securities in BHP Billiton Plc for cash
6. To authorise the repurchase of shares in Mgmt For For
BHP Billiton Plc
7. To approve the 2018 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy
8. To approve the 2018 Remuneration Report Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director
10. To approve the change of name of BHP Mgmt For For
Billiton Limited and BHP Billiton Plc
11. To re-elect Terry Bowen as a Director of Mgmt For For
BHP
12. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP
13. To re-elect Anita Frew as a Director of BHP Mgmt For For
14. To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP
15. To re-elect Andrew Mackenzie as a Director Mgmt For For
of BHP
16. To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP
17. To re-elect John Mogford as a Director of Mgmt For For
BHP
18. To re-elect Shriti Vadera as a Director of Mgmt For For
BHP
19. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934993824
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Dame A Carnwath as a director. Mgmt For For
7. To elect Miss P Daley as a director. Mgmt For For
8. To re-elect Mr I E L Davis as a director. Mgmt For For
9. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
10. To elect Mr H Lund as a director. Mgmt For For
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir J Sawers as a director. Mgmt For For
15. To reappoint Deloitte LLP as auditor and to Mgmt For For
authorize the directors to fix their
remuneration.
16. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
17. To give limited authority to allot shares Mgmt For For
up to a specified amount.
18. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
19. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
20. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
21. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
22. Special resolution: Climate Action 100+ Mgmt For For
shareholder resolution on climate change
disclosures.
23. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
BRF S.A. Agenda Number: 934890636
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Special
Meeting Date: 05-Nov-2018
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) To adjust the Company's Bylaws to the new Mgmt For For
Regulation of the Novo Mercado, which
entered into force as of January 02, 2018,
by means (I) of the amendments to article
1, paragraphs 1 and 2; to article 16, item
iv; to article 19, paragraph 2; to article
20, caput and paragraph 1; to article 23,
item xxii; ...(due to space limits, see
proxy material for full proposal).
1b) To adjust certain provisions of the Company Mgmt For For
Bylaws pursuant to the recommendations of
the Brazilian Code of Corporate Governance
- CBGC, with (I) the inclusion of paragraph
5 to article 20; of paragraph 8 to article
21; of new items ii, xx, xxiii and xxiv to
article 23; and (II) the amendment to the
...(due to space limits, see proxy material
for full proposal).
1c) To review the financial competence of the Mgmt For For
Board of Directors and of the Board of
Officers of the Company, by means (I) of
the amendment to article 23, current items
xvi, xxiv, xxvii, xxviii, xxix, xxx, xxxii,
xxxiii, xxxvi and xxxvii; and to article
25, item iv; and (II) of the exclusion of
paragraphs 1 ...(due to space limits, see
proxy material for full proposal).
1d) To adjust the wording of the caput of Mgmt For For
article 32, in connection ...(due to space
limits, see proxy material for full
proposal).
1e) To execute other wording adjustments, with Mgmt For For
(I) the amendment to article 3, sole
paragraph; to article 13, paragraph 2; to
the ...(due to space limits, see proxy
material for full proposal).
2) To consolidate the Company Bylaws in order Mgmt For For
to reflect the approved amendments.
--------------------------------------------------------------------------------------------------------------------------
BRF S.A. Agenda Number: 934908281
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Special
Meeting Date: 12-Dec-2018
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To review, discuss, and approve the terms Mgmt For For
and conditions of the protocol and
justification of the merger of SHB Comercio
e Industria de Alimentos S.A. ("SHB") with
and into the Company ("Merger") executed by
the management of both the Company and SHB
("Protocol and Justification").
2. To ratify the appointment of the Mgmt For For
specialized company KPMG Auditores
Independentes (National Register of Legal
Entities (CNPJ) under No.
57.755.217/0001-29) for preparing the
appraisal report for SHB's shareholders'
equity, at book value ("Appraisal Report").
3. To approve the Appraisal Report. Mgmt For For
4. To approve the Merger and consequent Mgmt For For
winding-up of SHB, under ...(Due to space
limits, see proxy material for full
proposal).
5. To authorize the managers of the Company to Mgmt For For
perform any and all acts required for the
Merger.
--------------------------------------------------------------------------------------------------------------------------
BRF S.A. Agenda Number: 934990311
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To take the account of the managers, to Mgmt For For
examine, discuss and vote on the Management
Report, Financial Statements and other
documents related to the fiscal year ended
on December 31, 2018.
O2 To set the annual global compensation of Mgmt For For
the management for the 2019 fiscal year in
the amount up to R$90.5 million, which
covers the limit proposed for the fixed
compensation (salary or management fees,
direct and indirect benefits and social
contributions), severance benefits,
variable compensation (profit sharing) and
amounts related to the Stock Option Plan
and Restricted Shares Plan of the Company.
O3 To authorize, as a complementation to the Mgmt For For
resolution provided in item (ii) of the
agenda of the Ordinary General
Shareholders' Meeting, the increase of up
to R$27.8 million to the amount of the
annual global compensation of the Company's
management for the 2019 fiscal year, which
shall only be applicable in case the Board
of Directors approves, based on Article 24
of the Bylaws, the increase of number of
members of the Company's Board of Officers
to up to eight (8) members, ... Due to
space limits, see proxy material for full
proposal.
O4a To elect the members of the Fiscal Council: Mgmt For For
Attilio Guaspari / Susana Hanna Stiphan
Jabra
O4b To elect the members of the Fiscal Council: Mgmt For For
Maria Paula Soares Aranha / Monica Hojaij
Carvalho Molina
O4c To elect the members of the Fiscal Council: Mgmt For For
Andre Vicentini / Valdecyr Maciel Gomes
O5 To set an annual global compensation for Mgmt For For
the 2019 fiscal year for the members of the
Fiscal Council in the amount corresponding
to, at least, ten percent (10%) of the
average of the compensation paid to the
Company's Board of Officers (not including
benefits, representation allowances and
profit sharing), under the terms of Article
162, Section 3, of Law No. 6,404/1976.
E1 To amend the Restricted Shares Grant Plan Mgmt For For
of the Company ("Grant Plan"), in order to
expressly provide that: (i) the Grant Plan
shall be administrated by the Board of
Directors in observance of the provisions
of the Company's Bylaws and the current
applicable legislation, respecting the
limits of the global annual compensation of
the managers; and (ii) the payments to the
beneficiaries of the Grant Plan may be made
in cash or in shares issued by the Company,
as well as to ... Due to space limits, see
proxy material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 934985752
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vinita Bali Mgmt For For
1b. Election of Director: Carol M. Browner Mgmt For For
1c. Election of Director: Andrew Ferrier Mgmt For For
1d. Election of Director: Paul Fribourg Mgmt For For
1e. Election of Director: J. Erik Fyrwald Mgmt For For
1f. Election of Director: Gregory A. Heckman Mgmt For For
1g. Election of Director: Kathleen Hyle Mgmt For For
1h. Election of Director: John E. McGlade Mgmt For For
1i. Election of Director: Henry W. Winship Mgmt For For
1j. Election of Director: Mark N. Zenuk Mgmt For For
2. To appoint Deloitte & Touche LLP as Bunge Mgmt For For
Limited's independent auditors for the
fiscal year ending December 31, 2019 and to
authorize the audit committee of the Board
of Directors to determine the independent
auditors' fees.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 934976777
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual and Special
Meeting Date: 09-May-2019
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Catherine M. Best Mgmt For For
N. Murray Edwards Mgmt For For
Timothy W. Faithfull Mgmt For For
Christopher L. Fong Mgmt For For
Amb. Gordon D. Giffin Mgmt For For
Wilfred A. Gobert Mgmt For For
Steve W. Laut Mgmt For For
Tim S. McKay Mgmt For For
Hon. Frank J. McKenna Mgmt For For
David A. Tuer Mgmt For For
Annette M. Verschuren Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP, Chartered Accountants, Calgary,
Alberta, as auditors of the Corporation for
the ensuing year and the authorization of
the Audit Committee of the Board of
Directors of the Corporation to fix their
remuneration.
3 To vote on approving all unallocated stock Mgmt For For
options pursuant to the Amended, Compiled
and Restricted Employee Stock Option Plan
of the Corporation as more particularly
described in the accompanying Information
Circular.
4 On an advisory basis, accepting the Mgmt For For
Corporation's approach to executive
compensation as described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935008943
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr Against For
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 934956321
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Javed Ahmed Mgmt For For
1b. Election of Director: Robert C. Arzbaecher Mgmt For For
1c. Election of Director: William Davisson Mgmt For For
1d. Election of Director: John W. Eaves Mgmt For For
1e. Election of Director: Stephen A. Furbacher Mgmt For For
1f. Election of Director: Stephen J. Hagge Mgmt For For
1g. Election of Director: John D. Johnson Mgmt For For
1h. Election of Director: Anne P. Noonan Mgmt For For
1i. Election of Director: Michael J. Toelle Mgmt For For
1j. Election of Director: Theresa E. Wagler Mgmt For For
1k. Election of Director: Celso L. White Mgmt For For
1l. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2019.
4. Shareholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935001343
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: David I. Foley Mgmt For For
1F. Election of Director: David B. Kilpatrick Mgmt For For
1G. Election of Director: Andrew Langham Mgmt For For
1H. Election of Director: Courtney R. Mather Mgmt For For
1I. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1J. Election of Director: Neal A. Shear Mgmt For For
2. Approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers for 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934993088
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt For For
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Human Right to Water Shr Against For
5. Report on Reducing Carbon Footprint Shr Against For
6. Create a Board Committee on Climate Change Shr Against For
7. Adopt Policy for an Independent Chairman Shr Against For
8. Set Special Meeting Threshold at 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934959492
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles E. Bunch Mgmt For For
1b. Election of Director: Caroline Maury Devine Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jody Freeman Mgmt For For
1e. Election of Director: Gay Huey Evans Mgmt For For
1f. Election of Director: Jeffrey A. Joerres Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: William H. McRaven Mgmt For For
1i. Election of Director: Sharmila Mulligan Mgmt For For
1j. Election of Director: Arjun N. Murti Mgmt For For
1k. Election of Director: Robert A. Niblock Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2019.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934919640
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2019
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Vance D. Coffman Mgmt For For
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1e. Election of Director: Dipak C. Jain Mgmt For For
1f. Election of Director: Michael O. Johanns Mgmt For For
1g. Election of Director: Clayton M. Jones Mgmt For For
1h. Election of Director: Gregory R. Page Mgmt For For
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2019
4. Shareholder Proposal - Right to Act by Shr Against For
Written Consent
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935023426
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Special
Meeting Date: 23-May-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal, which we refer to as the Mgmt For For
reverse stock split proposal, to adopt and
approve an amendment to our Amended and
Restated Certificate of Incorporation to
effect (a) a reverse stock split of our
outstanding shares of common stock, at a
reverse stock split ratio of not less than
2-for-5 and not greater than 1-for-3, with
an exact ratio as may be determined by our
Board of Directors at a later date, and (b)
a reduction in the number of our authorized
shares of common stock by a corresponding
ratio.
2. A proposal, which we refer to as the Mgmt For For
adjournment proposal, to approve, if
necessary, the adjournment of the Special
Meeting to solicit additional proxies in
favor of the reverse stock split proposal.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935019679
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward D. Breen Mgmt For For
1b. Election of Director: Ruby R. Chandy Mgmt For For
1c. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: C. Marc Doyle Mgmt For For
1g. Election of Director: Eleuthere I. du Pont Mgmt For For
1h. Election of Director: Rajiv L. Gupta Mgmt For For
1i. Election of Director: Luther C. Kissam Mgmt For For
1j. Election of Director: Frederick M. Lowery Mgmt For For
1k. Election of Director: Raymond J. Milchovich Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
4. Right to Act by Written Consent Shr Against For
5. Preparation of an Executive Compensation Shr Against For
Report
6. Preparation of a Report on Climate Change Shr Against For
Induced Flooding and Public Health
7. Preparation of a Report on Plastic Shr Against For
Pollution
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 934959911
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pamela L. Carter Mgmt For For
1b. Election of Director: Marcel R. Coutu Mgmt For For
1c. Election of Director: Susan M. Cunningham Mgmt For For
1d. Election of Director: Gregory L. Ebel Mgmt For For
1e. Election of Director: J. Herb England Mgmt For For
1f. Election of Director: Charles W. Fischer Mgmt For For
1g. Election of Director: V. Maureen Kempston Mgmt For For
Darkes
1h. Election of Director: Teresa S. Madden Mgmt For For
1i. Election of Director: Al Monaco Mgmt For For
1j. Election of Director: Michael E.J. Phelps Mgmt For For
1k. Election of Director: Dan C. Tutcher Mgmt For For
1l Election of Director: Catherine L. Williams Mgmt For For
2. Appoint the auditors: Appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors at
remuneration to be fixed by the Board of
Directors.
3. Approve the Enbridge Inc. 2019 Long Term Mgmt For For
Incentive Plan and ratify the grants of
stock options thereunder.
4. Advisory vote to approve compensation of Mgmt For For
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 934992428
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2018. Related resolutions. Eni
consolidated financial statements at
December 31, 2018. Reports of the
Directors, of the Board of Statutory
Auditors and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Authorisation of buy-back programme of Eni Mgmt For For
shares; related and consequent resolutions.
4. Remuneration report (Section I): policy on Mgmt For For
remuneration.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934945683
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Julie J. Robertson Mgmt For For
1g. Election of Director: Donald F. Textor Mgmt For For
1h. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2019.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934991488
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
28)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 58) Shr Against For
5. Special Shareholder Meetings (page 59) Shr Against For
6. Board Matrix (page 61) Shr Against For
7. Climate Change Board Committee (page 62) Shr Against For
8. Report on Risks of Gulf Coast Petrochemical Shr Against For
Investments (page 64)
9. Report on Political Contributions (page 66) Shr Against For
10. Report on Lobbying (page 67) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935006800
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 934942738
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Special
Meeting Date: 04-Apr-2019
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A special resolution to approve an Mgmt For For
arrangement under Section 182 of the
Business Corporations Act (Ontario)
involving the Company and Newmont Mining
Corporation, all as more particularly
described in the management information
circular of the Company dated March 4,
2019.
--------------------------------------------------------------------------------------------------------------------------
GREEN PLAINS INC. Agenda Number: 934960142
--------------------------------------------------------------------------------------------------------------------------
Security: 393222104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GPRE
ISIN: US3932221043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Crowley Mgmt For For
Gene Edwards Mgmt For For
Gordon Glade Mgmt For For
2. To ratify the appointment of the Company's Mgmt For For
auditors.
3. To ratify and approve the Company's 2019 Mgmt For For
Equity Incentive Plan.
4. To cast an advisory vote to approve the Mgmt For For
Company's executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934966651
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: M. Katherine Banks Mgmt For For
1d. Election of Director: Alan M. Bennett Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Patricia Hemingway Mgmt For For
Hall
1i. Election of Director: Robert A. Malone Mgmt For For
1j. Election of Director: Jeffrey A. Miller Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934961461
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William J. Burns Mgmt For For
1b. Election of Director: Christopher M. Connor Mgmt For For
1c. Election of Director: Ahmet C. Dorduncu Mgmt For For
1d. Election of Director: Ilene S. Gordon Mgmt For For
1e. Election of Director: Anders Gustafsson Mgmt For For
1f. Election of Director: Jacqueline C. Hinman Mgmt For For
1g. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1h. Election of Director: Kathryn D. Sullivan Mgmt For For
1i. Election of Director: Mark S. Sutton Mgmt For For
1j. Election of Director: J. Steven Whisler Mgmt For For
1k. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2019.
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis".
4. Shareowner Proposal to Reduce Special Shr Against For
Shareowner Meeting Ownership Threshold to
10 Percent.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934976145
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lydia I. Beebe Mgmt For For
1.2 Election of Director: Lu M. Cordova Mgmt For For
1.3 Election of Director: Robert J. Druten Mgmt For For
1.4 Election of Director: Antonio O. Garza, Jr. Mgmt For For
1.5 Election of Director: David Garza-Santos Mgmt For For
1.6 Election of Director: Mitchell J. Krebs Mgmt For For
1.7 Election of Director: Henry J. Maier Mgmt For For
1.8 Election of Director: Thomas A. McDonnell Mgmt For For
1.9 Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent public accounting firm for
2019.
3. An advisory vote to approve the 2018 Mgmt For For
compensation of our named executive
officers.
4. A Company proposal to approve an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Incorporation to reduce the
threshold stock ownership requirement for
stockholders to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934959668
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard D. Kinder Mgmt For For
1b. Election of Director: Steven J. Kean Mgmt For For
1c. Election of Director: Kimberly A. Dang Mgmt For For
1d. Election of Director: Ted A. Gardner Mgmt For For
1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1f. Election of Director: Gary L. Hultquist Mgmt For For
1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1h. Election of Director: Deborah A. Macdonald Mgmt For For
1i. Election of Director: Michael C. Morgan Mgmt For For
1j. Election of Director: Arthur C. Mgmt For For
Reichstetter
1k. Election of Director: Fayez Sarofim Mgmt For For
1l. Election of Director: C. Park Shaper Mgmt For For
1m. Election of Director: William A. Smith Mgmt For For
1n. Election of Director: Joel V. Staff Mgmt For For
1o. Election of Director: Robert F. Vagt Mgmt For For
1p. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935028589
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1d. Election of Director: Robin Buchanan Mgmt For For
1e. Election of Director: Stephen Cooper Mgmt For For
1f. Election of Director: Nance Dicciani Mgmt For For
1g. Election of Director: Claire Farley Mgmt For For
1h. Election of Director: Isabella (Bella) Mgmt For For
Goren
1i. Election of Director: Michael Hanley Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Bhavesh (Bob) Patel Mgmt For For
1l. Election of Director: Rudy van der Meer Mgmt For For
2. Discharge of Executive Director and Members Mgmt For For
of the (Prior) Management Board from
Liability.
3. Discharge of Non-Executive Directors and Mgmt For For
Members of the (Prior) Supervisory Board
from Liability.
4. Adoption of 2018 Dutch Statutory Annual Mgmt For For
Accounts.
5. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2019
Dutch Statutory Annual Accounts.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
7. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
8. Ratification and Approval of Dividends. Mgmt For For
9. Authorization to Conduct Share Repurchases. Mgmt For For
10. Amendment of Long Term Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 934865417
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Special
Meeting Date: 24-Sep-2018
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of MPC Mgmt For For
common stock in connection with the merger
as contemplated by the Agreement and Plan
of Merger, dated as of April 29, 2018,
among Andeavor, MPC, Mahi Inc. and Mahi
LLC, as such agreement may be amended from
time to time.
2. To approve an amendment to the company's Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of
authorized shares of MPC common stock from
one billion to two billion.
3. To approve an amendment to the company's Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors authorized to serve on the MPC
board of directors from 12 to 14.
4. To adjourn the special meeting, if Mgmt For For
reasonably necessary, to provide
stockholders with any required supplement
or amendment to the joint proxy
statement/prospectus or to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 934941976
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Evan Bayh Mgmt For For
1b. Election of Class II Director: Charles E. Mgmt For For
Bunch
1c. Election of Class II Director: Edward G. Mgmt For For
Galante
1d. Election of Class II Director: Kim K.W. Mgmt For For
Rucker
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Shareholder proposal seeking a shareholder Shr Against For
right to action by written consent.
5. Shareholder proposal seeking an independent Shr Against For
chairman policy.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 934949287
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Special
Meeting Date: 11-Apr-2019
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment and restatement of Mgmt For For
the Newmont Restated Certificate of
Incorporation to increase Newmont's
authorized shares of common stock from
750,000,000 shares to 1,280,000,000 shares.
2. To approve the issuance of shares of Mgmt For For
Newmont common stock to Goldcorp
shareholders in connection with the
arrangement agreement, dated as of January
14, 2019, as amended.
3. To approve adjournment or postponement of Mgmt For For
the Newmont special meeting, if necessary
or appropriate, to solicit additional
proxies if there are not sufficient votes
to approve Proposal 1 or Proposal 2.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 935004298
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: G. H. Boyce Mgmt For For
1b. Election of Director: B. R. Brook Mgmt For For
1c. Election of Director: J. K. Bucknor Mgmt For For
1d. Election of Director: J. A. Carrabba Mgmt For For
1e. Election of Director: N. Doyle Mgmt For For
1f. Election of Director: G. J. Goldberg Mgmt For For
1g. Election of Director: V. M. Hagen Mgmt For For
1h. Election of Director: S. E. Hickok Mgmt For For
1i. Election of Director: R. Medori Mgmt For For
1j. Election of Director: J. Nelson Mgmt For For
1k. Election of Director: J. M. Quintana Mgmt For For
1l. Election of Director: M. P. Zhang Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 934933892
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey L. Berenson Mgmt For For
1b. Election of Director: Michael A. Cawley Mgmt For For
1c. Election of Director: James E. Craddock Mgmt For For
1d. Election of Director: Barbara J. Duganier Mgmt For For
1e. Election of Director: Thomas J. Edelman Mgmt For For
1f. Election of Director: Holli C. Ladhani Mgmt For For
1g. Election of Director: David L. Stover Mgmt For For
1h. Election of Director: Scott D. Urban Mgmt For For
1i. Election of Director: William T. Van Kleef Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent auditor by the Company's Audit
Committee.
3. To approve, in an advisory vote, executive Mgmt For For
compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's 2017 Long-Term Incentive Plan
to increase the number of shares of common
stock authorized for issuance under the
plan from 29 million to 44 million shares.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934959341
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nucor's
independent registered public accounting
firm for the year ending December 31, 2019
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2018
4. Stockholder proposal regarding lobbying Shr Against For
report
5. Stockholder proposal regarding political Shr Against For
spending report
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. Agenda Number: 934850238
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 19-Jul-2018
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
John W. Estey Mgmt For For
David C. Everitt Mgmt For For
Russell K. Girling Mgmt For For
Gerald W. Grandey Mgmt For For
Miranda C. Hubbs Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
A. Anne McLellan Mgmt For For
Derek G. Pannell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
Jochen E. Tilk Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditors of the
Corporation.
3 A resolution to ratify and approve: (i) a Mgmt For For
stock option plan of the Corporation; and
(ii) the grant of stock options made to
eligible participants under the stock
option plan, as more particularly detailed
in the accompanying notice of meeting and
management proxy circular.
4 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 934979874
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
John W. Estey Mgmt For For
David C. Everitt Mgmt For For
Russell K. Girling Mgmt For For
Miranda C. Hubbs Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation.
3 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 934937888
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: C. Robert Bunch Mgmt For For
1.2 Election of Director: Randall W. Larrimore Mgmt For For
1.3 Election of Director: John M. B. O'Connor Mgmt For For
1.4 Election of Director: Scott M. Sutton Mgmt For For
1.5 Election of Director: William H. Weideman Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 934962069
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl K. Beebe Mgmt For For
1b. Election of Director: Duane C. Farrington Mgmt For For
1c. Election of Director: Hasan Jameel Mgmt For For
1d. Election of Director: Mark W. Kowlzan Mgmt For For
1e. Election of Director: Robert C. Lyons Mgmt For For
1f. Election of Director: Thomas P. Maurer Mgmt For For
1g. Election of Director: Samuel M. Mencoff Mgmt For For
1h. Election of Director: Roger B. Porter Mgmt For For
1i. Election of Director: Thomas S. Souleles Mgmt For For
1j. Election of Director: Paul T. Stecko Mgmt For For
1k. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 934954012
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Greg C. Garland Mgmt For For
1b. Election of Director: Gary K. Adams Mgmt For For
1c. Election of Director: John E. Lowe Mgmt For For
1d. Election of Director: Denise L. Ramos Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2019.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
shareholder advisory votes to approve
executive compensation.
5. Proposal Withdrawn Shr Against
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934976652
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edison C. Buchanan Mgmt For For
1b. Election of Director: Andrew F. Cates Mgmt For For
1c. Election of Director: Phillip A. Gobe Mgmt For For
1d. Election of Director: Larry R. Grillot Mgmt For For
1e. Election of Director: Stacy P. Methvin Mgmt For For
1f. Election of Director: Royce W. Mitchell Mgmt For For
1g. Election of Director: Frank A. Risch Mgmt For For
1h. Election of Director: Scott D. Sheffield Mgmt For For
1i. Election of Director: Mona K. Sutphen Mgmt For For
1j. Election of Director: J. Kenneth Thompson Mgmt For For
1k. Election of Director: Phoebe A. Wood Mgmt For For
1l. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2019
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 934863893
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Special
Meeting Date: 24-Aug-2018
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution proposed for voting on Agenda Mgmt For For
Item: To reduce the Charter Capital of PJSC
"LUKOIL" through acquisition of a portion
of issued shares of PJSC "LUKOIL" in order
to reduce the total number thereof, on the
following terms: ...(due to space limits,
see proxy material for full proposal) AS A
CONDITION EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE MANNER OF THE VOTE AS A
CONDITION TO VOTING.
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 934900766
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Special
Meeting Date: 03-Dec-2018
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 'On payment (declaration) of dividends Mgmt For For
based on the results of the first nine
months of 2018': To pay dividends on
ordinary ...(due to space limits, see proxy
material for full proposal). AS A CONDITION
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2 'On payment of a part of the remuneration Mgmt For For
to members of the Board of Directors of
PJSC "LUKOIL" for their performance of the
functions of the members of the Board of
Directors': To pay a part of the
remuneration to members of the Board of
Directors of PJSC "LUKOIL" for performance
of their functions (Board fee) ...(due to
space limits, see proxy material for full
proposal).
3 'Approval of Amendments and Addenda to the Mgmt For For
Charter of Public Joint Stock Company "Oil
company "LUKOIL"': To approve Amendments
and Addenda to the Charter of Public Joint
Stock Company "Oil company "LUKOIL",
pursuant to the Appendix hereto.
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 935044646
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to be proposed for voting on Mgmt For For
Agenda Item 1 (SEE AGENDA DOCUMENT FOR
DETAILS) D AS A CONDITION EFFECTIVE
NOVEMBER 6, 2013, HOLDERS OF RUSSIAN
SECURITIES ARE REQUIRED TO DISCLOSE THEIR
NAME, ADDRESS NUMBER OR SHARES AND THE
MANNER OF THE VOTE AS A CONDITION TO VOTING
2A. Election of Director: ALEKPEROV, Vagit Mgmt For
Yusufovich
2B. Election of Director: BLAZHEEV, Victor Mgmt For
Vladimirovich
2C. Election of Director: GATI, Toby Trister Mgmt For
2D. Election of Director: GRAYFER, Valery Mgmt For
Isaakovich
2E. Election of Director: MAGANOV, Ravil Mgmt For
Ulfatovich
2F. Election of Director: MUNNINGS, Roger Mgmt For
2G. Election of Director: NIKOLAEV, Nikolai Mgmt For
Mikhailovich
2H. Election of Director: TEPLUKHIN, Pavel Mgmt For
Mikhailovich
2I. Election of Director: FEDUN, Leonid Mgmt For
Arnoldovich
2J. Election of Director: KHOBA, Lyubov Mgmt For
Nikolaevna
2K. Election of Director: SHATALOV, Sergey Mgmt For
Dmitrievich
2L. Election of Director: SCHUSSEL, Wolfgang Mgmt For
3A. VRUBLEVSKIY, Ivan Nikolaevich Mgmt For For
3B. OTRUBYANNIKOV, Artem Valentinovich Mgmt For For
3C. SULOEV, Pavel Aleksandrovich Mgmt For For
4.1 Resolution to be proposed for voting on Mgmt For For
Agenda Item 4.1 (SEE AGENDA DOCUMENT FOR
DETAILS)
4.2 Resolution to be proposed for voting on Mgmt For For
Agenda Item 4.2 (SEE AGENDA DOCUMENT FOR
DETAILS)
5.1 Resolution to be proposed for voting on Mgmt For For
Agenda Item 5.1 (SEE AGENDA DOCUMENT FOR
DETAILS)
5.2 Resolution to be proposed for voting on Mgmt For For
Agenda Item 5.2 (SEE AGENDA DOCUMENT FOR
DETAILS)
6. Resolution to be proposed for voting on Mgmt For For
Agenda Item 6 (SEE AGENDA DOCUMENT FOR
DETAILS)
7. Resolution to be proposed for voting on Mgmt For For
Agenda Item 7 (SEE AGENDA DOCUMENT FOR
DETAILS)
8. Resolution to be proposed for voting on Mgmt For For
Agenda Item 8 (SEE AGENDA DOCUMENT FOR
DETAILS)
9. Resolution to be proposed for voting on Mgmt For For
Agenda Item 9 (SEE AGENDA DOCUMENT FOR
DETAILS)
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 934932155
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 15-Mar-2019
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 51st FY Financial Mgmt For
Statements
2.1 Partial Amendments to Articles of Mgmt For
Incorporation: Partial Amendments pursuant
to the Enactment and Enforcement of the Act
titled "Electronic Registration of Stocks,
Bonds, etc."
2.2 Partial Amendments to Articles of Mgmt For
Incorporation: Appointment of External
Auditor
2.3 Partial Amendments to Articles of Mgmt For
Incorporation: Vote by Proxy
3.1 Election of Inside Director: Chang, In-Hwa Mgmt For
3.2 Election of Inside Director: Chon, Jung-Son Mgmt For
3.3 Election of Inside Director: Kim, Hag-Dong Mgmt For
3.4 Election of Inside Director: Jeong, Tak Mgmt For
4.1 Election of Outside Director: Kim, Shin-Bae Mgmt For
4.2 Election of Outside Director: Chung, Mgmt For
Moon-Ki
4.3 Election of Outside Director: Park, Mgmt For
Heui-Jae
5 Election of Audit Committee Member Chung, Mgmt For
Moon-Ki
6 Approval on Limit of Total Remuneration for Mgmt For
Directors
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934943982
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2018 Annual report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. To elect Dame Moya Greene as a director Mgmt For For
5. To elect Simon McKeon AO as a director Mgmt For For
6. To elect Jakob Stausholm as a director Mgmt For For
7. To re-elect Megan Clark AC as a director Mgmt For For
8. To re-elect David Constable as a director Mgmt For For
9. To re-elect Simon Henry as a director Mgmt For For
10. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
11. To re-elect Sam Laidlaw as a director Mgmt For For
12. To re-elect Michael L'Estrange AO as a Mgmt For For
director
13. To re-elect Simon Thompson as a director Mgmt For For
14. Re-appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. General authority to allot shares Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
19. Authority to purchase Rio Tinto plc shares Mgmt For For
20. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935000416
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt For For
3. Appointment of Neil Carson as a Director of Mgmt For For
the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Ann Godbehere Mgmt For For
6. Reappointment of Director: Euleen Goh Mgmt For For
7. Reappointment of Director: Charles O. Mgmt For For
Holliday
8. Reappointment of Director: Catherine Hughes Mgmt For For
9. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
10. Reappointment of Director: Roberto Setubal Mgmt For For
11. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
12. Reappointment of Director: Linda G. Stuntz Mgmt For For
13. Reappointment of Director: Jessica Uhl Mgmt For For
14. Reappointment of Director: Gerrit Zalm Mgmt For For
15. Reappointment of Auditors Mgmt For For
16. Remuneration of Auditors Mgmt For For
17. Authority to allot shares Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
(Special Resolution)
19. Adoption of new Articles of Association Mgmt For For
(Special Resolution)
20. Authority to purchase own shares (Special Mgmt For For
Resolution)
21. Authority to make certain donations and Mgmt For For
incur expenditure
22. Shareholder resolution (Special Resolution) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter L.S. Currie Mgmt For For
1b. Election of Director: Miguel M. Galuccio Mgmt For For
1c. Election of Director: Paal Kibsgaard Mgmt For For
1d. Election of Director: Nikolay Kudryavtsev Mgmt For For
1e. Election of Director: Tatiana A. Mitrova Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Lubna S. Olayan Mgmt For For
1h. Election of Director: Mark G. Papa Mgmt For For
1i. Election of Director: Leo Rafael Reif Mgmt For For
1j. Election of Director: Henri Seydoux Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2018; our consolidated
statement of income for the year ended
December 31, 2018; and our Board of
Directors' declarations of dividends in
2018, as reflected in our 2018 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2019.
5. Approval of an amended and restated 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 934966271
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
German L. Mota-Velasco Mgmt For For
Oscar Gonzalez Rocha Mgmt For For
Vicente A. Andreve Mgmt For For
Alfredo Casar Perez Mgmt For For
Enrique C. S. Mejorada Mgmt For For
Xavier G. de Q. Topete Mgmt For For
Rafael Mac G. Anciola Mgmt For For
Luis M. P. Bonilla Mgmt For For
Gilberto P. Cifuentes Mgmt For For
Carlos Ruiz Sacristan Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt For For
Galaz,Yamazaki, Ruiz Urquiza S.C., a member
firm of Deloitte Touche Tohmatsu Limited,
as our independent accountants for 2019.
3. Approve by, non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 934964708
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt For For
Frank D. Byrne, M.D. Mgmt For For
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt For For
Bradley S. Seaman Mgmt For For
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt For For
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2019
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
4. TO APPROVE THE AMENDED AND RESTATED STEEL Mgmt For For
DYNAMICS, INC. 2015 EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 934957955
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
Mel E. Benson Mgmt For For
John D. Gass Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To accept the approach to executive Mgmt For For
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934858020
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Special
Meeting Date: 09-Aug-2018
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the adoption of an amendment to Mgmt For For
The Williams Companies, Inc. ("WMB")
certificate of incorporation (the "Charter
Amendment") to increase the number of
authorized shares of capital stock from
990,000,000 shares to 1,500,000,000 shares,
consisting of 1,470,000,000 shares of WMB
common stock, par value $1.00 per share,
and 30,000,000 shares of WMB preferred
stock, par value $1.00 per share (the
"Charter Amendment Proposal").
2. To approve, subject to and conditioned upon Mgmt For For
the effectiveness of the Charter Amendment,
the issuance of WMB common stock pursuant
to the Agreement and Plan of Merger, dated
as of May 16, 2018 (the "Stock Issuance
Proposal").
3. To approve the adjournment of the special Mgmt For For
meeting from time to time, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve the
Charter Amendment Proposal or the Stock
Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 935024113
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2018
2. Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2018
3. Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2018
4. Authorization for the Board of Directors, Mgmt For For
granted for a period of 18 months, to trade
on the shares of the Company
5. Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
6. Renewal of the directorship of Ms. Maria Mgmt For For
van der Hoeven
7. Renewal of the directorship of Mr. Jean Mgmt For For
Lemierre
8. Appointment of Ms. Lise Croteau as a Mgmt For For
director
9. Appointment of a director representing Mgmt For For
employee shareholders in accordance with
Article 11 of the bylaws (candidate: Ms.
Valerie Della Puppa Tibi). In accordance
with Article 11 of the Company's bylaws,
since only one seat of director
representing employee shareholders is to be
filled, only the candidate who receives the
highest number of votes and at least a
majority of the votes will be appointed.
9A. Appointment of a director representing Mgmt For Against
employee shareholders in accordance with
Article 11 of the bylaws (candidate: Ms.
Renata Perycz). In accordance with Article
11 of the Company's bylaws, since only one
seat of director representing employee
shareholders is to be filled, only the
candidate who receives the highest number
of votes and at least a majority of the
votes will be appointed.
9B. Appointment of a director representing Mgmt For Against
employee shareholders in accordance with
Article 11 of the bylaws (candidate: Mr.
Oliver Wernecke). In accordance with
Article 11 of the Company's bylaws, since
only one seat of director representing
employee shareholders is to be filled, only
the candidate who receives the highest
number of votes and at least a majority of
the votes will be appointed.
10. Approval of the fixed and variable Mgmt For For
components of the total compensation and
the in-kind benefits paid or granted to the
Chairman and Chief Executive Officer for
the fiscal year ended December 31, 2018
11. Approval of the principles and criteria for Mgmt For For
the determination, breakdown and allocation
of the fixed, variable and extraordinary
components of the total compensation
(including in-kind benefits) attributable
to the Chairman and Chief Executive Officer
--------------------------------------------------------------------------------------------------------------------------
TRANSCANADA CORPORATION Agenda Number: 934960762
--------------------------------------------------------------------------------------------------------------------------
Security: 89353D107
Meeting Type: Annual and Special
Meeting Date: 03-May-2019
Ticker: TRP
ISIN: CA89353D1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHAN CRETIER Mgmt For For
RUSSELL K. GIRLING Mgmt For For
S. BARRY JACKSON Mgmt For For
RANDY LIMBACHER Mgmt For For
JOHN E. LOWE Mgmt For For
UNA POWER Mgmt For For
MARY PAT SALOMONE Mgmt For For
INDIRA V. SAMARASEKERA Mgmt For For
D. MICHAEL G. STEWART Mgmt For For
SIIM A. VANASELJA Mgmt For For
THIERRY VANDAL Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
2 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AS AUDITORS AND
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR.
4 SPECIAL RESOLUTION, AS DESCRIBED IN THE Mgmt For For
MANAGEMENT INFORMATION CIRCULAR, TO APPROVE
AN AMENDMENT TO THE ARTICLES OF
TRANSCANADA, CHANGING THE CORPORATION'S
NAME TO: TC ENERGY CORPORATION CORPORATION
TC ENERGIE
5 RESOLUTION TO CONTINUE AND APPROVE MINOR Mgmt For For
AMENDMENTS TO THE AMENDED AND RESTATED
SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR.
6 RESOLUTION TO CONSIDER THE SHAREHOLDER Shr Against For
PROPOSAL ABOUT INDIGENOUS RELATIONS
DISCLOSURE, AS SET FORTH IN SCHEDULE A OF
THE MANAGEMENT INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S.A. Agenda Number: 934965318
--------------------------------------------------------------------------------------------------------------------------
Security: 90400P101
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: UGP
ISIN: US90400P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1a Amendments to the Company's Bylaws: Mgmt For For
Adaptation of the statutory provisions
pursuant to the New Market Regulation,
effective since January 02, 2018.
E1b Amendments to the Company's Bylaws: Mgmt For For
Modification of the maximum number of
members of the Board of Directors.
E1c Amendments to the Company's Bylaws: Mgmt For For
Modification of the duties of the
management bodies for the purpose of
optimizing the Company's decision-making
and governance procedures.
E1d Amendments to the Company's Bylaws: Mgmt For For
Creation of a strategy committee of the
Board of Directors and the standardization
of the provisions common to all the
statutory committees of the Board of
Directors.
E1e Amendments to the Company's Bylaws: Mgmt For For
Simplify the wording of statutory
provisions through the elimination of
content replicated from the legislation and
regulations in effect or through adjusting
the Bylaws to the legal text, as well as
formal adjustments of renumbering and cross
references, when applicable.
E2 To approve the stock split of the common Mgmt For For
shares issued by the Company at the ratio
of one existing share for 2 (two) shares of
the same class and type and the consequent
amendment of the Article 5 and Article 6 of
the Bylaws, in order to reflect the new
number of the shares in which the capital
stock is divided, and the new authorized
capital stock of the Company.
E3 To approve the consolidation of the Bylaws Mgmt For For
in order to reflect the amendments proposed
in the foregoing items.
A1 The examination and approval of the Mgmt For For
Management report and accounts as well as
the financial statements for the fiscal
year ended on December 31, 2018 in addition
to the report of the Independent Auditors
and the opinion of the Fiscal Council.
A2 To approve the allocation of net income for Mgmt For For
the fiscal year ended December 31, 2018.
A3 To approve the number of members to be Mgmt For For
elected to the Board of Directors.
A4 To approve the election of the members of Mgmt For For
the Board of Directors: PEDRO
WONGTSCHOWSKI,LUCIO DE CASTRO ANDRADE
FILHO,ALEXANDRE GONCALVES SILVA,JORGE
MARQUES DE TOLEDO CAMARGO,JOSE MAURICIO
PEREIRA COELHO,NILDEMAR SECCHES,FLAVIA
BUARQUE DE ALMEIDA,JOAQUIM PEDRO MONTEIRO
DE CARVALHO COLLOR DE MELLO,JOSE GALLO,ANA
PAULA VITALI JANES VESCOVI.
A5 In the event cumulative voting for the Mgmt Take No Action
election of directors is requested and,
therefore, the voting instruction in item 4
is disregarded, to allocate the total
number of cumulative votes equally among
the director nominees included in the slate
of directors proposed by the current Board
of Directors of the Company as set forth in
item 4. Mark for = yes or against = no
A6 To approve the setting of Management Mgmt For For
compensation.
A7A Election of the effective and alternate Mgmt For For
members of the Fiscal Council: Geraldo
Toffanello (EFFECTIVE)/ Marcio Augustus
Ribeiro (ALTERNATE).
A7B Election of the effective and alternate Mgmt For For
members of the Fiscal Council: Marcelo
Amaral Moraes (EFFECTIVE) / Pedro Ozires
Predeus (ALTERNATE).
A7C Election of the effective and alternate Mgmt For For
members of the Fiscal Council: William
Bezerra Cavalcanti Filho (EFFECTIVE) /
Paulo Cesar Pascotini (ALTERNATE).
A8 Considering the item above, to approve the Mgmt For For
compensation of the Fiscal Council for
fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 934947992
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David B. Burritt Mgmt For For
1b. Election of Director: Patricia Diaz Dennis Mgmt For For
1c. Election of Director: Dan O. Dinges Mgmt For For
1d. Election of Director: John J. Engel Mgmt For For
1e. Election of Director: John V. Faraci Mgmt For For
1f. Election of Director: Murry S. Gerber Mgmt For For
1g. Election of Director: Stephen J. Girsky Mgmt For For
1h. Election of Director: Paul A. Mascarenas Mgmt For For
1i. Election of Director: Eugene B. Sperling Mgmt For For
1j. Election of Director: David S. Sutherland Mgmt For For
1k. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935001076
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1 Change the head and Paragraph 2 of the Mgmt For
Article 11 of Vale By- Laws, in order to
increase from twelve to thirteen the number
of members and its substitutes of the Board
of Directors and the head of Article 15 to
change the names of the "Personnel
Committee" and "Governance, Compliance and
Risk Committee" to "Personnel and
Governance Committee" and "Compliance and
Risk Committee", respectively.
1 Evaluation of management's report and Mgmt For
accounts and analysis, discussion and vote
on the financial statements for the fiscal
year ended December 31, 2018
2 Proposal for the allocation of profits for Mgmt For
the year 2018, and the consequent approval
of Vale's Capital Budget, for the purposes
of Article 196 of Law 6,404/1976: ...(due
to space limits, see proxy material for
full proposal).
27 Do you wish to request the adoption of the Mgmt For
multiple vote process for the election of
the Board of Directors, pursuant to article
141 of Law 6404, of December 15, 1976, as
amended (Law 6,404 /1976)? [If the
shareholder chooses reject or abstain, his
or her actions will not be computed for
purposes of multiple vote request]
28 Election of the board of directors: Chapa 1 Mgmt For For
(List 1): Marcio Hamilton Ferreira/Gilmar
Dalilo Cezar Wanderley; Marcel Juviniano
Barros / Marcia Fragoso Soares; Jose
Mauricio Pereira Coelho / Arthur Prado
Silva; Marcelo Augusto Dutra Labuto / Ivan
Luiz Modesto Schara; Oscar Augusto de
Camargo Filho / Yoshitomo Nishimitsu;
Toshiya Asahi / Hugo Serrado Stoffel;
Fernando Jorge Buso Gomes / Johan Albino
Ribeiro; Eduardo de Oliveira Rodrigues
Filho / VACANT; ...(due to space limits,
see proxy material for full proposal).
29 If one of the candidates that compose the Mgmt For
chosen list fails to be part of the list,
can the votes corresponding to your shares
continue to be granted to the chosen list?
30 DIRECTOR
Ferreira/ Wanderley Mgmt For For
Barros/Soares Mgmt For For
Coelho/ Silva Mgmt For For
Labuto/Schara Mgmt For For
Filho/Nishimitsu Mgmt For For
Asahi/Stoffel Mgmt For For
Gomes/Ribeiro Mgmt For For
Filho/VACANT Mgmt For For
Penido/VACANT Mgmt For For
Azevedo/VACANT Mgmt For For
Albuquerque/ Seabra Mgmt For For
Lins /VACANT Mgmt For For
32 Nomination of candidates for the board of Mgmt For
directors (the shareholder may indicate as
many candidates as there are number of
places to be filled in the general
election): Patricia Gracindo Marques de
Assis Bentes / Marcelo Gasparino da Silva
33 In case of adoption of the multiple vote Mgmt For
process, should the votes corresponding to
your shares be distributed in equal
percentages by the candidates you have
chosen? [If the shareholder chooses to
abstain and the election occurs through the
multiple vote process, his vote must be
counted as abstention in the respective
resolution of the meeting.
35 Do you wish to request the separate Mgmt For
election of a member of the Board of
Directors, pursuant to Article 141,
paragraph 4, item I, of Law No. 6,404 of
1976? (the shareholder must complete this
field if he has left the general election
field (items 28 to 34) blank and holds the
shares with which he votes during the 3
months immediately prior to the general
meeting).
36 If it is found that neither the holders of Mgmt For
shares with voting rights nor the holders
of preferred shares without voting rights
or with restricted votes made up,
respectively, the quorum required in items
I and II of paragraph 4 of article 141 of
Law No. 6,404 of 1976, do you want your
vote to be aggregated to the votes of the
preferred shares in order to elect to the
board of directors the candidate with the
highest number of votes among all of those
who, included in this ballot, stand for a
separate election?
37 Election of the fiscal board by single Mgmt For For
group of candidates: Chapa 1 (List 1):
Eduardo Cesar Pasa / Nelson de Menezes
Filho; Marcelo Amaral Moraes / VACANT;
Marcus Vinicius Dias Severini / VACANT;
Nomination of all the names that make up
the list - Chapa 1 (List 1)
38 If one of the candidates that compose the Mgmt For
chosen list fails to be part of the list,
according to the separate election dealt
with in arts. 161, Section 4, and 240 of
Law No. 6,404 of 1976, can the votes
corresponding to your shares continue to be
granted to the chosen list?
39 Separate election of the fiscal council - Mgmt For
Common shares: Nomination of candidates to
the fiscal council by minority shareholders
holding shares with voting rights (the
shareholder must fill in this field if he
left the general election field blank):
Raphael Manhaes Martins / Gaspar Carreira
Juuior
40 Setting the compensation of management and Mgmt For
members of the Fiscal Council for the year
2019: Management's Proposal: Set the annual
overall compensation of management, members
of the Advisory Committees and members of
Vale's Fiscal Council for the fiscal year
of 2019, in the amount of up to R$
115,204,420.58, to be individualized by
Vale's Board of Directors. ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 934945948
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Donald L. Nickles Mgmt For For
1F. Election of Director: Philip J. Pfeiffer Mgmt For For
1G. Election of Director: Robert A. Profusek Mgmt For For
1H. Election of Director: Stephen M. Waters Mgmt For For
1I. Election of Director: Randall J. Mgmt For For
Weisenburger
1J. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2019.
3. Approve, by non-binding vote, the 2018 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 934951357
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kathleen L. Quirk Mgmt For For
1b. Election of Director: David P. Steiner Mgmt For For
1c. Election of Director: Lee J. Styslinger, Mgmt For For
III
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 934914599
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 01-Feb-2019
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Colleen F. Arnold Mgmt For For
1b. Election of Director: Timothy J. Bernlohr Mgmt For For
1c. Election of Director: J. Powell Brown Mgmt For For
1d. Election of Director: Michael E. Campbell Mgmt For For
1e. Election of Director: Terrell K. Crews Mgmt For For
1f. Election of Director: Russell M. Currey Mgmt For For
1g. Election of Director: John A. Luke, Jr. Mgmt For For
1h. Election of Director: Gracia C. Martore Mgmt For For
1i. Election of Director: James E. Nevels Mgmt For For
1j. Election of Director: Timothy H. Powers Mgmt For For
1k. Election of Director: Steven C. Voorhees Mgmt For For
1l. Election of Director: Bettina M. Whyte Mgmt For For
1m. Election of Director: Alan D. Wilson Mgmt For For
2. Approval of an Amendment to the Amended and Mgmt For For
Restated Certificate of Incorporation of
WRKCo Inc., a wholly owned subsidiary of
WestRock Company.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Ratification of Appointment of Ernst & Mgmt For For
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934974379
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Emmert Mgmt For For
1b. Election of Director: Rick R. Holley Mgmt For For
1c. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1d. Election of Director: Nicole W. Piasecki Mgmt For For
1e. Election of Director: Marc F. Racicot Mgmt For For
1f. Election of Director: Lawrence A. Selzer Mgmt For For
1g. Election of Director: D. Michael Steuert Mgmt For For
1h. Election of Director: Devin W. Stockfish Mgmt For For
1i. Election of Director: Kim Williams Mgmt For For
1j. Election of Director: Charles R. Williamson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2019.
North Square International Small Cap Fund (formerly Oak Ridge International Small Cap Fund)
--------------------------------------------------------------------------------------------------------------------------
ALTRI SGPS SA Agenda Number: 711120612
--------------------------------------------------------------------------------------------------------------------------
Security: X0142R103
Meeting Type: AGM
Meeting Date: 28-May-2019
Ticker:
ISIN: PTALT0AE0002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 DISCUSS AND DECIDE ON THE COMPANY'S Mgmt For For
INDIVIDUAL AND CONSOLIDATED ANNUAL REPORT
AND ACCOUNTS, AND OTHER ACCOUNTING
DOCUMENTS, INCLUDING THE CORPORATE
GOVERNANCE REPORT, THE SUSTAINABILITY
REPORT WHICH INCLUDES THE NON-FINANCIAL
STATEMENTS, FOR THE YEAR ENDED 31ST OF
DECEMBER 2018
2 DECIDE ON THE PROPOSED APPROPRIATION OF THE Mgmt For For
2018'S NET PROFIT AND, ADDITIONALLY, ON THE
DISTRIBUTION OF FREE RESERVES
3 DECIDE TO AMEND THE WORDING OF NUMBER 1 OF Mgmt For For
ARTICLE 2 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY SO THAT IT INCLUDES THE
IDENTIFICATION OF THE NEW HEAD OFFICE OF
THE COMPANY
4 ASSESS THE MANAGEMENT AND AUDIT OF THE Mgmt For For
COMPANY IN ACCORDANCE WITH THE ARTICLE 455
OF THE PORTUGUESE COMMERCIAL COMPANIES CODE
5 DECIDE ON THE REMUNERATION POLICY OF THE Mgmt Against Against
STATUTORY GOVERNING BODIES
6 DELIBERATE ON THE GRANTING OF AUTHORIZATION Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE
ACQUISITION AND SALE OF OWN SHARES TO THE
LEGAL LIMIT OF 10 PERCENT
7 DELIBERATE ON THE GRANTING OF AUTHORIZATION Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE
ACQUISITION AND SALE OF OWN BONDS TO THE
LEGAL LIMIT OF 10 PERCENT
CMMT 03 MAY 2019: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 17 JUNE 2019.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 03 MAY 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BODYCOTE PLC Agenda Number: 710803594
--------------------------------------------------------------------------------------------------------------------------
Security: G1214R111
Meeting Type: AGM
Meeting Date: 24-May-2019
Ticker:
ISIN: GB00B3FLWH99
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 DECLARATION OF FINAL DIVIDEND Mgmt For For
3 DECLARATION OF SPECIAL DIVIDEND Mgmt For For
4 RE-ELECTION OF MS A.C. QUINN AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF MR S.C. HARRIS AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF MS E. LINDQVIST AS A Mgmt For For
DIRECTOR
7 RE-ELECTION OF MR I.B. DUNCAN AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF MR D. YATES AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF MR P. LARMON AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF MS L. CHAHBAZI AS A DIRECTOR Mgmt For For
11 APPOINTMENT OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
12 AUTHORISE AUDIT COMMITTEE TO FIX AUDITORS' Mgmt For For
REMUNERATION
13 APPROVE THE REMUNERATION REPORT Mgmt For For
14 APPROVE THE REMUNERATION POLICY Mgmt For For
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
RESPECT OF 5% OF ISSUED SHARE CAPITAL
17 DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
RESPECT OF AN ADDITIONAL 5% OF ISSUED SHARE
CAPITAL
18 AUTHORITY TO BUY OWN SHARES Mgmt For For
19 NOTICE PERIOD FOR GENERAL MEETING Mgmt For For
20 AMEND THE ARTICLES Mgmt For For
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION 11. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOOHOO GROUP PLC Agenda Number: 711233344
--------------------------------------------------------------------------------------------------------------------------
Security: G6153P109
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: JE00BG6L7297
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS THEREON
2 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt Against Against
REPORT
3 TO RE-APPOINT JOHN LYTTLE AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-APPOINT BRIAN SMALL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT CAROL KANE AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT NEIL CATTO AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT MAHMUD KAMANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS
9 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt Against Against
AUDITORS' REMUNERATION
10 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
11 TO AUTHORISE THE COMPANY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS GENERALLY
12 TO AUTHORISE THE COMPANY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR THE PURPOSES OF
FINANCING
13 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
14 TO AUTHORISE A WAIVER OF THE OBLIGATION Mgmt For For
THAT MAY ARISE FOR MAHMUD KAMANI, JALALUDIN
KAMANI, NUREZ KAMANI, ST ANNES TRUSTEES
LIMITED (AS TRUSTEES OF THE NUREZ KAMANI
CHILDREN'S SETTLEMENT 2015), RABIA KAMANI,
NATALIE PARRY AND SEAN WILLIAMS (AS
TRUSTEES OF THE TMZ TRUST) AND CAROL KANE
(AS MEMBERS OF THE CONCERT PARTY) TO MAKE A
GENERAL OFFER FOR ALL THE ORDINARY ISSUED
SHARE CAPITAL OF THE COMPANY AS A RESULT OF
PURCHASES BY THE COMPANY OF ORDINARY SHARES
PURSUANT TO THE AUTHORITY TO MAKE MARKET
PURCHASES UNDER RESOLUTION 13 ABOVE
15 THAT THERE SHALL BE DELETED FROM ARTICLE Mgmt For For
6.22(A) OF THE ARTICLES OF THE COMPANY THE
FOLLOWING WORDS: "OR IN THE FORM OF
APPOINTMENT OF PROXY"
--------------------------------------------------------------------------------------------------------------------------
CARD FACTORY PLC Agenda Number: 711132922
--------------------------------------------------------------------------------------------------------------------------
Security: G1895H101
Meeting Type: AGM
Meeting Date: 05-Jun-2019
Ticker:
ISIN: GB00BLY2F708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED ACCOUNTS OF THE COMPANY Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 JANUARY
2019, TOGETHER WITH THE DIRECTORS' REPORT
AND AUDITOR'S REPORT THEREON, BE RECEIVED
2 THAT A FINAL DIVIDEND OF 6.4P PER ORDINARY Mgmt For For
SHARE FOR THE YEAR ENDED 31 JANUARY 2019 BE
DECLARED
3 THAT PAUL MOODY BE ELECTED AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 THAT KAREN HUBBARD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 THAT KRISTIAN LEE BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 THAT OCTAVIA MORLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT DAVID STEAD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT PAUL MCCRUDDEN BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT ROGER WHITESIDE BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THE DIRECTORS' ANNUAL REPORT ON Mgmt For For
REMUNERATION (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY) SET OUT ON PAGES 64 TO
70 IN THE ANNUAL REPORT AND ACCOUNTS BE
APPROVED
11 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY (THE "AUDITOR") TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING OF THE COMPANY AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
12 THAT THE AUDIT COMMITTEE OF THE COMPANY Mgmt For For
(THE "AUDIT COMMITTEE") BE AUTHORISED TO
AGREE THE REMUNERATION OF THE AUDITOR
13 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO AND
IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 (THE "2006 ACT") TO
EXERCISE ALL THE POWERS OF THE COMPANY TO
ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES IN THE COMPANY UP TO A NOMINAL
AMOUNT OF GBP 1,138,497, SUCH AUTHORITY TO
APPLY IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 551 OF THE
2006 ACT AND TO EXPIRE AT THE END OF THE
NEXT ANNUAL GENERAL MEETING OR ON 31 JULY
2020, WHICHEVER IS THE EARLIER, BUT SO THAT
THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED
14 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
13 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR
CASH PURSUANT TO THE AUTHORITY GIVEN BY
RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT
CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES BY VIRTUE OF SECTION 560(3) OF
THE 2006 ACT, IN EACH CASE: (I) IN
CONNECTION WITH A PRE-EMPTIVE OFFER; AND
(II) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 170,774; AS IF
SECTION 561(1) OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY
TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OR ON 31 JULY 2020,
WHICHEVER IS THE EARLIER, BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AFTER THE POWER GIVEN BY
THIS RESOLUTION HAS EXPIRED. FOR THE
PURPOSES OF THIS RESOLUTION: (A)
"PRE-EMPTIVE OFFER" MEANS AN OFFER OF
EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A
PERIOD FIXED BY THE DIRECTORS TO (A)
HOLDERS (OTHER THAN THE COMPANY) ON THE
REGISTER ON A RECORD DATE FIXED BY THE
DIRECTORS OF ORDINARY SHARES IN PROPORTION
TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER
PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS
ATTACHING TO ANY OTHER EQUITY SECURITIES
HELD BY THEM, BUT SUBJECT IN BOTH CASES TO
SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS
THE DIRECTORS MAY DEEM NECESSARY OR
EXPEDIENT IN RELATION TO TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES OR
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY; (B)
REFERENCES TO AN ALLOTMENT OF EQUITY
SECURITIES SHALL INCLUDE A SALE OF TREASURY
SHARES; AND (C) THE NOMINAL AMOUNT OF ANY
SECURITIES SHALL BE TAKEN TO BE, IN THE
CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITIES INTO SHARES OF THE COMPANY,
THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY
BE ALLOTTED PURSUANT TO SUCH RIGHTS
15 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
13 ABOVE AND IN ADDITION TO ANY AUTHORITY
GRANTED UNDER RESOLUTION 14 ABOVE, THE
DIRECTORS BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GIVEN BY
RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT
CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES BY VIRTUE OF SECTION 560(3) OF
THE COMPANIES ACT 2006 AS IF SECTION 561(1)
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT, SUCH AUTHORITY TO BE:
(I) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 170,774;
AND (II) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD OF DIRECTORS OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR AT
THE CLOSE OF BUSINESS ON 31 JULY 2020,
WHICHEVER IS THE EARLIER, BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
16 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
17 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Agenda Number: 711032855
--------------------------------------------------------------------------------------------------------------------------
Security: Y1436A102
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: CNE1000002G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0424/LTN20190424340.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0424/LTN20190424368.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 THAT THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY, THE REPORT OF THE
DIRECTORS, THE REPORT OF THE SUPERVISORY
COMMITTEE AND THE REPORT OF THE
INTERNATIONAL AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2018 BE CONSIDERED AND
APPROVED, AND THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") BE AUTHORIZED TO
PREPARE THE BUDGET OF THE COMPANY FOR THE
YEAR 2019
2 THAT THE PROPOSAL ON PROFIT DISTRIBUTION Mgmt For For
AND DIVIDEND DECLARATION AND PAYMENT FOR
THE YEAR ENDED 31 DECEMBER 2018 BE
CONSIDERED AND APPROVED: FINAL DIVIDEND OF
RMB0.1257 PER SHARE AND A SPECIAL DIVIDEND
OF RMB0.0251 PER SHARE, AND THE TOTAL
DIVIDEND IS RMB0.1508 PER SHARE (PRE-TAX)
3 THAT THE APPOINTMENT OF DELOITTE TOUCHE Mgmt For For
TOHMATSU AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE
INTERNATIONAL AUDITORS AND DOMESTIC
AUDITORS OF THE COMPANY, RESPECTIVELY, FOR
THE YEAR ENDING 31 DECEMBER 2019 BE
CONSIDERED AND APPROVED, AND THE BOARD BE
AUTHORIZED TO FIX THE REMUNERATION OF THE
AUDITORS
4 THAT THE GRANT OF A GENERAL MANDATE TO THE Mgmt Against Against
BOARD TO ALLOT, ISSUE AND DEAL WITH THE
ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF EACH OF THE COMPANY'S
EXISTING DOMESTIC SHARES AND H SHARES (AS
THE CASE MAY BE) IN ISSUE BE CONSIDERED AND
APPROVED
5 THAT THE BOARD BE AUTHORIZED TO INCREASE Mgmt Against Against
THE REGISTERED CAPITAL OF THE COMPANY TO
REFLECT THE ISSUE OF SHARES IN THE COMPANY
AUTHORIZED UNDER SPECIAL RESOLUTION 4, AND
TO MAKE SUCH APPROPRIATE AND NECESSARY
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS THEY THINK FIT TO REFLECT
SUCH INCREASES IN THE REGISTERED CAPITAL OF
THE COMPANY AND TO TAKE ANY OTHER ACTION
AND COMPLETE ANY FORMALITY REQUIRED TO
EFFECT SUCH INCREASE OF THE REGISTERED
CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA LESSO GROUP HOLDINGS LTD Agenda Number: 711026282
--------------------------------------------------------------------------------------------------------------------------
Security: G2157Q102
Meeting Type: AGM
Meeting Date: 27-May-2019
Ticker:
ISIN: KYG2157Q1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0423/LTN20190423353.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0423/LTN20190423349.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND OF HK20 CENTS Mgmt For For
PER SHARE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2018
3.A TO RE-ELECT MR. WONG LUEN HEI AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. KONG ZHAOCONG AS DIRECTOR Mgmt For For
3.C TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR Mgmt For For
3.D TO RE-ELECT MR. WONG KWOK HO JONATHAN AS Mgmt Against Against
DIRECTOR
3.E TO RE-ELECT MR. CHENG DICKSON AS DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
5 TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
6.A "THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, Mgmt Against Against
THE EXERCISE BY THE DIRECTORS DURING THE
RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF
ALL THE POWERS OF THE COMPANY TO ALLOT,
ISSUE AND OTHERWISE DEAL WITH SHARES OF THE
COMPANY ("SHARES") OR SECURITIES
CONVERTIBLE INTO SHARES, OR OPTIONS,
WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR
ANY SHARES, AND TO MAKE OR GRANT OFFERS,
AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE
THE EXERCISE OF SUCH POWER BE AND IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED; (B)
THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL
BE IN ADDITION TO ANY OTHER AUTHORISATIONS
GIVEN TO THE DIRECTORS AND SHALL AUTHORISE
THE DIRECTORS DURING THE RELEVANT PERIOD TO
MAKE OR GRANT OFFERS, AGREEMENTS AND
OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF
SUCH POWER AFTER THE END OF THE RELEVANT
PERIOD; (C) THE AGGREGATE NUMBER OF THE
SHARES ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED (WHETHER
PURSUANT TO AN OPTION OR OTHERWISE) BY THE
DIRECTORS PURSUANT TO THE APPROVAL IN
PARAGRAPH (A) ABOVE, OTHERWISE THAN
PURSUANT TO: (I) A RIGHTS ISSUE (AS
HEREINAFTER DEFINED); (II) THE EXERCISE OF
RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER
TERMS OF ANY WARRANTS ISSUED BY THE COMPANY
OR ANY SECURITIES WHICH ARE CONVERTIBLE
INTO SHARES; (III) THE EXERCISE OF ANY
OPTIONS GRANTED UNDER ANY OPTION SCHEME OR
SIMILAR ARRANGEMENT FOR THE TIME BEING
ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE
PERSONS OF SHARES OR RIGHT TO ACQUIRE
SHARES; AND (IV) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENTS PROVIDING FOR THE
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR
PART OF A DIVIDEND ON SHARES IN ACCORDANCE
WITH THE ARTICLES OF ASSOCIATION OF THE
COMPANY; SHALL NOT EXCEED 20% OF THE
AGGREGATE NUMBER OF SHARES IN ISSUE AS AT
THE DATE OF PASSING OF THIS RESOLUTION AND
THE SAID APPROVAL SHALL BE LIMITED
ACCORDINGLY; (D) SUBJECT TO THE PASSING OF
EACH OF THE PARAGRAPHS (A), (B) AND (C) OF
THIS RESOLUTION, ANY PRIOR APPROVALS OF THE
KIND REFERRED TO IN PARAGRAPHS (A), (B) AND
(C) OF THIS RESOLUTION WHICH HAD BEEN
GRANTED TO THE DIRECTORS AND WHICH ARE
STILL IN EFFECT BE AND ARE HEREBY REVOKED;
AND (E) FOR THE PURPOSE OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY LAW
OR THE ARTICLES OF ASSOCIATION OF THE
COMPANY TO BE HELD; OR (III) THE REVOCATION
OR VARIATION OF THE AUTHORITY GIVEN UNDER
THIS RESOLUTION BY ORDINARY RESOLUTION OF
THE SHAREHOLDERS OF THE COMPANY IN GENERAL
MEETING; "RIGHTS ISSUE" MEANS THE
ALLOTMENT, ISSUE OR GRANT OF SHARES
PURSUANT TO AN OFFER OF SHARES OPEN FOR A
PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF
SHARES OR ANY CLASS THEREOF ON THE REGISTER
ON A FIXED RECORD DATE IN PROPORTION TO
THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS
THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR EXPEDIENT IN RELATION TO
FRACTIONAL ENTITLEMENTS, OR HAVING REGARD
TO ANY RESTRICTIONS OR OBLIGATIONS UNDER
THE LAWS OF, OR THE REQUIREMENTS OF, ANY
RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE IN ANY TERRITORY OUTSIDE HONG
KONG)."
6.B "THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, Mgmt For For
THE EXERCISE BY THE DIRECTORS DURING THE
RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF
ALL THE POWERS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY ("SHARES") ON THE
STOCK EXCHANGE OF HONG KONG LIMITED OR ON
ANY OTHER STOCK EXCHANGE RECOGNISED FOR
THIS PURPOSE BY THE SECURITIES AND FUTURES
COMMISSION AND THE STOCK EXCHANGE OF HONG
KONG LIMITED UNDER THE CODE ON SHARE
BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED, BE AND
IS HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED; (B) THE AGGREGATE NUMBER OF
SHARES WHICH MAY BE REPURCHASED PURSUANT TO
THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL
NOT EXCEED 10% OF THE AGGREGATE NUMBER OF
THE SHARES IN ISSUE AS AT THE DATE OF
PASSING OF THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; (C)
SUBJECT TO THE PASSING OF EACH OF THE
PARAGRAPHS (A) AND (B) OF THIS RESOLUTION,
ANY PRIOR APPROVALS OF THE KIND REFERRED TO
IN PARAGRAPHS (A) AND (B) OF THIS
RESOLUTION WHICH HAD BEEN GRANTED TO THE
DIRECTORS AND WHICH ARE STILL IN EFFECT BE
AND ARE HEREBY REVOKED; AND (D) FOR THE
PURPOSE OF THIS RESOLUTION, "RELEVANT
PERIOD" MEANS THE PERIOD FROM THE PASSING
OF THIS RESOLUTION UNTIL WHICHEVER IS THE
EARLIEST OF: (I) THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY; (II)
THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW OR THE ARTICLES
OF ASSOCIATION OF THE COMPANY TO BE HELD;
OR (III) THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING."
6.C "THAT CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS 6A AND 6B AS SET OUT IN THE
NOTICE OF THIS MEETING, THE GENERAL MANDATE
GRANTED TO THE DIRECTORS TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH SHARES OF THE COMPANY
PURSUANT TO RESOLUTION 6A ABOVE BE AND IS
HEREBY EXTENDED BY THE ADDITION TO THE
AGGREGATE NUMBER OF SHARES OF THE COMPANY
WHICH MAY BE ALLOTTED BY THE DIRECTORS
PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT
REPRESENTING THE AGGREGATE NUMBER OF SHARES
OF THE COMPANY REPURCHASED BY THE COMPANY
UNDER THE AUTHORITY GRANTED PURSUANT TO
RESOLUTION 6B ABOVE, PROVIDED THAT SUCH
AMOUNT SHALL NOT EXCEED 10% OF THE
AGGREGATE NUMBER OF THE SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION."
--------------------------------------------------------------------------------------------------------------------------
FERREXPO PLC Agenda Number: 711190607
--------------------------------------------------------------------------------------------------------------------------
Security: G3435Y107
Meeting Type: AGM
Meeting Date: 07-Jun-2019
Ticker:
ISIN: GB00B1XH2C03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS AND REPORTS Mgmt Against Against
OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2018
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2018
(EXCEPT FOR THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY)
3 TO DECLARE A DIVIDEND OF 6.6 US CENTS PER Mgmt For For
ORDINARY SHARE
4 TO ELECT LUCIO GENOVESE AS A DIRECTOR Mgmt For For
5 TO RE-ELECT VITALII LISOVENKO AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT STEPHEN LUCAS AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT CHRISTOPHER MAWE AS A DIRECTOR Mgmt Against Against
8 TO RE-ELECT KOSTYANTIN ZHEVAGO AS A Mgmt Against Against
DIRECTOR
9 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
10 TO RENEW THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
11 TO RENEW THE AUTHORITY FOR THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
12 TO RENEW THE AUTHORITY FOR GENERAL MEETINGS Mgmt For For
TO BE CALLED ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
GAZTRANSPORT ET TECHNIGAZ SA Agenda Number: 711130524
--------------------------------------------------------------------------------------------------------------------------
Security: F42674113
Meeting Type: MIX
Meeting Date: 23-May-2019
Ticker:
ISIN: FR0011726835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2018 AND SETTING OF THE
DIVIDEND
O.4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 Mgmt For For
OF THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
CHRISTIAN GERMA AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MICHELE AZALBERT AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
CECILE PREVIEU AS DIRECTOR
O.8 APPOINTMENT OF MRS. JUDITH HARTMANN AS A Mgmt For For
DIRECTOR AS A REPLACEMENT FOR MR. DIDIER
HOLLEAUX WHO RESIGNED
O.9 SETTING OF THE AMOUNT OF ATTENDANCE FEES Mgmt For For
ALLOCATED TO THE BOARD OF DIRECTORS
O.10 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE SHARES OF THE
COMPANY
O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MR. PHILIPPE BERTEROTTIERE, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF THE REPORT RELATING TO THE Mgmt For For
PRINCIPLES AND CRITERIA FOR DETERMINING,
DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP
THE TOTAL COMPENSATION AND BENEFITS OF ANY
KIND, ATTRIBUTABLE TO THE EXECUTIVE
CORPORATE OFFICERS
E.13 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES OF THE COMPANY HELD BY
THE LATTER
E.14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO PROCEED WITH THE ALLOTMENT OF
FREE EXISTING SHARES OR FREE SHARES TO BE
ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY OR SOME
OF THEM
E.15 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 217414 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0503/201905031901603.pd
f
--------------------------------------------------------------------------------------------------------------------------
GRAND CITY PROPERTIES S.A. Agenda Number: 711264147
--------------------------------------------------------------------------------------------------------------------------
Security: L4459Y100
Meeting Type: AGM
Meeting Date: 26-Jun-2019
Ticker:
ISIN: LU0775917882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE MANAGEMENT REPORT OF Non-Voting
THE BOARD OF DIRECTORS IN RESPECT OF THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS GROUP FOR
THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2018
2 PRESENTATION OF THE REPORTS OF THE Non-Voting
INDEPENDENT AUDITOR OF THE COMPANY IN
RESPECT OF THE STATUTORY FINANCIAL
STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2018
3 THE GENERAL MEETING, AFTER HAVING REVIEWED Mgmt For For
THE MANAGEMENT REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE INDEPENDENT
AUDITOR OF THE COMPANY, APPROVES THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2018 IN THEIR ENTIRETY
4 THE GENERAL MEETING, AFTER HAVING REVIEWED Mgmt For For
THE MANAGEMENT REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE INDEPENDENT
AUDITOR OF THE COMPANY, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2018 IN THEIR
ENTIRETY
5 THE GENERAL MEETING NOTES AND ACKNOWLEDGES Mgmt For For
THE STATUTORY NET LOSS OF THE COMPANY IN
THE AMOUNT OF EUR 75,001,000 FOR THE
FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
AND RESOLVES TO CARRY IT FORWARD TO THE
NEXT FINANCIAL YEAR
6 THE GENERAL MEETING RESOLVES TO GRANT Mgmt For For
DISCHARGE TO EACH OF THE MEMBERS OF THE
BOARD OF DIRECTORS IN RESPECT OF THE
PERFORMANCE OF THEIR DUTIES DURING THE
FINANCIAL YEAR ENDED ON 31 DECEMBER 2018
7 THE GENERAL MEETING APPROVES THE RENEWAL OF Mgmt For For
THE MANDATE OF MRS SIMONE RUNGE-BRANDNER AS
INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY WHICH WILL
AUTOMATICALLY EXPIRE ON THE DATE OF THE
ANNUAL GENERAL MEETING OF THE SHAREHOLDERS
OF THE COMPANY TO BE HELD IN 2021
8 THE GENERAL MEETING APPROVES THE RENEWAL OF Mgmt For For
THE MANDATE OF MR DANIEL MALKIN AS
INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY WHICH WILL
AUTOMATICALLY EXPIRE ON THE DATE OF THE
ANNUAL GENERAL MEETING OF THE SHAREHOLDERS
OF THE COMPANY TO BE HELD IN 2021
9 THE GENERAL MEETING APPROVES THE RENEWAL OF Mgmt For For
THE MANDATE OF MR REFAEL ZAMIR AS EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY WHICH WILL AUTOMATICALLY EXPIRE ON
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS OF THE COMPANY TO BE HELD
IN 2021
10 THE GENERAL MEETING RESOLVES TO RENEW THE Mgmt For For
MANDATE OF KPMG LUXEMBOURG, SOCIETE
COOPERATIVE, HAVING ITS REGISTERED OFFICE
AT 39, AVENUE JOHN F. KENNEDY, L-1855
LUXEMBOURG, REGISTERED WITH THE RCSL UNDER
NUMBER B 149133, AS INDEPENDENT AUDITOR OF
THE COMPANY IN RELATION TO THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR A TERM WHICH WILL
EXPIRE AT THE END OF THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS OF THE COMPANY
CALLED TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2019
11 THE GENERAL MEETING, UPON THE PROPOSAL OF Mgmt For For
THE BOARD OF DIRECTORS, RESOLVES TO APPROVE
THE DISTRIBUTION OF A DIVIDEND FROM THE
SHARE PREMIUM ACCOUNT OF THE COMPANY
RELATING TO THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2018 IN THE AMOUNT OF EUR 0.7735
(GROSS) PER SHARE FOR THE HOLDERS OF RECORD
IN THE SECURITY SETTLEMENT SYSTEMS ON 28
JUNE 2019
--------------------------------------------------------------------------------------------------------------------------
GREGGS PLC Agenda Number: 710996717
--------------------------------------------------------------------------------------------------------------------------
Security: G41076111
Meeting Type: AGM
Meeting Date: 21-May-2019
Ticker:
ISIN: GB00B63QSB39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 RE-APPOINT AUDITOR: KPMG AUDIT PLC Mgmt For For
3 POWER TO DETERMINE AUDITOR REMUNERATION Mgmt For For
4 APPROVE DIVIDEND Mgmt For For
5 RE-ELECT IAN DURANT Mgmt For For
6 RE-ELECT ROGER WHITESIDE Mgmt For For
7 RE-ELECT RICHARD HUTTON Mgmt For For
8 RE-ELECT HELENA GANCZAKOWSKI Mgmt For For
9 RE-ELECT PETER MCPHILLIPS Mgmt For For
10 RE-ELECT SANDRA TURNER Mgmt For For
11 APPROVE REMUNERATION REPORT Mgmt For For
12 POWER TO ALLOT SHARES Mgmt For For
13 POWER TO ALLOT EQUITY SECURITIES FOR CASH Mgmt For For
14 POWER TO MAKE MARKET PURCHASES Mgmt For For
15 APPROVE PSP RULES Mgmt For For
16 APPROVE SAYE RULES Mgmt For For
17 GENERAL MEETINGS TO BE HELD ON NOT LESS Mgmt For For
THAN 14 DAYS' NOTICE
CMMT 26 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GULF KEYSTONE PETROLEUM LIMITED Agenda Number: 711255667
--------------------------------------------------------------------------------------------------------------------------
Security: G4209G207
Meeting Type: AGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: BMG4209G2077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT DELOITTE LLP BE RE-APPOINTED AS THE Mgmt For For
COMPANY'S AUDITOR TO HOLD OFFICE FROM THE
CLOSE OF THIS MEETING UNTIL THE CLOSE OF
THE COMPANY'S NEXT ANNUAL GENERAL MEETING
AND THAT THE BOARD OF DIRECTORS BE
AUTHORISED TO DETERMINE THE AUDITOR'S
REMUNERATION
2 THAT MR JAAP HUIJSKES, BE AND IS HEREBY Mgmt For For
RE-APPOINTED AS A DIRECTOR IN ACCORDANCE
WITH THE BYELAWS
3 THAT MR GARRETT SODEN, BE AND IS HEREBY Mgmt Against Against
RE-APPOINTED AS A DIRECTOR IN ACCORDANCE
WITH THE BYELAWS
4 THAT MR DAVID THOMAS, BE AND IS HEREBY Mgmt For For
RE-APPOINTED AS A DIRECTOR IN ACCORDANCE
WITH THE BYELAWS
5 THAT MR JON FERRIER, BE AND IS HEREBY Mgmt For For
RE-APPOINTED AS A DIRECTOR IN ACCORDANCE
WITH THE BYELAWS
6 THAT MR SAMI ZOUARI, BE AND IS HEREBY Mgmt For For
RE-APPOINTED AS A DIRECTOR IN ACCORDANCE
WITH THE BYELAWS
7 THAT MR MARTIN ANGLE BE AND IS HEREBY Mgmt For For
APPOINTED AS A DIRECTOR IN ACCORDANCE WITH
THE BYELAWS
8 THAT MS KIMBERLEY WOOD BE AND IS HEREBY Mgmt For For
APPOINTED AS A DIRECTOR IN ACCORDANCE WITH
THE BYELAWS
9 THAT THE DIRECTORS' REMUNERATION REPORT AS Mgmt For For
SET OUT IN THE ANNUAL REPORT FOR THE YEAR
ENDED 31 DECEMBER 2018 BE AND IS HEREBY
APPROVED
10 THAT THE REMUNERATION POLICY BE APPROVED Mgmt For For
11 THAT THE DIVIDEND IS APPROVED Mgmt For For
12 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES OF ITS COMMON SHARES
13 THAT THE BYELAWS BE AMENDED Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HAMBURGER HAFEN UND LOGISTIK AG Agenda Number: 711253714
--------------------------------------------------------------------------------------------------------------------------
Security: D3211S103
Meeting Type: AGM
Meeting Date: 18-Jun-2019
Ticker:
ISIN: DE000A0S8488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
03.06.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2018
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.80 PER CLASS A SHARE AND OF EUR
2.10 PER CLASS S SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2018
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2018
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2019
6 ELECT BURKHARD SCHWENKER TO THE SUPERVISORY Mgmt For For
BOARD
7.1 AMEND CORPORATE PURPOSE Mgmt For For
7.2 AMEND ARTICLES RE: BUSINESS ACTIVITIES OF Mgmt For For
THE S-DIVISION
7.3.A AMEND ARTICLES RE: CONSTITUTION AFTER Mgmt For For
SUPERVISORY BOARD CHAIRMAN
7.3.B AMEND ARTICLES RE: CONVENING OF SUPERVISORY Mgmt For For
BOARD MEETINGS
7.3.C AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
ABSENTEE VOTING
7.3.D AMEND ARTICLES RE: REQUIREMENTS FOR Mgmt For For
PARTICIPATION AND EXERCISING VOTING RIGHTS
AT THE ANNUAL GENERAL MEETING
7.4 RESOLUTION FOR HOLDERS OF S SHARES AMEND Non-Voting
ARTICLES RE: BUSINESS ACTIVITIES OF THE
S-DIVISION
7.5 RESOLUTION FOR HOLDERS OF A SHARES AMEND Mgmt For For
ARTICLES RE: BUSINESS ACTIVITIES OF THE
S-DIVISION
8.1 RESOLUTION FOR ALL SHAREHOLDERS APPROVE Mgmt For For
ISSUANCE OF WARRANTS/BONDS WITH WARRANTS
ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 300 MILLION APPROVE CREATION
OF EUR 10 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8.2 RESOLUTION FOR HOLDERS OF S SHARES APPROVE Non-Voting
ISSUANCE OF WARRANTS/BONDS WITH WARRANTS
ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 300 MILLION APPROVE CREATION
OF EUR 10 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8.3 RESOLUTION FOR HOLDERS OF A SHARES APPROVE Mgmt For For
ISSUANCE OF WARRANTS/BONDS WITH WARRANTS
ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 300 MILLION APPROVE CREATION
OF EUR 10 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
JENOPTIK AG Agenda Number: 711204444
--------------------------------------------------------------------------------------------------------------------------
Security: D3S19K104
Meeting Type: AGM
Meeting Date: 12-Jun-2019
Ticker:
ISIN: DE000A2NB601
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE CONSOLIDATED
FINANCIAL STATEMENTS APPROVED BY THE
SUPERVISORY BOARD, THE COMBINED MANAGEMENT
REPORT FOR JENOPTIK AG AND THE GROUP, THE
SUPERVISORY BOARD REPORT, THE PROPOSAL PUT
FORWARD BY THE EXECUTIVE BOARD REGARDING
THE APPROPRIATION OF ACCUMULATED PROFITS,
AND THE EXECUTIVE BOARD'S EXPLANATORY
REPORT PURSUANT TO SECTION 289A OF THE
COMMERCIAL CODE (HGB) AND SECTION 315A HGB
FOR THE 2018 FISCAL YEAR
2 ADOPTION OF A RESOLUTION ON THE Mgmt For For
APPROPRIATION OF ACCUMULATED PROFITS FOR
THE 2018 FISCAL YEAR: PAYMENT OF A DIVIDEND
OF 0.35 EUROS PER NO-PAR VALUE SHARE
CARRYING DIVIDEND RIGHTS
3 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE EXECUTIVE BOARD'S ACTS FOR THE 2018
FISCAL YEAR
4 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE SUPERVISORY BOARD'S ACTS FOR THE 2018
FISCAL YEAR
5 APPOINTMENT OF AUDITOR AND GROUP AUDITOR Mgmt For For
FOR THE 2019 FISCAL YEAR: THE SUPERVISORY
BOARD PROPOSES THAT ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART,
BE APPOINTED AUDITOR AND GROUP AUDITOR FOR
THE FISCAL YEAR FROM JANUARY 1 THROUGH
DECEMBER 31, 2019
6 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
EXISTING AUTHORIZED CAPITAL, THE CREATION
OF NEW AUTHORIZED CAPITAL, AND THE
AMENDMENT TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
K. WAH INTERNATIONAL HOLDINGS LTD Agenda Number: 710999282
--------------------------------------------------------------------------------------------------------------------------
Security: G5321P116
Meeting Type: AGM
Meeting Date: 05-Jun-2019
Ticker:
ISIN: BMG5321P1169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0417/LTN20190417731.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0417/LTN20190417697.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2018 OF THE COMPANY
2 TO DECLARE A FINAL CASH DIVIDEND: FINAL Mgmt For For
CASH DIVIDEND OF 14 HK CENTS PER SHARE
3.1 TO RE-ELECT DR. MOSES CHENG MO CHI AS A Mgmt Against Against
DIRECTOR
3.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A Mgmt Against Against
DIRECTOR
3.3 TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2018 AND FOR
SUBSEQUENT FINANCIAL YEARS UNTIL OTHERWISE
DETERMINED
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX ITS REMUNERATION
5.A TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY
5.B TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL SHARES OF THE
COMPANY
5.C CONDITIONAL UPON THE PASSING OF THE Mgmt Against Against
ORDINARY RESOLUTIONS UNDER 5.1 AND 5.2, TO
EXTEND THE GENERAL MANDATE REFERRED TO IN
5.2 BY THE ADDITION THERETO OF THE SHARES
REPURCHASED BY THE COMPANY PURSUANT TO 5.1
--------------------------------------------------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD Agenda Number: 711064030
--------------------------------------------------------------------------------------------------------------------------
Security: G52418103
Meeting Type: AGM
Meeting Date: 31-May-2019
Ticker:
ISIN: BMG524181036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904291936.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0429/LTN201904291891.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2018
3 TO RE-ELECT MR NG KIN HANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MS WONG YU POK MARINA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20%OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
7.C TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTION 7B BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT SHARES BY ADDING
THE AGGREGATE AMOUNT OF THE REPURCHASED
SHARES TO THE 20% GENERAL MANDATE
--------------------------------------------------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD Agenda Number: 711130574
--------------------------------------------------------------------------------------------------------------------------
Security: G52418103
Meeting Type: SGM
Meeting Date: 31-May-2019
Ticker:
ISIN: BMG524181036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0503/LTN201905031233.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0503/LTN201905031268.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, CONFIRM AND AUTHORISE THE Mgmt For For
ENTERING INTO OF SPA I AND ANY OTHER
ANCILLARY DOCUMENTS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER; AND TO AUTHORISE
EACH OF THE DIRECTORS AND THE COMPANY
SECRETARY OF THE COMPANY TO TAKE ANY AND
ALL ACTIONS AS HE OR SHE DEEMS APPROPRIATE
ON BEHALF OF THE COMPANY TO CONSUMMATE THE
TRANSACTIONS CONTEMPLATED UNDER SPA I
2 TO APPROVE, CONFIRM AND AUTHORISE THE Mgmt For For
ENTERING INTO OF SPA II AND ANY OTHER
ANCILLARY DOCUMENTS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER; AND TO AUTHORISE
EACH OF THE DIRECTORS AND THE COMPANY
SECRETARY OF THE COMPANY TO TAKE ANY AND
ALL ACTIONS AS HE OR SHE DEEMS APPROPRIATE
ON BEHALF OF THE COMPANY TO CONSUMMATE THE
TRANSACTIONS CONTEMPLATED UNDER SPA II
--------------------------------------------------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD Agenda Number: 711215889
--------------------------------------------------------------------------------------------------------------------------
Security: G52418103
Meeting Type: SGM
Meeting Date: 31-May-2019
Ticker:
ISIN: BMG524181036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0515/LTN20190515367.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0515/LTN20190515429.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO WAIVE THE ASSURED ENTITLEMENT Mgmt For For
REQUIREMENT IN RESPECT OF THE PROPOSED
SPIN-OFF AND SEPARATE LISTING OF THE SHARES
OF KERRY EXPRESS (THAILAND) LIMITED ON THE
STOCK EXCHANGE OF THAILAND IN ACCORDANCE
WITH PRACTICE NOTE 15 OF THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"WAIVER")
2 TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO Mgmt For For
DO ALL ACTIONS AND TO SIGN, EXECUTE AND
DELIVER ALL SUCH AGREEMENTS, DEEDS AND
DOCUMENTS FOR AND ON BEHALF OF THE COMPANY
AS SUCH DIRECTOR OF THE COMPANY MAY IN HIS
DISCRETION CONSIDER NECESSARY OR DESIRABLE
FOR THE PURPOSE OF GIVING EFFECT TO THE
WAIVER
--------------------------------------------------------------------------------------------------------------------------
LONKING HOLDINGS LIMITED Agenda Number: 711048959
--------------------------------------------------------------------------------------------------------------------------
Security: G5636C107
Meeting Type: AGM
Meeting Date: 28-May-2019
Ticker:
ISIN: KYG5636C1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN201904252357.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0425/LTN201904252375.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS (THE "DIRECTORS")
AND THE REPORT OF THE AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR ENDED
31 DECEMBER 2018
2 TO APPROVE THE PAYMENT OF FINAL DIVIDEND OF Mgmt For For
HKD 0.20 PER SHARE OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2018
3.I TO RE-ELECT MR. LI SAN YIM, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.II TO RE-ELECT MR. CHEN CHAO, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.III TO RE-ELECT MR. LUO JIANRU, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.IV TO RE-ELECT MR. ZHENG KEWEN, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.V TO RE-ELECT MR. YIN KUNLUN, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.VI TO RE-ELECT MS. NGAI NGAN YING, A RETIRING Mgmt Against Against
DIRECTOR, AS A NON-EXECUTIVE DIRECTOR
3.VII TO RE-ELECT MR. WU JIAN MING, A RETIRING Mgmt For For
DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3VIII TO RE-ELECT MR. CHEN ZHEN, A RETIRING Mgmt Against Against
DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3.IX TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATIONS OF THE DIRECTORS
4 TO RE-ELECT DR. QIAN SHIZHENG, A RETIRING Mgmt Against Against
DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
REMUNERATION OF DR. QIAN SHIZHENG
5 TO RE-APPOINT ERNST & YOUNG, CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS ("ERNST & YOUNG") AS AN
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF
THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
NEW SHARES UNDER RESOLUTION NUMBERED 6 BY
THE NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER RESOLUTION NUMBERED 7
--------------------------------------------------------------------------------------------------------------------------
PAGEGROUP PLC Agenda Number: 710962805
--------------------------------------------------------------------------------------------------------------------------
Security: G68694119
Meeting Type: AGM
Meeting Date: 24-May-2019
Ticker:
ISIN: GB0030232317
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT DAVID LOWDEN AS DIRECTOR Mgmt For For
5 RE-ELECT SIMON BODDIE AS DIRECTOR Mgmt For For
6 RE-ELECT PATRICK DE SMEDT AS DIRECTOR Mgmt For For
7 RE-ELECT STEVE INGHAM AS DIRECTOR Mgmt For For
8 RE-ELECT KELVIN STAGG AS DIRECTOR Mgmt For For
9 RE-ELECT MICHELLE HEALY AS DIRECTOR Mgmt For For
10 RE-ELECT SYLVIA METAYER AS DIRECTOR Mgmt For For
11 RE-ELECT ANGELA SEYMOUR-JACKSON AS DIRECTOR Mgmt For For
12 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
13 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
14 AUTHORISE ISSUE OF EQUITY Mgmt For For
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH 14 BUSINESS DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
PIAGGIO & C. SPA Agenda Number: 711240894
--------------------------------------------------------------------------------------------------------------------------
Security: T74237107
Meeting Type: EGM
Meeting Date: 28-Jun-2019
Ticker:
ISIN: IT0003073266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 JUL 2019. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 TO AMEND ART. 5 (SHARES), 7(SHAREHOLDERS' Mgmt For For
MEETINGS), 8 (VOTING RIGHTS), 12 (BOARD OF
DIRECTORS) AND 27 (DIVIDENDS) OF THE
BY-LAWS. RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
SA D'IETEREN NV Agenda Number: 711121967
--------------------------------------------------------------------------------------------------------------------------
Security: B49343187
Meeting Type: MIX
Meeting Date: 06-Jun-2019
Ticker:
ISIN: BE0974259880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
O.1 DIRECTORS' AND AUDITOR'S REPORTS ON THE Non-Voting
ANNUAL AND CONSOLIDATED ACCOUNTS FOR THE
FINANCIAL YEAR 2018. COMMUNICATION OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR 2018
O.2 PROPOSAL TO APPROVE THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS AS AT 31 DECEMBER 2018,
INCLUDING THE DISTRIBUTION OF PROFITS
O.3 PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt For For
INCLUDED IN THE CORPORATE GOVERNANCE
STATEMENT OF THE ANNUAL REPORT 2018
O.4.1 DISCHARGE TO ALL DIRECTORS IN FUNCTION IN Mgmt For For
2018
O.4.2 DISCHARGE TO THE STATUTORY AUDITOR FOR Mgmt For For
CARRYING OUT THEIR FUNCTIONS IN 2018
O.5.1 PROPOSAL TO RENEW THE MANDATE OF MR NICOLAS Mgmt Against Against
D'IETEREN, AS DIRECTOR, FOR A PERIOD OF 5
YEARS EXPIRING AT THE END OF THE ORDINARY
GENERAL MEETING OF 2024
O.5.2 PROPOSAL TO RENEW THE MANDATE OF MR OLIVIER Mgmt For For
PERIER, AS DIRECTOR, FOR A PERIOD OF 4
YEARS EXPIRING AT THE END OF THE ORDINARY
GENERAL MEETING OF 2023
O.5.3 PROPOSAL TO RENEW THE MANDATE OF MRS Mgmt For For
MICHELE SIOEN, AS DIRECTOR, FOR A PERIOD OF
4 YEARS EXPIRING AT THE END OF THE ORDINARY
GENERAL MEETING OF 2023
O.5.4 END OF MRS SOPHIE GASPERMENT'S MANDATE AS Mgmt For For
DIRECTOR, AND PROPOSAL TO APPOINT GEMMS
PARTNERS SARL, PERMANENTLY REPRESENTED BY
MRS SOPHIE GASPERMENT, AS INDEPENDENT
DIRECTOR IN THE MEANING OF ARTICLE 526TER
OF THE COMPANY CODE (ALL CRITERIA BEING MET
FOR THIS CANDIDATE), FOR A PERIOD OF 3
YEARS EXPIRING AT THE END OF THE ORDINARY
GENERAL MEETING OF 2022
O.5.5 END OF AXEL MILLER'S MANDATE AS MANAGING Non-Voting
DIRECTOR, WITH EFFECT AS FROM APRIL 8, 2019
E.1 RENEWAL OF AUTHORIZED CAPITAL. Mgmt Against Against
COMMUNICATION OF THE SPECIAL REPORT OF THE
BOARD OF DIRECTORS. MODIFICATION OF THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 711207729
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: AGM
Meeting Date: 05-Jun-2019
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 ELECTION OF A PERSON TO CHAIR THE AGM AND Mgmt No vote
SOMEONE TO CO-SIGN THE MINUTES ALONG WITH
THE AGM CHAIR
2 APPROVAL OF INVITATION TO ATTEND THE AGM Mgmt No vote
AND THE PROPOSED AGENDA
3 PRESENTATION OF THE BUSINESS Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt No vote
ANNUAL REPORT FOR 2018 FOR SALMAR ASA AND
THE SALMAR GROUP, APPROVE ALLOCATION OF
INCOME AND DIVIDENDS OF NOK 23.00 PER SHARE
5 APPROVAL OF THE REMUNERATION PAYABLE TO Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS,
NOMINATION COMMITTEE AND AUDIT COMMITTEE
6 APPROVAL OF THE AUDITORS FEES Mgmt No vote
7 THE BOARDS STATEMENT RELATING TO CORPORATE Mgmt No vote
GOVERNANCE
8 SHARE-BASED INCENTIVE SCHEME FOR EMPLOYEES Mgmt No vote
9 CONSULTATIVE VOTE ON THE BOARDS GUIDELINES Mgmt No vote
FOR REMUNERATION AND OTHER BENEFITS PAYABLE
TO SENIOR EXECUTIVES
10 APPROVAL OF THE BOARDS GUIDELINES FOR Mgmt No vote
SHARE-RELATED INCENTIVE SCHEMES FOR SENIOR
EXECUTIVES
11.1 RE-ELECTION OF DIRECTOR: ATLE EIDE Mgmt No vote
11.2 RE-ELECTION OF DIRECTOR: MARGRETHE HAUGE Mgmt No vote
11.3 RE-ELECTION OF DIRECTOR: GUSTAV M. WITZOE Mgmt No vote
AS DEPUTY BOARD MEMBER FOR HELGE MOEN
12.1 RE-ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
BJORN M. WIGGEN
12.2 RE-ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
ANNE KATHRINE SLUNGAARD
13 RESOLUTION AUTHORISING THE BOARD TO RAISE Mgmt No vote
THE COMPANY'S SHARE CAPITAL
14 RESOLUTION AUTHORISING THE BOARD TO BUY Mgmt No vote
BACK THE COMPANY'S OWN SHARES
15 RESOLUTION AUTHORISING THE BOARD TO TAKE Mgmt No vote
OUT A CONVERTIBLE LOAN
CMMT 28 MAY 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO LTD Agenda Number: 711133099
--------------------------------------------------------------------------------------------------------------------------
Security: Y80373106
Meeting Type: AGM
Meeting Date: 20-Jun-2019
Ticker:
ISIN: CNE1000004C8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0505/LTN20190505009.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0505/LTN20190505031.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE 2018 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY
2 TO CONSIDER AND APPROVE THE 2018 WORK Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY
3 TO CONSIDER AND APPROVE THE 2018 AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY
4 TO CONSIDER AND APPROVE THE 2018 PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY
5 TO CONSIDER AND APPROVE THE 2019 FINANCIAL Mgmt For For
BUDGET REPORT OF THE COMPANY
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
(SPECIAL GENERAL PARTNERSHIP) AND
PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND
INTERNATIONAL AUDITORS, RESPECTIVELY, OF
THE COMPANY FOR THE YEAR 2019 AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA Agenda Number: 711228470
--------------------------------------------------------------------------------------------------------------------------
Security: R9138B102
Meeting Type: EGM
Meeting Date: 21-Jun-2019
Ticker:
ISIN: NO0003078800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING AND REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS
2 APPOINTMENT OF MEETING CHAIR AND A PERSON Mgmt No vote
TO CO-SIGN THE MINUTES
3 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
4 MERGER WITH SPECTRUM ASA Mgmt No vote
5 APPROVAL OF AMENDMENT OF 2019 LONG TERM Mgmt No vote
INCENTIVE PLAN
North Square Multi Strategy Fund (formerly Oak Ridge Multi Strategy Fund)
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896462
--------------------------------------------------------------------------------------------------------------------------
Security: 46141P719
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: ORDNX
ISIN: US46141P7197
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization providing for (i) the
transfer of all of the assets of Oak Ridge
Dividend Growth Fund ("IMST Fund"), to the
North Square Oak Ridge Dividend Growth
Fund, ("Acquiring Fund"); (ii) liquidating
distribution by IMST Fund to its
shareholders of the shares of Acquiring
Fund received in the exchange.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896450
--------------------------------------------------------------------------------------------------------------------------
Security: 46141Q469
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: ODGIX
ISIN: US46141Q4698
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization providing for (i) the
transfer of all of the assets of the Oak
Ridge Disciplined Growth Fund, (the "IMST
Fund"), to North Square Oak Ridge
Disciplined Growth Fund ("Acquiring Fund");
(ii) liquidating distribution by the IMST
Fund to its holders of the shares of the
Acquiring Fund received in the exchange.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896474
--------------------------------------------------------------------------------------------------------------------------
Security: 46141Q725
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: ORSIX
ISIN: US46141Q7253
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization providing for (i) transfer
of all of the assets of the Oak Ridge
Dynamic Small Cap Fund ("IMST Fund"), to
North Square Dynamic Small Cap Fund
("Acquiring Fund"); (ii) liquidating
distribution by IMST Fund to its holders of
the shares of Acquiring Fund received in
the exchange.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896486
--------------------------------------------------------------------------------------------------------------------------
Security: 46141Q287
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: INNNX
ISIN: US46141Q2874
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization providing for (i) transfer
of all of the assets of the Oak Ridge
Global Resources & Infrastructure Fund,
("IMST Fund"), to North Square Global
Resources & Infrastructure Fund ("Acquiring
Fund"); (II) liquidating distribution by
IMST Fund to its holders of the shares of
the Acquiring Fund received in the
exchange.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896498
--------------------------------------------------------------------------------------------------------------------------
Security: 46141Q691
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: ORIIX
ISIN: US46141Q6917
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For *
Reorganization providing for (i) transfer
of all of the assets of the Oak Ridge
International Small Cap Fund ("IMST Fund"),
to North Square International Small Cap
Fund ("Acquiring Fund"); (ii) liquidating
distribution by the IMST Fund to its
holders of the shares of the Acquiring Fund
received in the exchange.
--------------------------------------------------------------------------------------------------------------------------
ULTIMUS FUND SOLUTIONS, LLC Agenda Number: 934879391
--------------------------------------------------------------------------------------------------------------------------
Security: 90386H883
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: WAVLX
ISIN: US90386H8833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a new investment advisory Mgmt For For
agreement between the Trust, on behalf of
the Fund, and Wavelength Capital
Management, LLC.
--------------------------------------------------------------------------------------------------------------------------
ULTIMUS FUND SOLUTIONS, LLC Agenda Number: 935028147
--------------------------------------------------------------------------------------------------------------------------
Security: 90386H883
Meeting Type: Special
Meeting Date: 18-Jun-2019
Ticker: WAVLX
ISIN: US90386H8833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Dorsey Mgmt For For
John J. Discepoli Mgmt For For
David M. Deptula Mgmt For For
Janine L. Cohen Mgmt For For
Jacqueline A. Williams Mgmt For For
Clifford N. Schireson Mgmt For For
Robert E. Morrison, Jr. Mgmt For For
North Square Oak Ridge Disciplined Growth Fund (formerly Oak Ridge Disciplined Growth Fund)
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934949162
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H.L. Burnside Mgmt For For
Brett J. Hart Mgmt For For
Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2019
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for a simple majority vote
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
7. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 934851468
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric A. Rose Mgmt For For
Jeannine M. Rivet Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
executive Compensation.
3. Amend and restate the ABIOMED, Inc. Amended Mgmt For For
and Restated 2015 Omnibus Incentive Plan
to, among other things, increase the number
of shares of common stock available for the
issuance thereunder by 1,725,000 shares to
4,985,000 shares.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 934962728
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Ratification of appointment by the Board of Mgmt For For
Directors of PricewaterhouseCoopers LLP as
the Company's independent registered public
accounting firm.
3. Approval of a non-binding advisory vote of Mgmt For For
the 2018 compensation paid to Alexion's
named executive officers.
4. Shareholder proposal requesting certain Shr For Against
proxy access Bylaw amendments.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935018956
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt Against Against
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr For Against
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr For Against
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr For Against
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr For Against
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr For Against
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr For Against
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934985954
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr For Against
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr For Against
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr Against For
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr Against For
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 934953515
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ruby R. Chandy Mgmt For For
1b. Election of Director: Steven W. Kohlhagen Mgmt For For
1c. Election of Director: David A. Zapico Mgmt For For
2. Approval of AMETEK, Inc.'s Amended and Mgmt For For
Restated Certificate of Incorporation to
affirm a majority voting standard for
uncontested elections of Directors.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 934971513
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II director for Mgmt For For
three-year terms: Ronald W. Hovsepian
1b. Election of Class II director for Mgmt For For
three-year terms: Barbara V. Scherer
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal 2019.
3. The advisory vote to approve compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 934928598
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 01-Apr-2019
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. Hock E. Tan Mgmt For For
1b. Election of Director: Dr. Henry Samueli Mgmt For For
1c. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1d. Election of Director: Ms. Diane M. Bryant Mgmt For For
1e. Election of Director: Ms. Gayla J. Delly Mgmt For For
1f. Election of Director: Mr. Check Kian Low Mgmt For For
1g. Election of Director: Mr. Peter J. Marks Mgmt For For
1h. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse- Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 3,
2019.
3. To approve amendments to Broadcom's Second Mgmt For For
Amended and Restated Employee Share
Purchase Plan.
4. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934997214
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director to serve until the Mgmt For For
2020 annual meeting: Zein Abdalla
1b. Election of director to serve until the Mgmt For For
2020 annual meeting: Maureen
Breakiron-Evans
1c. Election of director to serve until the Mgmt For For
2020 annual meeting: Jonathan Chadwick
1d. Election of director to serve until the Mgmt For For
2020 annual meeting: John M. Dineen
1e. Election of director to serve until the Mgmt For For
2020 annual meeting: Francisco D'Souza
1f. Election of director to serve until the Mgmt For For
2020 annual meeting: John N. Fox, Jr.
1g. Election of director to serve until the Mgmt For For
2020 annual meeting: Brian Humphries
1h. Election of director to serve until the Mgmt For For
2020 annual meeting: John E. Klein
1i. Election of director to serve until the Mgmt For For
2020 annual meeting: Leo S. Mackay, Jr.
1j. Election of director to serve until the Mgmt For For
2020 annual meeting: Michael Patsalos-Fox
1k. Election of director to serve until the Mgmt For For
2020 annual meeting: Joseph M. Velli
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2019.
4. Shareholder proposal requesting that the Shr Against For
company provide a report disclosing its
political spending and related company
policies.
5. Shareholder proposal requesting that the Shr Against For
board of directors adopt a policy and amend
the company's governing documents to
require that the chairman of the board be
an independent director.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935008284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt Against Against
5. To require an independent board chairman Shr Against For
6. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934911466
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2019
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hamilton E. James Mgmt For For
John W. Stanton Mgmt For For
Mary A. Wilderotter Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval of adoption of the 2019 Incentive Mgmt For For
Plan.
5. Approval to amend Articles of Incorporation Mgmt For For
to declassify the Board and provide for
annual election of directors.
6. Approval to amend Articles of Incorporation Mgmt For For
to eliminate supermajority vote
requirement.
7. Shareholder proposal regarding prison Shr Against For
labor.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 934957347
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald J. Ehrlich Mgmt Against Against
1B. Election of Director: Linda Hefner Filler Mgmt For For
1C. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1D. Election of Director: Teri List-Stoll Mgmt Against Against
1E. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1F. Election of Director: Mitchell P. Rales Mgmt For For
1G. Election of Director: Steven M. Rales Mgmt For For
1H. Election of Director: John T. Schwieters Mgmt Against Against
1I. Election of Director: Alan G. Spoon Mgmt For For
1J. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1K. Election of Director: Elias A. Zerhouni, Mgmt For For
M.D.
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr Against For
requesting adoption of a policy requiring
an independent Board Chair whenever
possible.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 934949124
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Shari L. Ballard Mgmt For For
1c. Election of Director: Barbara J. Beck Mgmt For For
1d. Election of Director: Leslie S. Biller Mgmt For For
1e. Election of Director: Jeffrey M. Ettinger Mgmt For For
1f. Election of Director: Arthur J. Higgins Mgmt For For
1g. Election of Director: Michael Larson Mgmt For For
1h. Election of Director: David W. MacLennan Mgmt For For
1i. Election of Director: Tracy B. McKibben Mgmt For For
1j. Election of Director: Lionel L. Nowell, III Mgmt For For
1k. Election of Director: Victoria J. Reich Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
1m. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal requesting an Shr Against For
independent board chair, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934940215
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director for three-year term: Mgmt Against Against
R. Alvarez
1b. Election of director for three-year term: Mgmt Against Against
C. R. Bertozzi
1c. Election of director for three-year term: Mgmt Against Against
J. R. Luciano
1d. Election of director for three-year term: Mgmt Against Against
K. P. Seifert
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2019.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate all
supermajority voting provisions.
6. Shareholder proposal requesting a report Shr Against For
regarding direct and indirect political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934945683
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Julie J. Robertson Mgmt For For
1g. Election of Director: Donald F. Textor Mgmt For For
1h. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2019.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 934995816
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Michael Mayoras Mgmt For For
Karl Robb Mgmt For For
Helen Shan Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 3 Years For
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr Against For
stockholder voting.
6. A stockholder proposal regarding an Shr Against For
independent chair.
7. A stockholder proposal regarding majority Shr Against For
voting for directors.
8. A stockholder proposal regarding true Shr Against For
diversity board policy.
9. A stockholder proposal regarding a content Shr Against For
governance report.
10. A stockholder proposal regarding median Shr Against For
gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 934978517
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen R. Alemany Mgmt For For
1b. Election of Director: Keith W. Hughes Mgmt For For
1c. Election of Director: David K. Hunt Mgmt For For
1d. Election of Director: Stephan A. James Mgmt For For
1e. Election of Director: Leslie M. Muma Mgmt For For
1f. Election of Director: Alexander Navab Mgmt For For
1g. Election of Director: Gary A. Norcross Mgmt For For
1h. Election of Director: Louise M. Parent Mgmt For For
1i. Election of Director: Brian T. Shea Mgmt For For
1j. Election of Director: James B. Stallings, Mgmt For For
Jr.
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935025672
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Ken Xie Mgmt For For
1B Election of Director: Ming Hsieh Mgmt For For
1C Election of Director: Gary Locke Mgmt For For
1D Election of Director: Christopher B. Mgmt For For
Paisley
1E Election of Director: Judith Sim Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. To approve the Amended and Restated 2009 Mgmt For For
Fortinet, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 934990842
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a One-year term: Mgmt For For
Mitchell P. Rales
1B. Election of Director for a One-year term: Mgmt For For
Steven M. Rales
1C. Election of Director for a One-year term: Mgmt For For
Jeannine Sargent
1D. Election of Director for a One-year term: Mgmt For For
Alan G. Spoon
2. To ratify the selection of Ernst and Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935004438
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel T. Lemaitre Mgmt For For
1b. Election of Director: David C. Paul Mgmt Against Against
1c. Election of Director: Ann D. Rhoads Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
4. To approve, in an advisory vote, the Mgmt 1 Year For
frequency of the approval, on an advisory
basis, of the compensation of our named
executive officers (the Frequency Vote).
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934963706
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul A. Brooke Mgmt For For
1.4 Election of Director: Paul J. Clancy Mgmt For For
1.5 Election of Director: Wendy L. Dixon Mgmt For For
1.6 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.7 Election of Director: Paul A. Friedman Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To approve amendments to the Company's Mgmt For For
Amended and Restated 2010 Stock Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2019.
5. To vote on a stockholder proposal, if Shr For Against
properly presented, described in more
detail in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934964380
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expiring in Mgmt For For
2020: Hon. Sharon Y. Bowen
1b. Election of Director for term expiring in Mgmt For For
2020: Charles R. Crisp
1c. Election of Director for term expiring in Mgmt For For
2020: Duriya M. Farooqui
1d. Election of Director for term expiring in Mgmt For For
2020: Jean-Marc Forneri
1e. Election of Director for term expiring in Mgmt For For
2020: The Rt. Hon. the Lord Hague of
Richmond
1f. Election of Director for term expiring in Mgmt For For
2020: Hon. Frederick W. Hatfield
1g. Election of Director for term expiring in Mgmt For For
2020: Thomas E. Noonan
1h. Election of Director for term expiring in Mgmt For For
2020: Frederic V. Salerno
1i. Election of Director for term expiring in Mgmt For For
2020: Jeffrey C. Sprecher
1j. Election of Director for term expiring in Mgmt For For
2020: Judith A. Sprieser
1k. Election of Director for term expiring in Mgmt For For
2020: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 934879593
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward W. Barnholt Mgmt For For
1b. Election of Director: Robert M. Calderoni Mgmt For For
1c. Election of Director: John T. Dickson Mgmt For For
1d. Election of Director: Emiko Higashi Mgmt For For
1e. Election of Director: Kevin J. Kennedy Mgmt For For
1f. Election of Director: Gary B. Moore Mgmt For For
1g. Election of Director: Kiran M. Patel Mgmt For For
1h. Election of Director: Ana G. Pinczuk Mgmt For For
1i. Election of Director: Robert A. Rango Mgmt For For
1j. Election of Director: Richard P. Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2019.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Adoption of our Amended and Restated 2004 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935010289
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monica F. Azare Mgmt For For
Teri G. Fontenot Mgmt For For
John L. Indest Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935007256
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt For For
Todd C. Davis Mgmt For For
Nancy R. Gray, Ph.D. Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich, Ph.D. Mgmt For For
John L. LaMattina Ph.D. Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba, M.D. Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Approval of the Compensation of the Named Mgmt For For
Executive Officers.
4. Approval of Amendment and Restatement of Mgmt For For
the Ligand Pharmaceuticals Incorporated
2002 Stock Incentive Plan.
5. Approval of Amendment and Restatement of Mgmt For For
the Ligand Pharmaceuticals Incorporated
Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 934948110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: A. Clinton Allen Mgmt For For
1b. Election of Director: Meg A. Divitto Mgmt For For
1c. Election of Director: Robert M. Hanser Mgmt For For
1d. Election of Director: Joseph M. Holsten Mgmt For For
1e. Election of Director: Blythe J. McGarvie Mgmt For For
1f. Election of Director: John W. Mendel Mgmt For For
1g. Election of Director: Jody G. Miller Mgmt For For
1h. Election of Director: John F. O'Brien Mgmt For For
1i. Election of Director: Guhan Subramanian Mgmt For For
1j. Election of Director: William M. Webster, Mgmt For For
IV
1k. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934997252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Timothy M. Mgmt For For
Haley
1b. Election of Class II Director: Leslie Mgmt For For
Kilgore
1c. Election of Class II Director: Ann Mather Mgmt For For
1d. Election of Class II Director: Susan Rice Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal regarding political Shr For Against
disclosure, if properly presented at the
meeting.
5. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC. Agenda Number: 935004008
--------------------------------------------------------------------------------------------------------------------------
Security: 695127100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: PCRX
ISIN: US6951271005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Hastings Mgmt For For
John Longenecker Mgmt For For
Andreas Wicki Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
5. Approval of the Amended and Restated 2011 Mgmt Against Against
Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934983316
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For
disclosure.
5. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 934968794
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Balmuth Mgmt For For
1b. Election of Director: K. Gunnar Bjorklund Mgmt For For
1c. Election of Director: Michael J. Bush Mgmt For For
1d. Election of Director: Norman A. Ferber Mgmt For For
1e. Election of Director: Sharon D. Garrett Mgmt For For
1f. Election of Director: Stephen D. Milligan Mgmt For For
1g. Election of Director: George P. Orban Mgmt For For
1h. Election of Director: Michael O'Sullivan Mgmt Abstain Against
1i. Election of Director: Gregory L. Quesnel Mgmt For For
1j. Election of Director: Barbara Rentler Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending February 1, 2020.
4. To vote on a stockholder proposal on Shr Against For
Greenhouse Gas Emissions Goals, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 935003866
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin P. Starr Mgmt Withheld Against
James M. Frates Mgmt Withheld Against
George Golumbeski, Ph.D Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To hold a non binding advisory vote to Mgmt For For
approve the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935003878
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Parker Harris Mgmt For For
1d. Election of Director: Craig Conway Mgmt For For
1e. Election of Director: Alan Hassenfeld Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt For For
1g. Election of Director: Colin Powell Mgmt For For
1h. Election of Director: Sanford Robertson Mgmt For For
1i. Election of Director: John V. Roos Mgmt For For
1j. Election of Director: Bernard Tyson Mgmt For For
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2a. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws.
2b. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Removal of directors.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 35.5 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
5. An advisory vote to approve the fiscal 2019 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal regarding a "true Shr Against For
diversity" board policy.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934950090
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Mary K. Brainerd Mgmt For For
1b) Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1c) Election of Director: Roch Doliveux, DVM Mgmt For For
1d) Election of Director: Louise L. Francesconi Mgmt For For
1e) Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1f) Election of Director: Kevin A. Lobo Mgmt For For
(Chairman of the Board)
1g) Election of Director: Sherilyn S. McCoy Mgmt For For
1h) Election of Director: Andrew K. Silvernail Mgmt For For
1i) Election of Director: Ronda E. Stryker Mgmt For For
1j) Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934937915
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herbert A. Allen Mgmt For For
1b. Election of Director: Ronald W. Allen Mgmt For For
1c. Election of Director: Marc Bolland Mgmt For For
1d. Election of Director: Ana Botin Mgmt For For
1e. Election of Director: Christopher C. Davis Mgmt For For
1f. Election of Director: Barry Diller Mgmt For For
1g. Election of Director: Helene D. Gayle Mgmt For For
1h. Election of Director: Alexis M. Herman Mgmt For For
1i. Election of Director: Robert A. Kotick Mgmt For For
1j. Election of Director: Maria Elena Mgmt For For
Lagomasino
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: Caroline J. Tsay Mgmt For For
1m. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors
4. Shareowner proposal regarding an Shr Against For
independent Board Chair
5. Shareowner proposal on sugar and public Shr Against For
health
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 934923853
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2019.
4. To consider a shareholder proposal to adopt Shr For Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935004666
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally E. Blount Mgmt For For
Mary N. Dillon Mgmt For For
Charles Heilbronn Mgmt For For
Michael R. MacDonald Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2019,
ending February 1, 2020
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934876915
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Special
Meeting Date: 26-Oct-2018
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. To approve the Scheme. Mgmt For For
E1. To vote For or Against the Special Mgmt Abstain Against
Resolution
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934954846
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2018
2. To approve the Directors' Remuneration Mgmt For For
Report
3. To re-elect Mr N S Andersen as a Mgmt For For
Non-Executive Director
4. To re-elect Mrs L M Cha as a Non-Executive Mgmt For For
Director
5. To re-elect Mr V Colao as a Non-Executive Mgmt For For
Director
6. To re-elect Dr M Dekkers as a Non-Executive Mgmt For For
Director
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director
8. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director
9. To re-elect Ms M Ma as a Non-Executive Mgmt For For
Director
10. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director
11. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director
12. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director
13. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director
14. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director
15. To elect Mr A Jope as an Executive Director Mgmt For For
16. To elect Mrs S Kilsby as a Non-Executive Mgmt For For
Director
17. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company
18. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
19. To authorise Political Donations and Mgmt For For
expenditure
20. To renew the authority to Directors to Mgmt For For
issue shares
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments
23. To renew the authority to the Company to Mgmt For For
purchase its own shares
24. To shorten the notice period for General Mgmt For For
Meetings
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt For For
Jr.
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr For Against
proxy statement requesting an amendment to
the proxy access bylaw, if properly
presented at the 2019 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 934960077
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Scott G. Stephenson Mgmt For For
1.2 Election of Director: Andrew G. Mills Mgmt For For
1.3 Election of Director: Constantine P. Mgmt For For
Iordanou
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as our independent auditor for
the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935020874
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sangeeta Bhatia Mgmt For For
1.2 Election of Director: Lloyd Carney Mgmt For For
1.3 Election of Director: Terrence Kearney Mgmt For For
1.4 Election of Director: Yuchun Lee Mgmt For For
1.5 Election of Director: Jeffrey Leiden Mgmt For For
1.6 Election of Director: Bruce Sachs Mgmt For For
2. Amendment and restatement of our 2013 Stock Mgmt For For
and Option Plan to, among other things,
increase the number of shares available
under the plan by 5.0 million shares.
3. Amendment and restatement of our 2013 Mgmt For For
Employee Stock Purchase Plan to, among
other things, increase the number of shares
available under the plan by 2.0 million
shares.
4. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
firm for the year ending December 31, 2019.
5. Advisory vote on named executive officer Mgmt For For
compensation.
6. Shareholder proposal, if properly presented Shr Against For
at the meeting, requesting annual reporting
on the integration of risks relating to
drug prices into our executive compensation
program.
7. Shareholder proposal, if properly presented Shr Against For
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934911074
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 934986398
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual and Special
Meeting Date: 17-May-2019
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ronald J. Mittelstaedt Mgmt For For
Robert H. Davis Mgmt Withheld Against
Edward E. "Ned" Guillet Mgmt For For
Michael W. Harlan Mgmt For For
Larry S. Hughes Mgmt For For
Susan "Sue" Lee Mgmt For For
William J. Razzouk Mgmt For For
2 Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers as disclosed in the Proxy
Statement ("say on pay").
3 Appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm until the close of the 2020 Annual
Meeting of Shareholders of the Company and
authorization of our Board of Directors to
fix the remuneration of the independent
registered public accounting firm.
4 Approval of a special resolution empowering Mgmt For For
and authorizing the Board of Directors to
fix the number of directors of the Company
to be elected from time to time, allowing
the Board of Directors to appoint one or
more directors between annual meetings to
hold office for a term expiring not later
than the close of the next annual meeting
of shareholders.
5 Shareholder Proposal Proposal requesting Shr For Against
that the Board of Directors disclose to
shareholders, among other matters, a formal
written diversity policy and report
regarding the representation of women in
the Company.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 934971664
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paget L. Alves Mgmt For For
1b. Election of Director: Michael J. Cavanagh Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Brian C. Cornell Mgmt For For
1e. Election of Director: Greg Creed Mgmt For For
1f. Election of Director: Tanya L. Domier Mgmt For For
1g. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1h. Election of Director: Thomas C. Nelson Mgmt For For
1i. Election of Director: P. Justin Skala Mgmt For For
1j. Election of Director: Elane B. Stock Mgmt For For
1k. Election of Director: Robert D. Walter Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding the Issuance Shr Abstain Against
of a Report on Renewable Energy.
5. Shareholder Proposal Regarding Issuance of Shr Against For
Annual Reports on Efforts to Reduce
Deforestation.
6. Shareholder Proposal Regarding the Issuance Shr Against For
of a Report on Sustainable Packaging.
North Square Oak Ridge Dividend Growth Fund (formerly Oak Ridge Dividend Growth Fund)
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934949162
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H.L. Burnside Mgmt For For
Brett J. Hart Mgmt For For
Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2019
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for a simple majority vote
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
7. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934879187
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Bisson Mgmt For For
1b. Election of Director: Richard T. Clark Mgmt For For
1c. Election of Director: Eric C. Fast Mgmt For For
1d. Election of Director: Linda R. Gooden Mgmt For For
1e. Election of Director: Michael P. Gregoire Mgmt For For
1f. Election of Director: R. Glenn Hubbard Mgmt For For
1g. Election of Director: John P. Jones Mgmt For For
1h. Election of Director: Thomas J. Lynch Mgmt For For
1i. Election of Director: Scott F. Powers Mgmt For For
1j. Election of Director: William J. Ready Mgmt For For
1k. Election of Director: Carlos A. Rodriguez Mgmt For For
1l. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Approval of the 2018 Omnibus Award Plan. Mgmt For For
4. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934913117
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 22-Jan-2019
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine M. Burzik Mgmt For For
1b. Election of Director: R. Andrew Eckert Mgmt For For
1c. Election of Director: Vincent A. Forlenza Mgmt For For
1d. Election of Director: Claire M. Fraser Mgmt For For
1e. Election of Director: Jeffrey W. Henderson Mgmt For For
1f. Election of Director: Christopher Jones Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: David F. Melcher Mgmt For For
1i. Election of Director: Claire Pomeroy Mgmt For For
1j. Election of Director: Rebecca W. Rimel Mgmt For For
1k. Election of Director: Timothy M. Ring Mgmt For For
1l. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Amendment to BD's Restated Certificate of Mgmt For For
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934975662
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bader M. Alsaad Mgmt For For
1b. Election of Director: Mathis Cabiallavetta Mgmt For For
1c. Election of Director: Pamela Daley Mgmt For For
1d. Election of Director: William S. Demchak Mgmt For For
1e. Election of Director: Jessica P. Einhorn Mgmt For For
1f. Election of Director: Laurence D. Fink Mgmt For For
1g. Election of Director: William E. Ford Mgmt For For
1h. Election of Director: Fabrizio Freda Mgmt For For
1i. Election of Director: Murry S. Gerber Mgmt For For
1j. Election of Director: Margaret L. Johnson Mgmt For For
1k. Election of Director: Robert S. Kapito Mgmt For For
1l. Election of Director: Cheryl D. Mills Mgmt For For
1m. Election of Director: Gordon M. Nixon Mgmt For For
1n. Election of Director: Charles H. Robbins Mgmt For For
1o. Election of Director: Ivan G. Seidenberg Mgmt For For
1p. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1q. Election of Director: Susan L. Wagner Mgmt For For
1r. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2019.
4. Shareholder Proposal - Production of an Shr For Against
Annual Report on Certain Trade Association
and Lobbying Expenditures.
5. Shareholder Proposal - Simple Majority Vote Shr Against For
Requirement.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934932321
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
7. To re-elect Debra Kelly-Ennis as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
8. To elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To approve the Carnival plc Directors' Mgmt For For
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2018 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934993088
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt For For
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Human Right to Water Shr For Against
5. Report on Reducing Carbon Footprint Shr For Against
6. Create a Board Committee on Climate Change Shr Against For
7. Adopt Policy for an Independent Chairman Shr Against For
8. Set Special Meeting Threshold at 10% Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt For For
1f. Election of Director: Charles H. Robbins Mgmt For For
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934879909
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment and restatement of our Mgmt For For
certificate of incorporation to eliminate
all or some of the Class B Election Rights.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934959480
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1b. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1g. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1i. Election of Equity Director: Daniel G. Kaye Mgmt For For
1j. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1k. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1l. Election of Equity Director: Alex J. Mgmt For For
Pollock
1m. Election of Equity Director: Terry L. Mgmt For For
Savage
1n. Election of Equity Director: William R. Mgmt For For
Shepard
1o. Election of Equity Director: Howard J. Mgmt For For
Siegel
1p. Election of Equity Director: Michael A. Mgmt For For
Spencer
1q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2019.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934940215
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director for three-year term: Mgmt Against Against
R. Alvarez
1b. Election of director for three-year term: Mgmt Against Against
C. R. Bertozzi
1c. Election of director for three-year term: Mgmt Against Against
J. R. Luciano
1d. Election of director for three-year term: Mgmt Against Against
K. P. Seifert
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2019.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate all
supermajority voting provisions.
6. Shareholder proposal requesting a report Shr Against For
regarding direct and indirect political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934991488
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt Against Against
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
28)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 58) Shr For Against
5. Special Shareholder Meetings (page 59) Shr For Against
6. Board Matrix (page 61) Shr For Against
7. Climate Change Board Committee (page 62) Shr Against For
8. Report on Risks of Gulf Coast Petrochemical Shr Against For
Investments (page 64)
9. Report on Political Contributions (page 66) Shr For Against
10. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 934978517
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen R. Alemany Mgmt For For
1b. Election of Director: Keith W. Hughes Mgmt For For
1c. Election of Director: David K. Hunt Mgmt For For
1d. Election of Director: Stephan A. James Mgmt For For
1e. Election of Director: Leslie M. Muma Mgmt For For
1f. Election of Director: Alexander Navab Mgmt For For
1g. Election of Director: Gary A. Norcross Mgmt For For
1h. Election of Director: Louise M. Parent Mgmt For For
1i. Election of Director: Brian T. Shea Mgmt For For
1j. Election of Director: James B. Stallings, Mgmt For For
Jr.
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr For Against
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934959668
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard D. Kinder Mgmt For For
1b. Election of Director: Steven J. Kean Mgmt For For
1c. Election of Director: Kimberly A. Dang Mgmt For For
1d. Election of Director: Ted A. Gardner Mgmt For For
1e. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1f. Election of Director: Gary L. Hultquist Mgmt For For
1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1h. Election of Director: Deborah A. Macdonald Mgmt For For
1i. Election of Director: Michael C. Morgan Mgmt For For
1j. Election of Director: Arthur C. Mgmt For For
Reichstetter
1k. Election of Director: Fayez Sarofim Mgmt For For
1l. Election of Director: C. Park Shaper Mgmt For For
1m. Election of Director: William A. Smith Mgmt For For
1n. Election of Director: Joel V. Staff Mgmt For For
1o. Election of Director: Robert F. Vagt Mgmt For For
1p. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934927003
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 28-Feb-2019
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2018 Financial Year
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend
4. Reduction of Share Capital Mgmt For For
5. Further Share Repurchase Program Mgmt For For
6. Special Distribution by Way of a Dividend Mgmt For For
in Kind to Effect the Spin-off of Alcon
Inc.
7a. Votes on Compensation for the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Binding Vote on the Maximum
Aggregate Amount of Compensation for
Members of the Board of Directors from the
2019 Annual General Meeting to the 2020
Annual General Meeting
7b. Votes on Compensation for the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Binding Vote on the Maximum
Aggregate Amount of Compensation for
Members of the Executive Committee for the
next Financial Year, i.e. 2020
7c. Votes on Compensation for the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Advisory Vote on the 2018
Compensation Report
8a. Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
re-election as Chairman of the Board of
Directors (in a single vote)
8b. Re-election of Director: Nancy C. Andrews, Mgmt For For
M.D., Ph.D.
8c. Re-election of Director: Ton Buechner Mgmt For For
8d. Re-election of Director: Srikant Datar, Mgmt For For
Ph.D.
8e. Re-election of Director: Elizabeth Doherty Mgmt For For
8f. Re-election of Director: Ann Fudge Mgmt For For
8g. Re-election of Director: Frans van Houten Mgmt For For
8h. Re-election of Director: Andreas von Mgmt For For
Planta, Ph.D.
8i. Re-election of Director: Charles L. Mgmt For For
Sawyers, M.D.
8j. Re-election of Director: Enrico Vanni, Mgmt For For
Ph.D.
8k. Re-election of Director: William T. Winters Mgmt For For
8l. Election of Director: Patrice Bula Mgmt For For
9a. Re-election of Srikant Datar, Ph.D., as Mgmt For For
member of the Compensation Committee
9b. Re-election of Ann Fudge as member of the Mgmt For For
Compensation Committee
9c. Re-election of Enrico Vanni, Ph.D., as Mgmt For For
member of the Compensation Committee
9d. Re-election of William T. Winters as member Mgmt For For
of the Compensation Committee
9e. Election of Patrice Bula as member of the Mgmt For For
Compensation Committee
10. Re-election of the Statutory Auditor Mgmt For For
11. Re-election of the Independent Proxy Mgmt For For
12. General instructions in case of alternative Mgmt Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt For For
1l. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 934936925
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrea J. Ayers Mgmt For For
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Patrick D. Campbell Mgmt For For
1d. Election of Director: Carlos M. Cardoso Mgmt For For
1e. Election of Director: Robert B. Coutts Mgmt For For
1f. Election of Director: Debra A. Crew Mgmt For For
1g. Election of Director: Michael D. Hankin Mgmt For For
1h. Election of Director: James M. Loree Mgmt For For
1i. Election of Director: James H. Scholefield Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2019 fiscal year.
4. Approve Global Omnibus Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934950090
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Mary K. Brainerd Mgmt For For
1b) Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1c) Election of Director: Roch Doliveux, DVM Mgmt For For
1d) Election of Director: Louise L. Francesconi Mgmt For For
1e) Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1f) Election of Director: Kevin A. Lobo Mgmt For For
(Chairman of the Board)
1g) Election of Director: Sherilyn S. McCoy Mgmt For For
1h) Election of Director: Andrew K. Silvernail Mgmt For For
1i) Election of Director: Ronda E. Stryker Mgmt For For
1j) Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934941750
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt For For
1d. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Nikki R. Haley Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2019.
4. Additional Report on Lobbying Activities. Shr Against For
5. Impact of Share Repurchases on Performance Shr Against For
Metrics.
6. Independent Board Chairman. Shr Against For
7. Remove Size Limit on Proxy Access Group. Shr Against For
8. Mandatory Retention of Significant Stock by Shr Against For
Executives
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934937915
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herbert A. Allen Mgmt For For
1b. Election of Director: Ronald W. Allen Mgmt For For
1c. Election of Director: Marc Bolland Mgmt For For
1d. Election of Director: Ana Botin Mgmt For For
1e. Election of Director: Christopher C. Davis Mgmt For For
1f. Election of Director: Barry Diller Mgmt For For
1g. Election of Director: Helene D. Gayle Mgmt For For
1h. Election of Director: Alexis M. Herman Mgmt For For
1i. Election of Director: Robert A. Kotick Mgmt For For
1j. Election of Director: Maria Elena Mgmt For For
Lagomasino
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: Caroline J. Tsay Mgmt For For
1m. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors
4. Shareowner proposal regarding an Shr Against For
independent Board Chair
5. Shareowner proposal on sugar and public Shr Against For
health
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934976157
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
5. Shareholder Proposal to Reduce the Shr Against For
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934841506
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 10-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
2. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
3. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934854197
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 27-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock, Mgmt For For
par value $0.01 per share, of TWDC Holdco
613 Corp. ("New Disney"), to stockholders
of Twenty-First Century Fox, Inc. ("21CF")
contemplated by the Amended and Restated
Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from
time to time, by and among 21CF, a Delaware
corporation, Disney, a Delaware
corporation, New Disney, a Delaware
corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc.,
a ...(due to space limits, see proxy
statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Disney special meeting to approve
the share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934921099
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt For For
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Mgmt For For
Lagomasino
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2019.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr Against For
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934876915
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Special
Meeting Date: 26-Oct-2018
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. To approve the Scheme. Mgmt For For
E1. To vote For or Against the Special Mgmt Abstain Against
Resolution
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934954846
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2018
2. To approve the Directors' Remuneration Mgmt For For
Report
3. To re-elect Mr N S Andersen as a Mgmt For For
Non-Executive Director
4. To re-elect Mrs L M Cha as a Non-Executive Mgmt For For
Director
5. To re-elect Mr V Colao as a Non-Executive Mgmt For For
Director
6. To re-elect Dr M Dekkers as a Non-Executive Mgmt For For
Director
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director
8. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director
9. To re-elect Ms M Ma as a Non-Executive Mgmt For For
Director
10. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director
11. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director
12. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director
13. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director
14. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director
15. To elect Mr A Jope as an Executive Director Mgmt For For
16. To elect Mrs S Kilsby as a Non-Executive Mgmt For For
Director
17. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company
18. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
19. To authorise Political Donations and Mgmt For For
expenditure
20. To renew the authority to Directors to Mgmt For For
issue shares
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments
23. To renew the authority to the Company to Mgmt For For
purchase its own shares
24. To shorten the notice period for General Mgmt For For
Meetings
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt For For
Jr.
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr For Against
proxy statement requesting an amendment to
the proxy access bylaw, if properly
presented at the 2019 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934943261
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Kathryn A. Tesija Mgmt For For
1i. Election of Director: Hans E. Vestberg Mgmt For For
1j. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Nonqualified Savings Plan Earnings Shr Against For
5. Independent Chair Shr Against For
6. Report on Online Child Exploitation Shr Against For
7. Cybersecurity and Data Privacy Shr Against For
8. Severance Approval Policy Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 934958933
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank M. Clark, Jr. Mgmt For For
1b. Election of Director: James C. Fish, Jr. Mgmt For For
1c. Election of Director: Andres R. Gluski Mgmt For For
1d. Election of Director: Patrick W. Gross Mgmt For For
1e. Election of Director: Victoria M. Holt Mgmt For For
1f. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1g. Election of Director: John C. Pope Mgmt For For
1h. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2019.
3. Approval of our executive compensation. Mgmt For For
4. Stockholder proposal regarding a policy Shr For Against
restricting accelerated vesting of equity
awards upon a change in control, if
properly presented at the meeting.
North Square Oak Ridge Small Cap Growth Fund (formerly Oak Ridge Small Cap Growth Fund)
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 934932991
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 09-Apr-2019
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P . Greubel Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 934851468
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric A. Rose Mgmt For For
Jeannine M. Rivet Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
executive Compensation.
3. Amend and restate the ABIOMED, Inc. Amended Mgmt For For
and Restated 2015 Omnibus Incentive Plan
to, among other things, increase the number
of shares of common stock available for the
issuance thereunder by 1,725,000 shares to
4,985,000 shares.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED DISPOSAL SERVICES INC. Agenda Number: 935041602
--------------------------------------------------------------------------------------------------------------------------
Security: 00790X101
Meeting Type: Special
Meeting Date: 28-Jun-2019
Ticker: ADSW
ISIN: US00790X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Agreement and Plan of Merger Mgmt For For
(as may be amended from time to time, the
merger agreement), dated as of April 14,
2019, by and among Advanced Disposal
Services, Inc. (Advanced Disposal), Waste
Management, Inc. and Everglades Merger Sub
Inc. (Merger Sub) pursuant to which Merger
Sub will merge with and into Advanced
Disposal.
2 To approve, on a non-binding advisory Mgmt Against Against
basis, specified compensation that may be
paid or become payable to Advanced
Disposal's named executive officers in
connection with the merger and contemplated
by the merger agreement.
3 To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve the
proposal to adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935005644
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Deborah A. Mgmt For For
Henretta
1B Election of Class III Director: Thomas R. Mgmt For For
Ketteler
1C Election of Class III Director: Cary D. Mgmt For For
McMillan
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending February 1, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934970573
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Special
Meeting Date: 06-May-2019
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ameris Share Issuance Proposal: To approve Mgmt For For
the issuance of shares of common stock, par
value $1.00 per share, of Ameris Bancorp
("Ameris") in connection with the
transactions contemplated by the Agreement
and Plan of Merger, dated as of December
17, 2018, as may be amended from time to
time, by and between Ameris and Fidelity
Southern Corporation.
2. Ameris Adjournment Proposal: To adjourn the Mgmt For For
Ameris special meeting, if necessary or
appropriate, to permit further solicitation
of proxies in favor of the Ameris share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934969304
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel B. Jeter Mgmt For For
William H. Stern Mgmt For For
Dennis J. Zember Jr. Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 934923865
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 14-Mar-2019
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To recommend, in an advisory (non-binding) Mgmt 1 Year For
vote, the frequency of an advisory vote to
approve the compensation paid to the
Company's named executive officers.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935011914
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: ASGN
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Brian J. Callaghan Mgmt For For
1B Election of Director: Theodore S. Hanson Mgmt For For
1C Election of Director: Edwin A. Sheridan, IV Mgmt For For
2. Approve the Second Amended and Restated Mgmt For For
ASGN Incorporated 2010 Incentive Award
Plan.
3. Non-binding advisory vote to approve the Mgmt Against Against
Company's executive compensation for the
year ended December 31, 2018.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as our independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC. Agenda Number: 934919866
--------------------------------------------------------------------------------------------------------------------------
Security: 073685109
Meeting Type: Annual
Meeting Date: 12-Feb-2019
Ticker: BECN
ISIN: US0736851090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Buck Mgmt For For
Paul M. Isabella Mgmt For For
Carl T. Berquist Mgmt For For
Barbara G. Fast Mgmt For For
Richard W. Frost Mgmt For For
Alan Gershenhorn Mgmt For For
Philip W. Knisely Mgmt For For
Robert M. McLaughlin Mgmt For For
Neil S. Novich Mgmt For For
Stuart A. Randle Mgmt For For
Nathan K. Sleeper Mgmt For For
Douglas L. Young Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019.
3. To approve the compensation for our named Mgmt For For
executive officers as presented in the
Compensation Discussion and Analysis, the
compensation tables, and the related
disclosures contained in the accompanying
proxy statement on a non-binding, advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 934888782
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 15-Nov-2018
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Gibson Mgmt For For
Joseph L. Mullen Mgmt For For
2. Non-binding advisory vote to approve Mgmt For For
executive compensation.
3. Approval of the amendment to the Company's Mgmt For For
2009 Stock Incentive Plan to increase the
number of shares of common stock authorized
thereunder from 12,750,000 to 14,950,000.
4. Approval of the Company's 2018 Israeli Mgmt For For
Special Purpose Stock Incentive Plan and
the authorization to issue 200,000 shares
of common stock thereunder.
5. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's registered
public accounting firm for the current
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 934986146
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III director for a term Mgmt For For
of three years: Lawrence M. Alleva
1b. Election of Class III director for a term Mgmt For For
of three years: Joshua Bekenstein
1c. Election of Class III director for a term Mgmt For For
of three years: Roger H. Brown
1d. Election of Class III director for a term Mgmt For For
of three years: Marguerite Kondracke
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2019.
4. To approve the 2012 Omnibus Long-Term Mgmt For For
Incentive Plan, as Amended and Restated.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 934986564
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: John J. Mgmt For For
Mahoney
1.2 Election of Class III Director: Laura J. Mgmt For For
Sen
1.3 Election of Class III Director: Paul J. Mgmt For For
Sullivan
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending February 1,
2020.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CAMBREX CORPORATION Agenda Number: 934938169
--------------------------------------------------------------------------------------------------------------------------
Security: 132011107
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CBM
ISIN: US1320111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election to the Company's Board of Mgmt For For
Directors: Gregory B. Brown
1.2 Election to the Company's Board of Mgmt For For
Directors: Claes Glassell
1.3 Election to the Company's Board of Mgmt For For
Directors: Louis J. Grabowsky
1.4 Election to the Company's Board of Mgmt For For
Directors: Bernhard Hampl
1.5 Election to the Company's Board of Mgmt For For
Directors: Kathryn R. Harrigan
1.6 Election to the Company's Board of Mgmt For For
Directors: Ilan Kaufthal
1.7 Election to the Company's Board of Mgmt For For
Directors: Steven M. Klosk
1.8 Election to the Company's Board of Mgmt For For
Directors: Shlomo Yanai
2. Approve, on a non-binding advisory basis, Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the 2019
Proxy Statement.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC. Agenda Number: 935016104
--------------------------------------------------------------------------------------------------------------------------
Security: 147448104
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: CWST
ISIN: US1474481041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael K. Burke Mgmt For For
James F. Callahan, Jr. Mgmt For For
Douglas R. Casella Mgmt For For
2. To approve, in an advisory "say-on-pay" Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CODEXIS, INC. Agenda Number: 935011988
--------------------------------------------------------------------------------------------------------------------------
Security: 192005106
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: CDXS
ISIN: US1920051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III director: Byron L. Mgmt For For
Dorgan
1b. Election of Class III director: David V. Mgmt For For
Smith
1c. Election of Class III director: Dennis P. Mgmt For For
Wolf
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve the Codexis, Inc. 2019 Incentive Mgmt Against Against
Award Plan.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935000125
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Dirk M. Kuyper Mgmt For For
Jerome J. Lande Mgmt For For
Mark E. Tryniski Mgmt For For
John L. Workman Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To hold an advisory vote on named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
DULUTH HOLDINGS INC. Agenda Number: 935015532
--------------------------------------------------------------------------------------------------------------------------
Security: 26443V101
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: DLTH
ISIN: US26443V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stephen L. Schlecht Mgmt For For
1.2 Election of Director: Stephanie L. Pugliese Mgmt For For
1.3 Election of Director: E. David Coolidge III Mgmt For For
1.4 Election of Director: Francesca M. Mgmt For For
Edwardson
1.5 Election of Director: David C. Finch Mgmt For For
1.6 Election of Director: Thomas G. Folliard Mgmt For For
1.7 Election of Director: Brenda I. Morris Mgmt For For
1.8 Election of Director: Scott K. Williams Mgmt For For
2. The ratification of selection of Grant Mgmt For For
Thornton LLP as the independent registered
public accountants for Duluth Holdings Inc.
for the year ending February 2, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 934991159
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judson Bergman Mgmt For For
Anil Arora Mgmt For For
Gayle Crowell Mgmt For For
Valerie Mosley Mgmt For For
2. The approval, on an advisory basis, of 2018 Mgmt For For
executive compensation.
3. The ratification of KPMG LLP as the Mgmt For For
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 934995816
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Michael Mayoras Mgmt For For
Karl Robb Mgmt For For
Helen Shan Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 934984421
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt For For
Andrew B. Schmitt Mgmt For For
M. Jeannine Strandjord Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2019.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVOLENT HEALTH, INC. Agenda Number: 935015431
--------------------------------------------------------------------------------------------------------------------------
Security: 30050B101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: EVH
ISIN: US30050B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Seth Blackley Mgmt For For
1b. Election of Class I Director: David Farner Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. Proposal to approve the compensation of our Mgmt For For
named executive officers for 2018 on an
advisory basis.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935022208
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine E. Buggeln Mgmt For For
1b. Election of Director: Michael F. Devine III Mgmt For For
1c. Election of Director: Ronald L. Sargent Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending February 1, 2020.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's Named Executive Officer
compensation.
4. Non-binding advisory vote, on whether the Mgmt 3 Years For
frequency of the shareholder vote on our
executive compensation should be every 1, 2
or 3 years.
--------------------------------------------------------------------------------------------------------------------------
FIVE9, INC. Agenda Number: 934988330
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: FIVN
ISIN: US3383071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Acosta Mgmt For For
Rowan Trollope Mgmt For For
David Welsh Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935004438
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel T. Lemaitre Mgmt For For
1b. Election of Director: David C. Paul Mgmt Against Against
1c. Election of Director: Ann D. Rhoads Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
4. To approve, in an advisory vote, the Mgmt 1 Year For
frequency of the approval, on an advisory
basis, of the compensation of our named
executive officers (the Frequency Vote).
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 934987162
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kenneth C. Aldrich Mgmt For For
1B Election of Director: J. Chris Brewster Mgmt For For
1C Election of Director: Glinda Bridgforth Mgmt For For
Hodges
1D Election of Director: Rajeev V. Date Mgmt For For
1E Election of Director: Saturnino "Nino" Mgmt For For
Fanlo
1F Election of Director: William I. Jacobs Mgmt For For
1G Election of Director: George T. Shaheen Mgmt For For
1H Election of Director: Steven W. Streit Mgmt For For
2 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Green Dot's independent
registered public accounting firm for 2019.
3 Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935021232
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kevin Tang Mgmt For For
1B Election of Director: Barry Quart, Pharm.D. Mgmt For For
1C Election of Director: Craig Johnson Mgmt For For
1D Election of Director: John Poyhonen Mgmt For For
1E Election of Director: Christian Waage Mgmt For For
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to the Company's Named
Executive Officers during the year ended
December 31, 2018.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve compensation paid to the Company's
Named Executive Officers.
5. To amend the Company's 2007 Amended and Mgmt Against Against
Restated Equity Incentive Plan to increase
the number of shares of common stock
authorized for issuance thereunder from
18,800,000 to 25,800,000.
6. To amend the Company's 1997 Employee Stock Mgmt For For
Purchase Plan, as amended to increase the
number of shares of common stock authorized
for issuance thereunder from 475,000 to
775,000.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 934938626
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Allison Mgmt For For
C. Randall Sims Mgmt For For
Brian S. Davis Mgmt For For
Milburn Adams Mgmt For For
Robert H. Adcock, Jr. Mgmt For For
Richard H. Ashley Mgmt For For
Mike D. Beebe Mgmt For For
Jack E. Engelkes Mgmt For For
Tracy M. French Mgmt For For
Karen E. Garrett Mgmt For For
James G. Hinkle Mgmt For For
Alex R. Lieblong Mgmt For For
Thomas J. Longe Mgmt For For
Jim Rankin, Jr. Mgmt For For
Donna J. Townsell Mgmt For For
2. Advisory (non-binding) vote approving the Mgmt For For
Company's executive compensation.
3. Approval of an amendment to the Company's Mgmt For For
Restated Articles of Incorporation, as
amended, to increase the number of
authorized shares of common stock from
200,000,000 to 300,000,000.
4. Ratification of appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the next fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HORIZON PHARMA PLC Agenda Number: 934988544
--------------------------------------------------------------------------------------------------------------------------
Security: G4617B105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Grey Mgmt For For
1b. Election of Class II Director: Jeff Mgmt For For
Himawan, Ph.D.
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2019 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of an increase in the authorized Mgmt For For
share capital of the Company from
Euro40,000 and $30,000 to Euro40,000 and
$60,000 by the creation of an additional
300,000,000 ordinary shares of nominal
value $0.0001 per share.
6. Renewal of the Board of Directors' existing Mgmt For For
authority to allot and issue ordinary
shares for cash and non-cash consideration
under Irish law.
7. Renewal of the Board of Directors' existing Mgmt For For
authority to allot and issue ordinary
shares for cash without first offering
those ordinary shares to existing
shareholders pursuant to the statutory
pre-emption right that would otherwise
apply under Irish law.
8. Approval of motion to adjourn the Annual Mgmt For For
General Meeting, or any adjournments
thereof, to another time and place to
solicit additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve Proposal
7.
9. Approval of a change of name of our Company Mgmt For For
to Horizon Therapeutics Public Limited
Company.
10. Approval of the Amended and Restated 2014 Mgmt For For
Equity Incentive Plan.
11. Approval of the Amended and Restated 2014 Mgmt Against Against
Non-Employee Equity Plan.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 934991399
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jessica Hopfield, Ph.D. Mgmt For For
David Lemoine Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To approve an amendment to the Company's Mgmt For For
2007 Employee Stock Purchase Plan to, among
other things, increase the aggregate number
of shares authorized for issuance under
such plan by 500,000 shares.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 934865619
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Annual
Meeting Date: 17-Sep-2018
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ken Kannappan Mgmt For For
Umesh Padval Mgmt For For
Gordon Parnell Mgmt For For
Robert Rango Mgmt For For
Norman Taffe Mgmt For For
Selena LaCroix Mgmt For For
Gregory Waters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 934912038
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Special
Meeting Date: 15-Jan-2019
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
by and between Renesas Electronics
Corporation, a Japanese corporation
("Parent"), and Integrated Device
Technology, Inc., a Delaware corporation
(the "Company"), Chapter Two Company, which
was formed following the date of the Merger
Agreement as a Delaware corporation and a
direct wholly-owned subsidiary of Parent.
2. To approve an adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
3. To approve, on a non-binding, advisory Mgmt For For
basis, compensation that will or may become
payable to the Company's named executive
officers in connection with the Merger.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT MANAGERS SERIES TRUST Agenda Number: 934896498
--------------------------------------------------------------------------------------------------------------------------
Security: 46141Q691
Meeting Type: Special
Meeting Date: 31-Jan-2019
Ticker: ORIIX
ISIN: US46141Q6917
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For *
Reorganization providing for (i) transfer
of all of the assets of the Oak Ridge
International Small Cap Fund ("IMST Fund"),
to North Square International Small Cap
Fund ("Acquiring Fund"); (ii) liquidating
distribution by the IMST Fund to its
holders of the shares of the Acquiring Fund
received in the exchange.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 934952359
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: JBT
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Alan D. Feldman Mgmt For For
1B Election of Director: James E. Goodwin Mgmt For For
2. Approve on an advisory basis a non-binding Mgmt For For
resolution regarding the compensation of
named executive officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LA JOLLA PHARMACEUTICAL COMPANY Agenda Number: 934871131
--------------------------------------------------------------------------------------------------------------------------
Security: 503459604
Meeting Type: Annual
Meeting Date: 12-Sep-2018
Ticker: LJPC
ISIN: US5034596040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George F Tidmarsh, M.D. Mgmt For For
Kevin C. Tang Mgmt For For
Laura L. Douglass Mgmt Withheld Against
Craig A. Johnson Mgmt Withheld Against
Robert H. Rosen Mgmt For For
2. To ratify the selection of Squar Milner LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. To approve the Company's 2018 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935010289
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monica F. Azare Mgmt For For
Teri G. Fontenot Mgmt For For
John L. Indest Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935007256
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt For For
Todd C. Davis Mgmt For For
Nancy R. Gray, Ph.D. Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich, Ph.D. Mgmt For For
John L. LaMattina Ph.D. Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba, M.D. Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Approval of the Compensation of the Named Mgmt For For
Executive Officers.
4. Approval of Amendment and Restatement of Mgmt For For
the Ligand Pharmaceuticals Incorporated
2002 Stock Incentive Plan.
5. Approval of Amendment and Restatement of Mgmt For For
the Ligand Pharmaceuticals Incorporated
Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 934938513
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kristina Cerniglia Mgmt For For
1b. Election of Director: T. J. Chung Mgmt For For
1c. Election of Director: Cary Fu Mgmt For For
1d. Election of Director: Anthony Grillo Mgmt For For
1e. Election of Director: David Heinzmann Mgmt For For
1f. Election of Director: Gordon Hunter Mgmt For For
1g. Election of Director: John Major Mgmt For For
1h. Election of Director: William Noglows Mgmt For For
1i. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2019.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC Agenda Number: 934877525
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 09-Nov-2018
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Martin A. Kaplan Mgmt For For
1b. Election of director: Harold L. Covert Mgmt For For
1c. Election of director: Penelope A. Herscher Mgmt For For
1d. Election of director: Julia S. Johnson Mgmt For For
1e. Election of director: Brian J. Lillie Mgmt For For
1f. Election of director: Alan S. Lowe Mgmt For For
1g. Election of director: Samuel F. Thomas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 29, 2019
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935006913
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: R. Gaines Baty Mgmt For For
1.2 Election of Director: Craig T. Burkert Mgmt For For
1.3 Election of Director: Matthew P. Clifton Mgmt For For
2. Vote to approve the Company's 2019 Mgmt For For
Long-Term Incentive Plan.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 934982821
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. Ann Millner, Ed.D. Mgmt For For
Thomas J. Gunderson Mgmt For For
Jill D. Anderson Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
registered public accounting firm of the
Company for the year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 934882817
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 04-Oct-2018
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Peter Bauer as a Class III Mgmt For For
director of the Company.
2. To re-elect Jeffrey Lieberman as a Class Mgmt For For
III director of the Company.
3. To re-elect Hagi Schwartz as a Class III Mgmt For For
director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as our independent auditors.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the auditors.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2018 together with the
directors' report and the auditors' report
on those accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
8. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MSG NETWORKS INC. Agenda Number: 934890888
--------------------------------------------------------------------------------------------------------------------------
Security: 553573106
Meeting Type: Annual
Meeting Date: 14-Dec-2018
Ticker: MSGN
ISIN: US5535731062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph J. Lhota Mgmt For For
Joel M. Litvin Mgmt For For
John L. Sykes Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 934852965
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 21-Aug-2018
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohaib Abbasi Mgmt For For
Hope Cochran Mgmt For For
Adam Messinger Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935030469
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1b. Election of Director: Noam Gottesman Mgmt For For
1c. Election of Director: Ian G.H. Ashken Mgmt For For
1d. Election of Director: Stefan Descheemaeker Mgmt For For
1e. Election of Director: Mohamed Elsarky Mgmt For For
1f. Election of Director: Jeremy Isaacs CBE Mgmt For For
1g. Election of Director: James E. Lillie Mgmt For For
1h. Election of Director: Stuart M. MacFarlane Mgmt For For
1i. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1j. Election of Director: Victoria Parry Mgmt For For
1k. Election of Director: Simon White Mgmt For For
1l. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019
--------------------------------------------------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Agenda Number: 935024492
--------------------------------------------------------------------------------------------------------------------------
Security: 681116109
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: OLLI
ISIN: US6811161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Stanley Mgmt For For
Fleishman
1B. Election of Class I Director: Stephen White Mgmt For For
2. To approve named executive officer Mgmt For For
compensation.
3. To approve amendments to the Company's Mgmt For For
certificate of incorporation to declassify
the Board by the 2022 Annual Meeting of
Stockholders.
4. To approve amendments to the Company's Mgmt For For
certificate of incorporation to eliminate
supermajority voting provisions
5. To approve amendments to the Company's Mgmt For For
certificate of incorporation to eliminate
obsolete provisions
6. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending February 1, 2020
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 934976551
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James T. Judson Mgmt For For
Bruce E. Scott Mgmt For For
Bruce D. Smith Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,900,000 shares
to the number of shares of common stock
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC. Agenda Number: 935004008
--------------------------------------------------------------------------------------------------------------------------
Security: 695127100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: PCRX
ISIN: US6951271005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Hastings Mgmt For For
John Longenecker Mgmt For For
Andreas Wicki Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
5. Approval of the Amended and Restated 2011 Mgmt Against Against
Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
PARTY CITY HOLDCO INC. Agenda Number: 935008258
--------------------------------------------------------------------------------------------------------------------------
Security: 702149105
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: PRTY
ISIN: US7021491052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's Second Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify the Board of Directors of the
Company.
2. DIRECTOR
Todd M. Abbrecht Mgmt For For
Steven J. Collins Mgmt Withheld Against
William S. Creekmuir Mgmt For For
Douglas A. Haber Mgmt Withheld Against
James M. Harrison Mgmt For For
Lisa K. Klinger Mgmt For For
Norman S. Matthews Mgmt Withheld Against
M. Millstone-Shroff Mgmt For For
Gerald C. Rittenberg Mgmt For For
Morry J. Weiss Mgmt Withheld Against
3a. Election of Class I Director for a term of Mgmt For For
three years: Todd M. Abbrecht(If Proposal 1
is not approved)
3b. Election of Class I Director for a term of Mgmt Abstain Against
three years: Douglas A. Haber(If Proposal 1
is not approved)
3c. Election of Class I Director for a term of Mgmt For For
three years: Lisa K. Klinger(If Proposal 1
is not approved)
4. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
named executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
2019.
--------------------------------------------------------------------------------------------------------------------------
PENUMBRA, INC. Agenda Number: 935003258
--------------------------------------------------------------------------------------------------------------------------
Security: 70975L107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: PEN
ISIN: US70975L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Kassing Mgmt For For
Thomas Wilder Mgmt For For
Janet Leeds Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for Penumbra, Inc.
for the fiscal year ending December 31,
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Penumbra, Inc.'s Named
Executive Officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PERFICIENT, INC. Agenda Number: 934995880
--------------------------------------------------------------------------------------------------------------------------
Security: 71375U101
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: PRFT
ISIN: US71375U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Jeffrey S. Davis Mgmt For For
02 Election of Director: Ralph C. Derrickson Mgmt For For
03 Election of Director: James R. Kackley Mgmt For For
04 Election of Director: David S. Lundeen Mgmt For For
05 Election of Director: Brian L. Matthews Mgmt For For
06 Election of Director: Gary M. Wimberly Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
a resolution relating to the 2018
compensation of the named executive
officers.
3. Proposal to ratify KPMG LLP as Perficient, Mgmt For For
Inc.'s independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934935909
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abney S. Boxley, III Mgmt For For
1b. Election of Director: Charles E. Brock Mgmt For For
1c. Election of Director: Renda J. Burkhart Mgmt For For
1d. Election of Director: Gregory L. Burns Mgmt For For
1e. Election of Director: Richard D. Callicutt, Mgmt For For
II
1f. Election of Director: Marty G. Dickens Mgmt For For
1g. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1h. Election of Director: Joseph C. Galante Mgmt For For
1i. Election of Director: Glenda Baskin Glover Mgmt For For
1j. Election of Director: David B. Ingram Mgmt For For
1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1l. Election of Director: Ronald L. Samuels Mgmt For For
1m. Election of Director: Gary L. Scott Mgmt For For
1n. Election of Director: Thomas R. Sloan Mgmt For For
1o. Election of Director: Reese L. Smith, III Mgmt For For
1p. Election of Director: G. Kennedy Thompson Mgmt For For
1q. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 934965813
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew W. Code Mgmt For For
1b. Election of Director: Timothy M. Graven Mgmt For For
1c. Election of Director: Debra S. Oler Mgmt For For
1d. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1e. Election of Director: Harlan F. Seymour Mgmt For For
1f. Election of Director: Robert C. Sledd Mgmt For For
1g. Election of Director: John E. Stokely Mgmt For For
1h. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2019 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
executive compensation as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935011154
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Corey Thomas Mgmt For For
J. Benjamin Nye Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future stockholder
advisory votes on the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RETROPHIN, INC. Agenda Number: 934983619
--------------------------------------------------------------------------------------------------------------------------
Security: 761299106
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: RTRX
ISIN: US7612991064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Aselage Mgmt For For
Roy Baynes Mgmt For For
Timothy Coughlin Mgmt For For
Eric M. Dube Mgmt For For
John Kozarich Mgmt For For
Gary Lyons Mgmt For For
Jeffrey Meckler Mgmt For For
John A. Orwin Mgmt For For
Ron Squarer Mgmt For For
2. To approve the Company's 2018 Equity Mgmt Against Against
Incentive Plan, as amended, to, among other
items, increase the number of shares of
common stock reserved for issuance
thereunder by 2,000,000.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
4. To ratify the selection of BDO USA LLP as Mgmt For For
the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RSP PERMIAN INC Agenda Number: 934846683
--------------------------------------------------------------------------------------------------------------------------
Security: 74978Q105
Meeting Type: Special
Meeting Date: 17-Jul-2018
Ticker: RSPP
ISIN: US74978Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated March 27, 2018, among RSP Permian,
Inc., Concho Resources Inc. and Green
Merger Sub Inc. (as it may be amended from
time to time, the "Merger Agreement").
2. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to RSP Permian, Inc.'s named
executive officers that is based on or
otherwise relates to the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 935003866
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin P. Starr Mgmt Withheld Against
James M. Frates Mgmt Withheld Against
George Golumbeski, Ph.D Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To hold a non binding advisory vote to Mgmt For For
approve the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SAIA, INC Agenda Number: 934955975
--------------------------------------------------------------------------------------------------------------------------
Security: 78709Y105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: SAIA
ISIN: US78709Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John J. Holland Mgmt For For
1.2 Election of Director: Frederick J. Mgmt For For
Holzgrefe, III
1.3 Election of Director: Richard D. O'Dell Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of Saia's Named Executive
Officers
3. Ratify the appointment of KPMG LLP as Mgmt For For
Saia's independent registered public
accounting firm for fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935007181
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Richard J. Barry Mgmt For For
1B Election of Director: M. Kathleen Behrens, Mgmt For For
Ph.D.
1C Election of Director: Claude Nicaise, M.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
3. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2013 EMPLOYEE STOCK PURCHASE PLAN
(THE "2013 ESPP") TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE 2013 ESPP BY 500,000
SHARES TO 1,100,000, AND TO EXTEND THE 2013
ESPP'S TERM UNTIL APRIL 22, 2029.
4. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SHOTSPOTTER, INC. Agenda Number: 935016344
--------------------------------------------------------------------------------------------------------------------------
Security: 82536T107
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SSTI
ISIN: US82536T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pascal Levensohn Mgmt For For
Thomas T. Groos Mgmt For For
2. To ratify the selection of Baker Tilly Mgmt For For
Virchow Krause, LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 934933640
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William G. Bock Mgmt For For
1B. Election of Director: Jack R. Lazar Mgmt For For
1C. Election of Director: Christy Wyatt Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 28, 2019.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC. Agenda Number: 934960166
--------------------------------------------------------------------------------------------------------------------------
Security: 82982L103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SITE
ISIN: US82982L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Fred M. Diaz Mgmt For For
W. Roy Dunbar Mgmt For For
Larisa J. Drake Mgmt For For
2 Approve management's proposal to amend and Mgmt For For
restate the Company's certificate of
incorporation to eliminate supermajority
voting requirements and other obsolete
provisions.
3 Advisory vote to approve executive Mgmt For For
compensation.
4 Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
year ending December 29, 2019.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934940479
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristen E. Blum Mgmt For For
Shon A. Boney Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2018 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
29, 2019.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 934870317
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Special
Meeting Date: 25-Sep-2018
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve The Stifel Financial Corp. 2001 Mgmt Against Against
Incentive Stock Plan (2018 Restatement).
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935003525
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Brown Mgmt For For
Michael W. Brown Mgmt For For
John P. Dubinsky Mgmt For For
Robert E. Grady Mgmt For For
Ronald J. Kruszewski Mgmt For For
Maura A. Markus Mgmt For For
James M. Oates Mgmt For For
David A. Peacock Mgmt For For
Thomas W. Weisel Mgmt For For
Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC. Agenda Number: 935025292
--------------------------------------------------------------------------------------------------------------------------
Security: 868459108
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: SUPN
ISIN: US8684591089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carrolee Barlow MD PhD Mgmt For For
Jack A. Khattar Mgmt For For
2. Proposal to ratify KPMG LLP as the Mgmt For For
independent public accounting firm for the
fiscal year ending December 31, 2019.
3. Advisory Vote on Named Executive Officer Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 934938157
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Blake Baird Mgmt For For
1b. Election of Director: Michael A. Coke Mgmt For For
1c. Election of Director: LeRoy E. Carlson Mgmt For For
1d. Election of Director: David M. Lee Mgmt For For
1e. Election of Director: Gabriela F. Parcella Mgmt For For
1f. Election of Director: Douglas M. Pasquale Mgmt For For
1g. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Approval of the Terreno Realty Corporation Mgmt For For
2019 Equity Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC. Agenda Number: 935022905
--------------------------------------------------------------------------------------------------------------------------
Security: 249906108
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: DSGX
ISIN: CA2499061083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
David I. Beatson Mgmt For For
Deborah Close Mgmt For For
Eric A. Demirian Mgmt For For
Dennis Maple Mgmt For For
Jane O'Hagan Mgmt For For
Edward J. Ryan Mgmt For For
John J. Walker Mgmt For For
02 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
to hold office until the next annual
meeting of shareholders or until a
successor is appointed.
03 Approval of the Say-On-Pay Resolution as Mgmt For For
set out on page 17 of the Corporation's
Management Information Circular dated April
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
WELBILT, INC. Agenda Number: 934936913
--------------------------------------------------------------------------------------------------------------------------
Security: 949090104
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: WBT
ISIN: US9490901041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cynthia M. Egnotovich Mgmt For For
1b. Election of Director: Dino J. Bianco Mgmt For For
1c. Election of Director: Joan K. Chow Mgmt For For
1d. Election of Director: Thomas D. Davis Mgmt For For
1e. Election of Director: Janice L. Fields Mgmt For For
1f. Election of Director: Brian R. Gamache Mgmt For For
1g. Election of Director: Andrew Langham Mgmt For For
1h. Election of Director: William C. Johnson Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopersLLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935006812
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Shikhar Ghosh Mgmt For For
1.2 Election of Director: James Neary Mgmt For For
1.3 Election of Director: Melissa D. Smith Mgmt For For
1.4 Election of Director: Daniel Callahan Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To approve the WEX Inc. 2019 Equity and Mgmt For For
Incentive Plan.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 934867396
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 13-Sep-2018
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Class II director to serve Mgmt For For
until the 2021: Yuval Cohen
1.2 Re-election of Class II director to serve Mgmt For For
until the 2021: Ron Gutler
1.3 Re-election of Class II director to serve Mgmt For For
until the 2021: Roy Saar
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 934970395
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew J. Reintjes Mgmt Withheld Against
Roy J. Seiders Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as YETI Holdings, Inc.'s
independent registered public accounting
firm for year ending December 28, 2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) NORTH SQUARE INVESTMENTS TRUST
By (Signature) /s/ Mark D. Goodwin
Name Mark D. Goodwin
Title President
Date 08/28/2019