UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 05/31 DATE OF REPORTING PERIOD: 07/01/2019 - 01/17/2020 M.D. Sass Equity Income Plus Fund -------------------------------------------------------------------------------------------------------------------------- ACUITY BRANDS, INC. Agenda Number: 935106078 -------------------------------------------------------------------------------------------------------------------------- Security: 00508Y102 Meeting Type: Annual Meeting Date: 08-Jan-2020 Ticker: AYI ISIN: US00508Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Patrick Battle Mgmt For For 1B. Election of Director: Peter C. Browning Mgmt For For 1C. Election of Director: G. Douglas Dillard, Mgmt For For Jr. 1D. Election of Director: James H. Hance, Jr. Mgmt For For 1E. Election of Director: Robert F. McCullough Mgmt For For 1F. Election of Director: Vernon J. Nagel Mgmt For For 1G. Election of Director: Dominic J. Pileggi Mgmt For For 1H. Election of Director: Ray M. Robinson Mgmt For For 1I. Election of Director: Mary A. Winston Mgmt Abstain Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V336 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FGXXX ISIN: US31846V3362 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt No vote Mark E. Gaumond Mgmt No vote Roger A. Gibson Mgmt No vote Jennifer J. McPeek Mgmt No vote C. David Myers Mgmt No vote Richard K. Riederer Mgmt No vote P. Kelly Tompkins Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 04-Dec-2019 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Shr Against For Gap -------------------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda Number: 935080616 -------------------------------------------------------------------------------------------------------------------------- Security: 755111507 Meeting Type: Special Meeting Date: 11-Oct-2019 Ticker: RTN ISIN: US7551115071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Raytheon merger proposal: To adopt the Mgmt For For Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). 2. Raytheon merger-related compensation Mgmt Abstain Against proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. 3. Raytheon adjournment proposal: To approve Mgmt For For the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. M.D. Sass Short Term U.S. Government Agency Income Fund -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V450 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FOZXX ISIN: US31846V4501 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt No vote Mark E. Gaumond Mgmt No vote Roger A. Gibson Mgmt No vote Jennifer J. McPeek Mgmt No vote C. David Myers Mgmt No vote Richard K. Riederer Mgmt No vote P. Kelly Tompkins Mgmt No vote * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 03/13/2020