UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06260
NAME OF REGISTRANT: Quaker Investment Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2500 Weston Road, Suite 101
Weston , FL 33331
NAME AND ADDRESS OF AGENT FOR SERVICE: Alyssa Greenspan
Quaker Investment Trust
2500 Weston Road, Suite 101
Weston, FL 33331
REGISTRANT'S TELEPHONE NUMBER: 800-220-8888
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Quaker Impact Growth Fund
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ADOBE INC Agenda Number: 935132580
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr For Against
proposal.
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ALPHABET INC. Agenda Number: 935196762
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr For Against
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr For Against
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting
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AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
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AMERICAN TOWER CORPORATION Agenda Number: 935169450
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Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Robert D. Hormats Mgmt For For
1D. Election of Director: Gustavo Lara Cantu Mgmt For For
1E. Election of Director: Grace D. Lieblein Mgmt For For
1F. Election of Director: Craig Macnab Mgmt For For
1G. Election of Director: JoAnn A. Reed Mgmt For For
1H. Election of Director: Pamela D.A. Reeve Mgmt For For
1I. Election of Director: David E. Sharbutt Mgmt For For
1J. Election of Director: Bruce L. Tanner Mgmt For For
1K. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To require periodic reports on political Shr For Against
contributions and expenditures.
5. To amend the bylaws to reduce the ownership Shr For Against
threshold required to call a special
meeting of the stockholders.
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AMERIPRISE FINANCIAL, INC. Agenda Number: 935143963
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: AMP
ISIN: US03076C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020.
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AMGEN INC. Agenda Number: 935172419
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Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr For Against
independent board chair.
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APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr For Against
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
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AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. Mgmt For For
McCallister
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr For Against
6. Improve Guiding Principles of Executive Shr For Against
Compensation.
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BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr For Against
Accessible.
5. Adopt a New Shareholder Right - Written Shr For Against
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr For Against
7. Review of Statement of the Purpose of a Shr For Against
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
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BB&T CORPORATION Agenda Number: 935057629
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Special
Meeting Date: 30-Jul-2019
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Amended Agreement Mgmt For For
and Plan of Merger, dated as of February 7,
2019, as amended as of June 14, 2019 (as
further amended from time to time, the
"Merger Agreement"), by and between BB&T
and SunTrust Banks, Inc. and the
transactions contemplated thereby (the
"BB&T merger proposal").
2. Proposal to approve an amendment to BB&T's Mgmt For For
articles of incorporation to effect the
name change of BB&T to "Truist Financial
Corporation", effective only upon the
completion of the merger (the "BB&T name
change proposal").
3. Proposal to adjourn the BB&T special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the BB&T merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of BB&T common stock
(the "BB&T adjournment proposal").
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BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt For For
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr For Against
shareholder meetings.
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BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr For Against
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BLACKROCK, INC. Agenda Number: 935170857
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BLK
ISIN: US09247X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Mathis Cabiallavetta Mgmt For For
1C. Election of Director: Pamela Daley Mgmt For For
1D. Withdrawn Mgmt For For
1E. Election of Director: Jessica P. Einhorn Mgmt For For
1F. Election of Director: Laurence D. Fink Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Fabrizio Freda Mgmt For For
1I. Election of Director: Murry S. Gerber Mgmt For For
1J. Election of Director: Margaret L. Johnson Mgmt For For
1K. Election of Director: Robert S. Kapito Mgmt For For
1L. Election of Director: Cheryl D. Mills Mgmt For For
1M. Election of Director: Gordon M. Nixon Mgmt For For
1N. Election of Director: Charles H. Robbins Mgmt For For
1O. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1P. Election of Director: Susan L. Wagner Mgmt For For
1Q. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2020.
4. Shareholder Proposal - Production of a Shr For Against
Report on the "Statement on the Purpose of
a Corporation."
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
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CIGNA CORPORATION Agenda Number: 935141755
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: Roman Martinez IV Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2020.
4. Shareholder proposal - Shareholder right to Shr For Against
call a special meeting.
5. Shareholder proposal - Gender pay gap Shr For Against
report.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 935050586
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 22-Jul-2019
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Fleming Mgmt Withheld Against
Ernest R. Verebelyi Mgmt Withheld Against
Mark D. Morelli Mgmt Withheld Against
Nicholas T. Pinchuk Mgmt Withheld Against
Liam G. McCarthy Mgmt Withheld Against
R. Scott Trumbull Mgmt Withheld Against
Heath A. Mitts Mgmt Withheld Against
Kathryn V. Roedel Mgmt Withheld Against
Aziz S. Aghili Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
3. To conduct a shareholder advisory vote on Mgmt For For
the compensation of our named executive
officers.
4. To vote upon the approval and adoption of Mgmt For For
the Columbus McKinnon Corporation 2016 Long
Term Incentive Plan as amended and
restated, effective June 5, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr For Against
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DELL TECHNOLOGIES INC. Agenda Number: 935219546
--------------------------------------------------------------------------------------------------------------------------
Security: 24703L202
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: DELL
ISIN: US24703L2025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael S. Dell* Mgmt For For
David W. Dorman* Mgmt For For
Egon Durban* Mgmt For For
William D. Green* Mgmt For For
Simon Patterson* Mgmt For For
Lynn M. Vojvodich* Mgmt For For
Ellen J. Kullman# Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Dell
Technologies Inc.'s independent registered
public accounting firm for fiscal year
ending January 29, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Dell Technologies Inc.'s
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935159207
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: Mark A. Thierer Mgmt For For
1K. Election of Director: Lawrence A. Weinbach Mgmt Abstain Against
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt For For
1C. Election of Director: Leslie S. Heisz Mgmt For For
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935209014
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
William Luby Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix, Inc. 2020 Equity Mgmt For For
Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Stockholder proposal related to political Shr For Against
contributions disclosure and oversight.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr For Against
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt Withheld Against
Mark E. Gaumond Mgmt Withheld Against
Roger A. Gibson Mgmt Withheld Against
Jennifer J. McPeek Mgmt Withheld Against
C. David Myers Mgmt Withheld Against
Richard K. Riederer Mgmt Withheld Against
P. Kelly Tompkins Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
HAWKINS, INC. Agenda Number: 935057390
--------------------------------------------------------------------------------------------------------------------------
Security: 420261109
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: HWKN
ISIN: US4202611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John S. McKeon Mgmt Withheld Against
Patrick H. Hawkins Mgmt Withheld Against
James A. Faulconbridge Mgmt Withheld Against
Duane M. Jergenson Mgmt Withheld Against
Mary J. Schumacher Mgmt Withheld Against
Daniel J. Stauber Mgmt Withheld Against
James T. Thompson Mgmt Withheld Against
Jeffrey L. Wright Mgmt Withheld Against
2. To approve the Hawkins, Inc. 2019 Equity Mgmt For For
Incentive Plan.
3. Non-binding advisory vote to approve Mgmt For For
executive compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935145614
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve the 2020 Stock Incentive Plan Mgmt For For
for Key Employees of HCA Healthcare, Inc.
and its Affiliates.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
allow stockholders owning an aggregate of
15% of our outstanding common stock to
request special meetings of stockholders.
6. Stockholder proposal, if properly presented Shr For Against
at the meeting, requesting that the Board
of Directors take the steps necessary to
allow stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935198893
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John W. Kett Mgmt For For
1B. Election of Class I Director: Peter H. Mgmt For For
Kamin
1C. Election of Class I Director: Lynn Jolliffe Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
IMAGEWARE SYSTEMS, INC. Agenda Number: 935214510
--------------------------------------------------------------------------------------------------------------------------
Security: 45245S108
Meeting Type: Consent
Meeting Date: 05-Jun-2020
Ticker: IWSY
ISIN: US45245S1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF THE
COMPANY'S COMMON STOCK, $0.01 PAR VALUE PER
SHARE, FROM 179,000,000 TO 345,000,000 AND
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF THE COMPANY'S PREFERRED STOCK, $0.01 PAR
VALUE PER SHARE, FROM 4,000,000 TO
5,000,000.
2. APPROVAL OF THE COMPANY'S 2020 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935154358
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott F. Schaeffer Mgmt Abstain Against
1B. Election of Director: William C. Dunkelberg Mgmt Abstain Against
1C. Election of Director: Richard D. Gebert Mgmt Abstain Against
1D. Election of Director: Melinda H. McClure Mgmt Abstain Against
1E. Election of Director: Mack D. Pridgen III Mgmt Abstain Against
1F. Election of Director: DeForest B. Soaries, Mgmt Abstain Against
Jr.
2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR RATIFICATION OF THE APPOINTMENT OF KPMG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR THE ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For
FOR EVERY YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935141717
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
5. To approve the amendment of the Certificate Mgmt For For
of Incorporation to adopt simple majority
voting provisions.
6. To approve the amendment of the Certificate Mgmt For For
of Incorporation to permit stockholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr For Against
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr For Against
provisions
8. Charitable contributions disclosure Shr For Against
9. Gender/Racial pay equity Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935165933
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2020.
4. Shareholder proposal seeking the power for Shr For Against
shareholders of 10% or more of our common
stock to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935068165
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 26-Sep-2019
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Maria Renna Sharpe Mgmt For For
1h. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2020.
4. Stockholder Proposal Regarding Pesticide Shr For Against
Use Report.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 935196774
--------------------------------------------------------------------------------------------------------------------------
Security: 531229409
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LSXMA
ISIN: US5312294094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Evan D. Malone Mgmt Withheld Against
David E. Rapley Mgmt Withheld Against
Larry E. Romrell Mgmt Withheld Against
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIVANOVA PLC Agenda Number: 935221767
--------------------------------------------------------------------------------------------------------------------------
Security: G5509L101
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: LIVN
ISIN: GB00BYMT0J19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Francesco Bianchi Mgmt For For
1B. Election of Director: Ms. Stacy Enxing Seng Mgmt For For
1C. Election of Director: Mr. William Kozy Mgmt For For
1D. Election of Director: Mr. Damien McDonald Mgmt For For
1E. Election of Director: Mr. Daniel Moore Mgmt For For
1F. Election of Director: Mr. Hugh Morrison Mgmt For For
1G. Election of Director: Mr. Alfred Novak Mgmt For For
1H. Election of Director: Dr. Sharon O'Kane Mgmt For For
1I. Election of Director: Dr. Arthur Rosenthal Mgmt For For
1J. Election of Director: Ms. Andrea Saia Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's compensation of its named
executive officers ("US Say-on-Pay")
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, a Delaware
limited liability partnership, as the
Company's independent registered public
accountancy firm
4. To grant authority to allot ordinary shares Mgmt For For
under the new Articles of Association for a
period of five years
5. To approve the disapplication of Mgmt For For
pre-emptive rights under the new Articles
of Association for a period of five years
6. To approve all other changes contained in Mgmt For For
the New Articles of Association
7. To approve, on an advisory basis, the UK Mgmt For For
directors' remuneration report in the form
set out in the Company's UK annual report
and accounts for the period ended December
31, 2019
8. To receive and adopt the Company's audited Mgmt For For
UK statutory accounts for the year ended
December 31, 2019, together with the
reports of the directors and the auditors
thereon
9. To re-appoint PricewaterhouseCoopers LLP, a Mgmt For For
limited liability partnership organized
under the laws of England, as the Company's
UK statutory auditor
10. To authorize the directors and/or the Audit Mgmt For For
and Compliance Committee to determine the
remuneration of the Company's UK statutory
auditor
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935139611
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
John D. Hawke, Jr. Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935127298
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Gayathri Mgmt For For
Rajan
1B. Election of Class II Director: Michael J. Mgmt For For
Warren
2. The approval of an amendment to our Mgmt For For
Articles of Incorporation to provide for
the annual election of directors.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2020 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr For Against
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr For Against
right to act by written consent.
5. Shareholder proposal regarding allocation Shr For Against
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
MYOS RENS TECHNOLOGY INC Agenda Number: 935113782
--------------------------------------------------------------------------------------------------------------------------
Security: 62857P108
Meeting Type: Annual
Meeting Date: 23-Dec-2019
Ticker: MYOS
ISIN: US62857P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
aggregate number of authorized shares of
common stock by 3,000,000 shares to
15,000,000 shares.
2. Approval of an amendment to the Company's Mgmt For For
Articles of Incorporation to declassify the
board of directors of the Company.
3. DIRECTOR
Joseph Mannello Mgmt Withheld Against
Victor Mandel Mgmt Withheld Against
Andrew Ponte Mgmt Withheld Against
4. Approval of, on a non-binding advisory Mgmt For For
basis, the executive compensation of the
Company's named executive officers for the
year ended December 31, 2018.
5. Approval of, on a non-binding advisory Mgmt 1 Year Against
basis, the frequency of stockholder
advisory votes on the Company's executive
compensation.
6. Amendment of the 2012 Equity Incentive Plan Mgmt For For
to increase the aggregate number of shares
of common stock which may be issued under
the plan by 350,000 shares to 1,200,000
shares.
7. Ratification of the appointment of Mgmt For For
WithumSmith+Brown, PC as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935138102
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: James L. Robo Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2020.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy Partners' compensation of
its named executive officers as disclosed
in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr For Against
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935085250
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda S. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval of, on a non-binding, advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. Approval of the Parker-Hannifin Corporation Mgmt For For
Amended and Restated 2016 Omnibus Stock
Incentive Plan.
5. Shareholder proposal to adopt a policy that Shr For Against
requires the Chairman of the Board to be an
independent member of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 935065462
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 16-Sep-2019
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Buck Mgmt For For
1b. Election of Director: Alex N. Blanco Mgmt For For
1c. Election of Director: Jody H. Feragen Mgmt For For
1d. Election of Director: Robert C. Frenzel Mgmt For For
1e. Election of Director: Francis J. Malecha Mgmt For For
1f. Election of Director: Ellen A. Rudnick Mgmt For For
1g. Election of Director: Neil A. Schrimsher Mgmt For For
1h. Election of Director: Mark S. Walchirk Mgmt For For
2. Approval of amendment to Amended and Mgmt For For
Restated Employee Stock Purchase Plan.
3. Advisory approval of executive Mgmt For For
compensation.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr For Against
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935142808
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Barrett Mgmt For For
1B. Election of Director: Samuel R. Chapin Mgmt For For
1C. Election of Director: Sylvie Gregoire, Mgmt For For
PharmD
1D. Election of Director: Alexis P. Michas Mgmt For For
1E. Election of Director: Prahlad R. Singh, PhD Mgmt For For
1F. Election of Director: Michel Vounatsos Mgmt For For
1G. Election of Director: Frank Witney, PhD Mgmt For For
1H. Election of Director: Pascale Witz Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935121195
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Robert M. Dutkowsky Mgmt For For
1C. Election of Director: Jeffrey N. Edwards Mgmt For For
1D. Election of Director: Benjamin C. Esty Mgmt For For
1E. Election of Director: Anne Gates Mgmt For For
1F. Election of Director: Francis S. Godbold Mgmt For For
1G. Election of Director: Thomas A. James Mgmt For For
1H. Election of Director: Gordon L. Johnson Mgmt For For
1I. Election of Director: Roderick C. McGeary Mgmt For For
1J. Election of Director: Paul C. Reilly Mgmt For For
1K. Election of Director: Raj Seshadri Mgmt For For
1L. Election of Director: Susan N. Story Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. To approve the Amended and Restated 2012 Mgmt For For
Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt For For
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt For For
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935144321
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935125066
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
1M. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020
4. EEO Policy Risk Report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 935145234
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt Withheld Against
Jeffrey G. Dishner Mgmt Withheld Against
Camille J. Douglas Mgmt Withheld Against
Solomon J. Kumin Mgmt Withheld Against
Fred S. Ridley Mgmt Withheld Against
Barry S. Sternlicht Mgmt Withheld Against
Strauss Zelnick Mgmt Withheld Against
2. The approval on an advisory basis of the Mgmt For For
Company's executive compensation.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the calendar
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt For Against
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, Mgmt For For
M.D.
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2020.
3. Approve the 2020 Long-Term Incentive Plan Mgmt For For
for Non-Employee Directors.
4. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal Regarding Executive Shr For Against
Ownership Guidelines
7. Shareholder Proposal Regarding Shr For Against
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Mgmt For For
Ph.D.
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TIPTREE INC. Agenda Number: 935203721
--------------------------------------------------------------------------------------------------------------------------
Security: 88822Q103
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: TIPT
ISIN: US88822Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Friedman Mgmt For For
Bradley E. Smith Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 935093790
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 05-Dec-2019
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Decker Mgmt For For
1b. Election of Director: Robert A. Katz Mgmt For For
1c. Election of Director: John T. Redmond Mgmt For For
1d. Election of Director: Michele Romanow Mgmt For For
1e. Election of Director: Hilary A. Schneider Mgmt For For
1f. Election of Director: D. Bruce Sewell Mgmt For For
1g. Election of Director: John F. Sorte Mgmt For For
1h. Election of Director: Peter A. Vaughn Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending July 31,
2020.
3. Hold an advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935159928
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafael Santana Mgmt For For
Lee B. Foster, II Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2019
named executive officer compensation.
3. Approve the amendment to the 2011 Stock Mgmt For For
Incentive Plan to increase the number of
shares available under the Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT FUEL SYSTEMS INC. Agenda Number: 935155754
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 29-Apr-2020
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Brenda Eprile Mgmt For For
Dan Hancock Mgmt For For
David Johnson Mgmt For For
Eileen Wheatman Mgmt For For
Karl-Viktor Schaller Mgmt For For
Michele Buchignani Mgmt For For
Peter Yu Mgmt For For
Rita Forst Mgmt For For
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to set their
remuneration.
3 To approve the amendment of the Omnibus Mgmt For For
Incentive Plan of Westport Fuel Systems
Inc. in the manner described in the
"Matters to be Acted Upon - Amendment to
the Omnibus Incentive Plan" section of the
Management Information Circular of Westport
Fuel Systems Inc. dated March 17, 2020 and
accompanying this voting instruction form.
4 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's Management Information
Circular dated March 17, 2020.
Quaker Small/Mid-Cap Impact Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935202159
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph J. Andretta Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For
1.4 Election of Director: Rajesh Natarajan Mgmt For For
1.5 Election of Director: Timothy J. Theriault Mgmt For For
1.6 Election of Director: Laurie A. Tucker Mgmt For For
1.7 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda Number: 935191471
--------------------------------------------------------------------------------------------------------------------------
Security: 023139884
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: AMBC
ISIN: US0231398845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander D. Greene Mgmt Withheld Against
Ian D. Haft Mgmt Withheld Against
David L. Herzog Mgmt Withheld Against
Joan Lamm-Tennant Mgmt Withheld Against
Claude LeBlanc Mgmt Withheld Against
C. James Prieur Mgmt Withheld Against
Jeffrey S. Stein Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation for our named executive
officers.
3. To ratify the appointment of KPMG as Mgmt For For
Ambac's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. To approve Ambac's 2020 Incentive Mgmt For For
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935143963
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935167999
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt For For
1B. Election of Director: Ann Torre Bates Mgmt For For
1C. Election of Director: Steven B McKeever Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORP Agenda Number: 935139039
--------------------------------------------------------------------------------------------------------------------------
Security: 04013V108
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ACRE
ISIN: US04013V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Benjamin Mgmt Withheld Against
Caroline E. Blakely Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as described in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935204076
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ASGN
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark A. Frantz Mgmt Abstain Against
1.2 Election of Director: Jonathan S. Holman Mgmt Abstain Against
1.3 Election of Director: Arshad Matin Mgmt Abstain Against
2. Proposal to approve the Company's Second Mgmt Abstain Against
Amended and Restated ASGN Incorporated 2010
Employee Stock Purchase Plan.
3. Proposal to approve on a non-binding Mgmt For For
advisory basis the Company's executive
compensation for the year ended December
31, 2019.
4. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY Agenda Number: 935154877
--------------------------------------------------------------------------------------------------------------------------
Security: 131193104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ELY
ISIN: US1311931042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Oliver G. Brewer III Mgmt For For
Samuel H. Armacost Mgmt For For
Scott H. Baxter Mgmt For For
John C. Cushman, III Mgmt For For
Laura J. Flanagan Mgmt For For
Russell L. Fleischer Mgmt For For
John F. Lundgren Mgmt For For
Adebayo O. Ogunlesi Mgmt For For
Linda B. Segre Mgmt For For
Anthony S. Thornley Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. Approve an amendment to the Certificate of Mgmt For For
Incorporation to eliminate cumulative
voting in the election of directors.
--------------------------------------------------------------------------------------------------------------------------
CAPRI HOLDINGS LIMITED Agenda Number: 935053962
--------------------------------------------------------------------------------------------------------------------------
Security: G1890L107
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: CPRI
ISIN: VGG1890L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Gibbons Mgmt For For
1b. Election of Director: Jane Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 28, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, executive compensation.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935067694
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Stephen G. Butler Mgmt For For
1D. Election of Director: Sean M. Connolly Mgmt For For
1E. Election of Director: Joie A. Gregor Mgmt For For
1F. Election of Director: Rajive Johri Mgmt For For
1G. Election of Director: Richard H. Lenny Mgmt For For
1H. Election of Director: Melissa Lora Mgmt For For
1I. Election of Director: Ruth Ann Marshall Mgmt For For
1J. Election of Director: Craig P. Omtvedt Mgmt For For
1K. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2020.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COREPOINT LODGING INC. Agenda Number: 935187410
--------------------------------------------------------------------------------------------------------------------------
Security: 21872L104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CPLG
ISIN: US21872L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Abrahamson Mgmt For For
Glenn Alba Mgmt For For
Jean M. Birch Mgmt For For
Alan J. Bowers Mgmt For For
Keith A. Cline Mgmt For For
Giovanni Cutaia Mgmt For For
Alice E. Gould Mgmt For For
B. Anthony Isaac Mgmt For For
Brian Kim Mgmt For For
David Loeb Mgmt For For
Mitesh B. Shah Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935119188
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory Mgmt For For
resolution on executive compensation.
3. Proposal Three: Ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC. Agenda Number: 935196546
--------------------------------------------------------------------------------------------------------------------------
Security: 317585404
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: FISI
ISIN: US3175854047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald K. Boswell Mgmt For For
Andrew W. Dorn, Jr. Mgmt For For
Robert M. Glaser Mgmt For For
Susan R. Holliday Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
Our Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt Withheld Against
Mark E. Gaumond Mgmt Withheld Against
Roger A. Gibson Mgmt Withheld Against
Jennifer J. McPeek Mgmt Withheld Against
C. David Myers Mgmt Withheld Against
Richard K. Riederer Mgmt Withheld Against
P. Kelly Tompkins Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
FS KKR CAPITAL CORP. Agenda Number: 935016661
--------------------------------------------------------------------------------------------------------------------------
Security: 302635107
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: FSK
ISIN: US3026351078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara Adams Mgmt Withheld Against
Frederick Arnold Mgmt Withheld Against
Michael C. Forman Mgmt Withheld Against
Jerel A. Hopkins Mgmt Withheld Against
2. To approve the application of the reduced Mgmt For For
asset coverage requirements in Section
61(a)(2) of the Investment Company Act of
1940, as amended, to the Company, which
would permit the Company to increase the
maximum amount of leverage that it is
permitted to incur by reducing the asset
coverage requirement applicable to the
Company from 200% to 150%.
3. To approve the proposal to allow the Mgmt For For
Company in future offerings to sell its
shares below net asset value per share in
order to provide flexibility for future
sales.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935152354
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2019 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMAGEWARE SYSTEMS, INC. Agenda Number: 935214510
--------------------------------------------------------------------------------------------------------------------------
Security: 45245S108
Meeting Type: Consent
Meeting Date: 05-Jun-2020
Ticker: IWSY
ISIN: US45245S1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF THE
COMPANY'S COMMON STOCK, $0.01 PAR VALUE PER
SHARE, FROM 179,000,000 TO 345,000,000 AND
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF THE COMPANY'S PREFERRED STOCK, $0.01 PAR
VALUE PER SHARE, FROM 4,000,000 TO
5,000,000.
2. APPROVAL OF THE COMPANY'S 2020 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935154358
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott F. Schaeffer Mgmt Abstain Against
1B. Election of Director: William C. Dunkelberg Mgmt Abstain Against
1C. Election of Director: Richard D. Gebert Mgmt Abstain Against
1D. Election of Director: Melinda H. McClure Mgmt Abstain Against
1E. Election of Director: Mack D. Pridgen III Mgmt Abstain Against
1F. Election of Director: DeForest B. Soaries, Mgmt Abstain Against
Jr.
2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR RATIFICATION OF THE APPOINTMENT OF KPMG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR THE ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For
FOR EVERY YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC. Agenda Number: 935141109
--------------------------------------------------------------------------------------------------------------------------
Security: 46131B100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: IVR
ISIN: US46131B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John S. Day Mgmt Abstain Against
1.2 Election of Director: Carolyn B. Handlon Mgmt Abstain Against
1.3 Election of Director: Edward J. Hardin Mgmt Abstain Against
1.4 Election of Director: James R. Lientz, Jr. Mgmt Abstain Against
1.5 Election of Director: Dennis P. Lockhart Mgmt Abstain Against
1.6 Election of Director: Gregory G. McGreevey Mgmt Abstain Against
1.7 Election of Director: Loren M. Starr Mgmt Abstain Against
2. Advisory vote to approve Company's 2019 Mgmt For For
executive compensation
3. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
INVESQUE INC Agenda Number: 712415555
--------------------------------------------------------------------------------------------------------------------------
Security: 46136U103
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: CA46136U1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: SCOTT WHITE Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: BRAD BENBOW Mgmt Abstain Against
1.3 ELECTION OF DIRECTOR: DONNA BRANDIN Mgmt Abstain Against
1.4 ELECTION OF DIRECTOR: ADLAI CHESTER Mgmt Abstain Against
1.5 ELECTION OF DIRECTOR: SHAUN HAWKINS Mgmt Abstain Against
1.6 ELECTION OF DIRECTOR: CHARLES HERMAN Mgmt Abstain Against
1.7 ELECTION OF DIRECTOR: RANDY MAULTSBY Mgmt Abstain Against
2 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
CORPORATION AND THE AUTHORIZATION OF THE
DIRECTORS TO FIX THE REMUNERATION OF THE
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935133001
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 07-Apr-2020
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rick Beckwitt Mgmt Abstain Against
1B. Election of Director: Irving Bolotin Mgmt Abstain Against
1C. Election of Director: Steven L. Gerard Mgmt Abstain Against
1D. Election of Director: Tig Gilliam Mgmt Abstain Against
1E. Election of Director: Sherrill W. Hudson Mgmt Abstain Against
1F. Election of Director: Jonathan M. Jaffe Mgmt Abstain Against
1G. Election of Director: Sidney Lapidus Mgmt Abstain Against
1H. Election of Director: Teri P. McClure Mgmt Abstain Against
1I. Election of Director: Stuart Miller Mgmt Abstain Against
1J. Election of Director: Armando Olivera Mgmt Abstain Against
1K. Election of Director: Jeffrey Sonnenfeld Mgmt Abstain Against
1L. Election of Director: Scott Stowell Mgmt Abstain Against
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 935196774
--------------------------------------------------------------------------------------------------------------------------
Security: 531229409
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LSXMA
ISIN: US5312294094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Evan D. Malone Mgmt Withheld Against
David E. Rapley Mgmt Withheld Against
Larry E. Romrell Mgmt Withheld Against
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIVANOVA PLC Agenda Number: 935221767
--------------------------------------------------------------------------------------------------------------------------
Security: G5509L101
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: LIVN
ISIN: GB00BYMT0J19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Francesco Bianchi Mgmt For For
1B. Election of Director: Ms. Stacy Enxing Seng Mgmt For For
1C. Election of Director: Mr. William Kozy Mgmt For For
1D. Election of Director: Mr. Damien McDonald Mgmt For For
1E. Election of Director: Mr. Daniel Moore Mgmt For For
1F. Election of Director: Mr. Hugh Morrison Mgmt For For
1G. Election of Director: Mr. Alfred Novak Mgmt For For
1H. Election of Director: Dr. Sharon O'Kane Mgmt For For
1I. Election of Director: Dr. Arthur Rosenthal Mgmt For For
1J. Election of Director: Ms. Andrea Saia Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's compensation of its named
executive officers ("US Say-on-Pay")
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, a Delaware
limited liability partnership, as the
Company's independent registered public
accountancy firm
4. To grant authority to allot ordinary shares Mgmt For For
under the new Articles of Association for a
period of five years
5. To approve the disapplication of Mgmt For For
pre-emptive rights under the new Articles
of Association for a period of five years
6. To approve all other changes contained in Mgmt For For
the New Articles of Association
7. To approve, on an advisory basis, the UK Mgmt For For
directors' remuneration report in the form
set out in the Company's UK annual report
and accounts for the period ended December
31, 2019
8. To receive and adopt the Company's audited Mgmt For For
UK statutory accounts for the year ended
December 31, 2019, together with the
reports of the directors and the auditors
thereon
9. To re-appoint PricewaterhouseCoopers LLP, a Mgmt For For
limited liability partnership organized
under the laws of England, as the Company's
UK statutory auditor
10. To authorize the directors and/or the Audit Mgmt For For
and Compliance Committee to determine the
remuneration of the Company's UK statutory
auditor
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION Agenda Number: 935160363
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amanda Brock Mgmt For For
1B. Election of Director: Norman H. Brown, Jr. Mgmt For For
1C. Election of Director: Christopher Frost Mgmt For For
1D. Election of Director: Maria Jelescu-Dreyfus Mgmt For For
1E. Election of Director: Ronald Kirk Mgmt For For
1F. Election of Director: H.E. (Jack) Lentz Mgmt For For
1G. Election of Director: Ouma Sananikone Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as our independent auditor for the
fiscal year ending December 31, 2020.
3. The approval, on an advisory basis, of Mgmt For For
executive compensation.
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NATIONAL RETAIL PROPERTIES, INC. Agenda Number: 935163751
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Security: 637417106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: NNN
ISIN: US6374171063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela K. Beall Mgmt For For
Steven D. Cosler Mgmt For For
Don DeFosset Mgmt For For
David M. Fick Mgmt For For
Edward J. Fritsch Mgmt For For
Kevin B. Habicht Mgmt For For
Betsy D. Holden Mgmt For For
Julian E. Whitehurst Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm for 2020.
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RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935121195
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Robert M. Dutkowsky Mgmt For For
1C. Election of Director: Jeffrey N. Edwards Mgmt For For
1D. Election of Director: Benjamin C. Esty Mgmt For For
1E. Election of Director: Anne Gates Mgmt For For
1F. Election of Director: Francis S. Godbold Mgmt For For
1G. Election of Director: Thomas A. James Mgmt For For
1H. Election of Director: Gordon L. Johnson Mgmt For For
1I. Election of Director: Roderick C. McGeary Mgmt For For
1J. Election of Director: Paul C. Reilly Mgmt For For
1K. Election of Director: Raj Seshadri Mgmt For For
1L. Election of Director: Susan N. Story Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. To approve the Amended and Restated 2012 Mgmt For For
Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
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SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 935156477
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Ben Baldanza Mgmt Withheld Against
Selim Bassoul Mgmt Withheld Against
Kurt M. Cellar Mgmt Withheld Against
Nancy A. Krejsa Mgmt Withheld Against
Richard W. Roedel Mgmt Withheld Against
Arik Ruchim Mgmt Withheld Against
Michael Spanos Mgmt Withheld Against
2. Advisory vote to ratify the appointment of Mgmt For For
KPMG LLP as independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
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SKYLINE CHAMPION Agenda Number: 935053621
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt Withheld Against
Timothy Bernlohr Mgmt Withheld Against
Michael Berman Mgmt Withheld Against
John C. Firth Mgmt Withheld Against
Michael Kaufman Mgmt Withheld Against
Gary E. Robinette Mgmt Withheld Against
Mark Yost Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Skyline Champion's independent
registered public accounting firm.
3. To consider a non-binding advisory vote on Mgmt For For
fiscal 2019 compensation paid to Skyline
Champion's named executive officers.
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STARWOOD PROPERTY TRUST, INC. Agenda Number: 935145234
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt Withheld Against
Jeffrey G. Dishner Mgmt Withheld Against
Camille J. Douglas Mgmt Withheld Against
Solomon J. Kumin Mgmt Withheld Against
Fred S. Ridley Mgmt Withheld Against
Barry S. Sternlicht Mgmt Withheld Against
Strauss Zelnick Mgmt Withheld Against
2. The approval on an advisory basis of the Mgmt For For
Company's executive compensation.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the calendar
year ending December 31, 2020.
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SYNOVUS FINANCIAL CORP. Agenda Number: 935138683
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve amendments to Synovus' articles Mgmt For For
of incorporation and bylaws to eliminate
10-1 voting provisions.
3. To approve amendments to Synovus' articles Mgmt For For
of incorporation and bylaws to eliminate
supermajority voting requirements.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
5. To recommend, on an advisory basis, that Mgmt 1 Year For
the compensation of Synovus' named
executive officers be put to shareholders
for their consideration every: one, two or
three years.
6. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2020.
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TECH DATA CORPORATION Agenda Number: 935122995
--------------------------------------------------------------------------------------------------------------------------
Security: 878237106
Meeting Type: Special
Meeting Date: 12-Feb-2020
Ticker: TECD
ISIN: US8782371061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of November 12, 2019, as
amended on November 27, 2019 by that
certain Amendment No. 1 to the Agreement
and Plan of Merger, among Tech Data
Corporation, Tiger Midco, LLC and Tiger
Merger Sub Co. (as may be amended from time
to time, the "Merger Agreement").
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Tech Data Corporation's
named executive officers in connection with
the merger.
3. Approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate,
including to solicit additional proxies if
there are insufficient votes at the time of
the special meeting to approve Proposal 1
(to approve and adopt the Merger Agreement)
or in the absence of a quorum.
--------------------------------------------------------------------------------------------------------------------------
TFS FINANCIAL CORPORATION Agenda Number: 935121549
--------------------------------------------------------------------------------------------------------------------------
Security: 87240R107
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: TFSL
ISIN: US87240R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Mulligan Mgmt For For
1B. Election of Director: Terrence R. Ozan Mgmt For For
1C. Election of Director: Marc A. Stefanski Mgmt For For
2. Advisory vote on compensation of named Mgmt For For
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
accountant for the Company's fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TIPTREE INC. Agenda Number: 935203721
--------------------------------------------------------------------------------------------------------------------------
Security: 88822Q103
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: TIPT
ISIN: US88822Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Friedman Mgmt For For
Bradley E. Smith Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
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W. P. CAREY INC. Agenda Number: 935190710
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Alexander Mgmt For For
1B. Election of Director: Peter J. Farrell Mgmt For For
1C. Election of Director: Robert J. Flanagan Mgmt For For
1D. Election of Director: Jason E. Fox Mgmt For For
1E. Election of Director: Axel K.A. Hansing Mgmt For For
1F. Election of Director: Jean Hoysradt Mgmt For For
1G. Election of Director: Margaret G. Lewis Mgmt For For
1H. Election of Director: Christopher J. Mgmt For For
Niehaus
1I. Election of Director: Nick J.M. van Ommen Mgmt For For
2. To Approve the Advisory Resolution on Mgmt For For
Executive Compensation.
3. To Approve the Advisory Resolution on the Mgmt 1 Year For
Frequency of Executive Compensation Vote.
4. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935159928
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafael Santana Mgmt For For
Lee B. Foster, II Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2019
named executive officer compensation.
3. Approve the amendment to the 2011 Stock Mgmt For For
Incentive Plan to increase the number of
shares available under the Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT FUEL SYSTEMS INC. Agenda Number: 935155754
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 29-Apr-2020
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Brenda Eprile Mgmt For For
Dan Hancock Mgmt For For
David Johnson Mgmt For For
Eileen Wheatman Mgmt For For
Karl-Viktor Schaller Mgmt For For
Michele Buchignani Mgmt For For
Peter Yu Mgmt For For
Rita Forst Mgmt For For
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to set their
remuneration.
3 To approve the amendment of the Omnibus Mgmt For For
Incentive Plan of Westport Fuel Systems
Inc. in the manner described in the
"Matters to be Acted Upon - Amendment to
the Omnibus Incentive Plan" section of the
Management Information Circular of Westport
Fuel Systems Inc. dated March 17, 2020 and
accompanying this voting instruction form.
4 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's Management Information
Circular dated March 17, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Quaker Investment Trust
By (Signature) /s/ Alyssa Greenspan
Name Alyssa Greenspan
Title President
Date 08/12/2020