UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Snow Capital Long/Short Opportunity Fund
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ABBVIE INC. Agenda Number: 935152138
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
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ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
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Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
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AECOM Agenda Number: 935126664
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Security: 00766T100
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: ACM
ISIN: US00766T1007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert G. Card Mgmt For For
1B. Election of Director: Peter A. Feld Mgmt For For
1C. Election of Director: Senator William H. Mgmt For For
Frist
1D. Election of Director: Jacqueline C. Hinman Mgmt For For
1E. Election of Director: Steven A. Kandarian Mgmt For For
1F. Election of Director: Dr. Robert J. Routs Mgmt For For
1G. Election of Director: Clarence T. Schmitz Mgmt For For
1H. Election of Director: Douglas W. Stotlar Mgmt For For
1I. Election of Director: Daniel R. Tishman Mgmt For For
1J. Election of Director: General Janet C. Mgmt For For
Wolfenbarger
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
3. Approve the 2020 Stock Incentive Plan. Mgmt For For
4. Advisory vote to approve the Company's Mgmt Against Against
executive compensation.
5. Vote against the stockholder proposal Shr For Against
regarding actions by written consent.
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AMGEN INC. Agenda Number: 935172419
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Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr Against For
independent board chair.
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BANK OF AMERICA CORPORATION Agenda Number: 935139825
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Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr Against For
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
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BANKUNITED, INC. Agenda Number: 935190811
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: BKU
ISIN: US06652K1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajinder P. Singh Mgmt For For
Tere Blanca Mgmt For For
John N. DiGiacomo Mgmt For For
Michael J. Dowling Mgmt For For
Douglas J. Pauls Mgmt For For
A. Gail Prudenti Mgmt For For
William S. Rubenstein Mgmt For For
Sanjiv Sobti, Ph.D. Mgmt For For
Lynne Wines Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP as the Company's independent
registered public accounting firm for 2020.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Amending the BankUnited, Inc. 2014 Omnibus Mgmt For For
Equity Incentive Plan.
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BIOGEN INC. Agenda Number: 935182484
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Security: 09062X103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Alexander J. Denner
1B. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Caroline D. Dorsa
1C. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
William A. Hawkins
1D. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Nancy L. Leaming
1E. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Jesus B. Mantas
1F. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Richard C. Mulligan
1G. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Robert W. Pangia
1H. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stelios Papadopoulos
1I. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Brian S. Posner
1J. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Eric K. Rowinsky
1K. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stephen A. Sherwin
1L. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
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BP P.L.C. Agenda Number: 935180062
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BP
ISIN: US0556221044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To approve the directors' remuneration Mgmt For For
policy.
4A. To elect Mr B Looney as a director. Mgmt For For
4B. To re-elect Mr B Gilvary as a director. Mgmt For For
4C. To re-elect Dame A Carnwath as a director. Mgmt For For
4D. To re-elect Ms P Daley as a director. Mgmt For For
4E. To re-elect Sir I E L Davis as a director. Mgmt For For
4F. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
4G. To re-elect Mr H Lund as a director. Mgmt For For
4H. To re-elect Mrs M B Meyer as a director. Mgmt For For
4I. To re-elect Mr B R Nelson as a director. Mgmt For For
4J. To re-elect Mrs P R Reynolds as a director. Mgmt For For
4K. To re-elect Sir J Sawers as a director. Mgmt For For
5. To reappoint Deloitte LLP as auditor. Mgmt For For
6. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
7. To approve changes to the BP Executive Mgmt For For
Directors' Incentive Plan.
8. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
9. To give limited authority to allot shares Mgmt For For
up to a specified amount.
10. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
11. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
12. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
13. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
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BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
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CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr Against For
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr For Against
Chairman
6. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent
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CENTENE CORPORATION Agenda Number: 935140715
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNC
ISIN: US15135B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Mgmt For For
1B. ELECTION OF DIRECTOR: H. James Dallas Mgmt For For
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Mgmt For For
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Mgmt For For
1E. ELECTION OF DIRECTOR: Lori J. Robinson Mgmt For For
1F. ELECTION OF DIRECTOR: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED.
5. THE STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
SPENDING DISCLOSURES AS DESCRIBED IN THE
PROXY STATEMENT.
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION Shr For Against
OF SUPERMAJORITY VOTING PROVISIONS AS
DESCRIBED IN THE PROXY STATEMENT.
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CENTURYLINK, INC. Agenda Number: 935174487
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CTL
ISIN: US1567001060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martha H. Bejar Mgmt For For
1B. Election of Director: Virginia Boulet Mgmt For For
1C. Election of Director: Peter C. Brown Mgmt For For
1D. Election of Director: Kevin P. Chilton Mgmt For For
1E. Election of Director: Steven T. Clontz Mgmt For For
1F. Election of Director: T. Michael Glenn Mgmt For For
1G. Election of Director: W. Bruce Hanks Mgmt For For
1H. Election of Director: Hal S. Jones Mgmt For For
1I. Election of Director: Michael J. Roberts Mgmt For For
1J. Election of Director: Laurie A. Siegel Mgmt For For
1K. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2020.
3. Amend our 2018 Equity Incentive Plan. Mgmt For For
4. Advisory vote to approve our executive Mgmt For For
compensation.
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CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr Against For
10. Adopt Policy for an Independent Chairman Shr Against For
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CNO FINANCIAL GROUP, INC. Agenda Number: 935156895
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CNO
ISIN: US12621E1038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: David B. Foss Mgmt For For
1E. Election of Director: Robert C. Greving Mgmt For For
1F. Election of Director: Mary R. Henderson Mgmt For For
1G. Election of Director: Charles J. Jacklin Mgmt For For
1H. Election of Director: Daniel R. Maurer Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Company's Amended and Mgmt For For
Restated Long-Term Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
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E*TRADE FINANCIAL CORPORATION Agenda Number: 935152695
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Security: 269246401
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ETFC
ISIN: US2692464017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard J. Carbone Mgmt For For
1B. Election of Director: Robert J. Chersi Mgmt For For
1C. Election of Director: Jaime W. Ellertson Mgmt For For
1D. Election of Director: James P. Healy Mgmt For For
1E. Election of Director: Kevin T. Kabat Mgmt For For
1F. Election of Director: James Lam Mgmt For For
1G. Election of Director: Rodger A. Lawson Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Michael A. Pizzi Mgmt For For
1J. Election of Director: Rebecca Saeger Mgmt For For
1K. Election of Director: Donna L. Weaver Mgmt For For
1L. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote"),
as disclosed in the Proxy Statement for the
2020 Annual Meeting.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
4. A stockholder proposal regarding simple Shr For
majority voting.
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EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
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FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2019
Ticker: FDX
ISIN: US31428X1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Mgmt For For
Griffith
1D. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the FedEx Corporation 2019 Mgmt For For
Omnibus Stock Incentive Plan.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
6. Stockholder proposal regarding employee Shr Against For
representation on the Board of Directors.
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INTERNATIONAL PAPER COMPANY Agenda Number: 935153863
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William J. Burns Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Ahmet C. Dorduncu Mgmt For For
1D. Election of Director: Ilene S. Gordon Mgmt For For
1E. Election of Director: Anders Gustafsson Mgmt For For
1F. Election of Director: Jacqueline C. Hinman Mgmt For For
1G. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1H. Election of Director: Kathryn D. Sullivan Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2020
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal to Reduce Special Shr For Against
Shareowner Meeting Ownership Threshold to
10 Percent
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr Against For
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr Against For
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr For Against
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 935151489
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Bender Mgmt For For
1B. Election of Director: Peter Boneparth Mgmt For For
1C. Election of Director: Steven A. Burd Mgmt For For
1D. Election of Director: Yael Cosset Mgmt For For
1E. Election of Director: H. Charles Floyd Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Jonas Prising Mgmt For For
1H. Election of Director: John E. Schlifske Mgmt For For
1I. Election of Director: Adrianne Shapira Mgmt For For
1J. Election of Director: Frank V. Sica Mgmt For For
1K. Election of Director: Stephanie A. Streeter Mgmt For For
2. Ratify Appointment of Ernst & Young LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for the Fiscal Year Ending
January 30, 2021.
3. Advisory Vote on Approval of the Mgmt For For
Compensation of our Named Executive
Officers.
4. Shareholder Proposal: Shareholder Right to Shr Against For
Act by Written Consent.
5. Shareholder Proposal: Adoption of an Animal Shr Against For
Welfare Policy.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935165933
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2020.
4. Shareholder proposal seeking the power for Shr For Against
shareholders of 10% or more of our common
stock to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2019.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2020.
4. Approve amendment to Bylaws reducing the Mgmt For For
ownership threshold to call special
shareholder meetings to 15% of outstanding
shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the Shr Against For
ownership threshold to call special
shareholder meetings to 10% of outstanding
shares.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
phase out the classified Board of
Directors.
2A. Election of Class III Director: Steven A. Mgmt For For
Davis (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Mgmt For For
Stice (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Mgmt For For
Surma (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Mgmt For For
Tomasky (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
5. Shareholder proposal seeking simple Shr For For
majority vote provisions.
6. Shareholder proposal seeking a report on Shr Against For
integrating community impacts into the
company's executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935206943
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Gerald L. Hassell Mgmt For For
1D. Election of Director: David L. Herzog Mgmt For For
1E. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1F. Election of Director: Edward J. Kelly, III Mgmt For For
1G. Election of Director: William E. Kennard Mgmt For For
1H. Election of Director: Michel A. Khalaf Mgmt For For
1I. Election of Director: Catherine R. Kinney Mgmt For For
1J. Election of Director: Diana L. McKenzie Mgmt For For
1K. Election of Director: Denise M. Morrison Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2020
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935164638
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Karen A. Smith Bogart
1B. Election of Director for a term of three Mgmt For For
years: Jeffrey S. Lorberbaum
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2020 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt Against Against
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 935187458
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Jeremy J. Mgmt For For
Male
1.2 Election of Class III Director: Joseph H. Mgmt For For
Wender
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt Against Against
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt Against Against
1K. Election of Director: Phoebe A. Wood Mgmt Against Against
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935155665
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: Ryan R. Marshall Mgmt For For
1H. Election of Director: John R. Peshkin Mgmt For For
1I. Election of Director: Scott F. Powers Mgmt For For
1J. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935208909
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1G. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1K. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of amendments to the Company's Mgmt For For
Stock Incentive Plan.
4. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935143571
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2020
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2019 Annual report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Approval of potential termination benefits Mgmt For For
5. To elect Hinda Gharbi as a director Mgmt For For
6. To elect Jennifer Nason as a director Mgmt For For
7. To elect Ngaire Woods CBE as a director Mgmt For For
8. To re-elect Megan Clark AC as a director Mgmt For For
9. To re-elect David Constable as a director Mgmt For For
10. To re-elect Simon Henry as a director Mgmt For For
11. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
12. To re-elect Sam Laidlaw as a director Mgmt For For
13. To re-elect Michael L'Estrange AO as a Mgmt For For
director
14. To re-elect Simon McKeon AO as a director Mgmt For For
15. To re-elect Jakob Stausholm as a director Mgmt For For
16. To re-elect Simon Thompson as a director Mgmt For For
17. Appointment of auditors of Rio Tinto plc Mgmt For For
and Rio Tinto Limited
18. Remuneration of auditors Mgmt For For
19. Authority to make political donations Mgmt For For
20. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - general updates and changes
21. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - hybrid and contemporaneous
general meetings
22. General authority to allot shares Mgmt For For
23. Disapplication of pre-emption rights Mgmt For For
24. Authority to purchase Rio Tinto plc shares Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935150576
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
Mel E. Benson Mgmt For For
John D. Gass Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Lorraine Mitchelmore Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To accept the approach to executive Mgmt For For
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
TAPESTRY, INC. Agenda Number: 935083244
--------------------------------------------------------------------------------------------------------------------------
Security: 876030107
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: TPR
ISIN: US8760301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darrell Cavens Mgmt For For
1B. Election of Director: David Denton Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Andrea Guerra Mgmt For For
1E. Election of Director: Susan Kropf Mgmt For For
1F. Election of Director: Annabelle Yu Long Mgmt For For
1G. Election of Director: Ivan Menezes Mgmt For For
1H. Election of Director: Jide Zeitlin Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 27, 2020
3. Advisory vote to approve the Company's Mgmt For For
executive compensation as discussed and
described in the proxy statement
4. Approval of the Amended and Restated Mgmt For For
Tapestry, Inc. 2018 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2020.
4. Shareholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
5. Shareholder Proposal Regarding Board Shr Against For
Oversight of the "Statement on the Purpose
of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935092394
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Beck Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Dean Hollis Mgmt For For
1D. Election of Director: Shervin J. Korangy Mgmt For For
1E. Election of Director: Roger Meltzer Mgmt For For
1F. Election of Director: Mark L. Schiller Mgmt For For
1G. Election of Director: Michael B. Sims Mgmt For For
1H. Election of Director: Glenn W. Welling Mgmt For For
1I. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 935182852
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jocelyn Carter-Miller Mgmt For For
1.2 Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1.3 Election of Director: Dawn Hudson Mgmt For For
1.4 Election of Director: Jonathan F. Miller Mgmt For For
1.5 Election of Director: Patrick Q. Moore Mgmt For For
1.6 Election of Director: Michael I. Roth Mgmt For For
1.7 Election of Director: Linda S. Sanford Mgmt For For
1.8 Election of Director: David M. Thomas Mgmt For For
1.9 Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting
firm for the year 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal entitled "Special Mgmt For Against
Stockholder Meetings."
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr Against For
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr Against For
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 935170908
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Beller Mgmt For For
1B. Election of Director: Janet M. Dolan Mgmt For For
1C. Election of Director: Patricia L. Higgins Mgmt For For
1D. Election of Director: William J. Kane Mgmt For For
1E. Election of Director: Clarence Otis Jr. Mgmt For For
1F. Election of Director: Elizabeth E. Robinson Mgmt For For
1G. Election of Director: Philip T. Ruegger III Mgmt For For
1H. Election of Director: Todd C. Schermerhorn Mgmt For For
1I. Election of Director: Alan D. Schnitzer Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Laurie J. Thomsen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as The Travelers Companies, Inc.
independent registered public accounting
firm for 2020.
3. Non-binding vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935137249
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: K. David Boyer, Jr. Mgmt For For
1C. Election of Director: Agnes Bundy Scanlan Mgmt For For
1D. Election of Director: Anna R. Cablik Mgmt For For
1E. Election of Director: Dallas S. Clement Mgmt For For
1F. Election of Director: Paul D. Donahue Mgmt For For
1G. Election of Director: Paul R. Garcia Mgmt For For
1H. Election of Director: Patrick C. Graney III Mgmt For For
1I. Election of Director: Linnie M. Haynesworth Mgmt For For
1J. Election of Director: Kelly S. King Mgmt For For
1K. Election of Director: Easter A. Maynard Mgmt For For
1L. Election of Director: Donna S. Morea Mgmt For For
1M. Election of Director: Charles A. Patton Mgmt For For
1N. Election of Director: Nido R. Qubein Mgmt For For
1O. Election of Director: David M. Ratcliffe Mgmt For For
1P. Election of Director: William H. Rogers, Mgmt For For
Jr.
1Q. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1R. Election of Director: Christine Sears Mgmt For For
1S. Election of Director: Thomas E. Skains Mgmt For For
1T. Election of Director: Bruce L. Tanner Mgmt For For
1U. Election of Director: Thomas N. Thompson Mgmt For For
1V. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2020.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. Shareholder proposal regarding an Shr Against For
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 935137946
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 20-Apr-2020
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Board of Director: Peggy Fowler Mgmt For For
1B. Election of Board of Director: Stephen Mgmt For For
Gambee
1C. Election of Board of Director: James Greene Mgmt For For
1D. Election of Board of Director: Luis Machuca Mgmt For For
1E. Election of Board of Director: Maria Pope Mgmt For For
1F. Election of Board of Director: Cort O'Haver Mgmt For For
1G. Election of Board of Director: John Schultz Mgmt For For
1H. Election of Board of Director: Susan Mgmt For For
Stevens
1I. Election of Board of Director: Hilliard Mgmt For For
Terry
1J. Election of Board of Director: Bryan Timm Mgmt For For
1K. Election of Board of Director: Anddria Mgmt For For
Varnado
2. RATIFICATION OF SELECTION OF REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM: The Audit and
Compliance Committee has selected Deloitte
& Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(SAY ON PAY): We are requesting your vote
on the following resolution: "RESOLVED,
that the shareholders approve the
compensation of the named executive
officers as described in the Compensation
Discussion and Analysis and the tabular and
accompanying narrative disclosure of named
executive officer compensation in the Proxy
Statement for the 2020 Annual Meeting of
Shareholders."
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Mgmt For For
Weisenburger
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2020.
3. Approve, by non-binding vote, the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935151516
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Gail K. Boudreaux Mgmt For For
1D. Election of Director: Michael J. Farrell Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Robert A. Hagemann Mgmt For For
1G. Election of Director: Bryan C. Hanson Mgmt For For
1H. Election of Director: Arthur J. Higgins Mgmt For For
1I. Election of Director: Maria Teresa Hilado Mgmt For For
1J. Election of Director: Syed Jafry Mgmt For For
1K. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation (Say on Pay).
Snow Capital Small Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 935202147
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel T. Byrne Mgmt For For
1B. Election of Director: Dwight D. Churchill Mgmt For For
1C. Election of Director: Glenn Earle Mgmt For For
1D. Election of Director: Sean M. Healey Mgmt For For
1E. Election of Director: Jay C. Horgen Mgmt For For
1F. Election of Director: Reuben Jeffery III Mgmt For For
1G. Election of Director: Tracy P. Palandjian Mgmt For For
1H. Election of Director: Patrick T. Ryan Mgmt For For
1I. Election of Director: Karen L. Yerburgh Mgmt For For
1J. Election of Director: Jide J. Zeitlin Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To approve the 2020 Equity Incentive Plan. Mgmt For For
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935193021
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sujatha Mgmt For For
Chandrasekaran
1.2 Election of Director: Jay L. Schottenstein Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2021.
3. Proposal Three. Approve the Company's 2020 Mgmt For For
Stock Award and Incentive Plan.
4. Proposal Four. Hold an advisory vote on the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 935186583
--------------------------------------------------------------------------------------------------------------------------
Security: 025676206
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AEL
ISIN: US0256762065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Anant Bhalla Mgmt For For
Joyce A. Chapman Mgmt For For
James M. Gerlach Mgmt For For
Robert L. Howe Mgmt For For
Michelle M. Keeley Mgmt For For
William R. Kunkel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the Company's Amended and Mgmt For For
Restated Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935117918
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 14-Jan-2020
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina M. Alvord Mgmt For For
Frank G. Heard Mgmt For For
Elizabeth M. Lilly Mgmt For For
Mark A. Pompa Mgmt For For
2. ADVISORY VOTE ON APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 STOCK INCENTIVE PLAN.
4. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 NON-EMPLOYEE DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ELECT
DIRECTORS BY MAJORITY VOTE.
6. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO REMOVE DIRECTORS.
7. APPROVAL OF AMENDMENT TO APOGEE'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO REDUCE THE
REQUIRED VOTE OF APOGEE'S SHAREHOLDERS,
FROM SUPERMAJORITY TO MAJORITY, TO AMEND
THE DIRECTOR REMOVAL PROVISION CONTAINED
THEREIN.
8. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
ELIMINATE THE "ANTI-GREENMAIL" PROVISION
CONTAINED THEREIN.
9. IF PROPOSAL 8 REGARDING ELIMINATION OF THE Mgmt For For
"ANTI-GREENMAIL" PROVISION IS NOT APPROVED,
APPROVAL OF AN AMENDMENT TO APOGEE'S
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO AMEND THE "ANTI-GREENMAIL"
PROVISION CONTAINED THEREIN.
10. RATIFICATION OF THE EXCLUSIVE FORUM BY-LAW Mgmt Against Against
PROVISION.
11. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 29, 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. Agenda Number: 935142923
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Gehl Mgmt For For
William G. Dorey Mgmt For For
Charles F. Potts Mgmt For For
Barry A. Ruffalo Mgmt For For
2. To approve the Compensation of the Mgmt For For
Company's named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 935218950
--------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AAWW
ISIN: US0491642056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy J. Bernlohr Mgmt Against Against
1B. Election of Director: Charles F. Bolden, Mgmt For For
Jr.
1C. Election of Director: John W. Dietrich Mgmt For For
1D. Election of Director: William J. Flynn Mgmt For For
1E. Election of Director: Bobby J. Griffin Mgmt For For
1F. Election of Director: Carol B. Hallett Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Duncan J. McNabb Mgmt For For
1I. Election of Director: Sheila A. Stamps Mgmt For For
1J. Election of Director: John K. Wulff Mgmt For For
2. Ratification of the selection of Mgmt For For
Pricewaterhouse Coopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Advisory vote to approve the compensation Mgmt Against Against
of the Company's Named Executive Officers
4. Approval of an amendment to our 2018 Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP. Agenda Number: 935219685
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: Annual and Special
Meeting Date: 12-Jun-2020
Ticker: BTG
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
Mr. Kevin Bullock Mgmt For For
Mr. Robert Cross Mgmt For For
Mr. Robert Gayton Mgmt For For
Mr. Clive Johnson Mgmt For For
Mr. George Johnson Mgmt For For
Mr. Jerry Korpan Mgmt For For
Mr. Bongani Mtshisi Mgmt For For
Mrs. Robin Weisman Mgmt For For
Ms. Liane Kelly Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To approve the RSU Plan Resolution relating Mgmt For For
to the amendment of the RSU Plan, as
described in the Management Information
Circular of B2Gold Corp. for the Annual
General and Special Meeting of the
shareholders to be held on June 12, 2020.
5 To approve a non-binding advisory Mgmt For For
resolution accepting the company's approach
to executive compensation, as described in
the Management Information Circular of
B2Gold Corp. for the Annual General and
Special Meeting of the shareholders to be
held on June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED, INC. Agenda Number: 935190811
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajinder P. Singh Mgmt For For
Tere Blanca Mgmt For For
John N. DiGiacomo Mgmt For For
Michael J. Dowling Mgmt For For
Douglas J. Pauls Mgmt For For
A. Gail Prudenti Mgmt For For
William S. Rubenstein Mgmt For For
Sanjiv Sobti, Ph.D. Mgmt For For
Lynne Wines Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of KPMG LLP as the Company's independent
registered public accounting firm for 2020.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Amending the BankUnited, Inc. 2014 Omnibus Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BENEFYTT TECHNOLOGIES INC Agenda Number: 935201498
--------------------------------------------------------------------------------------------------------------------------
Security: 08182C106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BFYT
ISIN: US08182C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul E. Avery Mgmt For For
Anthony J. Barkett Mgmt For For
John A. Fichthorn Mgmt For For
Paul G. Gabos Mgmt For For
Robert S. Murley Mgmt For For
Peggy B. Scott Mgmt For For
Gavin D. Southwell Mgmt For For
2. Approval of, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent auditors of the Company.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 935182749
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director with term Mgmt For For
expiring in 2023: James R. Craigie
1B. Election of Class II Director with term Mgmt For For
expiring in 2023: David J. Deno
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered certified public
accounting firm for the fiscal year ending
December 27, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To approve the Bloomin' Brands, Inc. 2020 Mgmt Against Against
Omnibus Incentive Compensation Plan.
5. To vote on a stockholder proposal Shr For Against
requesting that the Company take action to
declassify the Board.
6. To vote on a stockholder proposal Shr Against For
requesting that the Board issue a report
assessing how the Company could increase
efforts to mitigate supply chain greenhouse
gas emissions.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 935139712
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt Withheld Against
Robert S. Boswell Mgmt For For
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
Robert Kelley Mgmt For For
W. Matt Ralls Mgmt For For
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for its 2020 fiscal
year.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CENTURY ALUMINUM COMPANY Agenda Number: 935200220
--------------------------------------------------------------------------------------------------------------------------
Security: 156431108
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CENX
ISIN: US1564311082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jarl Berntzen Mgmt For For
Michael Bless Mgmt For For
Cynthia Carroll Mgmt For For
Errol Glasser Mgmt For For
Wilhelm van Jaarsveld Mgmt For For
Andrew Michelmore Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935152607
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class III director: Paul N. Mgmt For For
Eckley
1.3 Election of Class III director: Thomas E. Mgmt For For
Jorden
1.4 Election of Class III director: Floyd R. Mgmt For For
Price
1.5 Election of Class III director: Frances M. Mgmt For For
Vallejo
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 935156895
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary C. Bhojwani Mgmt For For
1B. Election of Director: Ellyn L. Brown Mgmt For For
1C. Election of Director: Stephen N. David Mgmt For For
1D. Election of Director: David B. Foss Mgmt For For
1E. Election of Director: Robert C. Greving Mgmt For For
1F. Election of Director: Mary R. Henderson Mgmt For For
1G. Election of Director: Charles J. Jacklin Mgmt For For
1H. Election of Director: Daniel R. Maurer Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
2. Approval of the Company's Amended and Mgmt For For
Restated Long-Term Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 935108933
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vicki L. Avril Mgmt For For
Sarah E. Raiss Mgmt For For
J. David Smith Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending August 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Company's 2013 Long-Term Mgmt For For
Equity Incentive Plan as amended and
restated.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 935155057
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven M. Chapman Mgmt For For
Susan F. Davis Mgmt For For
Kathryn P. Dickson Mgmt For For
John J. Holland Mgmt For For
Bradley E. Hughes Mgmt For For
Tracey I. Joubert Mgmt For For
Gary S. Michel Mgmt For For
Brian C. Walker Mgmt For For
Robert D. Welding Mgmt For For
2. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 935211259
--------------------------------------------------------------------------------------------------------------------------
Security: 238337109
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: PLAY
ISIN: US2383371091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Hamish A. Dodds Mgmt For For
1.2 Election of Director: Michael J. Griffith Mgmt For For
1.3 Election of Director: Jonathan S. Halkyard Mgmt For For
1.4 Election of Director: John C. Hockin Mgmt For For
1.5 Election of Director: Brian A. Jenkins Mgmt For For
1.6 Election of Director: Stephen M. King Mgmt For For
1.7 Election of Director: Patricia H. Mueller Mgmt For For
1.8 Election of Director: Kevin M. Sheehan Mgmt For For
1.9 Election of Director: Jennifer Storms Mgmt For For
2. Ratification of Appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Approval of Executive Compensation Mgmt For For
4. Approval of the Company's Amended and Mgmt For For
Restated 2014 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DELEK US HOLDINGS, INC. Agenda Number: 935154562
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DK
ISIN: US24665A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt For For
Richard J. Marcogliese Mgmt For For
Gary M. Sullivan, Jr. Mgmt For For
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2 To adopt the advisory resolution approving Mgmt For For
the executive compensation program for our
named executive officers as described in
the Proxy Statement.
3 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
4. To approve the amendment to the 2016 Mgmt For For
Long-Term Incentive Plan to increase the
number of shares available for issuance
thereunder.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 935204064
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward W. Stack Mgmt For For
Lauren R. Hobart Mgmt For For
Lawrence J. Schorr Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
DOMTAR CORPORATION Agenda Number: 935178726
--------------------------------------------------------------------------------------------------------------------------
Security: 257559203
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: UFS
ISIN: US2575592033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of nine Directors: Giannella Mgmt For For
Alvarez
1B Robert E. Apple Mgmt For For
1C David J. Illingworth Mgmt For For
1D Brian M. Levitt Mgmt For For
1E David G. Maffucci Mgmt For For
1F Pamela B. Strobel Mgmt For For
1G Denis Turcotte Mgmt For For
1H John D. Williams Mgmt For For
1I Mary A. Winston Mgmt For For
2 Say-on-Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3 The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Corporation's independent public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 935152102
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Approval and adoption of an Amendment and Mgmt For For
Restatement of the 2007 F.N.B. Corporation
Incentive Compensation Plan.
3. Advisory approval of the 2019 named Mgmt For For
executive officer compensation.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as F.N.B.'s independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 935143191
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie A. Caponi Mgmt For For
Ray T. Charley Mgmt For For
Gary R. Claus Mgmt For For
David S. Dahlmann Mgmt For For
Johnston A. Glass Mgmt For For
Jon L. Gorney Mgmt For For
Jane Grebenc Mgmt For For
David W. Greenfield Mgmt For For
Bart E. Johnson Mgmt For For
Luke A. Latimer Mgmt For For
Aradhna M. Oliphant Mgmt For For
T. Michael Price Mgmt For For
Robert J. Ventura Mgmt For For
Stephen A. Wolfe Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2020
3. To approve the First Commonwealth Financial Mgmt For For
Corporation Employee Stock Purchase Plan
4. Advisory vote to approve named executive Mgmt For For
officer compensation
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935156213
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019, by
and between First Horizon and IBERIABANK
Corporation.
2. Approval of the amendment to the restated Mgmt For For
charter of First Horizon to effect an
increase in the number of authorized shares
of First Horizon common stock from
400,000,000 to 700,000,000, effective only
upon completion of the merger.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related compensation
payments that will or may be paid by First
Horizon to its named executive officers in
connection with the merger.
4. Approval of one or more adjournments of the Mgmt For For
First Horizon special meeting, if necessary
or appropriate, including adjournments to
permit further solicitation of proxies in
favor of the First Horizon merger proposal
and the First Horizon charter amendment
proposal (Items 1 and 2 above).
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935145892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt For For
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt For For
1D. Election of Director: Mark A. Emkes Mgmt For For
1E. Election of Director: Corydon J. Gilchrist Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Vicki R. Palmer Mgmt For For
1H. Election of Director: Colin V. Reed Mgmt For For
1I. Election of Director: Cecelia D. Stewart Mgmt For For
1J. Election of Director: Rajesh Subramaniam Mgmt For For
1K. Election of Director: R. Eugene Taylor Mgmt For For
1L. Election of Director: Luke Yancy III Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935205282
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darla Anderson Mgmt For For
Ben Feder Mgmt For For
Hany M. Nada Mgmt For For
Benjamin T. Smith, IV Mgmt For For
2. Approval of an amendment and restatement of Mgmt Against Against
Glu's 2007 Equity Incentive Plan.
3. An advisory vote to approve the Mgmt For For
compensation paid to Glu's named executive
officers.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Glu's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 935176455
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bill M. Conrad Mgmt For For
Jason D. Reid Mgmt For For
Alex G. Morrison Mgmt For For
Kimberly C. Perry Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify Plante Moran PLLC as independent Mgmt For For
registered accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935116550
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances Grieb Mgmt For For
James Israel Mgmt For For
Stephen Lacy Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Stuart M. Essig Mgmt For For
1E. Election of Director: Barbara B. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year 2020.
3. A non-binding resolution to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 935160325
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Ben Baldanza Mgmt For For
1B. Election of Director: Peter Boneparth Mgmt For For
1C. Election of Director: Virginia Gambale Mgmt For For
1D. Election of Director: Robin Hayes Mgmt For For
1E. Election of Director: Ellen Jewett Mgmt For For
1F. Election of Director: Robert Leduc Mgmt For For
1G. Election of Director: Teri McClure Mgmt For For
1H. Election of Director: Sarah Robb O'Hagan Mgmt For For
1I. Election of Director: Vivek Sharma Mgmt For For
1J. Election of Director: Thomas Winkelmann Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers
3. To approve the JetBlue Airways Corporation Mgmt For For
2020 Omnibus Equity Incentive Plan
4. To approve the JetBlue Airways Corporation Mgmt For For
2020 Crewmember Stock Purchase Plan
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
6. To approve an amendment of the Company's Mgmt For For
certificate of incorporation to provide
stockholders with the right to call a
special meeting
7. To approve an amendment of the Company's Mgmt For For
certificate of incorporation to provide
stockholders with the right to act by
written consent
8. To vote on the stockholder proposal Shr Against For
relating to stockholder approval of bylaw
amendments, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935145323
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for term Mgmt For For
expiring in 2023: Paul W. Graves
1B. Election of Class II Director for term Mgmt For For
expiring in 2023: Andrea E. Utecht
1C. Election of Class II Director for term Mgmt For For
expiring in 2023: Christina Lampe-Onnerud
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Proposal to recommend by non-binding vote, Mgmt 1 Year For
the frequency of stockholder advisory vote
on executive compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 935199148
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Shulman Mgmt For For
Swati Abbott Mgmt For For
Kenneth J. Fasola Mgmt For For
Peter A. Feld Mgmt For For
G. Scott MacKenzie Mgmt For For
Leslie V. Norwalk Mgmt For For
Guy P. Sansone Mgmt For For
Mural R. Josephson Mgmt For For
Christopher Chen, M.D. Mgmt For For
2. To approve in an advisory vote the Mgmt For For
compensation of the named executive
officers.
3. To recommend in an advisory vote the Mgmt 1 Year For
frequency of stockholder votes on named
executive officer compensation.
4. Ratification of Ernst & Young as Mgmt For For
independent auditors for the fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 935209305
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey J. Brown Mgmt For For
1B. Election of Director: Kevin G. Byrnes Mgmt For For
1C. Election of Director: Daniel R. Chard Mgmt For For
1D. Election of Director: Constance J. Mgmt For For
Hallquist
1E. Election of Director: Michael A. Hoer Mgmt For For
1F. Election of Director: Michael C. MacDonald Mgmt For For
1G. Election of Director: Carl E. Sassano Mgmt For For
1H. Election of Director: Scott Schlackman Mgmt For For
1I. Election of Director: Andrea B. Thomas Mgmt For For
1J. Election of Director: Ming Xian Mgmt For For
2. Ratify the appointment of RSM US LLP as the Mgmt For For
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 935056033
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. David G. Bills Mgmt For For
1b. Election of Director: Mr. Thomas A. Burke Mgmt For For
1c. Election of Director: Mr. Charles P. Cooley Mgmt For For
2. Advisory vote to approve of the Company's Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GENERAL HOLDINGS CORP. Agenda Number: 935141969
--------------------------------------------------------------------------------------------------------------------------
Security: 636220303
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: NGHC
ISIN: US6362203035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald T. DeCarlo Mgmt For For
Patrick Fallon Mgmt For For
Barry Karfunkel Mgmt For For
Robert Karfunkel Mgmt For For
John Marshaleck Mgmt For For
John Nichols Mgmt For For
Barbara Paris Mgmt For For
Barry D. Zyskind Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditor for the
fiscal year ending December 31, 2020.
3. Advisory, non-binding approval of the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed pursuant to
the SEC's compensation disclosure rules,
including the Compensation Discussion and
Analysis, the compensation tables, and the
accompanying narrative disclosure, set
forth in the 2020 annual meeting proxy
statement.
4. Advisory, non-binding resolution to Mgmt 1 Year Against
recommend the frequency (whether triennial,
biennial or annual) with which shareholders
of the Company will be entitled to have an
advisory, non- binding vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt Against Against
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
OFG BANCORP Agenda Number: 935138669
--------------------------------------------------------------------------------------------------------------------------
Security: 67103X102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: OFG
ISIN: PR67103X1020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julian S. Inclan Mgmt For For
Jose Rafael Fernandez Mgmt For For
Juan C. Aguayo Mgmt For For
Jorge Colon-Gerena Mgmt For For
Nestor de Jesus Mgmt For For
Susan Harnett Mgmt For For
Pedro Morazzani Mgmt For For
Edwin Perez Mgmt For For
Christa Steele Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in the
accompanying Proxy Statement.
3. To approve the amendment to replenish Mgmt For For
shares reserved for issuance under the 2007
Omnibus Performance Incentive Plan.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION Agenda Number: 935167038
--------------------------------------------------------------------------------------------------------------------------
Security: 72147K108
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PPC
ISIN: US72147K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gilberto Tomazoni# Mgmt For For
Denilson Molina# Mgmt For For
W.C.D. Vasconcellos Jr# Mgmt For For
Vincent Trius# Mgmt For For
Andre N. de Souza# Mgmt For For
Farha Aslam# Mgmt For For
Michael L. Cooper* Mgmt For For
Charles Macaluso* Mgmt For For
Arquimedes A. Celis* Mgmt For For
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
5. A stockholder proposal to provide a report Shr For Against
regarding the reduction of water pollution.
6. A stockholder proposal to provide a report Shr For Against
on human rights due diligence.
7. A stockholder proposal to amend our Shr For Against
articles of incorporation and/or bylaws to
provide for majority voting in director
elections.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 935171847
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katherine Blair Mgmt For For
Geyer Kosinski Mgmt For For
Richard Rappaport Mgmt For For
Richard Siskind Mgmt For For
2. Stockholder proposal requesting the Board Shr Against For
of Directors to adopt a human rights
policy.
3. Advisory vote to approve compensation of Mgmt Against Against
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935188020
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Liang* Mgmt For For
Tally Liu* Mgmt For For
Sherman Tuan* Mgmt For For
Sara Liu# Mgmt For For
Michael S. McAndrews# Mgmt For For
Hwei-Ming (Fred) Tsai# Mgmt For For
Daniel W. Fairfax** Mgmt For For
Saria Tseng** Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2020.
4. Approve the Super Micro Computer, Inc. 2020 Mgmt Against Against
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 935146894
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Bowe Mgmt For For
Michael J Anderson, Sr. Mgmt For For
Gerard M. Anderson Mgmt For For
Stephen F. Dowdle Mgmt For For
Pamela S. Hershberger Mgmt For For
Catherine M. Kilbane Mgmt For For
Robert J. King, Jr. Mgmt For For
Ross W. Manire Mgmt For For
Patrick S. Mullin Mgmt For For
John T. Stout, Jr. Mgmt For For
2. An advisory vote on executive compensation, Mgmt For For
approving the resolution provided in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED Agenda Number: 935182523
--------------------------------------------------------------------------------------------------------------------------
Security: 163072101
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: CAKE
ISIN: US1630721017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David Overton Mgmt For For
1B. Election of Director: Edie A. Ames Mgmt For For
1C. Election of Director: Alexander L. Cappello Mgmt For For
1D. Election of Director: Jerome I. Kransdorf Mgmt For For
1E. Election of Director: Janice L. Meyer Mgmt For For
1F. Election of Director: Laurence B. Mindel Mgmt For For
1G. Election of Director: David B. Pittaway Mgmt For For
1H. Election of Director: Herbert Simon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2020,
ending December 29, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
Named Executive Officers as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935092394
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Beck Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Dean Hollis Mgmt For For
1D. Election of Director: Shervin J. Korangy Mgmt For For
1E. Election of Director: Roger Meltzer Mgmt For For
1F. Election of Director: Mark L. Schiller Mgmt For For
1G. Election of Director: Michael B. Sims Mgmt For For
1H. Election of Director: Glenn W. Welling Mgmt For For
1I. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 935137946
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 20-Apr-2020
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Board of Director: Peggy Fowler Mgmt For For
1B. Election of Board of Director: Stephen Mgmt For For
Gambee
1C. Election of Board of Director: James Greene Mgmt For For
1D. Election of Board of Director: Luis Machuca Mgmt For For
1E. Election of Board of Director: Maria Pope Mgmt For For
1F. Election of Board of Director: Cort O'Haver Mgmt For For
1G. Election of Board of Director: John Schultz Mgmt For For
1H. Election of Board of Director: Susan Mgmt For For
Stevens
1I. Election of Board of Director: Hilliard Mgmt For For
Terry
1J. Election of Board of Director: Bryan Timm Mgmt For For
1K. Election of Board of Director: Anddria Mgmt For For
Varnado
2. RATIFICATION OF SELECTION OF REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM: The Audit and
Compliance Committee has selected Deloitte
& Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(SAY ON PAY): We are requesting your vote
on the following resolution: "RESOLVED,
that the shareholders approve the
compensation of the named executive
officers as described in the Compensation
Discussion and Analysis and the tabular and
accompanying narrative disclosure of named
executive officer compensation in the Proxy
Statement for the 2020 Annual Meeting of
Shareholders."
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URBAN OUTFITTERS, INC. Agenda Number: 935192372
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Security: 917047102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: URBN
ISIN: US9170471026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward N. Antoian Mgmt For For
1B. Election of Director: Sukhinder Singh Mgmt For For
Cassidy
1C. Election of Director: Harry S. Cherken, Jr. Mgmt For For
1D. Election of Director: Scott Galloway Mgmt For For
1E. Election of Director: Margaret A. Hayne Mgmt For For
1F. Election of Director: Richard A. Hayne Mgmt For For
1G. Election of Director: Elizabeth Ann Lambert Mgmt For For
1H. Election of Director: Wesley S. McDonald Mgmt For For
1I. Election of Director: Todd R. Morgenfeld Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
Fiscal Year 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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WESCO INTERNATIONAL, INC. Agenda Number: 935180581
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Security: 95082P105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: WCC
ISIN: US95082P1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Easwaran Sundaram Mgmt For For
Laura K. Thompson Mgmt For For
Lynn M. Utter Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/06/2020