UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020
Defiance Indxx Junior Semiconductor ETF (formerly known as Defiance Junior Cloud Computing and Big Data ETF)
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Nasdaq Junior Biotechnology ETF
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Next Gen SPAC IPO ETF (formerly known as Defiance Next Gen Medical Innovation ETF)
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The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Defiance Next Gen Connectivity ETF
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A10 NETWORKS, INC. Agenda Number: 935093473
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Security: 002121101
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: ATEN
ISIN: US0021211018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tor R. Braham Mgmt For For
1b. Election of Director: Peter Y. Chung Mgmt For For
1c. Election of Director: Dr. Phillip J. Mgmt For For
Salsbury
1d. Election of Director: Eric Singer Mgmt For For
2a. To approve our Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws
2b. To approve our Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting provisions relating
to: Removal of directors
3. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
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A10 NETWORKS, INC. Agenda Number: 935184161
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Tor R. Braham
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Peter Y. Chung
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: J. Michael Dodson
1D. Election of Director to serve until the Mgmt Abstain Against
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Eric Singer
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Dhrupad Trivedi
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To provide an advisory vote regarding the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
4. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
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ACACIA COMMUNICATIONS, INC. Agenda Number: 935071059
--------------------------------------------------------------------------------------------------------------------------
Security: 00401C108
Meeting Type: Special
Meeting Date: 06-Sep-2019
Ticker: ACIA
ISIN: US00401C1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 8, 2019, as it may be
amended from time to time, by and among
Acacia Communications, Inc., Cisco Systems,
Inc., and Amarone Acquisition Corp.
2. To approve, on a nonbinding advisory basis, Mgmt For For
the compensation that may be payable to
Acacia Communications, Inc.'s named
executive officers in connection with the
merger.
3. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the Agreement and Plan of Merger.
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ADTRAN, INC Agenda Number: 935163600
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Security: 00738A106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ADTN
ISIN: US00738A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Stanton Mgmt For For
1B. Election of Director: H. Fenwick Huss Mgmt For For
1C. Election of Director: Gregory J. McCray Mgmt For For
1D. Election of Director: Balan Nair Mgmt For For
1E. Election of Director: Jacqueline H. Rice Mgmt For For
1F. Election of Director: Kathryn A. Walker Mgmt For For
2. Approve the adoption of the ADTRAN, Inc. Mgmt For For
2020 Employee Stock Incentive Plan.
3. Approve the adoption of the ADTRAN, Inc. Mgmt For For
2020 Directors Stock Plan.
4. Non-binding approval of the compensation of Mgmt For For
ADTRAN'S named executive officers.
5. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ADTRAN for the fiscal year ending
December 31, 2020.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tom Killalea Mgmt For For
Tom Leighton Mgmt For For
Jonathan Miller Mgmt For For
Monte Ford Mgmt For For
Madhu Ranganathan Mgmt For For
Fred Salerno Mgmt For For
Ben Verwaayen Mgmt For For
2. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2020
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ALLOT LTD. Agenda Number: 935077594
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 25-Sep-2019
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY
("BOARD"), SO THAT AFTER COMPLETION OF
THEIR CURRENT TERM, THE TERM OF EACH
DIRECTOR WHO IS ELECTED OR REELECTED AT OR
AFTER THE ANNUAL MEETING (OTHER THAN
OUTSIDE DIRECTORS, WHO SHALL CONTINUE TO
SERVE FOR FIXED THREE-YEAR TERMS IN
ACCORDANCE WITH THE ISRAEL COMPANIES LAW).
2. TO REELECT NADAV ZOHAR AS A CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE 2022 ANNUAL
MEETING OF SHAREHOLDERS (OR, IF PROPOSAL 1
IS APPROVED, TO SERVE UNTIL THE 2020 ANNUAL
MEETING OF SHAREHOLDERS), AND UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT STEVEN LEVY AS AN OUTSIDE Mgmt For For
DIRECTOR (AS DEFINED IN THE ISRAEL
COMPANIES LAW) OF THE COMPANY, TO SERVE FOR
A TERM OF THREE YEARS COMMENCING AS OF THE
END OF HIS CURRENT TERM, OR UNTIL HIS
OFFICE IS VACATED IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION OR THE
ISRAEL COMPANIES LAW.
3A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt For
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 3, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 3
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
3.
4. TO APPROVE THE COMPENSATION POLICY FOR Mgmt For For
OFFICERS AND DIRECTORS OF THE COMPANY FOR
THE YEARS 2019-2021.
4A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt For
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 4, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 4
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
4.
5. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2019 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
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AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
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AMDOCS LIMITED Agenda Number: 935119873
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Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an amendment of the Amdocs Mgmt For For
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under
the plan, in each case, by 3,000,000 shares
(Proposal II).
3. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2019 (Proposal IV).
5. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
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AMERICAN TOWER CORPORATION Agenda Number: 935169450
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Robert D. Hormats Mgmt For For
1D. Election of Director: Gustavo Lara Cantu Mgmt For For
1E. Election of Director: Grace D. Lieblein Mgmt For For
1F. Election of Director: Craig Macnab Mgmt For For
1G. Election of Director: JoAnn A. Reed Mgmt For For
1H. Election of Director: Pamela D.A. Reeve Mgmt For For
1I. Election of Director: David E. Sharbutt Mgmt For For
1J. Election of Director: Bruce L. Tanner Mgmt For For
1K. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To require periodic reports on political Shr For Against
contributions and expenditures.
5. To amend the bylaws to reduce the ownership Shr For Against
threshold required to call a special
meeting of the stockholders.
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ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
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APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
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ARISTA NETWORKS, INC. Agenda Number: 935182206
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Security: 040413106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ANET
ISIN: US0404131064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Templeton Mgmt Withheld Against
Nikos Theodosopoulos Mgmt Withheld Against
2. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
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AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. Mgmt For For
McCallister
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Shr Against For
Compensation.
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BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt Against Against
compensation of Broadcom's named executive
officers.
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BT GROUP PLC Agenda Number: 935039746
--------------------------------------------------------------------------------------------------------------------------
Security: 05577E101
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: BT
ISIN: US05577E1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report and accounts Mgmt For For
2. Annual remuneration report Mgmt For For
3. Final dividend Mgmt For For
4. Re-elect Jan du Plessis Mgmt For For
5. Re-elect Simon Lowth Mgmt For For
6. Re-elect Iain Conn Mgmt For For
7. Re-elect Tim Hottges Mgmt For For
8. Re-elect Isabel Hudson Mgmt For For
9. Re-elect Mike Inglis Mgmt For For
10. Re-elect Nick Rose Mgmt For For
11. Re-elect Jasmine Whitbread Mgmt For For
12. Elect Philip Jansen Mgmt For For
13. Elect Matthew Key Mgmt For For
14. Elect Allison Kirkby Mgmt For For
15. Auditors' re-appointment Mgmt For For
16. Auditors' remuneration Mgmt For For
17. Authority to allot shares Mgmt For For
18. Authority to allot shares for cash (Special Mgmt For For
resolution)
19. Authority to purchase own shares (Special Mgmt For For
resolution)
20. 14 days' notice of meeting (Special Mgmt For For
resolution)
21. Authority for political donations Mgmt For For
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CASA SYSTEMS, INC. Agenda Number: 935187852
--------------------------------------------------------------------------------------------------------------------------
Security: 14713L102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CASA
ISIN: US14713L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lucy Xie Mgmt Withheld Against
Bill Styslinger Mgmt Withheld Against
Michael Hayashi Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
Dvideo
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CENTURYLINK, INC. Agenda Number: 935174487
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martha H. Bejar Mgmt For For
1B. Election of Director: Virginia Boulet Mgmt For For
1C. Election of Director: Peter C. Brown Mgmt For For
1D. Election of Director: Kevin P. Chilton Mgmt For For
1E. Election of Director: Steven T. Clontz Mgmt For For
1F. Election of Director: T. Michael Glenn Mgmt For For
1G. Election of Director: W. Bruce Hanks Mgmt For For
1H. Election of Director: Hal S. Jones Mgmt For For
1I. Election of Director: Michael J. Roberts Mgmt For For
1J. Election of Director: Laurie A. Siegel Mgmt For For
1K. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2020.
3. Amend our 2018 Equity Incentive Plan. Mgmt For For
4. Advisory vote to approve our executive Mgmt Against Against
compensation.
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CERAGON NETWORKS LTD. Agenda Number: 935073623
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 16-Sep-2019
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a cash bonus plan and equity Mgmt For For
compensation to our Chief Executive Officer
for 2019.
1A. Do you have a "Personal Interest" in item 1 Mgmt Against
above? Under the Companies Law, 5759-1999
("Companies Law"), in general, a person is
deemed to have a personal interest if any
member of his or her immediate family, or
the immediate family of his or her spouse,
has a personal interest in the adoption of
proposal; or if a company, other than
Ceragon, that is affiliated with such
person or affiliated with his or her
spouse, has a personal interest in the
adoption of the proposal. If you vote FOR =
YES or do not vote, your vote will not
count for prop 1.
1B. Are you a "Controlling Shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "Controlling
Shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. PLEASE NOTE THAT IT IS UNLIKELY
THAT YOU ARE A CONTROLLING SHAREHOLDER OR
THAT YOU HAVE A PERSONAL INTEREST IN ITEM 1
ABOVE. If you vote FOR = YES or do not
vote, your vote will not count for Prop 1.
2. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt For For
a member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting of shareholders.
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CEVA, INC. Agenda Number: 935198223
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andretti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Bruce A. Mann Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the 2002 Employee Stock Purchase Plan to
increase the number of shares of common
stock reserved for issuance thereunder from
2,500,000 shares to 2,850,000 shares.
3. To approve an amendment and restatement of Mgmt For For
the 2011 Equity Incentive Plan to increase
the number of shares of common stock
reserved for issuance thereunder from
2,350,000 shares to 3,200,000 shares and
extend the expiration date of the plan to
April 5, 2030.
4. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the company for the fiscal year ending
December 31, 2020.
5. Advisory vote to approve named executive Mgmt For For
officer compensation
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2020
4. Stockholder proposal regarding our Chairman Shr For Against
of the Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED Agenda Number: 935200066
--------------------------------------------------------------------------------------------------------------------------
Security: 16941M109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CHL
ISIN: US16941M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2019.
2. To declare a final dividend for the year Mgmt For For
ended 31 December 2019.
3. To re-elect Mr. Wang Yuhang as an executive Mgmt For For
director of the Company.
4A. Re-election of independent non-executive Mgmt For For
director of the Company: Mr. Paul Chow Man
Yiu
4B. Re-election of independent non-executive Mgmt For For
director of the Company: Mr. Stephen Yiu
Kin Wah
5. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the auditors of the Group for Hong Kong
financial reporting and U.S. financial
reporting purposes, respectively, and to
authorize the directors to fix their
remuneration.
6. To give a general mandate to the directors Mgmt For For
of the Company to buy back shares in the
Company not exceeding 10% of the number of
issued shares in accordance with ordinary
resolution number 6 as set out in the AGM
Notice.
7. To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the number of issued
shares in accordance with ordinary
resolution number 7 as set out in the AGM
Notice.
8. To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares bought back in accordance with
ordinary resolution number 8 as set out in
the AGM Notice.
9. To approve and adopt the Share Option Mgmt Against Against
Scheme and related matters in accordance
with ordinary resolution number 9 as set
out in the AGM Notice.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935130358
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 02-Apr-2020
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Judith M. Mgmt For For
O'Brien
1B. Election of Class II Director: Joanne B. Mgmt For For
Olsen
1C. Election of Class II Director: Gary B. Mgmt For For
Smith
1D. Election of Class I Director: Devinder Mgmt For For
Kumar
2. Approve the amendment of the 2017 Omnibus Mgmt For For
Incentive Plan to increase the number of
shares available for issuance thereunder by
12.2 million shares.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in these
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 935152506
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. Election of Class I Director: Frank M. Mgmt For For
Drendel
2B. Election of Class I Director: Joanne M. Mgmt For For
Maguire
2C. Election of Class I Director: Thomas J. Mgmt For For
Manning
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
4. Non-binding, advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers as described in the proxy
statement.
5. Non-binding, advisory vote to approve the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
6. Approval of the issuance of common shares Mgmt For For
in connection with certain rights of
holders of the Company's Series A
Convertible Preferred Stock issued in
connection with the ARRIS acquisition.
7. Approval of additional shares under the Mgmt For For
Company's 2019 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 935105735
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Kornberg Mgmt For For
1B. Election of Director: Edwin Kantor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of an amendment to our 2000 Stock Mgmt For For
Incentive Plan (the "Plan") to increase the
number of shares of Common Stock under the
Plan.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 935178372
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
James A. Attwood, Jr. Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Michael R. Koehler Mgmt For For
J. David Thompson Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935142721
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Leslie A. Brun Mgmt For For
1C. Election of Director: Stephanie A. Burns Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Deborah A. Henretta Mgmt For For
1G. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1H. Election of Director: Kurt M. Landgraf Mgmt For For
1I. Election of Director: Kevin J. Martin Mgmt For For
1J. Election of Director: Deborah D. Rieman Mgmt For For
1K. Election of Director: Hansel E. Tookes, II Mgmt For For
1L. Election of Director: Wendell P. Weeks Mgmt For For
1M. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Robert E. Garrison II Mgmt For For
1F. Election of Director: Andrea J. Goldsmith Mgmt For For
1G. Election of Director: Lee W. Hogan Mgmt For For
1H. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1I. Election of Director: J. Landis Martin Mgmt For For
1J. Election of Director: Robert F. McKenzie Mgmt For For
1K. Election of Director: Anthony J. Melone Mgmt For For
1L. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2020.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 935168674
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Barnes Mgmt For For
1B. Election of Director: Marwan H. Fawaz Mgmt For For
1C. Election of Director: Dr. Rajan Naik Mgmt For For
1D. Election of Director: Haiyan Song Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment and restatement of Mgmt For For
our Amended and Restated 2005 Stock
Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935146159
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
Michael A. Klayko Mgmt For For
T. Tod Nielsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935128137
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Special
Meeting Date: 27-Feb-2020
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a proposal to Mgmt For For
approve the issuance of shares of common
stock of Digital Realty Trust, Inc., which
we refer to as DLR, to be paid by Digital
Intrepid Holding B.V. (formerly known as DN
39J 7A B.V.), which we refer to as Buyer,
to the shareholders of InterXion Holding
N.V., which we refer to as INXN, in
connection with the transactions
contemplated by the purchase agreement,
dated October 29, 2019, as amended, by and
among DLR, INXN and Buyer (a copy of
purchase agreement is attached as Annex A
to accompanying proxy
statement/prospectus).
2. To consider and vote on a proposal to Mgmt For For
approve one or more adjournments of the DLR
special meeting to another date, time or
place, if necessary or appropriate, to
solicit additional proxies in favor of the
proposal to approve the issuance of shares
of DLR common stock in connection with the
transactions contemplated by the purchase
agreement.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935206296
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Laurence A. Chapman Mgmt For For
1B. Election of Director: Alexis Black Bjorlin Mgmt For For
1C. Election of Director: Michael A. Coke Mgmt Against Against
1D. Election of Director: VeraLinn Jamieson Mgmt For For
1E. Election of Director: Kevin J. Kennedy Mgmt For For
1F. Election of Director: William G. LaPerch Mgmt Against Against
1G. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1H. Election of Director: Afshin Mohebbi Mgmt For For
1I. Election of Director: Mark R. Patterson Mgmt For For
1J. Election of Director: Mary Hogan Preusse Mgmt Against Against
1K. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay).
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935209014
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
William Luby Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix, Inc. 2020 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Stockholder proposal related to political Shr For Against
contributions disclosure and oversight.
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 935084828
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles P. Carinalli Mgmt For For
Kathleen M. Holmgren Mgmt For For
Rajendra Khanna Mgmt For For
Edward H. Kennedy Mgmt For For
Edward B. Meyercord Mgmt For For
John C. Shoemaker Mgmt For For
Ingrid J. Burton Mgmt For For
2. Advisory vote to Approve Executive Mgmt For For
Compensation.
3. Ratify the Appointment of Independent Mgmt For For
Auditors for the Fiscal Year ending June
30, 2020.
4. Ratify Amendment No. 7 to the Company's Mgmt For For
Amended and Restated Rights Agreement to
extend the agreement until May 31, 2020.
5. Approval of amendment and restatement of Mgmt For For
the Extreme Networks, Inc. 2013 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935126070
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Gary Ames Mgmt For For
1B. Election of Director: Sandra E. Bergeron Mgmt For For
1C. Election of Director: Deborah L. Bevier Mgmt For For
1D. Election of Director: Michel Combes Mgmt For For
1E. Election of Director: Michael L. Dreyer Mgmt For For
1F. Election of Director: Alan J. Higginson Mgmt For For
1G. Election of Director: Peter S. Klein Mgmt For For
1H. Election of Director: Francois Locoh-Donou Mgmt For For
1I. Election of Director: Nikhil Mehta Mgmt For For
1J. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935063064
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 06-Aug-2019
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-election of Mr. William Wei Huang as a Mgmt Against Against
director of the Company.
2. Re-election of Ms. Bin Yu as a director of Mgmt For For
the Company.
3. Re-election of Mr. Zulkifli Baharudin as a Mgmt For For
director of the Company.
4. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2019.
5. Amendment to Section 3(a) of the 2016 Mgmt For For
Equity Incentive Plan of the Company as
follows: "Subject to the provisions of
Section 9 and paragraph (b) of this Section
3, the maximum aggregate number of Shares
which may be subject to Awards under the
Plan is 56,707,560 Shares, provided,
however, that the maximum aggregate number
of Shares which may be subject to Awards
under the Plan shall be automatically
increased on the first day of each fiscal
year (i.e., January 1 of each calendar
year) ...(due to space limits, see proxy
material for full proposal).
6. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or issues,
in the 12-month period from the date of the
Meeting, of ordinary shares or other equity
or equity-linked securities of the Company
up to an aggregate twenty per cent. (20%)
of its existing issued share capital of the
Company at the date of the Meeting, whether
in a single transaction or a series of
transactions (OTHER THAN any allotment or
issues of shares on the exercise of any
options that have been granted by the
Company).
7. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935130461
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Lip-Bu Tan Mgmt For For
1M. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal entitled: "Shareholder Shr Against For
Approval of Bylaw Amendments".
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 935192497
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Thomas J. Fallon
1B. Election of Class I Director to serve until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Kambiz Y. Hooshmand
1C. Election of Class I Director to serve until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Amy H. Rice
2. To approve an amendment to the Infinera Mgmt For For
Corporation 2016 Equity Incentive Plan to
(i) increase the number of shares
authorized for issuance thereunder by
8,100,000 shares and (ii) effect minor
technical revisions and improvements.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
INTELSAT S.A. Agenda Number: 935065664
--------------------------------------------------------------------------------------------------------------------------
Security: L5140P101
Meeting Type: Special
Meeting Date: 11-Sep-2019
Ticker: I
ISIN: LU0914713705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of New Director: Ellen Pawlikowski Mgmt For For
1b. Election of New Director: Jacqueline Reses Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTELSAT S.A. Agenda Number: 935208113
--------------------------------------------------------------------------------------------------------------------------
Security: L5140P101
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: I
ISIN: LU0914713705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Statutory Stand-Alone Financial Mgmt For For
Statements
2. Approval of Consolidated Financial Mgmt For For
Statements
3. Approval of Allocation of Annual Results Mgmt For For
4. Approval of Grant of Discharge to Directors Mgmt For For
for Performance
5A. Re-election of Director: Justin Bateman Mgmt For For
5B. Re-election of Director: Raymond Svider Mgmt Against Against
6. Approval of Director Remuneration for the Mgmt For For
Year 2020
7. Approval of Re-appointment of Independent Mgmt For For
Registered Accounting Firm (see notice for
further details)
8. Approval of Share Repurchases and Treasury Mgmt For For
Share Holdings (see notice for further
details)
9. Advisory Vote on Compensation of Named Mgmt For For
Executive Officers
10. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareholder Advisory Votes on Approval of
Compensation of Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC. Agenda Number: 935192649
--------------------------------------------------------------------------------------------------------------------------
Security: 45867G101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: IDCC
ISIN: US45867G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joan H. Gillman Mgmt For For
1B. Election of Director: S. Douglas Hutcheson Mgmt For For
1C. Election of Director: John A. Kritzmacher Mgmt For For
1D. Election of Director: John D. Markley, Jr. Mgmt For For
1E. Election of Director: William J. Merritt Mgmt For For
1F. Election of Director: Jean F. Rankin Mgmt For For
1G. Election of Director: Philip P. Trahanas Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm of InterDigital, Inc. for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 935128567
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Special
Meeting Date: 27-Feb-2020
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Legal Merger in accordance Mgmt For For
with the Legal Merger Proposal.
2. To approve the Legal Demerger in accordance Mgmt For For
with the Legal Demerger Proposal.
3. To approve (A) the Asset Sale and (B) the Mgmt For For
Post-Demerger Share Sale.
4. To approve (A) the dissolution of the Mgmt For For
Company, (B) the appointment of Stichting
Vereffening InterXion (a foundation under
Dutch law) as liquidator of the Company and
approval of reimbursement of the
Liquidator's reasonable salary and costs,
and (C) the appointment of Intrepid Midco
B.V., an affiliate of Buyer, as the
custodian of the books and records of the
Company in accordance with Section 2:24 of
the Dutch Civil Code.
5. To grant full and final discharge to each Mgmt For For
member of the Company's Board for their
acts of management or supervision, as
applicable, up to the date of the
Extraordinary General Meeting.
6. To approve the proposed conversion into a Mgmt For For
private company with limited liability (een
besloten vennootschap met beperkte
aansprakelijkheid) and amendment of the
articles of association of the Company as
set forth in Annex C of the proxy statement
and to authorize each lawyer, paralegal and
(prospective) civil law notary at De Brauw
Blackstone Westbroek N.V. in Amsterdam, to
execute the deed of conversion and
amendment of the articles of association of
the Company.
7. To appoint the following nominees: (i) Jeff Mgmt For For
Tapley as executive director, and (ii)
Andrew P. Power, (iii) Gregory S. Wright
and (iv) Joshua A. Mills, as non-executive
members of the Company's Board to replace
the resigning directors of the Company's
Board.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935179603
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. P. Gapontsev, Ph.D. Mgmt For For
E. A. Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt For For
Gregory P. Dougherty Mgmt For For
Catherine P. Lego Mgmt For For
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020
4. A stockholder proposal to prepare a report Shr For Against
on management team diversity, if properly
presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935157708
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of the amendment and restatement Mgmt For For
of our 2008 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935126599
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul N. Clark Mgmt For For
1.2 Election of Director: Richard P. Hamada Mgmt For For
1.3 Election of Director: Paul A. Lacouture Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935147808
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to the Articles of Incorporation Mgmt For For
2. Election of Representative Director: Mr. Mgmt For For
Hyeon-Mo Ku
3. Approval of Financial Statements for the Mgmt For For
38th Fiscal Year
4.1 Election of Director: Mr. Yoon-Young Park Mgmt For For
(Inside Director Candidate)
4.2 Election of Director: Mr. Jong-Ook Park Mgmt For For
(Inside Director Candidate)
4.3 Election of Director: Mr. Chung-Gu Kang Mgmt For For
(Outside Director Candidate)
4.4 Election of Director: Mr. Chan-Hi Park Mgmt For For
(Outside Director Candidate)
4.5 Election of Director: Mrs. Eun-Jung Yeo Mgmt For For
(Outside Director Candidate)
4.6 Election of Director: Mr. Hyun-Myung Pyo Mgmt For For
(Outside Director Candidate)
5.1 Election of Member of the Audit Committee: Mgmt For For
Mr. Tae-Yoon Sung
5.2 Election of Member of the Audit Committee: Mgmt For For
Mrs. Eun-Jung Yeo
5.3 Election of Member of the Audit Committee: Mgmt For For
Mr. Chung-Gu Kang
6. Approval of Ceiling Amount on Remuneration Mgmt For For
for Directors
7. Approval of Employment Contract for the Mgmt For For
Representative Director
8. Amendment to Severance Pay Regulations for Mgmt For For
Executives
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935149446
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Anderson Mgmt For For
Robin A. Abrams Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
Anjoli Joshi Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffery Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC Agenda Number: 935084587
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt For For
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt For For
1G. Election of Director: Samuel F. Thomas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC Agenda Number: 935123694
--------------------------------------------------------------------------------------------------------------------------
Security: 55405Y100
Meeting Type: Annual
Meeting Date: 05-Mar-2020
Ticker: MTSI
ISIN: US55405Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Bland Mgmt Withheld Against
Stephen Daly Mgmt Withheld Against
Susan Ocampo Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt Against Against
paid to our Named Executive Officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending October 2, 2020.
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC Agenda Number: 935086872
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: Special
Meeting Date: 31-Oct-2019
Ticker: MAXR
ISIN: US57778K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Maxar Technologies Inc. Tax Mgmt For For
Benefit Preservation Plan.
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC Agenda Number: 935162165
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MAXR
ISIN: US57778K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Howell M. Estes III Mgmt For For
1B. Election of Director: Nick S. Cyprus Mgmt For For
1C. Election of Director: Roxanne J. Decyk Mgmt For For
1D. Election of Director: Joanne O. Isham Mgmt For For
1E. Election of Director: Daniel L. Jablonsky Mgmt For For
1F. Election of Director: C. Robert Kehler Mgmt For For
1G. Election of Director: L. Roger Mason, Jr. Mgmt For For
1H. Election of Director: Eric J. Zahler Mgmt For For
1I. Election of Director: Eddy Zervigon Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the executive compensation of the
Company's named executive officers.
3. To approve an Amendment to the Maxar Mgmt For For
Technologies Inc. 2019 Incentive Award
Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 935056994
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenda Dorchak Mgmt For For
1b. Election of Director: Irwin Federman Mgmt For For
1c. Election of Director: Amal M. Johnson Mgmt For For
1d. Election of Director: Jack Lazar Mgmt For For
1e. Election of Director: Jon A. Olson Mgmt For For
1f. Election of Director: Umesh Padval Mgmt For For
1g. Election of Director: David Perlmutter Mgmt For For
1h. Election of Director: Steve Sanghi Mgmt For For
1i. Election of Director: Eyal Waldman Mgmt For For
1j. Election of Director: Gregory Waters Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
("say-on-pay vote") as disclosed in the
compensation discussion and analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
3. Approval of the Fourth Restated Plan. Mgmt For For
4. Approval of certain changes to the annual Mgmt Against Against
retainer fees and equity awards to the
Company's non-employee directors.
5a. Do you have a Personal Interest (as defined Mgmt Against
in the Proxy Statement) with regards to
Proposal 5b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
5b. Approval of the Company's Compensation Mgmt For For
Philosophy.
6. Approval of the appointment of EY Israel as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019 and authorization of
audit committee to determine its fiscal
2019 remuneration in accordance with the
volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935149496
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve the National Instruments Mgmt For For
Corporation 2020 Equity Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935192764
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy S. Jenks Mgmt For For
Yanbing Li Mgmt For For
2. Ratification of the selection by our Audit Mgmt For For
Committee of BDO USA LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of the 2020 Equity Incentive Plan. Mgmt For For
4. Approval, on a non-binding, advisory basis, Mgmt For For
of named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935065107
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil K. Singhal Mgmt For For
John R. Egan Mgmt For For
Robert E. Donahue Mgmt For For
2. To approve the NetScout Systems, Inc. 2019 Mgmt For For
Equity Incentive Plan as described in
Proposal 2 in the proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2020.
4. To approve, on an advisory basis, the Mgmt For For
compensation of NetScout's named executive
officers as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935213328
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10. Addressing the Remuneration Policy Mgmt For For
11. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
12. Resolution on the number of members of the Mgmt For For
Board of Directors
13. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Thomas Dannenfeldt Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Elizabeth Nelson Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
14. Election of Auditor for the financial year Mgmt For For
2021
15. Resolution on the remuneration of the Mgmt For For
Auditor
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
18. Shareholder's proposal on amendment of the Shr Against For
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt Against Against
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ORANGE Agenda Number: 935199340
--------------------------------------------------------------------------------------------------------------------------
Security: 684060106
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ORAN
ISIN: US6840601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O3 Allocation of income for the fiscal year Mgmt For For
ended December 31, 2019 as stated in the
Company's annual financial statements
O4 Agreements provided for in Article L. Mgmt For For
225-38 of the French Commercial Code
O5 Appointment of Mr. Frederic Sanchez as a Mgmt For For
new director
O6 Renewal of the term of office of Mrs. Mgmt For For
Christel Heydemann as director
O7 Renewal of the term of office of Mr. Mgmt For For
Bernard Ramanantsoa as director
O8 Appointment of Mrs. Laurence Dalboussiere Mgmt For For
as director representing the employee
shareholders
O9 Approval of the information referred to in Mgmt For For
Article L. 225-37-3 I. of the French
Commercial Code, pursuant to Article L.
225-100 II. of the French Commercial Code
O10 Approval of the elements of compensation Mgmt For For
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. Stephane Richard, Chairman and
Chief Executive Officer, pursuant to
article L. 225-100 III of the French
Commercial Code
O11 Approval of the elements of compensation Mgmt For For
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. Ramon Fernandez, Deputy Chief
Executive Officer Delegate, pursuant to
article L. 225-100 III of the French
Commercial Code
O12 Approval of the elements of compensation Mgmt For For
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. Gervais Pellissier, Deputy
Chief Executive Officer Delegate, pursuant
to article L. 225-100 III of the French
Commercial Code
O13 Approval of the compensation policy for the Mgmt For For
Chairman and Chief Executive Officer,
pursuant to Article L. 225-37-2 of the
French Commercial Code
O14 Approval of the compensation policy for the Mgmt For For
Deputy Chief Executive Officer Delegates,
pursuant to Article L. 225-37-2 of the
French Commercial Code
O15 Approval of the compensation policy for Mgmt For For
non-executive directors, pursuant to
Article L. 225-37-2 of the French
Commercial Code
O16 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer shares of
the Company
E17 Amendment of Article 2 of the By-laws to Mgmt For For
insert the Company's purpose
E18 Amendments to Article 13.1 and Article 13.2 Mgmt For For
of the By-laws regarding the election of
directors elected by the employees
E19 Authorization given to the Board of Mgmt For For
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees without shareholder
preferential subscription rights
E20 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or complex
securities reserved for members of savings
plans without shareholder preferential
subscription rights
E21 Authorization to the Board of Directors to Mgmt For For
reduce the share capital through the
cancellation of shares
E22 Amendment to Article 13 of the Bylaws to Mgmt For For
take into account registered shares
directly held by employees whose free
allocation has been allowed by the
Extraordinary Shareholders' Meeting of the
Company prior to the publication of French
Law No 2015-990 of August 6, 2015
O23 Payment in shares of the interim dividend - Mgmt For For
Delegation of powers to the Board of
Directors whether or not to offer an option
between payment of the interim dividend in
cash or in shares
O24 Powers for formalities Mgmt For For
A Amendment to the sixteenth resolution - Shr Against For
Authorization to be granted to the Board of
Directors to purchase or transfer shares in
the Company - ordinary
B Amendment to Article 13 of the Bylaws - Shr Against For
Plurality of directorships-extraordinary
C Amendment to the nineteenth resolution - Shr Against For
Authorization given to the Board of
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees without shareholder
subscription rights - extraordinary
D Share capital increase in cash reserved for Shr Against For
members of savings plans without
shareholder subscription
rights-extraordinary
--------------------------------------------------------------------------------------------------------------------------
QTS REALTY TRUST, INC. Agenda Number: 935154106
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
William O. Grabe Mgmt For For
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935086442
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mr. Roy Mgmt For For
Zisapel
1B. Election of Class II Director: Mr. Joel Mgmt For For
Maryles
2. To re-elect Prof. Yair Trauman as an Mgmt For For
external director of the company for a
period of three years.
2A. Please confirm that you DO NOT have a Mgmt Against
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 2, check the "NO" box.
As described under the heading "Required
Vote" in item 2 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
3. To approve an increase of the Company's Mgmt For For
authorized share capital from 60,000,000 to
90,000,000 ordinary shares and related
amendments to the Company's Memorandum of
Association and Articles of Association.
4. To approve grants of equity-based awards to Mgmt Against Against
the President and Chief Executive Officer
of the Company.
4A. Please confirm that you DO NOT have a Mgmt Against
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
5. To approve modifications in the size of the Mgmt For For
annual bonus to the President and Chief
Executive Officer of the Company.
5A. Please confirm that you DO NOT have a Mgmt Against
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
6. To approve and ratify the purchase of a D&O Mgmt For For
insurance policy and related amendments to
the Company's Compensation Policy for
Executive Officers and Directors.
6A. Please confirm that you DO NOT have a Mgmt Against
"personal interest" in Proposal 6 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 6, check the "NO" box.
As described under the heading "Required
Vote" in item 6 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
7. To approve grants of equity-based awards to Mgmt Against Against
the non-employee directors of the Company.
7A. Please confirm that you DO NOT have a Mgmt Against
"personal interest" in Proposal 7 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 7, check the "NO" box.
As described under the heading "Required
Vote" in item 7 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
8. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RIBBON COMMUNICATIONS, INC. Agenda Number: 935123000
--------------------------------------------------------------------------------------------------------------------------
Security: 762544104
Meeting Type: Special
Meeting Date: 27-Jan-2020
Ticker: RBBN
ISIN: US7625441040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of 32,500,000 Mgmt For For
shares of common stock of Ribbon in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of November 14, 2019, by
and among Ribbon, Eclipse Communications
Ltd., Ribbon Communications Israeli Ltd.,
ECI Telecom Group Ltd. and ECI Holding
(Hungary) kft (the Share Issuance).
2. To approve one or more adjournments of the Mgmt For For
Ribbon Special Meeting, if appropriate, to
solicit additional proxies if there are
insufficient votes to approve the Share
Issuance at the time of the Ribbon Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
RIBBON COMMUNICATIONS, INC. Agenda Number: 935212946
--------------------------------------------------------------------------------------------------------------------------
Security: 762544104
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: RBBN
ISIN: US7625441040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Stewart Ewing, Jr. Mgmt For For
1B. Election of Director: Bruns H. Grayson Mgmt For For
1C. Election of Director: Beatriz V. Infante Mgmt For For
1D. Election of Director: Richard J. Lynch Mgmt For For
1E. Election of Director: Kent J. Mathy Mgmt For For
1F. Election of Director: Bruce W. McClelland Mgmt For For
1G. Election of Director: Krish A. Prabhu Mgmt For For
1H. Election of Director: Scott E. Schubert Mgmt For For
1I. Election of Director: Richard W. Smith Mgmt For For
2. To approve the Amended and Restated Ribbon Mgmt Against Against
Communications Inc. 2019 Incentive Award
Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Ribbon Communications'
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of Ribbon
Communications' named executive officers as
disclosed in the "Compensation Discussion
and Analysis" section and the accompanying
compensation tables and related narratives
contained in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935159221
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Steven
E. Bernstein
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Duncan
H. Cocroft
1.3 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting:
Fidelma Russo
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
4. Approval of the 2020 Performance and Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SIERRA WIRELESS, INC. Agenda Number: 935199744
--------------------------------------------------------------------------------------------------------------------------
Security: 826516106
Meeting Type: Annual and Special
Meeting Date: 21-May-2020
Ticker: SWIR
ISIN: CA8265161064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory D. Aasen Mgmt For For
Robin A. Abrams Mgmt For For
James R. Anderson Mgmt For For
Russell N. Jones Mgmt For For
Lori M. O'Neill Mgmt For For
Thomas Sieber Mgmt For For
Kent P. Thexton Mgmt For For
Gregory L. Waters Mgmt For For
Karima Bawa Mgmt For For
2 Appointment of Ernst and Young LLP, Mgmt For For
Chartered Professional Accountants as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 To consider and, if deemed advisable, pass Mgmt For For
an ordinary resolution to approve certain
amendments to the Corporation's Amended and
Restated 1997 Stock Option Plan and to
approve all unallocated entitlements
thereunder.
4 To consider and, if deemed advisable, pass Mgmt For For
an ordinary resolution to approve certain
amendments to the Corporation's 2011
Treasury Based Restricted Share Unit Plan.
5 To consider and, if deemed advisable, Mgmt For For
approve an advisory resolution to accept
the Corporation's approach to executive
compensation.
6 To consider and, if deemed advisable, pass Mgmt For For
an ordinary resolution authorizing and
approving an amendment to, and the
restatement of, the Corporation's Amended
and Restated By-Law No. 1.
7 To consider and, if deemed advisable, pass Mgmt For For
a special resolution to authorize the
Corporation to amend its articles to
increase the maximum number of directors of
the Corporation from nine to twelve.
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 935136146
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P108
Meeting Type: Annual
Meeting Date: 26-Mar-2020
Ticker: SKM
ISIN: US78440P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For
36th Fiscal Year (2019)
2. Amendments to the Articles of Incorporation Mgmt For
3.1 Grant of Stock Options (Directors) Mgmt For
3.2 Grant of Stock Options (Unregistered Mgmt For
Executive Officers)
4.1 Approval of the Appointment of an Executive Mgmt For
Director Candidate: Park, Jung Ho
4.2 Approval of the Appointment of a Mgmt For
Non-Executive Director Candidate: Cho, Dae
Sik
4.3 Approval of the Appointment of an Mgmt For
Independent Non-Executive Director
Candidate: Kim, Yong-Hak
4.4 Approval of the Appointment of an Mgmt For
Independent Non-Executive Director
Candidate: Kim, Junmo
4.5 Approval of the Appointment of an Mgmt For
Independent Non-Executive Director
Candidate: Ahn, Jung Ho
5.1 Approval of the Appointment of a Member of Mgmt For
the Audit Committee Candidate: Kim,
Yong-Hak
5.2 Approval of the Appointment of a Member of Mgmt For
the Audit Committee Candidate: Ahn, Jung Ho
6. Approval of Ceiling Amount of Remuneration Mgmt For
for Directors (Note: Proposed Ceiling
Amount of the Remuneration for 8 Directors
is KRW 12 billion.)
7. Amendments to the Remuneration Policy for Mgmt For
Executives
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935156516
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Alan S. Batey Mgmt For For
1C. Election of Director: Kevin L. Beebe Mgmt For For
1D. Election of Director: Timothy R. Furey Mgmt For For
1E. Election of Director: Liam K. Griffin Mgmt For For
1F. Election of Director: Christine King Mgmt For For
1G. Election of Director: David P. McGlade Mgmt For For
1H. Election of Director: Robert A. Schriesheim Mgmt For For
1I. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
2002 Employee Stock Purchase Plan, as
Amended.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
8. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
9. To approve a stockholder proposal regarding Shr For Against
a right by stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935192524
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Ronald D. Fisher Mgmt Withheld Against
Srini Gopalan Mgmt Withheld Against
Lawrence H. Guffey Mgmt For For
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Stephen R. Kappes Mgmt For For
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
G. Michael Sievert Mgmt Withheld Against
Teresa A. Taylor Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2020.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
Provided to the Company's Named Executive
Officers for 2019.
4. Stockholder Proposal for Limitations on Shr For Against
Accelerated Vesting of Equity Awards in the
Event of a Change of Control.
--------------------------------------------------------------------------------------------------------------------------
UBIQUITI INC. Agenda Number: 935098803
--------------------------------------------------------------------------------------------------------------------------
Security: 90353W103
Meeting Type: Annual
Meeting Date: 11-Dec-2019
Ticker: UI
ISIN: US90353W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald A. Sege Mgmt Abstain Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Ubiquiti's independent registered public
accounting firm for the fiscal year ending
June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC. Agenda Number: 935086290
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: VIAV
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Belluzzo Mgmt For For
Keith Barnes Mgmt For For
Laura Black Mgmt For For
Tor Braham Mgmt For For
Timothy Campos Mgmt For For
Donald Colvin Mgmt For For
Masood A. Jabbar Mgmt For For
Oleg Khaykin Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 27,
2020.
3. The approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended June 29, 2019.
4. The approval of the amendment and Mgmt For For
restatement of the Company's Amended and
Restated 2003 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935052174
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 23-Jul-2019
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2019
2. To elect Sanjiv Ahuja as a Director Mgmt For For
3. To elect David Thodey as a Director Mgmt For For
4. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
5. To re-elect Nick Read as a Director Mgmt For For
6. To re-elect Margherita Della Valle as a Mgmt For For
Director
7. To re-elect Sir Crispin Davis as a Director Mgmt For For
8. To re-elect Michel Demare as a Director Mgmt For For
9. To re-elect Dame Clara Furse as a Director Mgmt For For
10. To re-elect Valerie Gooding as a Director Mgmt For For
11. To re-elect Renee James as a Director Mgmt For For
12. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
13. To re-elect David Nish as a Director Mgmt For For
14. To declare a final dividend of 4.16 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2019
15. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2019
16. To appoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company
17. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor
18. To authorise the Directors to allot shares Mgmt For For
19. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights (Special Resolution)
20. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment
(Special Resolution)
21. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
22. To authorise political donations and Mgmt For For
expenditure
23. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice (Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
Defiance Next Gen Food & Agriculture ETF
--------------------------------------------------------------------------------------------------------------------------
AAK AB Agenda Number: 712383568
--------------------------------------------------------------------------------------------------------------------------
Security: W9609S117
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: SE0011337708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: GEORG Non-Voting
BRUNSTAM
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 NOMINATION OF PERSONS TO VERIFY THE MINUTES Non-Voting
OF THE MEETING
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN PROPERLY CONVENED
7 REPORT BY THE MANAGING DIRECTOR Non-Voting
8 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE GROUP
AUDITOR'S REPORT FOR THE FINANCIAL YEAR
2019
9.A RESOLUTION AS TO: ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET, AS PER DECEMBER
31, 2019
9.B RESOLUTION AS TO: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET
9.C RESOLUTION AS TO: DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD OF DIRECTORS AND THE MANAGING
DIRECTOR
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 12 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF THE NUMBER OF DIRECTORS OF Mgmt For
THE BOARD: THE NUMBER OF DIRECTORS SHALL BE
SIX WITHOUT ANY DEPUTY DIRECTORS
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For
DIRECTORS AND AUDITOR: THE TOTAL FEE
PAYABLE TO THE BOARD OF DIRECTORS SHALL
REMAIN UNCHANGED AND BE SEK 3,480,000
(INCLUDING REMUNERATION FOR COMMITTEE WORK)
TO BE DISTRIBUTED AMONG THE DIRECTORS AS
FOLLOWS: SEK 880,000 TO THE CHAIRMAN AND
SEK 390,000 TO EACH OF THE OTHER DIRECTORS
ELECTED AT A GENERAL MEETING AND NOT
EMPLOYED BY THE COMPANY. REMUNERATION FOR
COMMITTEE WORK SHALL BE PAYABLE AS FOLLOWS:
SEK 250,000 TO THE CHAIRMAN OF THE AUDIT
COMMITTEE AND SEK 125,000 TO EACH OF THE
OTHER MEMBERS OF THE AUDIT COMMITTEE, SEK
100,000 TO THE CHAIRMAN OF THE REMUNERATION
COMMITTEE AND SEK 50,000 TO EACH OF THE
OTHER MEMBERS OF THE REMUNERATION
COMMITTEE. THE AUDITOR SHALL BE REMUNERATED
IN ACCORDANCE WITH AGREEMENT
12 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND AUDITOR: RE-ELECTION OF THE
BOARD MEMBERS MARTA SCHORLING ANDREEN,
MARIANNE KIRKEGAARD, BENGT BARON, GUN
NILSSON, GEORG BRUNSTAM AND PATRIK
ANDERSSON. RE-ELECTION OF THE ACCOUNTING
FIRM PRICEWATERHOUSECOOPERS, FOR A PERIOD
OF MANDATE OF ONE YEAR, IN ACCORDANCE WITH
THE AUDIT COMMITTEE'S RECOMMENDATION,
CONSEQUENTLY UP TO AND INCLUDING THE ANNUAL
GENERAL MEETING 2021, WHEREBY THE
ACCOUNTING FIRM HAS INFORMED THAT THE
AUTHORIZED PUBLIC ACCOUNTANT BO KARLSSON
WILL BE APPOINTED AS AUDITOR IN CHARGE,
THEREBY REPLACING SOFIA GOTMAR-BLOMSTEDT
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: PROPOSAL REGARDING
THE NOMINATION COMMITTEE: RE-ELECTION OF
MARTA SCHORLING ANDREEN (MELKER SCHORLING
AB) AND LEIF TORNVALL (ALECTA), AND NEW
ELECTION OF JOACHIM SPETZ (SWEDBANK ROBUR
FONDER) AND ELISABET JAMAL BERGSTROM (SEB
INVESTMENT MANAGEMENT) AS MEMBERS OF THE
NOMINATION COMMITTEE IN RESPECT OF THE
ANNUAL GENERAL MEETING 2021
14 PROPOSAL REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION OF SENIOR EXECUTIVES
15 PROPOSAL REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON NEW SHARE
ISSUES
16 PROPOSAL REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON REPURCHASE
AND TRANSFER OF THE COMPANY'S OWN SHARES
17 PROPOSAL REGARDING AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
18 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AG GROWTH INTERNATIONAL INC Agenda Number: 712459836
--------------------------------------------------------------------------------------------------------------------------
Security: 001181106
Meeting Type: MIX
Meeting Date: 19-May-2020
Ticker:
ISIN: CA0011811068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO FIX THE NUMBER OF DIRECTORS OF THE Mgmt For For
COMPANY TO BE ELECTED AT THE MEETING AT
NINE (9)
2.1 ELECTION OF DIRECTOR: GARY ANDERSON Mgmt For For
2.2 ELECTION OF DIRECTOR: TIM CLOSE Mgmt For For
2.3 ELECTION OF DIRECTOR: ANNE DE GREEF-SAFFT Mgmt For For
2.4 ELECTION OF DIRECTOR: JANET GIESSELMAN Mgmt For For
2.5 ELECTION OF DIRECTOR: BILL LAMBERT Mgmt For For
2.6 ELECTION OF DIRECTOR: BILL MASLECHKO Mgmt For For
2.7 ELECTION OF DIRECTOR: MALCOLM (MAC) MOORE Mgmt For For
2.8 ELECTION OF DIRECTOR: CLAUDIA ROESSLER Mgmt For For
2.9 ELECTION OF DIRECTOR: DAVID WHITE Mgmt For For
3 TO APPOINT ERNST & YOUNG LLP AS AUDITORS OF Mgmt For For
THE COMPANY AND AUTHORIZE THE DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION AS
SUCH
4 INCREASE THE NUMBER OF COMMON SHARES Mgmt For For
ISSUABLE PURSUANT TO THE EQUITY INCENTIVE
AWARD PLAN
5 RECONFIRM THE COMPANY'S SHAREHOLDER RIGHTS Mgmt For For
PLAN
6 REDUCTION IN STATED CAPITAL Mgmt For For
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 935167141
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Michael C. Arnold Mgmt For For
1C. Election of Director: Sondra L. Barbour Mgmt For For
1D. Election of Director: P. George Benson Mgmt For For
1E. Election of Director: Suzanne P. Clark Mgmt For For
1F. Election of Director: Wolfgang Deml Mgmt For For
1G. Election of Director: George E. Minnich Mgmt For For
1H. Election of Director: Martin H. Richenhagen Mgmt For For
1I. Election of Director: Gerald L. Shaheen Mgmt For For
1J. Election of Director: Mallika Srinivasan Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 935154182
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M.S. Burke Mgmt For For
1B. Election of Director: T.K. Crews Mgmt For For
1C. Election of Director: P. Dufour Mgmt For For
1D. Election of Director: D.E. Felsinger Mgmt For For
1E. Election of Director: S.F. Harrison Mgmt For For
1F. Election of Director: J.R. Luciano Mgmt For For
1G. Election of Director: P.J. Moore Mgmt For For
1H. Election of Director: F.J. Sanchez Mgmt For For
1I. Election of Director: D.A. Sandler Mgmt For For
1J. Election of Director: L.Z. Schlitz Mgmt For For
1K. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approve the 2020 Incentive Compensation Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 935150110
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd A. Adams Mgmt For For
Kenneth C. Bockhorst Mgmt For For
Gale E. Klappa Mgmt For For
Gail A. Lione Mgmt For For
James W. McGill Mgmt For For
Tessa M. Myers Mgmt For For
James F. Stern Mgmt For For
Glen E. Tellock Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2020.
4. EMPLOYEE REPRESENTATION ON THE BOARD OF Shr Against For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BAKKAFROST P/F Agenda Number: 712251230
--------------------------------------------------------------------------------------------------------------------------
Security: K0840B107
Meeting Type: AGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: FO0000000179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 ELECTION OF CHAIRMAN OF THE MEETING Mgmt No vote
2 BRIEFING FROM THE BOARD OF DIRECTORS ON THE Mgmt No vote
ACTIVITIES OF THE COMPANY IN THE PREVIOUS
FINANCIAL YEAR
3 PRESENTATION OF THE AUDITED ANNUAL ACCOUNTS Mgmt No vote
FOR APPROVAL
4 DECISION ON HOW TO USE PROFIT OR COVER LOSS Mgmt No vote
ACCORDING TO THE APPROVED ACCOUNTS AND
ANNUAL REPORT: DIVIDENDS OF DKK 8.31 PER
SHARE
5 ELECTION OF BOARD OF DIRECTORS: JOHANNES Mgmt No vote
JENSEN, ANNIKA FREDERIKSBERG, EINAR WATHNE,
OYSTEIN SANDVIK AND TEITUR SAMUELSEN
6 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt No vote
DIRECTORS: RUNI M. HANSEN
7 DECISION WITH REGARD TO REMUNERATION FOR Mgmt No vote
THE BOARD OF DIRECTORS AND THE ACCOUNTING
COMMITTEE
8 ELECTION OF MEMBERS TO THE ELECTION Mgmt No vote
COMMITTEE,HEREUNDER ELECTION OF CHAIRMAN OF
THE ELECTION COMMITTEE: THE ELECTION
COMMITTEE PROPOSES RE-ELECTION OF GUNNAR I
LIDA AND ROGVI JACOBSEN THE ELECTION
COMMITTEE PROPOSES RE-ELECTION OF GUNNAR I
LIDA AS CHAIRMAN FOR THE ELECTION COMMITTEE
9 DECISION WITH REGARD TO REMUNERATION FOR Mgmt No vote
THE ELECTION COMMITTEE
10 ELECTION OF AUDITOR: P/F JANUAR, LOGGILT Mgmt No vote
GRANNSKODANARVIRKI, ODINSHAEDD 13, 110
TORSHAVN
11 REMUNERATION POLICY Mgmt No vote
12 PROPOSALS FOR AMENDMENTS TO THE ARTICLES OF Mgmt No vote
ASSOCIATION
13 ANY OTHER BUSINESS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BALCHEM CORPORATION Agenda Number: 935201816
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David B. Fischer Mgmt For For
Perry W. Premdas Mgmt For For
Dr. John Y. Televantos Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year 2020.
3. Non-binding advisory approval of Named Mgmt For For
Executive Officers compensation as
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BEYOND MEAT, INC. Agenda Number: 935174754
--------------------------------------------------------------------------------------------------------------------------
Security: 08862E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BYND
ISIN: US08862E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth Goldman Mgmt Withheld Against
Christopher Isaac Stone Mgmt Withheld Against
Kathy N. Waller Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BIOGAIA AB Agenda Number: 712479953
--------------------------------------------------------------------------------------------------------------------------
Security: W16746153
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: SE0000470395
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 306402 DUE TO SPLITTING OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 3.75 PER SHARE
8.C APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 9 TO 14 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
9 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY Mgmt For
MEMBERS OF BOARD (0)
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For
AMOUNT OF SEK 650,000 FOR CHAIRMAN, SEK
450,000 FOR VICE CHAIRMAN AND SEK 250,000
FOR OTHER DIRECTORS APPROVE COMMITTEE FEES
APPROVE EXTRA REMUNERATION OF PETER
ROTHSCHILD APPROVE REMUNERATION OF AUDITORS
11.A REELECT EWA BJORLING AS DIRECTOR Mgmt For
11.B REELECT DAVID DANGOOR AS DIRECTOR Mgmt For
11.C REELECT PETER ELVING AS DIRECTOR Mgmt For
11.D REELECT ANTHON JAHRESKOG AS DIRECTOR Mgmt For
11.E REELECT PETER ROTHSCHILD AS DIRECTOR Mgmt Against
11.F ELECT MARYAM GHAHREMANI AS NEW DIRECTOR Mgmt For
11.G ELECT VANESSA ROTHSCHILD AS NEW DIRECTOR Mgmt For
12 REELECT PETER ROTHSCHILD AS BOARD CHAIRMAN Mgmt Against
AND DAVID DANGOOR AS VICE CHAIRMAN
13 RATIFY DELOITTE AS AUDITORS Mgmt For
14 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
15 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
16 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS
17 AMEND ARTICLES OF ASSOCIATION RE COMPANY Mgmt For For
NAME PARTICIPATION AT GENERAL MEETINGS
SHARE REGISTRAR
18 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BUCHER INDUSTRIES AG Agenda Number: 712265859
--------------------------------------------------------------------------------------------------------------------------
Security: H10914176
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: CH0002432174
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT AND THE Mgmt For For
CONSOLIDATED AND COMPANY FINANCIAL
STATEMENTS FOR 2019
2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND GROUP MANAGEMENT
3 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
4.1.A RE-ELECTION OF CLAUDE R. CORNAZ AS A MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
4.1.B RE-ELECTION OF ANITA HAUSER AS A MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
4.1.C RE-ELECTION OF MICHAEL HAUSER AS A MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
4.1.D RE-ELECTION OF MARTIN HIRZEL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.E RE-ELECTION OF PHILIP MOSIMANN AS A MEMBER Mgmt Against Against
AND CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.F RE-ELECTION OF HEINRICH SPOERRY AS A MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
4.1.G RE-ELECTION OF VALENTIN VOGT AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2.A RE-ELECTION OF CLAUDE R. CORNAZ AS MEMBER Mgmt Against Against
OF THE REMUNERATION COMMITTEE
4.2.B RE-ELECTION OF ANITA HAUSER AS MEMBER OF Mgmt Against Against
THE REMUNERATION COMMITTEE
4.2.C RE-ELECTION OF VALENTIN VOGT AS MEMBER OF Mgmt For For
THE REMUNERATION COMMITTEE
4.3 ELECTION OF THE INDEPENDENT PROXY HOLDER: Mgmt For For
LAW FRIM KELLER KLG, ZURICH
4.4 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
5.1 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE REMUNERATION FOR MEMBERS OF GROUP
MANAGEMENT FOR THE 2019 FINANCIAL YEAR
5.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE 2019 FINANCIAL YEAR
5.3 APPROVAL OF THE AGGREGATE REMUNERATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
PERIOD FROM THE 2020 ANNUAL GENERAL MEETING
TO THE 2021 ANNUAL GENERAL MEETING
5.4 APPROVAL OF THE AGGREGATE AMOUNT OF FIXED Mgmt For For
REMUNERATION FOR MEMBERS OF GROUP
MANAGEMENT FOR THE 2021 FINANCIAL YEAR
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 935170996
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sheila Bair Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Carol M. Browner Mgmt For For
1D. Election of Director: Andrew Ferrier Mgmt For For
1E. Election of Director: Paul Fribourg Mgmt For For
1F. Election of Director: J. Erik Fyrwald Mgmt For For
1G. Election of Director: Gregory A. Heckman Mgmt For For
1H. Election of Director: Bernardo Hees Mgmt For For
1I. Election of Director: Kathleen Hyle Mgmt For For
1J. Election of Director: Henry W. Winship Mgmt For For
1K. Election of Director: Mark N. Zenuk Mgmt For For
2. To appoint Deloitte & Touche LLP as Bunge Mgmt For For
Limited's independent auditors for the
fiscal year ending December 31, 2020 and to
authorize the audit committee of the Board
of Directors to determine the independent
auditors' fees.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Amendment to the Bunge Limited 2016 Equity Mgmt For For
Incentive Plan to increase the number of
authorized shares by 5,100,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CALYXT, INC. Agenda Number: 935168713
--------------------------------------------------------------------------------------------------------------------------
Security: 13173L107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CLXT
ISIN: US13173L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Andre Choulika Mgmt Abstain Against
1B. Election of Director: Mr. Philippe Dumont Mgmt Abstain Against
1C. Election of Director: Mr. Jonathan Fassberg Mgmt Abstain Against
1D. Election of Director: Ms. Anna Ewa Mgmt Abstain Against
Kozicz-Stankiewicz
1E. Election of Director: Ms. Kimberly Nelson Mgmt Abstain Against
1F. Election of Director: Mr. Christopher Mgmt Abstain Against
Neugent
1G. Election of Director: Dr. Yves Ribeill Mgmt Abstain Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935171734
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: William Davisson Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2020.
4. Shareholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHR. HANSEN HOLDING A/S Agenda Number: 711732025
--------------------------------------------------------------------------------------------------------------------------
Security: K1830B107
Meeting Type: AGM
Meeting Date: 27-Nov-2019
Ticker:
ISIN: DK0060227585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A.A, 6.B.A TO 6.B.F
AND 7.A. THANK YOU
1 REPORT ON THE COMPANY'S ACTIVITIES Non-Voting
2 APPROVAL OF THE 2018/19 ANNUAL REPORT Mgmt For For
3 RESOLUTION ON THE APPROPRIATION OF PROFIT: Mgmt For For
DKK 7.07 PER SHARE
4 RESOLUTION ON REMUNERATION OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS
5.A APPROVAL OF THE REVISED REMUNERATION POLICY Mgmt For For
6.A.A RE-ELECTION OF A CHAIR OF THE BOARD OF Mgmt For For
DIRECTORS: DOMINIQUE REINICHE
6.B.A RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: JESPER BRANDGAARD
6.B.B RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LUIS CANTARELL
6.B.C RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HEIDI KLEINBACH-SAUTER
6.B.D RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: NIELS PEDER NIELSEN
6.B.E RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KRISTIAN VILLUMSEN
6.B.F RE-ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARK WILSON
7.A RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
8 AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL Mgmt For For
GENERAL MEETING
CMMT 01 NOV 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt For For
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt For For
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Advisory resolution on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of the
Company's named executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
5. Approval of Corteva, Inc. Global Omnibus Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CRESUD, S.A.C.I.F. Y A. Agenda Number: 935132744
--------------------------------------------------------------------------------------------------------------------------
Security: 226406106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: CRESY
ISIN: US2264061068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For
MEETING'S MINUTES.
2. CONSIDERATION OF THE PERFORMANCE OF THE Mgmt For
RESIGNING REGULAR DIRECTOR MR. HECTOR
ROGELIO TORRES. RECOMPOSITION OF BOARD OF
DIRECTORS. DETERMINATION OF THE NUMBER AND
APPOINTMENT OF REGULAR AND ALTERNATE
DIRECTORS FOR A TERM OF THREE FISCAL YEARS.
3. AUTHORIZATION TO CARRY OUT REGISTRATION Mgmt For
PROCEEDINGS RELATING TO THIS SHAREHOLDERS'
MEETING BEFORE THE ARGENTINE SECURITIES
COMMISSION AND THE GENERAL SUPERINTENDENCY
OF CORPORATIONS.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935145347
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Mark
Douglas
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: C. Scott
Greer
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: K'Lynne
Johnson
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Dirk A.
Kempthorne
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Paul J.
Norris
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Margareth
Ovrum
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Robert C.
Pallash
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: William H.
Powell
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. Agenda Number: 935153445
--------------------------------------------------------------------------------------------------------------------------
Security: 353514102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: FELE
ISIN: US3535141028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David T. Brown Mgmt For For
1B. Election of Director: Victor D. Grizzle Mgmt For For
1C. Election of Director: Thomas R. VerHage Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approve, on an advisory basis, the Mgmt For For
executive compensation of the Named
Executive Officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FUJI OIL HOLDINGS INC. Agenda Number: 712704801
--------------------------------------------------------------------------------------------------------------------------
Security: J14994107
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: JP3816400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shimizu, Hiroshi Mgmt For For
2.2 Appoint a Director Sakai, Mikio Mgmt For For
2.3 Appoint a Director Matsumoto, Tomoki Mgmt For For
2.4 Appoint a Director Omori, Tatsuji Mgmt For For
2.5 Appoint a Director Kadota, Takashi Mgmt For For
2.6 Appoint a Director Takasugi, Takeshi Mgmt For For
2.7 Appoint a Director Mishina, Kazuhiro Mgmt For For
2.8 Appoint a Director Ueno, Yuko Mgmt For For
2.9 Appoint a Director Nishi, Hidenori Mgmt For For
3.1 Appoint a Corporate Auditor Sumiya, Mgmt For For
Takehiko
3.2 Appoint a Corporate Auditor Ikeda, Hirohiko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Fukuda, Tadashi
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA Agenda Number: 712225398
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS 2019
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2019
3 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION: CHF 62 PER SHARE
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5.1.1 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD MEMBER: PROF. Mgmt For For
DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
CALVIN GRIEDER
5.1.7 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
THOMAS RUFER
5.2.1 ELECTION OF NEW BOARD MEMBER: DR. OLIVIER Mgmt For For
FILLLIO
5.2.2 ELECTION OF NEW BOARD MEMBER: MS SOPHIE Mgmt For For
GASPERMENT
5.3 RE-ELECTION OF MR CALVIN GRIEDER AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
5.4.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: PROF. DR WERNER
BAUER
5.4.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: MS INGRID DELTENRE
5.4.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: MR VICTOR BALLI
5.5 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE, MR MANUEL ISLER,
ATTORNEY-AT-LAW
5.6 RE-ELECTION OF THE STATUTORY AUDITORS, Mgmt For For
DELOITTE SA
6.1 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
6.2.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
SHORT TERM VARIABLE COMPENSATION (2019
ANNUAL INCENTIVE PLAN)
6.2.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
FIXED AND LONG TERM VARIABLE COMPENSATION
(2020 PERFORMANCE SHARE PLAN - 'PSP')
--------------------------------------------------------------------------------------------------------------------------
GOLDEN AGRI-RESOURCES LTD Agenda Number: 712362386
--------------------------------------------------------------------------------------------------------------------------
Security: V39076134
Meeting Type: AGM
Meeting Date: 27-Apr-2020
Ticker:
ISIN: MU0117U00026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF REPORTS AND AUDITED FINANCIAL Mgmt For For
STATEMENTS
2 DECLARATION OF FINAL DIVIDEND: SGD 0.0058 Mgmt For For
PER ORDINARY SHARE
3 APPROVAL OF DIRECTORS' FEES FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
4 RE-APPOINTMENT OF MR. KANEYALALL HAWABHAY Mgmt For For
AS A DIRECTOR
5 RE-APPOINTMENT OF MR. FOO MENG KEE AS A Mgmt For For
DIRECTOR
6 RE-APPOINTMENT OF MR. CHRISTIAN GH GAUTIER Mgmt For For
DE CHARNACE AS A DIRECTOR
7 RE-APPOINTMENT OF MR. KHEMRAJ SHARMA SEWRAZ Mgmt For For
AS A DIRECTOR
8 RE-APPOINTMENT OF MR. LEW SYN PAU AS A Mgmt For For
DIRECTOR
9 RE-APPOINTMENT OF AUDITORS: MOORE STEPHENS Mgmt For For
LLP AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
10 RENEWAL OF SHARE ISSUE MANDATE Mgmt Against Against
11 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
12 RENEWAL OF INTERESTED PERSON TRANSACTIONS Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 935115356
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prama Bhatt Mgmt For For
1B. Election of Director: Gary C. Bhojwani Mgmt For For
1C. Election of Director: Terrell K. Crews Mgmt For For
1D. Election of Director: Stephen M. Lacy Mgmt For For
1E. Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
1F. Election of Director: Susan K. Nestegard Mgmt For For
1G. Election of Director: William A. Newlands Mgmt For For
1H. Election of Director: Dakota A. Pippins Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Policinski
1J. Election of Director: Jose Luis Prado Mgmt For For
1K. Election of Director: Sally J. Smith Mgmt For For
1L. Election of Director: James P. Snee Mgmt For For
1M. Election of Director: Steven A. White Mgmt For For
2. Ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
ending October 25, 2020.
3. Approve the Named Executive Officer Mgmt For For
compensation as disclosed in the Company's
2020 annual meeting proxy statement.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935152265
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebecca M. Henderson, Mgmt For For
PhD
1B. Election of Director: Lawrence D. Kingsley Mgmt For For
1C. Election of Director: Sophie V. Vandebroek, Mgmt For For
PhD
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 935176912
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Luis Mgmt For For
Aranguren-Trellez
1B. Election of Director: David B. Fischer Mgmt For For
1C. Election of Director: Paul Hanrahan Mgmt For For
1D. Election of Director: Rhonda L. Jordan Mgmt For For
1E. Election of Director: Gregory B. Kenny Mgmt For For
1F. Election of Director: Barbara A. Klein Mgmt For For
1G. Election of Director: Victoria J. Reich Mgmt For For
1H. Election of Director: Stephan B. Tanda Mgmt For For
1I. Election of Director: Jorge A. Uribe Mgmt For For
1J. Election of Director: Dwayne A. Wilson Mgmt For For
1K. Election of Director: James P. Zallie Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's "named
executive officers."
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 935153560
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Marcello V. Bottoli
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Michael L. Ducker
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: David
R. Epstein
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Roger
W. Ferguson, Jr.
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: John
F. Ferraro
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Andreas Fibig
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Christina Gold
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Katherine M. Hudson
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Dale
F. Morrison
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Dr.
Li-Huei Tsai
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Stephen Williamson
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD Agenda Number: 711955483
--------------------------------------------------------------------------------------------------------------------------
Security: M5920A109
Meeting Type: SGM
Meeting Date: 30-Jan-2020
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 APPROVE FRAMEWORK D&O LIABILITY INSURANCE Mgmt For For
POLICY TO DIRECTORS/OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD Agenda Number: 712291816
--------------------------------------------------------------------------------------------------------------------------
Security: M5920A109
Meeting Type: OGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: YOAV DOPPELT, BOARD
CHAIRMAN
1.2 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: AVIAD KAUFMAN
1.3 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: AVISAR PAZ
1.4 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: SAGI KABLA
1.5 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: OVADIA ELI
1.6 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: REEM AMINOACH
1.7 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: LIOR REITBLATT
1.8 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: TZIPI OZER ARMON
2 REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) Mgmt For For
CPA FIRM AS COMPANY AUDITING ACCOUNTANT FOR
THE TERM ENDING AT THE CLOSE OF THE NEXT
ANNUAL GENERAL MEETING
3 APPROVAL OF THE AWARD OF EQUITY-BASED Mgmt For For
COMPENSATION, CONSISTING OF RESTRICTED
SHARES, TO EACH DIRECTOR (WHO IS NOT AN
OFFICER OR DIRECTOR OF ISRAEL CORPORATION
LTD.) SERVING IN SUCH CAPACITY IMMEDIATELY
FOLLOWING THE MEETING, AND TO EACH OTHER
SUCH DIRECTOR WHO MAY BE DULY APPOINTED
SUBSEQUENT TO THE MEETING BY COMPANY BOARD
IN 2020 (IF ANY)
4 AMENDMENT OF COMPANY MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION, TO
FACILITATE A CHANGE IN COMPANY FORMAL NAME
TO ICL
5 PRESENTATION AND DEBATE OF COMPANY AUDITED Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31ST 2019
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935151388
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerome J. Lande Mgmt For For
1B. Election of Director: Frank M. Jaehnert Mgmt For For
1C. Election of Director: Gary E. Pruitt Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 712317343
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE DIRECTORS AND AUDITORS
REPORTS THEREON
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR GERRY BEHAN AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT DR HUGH BRADY AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MR GERARD CULLIGAN AS A Mgmt For For
DIRECTOR
3.D TO RE-ELECT DR KARIN DORREPAAL AS A Mgmt For For
DIRECTOR
3.E TO RE-ELECT MS JOAN GARAHY AS A DIRECTOR Mgmt For For
3.F TO RE-ELECT MS MARGUERITE LARKIN AS A Mgmt For For
DIRECTOR
3.G TO RE-ELECT MR TOM MORAN AS A DIRECTOR Mgmt For For
3.H TO RE-ELECT MR CON MURPHY AS A DIRECTOR Mgmt For For
3.I TO RE-ELECT MR CHRISTOPHER ROGERS AS A Mgmt For For
DIRECTOR
3.J TO RE-ELECT MR EDMOND SCANLON AS A DIRECTOR Mgmt For For
3.K TO RE-ELECT MR PHILIP TOOMEY AS A DIRECTOR Mgmt For For
4 AUTHORITY TO DETERMINE THE AUDITORS Mgmt For For
REMUNERATION
5 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING SECTION C)
6 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
7 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
8 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED
TRANSACTIONS
9 AUTHORITY TO MAKE MARKET PURCHASES OF THE Mgmt For For
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 712179147
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2020
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kitao, Yuichi Mgmt For For
1.3 Appoint a Director Yoshikawa, Masato Mgmt For For
1.4 Appoint a Director Sasaki, Shinji Mgmt For For
1.5 Appoint a Director Kurosawa, Toshihiko Mgmt For For
1.6 Appoint a Director Watanabe, Dai Mgmt For For
1.7 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.8 Appoint a Director Ina, Koichi Mgmt For For
1.9 Appoint a Director Shintaku, Yutaro Mgmt For For
2 Appoint a Corporate Auditor Yamada, Yuichi Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935129874
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2020)
.
--------------------------------------------------------------------------------------------------------------------------
NOVOZYMES A/S Agenda Number: 712077634
--------------------------------------------------------------------------------------------------------------------------
Security: K7317J133
Meeting Type: AGM
Meeting Date: 26-Feb-2020
Ticker:
ISIN: DK0060336014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 REPORT ON THE COMPANY'S ACTIVITIES Non-Voting
2 APPROVAL OF THE ANNUAL REPORT 2019 Mgmt For For
3 DISTRIBUTION OF PROFIT: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES A DIVIDEND OF DKK 5.25
PER A/B SHARE OF DKK 2
4 APPROVAL OF REMUNERATION TO MEMBERS OF THE Mgmt For For
BOARD
5.A ELECTION OF CHAIRMAN: RE-ELECTION OF JORGEN Mgmt For For
BUHL RASMUSSEN
6.A ELECTION OF VICE CHAIRMAN: ELECTION OF Mgmt For For
CORNELIS (CEES) DE JONG
7.A RE-ELECTION OF OTHER BOARD MEMBER: KASIM Mgmt For For
KUTAY
7.B RE-ELECTION OF OTHER BOARD MEMBER: KIM Mgmt For For
STRATTON
7.C RE-ELECTION OF OTHER BOARD MEMBER: MATHIAS Mgmt For For
UHLEN
7.D ELECTION OF OTHER BOARD MEMBER: SHARON Mgmt For For
JAMES
7.E ELECTION OF OTHER BOARD MEMBER: HEINE Mgmt For For
DALSGAARD
8.A ELECTION OF AUDITOR: RE-ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
9.A PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF NEW REMUNERATION POLICY FOR THE
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
9.B PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE BOARD OF DIRECTORS'
AUTHORIZATION TO IMPLEMENT CAPITAL
INCREASES
9.C PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF SHARE CAPITAL
9.D PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
9.E PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLES 4.2 (SHARES AND
SHAREHOLDERS' REGISTER), ARTICLE 11.1
(SHAREHOLDERS' MEETING, AGENDA) AND ARTICLE
14.2 (LANGUAGE)
9.F PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO MEETING CHAIRPERSON
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A, 6.A, 7.A TO 7.E AND
8.A. THANK YOU
CMMT 04 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 8.A & ADDITION OF RESOLUTION 10.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
10 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NUFARM LIMITED Agenda Number: 711737253
--------------------------------------------------------------------------------------------------------------------------
Security: Q7007B105
Meeting Type: AGM
Meeting Date: 05-Dec-2019
Ticker:
ISIN: AU000000NUF3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3.A RE-ELECTION OF MR DONALD MCGAUCHIE AO AS A Mgmt For For
DIRECTOR
3.B RE-ELECTION OF MR TOSHIKASU TAKASAKI AS A Mgmt For For
DIRECTOR
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
4 AMENDMENT TO CONSTITUTION - PROPORTIONAL Mgmt For For
TAKEOVER APPROVAL PROVISIONS: CLAUSE 13.7A
AND 13.7B
5 SALE OF NUFARM SOUTH AMERICA AND Mgmt For For
ACQUISITION OF THE PREFERENCE SECURITIES
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD Agenda Number: 712341522
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: AGM
Meeting Date: 06-May-2020
Ticker:
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHRISTOPHER M. BURLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MAURA J. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID C. EVERITT Mgmt For For
1.4 ELECTION OF DIRECTOR: RUSSELL K. GIRLING Mgmt For For
1.5 ELECTION OF DIRECTOR: MIRANDA C. HUBBS Mgmt For For
1.6 ELECTION OF DIRECTOR: ALICE D. LABERGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CONSUELO E. MADERE Mgmt For For
1.8 ELECTION OF DIRECTOR: CHARLES V. MAGRO Mgmt For For
1.9 ELECTION OF DIRECTOR: KEITH G. MARTELL Mgmt For For
1.10 ELECTION OF DIRECTOR: AARON W. REGENT Mgmt For For
1.11 ELECTION OF DIRECTOR: MAYO M. SCHMIDT Mgmt For For
2 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
3 A NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 711956764
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 24-Jan-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT: RUB 48 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 712523946
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: AGM
Meeting Date: 22-May-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY ANNUAL REPORT 2019 Mgmt For For
2 APPROVAL OF THE COMPANY ANNUAL FINANCIAL Mgmt For For
STATEMENTS 2019
3 DISTRIBUTION OF PROFITS, INCLUDING DIVIDEND Mgmt For For
PAYMENT (DECLARATION), AND LOSSES OF THE
COMPANY FOR 2019
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 17 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: ANTOSHIN IGOR
DMITRIEVICH
4.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: BOKOVA IRINA GEORGIEVA
4.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: GURYEV ANDREY
ANDREEVICH
4.4 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: GURYEV ANDREY
GRIGORYEVICH
4.5 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: OMBUDSTVEDT SVEN
4.6 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: OSIPOV ROMAN
VLADIMIROVICH
4.7 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: PASHKEVICH NATALIA
VLADIMIROVNA
4.8 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: PRONIN SERGEY
ALEKSANDROVICH
4.9 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: ROGERS JR JAMES BEELAND
4.10 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: RODIONOV IVAN IVANOVICH
4.11 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: ROLET XAVIER ROBERT
4.12 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: RHODES MARCUS JAMES
4.13 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: RYBNIKOV MIKHAIL
KONSTANTINOVICH
4.14 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: SEREDA SERGEY
VALERIEVICH
4.15 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: SIROTENKO ALEXEY
ALEKSANDROVICH
4.16 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS: SHARABAIKA ALEKSANDR
FEDOROVICH
4.17 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: SHARONOV ANDREY
VLADIMIROVICH
5 REMUNERATION AND COMPENSATION PAYABLE TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
6.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: VIKTOROVA EKATERINA
VALERIYANOVNA
6.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: KRYUCHKOVA ELENA YURYEVNA
6.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: LIZUNOVA OLGA YURYEVNA
7 APPROVAL OF THE COMPANY'S AUDITOR FOR 2020 Mgmt For For
8 APPROVAL OF THE INTERESTED-PARTY Mgmt For For
TRANSACTION
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
PRECIGEN, INC. Agenda Number: 935206260
--------------------------------------------------------------------------------------------------------------------------
Security: 74017N105
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: PGEN
ISIN: US74017N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randal J. Kirk Mgmt For For
1B. Election of Director: Cesar L. Alvarez Mgmt Against Against
1C. Election of Director: Steven R. Frank Mgmt For For
1D. Election of Director: Vinita D. Gupta Mgmt For For
1E. Election of Director: Fred Hassan Mgmt For For
1F. Election of Director: Jeffrey B. Kindler Mgmt For For
1G. Election of Director: Dean J. Mitchell Mgmt For For
1H. Election of Director: Helen Sabzevari, Mgmt For For
Ph.D.
1I. Election of Director: Robert B. Shapiro Mgmt For For
1J. Election of Director: James S. Turley Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020
3. To approve a non-binding advisory Mgmt For For
resolution approving the compensation of
the named executive officers
4. To approve an amendment to the Amended and Mgmt For For
Restated Precigen, Inc. 2013 Omnibus
Incentive Plan to increase the number of
shares which may be subject to awards
thereunder by two million.
--------------------------------------------------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC. Agenda Number: 935180377
--------------------------------------------------------------------------------------------------------------------------
Security: 754212108
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RAVN
ISIN: US7542121089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jason M. Andringa Mgmt For For
1B. Election of Director: Thomas S. Everist Mgmt For For
1C. Election of Director: Janet M. Holloway Mgmt For For
1D. Election of Director: Kevin T. Kirby Mgmt For For
1E. Election of Director: Marc E. LeBaron Mgmt For For
1F. Election of Director: Lois M. Martin Mgmt For For
1G. Election of Director: Richard W. Parod Mgmt For For
1H. Election of Director: Daniel A. Rykhus Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our executive officers
disclosed in the proxy statement.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
Company's fiscal year ending January 31,
2021.
4. To approve the authorization of Mgmt For For
indebtedness.
--------------------------------------------------------------------------------------------------------------------------
ROGERS SUGAR INC Agenda Number: 711910821
--------------------------------------------------------------------------------------------------------------------------
Security: 77519R102
Meeting Type: AGM
Meeting Date: 11-Feb-2020
Ticker:
ISIN: CA77519R1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL
RESOLUTIONS. THANK YOU
1.1 ELECTION OF DIRECTOR OF THE CORPORATION: Mgmt For For
DEAN BERGMAME
1.2 ELECTION OF DIRECTOR OF THE CORPORATION: Mgmt For For
WILLIAM MASLECHKO
1.3 ELECTION OF DIRECTOR OF THE CORPORATION: M. Mgmt For For
DALLAS H. ROSS
1.4 ELECTION OF DIRECTOR OF THE CORPORATION: Mgmt For For
DANIEL LAFRANCE
1.5 ELECTION OF DIRECTOR OF THE CORPORATION: Mgmt For For
GARY M. COLLINS
1.6 ELECTION OF DIRECTOR OF THE CORPORATION: Mgmt For For
STEPHANIE WILKES
2 TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE
CORPORATION TO FIX THE REMUNERATION OF THE
AUDITOR OF THE CORPORATION
3.1 CONSIDERATION AND DIRECTION RELATING TO Mgmt For For
ELECTION OF DIRECTOR OF LANTIC INC: M.
DALLAS H. ROSS
3.2 CONSIDERATION AND DIRECTION RELATING TO Mgmt For For
ELECTION OF DIRECTOR OF LANTIC INC: DANIEL
LAFRANCE
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 935122856
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: David Mgmt For For
Barksdale
1.2 Election of Class A Director: Lampkin Butts Mgmt For For
1.3 Election of Class A Director: Beverly W. Mgmt For For
Hogan
1.4 Election of Class A Director: Phil K. Mgmt For For
Livingston
1.5 Election of Class A Director: Joe F. Mgmt For For
Sanderson, Jr.
1.6 Election of Class C Director: Sonia Perez Mgmt For For
2. Proposal to approve the Sanderson Farms, Mgmt For For
Inc. and Affiliates Amended and Restated
Stock Incentive Plan.
3. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
Company's Named Executive Officers.
4. Proposal to approve, in a non-binding Mgmt 1 Year For
advisory vote, the frequency of future
advisory votes on executive compensation.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
auditors for the fiscal year ending October
31, 2020.
6. Proposal to request that the Board of Shr Against For
Directors report annually on water resource
risks and related metrics.
7. Proposal to request that the Board of Shr For Against
Directors report on the Company's human
rights due diligence process.
--------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION Agenda Number: 935135500
--------------------------------------------------------------------------------------------------------------------------
Security: 81725T100
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SXT
ISIN: US81725T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Joseph Carleone Mgmt For For
1B. Election of director: Edward H. Cichurski Mgmt For For
1C. Election of director: Mario Ferruzzi Mgmt For For
1D. Election of director: Carol R. Jackson Mgmt For For
1E. Election of director: Donald W. Landry Mgmt For For
1F. Election of director: Paul Manning Mgmt For For
1G. Election of director: Deborah Mgmt For For
McKeithan-Gebhardt
1H. Election of director: Scott C. Morrison Mgmt For For
1I. Election of director: Elaine R. Wedral Mgmt For For
1J. Election of director: Essie Whitelaw Mgmt For For
2. Proposal to approve the compensation paid Mgmt For For
to Sensient's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the Compensation
Discussion and Analysis, compensation
tables, and narrative discussion in the
accompanying proxy statement.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP, certified public accountants,
as the independent auditors of Sensient for
2020.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935181191
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2019
2. Designation of the External Auditor Company Mgmt For For
3. Designation of the Credit Rating Agencies Mgmt For For
for 2020
4. Designation of the Account Inspectors for Mgmt For For
2020
5. Investment Policy Mgmt For For
6. Finance Policy Mgmt For For
7. Distribution of final dividend Mgmt For For
8. Structure of the Compensation of the Board Mgmt For For
of Directors and Board committees
9. Other corresponding matters in compliance Mgmt Against Against
with pertinent provisions
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 935146894
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Bowe Mgmt For For
Michael J Anderson, Sr. Mgmt For For
Gerard M. Anderson Mgmt For For
Stephen F. Dowdle Mgmt For For
Pamela S. Hershberger Mgmt For For
Catherine M. Kilbane Mgmt For For
Robert J. King, Jr. Mgmt For For
Ross W. Manire Mgmt For For
Patrick S. Mullin Mgmt For For
John T. Stout, Jr. Mgmt For For
2. An advisory vote on executive compensation, Mgmt For For
approving the resolution provided in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935174502
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Gregory L. Ebel Mgmt For For
1E. Election of Director: Timothy S. Gitzel Mgmt For For
1F. Election of Director: Denise C. Johnson Mgmt For For
1G. Election of Director: Emery N. Koenig Mgmt For For
1H. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1I. Election of Director: David T. Seaton Mgmt For For
1J. Election of Director: Steven M. Seibert Mgmt For For
1K. Election of Director: Luciano Siani Pires Mgmt For For
1L. Election of Director: Gretchen H. Watkins Mgmt For For
1M. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr For Against
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY Agenda Number: 935115243
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 27-Jan-2020
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Hagedorn Mgmt For For
Brian D. Finn Mgmt For For
Nancy G. Mistretta Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935117855
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John Tyson Mgmt For For
1B. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1C. Election of Director: Dean Banks Mgmt For For
1D. Election of Director: Mike Beebe Mgmt For For
1E. Election of Director: Mikel A. Durham Mgmt For For
1F. Election of Director: Jonathan D. Mariner Mgmt For For
1G. Election of Director: Kevin M. McNamara Mgmt For For
1H. Election of Director: Cheryl S. Miller Mgmt For For
1I. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1J. Election of Director: Robert Thurber Mgmt For For
1K. Election of Director: Barbara A. Tyson Mgmt Against Against
1L. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 3,
2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. Shareholder proposal to request a report Shr For Against
regarding the Company's efforts to
eliminate deforestation from its supply
chains.
5. Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
6. Shareholder proposal to require the Shr For Against
preparation of a report on the Company's
due diligence process assessing and
mitigating human rights impacts.
7. Shareholder proposal to request the Shr For Against
adoption of a policy requiring senior
executive officers to retain a percentage
of shares received through equity
compensation programs.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935144597
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mogens C. Bay Mgmt For For
Walter Scott, Jr. Mgmt For For
Clark T. Randt, Jr. Mgmt For For
Richard A. Lanoha Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditors for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 712349299
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE GENERAL MEETING, APPROVAL OF Mgmt No vote
THE NOTICE AND THE AGENDA
2 ELECTION OF THE CHAIR OF THE MEETING AND A Mgmt No vote
PERSON TO COSIGN THE MINUTES
3 APPROVAL OF THE ANNUAL ACCOUNTS AND REPORT Mgmt No vote
OF THE BOARD OF DIRECTORS FOR 2019 FOR YARA
INTERNATIONAL ASA AND THE GROUP, INCLUDING
DISTRIBUTION OF DIVIDENDS
4.1 THE BOARD OF DIRECTORS DECLARATION ON Mgmt No vote
STIPULATION OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL
PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC
LIMITED COMPANIES ACT: ADVISORY VOTE ON THE
GUIDELINES FOR REMUNERATION TO MEMBERS OF
EXECUTIVE MANAGEMENT
4.2 THE BOARD OF DIRECTORS DECLARATION ON Mgmt No vote
STIPULATION OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL
PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC
LIMITED COMPANIES ACT: APPROVAL OF THE
PROPOSED GUIDELINES FOR SHARE BASED
COMPENSATION
5 REPORT ON CORPORATE GOVERNANCE ACCORDING TO Mgmt No vote
THE NORWEGIAN ACCOUNTING ACT 3 3B
6 AUDITORS FEE FOR THE AUDIT OF YARA Mgmt No vote
INTERNATIONAL ASA FOR THE FINANCIAL YEAR
2019
7 REMUNERATION TO MEMBERS AND DEPUTY MEMBERS Mgmt No vote
OF THE BOARD, MEMBERS OF THE HR COMMITTEE
AND MEMBERS OF THE AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING
8 REMUNERATION TO MEMBERS OF THE NOMINATION Mgmt No vote
COMMITTEE FOR THE PERIOD UNTIL THE NEXT
ANNUAL GENERAL MEETING
9 ELECT TROND BERGER, HAKON REISTAD FURE, Mgmt No vote
KIMBERLY LEIN MATHISEN, ADELE BUGGE NORMAN
PRAN, JOHN THUESTAD AND BIRGITTE RINGSTAD
VARTDAL AS DIRECTORS
10 RE-ELECT OTTO SOBERG, THORUNN KATHRINE Mgmt No vote
BAKKE, ANN KRISTIN BRAUTASET AND OTTAR
ERTZEID AS MEMBERS OF NOMINATING COMMITTEE
11 CAPITAL REDUCTION BY CANCELLATION OF OWN Mgmt No vote
SHARES AND BY REDEMPTION AND CANCELLATION
OF SHARES HELD ON BEHALF OF THE NORWEGIAN
STATE BY THE MINISTRY OF TRADE, INDUSTRY
AND FISHERIES CHANGES TO THE ARTICLES OF
ASSOCIATION 4
12 POWER OF ATTORNEY TO THE BOARD REGARDING Mgmt No vote
ACQUISITION OF OWN SHARES
CMMT 08 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
NOMINATION COMMITTEE NAMES. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
Defiance Next Gen Video Gaming ETF
--------------------------------------------------------------------------------------------------------------------------
500.COM LIMITED Agenda Number: 935111106
--------------------------------------------------------------------------------------------------------------------------
Security: 33829R100
Meeting Type: Annual
Meeting Date: 23-Dec-2019
Ticker: WBAI
ISIN: US33829R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratify and approve the appointment of Mgmt For
Friedman LLP as the independent registered
public accounting firm of the Company (as
set out in the Notice).
2. Approve the inclusion of the Company's Mgmt For
audited consolidated financial statements
for the fiscal year ending December 31,
2019 in the Company's 2020 annual report
(as set out in the Notice).
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIVEXLIVE MEDIA, INC. Agenda Number: 935066577
--------------------------------------------------------------------------------------------------------------------------
Security: 53839L208
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: LIVX
ISIN: US53839L2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
Robert S. Ellin Mgmt For For
Jay Krigsman Mgmt Withheld Against
Craig Foster Mgmt Withheld Against
Tim Spengler Mgmt Withheld Against
Jerome N. Gold Mgmt For For
Ramin Arani Mgmt For For
Patrick Wachsberger Mgmt For For
Kenneth Solomon Mgmt For For
2) Ratification of the appointment of BDO USA, Mgmt For For
LLP as LiveXLive Media, Inc.'s independent
registered public accounting firm for the
fiscal year ending March 31, 2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935069484
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Cheng Mgmt For For
1C. Re-election of Director: Denny Lee Mgmt For For
1D. Re-election of Director: Joseph Tong Mgmt For For
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Leung Mgmt For For
1G. Re-election of Director: Michael Tong Mgmt For For
2. Appoint PricewaterhouseCoopers Zhong Tian Mgmt For For
LLP as independent auditors of NetEase,
Inc. for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 711562442
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: EGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (1)
2 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(1)
3 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(2)
4 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(3)
5 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(4)
6 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(5)
7 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(6)
8 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(7)
9 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(8)
10 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (2)
11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hongwoo Lee
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THQ NORDIC AB Agenda Number: 711498229
--------------------------------------------------------------------------------------------------------------------------
Security: W9608Z104
Meeting Type: AGM
Meeting Date: 17-Sep-2019
Ticker:
ISIN: SE0009241706
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: KICKI Non-Voting
WALLJE-LUND
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CERTIFY Non-Voting
THE MINUTES
5 QUESTION WHETHER THE GENERAL MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE AGENDA Non-Voting
7 PRESENTATION OF THE BUSINESS ACTIVITIES IN Non-Voting
THE THQ GROUP
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT AND THE GROUP ANNUAL REPORT
AND THE GROUP AUDITOR'S REPORT
9.A RESOLUTION REGARDING: ADOPTION OF INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND THE GROUP
INCOME STATEMENT AND THE GROUP BALANCE
SHEET
9.B RESOLUTION REGARDING: DECISION REGARDING Mgmt For For
THE PROFIT OR LOSS OF THE COMPANY IN
ACCORDANCE WITH THE ADOPTED BALANCE SHEET
9.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: DETERMINATION OF THE
NUMBER OF DIRECTORS AND AUDITORS: IT IS
PROPOSED THAT THE BOARD OF DIRECTORS SHALL
COMPRISE OF FIVE DIRECTORS WITHOUT
DEPUTIES. THE NUMBER OF AUDITORS SHALL BE
ONE REGISTERED AUDIT FIRM
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: DETERMINATION OF FEES
TO THE BOARD OF DIRECTORS AND TO THE
AUDITORS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: ELECTION OF THE BOARD
OF DIRECTORS AND AUDITORS: IT IS PROPOSED
RE-ELECTION OF THE DIRECTORS KICKI
WALLJE-LUND, ULF HJALMARSSON, JACOB
JONMYREN, ERIK STENBERG AND LARS WINGEFORS.
FURTHERMORE, KICKI WALLJE-LUND IS PROPOSED
TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD
OF DIRECTORS. RE-ELECTION OF THE REGISTERED
AUDIT FIRM ERNST & YOUNG AKTIEBOLAG FOR THE
PERIOD UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2020. ERNST & YOUNG AKTIEBOLAG HAS
ANNOUNCED ITS APPOINTMENT OF ULRICH
ADOLFSSON AS MAIN RESPONSIBLE AUDITOR
13 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt For For
ARTICLES OF ASSOCIATION REGARDING LIMITS
FOR THE NUMBER OF SHARES AND THE SHARE
CAPITAL
14 RESOLUTION REGARDING SHARE SPLIT Mgmt For For
15 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt For For
ARTICLES OF ASSOCIATION REGARDING COMPANY
NAME: EMBRACER GROUP AB
16 RESOLUTION REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD TO ISSUE SHARES, CONVERTIBLES AND OR
WARRANTS
17 CLOSING OF THE MEETING Non-Voting
CMMT 22 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY NAME FOR
RESOLUTION 15. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT Agenda Number: 711245882
--------------------------------------------------------------------------------------------------------------------------
Security: F9396N106
Meeting Type: MIX
Meeting Date: 02-Jul-2019
Ticker:
ISIN: FR0000054470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 17 JUN 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0527/201905271902413.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0617/201906171903008.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2019
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
31MARCH 2019
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. YVES
GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CLAUDE
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.7 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. MICHEL
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. GERARD
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CHRISTIAN
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICERS
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
VIRGINIE HAAS AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CORINNE FERNANDEZ-HANDELSMAN AS DIRECTOR
O.14 RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.15 NON-RENEWAL AND NON-REPLACEMENT OF KPMG Mgmt For For
AUDIT IS SAS AS DEPUTY STATUTORY AUDITOR
O.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE SHARES OF THE COMPANY
E.17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFERING
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PRIVATE PLACEMENT
REFERRED TO IN SECTION II OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR, THE ISSUE PRICE OF
THE SHARES AND/OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
GRANTING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES, IN CASE OF ISSUE WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC
OFFERING AND/OR BY AN OFFER REFERRED TO IN
SECTION II OF THE ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.23 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
THE SHAREHOLDERS, FOR THE BENEFIT OF THE
MEMBERS OF ONE OF THE GROUP COMPANY SAVINGS
PLAN(S)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR EMPLOYEES AND/OR CORPORATE
OFFICERS OF CERTAIN SUBSIDIARIES OF THE
COMPANY ACCORDING TO ARTICLE L.233-16 OF
THE FRENCH COMMERCIAL CODE, WHOSE THE
REGISTERED OFFICE IS LOCATED OUT OF FRANCE,
OUTSIDE THE COMPANY OR GROUP SAVINGS PLAN
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDINGS
OFFER
E.27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOCATE FREE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-197-1 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR
PART OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF UBISOFT GROUP REFERRED TO IN
4.1.2.4 OF THE REGISTRATION DOCUMENT,
EXCLUDING EXECUTIVE CORPORATE OFFICERS OF
THE COMPANY, RESULTING IN A WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.28 OVERALL CEILING ON CAPITAL INCREASES Mgmt For For
E.29 AMENDMENT TO ARTICLE 8 OF THE BY-LAWS TO Mgmt For For
ALLOW THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-23 OF THE FRENCH COMMERCIAL CODE
E.30 ALIGNMENT OF ARTICLE 14 - TITLE V OF THE Mgmt For For
BY-LAWS OF THE COMPANY "STATUTORY AUDITORS"
E.31 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YY INC-ADR Agenda Number: 935113984
--------------------------------------------------------------------------------------------------------------------------
Security: 98426T106
Meeting Type: Annual
Meeting Date: 20-Dec-2019
Ticker: YY
ISIN: US98426T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For For
THAT subject to and conditional upon the
approval of the Registrar of Companies in
the Cayman Islands (the "Registrar") being
obtained, the name of the Company be and is
hereby changed from "YY Inc." to "JOYY
Inc." with effect from the date of
registration as set out in the certificate
of incorporation on change of name issued
by the Registrar, and that any one director
or officer of the Company be and is hereby
authorized to take any and every action
...(due to space limits, see proxy material
for full proposal).
Defiance Quantum ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Mgmt For For
Pelisson
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve the Amended and Restated Mgmt For For
Accenture plc 2010 Share Incentive Plan.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt Against Against
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935172243
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Cory Mgmt Withheld Against
Jeffrey L. Horing Mgmt Withheld Against
Dean A. Stoecker Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935126258
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
Applied Materials' Certificate of
Incorporation to allow shareholders to act
by written consent.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 712243358
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3.A ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2019
3.B PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2019,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.C CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.D PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2019: EUR 2.40 PER
ORDINARY SHARE
4.A PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2019
4.B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2019
5 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6 PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7 PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE SUPERVISORY BOARD
8.A COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
NOTIFICATION OF SUPERVISORY BOARD VACANCIES
8.B COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE
GENERAL MEETING
8.C COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF THE SUPERVISORY BOARD'S
RECOMMENDATION TO REAPPOINT MS. A.P. ARIS
AND APPOINT MR. D.W.A. EAST AND D.M. DURCAN
AS MEMBERS OF THE SUPERVISORY BOARD
8.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REAPPOINT MS. A.P. ARIS AS
MEMBER OF THE SUPERVISORY BOARD
8.E COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.M. DURCAN AS
MEMBER OF THE SUPERVISORY BOARD
8.F COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.W.A. EAST AS
MEMBER OF THE SUPERVISORY BOARD
8.G COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
COMPOSITION OF THE SUPERVISORY BOARD IN
2021
9 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2021
10.A AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
10.B AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 A)
10.C AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
10.D AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 C)
11.A AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
11.B AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
12 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
13 ANY OTHER BUSINESS Non-Voting
14 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 712627643
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS..PROPOSED CASH DIVIDEND: TWD
14 PER SHARE.
3 AMENDMENT TO THE LOANS AND ENDORSEMENT AND Mgmt For For
GUARANTEE OPERATIONAL PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 712635830
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 16-Jun-2020
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 29 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005112001492-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005292002018-65; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt Split 86% For Split
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt Split 86% For Split
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt Split 86% For Split
ENDED 31 DECEMBER 2019 - ACKNOWLEDGEMENT OF
THE DIVIDENDS DISTRIBUTED IN RESPECT OF THE
LAST THREE FINANCIAL YEARS
O.4 RATIFICATION OF THE APPOINTMENT OF MR. ELIE Mgmt Split 86% For Split
GIRARD AS DIRECTOR, AS A REPLACEMENT FOR
MR. THIERRY BRETON, WHO RESIGNED
O.5 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt Split 86% For Split
CEDRIK NEIKE AS DIRECTOR, AS A REPLACEMENT
FOR MR. ROLAND BUSCH, WHO RESIGNED
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Split 86% Against Split
NICOLAS BAZIRE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Split 86% For Split
VALERIE BERNIS AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Split 86% For Split
COLETTE NEUVILLE AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. CEDRIK Mgmt Split 86% For Split
NEIKE AS DIRECTOR
O.10 ELECTION OF A DIRECTOR REPRESENTING Mgmt Split 86% For Split
EMPLOYEE SHAREHOLDERS - APPOINTMENT OF MRS.
JEAN FLEMING AS A CANDIDATE FOR THE
POSITION OF DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
O.11 RENEWAL OF THE TERM OF OFFICE OF GRANT Mgmt Split 86% For Split
THORNTON AS STATUTORY AUDITOR
O.12 RECOGNITION OF THE TERMINATION OF THE TERM Mgmt Split 86% For Split
OF OFFICE OF IGEC AS DEPUTY STATUTORY
AUDITOR
O.13 APPROVAL OF THE SEPARATION AGREEMENT Mgmt Split 86% For Split
BETWEEN WORLDLINE SA AND ATOS SE IN
ACCORDANCE WITH THE PROCEDURE REFERRED TO
IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
O.14 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Split 86% For Split
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. THIERRY
BRETON, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER UNTIL 31 OCTOBER 2019
O.15 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Split 86% For Split
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. BERTRAND
MEUNIER, CHAIRMAN OF THE BOARD OF DIRECTORS
AS OF 1 NOVEMBER 2019
O.16 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Split 86% For Split
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. ELIE GIRARD,
DEPUTY CHIEF EXECUTIVE OFFICER FROM 2 APRIL
TO 31 OCTOBER 2019
O.17 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Split 86% For Split
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. ELIE GIRARD,
CHIEF EXECUTIVE OFFICER AS OF 1 NOVEMBER
2019
O.18 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt Split 86% For Split
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 225-37-3 OF
THE FRENCH COMMERCIAL CODE
O.19 APPROVAL OF THE COMPENSATION POLICY Mgmt Split 86% For Split
APPLICABLE TO DIRECTORS
O.20 APPROVAL OF THE COMPENSATION POLICY Mgmt Split 86% For Split
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.21 APPROVAL OF THE COMPENSATION POLICY Mgmt Split 86% For Split
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
O.22 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Split 86% For Split
DIRECTORS IN ORDER TO PURCHASE, RETAIN OR
TRANSFER SHARES OF THE COMPANY
E.23 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt Split 86% For Split
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL AND/OR TRANSFERABLE SECURITIES
GRANTING ENTITLEMENT TO THE ALLOTMENT OF
DEBT SECURITIES
E.25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
AND/OR TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES BY WAY OF A PUBLIC OFFERING
E.26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
AND/OR TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES BY PRIVATE PLACEMENT AS REFERRED
TO IN ARTICLE L. 411-2, 1DECREE OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.27 DELEGATION OF POWERS TO THE BOARD OF Mgmt Split 86% For Split
DIRECTORS IN ORDER TO ISSUE SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AS COMPENSATION FOR
CONTRIBUTIONS IN KIND CONSISTING OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
E.28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.29 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS
E.30 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE CAPITAL OF THE COMPANY, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF
A COMPANY SAVINGS PLAN WHO ARE EMPLOYEES
AND CORPORATE OFFICERS OF THE COMPANY AND
ITS RELATED COMPANIES
E.31 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Split 86% For Split
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE COMPANY'S CAPITAL BY ISSUING SHARES
RESERVED FOR CATEGORIES OF PERSONS WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THESE
PERSONS AS PART OF THE IMPLEMENTATION OF
EMPLOYEE SHAREHOLDING PLANS
E.32 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt Split 86% For Split
DIRECTORS IN ORDER TO PROCEED WITH A FREE
ALLOCATION OF SHARES TO EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND/OR
ITS RELATED COMPANIES
E.33 AMENDMENT TO ARTICLE 16 OF THE BY-LAWS - Mgmt Split 86% For Split
ENSURING LEGAL COMPLIANCE REGARDING THE
SECOND EMPLOYEE DIRECTOR
E.34 AMENDMENT TO ARTICLES 20 AND 26 OF THE Mgmt Split 86% For Split
BY-LAWS IN ORDER TO REPLACE THE REFERENCE
TO THE TERMS "ATTENDANCE FEES" WITH A
REFERENCE TO "COMPENSATION"
E.35 AMENDMENT TO ARTICLE 18 OF THE BY-LAWS - Mgmt Split 86% For Split
WRITTEN CONSULTATION OF THE BOARD OF
DIRECTORS
E.36 ALIGNMENT OF ARTICLE 10 OF THE BY-LAWS, Mgmt Split 86% For Split
RELATING TO THE DECLARATIONS OF CROSSING OF
STATUTORY THRESHOLDS, WITH THE LEGAL
PROVISIONS
E.37 POWERS Mgmt Split 86% For Split
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LTD Agenda Number: 712653636
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: MIX
Meeting Date: 23-Jun-2020
Ticker:
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN CHEN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL A. DANIELS Mgmt For For
1.3 ELECTION OF DIRECTOR: TIMOTHY DATTELS Mgmt For For
1.4 ELECTION OF DIRECTOR: LISA DISBROW Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD LYNCH Mgmt For For
1.6 ELECTION OF DIRECTOR: LAURIE SMALDONE ALSUP Mgmt For For
1.7 ELECTION OF DIRECTOR: BARBARA STYMIEST Mgmt For For
1.8 ELECTION OF DIRECTOR: V. PREM WATSA Mgmt For For
1.9 ELECTION OF DIRECTOR: WAYNE WOUTERS Mgmt For For
2 APPOINTMENT OF AUDITORS: RESOLUTION Mgmt For For
APPROVING THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
3 APPROVAL OF AMENDMENTS TO THE EQUITY Mgmt Against Against
INCENTIVE PLAN: RESOLUTION APPROVING
AMENDMENTS TO THE COMPANY'S EQUITY
INCENTIVE PLAN AS DISCLOSED IN THE
MANAGEMENT PROXY CIRCULAR FOR THE MEETING
4 APPROVAL OF UNALLOCATED ENTITLEMENTS UNDER Mgmt For For
THE DSU PLAN: RESOLUTION APPROVING THE
UNALLOCATED ENTITLEMENTS UNDER THE
COMPANY'S DEFERRED SHARE UNIT PLAN FOR
DIRECTORS AS DISCLOSED IN THE MANAGEMENT
PROXY CIRCULAR FOR THE MEETING
5 APPROVAL OF AMENDMENT TO THE EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN: RESOLUTION APPROVING AN
AMENDMENT TO THE COMPANY'S EMPLOYEE SHARE
PURCHASE PLAN AS DISCLOSED IN THE
MANAGEMENT PROXY CIRCULAR FOR THE MEETING
6 ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt For For
NON-BINDING ADVISORY RESOLUTION THAT THE
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT PROXY CIRCULAR FOR THE
MEETING (THE "SAY ON PAY VOTE")
CMMT PLEASE NOTE YOU CAN EITHER VOTE 'FOR' OR Non-Voting
'ABSTAIN' ONE YEAR, TWO YEARS, OR THREE
YEARS AND 'CLEAR' ON THE REST. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO CHOOSE THE FREQUENCY OF
YOUR CHOICE. IF YOU VOTE 'ABSTAIN' OR
'AGAINST' IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED
7.1 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY Mgmt For For
VOTE - NON-BINDING ADVISORY RESOLUTION ON
HOW FREQUENTLY THE COMPANY SHOULD HOLD THE
NON-BINDING ADVISORY VOTE ON THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 1 YEAR
7.2 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY Mgmt No vote
VOTE - NON-BINDING ADVISORY RESOLUTION ON
HOW FREQUENTLY THE COMPANY SHOULD HOLD THE
NON-BINDING ADVISORY VOTE ON THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 2 YEARS
7.3 ADVISORY VOTE ON FREQUENCY OF SAY ON PAY Mgmt No vote
VOTE - NON-BINDING ADVISORY RESOLUTION ON
HOW FREQUENTLY THE COMPANY SHOULD HOLD THE
NON-BINDING ADVISORY VOTE ON THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 3 YEARS
--------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda Number: 935111625
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 24-Jan-2020
Ticker: BRKS
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
A. Clinton Allen Mgmt For For
Robyn C. Davis Mgmt For For
Joseph R. Martin Mgmt For For
Krishna G. Palepu Mgmt For For
Michael Rosenblatt Mgmt For For
Stephen S. Schwartz Mgmt For For
Alfred Woollacott, III Mgmt For For
Mark S. Wrighton Mgmt For For
Ellen M. Zane Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935148103
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Susan L. Bostrom Mgmt For For
1C Election of Director: Ita Brennan Mgmt For For
1D Election of Director: Lewis Chew Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Approval of the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. Advisory resolution to approve named Mgmt For For
executive officer compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 2, 2021.
5. Stockholder proposal regarding special Shr For Against
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935121575
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: CRNC
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Beaudoin Mgmt Withheld Against
Marianne Budnik Mgmt For For
2. To ratify the appointment of BDO USA LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935198223
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andretti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Bruce A. Mann Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the 2002 Employee Stock Purchase Plan to
increase the number of shares of common
stock reserved for issuance thereunder from
2,500,000 shares to 2,850,000 shares.
3. To approve an amendment and restatement of Mgmt For For
the 2011 Equity Incentive Plan to increase
the number of shares of common stock
reserved for issuance thereunder from
2,350,000 shares to 3,200,000 shares and
extend the expiration date of the plan to
April 5, 2030.
4. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the company for the fiscal year ending
December 31, 2020.
5. Advisory vote to approve named executive Mgmt For For
officer compensation
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935214849
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bearden Mgmt Withheld Against
Paul Cormier Mgmt Withheld Against
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31,
2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 935137237
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Patrick A. Alias Mgmt For For
1B Election of Director: Theodor Krantz Mgmt For For
1C Election of Director: Dianne M. Parrotte Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 935063987
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Special
Meeting Date: 27-Aug-2019
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 3, 2019, as it may be
amended or modified from time to time,
among Cypress Semiconductor Corporation
("Cypress"), Infineon Technologies AG and
IFX Merger Sub Inc. (the "merger
agreement") and the merger described
therein.
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, certain compensation that will or
may be paid by Cypress to its named
executive officers that is based on or
otherwise relates to the merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting from time to time, if
necessary or appropriate, for the purpose
of soliciting additional votes for the
approval of the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935144561
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the proxy statement.
4. To approve the Company's reincorporation Mgmt For For
from Oregon to Delaware.
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 712740605
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokita, Takahito Mgmt For For
1.2 Appoint a Director Furuta, Hidenori Mgmt For For
1.3 Appoint a Director Isobe, Takeshi Mgmt For For
1.4 Appoint a Director Yamamoto, Masami Mgmt For For
1.5 Appoint a Director Yokota, Jun Mgmt For For
1.6 Appoint a Director Mukai, Chiaki Mgmt For For
1.7 Appoint a Director Abe, Atsushi Mgmt For For
1.8 Appoint a Director Kojo, Yoshiko Mgmt For For
1.9 Appoint a Director Scott Callon Mgmt For For
2.1 Appoint a Corporate Auditor Yamamuro, Mgmt For For
Megumi
2.2 Appoint a Corporate Auditor Makuta, Hideo Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Namba, Koichi
--------------------------------------------------------------------------------------------------------------------------
GLOBAL UNICHIP CORP Agenda Number: 712398432
--------------------------------------------------------------------------------------------------------------------------
Security: Y2724H114
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: TW0003443008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS. PROPOSED CASH DIVIDEND :TWD 5
PER SHARE.
3 TO REVISE THE PROCEDURES FOR LENDING FUNDS Mgmt For For
TO OTHER PARTIES
4 TO REVISE THE PROCEDURES FOR ENDORSEMENTS Mgmt For For
AND GUARANTEES
5.1 THE ELECTION OF THE Mgmt For For
DIRECTOR.:TSMC,SHAREHOLDER NO.1112,F.C.
TSENG AS REPRESENTATIVE
5.2 THE ELECTION OF THE Mgmt For For
DIRECTOR.:TSMC,SHAREHOLDER NO.1112,KEN CHEN
AS REPRESENTATIVE
5.3 THE ELECTION OF THE Mgmt For For
DIRECTOR.:TSMC,SHAREHOLDER NO.1112,CLIFF
HOU AS REPRESENTATIVE
5.4 THE ELECTION OF THE Mgmt For For
DIRECTOR.:TSMC,SHAREHOLDER NO.1112,WENDELL
HUANG AS REPRESENTATIVE
5.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:BENSON LIU,SHAREHOLDER
NO.P100215XXX
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEIN-WEI JEN,SHAREHOLDER
NO.D100797XXX
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:WEN-YEU WANG,SHAREHOLDER
NO.A103389XXX
5.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:PETER WU,SHAREHOLDER
NO.Q101799XXX
5.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KENNETH KIN,SHAREHOLDER
NO.F102831XXX
6 TO RELEASE THE PROHIBITION ON DIRECTORS Mgmt For For
FROM PARTICIPATION IN COMPETITIVE BUSINESS
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr For Against
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right Shr For Against
to Remove Directors.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
IQE PLC Agenda Number: 712756672
--------------------------------------------------------------------------------------------------------------------------
Security: G49356119
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: GB0009619924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' REPORT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND
THE AUDITORS' REPORT THEREON
2 TO APPROVE THE DIRECTORS' ANNUAL REPORT ON Mgmt For For
REMUNERATION (THIS IS AN ADVISORY VOTE)
3 TO RE-APPOINT PHIL SMITH WHO RETIRES Mgmt For For
PURSUANT TO ARTICLE 107 OF THE ARTICLES AND
OFFERS HIMSELF FOR REELECTION
4 TO RE-APPOINT SIR DAVID GRANT WHO RETIRES Mgmt For For
PURSUANT TO ARTICLE 107 OF THE ARTICLES AND
OFFERS HIMSELF FOR REELECTION
5 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY TO HOLD OFFICE FROM THE CONCLUSION
OF THE MEETING TO THE CONCLUSION OF THE
NEXT MEETING AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE COMPANY, AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
6 TO GENERALLY AND UNCONDITIONALLY AUTHORISE Mgmt For For
THE DIRECTORS, IN SUBSTITUTION FOR ALL
EXISTING AUTHORITIES TO THE EXTENT UNUSED,
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN ACCORDANCE WITH ARTICLE
15 OF THE ARTICLES UP TO AN AGGREGATE
NUMBER OF 300,885,908 ORDINARY SHARES OF 1P
EACH. THIS IS CALCULATED AS ONE THIRD OF
THE TOTAL SHARES IN ISSUE, PLUS THE NUMBER
OF UN-EXERCISED EMPLOYEE SHARE OPTIONS
OUTSTANDING AT 27 MAY 2020. PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE ON THE EARLIER
OF 15 MONTHS AFTER THE DATE OF PASSING OF
THIS RESOLUTION AND THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY NEXT
FOLLOWING THE PASSING OF THIS RESOLUTION,
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE RELEVANT SECURITIES
TO BE ALLOTTED AFTER SUCH EXPIRY AND THE
DIRECTORS MAY ALLOT RELEVANT SECURITIES
PURSUANT TO SUCH OFFER OR AGREEMENT AS IF
THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED
7 SUBJECT TO THE PASSING OF THE PREVIOUS Mgmt For For
RESOLUTION, TO EMPOWER THE DIRECTORS
PURSUANT TO ARTICLE 16 OF THE ARTICLES TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560 OF THE COMPANIES ACT 2006
("THE ACT")) OF THE COMPANY PURSUANT TO THE
GENERAL AUTHORITY CONFERRED BY THE PREVIOUS
RESOLUTION AS IF SECTION 561 (1) OF THE ACT
DID NOT APPLY TO ANY SUCH ALLOTMENT,
PROVIDED THAT THIS POWER SHALL BE LIMITED
TO: (A) THE ALLOTMENT (OTHERWISE THAN
PURSUANT TO SUB-PARAGRAPH (B) BELOW) OF
EQUITY SECURITIES WHICH ARE, OR ARE TO BE,
WHOLLY PAID UP IN CASH TO AN AGGREGATE
NUMBER OF 79,645,588 ORDINARY SHARES OF 1P
EACH; AND (B) THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH A RIGHTS
ISSUE OR ANY OTHER PRE-EMPTIVE OFFER IN
FAVOUR OF THE HOLDERS OF ORDINARY SHARES
AND OTHER PERSONS ENTITLED TO PARTICIPATE
THEREIN IN PROPORTION (AS NEARLY AS MAY BE)
TO THEIR RESPECTIVE HOLDINGS OF ORDINARY
SHARES (OR, AS APPROPRIATE, THE NUMBER OF
ORDINARY SHARES WHICH THEY ARE DEEMED TO
HOLD FOR SUCH PURPOSE), SUBJECT ONLY TO
SUCH EXCLUSIONS OR ARRANGEMENTS AS THE
DIRECTORS MAY CONSIDER APPROPRIATE TO DEAL
WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR
PRACTICAL PROBLEMS UNDER THE LAWS OF THE
TERRITORY OR THE REQUIREMENTS OF ANY
RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE AND SHALL EXPIRE ON THE EARLIER OF
15 MONTHS AFTER THE DATE OF PASSING OF THIS
RESOLUTION AND THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY NEXT
FOLLOWING THE PASSING OF THIS RESOLUTION,
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE THE ALLOTMENT OF
EQUITY SHARES PURSUANT TO SUCH OFFER OR
AGREEMENT AS IF THE POWER CONFERRED HEREBY
HAD NOT EXPIRED
--------------------------------------------------------------------------------------------------------------------------
ISRA VISION AG Agenda Number: 712384673
--------------------------------------------------------------------------------------------------------------------------
Security: D36816102
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: DE0005488100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2018/19
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.18 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2018/19
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2018/19
5 RATIFY RSM GMBH AS AUDITORS FOR FISCAL Mgmt For For
2019/20
6.1 ELECT HERIBERT WIEDENHUES TO THE Mgmt Against Against
SUPERVISORY BOARD
6.2 ELECT HENNING TOLLE TO THE SUPERVISORY Mgmt Against Against
BOARD
6.3 ELECT BURKHARD BONSELS TO THE SUPERVISORY Mgmt Against Against
BOARD
6.4 ELECT HANSPETER SOLLINGER TO THE Mgmt Against Against
SUPERVISORY BOARD
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 APPROVE CREATION OF EUR 6.6 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PRE-EMPTIVE RIGHTS
9 AMEND ARTICLES RE: GENERAL MEETING CHAIRMAN Mgmt For For
10 AMEND ARTICLES RE: PARTICIPATION RIGHT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
KOH YOUNG TECHNOLOGY INC Agenda Number: 712232228
--------------------------------------------------------------------------------------------------------------------------
Security: Y4810R105
Meeting Type: AGM
Meeting Date: 23-Mar-2020
Ticker:
ISIN: KR7098460009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES INCORPORATION, Mgmt For For
INTERIM DIVIDEND
2.2 AMENDMENT OF ARTICLES INCORPORATION, ETC Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: GO GWANG IL Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: HWANG IN JUN Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: SIN JAE DEUK Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: GIM YEONG BAE Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 711691508
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: EGM
Meeting Date: 27-Nov-2019
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 ANNOUNCEMENT OF THE INTENDED REAPPOINTMENT Non-Voting
OF MR JOOST FARWERCK AS MEMBER OF THE BOARD
OF MANAGEMENT OF KPN
3 ANNOUNCEMENT OF THE INTENDED APPOINTMENTS Non-Voting
AS MEMBER OF THE BOARD OF MANAGEMENT OF KPN
OF: A)MR CHRIS FIGEE B)MR BABAK FOULADI
C)MRS HILDE GARSSEN D)MR JEAN PASCAL VAN
OVERBEKE E)MRS MARIEKE SNOEP
4 ANY OTHER BUSINESS AND CLOSURE OF THE Non-Voting
MEETING
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 712235870
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 15-Apr-2020
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2019
3 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2019
4 REMUNERATION REPORT FOR THE FISCAL YEAR Mgmt For For
2019
5 EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
6 PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt For For
FISCAL YEAR 2019: EUR 12.5 PER SHARE
7 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY
8 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
9 PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2021: ERNST & YOUNG
10 OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF A MEMBER OF THE SUPERVISORY
BOARD
11 PROPOSAL TO APPOINT MS C. GUILLOUARD AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
12 ANNOUNCEMENT CONCERNING VACANCIES IN THE Non-Voting
SUPERVISORY BOARD ARISING IN 2021: MR. C.J.
GARCIA MORENO ELIZONDO , MR. D.J. HAANK AND
MR. E.J.C. OVE RBEEK WILL STEP DOWN, AS
THEY WILL THEN HAVE REACHED THE END OF
THEIR FOUR-YEAR TERM
13 PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE BOARD OF MANAGEMENT
14 PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE SUPERVISORY BOARD
15 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
16 PROPOSAL TO REDUCE THE CAPITAL THROUGH Mgmt For For
CANCELLATION OF OWN SHARES
17 PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
18 PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
19 ANY OTHER BUSINESS Non-Voting
20 VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT 06 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT 09 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935149446
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Anderson Mgmt For For
Robin A. Abrams Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
Anjoli Joshi Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffery Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC Agenda Number: 711589765
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: SGM
Meeting Date: 30-Oct-2019
Ticker:
ISIN: US57778K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MAXAR TECHNOLOGIES INC. TAX Mgmt For For
BENEFIT PRESERVATION PLAN
--------------------------------------------------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC Agenda Number: 712343805
--------------------------------------------------------------------------------------------------------------------------
Security: 57778K105
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: US57778K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HOWELL M. ESTES III Mgmt For For
1.2 ELECTION OF DIRECTOR: NICK S. CYPRUS Mgmt For For
1.3 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.4 ELECTION OF DIRECTOR: JOANNE O. ISHAM Mgmt For For
1.5 ELECTION OF DIRECTOR: DANIEL L. JABLONSKY Mgmt For For
1.6 ELECTION OF DIRECTOR: C. ROBERT KEHLER Mgmt For For
1.7 ELECTION OF DIRECTOR: L. ROGER MASON, JR Mgmt For For
1.8 ELECTION OF DIRECTOR: ERIC J. ZAHLER Mgmt For For
1.9 ELECTION OF DIRECTOR: EDDY ZERVIGON Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3 TO APPROVE AN AMENDMENT TO THE MAXAR Mgmt For For
TECHNOLOGIES INC. 2019 INCENTIVE AWARD PLAN
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935083458
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt For For
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt For For
1E. Election of Director: Joseph R. Bronson Mgmt For For
1F. Election of Director: Robert E. Grady Mgmt For For
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt For For
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 27, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 712643813
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS.PROPOSED CASH DIVIDEND: TWD
5 PER SHARE .
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE : TWD 5.5 PER SHARE .
4 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE COMPANYS DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 935056994
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenda Dorchak Mgmt For For
1b. Election of Director: Irwin Federman Mgmt For For
1c. Election of Director: Amal M. Johnson Mgmt For For
1d. Election of Director: Jack Lazar Mgmt For For
1e. Election of Director: Jon A. Olson Mgmt For For
1f. Election of Director: Umesh Padval Mgmt For For
1g. Election of Director: David Perlmutter Mgmt For For
1h. Election of Director: Steve Sanghi Mgmt For For
1i. Election of Director: Eyal Waldman Mgmt For For
1j. Election of Director: Gregory Waters Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
("say-on-pay vote") as disclosed in the
compensation discussion and analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
3. Approval of the Fourth Restated Plan. Mgmt For For
4. Approval of certain changes to the annual Mgmt Against Against
retainer fees and equity awards to the
Company's non-employee directors.
5a. Do you have a Personal Interest (as defined Mgmt Against
in the Proxy Statement) with regards to
Proposal 5b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
5b. Approval of the Company's Compensation Mgmt For For
Philosophy.
6. Approval of the appointment of EY Israel as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019 and authorization of
audit committee to determine its fiscal
2019 remuneration in accordance with the
volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935182080
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt Withheld Against
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt For For
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of MicroStrategy
Incorporated's named executive officers as
disclosed in the Proxy Statement.
3. To ratify the selection of KPMG LLP as Mgmt For For
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 712704368
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt Against Against
1.2 Appoint a Director Sugiyama, Takeshi Mgmt Against Against
1.3 Appoint a Director Sagawa, Masahiko Mgmt For For
1.4 Appoint a Director Harada, Shinji Mgmt Against Against
1.5 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.6 Appoint a Director Sakamoto, Takashi Mgmt For For
1.7 Appoint a Director Uruma, Kei Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935153572
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph B. Donahue Mgmt For For
Janice K. Henry Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NANOMETRICS INCORPORATED Agenda Number: 935080161
--------------------------------------------------------------------------------------------------------------------------
Security: 630077105
Meeting Type: Special
Meeting Date: 24-Oct-2019
Ticker: NANO
ISIN: US6300771051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
Nanometrics common stock to stockholders of
Rudolph Technologies, Inc. ("Rudolph"),
pursuant to the Agreement and Plan of
Merger, dated as of June 23, 2019, by and
among Nanometrics, PV Equipment Inc., a
wholly owned subsidiary of Nanometrics and
Rudolph (the "Nanometrics Share Issuance
Proposal").
2. To approve, amending and restating, the Mgmt For For
certificate of incorporation of Nanometrics
to increase the authorized shares of
Nanometrics common stock from 47,000,000
shares of common stock to 97,000,000 shares
of common stock (the "Nanometrics Charter
Proposal 1").
3. To approve, amending and restating, the Mgmt For For
certificate of incorporation of Nanometrics
to provide that directors of Nanometrics
will not be liable to Nanometrics or
Nanometrics stockholders for a breach of
fiduciary duty as a director, subject to
any limitation under Delaware General
Corporation Law (the "Nanometrics Charter
Proposal 2" and together with the
Nanometrics Charter Proposal 1, the
"Nanometrics Charter Proposals").
4. To approve the adjournment of the Mgmt For For
Nanometrics Special Meeting to solicit
additional proxies if there are not
sufficient votes at the time of the
Nanometrics Special Meeting to approve the
Nanometrics Share Issuance Proposal and the
Nanometrics Charter Proposals or to ensure
that any supplement or amendment to the
joint proxy statement/prospectus is timely
provided to Nanometrics stockholders.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935149496
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve the National Instruments Mgmt For For
Corporation 2020 Equity Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 712712151
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Endo, Nobuhiro Mgmt For For
1.2 Appoint a Director Niino, Takashi Mgmt For For
1.3 Appoint a Director Morita, Takayuki Mgmt For For
1.4 Appoint a Director Ishiguro, Norihiko Mgmt For For
1.5 Appoint a Director Matsukura, Hajime Mgmt For For
1.6 Appoint a Director Nishihara, Motoo Mgmt For For
1.7 Appoint a Director Seto, Kaoru Mgmt For For
1.8 Appoint a Director Iki, Noriko Mgmt For For
1.9 Appoint a Director Ito, Masatoshi Mgmt For For
1.10 Appoint a Director Nakamura, Kuniharu Mgmt For For
1.11 Appoint a Director Ota, Jun Mgmt For For
2 Appoint a Corporate Auditor Nitta, Masami Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 712659107
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shinohara, Hiromichi Mgmt For For
2.2 Appoint a Director Sawada, Jun Mgmt For For
2.3 Appoint a Director Shimada, Akira Mgmt For For
2.4 Appoint a Director Shibutani, Naoki Mgmt For For
2.5 Appoint a Director Shirai, Katsuhiko Mgmt For For
2.6 Appoint a Director Sakakibara, Sadayuki Mgmt For For
2.7 Appoint a Director Sakamura, Ken Mgmt For For
2.8 Appoint a Director Takegawa, Keiko Mgmt For For
3 Appoint a Corporate Auditor Takahashi, Mgmt For For
Kanae
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935213328
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10. Addressing the Remuneration Policy Mgmt For For
11. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
12. Resolution on the number of members of the Mgmt For For
Board of Directors
13. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Thomas Dannenfeldt Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Elizabeth Nelson Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
14. Election of Auditor for the financial year Mgmt For For
2021
15. Resolution on the remuneration of the Mgmt For For
Auditor
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
18. Shareholder's proposal on amendment of the Shr Against For
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr For Against
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935113744
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt Withheld Against
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve adoption of the Company's 2020 Mgmt For For
Stock Plan.
3. To approve a non-binding advisory Mgmt For For
resolution regarding Executive
Compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
5. To vote on a stockholder proposal to Shr For Against
require an independent chair.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt Against Against
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt For For
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt For For
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935164400
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey A. Aukerman Mgmt For For
1B. Election of Director: Leo Berlinghieri Mgmt For For
1C. Election of Director: Edward J. Brown, Jr. Mgmt For For
1D. Election of Director: Vita A. Cassese Mgmt For For
1E. Election of Director: Robert G. Deuster Mgmt For For
1F. Election of Director: David B. Miller Mgmt For For
1G. Election of Director: Michael P. Plisinski Mgmt For For
1H. Election of Director: Bruce C. Rhine Mgmt For For
1I. Election of Director: Christopher A. Seams Mgmt For For
1J. Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To approve the Onto Innovation Inc. 2020 Mgmt For For
Stock Plan.
4. To approve the Onto Innovation Inc. 2020 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 712227657
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsurumaru, Tetsuya Mgmt For For
1.2 Appoint a Director Shibata, Hidetoshi Mgmt For For
1.3 Appoint a Director Toyoda, Tetsuro Mgmt For For
1.4 Appoint a Director Iwasaki, Jiro Mgmt For For
1.5 Appoint a Director Selena Loh Lacroix Mgmt For For
1.6 Appoint a Director Arunjai Mittal Mgmt For For
2 Appoint a Corporate Auditor Fukuda, Kazuki Mgmt For For
3 Approve Details of Compensation as Stock Mgmt Against Against
Options for Outside Directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712211010
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 09 MAR 2020: DELETION OF COMMENT Non-Voting
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For
AND ANNUAL DIVIDENDS (FY2019)
2.1 ELECTION OF EXECUTIVE DIRECTOR: JONG-HEE Mgmt For For
HAN
2.2 ELECTION OF EXECUTIVE DIRECTOR: YOON-HO Mgmt For For
CHOI
3 APPROVAL OF REMUNERATION LIMITS FOR Mgmt For For
DIRECTORS (FY2020)
CMMT 09 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 712477202
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP SE,INCLUDING THE COMPENSATION
REPORT AND THE EXECUTIVE BOARD'S
EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANTTO SECTIONS
289A (1) AND 315A (1) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT,EACH FOR
FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2019
3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2019
4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2019
5 APPOINTMENT OF THE AUDITORS OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2020:
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
BERLIN,GERMANY, BE APPOINTED AUDITORS
6.A RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL I FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH, WITH
THE OPTION TO EXCLUDE THE SHAREHOLDERS'
SUBSCRIPTION RIGHTS (IN RESPECT OF
FRACTIONAL SHARES ONLY), AND ON THE
CORRESPONDING AMENDMENT OF SECTION 4 (5) OF
THE ARTICLES OF INCORPORATION
6.B RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL II FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH OR IN
KIND, WITH THE OPTION TO EXCLUDE THE
SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON
THE CORRESPONDING AMENDMENT OF SECTION 4
(6) OF THE ARTICLES OF INCORPORATION
7 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD
MEMBERS
8 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
COMPENSATION OF THE SUPERVISORY BOARD
MEMBERS
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935080022
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William D. Mosley Mgmt For For
1B. Election of Director: Stephen J. Luczo Mgmt For For
1C. Election of Director: Mark W. Adams Mgmt For For
1D. Election of Director: Judy Bruner Mgmt For For
1E. Election of Director: Michael R. Cannon Mgmt For For
1F. Election of Director: William T. Coleman Mgmt For For
1G. Election of Director: Jay L. Geldmacher Mgmt For For
1H. Election of Director: Dylan Haggart Mgmt For For
1I. Election of Director: Stephanie Tilenius Mgmt For For
1J. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non-binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the Mgmt For For
appointment of Ernst & Young LLP as the
independent auditors of the Company, and
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors'
remuneration.
4. Approve our Amended and Restated 2012 Mgmt For For
Equity Incentive Plan.
5. Grant the Board the authority to allot and Mgmt For For
issue shares.
6. Grant the Board the authority to opt-out of Mgmt For For
statutory pre-emption rights.
7. Determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 711883517
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 05-Feb-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
21.01.2020. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2018/2019
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE CORPORATE GOVERNANCE REPORT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 5,384,000,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED
NO-PAR SHARE EUR 2,069,000,000 SHALL BE
ALLOCATED TO THE REVENUE RESERVES EUR
139,318,058.10 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE
DATE: FEBRUARY 10, 2020
3.A RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KAESER
3.B RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. BUSCH
3.C RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: L. DAVIS
3.D RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: K. HELMRICH
3.E RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KUGEL
3.F RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: C. NEIKE
3.G RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: M. SEN
3.H RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. P. THOMAS
4.A RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. H. SNABE
4.B RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. STEINBORN
4.C RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. WENNING
4.D RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. BRANDT
4.E RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. DIEKMANN
4.F RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: A. FEHRMANN
4.G RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. HAHN
4.H RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. HALLER
4.I RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. KENSBOCK
4.J RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. KERN
4.K RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. KERNER
4.L RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. LEIBINGER-KAMMUELLER
4.M RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. POTIER
4.N RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. REIMER
4.O RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. REITHOFER
4.P RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. N. SHAFIK
4.Q RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. VON SIEMENS
4.R RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. SIGMUND
4.S RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. SIMON
4.T RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. ZACHERT
4.U RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: G. ZUKUNFT
5 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2019/2020
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS: THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED. FURTHER DETAILS CAN BE FOUND ON
THE COMPANY'S WEBSITE
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES: THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT
OF ITS SHARE CAPITAL, AT PRICES NEITHER
MORE THAN 10 PERCENT ABOVE, NOR MORE THAN
20 PERCENT BELOW, THE MARKET PRICE OF THE
SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE
BOARD OF MDS SHALL BE AUTHORIZED TO USE THE
SHARES FOR ALL LEGALLY PERMISSIBLE
PURPOSES, ESPECIALLY TO SELL THE SHARES ON
THE STOCK EXCHANGE OR OFFER THEM TO ALL
SHAREHOLDERS, TO RETIRE THE SHARES, TO
ISSUE THE SHARES TO EMPLOYEES AND
EXECUTIVES OF THE COMPANY AND ITS
AFFILIATES, TO USE THE SHARES FOR MERGERS
AND ACQUISITIONS, TO SELL THE SHARES AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, AND TO USE THE SHARES FOR SATISFYING
CONVERSION AND/OR OPTION RIGHTS
8 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES USING DERIVATIVES: IN CONNECTION
WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE
OWN SHARES USING CALL AND PUT OPTIONS
9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE
CREATION OF A CONTINGENT CAPITAL 2020, THE
REVOCATION OF THE CONTINGENT CAPITAL 2010
AND 2015, AND THE CORRESPONDING AMENDMENT
TO THE ARTICLES OF ASSOCIATION. THE BOARD
OF MDS SHALL BE AUTHORIZED TO ISSUE
CONVERTIBLE BONDS AND/OR WARRANT BONDS
(COLLECTIVELY REFERRED TO IN THE FOLLOWING
AS 'BONDS') OF UP TO EUR 15,000,000,000,
CONFERRING CONVERSION AND/OR OPTION RIGHTS
FOR SHARES OF THE COMPANY, ON OR BEFORE
FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE
GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN
THE FOLLOWING CASES: - BONDS HAVE BEEN
ISSUED AGAINST CONTRIBUTIONS IN CASH AT A
PRICE NOT MATERIALLY BELOW THEIR
THEORETICAL MARKET VALUE AND CONFER
CONVERSION AND/OR OPTION RIGHTS FOR SHARES
OF THE COMPANY OF UP TO 10 PERCENT OF THE
SHARE CAPITAL, - BONDS HAVE BEEN ISSUED
AGAINST CONTRIBUTIONS IN KIND FOR
ACQUISITION PURPOSES, - RESIDUAL AMOUNTS
HAVE BEEN EXCLUDED FROM SUBSCRIPTION
RIGHTS, HOLDERS OF CONVERSION AND/OR OPTION
RIGHTS HAVE BEEN GRANTED SUBSCRIPTION
RIGHTS. THE EXISTING CONTINGENT CAPITAL
2010 SHALL BE REVOKED. THE EXISTING
CONTINGENT CAPITAL 2015 SHALL BE REVOKED.
THE COMPANY'S SHARE CAPITAL SHALL BE
INCREASED ACCORDINGLY BY UP TO EUR
180,000,000 THROUGH THE ISSUE OF UP TO
60,000,000 REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2020)
10 RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT TRANSFER AGREEMENT: THE CONTROL AND
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS
MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY
INTO THE COMMERCIAL REGISTER, SHALL BE
APPROVED
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 712196131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: LEE Mgmt For For
SEOK HUI
4 ELECTION OF A NONPERMANENT DIRECTOR Mgmt For For
CANDIDATE: PARK JEONG HO
5.1 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: SIN Mgmt For For
CHANG HWAN
5.2 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HAN Mgmt For For
AE RA
6.1 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HA YEONG GU
6.2 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: SIN CHANG HWAN
6.3 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HAN AE RA
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION
9 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION (UNREGISTERED DIRECTOR)
10 APPROVAL OF AMENDMENT OF ARTICLES ON Mgmt For For
RETIREMENT ALLOWANCE FOR BOARD MEMBERS
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N.V. Agenda Number: 935226678
--------------------------------------------------------------------------------------------------------------------------
Security: 861012102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: STM
ISIN: US8610121027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4A Remuneration Report (advisory vote) Mgmt Against Against
4B Adoption of the Remuneration Policy for the Mgmt For For
Supervisory Board (voting item)
4C Adoption of a new Remuneration Policy for Mgmt Against Against
the Managing Board (voting item)
4D Adoption of the Company's annual accounts Mgmt For For
for its 2019 financial year (voting item)
4E Adoption of a dividend (voting item) Mgmt For For
4F Discharge of the sole member of the Mgmt For For
Managing Board (voting item)
4G Discharge of the members of the Supervisory Mgmt For For
Board (voting item)
4H Re-appointment of EY as external auditor Mgmt For For
for the 2020, 2021, 2022 and 2023 financial
years (voting item)
5 Approval of the stock-based portion of the Mgmt Against Against
compensation of the President and CEO
(voting item)
6 Appointment of Ms. Ana de Pro Gonzalo as Mgmt For For
member of the Supervisory Board (voting
item)
7 Appointment of Mr. Yann Delabriere as Mgmt For For
member of the Supervisory Board (voting
item)
8 Re-appointment of Ms. Heleen Kersten as Mgmt For For
member of the Supervisory Board (voting
item)
9 Re-appointment of Mr. Alessandro Rivera as Mgmt For For
member of the Supervisory Board (voting
item)
10 Re-appointment of Mr. Frederic Sanchez as Mgmt For For
member of the Supervisory Board (voting
item)
11 Re-appointment of Mr. Maurizio Tamagnini as Mgmt For For
member of the Supervisory Board (voting
item)
12 Authorization to the Managing Board, until Mgmt For For
the conclusion of the 2021 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board (voting item)
13A Regular delegation to the Supervisory Board Mgmt Against Against
of the authority to issue new common and
preference shares, to grant rights to
subscribe for such shares, and to limit
and/or exclude existing shareholders'
pre-emptive rights on common shares, until
the conclusion of the 2021 AGM (voting
item)
13B Specific delegation for purposes of mergers Mgmt Against Against
and acquisitions to the Supervisory Board
of the authority to issue new common
shares, to grant rights to subscribe for
such shares, and to limit and/or exclude
existing shareholders' pre-emptive rights
on common shares, until the conclusion of
the 2021 AGM (voting item)
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 712391630
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 REPORT OF THE MANAGING BOARD ON THE Non-Voting
COMPANY'S 2019 FINANCIAL YEAR
3 REPORT OF THE SUPERVISORY BOARD ON THE Non-Voting
COMPANY'S 2019 FINANCIAL YEAR
4.A REMUNERATION REPORT (ADVISORY VOTE) Mgmt Against Against
4.B ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
4.C ADOPTION OF A NEW REMUNERATION POLICY FOR Mgmt Against Against
THE MANAGING BOARD
4.D ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR ITS 2019 FINANCIAL YEAR
4.E ADOPTION OF A DIVIDEND Mgmt For For
4.F DISCHARGE OF THE SOLE MEMBER OF THE Mgmt For For
MANAGING BOARD
4.G DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
4.H RE-APPOINTMENT OF EY AS EXTERNAL AUDITOR Mgmt For For
FOR THE 2020, 2021, 2022 AND 2023 FINANCIAL
YEARS
5 APPROVAL OF THE STOCK-BASED PORTION OF THE Mgmt Against Against
COMPENSATION OF THE PRESIDENT AND CEO
6 APPOINTMENT OF MS. ANA DE PRO GONZALO AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
7 APPOINTMENT OF MR. YANN DELABRIERE AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
8 RE-APPOINTMENT OF MS. HELEEN KERSTEN AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9 RE-APPOINTMENT OF MR. ALESSANDRO RIVERA AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10 RE-APPOINTMENT OF MR. FREDERIC SANCHEZ AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
11 RE-APPOINTMENT OF MR. MAURIZIO TAMAGNINI AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
12 AUTHORIZATION TO THE MANAGING BOARD, UNTIL Mgmt For For
THE CONCLUSION OF THE 2021 AGM, TO
REPURCHASE SHARES, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD
13.A REGULAR DELEGATION TO THE SUPERVISORY BOARD Mgmt Against Against
OF THE AUTHORITY TO ISSUE NEW COMMON AND
PREFERENCE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SUCH SHARES, AND TO LIMIT
AND/OR EXCLUDE EXISTING SHAREHOLDERS'
PRE-EMPTIVE RIGHTS ON COMMON SHARES, UNTIL
THE CONCLUSION OF THE 2021 AGM
13.B SPECIFIC DELEGATION FOR PURPOSES OF MERGERS Mgmt Against Against
AND ACQUISITIONS TO THE SUPERVISORY BOARD
OF THE AUTHORITY TO ISSUE NEW COMMON
SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR
SUCH SHARES, AND TO LIMIT AND/OR EXCLUDE
EXISTING SHAREHOLDERS' PRE-EMPTIVE RIGHTS
ON COMMON SHARES, UNTIL THE CONCLUSION OF
THE 2021 AGM
14 QUESTION TIME Non-Voting
15 CLOSE Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 378721 DUE TO RECIEPT OF
UPDATED AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT 27 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE TO CHANGE IN MEETING
DATE TO 17 JUNE 2020AND RECORD DATE 20 MAY
2020. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935132201
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,500,000 shares.
3. To approve our Employee Stock Purchase Mgmt For For
Plan, as amended, primarily to increase the
number of shares available for issuance
under the plan by 5,000,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TALEND S.A. Agenda Number: 935228230
--------------------------------------------------------------------------------------------------------------------------
Security: 874224207
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: TLND
ISIN: US8742242071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To ratify the provisional appointment of Mgmt For For
Ms. Elizabeth Fetter as Director
O2 To ratify the provisional appointment of Mgmt For For
Ms. Christal Bemont as Director
O3 To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers
O4 To approve the statutory financial Mgmt For For
statements for the year ended December 31,
2019
O5 To allocate earnings for the year ended Mgmt For For
December 31, 2019
O6 To approve the consolidated financial Mgmt For For
statements for the year ended December 31,
2019 prepared in accordance with IFRS
O7 To approve an indemnification agreement Mgmt Against Against
entered into with ...(due to space limits,
see proxy material for full proposal).
O8 To approve an indemnification agreement Mgmt Against Against
entered into with ...(due to space limits,
see proxy material for full proposal).
O9 To approve a separation agreement and Mgmt For For
release entered into with ...(due to space
limits, see proxy material for full
proposal).
O10 To set the amount of directors' Mgmt For For
compensation allocated to the board of
directors
O11 To ratify the selection of KPMG LLP as the Mgmt For For
independent ...(due to space limits, see
proxy material for full proposal).
O12 To ratify the transfer of the headquarters Mgmt For For
of the Company pursuant to Article L.
225-36 of the French Commercial Code
E13 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E14 To delegate authority to the board of Mgmt Against Against
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E15 To delegate authority to the board of Mgmt Against Against
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E16 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E17 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E18 To delegate authority to the board of Mgmt Against Against
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E19 To approve the overall limits on the amount Mgmt For For
of ordinary shares ...(due to space limits,
see proxy material for full proposal).
E20 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E21 To delegate authority to the board of Mgmt For For
directors to grant ...(due to space limits,
see proxy material for full proposal).
E22 To delegate authority to the board of Mgmt Against Against
directors to issue share ...(due to space
limits, see proxy material for full
proposal).
E23 To delegate authority to the board of Mgmt For For
directors to grant ...(due to space limits,
see proxy material for full proposal).
E24 To limit the amount of issues under Mgmt For For
Proposal Nos. 21, 22 and 23
E25 To delegate authority to the board of Mgmt For For
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
E26 To amend the Bylaws in accordance with Mgmt For For
certain provisions of law no 2019-744 of 19
July 2019 and law no 2019-486 of 22 May 2019
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 935151530
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel R. Fishback Mgmt For For
1B. Election of Director: David E. Kepler Mgmt For For
1C. Election of Director: Kimberly K. Nelson Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. Approval of the ratification of the Mgmt For For
appointment of independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935151566
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935205422
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Emily M. Liggett Mgmt For For
1E. Election of Director: Thomas T. Edman Mgmt For For
1F. Election of Director: Barbara V. Scherer Mgmt For For
1G. Election of Director: Ernest E. Maddock Mgmt For For
1H. Election of Director: Jacqueline A. Seto Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2020.
3. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2019 as disclosed in our proxy statement
for the 2020 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 935085197
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly E. Alexy Mgmt For For
1B. Election of Director: Martin I. Cole Mgmt For For
1C. Election of Director: Kathleen A. Cote Mgmt For For
1D. Election of Director: Tunc Doluca Mgmt For For
1E. Election of Director: Len J. Lauer Mgmt For For
1F. Election of Director: Matthew E. Massengill Mgmt For For
1G. Election of Director: Stephen D. Milligan Mgmt For For
1H. Election of Director: Stephanie A. Streeter Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan that
would, among other things, increase by 6
million the number of shares of our common
stock available for issuance under the
plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2020.
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XILINX, INC. Agenda Number: 935055194
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Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina R Nelson
Name Kristina R Nelson
Title President
Date 08/17/2020