UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
CrossingBridge Low Duration High Yield Fund
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GORDON POINTE ACQUISITION CORP Agenda Number: 935055524
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Security: 382788107
Meeting Type: Special
Meeting Date: 26-Jul-2019
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Amendment: Proposal to amend the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation to extend the date by
which the Company must consummate a
business combination from July 30, 2019 to
October 31, 2019, plus an option for the
Company to further extend such date up to
three times, each by an additional 30 days.
2. Trust Amendment: Proposal to amend the Mgmt For For
Investment Management Trust Agreement,
dated as of January 24, 2018, between the
Company and Continental Stock Transfer &
Trust Company ("Continental"), to extend
the date on which Continental must
liquidate the Trust Account established in
connection with the Company's initial
public offering if the Company has not
completed a business combination from July
30, 2019 to October 31, 2019, plus an
option for the Company to further extend
such date up to three times, each by an
additional 30 days.
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GORDON POINTE ACQUISITION CORP Agenda Number: 935120799
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Security: 382788107
Meeting Type: Special
Meeting Date: 24-Jan-2020
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Amendment: Proposal to amend the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation, as previously amended, to
extend the date by which the Company must
consummate a business combination from
January 29, 2020 to February 29, 2020, plus
an option for the Company to further extend
such date for an additional 30 days.
2. Trust Amendment: Proposal to amend the Mgmt For For
Investment Management Trust Agreement,
dated as of January 24, 2018, between the
Company and Continental Stock Transfer &
Trust Company ("Continental"), to extend
the date on which Continental must
liquidate the Trust Account established in
connection with the Company's initial
public offering if the Company has not
completed a business combination from
January 29, 2020 to February 29, 2020, plus
an option for the Company to further extend
such date for an additional 30 days.
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GORDON POINTE ACQUISITION CORP Agenda Number: 935135966
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Security: 382788107
Meeting Type: Special
Meeting Date: 25-Mar-2020
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt Against Against
approve an Agreement and Plan of Merger,
(a) GPAQ Acquiror Merger Sub, Inc.
("Acquiror Merger Sub"), a wholly owned
subsidiary of GPAQ Acquisition Holdings,
Inc., a Delaware corporation and
wholly-owned subsidiary of GPAQ
("Holdings"), will be merged with and into
GPAQ, with GPAQ continuing as the surviving
entity and a wholly-owned subsidiary of
Holdings, and (b) GPAQ Company Merger Sub,
LLC, a wholly-owned subsidiary of Holdings
("Company Merger sub") will be merged with
and into HOF Village Newco, LLC
2. Changing the name of Holdings to "Hall of Mgmt Against Against
Fame Resort & Entertainment Company".
3. Having a single class of common stock and Mgmt Against Against
an authorized 100,000,000 shares of common
stock.
4. Fixing the number of directors of Holdings Mgmt Against Against
at eleven, subject to change by resolution
adopted by the affirmative vote of at least
a majority of the board of directors then
in office.
5. Dividing the board of directors of Holdings Mgmt Against Against
into three classes with staggered
three-year terms.
6. Providing that the Court of Chancery of the Mgmt Against Against
State of Delaware or, if such court does
not have subject matter jurisdiction
thereof, another state or federal court
located within the State of Delaware, shall
be the exclusive forum for certain actions
and claims.
7. Removing various provisions applicable only Mgmt Against Against
to special purpose acquisition corporations
contained in GPAQ's current amended and
restated certificate of incorporation (such
as the obligation to dissolve and liquidate
if a business combination is not
consummated in a certain period of time).
8. Conditioned upon the approval of Proposals Mgmt Against Against
No. 2 through 7, a proposal to approve the
proposed Amended and Restated Certificate
of Incorporation of Holdings as a whole,
which includes the approval of all other
changes in the proposed Amended and
Restated Certificate of Incorporation as of
the closing of the business combination.
9. The Incentive Plan Proposal -To approve and Mgmt Against Against
adopt the GPAQ Acquisition Holdings, Inc.
2020 Omnibus Incentive Plan.
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AMCI ACQUISITON CORP. Agenda Number: 935112261
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Security: 00165R101
Meeting Type: Annual
Meeting Date: 16-Dec-2019
Ticker: AMCI
ISIN: US00165R1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jason Grant Mgmt For For
2 Ratification of the selection by the audit Mgmt For For
committee of Marcum LLP to serve as our
independent registered public accounting
firm for the year ending December 31, 2019.
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BLACK RIDGE ACQUISITION CORP. Agenda Number: 935058316
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Security: 09216T107
Meeting Type: Special
Meeting Date: 09-Jul-2019
Ticker: BRAC
ISIN: US09216T1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension of Corporate Life: Amend the Mgmt Against Against
Company's amended and restated certificate
of incorporation to extend the date that
the Company has to consummate a business
combination to August 10, 2019.
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BLACK RIDGE ACQUISITION CORP. Agenda Number: 935053455
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Security: 09216T107
Meeting Type: Special
Meeting Date: 09-Aug-2019
Ticker: BRAC
ISIN: US09216T1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt Against Against
approve and adopt the Agreement and Plan of
Reorganization, dated as of December 19,
2018, and to approve the transactions
contemplated thereby.
2a. To approve amendments to the amended and Mgmt Against Against
restated certificate of incorporation of
BRAC, effective following the business
combination, to: change the name of BRAC
from "Black Ridge Acquisition Corp." to
"Allied Esports Entertainment, Inc."
2b. To approve amendments to the amended and Mgmt Against Against
restated certificate of incorporation of
BRAC, effective following the business
combination, to: increase the number of
authorized shares of BRAC Common Stock.
2c. To approve amendments to the amended and Mgmt Against Against
restated certificate of incorporation of
BRAC, effective following the business
combination, to: remove provisions that
will no longer be applicable to BRAC after
the business combination.
3a. To Elect the following Class A Director to Mgmt Against Against
serve until 2020 annual meeting: Ken
DeCubellis
3b. To Elect the following Class A Director to Mgmt Against Against
serve until 2020 annual meeting: Lyle
Berman
3c. To Elect the following Class A Director to Mgmt Against Against
serve until 2020 annual meeting: Benjamin
Oehler
3d. To Elect the following Class B Director to Mgmt Against Against
serve until 2021 annual meeting: Dr. Kan
Hee Anthony Tyen
3e. To Elect the following Class B Director to Mgmt Against Against
serve until 2021 annual meeting: Ho min Kim
3f. To Elect the following Class B Director to Mgmt Against Against
serve until 2021 annual meeting: Bradley
Berman
3g. To Elect the following Class B Director to Mgmt Against Against
serve until 2021 annual meeting: Joseph
Lahti
3h. To Elect the following Class C Director to Mgmt Against Against
serve until 2022 annual meeting: Frank Ng
3i. To Elect the following Class C Director to Mgmt Against Against
serve until 2022 annual meeting: Eric Yang
3j. To Elect the following Class C Director to Mgmt Against Against
serve until 2022 annual meeting: Adam
Pliska
3k. To Elect the following Class C Director to Mgmt Against Against
serve until 2022 annual meeting: Maya
Rogers
4. To approve an equity incentive plan to be Mgmt Against Against
effective upon consummation of the business
combination.
5. To adjourn the annual meeting to a later Mgmt Against Against
date or dates if determined by the officer
presiding over the meeting.
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CAPITOL INVESTMENT CORP. IV Agenda Number: 935057631
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Security: G18920101
Meeting Type: Special
Meeting Date: 16-Jul-2019
Ticker: CIC
ISIN: KYG189201018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. The domestication of Capitol Investment Mgmt Against Against
Corp. IV ("Capitol") in Delaware.
1b. The approval and adoption of the Agreement Mgmt Against Against
and Plan of Merger, dated as of April 7,
2019.
2a. To approve the following material Mgmt Against Against
differences between the constitutional
documents of Capitol that will be in effect
upon the closing of the transactions and
Capitol's current amended and restated
memorandum and articles of association: The
name of the new public entity will be
"Nesco Holdings, Inc " as opposed to
"Capitol Investment Corp. IV".
2b. To approve the following material Mgmt Against Against
differences between the constitutional
documents of Capitol that will be in effect
upon the closing of the transactions and
Capitol's current amended and restated
memorandum and articles of association:
Capitol will have 250,000,000 authorized
shares of common stock and 5,000,000
authorized shares of preferred stock, as
opposed to Capitol having 400,000,000
authorized Class A ordinary shares,
50,000,000 authorized Class B ordinary
shares, and 1,000,000 authorized preference
shares.
2c. To approve the following material Mgmt Against Against
differences between the constitutional
documents of Capitol that will be in effect
upon the closing of the transactions and
Capitol's current amended and restated
memorandum and articles of association: The
restatement of Capitol's amended and
restated memorandum and articles of
association into a certificate of
incorporation and bylaws.
3a. Election of Class A Director (to serve Mgmt Abstain Against
until 2020 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal): Lee
Jacobson
3b. Election of Class A Director (to serve Mgmt Abstain Against
until 2020 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal): L.
Dyson Dryden
3c. Election of Class B Director (to serve Mgmt Abstain Against
until 2021 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal):
Jeffrey Stoops
3d. Election of Class B Director (to serve Mgmt Abstain Against
until 2021 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal):
Rahman D'Argenio
3e. Election of Class C Director (to serve Mgmt Abstain Against
until 2022 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal): Mark
D. Ein
3f. Election of Class C Director (to serve Mgmt Abstain Against
until 2022 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal): Doug
Kimmelman
3g. Election of Class C Director (to serve Mgmt Abstain Against
until 2022 annual meeting or until their
successors are elected and qualified or
their earlier resignation or removal):
William Plummer
4. To approve the adoption of the 2019 Omnibus Mgmt Against Against
Incentive Plan.
5. To adjourn the general meeting to a later Mgmt Against Against
date or dates, if necessary, if Captiol is
unable to consummate the mergers for any
reason.
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CATENA MEDIA PLC Agenda Number: 712476779
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Security: X1R6QCAB1
Meeting Type: OTH
Meeting Date: 07-May-2020
Ticker:
ISIN: SE0010832154
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS A WRITTEN CONSENT, Non-Voting
A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, IF YOU WISH TO
VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY
THE INDICATED CUTOFF DATE. THANK YOU
1 APPROVAL OF REQUEST PROPOSED AMENDMENTS TO Mgmt For For
THE TERMS AND CONDITIONS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
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FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
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Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
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FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
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Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GORDON POINTE ACQUISITION CORP Agenda Number: 935145082
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Security: 382788107
Meeting Type: Special
Meeting Date: 30-Mar-2020
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Amendment: Proposal to amend the Mgmt Against Against
Company's Amended and Restated Certificate
of Incorporation, as previously amended, to
extend the date by which the Company must
consummate a business combination for
forty-five (45) days from March 30, 2020 to
May 14, 2020.
2. Trust Amendment: Proposal to amend the Mgmt Against Against
Investment Management Trust Agreement,
dated as of January 24, 2018, as amended,
between the Company and Continental Stock
Transfer & Trust Company ("Continental"),
to extend the date on which Continental
must liquidate the Trust Account
established in connection with the
Company's initial public offering if the
Company has not completed a business
combination for forty-five (45) days from
March 30, 2020 to May 14, 2020.
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GORDON POINTE ACQUISITION CORP Agenda Number: 935201614
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Security: 382788107
Meeting Type: Special
Meeting Date: 14-May-2020
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Extension Amendment: Proposal to amend the Mgmt Against Against
Company's Amended and Restated Certificate
of Incorporation, as previously amended, to
extend the date by which the Company must
consummate a business combination from May
14, 2020 to June 15, 2020, plus an option
for the Company to further extend such date
for an additional 30 days to July 15, 2020.
2 Trust Amendment: Proposal to amend the Mgmt Against Against
Investment Management Trust Agreement,
dated as of January 24, 2018, as amended,
between the Company and Continental Stock
Transfer & Trust Company ("Continental"),
to extend the date on which Continental
must liquidate the Trust Account
established in connection with the
Company's initial public offering if the
Company has not completed a business
combination from May 14, 2020 to June 15,
2020, plus an option for the Company to
further extend for an additional 30 days to
July 15, 2020.
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GORDON POINTE ACQUISITION CORP Agenda Number: 935186862
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Security: 382788107
Meeting Type: Special
Meeting Date: 15-Jun-2020
Ticker: GPAQ
ISIN: US3827881075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt Against Against
approve an Agreement and Plan of Merger,
dated as of September 16, 2019 (as amended
on November 6, 2019 and March 10, 2020, the
"Merger Agreement")
2. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Changing the name of Holdings to "Hall of
Fame Resort & Entertainment Company"
3. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Having a single class of common stock and
an authorized 100,000,000 shares of common
stock
4. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Fixing the number of directors of Holdings
at eleven, subject to change by resolution
adopted by the affirmative vote of at least
a majority of the board of directors then
in office
5. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Dividing the board of directors of Holdings
into three classes with staggered three-
year terms
6. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Providing that the Court of Chancery of the
State of Delaware or, if such court does
not have subject matter jurisdiction
thereof, another state or federal court
located within the State of Delaware, shall
be the exclusive forum for certain actions
and claims
7. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Removing various provisions applicable only
to special purpose acquisition corporations
contained in GPAQ's current amended and
restated certificate of incorporation (such
as the obligation to dissolve and liquidate
if a business combination is not
consummated in a certain period of time).
8. The Charter Amendments Proposals - To Mgmt Against Against
approve the following material differences
from the proposed Amended and Restated
Certificate of Incorporation of Holdings:
Conditioned upon the approval of Proposals
No. 2 through 7, a proposal to approve the
proposed Amended and Restated Certificate
of Incorporation of Holdings as a whole,
which includes the approval of all other
changes in the proposed Amended and
Restated Certificate of Incorporation as of
the closing of the business combination.
9. The Incentive Plan Proposal - To approve Mgmt Against Against
and adopt the GPAQ Acquisition Holdings,
Inc. 2020 Omnibus Incentive Plan.
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MPC CONTAINER SHIPS INVEST B.V. Agenda Number: 711336025
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Security: R4S03TAA4
Meeting Type: BOND
Meeting Date: 05-Jul-2019
Ticker:
ISIN: NO0010805872
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE SUMMONS Mgmt Against Against
2 APPROVAL OF THE AGENDA Mgmt Against Against
3 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For For
MINUTES TOGETHER WITH THE CHAIRMAN
4 REQUEST FOR ADOPTION OF THE PROPOSAL Mgmt Against Against
CMMT 24 JUN 2019: PLEASE NOTE THAT THERE IS A Non-Voting
MINIMUM TO VOTE: 200000 AND MULTIPLE:
100000.
CMMT 24 JUN 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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MUDRICK CAPITAL ACQUISITION CORPORATION Agenda Number: 935114556
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Security: 624745105
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker: MUDS
ISIN: US6247451056
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Dennis Mgmt Abstain Against
Stogsdill
2. Ratification of the selection by the audit Mgmt Against Against
committee of WithumSmith+Brown, PC to serve
as our independent registered public
accounting firm for the year ending
December 31, 2019.
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MUDRICK CAPITAL ACQUISITION CORPORATION Agenda Number: 935127046
--------------------------------------------------------------------------------------------------------------------------
Security: 624745105
Meeting Type: Special
Meeting Date: 10-Feb-2020
Ticker: MUDS
ISIN: US6247451056
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the Company's Mgmt Against Against
Amended and Restated Certificate of
Incorporation to extend the date by which
the Company has to consummate a business
combination (the "Extension") for an
additional six months, from February 12,
2020 (the "Current Termination Date") to
August 12, 2020 (the "Extended Termination
Date").
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PURE ACQUISITION CORP. Agenda Number: 935084183
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Security: 74621Q106
Meeting Type: Annual
Meeting Date: 10-Oct-2019
Ticker: PACQ
ISIN: US74621Q1067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) The Extension Proposal - To amend the Mgmt Against Against
Company's second amended and restated
certificate of incorporation to extend the
date by which the Company has to consummate
a business combination from October 17,
2019 to February 21, 2020.
2) The Election of Director - To elect Jared Mgmt Against Against
S. Sturdivant to serve as the Class A
director on the Company's Board of
Directors until the 2022 annual meeting of
stockholders or until his successor is
elected and qualified.
3) The Auditor Proposal - To ratify the Mgmt Against Against
selection by the Company's audit committee
of WithumSmith+Brown, PC to serve as the
Company's independent registered public
accounting firm for the year ending
December 31, 2019.
4) The Adjournment Proposal - to approve the Mgmt Against Against
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for, or otherwise in
connection with, the approval of proposal
1.
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TWELVE SEAS INVESTMENT COMPANY Agenda Number: 935110724
--------------------------------------------------------------------------------------------------------------------------
Security: G9145A107
Meeting Type: Special
Meeting Date: 19-Dec-2019
Ticker: BROG
ISIN: KYG9145A1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) The Business Combination Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve and adopt the Business Combination
Agreement, dated as of April 15, 2019 (as
may be amended), by and among Twelve Seas
Investment Company, Brooge Holdings
Limited, Brooge Merger Sub, Brooge Petrolum
And Gas Investment Company FZE and the
other parties thereto, and the transactions
contemplated thereby (the "Business
Combination").
2) The Merger Proposal - To consider and vote Mgmt Against Against
upon a proposal to approve the merger of
Twelve Seas Investment Company with Brooge
Merger Sub Limited.
3) The Share Issuance Proposal - To consider Mgmt Against Against
and vote upon a proposal, if necessary, to
approve, for purposes of complying with
applicable NASDAQ Stock Market LLC listing
rules, the issuance of more than 20% of the
issued and outstanding ordinary shares of
Twelve Seas Investment Company in financing
transactions in connection with the
Business Combination.
4) The Adjournment Proposal - To consider and Mgmt Against Against
vote upon a proposal to adjourn the
Extraordinary General Meeting to a later
date or dates, if necessary, to permit
further solicitation and vote of proxies
if, based upon the tabulated vote at the
time of the meeting, there are not
sufficient votes to approve the Business
Combination Proposal, the Merger Proposal
and the Share Issuance Proposal, as
applicable.
CrossingBridge Long/Short Credit Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities
or have any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/19/2020