UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05128
NAME OF REGISTRANT: The Swiss Helvetia Fund,
Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: c/o U.S. Bank Global Fund
Services
615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Andrew Dakos, President and
Chief Executive Officer
c/o U.S. Bank Global Fund
Services
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 800-730-2932
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
The Swiss Helvetia Fund, Inc.
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 712221352
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2019
2 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt Against Against
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: CHF 0.80 GROSS Mgmt For For
PER REGISTERED SHARE
5 AMENDMENT TO THE ARTICLES OF INCORPORATION: Mgmt For For
ARTICLE 39 PARA. 2 OF THE ARTICLES OF
INCORPORATION
6.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E.
FROM THE 2020 ANNUAL GENERAL MEETING TO THE
2021 ANNUAL GENERAL MEETING
6.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I.E. 2021
7.1 ELECTION OF MATTI ALAHUHTA, AS DIRECTOR TO Mgmt For For
THE BOARD OF DIRECTORS
7.2 ELECTION OF GUNNAR BROCK, AS DIRECTOR TO Mgmt For For
THE BOARD OF DIRECTORS
7.3 ELECTION OF DAVID CONSTABLE, AS DIRECTOR TO Mgmt For For
THE BOARD OF DIRECTORS
7.4 ELECTION OF FREDERICO FLEURY CURADO, AS Mgmt For For
DIRECTOR TO THE BOARD OF DIRECTORS
7.5 ELECTION OF LARS FOERBERG, AS DIRECTOR TO Mgmt For For
THE BOARD OF DIRECTORS
7.6 ELECTION OF JENNIFER XIN-ZHE LI, AS Mgmt For For
DIRECTOR TO THE BOARD OF DIRECTORS
7.7 ELECTION OF GERALDINE MATCHETT, AS DIRECTOR Mgmt For For
TO THE BOARD OF DIRECTORS
7.8 ELECTION OF DAVID MELINE, AS DIRECTOR TO Mgmt For For
THE BOARD OF DIRECTORS
7.9 ELECTION OF SATISH PAI, AS DIRECTOR TO THE Mgmt For For
BOARD OF DIRECTORS
7.10 ELECTION OF JACOB WALLENBERG, AS DIRECTOR Mgmt For For
7.11 ELECTION OF PETER VOSER, AS DIRECTOR AND Mgmt For For
CHAIRMAN
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
DAVID CONSTABLE
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
FREDERICO FLEURY CURADO
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
JENNIFER XIN-ZHE LI
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER
10 ELECTION OF THE AUDITORS: KPMG AG, ZURICH Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 306339 DUE TO RECEIVED CHANGE IN
TEXT OF RESOLUTION NUMBER 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AMS AG Agenda Number: 712582370
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: OGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 ALLOCATION OF NET PROFITS Mgmt For For
3 DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 APPROVAL OF REMUNERATION FOR SUPERVISORY Mgmt For For
BOARD
6 ELECTION EXTERNAL AUDITOR: KPMG AUSTRIA Mgmt For For
GMBH
7 APPROVAL REMUNERATION POLICY Mgmt Against Against
8 APPROVAL OF ISSUANCE OF FINANCIAL Mgmt For For
INSTRUMENTS ACCORD. PAR 174 AKTG (SHARE
LAW)
9 APPROVAL OF CONDITIONAL CAPITAL INCREASE Mgmt For For
FOR ISSUANCE OF FINANCIAL INSTRUMENTS
10 AMENDMENT BYLAWS Mgmt For For
11 REPORT OF THE COMPANY CONCERNING OWN SHARES Non-Voting
CMMT 13 MAY 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 22
MAY 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE THE TRUE RECORD DATE FOR THIS MEETING
IS 24 MAY 2020.THANK YOU
CMMT 14 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION TEXT OF RESOLUTION 6. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARYZTA AG Agenda Number: 711701157
--------------------------------------------------------------------------------------------------------------------------
Security: H0336B110
Meeting Type: AGM
Meeting Date: 14-Nov-2019
Ticker:
ISIN: CH0043238366
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1.1 APPROVAL OF THE MANAGEMENT REPORT, COMPANY Mgmt For For
FINANCIAL STATEMENTS AND GROUP CONSOLIDATED
FINANCIAL STATEMENTS 2019
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Abstain Against
2019
2 APPROPRIATION OF AVAILABLE EARNINGS 2019 Mgmt For For
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
4.1.1 ELECTION OF LUISA DELGADO AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.2 ELECTION OF ALEJANDRO LEGARDA ZARAGUETA AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF GARY MCGANN AS MEMBER AND AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF MIKE ANDRES AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF GREG FLACK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF DAN FLINTER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF ANNETTE FLYNN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF JIM LEIGHTON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF TIM LODGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.110 RE-ELECTION OF KEVIN TOLAND AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF ROLF WATTER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MIKE ANDRES AS MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF DAN FLINTER AS MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF GARY MCGANN AS MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF ROLF WATTER AS MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE
4.3 ELECTION OF THE AUDITOR: ERNST & YOUNG AG, Mgmt For For
ZURICH
4.4 RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For For
REPRESENTATIVE: RE-ELECTION OF PATRICK
O'NEILL, ATTORNEY AT LAW, LANTER ATTORNEYS
AT LAW, ZURICH
5.1 REMUNERATION OF THE BOARD OF DIRECTORS Mgmt For For
5.2 REMUNERATION OF EXECUTIVE MANAGEMENT Mgmt For For
6.1 CONDITIONAL CAPITAL Mgmt For For
6.2 AUTHORISED CAPITAL Mgmt For For
7.1 AMENDMENT TO ARTICLE 11 LIT. B) - AGENDA Mgmt For For
ITEMS
7.2.1 AMENDMENT TO ARTICLE 16 LIT. A) - Mgmt For For
COMPOSITION OF BOARD OF DIRECTORS
7.2.2 AMENDMENT TO ARTICLE 19 PARA. 2 - CASTING Mgmt For For
VOTE OF CHAIRMAN OF THE BOARD OF DIRECTORS
7.2.3 AMENDMENT TO ARTICLE 25 LIT. A) - MANDATES Mgmt For For
7.3.1 AMENDMENTS TO ARTICLE 7 LIT. B) AND C) Mgmt For For
7.3.2 AMENDMENTS TO ARTICLE 30 PARA. 1 Mgmt For For
7.3.3 ANNULATION OF ARTICLE 34 Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT IF YOU HOLD CDI SHARES AND Non-Voting
PARTICIPATE AT THIS MEETING, YOUR GLOBAL
CUSTODIAN WILL BE REQUIRED TO TRANSFER YOUR
SHARES TO AN ESCROW ACCOUNT. SHARES MAY BE
BLOCKED DURING THIS TIME. IF THE VOTED
POSITION IS NOT TRANSFERRED TO THE REQUIRED
ESCROW ACCOUNT IN CREST, THE SUBMITTED VOTE
TO BROADRIDGE WILL BE REJECTED BY THE
REGISTRAR. BY VOTING ON THIS MEETING YOUR
CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS
THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. HOWEVER,
THIS MAY DIFFER FROM CUSTODIAN TO
CUSTODIAN. FOR FULL UNDERSTANDING OF THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU,
PLEASE CONTACT YOUR CUSTODIAN DIRECTLY
--------------------------------------------------------------------------------------------------------------------------
BALOISE-HOLDING AG Agenda Number: 712310286
--------------------------------------------------------------------------------------------------------------------------
Security: H04530202
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: CH0012410517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2019
2 DISCHARGE Mgmt For For
3 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For
4.1.1 ELECTIONS: BOARD OF DIRECTOR: DR ANDREAS Mgmt Against Against
BURCKHARDT (MEMBER AND CHAIRMAN IN SINGLE
VOTE)
4.1.2 ELECTIONS: BOARD OF DIRECTOR: DR ANDREAS Mgmt For For
BEERLI
4.1.3 ELECTIONS: BOARD OF DIRECTOR: CHRISTOPH B. Mgmt For For
GLOOR
4.1.4 ELECTIONS: BOARD OF DIRECTOR: HUGO LASAT Mgmt For For
4.1.5 ELECTIONS: BOARD OF DIRECTOR: CHRISTOPH Mgmt For For
MADER
4.1.6 ELECTIONS: BOARD OF DIRECTOR: DR MARKUS R. Mgmt For For
NEUHAUS
4.1.7 ELECTIONS: BOARD OF DIRECTOR: DR THOMAS VON Mgmt For For
PLANTA
4.1.8 ELECTIONS: BOARD OF DIRECTOR: THOMAS Mgmt For For
PLEINES
4.1.9 ELECTIONS: BOARD OF DIRECTOR: PROF. DR Mgmt For For
HANS-JORG SCHMIDT-TRENZ
4.110 ELECTIONS: BOARD OF DIRECTOR: PROF. DR Mgmt For For
MARIE-NOELLE VENTURI - ZEN-RUFFINEN
4.2.1 ELECTIONS: REMUNERATION COMMITTEE: Mgmt For For
CHRISTOPH MADER
4.2.2 ELECTIONS: REMUNERATION COMMITTEE: THOMAS Mgmt For For
PLEINES
4.2.3 ELECTIONS: REMUNERATION COMMITTEE: PROF. DR Mgmt For For
HANS-JORG SCHMIDT-TRENZ
4.2.4 ELECTIONS: REMUNERATION COMMITTEE: PROF. DR Mgmt For For
MARIE-NOELLE VENTURI - ZEN-RUFFINEN
4.3 ELECTIONS: INDEPENDENT PROXY: DR CHRISTOPHE Mgmt For For
SARASIN
4.4 ELECTIONS: STATUTORY AUDITORS: ERNST & Mgmt For For
YOUNG AG
5.1 REMUNERATION OF THE BOARD OF DIRECTORS Mgmt Against Against
5.2.1 REMUNERATION OF THE CORPORATE EXECUTIVE Mgmt For For
COMMITTEE: FIXED REMUNERATION
5.2.2 REMUNERATION OF THE CORPORATE EXECUTIVE Mgmt For For
COMMITTEE: VARIABLE REMUNERATION
6 IN THE EVENT THAT SHAREHOLDERS PUT FORWARD Shr Against For
SUPPLEMENTARY PROPOSALS OR AMENDMENTS TO
THE PUBLISHED AGENDA ITEMS AND/OR NEW
MOTIONS PURSUANT TO ART. 700 (3) OF THE
SWISS CODE OF OBLIGATIONS, I HEREBY ISSUE
THE FOLLOWING VOTING INSTRUCTION, IF NO
SUCH GENERAL INSTRUCTION IS GIVEN, THE
INDEPENDENT PROXY WILL ABSTAIN FROM VOTING:
(YES=APPROVE THE SHAREHOLDERS PROPOSALS,
NO=REJECT THE SHAREHOLDERS PROPOSALS,
ABSTAIN=ABSTENTION)
--------------------------------------------------------------------------------------------------------------------------
BELIMO HOLDING AG Agenda Number: 712244564
--------------------------------------------------------------------------------------------------------------------------
Security: H07171103
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: CH0001503199
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF BELIMO HOLDING AG
AND THE CONSOLIDATED FINANCIAL STATEMENTS
2019
2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
AVAILABLE EARNINGS
3 CONSULTATIVE VOTE ON THE 2019 REMUNERATION Mgmt For For
REPORT AND REMUNERATION FOR THE FINANCIAL
YEAR 2019
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5.1 APPROVAL OF THE FIXED REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE FIXED AND VARIABLE Mgmt For For
REMUNERATION OF THE GROUP EXECUTIVE
COMMITTEE FOR 2020
6.1.1 RE-ELECTION OF THE BOARD OF DIRECTOR: PROF. Mgmt For For
ADRIAN ALTENBURGER
6.1.2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
PATRICK BURKHALTER
6.1.3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
SANDRA EMME
6.1.4 RE-ELECTION OF THE BOARD OF DIRECTOR: URBAN Mgmt For For
LINSI
6.1.5 RE-ELECTION OF THE BOARD OF DIRECTOR: DR. Mgmt For For
MARTIN ZWYSSIG
6.2.1 NEW ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
STEFAN RANSTRANDI
6.3.1 RE-ELECTION OF PATRICK BURKHALTER AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
6.3.2 RE-ELECTION OF DR. MARTIN ZWYSSIG AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
6.4.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE: PROF. ADRIAN
ALTENBURGER (LEAD)
6.4.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
REMUNERATION COMMITTEE: SANDRA EMME
6.5 RE-ELECTION OF THE INDEPENDENT VOTING RIGHT Mgmt For For
REPRESENTATIVE, PROXY VOTING SERVICES GMBH,
DR. RENE SCHWARZENBACH, ZURICH
(SWITZERLAND)
6.6 RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
AG
--------------------------------------------------------------------------------------------------------------------------
BKW AG Agenda Number: 712469976
--------------------------------------------------------------------------------------------------------------------------
Security: H10053108
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: CH0130293662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND
FINANCIAL STATEMENTS FOR 2019
2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt Against Against
2019
3 GRANTING OF DISCHARGE TO THE BOARD OF Mgmt For For
DIRECTORS
4 APPROPRIATION OF RETAINED EARNINGS 2019: IF Mgmt For For
THE GENERAL MEETING APPROVES THIS PROPOSAL
FOR THE APPROPRIATION OF RETAINED EARNINGS,
THE DIVIDEND OF CHF 2.20 PER SHARE MINUS 35
% WITHHOLDING TAX, I.E. CHF 1.43 NET PER
SHARE, WILL BE PAID FREE FROM EXPENSES ON
OR AFTER 22 MAY 2020
5.A APPROVAL OF THE MAXIMUM REMUNERATION TO BE Mgmt For For
PAID TO MEMBERS OF THE BOARD OF DIRECTORS
AND THE GROUP EXECUTIVE BOARD DURING THE
REMUNERATION PERIOD 2020/2021: REMUNERATION
OF THE BOARD OF DIRECTORS
5.B APPROVAL OF THE MAXIMUM REMUNERATION TO BE Mgmt Against Against
PAID TO MEMBERS OF THE BOARD OF DIRECTORS
AND THE GROUP EXECUTIVE BOARD DURING THE
REMUNERATION PERIOD 2020/2021: REMUNERATION
FOR THE GROUP EXECUTIVE BOARD
6.A.1 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt Against Against
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: URS GASCHE
6.A.2 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt For For
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: HARTMUT GELDMACHER
6.A.3 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt For For
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: KURT SCHAR
6.A.4 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt For For
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: ROGER BAILLOD
6.A.5 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt For For
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: CAROLE ACKERMANN
6.A.6 IN RESPECT OF THE NEXT LEGAL TERM OF Mgmt For For
OFFICE, I.E. UNTIL THE 2021 GENERAL
MEETING, THE BOARD OF DIRECTORS PROPOSES
THAT THE FOLLOWING EXISTING MEMBER BE
INDIVIDUALLY RE-ELECTED TO THE BOARD OF
DIRECTORS: REBECCA GUNTERN
6.B.1 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt Against Against
DIRECTORS: THE BOARD OF DIRECTORS PROPOSES
THAT URS GASCHE BE RE-ELECTED AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR THE NEXT
LEGAL TERM OF OFFICE I.E. UNTIL CONCLUSION
OF THE 2021 GENERAL MEETING
6.C.1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Against Against
FOLLOWING MEMBER BE INDIVIDUALLY RE-ELECTED
TO THE NOMINATION AND REMUNERATION
COMMITTEE FOR THE NEXT LEGAL TERM OF OFFICE
I.E. UNTIL CONCLUSION OF THE 2021 GENERAL
MEETING: URS GASCHE
6.C.2 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Against Against
FOLLOWING MEMBER BE INDIVIDUALLY RE-ELECTED
TO THE NOMINATION AND REMUNERATION
COMMITTEE FOR THE NEXT LEGAL TERM OF OFFICE
I.E. UNTIL CONCLUSION OF THE 2021 GENERAL
MEETING: HARTMUT GELDMACHER
6.C.3 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Against Against
FOLLOWING MEMBER BE INDIVIDUALLY RE-ELECTED
TO THE NOMINATION AND REMUNERATION
COMMITTEE FOR THE NEXT LEGAL TERM OF OFFICE
I.E. UNTIL CONCLUSION OF THE 2021 GENERAL
MEETING: ANDREAS RICKENBACHER
6.D.1 ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF ANDREAS BYLAND, NOTARY, BERN, AS
INDEPENDENT PROXY FOR THE NEXT LEGAL TERM
OF OFFICE I.E. UNTIL CONCLUSION OF THE 2021
GENERAL MEETING
6.E.1 ELECTION OF THE AUDITORS: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT ERNST & YOUNG LTD
BE RE-APPOINTED AS AUDITORS FOR THE 2020
FINANCIAL YEAR
CMMT 04 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTION 6.B.1, 6.D.1 AND 6.E.1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BURCKHARDT COMPRESSION HOLDING AG Agenda Number: 711304357
--------------------------------------------------------------------------------------------------------------------------
Security: H12013100
Meeting Type: AGM
Meeting Date: 06-Jul-2019
Ticker:
ISIN: CH0025536027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
2 APPROVAL OF ANNUAL REPORT, CONSOLIDATED AND Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND
ACKNOWLEDGMENT OF AUDITORS REPORT FOR
FISCAL YEAR 2018
3 ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
4 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
EXECUTIVE BOARD
5.1 RENEWAL OF AUTHORIZED CAPITAL Mgmt Against Against
5.2 ADAPTATION OF ARTICLE 9 PARAGRAPH 5 Mgmt For For
(BARRIER TO REQUEST DISCUSSION)
6.1.1 RE-ELECTION OF VALENTIN VOGT AS BOARD OF Mgmt For For
DIRECTOR
6.1.2 RE-ELECTION OF URS LEINHAEUSER AS BOARD OF Mgmt Against Against
DIRECTOR
6.1.3 RE-ELECTION OF DR. MONIKA KRUESI AS BOARD Mgmt For For
OF DIRECTOR
6.1.4 RE-ELECTION OF DR. STEPHAN BROSS AS BOARD Mgmt For For
OF DIRECTOR
6.1.5 ELECTION OF DAVID DEAN AS BOARD OF DIRECTOR Mgmt For For
6.2 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTOR: VALENTIN VOGT
6.3.1 RE-ELECTION OF DR. STEPHAN BROSS AS MEMBER Mgmt For For
OF THE NOMINATION AND COMPENSATION
COMMITTEE
6.3.2 ELECTION OF DR. MONIKA KRUESI AS MEMBER OF Mgmt For For
THE NOMINATION AND COMPENSATION COMMITTEE
6.4 RE-ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
6.5 ELECTION OF THE INDEPENDENT PROXY HOLDER: Mgmt For For
KELLER KLG, ATTORNEY
7.1 ELECTIONS ON THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE BOARD:
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
VARIABLE COMPENSATION FOR THE EXECUTIVE
BOARD FISCAL YEAR 2018
7.2 ELECTIONS ON THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE BOARD:
CONSULTATIVE VOTE ON THE COMPENSATION
REPORT FOR FISCAL YEAR 2018
7.3 ELECTIONS ON THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE BOARD:
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION FOR MEMBERS OF THE BOARD
OF DIRECTORS FISCAL YEAR 2020
7.4 ELECTIONS ON THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE BOARD:
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION FOR THE MEMBERS OF THE
OF THE EXECUTIVE BOARD FISCAL YEAR 2020
CMMT 10 JUN 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CEMBRA MONEY BANK AG Agenda Number: 712298187
--------------------------------------------------------------------------------------------------------------------------
Security: H1329L107
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: CH0225173167
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT 2019 (APPROVAL OF MANAGEMENT Mgmt For For
REPORT 2019, CONSOLIDATED AND INDIVIDUAL
FINANCIAL STATEMENTS 2019)
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2019
3 ALLOCATION OF DISTRIBUTABLE PROFIT AND Mgmt For For
DISTRIBUTION: CHF 3.75 PER SHARE
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MANAGEMENT BOARD
5.1.1 RE-ELECTION OF FELIX WEBER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF PETER ATHANAS AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF URS BAUMANN AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF DENIS HALL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF KATRINA MACHIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.2 ELECTION OF THOMAS BUESS NEW MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.3 RE-ELECTION OF FELIX WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
5.4.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION AND NOMINATION COMMITTEE: URS
BAUMANN
5.4.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION AND NOMINATION COMMITTEE:
KATRINA MACHIN
5.4.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
AND NOMINATION COMMITTEE: PETER ATHANAS
5.5 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM ANWALTSKANZLEI KELLER KLG, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR A TERM
OF OFFICE ENDING WITH THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING
5.6 RE-ELECTION OF THE INDEPENDENT AUDITORS: Mgmt For For
THE BOARD OF DIRECTORS PROPOSES THAT KPMG
AG, ZURICH, BE RE-ELECTED AS INDEPENDENT
AUDITORS OF THE BANK FOR A ONE-YEAR TERM OF
OFFICE
6.1 APPROVAL OF THE TOTAL COMPENSATION OF THE Mgmt For For
BOARD OF DIRECTORS
6.2 APPROVAL OF THE TOTAL FIXED AND VARIABLE Mgmt For For
COMPENSATION OF THE MANAGEMENT BOARD
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 711446028
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: AGM
Meeting Date: 11-Sep-2019
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
GENERAL MEETING, HAVING TAKEN NOTE OF THE
REPORTS OF THE AUDITOR, APPROVE THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, THE FINANCIAL STATEMENTS OF THE
COMPANY AND THE DIRECTORS' REPORT FOR THE
BUSINESS YEAR ENDED 31 MARCH 2019
2 APPROPRIATION OF PROFITS: CHF 2.00 BE PAID Mgmt For For
PER RICHEMONT SHARE
3 THE BOARD OF DIRECTORS PROPOSES THAT ITS Mgmt For For
MEMBERS AND THE MEMBERS OF THE SENIOR
EXECUTIVE COMMITTEE BE RELEASED FROM THEIR
LIABILITIES IN RESPECT OF THE BUSINESS YEAR
ENDED 31 MARCH 2019
4.1 RE-ELECTION OF THE BOARD OF DIRECTOR AND Mgmt For For
ITS CHAIRMAN: JOHANN RUPERT
4.2 RE-ELECTION OF BOARD OF DIRECTOR: JOSUA Mgmt Against Against
MALHERBE TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.3 RE-ELECTION OF BOARD OF DIRECTOR: NIKESH Mgmt Against Against
ARORA TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.4 RE-ELECTION OF BOARD OF DIRECTOR: NICOLAS Mgmt Against Against
BOS TO SERVE FOR A FURTHER TERM OF ONE YEAR
4.5 RE-ELECTION OF BOARD OF DIRECTOR: CLAY Mgmt For For
BRENDISH TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.6 RE-ELECTION OF BOARD OF DIRECTOR: Mgmt Against Against
JEAN-BLAISE ECKERT TO SERVE FOR A FURTHER
TERM OF ONE YEAR
4.7 RE-ELECTION OF BOARD OF DIRECTOR: BURKHART Mgmt Against Against
GRUND TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.8 RE-ELECTION OF BOARD OF DIRECTOR: SOPHIE Mgmt Against Against
GUIEYSSE TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.9 RE-ELECTION OF BOARD OF DIRECTOR: KEYU JIN Mgmt For For
TO SERVE FOR A FURTHER TERM OF ONE YEAR
4.10 RE-ELECTION OF BOARD OF DIRECTOR: JEROME Mgmt Against Against
LAMBERT TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.11 RE-ELECTION OF BOARD OF DIRECTOR: RUGGERO Mgmt Against Against
MAGNONI TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.12 RE-ELECTION OF BOARD OF DIRECTOR: JEFF MOSS Mgmt For For
TO SERVE FOR A FURTHER TERM OF ONE YEAR
4.13 RE-ELECTION OF BOARD OF DIRECTOR: VESNA Mgmt For For
NEVISTIC TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.14 RE-ELECTION OF BOARD OF DIRECTOR: GUILLAUME Mgmt For For
PICTET TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.15 RE-ELECTION OF BOARD OF DIRECTOR: ALAN Mgmt Against Against
QUASHA TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.16 RE-ELECTION OF BOARD OF DIRECTOR: MARIA Mgmt For For
RAMOS TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.17 RE-ELECTION OF BOARD OF DIRECTOR: ANTON Mgmt Against Against
RUPERT TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.18 RE-ELECTION OF BOARD OF DIRECTOR: JAN Mgmt Against Against
RUPERT TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.19 RE-ELECTION OF BOARD OF DIRECTOR: GARY Mgmt Against Against
SAAGE TO SERVE FOR A FURTHER TERM OF ONE
YEAR
4.20 RE-ELECTION OF BOARD OF DIRECTOR: CYRILLE Mgmt Against Against
VIGNERON TO SERVE FOR A FURTHER TERM OF ONE
YEAR
CMMT IF CLAY BRENDISH IS RE-ELECTED, THEN CLAY Non-Voting
BRENDISH WILL BE APPOINTED CHAIRMAN OF THE
COMPENSATION COMMITTEE. THANK YOU
5.1 RE-ELECTION OF BOARD OF DIRECTOR: CLAY Mgmt Against Against
BRENDISH TO THE COMPENSATION COMMITTEE FOR
A TERM OF ONE YEAR
5.2 RE-ELECTION OF BOARD OF DIRECTOR: KEYU JIN Mgmt Against Against
TO THE COMPENSATION COMMITTEE FOR A TERM OF
ONE YEAR
5.3 RE-ELECTION OF BOARD OF DIRECTOR: GUILLAUME Mgmt Against Against
PICTET TO THE COMPENSATION COMMITTEE FOR A
TERM OF ONE YEAR
5.4 RE-ELECTION OF BOARD OF DIRECTOR: MARIA Mgmt Against Against
RAMOS TO THE COMPENSATION COMMITTEE FOR A
TERM OF ONE YEAR
6 RE-ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
THE BOARD OF DIRECTORS PROPOSES THE
ELECTION OF THE FIRM ETUDE GAMPERT &
DEMIERRE, NOTAIRES, AS INDEPENDENT
REPRESENTATIVE OF THE SHAREHOLDERS FOR A
TERM OF ONE YEAR
8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS
8.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
FIXED COMPENSATION OF THE MEMBERS OF THE
SENIOR EXECUTIVE COMMITTEE
8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
VARIABLE COMPENSATION OF THE MEMBERS OF THE
SENIOR EXECUTIVE COMMITTEE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG Agenda Number: 712303394
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
1.2 APPROVAL OF THE 2019 MANAGEMENT REPORT, THE Mgmt For For
2019 PARENT COMPANY FINANCIAL STATEMENTS,
AND THE 2019 GROUP CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
ORDINARY DISTRIBUTION OF DIVIDENDS PAYABLE
OUT OF RETAINED EARNINGS AND CAPITAL
CONTRIBUTION RESERVES
4 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For
SHARES THAT WERE REPURCHASED UNDER THE
SHARE BUYBACK PROGRAMS IN 2019/2020
5.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF IRIS BOHNET MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF CHRISTIAN GELLERSTAD MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF ANDREAS GOTTSCHLING MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF MICHAEL KLEIN MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF SHAN LI MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.7 RE-ELECTION OF SERAINA MACIA MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF KAI S. NARGOLWALA MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF ANA PAULA PESSOA MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF JOAQUIN J. RIBEIRO MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.111 RE-ELECTION OF SEVERIN SCHWAN MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.112 RE-ELECTION OF JOHN TINER MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.113 ELECTION OF RICHARD MEDDINGS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF IRIS BOHNET A MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF CHRISTIAN GELLERSTAD A Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF MICHAEL KLEIN A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.4 RE-ELECTION OF KAI S. NARGOLWALA A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
6.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: SHORT-TERM VARIABLE
INCENTIVE COMPENSATION (STI)
6.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: FIXED COMPENSATION
6.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: LONG-TERM VARIABLE
INCENTIVE COMPENSATION (LTI)
7.1 ELECTION OF THE INDEPENDENT AUDITORS : Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
7.2 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
7.3 ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP, ZURICH
CMMT IF, AT THE ANNUAL GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS:
8.1 PROPOSALS OF SHAREHOLDERS Shr Against For
8.2 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DKSH HOLDING AG Agenda Number: 712364722
--------------------------------------------------------------------------------------------------------------------------
Security: H2012M121
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0126673539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE FINANCIAL STATEMENTS OF Mgmt For For
DKSH HOLDING LTD. AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DKSH GROUP FOR THE FINANCIAL YEAR 2019:
REPORTS OF THE STATUTORY AUDITORS
2 APPROPRIATION OF AVAILABLE EARNINGS AS PER Mgmt For For
BALANCE SHEET 2019 AND DECLARATION OF
DIVIDEND
3 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND OF THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2019
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
4.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. WOLFGANG BAIER
5.1.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. JACK CLEMONS
5.1.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. MARCO GADOLA
5.1.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. FRANK CH. GULICH
5.1.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ADRIAN T. KELLER
5.1.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ANDREAS W. KELLER
5.1.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER
5.1.8 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: DR. HANS CHRISTOPH TANNER
5.1.9 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS. EUNICE ZEHNDER-LAI
5.2 ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
5.3.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: RE-ELECTION OF
DR. FRANK CH. GULICH
5.3.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: RE-ELECTION OF
MS. EUNICE ZEHNDER-LAI
5.3.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: ELECTION OF MR.
ADRIAN T. KELLER
6 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
ERNST AND YOUNG LTD., ZURICH FOR THE
FINANCIAL YEAR 2020
7 RE-ELECTION OF THE INDEPENDENT PROXY: MR. Mgmt For For
ERNST A. WIDMER, ZURICH
--------------------------------------------------------------------------------------------------------------------------
FEINTOOL INTERNATIONAL HOLDING AG Agenda Number: 712354632
--------------------------------------------------------------------------------------------------------------------------
Security: H24510135
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: CH0009320091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt Against Against
AMOUNT OF CHF 1.5 MILLION
4.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt Against Against
IN THE AMOUNT OF CHF 1.9 MILLION
5.1.1 REELECT ALEXANDER VON WITZLEBEN AS DIRECTOR Mgmt Against Against
5.1.2 REELECT NORBERT INDLEKOFER AS DIRECTOR Mgmt For For
5.1.3 REELECT HEINZ LOOSLI AS DIRECTOR Mgmt Against Against
5.1.4 ELECT MARCUS BOLLIG AS DIRECTOR Mgmt For For
5.1.5 ELECT CHRISTIAN MAEDER AS DIRECTOR Mgmt For For
5.2 REELECT ALEXANDER VON WITZLEBEN AS BOARD Mgmt Against Against
CHAIRMAN
5.3.1 REAPPOINT ALEXANDER VON WITZLEBEN AS MEMBER Mgmt Against Against
OF THE COMPENSATION COMMITTEE
5.3.2 APPOINT CHRISTIAN MAEDER AS MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE
5.4 DESIGNATE COT TREUHAND.AG AS INDEPENDENT Mgmt For For
PROXY
5.5 RATIFY KPMG AG AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FORBO HOLDING AG Agenda Number: 712261748
--------------------------------------------------------------------------------------------------------------------------
Security: H26865214
Meeting Type: AGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: CH0003541510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2019 BUSINESS YEAR AND
RECEIPT OF THE REPORTS OF THE STATUTORY
AUDITOR
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
3 APPROPRIATION OF AVAILABLE EARNINGS IN Mgmt For For
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS
4.1 ACCEPTANCE OF THE 2019 REMUNERATION REPORT Mgmt For For
(CONSULTATIVE VOTE)
4.2 APPROVAL OF THE MAXIMUM TOTAL REMUNERATION Mgmt For For
OF THE BOARD OF DIRECTORS FOR 2021
4.3 APPROVAL OF THE MAXIMUM FIXED REMUNERATION Mgmt Against Against
OF THE EXECUTIVE BOARD FOR 2021
4.4 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt For For
REMUNERATION OF THE EXECUTIVE BOARD FOR
2019
4.5 APPROVAL OF THE MAXIMUM LONG-TERM Mgmt For For
PARTICIPATION OF THE EXECUTIVE BOARD FOR
2020
5.1 RE-ELECTION OF THIS E. SCHNEIDER AS Mgmt For For
EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS
5.2 RE-ELECTION OF DR. PETER ALTORFER AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.3 RE-ELECTION OF MICHAEL PIEPER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.4 RE-ELECTION OF CLAUDIA CONINX-KACZYNSKI AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
5.5 RE-ELECTION OF DR. RETO MUELLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.6 RE-ELECTION OF VINCENT STUDER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1 RE-ELECTION OF DR. PETER ALTORFER AS A Mgmt Against Against
MEMBER OF THE REMUNERATION COMMITTEE
6.2 RE-ELECTION OF CLAUDIA CONINX-KACZYNSKI AS Mgmt For For
A MEMBER OF THE REMUNERATION COMMITTEE
6.3 RE-ELECTION OF MICHAEL PIEPER AS A MEMBER Mgmt Against Against
OF THE REMUNERATION COMMITTEE
7 ELECTION OF THE STATUTORY AUDITOR: KPMG AG Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY: RENE Mgmt For For
PEYER, ZUG
--------------------------------------------------------------------------------------------------------------------------
GALENICA AG Agenda Number: 712457224
--------------------------------------------------------------------------------------------------------------------------
Security: H28456103
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: CH0360674466
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 MANAGEMENT REPORT AND ANNUAL FINANCIAL Mgmt For For
STATEMENTS 2019 OF GALENICA LTD. AND
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GALENICA GROUP FOR 2019; ACKNOWLEDGEMENT OF
THE AUDITORS' REPORTS
2 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
CORPORATE EXECUTIVE COMMITTEE
3.1 APPROPRIATION OF THE 2019 AVAILABLE Mgmt For For
EARNINGS
3.2 APPROPRIATION OF RESERVES FROM CAPITAL Mgmt For For
CONTRIBUTIONS
4 REMUNERATION REPORT 2019 Mgmt For For
5.1 TOTAL AMOUNT OF REMUNERATION OF THE BOARD Mgmt Against Against
OF DIRECTORS
5.2 TOTAL AMOUNT OF REMUNERATION OF THE Mgmt For For
CORPORATE EXECUTIVE COMMITTEE
6.1.1 RE-ELECTION OF DANIELA BOSSHARDT AS MEMBER Mgmt Against Against
AND CHAIRWOMAN OF THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF BERTRAND JUNGO AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF PROF. DR. MICHEL BURNIER AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF DR. MARKUS NEUHAUS AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF DR. PHILIPPE NUSSBAUMER AS Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.7 ELECTION OF PASCALE BRUDERER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
6.2.2 ELECTION OF DR. MARKUS R. NEUHAUS AS MEMBER Mgmt Against Against
OF THE REMUNERATION COMMITTEE
6.2.3 ELECTION OF PASCALE BRUDERER AS MEMBER OF Mgmt For For
THE REMUNERATION COMMITTEE
6.3 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For
RE-ELECTION OF WALDER WYSS LTD., DR. IUR.
THOMAS NAGEL, ATTORNEY AT LAW, FOR A TERM
OF OFFICE UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING
6.4 THE BOARD OF DIRECTORS PROPOSES THE Mgmt For For
RE-ELECTION OF ERNST & YOUNG LTD. FOR A
TERM OF OFFICE UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
CMMT 27 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.2.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HELVETIA HOLDING AG Agenda Number: 712346976
--------------------------------------------------------------------------------------------------------------------------
Security: H3701P102
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: CH0466642201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 5.00 PER SHARE
4.1 REELECT DORIS SCHURTER AS DIRECTOR AND Mgmt Against Against
BOARD CHAIRMAN
4.2.1 REELECT BEAT FELLMANN AS DIRECTOR Mgmt For For
4.2.2 REELECT JEAN-RENE FOURNIER AS DIRECTOR Mgmt For For
4.2.3 REELECT IVO FURRER AS DIRECTOR Mgmt For For
4.2.4 REELECT HANS KUENZLE AS DIRECTOR Mgmt Against Against
4.2.5 REELECT CHRISTOPH LECHNER AS DIRECTOR Mgmt Against Against
4.2.6 REELECT GABRIELA PAYER AS DIRECTOR Mgmt For For
4.2.7 REELECT THOMAS SCHMUECKLI AS DIRECTOR Mgmt For For
4.2.8 REELECT ANDREAS VON PLANTA AS DIRECTOR Mgmt Against Against
4.2.9 REELECT REGULA WALLIMANN AS DIRECTOR Mgmt For For
4.3.1 APPOINT JEAN-RENE FOURNIER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.2 REAPPOINT GABRIELA PAYER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.3 REAPPOINT ANDREAS VON PLANTA AS MEMBER OF Mgmt Against Against
THE NOMINATION AND COMPENSATION COMMITTEE
4.3.4 REAPPOINT REGULA WALLIMANN AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
5 APPROVE CREATION OF CHF 149,177 POOL OF Mgmt Against Against
AUTHORIZED CAPITAL WITHOUT PREEMPTIVE
RIGHTS
6.1 APPROVE FIXED REMUNERATION OF DIRECTORS IN Mgmt Against Against
THE AMOUNT OF CHF 3 MILLION
6.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt Against Against
COMMITTEE IN THE AMOUNT OF CHF 7.8 MILLION
6.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 5.5 MILLION
7 DESIGNATE SCHMUKI BACHMANN AS INDEPENDENT Mgmt For For
PROXY
8 RATIFY KPMG AG AS AUDITORS Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
IMPLENIA AG Agenda Number: 712237090
--------------------------------------------------------------------------------------------------------------------------
Security: H41929102
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: CH0023868554
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
FINANCIAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR 2019
1.2 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
2 APPROPRIATION OF AVAILABLE EARNINGS, Mgmt For For
DISTRIBUTION OF A DIVIDEND IN THE AMOUNT OF
GROSS CHF 0.75 PER REGISTERED SHARE
3 SPECIAL DISTRIBUTION BY WAY OF A DIVIDEND Mgmt For For
IN KIND TO EFFECT THE SPIN-OFF OF INA
INVEST HOLDING LTD
4 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE FOR THE 2019 FINANCIAL YEAR
5.1 APPROVAL OF THE MAXIMUM TOTAL COMPENSATION Mgmt For For
OF THE BOARD OF DIRECTORS FROM THE 2020 AGM
TO THE 2021 AGM
5.2 APPROVAL OF THE MAXIMUM TOTAL COMPENSATION Mgmt For For
OF THE EXECUTIVE COMMITTEE FOR THE 2021
FINANCIAL YEAR
6.1.1 RE-ELECTION OF HANS ULRICH MEISTER AS A Mgmt For For
MEMBER AND AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF HENNER MAHLSTEDT AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF INES POESCHEL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF KYRRE OLAF JOHANSEN AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF LAURENT VULLIET AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF MARTIN FISCHER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF BARBARA LAMBERT AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.2.1 RE-ELECTION OF INES POESCHEL AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.2.2 RE-ELECTION OF LAURENT VULLIET AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 RE-ELECTION OF MARTIN FISCHER AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.3 RE-ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP
6.4 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
7 AMENDMENT OF ARTICLE 1 OF THE ARTICLES OF Mgmt For For
ASSOCIATION (CHANGE OF SEAT FROM DIETLIKON
TO OPFIKON (ZH))
8 IN THE EVENT THAT ADDITIONS OR AMENDMENTS Mgmt Against Against
ARE PROPOSED TO THE ABOVE AGENDA ITEMS 1.1
THROUGH 7 AT THE ANNUAL GENERAL MEETING
(FOR MEANS TO FOLLOW THE PROPOSAL OF THE
BOARD OF DIRECTORS; AGAINST MEANS TO VOTE
NO; ABSTAIN MEANS TO ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 712457236
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
1.2 APPROVE REMUNERATION REPORT Mgmt For For
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.75 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt Against Against
MANAGEMENT
4.1 APPROVE REMUNERATION OF BOARD OF DIRECTORS Mgmt For For
IN THE AMOUNT OF CHF 4 MILLION FROM 2020
AGM UNTIL 2021 AGM
4.2.1 APPROVE VARIABLE CASH-BASED REMUNERATION OF Mgmt Against Against
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
7.5 MILLION FOR FISCAL 2019
4.2.2 APPROVE VARIABLE SHARE-BASED REMUNERATION Mgmt Against Against
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
6.7 MILLION FOR FISCAL 2020
4.2.3 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt Against Against
COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION
FOR FISCAL 2021
5.1.1 REELECT ROMEO LACHER AS DIRECTOR Mgmt For For
5.1.2 REELECT GILBERT ACHERMANN AS DIRECTOR Mgmt For For
5.1.3 REELECT HEINRICH BAUMANN AS DIRECTOR Mgmt For For
5.1.4 REELECT RICHARD CAMPBELL BREEDEN AS Mgmt For For
DIRECTOR
5.1.5 REELECT IVO FURRER AS DIRECTOR Mgmt For For
5.1.6 REELECT CLAIRE GIRAUT AS DIRECTOR Mgmt For For
5.1.7 REELECT CHARLES STONEHILL AS DIRECTOR Mgmt For For
5.1.8 REELECT EUNICE ZEHNDER-LAI AS DIRECTOR Mgmt For For
5.1.9 REELECT OLGA ZOUTENDIJK AS DIRECTOR Mgmt For For
5.2.1 ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP. Mgmt For For
1, 2020)
5.2.2 ELECT CHRISTIAN MEISSNER AS DIRECTOR Mgmt For For
5.3 ELECT ROMEO LACHER AS BOARD CHAIRMAN Mgmt For For
5.4.1 REAPPOINT GILBERT ACHERMANN AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.4.2 REAPPOINT RICHARD CAMPBELL BREEDEN AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.4.3 APPOINT KATHRYN SHIH AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE (AS PER SEP. 1,
2020)
5.4.4 REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6 RATIFY KPMG AG AS AUDITORS Mgmt For For
7 DESIGNATE MARC NATER AS INDEPENDENT PROXY Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
KUROS BIOSCIENCES AG Agenda Number: 711359718
--------------------------------------------------------------------------------------------------------------------------
Security: H4769G117
Meeting Type: EGM
Meeting Date: 17-Jul-2019
Ticker:
ISIN: CH0325814116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 INCREASE AND ADJUSTMENT OF AUTHORIZED SHARE Mgmt For For
CAPITAL
2 INCREASE AND ADJUSTMENT OF CONDITIONAL Mgmt For For
SHARE CAPITAL FOR BONDS AND SIMILAR DEBT
INSTRUMENTS
3 INCREASE AND ADJUSTMENT OF CONDITIONAL Mgmt For For
SHARE CAPITAL FOR EMPLOYEE PARTICIPATION
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
KUROS BIOSCIENCES AG Agenda Number: 711726781
--------------------------------------------------------------------------------------------------------------------------
Security: H4769G117
Meeting Type: EGM
Meeting Date: 19-Nov-2019
Ticker:
ISIN: CH0325814116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ORDINARY CAPITAL INCREASE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUROS BIOSCIENCES AG Agenda Number: 712336608
--------------------------------------------------------------------------------------------------------------------------
Security: H4769G117
Meeting Type: AGM
Meeting Date: 21-Apr-2020
Ticker:
ISIN: CH0325814116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 382383 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
FINANCIAL STATEMENTS, AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2019
2 DISCHARGE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE COMMITTEE
3 APPROPRIATION OF ANNUAL RESULTS Mgmt For For
4.1 RE-ELECTION CLEMENS VAN BLITTERSWIJK AS Mgmt For For
MEMBER AND CHAIRMAN OF THE BOARD OF
DIRECTORS
4.2 RE-ELECTION OF LEANNA CARON AS A BOARD OF Mgmt For For
DIRECTORS
4.3 RE-ELECTION OF JOOST DE BRUIJN AS A BOARD Mgmt For For
OF DIRECTORS
4.4 RE-ELECTION OF SCOTT P. BRUDER AS A BOARD Mgmt For For
OF DIRECTORS
4.5 RE-ELECTION OF OLIVER WALKER AS A BOARD OF Mgmt For For
DIRECTORS
5 RE-ELECTION OF THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, BASEL
6.1 COMPENSATION FOR THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE: VOTE
ON TOTAL NON-PERFORMANCE-RELATED
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS FOR THE PERIOD UP TO THE NEXT
ANNUAL SHAREHOLDERS MEETING
6.2 COMPENSATION FOR THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS AND THE EXECUTIVE COMMITTEE: VOTE
ON OPTIONS FOR MEMBERS OF THE BOARD OF
DIRECTORS UNTIL THE NEXT ANNUAL
SHAREHOLDERS MEETING
6.3 COMPENSATION FOR THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS AND THE EXECUTIVE COMMITTEE: VOTE
ON TOTAL NON-PERFORMANCE-RELATED
COMPENSATION FOR MEMBERS OF THE EXECUTIVE
COMMITTEE UP TO JUNE 30, 2021
6.4 COMPENSATION FOR THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS AND THE EXECUTIVE COMMITTEE: VOTE
ON TOTAL VARIABLE COMPENSATION FOR MEMBERS
OF THE EXECUTIVE COMMITTEE FOR THE CALENDAR
YEAR 2020
6.5 COMPENSATION FOR THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE: VOTE
ON OPTIONS FOR MEMBERS OF THE EXECUTIVE
COMMITTEE FOR THE CALENDAR YEAR 2020
7.1 RE-ELECTION OF LEANNA CARON AS A Mgmt Against Against
COMPENSATION COMMITTEE MEMBER
7.2 ELECTION OF OLIVER WALTER AS A COMPENSATION Mgmt For For
COMMITTEE MEMBER
8 ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For
OFFICE KELLER PARTNER- SHIP, CH-8002 ZURICH
9 ADJUSTMENT OF AUTHORIZED SHARE CAPITAL Mgmt Against Against
10 ADJUSTMENT OF CONDITIONAL SHARE CAPITAL FOR Mgmt Against Against
BONDS AND SIMILAR DEBT INSTRUMENTS
CMMT 06 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 4.1 TO 4.5, 6.1 TO 6.5 & 7.1
TO 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 383456, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA Agenda Number: 711456790
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 04-Sep-2019
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
STATUTORY FINANCIAL STATEMENTS OF LOGITECH
INTERNATIONAL S.A. FOR FISCAL YEAR 2019
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
DECLARATION OF DIVIDEND: CHF 0.7346 PER
SHARE
4 RELEASE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2019
5.A RE-ELECTION OF DR. PATRICK AEBISCHER TO THE Mgmt For For
BOARD OF DIRECTORS
5.B RE-ELECTION MS. WENDY BECKER TO THE BOARD Mgmt For For
OF DIRECTORS
5.C RE-ELECTION OF DR. EDOUARD BUGNION TO THE Mgmt For For
BOARD OF DIRECTORS
5.D RE-ELECTION OF MR. BRACKEN DARRELL TO THE Mgmt For For
BOARD OF DIRECTORS
5.E RE-ELECTION OF MR. GUERRINO DE LUCA TO THE Mgmt For For
BOARD OF DIRECTORS
5.F RE-ELECTION OF MR. DIDIER HIRSCH TO THE Mgmt For For
BOARD OF DIRECTORS
5.G RE-ELECTION OF DR. NEIL HUNT TO THE BOARD Mgmt For For
OF DIRECTORS
5.H RE-ELECTION OF MS. MARJORIE LAO TO THE Mgmt For For
BOARD OF DIRECTORS
5.I RE-ELECTION OF MS. NEELA MONTGOMERY TO THE Mgmt For For
BOARD OF DIRECTORS
5.J ELECTION OF MR. GUY GECHT TO THE BOARD OF Mgmt For For
DIRECTORS
5.K ELECTION OF MR. MICHAEL POLK TO THE BOARD Mgmt For For
OF DIRECTORS
6 ELECTION OF THE CHAIRPERSON OF THE BOARD: Mgmt For For
MS. WENDY BECKER
7.A RE-ELECTION OF DR. EDOUARD BUGNION TO THE Mgmt For For
COMPENSATION COMMITTEE
7.B RE-ELECTION OF DR. NEIL HUNT TO THE Mgmt For For
COMPENSATION COMMITTEE
7.C ELECTION OF MR. MICHAEL POLK TO THE Mgmt For For
COMPENSATION COMMITTEE
8 APPROVAL OF COMPENSATION FOR THE BOARD OF Mgmt For For
DIRECTORS FOR THE 2019 TO 2020 BOARD YEAR
9 APPROVAL OF COMPENSATION FOR THE GROUP Mgmt For For
MANAGEMENT TEAM FOR FISCAL YEAR 2021
10 RE-ELECTION OF KPMG AG AS LOGITECH'S Mgmt For For
AUDITORS AND RATIFICATION OF THE
APPOINTMENT OF KPMG LLP AS LOGITECH'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2020
11 RE-ELECTION OF ETUDE REGINA WENGER & SARAH Mgmt For For
KEISER-WUGER AS INDEPENDENT REPRESENTATIVE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 712296866
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2019 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2019
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt Against Against
BOARD OF DIRECTORS: MR. PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. ANN M. VENEMAN
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. EVA CHENG
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PATRICK AEBISCHER
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. URSULA M. BURNS
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PABLO ISLA
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. KIMBERLY A. ROSS
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DICK BOER
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DINESH PALIWAL
4.2 ELECTION TO THE BOARD OF DIRECTORS: MRS. Mgmt For For
HANNE JIMENEZ DE MORA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PATRICK AEBISCHER
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MRS. URSULA M. BURNS
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PABLO ISLA
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DICK BOER
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG SA, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt Against Against
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG Agenda Number: 712477745
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT TOGETHER Mgmt For For
WITH THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE INDIVIDUAL FINANCIAL STATEMENTS
2 MOTION FOR THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE COMMITTEE
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
(COMPENSATION APPROVAL)
5 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt Against Against
REPORT
6.1 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE BOARD OF
DIRECTORS FOR THE PERIOD UNTIL THE NEXT
ORDINARY AGM IN 2021
6.2 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PRECEDING TERM OF
OFFICE (ORDINARY AGM 2019 TO ORDINARY AGM
2020)
6.3 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE BOARD OF DIRECTORS FOR THE PRECEDING
TERM OF OFFICE (ORDINARY AGM 2019 TO
ORDINARY AGM 2020)
6.4 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2021
6.5 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
6.6 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
7.1.1 ELECTION OF STEFFEN MEISTER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.2 ELECTION OF DR. MARCEL ERNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.3 ELECTION OF ALFRED GANTNER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.4 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.5 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
7.1.6 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.7 ELECTION OF DR. ERIC STRUTZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.8 ELECTION OF URS WIETLISBACH AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.2.1 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
NOMINATION COMPENSATION COMMITTEE
7.2.2 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE NOMINATION COMPENSATION
COMMITTEE
7.2.3 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE NOMINATION COMPENSATION COMMITTEE
7.3 ELECTION OF THE INDEPENDENT PROXY: HOTZ & Mgmt For For
GOLDMANN IN BAAR, SWITZERLAND
7.4 ELECTION OF THE AUDITORS: KPMG AG IN Mgmt For For
ZURICH, SWITZERLAND
--------------------------------------------------------------------------------------------------------------------------
SENSIRION HOLDING AG Agenda Number: 712438135
--------------------------------------------------------------------------------------------------------------------------
Security: H7448F129
Meeting Type: AGM
Meeting Date: 11-May-2020
Ticker:
ISIN: CH0406705126
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
ANNUAL MANAGEMENT REPORT, THE ANNUAL
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS 2019 BE APPROVED AND
THAT THE AUDITORS' REPORTS BE ACKNOWLEDGED
1.2 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Against Against
COMPENSATION REPORT 2019 BE ACCEPTED IN A
NON-BINDING CONSULTATIVE VOTE
2 APPROPRIATION OF BALANCE SHEET RESULT 2019 Mgmt For For
3 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE COMMITTEE BE GRANTED DISCHARGE
FOR THEIR ACTIVITIES IN THE FINANCIAL YEAR
2019
4.1.1 RE-ELECTION OF MORITZ LECHNER AS MEMBER AND Mgmt For For
AS CO-CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF FELIX MAYER AS MEMBER AND AS Mgmt For For
CO-CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF RICARDA DEMARMELS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF HEINRICH FISCHER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF FRANCOIS GABELLA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF FRANZ STUDER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF HEINRICH FISCHER AS MEMBER Mgmt For For
OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.2.2 RE-ELECTION OF MORITZ LECHNER AS MEMBER OF Mgmt Against Against
THE NOMINATION AND COMPENSATION COMMITTEE
4.2.3 RE-ELECTION OF FELIX MAYER AS MEMBER OF THE Mgmt Against Against
NOMINATION AND COMPENSATION COMMITTEE
4.3 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
KPMG AG, ZURICH, AS AUDITOR FOR A TERM OF
OFFICE UNTIL THE COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
4.4 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE LAW OFFICE KELLER PARTNERSHIP, ZURICH,
AS INDEPENDENT PROXY FOR A TERM OF OFFICE
UNTIL THE COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING
5.1 THE BOARD OF DIRECTORS PROPOSES TO APPROVE Mgmt For For
A MAXIMUM AGGREGATE AMOUNT OF COMPENSATION
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
OF CHF 930,000 FOR THE PERIOD FROM THE
ANNUAL GENERAL MEETING 2020 TO THE ANNUAL
GENERAL MEETING 2021
5.2 THE BOARD OF DIRECTORS PROPOSES TO APPROVE Mgmt For For
A MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION FOR THE MEMBERS OF THE
EXECUTIVE COMMITTEE OF CHF 2,100,000 FOR
THE FINANCIAL YEAR 2021
5.3 THE BOARD OF DIRECTORS PROPOSES TO APPROVE Mgmt For For
AN AGGREGATE AMOUNT OF VARIABLE
COMPENSATION FOR THE MEMBERS OF THE
EXECUTIVE COMMITTEE OF CHF 139,527 FOR THE
FINANCIAL YEAR 2019
6 THE BOARD OF DIRECTORS PROPOSES TO RENEW Mgmt For For
THE AUTHORIZED SHARE CAPITAL OF SENSIRION
HOLDING AG IN THE AMOUNT OF UP TO CHF
145,581.70, WHICH AUTHORIZES THE BOARD OF
DIRECTORS TO ISSUE UP TO 1,455,817
REGISTERED SHARES WITH A PAR VALUE OF CHF
0.10 EACH UNTIL 11 MAY 2022, AND TO AMEND
ARTICLE 3A OF THE ARTICLES OF ASSOCIATION
OF SENSIRION HOLDING AG
CMMT 20 APR 2020: PLEASE NOTE THAT BENEFICIAL Non-Voting
OWNER DETAILS ARE REQUIRED FOR THIS
MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
THANK YOU
CMMT 20 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SFS GROUP AG Agenda Number: 712299216
--------------------------------------------------------------------------------------------------------------------------
Security: H7482F118
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CH0239229302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE MANAGEMENT REPORT OF SFS Mgmt For For
GROUP AG, THE CONSOLIDATED FINANCIAL
STATEMENTS AND THE FINANCIAL STATEMENTS OF
SFS GROUP AG FOR 2019
2.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE 2020/2021 TERM OF
OFFICE
2.2 APPROVAL OF THE MAXIMUM TOTAL FIXED Mgmt For For
COMPENSATION OF THE GROUP EXECUTIVE BOARD
FOR THE PERIOD FROM 1 JANUARY 2021 TO 31
DECEMBER 2021
2.3 APPROVAL OF THE MAXIMUM TOTAL VARIABLE Mgmt Against Against
COMPENSATION OF THE GROUP EXECUTIVE BOARD
FOR THE PAST 2019 FINANCIAL YEAR
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
GROUP EXECUTIVE BOARD
4 APPROPRIATION OF RETAINED EARNINGS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE PAYMENT OF
A GROSS DIVIDEND OF CHF 2.10 PER REGISTERED
SHARE OF CHF 0.10 NOMINAL VALUE
5.A RE-ELECTION OF NICK HUBER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.B RE-ELECTION OF URS KAUFMANN AS A MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
5.C RE-ELECTION OF THOMAS OETTERLI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.D RE-ELECTION OF HEINRICH SPOERRY AS A MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS AND RE-ELECTION
AS CHAIRMAN OF THE BOARD
5.E RE-ELECTION OF BETTINA STADLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.F RE-ELECTION OF JORG WALTHER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.A RE-ELECTION OF NICK HUBER AS A MEMBER OF Mgmt Against Against
THE AS A MEMBER OF THE BOARD OF DIRECTORS
NOMINATION AND COMPENSATION COMMITTEE
6.B RE-ELECTION OF URS KAUFMANN (COMMITTEE Mgmt Against Against
CHAIRMAN) AS A MEMBER OF THE BOARD OF
DIRECTORS NOMINATION AND COMPENSATION
COMMITTEE
6.C RE-ELECTION OF HEINRICH SPOERRY AS A MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS NOMINATION AND
COMPENSATION COMMITTEE
7 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF BURKI BOLT RECHTSANWALTE, AUERSTRASSE 2,
CH-9435 HEERBRUGG, AS INDEPENDENT PROXY
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG, ST. GALLEN,
AS STATUTORY AUDITOR FOR THE 2020 FINANCIAL
YEAR
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
SGS SA Agenda Number: 712230577
--------------------------------------------------------------------------------------------------------------------------
Security: H7485A108
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For
SA AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE SGS GROUP FOR 2019
1.2 ADVISORY VOTE ON THE 2019 REMUNERATION Mgmt For For
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE MANAGEMENT
3 APPROPRIATION OF PROFITS OF SGS SA, Mgmt For For
DECLARATION OF A DIVIDEND OF CHF 80.00 PER
SHARE
4.1.1 RE-ELECTION OF MR. PAUL DESMARAIS, JR. TO Mgmt Against Against
THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF MR. AUGUST FRANCOIS VON Mgmt Against Against
FINCK TO THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MR. IAN GALLIENNE TO THE Mgmt For For
BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF MR. CALVIN GRIEDER TO THE Mgmt For For
BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF MR. CORNELIUS GRUPP TO THE Mgmt For For
BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MR. GERARD LAMARCHE TO THE Mgmt For For
BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF MR. SHELBY R. DU PASQUIER TO Mgmt Against Against
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MS. KORY SORENSON TO THE Mgmt For For
BOARD OF DIRECTORS
4.1.9 ELECTION OF MR. SAMI ATIYA TO THE BOARD OF Mgmt For For
DIRECTORS
41.10 ELECTION OF MR. TOBIAS HARTMANN TO THE Mgmt For For
BOARD OF DIRECTORS
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION OF MR. IAN GALLIENNE TO THE Mgmt For For
REMUNERATION COMMITTEE
4.3.2 ELECTION OF MR. SHELBY R. DU PASQUIER TO Mgmt Against Against
THE REMUNERATION COMMITTEE
4.3.3 ELECTION OF MS. KORY SORENSON TO THE Mgmt For For
REMUNERATION COMMITTEE
4.4 ELECTION OF DELOITTE SA, GENEVA, AS Mgmt For For
AUDITORS
4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For
AND DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: BOARD REMUNERATION Mgmt For For
UNTIL THE NEXT ANNUAL GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt Against Against
SENIOR MANAGEMENT FOR THE FISCAL YEAR 2021
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For
REMUNERATION OF SENIOR MANAGEMENT FOR THE
FISCAL YEAR 2019
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
SIG COMBIBLOC GROUP AG Agenda Number: 712261700
--------------------------------------------------------------------------------------------------------------------------
Security: H76406117
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: CH0435377954
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
STATUTORY FINANCIAL STATEMENTS OF SIG
COMBIBLOC GROUP AG AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF SIG COMBIBLOC GROUP
AG FOR THE FINANCIAL YEAR 2019
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
3 APPROPRIATION OF RETAINED EARNINGS OF SIG Mgmt For For
COMBIBLOC GROUP AG
4 DISTRIBUTION OUT OF THE CAPITAL Mgmt For For
CONTRIBUTION RESERVE
5.1 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt Against Against
REPORT
5.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
COMPENSATION OF THE BOARD OF DIRECTORS FOR
THE PERIOD FROM THE 2020 ANNUAL GENERAL
MEETING UNTIL THE 2021 ANNUAL GENERAL
MEETING
5.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
COMPENSATION OF THE GROUP EXECUTIVE BOARD
FOR THE FINANCIAL YEAR 2021
6.1.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WERNER BAUER
6.1.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WAH-HUI CHU
6.1.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: COLLEEN GOGGINS
6.1.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARIEL HOCH
6.1.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MATTHIAS WAEHREN
6.1.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NIGHEL WRIGHT
6.1.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS UMBACH
6.2 RE-ELECTION OF ANDREAS UMBACH AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
6.3.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: WAH-HUI CHU
6.3.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: COLLEEN GOGGINS
6.3.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: MARIEL HOCH
7 RENEWAL OF AUTHORIZED CAPITAL AND Mgmt For For
LIMITATION ON SHARE ISSUES UNDER EXCLUSION
OF SUBSCRIPTION RIGHTS
8 RE-ELECTION OF THE INDEPENDENT PROXY / Mgmt For For
ANWATLSKANZLEI KELLER KLG, ZURICH
9 RE-ELECTION OF THE STATUTORY AUDITORS / Mgmt For For
PRICEWATERHOUSECOOPERS AG, BASEL
CMMT 16 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIKA AG Agenda Number: 712316707
--------------------------------------------------------------------------------------------------------------------------
Security: H7631K273
Meeting Type: AGM
Meeting Date: 21-Apr-2020
Ticker:
ISIN: CH0418792922
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 2.30 PER SHARE
3 APPROVE DISCHARGE OF BOARD OF DIRECTORS Mgmt For For
4.1.1 REELECT PAUL HAELG AS DIRECTOR Mgmt For For
4.1.2 REELECT FRITS VAN DIJK AS DIRECTOR Mgmt For For
4.1.3 REELECT MONIKA RIBAR AS DIRECTOR Mgmt For For
4.1.4 REELECT DANIEL SAUTER AS DIRECTOR Mgmt For For
4.1.5 REELECT CHRISTOPH TOBLER AS DIRECTOR Mgmt For For
4.1.6 REELECT JUSTIN HOWELL AS DIRECTOR Mgmt For For
4.1.7 REELECT THIERRY VANLANCKER AS DIRECTOR Mgmt For For
4.1.8 REELECT VIKTOR BALLI AS DIRECTOR Mgmt For For
4.2 REELECT PAUL HAELG AS BOARD CHAIRMAN Mgmt For For
4.3.1 APPOINT DANIEL SAUTER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.2 APPOINT JUSTIN HOWELL AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.3 APPOINT THIERRY VANLANCKER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.4 RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For
4.5 DESIGNATE JOST WINDLIN AS INDEPENDENT PROXY Mgmt For For
5.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt For For
5.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 3.3 MILLION
5.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 19.5 MILLION FOR
FISCAL 2021
--------------------------------------------------------------------------------------------------------------------------
SOFTWAREONE HOLDING AG Agenda Number: 712456777
--------------------------------------------------------------------------------------------------------------------------
Security: H5682F102
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: CH0496451508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
2.1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
STATUTORY AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019
2.2 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
3 APPROPRIATION OF DISPOSABLE PROFIT 2019 AND Mgmt For For
DISTRIBUTION FROM (NON-SWISS) CAPITAL
CONTRIBUTION RESERVES
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MEMBERS OF THE EXECUTIVE
BOARD
5.1.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DANIEL VON STOCKAR
5.1.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEAT CURTI
5.1.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSE ALBERTO DUARTE
5.1.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FLEISCHMANN
5.1.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENE GILLI
5.1.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOHANNES HUTH
5.1.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: TIMO IHAMUOTILA
5.1.8 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PETER KURER
5.1.9 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARIE-PIERRE ROGERS
5.110 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEAN-PIERRE SAAD
5.2 RE-ELECTION OF DANIEL VON STOCKAR AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
5.3.1 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: JOHANNES HUTH
5.3.2 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: PETER KURER
5.3.3 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: MARIE-PIERRE
ROGERS
5.3.4 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND COMPENSATION COMMITTEE: DANIEL VON
STOCKAR
5.4 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For
ANWALTSKANZLEI KELLER KLG, ZURICH
5.5 RE-ELECTION OF THE AUDITOR: ERNST & YOUNG Mgmt For For
AG, ZURICH
6.1 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
COMPENSATION AMOUNTS FOR THE BOARD OF
DIRECTORS AND THE MEMBERS OF THE EXECUTIVE
BOARD: APPROVAL OF THE MAXIMUM AGGREGATE
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE PERIOD UNTIL THE
FOLLOWING ANNUAL GENERAL MEETING
6.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt Against Against
COMPENSATION AMOUNTS FOR THE BOARD OF
DIRECTORS AND THE MEMBERS OF THE EXECUTIVE
BOARD: APPROVAL OF THE MAXIMUM AGGREGATE
COMPENSATION FOR THE MEMBERS OF THE
EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2021
6.3 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt Against Against
COMPENSATION AMOUNTS FOR THE BOARD OF
DIRECTORS AND THE MEMBERS OF THE EXECUTIVE
BOARD: AMENDMENT OF THE MAXIMUM AGGREGATE
COMPENSATION FOR THE MEMBERS OF THE
EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2020
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG Agenda Number: 712683069
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, AND THE ANNUAL FINANCIAL STATEMENTS
OF SONOVA HOLDING AG FOR 2019 / 20;
ACKNOWLEDGEMENT OF THE AUDITORS' REPORTS
1.2 ADVISORY VOTE ON THE 2019 / 20 COMPENSATION Mgmt For For
REPORT
2 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
DISTRIBUTION OF STOCK DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MANAGEMENT BOARD
4.1.1 RE-ELECTION OF ROBERT F. SPOERRY AS MEMBER Mgmt Against Against
AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF BEAT HESS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF LYNN DORSEY BLEIL AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF LUKAS BRAUNSCHWEILER AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF MICHAEL JACOBI AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF STACY ENXING SENG AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF RONALD VAN DER VIS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF JINLONG WANG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 ELECTION OF ADRIAN WIDMER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.3.1 RE-ELECTION OF ROBERT F. SPOERRY AS MEMBER Mgmt Against Against
OF THE NOMINATION & COMPENSATION COMMITTEE
4.3.2 RE-ELECTION OF BEAT HESS AS MEMBER OF THE Mgmt For For
NOMINATION & COMPENSATION COMMITTEE
4.3.3 RE-ELECTION OF STACY ENXING SENG AS MEMBER Mgmt For For
OF THE NOMINATION & COMPENSATION COMMITTEE
4.4 ELECTION OF THE AUDITORS: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES TO ELECT ERNST & YOUNG
AG, ZURICH, AS AUDITORS OF SONOVA HOLDING
AG FOR A TERM OF OFFICE OF ONE YEAR
4.5 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES TO RE-ELECT THE
LAW OFFICE KELLER PARTNERSHIP, ZURICH, AS
INDEPENDENT PROXY FOR A TERM OF OFFICE
LASTING UNTIL THE COMPLETION OF THE NEXT
ANNUAL GENERAL SHAREHOLDERS' MEETING
5.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION OF THE BOARD OF DIRECTORS
5.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION OF THE MANAGEMENT BOARD
6 CREATION OF AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SULZER AG Agenda Number: 712300499
--------------------------------------------------------------------------------------------------------------------------
Security: H83580284
Meeting Type: AGM
Meeting Date: 15-Apr-2020
Ticker:
ISIN: CH0038388911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 BUSINESS REVIEW, FINANCIAL STATEMENTS OF Mgmt For For
SULZER LTD AND CONSOLIDATED FINANCIAL
STATEMENTS 2019, REPORTS OF THE AUDITORS
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2019
2 APPROPRIATION OF NET PROFITS Mgmt For For
3 DISCHARGE Mgmt For For
4.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
COMPENSATION OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION OF THE EXECUTIVE COMMITTEE
5.1 RE-ELECTION OF MR. PETER LOESCHER AS MEMBER Mgmt Against Against
AND CHAIRMAN OF THE BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF MRS. HANNE BIRGITTE Mgmt For For
BREINBJERG SORENSEN AS MEMBER OF THE BOARD
OF DIRECTORS
5.2.2 RE-ELECTION OF MR. MATTHIAS BICHSEL AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.3 RE-ELECTION OF MR. LUKAS BRAUNSCHWEILER AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.4 RE-ELECTION OF MR. MIKHAIL LIFSHITZ AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.5 RE-ELECTION OF MR. MARCO MUSETTI AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
5.2.6 RE-ELECTION OF MR. GERHARD ROISS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.3 ELECTION OF MR. ALEXEY MOSKOV AS NEW MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.1 RE-ELECTION OF MRS. HANNE BIRGITTE Mgmt For For
BREINBJERG SORENSEN AS MEMBER OF THE
REMUNERATION COMMITTEE
6.1.2 RE-ELECTION OF MR. MARCO MUSETTI AS MEMBER Mgmt Against Against
OF THE REMUNERATION COMMITTEE
6.1.3 RE-ELECTION OF MR. GERHARD ROISS AS MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
7 RE-ELECTION OF THE AUDITORS / KPMG AG, Mgmt For For
ZURICH
8 RE-ELECTION OF THE INDEPENDENT PROXY / Mgmt For For
PROXY VOTING SERVICES GMBH, ZURICH
--------------------------------------------------------------------------------------------------------------------------
SWISS LIFE HOLDING AG Agenda Number: 712309271
--------------------------------------------------------------------------------------------------------------------------
Security: H8404J162
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CH0014852781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
1.2 APPROVE REMUNERATION REPORT Mgmt For For
2.1 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 15.00 PER SHARE
2.2 APPROVE REDUCTION OF SHARE CAPITAL VIA Mgmt For For
REDUCTION IN NOMINAL VALUE AND REPAYMENT OF
CHF.5.00 PER SHARE
3 APPROVE DISCHARGE OF BOARD OF DIRECTORS Mgmt For For
4.1 APPROVE FIXED REMUNERATION OF DIRECTORS IN Mgmt Against Against
THE AMOUNT OF CHF 3.2 MILLION
4.2 APPROVE SHORT-TERM VARIABLE REMUNERATION OF Mgmt For For
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
4.3 MILLION
4.3 APPROVE FIXED AND LONG-TERM VARIABLE Mgmt For For
REMUNERATION OF EXECUTIVE COMMITTEE IN THE
AMOUNT OF CHF 13.8 MILLION
5.1 REELECT ROLF DOERIG AS DIRECTOR AND BOARD Mgmt Against Against
CHAIRMAN
5.2 REELECT THOMAS BUESS AS DIRECTOR Mgmt Against Against
5.3 REELECT ADRIENNE FUMAGALLI AS DIRECTOR Mgmt For For
5.4 REELECT UELI DIETIKER AS DIRECTOR Mgmt For For
5.5 REELECT DAMIR FILIPOVIC AS DIRECTOR Mgmt For For
5.6 REELECT FRANK KEUPER AS DIRECTOR Mgmt For For
5.7 REELECT STEFAN LOACKER AS DIRECTOR Mgmt For For
5.8 REELECT HENRY PETER AS DIRECTOR Mgmt Against Against
5.9 REELECT MARTIN SCHMID AS DIRECTOR Mgmt For For
5.10 REELECT FRANK SCHNEWLIN AS DIRECTOR Mgmt Against Against
5.11 REELECT FRANZISKA SAUBER AS DIRECTOR Mgmt Against Against
5.12 REELECT KLAUS TSCHUETSCHER AS DIRECTOR Mgmt For For
5.13 RE-APPOINT FRANK SCHNEWLIN AS MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE
5.14 RE-APPOINT FRANZISKA SAUBER AS MEMBER OF Mgmt Against Against
THE COMPENSATION COMMITTEE
5.15 RE-APPOINT KLAUS TSCHUETSCHER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6 DESIGNATE ANDREAS ZUERCHER AS INDEPENDENT Mgmt For For
PROXY
7 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt For For
AUDITORS
8 APPROVE REDUCTION IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
SWISS RE AG Agenda Number: 712287540
--------------------------------------------------------------------------------------------------------------------------
Security: H8431B109
Meeting Type: AGM
Meeting Date: 17-Apr-2020
Ticker:
ISIN: CH0126881561
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1.1 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt Against Against
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019:
CONSULTATIVE VOTE ON THE COMPENSATION
REPORT
1.2 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019:
APPROVAL OF THE ANNUAL REPORT (INCL.
MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2019
2 ALLOCATION OF DISPOSABLE PROFIT: FOR THE Mgmt For For
FINANCIAL YEAR 2019, THE BOARD OF DIRECTORS
PROPOSES AN ORDINARY DIVIDEND OF CHF 5.90
COMPARED TO CHF 5.60 IN THE PREVIOUS YEAR
3 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt Against Against
VARIABLE SHORT-TERM COMPENSATION FOR THE
MEMBERS OF THE GROUP EXECUTIVE COMMITTEE
FOR THE FINANCIAL YEAR 2019
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.1 RE-ELECTION OF WALTER B. KIELHOLZ AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS AND RE-ELECTION
AS CHAIRMAN OF THE BOARD OF DIRECTORS IN
THE SAME VOTE
5.1.2 RE-ELECTION OF RAYMOND K.F. CH'IEN TO THE Mgmt For For
BOARD OF DIRECTOR
5.1.3 RE-ELECTION OF RENATO FASSBIND TO THE BOARD Mgmt Against Against
OF DIRECTOR
5.1.4 RE-ELECTION OF KAREN GAVAN TO THE BOARD OF Mgmt For For
DIRECTOR
5.1.5 RE-ELECTION OF JAY RALPH TO THE BOARD OF Mgmt For For
DIRECTOR
5.1.6 RE-ELECTION OF JOERG REINHARDT TO THE BOARD Mgmt For For
OF DIRECTOR
5.1.7 RE-ELECTION OF PHILIP K. RYAN TO THE BOARD Mgmt Against Against
OF DIRECTOR
5.1.8 RE-ELECTION OF SIR PAUL TUCKER TO THE BOARD Mgmt For For
OF DIRECTOR
5.1.9 RE-ELECTION OF JACQUES DE VAUCLEROY TO THE Mgmt For For
BOARD OF DIRECTOR
5.110 RE-ELECTION OF SUSAN L. WAGNER TO THE BOARD Mgmt For For
OF DIRECTOR
5111 RE-ELECTION OF LARRY ZIMPLEMAN TO THE BOARD Mgmt For For
OF DIRECTOR
5.112 ELECTION OF SERGIO P. ERMOTTI TO THE BOARD Mgmt For For
OF DIRECTOR
5.113 ELECTION OF JOACHIM OECHSLIN TO THE BOARD Mgmt For For
OF DIRECTOR
5.114 ELECTION OF DEANNA ONG TO THE BOARD OF Mgmt For For
DIRECTOR
5.2.1 RE-ELECTION OF RAYMOND K.F. CH'IEN TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF RENATO FASSBIND TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF JOERG REINHARDT TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.2.4 RE-ELECTION OF JACQUES DE VAUCLEROY TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.2.5 ELECTION OF KAREN GAVAN TO THE COMPENSATION Mgmt For For
COMMITTEE
5.3 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT PROXY
VOTING SERVICES GMBH, ZURICH, BE RE-ELECTED
AS INDEPENDENT PROXY FOR A ONE-YEAR TERM OF
OFFICE UNTIL COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING
5.4.1 RE-ELECTION OF PWC AS THE AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2020
5.4.2 ELECTION OF KPMG AS THE NEW AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2021
6.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE TERM OF OFFICE FROM
THE ANNUAL GENERAL MEETING 2020 TO THE
ANNUAL GENERAL MEETING 2021
6.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt Against Against
FIXED COMPENSATION AND VARIABLE LONG-TERM
COMPENSATION FOR THE MEMBERS OF THE GROUP
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2021
7 REDUCTION OF SHARE CAPITAL Mgmt For For
8 APPROVAL OF NEW SHARE BUY-BACK PROGRAMME Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
TECAN GROUP AG Agenda Number: 712286485
--------------------------------------------------------------------------------------------------------------------------
Security: H84774167
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: CH0012100191
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, ANNUAL ACCOUNTS AND Mgmt For For
CONSOLIDATED ACCOUNTS 2019, AUDITORS REPORT
2.A APPROPRIATION OF AVAILABLE RETAINED Mgmt For For
EARNINGS
2.B ALLOCATION FROM THE LEGAL RESERVES (CAPITAL Mgmt For For
CONTRIBUTION RESERVE) TO THE FREE RESERVE
AND PAYOUT (WITHHOLDING TAX FREE)
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT BOARD
4.1.A RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. LUKAS BRAUNSCHWEILER
4.1.B RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. OLIVER FETZER
4.1.C RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HEINRICH FISCHER
4.1.D RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: LARS HOLMQVIST
4.1.E RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. KAREN HUEBSCHER
4.1.F RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. CHRISTA KREUZBURG
4.1.G RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DR. DANIEL R. MARSHAK
4.2 RE-ELECTION OF DR. LUKAS BRAUNSCHWEILER AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.3.A RE-ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DR. OLIVER FETZER
4.3.B RE-ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DR. CHRISTA KREUZBURG
4.3.C RE-ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DR. DANIEL R. MARSHAK
4.4 RE-ELECTION OF ERNST AND YOUNG AG, ZURICH, Mgmt For For
AS AUDITORS FOR THE BUSINESS YEAR 2020
4.5 RE-ELECTION OF PROXY VOTING SERVICES GMBH, Mgmt For For
ZURICH, AS INDEPENDENT VOTING PROXY
5.1 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against
2019
5.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt For For
COMPENSATION OF THE BOARD OF DIRECTORS FROM
THE ORDINARY SHAREHOLDERS MEETING 2020 TO
THE ORDINARY SHAREHOLDERS MEETING 2021
5.3 APPROVAL OF THE MAXIMUM TOTAL AMOUNT OF Mgmt Against Against
COMPENSATION OF THE MANAGEMENT BOARD FOR
THE BUSINESS YEAR 2021
6 AMENDMENT OF ARTICLES OF INCORPORATION - Mgmt For For
RENEWAL OF AUTHORIZED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG Agenda Number: 712443314
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE SAID REPORTS AND THE Mgmt For For
FINANCIAL STATEMENTS
2 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
GROUP MANAGEMENT BOARD
3 RESOLUTION FOR THE APPROPRIATION OF THE Mgmt For For
AVAILABLE EARNINGS
4.1.1 APPROVAL OF COMPENSATION: FIXED Mgmt For For
COMPENSATION OF THE MEMBER OF THE BOARD OF
DIRECTORS: COMPENSATION FOR FUNCTIONS OF
THE BOARD OF DIRECTORS
4.1.2 APPROVAL OF COMPENSATION: FIXED Mgmt For For
COMPENSATION OF THE MEMBER OF THE BOARD OF
DIRECTORS: COMPENSATION FOR EXECUTIVE
FUNCTIONS OF THE MEMBERS OF THE BOARD OF
DIRECTORS
4.2 APPROVAL OF COMPENSATION: FIXED Mgmt For For
COMPENSATION OF THE MEMBERS OF THE
EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE
EXTENDED GROUP MANAGEMENT BOARD FOR THE
BUSINESS YEAR 2020
4.3 APPROVAL OF COMPENSATION: VARIABLE Mgmt Against Against
COMPENSATION OF THE EXECUTIVE MEMBERS OF
THE BOARD OF DIRECTORS FOR THE BUSINESS
YEAR 2019
4.4 APPROVAL OF COMPENSATION: VARIABLE Mgmt Against Against
COMPENSATION OF THE MEMBERS OF THE
EXECUTIVE GROUP MANAGEMENT BOARD AND THE
EXTENDED GROUP MANAGEMENT BOARD FOR THE
BUSINESS YEAR 2019
5.1 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MRS. NAYLA HAYEK
5.2 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MR. ERNST TANNER
5.3 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MRS. DANIELA AESCHLIMANN
5.4 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MR. GEORGES N. HAYEK
5.5 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MR. CLAUDE NICOLLIER
5.6 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MR. JEAN-PIERRE ROTH
5.7 RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MRS. NAYLA HAYEK AS CHAIR OF THE
BOARD OF DIRECTORS
6.1 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MRS. NAYLA HAYEK
6.2 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MR. ERNST TANNER
6.3 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MRS. DANIELA AESCHLIMANN
6.4 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MR. GEORGES N. HAYEK
6.5 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MR. CLAUDE NICOLLIER
6.6 RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
MR. JEAN-PIERRE ROTH
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
MR BERNHARD LEHMANN, P.O.BOX, CH-8032
ZURICH
8 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LTD
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 712317204
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt For For
REPORT AND CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2019
2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt For For
COMPENSATION REPORT 2019
3 APPROPRIATION OF TOTAL PROFIT AND Mgmt For For
DISTRIBUTION OF ORDINARY DIVIDEND OUT OF
TOTAL PROFIT AND CAPITAL CONTRIBUTION
RESERVE
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2019
5.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF
THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEREMY ANDERSON
5.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM C. DUDLEY
5.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
5.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: FRED HU
5.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JULIE G. RICHARDSON
5.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
5.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DIETER WEMMER
5.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEANETTE WONG
6.1 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARK HUGHES
6.2 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: NATHALIE RACHOU
7.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JULIE G. RICHARDSON
7.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: RETO FRANCIONI
7.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DIETER WEMMER
7.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JEANETTE WONG
8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FROM THE 2020 AGM TO THE 2021
AGM
8.2 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE COMPENSATION FOR THE MEMBERS OF
THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2021
9 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt For For
ALTORFER DUSS & BEILSTEIN AG, ZURICH
10 RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt For For
LTD, BASEL
--------------------------------------------------------------------------------------------------------------------------
VZ HOLDING AG Agenda Number: 712237038
--------------------------------------------------------------------------------------------------------------------------
Security: H9239A103
Meeting Type: AGM
Meeting Date: 08-Apr-2020
Ticker:
ISIN: CH0028200837
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF VZ HOLDING LTD AND
THE CONSOLIDATED FINANCIAL STATEMENTS FOR
2019; ACKNOWLEDGEMENT OF THE AUDITORS'
REPORTS
2 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
3 APPROPRIATION OF THE AVAILABLE PROFIT OF VZ Mgmt For For
HOLDING LTD: GROSS DIVIDEND OF CHF 5.10 PER
REGISTERED SHARE WITH A NOMINAL VALUE OF
CHF 0.25 EACH
4.1 CHANGES IN THE STATUTES: SHARE SPLIT IN THE Mgmt For For
RATIO 1:5 (CHANGE IN NOMINAL VALUE):
ARTICLE 3 AND ARTICLE 3A PARA. 1
4.2 CHANGES IN THE STATUTES: CHANGE OF DOMICILE Mgmt For For
OF VZ HOLDING LTD: ARTICLE 1
5.1.1 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt Against Against
DIRECTOR: FRED KINDLE, AS MEMBER AS WELL AS
CHAIRMAN OF THE BOARD OF DIRECTORS (IN A
SINGLE VOTE)
5.1.2 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
ROLAND IFF, UNTIL THE END OF THE NEXT AGM
5.1.3 RE-ELECTION TO THE BOARD OF DIRECTOR: DR. Mgmt Against Against
ALBRECHT LANGHART, UNTIL THE END OF THE
NEXT AGM
5.1.4 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
ROLAND LEDERGERBER, UNTIL THE END OF THE
NEXT AGM
5.1.5 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
OLIVIER DE PERREGAUX, UNTIL THE END OF THE
NEXT AGM
5.2.1 RE-ELECTION OF THE MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE: FRED KINDLE, UNTIL
THE END OF THE NEXT AGM
5.2.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: ROLAND LEDERGERBER,
UNTIL THE END OF THE NEXT AGM
6 ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP,
ALFRED-ESCHER-STRASSE 11, PO BOX 1889, 8027
ZURICH
7 RE-ELECTION OF THE AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2020: PRICEWATERHOUSECOOPERS
LTD, ZURICH
8.1 APPROVAL OF REMUNERATION OF THE BOARD OF Mgmt For For
DIRECTORS
8.2 APPROVAL OF FIXED REMUNERATION OF THE Mgmt For For
EXECUTIVE BOARD
8.3 APPROVAL OF VARIABLE REMUNERATION OF THE Mgmt For For
EXECUTIVE BOARD
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 712240489
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2019
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
2019
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2019: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.3 ELECTION OF THE INDEPENDENT VOTING RIGHTS Mgmt For For
REPRESENTATIVE: THE BOARD OF DIRECTORS
PROPOSES TO ELECT THE LAW OFFICE KELLER
PARTNERSHIP, ZURICH, AS INDEPENDENT VOTING
RIGHTS REPRESENTATIVE FOR A TERM OF OFFICE
ENDING WITH THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING
4.4 RE-ELECTION OF THE AUDITORS: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES TO RE-ELECT
PRICEWATERHOUSECOOPERS LTD, ZURICH, AS
AUDITORS FOR THE FINANCIAL YEAR 2020
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 AUTHORIZED AND CONTINGENT SHARE CAPITAL Mgmt For For
7 FURTHER CHANGES TO THE ARTICLES OF Mgmt For For
ASSOCIATION
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Swiss Helvetia Fund, Inc.
By (Signature) /s/ Andrew Dakos
Name Andrew Dakos
Title President and Chief Executive Officer
Date 08/20/2020